EPA-600/2-78-051
                                      March 1978
 A COMPARISON OF OXIDATION DITCH PLANTS TO
   COMPETING PROCESSES FOR SECONDARY AND
           ADVANCED TREATMENT OF
             MUNICIPAL WASTES
                    by

            William F. Ettlich
 Culp/Wesner/Culp-Clean Water Consultants
    El Dorado Hills, California  95630
          Contract No. 68-03-2186
              Project Officer

           Francis L. Evans, III
       Wastewater Research Division
Municipal Environmental Research Laboratory
          Cincinnati, Ohio  45268
MUNICIPAL ENVIRONMENTAL RESEARCH LABORATORY
    OFFICE OF RESEARCH AND DEVELOPMENT
   U.S. ENVIRONMENTAL PROTECTION AGENCY
          CINCINNATI, OHIO  45268

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                               DISCLAIMER
     This report has been reviewed by the Municipal Environmental Research
Laboratory, U.S. Environmental Protection Agency, and approved for publi-
cation.  Approval does not signify that the contents necessarily reflect
the views and policies of the U.S. Environmental Protection Agency, nor
does mention of trade names or commercial products constitute endorsement
or recommendation for use.
                                   11

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                                FOREWORD


     The Environmental Protection Agency was created because of increasing
public and government concern about the dangers of pollution to the health
and welfare of the American people.  Noxious air, foul water, and spoiled
land are tragic testimony to the deterioration of our natural environment.
The complexity of that environment and the interplay between its com-
ponents require a concentrated and integrated attack on the problem.

     Research and development is that necessary first step in problem
solution and it involves defining the problem, measuring its impact, and
searching for solutions.  The Municipal Environmental Research Laboratory
develops new and improved technology and systems for the prevention,
treatment, and management of wastewater and solid and hazardous waste
pollutant discharges from municipal and community sources, for the preser-
vation and treatment of public drinking water supplies, and to minimize
the adverse economic, social, health, and aesthetic effects of pollution.
This publication is one of the products of that research; a most vital
communications link between the researcher and the user community.

     This report includes information relating to oxidation ditch plant
equipment, design and application,  operational problems and advantages,
operation and maintenance requirements, construction costs, and nitri-
fication and nitrogen removal applications.  Much of the information is
based on visits to and analysis of data from actual operating installations,
In addition, the oxidation ditch plant characteristics are compared to
those of competing biological treatment processes.   Nitrification and
nitrogen removal capabilities of the oxidation ditch process are also
compared to various biological and physical-chemical processes.
                                    Francis T.  Mayo, Director
                                    Municipal Environmental Research
                                    Laboratory
                                    iii

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                             EXECUTIVE SUMMARY
 INTRODUCTION

      The purpose  of  this  study is  to present state-of-the-art information
 regarding  oxidation  ditch plant design,  costs,  operation, performance/ and
 reliability.   This information is  used  to  compare oxidation ditch plants
 to  other competing biological  processes.   Design criteria and operational
 conditions necessary to maximize single  stage nitrification and  total
 nitrogen removals in oxidation ditch plants  is  also presented.   Costs  of
 competing  nitrification and  nitrogen removal processes are  compared  to
 those developed for  oxidation  ditch  plants.

 DESIGN FEATURES OF OXIDATION DITCH PLANTS

      An oxidation ditch plant  is typically an extended aeration  type of
 activated  sludge  process  that  uses a continuously recirculating  closed
 loop  channel or channels  as  an aeration  basin.  The aeration basin is
 normally sized for a 24-hour hydraulic retention time, but  may be  designed
 for any other detention time.   Mechanical  aerators are commonly  used for
 mixing, oxygen supply, and for circulation of mixed liquor.   Generally,
 these are  horizontal brush,  cage,  or disc-type  aerators designed speci-
 fically for oxidation ditch  plants.   Secondary  clarifiers similar  to
 those used in other  activated  sludge processes  are normally provided.
 Primary clarification is  not usually included in oxidation  ditch plant
 design.

      The typical  oxidation ditch aeration  basin is a single  channel or
 multiple interconnected concentric channels.  An oxidation  ditch plant
 normally consists of  one  or  more basins of either type operated  in paral-
 lel depending on  the  flow and  operation mode  required.  Channel  geometry
 can vary to include many  possible  configurations, however,  the oval
 configuration is  the most common.  The multiple concentric  channel basin
 can have any number of interconnected channels with three to  five being
 typical and provides  some process  flexibility since it can be changed  to
 other activated sludge modes with minor modification.  Typically, the
 outer channel is  used for aerobic digestion of  the waste activated sludge.
 Shallow channels  are  typically  four  to six feet deep with 45 degree
 sloping side walls.   Deep channels have vertical side walls and are normally
 10-12 feet deep.   The channels  are usually lined to prevent erosion and
 leakage.   Ditch lining can be reinforced concrete,  gunite, asphalt, or thin
membranes.   Typically, shallow  channels with sloped side walls are con-
 structed of concrete poured against earth backing with welded wire mesh
 reinforcing.  Deep vertical wall channels require reinforced concrete walls.
                                     iv

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     Several manufacturers supply oxidation ditch brush or disc  type
mechanical aerators.  These units may be either  fixed or  floating.  The
aerators normally span the channel width and may be  installed  in one  or
more locations around the channel.  The aerators must supply the required
oxygen to the channel and impart a sufficient velocity in the  channel
(>1.0 FPS) to keep the channel contents in suspension.  Oxygen transfer
capabilities of an aerator will vary depending on the particular design,
rotational speed and submergence.  Most units operate in  the range of 60 RPM
to 110 RPM with a submergence of 2 to 12 inches  and  produce oxygen trans-
fer rates of from 3 to 5 Ibs of oxygen per hour.  The number of  aerators
provided depends on the size, configuration and  oxygen requirements of the
plant.  A minimum of two aerators should be installed so  that  at least
partial aeration can be provided when problems occur.

     Generally, final clarifier design is consistent with other  activated
sludge processes.  A surface overflow rate of 400 to 500  gpd/sq  ft is recom-
mended for average daily flows and 1000 to 1200  gpd/sq ft at peak 'flows.
Many plants are constructed with 8 foot deep clarifiers,  but depths of
10 to 14 feet provide greater process reliability.

COMPARATIVE PERFORMANCE & RELIABILITY

     Performance data for the 29 oxidation ditch plants studied  are
summarized as follows:
             SUMMARY PERFORMANCE OF 29 OXIDATION DITCH PLANTS
BOD5
     High plant
     Average
     Low plant
Suspended solids
     High plant
     Average
     Low plant
                        Effluent, mg/1
                                  Removal
                                     Average
                   Winter   Summer   annual    Winter   Summer
55
15.2
 1.9
26.6
13.6
 3.1
34
 1.2
 1.0
19.4
 9.3
 1.9
41
12.3
 1.5
22.4
10.5
 2.4
87
92
99
81
93
98
86
94
99
82
94
98
Average
annual

  87
  93
  99
  82
  94
  98
     The performance of competing biological treatment processes was also
evaluated and the data are summarized as follows:

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                PERFORMANCE - COMPETING BIOLOGICAL PROCESSES

                              Effluent, mg/1   Removal, %
                                TSS   BOD5     TSS  BODg
        Activated sludge
         (1.0 mgd)               31    26      81    84
        Activated sludge
         (Package Plants)        28    18      -
        Trickling filters        26    42      82    79
        Rotating biological
         contactor               23    25      79    78

      Analysis of data from 12 operating oxidation ditch plants showed the
 reliability for meeting various BOD5 and TSS effluent standards as follows

                   RELIABILITY - OXIDATION DITCH PLANTS

                      % of time effluent concentration (mg/1)  less than
                               10 mg/1      20 mg/1    	30 mg/1
  Best plant
  Average  all plants
  Worst plant

 Of the plants analyzed,  the  effluent BODs  and TSS seldom exceeded a
 maximum of  60 mg/1.

      The  reliability  of  competing biological  treatment processes  was
 evaluated on the  same basis  and  is  summarized as  follows:

            AVERAGE RELIABILITY - COMPETING BIOLOGICAL  PROCESSES

                      %  of time  effluent concentration (mg/1)  less than
                               10 mg/1      20 mg/1       30 mg/1
                             T£
 Activated sludge
  (1.0  mgd)
 Activated sludge
  (Package Plants)
 Trickling filters
 Rotating  biological
  contactor                   22%    30%     45%     60%   70%     90%

     An oxidation ditch plant is capable of 95% to 99% nitrification with-
 out design modifications.  This  high degree of nitrification even  at waste-
 water  temperatures approaching 0°C  is possible due to  the 24-hour hydraulic
 retention time in the channel(s)  and the capability of operating at a high
 solids retention time (SRT) of 10 to greater than 50 days.

     Nitrogen removal by single-stage biological nitrification-denitrifica-
tion has also been achieved at properly designed and well operated


                                     vi

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oxidation ditch plants.  Nitrogen removal is achieved by producing both
aerobic and anoxic zones within the same channel.  These zones are created
by controlling the aerator oxygen transfer rate so that mixed liquor dis-
solved oxygen is depleted within a portion of the aeration channel.

     The carbon source for the anoxic zone (denitrification) is provided by
feeding the raw sewage into the channel upstream of the anoxic zone.  With
careful operation, 80% nitrogen removal has been achieved in a single
channel oxidation ditch plant.

OXIDATION DITCH PLANT OPERATION

     Oxidation ditch plants can be operated by average personnel to produce
above average performance results.  Assuming no mechanical malfunction, oxi-
dation ditch plants are capable of performing well for several days at a
time with minimal operator attention.

     Waste activated sludge handling requirements depend on the plant de-
sign and operation.  Plants operated with a 24-hour channel hydraulic
retention time at 20 to 30 day SRT produce a biologically stable waste
sludge that can be handled without causing significant odor problems. Plants
operated with 6 to 8 hour channel hydraulic retention time and less than 10
day SRT require additional sludge treatment,  typically aerobic digestion.
Some problems have been noted in dewatering activated sludge directly on
sand beds from plants operated at a 24-hour hydraulic retention time.
These sludges tend to dewater very slowly requiring significantly increased
sludge drying bed area.  In areas where wet and cold weather are common,
sludge drying bed area should be even larger.  Some plants are operated in-
definitely without formal sludge wasting allowing solids to build up in the
aeration channel.   This type of operation is  considered marginal because
the plant is prone to periodic clarifier upsets resulting in high final
effluent solids.

     Aerators and drives have typically required major corrective mainten-
ance every 2-5 years for the following type problems.

     1.    Bearing and seal failure due to improper selection, constant
          water splashing on the bearings and seals, and settlement of the
          aerator support structure causing misalignment.

     2.    Loss of aerator elements due to corrosion.

     3.    Aerator torque tube failure or excessive deflection of very long
          units.

COMPARATIVE COSTS

     Costs associated with oxidation ditch plants were determined.   Con-
struction costs for 44 plants were escalated  by EPA Treatment Plant Index
262.3 for the third quarter of 1976.   These costs include  all facilities
except land,  engineering,  legal and financing during construction.   Annual
                                    VI1

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 0 & M costs include labor, utilities, chemicals, maintenance materials, and
 miscellaneous.   These costs are as follows:

         OXIDATION DITCH PLANT CONSTRUCTION AND ANNUAL 0 & M COSTS

                                           $1000, 1976
              Plant capacity, mgd      0.1     l.Q     IQ.Q
              Construction           195     600     3350
              0  & M normal            22.1    62.4    446.6
              O  & M nitrification     22.6    63.1    467.5
              0  & M N-removal         28.1    67.4    453.7

      There are  generally no increased construction costs for nitrification
 or nitrogen removal.

      Construction and 0 & M costs  were developed for competing activated
 sludge processes.   These costs were  developed on the same basis as the
 oxidation  ditch costs.   The construction and annual O & M costs are as
 follows:

      CONSTRUCTION COSTS - COMPETING  ACTIVATED SLUDGE PROCESSES

                                 	$1000,  1976	
      Capacity,  mgd              0.5      1.0     5.0     10.0
      Extended aeration
        (package plants)        390        -
     Contact stabilization
        (package plants)        320      475        -
      Conventional  activated
       sludge                    -     1045     2645     4138


      ANNUAL O & M COSTS - COMPETING  ACTIVATED SLUDGE PROCESSES

                                	$1000,  1976	
     Capacity,  mgd              0.5      1.0      5.0      10.0
     Extended aeration
       (package plants)        64.4
     Contact stabilization
       (package plants)        57.3    93.9
     Conventional  activated
       sludge                   -      80.9    187.7     308.1


     Construction and annual O & M costs were  developed  for competing
biological nitrification.  These are summarized as follows for 20 mg/1
influent NH -N.
           4
                                   Vlll

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     CONSTRUCTION COSTS FOR COMPETING BIOLOGICAL NITRIFICATION PROCESSES

                                            $1000, 1976	
          Capacity, mgd                  1       5        10
          Activated sludge, 1 stage
            (20 mg/1 NH -N)            1,210   3,203    5,107
          Activated sludge, 2 stage
            (20 mg/1 NH4-N)            1,448   3,830    6,031


     ANNUAL 0 & M COSTS FOR COMPETING BIOLOGICAL NITRIFICATION PROCESSES

                                            $1000, 1976	
          Capacity, mgd                  1       5        10
          Activated sludge, 1 stage
            (20 mg/1 NH -N)             89.4   219.3    375.5
          Activated sludge, 2 stage
            (20 mg/1 NH4-N)            102.9   245.4    416.9

     Construction and annual O & M costs were developed for competing
biological denitrification processes.  These are summarized as follows
for 20 mg/1 influent NH -N.


     CONSTRUCTION COSTS FOR COMPETING BIOLOGICAL DENITRIFICATION PROCESSES

                                            $1000, 1976	
          Capacity, mgd                   1      5        10
          Mixed reactor denitrification
            (20 mg/1 NH4-N)              539   1,357    2,291
          Fixed film denitrification
            (20 mg/1 NH4-N)              636   1,192    2,298
          Capacity, mgd                  1       5        10
          Mixed reactor denitrification
            (20 mg/1 NH4-N)            54.1    140.6    244.6
          Fixed film denitrification
            (20 mg/1 NH4-N)            51.3    115.3    195.0

     Construction and annual 0 & M costs were also developed for selected
physical-chemical nitrogen removal processes.  These are summarized as
follows for 20 mg/1 influent NH -N.
                                    IX

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       CONSTRUCTION COSTS FOR COMPETING PHYSICAL-CHEMICAL NITROGEN
           REMOVAL PROCESSES

                                              $1000, 1976
           Capacity, mgd                  1        5       To"
           Breakpoint chlorination
              (20 mg/1 NH4-N)            114.8     377.1    696.7
           Selective ion exchange
              (20 mg/1 NH4-N)            442.6   1,557.4  2,704.9
           Ammonia stripping
              (20 mg/1 NH4-N)            245.9   1,065.6  1,967.2
      ANNUAL 0 & M COSTS FOR COMPETING PHYSICAL-CHEMICAL NITROGEN
           REMOVAL PROCESSES
                                        	$1000, 1976
           Capacity, mgd
           Breakpoint chlorination
             (20 mg/1 NH -N)
           Selective ion exchange
             (20 mg/1 NH -N)
           Ammonia stripping
             (20 mg/1 NH -N)

      Construction costs for  competing extended aeration and contact stabil-
 ization plants were less than for oxidation ditch plants in the flow range
 of 0.01 mgd to 2 mgd.   Oxidation ditch plant construction costs were less
 than for conventional activated sludge plants within  the range  of 0.01 to
 10 mgd.   Operation and maintenance costs  for oxidation ditch plants were
 less than for  the competing  processes in  0.1 mgd to 2 mgd range and the
 total annual costs for oxidation ditch plants were less than for all other
 competing processes in the range of 0.1 to  10 mgd.  Within the  flow range
 of 0.01 to 0.1 mgd the total annual costs for extended aeration package
 plants was less than for oxidation ditch  plants.   The total annual  costs
 for all competing denitrification processes  were  higher than for oxidation
 ditch plants.

 CONCLUSIONS

      The  results  of this  study  show that  oxidation ditch plants  are  capable
 of  consistently achieving high  levels of  BOD  and TSS  removals with
 minimum operation.   High  levels  of  nitrification  (95%-99%)  are possible
 with  proper operation.  Nitrogen  removals as high as  80% can be  achieved  in
 a single  channel plant with  careful operation  of the aeration equipment to
 produce aerobic and  anoxic zones within the  channel.    Increased  operator
 attention  is. required to produce the high levels of nitrogen removal.

     Cost data developed in this report show that oxidation ditch plants
 are competitive with other biological processes.  Total annual costs for
oxidation ditch plants were less than for all competing biological

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processes within the flow range of 0.1 to 10 mgd.  Oxidation ditch plants
were also shown to have lower total annual costs than competing biological
and physical-chemical nitrogen removal processes.

     This report was submitted in partial fulfillment of Contract No.
68-02-2186 by Culp/Wesner/Culp - Clean Water Consultants under sponsorship of
the U.S. Environmental Protection Agency.  This report covers the period of
July, 1976 to December, 1976, and work was completed as of August, 1977.

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                                CONTENTS
Foreword	    ill
Executive Summary	     iv
Figures	     xv
Tables	xviii

     1.   Introduction 	      1
               Study objectives	      1
               Study procedure	      1
               History 	      1
               Current trends in the United States 	      2
     2.   Designs and Applications 	      6
               Pretreatment	      6
               Oxidation ditch plant and arrangements
                    and designs	      9
               Sludge handling 	     14
               Oxidation ditch unique equipment suppliers. .     15
               Evaluation of designs 	     29
     3.   Performance and Reliability	     47
               General	     47
               Performance	     48
               Reliability	     48
               Oxygen uptake rate	     57
               Mixed liquor characteristics	     57
               Solids production 	     59
               Effect of oxidation ditch configurations
                    on process performance 	     59
     4.   Nitrification and Nitrogen Removal 	     61
               General	     61
               Nitrification 	     61
               Design parameters for nitrification 	     68
               Operational parameters for nitrification. . .     70
               Design parameters for nitrogen removal. ...     72
               Operational parameters for nitrogen removal .     75
               Summary	     76
     5.   Operation. ,	     78
               Oxidation ditch plant problems	     78
               Operation and maintenance requirements. ...     82
               Nitrogen removal	     86
     6.   Construction	     87
               Construction cost	     87
               Nitrification construction costs	     87
               Nitrogen removal construction costs 	     87
                               Xlll

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               Equipment pricing	91
               Ditch configuration	91
               Plant area	91
               Cold climate	96
               Other factors	95
     7.   Competing Processes	97
               General	97
               Capability and reliability of competing
                    biological processes 	  97
               Performance summary  	 115
               Costs of competing biological processes .... 115
               Biological nitrification	129
               Biological denitrification	136
               Physical chemical nitrogen removal	136
               Summary and comparison	145
     8.   Discussion and Evaluation. . .  ,	158
               Process and design	158
               Process equipment 	 158
               Performance	159
               Construction	159
               Operation and maintenance 	 160
               Sludge handling 	 162
               Nitrification and nitrogen removal	163
               Effective application 	 165

References	166
Bibliography	  .*  ." 169
List of Metric Conversions	171
                              xiv

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                                   FIGURES

Number                                                                   Page

  1     Municipal oxidation ditch plant installations
          in the United States	   5

  2     Single channel oxidation ditch plant and typical
          channel configuration  	   7

  3     Multiple concentric channel oxidation ditch plant  	   8

  4     Typical brush type aerator	17

  5     Typical disc type aerator	18

  6     Lakeside Cage and Mini-Magna aerator characteristics 	  20

  7     Lakeside Magna-Rotor characteristics 	  21

  8     Passavant Series 5200 aerator performance, 90 rpm  	  22

  9     Passavant Series 5300 aerator performance, 70 rpm  	  23

 10     Envirex 4'-6" aeration disc characteristics  	  24

 11     Cherne "OTA aerator" aerator configuration 	  26

 12     Cherne "OTA aerator" characteristics 	  27

 13     Envirotec "Carrousel" schematic  	  28

 14     Horizontal aerator efficiency  	  31

 15     Carbonaceous BOD oxygen requirements 	  35

 16     Effect of organic variations   	  37

 17     Effect of hydraulic variations 	  41

 18     Biological process mixed liquor relationships and
          solids production   	  45

 19     BODs and TSS removal performance	52
                                      xv

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Number
-                                                                  Page

  20    Oxidation ditch plant BOD5 reliability ...........     53

  21    Oxidation ditch plant suspended solids reliability ......   54

  22    Oxidation ditch plant COD reliability  ...........     55

  23    Oxidation ditch plant total nitrogen reliability .......   55

  24    Concentric channel nitrogen removal flow
          diagram (Drews) <17) (18)   ....                               cc
                                         '••••••••••••••   OD

  25    Oxidation ditch plant average construction cost  .......   89

  26    Effluent quality,  trickling filters  .............   98

  27    Trickling filter effluent  quality,  two Texas  plants   .....  100

  28    Activated sludge effluent  quality   ..............  104

  29    Activated sludge effluent  quality,  Dallas,  Texas
          nitrification pilot plant and El  Lago,  Texas  ........  106

  30    Filtered  activated  sludge  plant BOD5 quality
          based on four plants   .................       1Q8

  31     Activated sludge package plant reliability, BOD5  .......
36
 38
 32    Activated sludge package plant reliability,
         suspended solids   ................            ,.,,

 33    RBC effluent quality, Gladstone, Michigan  ..........  113

 34    RBC effluent quality monthly data with chemical
         coagulation, Gladstone, Michigan ..............  114

 35    Activated sludge process schematic ............      123

       Biological treatment process construction cost, 1976 .....  147
 37    Biological treatment process operation and maintenance
         cost,  1976   	                                   _ ,_
                              	148
      Biological treatment process total annual cost,  1976 	  149
 39     Incremental  construction cost for biological
         nitrification,  1976   	
                                	152

40     Incremental operation  and maintenance  cost  for
        biological nitrification,  1976  	     153
                                   xvi

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Number
  41    Incremental construction cost for biological and
          physical-chemical denitrification, 1976 	  154

  42    Incremental operation and maintenance cost for
          biological and physical-chemical denitrification
          1976	155

  43    Incremental total annual cost for biological and
          physical-chemical denitrification, 1976 	  156
                                    xvi i

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                                  TABLES


Number
	                                                        Pa3e

   1     Municipal Oxidation Ditch Plant  Installations   ....    3

   2     Typical Single Channel Designs - Oxidation Ditch
          Plants	^        12


   3     Typical Multiple Concentric Channel Design » Oxidation  p
          bitch Plants .	          13

   4     Comparative Aerator Characteristics  .......      16

   5     Source of Performance Data	          49


  6     Oxidation Ditch Plant Performance Summary. .  	  50

  7     Sources of Reliability Data and Plant Characteristics.  51

  8     Oxidation Ditch Plant Dissolved Oxygen and Mixed
          Liquor Suspended  Solids	58

  9     Typical Mixed Liquor  Settleability  	  60

 10     Ammonia and  Total Nitrogen Performance  Data	62

 11     Multi  Channel  Oxidation Ditch Nitrogen  Removal
          Results  (Drews) (1?) (18) .. .                           ,.-
 12     Sources of Oxidation Ditch Plant O  & M  Information  .  .   84

 13     0 & M Requirements, Oxidation Ditch Plants, 1976  ...   85

 14     Sources of Oxidation Ditch Plant Construction Cost
         Information. .......                             00
                                  **••**.«......   oo

 15     Oxidation Ditch Plant Construction  Cost, 1976	90

 16     Incremental Construction Costs For Nitrogen Removal. .   92

 17     Oxidation Ditch Plant Major Equipment Cost, 1976 ...  93

18     Comparative Construction Cost Of Oxidation Ditch
         Configurations
                            xvi 11

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Number                                                        Page

 19     Approximate Oxidation Ditch Plant Area Require-
          ments	95

 20     Trickling Filter Summary, Plant Visits 	 101

 21     Trickling Filter Summary, EPA Region Data	102

 22     Activated Sludge Summary, EPA Region Data	103

 23     Summary of Competing Process Performance 	 116

 24     Construction Cost of Contact Stabilization Plants,
          1976	118

 25     Operation and Maintenance Costs, Contact Stabilization
          Plants, 1976	119

 26     Construction Cost of Extended Aeration Plants, 1976.  . 120

 27     Operation and Maintenance Costs, Extended Aeration
          Plants, 1976	121

 28     Design Parameters, Activated Sludge  	  ... 124

 29     Unit Process Sizes, Activated Sludge 	 125

 30     Construction Costs, Activated Sludge, 1976  	 126

 31     Operation and Maintenance Costs, Activated  Sludge,
          1976	I27

 32     Design  Parameters, Single Stage Activated Sludge
          Nitrification  	 130

 33     Unit Process Sizes, Single  Stage Activated  Sludge
          Nitrification	131

 34     Construction Cost, Single Stage Activated Sludge
          Nitrification  	 132

 35     Design  Parameters, Two Stage Activated  Sludge
          Nitrification  .	133

 36     Unit Process Sizes, Two Stage Activated  Sludge
          Nitrification	134

 37     Construction Cost, Two Stage Nitrification,  1976  .  .  . 135

 38      Design  Parameters,  Mixed Reactor Denitrification .  .  .  137
                                xix

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Number                                                        ^
	                                                        Page

 39     Unit Process Sizes, Mixed Reactor Denitrification. .  .  138
 40     Construction Costs, Mixed Reactor Denitrification,
          1976	
                                                               139
 41     Operation and Maintenance Costs, Mixed Reactor
          Denitrification,  1976	140

 42     Construction Costs,  Fixed Film Denitrification ....  141

 43     Operation and Maintenance Costs, Fixed Film
          Denitrification,  1976	142

 44     Construction Costs,  Physical-Chemical  Nitrogen
          Removal,  1976	    143

 45     Operation and Maintenance Costs,  Physical-Chemical
          Nitrogen Removal,  1976  	  144

 46     Operating Plant Operation  and Maintenance Costs.  ...  150

 47     Characteristics of Biological Treatment Processes
          (For Range  of Sizes Considered  in This Study)....  151

 48     Characteristics of Nitrogen Removal Processes	157
                              xx

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                                SECTION 1

                              INTRODUCTION
STUDY OBJECTIVES

     There are two major objectives to this study of oxidation ditch plants.
First, is to compare the cost, performance, and reliability of oxidation
ditch plants with conventional activated sludge plants in the size range
of 1-10 mgd* and contact stabilization, and extended aeration activated
sludge package plants within the size range of 0.01 to 1 mgd.  Various
manufacturers' oxidation ditch equipment and design recommendations will be
studied and compared.

     The second major objective is to summarize the design criteria and
operational conditions necessary to maximize single stage nitrification
and total nitrogen removal in oxidation ditch plants and to compare the
total costs to competing processes in the size range 0.01 to 10 mgd.

     This study is intended to provide useful and state of the art informa-
tion on oxidation ditch plants to a wide audience of designers responsible
for planning, evaluating, selecting and designing municipal wastewater
treatment plants.

STUDY PROCEDURE

     The work reported in this study is based on manufacturers literature,
published literature, information from consultants and others knowledgeable
in the subject and information from operating installations.  The informa-
tion from operating installations was obtained by visiting approximately
20 operating plants by letter and telephone contacts to 20 others.

HISTORY

     The oxidation ditch was developed during the 1950's at the Research
Institute for Public Health Engineering  (TNO) in the Netherlands as an
easily operated and low-cost method of treating raw sewage emanating  from
small communities and industries.


*English units are used uniformly in this  report because many of the  Eng-
lish measures are common in the sanitary field.  Conversion  factors are
contained in the List of Metric Conversions.

-------
      The first oxidation ditch plant was reportedly placed in service in
 1954 at Voorshoten, Holland.  This plant was designed in accordance with
 the principles of Dr. Ir. A. Pasveer of TNO for a population equivalent
 of 360 persons.  This plant was an intermittent flow type in which the
 ditch also served as the final clarifier.

      Since that time, oxidation ditch plants of many different configura-
 tions and designs have been placed in operation throughout the world.

      The first major USA installations were made in the early 1960's.  The
 equipment for these early installations was furnished by Lakeside Equipment
 Corp.  Since that time the number of installations has increased and the
 following companies now manufacture or market oxidation ditch plant equip-
 ment in this country.

           Lakeside Equipment Corporation

           Passavant Corporation

           Envirex, Incorporated

           Walker Process

           Cherne Industrial,  Inc.

           Envirotech Corporation  (Carrousel  License)

      In  addition,  several  firms market  equipment  for oxidation ditch  plants
 used  specifically  in treatment of  animal wastes including Fairfield Engin-
 eering and Manufacturing Company and Thrive  Centers, Inc.

      As  of late  1975, manufacturers literature indicated the  following
 number of municipal  oxidation ditch plant installations in the United
 States.

          Lakeside        467

          Passavant        56

          Envirex          20

          Cherne            l

     There are many  "rotor" type aerators installed in other aeration appli-
 cations such as aerated lagoons, extended aeration reactors, and aerobic
 digesters.   These applications are not considered as oxidation ditch plants.

 CURRENT TRENDS IN THE UNITED STATES

     The approximate distribution of oxidation ditch plant installations
by State and Canadian Province is shown in Table  1.   The approximate

-------
        TABLE 1.  MUNICIPAL OXIDATION DITCH PLANT INSTALLATIONS
STATES
                     LAKESIDE
ALABAMA
ALASKA
ARIZONA
ARKANSAS
CALIFORNIA
COLORADO
CONNECTICUT
DELAWARE
FLORIDA
GEORGIA
HAWAII
IDAHO
ILLINOIS
INDIANA
IOWA
KANSAS
KENTUCKY
LOUISIANA
MAINE
MARYLAND
MASSACHUSETTS
MICHIGAN
MINNESOTA
MISSISSIPPI
MISSOURI
MONTANA
NEBRASKA
NEVADA
NEW HAMPSHIRE
NEW JERSEY
NEW MEXICO
NEW YORK
NORTH CAROLINA
NORTH DAKOTA
OHIO
OKLAHOMA
OREGON
PENNSYLVANIA
RHODE ISLAND
SOUTH CAROLINA
SOOTH DAKOTA
TENNESSEE
TEXAS
UTAH
VERMONT
VIRGINIA
WASHINGTON
WEST VIRGINIA
WISCONSIN
WYOMING
TOTAL USA

3

1
16
13


2
21

4
4
12
4
1
1
13
23

3

7
2
17

5
1
8
4
5
7
7

21
2
6
7

20
1
3
165

10

29
14

	 5
467
1



1



1
14



1
3

3

1




1

1

1
1
2
2


3


1

2


16



1



56
                                 PASSAVANT   ENVIREX   CHERNE   TOTAL

                                                                    1
                                                                    3
                                                                    0
                                                                    1
                                                                  17
                                                                  13
                                                                    0
                                                                    0
                                                                    3
                                                3                 38
                                                                    0
                                                                    4
                                                2                   6
                                                                  13
                                                                    7
                                                                    1
                                                                    1
                                                1                 17
                                                                  23
                                                                    1
                                                                    3
                                                                    0
                                                          1         8
                                                                    2
                                                                  18
                                                                    0
                                                                    6
                                                                    1
                                                                    9
                                                                    5
                                                                    7
                                                                    9
                                                1                   8
                                                                    0
                                                1                 25
                                                                    2
                                                                    6
                                                                    8
                                                                    0
                                                8                 30
                                                                    1
                                                                    3
                                               17                 198
                                                                    0
                                                                  10
                                                                    0
                                                                  30
                                                                  14
                                                                    1
                                                                    5
 1

34
                                                                  558
PROVINCES

ALBERTA                 10
BRITISH COLUMBIA        24
MANITOBA                 1
NEW BRUNSWICK           12
NEWFOUNDLAND             3
NOVA SCOTIA             22
ONTARIO                 17
PRINCE EDWARD ISLAND     0
QUEBEC                   0
SASKATCHEWAN             1
   TOTAL CANADA
                        90

-------
 number of United States installations by year are shown in Figure 1.   All
 of the installation data were developed from manufacturers published in-
 stallation lists covering the1 period through 1975.

      All information indicates that the current trend is toward increased
 numbers of oxidation ditch plants especially in the size range up to  1.5
 mgd.   Only a few larger plants are presently in operation.   There are only
 a few states with no actual or planned oxidation ditch plant installations.

      Increased installation of oxidation ditch plants is related to some
 or all of the following considerations.   These factors are  discussed  in
 detail later in the study.

      1.    Construction  cost equal to or less than competitive treatment
           processes.

      2.    Plants require a  minimum of mechanical equipment.

      3.    Plants appear to  perform reasonably well  even  with  minimum  oper-
           ator attention, primarily due  to conservative  design.

      4.    Waste  sludge  is relatively nuisance free  and is readily disposed
           of at  most plants.

      5.    Plants generally  do not  generate odors  even  under poor operating
           conditions.

      Discussions with plant operators, public works officials, consulting
engineers, and others who have had  direct experience with oxidation ditch
plants indicate  a high  level of satisfaction with and acceptance of oxida-
tion  ditch plants.  There are a few exceptions and there are a few oxida-
tion  ditch plants that have been removed from service  for various opera-
tional reasons, but these are a small minority.

     There are no apparent factors that would cause the rate of application
of oxidation ditch plants in the United States to decrease in the near
future.  There will be cyclic variations from year to year, but the trend
should be increasing.  Major changes in the EPA Construction Grants Program
or regulatory requirements could affect these trends.

-------
                               Prepared from th« following manufacturer's literature:
      1001
tc
s
I
IL
i
IL
o
      80
      60
      40
      20
                                  Lakssldt
                                  Pastavant
                                  Envirex
                                  Chtrnt
       1962
                  64
                             68
                                       70
70
72
74
                                                                                 76
                                          YEAR
           Figure  1.   Municipal  oxidation ditch plant installations
                       in  the United States.

-------
                                SECTION 2

                         DESIGNS AND APPLICATIONS
     This section will review various process arrangements historically used
for oxidation ditch plants, arrangements used in the United States, design
parameters recommended by equipment suppliers and a technical review of the
designs.  Present preliminary treatment and sludge handling and digestion
practices will be discussed.  Each manufacturers' equipment will be des-
cribed and differences will be determined.  Nitrification and nitrogen
removal is considered in Section 4.

     There are many possible oxidation ditch plant configurations and oper-
ating modes.  Oxidation ditch plants can be adapted to almost any variation
of the activated sludge process.  Oxidation ditch plants are constructed to
provide a continuous ring shaped circuit(s) or channel(s) in which an
aerator (or aerators) is mounted to provide oxygen transfer and circulation
of the mixed liquor.  The mixed liquor passes by the aerator at regular
intervals.  The dissolved oxygen profile around the channel can vary signi-
ficantly which is important to certain operational modes, especially nitro-
gen removal as discussed in a following section.

     Generally, oxidation ditch plants in the United States are of the
single channel design as shown in Figure 2 or of the multiple concentric^
channel design as shown in Figure 3.

PRETREATMENT

     Generally, oxidation ditch plants contain some form of pretreatment
prior to the raw sewage entering the ditch.  The following hap been used
with oxidation ditch plants.

     1.   Coarse Screening
          a.   Manually cleaned bar rack (typical opening size % to 1 in )
          b.   Barminutor w/bypass manual bar rack

     2.   Comminuter with bypass manual bar rack
          a.   Continuous
          b.   Oscillating

     3.   Grit Removal
          a.   Manually cleaned grit chamber
               (1)   Non aerated
               (2)   Aerated

-------
CIHCULAR
                                     ELL
                     TYPICAL CHANNEL CONFIGURATIONS
                                TYPICAL PLANT
                     ( Photo courtesy Lakeside Equipment Corporation)
     Figure 2.   Single  channel oxidation  ditch plant.

-------
                          RAW SEWAGE
        TRANSFER PORTS
        (betw*«n channels)
  DECANT
 DIGESTED
  SLUDGE
                                                             TO FINAL
                                                            CLARIFIER
                              RETURN SLUDGE


            TYPICAL SCHEMATIC  (WITH AEROBIC DIGESTION)
                          TYPICAL PLANT

                        ( Photo courtesy Envirex, Inc. )
Figure  3.   Multiple concentric channel oxidation ditch plant,

-------
           b.    Mechanical  grit  chamber
                (1)   Non aerated
                (2)   Aerated

      4.    Raw sewage flow  measurement,  generally  following other pretreat-
           ment.
           a.    Orifice
           b.    Weir
           c.    Parshall Flume

      Typical  arrangements  generally  conform to the  following.

      1.    Coarse screening followed by flow  measurement.

      2.    Coarse screening, grit removal, and  flow measurement.

      3.    Comminutor followed by flow measurement.   If the  comminutor is
           not proceeded by a grit chamber, a gravel  trap and  floatable
           trap  is generally provided  prior to  comminution.

      4.    Grit  removal,  comminutor, and flow measurement.

      The most common arrangement observed during the study  was gravel trap,
comminution,  and flow measurement.

      Primary  sedimentation is practiced at very few  oxidation ditch plants
and would be  considered an unusual variation.

OXIDATION  DITCH PLANT ARRANGEMENTS AND DESIGNS

      Most manufacturers  have developed plant design  criteria and  suggested
plant layouts with a great deal of flexibility in design of plants so
that  many design variations are possible to meet special treatment require-
ments or other special  conditions.

      The simplest arrangement is a single channel plant which is operated
to serve as an aeration  ditch and final clarifier.   Raw sewage flows into
the ditch with the aerator operating, and the effluent weir or valve is
positioned so no effluent  flows out.  When the maximum ditch operating
level is reached, the aerator is stopped.   The raw sewage continues to
enter the ditch or is stored in a holding tank.  During the time that the
aerator is off the ditch is used as a final clarifier and the solids in
the ditch settle.  When  a preset period of time has elapsed the super-
natant (effluent) is withdrawn until the ditch level drops  to minimum.  The
supernatant drawoff  is  completed, the aerator is restarted, raw sewage
flows into the plant, and the cycle is repeated.

     A variation on this single ditch, intermittent effluent flow arrange-
ment  is two ditch intermittent operation.   The operation is identical to
the single ditch described previously except when one ditch is in the
settling and supernatant withdrawal mode,  raw sewage is flowing into the
other ditch and the aerator is operating.   There are many variations to

-------
 this  two ditch intermittent operation but the  result is essentially the
 same.

      The configuration most common  in the United States is  an oxidation
 ditch followed by a final  clarifier.   This configuration is operated on a
 continuous  flow basis  rather than on  a batch basis.   Generally,  the rate of
 raw sewage  flow into the ditch  determines the  hydraulic flow through the
 plant;  however, in some cases the rate of mixed liquor withdrawal  from the
 ditch is controlled so the ditch  can  provide some equalization storage.
 When  the ditch is used to  provide equalization storage, the level  varies,
 and a floating or disc type aerator is normally used.   This type of flow
 equalization does not  provide a constant flow  rate through  the plant,  but
 does  dampen influent flow  variations  to  the final clarifier.  Most oxidation
 ditch plants in the United States utilize the  flow through  configuration
 where the raw sewage flow  rate  is passed on to the final clarifier.  The
 final clarifier is operated as  in any other activated sludge process with
 settled sludge returned to the  oxidation ditch and a portion of  the plant
 sludge is periodically wasted from  the system.

      The ditch itself  can  be arranged in almost any  configuration  as long
 as  it forms a closed circuit.   The  most  common is a  single  channel circular
 or  oval configuration  as shown  in Figure 2.  The channel can be  formed into
 ells,  horseshoes or other  configurations to fit the  site available.  Typi-
 cal forms are shown inF igure 2.  Other  plants are designed to utilize
 multiple concentric, interconnected channels to form the treatment path
 as  shown in Figure 3.   In  some  cases  the "island" area on the inside of
 the ditch is used for  the  final clarifier in order to conserve space and
 use "common wall" construction.   In some cases this  "island" space is  re-
 duced in width to a single dividing wall.   When a single, vertical dividing
 wall  is used,  flow return  baffles must be installed  around  all channel
 bends.   These baffles  are  vertical  walls installed near the center of the
 channel with a radius  of approximately one half the  channel width  and  ex-
 tending in  length around the bend.

      Ditch  lining can  be of reinforced concrete,  gunite,  asphalt,  thin mem-
 brane,  or unlined.   Thin membrane linings have not been used to  any extent
 because the continuous velocities in  the ditch have  a tendency to  lift or
 move  the thin membranes.   One ditch lined with what  appeared to  be % inch
 thick  asphalt impregnated  felt  has  been  giving satisfactory service for 6
 years.   Some asphalt lined ditches  in Canada are giving reasonably satis-
 factory service.   Unlined  ditches are probably non-existant in municipal
 applications because of the difficulty in stabilizing such  ditches from
 the effects of erosion.  The most common ditch construction,  based on
 information available  from the  study,  is reinforced  concrete.  Typical con-
 struction for sloped side  ditches consists of  4 in.  of concrete  poured
 against earth backing.  The concrete  is  typically reinforced with  welded
 wire mesh.   The sloped side is  usually at a 45 degree  angle and  the con-
 crete  is poured relatively dry  and  carefully finished  so that face forms
 are not required.  Gunite can be used to form the ditch lining, but ex-
perience indicates the cost to be higher than reinforced concrete  for this
application.  Vertical ditch sides are generally reinforced concrete and
                                     10

-------
 must be designed for applicable structural conditions.

      Normally, the single channel oxidation ditch is operated as an extended
 aeration plant.  However, more than one ditch could be constructed on one
 plant site to form several process modifications such as standard activated
 sludge plus aerobic digestion, two stage nitrification-denitrification, or
 a three ditch contact stabilization plant.

      The multiple concentric channel plant can have any number of channels,
 but generally from two to five are used with four being common.  Channel
 depth is typically from 4 to 7 feet.  These multiple channels are inter-
 connected by submerged ports permitting flow from the outer ring to the
 inner ring and then to the secondary clarifier.   On larger designs, the
 outer channel(s)  can be used as an aerobic digester.  In these cases,  the
 raw sewage influent is piped and valved so it can enter any of the first
 three channels.  The return sludge is pumped to  either the first or second
 channel.  In all  cases the flow of mixed liquor  to the final clarifier is
 from the inner channel.  A typical schematic is  shown in Figure 3.

      The multiple channel arrangement may provide some flexibility over the
 single channel for certain applications.  For instance,  some 4 channel mul-
 tiple channel plants.are designed so that they can be operated in the
 extended aeration mode, standard activated sludge plus aerobic digestion
 mode, or contact  stabilization mode simply by resetting gates and valves.
 It  is also possible to tailor the aeration to the requirements of each
 channel.   This could provide single stage biological nitrification-
 denitrification as will be discussed in Section  4.   The  multiple channel
 arrangement divides a large basin into efficient sized channels to minimize
 turbulence and short circuiting and provides  a maximum sized basin within a
 minimum land area.

      The  drawoff  of mixed liquor effluent from the  aeration  system of  some
 oxidation ditch plants is  controlled by a submerged port or  a narrow weir
 which provides  some equalization of short duration  flow  variations  by
 allowing  a varying level  in the  aeration  channels with varying raw sewage
 flows.   The effectiveness  of  this  flow equalization depends  on the  duration
 of  the flow surges  because  as  the  channel level  increases  the  flow  through
 the orifice or  over the weir will  increase.   If  the flow persists,  the  level
 will  eventually rise high  enough  to  allow the  full  flow  from the  channel,
 but short  duration  flows will  be partially stored in the channel  because
 of  the rising water  level.  Six  to twelve inches of  level  variation are
 possible  depending on  the plant and  aerator design.

     Aerators are marketed by  several manufacturers.  Aerators provide
oxygen  transfer to the wastewater and also impart the horizontal velocity
 to the  channel.  This horizontal velocity is imparted by the rotation of
 the aerator in the upper part of the channel contents much like a horizontal
paddlewheel.  The "Carrousel" system is slightly different because it uses
vertical aerators which impart channel velocity by centrifugal action.   The
detailed construction of aerators varies by manufacturer, but typically
consists of an electric motor drive, speed reducer, and rotor with supports
                                     11

-------
                    TABLE 2.   TYPICAL SINGLE CHANNEL DESIGNS -
                               OXIDATION DITCH PLANTS


Average
Daily Flow






mgd

SHALLC
0.05
0.1
0.2
gpm
o
W, 45
35
70
139
SHALLOW, 45°
0.5
1.0
1.5
2.0
348
694
1,041
1,389

c
0)
3
rH
C
£H
SrH
"V^
fc 01
a) e
Pn
Q O
O XI O
OQ rH CN

SLOPED S
83
167
334

fc
i
rH
£
rH
0)
C ^j
C *W
id
6 8

CDE & ISLA1
6,640
13,280
26,560
SLOPED SIDE & VERT]
835
1,670
2,505
3,340
DEEP, VERTICAL SIDE Wi
0.20
0.50
1.00
2.00
5.00
10.00
139
348
694
1,388
3,470
6,944
334
835
1,670
3,340
8,350
16,700
66,400
132,800
199,200
265,600
LLLS
26,560
66,400
132,800
256,600
664,000
1,328,000


0
H
cr
H
H" -P
H
0) -
C X
£j ~P
id 04
ss

ID WA
4
5
5
CAL
6
6
6
6

12
12
12
12
12
12


O
•P
•P
m -P
rH

> -P
O •w
rH «.
o> x;

H tr>
•d c
6 3


92
101
188

276
374
552
537

80
161
209
248
473
918

rH
rH
&
0>
O -P
rH
0) -
C XJ
C -P

XJ -H
U *


42
52
54

49
69
69
93

31
37
57
81
125
125


*
0)
|£
25 "

M 4->
0 Cr>
•M C
S3.


1-4'
1-7'
2-8'

2-14'
2-24'
3-24'
3-32'

1-11 '
2-14'
2-24'
3-32'
4-54'
8-54'
Total
Drive Motor,
Horsepower
-P
O\ 0)
c e
-H 01
-P h
a -H

D D1
£3


2.5
5.2
10.3

25.0
50.8
76.2
101.7

10.4
25.0
50.8
101.7
259.0
518.0

0)
rH
rH
id
•P 0)
CO N
C -H
H CO


3
Ih
15

40
60
90
120

15
40
60
120
300
600


e
St

6 -P

(X U

CO O<
2 u


70
140
278

696
1,041
1,561
2,082

278
696
1,041
2,082
5,205
10,410
Channel Design:
   Detention:  24 hr
   Loading 12.5 Ib BOD/1,000 cu ft /day

Aeration Equipment:
   OC:  2.35 Ib oc/lb BOD applied below 2,000'  elevation

Source:  Lakeside Equipment Corporation
                                     12

-------
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-------
 and bearings.  One manufacturer uses an electro-hydraulic  drive  to provide
 easy  speed  variation.

      Most aerators operate within the rotational  speed  range of  50 to  110
 rpm.   Detailed construction of each manufacturer's aerator is described  in
 a  following portion of  this section.  Aerators are normally installed  with-
 out protective covers,  but in severe and moderately cold areas where spray
 from  aerators will freeze and accumulate, the aerators  are generally fitted
 with  covers or complete enclosures which may be heated.  A major considera-
 tion  is the accumulation of chunks of ice in the  ditch  which might damage
 the aerator blades or brushes as the chunks pass  through.   A baffle at
 water level upstream of each aerator may be helpful to  keep ice  chunks out
 of the aerator.

      Final  clarifier design and application for oxidation  ditch  plants is
 the same as for other activated sludge applications.  The  design overflow
 rate  should be in the range of 400 to 500 gpd/sq  ft at  average plant flow
 and 1,000 to 1,200 gpd/sq ft at peak flows.  Clarifier  design solids
 loadings should be 30 Ib/day/sq ft with provisions for  continuous and
 relatively  uniform removal of sludge.  Side wall  depths should be at least
 12 feet and preferably  12 to 14 feet.  Clarifiers should be provided with
 scum  baffles and automatic skimmers.  It is desirable to make piping
 provisions  so skimmings can be returned to the aeration ditch.

      As a general rule, most small oxidation ditch plants  (up to 0.5 to  1.5
 mgd)  are designed based on a 24 hour aeration period.   The larger plants
 may be designed for shorter aeration periods in the range  of conventional
 activated sludge plants.  In these cases, some form of  supplemental sludge
 digestion is usually provided with aerobic digestion being most  common.

      Assuming a BOD loading of 0.17 Ib per capita per day,  a detention time
 of 24 hours, and a flow of 100 gallons per capita per day,  the ditch load-
 ing would be 12.7 Ib BODs/day/1,000 cubic feet.   Assuming  a volatile mixed
 liquor suspended solids (MLVSS) range of 2100 mg/1 to 6300 mg/1  the food
 to micro organism ratio (F/M) would be in the range of 0.10 to 0.034 Ib of
 BOD per day per Ib MLVSS respectively.  Sludge age (defined as the ratio by
 weight of aeration system solids to influent solids) under these conditions
 would be in the range of 10 to 33 days respectively.  These criteria result
 in a  conservative design for treatment of domestic sewage.

 SLUDGE HANDLING

      Sludge handling is required at oxidation ditch plants  when  a portion
 of the return sludge is wasted in order to maintain the systems  solids
 balance.  Generally, this wasted sludge is highly stabilized when the plant
 is operated in the extended aeration mode (24 hour aeration detention  time).
 If the plant is operated in the conventional activated sludge mode (6  to
 8  hour aeration detention time), additional sludge stabilization such as
 aerobic digestion may be necessary.

 Some  extended aeration mode oxidation ditch plants are operated  without
any formal sludge wasting.   Several plants were visited where the operator
 had not wasted sludge for several years and it was claimed that  the plant

                                     14

-------
 was  able  to meet effluent standards  of 30 mg/1 suspended solids and BOD.
 Generally,  this  mode  of operation is only marginally satisfactory because
 the  plant is prone  to periodic upset of the final clarifier resulting in
 high final  effluent solids.

      In most oxidation ditch plants  where the  extended aeration process is
 used (16  to 24 hours  aeration  detention)  sludge is wasted directly to open
 drying  beds.  In a  few cases sludge  is wasted  directly to tank trucks which
 spread  the  liquid sludge on the plant grounds  or on adjacent land.

      When an oxidation ditch plant is designed and operated as a standard
 activated sludge process/  some form  of sludge  digestion is normally provided.
 As discussed later, the larger Envirex plants  are designed with an extra
 channel which can be  used for  aerobic sludge digestion or as an additional
 aeration  channel.   The Paris,  Texas  plant (Envirex)  was the only plant
 visited where separate aerobic digestion  was practiced.   All of the other
 plants  were operated  in the extended aeration  mode without separate sludge
 digestion.

 OXIDATION DITCH  PLANT UNIQUE EQUIPMENT SUPPLIERS

      Several  manufacturers supply  equipment for oxidation ditch plants.
 Much  of the equipment is standard  to most wastewater treatment applications,
 however,  some is unique to oxidation ditch  plants as described in this
 section.

      Each manufacturer has developed design and application information for
 oxidation ditch  plants using their unique aeration equipment.

      Characteristics  of the various  aerators are shown in Table  4.   Photo-
 graphs  of typical brush and disc type  aerators  are  shown  in Figures 4  and 5.
 These photographs are  reproduced from manufacturer's published literature.

 Lakeside  Equipment Corporation

      This company was  the first to manufacture  and market  oxidation ditch
 plant equipment  in the  USA.   Lakeside presently markets  a "cage" type
 aerator and small and  large diameter  "brush" type  aerators  (Mini-Magna and
 Magna Rotors) in addition to other equipment.   The cage and  Mini-Magna
 aerators  are  designed  for use in shallow  ditches  and the Magna Rotor for
 either shallow or deep  ditches.  The Magna  Rotor  is also manufactured  in  a
 floating  configuration.  The immersion depth and  speed of  the aerators can
be changed  in order to  vary the oxygen transfer  rate.  The mounting of
aerators  is normally  fixed and the immersion depth is determined by the
 channel liquid level.    This liquid level  is adjusted by the weir or other
 device used to draw off mixed liquor from the channel.  Floating aerators
have a mechanical means  for adjusting  immersion by changing  the relationship
of the pantoons to the  centerline of the aerator.  Aerator speed is normally
 factory set by the drive ratio between the motor and the aerator shaft.
Variable speed motors can be used, but have seldom been used in the past.

     The aerators are driven by electric motors  through gear reducer drives.

                                     15

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 (Photo courtesy Passavant Corporation)
Figure 4.  Typical brush type aerator.
                    17

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   (Photo courtesy Envirex, Inc.)
Figure 5.  Typical disc type aerator.
                18

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The gear reducers are generally of the oil bath, double reduction type and
the concentric planetary gear type for cage aerators.

     The oxygen transfer capabilities and power requirements for the cage
and Magna Rotor aerators are shown in Figures 6 and  7 respectively.  All
information was taken from manufacturers published literature.

Passavant Corporation

     Passavant markets a series 5200 and series 5300 Mammouth aerator both
being brush type.  The two series are very similar except the outside
diameter of the series 5200 is approximately 27 in.  and the series 5300
is approximately 39 in.  The series 5300 aerator is  also manufactured in a
floating configuration.

     The immersion depth and speed of the aerators can be changed in order
to vary the oxygen transfer rate in the same manner  as with the Lakeside
aerators.

     The aerators are driven by electric motors through oil bath, double
reduction gear reducer drives.

     The oxygen transfer capabilities and power requirements for the Passa-
vant aerators are shown in Figures 8 and 9.  All information was taken
from manufacturers published literature.

Envirex, Incorporated

     The Pacific Flush Tank product line of Envirex  includes oxidation ditch
plant equipment conforming to the Huisman Orbital System as developed and
applied in South Africa.  Envirex manufactures aeration discs for use in
oxidation ditch plants.

     The aeration discs are 4.5 feet in diameter and 1/2 inch thick perfor-
ated plastic mounted on line shafts.  The two piece  discs clamp on to the
shaft and can be added or removed in the field.  The discs normally rotate
at 58.5 rpm through a motor driven gear reducer and  final chain drive or
at 56 rpm through a motor driven gear reducer directly connected to the
disc shaft.  Gear reducers are typically, oil bath,  double reduction type.

     The oxygen transfer capabilities and power requirements for the Envirex
discs are shown in Figure 10.  All information was taken from manufacturers
published literature.

Walker Process

     Walker Process Division of CBI markets a horizontal cage surface
aerator called the class 6227 ReelAer.  This is a brush type aerator with
a diameter of approximately 38 in.

     The minimum length of the ReelAer is 12 feet and maximum length is
                                     19

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                               i               i                |
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                   	POWER REQUIRED
              60
                              70
                                              80
                                                             90
                                                                           100
                                   AERATOR  SPEED, r.p.m.
  Figure 6.   Lakeside  Cage  and  Mini-Magna aerator  characteristics,
                                      20

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                                                            80
        Figure 7.   Lakeside  Magna-Rotor characteristics,
                                        21

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      The data indicate the rate of oxygen transfer in pounds per hour,

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  Data from published Passavant literature:  Test method not specified.


Passavant series  5200 aerator performance,  90  rpm.
                                              22

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                    Data from published Passavant literature:Test method not specified.
     Figure 9.   Passavant  series 5300 aerator performance,  70 rpm.
                                               23

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        PERFORMANCE  DATA
        AT 760 MvHs. 10° C. 3500 MLS S, -=C« 0.85
PERFORMANCE  DATA
AT 760 MM He, 20"C,
                OPERATING
                CONDITIONS
                                                                     CONDITIONS
OXYGEN AT ION
  CAPACITY
NET  POWER
CONSUMPTION
            Q ? / HP.-HOUR
             AT SHAFT
EFFCENCY
                        RPM
                                                              G5
                                  ( Normal range 56 to 58 RPM)

                  Data from published Envirex literature:  Test method not specified.
    Figure 10.   Envirex 4'-6" aeration  disc  characteristics
                                     24

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25 feet.  Two aerators may be driven by a single double shaft drive unit.
The ReelAer is driven by a direct coupled oil bath, double reduction speed
reducer which is belt driven by an electric motor.

Cherne Industrial, Inc.

     Cherne manufactures and markets a floating perforated blade type aerator
called the "OTA Aerotor", shown in Figure 11, which is suitable for use in
oxidation ditches.  The aerator is driven by a variable speed hydraulic motor
and is capable of speeds up to 110 rpm.  A 15 Hp electric motor drives the
hydraulic supply system.  The unit is available in one size only.  The aerator
is 30 inches  in diameter and 7 feet long and is constructed of reinforced
fiberglass.   Oxygen transfer varies from 450 pounds of oxygen per day at
the low speed range to over 1250 pounds of oxygen per day at the high speed
according to  Cherne.  The oxygen transfer capabilities are shown in  Figure
12 based on published literature.

      The submergence  of the  aerator is also  adjustable by adding water to
the  floats to aid  in  further balancing of oxygen  transfer rate  to oxygen
demand  and ditch velocity.

      Cherne  also markets  a device  to  control the  mixed liquor drawoff rate
to the  final clarifier to provide  relative  constant flow rate operation  of
the final  clarifier.   This unit is called the "Cherne Steady State Control"
and normally mounts in a chamber adjacent to the  aeration channel.

      Ti-.e "Steady-State Control" consists of 2 circular weir plates with
 common float mounting.  The submergence of the weirs is adjustable and
 thus the flow rate is adjustable by means of a remote control panel.  Once
 the flow rate is adjusted, the weir assembly elevation varies with the
 channel water level so that the set flow rate is maintained.  A special
 overflow is provided for excessive flows beyond two times the average daily
 flow.

      Cherne  applies the floating aerator so that the aeration ditch can
 absorb the diurnal raw sewage flow variations.  The flow to the final
 clarifier is then controlled to a relatively constant rate.

 Envirotech Corporation

      On June 1, 1976, Envirotech  acquired licensing  rights to the patented
  "Carrousel"  system for the United States and Canada.  These rights  include
  access to the  technical  staff of  Dwars, Heederik  en  Verhey, B.V., Amers.oort,
  Dutch  engineers who  developed  the system and to  operating data derived  from
  more than 100  installations.   The system, as shown in Figure 13f  use^^.s
  stationary  vertical  mechanical  non  sparged  aerators  rather  than horizontal
  brush  or  disc  type aerators and ditches up  to  15 feet deep.  The  vertical
  aerators  are mounted at  180 degree  bends  in the  channel near the  dividing
  wall.   The  installation is designed so this aerator can impart ^city in
  the channel.  The previous licensee, Envirobic Systems, Inc.  did not market
  plant equipment;  but only the right to construct a Carrousel  plant, access
                                        25

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                                       [CONCRETE SUPPORT SPANS CHANNEL|
                            IHYORAUUC POWER PACK!
                SIDE VIEW
           (Courtesy of  Cherne  Industrial, Inc.)
Figure 11.  Cherne "OTA Aerotor" aerator configuration
                              26

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                                  OXYGEN CAPABILITY

                                 BASED ON TEST RESULTS
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                                     80
                                                   90
                                                                  100
                                                                               110
                                 AERATOR SPEED, rpm
                   Data from published Cherne literature: Test method not specified.
                Figure 12.   Cherne OTA aerator characteristics,
                                             27

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Low Speed
  Aerator
               (Courtesy of Envirotech Corporation)
          Figure 13.  Envirotech "Carrousel" schematic
                             28

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to technical data, and Carrousel pilot plant equipment.  Envirotech will
license the design and construction of Carrousel plants.  This license fee
typically is paid to Envirotech as a bid item in the construction contract.
The equipment is procurred by open bid and can be supplied by a number of
different manufacturers.
     Carrousel literature indicates approximately 139 plants <"**•* «
operating in Europe and 154 in the world as of October 1975.  One Carrousel
plant treating tannery waste has been in operation in Winchester, New
Lopshire since January 1977.  Approximately six others are under design
in the United States.
EVALUATION OF DESIGNS

Pretreatment
      Screening seems  to  be  the  single  most important pretreatment step.   If
 rags,  boards,  and other  similar objects  are not removed prior to the ditch
 they will cause trouble  with the aerators and will,  in most cases, plug
 sludge control valves (telescoping valves), sludge lines,  sludge pumps,  and
 weirs.  Few problems  were observed or  reported directly related to inade-
 quate grit removal although it  is sure that this grit accumulates in the
 ditch and will have to be removed at some time.  Grit was not a significant
 operational consideration for oxidation ditch plants up to 1 mgd or more
 in size.

 Aerator Design and Applications

      The characteristics of each manufacturers aerator is shown in Table 4.
 Based on a review of the physical characteristics of the aerators it is
 difficult to see any significant difference between the Lakeside  Magna  ,
 the Passavant Series 5300, and  the Walker  ReelAer aerators   The  Lakeside
 Mini-Lgna, Cage, and Passavant Series 5200 aerators are also very  similar.

       For evaluation purposes aerators are  classified in the  following
 categories:

       1.    Small  diameter horizontal aerators
            a.   Lakeside Cage
            b.   Lakeside Mini-Magna
            c.   Passavant Series 5200
            d.   Cherne OTA Aerotor

       2.    Large  diameter horizontal aerators
            a.    Lakeside Magna
            b.    Passavant Series 5300
            c.    Walker ReelAer

       3.   Envirex 4'-6" disc aerators

       All of the aerators will  operate over a variable submergence, thus
                                       29

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 allowing some variation of level within the ditch.  Cherne, Passavant, and
 Lakeside supply floating aerators which would be applicable in cases where
 substantial variations in level were expected, where it might be desireable
 to maintain constant aeration submergence with a varying ditch water level,
 or where the flexibility of a movable aerator is needed.

      The choice between aerators in the small and large diameter horizontal
 aerator groups is largely one of individual preference and, in most cases,
 will be determined by the bidding situation.  Generally, the small diameter
 horizontal aerators are limited to use in the shallower ditches and the
 large diameter are used in shallow or deep ditches.

      The large 'diameter horizontal aerators are available in lengths up to
 30 feet.  Field experiences with deformation and failure of torque tubes
 would suggest care in specifying the longer aerators.

      The Envirex disc aerator is somewhat unique to other manufacturers
 equipment and to date,  in the U.S.,  has been used only in the multiple
 concentric channel type plant as far as the authors can determine.   Disc
 aerators could be  used in single channel type plants.   The discs  may offer
 some  advantage over the other types  of aerators.   Discs can easily be added
 to or deleted from the shaft  in the  field because they come in two halves
 and clamp to  the shaft.   This allows the aeration to be modified  in the
 field.

      The Cherne  OTA Aerotor does have  a standard built-in variable  speed
 feature  which may  be of advantage in some  cases.   The  other manufacturers
 could supply  variable speed motors or  drives in  all  probability, *but this
 feature  was not  found at  any  operating facilities.

      There are many  available  configurations of plants  and  aerators and it
 is  recommended that  care be taken to select  the most energy efficient  con-
 figuration because aerator energy is a major operating  expense  for  oxidation
 ditch plants.  There  should be  little  actual difference between manufac-
 turers aerator power  requirements  for  given  size plants.  Some variation  was
 noted, however, and  this may be  because  the  illustrative plant designs  were
 not completely optimized for each manufacturers equipment and design recom-
 mendations .

      Analysis of energy requirements from actual operating plants showed  no
 consistent advantage  for a particular manufacturers  equipment.

     A composite range of aerator oxygen transfer efficiency under  standard
 conditions is shown in Figure 14.  These transfer tests were conducted  by
various manufacturers and laboratories at different  times, in different
facilities, but under similar stated test conditions.   There is no easy way
to evaluate the comparability of the results between aerator manufacturers,
so the design engineer must use his judgement or will have to run indepen-
dent tests.

     Figure 14 is based on manufacturers published performance information
                                     30

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i


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                                      ENVELOP INDICATES RANGE OF VARIOUS

                                      AERATORS BASED ON MANUFACTURER'S

                                      PUBLISHED LITERATURE.
                                   SUBMERGENCE, inches
                  Assumptions:



                     1. Tapwater, 20* C, starting 02 concentration a 0

                     2. Based on manufacturer's published literature shown in figures 6 through 11
                   Figure  14.  Horizontal aerator efficiency.
                                         31

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 and is non specific; being intended to show the range for horizontal type
 aerators in general.  At typical operating depths of six to nine inches for
 the brush and cage type aerators, the efficiency varies from 3 to 5 pounds
 oxygen per horsepower hour per lineal foot of aerator length as shown in
 Figure 14.  The data are not consistent between manufacturers probably due
 to differences in test conditions.

      There seems to be a great deal of inconsistency among the manufacturers
 data relating to performance of aerators.  The field investigation did
 indicate that most plants were able to maintain 2 to 6 mg/1 of dissolved
 oxygen in the aeration channel and that mixing was adequate.   The informa-
 tion and design recommendations provided by manufacturers for application
 of aerators is generally adequate based on observations of operating
 plants.   There was no indication that aeration capacity was undersized for
 any of the plants.

      The site visits confirmed that the real problems (an* differences)  are
 mechanical;  the drive unit,  line bearings,  seals,  aerator torque tube,
 materials of construction and similar considerations.   These  are the fea-
 tures  that will have the greatest impact on long term operation and main-
 tenance  of the plant.

      The mechanical  features  should receive careful  consideration in design
 and preparation of specifications.   Most of the  bearings associated with
 aerators are  of the  ball or roller type;  grease  lubricated with seals.
 Therefore, bearings  and  drive units  should  be  protected  from  splashing
 water  both to keep the water  off  and to  provide  convenient access  for main-
 tenance  personnel.   Extension of  bearing grease  fittings up to  convenient
 locations on  catwalks or easily accessable  locations will  certainly  contri-
 bute to  more  satisfactory maintenance.   Means  for  field  alignment of
 bearings  should be provided and bearings  should  be carefully  aligned prior
 to  operation.   The bearing supports  for  horizontal aerators may be up to 30
 feet apart and  differential settling with eventual loss  of  alignment may
 occur  if  this  is not considered in the structural design of the aerator
 support  foundation.  Generally, bearings  with  some self  alignment capability
 will provide more satisfactory long term  service, but this  feature does  not
 reduce the need for proper structural design and initial alignment.

     Some means must be provided for removal of the aerator; either  a per-
 manently  installed lifting mechanism, a portable lifting mechanism,  or
 access for mobile lifting equipment.

     Many problems were caused by the aerator "slinging" mixed  liquor onto
 adjacent structures and onto aerator bearings, couplings, seals, and drive
 units.   Most aerators have "slingers" at each end, but they only compound
 the problem when the wind is blowing as liquid flying off the "slinger" is
blown by the wind.   Mixed liquor which lands on adjacent walkways causes
 ice formation when it is cold and algal growths cause slippery conditions at
other times.   Bearings and drive units should be adequately shielded from
the inevitable liquid spray.
                                     32

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     Consideration should be given to installation of at least two aerators
in each ditch so that a standby is available when troubles occur.

     An adequate stock of spare parts for aerators and other equipment
should be maintained or readily available to plant personnel so down time
is minimized.  This includes aerator bearings, seals, couplings, and belts.
Additional information is provided in Section 5.

Evaluation of Oxidation Ditch Plant Design Procedures

     The oxidation ditch is an unusual process because of the aeration basin
geometry, but results from operating plants indicate consistently high per-
formance results without any more than average operator attention.  Costs
are equal to or less than competing treatment processes.

     The long narrow aeration channel of the oxidation ditch plant provides
a complete mix activated sludge process.  Even though a plug flow mode
would seem to be applicable, the minimum velocity of 1.0 fps results in a
cycle time of less than 15 minutes in the longest channels used.  Compared
to the typical 8 to 24 hour detention time design, the channel  circuit time
becomes insignificant.  Therefore, the oxidation ditch may be considered a
completely mixed activated sludge process  (CMAS) with respect to organic
load.  It is not completely mixed with respect to dissolved oxygen profile
because this profile can vary significantly around the channel  and verti-
cally within the channel.  The mixed liquor can pass through varying oxygen
rich or deficient  zones as it passes around the channel, however, which is
important when considering nitrogen removal as discussed in Section 4.

     The procedure for design of  an oxidation ditch plant  is basically the
same as used for an extended aeration process with emphasis given to the
hydraulic considerations  imposed  by  the  basin geometry.  The  following is
a rational design  procedure which is consistent with manufacturers design
procedures.  The manufacturers  can provide  assistance  in design for specific
applications.

     Some  low alkalinity  wastewaters may require  pH  adjustment  when sub-
jected to  extended aeration.

      Oxidation  ditch plants are designed for long sludge  retention times
and nitrification will occur if sufficient oxygen is provided.   This
design procedure  assumes that sufficient oxygen will be provided for  com-
plete  nitrification in addition to satisfying the carbonaceous  BOD require-
ments.   Complete  mix activated sludge  plant design procedures have been
 described by McKinney(1),  MonodU)  and Eckenfelder ^'  and presented in a
 unified model by Goodman(4'5).   It is  frivolous and time  consuming to
 compare the nuances of these various models; proper use of any of these
 models results in sufficiently accurate results.   General relationships
 derived from the unified model1 } will serve the purposes of this discus-
 sion,
      Carbonaceous BOD stabilization requires oxygen for conversion of the
                                      33

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 organics to CO ,  water, and bacterial cells.  In addition, oxygen for endo-
 genous respiration of the cells is required, depending on the solids reten-
 tion time (SRT)  which is defined as the ratio by weight of aeration system
 solids to wasted solids (waste sludge plus effluent solids) .   A generalized
 relationship between Ib oxygen/lb BOD versus SRT for a 24 hour detention
 basin is shown in Figure 15 .

      As the SRT approaches 20 days the oxygen requirement becomes asymptotic
 to the value,  1.25 Ib oxygen/lb BOD  applied and the oxygen for nitrifica-
 tion is approximately equal  to 4.5 Ib of oxygen per Ib of ammonia nitrogen
 oxidized.   Therefore, the total oxygen requirement may be calculated as
 follows.

      Ib oxygen =  1.25 x Ib BOD5 + 4.5 x Ib NH3-N

     . For example,  the oxygen  requirements for removal of 200  mg/1 of BOD
 and 30 mg/1  of ammonia nitrogen from a one mgd flow of wastewater are:

      BOD = 200 x  8.33 x 1 =  1667 Ib/day

      NH3-N = 30 x 8.33 x 1 =  250 Ib/day

      Oxygen  Required  = 1667 x 1.25 + 250 x 4.5 = 3209 Ib/day

      The manufacturers typical  design procedure for circulation would pro-
 vide  a 1 million  gallon basin and 48 lineal feet of aerator.   The aerator (s)
 would be driven by a  combined power of 60 horsepower and would operate  at
 approximately  51  horsepower.  This is comparable to conventional  activated
 sludge requirements.

      If the  following design  conditions  were  established:

      Minimum Basin Dissolved  Oxygen  2.0 mg/1

      Elevation                        500 ft

      Alpha a                          0.8

      Beta  6             '              0.95

      cs                               oxygen saturation concentration, mg/1

      T                                20C

     KLa                             mass transfer coeff.

     The calculated oxygen transfer capability of this aerator to pure
water at standard conditions would be:
do                 (T-20}
 -                 U ZU)
                            s
                          -
     T-  = a Ka x 1.024U ZU) (3C -C)
     at       L
                                     34

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      1.5
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                                                                  20*C
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                            Based on calculations using tht unifltd model (*).
                   Figure  15.   Carbonaceous BOD  oxygen requirements
                                            35

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      do      .   .   3209 Ib/day
      -r-  required =        /   *    = 16.05 mg/l/hr
                     24 x

      16.05 = 0.8 K a x 1 (0.95 x 9.1 - 2.0)
                   L

      KTa  = 3.03
       L

      do
      37-  STD  =  K a x C
      dt          L     s


      do
      —  STD  =  3.03 x 9.2   =27.9 mg/l/hr   =  5578  Ib/day


      Manufacturers literature  indicates  a typical average oxygen transfer
 rate  of 5 pounds per hour per  lineal foot of aerator or a total  transfer
 rate  of 5760 Ib  of oxygen per  day.

      This calculation indicates  that for the average design  condition  the
 48  lineal feet of aerator will provide the required oxygen.   If  the oxygen
 supply  is not adequate to satisfy both the carbonaceous BOD   and nitrifi-
 cation  demands under certain operating conditions,  less than complete
 nitrification will take place  during these conditions.

      The  design  basis of 24  hours detention  is not  sacred.   It appears the
 origin  of this detention time  is  from the extended  aeration  activated
 sludge  process and represents  a  convenient convention for municipal appli-
 cations with a typical loading of 12.7 Ib BOD  per  1,000  cu  ft of aeration.

      The  process  needs  for oxidation ditch or extended aeration  plants
 include:

      1.   A  stable  operating process

      2.   Conservative  supply  of oxygen  for process

      3.   Stabilized waste activated  sludge

      The  stable operating process requirement is served by providing a
 sufficiently large  aeration basin that peak flows will not cause extreme
 variations in oxygen demand or unusual shifts in solids inventory between
 the aeration basin and  sedimentation basin.

     For  small plants, variations in organic and hydraulic loading are gen-
erally more extreme.  However,  aeration basin detention time will have only
a modest effect on  the percent increase in oxygen uptake rate caused by
 short duration organic load variations.  A comparison between a  conven-
tionally designed 6 hour detention aeration basin and a 24 hour detention
aeration basin is shown in Figure 16  for an average loading condition  and
a short term peak load condition.  The short term peak load imposed
                                    36

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represents a sudden doubling of flow, and mass BOD. and ammonia.  The follow-
ing illustrates the assumptions and calculations in developing Figure 14.
     For a 1 mgd flow and 24 hour detention
                                Mass
     BOD,
200 mg/1  =
     NH -N  =   30 mg/1
     Hourly uptake rate
 1,667 Ib/day  x

   250 Ib/day  x


16 mg/1
         Oxygen Demand
1.25  =  2,084 Ib/day

4.5   =  1,125 Ib/day
         3,209 Ib/day
     When the load to plant is doubled (Q = 2 mgd, BOD  = 220 mg/1,
NH3-N = 31 mg/1) the immediate oxygen demand will increase due to the in-
cremental increase in load consisting of the conversion of ammonia to
nitrate and synthesis of organics.  The short term load change will have
little immediate effect on the basin active bacterial fraction because this
fraction was based on average loading and can not increase immediately.
Therefore, the oxygen demand will reflect only synthesis of the incremental
BOD.  The immediate increased oxygen demand for the incremental increase
in mass load is calculated as follows:
     Nitrification  =   250 Ib/day more x 4.5
     Synthesis
     «• 1,670 Ib/BOD /day more x 0.5
     Total oxygen demand:  Base       3,209 Ib/day
                           Increment  1,960 Ib/day
                                      5,169 Ib/day

     Assume 4 mg/1 dissolved oxygen at 16 mg/l/hr

                     16
                         =  1,125 Ib/day

                         '•    835 Ib/day

                            1,960^ Ib/day more



                          26 mg/l/hr
          KLA  =
                  a (0Cs-4)

                          16
                  0.8 (0.95 x 9.1-4)

               =  4.3
     At 26 mg/l/hr
          C  =  9.1 8 -
                               (0.8)  (15)
                0.7 mg/1
                                     38

-------
A  -  3.3 mg/1
      10 mg/l/hr

   =  0.33 hr or 19 min

For a 1 mgd flow and 6 hour detention

SRT  =  5 days
Ib 02/lb BOD5  =1.0
                                           Oxygen Demand
BOD   =  200 mg/1  = 1670 Ib/day x 1.0  =  1670 Ib/day

NH -N =   30 mg/1  =  250 Ib/day x 4.5  =  1125 Ib/day

                                           2795 Ib/day

Hourly uptake rate  = 56 mg/l/hr

Incremental doubling of load

                                            Oxygen  Demand
     Nitrification =   250  Ib/day x  4.5  =  1,125 Ib/day

     Synthesis     =  1670  Ib/day x  0.5  =     835 Ib/day

                                            1,960 Ib/day

     Total oxygen demand:   Base 2,795  Ib/day
                                1,960  Ib/day
                                4,755  Ib/day  = 95 mg/l/hr

     Assume 4 mg/1 dissolved  oxygen  at 56 mg/l/hr

          KLA   =     56
                  a  (304)

                          56
                   0.8 (0.95  x 9.1-4)

                =  15

 At 95  mg/l/hr

     C  =  9.1 f     95
                    a KLA
                          (0.8)  (15)

         =  0.3 mg/1


                            39

-------
           A   *   3.7 mg/1
                 39 mg/l/hr

              =   0.095  hr  or 5.7 min

      The  24  hour detention  basin  (at average  flow) would  experience  a 63
percent increase in oxygen  demand,  from 16 mg/l/hr to  26  mg/l/hr.  If the
oxygen concentration in the basin were  4 mg/1,  it would eventually drop  to
0.7 mg/1  at  the  higher uptake  rate  and  have a 3.3 mg/1 buffer,  or at least
18 minutes at the increased uptake  rate for the excess basin  dissolved
oxygen to absorb the added  load.

      The  6 hour  detention basin  (at average flow) experiences a 70 percent
increase  in  oxygen demand,  from 56  mg/l/hr to 95 mg/l/hr.   If the oxygen
concentration in the basin  were 4 mg/1,  it would eventually drop to  0.3
mg/1  and  would have a  3.7 mg/1 buffer which represents 6  minutes to  absorb
the added load at the  increased uptake  rate.

      The  greater detention  period will  result in a slightly more stable
system for short term  variations in organic load.

      Most plant  upsets are  caused by loss of  solids from  the  final clari-
fier  either by poor solids  inventory management or marginal designs.   The
use of longer detention periods provides significant advantages  in main-
taining good  quality effluent  with  variations  in hydraulic  load.  An
example is shown  in Figure  17.  The calculations for Figure 17 are simpli-
fied  by assuming  no sludge wasting,  no  loss of  solids  in  the  effluent
during the transition period,  and a constant  sludge return  rate.  It  is
also  assumed  that the  flow  increase  occurs after a period of  stable opera-
tion  at average  flow.  In reality,  most  such  increases would  be  after  a
period of stable  operation at  substantially less than  average flow.

      Most small plants are operated with a set, or fixed, return sludge
flow  rate.  Typically, small plants  are designed for a maximum return
sludge flow rate  of 100 percent of  the average  daily plant  flow  and oper-
ated  at an average of  30 to 50 percent return sludge flow rate.

      The comparison shown is between an aeration basin having 24 hours
detention versus  an aeration basin having 6 hours detention both with  con-
ventionally designed sedimentation basins.   At  night, when  influent rates
are low,  the  system solids tend to  shift to the aeration basin since the
solids flux to the final sedimentation basin is low and the recycle rate
is constant.   When the daily peak flows occur,  the solids shift to the
final sedimentation basin.  The critical consideration is preventing the
filling of the final sedimentation basin with solids and then spilling
over into the effluent.  The example in Figure  17 depicts the percentage
of the final sedimentation basin which is used  for solids storage.

     The 24 hour detention aeration basin under typical operating condi-
tions will result in only 18 percent of the volume of the final sedimenta-
tion basis occupied by sludge.   A sudden increase in flow (2 times  average)
                                    40

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                    41

-------
will cause a greater concentration of solids in the final sedimentation
basin and a dilution of the solids concentration in the aeration basin.
After about 1 hour under this condition the solids in the aeration basin
will decrease from 16,660 pounds to 16,000 pounds.

     The loss of solids from the aeration basin will, of course, be added
to the final sedimentation basin, increasing the inventory from 740 pounds
to 1400 pounds.  The volume occupied by the solids will approach 34 percent
of the final sedimentation basin volume.  The solids loading rate will
increase from 13 to 24 Ib/day/sq ft.

     In the conventionally designed plant, the same circumstances will
cause the volume occupied by the sludge in the final sedimentation basin
to increase from 36 percent to 63 percent.  The solids loading rate in-
creases from 27 to 43 Ib/day/sq ft.  Therefore, as the extended aeration
plant remains within reasonable operating parameters for high quality
treatment, the conventionally designed plant approached marginally accept-
able conditions.  This is a major reason for the apparent reliability of
oxidation ditch plants especially if the final clarifier is conservatively
designed.  In effect the conventionally designed plant would require oper-
ational procedures to adjust for the change in hydraulic load, such as
varying the sludge recycle rate.

     The shift in solids inventory is actually more pronounced than the
example depicts because the peak daily hydraulic load does not occur after
establishment of equilibrium conditions under the average hydraulic load,
but occurs after the night time minimum hydraulic conditions.  During the
night the solids inventory shifts to the aeration basin.  The greater
solids concentration in the aeration basin at onset of peak hydraulic load
causes a higher final sedimentation basin solids influx than depicted.
The management of solids inventory for the conventionally designed plant is
as important during minimum flows as during maximum flows to compensate
for this effect.

Final Clarification Evaluation

     Many of the final clarifiers observed during the field visit program
were operating within the design range outlined in this section and were
producing a satisfactory effluent.  Those final clarifiers that were not
performing properly were generally deficient in physical design such as
sidewater depth or were operating at excessive overflow rates or solids
loading rates.  It is felt that the application of final clarifier design
parameters outlined in Section 2 will generally provide for satisfactory
operation.

     If possible, two clarifiers should be considered although most plants
visited had only one clarifier.   It is nearly impossible to service a single
final clarifier without discharging partially treated wastewater.   Clari-
fiers should be inspected and serviced at least annually.
                                    42

-------
Solids Production and Treatment

     Any biological plant design must consider the quantity of sludge pro-
duced, the nature and stability of the sludge, and suitable disposal
procedures.  An oxidation ditch plant, operated in the extended aeration
mode, has certain inherent advantages relative to sludge handling and dis-
posal.  Oxidation ditch plants can be operated at a 20 to 30 day SRT
resulting in a sludge having characteristics similar to a well stabilized
aerqbically digested sludge.  A conventional activated sludge plant operated
at a 4 to 10 day SRT will produce a sludge with high residual biodegradable
organic content.  If placed on drying beds or on the land, it will become
odorous and objectionable.  Aerobic digestion of this sludge for 7 to 15
days is normally required to produce a stable product suitable for disposal
on drying beds or the land.  For a properly operated conventional activated
sludge plant plus aerobic digestion the total SRT prior to disposal will be
15 to 20 days.  In effect, the oxidation ditch extended aeration process
provides sludge stabilization equivalent to conventional activated sludge
plus aerobic digestion.

     In most oxidation ditch plants where the extended aeration process is
used  (16 to 24 hours aeration detention) sludge is wasted directly to open
drying beds.  In a few cases sludge is wasted directly to tank trucks
which spread the liquid sludge on the plant grounds or on adjacent land.
During this study, no odor problems were encountered at plants using either
method.  The author visited plants using both methods and detected no
noticeable odors or any other indication of nuisance complaints.  The field
inspections consistently confirmed the lack of odor problems with sludge
from the extended aeration oxidation ditch plants.  Several plants com-
plained of insufficient drying bed capacity.  Because of poor dewaterability
especially during periods of cold or wet weather.  Adequate drying bed
capacity must be considered carefully in design.

     Some design engineers and regulatory authorities may require additional
sludge stabilization for oxidation ditch plants operated in the extended
aeration mode.  Part of the consideration may be the possibility of periodic
poor operation of the process.  Also, future flow increases may force oper-
ation of the plant at shorter SRT's to the point where additional sludge
stabilization is required.

     The quantity of sludge produced is related to the characteristics of
the incoming wastewater solids.  Normally, wastewater solids contain frac-
tions that are inert, volatile and nonbiodegradable, and volatile and bio-
degradable.  The inert  (nonvolatile) and volatile/nonbiodegradable will
accumulate in the system solids inventory in proportion to the SRT.  Normally
20 to 25 percent of the raw waste suspended solids are inert.  The remaining
75 to 80 percent are volatile solids with, typically, 30 to 40 percent
nonbiodegradable.  Therefore, about half of the incoming suspended solids
are not subject to biological action and will accumulate in the mixed liquor
in proportion to the SRT.  The effect is illustrated by assuming the
following conditions:
                                      43

-------
      Raw wastewater BOD   =   200 mg/1

      Raw wastewater suspended solids  =   200 mg/1

      Nonbiodegradable  suspended solids  =100 mg/1  (50% of raw  suspended
                                                     solids)

      Aeration detention  = 24 hours

      The nonbiodegradable suspended solids in the raw sewage are  0.5  Ib/lb
BOD  .

      The remaining  (biodegradable) suspended solids  and soluble organics
are  synthesized into bacterial cells and  loose their original identity.
The  100 mg/1 of biodegradable suspended solids in the assumed waste will
produce approximately  0.7 Ib  of bacterial cells per  pound of BOD  at  low
SRT.  As the SRT increases the biodegradable solids  are reduced until at
very high SRT only about 0.15 Ib of bacterial cells  per Ib of influent
BOD5 remain.  This remaining  portion of the bacterial cells is  nonbiode-
gradable.  The total solids production at low SRT would be 1.2  Ib/lb 8005
(0.5 Ib/lb 8005  nonbiodegradable influent plus 0.7  Ib/lb BOD5  of bacter-
ial  cells) and at high SRT would be 0.65  Ib/lb BODs  (0.5 plus 0.15).  For
various SRT, based on these example conditions and the absence  of primary
sedimentation, the solids production has been calculated^) an(j is shown
in Figure 16.

      The solids production is also shown with primary sedimentation pre-
ceeding aeration using the same general assumptions  plus an assumed 50
percent suspended solids and  30 percent BOD  removal in primary sedimenta-
tion.

      If the effluent suspended solids concentration  averaged 25 mg/1, the
remaining sludge production would normally be removed from the  system by
the  waste activated sludge (WAS).  For example, with an SRT of  20 days,
the  suspended solids production for the raw wastewater condition is 0.68
Ib/lb BOD5.  At a final effluent solids concentration of 25 mg/1 the
effluent solids would represent 0.125 Ib/lb of influent BOD5.   Therefore,
sludge wasting would be based on 0.56 Ib/lb BOD  applied.

     The SRT, aeration detention time and MLSS are related as shown in
Figure 18 for the conditions  assumed.   This relationship would  apply to
a given plant (where aeration detention time would normally be a physical
constant)  and also illustrates the interrelationship of these parameters
for various activated sludge plants.   The SRT is a direct function of MLSS
and aeration detention time.    If aeration detention time is a constant,
the SRT and MLSS are directly related.   This graphical relationship assumes
steady state operation with sludge wasting rate equal to incoming solids.

     Though wastewater solids  are continually being synthesized, it is
possible to store activated sludge in the aeration system by allowing the
mixed liquor suspended solids  to increase.  Solids can then be wasted on
                                    44

-------
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-------
a periodic schedule convenient with other plant operations or with sludge
disposal operations.  It is recommended that sludge be wasted on a regular
schedule, however, to assure that sludge solids do not accumulate and cause
operating difficulties.  Adequate and simple sludge return should be pro-
vided.  Sludge control (telescoping) valves should be large enough so they
do not plug with material passing the plant screening equipment.  The sludge
return rate should be measured, adjustable and of minimal mechanical complexity,
Generally, non-clog centrifugal pumps have proven satisfactory.  The re-
turn pumps can be eliminated if sludge can be returned back to the wet well
of the raw sewage lift pumps.

     Some extended aeration plants do not formally waste sludge at all,
however because of the nonbiodegradable content of the wastewater suspended
solids it is obvious that the mixed liquor suspended solids will continue
to increase.  Eventually, some solids must be released from the plant
either through high effluent suspended solids levels or a major plant
upset.
                                      46

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                                SECTION 3

                      PERFORMANCE AND RELIABILITY
GENERAL

     As a group, the oxidation ditch plants appeared to perform consistently
well in spite of limited operation and maintenance in a number of cases.
All plants appeared to have adequate aeration capacity, adequate velocity
in the ditch, an acceptable mixed liquor and a lack of odor or other nuis-
ance.  In general, the operators were able to obtain good treatment results
in almost all cases.  Sludge handling and disposal was relatively simple
and trouble free, however, in some cases operators reported difficulties
in dewatering the sludges on open drying beds due to lack of proper bed
area or due to slow dewatering of the sludge.  The plants were easy to keep
in service and would operate for long periods of time with little operation
and maintenance.  Many plants operated for periods of time unattended  (even-
ings and weekends) without significant problems.  No particular type of
oxidation ditch plant seemed to stand out as superior or substandard; the
relative performance depended on many more factors such as original design
criteria  (clarifier surface overflow rate for instance) and operational
procedures.  There are some exceptions to these comments and a few oxida-
tion ditch plants have been removed from service because of operational
problems.  These cases are the exception.

     Performance and reliability data for oxidation ditch plants were
developed from actual plant operating records, obtained from published
literature, telephone and letter contact with operating plants, visits to
operating plants, EPA records, special studies, and the contractor's files.
There were very few plants where complete data could be obtained for all
desired parameters.  In addition, reliance had to be placed on the sampling
and analysis methods used by various plant personnel.  It is recognized
that these procedures are not consistent from plant to plant and therefore,
not always directly comparable.  Nevertheless, the results presented herein
represent the data as obtained without modification.  Inordinately high or
low readings were not removed from the data during compilation because
most plants experience these variations at one time or another.  It is
felt that these variations do occur in oxidation ditch plants as in most
other activated sludge plants.  In some cases a very limited number of
data points was available and this is noted in the supporting tables to
follow.
                                     47

-------
PERFORMANCE

     Oxidation ditch plant performance was developed primarily from monthly
average data.  Generally, the data from a plant were not used unless several
data points were available.  Plant daily performance data, when available,
were converted to monthly averages, which were then analyzed for each plant.

     The sources of data and number of monthly average data points used are
indicated in Table 5 along with some pertinent plant parameters.  Where
possible, the performance is calculated for both summer and winter.  Winter
is arbitrarily determined to be the months of November through March.  The
"average" performance was determined by averaging the performance of all of
the individual plants.  The high and low individual plant performance is
shown to establish the range limits of individual plants.

     Performance averages are summarized in Table 6.  Performance data
points as a function of plant size are shown in Figure 19.  Both BODs and
suspended solids removal appear to be relatively independent of plant
capacity.  There is some indication for BODs removal that small and large
plants perform slightly better than mid-sized plants, but there are few
data points for plants over 1 mgd in size.  The small plants are performing
well for BODs removal in comparison to other size plants.

RELIABILITY

     The reliability curves were developed from actual daily plant data.
Averaged data was not used because averaging would remove the data peaks
and minimums.  In general, the same comments relating to quality of data
apply here as with the performance data.  Readings below 5 mg/1 BODs were
considered to be 5 mg/1 because of analytical limitations inherent in the
0 to 5 mg/1 range.  This assumption has a minimal effect on the reliability
curves and would affect only the low end of the curves.  Reliability curves
were plotted for summer, winter, and total year for the average of all
plant data.  In addition, the best and worst plant reliability data is
plotted.   The sources of data used for the reliability curves are shown in
Table 7.  The reliability is shown in Figures 20 through 23.

     There is a slight trend of somewhat improved 8005 and suspended solids
reliability in the summer over winter conditions.  There is also a signi-
ficant variation in reliability between the best and worst plants.  The
reliability of the best plants is outstanding and approaches that of acti-
vated sludge plus effluent filtration as shown in Figure 30.  Even the
worst plants are able to meet a 20-20 standard 50 percent of the time and
a 30-30 standard 70 to 80 percent of the time.

     The COD and total nitrogen reliability is based on a limited avail-
ability of data, primarily from the Dawson, Minnesota plant (23).  The
Dawson plant was operated in a unique mode during the period represented
by these data and, therefore, any use of these data should be preceded by
a study of the referenced report.  Various considerations relating to
nitrification and nitrogen removal are covered in Section 4.
                                     48

-------
TABLE 5. SOURCES OF PERFORMANCE DATA
Number of monthly average data points
used in performance calculations
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49

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                    Figure 19.-   BOD  and TSS removal performance,
                                           52

-------
90
                     SEE TABLE 9 FOR SOURCES OF DATA
    2      5     10      20   30   40  50   60   70    80      90     95    98    99





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        Figure 20.  Oxidation ditch plant  BOD5 reliability.
                                    53

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                                        54

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              Figure 22.   Oxidation ditch plant COD reliability.
                                         55

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    Figure  23.   Oxidation ditch plant total Nitrogen reliability.
                                       56

-------
     Typical dissolved oxygen and mixed liquor data are shown in Table 8.
These data indicate that adequate dissolved oxygen levels are being main-
tained by the aeration equipment, however a number of the plants are
operating below design flows as shown in Table 5.  The low dissolved oxygen
reported for the Dawson plant was intentional because of the special mode
of operation.  The mixed liquor suspended solids data are typical for acti-
vated sludge plants.  At the time of data collection two of the plants
were being operated at abnormally high MLSS, but operation was satisfactory
in both cases.

OXYGEN UPTAKE RATE

     It was nearly  impossible to develop meaningful oxygen uptake rate
information from data available  from the plant visits.  Detailed on site
uptake rates.were measured at Berthoud, Colorado under EPA Contract
68-03-2224T   .  These tests indicate a mixed liquor uptake rate of 12
mg/1/hour or a total of  1,375 Ib/day for the plant at an average flow of
0.69 mgd during the measurement  period.  Average BOD  load to  the plant
during the period of measurement was 816 Ib/day which indicates a total
rate of 1.68  Ib 0 /lb BOD5.  The Berthoud  Study  indicates the  following
estimated distribution of the oxygen demand.

     BOD Requirement  -  56% of  total

     Nitrification  Demand   -  33% of total

     Endogeneous  Respiration   -   11% of  total

      The  rate without nitrification would  be  1.12  lb 02/lb  BOD  or  a sludge
 age of about 16  days  according to  Figure 13.   The  calculated sludge age
 based  on  average  plant data during the measurement period was 21 days.

      Typically,  for normal domestic sewage the oxidation ditch equipment
 manufacturers recommend a design oxygen  input of 2.35 to 2.5 lb 02/lb
 BOD .
      The Lakeside Cage aerator used at Berthoud, operating at 66 rpm with
 9 inches submergence provides approximately 2.06 lb 0 /hr/lineal foot of
 aerator or   2,175 lb 0,/day for the 44 lineal feet of aerator.  This is
 approximately 2.66 lb 0,/lb BOD  and appears to provide a margin of safety
 over the on site measured plant uptake rate of 1.68 lb 02/lb BOD5.

 MIXED LIQUOR CHARACTERISTICS

      The settling characteristics of the mixed liquor in oxidation ditch
 plants is good in most cases.  In some cases, poor settling has been
 observed and it  is felt that it may be due to over aeration or
 filamentous growths.  Data from the Clayton County Water Authority, Georgia
 illustrates two  typical cases; one with average MLSS and the other with
                                      57

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                              58

-------
very high MLSS.  Both report good effluent performance.  These data are
shown in Table 9.  Most plants do not develop detailed mixed liquor perfor-
mance data, however most plants visited during the field visit phase of
this study produced a mixed liquor typical to the N.E. Plant shown in
Table 9.

SOLIDS PRODUCTION

     Few oxidation ditch plants maintain adequate records to calculate the
solids production.  There is no reason that this parameter for oxidation
ditch plants  should be any different from the parameter for other extended
aeration plants.  Typically this parameter should be approximately 0.7
Ib/lb BOD5 removed when the plant is operated at a long SRT.  This relation-
ship is shown in Figure 16.

     The Wymore, Nebraska and  Glenwood, Minnesota oxidation ditch plant
records are adequate  for calculation of this parameter.  Wymore  is a Passa-
vant plant operating  at less than one half of design  flow and at a SRT
of approximately 24 days.   The calculated solids production for  this plant
is 0.67 Ib/lb BOD5.   Glenwood(15)(16) is a Lakeside plant operating at
design  flow.   The calculated solids production  for this plant is 0.6 Ib/lb
BOD5 and  the  approximate SRT is 27 days.  Wymore raw  BOD5 and suspended
solids  are above the  assumed 200 mg/1 and Glenwood raw BOD5 and  suspended
solids  are about 100  mg/1  each. These  calculations relate to the  informa-
tion developed in Figure 16 and the  corresponding  theoretical discussion
of solids production

EFFECT OF OXIDATION DITCH  CONFIGURATIONS  ON  PROCESS PERFORMANCE

      There are two basic oxidation ditch plant configurations presently in
 use in the United States;  the single channel and the  multiple concentric
 channel.   Performance data are available for both configurations.   A com-
 parison of suspended solids and BOD performance data  from a limited number
 of plants of each configuration shows no significant differences.
                                      59

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              TABLE  9.  TYPICAL MIXED LIQUOR SETTLEABILITY
N.E. PLANT, CLAYTON COUNTY WATER AUTHORITY, GEORGIA
Month
Oct 1975
Nov 1975
Dec 1975
Jan 1976
Feb 1976
Mar 1976
Apr 1976
May 1976
June 1976
July 1976
Aug 1976
Sept 1976
Average
R.L. JACKSON
Oct 1975
Nov 1975
Dec 1975
Jan 1976
Feb 1976
Mar 1976
Apr 1976
May 1976
June 1976
July 1976
Aug 1976
Sept 1976
Average
Number
of tests
5
8
6
7
8
9
8
8
9
9
7
7
91
PLANT, CLAYTON
4
4
3
4
4
2
4
3
4
5
3
5
41
MLSS,
mg/1
2540
2940
3667
3945
3800
2576
3722
4512
3933
3756
3964
4172
3294
COUNTY
7375
7210
8010
9215
9238
7650
9587
8907
8312
7442
7987
7658
7658
30 min
settleable
solids,
mg/1
637
66
580
510
368
172
369
392
309
271
273
290
353
WATER AUTHORITY
980
980
980
987
980
985
980
990
987
983
980
972
982
Basin
D.O. ,
mg/1
3.1
2.1
4.3
4.4
3.9
2.7
2.8
2.6
2.9
3.1
3.2
3.1
3.2
, GEORGIA
5.6
6.3
6.7
8.3
5.8
5.0
4.1
4.7
5.6
5.7
5.7
6.0
9
Effluent
quality,
mg/1
SVI
252
211
163
135
99
64
94
89
77
69
69
69
116
133
127
122
107
106
129
102
111
119
140
123
127
121
SS
11
11
15
11
29
67
22
18
22
29
15
19
22
24
13
8
9
12
11
8
8
10
19
17
17
13
6
7
6
8
13
28
13
8
6
6
4
5
9
8
4
5
3
3
3
3
2
2
3
3
4
4
                                     60

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                                SECTION 4

                    NITRIFICATION AND NITROGEN REMOVAL
     There is documented evidence that some degree of biological nitrifica-
tion and nitrogen removal can be accomplished in oxidation ditch plants.
PasveerT  T has claimed 90 percent removal of nitrogen and others report
nitrogen removals up to the 80 percent level reported by Mulbarger^    for
a three-stage system.  Reports from other oxidation ditch plants indicate
varying degrees of nitrification and nitrogen removal as shown in Table 10.

Nitrification

     The oxidation ditch is capable of substantial to complete nitrifica-
tion without design modifications.  This is assuming that it is designed
for extended aeration operation.  Only operational modifications are  re-
quired to assure maintenance of optimum conditions for nitrification.   The
factors which affect nitrification are:

     1.   Aeration detention time

     2.   Specific concentration of ammonia related  to the  MLVSS

     3.   Mean  cell  residence  time

     4.   Temperature

     5.   pH

     6.    D.O.  Level

      7.    BOD concentration

      8.    Toxic materials

      If a high MLVSS level is maintained in the ditch then only the fore-
 going  factors 4, 5,  6,  1, and 8 must be considered in operating for high
 degrees of nitrification.

      As long as pH is in a nominal range  (approximately 7.5 to 9.5) it
 should have little effect.  During cold weather it may be desireable to
 maintain pH near the theoretically optimal level of 8.0 to 9.0 and some
                                     61

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chemical addition may be required to accomplish this depending on ammonia
levels and alkalinity of the wastewater.  The first choice would be to
increase the mixed liquor suspended solids if possible.

     The effect of factors 6 and 7 are not critical as long as adequate
aeration capacity is available to maintain a dissolved oxygen level greater
than 1 mg/1.  Variation of influent BOD concentration of typical municipal
wastewater should have no effect on nitrification in an oxidation ditch
plant provided adequate aeration capacity is available.

     Certain toxic materials will affect nitrification as with any biologi-
cal process.  Toxic materials in normal domestic sewage will normally be
well below the toxic concentration.  An indication of the effect of heavy
metals and organics is shown in the EPA Nitrogen Manual(2   , Section 3.2.9.

     Nitrification rates are significantly inhibited at low temperatures.
With long hydraulic detention times, high mean cell residence times, and
the maintenance of a reasonable MLVSS level  in the oxidation ditch high
nitrification can be achieved even in cold weather.  These  relationships
are shown in the EPA Nitrogen Manual(27) and need not be repeated in this
study.   In addition, the pH can be maintained in the range  of 8.0 to 9.0
during cold weather as a further step in optimizing cold weather nitrifi-
cation although this would normally be  done  only when absolutely necessary.
There is evidence from many oxidation ditch  plants as shown in Table 10
that high levels of nitrification can be obtained year around.  The Wymore,
Nebraska oxidation ditch plant averaged 91 percent reduction in ammonia
nitrogen during the year 1975-1976.  This average was 96.7  percent for the
months of March through December and dropped to 56 and 73 percent for the
months of January and February respectively.  Nitrification in the oxida-
tion ditch plant is a biological process and is subject to  upset  from time
to time. Care and attention  in operating the plant should  minimize the
periods  of  upset.  Significant populations of nitrifying organisms develop
slowly,  therefore, more time  is required to  establish  or reestablish a
population  of  these organisms compared  to typical activated sludge organ-
isms.   These establishment  times would  be greater when liquid temperatures
are cold.   This  is  shown  in Figure  3-7  of the EPA Nitrification Manual(   '.

Nitrogen Removal

      A limited amount of  work has  been  done  with  single  stage biological
 nitrification-denitrification in  oxidation  ditch  plants.   Nitrification
has already been discussed  and  has been demonstrated  to  occur  in  standard
 extended aeration oxidation ditch plants  and is a function of operational
parameters  more  than design modifications to standard plants.   It is
 expected that substantial nitrification occurs  in most oxidation ditch
 plants.

      The oxygen profile around a single channel continuous oxidation ditch
 can vary considerably depending on the aerator locations,  ditch length,
 point of introduction of raw sewage and return sludge, and the submergence,
 size, and speed of the aerators (oxygen transfer rate).   The vertical
                                      63

-------
 oxygen profile within an oxidation ditch can also vary considerably especi-
 ally in deep ditches.  Theoretically, it is possible to control the dis-
 solved oxygen level at any point in the ditch to a set point by varying
 the oxygen transfer rate of the aeration equipment (speed, submergence, or
 number in operation).  In practice, this is not easy to accomplish either
 manually or automatically.  The necessary monitoring equipment requires
 continual maintenance and the velocity imparted to the ditch contents may
 be inadequate at low aerator submergence or speed.  Solutions to these
 problems are discussed in this section.

      Because it is possible to create and maintain oxygen rich and oxygen
 deficient (aerobic and anoxic) zones around the ditch,  it is then possible
 to create conditions for biological nitrification and denitrification within
 the same ditch.   The nitrification takes place in the aerobic zones and the
 denitrification in the anoxic zones.   The velocity in the ditch should be
 approximately 1.0 foot per second.   In a typical ditch which may have a
 total channel length of 325 feet,  the contents make a circuit about every
 4  to 6 minutes.   Thus,  the mixed liquor  and the biological contents are
 subjected to rapid alternation between aerobic and anoxic conditions.   This
 rapid alternation enables the entire  spectrum of organisms to survive *   .
 It is further believed,  in this case,  that the nitrate  concentration in the
 ditch remains low because the alternating aerobic-anoxic  cycles quickly
 denitrify the nitrates  produced during nitrification  in the aerobic zone(18).
 The denitrification process was probably not rate limited.   If the denitri-
 fication process  is rate  limited (by  lack of an adequate  carbon source,  for
 instance)  the nitrates  will be high as shown at Dawson, Minnesota<23).

      A hydrogen donor is  required  in  the anoxic zone  and  can be provided in
 part by distribution of the raw sewage into the  channel near the start of
 the  anoxic zone.   The return sludge would also  be introduced at this  point.

      This  is  bas^c,aj.ly  the  operation used at the  Dawson, Minnesota oxida-
 tion  ditch plant     .  This type operation  produced sustained total nitro-
 gen  removals  above  80 percent  with  controlled operation and average removals
 of  51 percent  through the 10  to  12  month demonstration period.

     Drews, et al           reported on nitrogen removal work performed  in
 South Africa  at a  four-channel Huisman type  oxidation ditch plant.  The
 channels were operated essentially  in  series  with four different aeration
 configurations as shown schematically  in Figure 24.

     Mode 1 was conventional configuration with a positive  oxygen  level
maintained in all parts of  all channels.   Sludge return rate for this mode
was 50 percent of the raw flow.

     Mode 2 was arranged for denitrification-nitrification-denitrification-
nitrification.  The first channel would denitrify any nitrates returned
with the return sludge.   The single aeration disc in the denitrifying
channels  (1 and 3) is to keep the mixed liquor moving to prevent settling.

     Mode 3 was the reverse of Mode 2 and produced extremely poor results.
                                     64

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                      Oxidation ditch plant channel number
                      with number of aeration discs in
                      channel shown (typical for all modes)
                                                                        FINAL
                                                                     CLARIFIER
       RAW
SEWAGE4
                                                                              FINAL
                        R.S.
                                                                      \V1^/EFFL

                                                                                 WASTE
                                       MODES 1 and 4
                             Conventional multiple channel operation
                       De-N
                                                De-N
                                          MODE 2
                          Anoxic—aerobic—anoxic-aerobic channel operation
                                     De-N
                                                             De-N
                                          MODE 3

                          Aerobic—anoxlc—aeroblc-anoxic channel operation
                                                                                 SLUDGE
                                                                        FINAL
                                                                      CLARIFIER
AW
»•
IWAGE '
I


R.S.


^1^31
	







	


Xi>
	 1 ^-
                                                                               EFFLUENT
                                                                                 WASTE
                                                                                 SLUDGE
                                                                         FINAL
                                                                      CLARIFIER

kW
WAGE*1



k



	
R.S.













.
	










	 *J
\

                                                                                FINAL
                                                                                EFFLUENT

                                                                                _ WASTE
                                                                                  SLUDGE
Figure  24.   Concentric Channel Nitrogen  Removal  Flow Diagram  (Drews)
                                                                                      (17)  (13)
                                               65

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 Sludge was continuously rising in the final clarifier producing high sus-
 pended solids in the effluent.  This was probably due to denitrification in
 the final clarifier.  This mode was dropped from further consideration and
 no performance data were provided in the paper.

      Mode 4 was the same as Mode 1 except the aeration was limited so that
 each channel experienced both aerobic and anoxic zones.  Each of these
 zones comprised approximately half of each channel.

      Averaged results for Modes 1, 2 and 4 are shown in Table 11.

      Ammonia and total nitrogen removal were 82 to 100 and 69 to 79 percent
 respectively in all three modes of operation as shown in Table 11.   Only
 the data shown in Table 11 were published in the referenced article.   The
 total nitrogen removal experienced in Mode 1 would not normally be expected
 if a positive dissolved oxygen level were maintained in each of the channels
 during the test.   In fact,  positive oxygen levels could not be maintained
 in the channels and at times the Mode 1 operation reverted to Mode 4.   This
 probably explains the total nitrogen removal observed for Mode 1 operation.

      Generally,  a turbid effluent was produced in Mode 2 operation and a
 floating scum layer was  always present  in the final clarifier.   The report
 did not  indicate  the magnitude of the effluent suspended solids.

     Mode 4 produced a clear effluent, but incomplete nitrification.   The
 efficiency of the process varied considerably over  a day as might be ex-
 pected when attempting to maintain aerobic and anoxic zones in  each channel.

     Results  of the study indicate:

     1.    Single stage nitrogen  removal  of 70-90 percent could  be achieved
           without the  aid of methanol or other  carbon sources.

     2.    When maximum nitrogen  removal  was obtained,  a  clear effluent  low
           in  COD was produced.

     3.    Energy costs for the aerators  were reduced  because of close con-
           trol of aeration.

     4.    Skilled attention is required.

     5.    The oxidation ditch plant is a suitable configuration for this
           type operation.

     6.   The study reported that "in order to produce a good quality
          effluent at winter temperatures a somewhat  lower sludge concen-
          tration will have to be maintained than at  summer temperatures".
          The validity of this conclusion can not be confirmed.

     Another operational variation for nitrogen removal was used success-
fully at Dawson,  Minnesota(Z3>  for a short time and has been used in
actual operation at the Baldwin, Georgia oxidation ditch plant.  The


                                    66

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TABLE 11.  MULTI CHANNEL OXIDATION  DITCH  NITROGEN REMOVAL




           RESULTS  (Drews)(1?)(18)
Parameter
o
Wastewater Temp, C Ave.
Return Sludge Rate
Detention Time, Hours
Number of Discs
MLSS, Channel 4, mg/1 Ave.
Ammonia -N Removal, % Ave.
COD Removal, % Ave.
Total N Removal , % Ave .
Mode 1
18.4
1.5:1
13.9
11
3,853
95.0
95.5
69.0
Mode 2
16
2:1
18.5
10
4,828
100.0
94.5
79.3
Mode 4
18
1.5:1 to 2:1
13.9 to 24.0
5 to 11
3,998
82.0
95.3
79.0
                              67

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 aerator(s) are operated on an adjustable on-off cycle; such as 1 hour on
 and 1 hour off.  In practice, the cycle could be fully adjustable and con-
 trolled by an automatic timer.  The Baldwin, Georgia oxidation ditch plant
 is presently using this mode and is attaining very satisfactory operation
 with substantially decreased electrical energy, however, they do not mon-
 itor any nitrogen parameters.  This mode of operation would be applicable
 especially to underloaded plants.  The solids settled during the off time,
 but were resuspended when operation resumed.  It was a very easy way to
 adjust the oxygen input to the ditch and it could also, perhaps, provide
 alternating aerobic and anoxic cycling.  Several other oxidation ditch
 plants were considering this mode of operation, but only because they had
 excessive oxygen levels in the ditch and final clarifier and felt they
 could substantially reduce their electrical energy usage.

      In summary,  there are documented results from both single channel and
 multiple  concentric channel oxidation ditch plants and other extended
 aeration  plants relating to nitrification and nitrogen removal.   The follow-
 ing design and operation parameters properly applied are capable of pro-
 viding essentially complete nitrification in an oxidation ditch plant at
 least down to mixed liquor temperatures of 1°C or,  essentially,  freezing.

 DESIGN PARAMETERS FOR NITRIFICATION

 Channel Physical  Dimensions and  Features

      The  physical length,  width,  and depth dimensions do not have  any signi-
 ficant effect on  nitrification as long as  proper detention time  is provided.
 There  is  no evidence  to suggest  that the single channel or the multiple
 concentric channel  configurations possess  any unique  characteristics in
 this  regard.

     For  a single channel  plant  the  raw sewage  and  return sludge should  be
 introduced into the ditch  immediately  upstream  of an  aerator.  The mixed
 liquor  should be  withdrawn far enough  upstream  of the point  of introduction
 of  raw sewage to  prevent any possibility of  short-circuiting raw sewage
 directly  to  the final  clarifier.

     In a  multiple concentric  channel plant  the  raw sewage and return sludge
 would be  introduced into the first channel and  the  mixed  liquor withdrawn
 from the  last channel.

 Aeration Equipment

     The aerator  type, sizing, or spacing is not critical to nitrification
 as  long as adequate oxygen is provided to the mixed liquor.  A positive
 oxygen level  should be maintained in all parts of the ditch under all
 treatment  conditions.  When mixed liquor temperatures are increasing,
 there will be additional oxygen demand because of increased volatilization
of solids due to higher temperatures.  This extra demand should be met to
assure good nitrification.  At Dawson, Minnesota a completely nitrified
effluent was maintained with as little as 0.5 mg/1 dissolved oxygen
                                     68

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                                      (23)
immediately downstream of the aerato'r    .  It is suggested that the goal
be a positive oxygen level in all parts of the ditch and this will be
achieved for normal municipal sewage if the rotors are designed for proper
channel velocity.

Auxiliary Velocity Devices

     The need for auxiliary devices to increase velocity in the oxidation
ditch should not arise for cases involving nitrification.  The aerators
will impart proper velocity unless they are undersized or the ditch is
improperly designed for the aeration equipment used.

Sludge Storage, Return, and Wasting

     Oxidation ditch plants designed for nitrification should be designed
to operate within a range of MLSS of at least 4,000 to 6,000 mg/1.  Posi-
tive sludge removal should be provided from the final clarifier along with
a means for returning this sludge at a known and controllable rate to the
ditch.  A sludge return capacity of at least 100 percent of the average
flow should be provided.  Proper sludge wasting is necessary including
provisions for measuring the volume of sludge wasted.

     It is recommended that sludge be removed from the final clarifier
continuously and at a rate adequate to maintain a positive oxygen l^vel in
the return sludge.  Otherwise, denitrification may take place in the
clarifier which could lead to substantial carryover of solids to the
effluent.

     The need for auxiliary in-plant sludge storage capacity depends on a
number of factors many of which are local in nature.  Adequate sludge
handling facilities are required so that sludge can be wasted from the
plant as dictated by biological system operation rather than by sludge pro-
cessing and disposal considerations.  It is possible to store solids in
the aeration system by allowing the mixed liquor suspended solids to
increase, but jthis practice can lead to operational problems.

Flow Modulation

     There is nothing to indicate that flow modulation or equalization is
necessary to satisfactory nitrification provided the final clarifier is
properly designed for expected flow variations.  In cases of anticipated
excessive diurnal flow variations it may be desireable to provide flow
equalization storage or a method to stabilize the flow to the final clari-
fier such as the method used at Dawson, Minnesota'^3).

Aeration Detention

     If a high degree of nitrification is required all year in a relatively
cold climate, the oxidation ditch plant should be designed for a detention
time of 24 hours at average flow assuming a normal domestic sewage.  In
warmer climates where the mixed liquor temperature is expected to remain
                                    69

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 above  about  15°C,  a  detention  time  of  13  hours  was  shown to be  adequate by
 Drews,  et  al <17'  <18'.

 Final  Clarifier  Sizing and  Design

     The final clarifier(s)  should  be  designed  for  activated sludge  appli-
 cations with means for continuous and  relatively  uniform removal  of  sludge.
 The  final  clarifier  overflow rate should  be  in  the  range of 400 to 500
 gpd/sq ft  at average plant  flow  and 1,000 to 1,200  gpd  sq ft at peak flows.
 Design for clarifier solids loadings should  be  30 Ib/day/sq ft.   Side wall
 depths  should be at  least 12 feet and  preferably  12 to  14 feet.   Deep scum
 baffles and  double skimmer  arms  will be helpful to  retain any rising solids
 resulting  from denitrification in the  final  clarifier.   It is desireable
 to make piping provisions so skimmings can be returned  to the aeration
 channel.

 Instrumentation

     Special instrumentation should not be necessary for proper nitrifica-
 tion control.  Therefore, only conventional  instrumentation typical  to  an
 oxidation  ditch  plant  as follows is required.

           Raw sewage or effluent flow  measurement,  recording &  totalizing

           Return sludge flow measurement

           Waste  sludge measurement

           Chlorine feed pacing to flow

           Normal laboratory  instruments and  equipment including a portable
           D.O. instrument

     This  instrumentation represents the minimum  necessary  for proper
operation  and recordkeeping.

OPERATIONAL  PARAMETERS FOR NITRIFICATION

Oxygen Profile

     No special  oxygen profile is necessary  in the  ditch except it is
desireable to have a positive oxygen level throughout the ditch except
when denitrification is required.

MLSS and MLVSS

     The Dawson,  Minnesota plant was able to achieve essentially complete
nitrification over the MLSS range of 2,600 to 10,000 mg/1*  3'. Typical
MLSS reported by Drews, et al^1^ was  3,600 to 5,500 mg/1 with essentially
complete nitrification reported.   Theory would indicate for a 200 mg/1
BOD5 sewage and  24 hour detention time, a MLSS of approximately 3,000 mg/1
would be adequate for at least 95% nitrification down to a mixed liquor


                                    70

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temperature of 5°C.  The corresponding MLVSS will vary with plant conditions,
but at Dawson, Minnesota it varied from 51 to 78 percent by weight of the
MLSS.  Volatile solids less than 60 percent were normally obtained when the
MLSS concentration was greater than 6,000 mg/1 and the liquid temperature
above 20°c'23)i  The most satisfactory MLSS for any given plant and season
will have to be determined by actual operation, but a target of at least
3,000 to 5,000 mg/1 is reasonable and should be achieveable consistently.
Carbon-Nitrogen Ratio
               f 26 )
     Literature     i
cant factor for plants operated at a 10 day or longer SRT.
                f 26 )
     Literature     indicates that carbon-nitrogen ratio is not a signifi-
     The nitrification process destroys alkalinity and this may have a
depressing effect on system pH if the wastewater alkalinity is not high
enough to provide the residual needed for nitrification.

     The rate of nitrification is pH sensitive and this characteristic is
well documented.  Maximum rate of nitrification occurs at a pH of about
8.5, but high rates can be expected within the pH range of 7.5 to 9.5 at a
temperature of 20°C.  Normally, even in a cold climate, pH control is not
necessary if the MLSS is maintained at reasonably high concentration thus
providing a high MLVSS.

Sludge Settleability

     If a positive oxygen level is maintained in the aeration ditch and
sludge is removed from the final clarifier at a proper rate,  there should
be little reason to expect any effect on sludge settleability as a result
of the nitrification process.  Over- aeration can lead to sludge settling
problems because of air bubble release in the final clarifier, but this is
not particularly related to nitrification.   If oxygen levels are allowed to
decrease to zero or if sludge is not properly removed from the final clari-
fier, denitrification can occur in the final clarifier.   The resulting re-
lease of nitrogen gas will cause sludge to float.

Sludge Recycle Ratio

     This is a variable which is difficult to generalize.  The sludge re-
turn should be continuous and flow measurement and control are desire-
able.  Flow proportional sludge return is uncommon at small plants.
Normally, sludge return flow rates are maintained at about 30 to 100 percent
of the average daily flow.  Very high return rates up to 200% were used by
Drews, et al.(18) in South Africa but this is not common practice in the
United States.  The sludge return rate should be adequate to maintain good
clarifier performance.
                                     71

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 Sludge Wasting Rate

      Sludge wasting should be carried out to maintain the desired MLSS in-
 ventory in the biological system.   When the plant is operating under
 relatively stable conditions, regular sludge wasting should be carried out
 to maintain the stability.   The mixed liquor should be checked at least
 daily and sludge can be wasted daily or every few days.   During some per-
 iods  at Dawson, Minnesota,  sludge  did not have to be wasted for a week or
 more  particularly in winter<23)  It is better to waste nominal amounts of
 sludge on a regular schedule than  to make large periodic adjustments.  Typi-
 cal sludge production is discussed in a previous section.

 Solids Retention Time

      Solids retention time  is very important to nitrification,  however,  if
 the aeration detention is 24 hours and the raw sewage is typical domestic
 (200  BODs), operation at a  solids  retention time of 16 days can be achieved
 at a  MLVSS of 1,922 mg/1 and 24  days at 2,880.   These are  extremely conser-
 vative,  should provide excellent nitrification even in very cold climates,
 and should be relatively easy to achieve.

 Temperature

      The rate of nitrification is  very much a function of  liquid temprea-
 ture.   In cold climates anythingvthat can be done to conserve  the liquid
 heat  will be  beneficial.  Excessive  aeration will tend to  dissipate liquid
 heat  and therefore  should be  avoided.   As an example,  the  rate  of nitri-
 fication at 5°C is  about 20 percent  of the rate at 20°C.   However,  as long
 as  the MLSS is maintained in  the recommended range,  very complete nitrifi-
 cation can be obtained even at liquid temperatures approaching  freezing.

 Hydraulics

      No  special  hydraulic considerations  are  required  over and  above  those
 dictated by proper  design of  an  oxidation  ditch plant  and  sizing of the
 final clarifier.  Placement and  design  of  the aerator  structure  should
 consider the  water  spray produced by  the  aerator.  Baffles  or other protective
 devices  should be provided so  this spray does not  fall on  bearings  and gear
 reducers.   Walkways  and  other  accesses  should be placed  so  the  spray  will
 not wet  these  areas.

 DESIGN PARAMETERS FOR NITROGEN REMOVAL

Channel  Physical Dimensions and  Features

     The  channel width, depth, and length  are functions of  the type of
aerator  to be used, its  length and total detention time.  The Dawson,
Minnesota report<23) recommends a channel  length of 600 feet (for a single
channel plant) in order to increase the time during which anoxic conditions
are maintained.  With this channel length the total time for one  "revolu-
tion"  of the mixed liquor would be 10 minutes and approximately  5 minutes
                                      72

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could be provided for the anoxic zone based on a channel velocity of 1 foot
per second.

     The multiple concentric channel type plant should also be considered.
This configuration might offer some advantages in denitrification because,
conceiveably, it should be easier to establish and maintain the aerobic
and anoxic zones using separate channels with separate aeration.

     For a single channel plant the raw sewage and return sludge should be
introduced in the vicinity of the transition between the aerobic and anoxic
zones to act as a carbon source.  The best location for removal of mixed
liquor is open to question.  One consideration would be at the end of the
anoxic zone just prior to the aerator.  The disadvantage of this arrange-
ment is that denitrification will occur in the final clarifier causing
rising sludge and solids carryover in the effluent.  This was confirmed by
Drews, et al^ ' and is comparable to Mode 3 shown in Figure 24.  Drawoff
of the mixed liquor downstream of the next aerator and prior to reaching
the anoxic zone might provide better results.  This would be comparable
to Modes 2 or 4 in Figure 24.  Mode 4 produced a clear effluent and a total
nitrogen reduction of 79 percent.  Flexibility should be provided in the
physical and process plant design so that field changes can be made in the
operation of the plant.

     The layout of the multiple concentric channel type plant would be the
same as for the nitrification case; only the configuration of the aeration
discs would change.

Aeration Equipment

     The oxygen transfer characteristics and operating power requirements of
competing aeration devices should be varified (by actual testing if neces-
sary) in order to select the most satisfactory equipment.

     It is important to avoid oversizing the aerator and some means must
be provided to allow adjustment of oxygen transfer rate over a fairly
wide range.  This can be accomplished by adjusting speed, submergence, num-
ber in operation, and perhaps using an on-off operating cycle.

     The disc type aerator used in the multiple concentric channel type
plants would seem to have additional advantages for this application be-
cause the number of discs in any channel can be changed at will by adding
or deleting discs on the shaft.

     Spacing of aerators aroung the channel in single channel plants should
provide clearly defined aerobic and anoxic zones.  Specific criteria can not
be provided to define this spacing.  Approximate spacing can be calculated
based on expected oxygen uptake rate of the specific wastewater arid then,
the actual capacity of each aerator can be field adjusted as previously dis-
cussed.  Use of floating aerators may be beneficial because they can be
moved in the field as required.
                                     73

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Auxiliary Velocity Devices

     Conceiveably, in nitrogen removal applications, the aeration require-
ments may be less than the mixing or velocity requirements.  In this case,
the velocity in the ditch would be inadequate and solids would settle.
Auxiliary flow devices were installed in the ditch at Glenwood, Minnesota
(15) (16) because the aerators could not impart adequate velocity to the
ditch contents at the low aeration levels required.  The auxiliary flow
devices were submerged propeller-like devices driven by electric motors and
mounted on floating platforms.  They are designed to provide velocity to
the mixed liquor without adding any oxygen; hence, the reason for complete
submergence of the propellers.  Similar devices may be required in other
plants practicing nitrogen removal where the oxygen requirements are rela-
tively low.  Plants using brush or cage aerators may experience problems
with sludge settling within the channel where aerator submergence is re-
duced to produce lower dissolved oxygen levels within the channel.  In this
case, auxiliary flow devices may be required.

Sludge Storage, Return, and Wasting

     These considerations should be the same as for nitrification.

Flow Modulation

     One of the major problems in nitrogen removal is providing the con-
trolled aeration required to create the proper aerobic and anoxic zones in
the channel.  This should be accomplished in the simplest possible manner
consistent with the plant design.  Diurnal variations in either flow or
loading, tend to upset the stability of the aerobic and anoxic zones.
Stabilization of the plant influent conditions, with processes such as flow
equalization, will ease the control problem.  On the other hand, perfect
oxygen control as described under Instrumentation could easily accommodate
a wide range of load variations satisfactorily.

Aeration Detention

     Considerations related to aeration detention time are essentially the
same as described for nitrification.

Final Clarifier Sizing and Design

     These considerations are essentially the same as described for nitri-
fication.

Ins trumentation

     Along with the basic plant instrumentation, additional requirements
are needed in nitrogen removal to create and maintain aerobic and anoxic
zones in a portion of the ditch.  Theoretically, a dissolved oxygen probe
could be immersed at the desired start of the anoxic zone and this probe
                                    74

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used to control a variable aeration parameter(s) such as speed and/or
submergence.  This is not a simple task because of the need for almost
constant maintenance of the probe, the lag in the system, and the range of
aeration control needed.  Considering normal diurnal flow changes plus
normal BOD5 load variations, both speed and submergence of the rotor would
have to be varied to obtain a 4:1 range in oxygen transfer rate.  It is
questionable whether a satisfactory automatic control scheme meeting these
requirements is available.  Perhaps this control can be approximated manu-
ally with careful operator attention.  It is not known how much the anoxic
zone size can vary and still achieve good nitrogen removal.  The experience
at Dawson, Minnesota demonstrates that the required control can be accom-
plished manually under carefully controlled conditions    .  A high degree
of operator attention may be required to achieve consistently high removal
of nitrogen at typical oxidation ditch plants.  Additional full scale
plant experience is needed regarding the application of automatic controls.

OPERATIONAL PARAMETERS FOR NITROGEN REMOVAL

Oxygen Profile

     Theory indicates that for nitrogen removal a zone of the ditch must
be maintained under anoxic conditions.  In addition, a source of carbon
should be added to this zone, which can be raw sewage or methanol.  The
optimum arrangements have not been demonstrated, but it is recommended
that as a first trial approximately 50 percent of the ditch be maintained
under anoxic conditions.  Again, flexibility is needed in the aeration
system for nitrogen removal applications.

MLSS and MLVSS
     These considerations should be about the same as for conventional oxi-
dation ditch plants and as outlined for nitrification.  Some observation
and experimentation will be required at each plant to develop operational
guidelines for optimum nitrogen removal.

Carbon-Nitrogen Ratio

     The biodegradable COD:N requirement for denitrification may be deter-
mined based on research conducted using methanol as an organic source.
The methanol requirement essentially is that amount which will permit
depletion of the oxygen in the dissolved nitrate and nitrite forms.  The
equation representing the methanol requirement is:

     Cm  = 2.47N  + 1.53N, + 0.87D
                o        1        o

     Where Cm  = required methanol concentration mg/1.

           N   =  initial NO -N concentration mg/1.

           N   =  initial NOp-N concentration mg/1.
                                    75

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           D   =  initial DO, mg/1.
            o

     Methanol  (CH3OH) has a COD of 1.41 Ib/lb methanol.  Therefore, for a
strictly nitrate nitrogen conversion a biodegradable COD to nitrate nitro-
gen ratio of 3.5 will be required for complete conversion.
     The denitrification process increases the alkalinity concentration, but
normally will not totally offset the alkalinity lost by nitrification.  The
rest of the considerations are essentially the same as for nitrification.

Sludge Settleability

     The comments for nitrification apply although some data suggest denit-
rified effluent does not settle as well as nitrified.  In addition, if
denitrification takes place in the final clarifier, gas will be released
and sludge will tend to float and be carried over the effluent weir.  There-
fore, it is desireable to carry a positive oxygen level in the final clari-
fier and to remove sludge promptly from the final clarifier.

Sludge Recycle Ratio

     The considerations are the same as for nitrification.

Sludge Wasting Rate

     The considerations are the same as for nitrification.

Solids Retention Time

     The considerations are the same as for nitrification except there is
some indication that denitrification is rate limiting at cold temperatures.
Under these conditions a higher SRT may be necessary for denitrification
than for nitrification.

Temperature

     The considerations are the same as for nitrification except for
possible higher SRT during cold weather operation as discussed in the pre-
vious paragraph.

Hydraulics

     If the plant hydraulic flow can be stabilized to some degree  (for
instance, with flow equalization) it will be easier to maintain the aerobic
and anoxic zones necessary for nitrogen removal.
SUMMARY
     Design of the plant for long aeration detention time and operation at
                                    76

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relatively high MLSS of 4,000 to 6,000 mg/1 should provide the long SRT
necessary for year around nitrification and nitrogen removal.  For winter
operation the mixed liquor should be kept at the highest possible concentra-
tion and pH should be kept in the range of 7.5 to 9.0.

     For nitrification only, adequate aeration should be provided to main-
tain a positive oxygen level in all parts of the ditch.

     For nitrification plus nitrogen removal the aeration must be controlled
so that at least one anoxic zone is maintained in the ditch.  This will
require a high degree of operator attention.  It is questionable whether
an automatic control system could satisfactorily control the formation of
the required anoxic zone with any degree of reliability.

     The multiple concentric channel type plant with aeration discs prob-
ably possesses some advantages for nitrogen removal applications, but this
has not be demonstrated.

     A properly designed oxidation ditch plant is capable of attaining
essentially complete nitrification except when the mixed liquor temperature
is near freezing.

     Nitrogen removal of 70 to 80 percent can be achieved in oxidation
ditch plants operating at temperatures above 15°C with proper design and
operator control.  At lower temperatures, 40 to 70 percent nitrogen removal
is possible.  This has been demonstrated at several oxidation ditch plants,
which were properly designed and operated.
                                    77

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                                SECTION 5

                                OPERATION
OXIDATION DITCH PLANT PROBLEMS

     As shown in Tables 5, 7, and 8, over 30 oxidation ditch plants were
visited, contacted by letter or telephone, or reviewed in literature
articles during this study.  In each case particular attention was directed
toward identifying various operational, maintenance, and process features
and problems.  It is felt that the comments in this section represent an
excellent cross section of actual plant experience as related by respon-
sible plant personnel.

Process and Process Operation

     The most serious process operation difficulties resulted from equipment
related problems.

          Observations based on this study indicate that, as a group,
     oxidation ditch plants can be operated by average personnel to
     produce above average performance results.

     Many of the plants visited were manned only during a single shift and,
in many cases, for only a portion of a single shift.  A number of plants
received little or no attention during weekends.   Assuming no mechanical
malfunctions, the plants perform well for long periods (days to weeks at
a time)  with little or no operator attention.  Most plants practiced regular
or periodic sludge wasting.  In some cases sludge wasting was not prac-
ticed, but this caused eventual or regular carryover of excess solids in
the effluent.

     Almost without exception,  operators and administrative personnel were
well satisfied with the plants.   In most cases the plants were meeting
state discharge requirements.
                              (22)
     A study by EPA Region VII      of winter performance of secondary waste-
water treatment facilities concluded " — in general, the facilities were
not meeting the secondary treatment effluent definition on the average
except for the oxidation ditch  subset".

     All plants visited exhibited good mixed liquor characteristics (by
visual observations).   Some plants reported more  than desired carryover of
solids in the effluent and it is believed that the cause was either
                                     78

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excessive oxygenation or poor management of sludge return or wasting.

     Many plants could reduce the level of oxygenation in the aeration basin
without detrimental effect and reduce energy cost.  There were no signs of
lack of oxygen.  One plant was cycling the aerator one hour on and one hour
off and reported excellent results for over a year.  Several other plants
were considering this scheme to lower operating costs and reduce oxygen
levels.

     Where screening or comminution is not regularly and properly carried
out, rags and debris tend to cause problems in the plant especially in the
return sludge system.

     One deep type  (10 feet) single channel plant reported poor mixing in
the ditch.

     A number of plants lacked sufficient drying bed capacity which may
have led to erratic sludge wasting practices.  This problem was also re-
ported by EPA Region VIII personnel.

     A number of plants lacked proper laboratory facilities and equipment.
Some even lacked a building.  These facilities are necessary for proper
operation and maintenance of a wastewater treatment plant.

Equipment Problems

     As with any plant containing mechanical equipment, oxidation ditch
plant equipment was subject to problems, malfunctions, and failures.  The
level of preventative maintenance is important; however, this study did
not attempt to relate these problems to the level of preventative mainten-
ance.

     As a general observation, oxidation ditch plants are capable of long
periods of operation without mechanical problems and appear to operate
with a very high mean time between equipment failures.  There are some
things that can be  done to  increase reliability of these plants as dis-
cussed later.

     The  following  is a general  summary of mechanical problems as related
by plant personnel.

     1.   Some plant personnel reported that drives trip out on momentary
          electrical failures and do not restart  upon restoration of power.
          This causes problems with unattended operation and consideration
          should be given to maintained-contact type electrical control
          for  drives such as  lift pumps, aerators, sludge return pumps,
          and  other items in cases where plants operate unattended.  Time
          delays can be provided so all drives do not start  at the  same
          time.
                                     79

-------
 2.   Some troubles were reported with return sludge pumping.   In gen-
      eral, centrifugal, non-clog pumps seemed to give good service
      especially when a separate potable grade seal water source was
      used.  Air lift pumps were not common as would be expected at
      plants with mechanical aeration.  Where possible, it worked well
      to return the sludge by gravity to the raw lift station and
      pump it to the ditch with the raw sewage.  This increased the
      size of the lift pumps, but eliminated one set of pumping.

 3.   Comminutors were a continuing maintenance problem.  They  required
      regular cleaning and care.  Some operators had so many problems
      they stopped using the comminutor and allowed unscreened  sewage
      to flow into the ditch.  Almost without exception this caused
      problems in the return sludge system by clogging the sludge return
      rate adjustment valve  (generally a telescoping valve) or  pumps.
      This altered the sludge return rate and caused process problems
      if not detected early.  Oscillating type comminutors appear to
      give best service, but still require regular maintenance.

 4.   Problems have been experienced with continuous dissolved  oxygen
      controls because probes require almost continuous cleaning.

 5.   A hole is drilled in the scum box at some plants to keep  the box
      and scum pipe flushed continuously and to provide some dilution
      water into the scum pit.

 6.   At one plant a non-reinforced concrete block intermediate wall
      in a multiple concentric channel plant collapsed and had  to be
      replaced.  Such walls should be reinforced.

 7.   One plant operator suggested that sludge return pumps should be
      variable speed, however, there are less expensive methods to
      adjust the return activated sludge flow rate.

 8.   Access walks should be designed to avoid receiving spray  from
      aerators even under various wind conditions.   This spray creates
      hazardous conditions because of algal growths and freezing.
      This oversight created continuing maintenance problems and should
      be considered in all designs.

 9.   Sludge reportedly settled in channels at some plants where flow
      control walls were not installed as recommended by manufacturers.

10.   There was some reported corrosion in final clarifiers which re-
      sulted in materials failures (bolts in particular).   These units
      should be drained and inspected annually.   Any corrosion should
      be removed and the area recoated.

11.   Weirs are a maintenance problem and must be cleaned frequently;
      in some cases as often as daily.
                                 80

-------
12.   Aerators and aerator drives account for a major portion of the
      mechanical problems.  Most plants experienced the following
      aerator related problems every two to five years per aerator unit.

      a.   Loss of some "teeth" from brush type aerators due to cor-
           rosion of bolts or damage sustained while handling the
           aerators is a common occurance.  This generally is not a
           serious problem and can be repaired during periodic shut-
           downs.  Some manufacturers have redesigned their aerators
           to minimize this problem.

      b.   Bearing problems were reported in gear drives, line shafts,
           and aerator shafts.  Experience would seem to indicate a
           bearing problem every 2 to 5 years per aerator.  These
           problems result from poor selection of bearings, constant
           splashing of water onto the bearing, improper initial align-
           ment, differential settlement of bearing support structures
           and similar problems.  Some manufacturers have taken steps
           to reduce bearing problems by using self aligning bearings,
           double seals, and by providing water shields, but bearing
           problems can still be expected.  The magnitude of the bear-
           ing problem is not excessive and normal plant maintenance
           programs can handle this problem.

      c.   Flexible couplings between line shafts caused problems on
           multiple concentric ring type plants.

      d.   At one plant some of the disc aerators loosened from the
           shaft and had  to be shimmed and reclamped.

      e.   Gear reducer output shaft seals need replacing about once
           a year at some plants.

      f.   There are a number of plants were gear reducer failure was
           experienced within a year of plant  startup.   This was
           probably due to  improper initial alignment or differential
           settling of the  aerator  support structure.

      g.   A  couple of plants have  experienced aerator  torque  tube
           failure or excessive  deflection with very  long aerators.  At
           one plant the  tube  failed,  collapsing in the middle.  One
           consultant now requires  solid  shafts on  all  aerators  rather
           than  hollow torque  tubes.   It  may be well  to avoid  the use
           of very  long aerators.   If  a wide ditch  is  necessary, the
           width can be spanned  using  two shorter aerators  driven by
           a  common drive.

      h.   Protective  covers  around bearings,  couplings and drive units
           are not provided at most installations.   Spray from the
           aerators keeps these  components wet and  possibly contributes
           to short life.  The "slingers" at each  end of the aerator
                                  81

-------
                are ineffective because wind blows this "tail" of water
                sideways onto adjacent components such as bearings and
                drive units.   Corrosion and grit on shafts probably con-
                tributes to short seal life.   For maximum service life and
                minimum maintenance  these  components should be shielded from
                water spray.   Some manufacturers are taking steps to modify
                their standard designs to  provide spray baffles and shields.

           i.    Some drive  configurations  require the aerator  to be lifted
                out of position to remove  the gear drive.   This is a diffi-
                cult operation requiring a crane.   Access  for  a mobile
                crane should  be provided to all  aerators or other lifting
                provisions  designed  into the  plant.

 Cold Weather Operations

     Cold  weather  problems related  to oxidation ditch plants  appear to be
 minimal.   Those which have been identified are  listed.  These comments are
 based on visits and literature^9'12'13'14'22).

     1.    Final clarifiers should be  covered where  this is typical practice
           for other types  of plants.

     2.    In moderately cold areas  the  spray from aerators will freeze on
           adjacent structures,  bearings,  gear reducers, and like  equipment
           making maintenance difficult.   Drive  components  should  be  covered
           to provide  shielding from spray  or these  drives  mounted in
           isolated compartments.

     3.    In moderately cold areas  some problems  are  reported from ice
           build-up on clarifier scum  collection boxes  and  eventual  jamming
           of skimmer  mechanisms.

     4.    Problems  were  reported with  freezing  of spray around  aerators.
           The problem is solved by  covering  aerators  in moderately  cold
           areas, providing heated covers in very  cold  areas,  and providing
           heated buildings over the aerators or over  the whole  ditch  in
           extremely cold areas.  When installed inside buildings, a  shield
           should be provided over aerators to control  spray.

     5.    In areas with periods of very cold weather all equipment requir-
           ing regular maintenance or service should be housed.

     6.   Poor mixed  liquor settling was experienced during winter months
           at several plants in cold weather locations.  This was probably
          due to filamentous growths resulting from the low winter loadings.

OPERATION AND MAINTENANCE REQUIREMENTS

     Actual operation and maintenance information was obtained from a number
of operating oxidation ditch plants.  This information was analyzed in
                                    82

-------
order to develop 0 & M requirements as a function of plant size and to
determine if any significant variations are related to specific manufac-
turers equipment.  A summary of the O & M requirements was obtained from the
plants listed in Table 12. O&M requirements for normal plant operation, nitrifi-
cation, and nitrogen removal are shown in Table 13. These requirements include
sludge handling and drying on outdoor drying beds.  Note that labor and
electric energy costs are shown in two forms; the actual field costs and
calculated costs based on assumed unit rates.  This additional information
is used for purposes of comparisons in Section 7.

     The O&M requirements were developed by the following categories:

     1.   O&M labor

     2.   Energy (essentially electrical)

     3.   Chemicals (primarily chlorine)

     4.   Maintenance materials

     5.   Other  (miscellaneous supplies, training, and other incidentals)

Labor

     Labor requirements include operation, maintenance, sampling, and
laboratory analysis.  Actual O&M labor rates varied from $3.00 to $10.00
per hour including fringe benefits with the smaller facilities generally
experiencing the lower costs.  Typically, 15 to 20 hours per week were
required to perform the sampling and laboratory analysis.  Some plants
contract for outside sampling and/or laboratory services.

     Field investigations indicated a wide range of O & M labor require-
ments but the information in Table 13 was developed based on average
practices.  Information was available from very few plants over 1.0 mgd
in size, and from none over 5 mgd, therefore, portions of the curve are
extrapolated using graphical methods.

Energy

     The electrical energy requirements include electric drives for aerators
and pumps, heating and other miscellaneous plant requirements as reported
by operating plants.  Energy cost varied from $0.02 to $0.03 per kwh for
the plants surveyed.  Energy requirements were also calculated based on
the aerator sizes shown in Table 2 plus pumping, heating, lighting, and
other uses as a cross check on actual field data.  These calculated usages
correlated very well with the actual usages reported from the field.

Chemicals

     Chemical costs, principally for chlorine, varied widely.  Chlorine
requirements and costs were calculated as a cross check on the field data.
                                      83

-------
                   TABLE 12.   SOURCES  OF OXIDATION DITCH
                              PLANT 0  & M INFORMATION
 Facility

 Battle Creek, NB
 Bolivar, MS
 Nixa, MS
 Seymour, MS
 Birch Tree, MS
 Eaton, CO
 Morrison, CO
 Berthoud, CO
 Dillon, SC
  Pee Dee
  Maple Swamp
 Clayton County, GA
  Jackson Plant
  N.E. Plant
 Clarksville, TX
 Huntsville, TX
 Paris, TX
 Daingerfield, TX
 Whitewright, TX
 Susanville, CA
 Burney, CA
Kershaw,  SC
Wymore, NB
Design capacity, mgd

         0.21
         1.34
         0.41
         0.26
         0.07
         0.22
         0.07
         1.10

         0.80
         0.36

         1.00
         1.00
         0.70
         0.80
         4.62
         0.70
         0.25
         0.80
         0.44
         0.50
         0.40
 Reference

 EPA Region VII
 EPA Region VII
 EPA Region VII
 EPA Region VII
 EPA Region VII
 EPA Region VIII
 M & I Report(20)
 M & I Report(21)

 Plant Visit
 Plant Visit

 Plant Visit
 Plant Visit
 Plant Visit
 Plant Visit
 Plant Visit
 Plant Visit
Plant Visit
 Letter
CA WRCB
Plant Visit
 Letter
                                84

-------













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 The calculated costs were based on a feed rate of 10 mg/1 and a chlorine
 cost ranging from $0.11 to $0.22 per pound varying with plant size from
 large to small respectively.

 Maintenance Materials

      The cost for maintenance materials varied widely from plant to plant
 and little information was available for the large plants.  The information
 in Table 13 is quite reliable in the range of plant size from 0.1 to 1.0
 mgd and is extrapolated outside these limits using graphical methods.

 Other

      The "other"  category includes miscellaneous  costs related to O &  M
 including minor supplies,  training,  and similar items.

 NITRIFICATION

      Only slight  incremental  increased O&M costs  are required for nitri-
 fication optimization over those for a normal extended aeration oxidation
 ditch plant.   Some low alkalinity wastewaters may require continuous pH
 adjustment, but these are  considered special cases.

      The total incremental addition  to plant O&M costs would be 6  to 12
 additional  days of operator time per year  for monitoring pH.   This is
 shown in Table 13.

 NITROGEN REMOVAL

      The primary  incremental  O&M considerations  for  nitrogen removal
 would be additional operator  attention to maintain the anoxic  zone and
 some  possible  electrical energy  savings due  to more  controlled aeration
 and prevention of  over  aeration.   There is no actual plant information to
 serve  as a basis  for  the determination so the incremental O&M modifi-
 cations  are based  on  estimates and calculations.   It is  estimated that
 aerator  energy use could be decreased  by 20 percent with the careful con-
 trol  of  aeration required  by  single  stage nitrogen removal operation.   The
 savings  might  be much higher  in  some special  cases.  Additional operator
 attention is required to reliably maintain the anoxic  zone and  this is
 reflected by higher O&M  labor  requirements.  The additional  time will
 vary  somewhat with plant size because  the larger plants  generally have
more aerators  and are spread out more.  It is estimated  that the  annual
 additional operator time will vary from 90 man days for  small plants to
 130 man  days for the larger plants including  any nitrification  consider-
ations.  The incremental O&M requirements are shown  in Table  13.  The
 incremental labor requirements shown may seem excessive  in relation to
basic requirements.- but operating the plant for consistent nitrogen removal
in the 70 to 80 percent range will require significant operator attention
both during the week days and on weekends.  Operation and maintenance
requirements assume that no methanol feed is required  for nitrogen removal.
                                    86

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                               SECTION 6

                              CONSTRUCTION
CONSTRUCTION COST

     Oxidation ditch plant construction costs were determined from costs of
recent plants constructed as shown in Table 14 and include a building with
appropriate laboratory.

     The construction costs are shown in Figure 25 with an estimated break-
down of construction costs shown in Table 15.  The breakdown of costs
was determined from bid tabulations obtained by letter and during plant
visits.  All costs are referenced to the EPA treatment plant index of 262.3
for third quarter of 1976.  Construction costs do not include land, engin-
eering, legal, or financing during construction.

NITRIFICATION CONSTRUCTION COSTS

     The construction costs for an oxidation ditch plant designed for
nitrification should be essentially the same as the standard oxidation
ditch plant.

NITROGEN REMOVAL CONSTRUCTION COSTS

     Any additional construction  costs related to nitrogen removal in a
single oxidation ditch channel would be only for permanent ditch dissolved
oxygen monitoring and control equipment, provisions for easy adjustment of
the ditch oxygen level, any necessary auxiliary flow velocity devices,
and, perhaps, a more conservative final clarifier rating because of the
possibility of some nitrogen gas release in the clarifier.

     It is doubtful whether an automatic dissolved oxygen control loop will
give satisfactory performance in this application and, therefore, question-
able whether a permanent  installation should be made.  The best arrangement
may be the use of a portable instrument, manual measurements, and manual
adjustment of the aeration.

     The aeration equipment should be readily  adjustable in order to  facil-
itate  changing the oxygen transfer rate.   The  effluent weir can be designed
so the ditch level will change with flow rate  and thereby change the  oxygen
transfer rate to partially compensate for  flow variations.  It is suggested
that the aerator be equipped with a variable speed drive to provide easy
manual adjustment of the  aerator oxygen transfer  rate.  It is also possible
                                     87

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                TABLE 14.  SOURCES OF OXIDATION DITCH PLANT
                           CONSTRUCTION COST  INFORMATION
 Facility

 Bossier City, LA
 Tivoli, TX
 Bernie, MO
 Glen Rose, TX
 Beevilie, TX
 Del Rio, TX
 Burkburnett, TX
 Henrietta, TX
 Woodsboro, TX
 Shiner,  TX
 Glenpool, OK
 Crofton, NB
 Diboll,  TX
 Tolar,  TX
 Mexia,  TX
 Del Rio, TX
 Wylie,  TX
 Seymour, MO
 Marion,  S.C.
 Greensboro,  GA
 Cleveland,  GA
 Baldwin, GA
 Clayton  Co.,  GA
   Jackson Plant
   NE Plant
 Clarksville,  TX
 Huntsville,  TX
 Paris, TX
 Daingerfield,  TX
 Whitewright,  TX
 Big Lake,  CA
 June  Lake, CA
 Bar Harbor, ME
 Indian Island, 1
 Newtown  Co.,  GA
 Conyers, GA
 Kershaw, S.C.
 Nixa, MO
 Salem, MO
 Rushsylvania,  OH
 Wheelersburg,  OH
 Lucasville, OH
 Greenville, OH
 San Antonio, TX
Vernon,  TX
Design
capacity, mgd
A 8.00
0.08
0.44
0.35
2.50
1.00
1.10
0.28
0.20
0.60
0.25
0.25
1.00
0.10
0.45
0.40
1.00
0.25
1.00
0.35
0.33
0.30
1.00
1.00
0.70
0.80
4.62
C 0.90
0.25
0.15
1.00
0.07
IE 0.07
0.50
1.00
0.50
0.37
0.74
I 0.10
I 1.20
2.20
3.30
0.16
1.00
Year
constructed
1976
1976
1976
1976
1976
1975
1975
1975
1975
1975
1974
1974
1973
1972
1972
1972
1972
1971
1969
1971
1969
1974
1974
1971
1975
1971
1972
1971
1971
1973
1973
1973
1974
1974
1975
1974
1970
1970
1970
1970
1970
1970
1970
1970
Original
cost, $1000
3,275
179
326
243
1,568
534
369
207
118
300
220
209
225
128
150
150
223
94
412
322
80
165
1,102
431
311
916
1,236
198
130
246
408
139
382
344
569
385
95
187
57
560
607
610
40
185

Reference
Lakeside
Lakeside
Lakeside
Lakeside
Lakeside
Lakeside
Lakeside
Lakeside
Lakeside
Lakeside
Lakeside
Lakeside
Lakeside
Lakeside
Lakeside
Lakeside
Lakeside
Lakeside
Plant Visit
Plant Visit
Plant Visit
Plant Visit
Plant Visit
Plant Visit
Plant Visit
Plant Visit
Plant Visit
Plant Visit
Plant Visit
State
State
Letter
Letter
Plant Visit
Plant Visit
Plant Visit
Lakeside
Lakeside
Lakeside
Lakeside
Lakeside
Lakeside
Lakeside
Lakeside
                                    88

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2 34 56789 2 34 56789 2 34 56789
3.01 0.1 1-0 10
                                          PLANT CAPACITY, mgd



                            Cost includes building, laboratory outdoor sludge drying beds, but

                            excludes land, engineering, legal and financing during construction.

                            All costs referenced to EPA treatment plant index 262.3, fall 1976.
         Figure 25.   Oxidation  ditch plant  average  construction cost
                                              89

-------
              TABLE 15.  OXIDATION DITCH PLANT CONSTRUCTION
                         COST,  1976
                                   Construction Costf  $1,000

Plant Capacity, mgd                   0.1    i.o    IQ.Q

Manuf. equipment & install.            49    138     770

Site work & general                    27     96     536

Reinf. concrete & misc. steel          55    180   1,005

Building                               16     42     234

Electrical & instrumentation           19     48     268

Piping and valves                      29     96     537

     Total                            195    600   3,350



     Costs include outdoor sludge drying beds,  a building, and laboratory.

     Costs do not include land, engineering, legal, or financing during
construction.


     All costs referenced to EPA treatment plant index of 262.3
                                   90

-------
to apply on-off operation of the aerator, but this technique has not been
widely demonstrated in the field and, therefore, would be experimental.

     The need for auxiliary flow velocity devices would depend on the
application.  The use of these devices has been demonstrated at Glenwood,
Minnesota using a custom built floating device.  It is possible that
commercially available propeller mixers could be adapted to this service.

     It is recommended that the final clarifier be rated for an overflow
rate of 300 to 400 gpd/sq ft in nitrogen removal applications.  The clari-
fiers should also have deep scum baffles and double skimmer bars.

     The estimated cost effect of these recommendations is shown in Table
16.

EQUIPMENT PRICING

     Pricing was obtained from the manufacturers for aerators, clarifier
mechanisms, and effluent weirs and is shown in Table 17.  These costs
include freight, but not installation.  Costs are shown for two cases; with
minimum equipment and with at least dual aerators and clarifiers.  Where
dual units are used each is sized for one half of design flow.

     As a general rule, the small and large diameter aerators are very
similarly priced per foot of length with the small diameter being less
than 10 percent below the price of the large diameter aerator.

DITCH CONFIGURATION

     Construction cost estimates were made for various single channel oxi-
dation ditch configurations for comparative purposes.  The configurations
include shallow sloped and straight  sides and deep straight side ditches.
These estimates were all based on the same assumptions using the Richardson
Estimating Guide<27> and, therefore, should be readily comparable.  The
results are shown in Table 18.  Costs do not include land, engineering,
legal, or financing during construction, but include 25 percent contractor
profit and overhead.

     The effect of configuration is  not highly  significant but indicates
the shallow sloped side ditch is cost effective  for small plants and either
the shallow sloped side ditch or deep ditch is  suitable  for intermediate
plants.  The deep configuration would probably be used  for large plants.

PLANT AREA

     The space requirements  for various  oxidation ditch plants will vary
widely, however  the typical designs  shown in Table  2 were used to develop
the average area requirements as shown in Table  19.  These do not repre-
sent the absolute minimum size, but  the  area needed  for  a reasonable and
workable layout.  The  area requirements  include  space  for the raw sewage
lift station, headworks, oxidation ditch, final  clarifier(s), return sludge
                                     91

-------
                 TABLE  16.   INCREMENTAL CONSTRUCTION COSTS
                            FOR NITROGEN REMOVAL
                                       Construction cost,  $1000
Plant capacity, mgd                   0.1     0.5     l.Q      IQ.Q


Aerator variable speed drive          2.0    10.0   14.0     112.0


Auxiliary flow devices                2.0     4.0     6.0      32.0


Final clarifier modifications         3.0     5.0     9.0      40.0


Total incremental addition            7.0    19.0   29.0     184.0

% of standard plant construction
   costs                              3.6     5.0     4.8      5.5
     These costs would be additive to the construction costs for a standard
oxidation ditch plant shown in Table 15 and are based on the same assump-
tions.
                                    92

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                TABLE 17.  OXIDATION DITCH PLANT  MAJOR
                           EQUIPMENT COST, 1976
                                                Plant capacity, mgd
                                                ™^—1"•^^™—"^^™^^ • •-       --
Clarifier mechanism (s)
     Number  (minimum number units)
     Size, diameter, ft.
     Cost, $
                   (**)
     Number  (dual)
     Size, diameter,  ft.
     Cost, $

Aerator (s)
     Number  (minimum number units)
     Length,  ft.
     Cost,  $
                                  (*)
     Number (with at least dual units)
     Length, ft.
     Cost, $

Adjustable effluent weir
     Cost, $

Total, minimum equipment
Total, dual equipment
                                       (**)
                                                0.1

                                                  1
                                                 16
                                             13,000

                                                  2
                                                 12
                                             23,000
     1
     6
 9,000

     2
     4
16,000
                                                1,700
                                                           1.0
                                                                 10.0
               1         2
              50       112
          30,000   230,000

               2         2
              36       112
          40,000   230,000
     2       10
    24       50
36,000  320,000

     2       10
    24       50
36,000  320,000
           3,000
                                              $23,700    $69,000 $550,000
                                              $40,700    $79,000 $550,000
  (*)Based on minimum of one unit
 (**)Based on minimum of two units
    Prices  include  an allowance for freight, but no installation
                                    93

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                  TABLE 18.   COMPARATIVE CONSTRUCTION COST OF
                             OXIDATION DITCH CONFIGURATIONS
 Design capacity,  mgd

 Shallow sloped side (6 feet deep)
      0.1
      0.5
      1.0
 Shallow  straight  side  (6  feet  deep)
      0.1 '
      0.5
      1.0
Deep straight side  (12 feet deep)
     0.1
     0.5
     1.0
   Cost,$      Design  assumptions
  30,621       4" thick poured  concrete
  85,368       with welded wire reinfor-
133,589       cing.  Concrete  poured
              against undisturbed earth.
              Sloped sides poured with-
              out use of face  forms.
 35,516      4" thick concrete bottom
 98,249      with welded wire rein-
144,770      forcing poured against
             undisturbed earth.  Ver-
             tical walls 8" concrete
             with rebar and concrete
             footings.  Center wall
             common to both sides of
             ditch.
 33,699      6" thick reinforced con-
 76,605      crete bottom poured
132,464      against undisturbed earth.
             Vertical walls 12" con-
             crete with rebar and
             concrete footings. Center
             wall common to both sides
             of ditch.
     Estimates based on Richardson Estimating Guide*27) and contain'25%
contractor profit and overhead, but exclude land, engineering, legal, and
financing during construction.  Assumed dimensions are shown in Table 2.
                                     94

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       TABLE 19.  APPROXIMATE OXIDATION DITCH
                  PLANT AREA REQUIREMENTS
         Plant
       capacity,                  Area,
          mgd
          0.05                        -

          0.1                        1-2

          0.5                        2.8

          1.0                        4.2

          5.0                       10.0

         10.0                       17-0
     Area includes space for raw sewage lift station,
headworks, oxidation ditch, final clarifier(s), return
sludge pumping, sludge drying beds, access roads, control
building, and a 40 foot buffer around plant perimeter.
Space is not provided for future expansion.
                            95

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pumping,  sludge drying beds, access  roads,  control building,  and  at  least  a
40  foot buffer around the plant perimeter.  Area  requirements do  not provide
space  for plant expansion.
COLD CLIMATE
     In extremely cold climates it may be necessary or desireable to enclose
the final clarifier.  In addition, all equipment requiring periodic main-
tenance or service should be enclosed including aerators.  In very severe
climate it may be desirable to cover the entire oxidation ditch, but exper-
ience in Fairbanks, Alaska^12'13'14)indicates that ditches can operate
in extremely cold climates without an overall cover.
OTHER FACTORS
     There are few other factors which have an impact on oxidation ditch
plant construction costs because the plants are generally conservatively
designed.  Influent nitrogen concentration above 60 mg/1 would require
additional aeration capacity, but nitrogen concentrations will seldom be
that high.
                                    96

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                                SECTION 7

                           COMPETING PROCESSES
GENERAL

     This section contains process performance and cost information on
treatment processes which are competitive to oxidation ditch plants.  These
competitive processes include biological treatment and physical-chemical
nitrogen removal.  The biological treatment also includes biological nitri-
fication and denitrification.

     The performance and cost information was developed based on actual
plant data to the extent possible.  Portions of the cost data are based on
other published cost information as referenced in the text.

CAPABILITY AND RELIABILITY OF COMPETING BIOLOGICAL PROCESSES

     Treatment capabilities of the following processes are covered  in this
section:

     1.   Trickling Filters

     2.   Activated Sludge - with and without effluent filtration

     3.   Rotating Biological Discs - with  and without chemical  coagulation

     Performance data  is presented in two forms.  The first  form is expected
average  process performance which is simply an averaging of  plant perfor-
mance  over  a period of time.

     The second  form is the  return frequency  or probability  of occurance of
specific effluent qualities.  This form presents  a more complete and real-
istic  assessment of the capabilities of a specific plant or  process because
it includes the  high and  low peaks.  Oxidation ditch plant data  as  previous-
 ly developed are plotted  on  the  same figures  for  comparative purposes.

Trickling Filters

     Average data  reported in  the Deeds and Data  section  of  the  Journal of_
Water  Pollution Control Federation (JWPCF)  between  1960  and  1965 are
 summarized on  Figure 26.   Organic loading for these  plants ranged from 5.7
 to 100 pounds  of BOD5/1,000 cu ft/day.
                                      97

-------
 I
c?
s
t-
z
111
    130
    120
    110
    100
     90
     60
70
     60
     SO
    40
    30
    20
    10
             10     20     30     40     50     60      70     80     90     100


                           - POUNDS PER 1.000 CUBIC FEET/DAY
        Figure  26.   Effluent quality,  trickling filters.
                                  98

-------
     Typical variations in effluent quality from two Texas trickling filter
plants, one low rate and one high rate, are shown in Figure 27.  The data
for trickling filter plants in Figure 27 were selected from several reports
and are a fairly typical representation of the capability of this process
in a relatively warm climate.  In specific instances, an effluent quality
of 25 mg/1 and nitrification to levels of 2 mg/1 NH3~N have been achieved.

                   (28)
     Benzie, et al     , showed decreasing BODs removal efficiencies due to
cold weather operation of 17 trickling filter plants in Michigan.  The loss
in efficiency varied considerably; depending on recirculation practices.
Averaging the data of all 17 plants, the loss in BOD5 removal efficiency was
12%.  The decrease in efficiency for those plants employing recirculation
was 21%.  Those plants without recirculation showed a 6% decrease in effi-
ciency.  The   analyses show the 21% difference to be statistically signi-
ficant but the 6% difference was not.

     fCulp/Wesner/Culp visited 13 trickling filter plants of various designs
as part of the work under EPA Contract 68-01-4329.  One to three years
data were obtained from each of these plants and are shown in Table 20.

     Trickling filter plant data summarized from EPA Region inspection and
technical assistance reports are shown in Table 21.

Activated Sludge

     The activated sludge process is capable of converting essentially all
influent soluble organic matter to  solids.  It is necessary to  efficiently
remove these solids in order to attain high quality effluents.  Therefore,
the final clarification unit process is extremely important to  production
of a high quality  effluent.  Careful operation is necessary to  attain good
effluent quality consistently.
                                                   a
     The data from activated sludge processes reflect the problems in attain-
ing consistently good  effluent quality.  The deeds and data section of the
JWPCF  reports data from 20 plants during the period  from 1960 to  1965.
Plant  BOD loadings ranging from 18  to  74 pounds BODs/1,000 cu  ft/day  resulted
in average effluent BODs values of  3 to 86 mg/1 with 8 of the 20  plants
reporting average  BOD5 values of less  than 20 mg/1.

     Activated sludge  plant  data summarized  from EPA Region inspection and
technical assistance  reports are shown in Table 22.  Data are  shown  for
conventional, contact stabilization, and extended aeration process varia-
tions .

     Daily data presented  in the form  of return frequency are  shown  on
Figure 28 and iere developed from  4 Austin,  Texas contact stabilization
plants and  activated  sludge  plants  at  Grand  Island,  Nebraska;  Dallas,
Texas;  High  Point, North Carolina;  Chicago,  Illinois; and Ypsilanti,  Michi-
gan.   The data,  in each case,  represent an entire year.  The plants
selected  for data  presentation were those where good analyses  are known  to
be performed, a  variety of activated  sludge  processes are used  and a range
                                      99

-------
    80
    70
^   60

i
                        50 IbAOOO Cu ft
 u>
Q
8
UJ

_J
LL
U.
LU
    50
    40
    30
    20
    10
2016/1,000  Cu ft
                                                               AVE. OXIDATION

                                                               DITCH (FIG. 18)

                                                            12.7 lb/1,000 Cu ft
             5     10      20     30   40   50   60   70    80      90    95      98    99


                            PERCENT OF TIME VALUE WAS LESS THAN






            Figure 27.   Trickling  filter effluent quality,  two Texas plants.
                                        100

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         TABLE 20.  TRICKLING FILTER SUMMARY, PLANT VISITS
Average effluent


Location
Iowa:
Shellsburg
Center Pt.
Monticello
Cascade
Independence
Lake view
Georgia:
Westside,
1975
Westside,
1976
Kennesaw,
1974
Sand town,
1976
Newman,
1975
Newman ,
1976
Intr. Cr.,
1975
Intr. Cr. ,
1976
College Pk. ,
1976
Athens #1,
1975
Athens #1,
1976
Athens #2,
1975
Athens #2 ,
1976
Cedartown,
1974
Cedartown,
1975
Cedartown ,
1976

Design
flow,
mgd

0.0825
0.200
0.800
0.220
0.750
0.175


1.00

1.00

0.30

1.00

0.40

0.400

20.0

20.0

1.2

5.00

5.00

2.00

2.00

1.00

1.00

1.00
Av
Average
flow,
mgd

0.0609
0.141
0.412
0.081
0.889
0.153


1.059

0.971

0.27

1.222

0.328

0.346

13.9

13.1

1.36

5.60

5.14

2.90

2.60

0.82

0.92

1.06
erage removal

BOD5
mg/1

47
43
39
48
85
69


25

35

24

51

30

23

40

35

43

80

64

46

47

46

17

23

BOD5
Removal ,
%

70
72
80
76
87
69


75

72

85

70

88

88

82

83

90

69

73

73

75

77

89

88
79

TSS,
mg/1

—
—
-
—
-



30

38

28

50

28

29

26

31

35

64

47

58

40

40

18

22


TSS
removal , %

—
—
—
—
—



70

68

87

60

88

86

78

74

76

73

80

68

78

80

90

88
78
Data obtained during plant visits under EPA Contract 68-01-4329
by Culp/Wesner/Culp.
                                      101

-------
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50
45
                                        CONTACT STABILIZATION
                                        40-50 lb/1,000cuft
             CONVENTIONAL
             ACTIVATED SLUDGE
             20-80 lb/1,000cu
                                                         AVE. OXIDATION
                                                         DITCH (FIGS. 181. 19)
                                                         12.7 lb/1,000cuft
          5     10      20    30    40  50   60   70    80      90     95      98   99
                        PERCENT OF TIME VALUE WAS LESS THAN
                 Figure 28.   Activated sludge  effluent quality.
                                     104

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of loadings are experienced.  The conclusions which may be made from these
data are:

     1.   Two of the activated sludge plants treat significant industrial
          waste flows.  The High Point, North Carolina, Eastside plant
          receives textile dye wastes and the Grand Island, Nebraska plant
          receives slaughterhouse wastes.  Both plants perform as well as
          the other domestic waste plants.  Therefore, activated sludge
          plants can be designed and operated to treat industrial wastes
          and perform as well as plants treating little or no industrial
          wastes.

     2.   The plant loadings range from 20 to 80 pounds of BOD5/day/l,000
          cu ft of aeration tank volume.  The performance of the plants is
          not related to unit aeration basin organic loading.

     3.   Whereas all of the plants from which data are used are considered
          to have good operational control and design, the Grand Island
          plant, for one year, produced an effluent 6005 significantly
          better than 10 mg/1, 70 percent of the time.  Four of the plants
          produced BODs effluent better than 35 mg/1, 90 percent of the
          time.

     The potential for the  activated sludge process is exemplified by the
Grand  Island plant which produced a BOD5 better than 5 mg/1, 50 percent
of the time and  20 mg/1, 90 percent of the time.

     Biological  nitrification of ammonia  to nitrate is a well established
phenomenon and several bench scale processes and demonstration processes
have shown virtually  complete conversion  is possible if sufficient oxygen
transfer  is available.  Several activated sludge plants having excess
oxygen transfer  capability  do nitrify; however, until  the  past few years,
few plants routinely  monitored effluent  ammonia.      ^

     A source of good data  suitable  for probability analysis on activated
sludge nitrification  is available  from the Dallas  demonstration pilot
plant  as  shown  in  Figure  29.  The plant  was  a  constant flow plant receiving
trickling filter effluent having an  average  BOD5 of 60 mg/1.  The aeration
basin  was loaded at  20 pounds/1,000  cu ft/day and  had an  average  hydraulic
detention time of  4  hours.  Solids retention time  (SRT) varied from  7  to
20 days.   The  final  clarifier had  an overflow rate of  350  gpd/sq  ft  and a
 3.5  hour detention time.

     The median  effluent  BOD5 was  less than  20 mg/1 and 50 percent of  the
time the effluent  contained zero  ammonia nitrogen. Seventy percent  of the
time the effluent  ammonia was  less than 2 mg/1.  Poorer results were ob-
tained when  the  SRT  was  in  excess  of 15  days.   Clarifier  solids buildup
associated with attempting  to  thicken sludge in the  clarifier  resulted in
nitrification and poorer  effluent  quality.   Thfe pilot plant was monitored
continually  and the  operators were highly skilled  individuals who reacted
quickly to ill  effects.
                                     105

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                       30   40   50  60   70
                   PERCENT OF TIME VALUE WAS LESS THAN
Figure  29.  Activated sludge effluent quality,  Dallas,  Texas
             nitrification pilot plant and El Lago,  Texas.
                               106

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     The data show that the activated sludge process may produce an effluent
quality of 2 mg/1 NH -N 70 percent of the time.

     The low rate trickling filter plant at El Lago, Texas was modified in
1973 to provide advanced waste treatment.  A second stage suspended growth
reactor was added down stream of the trickling filter to provide essenti-
ally two stage nitrification.  Small media biological denitrification
towers were added to provide denitrification using methanol as a carbon
source.  Performance results for this plant are shown in Figure 29.  Al-
though the El Lago treatment process is not totally activated sludge, the
data do provide a good indication of biological nitrification-denitrifica-
tion performance.

     Polishing of activated sludge effluent using filtration can produce
a high effluent quality.  Soluble BOD5 from the activated sludge process
is low and the majority of the remaining BODs results from the solids
escaping the final clarifier.

     When no coagulants are used, the filterability of solids in a biolog-
ical plant effluent is dependent upon the degree of flocculation achieved
in the biological process.  A trickling filter achieves a poor degree of
flocculation and efficient filtration of the effluent from a trickling
filter plant will usually provide only about 50 percent removal or less of
the suspended solids normally present.  The activated sludge process is
capable of much higher degrees of biological flocculation than is the
trickling filter process.  Gulp and Hansen^8* found that up to 98 percent
of the suspended solids in an extended aeration plant effluent with 24 hr
aeration treating domestic sewage could be removed by filtration producing
turbidities as low as 0.3 Formazin Turbidity Unit  (FTU) without the use of
coagulants.  These authors later reported that pilot plant studies showed
that the degree of biological flocculation achieved in an activated sludge
plant was directly proportional to the aeration time and inversely pro-
portional to the ratio of the amount of organic material added per day to
the amount of suspended solids in the aeration chamber  (F/M ratio) .  Vari-
ation of mixed liquor suspended solids in the normal operating range of
1,500-5,000 mg/1 did not significantly affect the filterabiltiy of the
effluent at a given aeration time and load factor.  For domestic wastes,
aeration times of 10 hr or more were found to provide flocculation ade-
quate to permit an efficient downstream filter to remove 90-98 percent of
the effluent suspended solids.  The flocculation provided by aeration times
of 6-8 hr with domestic wastes enabled 70-85 percent suspended solids
removal from the secondary effluent.

     Data from four activated sludge plants with effluent filtration are
shown in Figure  30.  The data represent periods from 20 days to one year
of operation.  The average and best oxidation ditch unfiltered effluent
     are shown for comparison.
     The data are fairly consistent, indicating an effluent BOD5 of less
than 5 mg/1, 50 percent of the time, and less than 10 mg/1 90 to 95 per-
cent of the time.
                                    107

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                                  AVE. OXIDATION DITCH
                                  BOD.  (FIG. 18)
                                  (UNFILTERED)
                                                        SPRING VALLEY, IL
                                                       BEST OXIDATION
                                                       DITCH BOD5 (FIG. Ql)
                                                       (UNFILTERED)
                        30   40  50  60
                  PERCENT OF TIME VALUE WAS LESS THAN
Figure 30.   Filtered activated sludge plant BOD  quality based
             on four plants.
                                108

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     The current Dallas effluent criteria require an effluent quality of
10/10  (BOD5/TSS).  Since the effluent filtration of activated sludge pro-
vided better quality than the criteria, effluent filters were installed at
Dallas to treat only a portion  (70%) of the flow and the effluent was
blended to meet effluent quality requirements.  This resulted in cost
savings over providing filtration of the entire flow.

     A survey of small privately operated extended aeration and contact
stabilization package plants was carried out in the Cincinnati, Ohio, area
and in Dade County, Florida.  These plants were treating domestic sewage
and were in the size range of 0.05 to 1.0 mgd.

     The median final effluent quality was reported as follows:

                                        Dade Co.     Cincinnati

     No. of Plants                         46            20

     BOD5, mg/1                            13            29

     Suspended Solids, mg/1                26            42

     The reported reliability is shown in Figures 31 and 32 along with com-
parative data for oxidation ditch plants.  These data show that the oxida-
tion ditch plants perform better than conventional package plants.

Rotating Biological Contactors

     Rotating biological contactors (RBC), as a secondary treatment alter-
native, are relatively new and only a few plants have been in operation
for more than one year.  Very little full scale data are available.

     Recently, the data from the Gladstone, Michigan plant have become
available affording a detailed analysis of the RBC process capability at
one plant.

     The Gladstone, Michigan plant is a 1 mgd plant and consists of primary
sedimentation, RBC's designed for 1.94 gpd/sq ft of effective disc surface
area, chemical addition, and final sedimentation.   The plant started up in
March of 1974 and reached stable operation by June of 1974.  The manufac-
turer's literature would predict the following effluent quality based on
the operating data when chemicals were not added.   The actual results are
in parenthesis.
                                    109

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90
80
60
50
40
30
20
10
                                             CINCINNATI AREA PLANTS
       DAOE CO. FLORIDA PLANTS
                                            AVERAGE
                                            OXIDATION DITCH PLANT (FIG. 18)
   2       5     10      20    30    40   50  60   70    80      90    95     98    99
                      PERCENT OF TIME VALUE WAS LESS THAN
Figure  31.   Activated sludge package  plant reliability,  BOD.
                                 110

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    180
    160
    140  -
    120
r
8   100
o
(A
O
111
o
3
     80
     60
     40
     20
                                       CINCINNATI AREA PLANTS
                                   DADE CO. FLORIDA PLANTS
               5     10      20    30   40  50   60   70   80     90     95     98    99
                          PERCENT OF TIME VALUE WAS LESS THAN
Figure  32.  Activated  sludge package plant reliability,  Suspended Solids,
                                        111

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Q
gpd/sq
1.5
1*7
1.5
Removal ,
Predicted
(Actual)
BOD NIL
f t % D
92.9(82.8)
92.4(81.9)
92.2(88.2)

C
99
97
99
Effluent
Quality,
Predicted
(Actual)
BOD NH.
rog/I me
7(17)
8(19) 0.61
8(12) 0.21

s
(<1
[<1
             BOD
              in,
Month        mg/1
June, 1974     99
July, 1974    105
Aug., 1974    102

     Work by the University of Michigan at the Saline, Michigan RBC plant
showed ammonia nitrogen removals of 95 to 98 percent at hydraulic loadings
between 1.0 and 3.0 gpd/sq ft and temperatures between 11 and 21°C.

     For the three months of operation, the effluent BOD5 averaged 16 mg/1,
whereas a BOD5 of 8 mg/1 would be predicted by the manufacturer's liter-
ature.  The nitrification, according to the manufacturer's literature
should be anticipated to be near complete, and the results (6 analyses)
support the prediction for the months shown.

     Therefore, the Gladstone plant BODs results indicate that the manu-
facturer's design bases should be used cautiously when high quality
effluents are required.

     Further analysis of the Gladstone data on a daily basis was made for
the three months of stable operation where chemical additions were not made.
These results are shown on Figure 33.

     These data are comparable to well operated conventional  activated
sludge plants.  At low unit flows the effluent quality that might be
anticipated is less than 20 mg/1, 50 percent of the time and less than
30 mg/1 90 percent of the time.

     In September of 1974, chemical treatment of the RBC effluent prior to
final clarification was initiated.  About 80 mg/1 of alum and 0. 5 mg/1
of polymer were added.  The results of the chemical addition proved to
increase effluent quality as shown on Figure 34.  A period of nonchemical
treatment during the latter part of December, 1974 through the early part
of February, 1975 showed a concomitant increase in effluent BOD_.  Ammonia
nitrogen removal remained good during summer months when wastewater tem-
peratures were in excess of 13 C, but lower nitrification rates were
exhibited during the colder winter months.

     The conclusions which may be reached based on the Gladstone, Michigan
data are as follows:

     1.    At low unit flow rates (1.0-2.0 gpd/sq ft of effective disc area)
          effluent BOD5 values from the RBC, will be comparable to con-
          ventional activated sludge processes.
                                    112

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  5    2.0
;g
=> O
  111
  IL
  u.
  Ul
       1.0
       80
       40
   UL
   IL

   111
       10
   AVE. OXIDATION

DITCH PLANT SUSPENDED

   SOLIDS (FIG.
                                                                AVE. OXIDATION

                                                                DITCH PLANT BOD5

                                                                (FIQ. IS)
                 5     10      20   30   40  50  60   70    80      90    95     98   99



                                 PERCENT OF TIME VALUE WAS LESS THAN







            Figure 33.   RBC  effluent quality,  Gladstone,  Michigan.
                                        113

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                                        114

-------
     2.   With chemical coagulation additions, effluent BOD,, values from
          the RBC will be consistently less than 10 mg/1, at the loadings
          used at Gladstone, Michigan.

     3.   Ammonia nitrogen concentrations in the Gladstone, Michigan efflu-
          ent exceeded 2 mg/1 consistently; however, good nitrification was
          experienced during the warmer summer months.

     The RBC plant at Pewaukee, Wisconsin is a 0.46 mgd plant with a design
disc hydraulic loading of 2.45 gpd/sq ft and final clarifier overflow rate
of 500 gpd/sq ft.  Average operating results without chemical addition for
the years 1972, part of 1974, and 1976 are as follows.

                     Final effluent,   Removal accross
                         mg/1	          RBC, %
     Year             BODc;     TSS       BODg     TSS
     1972             20.3     15.8       84       83
     1974(9 months)   31.9     24.0       69       73
     1976             25.0     30.0       86       88

     The RBC plant at Edgewater, New Jersey operated at an average flow of
0.51 mgd, disc hydraulic loading of 2.5 gpd/sq ft, and final clarifier
overflow rate of 518 gpd/sq ft produced the following results in 1973-1974.

                                Removal across
    Final effluent, mg/1      	RBC, %	
     BODs          TSS        BODtj          TSS
     37.6          21.6        75            69

PERFORMANCE SUMMARY

     A review of effluent data for various biological waste treatment pro-
cess indicates that realistic effluent 6005 and NH3-N criteria for average
to well operated plants may be assigned as shown in Table 23.

COSTS OF COMPETING BIOLOGICAL PROCESSES

Contact Stabilization

     Aeration requirements are based on 30 cfm per thousand cubic feet of
aeration volume and 20 cfm per thousand cubic feet of aerobic digester
volume, plus any air lift pumps within the plant.  Costs are based on
centrifugal blowers with stand-by for the largest unit.  All plants in-
clude internal chlorine contact and sludge stabilization chambers.  The
smaller sizes are of all steel construction, based on above-grade install-
ation.  Below-grade installation would be somewhat more expensive, due to
the additional reinforcing required for external soil loads when the tanks
are empty.  Concrete pad costs were based on the diameter of the package
plant plus 10 feet (5 feet extension beyond side of package plant).  The
larger sizes are based on steel internal equipment installed in poured
reinforced concrete tankage.  A contingency allowance of 15 percent was
                                    115

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                TABLE  23.   SUMMARY  OF  COMPETING PROCESS

                           PERFORMANCE.
                                                                    (*)
                                                         Ammonia-N,
                               	BODg, mg/1	    mg/1
                               50% of  time  90% of time 50% of time

Trickling Filter  (Average
     for various plant
     loadings).                    25           40             2
Activated Sludge                    15            40
                                                               1
Activated Sludge with
     Effluent Filtration            5           10             l
                                   20           35             2

RBC With Chemical Coagulation      10           20             2

Activated Sludge Package
     Plants                        20           50             1

Oxidation Ditch                     8           21             1
*Assuming system is designed for nitrification at the lowest anticipated
  operation temperature for the location.
                                  116

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added to the manufacturer's estimate of the equipment and erection costs.
In addition, electrical and instrumentation was calculated at 15 percent
of equipment costs and contractors overhead and profit at 25 percent of
equipment costs.

     O & M costs were based on a labor rate of $9/hour including fringe
benefits with seven day/week staffing as follows:

     Capacity, mgd          Annual Labor, Hours
         0.1                       1,800
         0.25                      2,600
         0.50                      3,900
         0.75                      5,000
         1.00                      6,000
         3.00                     10,000

     This amount of operator attendance is greater than many package plants
have received in the past, but is the minimum felt by the authors to be
consistent with satisfactory plant performance.  Maintenance materials are
based on 3% of the equipment costs.

     Construction costs for contact stabilization plants are shown in Table
24.  Operation and maintenance costs are shown in Table 25.

Extended Aeration

     Air requirements  are based on  2,100 cubic feet per pound of BOD re-
moved  (2 Ib BOD/1,000  gallons/day).  Positive displacement blowers with 100%
standby are provided.  As with contact stabilization plants, a  contingency
allowance of  15 percent was added to the manufacturer's estimate of the
equipment and erection costs.  In addition, electrical and  instrumentation
was  calculated  at  15 percent and contractors overhead and profit at 25
percent of  equipment costs.

     0 & M  costs were  based on a  labor rate of  $9/hour including fringe
benefits with seven day/week  staffing  as follows:

     Capacity,  mgd         Annual  Labor,  Hours
         0.01                       500
         0.02   -                    650
         0.05                     1,000
         0.07                     1,422
         0.09                     1,670
         0.5                      5,200

      The amount of labor is based on CWC experiences with small package
 extended aeration plants and the  labor required for proper O & M.

      Construction costs  for extended aeration package plants are shown in
 Table 26.   Operation and maintenance costs 'are shown in  Table 27.
                                     117

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      TABLE 24.    CONSTRUCTION COST OF CONTACT
                  STABILIZATION PLANTS, 1976
                                     Construction cost, $1,000
Plant capacity, mgd
Tankage & equipment
    in place
Chlorination equipment
Concrete work
     Subtotal
     Yardwork
Total construction cost
0.1
132
6
7
145
20
165
0.25
191
6
14
211
30
241
0.50
250
6
24
280
40
320
0.75
298
10
36
344
48
392
1.0
355
12
50
417
58
475
3.0
972
33
137
1,142
158
1,300
Costs do not include land, engineering, legal, or financing during
construction, but include 25 percent contractors profit and overhead.
                                  118

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     TABLE 25,
                        	Annual cost,  $1,000
Plant capacity, mgd
Labor
Energy
Maintenance materials
Chlorine
     Total annual

     Total, $/l,000
                gal      0.638    0.403    0.314    0.278   0.257   0.167
0.1
16.2
2.4
4.0
.7
23.3
0.25
23.4
5.7
6.0
1.7
36.8
0.50
35.1
11.4
7.5
3.3
57.3
0.75
45.0
18.0
9.0
4.0
76.0
1.0
54.0
24.0
10.6
5.3
93.9
3.0
90.0
65.0
15.0
13.0
183.0
Costs include labor at $9.00 per hour including fringe benefits and
electrical energy at $0.03 per kwh.
                                   119

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           TABLE 26.
                                       Construction cost, $1,000
Plant capacity, mgd
Tankage & equipment
   in place
Chlorination equipment
   (cylinder mounted)
Concrete work
     Subtotal
     Yardwork
Total construction cost
0.01
  31
0.02
  40
0.05
  89
                           0.07
                            109
                           0.09
                            126
                                             0.5
                           268
1
_4
36
5
41
1
J5
47
6
53
1
_2
99
9
108
1
11
121
17
138
1
14
141
19
160
2
60
330
60
390
Costs do not include land, engineering, legal, or financing during
construction, but include 25 percent contractors profit and overhead.
                                  120

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          TABLE 27.    OPERATION AND MAINTENANCE COSTS,
                      EXTENDED AERATION PLANTS, 1976
0.01
4.5
0.4
0.9
0.1
5.9
0.02
5.8
0.6
1.2
0.1
7.7
0.05
9.0
1.2
2.7
0.4
13.3
0.07
12.8
2.1
3.1
0.5
18.5
0.09
15.0
2.7
3.5
0.6
21.8
0.5
46.8
7.0
7.5
3.3
64.6
Plant capacity, mgd
Labor
Energy
Maintenance materials
Chlorine
      Total  annual

      Total  $/l,000
                gal       1.616    1.055    0.729    0.724    0.664   0.354
Costs include labor at $9.00 per hour including fringe benefits and
electrical energy at $0.03 per kwh.
                                     121

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 Conventional Activated Sludge

      The oxidation ditch, extended aeration, and contact stabilization
 plant approaches provide an aerobically stabilized sludge for final dis-
 posal.  In order to provide a comparable sludge, the conventional plants
 incorporate aerobic digesters.  Sludge handling costs beyond aerobic
 stabilization are not included.  Design of the aerobic digesters is based
 on criteria and procedures developed under EPA Contract 68-03-2186, Task 7
 by CWC.

      The activated sludge system schematic is shown in Figure 35.   The
 major unit processes are primary sedimentation, activated sludge aeration,
 secondary sedimentation, aerobic digestion, and chlorination.

      Using the primary effluent data and McKinney's complete mix model(1),
 the activated sludge system design criteria shown in Table 28 were devel-
 oped.  Unit process sizing is shown in Table 29.  The aeration system
 design was limited to a peak hour oxygen uptake rate of 70 mg/l/hr.  An
 SRT of 5 days was used.   The return activated sludge pumps were sized for
 a 1 percent sludge concentration and completing a system solids balance.
 The secondary clarifiers were sized based on hydraulic overflow rate of*
 600 gpd/sq ft of average flow.

      The chlorine contact basins are sized for a 30 minute detention time
 at peak dry weather flow (PDWF,  1.5 times design flow).   A dosage  rate
 of 10 mg/1 was applied to the PDWF for sizing feed equipment.

 General—
      The construction and O  & M costs for conventional  activated sludge
 plants were developed by unit process through a review of the costs of
 actual plant construction and operation,  equipment cost data  from  manu-
 facturers,  and published cost data.   Generalized cost  curves  developed
 under EPA  Contracts 68-03-2186  and 68-03-221  were  used  for  estimating
 unit  process  costs.   These generalized  curves  should not be  used  for  com-
 paring  alternative  processes  as  in this report.   Individual plant  costs
 must  be  developed based on the  specific wastewater  treatment plant  design,
 local labor  and material  costs,  and local climatic  and  site conditions.

      Some of  the limitations, in addition to  the general local conditions
 discussed above, include  no standby provisions,  no  specific modular  sizing
 other than minimum available  sizes, and no adjustments for local regulatory
 agency design restrictions.

     Estimated construction costs are shown in Table 30 and O & M costs
 in Table 31.

 Construction Costs—
     Sedimentation—The source of the construction cost curve for sedimen-
 tation was the report to EPA, "Costs of Chemical Clarification of Waste-
water", January, 1976, EPA Contract 68-03-2186.  These cost data were
developed from quantity takeoffs and equipment manufacturer's estimates
                                    122

-------
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                                         123

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        TABLE 28.   DESIGN PARAMETERS,  ACTIVATED SLUDGE
 Raw wastewater:
      Suspended solids, mg/1                            200
      Volatile content, %                                75
      BOD5, mg/1                                        200
      Temperature,  C                                    20
      Peaking factor (dry weather)                        1,5
      Alkalinity, mg/1 as CaCO                          200*

 Primary sedimentation:
      Surface loading,  gpd/sq ft @ ADWF (*)             800
      Suspended solids removal, %                        65
      Sludge concentration, %                             5
      BOD5 removal,  %                                    30
      Effluent BOD5, mg/1                               140

 Activated sludge:
      F/M Ib BOD5/lb MLVSS/day                            0.355
      MLSS,  mg/1                                      3 ^50
      Hydraulic  detention time, hr                     '   4
      Solids retention  time (SRT),  days                   5

 Final clarifiers:
      Surface loading,  gpd/sq ft @  ADWF(*)              600
      Solids loading, Ib/sq ft/day  @ PDWF  (**)          <35
      Return activated  sludge,  percent  of
          influent  flow                                 46
      Return activated  sludge  concentration, %            i

 Chlorination:
      Detention time @  PDWF, minutes                     30
      Dosage, mg/1                                       10

Aerobic digestion, conventional air:
      Influent solids, percent
          1 mgd                                          -^
          5 and 10 mgd (automated decant cycle)          2
     Detention time, days                               15<6
*ADWF - Average dry weather flow
**PDWF - Peak dry weather flow
                             124

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            TABLE 29.   UNIT PROCESS SIZES, ACTIVATED SLUDGE
                                            Plant capacity, mgd
Unit process or component

Primary sedimentation tanks
   surface area, sq ft
Aeration tank volume, cu ft
Aerators, hp
Final clarifier surface
   area, sq ft
RAS pumps, mgd
WAS pumps, gpm
Sludge pumps, gpm
Chlorination, cu ft
Chlorine feed equipment,
   tons/year(average/peak)
Aerobic digestion
   Tank volume, cu ft
   Aerators, hp
15.2/22.8

  51,000
      58
         (*)
 76/114

127,750
    145
                                                                  10
1,250
22,300
40
l'<*7
.46/.69v '
45
15
4,180
6,250
111,500
200
8,335
2.30/3.45
225
75
20,900
12,500
223,000
400
16,670
4.60/6.90
450
150
41,800
 152/228

225,500
    290
   Average/peak - Average flow is used to determine the power requirement
   and maintenance materials cost.  Peak capacity is used to determine
   construction cost and labor requirement.
                                   125

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          TABLE 30.   CONSTRUCTION COSTS, ACTIVATED SLUDGE,  1976
 Plant capacity,  mgd

 Primary sedimentation tanks
 Aeration basins
 Aeration equipment
 Secondary sedimentation  tanks
 Return activated sludge  pumping  sta.
 Waste activated  sludge pumping sta.
 Primary sludge pumping station
 Chlorine contact basins
 Chlorination equipment
 Aerobic  digestion
   Basins
   Aerators
 Yardwork

 Total construction cost
   Construction cost,  $1,000

   _JL       	5            10
$1,045
                                                              $4,138
Costs do not include land, engineering, legal, or financing during
construction, but include 25 percent contractors profit and overhead.
                                126

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      Aeration Basins—Historical aeration basin cost data has been updated
 with results of other detailed cost  studies by CWC and recent costs ob-
 tained from Black  & Veatch and CH2M  Hill,

      These costs include excavation, concrete, walkways, in-basin process
 piping, handrails, and attendant costs.  The construction cost data apply
 more closely to circular or square tanks used for complete mix activated
 sludge design than to long, narrow tanks as used for a plug flow mode.

      Mechanical Aeration Equipment—Cost data for installed mechanical
 equipment have been derived from experienced cost data and equipment costs
 supplied by manufacturers.

      Return Activated Sludge Pumping Station—The cost relationships for
 recycle pumping developed by Black and Veatch(29)  were adjusted and used
 as a basis for estimating the cost of the return activated sludge pumping
 stations in this study.  The costs shown by Black and Veatch have approxi-
 mately doubled due to inflation,  stricter OSHA requirements, and regula-
 tory agency reliability standards.

      The pumping stations are assumed to employ vertical diffusion vane
 pumping units with attendent valves,  piping,  and control facilities.   The
 pump is suspended in the wet well and motors  and motor control centers are
 housed in a superstructure.

      Waste Sludge Pumping Stations—Waste sludge pumping equipment costs
 are based on the use of  intermittent  sludge pumping with positive  displace-
 ment pumps.   The cost data presented  in the Black and  Veatch cost  curves
 were updated for this study.

      Included  in the pump station cost  is an underground  structure which
 houses  the pumps  and piping and is constructed adjacent to and  in  conjunc-
 tion with the  sedimentation basin.  Also included is a superstructure  which
 houses  electrical control equipment.

     Chlorination—Chlorine contact basin costs are based on the same  con-
 struction used for  the aeration basin costs.  Chlorine feed equipment  costs
 are based  on chlorine gas feed and are  taken from the draft report by  CWC
 for the EPA "Estimating Initial Investment Costs and Operating and Mainten-
 ance Requirements of Stormwater Treatment Processes", EPA Contract
 68-03-2186.

 Operation and Maintenance Costs—
     The operation and maintenance costs consist of labor, power and main-
 tenance materials. The individual costs were developed through a variety
 of  resources including recent CWC work for the EPA and the Black and Veatch
 study    .  in some instances, operating plants were consulted for informa-
 tion on labor requirements.

     Sedimentation Basins—O & M requirements are based on the Black and
Veatch report(29>.
                                    128

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     Mechanical Aeration—Operation and maintenance requirements for the
aeration systems are expressed in terms of the installed aerator horsepower.
Labor requirements are based on the Black and Veatch report(29>.  The power
requirements were calculated on the basis of an assumed oxygen transfer
of 2.0 Ib 02/hp-hr or 3.0 Ib Oo/KWH.  Maintenance material costs are based
on the Black and Veatch report*29).

     Return Activated Sludge Pumping Station—The return activated sludge
pumping station labor requirements are based on the Black and Veatch report
The power requirements are based on the Black and Veatch report<29) assuming
a head of 10 feet.  The maintenance material costs are an update of the
Black and Veatch report(

     Waste Sludge Pumping Station—Labor requirements for the waste sludge
pumping stations are based on the Black and Veatch report1 9'.  The power
requirements were based on a pumping head of 25 feet and a pumping effi-
ciency of 40 percent  (progressing cavity pumps).  Maintenance material
costs were updated from the black and Veatch report *  '.

     Chlorination—Labor requirements and maintenance material costs for
chlorination are based on the Black and Veatch report    .  The chlorine
costs are based on recent quotes  for ton cylinders and tank car lots.

BIOLOGICAL NITRIFICATION

Single Stage Nitrification

     The design of this system is based on a mean cell residence time of
10 days to achieve nitrification  in a single stage activated sludge system.
A complete discussion of nitrification is contained in Section  4.  Tables
32 and 33 show design parameters  for the nitrification system and  the
resulting unit process  sizes.  Construction and 0 & M costs are based on
the  same sources described  for the  conventional activated  sludge system.
The  effects of different average  ammonium nitrogen concentrations  (10,  20,
and  30 mg/1) were estimated based upon providing 4.6 Ib  oxygen per Ib  of
ammonium nitrogen.   Peak hourly ammonium nitrogen concentrations of twice
the  average were assumed with peak  hourly BOD  concentrations of 1.5 times
the  average.   An oxygen transfer  efficiency of 2 Ib /hp-hr was  used.

     Estimated construction costs are  shown in Table 34  and  0 & M  costs in
Table  31.

Two  Stage Nitrification

     Tables  35,  36,  and 37  show  the design parameters  used for  this  system
and  resulting  costs.  The same basic  assumptions used  for  the single  stage
nitrification  system on ammonium concentrations, oxygen  transfer,  and
 similar parameters  were used  for two  stage.
                                      129

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          TABLE 32.
 Raw wastewater:
      Suspended solids, mg/1                            200
      Volatile content, %                                75
      BOD5/ mg/1                                        200
      Temperature,  C                                    20
      Peaking factor (dry weather)                       1.5
      Alkalinity,  mg/1 as CaCO                          200

 Primary sedimentation:
      Surface loading,  gpd/sq ft @  ADWF***               800
      Suspended solids removal,  %                        55
      Sludge concentration,  %                             5
      BOD5 removal,  %                                    30
      Effluent BOD5,  mg/1                               140

 Activated sludge:
      F/M,  Ib BOD5/lb MLVSS/day                         0.20
      MLSS,  mg/1                                      3,270
      Hydraulic detention time,  hr                      '   7
      Solids retention  time  (SRT),  days                   10
      Ammonium concentrations, average              10,20,30 mg/1
           Peak hourly  ammonium  concentration         2  x  average
           Peak hourly  BOD5                         1.5  x  average

 Final clarifiers:
      Surface  loading,  gpd/sq ft  @  ADWF(**              600
      Solids  loading, Ib/sq ft/day  @ PDWF                 35
      Return activated  sludge, percent of
          influent flow                                  59
      Return activated  sludge concentration,
          percent                                      0>8

Chlorination:
     Detention time @ PDWF, minutes                      30
     Dosage, mg/1                                        10

Aerobic digestion, conventional air:
     Influent solids, percent
          1 mgd                                          ^
          5 and 10 mgd (automated decant cycle)          2
     Detention time, days                             15.6
 (*)
    ADWF - Average dry weather flow
(**)
    PDWF - Peak dry weather flow
                              130

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TABLE 33.  UNIT PROCESS SIZES, SINGLE STAGE ACTIVATED SLUDGE NITRIFICATION
                                               Plant capacity, mgd
Unit process or component

Primary sedimentation tanks surface
     area, sq ft

Aeration tank volume, cu ft

Aerators, hp
     10 mg/1 NH -N
     20 mg/1 NH -N
     30 mg/1 NH4-N
Final clarifier surface area,
     sq ft

RAS pumps, mgd
WAS pumps, gpm

Sludge pumps, gpm
Chlorination contact tank volume,
     cu ft
Chlorination feed equipment,
     tons/year  (average/peak)

Aerobic digestion
     Tank volume, cu ft
     Aerators, hp
1
1,250
39,000
50
70
85
1,667
69/1.03(*)
36
15
5
6,250
195,000
270
350
425
8,335
3.45/5.18
180
75
10
12,500
390,000
540
700
850
16,670
6.90/10.3
360
150
15.2/22.8
      4,180     20,900

         (*)
            41,800


76/114     152/228
     51,100    127,750     255,500
         58        145         290
   Average/Peak - Average flow  is used to determine the power requirement
   and maintenance materials cost.  Peak capacity  is used  to determine
   construction cost and labor  requirement.
                                    131

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TABLE 34.
                  CONSTRUCTION COST, SINGLE STAGE ACTIVATED SLUDGE
                  NITRIFICATION
                                  Construction cost/  $1,000

                                 _!_        .	5           10
 Plant capacity,  mgd

 Primary sedimentation tanks
 Aeration basins
 Aeration equipment
 Secondary sedimentation tanks
 Return activated sludge pumping  sta.
 Waste activated  sludge pumping sta.
 Primary sludge pumping station
 Chlorine contact basins
 Chlorination equipment
 Aerobic digestion
   Basins
   Aerators
 Yardwork

 Total  construction cost
   at  20  mg/1 NH  -N
   at  10  mg/1 NH  ~N
   at  30  mg/1 NH^-N


   Table  based on 20 mg/1 NH4-N.   Construction costs of aeration equipment
   at '
   10 mg/1 NH4-N: 1 mgd = $105,000; 5 mgd = $270,000; 10 mgd = $550,000
   20 mg/1 NH4-N: 1 mgd = $160,000; 5 mgd = $530,000; 10 mgd = $900,000

The costs do not include land,  engineering, legal,  or financing during
construction,  but include 25 percent contractor profit and overhead.
                              $1,210
                              $1,185
                              $1,240
                                               260
                                               570
                                               450
                                               330
                                               200
                                               190
                                               93
                                               140
                                               37

                                               380
                                               160
                                               393
$3,203
$3,023
$3,283
               440
               850
               800
               590
               300
               270
               140
               200
                60

               550
               280
               627
$5,107
$4,957
$5,207
                           132

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          TABLE 35.  DESIGN PARAMETERS, TWO STAGE ACTIVATED SLUDGE
                     NITRIFICATION

Raw wastewater:
     Suspended solids, mg/1                            200
     Volatile content, %                                75
     BOD5, mg/1                                        200
     Temperature,  C                                    20
     Peaking factor (dry weather)                      1.5
     Alkalinity, mg/1 as CaCO_                         200
Primary sedimentation:
     Surface loading, gpd/sq ft @ ADWF                 800
     Suspended solids removal, %                        65
     Sludge concentration, %                             5
     BODtj removal, %                                    30
     Effluent BOD5, mg/1                               140
Activated sludge:
     First stage complete mix aeration
          F/M, Ib BOD5/lb MLVSS/day                   0.34
          MLSS, mg/1                                 3,000
          Hydraulic detention time, hr                   3
          Solids retention time  (SRT), days              4
     Second stage plug flow aeration
          F/M, Ib BOD5/lb MLVSS/day                   0.12
          MLSS, mg/1                                 2,400
          Hydraulic detention time, hr                   4
          Solids retention time  (SRT), days             10
     Ammonium concentrations, average             10,20,30, mg/1
          Peak hourly ammonium concentration        2 x average
          Peak hourly BOD5                        1.5 x average
Final clarifiers - first & second stage:   ...
                                           \ 7
     Surface loading, gpd/sq ft     @ ADWF,             600
     Solids loading, Ib/sq ft/day @ PDWF (  '            35
     Return activated sludge, percent of
          influent flow                                 69
     Return activated sludge concentration,
          percent                                      0.8
Chlorination:
     Detention time @ PDWF, minutes                     30
     Dosage, mg/1                                       10
Aerobic digestion, conventional air:
     Influent solids, percent
          1 mgd                                          1
          5 and 10 mgd (automated decant cycle)          2
     Detention time, days                             15.6


(*)  ADWF - Average dry weather flow
(**)  PDWF - Peak dry weather flow
                               133

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  TABLE 36.  UNIT PROCESS SIZES, TWO STAGE ACTIVATED SLUDGE NITRIFICATION
Unit process or component

Primary sedimentation tanks surface
     area, sq ft

First stage aeration tank
     Volume, cu ft
     Aerators, hp

Second stage aeration tank
     Volume, cu ft
     Aerators, hp
          10 mg/1 NH -N
          20 mg/1 NH*-N
          30 mg/1 NH4-N

Final clarifier surface area,
     sq ft

RAS pumps, mgd

WAS pumps, gpm

Sludge pumps, gpm

Chlorination contact tank volume,
     cu ft

Chlorination feed equipment,
     tons/year (average/peak)

Aerobic digestion
     Tank volume, cu ft
     Aerators, hp
                                              Plant capacity, mqd
1
1,250
16,700
80
22,300
15
30
50
1,667
(*)
.69/1. 03 v '
36
15
4,180
(*)
15. 2/22. 8V '
51,100
58
5
6,250
83,400
400
111,500
75
150
250
8,335
3.45/5.18
180
75
20,900
76/114
127,750
145
10
12,500
167,000
800
223,000
150
300
500
16,670
6.90/10.3
360
150
41,800
152/228
255,500
290
(*)
   Average/Peak - Average flow is used to determine the power requirement
   and maintenance materials cost.  Peak capacity is used to determine
   construction cost and labor requirement.
                                   134

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       TABLE 37.   CONSTRUCTION COST, TWO STAGE NITRIFICATION,  1976
Plant capacity, mgd

Primary sedimentation tanks .^.
Aeration basins, first stage .^
Aeration basins, second stage
Aeration equipment, first stage
Aeration equipment, second stage
Secondary sedimentation tanks
Nitrif. sedimentation tanks
Return activated sludge pumping sta,
Nitrif. RAS station
Waste activated sludge pumping sta.
Primary sludge pumping station
Chlorine contact basins
Chlorination equipment
Aerobic digestion
   Basins
   Aerators
Yardwork

Total construction cost
   at 20 mg/1 NH4-N
   at 10 mg/1 NH4-N
   at 30 mg/1 NH4-N
    Construction cost,  $1,000
    1            5           10
$1,448
 1,413
 1,490
                260
                360
                340
                230
                210
                330
                330
                160
                160
                170
                 93
                140
                 37

                380
                160
                470
$3,830
 3,730
 3,942
               440
               530
               480
               390
               360
               590
               590
               230
               230
               220
               140
               200
                60

               550
               280
               741
$6,031
 5,821
 6,171
 *Table based on 20 mg/1 NH4-N.  Construction costs of both stages of
 aeration equipment at:
    10 mg/1 NH4-N: 1 mgd =  $235,000;  5 mgd = $600,000; 10 mgd = $800,000;
    20 mg/1 NH*-N: 1 mgd =  $312,000;  5 mgd = $812,000; 10 mgd = $1,150,000

 These costs do not include land, engineering,  legal, or financing during
 construction, but include  25 percent contractor profit and overhead.
                                   135

-------
 BIOLOGICAL DENITRIFICATION
 Mixed Reactor

      Tables 38 and 39 show the design basis for denitrification in a mixed,
 uncovered reactor and the unit process sizing.  The anoxic denitrification
 reactor is followed by an aerobic stabilization reactor for removal of any
 excess methanol.   Solids are then removed in a clarifier and recycled to
 the denitrification reactor.  Estimated construction costs are shown in
 Table 40 and 0 &  M costs in Table 41.

 Fixed Film Denitrification

      The costs of fixed film denitrification were estimated based upon the
 following criteria:   6 ft deep bed,  gravity system,  2-4 mm sand,  2.7
 gpm/sq ft at average flow,  backwash  15 min/day at 25 gpm/sq ft and 25 ft
 TDK with auxiliary air scour,  3:1 methanol to N03-N ratio.   Costs for the
 fixed film system were based on the  work conducted on filtration  system
 costs by CWC under EPA Contract 68-03-2186.

      Construction costs are shown in Table 42 and operation and maintenance
 costs in Table 43.

 PHYSICAL-CHEMICAL NITROGEN  REMOVAL

      Cost  information was developed  for the physical-chemical  alternatives
 of  breakpoint chlorination,  selective ion exchange,  and ammonia stripping.
 Construction costs are shown in Table 44 and operation  and  maintenance
 costs in Table 45.

 Breakpoint Chlorination

      The basic design criteria used  were as  follows:

           Provide  30  seconds of rapid mixing,  G =  900

           Peak NH3 concentration = 2  x average NH  concentration

           Chlorine feed capacity = 10 x peak NH -N concentration  @
                                   average flow

      Costs of  chlorine  contact  facilities were not included because such
 facilities would normally be provided for disinfection purposes even with-
out the  need to remove  nitrogen.

      Costs were estimated for average NH4-N concentrations of 10, 20 and
 30 mg/1.  Construction  and 0 & M  cost information was derived from reports
prepared under EPA Contract 68-03-2186 by CWC.  Chlorine usage in the
various  size facilities is as follows:
                                    136

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       TABLE 38.  DESIGN PARAMETERS, MIXED REACTOR
                  DENITRIFI CATION
Denitrification reactor:
   Type

   Nitrate removal rate,
      Ib NO--N/lb MLVSS/day

   MLVSS, mg/1

   Mixer type

   Mixer size, hp/1,000 cu ft

Aerated stabilization reactor:
   Detention, minutes

   Aeration, hp/1,000 cu ft

Final clarification:
   Overflow rate, gpd/sq ft

   Sludge recycle, %

Methano1 feed:
   Methanol:  nitrogen ratio

   NO.-N concentrations, mg/1
Suspended growth


      0.1

     1500

Submerged turbine

      0.5


       50

        1


      700

       50


      3:1

  10, 20, 30
                         137

-------
      TABLE  39.  UNIT PROCESS SIZES, MIXED REACTOR DENITRIFICATION
                                          Plant capacity, mgd
Unit process or component
Denitrification reactor
\
Volume, cu ft/mixing, hp
10 mg/1 N03-N
20 ing/1 N03-N
30 mg/1 N03-N
Aerated stabilization reactor
Volume, cu ft
Aeration, hp
Clarifier
Area, sq ft

Return sludge , mgd
Methanol feed, Ibs/hr
10 mg/1 N03-N
20 mg/1 N03-N
30 mg/1 N03-N
1



8,900/5
17,800/10
26 , 700/15

4,500
5

1,500
*
0.5/0.75

9
17
26
5



44,500/22.5
89,000/45
133,500/67.5

22,500
22.5

7,500

2.5/3.75

44
87
131
10



89,000/45
178,000/90
267,000/135

45,000
45

15,000

5/7.5

87
174
261
Average/Peak - Average flow is used to determine the power requirements
and maintenance materials cost.  Peak capacity is used to determine
construction cost and labor requirement.

-------
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-------
              TABLE 42.  CONSTRUCTION COSTS, FIXED FILM
                         DENITRIFICATION, 1976
                                 Construction cost, $1,000

Plant capacity, mgd             1           5            10
Structure                      336         776        1,506

Media                           12          40           80

Air/water backwash             160         150          280

Methanol feed & storage         50          80          150

Yardwork                        78         146          282

Total construction cost

  at 20 mg/1 N03~N            $636      $1,192       $2,298

  at 10 mg/1 NO3~N            $619      $1,138       $2,218

  at 30 mg/1 NO3-N            $653      $1,238       $2,355
These costs do not include land, engineering, legal, or financing during
construction, but include 25 percent contractor profit and overhead.
                                  141

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-------
 TABLE 44.   CONSTRUCTION COSTS, PHYSICAL-CHEMICAL NITROGEN REMOVAL,
             1976
                                         Construction cost, $1,000
                                            NH.-N concentration
 Process & plant capacity, mgd

 Breakpoint chlorination
      0.01
      0.1
      1.0
      5.0
     10.0

 Selective ion exchange
      0.01
      0.1
      1.0
      5.0
     10.0

 Ammonia stripping
      0.01
      0.1
      1.0
      5.0
     10.0
10 mg/1
    4.6
   17.2
   70.5
  229.5
  377.1
   98.4
  147.5
  442.6
1,557.4
2,704.9
    3.9
   31.1
  245.9
1,065.6
1,967.2
20 mg/1
    7.1
   25.4
  114.8
  377.1
  696.7
   98.4
  147.5
  442.6
1,557.4
2,704.9
    3.9
   31.1
  245.9
1,065.6
1,967.2
30 mg/1
   12.3
   36.1
  176.2
  623.0
1,475.4
   98.4
  147.5
  442.6
1,557.4
2,704.9
    3.9
   31.1
  245.9
1,065.6
1,967.2
     Costs do not include land, engineering,  legal,  or financing during
construction, but include 25 percent contractor overhead and profit.
                                  143

-------
  TABLE  45.
                                            Annual cost, $1,000
                                            NH^-N concentration
 Process  &  plant  capacity,  mgd

 Breakpoint chlorination
      0.01
      0.1
      1.0
      5.0
     10.0

 Selective  ion exchange
      0.01
      0.1
      1.0
      5.0
     10.0

 Ammonia  stripping
      0.01
      0.1
      1.0
      5.0
     10.0
10 mg/1
    3.7
   11.0
   52.0
  170.0
  210.0
   13.0
   18.0
   40.0
  130.0
  210.0
    2.8
    6.2
   18.0
   57.0
  170.0
20 mg/1
    4.7
   17.0
  100.0
  280.0
  380.0
   14.0
   19.5
   47.0
  150.0
  250.0
    2.8
    6.2
   18.0
   57.0
  170.0
30 mg/1
    5.4
   23.5
  140.0
  400.0
  600.0
   15.0
   21.0
   55.0
  180.0
  320.0
    2.8
    6.2
   18.0
   57.0
  170.0
     Costs include labor at $9.00 per hour including fringe benefits
and electrical energy at $0.03 per kwh.
                                 144

-------
                  10 mg/1 NH -N     20 mg/1 NH -N     30 mg/1 NH -N


     0.01 mgd      1.5 ton/yr             3.1               4.5
     0.1          15                     31                45
     1           150                    310               450
    10          1500                   3100              4500

     Costs of chlorine were based on use of ton cylinders for quantities up
to 450 tons/year ($0.11/lb) and on tank cars over 450 tons/year.  Between
1 and 10 mgd, the demurrage cost on the rail cars will result in an effec-
tive chlorine cost in excess of $0.05/lb and a gradually decreasing cost
down to $0.05/lb at 10 mgd.  To determine O & M costs, a labor rate of
$9.00 per hour and energy cost of $0.03 per kwh were used.  The same unit
costs for labor and power were used for all alternatives.

Selective Ion Exchange

     The costs for this process are based on use of clinoptilolite exchange
media in gravity structures with recovery of the regenerant in closed-loop
stripping towers.  A minimum of four exchangers was provided for each
capacity.  A four foot deep clinoptilolite bed loaded at 5.25 gpm/sq ft
was used.  Exchanger construction costs are based on cost of gravity filtra-
tion structures developed by CWC under EPA Contract 68-03-2186.  Costs
include the exchange structure, backwash facility, influent pumping, clari-
fication-softening facility for the spent regenerant, and closed-loop
stripping tower for regenerant recovery.  Construction costs are essentially
unaffected by ammonia concentration but regeneration frequency and operating
costs increase as ammonia concentration increases.  Costs for the closed-
loop tower modules (such as illustrated on pages 9-75 and 9-76 of EPA's
Technology Transfer Manual on Nitrogen Control) are based on the estimated
cost of such units for the Upper Occoquan, Virginia plant.  Influent pumping
costs are based on 15 ft TDK with regenerant recovery pumping at 35 ft
TDK.  Chemical costs are based on those projected for the Upper Occoquan
plant.

Ammonia Stripping

     Construction costs are based on a tower loading rate of 1 gpm/sq ft
with a tower packing of the type used in the Orange County, California
plant (see page 9-90, EPA's Technology Transfer Manual on Nitrogen Con-
trol) with 24-foot packing depth.  Construction and O & M costs include
influent pumping (50 ft TDK).  The costs do not include elevating the pH
of the wastewater to an adequate level for stripping nor of subsequent
downward pH adjustment following stripping.  The costs of the stripping
process to provide a given percentage removal of ammonium-nitrogen are
independent of influent concentration (at a given temperature).

SUMMARY AND COMPARISON

     A complete discussion of the data developed herein is contained in
Section 8 based on the following comparisons of competing unit processes.
                                    145

-------
 Biological  Treatment  Processes

      Comparative  construction, operation  and maintenance,  and  total  annual
 costs for the various biological  treatment processes  considered  is shown
 in  Figures  36, 37,  and 38 .  The total  annual costs are  the O & M costs
 plus  the amortized  construction costs  at  7 percent over 20 years.  A summary
 of  operation and maintenance  costs from a number of operating  plants is
 shown in Table 46 for comparative purposes.  This information  was summarized
 from  EPA Region inspection and technical  assistance reports.

      A summary of biological  treatment process characteristics is shown in
 Table 47.   Some of  the factors are difficult to define  specifically,  there-
 fore,  they  are covered by general ranges.

      The relative performance of  various  biological treatment  processes is
 illustrated in Figures 26 through 34 .  These data will  allow some general
 comparisons between the various biological treatment processes in use.

 Nitrification Processes

      A comparison of  the incremental construction and O & M costs (over
 the basic biological  treatment process) is shown in Figures 39  and 40 .
 All processes will provide essentially complete nitrification with proper
 design.

 Nitrogen Removal Processes

      Comparable incremental construction,  operation and maintenance,  and
 total annual costs for the various biological and physical chemical
 nitrogen removal processes are shown in Figures 41,  42,  and 43.  The total
 annual costs are the incremental O & M costs plus the incremental amortized
 construction costs at 7 percent over 20 years.

     The biological nitrogen removal processes  include costs for the  re-
quired nitrification and denitrification steps.

     Some comparative characteristics of the nitrogen removal processes  are
shown in Table 48.
                                    146

-------
  10,000
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                                     PLANT CAPACITY, mgd
                         Data from Tables 15, 24, 26 and 30
    Figure  36.   Biological treatment process  construction cost,  1976,
                                       147

-------
    1,000
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       0.01
                                  PLANT CAPACITY, mgd
Figure 37.   Biological treatment  process operation and maintenance
             cost, 1976.
                                    148

-------
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    Figure 38.  Biological treatment process total annual cost,  1976,
                                     149

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   100,000
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      100
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                                   PLANT CAPACITY, mgd
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             1976.
                                      152

-------
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                nitrification, 1976.
                                        153

-------
      10,000
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                                                                     2    3456 789
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Figure 41.   Incremental construction cost for biological and physical-
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                                          154

-------
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 Figure  42.   Incremental  operation and maintenance cost  for biological
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                                           155

-------
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Figure  43.  Incremental  total annual cost for biological and physical-
              chemical denitrification,  1976.
                                           156

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                      SECTION 8



                DISCUSSION AND EVALUATION



 PROCESS AND DESIGN
PROCESS EQUIPMENT
sr;^.srs"iT^vss,TE^,^t".r;t
Sire srssKsssrifi-ssr ™£r
Plant, licensed by Envirotech, uses vertical aeration equipment
eouio-nt36^°r ™anufaoturers P«>vide application information for their
equipment. Even though a number of the aerators are very similar in








range of 3 to 5 Ib O2 per hp-hr-lineal foot of aerator length according
                      158

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to manufacturers published literature.   Actual testing of aerators was
beyond the scope of this study, but information from actual installations
would indicate that manufacturers aerator recommendations provide adequate
oxygen in nearly all applications.  A number of the plants were under-
loaded organically so the observations made do not positively indicate the
adequacy of aeration at design load, but the trend was clear.

     Most of the other process equipment used in oxidation ditch plants is,
or can be, standard industry equipment as available from a number of manu-
facturers.  Therefore, oxidation ditch plant equipment can be specified
and bid competitively as is common practice with municipal wastewater treat-
ment plants.

     The Carrousel plant is patented and must be designed and operated under
license, however, the process equipment for the plant is not covered under
the patent and may be obtained from a number of manufacturers.  The other
oxidation ditch plant configurations are not patented and may be used with-
out license fee.

PERFORMANCE

     Analysis was made of extensive data from operating oxidation ditch
plants.  The average performance of the plants studied was equal to or
better than a 20-20 effluent 85 to 90 percent of the time and a 30-30 efflu-
ent 95 percent of the time.  The best of the plants studied met a 10-10
effluent 99 percent of the time.  The reliability curves indicate slightly
better performance in summer than winter, but the difference is small.  Of
the oxidation ditch plants analyzed, the worst met a 20-20 effluent 50
percent of the time and a 30-30 effluent 70 to 80 percent of the time with
the effluent seldom exceeding  60 mg/1 BOD5 and TSS.
     Average removal of BODs  is 93 percent and TSS is 94 percent with a
 range of about  85 to 98 percent for each parameter among all oxidation
 ditch plant data analyzed.

     There is little difference in BOD5 and TSS performance, on the average
 between plants  of various  sizes.

     The performance of oxidation ditch plants was compared to various com-
 peting processes such  as standard activated sludge, contact stabilization,
 extended aeration,  rotating biological contactor, and trickling filter.
 The average BODc and TSS performance of oxidation ditch plants exceeded
 the corresponding performance of the competing processes;  in some  cases by
 a wide margin.  A summary  of  the comparative performance is shown  in
 Table  23.

 CONSTRUCTION

     Construction costs  for oxidation ditch plants were determined from
 actual plant  experiences and  compared to  construction costs for other
 biological treatment processes.  A  comparison of the costs is  shown in
                                     159

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              Generally,  the extended aeration package plant is the lowest
  th  m          f Z6S/  the C°ntaCt sta*ili*ation plants are lowest cost in
  the mid range of sizes,  and the oxidation ditch is lowest cost for larger
  sized plants.   The costs of alternative plants  are close  enough in the
•      ° 10 ^  ^^  that 10Cal  factors  and te ect process
  d       •                                                           oces
  design will  have  a  significant  effect on  the  relative  construction  costs.

  VAC,*.^! ^eCt ?f  ditCh confi^rati°n on construction costs was also in-
  vestigated for plants up to  1 mgd.  This  comparison is shown in Table 18.
  For  small plants  the shallow sloped side  ditch is most cost effective and
  the  deep ditch becomes more  cost effective as the capacity increases.  For
  Plants less  than  one mgd in  size, the effect of configuration is minor,
  but  for large plants over one mgd, the deep configuration is being used
  frequently.

      Space requirements for oxidation ditch plants are shown in Table 19
  based  on a reasonable layout of the required facilities including sludge
  drying beds.   These requirements are very comparable to similar require-
 ments  for other treatment processes as shown in Table 47.

 OPERATION AND MAINTENANCE

      The operation and maintenance requirements for oxidation ditch plants
 were determined and compared to the corresponding requirements for com-
 peting processes.   The operation and maintenance  requirements are  summar-
 ized in Table 13.   These requirements are  based on actual plant experiences
 to the extent possible.   The actual costs  for  labor and electrical energy
 are shown to  illustrate  the extent of variation of unit costs.   Labor  unit
 costs varied  from about  $2.00 to $10.00 per  hour  and were generally lower
 fa'™      Plants.   For purposes  of comparison,  a uniform unit cost of
 59.00 per hour was used  for labor  and $0.03  per kwh was used  for electri-
 cal energy.   A comparison of  operation and maintenance  total  cost  for
 various biological treatment  processes is  shown in Figure 37    The  follow-
 ing comments  relate  to operation and maintenance  costs  only.  Package
 extended aeration  plants are  the lowest cost for  small  capacity  applications
 below about 0.1 mgd.  This  is probably due to  the  compact plant  configura-
 tion  and the  minimal amount of mechanical  equipment.  The standard activated
 sludge  process  is  the lowest  cost for larger capacity plants generally
 above 2 or 3  mgd although the difference between standard activated sludge
 and oxidation ditch  costs is  small up to 10 mgd.  The major variable relates
 to the  staffing practices of particular plants because  at some point within
 the capacity  range of 1 to 10 mgd full time,  24-hour staffing is generally
 desireable.                                                              *
     Within the capacity range of 0.1 to 2 or 3 mgd the oxidation ditch
plant is very competitive in operation and maintenance cost.  This is due
to the conservative design, process simplicity, and relatively easy sludge
handling associated with the oxidation ditch plant.

     An analysis of total annual costs is shown in Figure 38 with construc-
tion costs amortized at 7 percent over 20 years.   The oxidation ditch plant
                                    160

-------
is cost effective over the range of 0.1 to almost 10 mgd although the
differences are small at some points.  Therefore, it is important to com-
pare the major alternatives in each specific case and consider the local
factors.  Package extended aeration plants are most cost effective for the
small capacity plants below 0.1 mgd.

     As a group, oxidation ditch plants are simple to operate and reliable.
The process simplicity, conservative design, and use of standard equipment
contributes to the very satisfactory operating experience.  These plants
perform well for extended periods with little or no operator attention.
With few exceptions, operators and administrators are pleased with their
plants.

     Oxidation ditch plants are subject to periodic problems, primarily
mechanical.  These problems are detailed in Section 5.  The major problems
are as follows:

     1.   Problems can be expected every 2 to 5 years with each aerator
          unit.  These problems include bearings, seals, flexible coup-
          lings, gear reducers, and loss of teeth on brush aerators.
          Some failures of the aerator torque tube have been experienced,
          but this is rare.

     2.   Comminutors require regular maintenance and cleaning for satis-
          factory operation.

     3.   Spray from the aerators is a problem when it blows onto walkways
          and other access areas.  It results in slippery slime accumu-
          lations or ice; both are hazards to personnel.  In addition, this
          spray blows onto bearings and drive units contributing to early
          failure.

     4.   There are a number of other reported minor problems with return
          sludge pumping, cleaning of weirs and scum boxes, clarifiers,
          and similar items common to other types of plants.

     Generally, the operational experience with oxidation ditch plants has
been very good and careful design and operation will overcome a number of
the problems mentioned.

     Manufacturers are helping to provide solutions to some of the problems
by providing better seals, double sealed bearings, self-aligning bearings,
better  designs for aerator support structure, and shields or "dry" compart-
ments for bearings and drive units.  These considerations should contribute
to even better performance in the future.

     Cold weather affects the operation and maintenance of oxidation ditch
plants  depending on the  severity of  the cold.  Areas where freezing is only
intermittent and of short duration require very little special considera-
tion.   In moderately cold areas where spray from aerators will freeze and
accumulate, the aerators are generally fitted with covers which may be
                                    161

-------
                   C0nsideratlon is the accumulation of chunks of ice in the
  toua£  A h^nt ^^ th? aerat°r blades °r brushes as the cj™*s P^s
  through.  A baffle at water level upstream of each aerator may be helpful to
  keep ice  chunks out of the aerator.   Severely cold areas may require
  special design  considerations for satisfactory operation and maintenance,
  but this  varies from case to case.   An outdoor oxidation ditch plant is
  operating quite satisfactorily in Fairbanks,  Alaska with minimum protec-
  have Sin"!"! h°Ter/  ±n °ther V6ry C°ld areas Special Protective features
  have been used such as covering of ditches and final  clarifiers and housing
  of  equipment requiring regular maintenance.   Oxidation ditch plants gener-
  ally require cold weather protective  considerations similar  to other pro-
  cesses  for a given  climate.
 SLUDGE HANDLING
      Oxidation ditch plants are operated similar to other activated sludge
 plants with the settled activated sludge returned from the final clarifier
 to the oxidation ditch.  The considerations are essentially the same as
 for the standard activated sludge process.  The sludge should be returned
 ^n^r517 £ a Tf generally about 30 to 50 percent of the plant average
 daily flow.  The sludge return rate should be adjustable and measureable.
 The return sludge flow rate is generally not varied in proportion to the
 plant flow rate, but can be if desired.

      Normally,  a portion of the return sludge is wasted to maintain the
 plant solids balance.   Some plants do not waste sludge at all,  but this
 practice is not recommended because of the buildup of inert solids and
 the eventual uncontrolled wasting (plant upset)  which almost invariably
 results from this type of operation.

      It is recommended that sludge be wasted on a regular schedule to  main-
 tain the desired MLSS  in the ditch.
 *•*  ^Ty?ically' waste  Slud9e  is handled  in one of  two ways at oxidation
 ditch plants.  The most common is to utilize extended aeration  (24-hour
 aeration detention) and to waste sludge  directly to sand drying beds
 The  second is to provide less aeration detention  (8 to 15 hours) and
 waste sludge to an aerobic digester then to sand drying beds.  In some
 cases the liquid waste sludge is spread  on land without drying.  There are
            Variati°nS' but nost Plants  waste sludge directly to sand dry-
     At nearly all oxidation ditch plants visited, the waste sludge was
dewatered in open drying beds without any further treatment.  Without
exception, plant personnel indicated an absence of odor and an absence
of nuisance complaints.  No odors were detected during site visits to
approximately 20 plants of various sizes, locations,  and types.

     A number of plants reported a shortage of sand drying bed capacity and
slow dewatenng of the sludge on sand beds.  This would indicate the need
for adequate design for the particular region.   It is desireable to have
                                    162

-------
adequate drying capacity so that wasting can be scheduled according to
process needs rather than by available drying bed capacity.  It is possible
to store sludge in the oxidation ditch by allowing the MLSS to increase,
but this must be carefully monitored to prevent plant upsets.  It is far
better to waste sludge at regular intervals.

     If sludge is wasted directly to sand beds it is important that the
plant be properly operated so that a stable sludge is produced.  If the
sludge is not well stabilized odors may be generated during the drying
process.

     Some regulatory agencies may require additional sludge stabilization
prior to disposal and these requirements should be taken into consideration
in plant designs.  Sludge storage may be required in some applications;
for instance, if sand drying beds are provided, but are not usable during
some periods of the year.

     It is important in the design of any solids handling process to assess
the impact of the non-biodegradable portion of the plant solids.  The non-
biodegradable solids will accumulate in the aeration process and will not
be further reduced bytextended aeration or aerobic digestion and eventually
must be wasted and disposed of.  The non-biodegradable fraction of the
influent solids will vary widely, but may typically be 30 to 50 percent of
the raw sewage solids.  This entire fraction of non-biodegradable solids
enters the aeration process when the plant has no primary settling.

NITRIFICATION AND NITROGEN REMOVAL

     A standard oxidation ditch plant is capable of essentially complete
nitrification when designed for 24-hour aeration detention treating normal
domestic sewage.  Generally, the only modifications required are operational
in nature provided adequate aeration capacity is available to maintain a
positive dissolved oxygen level in the ditch, normal return sludge capabil-
ity is provided, and an adequate final clarifier(s) is provided.  If the
MLSS is maintained in the range of 2,600 to 5,000 mg/1 the plant should
achieve complete nitrification down to mixed liquor temperatures near
freezing.  In some cases, the mixed liquor pH may vary enough to require
chemical adjustment to the optimum range of 7.5 to 9.5, but these cases are
rare.  There are a number of design and operational parameters which effect
operation for optimal nitrification as outlined in Section 4, but for the
typical plant, normal operation will produce a very high degree of nitri-
fication.

     Oxidation ditch plants are capable of substantial nitrogen removal,
however, the design and operation is rather critical if consistently high
levels of nitrogen removal are to be achieved.  It has been demonstrated
that 40 to 80 percent nitrogen removal can be achieved and under favorable
conditions 70 to 80 percent removal should be possible with mixed liquor
temperatures above 15 C.

     Oxidation ditch plants are able to achieve single stage nitrogen
                                    163

-------
  removal because alternating aerobic and anoxic zones can be maintained
        h  H ^.^   This "1""" ««ful control of the^eration
       the deep ditch type plants it is also possible to produce aerobic
                                                                        was
                                                           ue aero
and anoxic zones due to vertical stratification.   This stratificatio
shown at the Vienna-Blumenthal plant (19).   Work by Drews  et al^"°
    . IT* !tot multiple °°n«ntric <*annel type plants can be operated
    single stage nitrogen removal.
       Normally,  an auxiliary  source of carbon  is required for the denitrifi
  cation  step and this can be  provided by introducing thfrfw sewage  in"to the

  thetCreta            "** **~* «" ™°^ ^ «"«* ~« •&?$£*
 « f-hK                     e provided for easy »ntrol of the aeration
 so that the aerobic-anoxic zones can be maintained under varying plant                  '
 flow and loading.  This can be accomplished by varying aerator Immersion
 depth, aerator speed, number of aerators in operation, or operating the
 aerators on an on-off cycle.  Floating aerators may have some advantage
 because their position in the ditch can be changed.  Under some cases of
 low oxygen demand the aerators may not impart sufficient velocity to main-
 tain the solids in suspension in the ditch.   In this case,  an auxiliary
 velocity device may be necessary to impart additional velocity without
 adding oxygen such as a submerged' propeller.

      Ideally,  the use of an automatic dissolved oxygen control system would
 assure maintenance of the required aerobic and anoxic zones with minimum
 operator attention, but this has  not been demonstrated.                                  *
                                                                                         I
      Generally,  the operational considerations for nitrogen removal  are
 about the same as for nitrification except for the aerobic-anoxic zones.

      The  oxidation ditch operation and maintenance costs  for nitrification
 and nitrogen removal are shown  in  Table  13.  The  incremental oxidation
 ditch operation  and maintenance costs  for  nitrification are  very  small
 The operation  and maintenance costs for  nitrogen  removal  are actually  less
 than  for  normal oxidation  ditch plant operation in larger plant sizes
 because of savings in  electrical energy  due to controlled aeration,  in
 essence,  the incremental operation  and maintenance costs  for  nitrification
 or nitrogen removal over those  for  normal oxidation ditch plant operation
 are nil .

     Construction  costs for nitrification are the  same as for a normal
 oxidation ditch plant and for nitrogen removal are about 4 to 6 percent
 higher.

     A comparison of the oxidation ditch to single and two-stage biological
nitrification is shown in Figures 39 and 40.   Each process will provide
essentially complete nitrification, however,  the oxidation ditch plant
requires no additional construction cost and very little additional opera-
tion and maintenance cost over the basic oxidation ditch treatment plant
                                    164

-------
     A comparison of various nitrogen removal alternatives is shown in
Figures 41, 42, and 43.  Ammonia stripping and breakpoint chlorination
are the only close competitors  (in small plants) to the oxidation ditch
plant, but both have serious process limitations.  These limitations are
outlined in Table 48.  The incremental costs for ammonia stripping do not
include raising the pH prior to or lowering the pH after stripping.  If
very high nitrogen removal is required, the oxidation ditch plant would
not be suitable, but for removals up to 80 percent the oxidation ditch
plant is cost effective compared to the other alternatives.

EFFECTIVE APPLICATION

     The effective application of oxidation ditch plants requires more than
consideration of the aeration process itself.  Many other factors contribute
to overall satisfactory performance.

     The raw sewage should be at least coarse screened or comminuted before
entering the ditch to prevent plugging of return sludge valves and pumps.
The screen should have openings no wider than 3/4 to 1 inch.  A number of
plants have no grit removal facilities and have been in operation for
several years without any adverse effects from grit accumulation.  There-
fore, removal of grit may be desireable, but lack of grit removal does not
seem to cause serious operating or maintenance problems.  It is likely
that grit may have to be removed from these ditches after some period of
operation.

     The final clarifier design and sizing is very important to overall
plant performance especially if the discharge requirements are stringent.
It is recommended that final clarifiers be designed for an overflow rate
of 400 to 500 gpd/sq ft at average plant flow and 1,000 to 1,200 gpd/sq ft
at peak flows.  Clarifiers should be designed for a solids loading of
30 Ib/day/sq ft.  Sidewall depths should preferably be 12 to 14 feet.  A
minimum of two final clarifiers should be considered for all plants.  Deep
scum baffles and double skimmer arms are helpful if rising solids are
expected because of denitrification in the final clarifier.  Return sludge
should be withdrawn from the final clarifier continuously and the rate
measured.  This sludge can be returned to the ditch or to the raw sewage
lift station.

     Provisions should be made for easy sludge wasting and some means
should be available for measuring the quantity of sludge wasted.

     Drying beds are the most common method of dewatering,  but the beds
should be adequately sized for the quantity of sludge to be wasted (con-
sidering the non-biodegradable solids)  and the climate.   Additional sludge
storage may be necessary or desireable in some applications to assure that
sludge can be wasted and handled under all operating conditions.
                                    165

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                                  REFERENCES


  1.   McKinney, R. E., "Mathematics of Complete Mixing Activated Sludge",
       Trans. Amer. Soc. Civil Eng., 128, Part III, Paper No. 3516  (1963).

  2.   Eckenfelder, W. W., Jr., and O'Connor, D. J., "Biological Waste
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  3.   Monod, J., "Research on  Growth  of Bacteria Cultures", Herman et
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  4.   Goodman,  B. L., and Englande,  A. J.,  "A Unified Model of the Acti-
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  5.   Goodman,  B. L., "Monod  Type Relationships Applied"to Complete Mixing
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  6.   Stenquist, R. J., et al,  "Carbon Oxidation - Nitrification in Synthetic
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  7.   Trossey,  DeFro,  et al,  "Tertiary Treatment by  Flocculation and Filtra-
       tion",  JSED,  ASCE,  96,  SA1,  p.  75,  February, 1970.

  8.    Gulp,  G.  L.,  and  Hansen,  S.,  "Extended  Aeration Effluent  Polishing by
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  9.    Long,  Leroy W.,  "Shelters  Boost  Winter  Treatment Efficiencies", Water
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10.    Kaneshige,  Harry  M.,  "Performance of  the Somerset,  Ohio Oxidation
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11.    Kampelmacher, E.  H.,  and Jansen, L, M., "Occurrence of  Salmonella  in
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12.    Grube, Gareth, A., and Murphy, R. Sage, "Oxidation Ditch Works Well
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13.   Murphy, R. Sage,  "Evaluation of an Oxidation Ditch Wastewater Treat-
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14.   Ranganathan, K.  R., and Murphy, R. Sage, "Bio-Processes of the Oxida-
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      Resources, U.  of Alaska, Report No.  1WR-27, 1972.
                                     166

-------
15.  Halvorson, H. 0., Irgens, Roar, and Bauer, Henry, "Channel Aeration
     Activated Sludge Treatment at Glenwood, Minnesota", Journal WPCF,
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16.  Halvorson, H. 0., Irgens, Roar, and Bauer, Henry, "A Report on The
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17.  Drews, R. J. L. C., Malan, W. M., Meiring, P. G. J., and Moffatt, B.,
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18.  Drews, R. J. L. C. and Greeff, A. M., "Nitrogen Elimination by Rapid
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     Sludge Plants", Water Research, 7:1183-1194, Pergamon Press, 1973.

19.  Matsche, N. F. and Spatzierer, G., "Austrian Plant Knocks Out Nitrogen",
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     September, 1976.

27.  Process Plant Construction Estimating Standards, Richardson Engineering
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28.  Benzie, W., et al.  Effects of Climatic and Loading Factors on Trick-
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                                    167

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29.   Black & Veatch, "Estimating Costs and Manpower Requirements for Con-

     ventional Wastewater Treatment Plants",  U.S.  Environmental Protection
     Agency Report,  EPA - 17090 DAN, 1971.                         ui^raon
                                 168

-------
                               BIBLIOGRAPHY
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Jacobs, Allan.  Loop Aeration Tank Design Offers Practical Advantages.
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Metcalf & Eddy, Inc. Wastewater Engineering.  McGraw-Hill Book  Company.
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Clark, John W., Viessman, Warren Jr., and Hammer, Mark J.  Water Supply
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Bolton, R. L., and Klein, L.  Sewage Treatment Basic Principles and Trends,
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Busch, Arthur W.  Aerobic Biological Treatment of Waste Waters.  Oliga-
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Parker, Dr. Homer W. Wastewater Systems Engineering.  Prentice-Hall, Inc.
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McDowell, P. E., and Goldman, Dr. Michael.  Advanced Waste Treatment
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Ray, William.  Nitrates:  What's Happening in Britain?  Water and Wastes
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Argaman, Y., and Spivak, E. Engineering Aspects of Wastewater Treatment
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Jones, P. H., and Patni, N. K.   Nutrient Transformations in a Swine Waste
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                                    169

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                                  170

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                        LIST OF METRIC CONVERSIONS
English Unit
acre
cfm
cfs
cfs/acre
cfs/sq mile
cu ft
cu ft
cu in.
cu yd
cu yd/mile
cu yd/sq mile
°F
ft
gal
gal
gpd/acre
gpd/cu yd
gpd/ft
gpd/sq ft
gpm
gpm/sq ft
hp
in.
Ib
lb/1,000 cu ft
Ib/day/sq ft
Ib/ft
Ib/mil gal
mgd
mile
pcf
psf
psi
sq ft
sq in.
Multiplier
 0.405
 0.028
 1.7
 4.2
 0.657
 0.028
28.32
16.39
 0.765
 0.475
 0.29
 0.555(°F-32)
 0.3048
 0.003785
 3.785
 0.00935
 5.0
 0.0124
 0.0408
 0.0631
40.7
 0.7457
 2.54
 0.454
16.0
 4,880
 1.51
 0.12
 3,785
 1.61
16.02
 4.88
 0.0703
 0.0929
 6.452
Metric Unit
ha
cu m/min
cu m/min
cu m/min/ha
cu m/min/sq km
cu m
1
cu cm
cu m/sq km
 C
m
cu m
cu m/day/ha
1/day/cu m
cu m/day/m
cu in/day sq m
I/sec
1/min/sq m,
kw
cm
kg
g/cu m
g/day/sq m
km
g/cu m
cu m/day
km
kg/cu m
kg/sq m
kg/sq cm
sq m
sq cm
                                  171

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                                     TECHNICAL REPORT DATA
                              (Please read Instructions on the reverse before completing)
   EPA-600/2-78-051
                                                             3. RECIPIENT'S ACCESSIOWNO.
    A Comparison of Oxidation Ditch Plants to Competing
   Processes for Secondary  and Advanced Treatment  of
   Municipal Wastes
                                                           5. REPORT DATE
                                                             March 1978  (Issuing Date)
                                                          6. PERFORMING ORGANIZATION CODE
  William F.  Ettlich
 9.PERF
  CulD
      'MING ORGANIZATION NAME AND ADDRESS
   p/Wesner/Culp
Clean Water Consultants
El Dorado Hills,  California  95630
                                                             8. PERFORMING ORGANIZATION REPORT NO.
10. PROGRAM ELEMENT NO.

  1BC611
                                                             11. CONTRACT/tBMdJCKNOT

                                                               68-03-2186
           IG AGENCY NAME AND ADDRESS
  Municipal  Environmental Research  Laboratory--Cin.,OH
  Office of  Research and Development
  U.S. Environmental Protection Agency
  Cincinnati,  Ohio  45268
                                                             13. TYPE OF REPORT AND PERIOD COVERED
                                                          14. SPONSORING AGENCY CODE


                                                            EPA/600/14
  15. SUPPLEMENTARY NOTES
  Project Officer:   Francis L. Evans  III
  Task Director:     Jon H. Bender
                                             (513) 684-7610
       This report  includes information  relating to oxidation  ditch plant plant
  equipment, design and application,  operational problems and  advantages, operation
  and maintenance requirements, construction costs, and nitrification and nitrogen
  removal applications.   Much-of the  information is based oh visits to and analysis
  of data from actual  operating installations.   In addition, the  oxidation ditch
  plant characteristics  are compared  to  those of competing biological treatment
  processes.  Nitrification and nitrogen removal capabilities  of  the oxidation ditch
  process are also  compared to various biological and physical-chemical processes.
                                KEY WORDS AND DOCUMENT ANALYSIS
                  DESCRIPTORS
                                              b.lDENTIFIERS/OPEN ENDED TERMS
                                                                         c.  COS AT I Field/Group
 Activated Sludge Process
 Construction Costs
 Performance
 Reliability
                                             Oxidation Ditch  Plants
                                             Single Stage Nitrificatic
                                             Denitrification
                                             Nitrogen Removal
                                             0$M Costs
                                             0£M Problems
                   13B
   Release to  Public
                                              19. SECURITY CLASS (This Report)
                                                Unclassified
                                                                       21. NO. OF PAGES
                                                                             192
EPA Form 2220-1 (9-73)
                                              20. SECURITY CLASS (Thispage)
                                                Unclassified
                                                                       22. PRICE
                                            172
                                                    ; U. S. GOVERNMENT PRINTING OFFICE: 1978-657-060/1523 Region No. 5-11

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