&EFA
   w
United States
Environmental Protection
Agency
           Solders in
           Electronics:
           A Life-Cycle
           Assessment
           Summary

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                                        EPA-744-S-05-001
                                          August 2005
Solders in  Electronics:
A Life-Cycle  Assessment
Summary
             &EPA
                  United States
                  Environmental Protection
                  Agency
This summary document is based on information presented in the project report,
Solders in Electronics: A Life-Cycle Assessment, written by the University of
Tennessee under a grant from EPA. Some information in the Life Cycle Assess-
ment was provided by individual technology vendors and has not been indepen-
dently corroborated by EPA. The identification of specific products or processes in
this document is not intended to represent an endorsement by EPA or the U.S.
Government. This summary document has not been through a formal external
peer review process.
  U.S. ERA

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Acknowledgments
This document was prepared for the U.S. Environmental Protection Agency's Design for the
Environment (Dffi) Lead-Free Solder Project by Abt Associates under contract  #68-W-01-
039- This document is based primarily on the full project report, Solders in Electronics: A
Life-Cycle Assessment, prepared by Jack R. Geibig and Maria Leet Socolof of the  University of
Tennessee Center for Clean Products and Clean Technologies under joint funding from the
U.S. Environmental Protection Agency's  Design for the Environment Program in the Eco-
nomics,  Exposure, and Technology Division (EETD) of the Office of Pollution  Prevention
and Toxics (OPPT), and through financial contributions from the following organizations:
Agilent Technologies, Cookson-Fry, Delphi-Delco, Hewlett Packard, Intel, International
Business Machines (IBM), Sematech, Pitney Bowes, Rockwell Collins, and Thomson Con-
sumer Media.

The Life-Cycle Assessment would not have been possible without the assistance of the
technology suppliers and their customers who voluntarily participated  in the project.  The
project Core Group provided valuable guidance and feedback throughout the preparation of
the report.  Core Group members include the Core Group Co-Chairs  Kathy Hart, Project
Lead, U.S. EPA OPPT, DfE Branch; Holly Evans, formerly of Electronic Industries Alliance;
Fern Abrams, IPC; and the Core Group  Members Todd  Brady, Intel Corp.; Maria Socolof
and Jack Geibig, University of Tennessee Center for Clean Products and  Clean Technologies;
Anne Brinkley, IBM; Lee Vroom, Thomson Consumer Electronics; Mark Corbett, Pitney
Bowes; Walter Worth, International Sematech; Pete  Palmer, Cookson-Fry; Jerry Gleason,
Hewlett Packard; and Brenda Baney, Delphi-Delco.

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Contents
Introduction

Question 1:
   What is a life-cycle assessment?	3

Question 2:
   Which solders were investigated during the project?	5
Question 3:
   How were life-cycle environmental and health
   impacts evaluated?	6

Question 4:
   How do the environmental and health impacts compare
   among paste solders? 	9

Question 5:
   How do the environmental and health impacts compare
   among bar solders?	 16

Question 6:
   What are the limitations of the study?	23

Question 7:
   What can electronics manufacturers do to reduce
   environmental  and health impacts?	27

Question 8:
   What are  the challenges to implementing
   lead-free soldering?	31

Question 9:
   What are  the performance differences among the solders?.... 36

Question 10:
   What are the potential market impacts of a switch
   to lead-free solders?..                                   . 42

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Introduction
This report summarizes the results of an analysis conducted by the University of Tennessee's
(UT) Center for Clean Products and Clean Technologies for the U.S. Environmental Protec-
tion Agency's Design for the Environment (DfE) Lead-Free Solder Partnership (LFSP).  The
DfE LFSP is a voluntary, cooperative partnership among the DfE Program, UT,  the IPC—
Association Connecting Electronics Industries (IPC), the Electronic Industries Alliance
(EIA), several individual  electronics companies,  and other interested parties.  The partnership
assessed the environmental life-cycle impacts of selected lead-free solders as alternatives to
tin-lead solder.  The DfE LFSP analysis also  provides an assessment of the recyclability and
leachability of the solders.

PURPOSE AND SCOPE OF  THE STUDY
The purpose of the lead-free solder study is threefold:
   1.  to evaluate the life-cycle environmental impacts of selected lead-based and lead-free
      solder alternatives using life-cycle assessment (LCA)
   2.  to evaluate the effects  of lead-free solders  on leachability, recycling,  and reclamation at
      the end-of-life
   3.  to identify data gaps or other potential areas of analysis for future investigation by EPA
      or industry

This study used LCA to  evaluate  both lead-based and lead-free solder alternatives.  LCAs,
which are generally global and non-site specific in scope, look at the full life cycle of the
product being  evaluated, from materials acquisition to  manufacturing, use, and  end-of-life
(i.e., final disposition).  The LFSP LCA considers impacts related to material consumption,
energy use, air resources, water resources,  landfills, human toxicity,  and ecological toxicity, as
well as leachability and recycling.

NEED FOR  THE  STUDY
Eutectic tin-lead (SnPb)  solder has  long been the primary choice for assembling electronics
due to its reflow properties,  low melting point,  and the relative ductility of the  solder joints
formed; however, concern over lead's relatively high toxicity to human health and the envi-
ronment and ensuing international  market and legislative pressures  have led the U.S. elec-
tronics industry to begin switching  to lead-free solders.  Although the performance of the
metals and  fluxes of many of the alternatives has been  studied, their life-cycle environmental
impacts have not yet been evaluated.  The LFSP offers  the opportunity to mitigate current
and future risks by helping the electronics industry to identify lead-free solders  that are less
toxic  and that pose the fewest risks  over their life cycles. The LFSP study also allows the
electronics industry to  make environmentally informed choices when assessing and imple-
menting improvements, such as changes in product, process,  and activity design, raw mate-
rial use,  industrial processing,  consumer use, and waste management.  Additionally,  many
other organizations and individuals  in the U.S. and abroad have expressed interest  in obtain-
ing objective,  detailed information about  the life-cycle  impacts of selected lead-free solders.
About EPA's Design for the
En vironm en t Program
EPA's Office of Pollution
Prevention and Toxics
established the DfE Program in
1992 to encourage businesses
concerns into their business
decisions. DfE industry projects
are cooperative, joint partner-
ships with trade associations,
businesses, public-interest
groups, and academia to assist
to identify and evaluate more
environmentally sound
products, processes, and
technologies. The DfE Lead-
Free Solder Partnership
consisted of members of
electronics industry trade
associations, circuit board
assemblers, solder suppliers,
academic institutions,  and
EPA. The direction and focus
of this project was determined
by the project partners.

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Approximately 176 million pounds of lead-based solder were used world-wide in 2002.
Electronics in the U.S. is a $400 billion-per-year industry facing significant legislative and
market pressures  to phase out the use of lead-based solder and switch to lead-free alterna-
tives. The European Restriction of Hazardous Substances in Electrical  and Electronic
Equipment  (RoHS) Directive (2002/95/EC)  stipulates that lead and other selected toxic
chemicals in electrical and electronic equipment  be replaced by July 2006.  In Japan, subse-
quent to take back (recycling) legislation that took effect in that country in 2001, the
Japanese Ministry of the Environment and the Ministry of Economy, Trade and  Industry
suggested a  voluntary phase-out of lead, along with increased end-of-life (EOL) product
recycling. Consumer demand for lead-free products may  also increase as the general public
becomes more aware  of lead issues.  All of these forces combine to drive the U.S. electronics
market inexorably toward lead-free solders.  Managing the environmental impacts posed  by
this  change  is crucial to  the long-term environmental sustainability of both the U.S. and
global electronics industries. Using this  evaluation,  the U.S.  electronics industry will be
better prepared to meet  the growing demand for extended product responsibility, to help
guide public policy towards informed, scientifically-based solutions  that are  environmentally
preferable, and be better able to meet the  competitive challenges of the world market.   In
addition,  the LCA model and associated results provide a baseline upon which solder alterna-
tives not included in the study can potentially be evaluated.  This will allow for further
expedited LCA studies.

This booklet summarizes the key  findings  of the DfE Lead-Free Solder Partnership study.
The information  is presented in ten sections  that summarize the  following:
   •  the study's life-cycle  assessment methodology;
   •  the environmental and health impacts of the  solders evaluated;
   •  the limitations  of the study and alternative data analyses;
   •  steps circuit board manufacturers  can take to reduce environmental and health
      impacts;
   •  challenges to implementing lead-free soldering; and
   •  information on cost  and performance differences among the solder.

For more detailed information on any of these topics, the  reader is encouraged to reference
the full  project report, Lead-Free Solders:  A Life-Cycle Assessment (Geibig and Socolof, 2005).
The document may be viewed at www.epa.gov/dfe.

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Question  1:

What  is  a  life-cycle assessment?

The DfE Lead-Free Solder Partnership (LFSP) conducted this analysis of selected lead-based
and lead-free solder alternatives using a life-cycle assessment (LCA) approach, which allowed
for a comprehensive analysis of the environmental consequences of a product system over its
entire life.  LCA, which is increasingly being used by industry, contains  four major steps as
defined by the Society of Environmental Toxicology and Chemistry (SETAC)  and  more
recently by the International Standards Organization (ISO):
   1.  Goal Definition and Scoping lays out the rationalization for conducting the LCA and
      its general intent, as well as specifying the product systems  and data categories to be
      studied.
   2.  Life-Cycle Inventory (LCI) involves the quantification of raw material and fuel inputs,
      and solid, liquid, and gaseous emissions and effluents.
   3.  Life-Cycle Impact Assessment (LCIA) characterizes the environmental  burdens
      identified in  the LCI and assesses their effects on human and ecological health, as well
      as other abiotic effects, such as smog formation and  global warming.
   4.  Improvement Assessment or Interpretation of Results uses  findings from the analysis
      to identify  and  evaluate opportunities for reducing life-cycle environmental impacts of
      a product, process, or activity, or to reach conclusions and provide recommendations.
      SETAC's definition includes the improvement assessment component, whereas ISO
      includes the life-cycle  interpretation component.  The LFSP LCA  did not perform this
      step; it is left to the electronics industry and others to complete this step for their
      specific operation or interests  using the results of this study.

LCA evaluates the life-cycle  environmental impacts from each  of five major life-cycle stages:
raw materials extraction/acquisition, materials processing, product manufacture, product use,
and final disposition/end-of-life.  Figure  1.1  briefly describes each of these stages for a solder
product system. The resource flows (e.g., material and energy inputs) and the emissions,
waste, and product flows (e.g., outputs)  within each life-cycle stage, as well as the interaction
between each stage (e.g., transportation) are evaluated to  determine the  environmental
impacts.  The LFSP LCA combines  raw  materials extraction and materials processing into one
"upstream" life-cycle stage in the presentation of results.

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Figure 1.1.  Life-Cycle Stages for Solder Alternatives
INPUTS
Materials — *•
Energy — *•
Resources — *•

RAW MATERIALS EXTRACTION/ACQUISITION (UPSTREAM)
Activities related to the acquisition of natural resources, including
mining non-renewable material, harvesting biomass, and transporting
raw materials to processing facilities.
MATERIALS PROCESSING (UPSTREAM)
Processing natural resources by reaction, separation, purification, and
alteration steps in preparation for the manufacturing stage; and
transporting processed materials to product manufacturing facilities.
PRODUCT MANUFACTURE
Processing materials into solder and solder alternatives.
PRODUCT USE (USE/APPLICATION)
Application of the solders onto printed wiring boards, which are then
incorporated into various electronics products.
FINAL DISPOSITION (END-OF-LIFE)
At the end of their useful lives, the solders, which are part of another
product that is produced in the use stage, are retired. If reuse and
recycle of the solder is feasible, the product can be transported to an
appropriate facility and disassembled or demanufactured for materials
recovery. Materials that are not recoverable are then transported to
appropriate facilities and treated and/or disposed of.
OUTPUTS
— > Wastes
— >• Products

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Question  2:
Which  solders were investigated
during the  project?
Both paste and bar solders were evaluated in this study.  Paste solders are screened onto
printed wiring boards (PWBs) to facilitate placement of components, then reflowed by
passing the PWB assembly though a high-temperature oven.  Reflow soldering is used to
attach surface mount components and other micro-componentry to a circuit board during
assembly. Bar solders are melted in a solder pot and then pumped through a nozzle that
forms a defined wave over which the assembly is passed.  Wave soldering is used to attach
large surface  devices and feed-through components.  Wave soldering is used mostly in low-
tech, low-cost applications, and reflow soldering is usually used for higher-tech applications.
Table 2.1 lists the specific solders that were investigated in this study.
                     Table 2.1. Solders Selected for Evaluation
Solder alloys
Tin/Lead (SnPb, baseline)
Tin/Copper (SnCu)
Tin/Silver/Copper (SAC)
Bismuth/Tin/Silver (BSA)
Tin/Silver/Bismuth/Copper (SABC)
Makeup (%)
63Sn/37Pb
99.2 Sn/ 0.8 Cu
95.5 Sn/ 3.9 Ag/ 0.6 Cu
57.0 Bi/42.0Sn/1.0Ag
96.0 Sn / 2.5 Ag / 1 .0 Bi / 0.5 Cu
Density
(g/cc)
8.4
7.3
7.35
8.56
7.38
MP
CO
183
227
218
138
215
Application type
Reflow and Wave
Wave
Reflow and Wave
Reflow
Reflow
The project participants chose the individual solders based on a variety of factors, such as
current market trends and solder performance studies; all of the solders are currently avail-
able for use in the electronics industry.  Eutectic tin/lead (SnPb) solder, the only lead-based
solder that was evaluated, was chosen as the baseline  for both wave and reflow applications.
Tin/copper (SnCu) was selected because it is currently being used by segments of the
industry as a low-cost substitute for SnPb in wave  solder applications. Tin/silver/copper
(SAC) was selected because of its ability to function in both a wave solder and reflow envi-
ronment and because it appears to be emerging, through testing, as a top choice  for a
substitute for  SnPb (NEMI,  2002). The evaluation  group also includes two bismuth-
containing solders—bismuth/tin/silver  (BSA) and  tin/silver/bismuth/copper (SABC)—in
order to assess their environmental impacts, particularly at the end-of-life, because they are
being considered by the industry partners  as possible replacements for lead-based solder.

FUNCTIONAL UNIT
In an LCA, product systems  are evaluated on a functionally equivalent basis.  The "functional
unit" normalizes data based on equivalent use to provide a reference for relating process
inputs and  outputs to the inventory and impact assessment across alternatives.
For this project, the functional unit is a unit volume  of solder required to form a viable
surface mount or through-hole connection between the PWB and the component. The
functional unit is based on the understanding that  a  similar volume  of solder is required to
fill  the space in a solder joint regardless of the type of solder used. Thus, a volume of one
thousand cubic centimeters of solder was selected for use as the functional unit in the LCA.

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QUESTION  3:

How were  life-cycle environmental

and  health  impacts evaluated?

Two of the phases of an LCA, life-cycle inventory and life-cycle impact assessment, are
necessary to calculate environmental impacts.

LIFE-CYCLE INVENTORY
Life-cycle inventory (LCI) involves identifying and quantifying material and resource inputs,
and emission and product outputs, from the product being evaluated.  For the LFSP, LCI
inputs include materials, energy, and other resources  used throughout the life cycle of the
solders. Outputs include products, air emissions, water effluents, and  releases to land.
Figure 3.1 shows the processes that are included in the scope of the LFSP for the SnPb paste
solder life cycle.  Although the process diagrams for solder alternatives  may vary somewhat
from  solder to solder and from paste to  bar, the scope for each alternative is similar to that
shown for the SnPb paste solder, except for the following differences:
  1.  The upstream production of lead is  replaced with the appropriate alternate metals
     found in each alloy.
  2.  In addition to the fuels used in paste manufacturing (i.e., natural gas, heavy fuel oil),
     liquefied petroleum gas (LPG) is also used as a fuel input in bar manufacturing.
  3.  The cost of copper smelting  for the BSA alloy is potentially prohibitive because of its
     high bismuth content. Therefore,  flows from demanufacturing are assumed to be sent
     to a landfill or an incinerator rather than to a copper smelter.
               Figure 3.1. SnPb Paste Solder Life-Cycle  Processes
                                                            Post-consumer Cu
                                                            Smelting (SnPb)
     Bold = Primary data
     Dash = Not modeled

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Given the enormous amount of data involved in inventorying all of these inputs and outputs,
decision rules were used to determine what to include in the LCI.  Decision rules are de-
signed to make data collection manageable,  but still representative of the product and  its
impacts.  For example, upstream process inputs in  major processes that meet one or more of
the following criteria would be included in  this study:
   •  constitutes greater than one percent of the total mass  or energy required to manufac-
      ture the solder;
   •  materials falling into the one  to five percent  range were evaluated based on the other
      decision rule criteria, as  well as the availability of data;
   •  is known or suspected to have environmental significance;
   •  is known or suspected to have significant energy requirements;
   •  is physically unique to a solder alternative over the baseline SnPb solder; or
   •  is functionally significant to the solder.

The data collected for  this study included primary data that were obtained for this project,
data obtained  through  site visits, and testing or secondary data that were obtained from
existing databases.  LCI data were imported into GaBi, a publicly available life-cycle assess-
ment tool in which customized life-cycle process profiles were developed for each of the
solders.

LIFE-CYCLE IMPACT ASSESSMENT
Life-cycle impact assessment (LCIA) is the process by which the environmental burdens
identified in the LCI are translated  into environmental impacts.   It is important to  note that
direct comparisons cannot be  made across impact  categories, because  impacts in different
impact categories are generally calculated based on different  scales.  The LFSP  LCIA con-
sisted of two steps:  classification and characterization.

CLASSIFICATION
The LCIA methodology employed in this study places each impact and output from the LCI
into one or  more of sixteen impact categories,  including global warming, stratospheric ozone
depletion, photochemical  smog, energy consumption, potential  chronic human health, and
aquatic  ecotoxicity.

CHARACTERIZATION
The characterization  step of LCIA converts and aggregates LCI results to common units
within an impact category to produce an impact score.  Three different approaches  are used
to quantify the magnitude of  potential impacts, depending  on the impact category:
   •  Loading:  An  impact score is based on the inventory  amount (e.g., resource use).
   •  Equivalency:  An impact score is based on the inventory amount weighed by a certain
      effect, equivalent to a reference chemical [e.g., global  warming impacts relative to
      carbon dioxide (CO )].

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                                 •  Scoring of inherent properties:  An impact score is based on the inventory amount
                                    weighted by a score representing  a certain effect for a specific material  (e.g., toxicity
                                    impacts are weighted using a toxicity scoring  method).

                              Table 3-1 presents the 16  impact categories  and a description  of how each is calculated.

                                                             Table 3.1. Impact Categories
Impact category
Inventory type
Input
Output
Description
NATURAL RESOURCE IMPACTS
Non-renewable resource
use/depletion
Renewable resource use
Energy use
Landfill space use
Material, fuel
Material, water
Electricity, fuel
—
—
—
—
Solid/hazardous/
radioactive
waste to
landfill
Materials, such as metals or fossil fuels, that are
not regenerated naturally.
Materials found in nature that are replenished
through natural processes.
The amount of energy consumed. The impacts
associated with energy are included under other
impact categories.
The volume of landfill space required for
solid/hazardous/radioactive waste.
ABIOTIC ECOSYSTEM IMPACTS
Global warming
Stratospheric ozone
depletion
Photochemical smog
Acidification
Air participates
Water eutrophication
(nutrient enrichment)
Water quality
—
—
—
—
—
—
—
Air
Air
Air
Air
Air
Water
Water
The mass of greenhouse gases emitted (chemical
amounts are weighted according to their potency
relative to carbon dioxide).
The mass of ozone depleting chemicals emitted
(chemical amounts are weighted according to
their potency relative to CFC-11).
The mass of smog-producing chemicals emitted
(chemical amounts are weighted according to
their potency relative to ethene).
The mass of acidifying chemicals emitted
(chemical amounts are weighted according to
their potency relative to sulfur dioxide).
The mass of particulates emitted that have an
aerodynamic diameter less than 10 micrometers.
Note: also use TSP/dust only when PM10" is not
available.
The mass of eutrophication chemicals released
(chemical amounts are weighted according to
their potency relative to phosphate).
The mass of BOD and TSSa
HUMAN HEALTH AND ECOTOXICITY
Chronic, non-
carcinogenic human
health effects —
occupational
Carcinogenic human
health effects —
occupational
Chronic, non-
carcinogenic human
health effects — public
(and terrestrial
ecotoxicity)
Carcinogenic human
health effects — public
Aquatic ecotoxicity
Material
Material
—
—
—
—
—
Air, soil, water
Air, soil, water
Water
Weighted score based on the amount and
toxicity of non-carcinogenic releases affecting
workers.
Weighted score based on the amount and
toxicity of carcinogenic releases affecting
workers.
Weighted score based on the amount and
toxicity of carcinogenic releases affecting the
general public.
Weighted score based on the amount and
toxicity of carcinogenic releases affecting the
general public.
Weighted score based on the amount and
toxicity of releases affecting fish.
                              'Acronyms:  Participate matter with average aerodynamic diameter less than  10 micrometers (PM10); total
                              suspended particulates (TSP); biological oxygen demand (BOD); total suspended solids (TSS).
8

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Question  4:

How  do the  environmental  and

health  impacts  compare  among

paste solders?

This section compares the results for each impact category described in Question 3 for the
paste solders. Although some LCAs assign importance ranks or weights to impact categories,
this LCA does not include this step because it requires subjective choices that might not be
appropriate for all stakeholders.

WHICH SOLDER SCORED HIGHEST AND LOWEST IN
EACH IMPACT CATEGORY?
Table 4.1 presents the life-cycle impact scores for each of the paste solders evaluated and a
quality rating given to each impact category score. Highlights from the results are as follows:
  • Among all of the solders,
     -  SnPb has the highest impact category score (shown in bold) for six impact
       categories;
     -  SAC has the highest impact category score in ten impact categories;
     -  SnPb has the lowest impact category score (shaded values) in five impact categories;
       and
     -  BSA has the lowest impact category score in seven impact categories.

               Table 4.1. Paste Solder Life-Cycle Impact Scores
Impact Category
Non-renewable resource use
Renewable resource use

Landfill space use
Global warming
Stratospheric ozone depletion
Photochemical smog
Acidification
Air particulates
Water eutrophication
Water quality
Occupational health-non-cancer
Occupational health-cancer
Public human health-non-cancer
Public human health-cancer
Aquatic ecotoxicity
Units per
functional unit'
kg
kg
MJ
m3
kg CO2-Equi\
kgCFC-11-equiv.
kg ethene-equiv.
kg SO2-equiv
kg
kg phosphate-equiv.
kg
kg noncancertox-equiv.
kg cancertox-equiv.
kg noncancertox-equiv.
kg cancertox-equiv.
kg aquatictox-equiv.
Quality
Rating
M-H
M-H
H
M-H
H
L-M
M-H
M-H
M-H
H
H
M-H
L-M
M-H
L-M
M-H
SnPb
1 .61 E+03
3.48E+04
1 .25E+04
2.75E-03
8.1 7E+02
9.95E-05
3.13E-01
6.50E+00
4.52E-01
1.22E-01
1 .79E-01
5.60E+05
7.62E+01
8.80E+04
6.96E+00
1.27E+03
SAC
1.82E+03
3.47E+04
1.36E+04
1.62E-02
8.73E+02
1.10E-04
6.18E-01
1.25E+01
1.30E+00
1.18E-01
2.26E-01
8.12E+03
7.20E+01
1 .05E+04
7.05E+00
3.64E+01
BSA
1 .76E+03
2.64E+04
9.76E+03
6.57E-03
6.31E+02
7.98E-05
3.61 E-01
7.32E+00
5.85E-01
9.06E-02
1 .64E-01
2.34E+03
6.34E+01
5.01 E+03
5.15E+00
2.34E+01
SABC
1.72E+03
3.41E+04
1.31E+04
1.13E-02
8.49E+02
1 .04E-04
5.05E-01
1.03E+01
1 .01 E+00
1 .1 7E-01
2.06E-01
5. 25 E+03
7.23E+01
7.84E+03
6.51 E+00
3.85E+01
aThe functional unit is 1,000 cc of solder applied to a printed wiring board.
bQuality summarizes the overall relative data quality associated with each impact category: high (H), medium
 (M), or low (L).
Note:  Bold indicates the solder with the highest impact score within an impact category; shaded scores indicate
the solder with the lowest impact score.

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                                •  Among the lead-free solders,
                                    - BSA has the lowest impact score in all categories except non-renewable resource use;
                                    - SAC has the highest impact score in all categories except aquatic ecotoxicity and
                                      occupational cancer; and
                                    - SABC  has the highest impact score in  occupational cancer and aquatic ecotoxicity,
                                      and the lowest impact score in  non-renewable resource use.

                             Note that these impact scores only indicate the relative  or incremental differences among  the
                             solders and do not necessarily indicate any particular level of concern.

                             Figure 4.1 displays the relative differences of the 16 environmental and human health impact
                             categories presented in Table 4.1.  The values derived for the figure are the log of the ratio of
                             the alternative solder impact score to that of the SnPb baseline solder score for each impact
                             category.  Log ratios  reported as a positive number reflect a favorable comparison (lesser
                             relative impacts) to the baseline SnPb solder for the alternative; a negative number represents
                             an unfavorable result  (greater relative impacts) as compared to  the baseline  solder.  Note that
                             comparisons should only be made within not across impact categories.
                                   Figure 4.1. Relative Comparison of Paste Solder Life-Cycle Impact  Scores
                             i
                             C/5
                              o
                              '•8
                                                                                   log of ratio > 0 = less impact than SnPb
                                   3
                                  2.5
log of ratio > 0 = less impact than SnPb
SAC
BSA
SABC
                              Note: Do not compare across impact categories.
10

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 WHICH  LIFE-CYCLE STAGES DRIVE THE IMPACT SCORES?
A summary of the top contributing life-cycle stages for each solder by impact category is
presented in Table 4.2.  The life-cycle stage or stages that contribute  50 percent or more to
impacts in  each impact category are listed in the table. In cases where an individual life-
cycle stage  did not constitute a majority, the top stages that together exceed 50 percent are
listed; the life-cycle stage with the greatest contribution is listed  first.  The use/application
life-cycle stage dominates many of the solder impacts.
   •  For SnPb, the use/application stage contributes  the majority of the impacts for thirteen
      out of sixteen impact categories.  Nearly all of the impacts associated with the use/
      application  stage result from the generation of the energy consumed during the solder
      reflow process during  PWB assembly.
   •  SAC has nine impact categories where the use/application stage is a major contributor
      and six categories in which the upstream stage provides the majority of impacts. The
      upstream impacts are primarily from silver production. EOL and manufacturing are
      top contributors to the occupational non-cancer impact category only.
   •  The BSA impacts are driven by the use/application stage in eleven categories, by the
      upstream stage in three categories,  and by EOL in two categories.
   •  The impact categories  for SABC are driven by the same life-cycle stages as BSA with
      the exception of the occupational non-cancer impact category, which is driven by the
      EOL and manufacturing stages,  as  is the case for SnPb and SAC.

               Table 4.2. Paste Solder Life-Cycle  Stages Contributing  a
                         Majority to  Each  Life-Cycle  Impact
Impact category
Non-renewable resource use
Renewable resource use
Energy use
Landfill space use
Global warming
Stratospheric ozone
depletion
Photochemical smog
Acidification
Air particulates
Water eutrophication
Water quality
Occupational health-non-
cancer
Occupational health-cancer
Public human health-non-
cancer
Public human health-cancer
Aquatic ecotoxicity
SnPb
Use/application
Use/application
Use/application
Use/application
Use/application
Use/application
Use/application
Use/application
Use/application
Use/application
Use/application
Manufacturing,
End-of-life
Use/application
End-of-life
Use/application
End-of-life
SAC
Use/application
Use/application
Use/application
Upstream
Use/application
Use/application
Upstream
Upstream
Upstream
Use/application
Use/application
Manufacturing,
End-of-life
Use/application
Upstream
Use/application
Upstream
BSA
Use/application
Use/application
Use/application
Upstream
Use/application
Use/application
Use/application
Use/application
Upstream
Use/application
Use/application
End-of-life,
Use/application
Use/application
Upstream
Use/application
End-of-life
SABC
Use/application
Use/application
Use/application
Upstream
Use/application
Use/application
Use/application
Use/application
Upstream
Use/application
Use/application
Manufacturing,
End-of-life
Use/application
Upstream
Use/application
End-of-life
NATURAL  RESOURCE IMPACTS
Non-renewable resource use.  Non-renewable natural resources are typically abiotic materi-
als, such as mineral ore or fossil fuels.  The use/application stage contributes 65 to 96
percent of the non-renewable natural resource use impact  category depending on  the solder.
Electricity generation in the reflow application process is the main driver for this  impact
                                                                                                                 11

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                             category.  SnPb consumes the most electricity per functional unit due to its higher relative
                             density (see Table 2.1).  BSA consumes less energy during reflow application relative to the
                             other paste  solders, because of its lower melting temperature (despite its high density).  SAC
                             and SABC have greater overall impacts for this category due to  the significant contribution of
                             upstream silver production.

                             Renewable resource use.   Renewable resources are typically biotic materials, such as forest or
                             animal products, plants, and  water.  Impacts from the  use/application stage contribute  93 to
                             99 percent of the total renewable resource  use category and are  due primarily to the con-
                             sumption of water for electricity generation in the reflow application process.  SnPb has the
                             highest impact score  in this category, because it consumes the most electricity per functional
                             unit due to its higher relative density (see Table 2.1).  BSA has  the lowest impact category
                             score,  because  it consumes less electricity during reflow application relative to the other paste
                             solders due to  its lower melting temperature (despite its high density).

                             Energy use.  Energy  use impact  scores are  the sum of electrical  and fuel energy inputs.
                             Electricity use  in the reflow application process is  the main driver for this impact category.
                             SAC has the highest  impact score due  to the energy used during silver extraction and pro-
                             cessing.  The energy  impacts  from silver processing approach those of tin processing, even
                             though the  silver content  (3-9%) of SAC  is considerably less than the tin content (95-5%).
                             BSA's energy use score is lower relative to  the other paste solders because of its lower melting
                             temperature (see Table 2.1).

                             Landfill space  use. Landfill space use impacts are calculated based on the volume of landfill
                             space consumed by solid,  hazardous, and/or radioactive waste.  SnPb has the lowest score for
                             this impact category; SAC has the highest  score.   Silver production, specifically the genera-
                             tion of slag, is responsible for the upstream life-cycle stage  dominating this  impact  category
                             for the lead-free solders.  For  example, the  upstream life-cycle stage accounts for 67 to 84
                             percent of the  total landfill space impact score for the lead-free solders.  In contrast, the
                             upstream stage accounts for less  than 1.4 percent of the total SnPb landfill space impact
                             score,  which is driven by  the use/application stage.

                             ABIOTIC  ECOSYSTEM IMPACTS
                             Global warming.  The  impact scores for the effects of global warming and climate change are
                             calculated using the mass  of a global warming gas released to air modified by a global
                             warming potential  equivalency factor.  Global warming impacts  follow the trend observed for
                             the energy use category (i.e.,  the use/application stage drives this impact category), which  is
                             expected given that electricity generation produces significant amounts of carbon dioxide, a
                             global  warming gas.  BSA has a  substantially lower score in this category because it  has  a
                             lower  melting  temperature, which reduces  its energy consumption during reflow application.
                             SAC has the highest  score in  this category  due to  the higher global warming scores  for
                             upstream silver extraction  and processing relative to the other metals.
12

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Stratospheric ozone depletion.  Ozone depletion impact scores are based on the identity and
amount of ozone depleting chemicals that are released to air.  SAC has  the highest score for
this impact category, whereas BSA's score is the  lowest.  The use/application phase dominates
the impacts for all  of the solders, although the upstream stage contributes a larger portion  of
the total impacts for the lead-free alternatives than  for SnPb.  Electricity consumption in the
solder reflow process is entirely responsible for ozone depletion  impacts in the use/applica-
tion phase.  Silver production is the top contributor to  the upstream life-cycle stage for the
non-lead alternatives.  It should be  noted that some of the  materials in the ozone depletion
inventory should have been phased  out and might  have been (the inventory is just dated).
An alternate analysis that was performed with only the non-phased out ozone depleting
chemicals in the inventory showed similar  differences between the solders; however, the
manufacturing stage now dominates for all of the solders.

Photochemical smog. Photochemical smog refers to the release  of chemicals that may react
with sunlight in the  atmosphere to produce photochemical oxidants, such as tropospheric
ozone.  Upstream and use/application stages both contribute significantly to  the photo-
chemical smog impact category for  the lead-free solders, whereas the use/application stage
contributes  nearly 93 percent of the SnPb  smog impacts.   The solder reflow application
process is the only contributor to the use/application stage, whereas silver production is the
main contributor to  the upstream stage.

Acidification.  Acidification impacts refer to the release of chemicals that may contribute to
the formation of acid precipitation.  SAC has the highest  impact score for this category; SnPb
has the lowest score. Approximately 93 percent of the  SnPb life-cycle  acidification impacts
are driven by the use/application stage.  The lead-free solder impacts  are  driven by both the
upstream and use/application stages.  Electricity generation is the largest contributor  to the
use/application phase, whereas silver production drives  the  upstream contribution.  Sulfur
dioxide and nitrogen oxides are the main contributors of the acidification impacts.

Air particulates.  Air particulate impacts are based on the amount of particulate  matter with
an average aerodynamic diameter less than  10 micrometers  (PM1Q) that is released to  the air.
Total suspended particulates/dust  was  used if PM1Q  data were not available.  SnPb has the
lowest score for this impact category; SAC  has the highest score.  Approximately 79 percent
of the life-cycle air particulate impact score for SnPb is driven by the use/application  stage.
Dusts  generated  during silver production and during electricity generation for reflow appli-
cation drive the impact score for the lead-free alternatives.

Water eutrophication.  Eutrophication (nutrient enrichment) impacts to water are based on
the identity and  concentrations of eutrophication chemicals released to surface water  after
treatment.  The use/application phase accounts  for  95 to  99 percent of total water eutrophi-
cation impacts for all of the paste solders.  Chemical oxygen demand from the electricity
generation process is responsible for most of these impacts.  SnPb has the highest score for
this impact category, although its score may be  indistinguishable  from those of SAC or SABC
given uncertainties  in the data.  BSA has less of a water eutrophication impact than the other
solders because it consumes less energy during solder application.
                                                                                                                     13

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                             Water quality.  Water quality impacts are characterized as surface water impacts due to the
                             biological oxygen demand and total suspended solids in  the wastewater streams released to
                             surface water. SAC has the highest score for this impact  category, and BSA has the lowest
                             score.  The use/application stage accounts for 95 percent of the water quality impacts for the
                             SnPb solder and between 71 to 78 percent for the lead-free solders.  Upstream production of
                             the lead-free alternative solders contributes  18 to 26 percent  of the water quality impacts,
                             with silver production contributing  a disproportionately  large amount relative to the silver
                             content in the solders.

                             HUMAN HEALTH AND ECOTOXICITY
                             Occupational health—non-cancer.  Occupational impact scores are based on the potential
                             toxicity of material inputs to each process.  This characterization method does not necessarily
                             indicate where actual exposure is occurring.  Instead, it uses the inputs of potentially toxic
                             materials as surrogates for exposure.   Occupational non-cancer impacts for SnPb, SAC and
                             SABC receive significant contributions from the solder manufacturing process.  The toxicity
                             of lead is very high relative to  the other metals, which, when combined with lead's relatively
                             high input amount, results in  the lead-based occupational  non-cancer impacts  being far
                             greater than those from the lead-free alternatives.  SnPb  impacts range from 69  to 239 times
                             greater than the other solders.  Silver  drives the occupational  non-cancer impacts for the lead-
                             free solders because it has  the highest non-cancer toxicity among the  constituent metals of
                             the non-lead alternatives.   BSA has the lowest impact score for this impact  category because
                             it is comprised of the least amount of silver of the non-lead solders.

                             Occupational health—cancer.  Natural gas used to  generate electricity for reflow application
                             is the greatest contributor to this impact category for all  of the paste solders. SnPb has the
                             greatest occupational  cancer impact  score,  but it is not significantly higher than those for
                             SABC and SAC.  BSA has the lowest  impact score,  because less electricity is used to reflow
                             BSA.  The high impact score for natural gas is primarily  due  to the relatively large amount of
                             natural gas inputs to  the  associated  processes and not necessarily due to its carcinogenicity.
                             When no cancer classification or measure of carcinogenicity has been  given  to a potentially
                             toxic  material, the  LCA methodology assigns  average default values  to  those materials.  Thus,
                             the occupational cancer results indicate that impacts are  not driven by any  classified (known
                             or suspected) carcinogen.

                             Public human health—non-cancer.   Impact scores are calculated based on the identity,
                             inherent  chronic toxicity,  and amount of toxic chemical outputs to air, soil,  and water.  The
                             public non-cancer impacts for  SnPb are far greater than the other solders  due to lead's high
                             toxicity and its greater landfill leachability as determined by TCLP testing.  SnPb impacts,
                             which are driven by the end-of-life stage, range from eight to seventeen times greater than
                             the lead-free solders.  For the non-lead solders, the  public non-cancer impacts are driven by
                             sulfur dioxide emissions from upstream silver production.  BSA has the lowest score for this
                             impact category.
14

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Public human health—cancer.  Nitrogen oxides from electricity generation needed for reflow
application are the greatest contributors to public cancer impacts for all of the solders.  SAC
has the highest score in this impact category due to the  significant contribution from the
upstream production of silver.  BSA has the lowest score in this  category because it has a
lower melting temperature, which reduces  its energy consumption during reflow application.
Similar to occupational cancer impacts, results are driven by materials that have not  been
classified or measured as carcinogens,  indicating little concern over any known carcinogens.

Aquatic ecotoxicity. Aquatic ecotoxicity impacts refer to the effects of chemical outputs on
non-human living organisms.  SnPb has the highest score for this impact category; BSA has
the lowest score.  The EOL stage accounts  for 99-9 percent of the aquatic ecotoxicity impact
category for SnPb, 70  percent for BSA, 65 percent for SABC, and 45 percent  for SAC.  The
SnPb solder impacts are driven by lead emitted to water from landfills. The  upstream  life-
cycle stage is the main contributor to  aquatic toxicity for SAC, and it is a significant  con-
tributor for the other  lead-free solders.  Cadmium emitted to water from silver production is
the driver.
                                                                                                                    15

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                       Question  5:

                       How do the  environmental  and

                       health  impacts  compare among

                       bar  solders?

                       This section compares the results for each impact category described in Question 3 for the
                       bar solders. Table 5-1 presents the life-cycle impact scores for each of the bar solders evalu-
                       ated and a quality rating given to each impact category score.  Highlights from the results are
                       as follows:
                          • Among all of the solders,
                            - SnPb has the greatest impact category score (shown in bold) in four impact catego-
                              ries, all of which are  toxicity-related;
                            - SAC has the highest impact category score in the remaining twelve impact catego-
                              ries;
                            - SnPb has the lowest impact category score (shaded values) among the solders in five
                              impact categories; and
                            - SnCu has the lowest scores in the remaining eleven categories.
                          • Among the lead-free solders,
                            - SAC has the highest impact score in all sixteen of the categories evaluated.

                       Note that these impact scores only indicate the relative or incremental differences among the
                       solders and do not necessarily indicate any level of concern.


                                       Table 5.1. Bar Solder Life-Cycle  Impact Scores
Impact category
Non-renewable resource use
Renewable resource use

Landfill space use
Global warming
Stratospheric ozone depletion
Photochemical smog
Acidification
Air particulates
Water eutrophication
Water quality
Occupational health-non-cancer
Occupational health-cancer
Public human health-non-cancer
Public human health-cancer
Aquatic ecotoxicity
Units per functional unit*
kg

MJ
m3
kg CO2-equiv.
kgCFC-11-equiv.
kg ethene-equiv.
kg SO2-equiv.
kg
kg phosphate-equiv.
kg
kg noncancertox-equiv.
kg cancertox-equiv.
kg noncancertox-equiv.
kg cancertox-equiv.
kg aquatictox-equiv.
Quality rating^
M-H
M-H
H
M-H
H
L-M
M-H
M-H
M-H
H
H
M-H
L-M
M-H
L-M
M-H
SnPb
3.15E+02
6.03 E+03
2.91 E+03
1 .34E-03
1 .87E+02
1 .87E-05
6.98E-02
1 .43E+00
1 .49E-01
2.14E-02
3.98E-02
7.15E+05
5.94E+01
1.33E+05
4.13E+00
1.55E+03
SAC
7.68E+02
8.76E+03
5.77E+03
2.14E-02
3.S7E+02
4.13E-05
5.51 E-01
1.10E+01
1.47E+00
2.57E-02
1.20E-01
1 .09 E+04
5.75E+01
1.22 E+04
5.04E+00
1 .98E+02
SnCu
3.12E+02
5.83E+03
3.40E+03
1.33E-03
2.16E+02
1 .78E-05
7.06E-02
1.53E+00
1 .99E-01
2.06E-02
3.64E-02
6.53E+01
5.49E+01
7.26E+02
2.58E+00
8.70E+00
16
                       aThe functional unit is 1,000 cc of solder applied to a printed wiring board.
                        Quality summarizes the overall relative data quality associated with each impact category: high (H ), medium
                        (M), or low (L).
                       Notes: Bold impact scores indicate the solder with the highest score for an impact category.
                       Shaded impact scores indicate the solder with the lowest score for an impact category.

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Figure 5-1 displays the relative differences of the 16 environmental and human health impact
categories presented in Table 5-1-  The values derived for the figure are  the log of the ratio of
the alternative solder impact score to that of the SnPb baseline solder score for each impact
category.  Log ratios reported as a positive number reflect a favorable comparison (lesser
relative impacts) to the baseline SnPb solder for the alternative. A negative number repre-
sents  an unfavorable result  (greater relative impacts) as compared to the baseline solder.
Note  that comparisons should only be made within not  across impact categories.


       Figure 5.1. Relative  Comparison of Bar Solder Life-Cycle  Impact Scores
 re
f

i
 o
'•a

  .a
  t/5
  i
   o
  '•^

       -0.2
                                           Q.
                                           1/3
                                                 log of ratio > 0 = less impact than SnPb
Note: Do not compare across impact categories.

WHICH LIFE-CYCLE STAGES DRIVE THE IMPACT SCORES?
A summary of the  top  contributing life-cycle stages for each solder by impact category is
presented in Table  5.2.  The life-cycle stage or stages  that contribute 50 percent or more to
impacts in each impact category are listed in  the table.  In cases where an individual life-
cycle stage did not constitute a majority, the  top stages that together exceed 50  percent are
listed.  The life-cycle stage with  the greatest contribution is listed first.  The use/application
life-cycle stage dominates many  of the impacts.
   •  For SnPb, eleven of the sixteen  impact  categories are driven by contributions from the
      use/application stage.
                                                                                                                     17

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                                  SnCu has thirteen impact categories where the use/application stage is the major
                                  contributor.
                                  For SAC,  the upstream life-cycle stage plays a more important role than it does for
                                  SnPb or SnCu. The upstream impacts are primarily from silver production.  SAC has
                                  ten impact categories where the upstream stage is the  main contributor. The use/
                                  application stage dominates four categories.
                                  The end-of-life stage drives the aquatic ecotoxicity impact category for  all  three solders.
                                  For all categories that are dominated by the  use/application stage, except  for occupa-
                                  tional and public health categories,  impacts result from the generation  of electricity
                                  used in the wave application process.
                                  For the public and  occupational health categories,  inputs to the wave application
                                  process itself dominate the use/application stage.

                                      Table 5.2. Bar Solder Life-Cycle Stages Contributing a Majority of
                                                              Life-Cycle  Impacts
Impact category
Non-renewable resource use
Renewable resource use
Energy use
Landfill space use
Global warming
Stratospheric ozone depletion
Photochemical smog
Acidification
Air particulates
Water eutrophication
Water quality
Occupational health-
non-cancer
Occupational health-cancer
Public human health-
non-cancer
Public human health-cancer
Aquatic ecotoxicity
SnPb
Use/application
Use/application
Use/application
End-of-life
Use/application
Use/application
Use/application
Use/application
Upstream
Use/application
Use/application
End-of-life,
Manufacturing
Use/application,
Manufacturing
End-of-life
Use/application
End-of-life
SAC
Upstream
Use/application
Upstream
Upstream
Upstream
Upstream
Upstream
Upstream
Upstream
Use/application
Upstream
End-of-life,
Manufacturing
Use/application,
Upstream
Upstream
Use/application
End-of-life
SnCu
Use/application
Use/application
Use/application
End-of-life
Use/application
Use/application
Use/application
Use/application
Upstream
Use/application
Use/application
Use/application,
Manufacturing
Use/application,
Manufacturing
Use/application
Use/application
End-of-life
                             NATURAL RESOURCE IMPACTS
                             Non-renewable resource use.  Non-renewable natural resources are typically abiotic materi-
                             als, such as  mineral ore or fossil fuels.  The  use/application stage dominates the impacts for
                             SnPb and SnCu, whereas the upstream stage contributes 66 percent of the non-renewable
18

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resource impacts for SAC.  An interesting note is that the use/application stage scores are
nearly the same for all three solders.  However,  silver production contributes  significantly  to
the upstream impacts for SAC, despite the fact that silver comprises only 3-9 percent of the
overall solder content of SAC.  These upstream impacts cause SAC to have a greater impact
score than SnPb or SnCu.

Renewable resource use.  Renewable resources are typically biotic materials, such as forest or
animal products, plants,  and water.  Impacts from the generation of electricity in the use/
application stage dominate impacts for all three solders,  contributing 63 to 94 percent of the
total impacts.  The upstream stage is an  important contributor to the  overall  SAC  impact
score, resulting in a greater total impact score for SAC compared to SnPb and SnCu.

Energy use.  Energy use impact scores are the sum of electrical  and fuel energy inputs.  The
materials extraction and  processing (upstream) life-cycle  stage drives the SAC results for this
impact category and causes it to dominate the other two solders.  SnPb and SnCu  are driven
by the use/application stage for this impact category, which is driven  entirely by electricity
consumption in the bar solder  process.   Energy  impacts  from silver processing are  greater
than impacts from tin processing, even though the silver  content (3-9%) of the SAC solder is
much less than that of tin (95-5%).  This illustrates the  relatively high energy intensity of
silver extraction and processing compared to the other solder metals.

Landfill space use.  Landfill space use impacts are calculated based on the volume of landfill
space consumed by solid, hazardous, and/or radioactive waste.  Impacts for SAC are  16  times
greater than those for SnPb and SnCu.  Landfill space use for SAC is driven  by the upstream
life-cycle stage, which alone exceeds  the total  impacts from SnPb and SnCu.  Upstream  silver
production, specifically the generation of slag, contributes 87 percent  of the total  life-cycle
landfill space use for SAC.  The end-of-life stage is the leading contributor to the total
impacts for SnPb and SnCu.

ABIOTIC ECOSYSTEM IMPACTS
Global warming.  The impact scores for the effects of global warming and climate change are
calculated using the  mass of a global warming gas released to air, modified by a global
warming potential equivalency  factor.  Global warming impacts follow the trend observed for
the energy use category (i.e., SAC is driven  by the upstream stage,  SnPb and  SnCu are driven
by the use/application stage)  due to  the large amounts of electrical energy used over  the life-
cycle of these  solders.  Electricity generation produces considerable amounts of carbon
dioxide, a global warming gas.  Unlike the paste solders where the global warming impacts
are dominated  by  the  use/application stage,  both the upstream and use/application stages
contribute significantly to the global warming impacts for each of the  bar solders.  This  is
because the reflow process  uses more energy than the wave process and thus dominates the
impacts for paste solder.

Stratospheric  ozone depletion.  Ozone  depletion impact scores are based on the identity
and  amount of ozone depleting chemicals that are released to air.  SAC has more than twice
the ozone depletion  impact score of the  other bar solders.  The use/application stage domi-
nates for SnPb (82%)  and SnCu (87%); however, despite SAC's nearly equivalent  impact
                                                                                                                   19

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                             score for use/application, the upstream stage contributes 59 percent of the ozone  depletion
                             impact score for SAC.  Electricity generation for the solder wave process is entirely respon-
                             sible for the  use/application stage impacts.  Emissions from the extraction and processing of
                             the metals, mainly silver, drives the upstream impacts.  It should be noted that some of the
                             materials in the ozone depletion inventory should have been phased out and maybe have
                             been  (the inventory  is just dated).  An alternate analysis  that was performed with  only the
                             non-phased out ozone depleting chemicals in the inventory showed similar differences
                             between the  solders; however, the manufacturing stage now dominates for all  of the solders.

                             Photochemical smog.  Photochemical smog refers to the release of chemicals  that may react
                             with sunlight in the atmosphere to produce photochemical oxidants, such as  tropospheric
                             ozone.  SAC has the highest score for this impact category; SnPb has the lowest score.
                             Nearly 91 percent of the SAC photochemical smog impacts are driven by the upstream stage,
                             whereas SnPb and SnCu are driven by the use/application stage. Air emissions from silver
                             production account for 87 percent of the total smog impact for SAC. Air emissions from
                             electricity generation for the solder wave process are the  only contributors to  the use/applica-
                             tion stage impacts.

                             Acidification.  Acidification impacts  refer to the release of chemicals that may contribute to
                             the formation of acid precipitation.   SAC has the highest acidification impact score, with the
                             upstream stage accounting for nearly 91 percent of the score. The use/application stage
                             scores are approximately equal for each solder.   However, this stage contributes a majority of
                             the total SnPb and SnCu impacts due to the much lower impacts  from the upstream stage.
                             Electricity generation is  the largest contributor to the use/application phase, whereas silver
                             production drives  the upstream contribution.  Sulfur dioxide and nitrogen oxides  are the
                             main contributors of the acidification impacts for all of the solders.

                             Air particulates.  Air particulate impacts are based  on the amount of particulate matter with
                             an average aerodynamic  diameter less than 10  micrometers (PM1Q) that is released to the air.
                             Total suspended particulates/dust was used if PM1Q  data  were not  available. The  upstream
                             stage  drives  the air particulate impact category for all of the solders due to dusts generated
                             during upstream metals  production.  The total impact category score is  significantly higher
                             for SAC due to dusts generated during silver production, which accounts for 84 percent of
                             the total impact category score.  Dusts from electricity generation  for wave application
                             contribute 38 percent  and 29 percent of the impacts for SnPb and SnCu, respectively.

                             Water eutrophication.  Eutrophication (nutrient enrichment) impacts to water are based  on
                             the identity and concentrations of eutrophication chemicals released to  surface water after
                             treatment.  SAC has the highest score in this impact category, and SnCu has the lowest. The
                             use/application phase accounts for at least 75 percent of the total  water  eutrophication
                             impacts for  each of  the bar solders.   Upstream  process impacts, primarily silver production,
                             account for  23 percent of the overall impacts for SAC, but the upstream stage contributes
                             less than 1 percent of the total impact scores for SnCu and SnPb.  Flows of chemical oxygen
                             demand  from the  electricity generation process  for all of the solders  and  from silver produc-
                             tion for SAC are responsible for most of these water eutrophication impacts.
20

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Water quality.  Water quality impacts are characterized as surface water impacts due to the
biological oxygen demand and total suspended solids in the wastewater streams released to
surface water. SnCu has the lowest score for this impact category; SAC has the highest
impact score. The upstream stage  contributes  a significant portion of the total water quality
impacts for SAC.  SnCu and SnPb water quality impacts are driven by the use/application
phase.  Silver production is again the primary contributor to the upstream impacts, whereas
electricity generation  for bar solder application drives the use/application stage impacts.

HUMAN HEALTH AND ECOTOXICITY
Occupational health—non-cancer.  Occupational impact scores are based on the potential
toxicity of material inputs to each process.  This characterization method does not necessarily
indicate where actual exposure is occurring.  Instead, it uses the inputs of potentially toxic
materials as surrogates for exposure. The occupational non-cancer score for SnPb is far
greater than  the score  for the other solders  because of SnPb's higher inherent toxicity
compared to the other solders.  The  manufacturing,  use/application, and  EOL life-cycle
stages largely contribute to the total impacts, regardless of the solder type.  Bar solder inputs
to the wave application process are the  top  contributors to  the use/application stage  for all of
the solders.

Occupational health—cancer.  SnPb has the  greatest occupational cancer impact score, but
its score is not significantly higher  than those for SnCu and SAC.  All four life-cycle stages
contribute to the occupational cancer scores.  The use/application stage is the greatest
contributor to the total. The top three contributors  to  the SnPb impacts  are bar solder from
wave application, solder on a PWB going to a landfill, and dross inputs to post-industrial
recycling.   For SAC and SnCu, the top three contributors are natural  gas from tin produc-
tion, bar solder  from wave application,  and tin from bar manufacturing.  The high impact
score for natural gas is primarily  due  to the relatively large  amount  of natural  gas inputs to
the associated processes and  not necessarily due to its carcinogenicity  When no  cancer
classification or  measure of carcinogenicity has been  given to a potentially toxic material, the
LCA methodology  assigns  average default values to those materials. Thus, the occupational
cancer results indicate that impacts are  not driven by any classified (known or suspected)
carcinogen.

Public human health—non-cancer.  Impact scores  are calculated based on the identity and
amount of toxic chemical outputs with dispositions to air, soil, and water.  Inventory items
do not  truly represent long-term exposure.   Instead,  impacts are relative toxicity weightings
of the inventory. The public non-cancer  impacts for SnPb  are far greater than the other
solders due to lead's high hazard value  and its greater landfill leachability as determined by
TCLP testing.  The EOL stage contributes 99-5 percent of the total SnPb public non-cancer
impacts.  SAC is driven largely by sulfur dioxide emissions (50%)  and lead  emissions to soil
(37%) from  silver production in  the  upstream stage.   SnCu is driven  by sulfur dioxide
emissions  from  the generation of electricity in the use/application stage (62%).
                                                                                                                    21

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                              Public human health—cancer.  SAC has the highest public cancer impact score of the three
                              solders.  Wave soldering during the use/application life-cycle stage dominates the impacts for
                              all three solders, whereas the upstream stage is a significant contributor to the total impact
                              for SAC.  Flux material released during wave soldering is the top contributor to the use/
                              application impact score.  Potential upstream impacts arise  from outputs of potentially
                              carcinogenic materials in the extraction and  processing of the various metals present in the
                              solders.  Potential cancer impacts from silver extraction and processing are disproportionately
                              high compared to the percentage of metals in the solders.

                              Aquatic ecotoxicity.  Aquatic ecotoxicity impacts refer to  the effects of chemical outputs  on
                              non-human living organisms.  The EOL  stage  accounts for  99-96 percent  of the aquatic
                              ecotoxicity impact category for SnPb, 96.4 percent for SnCu, and 86 percent for SAC,
                              although the absolute aquatic  ecotoxicity  impact  score is far greater for SnPb than for the
                              other bar solders.  For SAC, the upstream life-cycle stage  contributes 14 percent to  the total
                              impacts; cadmium emitted to  water from silver production is the driver.  Landfilling is the
                              largest contributor to the EOL impact for SnPb.  Unregulated  recycling and disposal  is  the
                              greatest process group contributor to EOL impacts  for the lead-free solders.
22

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Question  6:

What are  the  limitations  of  the  study?

This section summarizes the main limitations and data uncertainties in the  study's method-
ology.  It also presents the results of additional analyses that were performed for the reflow
energy consumption, silver mining and processing data set, and leachate data.  These analy-
ses were performed because they evaluated data with the largest uncertainty  or because  the
data were major contributors to the  inventory results.

LCA LIMITATIONS AND DATA UNCERTAINTIES
Uncertainties exist in  the life-cycle inventory (LCI) and life-cycle impact assessment (LCIA).
Uncertainty in  the inventory data for the LFSP  life-cycle assessment (LCA) includes, but is
not limited to, the following:
   •  missing individual inventory items;
   •  missing processes or sets  of data;
   •  measurement uncertainty;
   •  estimation  uncertainty;
   •  allocation uncertainty/working with aggregated data; and
   •  unspeciated chemical data.

Uncertainties related to the impact assessment include,  but are not limited to, the following:
   •  missing chemical equivalency or toxicity data; and
   •  model uncertainty/screening level analysis.

ADDITIONAL  REFLOW ENERGY DATA ANALYSIS
Energy consumed during the use/application life-cycle stage constituted a majority of the
impacts for many of the impact categories evaluated.  Electricity consumption data for the
paste solder application process are based on primary data (considered to be  of good quality)
collected from  two facilities where test runs were conducted. The two ovens in  which these
tests were performed represent  a large range in energy consumption due to the difference in
the efficiencies  of the  ovens.  In the  baseline analysis,  an average energy consumption value
from these two test runs was used to determine the life-cycle impacts. The additional
analysis determined the sensitivity of these results to the energy consumption rate using both
the high and low data points from the testing.  The energy use impact category was selected
as an example  of the potential  sensitivity to the electricity consumption data, because a large
percentage (between about 82 and 91 percent) of the baseline  impacts in  this category for  all
four solders resulted from the energy consumed during reflow.

Figure 6.1 shows the results of the reflow application  energy additional analysis  for all three
scenarios (low  energy, baseline, and high energy).  Although the magnitude of the scores
changed, the relative comparison among the solders did not:  SAC still has the highest
                                                                                                           23

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                            impacts, followed by SABC, then SnPb, and finally BSA.  As illustrated in Table 6.1,  the use/
                            application phase still drives the energy use impact category. This  suggests  that the results
                            are not too sensitive to the uncertainties in the reflow application energy estimates  (assuming
                            the range  used in this sensitivity analysis represents a true or realistic range of the energy
                            estimates for  a reflow application process).

                                          Figure 6.1. Reflow Application Energy Additional Analysis
                                   2.50E+04
                                   2.00E+04
                                   O.OOE+00
                                                  Low energy
Baseline
High energy
                                 Table 6.1.  Percent Contribution of Use/Application Stage to Energy  Impacts
Energy estimate
Low energy
Baseline
High energy
SnPb
88.2%
91.2%
94.0%
SAC
73.2%
78.9%
85.1 %
BSA
83.1 %
85.8%
89.5%
SABC
76.8%
82.0%
87.4%
                            An additional energy analysis was not performed for the wave application process, because:
                            (1) the energy data that were used are expected to be representative of general wave applica-
                            tions, even though they are only from one data set; and  (2) the relative magnitude of the
                            energy from use/application compared to the other life-cycle stages was  lower for wave
                            applications than for reflow applications.

                            ADDITIONAL SILVER  INVENTORY ANALYSIS
                            Due to the large influence that silver production had on many of the impact categories of the
                            lead-free  solder pastes,  an additional analysis was performed by substituting a publicly
                            available  silver data set  for the one used  in the  LFSP (i.e., GaBi).  Although the quality of
24

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this alternate data set could not be verified, and thus it was not used for the LFSP baseline
analysis, it is used here to demonstrate the impacts of using another data set on the overall
results.  Table 6.2 compares the results of the additional analysis to the baseline results for
paste solder. For the paste solders, the alternate silver data set resulted in a significant shift
in the relative scores of the solders, increasing the  number of categories in which SnPb has
the highest impact score  from six to fourteen impact categories.  SAC on the other hand,
despite  having many scores very close  to SnPb, has the highest score in only one category.
BSA remains the solder with the lowest relative impacts compared  to the other solders.  The
overall shift in results is due to various flows  in the alternate silver  inventory that have lower
values than the  associated flows in GaBi.   Due to a lack of available documentation for the
alternate data, it is unclear what is causing the differences  in the data sets.   Some potential
reasons could be different scoping boundaries of the inventories, different processes included,
or different mines  or processing plants represented.

     Table 6.2. Comparison of Paste Solder Baseline and Additional LCA Analyses
Solder
SnPb
SAC
BSA
SABC
Baseline (GaBi data setf
Highest score b
6
10
0
0
Lowest scoreb
5
0
11
0
Alternate (DEAM data set)"
Highest scoreb
14
1
1
0
Lowest scoreb
0
1
15
0
'Numbers indicate the number of impact categories where solder has the highest or lowest score.
bGaBi:  Software system for Life Cycle Engineering, PE & IKP, 2000; DEAM:  Database for Environmental Analysis
 and Management, Ecobilan, 1999.

As  shown in Table 6.3, the additional analysis for  bar solders also results in  an overall de-
crease  in importance of the silver mining process.  The number of categories for which SnPb
has the highest relative impact score rises from four to nine, whereas SAC decreases from
twelve to only seven.  This is not as dramatic a change as was seen with the paste results;
however, several  impact-specific  conclusions were altered.  Unlike the paste  solders results,
the solder with the  lowest relative impact score for any category is split among the solders.

     Table 6.3. Comparison of Bar Solder Baseline  and Additional  LCA Analyses
Solder
SnPb
SAC
SnCu
Baseline (GaBi data set)
Highest score*
4
12
0
Lowest score*
6
0
10
Alternate (DEAM data set)
Highest score*
9
7
0
Lowest score*
6
5
5
'Numbers indicate the number of impact categories where solder has the highest or lowest score.

These results  indicate the high sensitivity of the overall life-cycle  results for paste solders to
the silver  data set.  The baseline GaBi data set is believed to be of good quality and attempts
to verify the alternate data set were inconclusive; therefore, the GaBi data set was chosen for
the LFSP baseline analysis.  However, these results show the possible variability and sensitiv-
ity of the results to  the silver inventory data and suggest that additional effort to increase the
quality of the silver mining and extraction  data would be well spent.
                                                                                                                       25

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                             ADDITIONAL  LEACHATE  DATA  ANALYSIS
                             The leachability study conducted for the LFSP project was used to estimate the outputs of
                             metals from landfilling printed wiring board (PWB) waste or residual metals in incinerator
                             ash. Lead was found to leach to a much greater  extent than the other metals in the solders
                             being analyzed in this study.  This leachability contributed to the large public non-cancer
                             and aquatic ecotoxicity impacts for the SnPb solder as compared to the other solders for both
                             the paste  and  the bar solder results. The Toxicity Characteristic Leaching Procedure (TCLP)
                             used for the LFSP study is based on a standard EPA TCLP test protocol using acetic acid, a
                             substance  known to readily leach lead.  However, it is unknown to what extent these  test
                             conditions represent actual  landfill conditions, which  can vary dramatically over the lifetime
                             of a landfill.  The additional analysis,  therefore, was conducted using the detection limit of
                             lead during the leachability testing as  a lower bound of lead leachability to determine the
                             sensitivity of the  results to  the lead leachability.

                             Results  of the analysis indicated that even with the assumption that the  lead essentially does
                             not leach  (i.e., assuming the amount leached is equivalent to the study detection limit for
                             the leachability of lead), the SnPb solder impact  scores are still at  least 2.5 times higher than
                             the score  of the next closest solder for public non-cancer impacts, and a full order  of magni-
                             tude higher for aquatic toxicity.  However, the relative differences between  SnPb and  the
                             lead-free solders are far less than in  the baseline analysis.  This analysis suggests that any
                             elevation  of the leachability data for SnPb due to the aggressive nature of acetic acid towards
                             the lead-based solder was unlikely to have changed the overall  impacts for SnPb relative to
                             the other  solders.  The SnPb solder would still have higher potential impacts for both public
                             non-cancer and aquatic toxicity than the other solders, based primarily on  its  relative toxicity.
26

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Question  7:

What  can  electronics  manufacturers

do to  reduce  environmental and

health  impacts?

This section identifies selected opportunities for reducing the overall environmental and
human health impacts of solder used in electronics manufacturing based on the results  of the
LCA.  Improvements in the upstream and use/application stages are presented and analyzed
due to the significant impacts resulting from these stages and their  associated potential  for
improvement. Though not specifically detailed here, additional opportunities for improve-
ment may exist in other areas of the solder life  cycle.


AREAS OF OPPORTUNITY FOR HUMAN HEALTH AND
ENVIRONMENTAL IMPACT REDUCTIONS
Upstream and Solder Manufacturing.  Upstream processes result in significant contribu-
tions  to the environmental and human health impacts for solder, particularly the lead-free
alternatives containing silver. Table 7.1 presents impact categories in which at least 30
percent of the overall impact score resulted from upstream processes. The overall percentage
contribution in each category is presented for each solder type.  As shown in the table,  flows
from  upstream materials extraction and processing made significant contributions in a total
of seven different categories for paste solders and in as many as eleven impact categories for
bar solders, depending on the solder.

          Table 7.1. Percentage Contribution of Upstream Processes to
                        Overall Impacts by Category
Impact categories*
Non-renewable resource use
Energy use
Landfill space use
Global warming
Stratospheric ozone depletion
Photochemical smog
Acidification
Air particulates
Water quality
Public human health-non-cancer
Aquatic ecotoxicity
Paste solders
SnPb
-










SAC


83


52
54
74

74
51
BSA
33

65


38
39
54

58

SABC


76


41
40
66

65
31
Bar solders
SnPb



31



58



SAC
66
66
94
65
59
91
91
96
73
95

SnCu

38

41


33
69

31

1As an indication of significance, table includes only categories for which the contribution from upstream processes
to the overall impact score exceeds 30 percent for at least one solder.
'—' indicates the contribution made by upstream processes does not exceed 30 percent of the overall impacts in
the category.
                                                                                             27

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                             Virgin materials extracted and refined during upstream processes are often combined with
                             recycled metal during the manufacture of solder.  The percentage of the solder comprised of
                             virgin material can vary widely by solder type and solder manufacturer.  Table 7.2 lists the
                             average virgin material content of each of the solders evaluated, along with the range of data
                             as reported by the manufacturers for this study.

                                Table  7.2. Average Virgin Content of Base Metals Used in Solder Manufacturing
Metal
Sn
Pb
AS
Cu
Bi
SnPb
68%
68%



SAC
74%
-
68%
93%

BSA
74%
-
68%

99%
SABC
74%
-
68%
68%
99%
SnCu
74%
-

81%

Range1
20-1 00%
20-1 00%
0-1 00%
20-1 00%
99%
                              'Range of virgin content used across solder types as reported by solder manufacturers.

                              Composition of the solders ranged from no recycled content to 80 percent of the composi-
                              tion of some solder alloys for Sn and Pb, and as high as  100 percent recycled content for
                              silver, depending on the solder manufacturer and the alloy.  Because the recovery process is
                              prohibitively expensive, bismuth is not currently being reclaimed by the electronics industry.
                              Therefore, Bi is composed of nearly entirely virgin  material.  Manufacturers producing both
                              paste and bar solders  of a particular alloy reported no difference in virgin material content
                              between the solder types for the alloy.

                              Post-consumer  recycling reclaims scrap metal from  electronic  products  that enter the waste
                              stream at their  end-of-life, refining the metallic content to its base metals.  By  contrast, post-
                              industrial recycling processes are operated by solder manufacturers to accept  and reclaim in-
                              process manufacturing wastes from the manufacture or use/application  of solder during the
                              PWB assembly process.  Because the process wastes are mostly waste solder compounds, the
                              metals need  only to be  refined  to common alloys rather than to base metals.  Use of second-
                              ary metals reclaimed  through post-industrial recycling, therefore,  are preferable to those
                              derived from post-consumer scrap due to the energy efficiency of the reclamation process.

                              Given the importance of the upstream processes in  many of the life-cycle  impact categories,
                              and the high percentage of virgin material used  to  manufacture the solders, an opportunity
                              exists to reduce these impacts through the use of recycled metal.  Reclaimed  metal derived
                              from either  post-industrial or post-consumer recycling produces less environmental impact
                              per volume  than does the  mining and extraction of virgin metal.  Substituting  recycled
                              metals for virgin content will reduce the overall  environmental footprint of the  solder life
                              cycle in several  categories.  For example, implementing a 25 percent reduction of virgin
                              materials used in SAC solder paste results in a corresponding  decrease of the  overall impacts
                              to air particulates, landfill  space use, photochemical smog,  and acidification of at least 22
                              percent.  Similar, though less dramatic, reductions  in the overall environmental footprint
                              would occur in  other categories listed  in Table 7.1.
28

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Use/Application of Solder Paste.  The generation of energy required for the application of
paste and bar solders results in the largest contribution to the overall impact score for many
of the impact categories,  regardless of the solder type.  Table 7-3 displays  the percentage of
the impacts attributable to use/application processes for each impact category for which the
use/application stage made the largest contribution.   As shown in  the table, the use/applica-
tion stage was the top contributor to as many as fourteen separate  impact categories for paste
solders.  Impacts from  the use/application stage were equally dominant for bar solder.

           Table 7.3. Percentage Contribution of Use/Application Processes
                                  by Impact Category
Impact categories
Non-renewable resource use
Renewable resource use
Energy use
Landfill space use
Global warming
Stratospheric ozone depletion
Photochemical smog
Acidification
Air particulates
Water eutrophication
Water quality
Occupational health-non-cancer
Occupational health-cancer
Public human health-non-cancer
Public human health-cancer
Aquatic ecotoxicity

SnPb
77
89
91
65
88
39
65
65
79
97
87
31
43

33

SAC
64
84
79

77
33



94
65

43

30

BSA
52
86
86

83
36
42
43
45
96
70

38
41
32

SABC
68
86
82

80
35
38
39

95
71

43
34
33

'—'  indicates an impact category where the
application.
largest contributions resulted from a life-cycle stage other than use/
After being applied to the PWB, solder paste must be heated to a temperature high enough
to melt,  or reflow, the solder.  The majority of impacts shown in the above  table directly
result from the production of the large amounts of energy required to heat  the solder  during
the reflow process.  Energy consumption can vary widely depending on the solder type  and
the equipment specifications  and process operating parameters  employed  by the facility (see
Question 8 for more details).  Table 7.4 presents the energy consumption data  collected
during reflow solder testing conducted at two separate facilities  in support of this project.  To
facilitate comparison of the results,  testing was conducted using an identical protocol  and
under controlled conditions.
                                                                                                                      29

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                                             Table 7.4. Power Consumption During Reflow Testing
Solder type
SnPb
SAC
BSA
SABC
Intel (kW)
23.3
25.2
15.7
25.2
Vitronics-Soltec (kW)
8.3
9.1
6.8
9.1
Power reduction
-65%
-64%
-57%
-64%
                             As shown in the table, power consumption for the reflow solder process varied significantly
                             across facilities, despite the use of similar test protocols.  Energy consumption at the Intel
                             facility was at a minimum 2.3 times greater than the energy consumed at Vitronics-Soltec for
                             each solder evaluated.  Reflow equipment designed for the high temperatures associated with
                             lead-free, such as the oven at Vitronics-Soltec, are developed using the latest technologies and
                             are  optimized to achieve greater temperature  stability  through increased thermal efficiency.
                             Given the importance of the use/application  stage and the relative thermal inefficiency of
                             assembly equipment optimized for SnPb, an  opportunity exists to reduce the amount of
                             energy consumed during lead-free assembly through equipment changes and process optimi-
                             zation.  As shown in Table 7.4, power consumption can be reduced significantly by replacing
                             older, less efficient reflow assembly equipment, or by optimizing current equipment to
                             perform at the elevated  temperatures required for lead-free soldering.   For example, using the
                             data in Table 7.4 for SnPb, a facility realizing a 65 percent reduction in power consumption
                             through the replacement of equipment or by  other means would result in  reductions in
                             potential environmental impacts ranging from 40-60 percent in most  categories,  as well as a
                             20 percent or greater reduction in occupational and public human health impacts.  Though
                             not presented in detail here, similar though less dramatic improvements would result from a
                             reduction in  energy  consumption associated with the wave soldering process.
30

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Question  8:

What  are the  challenges to

implementing  lead-free  soldering?

There is no drop-in replacement  for SnPb solder. The switch to lead-free solders affects
many aspects of the manufacturing and assembly process, all of which must be considered by
manufacturers seeking to effectively implement lead-free solder.  The electronics industry and
its suppliers have been working to develop the materials and techniques required for the
successful implementation of lead-free solders during the manufacture of electronic devices.
This section presents information developed or recorded during the performance of the LCA
that can aid in the implementation of lead-free solder by industry.  Even though there are
many barriers and  subtleties to implementation  of an entirely new metallurgy, this section
summarizes the current industry  wisdom regarding key challenges to adopting lead-free
solders.

Components.  Identifying and securing lead-free components can be the most time-
consuming and important aspect  of lead-free soldering.  Components used for SnPb are not
capable of withstanding the elevated temperatures of lead-free assembly.  Components
manufactured with Sn or with NiPdAu finishes  have successfully been developed for use with
lead-free solders. Components that are certified  for lead-free use conform to the RoHS
standard of less than 0.1% Pb content.  Components, however, must also be able to with-
stand 260°C  peak  temperatures associated with  lead-free assembly.  Particularly susceptible
are plastic  components such as connectors, LEDs, and capacitors. Many types of compo-
nents rated for use in 255-260°C are currently being offered and certified for lead-free solder
assembly (Lange et al., 2004).

Laminates. The higher temperatures needed for lead-free soldering place additional stress on
the circuit board laminate, especially when performing multiple  soldering operations.  Some
commonly used laminates, such as FR-4, may not be able to withstand the 260°C peak
temperatures  possible during lead-free  assembly without charring or significant warping.
Testing has indicated that key  parameters to  consider when  choosing a laminate include the
glass transition temperature (Tg), the decomposition temperature (Td), and  the material
coefficient  of thermal expansion  (CTE) (McGrath, 2005).

New high  reliability laminates  are being introduced for lead-free soldering.   These laminates
can be processed in a similar manner to "standard" laminate, but are able to withstand
higher process temperatures and  are better suited for use in situations where the  end product
may operate at higher temperatures or  may be subject to thermal cycling. The higher
temperature laminates can be more expensive than typical FR-4, but may be required
depending on the  assembly requirements.
                                                                                                       31

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Cleaning.  Cleaning of flux residues from surfaces of process work takes on additional impor-
tance to remove more aggressive flux residues from circuitry.  Lead-free flux formulations
require higher flux capacity,  higher oxygen barrier capability, and increased thermal stability
to withstand the elevated process  temperatures.  Cleaning lead-free flux residues remaining
on the surface becomes more challenging  due to increased  residue activity from flux-induced
metallurgical reactions and more insoluble tin-salt formation.  Cleaning takes on additional
importance when pure tin components or tin surface finishes are used, as  these lead to tin
whisker formation that may  create electrical  shorting if not removed during cleaning.

Some combination of increased cleaning time, higher temperature cleaning, increased
mechanical energy,  or inclusion of a cleaning additive will likely be required to meet the
increased cleaning requirements of lead-free soldering.  The correct combination of factors
depends greatly  on process characteristics such as flux type, wave or reflow temperature, and
the amount of non-soluble surface materials (e.g., solder balls) present. Although more
difficult, cleaning of residues  from lead-free  assembly surfaces should be possible using
existing SnPb process  cleaning equipment.


WAVE SOLDERING
Wave soldering will require solder  pot temperatures  in the  range of 260-275°C  depending on
the solder.  Under these conditions, a longer preheat will be needed to keep thermal shock to
the board below 100°C, and to prevent damage  to components.  Other considerations
specific to implementation of lead-free wave soldering  are discussed below.

Equipment maintenance. Tin in high concentrations and at elevated temperatures  has
proven  to be corrosive to many metals,  including stainless steel.   Leading lead-free solders
(e.g., SAC) are comprised of a higher percentage of Sn than is SnPb.  These high Sn solders
have melting points at least 30°C  higher than SnPb  on average.  At these elevated tempera-
tures, the lead-free  solders have been observed to be  corrosive to process equipment used to
both manufacture and apply the  lead-free solders to  PWBs (Sweatman et al.,  2004; Morris
and  O'Keefe, 2003).

During the smelting and refining of the metals, solder manufacturers and post-industrial
recyclers have observed more  rapid corrosion of pumps, nozzles, and refining  pots resulting
in shortened  equipment life  (Cookson, 2002).  In some  cases, equipment that typically
lasted seven years needed replacing in as little as  two years.  Erosion of stainless  steel parts of
wave soldering equipment including solder pot and pot fittings has been  observed in wave
soldering processes  using high tin,  lead-free solders.   Corrosion of solder pots  constructed of
stainless steel can lead to failure in as little as 6 months (Morris, 2003).   This phenomenon
can pose a serious worker safety concern and increase substantially the industry  costs of
converting  to lead-free solder.

Several potential solutions are being  assessed and implemented by equipment manufacturers.
The use of a small  addition of nickel to stabilize wave soldering  baths has been shown to
inhibit  corrosion in industry testing (Sweatman, 2004).  Coatings, such as Melonite,  have
also  been shown to slow the  rate  of corrosion, extending the life of the equipment.  However,
the coatings typically break down after time,  leading eventually to the corrosion of the solder

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pot. Cast iron pots have been used by some equipment manufacturers to good effect, but
can lead to the eventual leaching of iron that will contaminate the solder requiring more
frequent bath dumps.

Solder bath maintenance.  The higher temperatures of lead-free solder can lead to shortened
bath life through the increased corrosivity of the high Sn-content solders.   Increased erosion
of copper from PWB  circuitry has been observed during wave soldering leading to faster
copper build-up in SAC and SnCu.  The dissolution of copper in lead-free solders is nearly
3x as that in SnPb requiring frequent  dilution or replacement with fresh solder (Aim, 2001).
Iron leached into the bath as a result of Sn corrosivity must also be monitored (Barbini,
2005).  Bath maintenance must be performed more frequently to prevent the buildup of
harmful  contaminants  that adversely affect product reliability.

Solder dross.   Higher dross rates from the formation of oxides at higher temperatures place
an emphasis on solder  pot control and maintenance.  Dross consists of oxides  formed at the
surface of the  molten  solder through interaction with air.  Due in part to higher pot tem-
perature, dross formation rates for SnCu  and SAC are roughly 2.5 times the rate for SnPb
(Hwang  et al., 2004).  To minimize the formation of dross, the solder wave should be kept in
standby mode or shut  off when  not actively passing work over the wave to reduce turbulence.
Addition of solder dross inhibitors, such  as phosphorus, can be effective inhibitors of dross
formation, though phosphorus has been known to increase Sn corrosivity of copper
[Sprovieri,  2004].  Higher dross rates may make the use of solder skimming or purifying
equipment desirable, but care should be  taken to not use the equipment on both SnPb and
Pb-free  solders to prevent lead contamination of the dross, which would preclude recycling.

Rework/Repair.  Rework and repair conducted with lead-free solders differs from typical
SnPb procedures because the alloys do  not wet to the surface or wick into the holes as easily
as does  SnPb.  Despite these differences, successful  rework methods have been developed
with lead-free  solders for most types of components using a variety of tools and methods,
both semi-automatic and by hand.  Rework equipment  used for SnPb can be  used for rework
of the lead-free solder with some minor modifications.  The greatest  problems arise from the
different CTEs of the laminate,  solder, and the underlying circuitry.   The 30°C higher
temperatures required to rework lead-free connections place thermal  stress  on  the  materials
that expand at different rates, potentially causing failure of the solder joint.  Undergoing an
additional thermal cycle may  also  damage components  already stressed from the higher
temperatures.   Rework should also be  performed using  a solder that is metallurgically
compatible with the original solder to  prevent future solder joint reliability issues.


REFLOW  SOLDERING
The greatest challenges to implementation of lead-free solder technology during reflow arise
from the tightened process control window and  the ability of the equipment and materials to
meet that window.  The process window, which is defined at the lower end by the melting
temperature of the alloy, and  at  the upper end by the maximum component  temperature,
drops from roughly 30°C for SnPb solders to less than 20°C for SAC.  Complicated assem-
                                                                                                                  33

-------
                              blies with high component densities exacerbate the problems related to a narrow process
                              window.  Considerations specific to the implementation of lead-free reflow soldering are
                              presented below.

                              Paste Application.  Solder paste is typically applied by a screen printing process. A paste is
                              first applied to  the stencil, filling the  stencil apertures, and then applied to the PWB using a
                              squeegee  or enclosed print head.  The release characteristics of SnPb solder paste are well
                              known.  Lead-free solder paste, however, has  a higher viscosity than SnPb solder, due to its
                              higher metal content, and has a tendency to stick to the aperture walls (Ashmore, 2005).
                              Lead-free solder paste also exhibits lower wetting ability than SnPb solder, placing an empha-
                              sis  on printing  accuracy not needed with  SnPb solder, which tends to  self-correct during
                              reflow.

                              Research  has indicated that stencil material,  manufacturing, and screen printing techniques
                              all  have to be examined when implementing lead-free solder.  Nickel-based stencils have
                              displayed good release and accuracy characteristics under testing (Ashmore, 2005).  Manu-
                              facture of stencils from the same material using different techniques displayed varying results,
                              indicating that  lead-free solder may be sensitive to the techniques  used.  Finally, adjustment
                              in the rate and  pressure of squeegee application of the solder may have to be  adjusted to
                              account for the differing characteristics of lead-free solder pastes.

                              Reflow Profiles.  Reflow profiles define the  time/temperature relationship required to
                              promote the formation of reliable solder joints on a PWB assembly.  Key profile parameters
                              include time above preheat, time above liquidous (TAL), peak temperature, preheat and
                              cooling zone ramp rates, and overall cycle-time.   Optimization of the profile  involves the use
                              of thermocouples  to  measure surface and  component temperatures at key locations  to deter-
                              mine if the temperatures fall within the process  control window.  A successful profile will
                              minimize the temperature differentials (DT) for  the assembly.  A large  DT indicates that areas
                              of the assembly may have been heated excessively while  other areas may be insufficiently
                              heated, resulting in a variety of solder defects such as  non-wetting,  voiding, or damaged
                              devices.

                              Profiles are product-specific, solder/flux-specific,  and are largely dependent upon the capa-
                              bilities of the reflow  equipment  making it difficult to develop a standard profile for lead-free
                              soldering.  Lead-free  solder profiles, however, are typically characterized by longer soak  times
                              during preheat  and by higher  peak temperatures  than  the profiles for SnPb assembly. The
                              longer soak times are required to bring both  the  board and the components to equilibrium
                              prior to reaching  the  reflow temperature to limit thermal shock and improper joint
                              formation.

                              Profiles exhibiting the best performance for lead-free soldering are either the  ramp-soak-spike
                              (RSS)  or  the ramp-to-spike  (RTS) form.  Solder pastes utilizing water-based  fluxes should
                              not be used with  RSS profiles  because the longer soak times may break down the flux prior
                              to reflow.  RTS profiles have a shorter cycle-time and have been demonstrated to perform
                              well with lead-free solders.  If, however, a  large DT exists or if you have older reflow equip-
                              ment,  a RSS profile may be a  more appropriate choice.
34

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Reflow Ovens.  Although existing reflow equipment is able to provide the 250-260°C
heating environments required to process lead-free assemblies, the ability of the oven to
maintain the process within the  tighter process window should  be investigated.  Thermal
efficiency in older equipment was often sacrificed in favor of shorter response times to the
varying demands of multiple reflow profiles in the production environment.  Many older-
style ovens were prone to heating different parts of an assembly  at varying rates, often
depending  upon the  color and texture of the parts and substrates being reflowed.  As a  result,
older equipment may lack the ability to maintain the proper amount of control over the oven
environment needed  to minimize DT on the product,  and may have to be modified or
replaced.

Ovens developed to meet the challenges of lead-free soldering typically use forced convection
heating.  By circulating warm air around  the assemblies, heat is  provided in a uniform and
controlled manner that minimizes DT.  Testing confirmed that these ovens are more ther-
mally efficient,  consuming nearly a third of the power consumed by older ovens (see Table
7-4).  In addition,  the maximum temperature and rate of heating for a given profile can be
controlled strictly.  These forced convection ovens offer greater zone-to-zone stability, provid-
ing a level  of control  necessary to operate within the shrinking operating window made
necessary by the implementation of lead-free solders.

REFERENCES
AIM, "A Study of Lead-Free Wave Soldering," Fact Sheet.  2001.  
Ashmore,  C. "Will Your Printing Process be Affected by Pb-Free?"  Circuits Assembly, p.22,
    March, 2005-   
Barbini, D.  Personal communication  between J. Geibig and D. Barbini of Vitronics-Soltec
    on February 25, 2005-
Hwang, J., K. Chew, V. Kho. "Lead-Free Implementation:  Drop-In Manufacturing," Apex
    2004 Technical Conference Proceedings, Anaheim, CA, 2004.
Lange, B.,  J. Huckabee, D.  Romm. "Component Supplier's Qualification of Lead-Free Green
    Package Solutions." Electronics Goes Green 2004+, Berlin, Germany.
McGrath, B. "The Effects of Lead-Free on PCB Fabrication,"  Printed Circuit Design and
    Fabrication, p. 44-47-  February 2005- 
Morris, J.,  M. O'Keefe. "Equipment Impacts of Lead-Free Wave Soldering," Apex 2003
    Technical Conference Proceedings, Anaheim, CA, 2003-
Sprovieri,  J. "Stirring the Pot," Assembly Magazine, October, 2004. 
Sweatman, K.,  S. Suenaga,  M. Yoshimura, T Nishimura. "Erosion of Copper and Stainless
    Steel by Lead-Free Wave Solder," Proceedings of IPC Printed Circuits Expo, 2004.
                                                                                                                35

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                        Question  9:

                        What  are the  performance

                        differences  among the  solders?

                        To supplement the LCA information on tin-lead and lead-free solders, a literature review was
                        conducted to gather information on the performance characteristics of the lead-free solders.
                        Although research on the health and environmental impacts of lead-free solders is very
                        limited outside this study, research of alternative solders' performance was found to be taking
                        place on a large scale by multi-stakeholder partnerships and industry sectors, as well as
                        academia. These studies, however, are difficult to compare. The studies differed in their
                        focus and often considered different alloy combinations, as well as performance tests.  Addi-
                        tionally, resulting data were presented in varying metrics.  Such disparities in the available
                        data hindered the comparability of performance results across sources.  Most studies com-
                        pared the performance of the alternative solders with existing SnPb alloy standards. The
                        table below includes a list of the considered literature sources and a summary of the informa-
                        tion presented in each source. Finally,  the charts exhibited below present select comparative
                        data.

                                      Table 9.1. Summary of Alloy Properties by Source
36
Source
Alloy
comp-
osition*
Comments
Tin -Copper
Lau et al.
Plumbridge,
William J.
Grusd,
Angela and
Chris
Jorgensen
Bath et al.
Seelig, Karl
and David
Suraski
AIM(a)
Eutectic
Sn-Cu
Sn-Cu
Sn-0.7Cu
Sn-0.7Cu
Sn-Cu
Sn-0.7Cu
< Melting temperature - highest
< Tensile strength - lower than Sn-Ag and Sn-Pb
< Elongation - higher than Sn-Ag and Sn-Pb
< Shear strength - comparable with Sn-Pb
< Creep strength - higher than 1 0OSn but lower than Sn-Ag-Cu (at 20 and 1 00°C)
< Time to rupture - higher than Sn-Ag-Cu but lower than Sn-40Pb (at 25 and
1 00°C)
< Wetting properties - can potentially replace Sn-Pb in wave and reflow processes
< Reflow spreading - better than Sn-Ag but poorer than eutectic Sn-Pb
< Wave soldering - good candidate
< Wettability (when using an unactivated flux) - lower than Sn-Pb
< Fatigue resistance - fairly good
< Tensile strength - drops with increasing temperatures
< Strength - weaker and more ductile than Sn-Ag-Cu and Sn-Pb
< Creep performance (Sn-0.5Cu) - similar to Sn-37Pb and poorer than Sn-Ag-Cu (at
75°C)
< High-temperature applications - suitable
< Creep/fatigue - superior to Sn-Pb but inferior to Sn-Ag-X
< Wave soldering - best candidate (along with Sn-3.5Ag)
< Reflow applications - undesirable
< Surface-mount use - similar to eutectic Sn-Pb
< Melting temperature - high; prohibits alloy use for temperature-sensitive
applications
< Wetting - poor (in comparison with other lead-free solders)
< Capillary action - low when drawing into barrels during PTH technology
< Fatigue -poor overall
< Surface-mount use - lacks fatigue resistance needed
< Mechanical stresses - weak; joint unable to withstand wide ranging mechanical
stresses (cracked during mechanical strength-flex testing)
< Cost - effective
< Wave and hand soldering applications - good alternative
< Wetting - poor

-------
   Source
  Alloy
 comp-
 osition*
                                                         Comments
                           High-temperature applications - recommended (recommen
                           temperature application use)
  Lau et al.
Sn-3.5Ag-
  0.9Cu
   Tensile strength - higher than eutectic Sn-Pb
   Strength (yield, shear, impact, creep resistance) (alloys near eutectic Sn-Ag-Cu) -
   higher than Sn-Pb
   Tensile strength, shear strength, and melting temperature (alloys further away
   from eutectic Sn-Ag-Cu) - increases whereas elongation decreases
   Creep (Sn-3.5Ag-0.75Cu) - longest time to break in tests
   Wettability (when using an unactivated flux) - lower than Sn-Pb but higher than
   Sn-Cu
   Notes - prevailing alternative to lead-containing solder	
 Ochiai et al.
Sn-Ag-Cu
<  Deform (plastically) - difficult; and less likely to harden
<  Fatigue life - longer than Sn-Pb (sufficient fatigue resistance for use in electronics
                           assembly)
 Plumbridge,
  William J.
Sn-Ag-Cu
<  Elongation to failure-smallest
<  Strength - better than Sn-Cu and Sn-Pb
<  Creep resistance - much greater than Sn-37Pb
<  Creep ductility- lower than Sn-37Pb
<  Note (Sn-3.8Ag-0.7Cu, patented) - potentially most popular lead-free alloy
   Kariya,
  Yoshiharu
 and William
J. Plumbridge
 Sn-3Ag-
  O.SCu
<  Tensile strength - decreases with increasing temperature and decreasing strain
   rate
<  Tensile strength - similar to Sn-3.8Ag-0.7Cu; superior than Sn-3.5Ag and Sn-
   O.SCu (at 10'Vs and 348K)
<  Creep resistance - comparable with Sn-3.8Ag-0.7Cu; superior to Sn-Ag	
 Sheng et al.
Sn-3.5Ag-
  O.SCu
<  Mechanical properties - comparable with Sn-37Pb
<  Tensile and yield strength - slightly lower than Sn-37Pb
<  Creep performance - superior to Sn-37Pb
<  Wetting properties - comparable with Sn-37Pb
<  Viscosity (static and dynamic), tack, printability, solderability, wide reflow
   window and reflow characteristics - similar to Sn-37Pb
<  Print life - larger than Sn-37Pb
<  Note - alloy paste usable in PCB applications	
   Grusd,
 Angela and
    Chris
  Jorgensen
 Sn-4Ag-
  O.SCu
<  High-temperature operations (up to 175°C) - well-suited
<  Mechanical stability (joint) - degrades when the melting point is approached
<  Wetting (using commercial fluxes)- does not wet copper as well as eutectic Sn-
   Pb
  Bath et al.
Sn-3.9Ag-
  0.6Cu
<  Reflow soldering - preferred choice
<  Solderability - adequate; inferior to Sn-Pb
<  Note - in line with the International Tin Research Institute alloy range
   recommendation; thus qualifies for international standards	
   AIM(b)
 Sn-3Ag-
  O.SCu
(LF218™)
<  Melting point - low
<  Cost - lowest (from the Sn-Ag-Cu alloy family)
<  Wetting - best (from the Sn-Ag-Cu alloy family)
<  Joint reliability - excellent
<  Flux types - compatible with all types
<  Mechanical fatigue resistance - excellent
<  Wave and hand soldering applications -virtual drop-in for eutectic Sn-Pb
<  Wave soldering characteristics - produces less dross than other solder alloys;
   wets well; superior joint strength
<  SMT applications use - produces stronger solder joints; greater mechanical
   fatigue  resistance; virtual  drop-in for the eutectic Sn-Pb solder
<  Note - in line with JEIDA recommendation
<  Note - no-clean solder pastes pass all Bellcore and IPC specifications	
   AIM(a)
 Sn-3Ag-
  O.SCu
(LF218™)
<  Note - in line with JEIDA recommendation
<  Cost (from pure metals for this alloy) - lowest
   AIM(b)
 Sn-3.8-
 4Ag-0.5-
  0.7Cu
 (TSC-4)
<  Melting point - low
<  Wetting-good
<  Solder joint reliability - excellent
<  Flux type - compatible with all
<  Mechanical fatigue resistance - excellent
<  SMT application use -virtual drop-in for eutectic Sn-Pb solders
<  Note - in line with the NEMI recommendation
<  Note - no-clean solder pastes pass all Bellcore and IPC specifications

-------
                                  Source
                                  AIM(a)
  Alloy
 comp-
 osition*
 ^
 Sn-3.8-
 4Ag-0.5-
 0.7Cu
 (TSC-4)
                              Comments
                                                                     Tin-Silver-Copper
< Characteristics - similar to CASTIN® and LF218™
< Cost (of metals) - higher than CASTIN® and LF218™
< Note - presents potential silver phase change issues
                                  AIM(a)
Sn-3.5Ag-
  O.SCu
< Characteristics - similar to Sn-3Ag-0.5Cu
< Cost (of metals) - slightly higher than Sn-3Ag-0.5Cu
                                Seelig, Karl
                                and David
                                  Suraski
 Sn-4Ag-
  O.SCu
                                 Lau et al.
 Sn-Ag-
  Cu-Bi
< Fatigue - good; superior thermal fatigue resistance when compared with Sn-Cu
< Joint strength (overall) - good
< Thermal cycling characteristics - some change in grain structure
< Mechanical strength - passed all mechanical strength-flex test requirements
< Note - sufficient supply of base materials
                                                                  Tin-Silver-Copper-Bismuth
< Surface tension, electrical resistivity, and density - comparable with Sn-Ag, Sn-
  Ag-Cu and Sn-Ag-Cu-X
< Hardness - superior to Sn-Pb
< Strength (tensile and yield) - higher than Sn-Pb
< Elongation - lower than Sn-Pb
< Creep - slower rate than Sn-Pb
< Wetting behavior - fairly comparable with Sn-37Pb (with 1 or 2% Bi-content).
< Creep resistance and wetting - outstanding	
                              'Several literature sources cited select characteristics for alloys that differed in composition from that mentioned.
                              Such compositions have been included in parentheses following the appropriate comment.


                              REFERENCES
                              AIM(a),  "AIM Lead-Free Soldering Guide:  Alloys,  Chemistries,  Data, Experience, Consulta-
                                  tion,"  (accessed November 2002).

                              AIM(b),  "Technical  Data Sheet:  Technical Articles:  Lead-free Product Data Sheets,"
                                   (accessed  November 2002).

                              Bath, J.,  C.  Handwerker, E. Bradley.   "Research Update:  Lead-Free Solder Alternatives,"
                                  Circuits Assembly, May 2000. p.  31-40, 

                              Grusd, A., C.  Jorgensen.  "Lead-FREE  Alloys:  Fitting the Square Peg in the Square Hole,"
                                  Circuitree, September 1999- p. 98-102.

                              Kariya, Y., W. J.  Plumbridge.   "Mechanical  Properties of Sn-3-Omass%Ag-0.5%mass%Cu
                                  Alloy,"  Materials Engineering Department, The  Open University, U.K.

                              Lau, J. H.,  C.P Wong, N.-C.  Lee, S. W.  R.  Lee.  "Electronics Manufacturing With Lead-Free,
                                  Halogen-Free  &  Conductive-Adhesive Materials," McGraw-Hill, Ch.  13:  Prevailing
                                  Lead-Free  Alloys,  September 2000. p. 13.1-13.62.

                              National  Institute  of Standards & Technology (NIST) and Colorado School of Mines (CSM),
                                  "Database for Solder Properties with  Emphasis on New  Lead-free  Solders Release 4.0,"
                                  Properties  of Lead-Free Solders,  February  11, 2002 (last updated),    (accessed November 2002).

                              Ochiai, M.,  T Akamatsu, H. Ueda.  "Reliability  of Solder Joints Assembled with Lead-Free
                                  Solder,"  Fujitsu Science Technology Journal, 38, 1, June 2002. p. 96-101.
38

-------
Plumbridge, W J.  "The Solder Programme at the Open University Materials Engineering
    Department:  An Update,  2001,"  Materials  Engineering Department, The Open
    University, UK,  
Quan, S., C. Bradshaw, S. Kwiatek.  "Properties of Lead Free Alloy and Performance Proper-
    ties of Lead Free  No-Clean Solder Paste," Presented at IPC SMEMA Council APEX® 2002,
    
Seelig, K., D. Suraski.  "Materials and Process Considerations for Lead-Free Electronics
    Assembly,"   (accessed  November 2002).


COMPARISON OF ALLOY PROPERTIES
This section presents  samples of comparative alloy  data for select performance properties by
source. These data should not be compared across sources, without referencing back to the
initial literature source, as performance tests carried out on alloys and  metrics used to display
data often differed.

NIST and CSM  data (Figure 9-1) compare two alloys, SnCu and SnAgCu, with eutectic
SnPb. Two processes  were carried out on the two alloys:  water-quenched  and air-cooled.
Although eutectic SnCu exhibited lower elongation than  eutectic SnPb, air-cooled SnCu
exhibited higher  elongation than  its water-quenched alloy and  the SnAgCu  alloy through
both processes.  Air-cooled  SnAgCu exhibited higher tensile  strength than both the alloys,
whereas its elongation was lower than SnCu and similar to SnPb.

                          Figure 9.1.  Mechanical  Properties

  c  o
  a)  u:
  i-  \.
  .*  °8

                 Sn-37Pb      Sn-0.7Cu      Sn-0.7Cu     Sn-3.2Ag-     Sn-3.2Ag-
                                 (A)            (B)           0.8Cu        0.8Cu
                                    Alloy Composition      (A)            (B)
   Source: NIST
          and CSM
I Yield Strength (MPa)
 Uniform Elongation (%)
I Ultimate Tensile Strength (MPa)
 Total Elongation (%)
 Key: A = water-quenched average; B = air-cooled
                                                                                                              39

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NIST and CSM data (Figure 9-2) also present that the reflow temperature and melting range
of eutectic SnCu is the highest when compared with three other alloys (see below).  Sn-
3-2Ag-l.lCu-3Bi is found to have the highest liquidous temperature, whereas all other alloys
fall between 205-230°C.  Reflow temperatures for all four alloys fall between 230-255°C.

                           Figure 9.2. Thermal  Properties
      280 n
      180
                Sn-0.7Cu
 Sn-3.8Ag-0.7Cu     Sn-4Ag-1Cu
Alloy Composition
              Sn-3.2Ag-1.1Cu-
                    3Bi
  Source: NIST and CSM
  ND = No Data
                          Liquidus Temperature
                          Reflow Temperature (Median)
                          Melting Range (Median)
Lau et al.  (Figure 9-3) present that eutectic SnCu is lower in tensile strength but higher in
elongation than SnPb, reflecting its softness and ductility. The tensile strength of SnAgCu is
higher than eutectic SnPb.  SnAgCuBi alloys exhibit a higher tensile strength and a lower
elongation as  compared to eutectic SnPb.

        Figure  9.3. Ultimate Tensile Strength, Yield Strength and Elongation
               63Sn-37Pb   99.3Sn-0.7Cu
            95.5Sn-3.
                0.7Cu
;-  95.4Sn-3.1Ag-
      1.5Cu
93.3Sn-3.1Ag-
 3.1Bi-0.5Cu
   Source: Lau et al.
   ND = No Data
                                   Alloy Composition
                              I Ultimate Tensile Strength
                              I Yield Strength
                               Elongation

-------
The exhibit of NIST and CSM data in Figure 9-4 presents that SnPb has the lowest creep
strength when  compared with  SnCu and SnAgCu alloys, whereas SnAgCu presents the
highest creep strength.

                             Figure 9.4. Creep Strength
                 Sn-37Pb
   Source: NIST and CSM
Sn-0.7Cu      Sn-3.5Ag-0.7Cu
  Alloy Composition
Sn-3.8Ag-0.7Cu
                               I Creep Strength (at 20°C)      Creep Strength (at 100°C)
                                                                                                            41

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42
                          Question   10:

                          What  are the  potential  market

                          impacts  of  a switch  to  lead-free

                          solders?

                          This section presents the costs associated with the changes in demand for solder metals that
                          might result from a shift from lead-based solders to the lead-free solder alternatives consid-
                          ered in the LCA. First,  the current use of lead-based solder is discussed.  Second, the im-
                          pacts of a U.S. conversion  to lead-free  solder alternatives are presented. Finally, market
                          summaries are presented for the metals used in lead-free solders.


                          CURRENT  U.S.  USE OF TIN-LEAD SOLDER
                          The current quantity of tin-lead solder used in electronic products is not available in the
                          published literature.  However, potential values of the amount of electronic solder consumed
                          in the United States were developed from U.S. Geological Survey (USGS) tin and lead
                          consumption data, expert opinion, and estimates of world production of tin-lead solder.  The
                          estimates of U.S. consumption of electrical  solder range from 30 million pounds to 73
                          million pounds. Based on  research done in 2002, EPA believed the most likely level to be
                          between 35 million pounds and 42 million pounds.  To avoid underestimating the magni-
                          tude of a switch from tin-lead solder to lead-free solder, EPA used a slightly conservative
                          estimate of U.S. tin-lead solder consumption of 44 million pounds for this analysis.  World-
                          wide estimates of tin-lead solder  use in 2002 are over 176 million pounds.


                          IMPACT ANALYSIS OF A U.S.  CONVERSION  TO  LEAD-FREE SOLDERS
                          This section evaluates the potential impacts on the U.S.  markets for the alternative metals
                          that could result from a  U.S. conversion from tin-lead solder to four alternative lead-free
                          solders.  This analysis focuses on a conversion of solders  used in electrical applications  only,
                          excluding uses for building construction, can and container manufacturing, and automobile
                          assembly.

                          The first step of this analysis is an assessment of the change  in quantities of alternative metals
                          that might be demanded as a result of a conversion to lead-free solder.  The current amount
                          of tin-lead solder consumed in electronics products  in the U.S., estimated to be 20,000
                          metric tons, is used along with the mass-based substitution ratios to calculate the equivalent
                          amount of lead-free solder  that would  be needed as  a substitute.  For each constituent metal
                          in the alternative solders being considered,  the analysis calculates the additional quantity
                          demanded.

                          The second step in the analysis is an assessment of the magnitude and the significance of the
                          changes in the markets of the alternative metals. This is done by comparing the change in
                          demand for each alternative metal to the current production, consumption, and existing
                          stocks of that metal, for  the United States and for the world.  This comparison reveals  the

-------
magnitude  and importance of the change in the potential demand for each metal.  Informa-
tion on market trends is then used to frame the results  in the dynamic context of changing
markets.
Table 10.1  presents EPA's  estimates of the change in demand for each metal used for the
alternative solders.  Using the information on  solder composition  and solder substitution
ratios, this  table converts the quantity of each  metal currently used in tin-lead solder (col-
umn 1)  into  the  quantity of each metal  that would be demanded  under the three alternatives
(column 4).  The difference between the two estimates is the change  in the quantity of each
metal that would be demanded  if all use of tin-lead solder in the United States were discon-
tinued (column 5) and shifted completely to any one of the lead-free solders.  Column 7
presents the value of the change in metal demand, valued at year-2003 prices (column 6).

         Table 10.1. Additional Quantities Demanded by a U.S. Conversion to
                                      Lead-Free Solder

(1)
Estimated
baseline
quantity "
(metric
tons)
(2)
Post-
conversion
(%)
(3)
Ratio of
alternative to
tin -lead solder
by massb
(4)
Estimated post-
conversion
quantity0
(metric tons)
(5)
Estimated
change in
quantity11
(metric tons)
(6)
U.S. refined
metal price in
2000"
($/metric ton)
(7)
Estimated
value of
change in
quantity'
(2003$)
SnCu Alternative: 99.2% Tin and 0.8% Copper
Tin
Copper
12,600
0
99.2%
0.8%
0.8320
0.8320
1 6,508
133
3,908
133
$7,871
$1,720
$30,755,580
$228,925
SAC Alternative: 95.5% Tin, 3.9% Silver, and 0.6% Copper
Tin
Silver
Copper
12,600
0
0
95.5%
3.9%
0.6%
0.8458
0.8458
0.8458
16,154
660
101
3,554
660
101
$7,871
$149,822
$1,720
$27,972,944
$98,837,619
$1 74,526
BSA Alternative: 57% Bismuth, 42.0% Tin, and 1 .0% Silver
Tin
Silver
Bismuth
12,600
0
0
42.0%
1 .0%
57.0%
0.9942
0.9942
0.9942
8,351
199
11,333
-4,249
199
11,333
$7,871
$149,822
$6,393
-$33,442,217
$29,789,495
$72,459,159
SABC Alternative: 96.0% Tin, 2.5% Silver, 1 .0% Bismuth, and 0.5% Copper
Tin
Silver
Copper
Bismuth
12,600
0
0
0
96.0%
2.5%
0.5%
1 .0%
0.8433
0.8433
0.8433
0.8433
16,192
422
84
169
3,592
422
84
169
$7,871
$149,822
$1,720
$6,393
$28,270,655
$63,1 75,045
$145,020
$1,078,353
'Estimated Baseline Quantity of Tin = 20,000 mton * 63%.
bThe densities of lead, tin, silver, copper, and bismuth are 11.34, 7.31, 10.49, 8.92, and 9.78 g/cm3, respectively.
 The density of the baseline solder, 63% tin and 37% lead, is 8.801  g/cm3, or (0.37)11.34 + (0.63)7.31. The density
 is used to convert volume (functional unit) to mass.
Estimated Post-Conversion Quantity  = 20,000  metric tons  * Post-Conversion % * Ratio of Alternative to Tin-Lead
 Solder by Mass.
dEstimated Change in  Quantity = Estimated Post-Conversion Quantity - Estimated Baseline Quantity.
ePrices are as reported in the USGS Mineral Commodity Summaries, 2004.  The tin price is the New York
 Composite average price. The silver price is from Handy and Harmon quotations.  The copper price is the
 London Metals Exchange price.  The bismuth price is the price received by domestic dealers.
'Estimated Value of Additional Quantity = Estimated Additional Quantity * U.S. Refined Metal Price in 2003.

Source:  USGS Mineral Commodity  Summaries 2004
                                                                                                                           43

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                               Table 10.2  shows the magnitude of the  change in metal  demand under each alternative,
                               relative to current U.S. production,  consumption, and stocks of that metal.  The table
                               presents the estimated quantity of each metal that was produced, consumed, or held in
                               stockpile in the United States in 2003 (columns 2, 4, and 6).  It also shows the change in
                               demand for the metals, both by weight (column  1, from Table 10.1 above) and as  a percent-
                               age of current production, consumption, and stocks  (columns 3, 5, and 7).

                                               Table 10.2. Impacts of U.S. Conversion  on U.S. Markets

(D
Estimated
additional
quantity "
(metric
tons)
(2)
2000 U.S.
refined
production
b (metric
tons)
(3)
Estimated %
increase in
U.S. refined
production0
(4)
2000 U.S.
refined
consumption11
(metric tons)
(5)
Estimated %
increase in U.S.
refined
consumption6
(6)
2000 U.S.
refined
stocks
(metric
tons)
(7)
Estimated % of
U.S. refined
stocks'
SnCu Alternative: 99.2% Tin and 0.8% Copper
Tin
Copper
3,908
133
11,000
1 ,330,000
36%
0.01 %
44,460
2,270,000
9%
0.01 %
10,100
740,000
39%
0.01 %
SAC Alternative: 95.5% Tin, 3.9% Silver, and 0.6% Copper
Tin
Silver
Copper
3,554
660
101
11,000
3,800
1 ,330,000
32%
17%
0.01 %
44,460
5,430
2,270,000
8%
12%
0.004%
10,100
3,480
740,000
35%
19%
0.01 %
BSA Alternative: 57% Bismuth, 42.0% Tin, and 1 .0% Silver
Tin
Silver
Bismuth
-4,249
199
11,333
11,000
3,800
n.a.
-39%
5%
n.a.
44,460
5,430
2,200
-1 0%
4%
51 5%
10,100
3,480
100
-42%
6%
11333%
SABC Alternative: 96.0% Tin, 2.5% Silver, 1.0% Bismuth, and 0.5% Copper
Tin
Silver
Copper
Bismuth
3,592
422
84
169
11,000
3,800
1 ,330,000
n.a
33%
11%
0.01%
n.a
44,460
5,430
2,270,000
2,200
8%
8%
0.004%
8%
10,100
3,480
740,000
100
36%
12%
0.01%
1 69%
                               'Estimated Change in Quantity (demanded by a U.S. conversion to lead-free solder) from Table 10.1, column 5.
                               bRefined  production quantities exclude mine production; copper scrap production is also excluded.
                               Estimated % Increase in U.S. Refined Production = Estimated Additional Quantity / U.S. Refined Production.
                               dThe reported production quantities are used for tin  and bismuth; the production quantities for copper are the
                                reported refined production quantities; the production quantity for silver is the apparent production.
                               Estimated % Increase in U.S. Refined Consumption = Estimated Additional Quantity / U.S. Refined Consumption.
                               'Estimated % of U.S. Refined Stocks = Estimated Additional Quantity / U.S. Refined Stocks.

                               Source:  USGS Mineral Commodity Summaries 2004.

                               A conversion to the SnCu alternative would result in the largest increases  in demand for tin
                               and copper.  Converting to the SAC  alternative would result in  the  largest increase in silver
                               demand.  The BSA alternative would lead to the largest bismuth demand increase, as well  as
                               a decline in tin demand.  The decrease in demand for lead as a result of any of the conver-
                               sions  would  be  12,600 metric tons, with  an estimated value of $5,972,322.!
44
                               'The London Metal Exchange price of lead in 2003 was $474 per metric ton.

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If all  U.S.  tin-lead solder used in electronics applications were replaced by any alternative
containing Bi, the impact on the market for bismuth could be very large and Bi  mines would
have to increase their output.  A conversion to lead-free solder could also have a significant
impact on  silver markets, which would lead to an increase in silver production. Three of the
lead-free solders use significantly more tin  than the  current tin-lead solder and one uses
significantly less.  Therefore, the impact of a switch  to  lead-free solders on the tin market is
unclear.  Copper is used in three of the lead-free solder alternatives, but in very small quanti-
ties; therefore, a U.S. conversion to lead-free solder would have almost no effect on U.S.
copper markets.  Existing above-ground stocks would be sufficient to meet this small increase
in demand for copper.
                                                                                                                     45

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