&EPA
                               United States
                               Environmental Protection
                               Agency
                               Health Effects Research
                               Laboratory
                               Cincinnati OH 45268
                               Research and Development
                               EPA-600/S1-81-006  Apr. 1981
Project Summary
                               Potential  Health  Effects  from
                               Viable  Emissions and  Toxins
                               Associated  with  Wastewater
                               Treatment  Plants  and   Land
                               Application  Sites

                               Vimala A. Majeti and C. Scott Clark
                                This study presents an overview of
                              the literature on potential  health
                              effects from viable  emissions  and
                              toxins associated with wastewater
                              treatment plants and land application
                              facilities to the workers and  nearby
                              populations.  The different types of
                              microorganisms  present  in  waste-
                              water  and sludge and the effective-
                              ness of the various treatment pro-
                              cesses in their removal or inactivation
                              is discussed briefly. The monitoring of
                              microorganisms and toxins in aerosols
                              generated  at wastewater treatment
                              plants  and land application sites, the
                              disadvantages in using  coliform
                              organisms as indicators to represent
                              the actual levels of pathogenic micro-
                              organisms in aerosols, and the various
                              mathematical models that are used to
                              predict the microorganism levels in
                              aerosols are also reviewed. The levels
                              of  microorganisms  detected  in
                              aerosols at  wastewater  treatment
                              plants  and land application facilities
                              from some of the recent studies are
                              presented.
                                This Project Summary was develop-
                              ed by EPA's Health Effects Research
                              Laboratory. Cincinnati. OH.  to  an-
                              nounce key findings of the research
                              project that is fully documented in a
                              separate report of the same title (see
                              Project Report ordering information at
                              back).
                               Introduction
                                A large variety of potential disease-
                               causing microorganisms and viruses
                               are present in municipal wastewaters.
                               Wastewater  treatment  plant workers
                               are potentially exposed to these patho-
                               genic  microorganisms  and viruses
                               through ingestion as well as inhalation
                               of the aerosolized pathogens. Residents
                               of nearby wastewater treatment plants
                               may be exposed to low densities of
                               these pathogenic microorganisms and
                               viruses that become airborne.
                                Land application of wastewater and
                               sludge is gaining renewed interest as an
                               alternative means to the more conven-
                               tionally used disposal methods, such as
                               ocean and surface water dumping, and
                               incineration.  Land application repre-
                               sents a recycling process  in which
                               water and plant nutrients are returned
                               to the soil. However, wastewater treat-
                               ment does  not completely remove
                               pathogens and many become concen-
                               trated in the sludge.
                                Exposure to airborne pathogens and
                               toxins can affect the health of workers
                               at wastewater treatment plants  and
                               land application sites, and on the popu-

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lations  living  in the  vicinity of  the
treatment plants and land application
sites. Precautions  should  be taken to
limit human exposure to these airborne
pathogens and toxins.
  Information regarding human health
risks resulting from contact with waste-
water  and  sludge  brought about  by
occupational exposure or by residing
near wastewater treatment plants and/
or land application facilities is limited.
Several  health  effects studies  have
been initiated in the past few years on
the health risks of pathogens in waste-
water  and  aerosols generated at  the
wastewater treatment plants.

Discussion
  Microorganisms. The major groups of
microorganisms present in municipal
wastewater and sludge  are bacteria,
viruses, protozoa, and helminths. Some
of these microorganisms, the diseases
that are attributed to them, and known
reservoirs  of infection are  shown in
Table 1.
  Toxins.  The dust  generated  at  the
wastewater treatment  plants  during
sludge heat-treatment operations  and
at land application sites may contain
significant  quantities of  toxins which
may represent a potential health risk to
the workers. The toxins of concern are
endotoxins  derived from bacteria  and
mycotoxins produced by the fungi.
  Wastewater and Sludge Treatment.
Primary  treatment  involves physical
processes,   such  as  screening,   grit
removal, and sedimentation in which
the microorganisms may settle out by
their density or by being adsorbed to
solids. Because of their relatively small
size, viruses are less  easily removed
from  wastewater than  bacteria,
protozoa,   or   helminths.   Secondary
treatment  is a  biological degradation
process. Activated sludge  treatment,
trickling filters,  aerated  lagoons,  and
ponding are some  of the  secondary
treatment processes.  Chemical
treatment,   filtration, adsorption,  ion
exchange,  and  nitrogen  removal  are
forms  of tertiary treatment  processes.
Information on survival of microorgan-
isms  during  tertiary   treatment
processes is limited. Indications are that
microorganisms are  not  completely
removed by tertiary treatment. Chlorin-
ation  and  ozonation are two of  the
methods used  for  the disinfection of
wastewater effluents, of which chlorin-
ation is most commonly used.
  Each of  the above mentioned sedi-
mentation processes produces a sludge.
Stabilization  of  sludge by treatment
prior  to  land application  is  usually
necessary to reduce the levels of patho-
genic microorganisms and decomposi-
ble organic matter. Anaerobic digestion,
aerobic digestion, chemical treatment,
heat-drying, and composting are some of
the methods that can be used to stabil-
ize the sludge.
  The existing data indicate that some
of the microorganisms survive during
wastewater and sludge treatment. Also,
the amount of endotoxins may increase
during treatment processes that result
in destruction of bacteria. Workers at
wastewater treatment plants and land
application  sites  will,  therefore, be
potentially at risk of exposure to patho-
genic bacteria, viruses, and endotoxins.
  Aerosols.  Some of  the  microorgan-
isms present in wastewater and sludge,
especially bacteria and  viruses, can
become airborne. Major sources of the
aerosols  are the aeration  basin of the
activated sludge treatment units, trick-
ling filters, and  land  application  sites
that use  spray irrigation. Aerosols are
paniculate  materials in either solid or
liquid form  and may also include gases
and vapors that are adsorbed or con-
tained in airborne particles or liquid
droplets.  Inhalation is a possible route of
infection because the viruses and most
pathogenic bacteria are in the respir-
able  size range.  The health  hazard
posed by aerosolized particles depends
on their ability to deposit  in the lungs.
   Airborne microorganisms are usually
collected for sampling by the Andersen
air sampler, all glass impinger,  or high
volume air sampler Viruses in aerosols
are  less well  studied than  bacteria,
mainly due  to technical  limitations in
sampling  and in obtaining  accurate
measurement of viruses  in air. Large
volumes  of air must be sampled for virus
monitoring in aerosols due to the low
levels of viruses present in wastewater
and wastewater aerosols.
   Coliform   bacteria   and  coliphage
viruses are generally used as indicators
of fecal contamination in water, since
they are  considered to reflect pathogen
levels. Coliform organisms do not sur-
vive wastewater aerosolization as well
as other microorganisms. Therefore,
they  have   limited   usefulness  as
indicators of pathogens in aerosols. The
use of cohform organisms as indicators
would  tend  to  underestimate  the
potential effect  on workers as well as
nearby populations. One of the limita-
tions to the  accurate monitoring of
endotoxin   levels  in  environmental
samples is the lack of a sensitive and
specific assay for endotoxins.
  Wastewater application methods play
an important  role in  the  emission  of
aerosols at land application sites where
spray or sprinkler irrigation is believed
to generate the maximum amount  of
aerosols.  Microbial  concentration  in
aerosols would depend on the degree of
treatment received by the wastewater
or the sludge; concentration decreasing
as the treatment process  increases.
Available data indicate that microorgan-
isms  in aerosols generated at  spray
irrigation sites may remain viable and
be dispersed for several hundred meters
from the spray source.
  Some of the variables that affect the
survival and dispersion of  microorgan-
isms in aerosols are die-off, deposition,
and diffusion. These in turn are affected
by the following environmental factors;
relative humidity, wind velocity, sun-
light,  temperature,  and  actual field
conditions   compared  to  controlled
conditions in the laboratory.
  Several theoretical mathematical dis-
persion  models  for  predicting the
microorganism levels in aerosols have
been developed in recent years. A valid
model is  used  to  estimate airborne  t
pathogen  levels at any location down-  "
wind  of a  source of microbial aerosols,
which could also be  used to predict
pathogenic  microoganism  exposure.
However,  it should be pointed out that  |
the exact health risks cannot be deter-  "
mined until  the  threshold  levels  for
aerosolized   pathogens  resulting   in
health effects are established. Compari-
son  of the  threshold  levels with the
predicted and actual airborne values of
microorganisms   would   permit the
determination  of  the  health  risks
associated with  aerosols  at  a  given
facility,  and would  be invaluable  in
planning future treatment sites. Further
predicted concentrations and their pre-
dicted associated risks could be used to
help  set  standards  for emissions  at
treatment facilities, if needed. To date,
dispersion models have limited useful-
ness  in the prediction of  aerosol con-
centrations of microorganisms. Further
research is needed to test and improve
present models or to develop new ones.
  Because of the lack of a standard
method for viral monitoring, the com-
parison of  data from two or more
laboratories must take into considera-
tion  differences  in  sample  handling,
concentration, and method of measure- m
ment. Due to the difficulties involved in ^
routinely detecting  airborne viruses at

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Table 1.    Major Organisms of Health Concern That May be Present in Sewage from U.S. Communities
    Organisms
Disease
Reservoir(s)
 I.  BACTERIA
      Salmonellae
        (Appro*.  1700 types)

      Shigellae (4 spp.j
       Escherichia coli
        (enteropathogenic types)

 II.   ENTERIC VIRUSES

       Enteroviruses
        (67 types)
      Rot a virus

      Parvovirus-like agents
        (at least 2 types)

      Hepatitis A virus

      Adenoviruses
        (31 types)

III.   PROTOZOAN

      Balantidium coli

      Entamoeba histolytica

      Giardia lamblia

IV.   HELMINTHS

      Nematodes (Roundworms)

        Ascans lumbncoides

        Ancylostoma duodenale

        Necator amencanus

        Ancylostoma braziliense (cat hookworm)

        Ancylostoma canmum (dog hookworm)

      Enterobius vermicularis (pinworm)

        Strongyloides stercoralis (threadworm)

        Toxocara cati (cat roundworm)

        Toxocara cams (dog roundworm)

        Trichuris trichiura (whipworm)
Typhoid fever
Salmonellosis

Shigellosis
(bacillary dysentary)

Gastroenteritis
Gastroenteritis, heart
anomalies, meningitis,
others

Gastroenteritis

Gastroenteritis


Infectious hepatitis

Respiratory disease,
conjunctivities, other
Balantidiasis

Amebiasis

Giardiasis
Ascariasis

A ncylostomiasis

Necatoriasis

Cutaneous larva migrans

Cutaneous larva migrans

Enterobiasis

Strongyloidiasis

Visceral larva migrans

Visceral larva migrans

Trichuriasis
Man, domestic and
 Wild animals and birds

Man
Man, domestic animals
Man, Possibly lower
animals
Man, domestic animals

Man


Man, other primates

Man
Man, swine

Man

Man, domestic and
  wild animals?
Man, swine?

Man

Man

Cat

Dog

Man

Man, dog

Carnivores

Carnivores

Man

3

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Table 1.    (continued)
       Cestodes (Tapeworms)

         Taenia saginata (beef tapeworm)

         Taenia solium (pork tapeworm)

         Hymenolepis nana (dwarf tapeworm)

         Echinococcus granulosis (dog tapeworm)

         Echinococcus multilocularis
             Taeniasis

             Taeniasis

             Taeniasis

             Unilocular Echinococcosis

             Alveolar hydatid disease
Man

Man

Man, rat

Dog

Dog, carnivore
wastewater treatment plants and spray
irrigation facilities,  it is presently  not
possible  to validate atmospheric dis-
persion models for their prediction. For
bacteria,  the models appear to have
some usefulness, but  have not been
perfected enough to replace the field
monitoring.
  Health  Effects.  Pathogenic  micro-
organisms  generated  at  wastewater
treatment plants and land application
sites can be transmitted via inhalation,
skin contact, and ingestion.  Infection
may result in disease, depending on the
degree of exposure as well  as other
factors,  such as   pathogen density,
minimum infective  dose,  virulence of
the organism, and susceptibility of the
exposed  individual.  Under special  cir-
cumstances an infection can develop
from  a  single  virus, protozoan,  or
helminth. The minimum infective dose
for bacteria ranges from 100to 100 mil-
lion, depending on species. Information
is  not available on  minimum infective
dose of airborne microorganism  levels
for the inhalation route.
  A number of epidemiological studies
have   recently  been  performed  on
workers at wastewater treatment plants
and spray  irrigation facilities, and on
populations living   adjacent to  these
sites who would generally be exposed to
lower levels of the pathogens. Data on
health effects from the existing epidem-
iological studies do not show any corre-
lation between the airborne pathogenic
microorganism levels  at  wastewater
treatment  plants   and incidence  of
disease in treatment plant workers or in
nearby populations.  However, the worst
case of exposure of either the workers
or the nearby populations has probably
not yet been investigated. No adverse
health effects have been reported in
workers  or in  nearby populations at
wastewater spray application facilities.
                                  4
The  data  on health effects from the
existing epidemiological  studies con-
cludes that exposure  to pathogenic
microorganisms  in  wastewater
aerosols is not a unique wayof initiating
enteric infections. The existence of the
other possible  pathways  of infection
could make the detection of a waste-
water facility effect more difficult, if
indeed one exists. There is, however, a
potential   for contamination  of food
crops grown on wastewater or sludge
treated lands. This should be taken into
consideration when formulating guide-
lines or recommendations.
  Aerosol Control. A number of  tech-
niques  have  been  investigated   to
control or suppress aerosols and/or the
levels of microorganisms in aerosols.
Vegetative barriers have  been imple-
mented for aerosol suppression result-
ing in a 50% reduction of microorgan-
isms  in aerosols.  Strategically-placed
vegetation  could  effectively  reduce
aerosols   generated  at  wastewater
treatment plants and at spray irrigation
facilities. Buffer/safety zones are areas
between   the  wastewater treatment
plant or the edge of the wetted area of
the spray irrigation site and adjacent land
uses that ensures adequate protection
of populations from  potential  health
hazards or aesthetic insult of exposure
to  pathogenic  microoganisms  in
aerosols.  These  zones  also  protect
water supplies from contamination with
pathogenic microorganisms present in
wastewater and sludge used for land
application. Disinfection of wastewater
prior  to  spray application  has been
shown to reduce the levels of airborne
microorganisms  to  nondetectable
levels. Proper spray equipment design
and the use of subsurface injection navel
also been shown to  effectively reduce
the generation of aerosols. Covering
aeration basins will effectively suppress
aerosols as well as control odors. These
measures could  serve  to  control th
exposure of nearby populations,  and in
some cases, but to a  lesser extent, that
of the workers.  Data  from viral and
bacterial monitoring of wastewater and
aerosols indicate that buffer or  safety
zones  may not be necessary between
wastewater treatment plants or spray
application facilities and the surround-
ing population centers.
   Vimala A. Majeti and C. Scott Clark are with the Department of Environmental
    Health, University of Cincinnati Medical Center, Cincinnati, OH 45267.
   Herbert R. Pahren is the EPA Project Officer (see below).
   The complete report, entitled "Potential Health Effects from Viable Emissions
    and Toxins Associated with Wastewater Treatment Plants and Land Applica-
    tion Sites," (Order No. PB 81 - 145 260; Cost: $9.50, subject to change} will be
    available only from:
           National Technical Information Service
           5285 Port Royal Road
           Springfield, VA 22161
           Telephone:  703-487-4650
   The EPA Project Officer can be contacted at:
           Health Effects Research Laboratory
           U.S. Environmental Protection Agency
           Cincinnati, OH 45268
                                                                                        > US GOVERNMENT PRINTING OFFICE 1981-757-012/7077
                                                                                                                    I

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Environmental Protection
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Information
Cincinnati OH 45268
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