KF3794.A35            800R76103                      FIFTH DRAFT
1976a
                            INTERIM TREATMENT GUIDE

                         FOR THE CONTROL OF CHLOROFORM

                            AND OTHER TRIHALOMETHANES
                                        by
                                James  M.  Symons
                              Major  Contributors
                                J.  Keith Carswell
                                Robert M.  Clark
                                0.  Thomas Love,  Jr.
                                Richard  J. Miltner
                                Alan A.  Stevens
                        Water Supply Research Division
                  Municipal Environmental Research  Laboratory
                      Office of Research and Development
                              Cincinnati, Ohio 45268
                                  A  ., in,*   U.S. Environmental Protection Agency.
                                  April iy/o          ..  ...
                                               Region  V, Library
                                               230  South  Dearborn Street,
                                               Chicago, Illinois  60604

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                                       i

                                TABLE OF CONTENTS


SUMMARY                                                                    1

INTRODUCTION                                                               4

     Background                                                            4

     Nomenclature                                                          4

     1975 Surveys                                                          6

     Treatment Research                                                    8

     Position of the Environmental Protection Agency                       9

EXTENT OF PROBLEM                                                         10

SUGGESTIONS FOR ALTERNATE TREATMENT                                       12

     Change in Chlorination Practice                                      12

          Changing the Point of Application of Chlorine                   12

          Use of Ozone or Chlorine Dioxide instead of Chlorine            13

               Performance                                                13

               Cost                                                       16

     Control'of Precursor Concentration                                   19

          Granular Activated Carbon                                       19

               Performance                                                19

               Cost                                                       21

     Removal of Chloroform                                                29

SPECIFIC EXAMPLES OF ALTERNATE TREATMENT FOR DIFFERENT TYPES OF WATER
  TREATMENT PLANTS                                                        31

     Chlorination Only                                                    31

     Aeration for Iron or Odor Removal                                    31

     Coagulation, Settling, and Filtration for Turbidity Removal          31

     Softening                                                            32

          Precipitation                                                   32

          Ion-Exchange                                                    32

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                                     ii
     Treatment for Taste and Odor Control                                  33




          Aeration                                                         33




          Powdered Activated Carbon                                        33




          Chlorine Dioxide                                                 34




          Granular Activated Carbon                                        34




MONITORING                                                                 36




REFERENCES                                                                 39




ACKNOWLEDGMENTS                                                            41




APPENDIX - CURRENT STATE OF KNOWLEDGE

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INTERIM TREATMENT GUIDE FOR THE CONTROL OF CHLOROFORM AND OTHER TRIHALOMETHANES
                                               V
                                 IN DRINKING WATER

                                   April 1976


                                    SUMMARY




     On March 29, 1976 Administrator Train released a public statement that

said in part, "The recent test results and the fact that chloroform is prevalent


in the environment have convinced me that the prudent course of action at this

time is to minimize exposure to this chemical wherever it is feasible to do so."

The statement also said, "EPA will work with cities and States to evaluate certain

modifications to current treatment practices that can reduce the formation of

chloroform during the water treatment process, without lessening the effectiveness

of disinfection.  EPA research has shown that changes in chlorination procedures

practiced by some water systems can result in reductions in the levels of


chloroform produced.  EPA plans to share these initial findings on chloroform

reduction with the States and some cities encountering high chloroform levels, in

an effort to reduce human exposure as quickly as possible.  This will also

allow EPA to gain added information to support the development of national

regulations to limit chloroform levels in water supplies."

     The purpose of this Interim Guide is to provide utilities with the

information they will need to be able to assess their own particular circumstances

in conjunction with the technical assistance available from EPA.

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                                     - 2 -
     Data contained in this Interim Guide demonstrates that chloroform




concentrations can be lowered if chlorine is applied to the water with the




lowest possible organic content.  Therefore, in locations where it is feasible,




a utility should consider moving the point of application of chlorine to the point




in the treatment process where the water should have the lowest organic content;




after filtration, or after coagulation and settling, if these unit processes




are employed.  This should reduce the chloroform concentration of the finished




water.  Utilities making such a change in disinfection practice should carefully




monitor the microbiological quality of their drinking water to make sure that




it has not deteriorated because of this change in practice.




     Further reduction in chloroform concentration can be obtained if a




disinfectant such as ozone or chlorine dioxide is used instead of chlorine.




These two disinfectants do not produce chloroform, although they may produce




other organic by-products that have yet to be identified and evaluated for toxicit^




Furthermore, ozone does not produce a disinfectant residual, thus the addition




of chlorine may also be necessary.  Under these circumstances, some chloroform




will be formed during passage through the distribution system.




     Water containing very little organic matter can be produced when fresh




granular activated carbon is used as a medium for the adsorption of organic




compounds.  This water can then be disinfected with either chlorine, ozone, or




chlorine dioxide and little chloroform or other organic by-products will be




produced because of the small quantity of organic matter available for reaction




with the disinectant.  This treatment technique has the additional benefit of




removing many organic raw water contaminants, thereby providing consumers




with an additional margin of safety.

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                                  - 3 -
     The chief disadvantage of adsorption on granular activated carbon




as a treatment technique is that the adsorption'capacity of the material is




limited.  For example, studies with Ohio River water have shown that granular




activated carbon is effective for removing chloroform precursor for about 1 month.




In other situations where the organic load is higher or lower than that in the




Ohio River this period of good performance would probably vary accordingly.




In general, however, the use of granular activated carbon for the control of




chloroform precursors means that the frequency of reactivation, will have to




be increased over that commonly used when taste and odor control is the




only objective.




     A final problem with the proposal to change disinfectants or use granular




activated carbon is that of equipment and chemical availability.  Unless these




changes are instituted in a phased program, temporary shortages may occur.




Discussions of various treatment techniques in detail including the cost of




treatment, specific suggestions for modification of several different




types of water treatment plants, and recommendations for monitoring are contained




in the Interim Guide that follows.  The Appendix contains details of the




experimentation that lead to the treatment recommendations and a list of research




needed to provide additional information in this area.

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                                        - 4 -





                                    INTRODUCTION




Background



     Reaction of chlorine with certain organic materials to produce chloroform



and related organic by-products has probably been occurring since chlorination



was first practiced as a disinfection procedure for drinking water.  The presence



of these compounds in drinking water escaped detection until recently because,



having fairly low boiling points, they were lost during certain steps in the



procedures for performing typical organic analyses of water by gas chromatography.


                                            1                        2
     Recently, however, both in this country  and in The Netherlands,  investigator



developed alternate organic analytic procedures that allowed' the measurement of



this type of organic compound.  These investigators used the newly developed



analytic procedure to demonstrate that the concentration of chloroform and



related compounds were generally higher in finished water than in raw water,


                                                                          1 3
indicating that they were being produced during the chlorination of water. '



Nomenclature



     For those readers unfamiliar with organic nomenclature, the following



discussion defines some of the terms used later in the Guide.  Although



methane gas is not invoved, the reaction of chlorine in water with certain organic



compounds (believed at this time to be primarily humic acids, part of the group



of organic materials associated with decaying vegetation) under certain conditions



produces a group of halogen-substituted single carbon compounds.  These



compounds are named as derivatives of methane (CH,) and are listed below.

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                                    - 5 -
1.
                                 TABLE 1

               FORMULAS AND NAMES OF THE TRIHALOMETHANES


H


1-1
Cl
1
- C - Cl
1
Cl
CHC13
2. Br
1
H - C - Cl
1
Cl
CHBrCl2
3. Br
I
H - C - Cl
i
Br
CHBr2Cl
 Trichlorome thane
  (Chloroform)
Bromodichloromethane
 Dibromochloromethane
4.       Br
          I
     H - C - Br
          I
         Br

        CHBr3
   Tribromomethane
   (Bromoform)
5.
    H - C - Cl
        Cl
       CHC12I
   Dichloroiodomethane
   H - C - Cl
        I
       Br

    CHBrClI
 Bromochloroiodomethane
7.
    H -
  Chlorodiiodome thane
8.
   Dibromo iodomethane
9.
C - I
i
Cl
[cn2
H - C - Br
I
Br
CHBr I
H - C - Br
i
I
CHBrI2
   Bromodiiodomethane
                            10.
                                 H - C - I
                               Tr i iodome t hane
                               (lodoform )

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                                      - 6 -
     Under typical circumstances the trihalomethanes produced in drinking water



are dominated by compounds 1 and 2 above, but compounds 3 and 4 have been frequentl



found and 5 has been detected.  The bromine- and iodine-containing trihalomethanes



have been shown to be formed by chlorine oxidizing any bromide and iodide in water



to bromine and iodine, these halogens then reacting with organic matter to form



the corresponding trihalomethanes.  Fluorine-containing trihalomethanes are



neither formed during fluoridation nor can chlorine oxidize fluoride to



fluorine to produce them.



1975 Surveys



     The increased interest in the organic content of drinking water generated



by studies of the New Orleans, Louisiana finished water, plus the information in


                    1 3
the literature cited '  prompted the Administrator of the U.S. Environmental



Protection Agency to announce a National Organic Reconnaissance Survey (NORS)



in November 1974.  The purpose of this Survey was, in part, to determine



on a nationwide basis, the conditions under which trihalomethanes were formed



during water treatment.  The NORS, in part, involved the sampling of raw and



finished water in 80 water utilities across the nation and determining the



concentration of compounds 1 through 4 in Table 1 on each sample.



     This Survey, carried out during February to April, 1975, confirmed that all



of the chlorinated drinking waters investigated contained some chloroform,



ranging from less than 0.2 yg/£ (ppb) to 311 yg/£.  One utility surveyed ozonated



as the only treatment and had <0.1 yg/£ chloroform in their drinking water.



A companion Survey (carried out during the same time period  by        EPA's



Region V Laboratory) of 83 utilities in the upper mid-West yielded very

                           a

similar data ranging from /chloroform concentration of <1 yg/£ to 366 vig/&.



Combining these two surveys, Figure 1, shows the median chloroform concentration



to be 20 vg/fc, with 10 percent of the drinking waters containing more than

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400

300


200
100
u
Z
O
u

ot
O

O
ex.
O
 25
 10
                                 Til
          COMBINED NORS AND REGION 2 SURVEY

          152 UTILITIES

          122 SURFACE, 30 GROUND

          165 SAMPLES, FEB.-APRIL, 1975
                    5  10  20   40  60   80  90  95

    PERCENT OF SAMPLES EQUAL TO OR LESS THAN GIVEN CONCENTRATION
     FIGURE 1. FREQUENCY DISTRIBUTION OF CHLOROFORM

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                                      - 8 -
105 ug/& of chloroform.  Most of the finished waters also contained some of




the other three trihalomethanes measured.  A similar survey will be made during




1976 in about 110 locations with samples collected in the Spring, Summer and Fall.




     Prior to these Surveys some concern was expressed that other chlorinated




compounds detectable by this analytic technique were formed during chlorination.




This possibility was examined for three other compounds, 1,2-dichloroethane,




carbon tetrachloride and methylene chloride.  Results showed that these compounds




were not formed during chlorination.




Treatment Research




     In anticipation of the need for information on tiethods of controlling




trihalomethane concentrations, research on water treatment unit processes to




remove organic materials was intensified in September 1974.  Over the 18 months,




up to March 1976 unit processes such as adsorption on granular activated carbon,




adsorption on powdered activated carbon, ozonation, the use of chlorine dioxide,




and aeration were studied to determine their effect on concentrations of




trihalomethane precursors and chloroform and other trihalomethanes.




compansion to this pilot plant research, controlled bench-scale studies were




carried out in an attempt to understand the influence of various parameters, such




as pH, temperature, chlorine residual, and the concentration and nature of




precursor on the reactions that produce chloroform and other trihalomethanes.

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                                  - 9 -
Position of the Environmental Protection Agency




     The release of the National Cancer Institute chloroform carcinogenicity




report  , caused the Administrator of EPA to make a public statement on March 29, 1976




suggesting that water utilities take what steps they could to reduce the




chloroform concentration in their particular drinking water.  To aid these




utilities in this effort, the Agency has prepared the Treatment Guide that follows




and wiE offer the utilities technical assistance.  In addition, EPA will issue




an Advance Notice of Proposed Rulemaking to solicit public comment and information




regarding alternative regulatory strategys for organics in drinking water.




     The purpose of the Guide is to provide utilities with the information they




wil need to be able to assess their own particular circumstances and




contains treatment suggestions for water utilities desiring to reduce the




concentration of chloroform in their drinking water, including data on cost and




effectiveness.  The Appendix to this Guide summarizes the research data to




support the treatment suggestions and contains a list of research needs.




     The Administrator's statement dealt with the problem of chloroform in




drinking water because at the present time chloroform is the only trihalomethane




that has been tested for carcinogenicity, and other physiological effects.




The other trihalomethanes measured in the two Surveys may, however, eventually




also be classed as health hazards.  Therefore, the Guide, although emphasizing




chloroform, discusses treatment techniques for removing four of the trihalomethanes.




Thus a utility desiring to remove bromine-containing compounds, will have the




benefit of the available research information on that topic.  For example,




fourteen utilities in the NORS and Region V Survey had concentrations of




bromine-containing trihalomethanes in their finished water that exceeded the




chloroform concentration.

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                                 EXTENT OF PROBLEM

     Although 90 percent of the water utilities sampled in the two Surveys had

wintertime concentrations of chloroform in their drinking waters less than 105

a utility manager in a location not yet sampled'might want to know the concentratio

of chloroform and other trihalomethanes in that particular drinking water,

particularly in warmer weather.  The analytic procedure has been published
                                                                            Q
and can be performed onsite if qualified staff analysts and proper equipment  are

available.  Although an initial investment of from $7,060 to $8,000 is necessary,

purchase of such equipment will allow a water utility to monitor this important

parameter frequently, thereby providing their consumers with an additional assuranc

of safety.  Many State, EPA Regional, or qualified private laboratories can perforn

this analysis.  Using these laboratories does involve shipping of samples, and

some delay in receiving results, but is a satisfactory method of operation.  Note:

Because the trihalomethane formation reaction will continue in the sample bottle if

chlorine is present, sodium thiosulfate should be added to dechlorinate the sample

upon collection if the concentration of trihalomethane at the time of collection

is desired.  If the potential for additional trihalomethane formation, such as

might occur during distribution,is to be investigated, the sample should be stored

without the dechlorinating agent for a time and at a temperature similar to that

occurring in the distribution system and then dechlorinated.

     Another method for estimating which utilities might produce water with high

chloroform concentrations would be a comparison with the nine utilities having the

highest chloroform concentrations in the National Organics Reconnaissance and Regl

Survey, approximately the upper 10 percent.  These data, see Tables 2 and 3 indica

that high chloroform concentrations result when surface or shallow ground water wi

a high NPTOC concentration and a high chlorine demand is dosed with enough chlorin

to produce a high free chlorine residual, particularly if the water is somewhat ba

Water utilities with similar characteristics would be expected to have finished

water with relatively high chloroform concentrations.  Controlled experiments have

confirmed that these factors tend to enhance the reaction of chlorine with

precursor to produce trihalomethanes.5,9

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                                      11
                                 TABLE 2
ANALYSIS OF NINE UTILITIES HAVING HIGH CONCENTRATIONS  OF  CHLOROFORM IN THE
                         NATIONAL ORGANICS  RECONNAISSANCE SURVEY

                                        Range                          Average
     Chloroform Concentration           103 yg/£  -  311 yg/Jl           177 ug/Jl
     Total Chlorine Dose                4.3 mg/Jl  -  18  mg/Jl            9.0 mg/Jl
     Combined Residual                  0-1.7 mg/£                  0.5 mg/Jl
     Free Residual                      0-2.7 mg/Jl                  1.2 mg/Jl
     Raw Water NPTOC*                   4.5 mg/Jl  -  19.2 mg/Jl          8.4 mg/Jl
     Finished Water NPTOC               2.3 mg/Jl  =12.2 mg/1          4.7 mg/1
     Chlorine Demand (Total Dose -
       Total Residual)                  2.8 mg/Jl  -  15.7 mg/Jl          7.3 mg/Jl
     Finished Water pH                  7.3-9.5 (one unknown)
     Number of Utilities with  the following characteristics:
     River Source - 5                        Old Granular  Activated Carbon - 2
     Lake or Reservoir Source  - 3            Raw Water  Chlorination - 6
     Shallow Ground Water Source -  1         Settled Water Chlorination - 3
     Filtration - 9                          Post-Chlorination -  6
     Precipitative softening - 4
     *Non-purgeable total organic  carbon

                                    TABLE  3
ANALYSIS OF NINE UTILITIES HAVING  HIGH  CONCENTRATIONS  OF CHLOROFORM IN THE
                               REGION V SURVEY

     Chloroform                         127  yg/Jl -  366 ug/Jl           203 yg/Jl
     Total Chlorine Dose                4.5  mg/Jl -  13  mg/Jl            7.4 mg/Jl
                                                                       (2 unknown)
     Number of Utilities with the  following  characteristics:
     River Source - 8
     Lake Source - 1
     Raw Water Chlorination - 3
     Post-Chlorination - 7  (2 unknown)

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                                      - 12 -




                          SUGGESTIONS FOR ALTERNATE TREATMENT









     In general terms, the reaction to produce chloroform is as follows:




          Chlorine + Precursors 	> Chloroform + Other Trihalomethanes




     This implies that three approaches to chloroform concentration control




are available:




     1.  Change disinfection practice.




     2.  Treat to reduce the precursor concentration.




     3.  Treat to reduce the chloroform concentration after formation.




     In these studies changing the point of application of chlorine in a




treatment plant and the use of ozone and chlorine dioxide were evaluated




as techniques for changing chlorination practice.  For control of precursor




concentration, adsorption on powdered- and granular activated carbon, ozonation,




and chlorine dioxide were investigated.  Adsorption on powdered- and granular




activated carbon, ozonation and aeration were studied as methods for chloroform




removal.




Change in Chlorination Practice




     Changing the Point of Application of Chlorine




     Data developed during this study  (Figures 5, 7*) show that less




chloroform is formed if chlorine is added to water with the lowest possible




organic content (highest quality).  Therefore, the quickest and the least




expensive method of maintaining low chloroform concentrations in finished water,




would be for a utility to chlorinate the highest quality water possible.
*See the Appendix for Figures cited in this Section.

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                                     - 13 -
     If water is filtered, the highest quality water is filter effluent.

 In many water treatment plants, however, chlorine cannot be added at this point

 because insufficient contact time is present to permit adequate disinfection

 before use, unless additional contact tanks were constructed.  Therefore, chlorination

 of settled water just prior to filtration may be the best alternative.  This also

 has the advantage of having a disinfectant pass through the filters, thereby

 keeping them cleaner.

     Chlorination of coagulated and settled water has disadvantages, however.

 One is that the concentration of chloroform and other triha-lomethanes will

 be reduced, but not eliminated in the finished water and will continue to be
                                          organic
 formed during distribution.  Secondly, other/by-products produced during

 cholorination may or may not be reduced in concentration, but will not be

 eliminated. Finally, the absence of a disinfectant at the beginning of

 treatment may cause problems because of the growth of algae, slimes and higher

 forms in the early part of water treatment plant.  Periodic shock chlorination

 could possibly control these problems, but at those times some chloroform

 formation would occur.

     Use of Ozone or Chlorine Dioxide Instead of Chlorine

          Performance
     Neither ozone nor chlorine dioxide produced measurable quantities

of trihalomethane (Table IX, X)* when used as a disinfectant.  Although this

appears favorable, uncertainties exist with both disinfectants.  The use of

ozone does not produce a disinfectant residual to be carried throughout the

distribution system.  Further, the health hazard, if any, of the by-products

of the reaction of ozone with organic matter occurring in water is not

known.  The same situation in general, exists with chlorine.  Except for

trihalomethanes, chloramines, and chlorophenols, little is known about
*See the Appendix for the Tables cited in this Section.

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                                    - 14 -   (Page number 15 not used).








the by-products formed during chlorination.



     Finally, if chlorine is used to provide a disinfectant residual following



ozonation, trihalomethanes will then be formed and little improvement is



gained when compared to chlorination.  Combined chlorine has been suggested



as a possibility (Figure 8), but its ability to control aftergrowth in the



distribution system is questionable.



     Chlorine dioxide, on the other hand, does produce a residual, which is



an advantage.  A disadvantage is the possible toxicity of the organic by-products



resulting from the reaction of chlorine dioxide with organic matter in water,



again, similar to possible undiscovered problems with chlorine.  Furthermore,



a few citations in the literature have indicated concern over toxicity of



chlorite, a product of the reactions of chlorine dioxide when added to natural


      10,11
water.



     Another problem with chlorine dioxide is its generation.  The reaction



of sodium chlorite (NaC109) and sulfuric or hydrochloric acid will produce



chlorine dioxide without chlorine being present, but this reaction is



inefficient. Therefore, chlorine dioxide is usually generated by reacting sodium



chlorite with chlorine.  Because this reaction proceeds better at low pH,



excess chlorine is usually added to reduce the pH.  This produces a chlorine



dioxide and chlorine mixture.  The quantity of excess chlorine in chlorine



dioxide can be reduced by adjusting the pH with acid and carefully controlling



the ratio of chlorine to sodium chlorite.  Although data indicate that the



resultant chloroform concentration will be lower when chlorine and chlorine



dioxide are used together when compared to the use of chlorine alone  (Table X),



trihalomethanes will not be absent if excess chlorine contacts the water.

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                                      - 16 -    (Page number 15 not used).







          Cost



     In an effort to compare the cost of alternate disinfectants, calculations



were made assuming no disinfection facilities at a water treatment plant.



Therefore, costs of disinfection equipment, plus the cost of a disinfectant


                                                                     12
contact chamber is included for chlorine, ozone and chlorine dioxide.



The summary of these data, Table 4, shows that the cost of all three disinfectants



are similar.  Of course, in an existing plant, a change to ozone might mean



the abandoning of some of the existing chlorination facilities, so on that basis



the costs in Table 4 might not be too applicable. On the other hand, a water



treatment plant now using chlorine could add chlorine dioxide capability at a



small incremental cost.



     In this cost analysis, a lower ozone and chlorine dioxide dose was



compared to the chlorination dose on the basis that both of these disinfectants



are more effective than chlorine and therefore less disinfectant would be



required.  During the experiments described in the Appendix for example, 0.5 mg/Jl



of either ozone or chlorine dioxide was sufficient to adequately disinfect the



effluent from the dual-media filter in the pilot plant.  A dose of 1.3 mg/£ was



required for chlorine to accomplish the same disinfection, although the



pilot plant was not performing too well at this time, so this might not be the



minimum chlorine dose.  Finally, using a lower disinfectant dose should form



less non-trihalomethane organic by-products.



     To determine the cost of disinfection to a typical household, a family of



four was assumed to use 200 gallons of water per day. If this rate of



consumption was steady throughout a calendar year, the annual usage would be



73,000 gallons.  Therefore, multiplying any disinfection cost in cents per



1000 gallons times 73 would produce an estimate of the annual cost to a



typical household for a given treatment process.  Using the costs in Table 4,

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                                  - 17 -
                                 TABLE 4

                      ESTIMATED COST OF DISINFECTION*
                      All Costs in Cents/1000 gallons
Design Capacity
Average Daily Flow


Chlorine 10^/lb
Chlorine 20«
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                                     - 18 -
chlorination contributes from about $0.40 to $2 per year to the water bill of



an average household, depending on treatment plant size.  On the same basis,



changing to ozone would make these figures about $0.50 to $4 per year, while the



use of chlorine dioxide would cost from about $0.70 to $2 per year.  Note:  Becausi



of the influence of local conditions these costs should be considered approximate^



     In summary, changing disinfectants from chlorine to ozone or chlorine



dioxide will prevent chloroform formation during water treatment.  As with



chlorine, the problem of yet undetected organic by-products being formed during



disinfection with these oxidants cannot be overlooked unless either of these



disinfectants is applied to low organic content water.



     Combined chlorine is not as reactive as free chlorine for the formation



of chloroform, see Figure 8.  Therefore, if a utility should add ammonia in



conjunction with chlorine addition, such that no free chlorine residual ever



existed, chloroform formation should be low.  The mere presence, however, of a



combined chlorine residual in the finished water does not assure that free



chlorine was not present sometime earlier during the treatment of the water.



For example, many water utilities in the National Organics Reconnaissance Survey



that had a finished water with only combined residual did have substantial quantit



of chloroform in their water.  In these cases, free chlorine residual must have



been reacting with chloroform precursor at some time during the treatment of the



water.   In spite of this, combined chlorination as a primary disinfectant

                                              disinfecting power to judge its

was not discussed in this sub-section because not enough is known about  its /


                   13
value at this time.    Combined chlorine may, however, have a potential  as a



secondary disinfectant to provide a residual in the distribution system



following ozonation.

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                                     - 19 -
Control of Precursor Concentration




     Control of chloroform precursor concentrations was attempted by four




techniques — adsorption on powdered- and granular activated carbon, the use




of chlorine dioxide, and ozone.  Unrealistically high doses of powdered activated




carbon only resulted in partial precursor removal (PagevA-28   ),the use of




chlorine dioxide was only moderately successful (Table X),and very high doses




of ozone were required to produce measurable results (Tables XI and XII).




Adsorption on granular activated carbon, on the other hand, was successful




(Figures 10 and 11).




     Granular Activated Carbon




          Performance
     When fresh, granular activated carbon:




     a)  will adsorb trihalomethanes that have been formed by chlorination




practiced prior to granular activated carbon treatment (Figure 3);




     b)  will adsorb most trihalomethane precursors so that following granular




activated carbon treatment chlorination can be practiced without forming much




trihalomethane (Figure 10, 11);




     c)  will reduce the possibility of producing hitherto unknown organic by-




products during disinfection because little organic matter will be present




with which any disinfectant, chlorine, ozone, or chlorine dioxide can react, and,




     d)  will, beyond removing chloroform and trihalomethane precursors .produce




water with a low overall concentration of organic matter, thereby increasing the




likelihood of the removal of      raw water organic contaminants that may be




of health concern now or in the future (Figure 11).

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                                     - 20 -




     In spite of the advantages listed above, this treatment technique is not




without its disadvantages.  The performance noted above can be achieved when




granular activated carbon is fresh, but this effectiveness does not last for




a long time (Figure 11). For example, in a plant treating water similar in




character to the Ohio River (the source used in these experiments), removing




the filter media, replacing it with 2-3 feet of granular activated carbon, and




operating the filters at conventional approach velocities  of 2-3 gpm/sq ft,




would provide the excellent performance described above from the granular activated




carbon for about one month.  This time period will vary if water with an organic




content much higher or much lower than that in the settled water used in these




studies, about an NPTOC of 1 mg/£ in the winter, 1.1 rag/A in the spring, 1.4 mg/£




in the summer and 1.3 mg/£ in the fall, is applied to granular activated carbon.




Within these limits, however, with respect to performance, granular activated carbc




adsorption is the best technique for precursor removal yet investigated.




     As noted above, although not directly related to the chloroform problem in




drinking water, granular activated carbon has the ability to adsorb many other orgc




Because adsorption is not complete, however, some uncertainty exists relating to t




exact organic content of the effluent from fresh granular activated carbon beds.




At this time, measurement of the total organic carbon content of fresh granular




activated carbon bed effluent is not possible.  Although non-purgeable total organ




carbon concentrations in fresh granular activated carbon bed effluents are relativ




low, commonly less than the 0.1 mg/Jl detection limit of the analytic method,




the concentration of the "purgeable" total organic carbon fraction in fresh granul




activated carbon bed effluents is not known, although it is not expected  to be hig




     Nevertheless, granular activated carbon has the ability to adsorb many




specific organics of current concern, even when partially exhausted for the remove




of general organic compounds as measured by the NPTOC test.  For example, taste ar

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                                     - 21 -




odor  causing compounds are removed for many months following the breakthrough




of NPTOC.  Further,  several years ago, partially exhausted granular activated carbon




was shown  to remove  dieldrin,  lindane, 2,4,5-T, DDT and parathion.  Finally,




granular activated carbon removed 30 pg/i. of naphthalene spiked into Cincinnati, Ohio




tap water  for eight  months even though other organics were penetrating the bed




after  that time.  This is not  true for chloroform, however, which is much more




water  soluble than naphthalene.  Chloroform penetrated a granular activated carbon




bed treating Cincinnati, Ohio  tap water about ten days to two weeks before NPTOC.




Therefore, although  some uncertainties exist relating to the complete organic content




of the effluent from fresh granular activated carbon beds, past evidence indicates




that non-polar synthetic organics with low solubility in water are well adsorbed by




granular activated carbon.  Also, the data presented in the Appendix of this Guide




do demonstrate that  granular activated carbon can be very effective for removal of




precursors of chloroform and other trihalomethanes.




           Cost




     Attempts have been made to estimate the additional cost of water treatment using




granular activated carbon.  The details of the assumptions used in the computer




program developed from the data in the "Technology Transfer Process Design Manual




for Granular Activated Carbon  Systems "   are presented in Table 5.  Once calculated,




these costs were then analyzed to determine the influence of the following six




variables on the estimated cost:  reactivation frequency, percent granular activated




carbon attrition loss per reactivation, granular activated carbon costs, fuel




cost,  wage rate, and electric power cost.  An analysis was also made of the cost of




off-site reactivation for small plants and the cost of using granular activated




carbon after filtration rather than as a combination filtration-adsorption medium.




     Using the factors in Table 5, the costs for granular activated carbon




calculated to be as shown in Table 6.

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                              - 22 -

                             TABLE 5

    FACTORS USED IN GRANULAR ACTIVATED CARBON COST CALCULATIONS



Activated Carbon cost $0.38/lb

Interest rate = 7%

Design life = 20 years

Construction Cost Index = 2.257 (Jan. 1975)

Wage Price Index = 1.675 (January 1975)

Hydraulic Loading Rate = 2 gal/min/sq ft

Contact time =4.5 min (Apparent)

Direct hourly wage rate = $4.730/hr  (Jan. 1975)

Fuel cost - $1.26 per mil BTUs

Activated Carbon attrition loss per reactivation cycle = 10%

No loss in adsorptive capacity during reactivation

Volume of granular activated carbon per 1 mgd filter = 865 cu ft

Reactivation frequency = once per month at 100% of design capacity, once
    per 1.4 months at 70% of design capacity (see text for discussion)

Activated carbon used as replacement for granular filter media

On-site reactivation furnace, multiple hearth

Plant production 70% of design capacity  (A typical yearly average)

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                                      - 23 -

                                      TABLE 6

                ESTIMATED COST OF GRANULAR ACTIVATED CARBON TREATMENT*



      Design capacity, mgd               1      10      100      150

      Average daily flow, mgd          0.7       7       70      105

      Total cost, ^/lOOO gal.           40**    11        6        5
      *These costs will vary at different locations (see Table 7) so should be
         considered approximate.

      Note:  Of these costs, from 19 to 27% is capital cost and the remainder is
         operation cost.  Also, the Inventory of Public Water Supplies shows
         that about 420 utilities using surface water as a source have a
         design capacity of 10 mgd and greater.  They serve about 77 million
         customers.
      **See page 25 for discussion of this cost.
      These costs were calculated with the plant operating at 70 percent of

 design capacity.  If a plant were operating at a different percentage of design

 capacity, unit costs might be expected to change proportionally to the flow

 change.  This does not happen, however, because as the hydraulic load on

 granular activated carbonchanges,so does the organic load, if water quality

 remains constant.  Changing the organic load changes the time of organic breakthrough

 thereby changing the time between reactivations.  As shown in Table 7, this changes

 the unit cost to somewhat modify any change caused by changing production.

      For example, at a 100 mgd facility producing 100 mgd and reactivating

 the granular activated carbon each month, the unit cost would not double when

 the plant was operated at 50 percent of capacity, but would only increase 1.2

times because the granular activated carbon would only need to be reactivated

once every two months.  Further, if water quality improved sufficiently during

this period of low demand to allow a three-month reactivation frequency, the unit

cost would not increase at all.  In the calculations used for Table 6 the

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                                      - 24 -
time between reactivation was assumed to increase from 1 month to 1.4 months


as the plant production decreased from 100 percent to 70 percent of design


capacity.


     In most major metropolitan areas, the cost of drinking water, including


coagulation, flocculation, sedimentation, filtration and disinfection, is from


30 to 50 cents per 1000 gallons.  Of this overall cost, only 5 to 8 cents per


1000 gallons is the cost of water treatment.  EPA has nearly completed a study


that shows the average cost (not price) of drinking water in eleven major

utilities to be about 43 cents per 1000 gallons.  Twelve percent of these costs


are for treatment, with the balance for acquisition of water, pumping, salaries

of employees, administration, amortization of distribution systems, and other


nontreatment costs.  Using the previously discussed value of 73,000 gallons of


water usage per year for a household of four at 43 cents per 1000 gallons the


annual cost for water would be about $31, about $4 of which would be for


treatment.

     The use of granular activated carbon adsorption as an additional treatment

process for controllingorganic contaminants would add from $4/year to $7/year


to the water bill for a household of four for treatment plants in the 10 to

150 mgd range, using the data in Table 6.  Of course, in locations where the


organic content of the water is greatly different from that used in the studies
             these
upon which  /  costs are based,the cost for treatment using granular activated


carbon will be different.

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                                     - 25 -
     The influence of six variables  (reactivation frequency, percent granular




activated carbon attrition loss per  reactivation, granular activated carbon




cost, fuel cost, wage rate and electric power cost) on cost can be classified




as minor, intermediate and major, see Table 7.  Of these, variations in




fuel costs, and electric rates had a minor influence on the final cost of




treatment; the cost of the granular  activated carbon, the percent granular activated




carbon attrition loss per reactivation cycle and wage rates (particularly




in smaller plants) had intermediate  influence, whereas the most important




variable was reactivation frequency.  Note that studies have not yet been




completed to determine the loss in adsorption capacity, if any, of granular




activated carbon for chloroform precursor removal during reactivation.  If the




loss in capacity were high, this would increase the final cost.




     The cost of on-site reactivation for a 1 mgd plant is very high, 40^/1000 gallons,




see Table 6.  These costs could be lowered to more reasonable levels if the




exhausted granular activated carbon was transported to a central reactivation




facility.  For example, the cost of granular activated carbon treatment could




be reduced to about 16^/1000 gallons by transporting the granular activated




carbon as far as 100 miles to a reactivation facility of the size equivalent




to that required at a 10 mgd water treatment plant.  This makes the cost for a




1 mgd facility approach that of a 10 mgd plant.  If granular activated carbon




treatment is desired for small water treatment plants, regional reactivation




facilities will be essential.




     The final analysis was to determine the cost of constructing and operating




granular activated carbon contactors as a unit process following filtration.




The assumptions used in this calculation are given in Table 8.

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                                       - 26 -

                                       TABLE 7

              INFLUENCE OF VARIATIONS IN FACTORS USED TO CALCULATE COSTS  -

                                      100 MGD PLANT

                                              Relative Cost **
Variable
Fuel
Cost
($/BTU)
Electric
Cost
(j^/kw-hr)
Activated
Carbon
Cost
($/lb)
Activated
Carbon
Loss
(% per rea. cycle)
Direct
Hourly Wage
Rate ($/hr)
Reactivation
Frequency
Times per month
Level* High Intermediate
High 1.89 1.02
Int. 1.26 1.00
Low 0.63
High 1.5 1.02
Int. 1 1.00
Low 0.5
High 0.57 1.40
Int. 0.38 1-00
Low 0.19
High 15 1.40
Int. 10 1.00
Low 5
High 7.095 1.16
Int. 4.730 1.00
Low 2.365
High 2.0 2.20
Int. 1.0 1.00
Low 0.67
Low


0.98


0.98


0.60


0.60


0.84


0.60
*The intermediate level is that used in Tables 5 and 6.  The high value was taken
as 150% and the low value as 50% of the intermediate level.
**The cost associated with the intermediate value is arbitrarily taken as 1.00
and the other costs calculated as a ratio based on the intermediate value cost.

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                                      - 27 -

                                      TABLE 8

                           ASSUMPTIONS FOR POST-ADSORPTION
Item
Number of contactors
2
Hydraulic loading (gal/min/ft )
Diameter contactors (ft)
Depth of contactors (ft)
3
Volume of granular activated carbon (ft )
AnDarent flnnt-art- t-ime fm-in . '\
10 mgd
3
10
15
20
10,000
8
100 mgd
15
10
20
20
94,200
8
Reactivation frequency (months) at 100% of
     capacity                                        2             2

Reactivation frequency (months) at 70% of
     capacity                                        2.9           2.9

Activated carbon attrition loss (% per
     reactivation)                                   5             5

Average Daily Flow, mgd                              7            70
     Although more capital intensive, calculations indicate that using

granular activated carbon in a post-filtration mode is somewhat more economical

than replacing the granular media in the existing filter boxes with granular

activated carbon, see Table 9.  The reason the overall cost is less is that

post-filtration contactors can be constructed of any size and shape and could

be made deeper.  The longer contact time would permit longer periods between

reactivations. The resultant reduction in cost, plus the reduction in cost

that would accrue from a lower percentage of activated carbon loss per

reactivation cycle because the handling of the granular activated carbon from

these contactors would be facilitated, overcomes the increased cost of

construction new facilities.

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                                      - 28 -

                                      TABLE 9

COMPARISON OF CAPITAL REQUIREMENTS FOR EQUIVALENT ADSORPTION/FILTRATION AND
POST-FILTRATION ADSORPTION SYSTEMS FOR 10 AND 100 MGD  AT 70% LOAD FACTOR
                        Capital Costs    Operating and      Total Cost
                        («?/1000 gal.)    Maintenance Cost   (^/lOOO gal.)
                        10    100        10    100          10    100
	mgd   mgd	mgd    mgd	mgd    mgd

Adsorption/Filtration   31          85           11     6

Post-Filtration
  Adsorption            53          52           10     5
*These costs will vary at different locations (see Table 7) so should be
  considered approximate.


     In summary, although all desirable information is not available on

the performance of granular activated carbon, its capabilities are so favorable,

removing of trihalomethane precursor so that less than 5-10 yg/£ chloroform

is formed upon chlorination with few other by-products formed and producing

water with an NPTOC concentration of less than 0.1 to 0.2 mg/£, that its

benefits are worth the cost.

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                                      - 29 -
Removal of Chloroform

     Four techniques were studied to remove chloroform from water after it has

formed - the use of adsorption on powdered- and granular activated carbon,

aeration and ozonation.  Unrealistically high doses of powdered activated carbon

(Table V) and ozone (Table VII) were required to effect substantial, although

not complete, removal of chloroform and other trihalomethanes.  Preliminary

cost estimates indicate that both of these processes would be prohibitively

expensive for the removals obtained.

     Both aeration (Table VI) and adsorption on granular activated carbon

(Figure 3) were effective for chloroform removed under certain circumstances.

Granular activated carbon treatment is, however, effective beyond just removing

chloroform as was discussed above.  To determine the approximate cost of a

diffused-air aeration system for the removal of about 90 percent of the

chloroform formed during water treatment, an aeration basin constructed following

final disinfection with a 20-minute detention time and an air-to-water  ratio

of 30 to 1 was assumed. Table 10 shows the cost of this form of treatment is

reasonable, from about $2/year to about $10/year additional cost for water for

a household of four assuming a household of four uses 73,000 gallons of water

annually.

                                 TABLE 10

ESTIMATED COST OF AERATION*, 20-MINUTE DETENTION TIME, 30 TO 1 AIR-TO-WATER RATIO


         Design Capacity, mgd                  1            10        100

         Average Daily Flow, mgd             0.7             7         70

         Total cost,  «5/1000 gal.              14             73

         *These costs will vary at different locstions, so should be considered
           approximate.

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                                    - 30 -


                                           which
     The reaction of the chlorine residual/is not removed by aeration

(Table VI), with remaining precursor as the water passes through the distribution

system would probably raise the chloroform concentration before it reaches the

consumer, thereby somewhat negating this as an effective form of treatment.

Using Cincinnati, Ohio as an example of a situation where water containing both

a free chlorine residual and chloroform precursor leaves the treatment plant,

on May 9, 1975 water at the treatment plant contained about 80 yg/£ of chloroform.

After about three days passage through the distribution system the chloroform

concentration had increased to slightly over 120 yg/&.   Further,  aeration might

 raise the dissolved oxygen level in the water,  thereby aggrevating corrosion

 problems in the distribution system.   Therefore, a treatment technique for

 the control of precursor concentrations or changing chlorination practice is

 better than merely removing chloroform from finished water by aeration.

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                                       - 31 ~




SPECIFIC EXAMPLES OF ALTERNATE TREATMENT FOR DIFFERENT TYPES OF WATER TREATMENT PLANTS




Chlorination Only




     Many ground water supplies in the United States are not chlorinated and




many others draw water from a sufficiently high quality source that chlorination




is the only treatment.  If chlorination is not practiced, no trihalomethanes




will be formed.  If the water is of sufficiently high quality that it contains




little precursor, little trihalomethane will be formed upon chlorination.




     If the choroform concentration is of concern to a utility practicing




disinfection only, and they desire to reduce the concentration in their




finished water, they must consider either using disinfectants such as ozone




or chlorine dioxide or  <-                  building a treatment facility using




granular activated carbon to remove the chloroform precursors.




Aeration for Iron or Odor Removal




     Although aeration is frequently practiced for the removal of such reduced




materials as ferrous iron, manganeous manganese, and hydrogen sulfide, this




aeration step is frequently before chlorination in the treatment process.




Therefore, although trihalomethanes can be removed from water during aeration,




this would not be the case in the situation described above.  A utility wishing




to lower the chloroform content of their finished water in this situation




must consider using disinfectants such as ozone or chlorine dioxide or using




granular activated carbon for the removal of chloroform precursors.




Coagulation, Settling and Filtration for_Turbidity Removal




     The utility treating water with the following unit processes:  raw water




chlorination, rapid mix with coagulant addition, flocculation, sedimentation,




rapid granular filtration, and disinfection may have to consider several




alternatives to reduce the chloroform level in their finished water.  For




example, changing the point of application of chlorine from the raw water




to a point just prior to the rapid granular filters should reduce the

-------
                                  - 32 -






chloroform concentration in the finished water.  The utility will have to




consider an alternate disinfectant such as ozone or chlorine dioxide to lower




the chloroform concentration further.  Another alternative would be use of




granular activated carbon for the adsorption of organic matter,     thereby




removing chloroform precursor.




Softening




     Precipitation




     A water utility practicing precipitative softening, whether lime-, excess




lime-, lime-soda ash-, or excess lime-soda ash softening, should consider




moving the point of application of chlorine to after recarbonation.  This would




have the dual advantage of chlorinating a lower organic content water and




             at a lower pH.  Studies have shown that chlorination at higher




pH enhances the chloroform formation reaction.  The utility will have to




consider using an alternate disinfectant such as ozone or chlorine dioxide




to further lower the chloroform concentration.  Chlorination could continue




to be practiced if the utility used granular activated carbon as a treatment




technique for removing chloroform precursor by adsorption.




     Ion-Exchange




     In the National Organics Reconnaissance Survey only two utilities




employing ion-exchange for softening were included.  Both had low concentrations




of chloroform in their finished water.  In one case, this was not unexpected




because the raw water NPTOC concentration was low, but at the other utility




this was not the case, and the low chloroform concentration in the finished




water was somewhat surprising.  Little information exists concerning the




behavior of chloroform in the presence of ion-exchange resins, but its




adsorptive properties would be expected to be low.

-------
                                         33
       Chloroform concentrations could be reduced, however, if chlorine is added




to the highest quality water in the treatment plant, commensurate with adequate




contact time for good disinfection.  A disinfectant such as ozone or chlorine




dioxide should be considered if further reductions are desired.  Chlorination




could be continued, however, if granular activated carbon were used as a




precursor removal unit process.




Treatment for Taste and Odor Control




       Aeration
       If treatment plants practicing aeration for taste and odor control have




the aeration process located following chlorination, some chloroform will be




lost to the atmosphere.  Data have shown that higher than usual air to water




ratios will be necessary to achieve good removal of chloroform, therefore the




utility that has the capability of varying the intensity of aeration should




maximize it to help improve removal of chloroform.




       Powdered Activated Carbon




       Data show that powdered activated carbon is not particularly efficient




either for removing chloroform or chloroform precursors.  Nevertheless, a water




treatment plant that has the capability of feeding the powdered activated carbon




should consider increasing the dose and possibly adding it at several points




through the treatment plant to increase its effectiveness.  This may not be




the complete solution to a given problem, but if the dose can be raised to a




very high level,powdered activated carbon should help control chloroform




concentrations. This may, however, create a sludge disposal problem.

-------
                                - 34  -
     Although both aeration and powdered activated carbon treatment will have

some effect on chloroform concentration in the finished water,  powdered activated

carbon will have little effect on chloroform precursor concentration.  The

effect of aeration on precursor concentration has not been studied, but it is

expected to be minimal.  Therefore, the potential for the reaction of  chlorine

and precursor would still exist following these unit processes  and the

chloroform concentration would probably increase as the water passes through the

distribution system in the presence of free chlorine residual.

          Chlorine Dioxide

     Some utilites currently have equipment for generating chlorine

dioxide so that it can be used as an odor control process.  In  these circumstance!

chlorine dioxide reacts with phenol and prevents the formation  of disagreeable
                      upon chlorination.
chlorophenolic tastes and odors/  Utilities with such equipment should consider

using chlorine dioxide both for odor control and for disinfection, if they desire

to reduce the chloroform concentration in their finished water.  If this is

practiced           care should be taken to generate the chlorine dioxide with
                            because
little or no chlorine in it,  / this chlorine will react with chloroform

precursors and form some chloroform in the finished water.

     Granular Activated Carbon

     Some utilities currently have granular activated carbon adsorbers in their

treatment plant for the purpose of controlling the taste and odor causing

organics that previously had been creating consumer complaints.  Analysis of

several of these water utilities in the National Organics Reconnaissance

Survey and Region V Survey indicated that, as currently operated,  these

adsorbers are not controlling the chloroform concentrations in the  finished

waters.  To improve performance, these utilites should reactivate the granular

 activated carbon more frequently to obtain its maximum benefit.   Making this

-------
                                    - 35 -
change in operation should allow these utilities to produce a water nearly




free of trihalomethane and low in general organic content.

-------
                                     - 36 -



                                    MONITORING







     A utility attempting to control the concentration of chloroform should



consider a monitoring program along with any changes in treatment.  This



 monitoring program should be developed so that concentrations of chloroform  and



other trihalomethanes can be determined, thereby evaluating the effectiveness



of the changes in treatment that were made to control chloroform.



     The analytic technique for chloroform, involving purging the chloroform



from a sample with an inert gas prior to introduction into a gas chromatograph,


                                                                      7 8
with a halogen specific detector has been described in the literature. '



     Although this determination is not difficult, qualified technicians are



required to produce precise and accurate results.  Any gas chromatographic procedur



requies some skill and knowledge to perform properly and this is no exception.



If such qualified technicians are not available on a utility's staff, samples



may have to be shipped to another laboratory where they can be analyzed.  This



is less desirable than having the analytic capability in the utility, but is



an acceptable solution to the problem of monitoring in some circumstances.



     If a utility is making these analyses itself, samples should be collected



at various stages of the water treatment process to determine where and what



quantity of chloroform is being formed.  Further, because the concentration of



trihalomethnaes may change from the treatment plant to the point of use, samples



should be collected at various places in the distribution system to determine



the increase, if any, in chloroform concentration as the water moves from the



treatment plant to the consumer.  Samples should be dechlorinated with sodium



thlosulfate to avoid changes prior to analysis.

-------
                                     - 37 -
     Studies have demonstrated that precursor concentrations change during




different seasons in some raw waters, thereby, changing the ultimate chloroform




concentration.  Therefore, tap water samples should be taken frequently




enough to allow a utility to be aware of changes in raw water such that they




know the eventual chloroform concentration reaching the consumer at any time.




     The initial cost of the equipment to make chloroform analyses is in the




range of $7,000 - $8,000   Once this initial purchase is made, the analysis




cost will mostly be the cost of the analyst's time.  A typical analysis for




chloroform requires from 45 minutes to 1 hour with about 6 samples being able




to be processed in a typical working day, considering the time for standardization




of the gas chromatographic detector response.




     A water utility practicing organic removal may also wish to monitor the




effectiveness of those unit processes.  This is usually done by measuring




the total organic carbon concentration before and after such a unit process.




At the present time, equipment is available that will measure the portion




of TOG remaining in a sample that has been purged of carbon dioxide under




acidic conditions. The detection limit of this equipment is approximately




0.1 mg/£, with a precision of about - 0.1 mg/JL  The cost of such equipment




is about $10,000 and also requires the same type of qualified technician




needed to make a chloroform analysis for reliable operation.




     Another analytic determination currently under development would measure




total organic halogens (TOH).  If the development of this test is successful,




it could be used advantageously to determine the concentration of all of the




halogen-containing organics (non-natural) in a single analysis.  A variation




of this procedure that measures most of the total organic chlorine (TOC1)




is used in Europe to monitor the performance of granular activated carbon




beds.   Samples are collected from within the bed at a point about six inches

-------
                                    - 38 -
above the bottom.  When the TOC1 concentration begins to rise in these




samples, breakthrough is near and the bed is reactivated.  A similar approach




could be taken using NPTOC measurements.

-------
                                     - 39 -




                                     REFERENCES









1.   Bellar, T.A., Lichtenberg, J.J. and Kroner, R.C., "The Occurrence of




     Organohalides in Chlorinated Drinking Water," Jour. AWWA, 66:12:703




     (December 1974).




2.   Rook, J.J., "Production of Potable Water from a Highly Polluted River,"




     Water Treatment and Examination, 21, Part 3, 259-274 (1972).




3.   Rook, J.J., "Formation of Haloforms During Chlorination of Natural




     Water,"  Water Treatment Exam., 23:2:234 (1974).




4.   Love, O.T., Jr., Carswell, J.K., Symons, J.M., Stevens, A.A., Miltner, R.J.,




     Kropp, K.L., Smith, B.L. and Keller, P.A., entitled "Treatment for the




     Prevention or Removal of Chlorinated Organics in Drinking Water,"




     to be submitted to the Journal of the American Water Works Association.




5.   Stevens, A.A., Slocum, C.J., Seeger, D.R. and Robeck, G.G., "Chlorination




     of Organics in Drinking Water," submitted to the Journal of the American




     Water Works Association for publication and Proceedings of Conference on




     the Environmental Impact of Water Chlorination, Oak Ridge, Tennessee,




     October 22-24, 1975.




6.   Report on the Carcinogenesis Bioassay of Chloroform, Carcinogen Bioassay




     and Program Resources Branch, Carcinogenesis Program, Division of Cancer




     Cause and Prevention, National Cancer Institute, Bethesda, Maryland.




7.   Bellar, T.A. and Lichtenberg, J.J., "The Determination of Volatile Organic




     Compounds at the yg/£ Level in Water by Gas Chromatography," Journal of




     the American Water Works Association, 66, 739 (Dec. 1974).

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                                       - 40 -
 8.   Stevens, A.A. and Symons, J.M., "Analytical Considerations for




      Halogenated Organic Removal Studies," Proceedings American Water




      Association Water Quality Technology Conference, pp. XXVI-1 - XXVI-6




      (December 1974), American Water Works Association, Denver, Colorado (1975).




 9.   Rook, J.J., "Haloforms in Drinking Water, Journal of the American




      Water Works Association. 68, 168-172 (March 1976).




10.   Samdal, J.E., "Water Treatment and Examination in Norway, Water




      Treatment and Examination. 21, 309-314 (1972).




11.   "Clinical Toxicology of Commercial Products."  Gleason, Gosselin, Hodge




      and Smith, 3rd Edition (1969).




12.   Clark, R.M. and Guttman, D., "Cost Calculations of Water Treatment Unit




      Processes," Water Supply Research Division, Municipal Environmental




      Research Laboratory, U.S. Environmental Protection Agency, Cincinnati,




      Ohio (March 1976), Mimeo.




13.   Kruse, C.W., Oliveri, V.P. and Kawata, K., "The Enhancement of Viral




      Inactivation by Halogens," Water and Sewage Works, 118, 187-193  (June 1971)




14.   Process Design Manual for Granular Activated Carbon Adsorption,




      Technology Transfer, U.S. Environmental Protection Agency, October 1971.




15.   Symons, J.M., Bellar, T.A., Carswell, J.K., DeMarco, J., Kropp, K.L.,




      Robeck, G.G., Seeger, D.R., Slocum, C.J., Smith, B.L. and Stevens, A.A.,




      National Organics Reconnaissance Survey for Halogenated Organics,




      American Water Works Association, 67, 634-647  (Nov. 1975).




16.   Miltner, R.J., "The Effect of Chlorine Dioxide on Trihalomethane  in




      Drinking Water," Master of Science Thesis, University of Cincinnati, 1976.

-------
                                    - 41 -




                                ACKNOWLEDGMENTS









      The author wishes to thank those who reviewed this Guide for all of




the helpful suggestions.  These reviewers were:  J.K. Carswell, R.M. Clark,




J. DeMarco, O.T. Love, Jr., A. A. Stevens, Gordon G. Robeck, J. Cotruvo,




G. Coad and J. Hoffbuhr.  The author also expresses his appreciation to




Ms. Maura M. Lilly who typed the manuscript so promptly.

-------
          APPENDIX






CURRENT STATE OF KNOWLEDGE

-------
                                    - A-i-




                              TABLE OF CONTENTS









SURROGATE MEASUREMENTS                                                   A-l




TREATMENT RESEARCH                                                       A-5




      Introduction                                                       A-5




      Removal of Chloroform from Water                                   A-6




           Granular Activated Carbon                                     A-6




           Powdered Activated Carbon                                     A-10




           Aeration                                                      A-ll




           Ozone                                                         A-12




      Alternate Disinfection Procedures                                  A-14




           Point of Application of Chlorina                              A-14




           Ozone                                                         A-22




           Chlorine dioxide                                              A-24




           Chlorination plus Ammoniation                                 A-26




      Prevention of Chloroform Formation by Removal of Precursors        A-28




           Powdered Activated Carbon                                     A-28




           Ozone                                                         A-28




           Chlorine Dioxide                                              A-33




           Granular Activated Carbon                                     A-33




                Chloroform Precursor Removal                             A-33




                Removal of Precursors for Other Trihalomethanes          A-34




FUTURE RESEARCH                                                          A-38

-------
                                     - A-l -




                             SURROGATE MEASUREMENTS




      Because  the analysis for chloroform is a gas chromatographic procedure




requiring skilled operators and about one hour' to complete, a simple rapid




surrogate measurement that would predict chloroform concentrations seemed




desirable.  Chlorine reacts with some organic precursors to form chloroform




and related products, therefore a test that would measure the precursor




concentration  in the raw water would be useful for anticipating finished




water chloroform concentrations.  No tast for trihalomethane precursors




exists ,so a test for general organic content was considered as an alternative.




The difficulty with using a general organics test as a measure of chloroform




precursors is  that the precursor concentrations are not a constant percentage




of the general organic content.




      Nevertheless, in the report of the National Organics Reconnaissance




Survey   three general organic tests were proposed as surrogate parameters,




non-purgeable  total organic carbon (NPTOC), ultra-violet absorbance, and




emission fluorescence scan.  Note:  Because turbidity interfered with the two




opitcal measurements, ultra-violet absorbance and fluorescence, they were




performed on the finished, rather than the raw water.  The report   suggested




that raw water NPTOC concentrations were related to total trihalomethane




concentrations in the finished water.




      To review this suggestion, these data were statistically analyzed by




three different methods; Spearman Rank Correlation; Linear Regression Analysis,




and Log-Log Regression Analysis.  The high level of confidence of the Spearman




Rank Correlation Coefficients in Table I shows that the level of the surrogate




measurements does rise and fall as the chloroform concentration rises and falls.




Table II, however,  shows that although the linear regression correlation coefficient




for NPTOC and ultra-violet absorbance with chloroform concentration is fairly




high, the percent of the chloroform concentration variation explained by the

-------
                                     - A-2 -

                                    TABLE I

                    SPEARMAN RANK CORRELATION OF SURROGATE MEASUREMENTS
Chloroform
Surrogate
Raw Water
NPTOC
Number
of Observations
82
Correlation
Coefficient
0.57
Level of
Confidence
>99%
Finished Water
Ultraviolet
Absorbance

Finished Water
Fluorescence
   81
   82
       0.48
       0.42
      >99%
      >99%
                                   TABLE II

             LINEAR REGRESSION OF SURROGATE MEASUREMENTS
Finished water
Ultraviolet
Absorbance

Finished Water
Fluorescence
                                                  % of CHC13          95% Confider
                                                  Variation Explained Limits Aroui
Chloroform
Surrogate
Raw Water
NPTOC
Number Correlation by Surrogate the Arithmet
of Observations Coefficient Variation Mean (&T.7
82 0.74 54.5 - 79.8 yg/£
81
82
0.54


0.13
29.2
1.8
- 99.9
- 117.4

-------
                                    - A-3 -
variation in NPTOC concentration or ultra-violet absorbance is fairly low,




indicating that other factors are important in determining the chloroform




concentration in a given water.  Finally, the scatter of the data is shown by




the magnitude of the 95 percent confidence limits around the mean, again indicating




that these surrogate measurements are poor predictors of chloroform concentrations.




     In an effort to improve the usefulness of these surrogate measurements




as chloroform concentration predictors, they were reanalyzed after making a log




transform.  The data in Table III shows that making a log transform does, in




general, improve the usefulness of these surrogate measurements, but not sufficiently




to be considered satisfactory.  Therefore, the previous suggestion   of the




relation of raw water NPTOC concentrations and finished water total trihalomethane




concentrations was overstated.




     One other possibility would be to make a multi-variant analysis to take




into account some of the other factors thought to influence chloroform production




such as free or combined chlorine residual, raw water chlorination and so




forth.    Even if this would be successful, the resultant equation might be




too complicated to be useful.  Therefore, although further research on the three




surrogate analytic procedures might improve them, at this time, the best method




of determining the chloroform concentration is to obtain the necessary equipment




and technical staff to perform the analysis directly.




     This is particularly true because special analytic equipment and skilled




operators are required to make the surrogate measurements. These analyses do




have a place in water treatment, however.  If an organic removal unit process




is being used by a utility these general organic content measurements are




good process control determinations.

-------
                         - A-4 -
                        TABLE III




LOG-LOG REGRESSION OF SURROGATE MEASUREMENTS
                                   Percent of CHCli
95% Confidence
                                   Variation Explained Limits Around
Chloroform
Surrogate
Raw Water
NPTOC
Finished Water
Ultraviolet
Absorbance
Finished Water
Fluorescence
Number of
Observations
82
81
82
Correlation
Coefficient
0.67
0.51
0.41
by Surrogate
Variation
45.5
26.0
16.8
the Geometric
Mean (16.2 ug/£
±7.7
±9.6
± 10.6

-------
                                     - A-5 -


                              TREATMENT RESEARCH





Introduction


     Intensified research on the subject of organic removal has been underway


by the Water Supply Research Division for the past 18 months.  Although this


research is not completed, much progress has been made in understanding the


influence of various water treatment unit processes on the organic content of


water.  This Section of the Guide will review these findings in an effort to


disseminate what is known about the subject as promptly as possible.  As phases


of the work are completed they will be published in detail in the open

           4
literature.


     Within the context that some of these data are preliminary, the following


three subsections will summarize the current understanding of treatment for the


control of chloroform and related trihalomethanes.  These studies have been


carried out in three general areas:


     1)  Techniques to remove trihalomethanes once they have been formed.


The techniques studied have been adsorption on granular activated carbon and


powdered activated carbon, aeration, and ozonation.


     2)  Changes in disinfection practice to reduce the amount of trihalomethanes


formed.  The changes studied include changing the point of application of


chlorine, the use of alternate disinfectants, either ozone or chlorine dioxide,


and the practice of chlorination plus ammoniation.


     3)  Methods of treating water so that chlorination will not form


trihalomethanes.  The techniques studied were adsorption on powdered activated


carbon, ozonation, use of chlorine dioxide and adsorption on granular activated


carbon.

-------
                                     - A-6 -




     Although much of this work covers trihalomethane by-products of


disinfectants (chlorine, ozone and chlorine dioxide), another related problem


with any disinfectant is the possibility of forming by-products other than


trihalomethanes.  The use of new analytic procedures revealed hitherto

unknown by-products from chlorination, the trihalomethanes.  Other analytic


techniques such as high pressure liquid chromatography and gas chromatography-


mass spectrometry will probably reveal other by-products of chlorination and


undetermined by-products of any other disinfectant that might be considered for


use.  Further, the health significance of these organic compounds will probably


be unknown.  Therefore, in the discussion below, the problem of unknown


by-product formation, possibly hazardous, must be kept in mind when considering


the behavior of any disinfectant.


Removal of Chloroform from Water


     Granular Activated Carbon
     In an attempt to determine whether granular activated carbon beds would

be effective for the removal of chloroform and other trihalomethanes, Cincinnati,


Ohio tap water containing various concentrations of four trihalomethanes was


passed through two small glass granular activated carbon columns.  The

granular activated carbon was about 30 inches deep, and the water was
                                                                       2
passed through the beds at a rate of approximately 100 ml/min  (2 gpm/ft ). This


results in an apparent  (media in place) contact time of 4 to 5 minutes, (8-10


minutes empty bed contact time).  One of the columns was filled with a


coal-based granular activated carbon and the other was filled with a


lignite-based granular  activated carbon with the characteristics in Table  IV.

-------
                                     - A-7 -






                                     TABLE IV




                   GRANULAR ACTIVATED CARBON CHARACTERISTICS
                                              *•




                                          Coal-base       Lignite-base



                                                   2           2
     Surface Area by Nitrogen Gas         850-900 m /gin   600 m /gm

      BET Method


     Uniformity Coefficient               1.7             1.7




     Effective Size                       0.6 mm          0.8 - 0.9 mm




     Density                              30 lbs/ft3      23.5 lbs/ft3







     Figure 3 shows that some chloroform began to appear in the coal-base




column effluent after 3-5 weeks of operation and that the granular activated




carbon was exhausted for chloroform removal after about 8 weeks of operation.




First breakthrough of chloroform occurred after 2 weeks for the lignite-




base granular activated carbon with exhaustion after 8 weeks.  In both cases,




the bromine-containing trihalomethanes, occurring at lower concentrations than




chloroform in Cincinnati, Ohio tap water were removed for a few months.




     Three operating water treatment plants using granular activated carbon




as    adsorption/filtration unit processes were tested fon chloroform removal.




At one plant four weeks after installing fresh granular activated carbon about




88 percent of the chloroform was being removed.  Three weeks later, however,




the removal had declined to 28 percent.  At the second plant, after ten weeks




of operation the granular activated carbon was only removing nine percent of




the chloroform.  The third plant was sampled when the granular activated carbon




was 16 weeks old and no chloroform was being removed.  At both the second and




third utility when the granular activated carbon was 7 and 10 weeks old,




respectively, more than 60 percent of the bromine-containing trihalomethanes

-------
                                     - A-8 -









were being removed.  In general, these data confirm the data cited above.




     Later in the pilot plant test, which lasted a total of 10 months, the




concentration of trihalomethanes in the effluent occasionally exceeded that




in the column influent, somewhat evident in Figure 3.  This means that either




previously adsorbed materials were being desorbed or that the granular




activated carbon catalyzed the reaction between chlorine and the precursors




and was actually producing trihalomethanes.  A mass balance calculated for the




entire experiment, however, shows that trihalomethanes were not produced in




the granular activated carbon columns, but that desorption was periodically




sufficient to cause the effluent concentration to exceed the influent




concentration.

-------
                - A-9 -
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-------
                                    -  A-10 -
     Powdered Activated Carbon
     In an effort to determine whether or not powdered activated carbon
could be used to remove chloroform and the other trihalomethanes, several jar
tests were performed using Ohio River water.   Chlorinated water from the
effluent of the Cincinnati Waterworks pre-plant settling basin containing a
free chlorine residual of 2.2 mg/£ and a chloroform concentration of 64 yg/Jl
was studied in a jar test with 2 minutes rapid mix, 5 minutes slow mix
and 30 minutes settling.  Eight doses of powdered activated carbon ranging
from 1 mg/& up to 100 mg/£ were added to the jars in parallel, allowed to
contact the water without coagulant, and the powdered activated carbon
removed by centrifugation.  Analysis of the data, Table V, shows that 30 yg/£
of chloroform remains even after the highest dose of 100 mg/£ of powdered
activated carbon was used.  Further, if these dosages were used a troublesome
sludge may be created.in full scale practice.

                                 TABLE V
REMOVAL OF TRIHALOMETHANES FROM CHLORINATED  SETTLED WATER USING  POWDERED
                             ACTIVATED CARBON  (PAC)
PAC
Dose,
mg/£
0
1
2
4
8
16
32
64
100
Cl
Residual
2.2
2.0
1.9
1.9
1.7
0.9
0.5
0.1
0.1
Chloroform
64
52
53
51
51
48
45
35
30
Bromodi-
c hi or ome t hane
yg/£
9
7
7
7
8
8
6
4
2
Dibromo-
chloromi
yg/£
2
1
1
0.9
1
0.8
1
0.7
0.6
Note:  Bromoform was not  found  in any  of  these  samples.

-------
                                     - A-ll -
     Aeration
     A diffused-air aeration device was built to evaluate the effectiveness of




this technique for removing trihalomethanes from water.  Because aeration




or purging is used in the analytic procedure to remove trihalomethanes from




water, this treatment technique was anticipated to be successful.  The aerator




used was a continuous flow device, a glass column with a 10-minute contact




time.  Table VI shows that a typical air to water ratio used in water treatment




for the removal of taste and odor causing compounds  (1:1) did not remove any




measurable amount of chloroform.  High air to water  ratios were required to remove




84 percent of the chloroform.  Because the analytic  procedure using a very high




gas to water ratio of approximately 44 to 1 is successful, trihalomethanes can




be purged from water, but not effectively at lower gas to water ratios.




                                  TABLE VI




             REMOVAL OF TRIHALOMETHANES FROM TAP WATER BY AERATION
Air:H20
Ratio
0
1:1
8:1
12:1
16:1
20:1
C12
Residual
1.31
1.22
1.21
1.20
1.22
1.09
Chloroform
ygM
99
101
45
33
19
16
Bromo-
dichloro-
me thane
24
5
13
7
8
5
Dibromo-
chloro-
me thane
5
5
3
<1
3
3
Note:  Bromoform was not found in any of these samples.

-------
                                   - A-12 -


     Chloroform is lost to the atmosphere when water is held in open vessels.

In beakers, standing open at room temperature, almost all of the chloroform

was lost from Cincinnati, Ohio tap water on 3 days standing.  In Rotterdam,

The Netherlands, over 90 percent of the chloroform is lost during three

weeks standing in a 20-foot deep holding reservoir just prior to the water

treatment plant.  Further, at Whiting,  Indiana, the chloroform concentration

declined from 4 pg/£ to 1 yg/£ through the settling tank.  In this situation,

ammonia is added at the same point as the chlorine, just prior to sedimentation,

so no free chlorine residual exists through the sedimentation basin.  These data

indicate that chloroform is "volatile" and will be lost from the water at any

air-water interface.

     In situationswhere a free chlorine residual does persist through the

sedimentation basin, however, chloroform levels increase, in spite of some loss

to the atmosphere, because of a faster reaction of chlorine with precursor.

For example, in Huntington, West Virginia, the chloroform level increased
                                 sedimentation
from 39 yg/£ to 83 yg/£ through the/tanks.

     Ozone

     A series of tests were made to determine whether or not ozonation was

an effective method of removing chloroform from water.  This test was conducted

in a small glass column through which Cincinnati, Ohio tap water passed at

a rate of approximately 80 ml/min, creating a contact time of 5-6 minutes with

the ozone.  In an effort to improve the contact between the ozone-oxygen

mixture and the test substrate, a high-speed propeller mixer was placed in the

counter-flow column.  The rotation of the propellor increased the downward

flow of water against the rising ozone-oxygen bubbles, causing an almost

complete dispersion of the rising bubble pattern.  Table VII shows

that none of the 8 test conditions had noticeable influence on the

-------
                                    - A-13  -


                                    concentrations.
chloroform and the other trihalomethane/   The lack of removal using gas

alone, at a gas-to-water ratio of 0.5 to 1 is in agreement with the aeration
                                sub
data presented in the previous Section.


                                     TABLE VII

         OZONATION OF CINCINNATI OHIO TAP WATER FOR CHLOROFORM REMOVAL

                               GAS TO WATER RATIO 0.5 to 1

                               5-6 MINUTE CONTACT TIME
Sample
Tap Water
Mixer Only
Oxygen Only
Air Only
Ozone Only
Mixer + Q
Mixer + Air
Mixer + 0^
*Applied Dose,
mgO_
Applied 0 *
Dose, mg/I
0
0
0
0
25
0
0
25
continuous flow

Chloroform
ygM
10
11
12
12
11
11
12
11
studies, mg/£ =
standard liter
Bromo-
dichloro-
methane
ygM
9
10
10
8
10
9
8
9
gas (0 +
Dibromo-
chloro-
me thane
ygM
6
7
7
4
7
6
6
6
Bromoform
ygM
1
1
l
0.8
0.9
0.5
1
0.9
00) minute
Standard liter of gas (0 +
minute
liters, water
This parameter may not be directly related to the actual oxidation of organic
compounds because of unaccounted for variations in mass transfer or chemical
reaction or both.

-------
                                     - A-14  -








Alternate Disinfection Procedures




     This /section will describe research results on the effect of several




alternate disinfection procedures on chloroform formation.  When considering




alternate disinfection techniques, caution must be exercised such that no




deterioration in microbiological quality occurs because of the use of any




alternate procedure.  Thus, any utility attempting to reduce chloroform




concentrations by altering its disinfection should carefully monitor its




finished and distributed water for microbiological populations to assure itself




and any Regulatory Agency that no decline in quality has occurred.




     Point of Application of Chlorine




     Research on this topic was conducted in a 150-gallon/day pilot plant




in which Ohio River water was treated with alum coagulant, flocculated, settled,




and filtered.  Filters of both dual-media,(coal-sand^ and granular activated




carbon were used.  The pilot plant tanks were constructed of stainless steel,




and the filter columns of glass to avoid introduction of extraneous organic




coiqnounds into the treated water through use of plastics.  Samples could be




collected after each unit process and water of various qualitites could be




disinfected to determine the influence of a particular treatment process




on the production of chloroform.




     Figure 4 shows the relative concentrations of NPTOC after coagulation and




sedimentation and after dual-i-media  filtration.  To determine whether or not




chloroform precursor was also removed during coagulation, sedimentation and




filtration, raw water, coagulated and settled water, and dual-media  filtered




water from the pilot plant were chlorinated in  closed  containers  to  determine




the production pattern of chloroform.

-------
          - A-15 -
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-------
                                  - A-16 -









     Figure 5 shows that although the initial rate of chloroform production




was similar for all three qualitites of water,'the final concentration of chlorofo




was lower in coagulated and settled water and even lower in filtered water after




7 days of storage.  Therefore, chloroform precursor was removed during




coagulation, sedimentation and filtration.   For reasons not completely understooc




at this time               the rate of formation and ultimate concentration




of dibromochloromethane was almost identical with all three qualities




of water.




     In another effort to determine the influence of chlorination practice




on trihalomethane formation, the data in the National Organics Reconnaissance




Survey was sorted with respect to chlorination treatment.  During the survey




each water utility was asked whether they pre-chlorinated their water.




Unfortunately, the definition of pre-chlorination varies, at some utilities




this is chlorination of raw water, at other utilities it is chlorination




prior to the filters, chlorination of settled water.  The data above




indicate this difference is important.  Nonetheless, within the uncertainty




noted, Table VIII shows that water utilities practicing "pre-chlorination"




in general had higher relative trihalomethane concentrations than those




plantspracticing post-chlorination (just before entering the distribution system)




only.

-------
                      - A-17 -
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-------
                                    - A-18 -

                                    TABLE VIII

                         CHLORINATION PRACTICE INFLUENCE
                  National Organics Reconnaissance  Survey Data

                                Raw NPTOC Range, mg/Jl

                       0-1	>l-2	>2-3     >3-4     >4-5	>5
                           Rel.       Rel.     Rel.     Rel.     Rel.     Rel.
                           TTHM***    TTHM     TTHM     TTHM     TTHM     TTHM
Category	n*  Cone.   n  Cone. n  Cone. n  Cone. n  Cone. n  Cone.

All Locations          14  1.00    16 1.00  13 1.00  15 1.00  9  1.00  13 1.00

Pre-Chlorination**      4  2.00    14 0.96   9 1.06  13 1.06  7  1.09  11 1.03

Post-Chlorination      10  0.67    2  1.18  4  0.94  4  0.65  2  0.70  2  0.87
*Number of locations

**See text for explanation.

***TTHM is total trihalomethane, the sum of all of the trihalomethane occurring
  in a given water.  The values  given are all relative to  the  "All  Locations"
  value ,arbitrarily taken  as  1.00.


     These findings encouraged the water utility of Cincinnati, Ohio to attempt

to reduce the chloroform content in their water by moving  the point of

chlorination so that clarified water was chlorinated rather than raw water.

Figure 6 is a schematic diagram of the Cincinnati Waterworks.  Because of the

addition of a coagulant prior to entering the off-stream storage reservoirs

(Point A) at the time of the study the raw water turbidity was reduced from

approximately 11 Turbidity Units to approximately 2 T.U. entering the

treatment plant.

     Although the total trihalomethane production potential of the raw water

was not being determined at this time as a control, the sharp decline in

concentration following moving of the point of application of chlorine from

Point A to Point B in mid-July was attributed to the change in treatment

practice(Figure 7).

-------
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-------
                                     - A-20 -


     Over the next few months other changes were made in water treatment

practice, as indicated on Figure 7, but none of. them had as significant effect on

the chloroform concentration as did the first change.  The rise in chloroform

concentration after the discontinuance of ferric sulfate and the reduction in

lime dose in the rapid mix (Point 1 - Figure 7), may have been caused by a

decrease in precursor removal during coagulation and settling.  Only 1 datum

point was collected under these conditions, however, so firm conclusions about

the influence of adding coagulant on precursor removal are difficult to make.

Similar uncertainty exists related to the decline in chloroform concentration wher

chlorination was moved  :T?O  after the filters (Points 3 and 4 on Figure 7).

Details on this experimentation will be presented at the 96th Annual AWWA

Conference in New Orleans, Louisiana in June 1976.

     At this writing other water utilities are considering making similar

changes in disinfection practice in an attempt to determine the effect of

such changes under their particular circumstances.  For example, one utility

changed the point of application from after primary coagulation and settling
                          ash
to after excess lime-soda/softening (just before filtration) and reduced

the chloroform concentration in the finished water from a little over 200 yg/A

to a little over 100 yg/£.  When additional data are available, a better

judgment as to the general applicability of this technique for trihalomethane

concentration reduction will be available.

     Finally, the cold weather data, November - December 1975, collected while

chlorine was being added at Point B, Figure 6 is compared in Figure 7 to similar

data collected in January - February 1975 before the change and shows somewhat

lower chloroform concentrations in finished water after the treatment change

even in the winter.

-------
- A- ''I -
I/BT/ 'NOUVaiN3DNOD
               H31VM Q3HSINH

-------
                                    - A-22 -



     Ozone

     In conducting the experimentation on the use of ozone as a possible

alternate disinfectant to chlorine, the assumption was made that post-chlorinatic

would be required in order to maintain a disinfectant residual throughout

the distribution system.  Therefore, in the studies reported below, ozonation

was followed by a sufficient dose of chlorine to maintain a chlorine residual

throughout the time of storage of the samples, simulating passage of the

water through a distribution system.

     The ozonation equipment used in these experiments was a small glass

counter-flow column plumbed so that effluent from the pilot plant described

above could be passed through it, contacting the applied ozone for about

5-6 minutes, the minimum reported in the literature that was adequate for

disinfection.  The first studies that were made were to determine the "applied

ozone dose" required to achieve good disinfection.  These studies indicated

that an "applied ozone dose1'of 0.5 mg/£ for 5-6 minutes reduced the standard

plate count in the effluent from the dual-media filter from about 550/ml

to I/ml.  No total coliforms could be found.  The ozonation studies

therefore were made with an "applied ozone dose" of about 0.7 mg/1 to determine

if a minimum dose of ozone at a short contact time would have an effect on

chloroform concentrations.

     Table IX shows that ozonation of the dual-media filter effluent does not

produce chloroform, but ozonation followed by chlorination to produce a
                                             chloroform, actually
residual throughout the distribution system formed/more chloroform than did

disinfection with chlorine alone.  The reason more bromodichloromethane was

formed in the chlorinated, but not ozonated sample is not known.  The chlorine

dose was chosen as 8 mg/1 to insure that sufficient chlorine was present to

exceed any chlorine demand during the storage period in all samples.

-------
                                    - A-23 -

Unless some other means of providing the residual disinfectant throughout the

distribution system can be found, ozonation for disinfection followed by chlorination
                                       eliminate
to provide a chlorine residual will not       . the chloroform concentrations

reaching the consumer.  One alternate possibility would be add chlorine and ammonia

to provide a combined chlorine residual.  An example of this is Whiting, Indiana.

Data collected on May 29, 1975 showed that the raw water contained 6 yg/£

of chloroform because of chlorination practiced by a nearby industry.  After

ozonation, this concentration was essentially the same and at this point in the

treatment chlorine plus ammonia/aSded.  After passing through the remainder of

the treatment plant, sedimentation and filtration, the chloroform concentration

was 0.8yg/JL  A sample taken at a dead-end at one extremity of the distribution

only contained 2 yg/Jl of chloroform, a very small increase.  Although this appears

favorable, the ability of a combined chlorine residual to control microbiological

populations in the distribution system is not well defined.

                                  TABLE IX

                       OZONATION OF DUAL-MEDIA FILTER EFFLUENT
                              NPTOC - 1.0 mg/fc
                           Contact Time:  5-6 minutes
                                                                    Bromo-
                     Applied*    Applied        Storage             dichloro-
                     Ozone Dose  Chlorine Dose  Time    Chloroform  methane
Sample	mg/l,	mg/£,	Days	yg/Jl
Effluent only
Effluent + 0-
Effluent + Cl.
Effluent 4- 0_ -
3
*Applied Dose,

0
0.7
0
1- Cl 0.7

continuous flow
mg 03
0
0
8
8

studies, mg/£
standard
6
6
6
6

=
liters of
<0.2
<0.2
6
15


gas (0 + 00)
None Found
None Found
14
8


min.
V 	
standard liter of gas (0  + 0 )            minute                      liters,water

*This parameter may not be directly related to the actual oxidation of organic
compounds because of unaccounted for variations in mass transfer and/or
chemical reaction rates.

-------
                                  - A-24 -



     Chlorine dioxide16

     Another disinfectant considered as an alternate was chlorine dioxide.

A chlorine dioxide generator was assembled so that both "chlorine-free"

chlorine dioxide and chlorine dioxide containing excess chlorine used in the

generation of the chlorine dioxide could be added to the effluent from the

dual-media filter in the pilot-plant described above.  Microbiological

determinations were made to demonstrate that maintaining a chlorine dioxide

residual of 0.5 mg/1 for 30 minutes was adequate to disinfect the dual-media

filter effluent as indicated by the absence of total coliform and low standard

plate count.

     Table  X shows that if chlorine dioxide is added to dual-media filter

effluent without any chlorine being present, no chloroform is formed, Test  1.

Test 2, comparing chlorination alone/with use of chlorine dioxide in which
                                                            (2b)
chlorine dioxide was added in the presence of excess chlorine^ shows that

chloroform was produced, but less was produced than when chlorination only

was practiced.  This may imply that the chlorine dioxide has some effect on

trihalomethane precursor such that it is less available for reaction with
             3a and 3b
chlorine.  Test /, confirms this phenomenon and demonstrates that the more

chlorine dioxide that is present for an equal amount of chlorine, the lower

the eventual concentration of chloroform. This would imply that if chlorine

dioxide was generated such that only small amounts of chlorine were present,

the amount of chloroform formed might be quite low. Note   in     these

experiments rather high doses of chlorine and chlorine dioxide were used

in an attempt to demonstrate whether or not certain reactions would proceed

under extreme conditions.

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                                    - A-26 -







     Chlorination Plus Ammoniation



     The practice of combining ammonia with chlorine to produce chloramines



for disinfection is poorly understood in water utility practice.  Many



investigators think that chloramines are a poor biocide and therefore do not


                                                                     13
provide adequate protection to consumers from microbiological hazards



Many water utilites that had practiced chloramine disinfection have changed to



free chlorine disinfection in an attempt to provide a better quality water to



their consumers.  Nevertheless, many utilities continue to practice chloramine



disinefection and still maintain a microbiological quality of water at the



consumer's tap that meets the requirements of the appropriate Regulatory



Agencies.



     To investigate the reactivity of chloramine with respect to chloroform



formation, raw Ohio River water was dosed both with free and combined chlorine.



Figure 8 shows that less than 7 percent of the total chloroform formed after



70 hours when free chlorine was added to the river water was produced when



chloramines were used.  Although this information appears favorable, caution must



be exercised in its application to avoid any sacrifice of microbiological



quality.

-------
             - A-27 -
   120


   110


   100


_  90
o>
4.
Z
o
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u.
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u
   80
i-  70

£*
K-
Z  60
UJ
U
Z
O  50
   40
   30
   20
   10
                                2.8 mg/l
                                FREE CI2
                           O^  RESIDUAL
              OHIO RIVER WATER
       5.5 mg/l Cl 2 AND 5.2 mg/l NH3-N ADDED
       COMBINED CHLORINE RESIDUAL
                9.A mg/l COMBINED CU RESIDUAL
         10   20   30   40  SO   60
             REACTION TIME, HOURS
                                  70
    FIGURE 8. CHLOROFORM  PRODUCTION
             WITH FREE AND COMBINED
             CHLORINE  RESIDUAL

-------
                                    - A-28 -









 Prevention of  Chloroform  Formation by Removal of Precursors




      Powdered  Activated Carbon




      To  determine  if powdered activated  carbon was effective for chloroform




 precursor  removal,  coagulated and settled Ohio River water from the pilot




 plant was  dosed with varying quantities  of powdered activated carbon, mixed for




 two minutes at 100 rpm and  then  centrifuged for 20 minutes at 1500 rpm.




 The supernatant liquor from the  various  samples was decanted and chlorinated with




4.5 mg/& of chlorine.  The  chlorine was  mixed rapidly  for 2 minutes,  then the




 samples  were stored at 25°C for  two days.  After this  reaction time the  samples




 were  analyzed  for  trihalomethanes.  Under these conditions the chloroform




 formation  was  slightly over 30 yg/£ in the sample which  had no powdered




 activated  carbon added.   In the  sample with the highest  dosage of powdered




 activated  carbon,  100 mg/Jl, the  chloroform production  was 11 yg/&.  This




 extremely  high dose of powdered  activated carbon only  resulted in a 63 percent




 reduction  in precursor concentration as  meausred by the  chloroform produced




 upon  chlorination.  Note, because no test exists for chloroform precursor, the




 degree of  precursor removal is judged by comparing  the chloroform concentration




 upon  chlorination  of an untreated control to  similar data collected on a




 treated  water  after similar chlorination.




      Ozone




      The first studies with ozone were to determine its  effectiveness for




 reducing the concentration  of  general organic parameters, as chloroform




 precursors might be removed under the same conditions. These studies  were




 conducted  in a glass counterflow reactor, approximately  13  feet  high. Ozone




 was introduced at  the bottom of  this column  through a  sintered  stainless




 steel sparger. The test  substrate was Cincinnati,  Ohio  tap water which




 flowed down through the column at various flow  rates.  At a  1  gpm  flow




 rate, the  contact  time  in the  column was approximately 19 minutes.

-------
                                     - A-29 -
      Table XI presents  the results from the first series of tests showing

  that the removal of carbon chloroform extract -(CCE-m) and NPTOC was related,

  in  general,  to both the applied ozone dose and the amount of ozone utilized

  while passing through the column.  Organic compounds measured in the

  fluorescence test used, however, were not removed in any definitive pattern.

  These data show that very high ozone doses are required to effect substantial

  removal of organics as  measured by various general organic parameters and

  indicated the chloroform precursor removal by ozonation might be difficult.

                                     TABLE XI

                 EFFECT  OF OZONATION ON GENERAL ORGANIC PARAMETERS

  Applied
Ozone
Dose*
rag/ A
Air Only
Oxygen
Only
8.9
19.2
26.8
38.2
46.7
56.5
71.0
140.0
*Applied
m?
Ozone Contact
Utilized** Time
mg/A Minutes


8.8
18.0
17.7
19.9
39.7
26.5
29.0
62.5
Dose, continuous
OT


19
38
95
19
38
95
19
38
flow

CCE-m
Reduction
%
0
25
33
67
73
60
90
75
83
80
studies, mg/£
standard
Fluorescence
Reduction
%
3
3
11
30
11
25
8
19
29
29
liter of gas (0_
NPTOC
Reduction
%
0
0
18
24
43
-
50
50
-
75
+ 0 „) min.
standard liter of gas (0_ + 02)
minute
liters,water
This parameter may not be directly related to the actual oxidation of organic
compounds because of unaccounted for variations in mass transfer and/or chemical
reaction rates.
 **Applied ozone dose minus ozone escaping the top of the contactor.

-------
                                    -  A-30  -







     Chloroform precursor removal studies were carried out on both dual-media




filter effluents from the pilot plant described above, and on raw Ohio River




water.  Table XII presents the results of several different continuous flow-




and batch- studies on chloroform precursor removal showing that whatever




organic compounds are reacting with chlorine to form chloroform can be altered




by ozone so that chloroform production is reduced upon chlorination.   In all




cases, however, very high doses of ozone were required to accomplish this, and




the organic by-products created during this massive ozonation have not been




identified at this time.




     In anticipation of studies on the use of ozone to treat raw water to




enhance coagulation and thereby ^enhance chloroform precursor removal in the




pilot plant, a larger glass ozone contactor was fabricated to produce a




theoretical detention time of 30 minutes at the pilot plant influent flow rate




of approximately 400 ml/min.  To begin to collect some data on the influence




of raw water ozonation on coagulation and sedimentation, and on chloroform




precursor removal, Ohio River water was treated in a jar test with 3 different




doses of alum coagulant.  The chloroform formation upon chlorination of these




effluents was compared to a similar test in which the Ohio River water had




been ozonated in the device described above prior to coagulation and sedimentatio




Figure 9 shows that at the lower coagulant' doses, a reduction in eventual




chloroform formation did occur either because coagulation and sedimentation was




enhanced by ozonation or because the ozone affected the organic precursors




in some manner, or both.  Because settled water turbidities were not determined




the effectiveness of coagulation was difficult to judge.  The slight lowering




of pH might also have had an effect.  More studies of a similar nature will be




conducted in an attempt to further understand the influence of raw water




ozonation on the clarification,

-------
                                     - A-31 -
                                   TABLE XII
                       EFFECT OF OZONATION OF PRECURSOR REMOVAL
                             CONTINUOUS FLOW-STUDIES
                              CONTACT TIME -5-6 Minutes
Sample
Dual-Media
Effluent
M ii
ii ii
ii ii
« it
Applied
Ozone
Dose**
mg/1
18.6
0
18.6
0
227*
Chlorine Storage
Dose, Time,
mg/1 Days
0
8
8
8
8
6
6
6
6
6
Bromo- Dibromo-
dichloro- chloro-
Chloroform, methane methane
Ug/& yg/£ Mg/&
<0.1
12
14
91
62
None
9
8
26
7
found None found
2
8.2
6
1
                               BATCH STUDIES
            Applied
            Ozone    Chlorine   Contact   Storage
            Dose**   Dose       Time      Time
                                                                Bromo     Dibromo
                                                                dichloro- chloro-
                                                    Chloroform  methane    methane
Sample
Dual-Media
Effluent
ii ii
it it
ii ii
Ohio River
Water
ii it
ii ii
mg/1

0
53
106
212

0
56
112
mg/1

8
8
8
8

8
8
8
Hrs.

-
0.5
1.0
2.0

-
0.5
1.0
Days

6
6
6
6

6
6
6
yg/£

42
41
32
19

163
66
40
ml*<

18
4
4
5

18
7
8
ug/£

4
2
None
None

2
< 1
< 0.




found
found



6
Note:  Bromoform was not found in any of these samples.
*Mixer to increase ozone - water contact operating.

**Applied Dose, continuous flow studies, mg/A =
           mg 03
standard liters of gas (00 + 0~)
standard liter of gas  (0  + Q-)

Applied Dose, batch studies, mg/5, =

	mg 0-3
                                         minute
                                                                       min.
                                   litersfwater
standard liter of gas (0» + 0?)
                                   standard liters of gas  (0  +_09)   contact  time,min.
                                X             •              J    fc  X
                                            minute
                                    liquid volume in
                                   reactor, lit^r.s
These two applied doses are not, in general, comparable because the latter
reflects contact time while the former does not.  In addition, neither parameter
may be directly related to the actual oxidation of organic compounds because of
unaccounted for variations in mass transfer and/or chemical reaction rates.

-------
              - A-32 -
180
OHIO RIVER WATER
 2 MIN. RAPID MIX
 20 MIN. FLOCCULATION
 1  HR. SEDIMENTATION
 8 mg/l CHLORINE
 6 DAY SAMPLE STORAGE
 pH 6.5 - 7.1
               20     30     40
              ALUM DOSE, mg/l
  FIGURE 9. INFLUENCE OF OZONATION ON
            CLARIFICATION AND PRECURSOR
            REMOVAL

-------
                                      - A-33 -
     Finally, an attempt was made to completely eliminate chloroform precursor
by ozonating 14 liters of water for 6 hours at the rate of 43.5 mg of ozone
added per minute.  This calculates to an "applied ozone dose" over the 6-hour
period of over 1,100 yg/&, which is admittedly impractical.  After this intense
ozonation, raw Ohio River water only produced 5 yg/£ of chloroform when
chlorinated with a chlorine dose of 8 mg/£ and the sample stored at 25°C
for 6 days.  Therefore, chloroform precursor can be virtually eliminated from
raw water by ozonation, but not under conditions that would make this method
practical for water utilities.
     Chlorine Dioxide
     As indicated previously in this Guide, chlorine dioxide appears to reduce
chloroform precursor.  The reader is referred to Table X for the data supporting
this conclusion.  Further support of this suggestion was obtained when Ohio
River water that had been treated with chlorine dioxide such that all of the
chlorine dioxide had been consumed was subsequently chlorinated.  Depending
on dose and contact time only 20 to 50 percent of the chloroform was produced
when chlorine dioxide treatment preceeded chlorination as compared to
chlorination only.
     Granular Activated Carbon
          Chloroform Precursor Removal
     To determine the effectiveness of adsorption on granular activated carbon
for the removal of chloroform precursor, two granular activated carbon columns
were arranged to operate in parallel with the dual-media granular filter
described previously as part of the pilot plant.  The characteristics of the
granular activated carbon used are given in Table IV.  The coal-based granular
activated carbon was 30-inches deep with 4-5 minutes apparent contact time,
and the lignite-based granular activated carbon was 60-inches deep, with 8-10
minutes apparent contact time.  Both granular activated carbon columns received
settled water containing some carryover floe.  Previous experimentation had
indicated that filtering settled water through a dual-media filter prior to
applying it to the granular activated carbon columns did not improve the
performance of the granular activated carbon.
    After fresh granular activated carbon was placed in both columns, a
sample was collected each week from the effluent of each of the three
columns.  The dual-media filter effluent was the control for the study.  These
samples were tested for NPTOC concentration, and were chlorinated with 2-3 mg/&
of chlorine, then stored for 4 days at 25°C to simulate passage through

-------
                                     - A-34 -






a distribution system.




     The effluent data from both granular activated carbon columns,  Figure 10,




shows that the breakthrough of chloroform precursors was sooner in the effluent




of the shorter coal-base column, but the shorter coal-base granular  activated




carbon was somewhat more effective for chloroform precursor removal  than the deep




lignite-base material early in the test (chloroform concentration  of <1 to 2 yg/




vs. 2-3 yg/£).




     The passage of chloroform precursor was studied at two water treatment plant




using granular activated carbon as a combination adsorption/filtration media.




At one utility, four weeks after the first granular activated carbon had been




installed, chlorination of the filter effluent increased the chloroform concentra




1.6 times.  Three weeks later chlorination of the filter effluent increased the




chloroform concentration 2.5 times.  At another utility, when the granular activa




carbon was 10 weeks old, chlorination of the filter effluent increased the




chloroform concentration 3.4 times.  These data show the breakthrough of




chloroform precursor and confirm the pilot plant data reported above.



     Removal of Precursors for Other Trihalomethanes




     To determine the effectiveness of adsorption on granular activated carbon fo




the prevention of bromine-containing trihalomethanes and to determine if NPTOC




measurements would be an adequate surrogate for precursor breakthrough under thes




circumstances, the total trihalomethane data collected from the granular activate




carbon was compared to NPTOC concentrations each week.  To calculate the total




trihalomethane concentration in each sample the individual weight concentrations




were converted to micromole concentrations by dividing by the appropriate molecul




weight and arithmetically summing the values.  Figure 11 shows that  the breakthro




of total trihalomethane precursor and NPTOC concentration is roughly parallel,




occurring after about 4 weeks for the 30-inch coal-base granular activated carbon




after about 5-6 weeks for the 60-inch lignite-base granular activated carbon.

-------
                                       - A-35  -
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                       -- A-36  -
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-------
                                    - A-37  -









     The difference in chloroform precursor breakthrough (Figure 10) and total




trihalomethane precursor breakthrough (Figure 11) is caused by the bromine-




containing trihalomethanes. For reasons not understood at this time,the




concentration of the bromine-containing trihalomethanes was reduced less than




chloroform when comparing the chlorinated granular activated carbon effluents




to the chlorinated effluent from the dual-media filter.




     Figure 11 also shows that the deeper lignite-base granular activated




carbon column produced water with an NPTOC concentration below the detection




level of analytic method (0.1 mg/£)for 6 weeks before starting to rise.




Although this column was twice as deep as the coal-base column, this activated




carbon does have a smaller surface area as measured by the nitrogen gas BET




method (Table IV) and this may be the reason it did not produce very low NPTOC




concentration water for twice as long as the coal-base granular activated carbon.




     In summary, in spite of some uncertainties, Figures 10 and 11 show that




during the first month of operation both granular activated carbon columns




produced an effluent with very low concentrations of NPTOC, chloroform, and




total trihalomethane.

-------
                                 - A-38 -




                              FUTURE RESEARCH









     The following list of topics are areas in which further research is




needed to respond to some of the unanswered questions raised earlier in this




Guide.




     1.  Field trials of the alternate treatment processes discussed in this




Guide, including an investigation of the microbiological quality of the




distributed water.




     2.  Studies on higher surface area granular activated carbon and other




adsorbents.




     3.   Investigation of moving, deep-bed upflow granular activated carbon




adsorbers as a method for maintaining good performance for a longer period




of time, thereby reducing operating cost.




     A.  Determine the loss in capacity of granular activated carbon for




organic removal (particularly chloroform precursor) following reactivation.




These studies will also include an evaluation of other types of reactivation




beyond the multiple-hearth furnace.




     5.  Investigation of techniques for removing or preventing the formation




of bromine-containing trihalomethanes.




     6.  Evaluation of the use of potassium permanganate and other oxidants




for chloroform precursor removal.




     7.  Improving coagulation and settling to increase trihalomethane




precursor removal.




     8.  Determination of non-trihalomethane by-products of disinfection




with chlorine, ozone, chlorine dioxide, ultra-violet radiation, and combined




chlorine.




     9.  Detailed organic analyses of the effluent from fresh granular




activated carbon beds.

-------
                                   - A-39 -





     10.  Development of a low-concentration total organic carbon analyzer.


     11.  Determination of the nature of chloroform precursor so that it


could be measured directly and problems thereby anticipated.


     12.  Development of a total organic halogen  analyzer.


     13.  Further investigation of treatment unit process costs.


     14.  Toxicological evaluation of fresh granular activated carbon


adsorber effluent to establish the relationship between low NPTOC concentrations


and the absence of adverse health effects.


     15.  Toxicological evaluation of organic non-trihalomethane by-products


formed during chlorination, ozonation and the use of chlorine dioxide in


water.  Toxicity of chlorite must also be investigated.


     16.  Evaluation of ozone, chlorine dioxide, ultra-violet radiation,


and combined chlorine as a viricide.
                                        U.S.  Environmental Protection Agency
                                        Region V, Library
                                        230  South Dearborn Street
                                        Chicago,  Illinois  606041 ^

-------

-------
                   UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
                                       CINCINNATI, OHIO 45268
SUBJECT:  Future Plans for Control of Chloroform
       FROM:
       TO:
                                                                    DATE May 11,  1976
         Gordon G. Robeck, Coordinator, EPA Drinking Water
         Research Activities

         Recipients of Interim Treatment Guide
                     Attached is a copy of the Fifth Draft of the Interim Guide
                as it was given to the Public Advisory Council on April 22,  1976.
                This draft is currently under revision to reorganize it somewhat,
                update the information slightly, and to provide a detailed Appendix
                on cost and a more complete Appendix on Current Knowledge.  This
                revision should be available in July and will be a more polished
                reference document as opposed to the working document now available.
                Although we are collecting more information all the time, I  see
                no reason not to start applying what we know already.

                     We would appreciate it if you would keep us informed of any
                data gathered so they can be used along with the field data  we will
                be collecting this summer to help establish a final treatment
                recommendation if the Agency decides to regulate chloroform  levels.
P
                                       C i  V '£

                                        2r'  1976
                                                 r-.
                              fOJRMWW ~
                                    mum,

-------