United States
                                   Environmental Protection
                                   Agency
                                   Health Effects Research
                                   Laboratory
                                   Research Triangle Park NC 27711
X-/EPA
                                   Research and Development
                                   EPA-600/S1-81-003  Mar. 1981
Project  Summary
                                   Effect  of  Industrial  Paniculate
                                   Samples  on  Alveolar
                                   Macrophages
                                   Catherine Aranyi
                                    Toxic ranking  of the <3 /um size
                                  fraction of particulate samples in in
                                  vitro rabbit alveolar macrophage assay
                                  showed generally low to intermediate
                                  cytotoxicity for samples obtained
                                  from a steel foundry, an electric arc
                                  furnace steel plant and from four coal-
                                  fired power plants. Particulates ob-
                                  tained from an aluminum and from a
                                  copper smelter were highly toxic to
                                  alveolar macrophages as monitored
                                  by viability, total cellular protein and
                                  ATP levels. The two smelter samples
                                  also contained soluble components
                                  that significantly  contributed to their
                                  cytotoxicity. None of the particulate
                                  samples tested were true emission or
                                  effluent samples, but were collected
                                  from in-plant control devices.
                                    The copper smelter dust and the
                                  fluidized-bed coal fly ash chosen on
                                  the basis of their respective high and
                                  low in vitro cytotoxicity were used in
                                  aerosol exposures to examine their in
                                  vivo effects on the pulmonary free
                                  cells, bactericidal activity and  resist-
                                  ance to respiratory infection in mice.
                                  The results of multiple daily 3-hour
                                  exposures to 2.0,1.0 and 0.5 mg/m3
                                  of the pollutants closely correlated
                                  with the in vitro data.  Inhalation of
                                  copper smelter particle aerosols pro-
                                  duced significant changes in more of
                                  the parameters than inhalation  of the
                                  coal fly ash. Thus the overall objective
                                  of these studies was realized by dem-
                                  onstrating the validity of prediction of
                                  inhalation hazard on the basis of the in
                                  vitro screening assay.
                                     This Project Summary was develop-
                                   ed by EPA's Health Effects Research
                                   Laboratory, Research Triangle Park,
                                   NC, to announce key findings of the
                                   research project which is fully docu-
                                   mented in a separate report of the
                                   same title (see Project Report ordering
                                   information at back).

                                   Introduction
                                    Alveolar macrophages protect the
                                   lungs principally by phagocytosis of
                                   inhaled particles and infectious agents.
                                   Adverse effects on the activity of the
                                   alveolar macrophages can lead to in-
                                   creased retention of non-biological
                                   particles, as well asto impairment in the
                                   defensive capacity of the  lung and
                                   consequent increased  susceptibility to
                                   respiratory disease. Since resistance to
                                   infection is  known to be lowered by
                                   exposure to pollutants, changes in the
                                   functional characteristics of alveolar
                                   macrophages can be used to monitor
                                   effects of such exposure in the intact
                                   animal. However, since alveolar macro-
                                   phages can be obtained easily by tra-
                                   cheobronchial lavage and maintained in
                                   culture, they are frequently used in in
                                   vitro toxicology to assess the potential
                                   inhalation hazard of various substances.
                                    The advantages of in vitro screening
                                   assay in terms of cost and time efficiency
                                   are well known. The rabbit alveolar
                                   macrophage test, a rapid, in vitro assay
                                   has been used extensively at EPA and
                                   IITRI laboratories to evaluate the relative
                                   cytotoxicity of a variety of soluble com-
                                   pounds and particulates (1, 2, 3,4, 5,6,

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7, 8). This bioassay system is capable of
screening and toxicity ranking of a broad
spectrum of materials and thereby
identified not only the potentially haz-
ardous, but also the inert compounds.
Based on results of the in vitro assays
the number of samples which must be
studied further in  vivo can  be  signifi-
cantly reduced.
  The objective of the studies was to
determine if in vitro exposure of alveolar
macrophages to a series of complex
industrial particles resulted in the same
relative toxicity ranking as in vivo aerosol
inhalation exposures to these particles
in intact animals. The studies were
designed to examine the relative toxicity
of a number of particulate samples. The
in vitro studies provided initial informa-
tion  on the toxicity of the particles and
these data formed the basis for selection
of samples for the subsequent in vivo
investigations. The test particles used in
the studies were collected from various
metal  manufacturing  plants and coal-
fired power plants directly from in-plant
control  devices and were not post-
control device emission samples. All
samples were  air classified; only
particles in the 3/um size-fraction were
used.

Conclusions
  Particles provided by the EPA were
collected as baghouse samples, or from
electrostatic precipitators, or by cyclone
sampling train from three conventional
and one  fluidized-bed coal fired power
plants, and electric arc furnace steel
plant, a steel foundry and an aluminum
and copper smelter. None of the samples
reported  here were emission or effluent
samples collected after pollution control
devices and were not necessarily similar
in composition or toxicity to emission
samples. All samples were air classified
and only  particles  in the <3 /um size-
fraction were used.
  The in  vitro effects on rabbit alveolar
macrophages were monitored in dose
response experiments using cell viability,
total protein and ATP levels  as experi-
mental parameters. Regression analysis
applied to these data showed a signifi-
cant  negative linear  dose  response
relationship for each  parameter in all
samples, thus enabling the evaluation
of their relative cytotoxicity. The results
indicated that particles from a steel
foundry and an electric arc furnace steel
plant,  and coal fly ash samples  from
three conventional combusiton processes
and one fluidized-bed system had a low
to intermediate cytotoxic effect. Samples
from a copper and an aluminum smelter
ranked high in cytotoxicity relative to all
others, with the copper smelter sample
being the most toxic. In addition to the
particles per se soluble components
released from copper and aluminum
smelter samples contributed to their
cytotoxic effect on alveolar macrophages.
  To confirm the relevance of the in vitro
assay the  inhalation hazard of these
particulate samples was studied in
intact animals. Mice were exposed 3
hr/day, 5 days/week for up to 4 weeks
to aerosols of the copper smelter dust
and of the fluidized-bed coal fly ash,  i.e.,
particles that had shown high and  low
cytotoxicity in vitro. Aerosol mass con-
centrations used were 2040 and 1010
fjg/m3 for  the coal fly ash and 2050,
1020 and 540 /ag/M3 for the more toxic
copper smelter dust. The effects of
inhalation on the pulmonary defense
system were determined after 5,10  and
20 exposures by examination of  the
pulmonary cellular lavage, bactericidal
activity  in the lungs and the resistance
to experimentally induced respiratory
bacterial infection. Results of these
studies substantiated the in vitro obser-
vations by demonstrating that inhalation
of copper smelter dust was significantly
more deleterious (i.e., increased sus-
ceptibility to streptococcus infection
and decreased pulmonary bactericidal
activity) than of the fluidized-bed coal fly
ash. The major objective of these studies
was accomplished by demonstrating
the feasibility of predicting the potential
inhalation  hazard of a particulate sub-
stance on the basis of the in vitro alveolar
macrophage screening assay.

Recommendations
  Copper smelter dust which contained
13% arsenic  in addition to such other
major trace metal constituents as lead,
copper, iron, antimony and zinc showed
high in vitro cytotoxicity in the  rabbit
alveolar macrophage assay. These in
vitro studies also indicated that much of
the arsenic can be solubilized from the
particles and the leachate per se is toxic
to alveolar macrophages. Inhalation of
copper smelter dust «3/jm aerodynamic
diameter) significantly reduced  the
pulmonary bactericidal activity and the
resistance to respiratory bacterial infec-
tion  in  mice. If the arsenic content is
used as one basis of assessment of the
health  hazard of the copper smelter
dust, the experimental results suggest
that five daily 3-hr aerosol exposures to
an equivalent of 266 Aig/m3 of arsenic  M
resulted in significantly increased mor-  ™
tality rates from streptococcal pneumo-
nia. Moreover, a significant depression
of pulmonary bactericidal  activity was
seen after five daily exposures to 133
fjg/m3 of arsenic. These concentrations
are considerably lower than the TLV of
500 //g/m3 of arsenic.
  Most the arsenic in the atmosphere is
the consequence of emissions from
copper,  lead  and  zinc  smelters.  At
smelting operating temperatures arsenic
trioxide is formed that, upon cooling,
condenses on the surface of small parti-
culate effluents. Since soluble arsenic
trioxide adsorbed on particulates of <3
fjm may easily penetrate into the gas-
exchange region of  the lung, it can  be
released there. Larger aerosol particles
containing arsenic  in soluble  and/or
non-soluble form can partially be adsorb-
ed in the  upper respiratory tract and the
conducting airways.
  Thus, studies should be conducted to
determine if particulate aerosols that
contain components potentially soluble
in the respiratory tract a priori studies
are necessary to explain how the respira-
tory defense systems are affected by the
form of arsenic or by the particle size of
the inhaled  aerosol. Since the copper  A
smelter dusts also contain other metals  *
such as lead, copper, zinc and antimony
that can  potentially contribute to their
toxicity, studies should be undertaken to
compare  the effects of inhalation of
smelter dusts with those of  aerosol
exposures to such  trace  metals in a
soluble form and at chemically equiva-
lent concentrations.
  The in vivo studies indicated increased
susceptibility to respiratory infection in
mice exposed to copper smelter dust
particles. Further studies are necessary
to determine the effects of inhalation of
such toxic particulate aerosols on the
cellular and humoral immune  systems
and thereby elucidate the changes in
the immune mechanisms due to particu-
late pollutant-induced immunotoxicity.

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Catherine Aranyi is with IIT Research Institute, Chicago, IL 60616.
Donald £. Gardner is the EPA Project Officer (see below).
The  complete report, entitled "Effect  of Industrial Paniculate Samples on
  Alveolar Macrophages," (Order No. PB 81-150 963; Cost: $6.50, subject to
  change} will be available only from:
        National Technical Information Service
        5285 Port Royal Road
        Springfield, VA 22161
        Telephone: 703-487-4650
The EPA Project Officer can be contacted at:
        Health Effects Research Laboratory
        U.S.  Environmental Protection Agency
        Research Triangle Park,  NC 27711
    , US GOVERNMENT PRINTING OFFICE 1981-757-012/7013

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