&EPA
           United States
           Environmental Protection
           Agency
             Environmental Research
             Laboratory
             Duluth MN 55804
National Effluent Toxicity
Assessment Center
           Research and Development
                         EPA/600/3-88/036  Feb. 1989
Methods for Aquatic
Toxicity Identification
Evaluations
           Phase III Toxicity
           Confirmation
           Procedures

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                                         EPA/600/3-88/036
                                            February 1989
         Methods for Aquatic

Toxicity Identification Evaluations

  Phase III Toxicity Confirmation Procedures
                  Donald I. Mount
          U.S. Environmental Protection Agency
           Environmental Research Laboratory
          Office of Research and Development
               Duluth, Minnesota 55804
              National Effluent Toxicity
                Assessment Center
              Technical Report 04-88

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                                  Notice
Mention of trade names or commercial products does not constitute endorsement or
recommendation for use.

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                                   Foreword
This document, Phase III, describes procedures for confirming that suspected toxicants
are the true cause of toxicity. These procedures are applicable and necessary whether
or not Phases I and II have been used to identify the suspected toxicants.

There are  two major reasons to require confirmation procedures. First, the effluent
manipulations used in Phases I and II will, for some effluents, create artifacts that may
lead to erroneous conclusions about the  toxicants. In Phase  III,  manipulations of the
effluent are absent or minimal  and artifacts are far less likely to occur. Sometimes,
toxicants will  be suspected through other approaches  which are  not themselves
definitive. In either case, confirmation is necessary.

The second  reason sterns from the  definite probability  that the substances causing
toxicity change  from sample to sample, from season  to  season  or some  other
periodicity.  Since toxicity is a generic measurement, just measuring toxicity will not
reveal such  variability.  Phase  III  procedures  will  reveal the presence of  variable
causative agents. Obviously, this crucial information is essential so that remedial action
may be taken to remove toxicity.

Confirmation, whether using these procedures or others, should always be completed
because  the  risk is  too great to avoid  this step. Especially for discharges  with little
control over the influent or for discharge operations that are very large or complex, the
probability that different constituents will cause toxicity over time is great.

Unlike Phases I and H, most of the approaches in Phase III are equally applicable to
chronic as well as acute toxicity.  Effluent manipulation is minimal, and additives, for the
most part, are not used; therefore, chronic tests can be done.

A section is also included for guidance when  the treatability approach  (EPA, 1988A;
EPA, 1988B), rather than  the toxicant identification approach, is taken. The treatability
approach requires confirmation as much as or more  so than the toxicant identification
approach.

The reader should  refer  to Phase  I  for Quality Assurance/Quality Control (QA/QC),
Health and Safety, Facilities and Equipment, Dilution Water, Sampling and Testing.
                                       in

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                                   Abstract
Various procedures are described that provide evidence that the suspected toxicants in
effluents are the actual toxicants. These procedures include: correlation,  symptoms,
relative sensitivity, spiking, mass balance! and miscellaneous procedures.
                                        IV

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                                        Contents

                                                                                     Page
Foreword	                  Ill
Abstract  	....!!.............!.....      iv
Contents	   v
Figures	'.'.'.'.'.'.'.'.	   vi
Tab'es	  vii
Acknowledgments   	    vjjj
    1.   Introduction  	   1.1
    2.   Correlation Approach  	   2-1
    3.   Symptom Approach  	     3_1
    4.   Species Sensitivity Approach	   4_1
    5.   Spiking Approach	   5^
    6.   Mass Balance Approach   	   5_1
    7.   Deletion Approach	-    7_1
    8.   Miscellaneous Approaches	   8-1
    9.   Conclusions	   g_1
    10.  When the Treatability Approach Has Been Used  	   10-1
    11.  References	_

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                                          Figures
Number

2-1.
2-2.
2-3.
Correlation of whole effluent toxicity and one suspect toxicant for a POTW effluent.
Toxicity contribution for one of two toxicants in a POTW effluent 	
Toxicity contribution from two toxicants for a POTW effluent 	
Page

 2-2
 2-3
 2-4
                                               VI

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                                        Tables

Number                                                                            Page
6-1.     Comparison of Whole Effluent and Methanol Fraction Toxic Units  	  6-1
                                           VII

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                            Acknowledgments
    I want to thank the staff of NETAC for their contributions to the preparation of this
document. Endless hours of technical discussion, generation of data, suggestion  for
improvement, manuscript review and final editing and typing were all necessary and
useful inputs to produce this document. As for Phase I and Phase II, the administrative
and financial support of Nelson Thomas apd Rick Brandes were crucial.
                                     VIII

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                                              Section 1
                                            Introduction
The final confirmation phase consists of a group  of
steps intended to confirm the suspected  cause  of
toxicity. It will usually follow work completed in Phase
I  and II (Mount and Anderson-Carnahan, 1988A and
1988B; hereafter referred to as Phase I and Phase II),
but  the  boundary may  be  indistinct.  Phase  III
procedures should also follow after the toxicants have
been identified by other means. Rarely does one step
or test  conclusively prove the  cause  of  toxicity.
Rather,  all  practical approaches are  used to  provide
the "weight of the evidence" that the  cause of toxicity
has  been identified. Described below  are  various
approaches  that  are often  useful in providing that
"weight of  evidence."  These  consist of correlation,
observation of symptoms, relative sensitivity,  spiking,
mass  balance  estimates   and  miscellaneous
adjustments of water quality.

The final confirmation is  needed not only to  provide
data to  prove that the suspected toxicants are the
cause of toxicity in a series of samples, but perhaps
more importantly,  to assure that the cause of toxicity
is consistent from sample to sample over time. When
remedial action involves treatment changes, one must
be  certain  that  toxicity from  specific  toxicants  is
consistently present and that the suspected toxicants
account for all the toxicity. Treatment  changes will not
necessarily result  in removal of everything  to an
acceptable  concentration.  If toxicity  is  caused  by a
variety of toxicants being added at varying intervals,
the remedial actions that are practical may differ from
those needed when toxicity is caused by the addition
of the same constituents consistently.

There is a strong tendency to shorten  or eliminate
this final confirmation because by the time it has been
reached,  an enormous  amount of testing may  have
been done,  the  investigators  are convinced of the
cause of toxicity  and the  final confirmation  seems
redundant. To skimp at this stage is to invite disaster!
One cannot  expect to  fractionate  and  otherwise
change a complex mixture (that most effluents  are)
and  not  produce  artifacts  or  come to some  false
conclusions about the toxicants.

Not all approaches will be applicable to every effluent,
and  certainly,  in time, additional ones  will  be
developed.  They  need  not be done in a particular
order,  but some,  especially the correlation, require
substantial calendar time to complete and  should be
initiated at the beginning stages. Judgment must be
made as  to how many Phase  III approaches should
be  used and how  many samples for each  should be
completed.  How completely this phase  is done will
determine the authenticity  of the outcome. Certainly
the confidence needed is dependent, at least in part,
on  the significance of the decision that will be based
on  the results. For example, if a suspected  toxicant
can be removed  by  pretreatment  or by a  process
substitution, a higher degree of uncertainty  may be
acceptable than if  an  expensive treatment plant is to
be  built.  Such  considerations  are subjective and
cannot be reduced to a single recommended number
of samples.

In  Phases I and  II, the  permissibility of  "rounding
corners"  on  methods  and protocols to reduce cost
and allow more testing  was discussed. This  is all
reversed  in  this phase, because here the definitive
data that constitute  the  basis for  decisions are
generated. In Phase  III, the  best  test  procedures
should be followed paying  careful  attention to test
conditions,   replicates,  quality of  test  animals,
representativeness of the effluent samples tested and
strict QA/QC analytical procedures including  blanks
and recovery.  Analytical  measurements  must be
clearly definitive  for the identity of the toxicant as well
as  for the concentration measurement.  Sometimes,
small differences in toxicity  must be detected and if
so,  concentration intervals should be smaller to better
detect small differences. All of the data from Phases I
and II are preliminary  relative to Phase III.  However,
since the  phases merge from one to another, stricter
QA/QC should begin in Phases I and II as  soon as the
toxicants are suspected, so that the data can be used
in Phase III.

The following  approaches  have  been  useful in
previous  toxicity identification evaluations  (TIEs) in
our  laboratory.  They  need not be done  in  any
particular sequence, and  the list for  possible
approaches will get larger as experience is gained.

Some techniques  used in  Phase  III require  keen
observations  and extensive or  broad knowledge of
both chemistry and toxicology. Above all,  an ability to
                                                 1 - 1

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synthesize bits of evidence in a logical sequence is
essential. Our work shows that the more experienced
the investigator,  the  higher the success  rate.  This
work  cannot  be  done  successfully  in  a
compartmentalized  fashion  where  workers do  not
interact daily and  certainly  cannot be successful
without  the  personal involvement of a well-trained
staff.
                                                1 -2

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                                             Section 2
                                      Correlation Approach
The  purpose of this  approach is to show whether
there is a  consistent relationship between  the
concentration of the  suspected toxicant(s)  and the
effluent  toxicity.  For the correlation  approach to be
useful, toxicity  of  the effluent must be  sufficiently
variable to provide an adequate range of LCSOs over
which to  do  the regression  analysis.  In  our
experience, an effluent with insufficient variability has
not been encountered. The LC50 data versus toxicant
concentration: must be transformed to give a linear
relationship for regression analyses. More importantly,
if there  is more than one toxicant and each has a
different toxicity, .the' concentration of each  must be
adjusted  for the different toxicity before they can be
summed. The easiest way to prepare such plots is to
convert all the data to toxic units (TUs).  Effluent TUs
are obtained by dividing 100% by the  LC50 in percent
of the  effluent.  The  toxicant  concentration is
converted to  TUs  by  dividing the  measured toxicant
concentration by the  LC50 of  the toxicant.  If more
than  one toxicant is  present,  the concentration of
each  one is divided by the respective LC50 and the
TUs can then be summed (cf., discussion below on
additivity).

Figure 2-1 is an example of the regression from an
effluent  from a publicly owned treatment work
(POTW)  in  which  the  suspected toxicant was
diazinon. The independent variable  (x-axis) is  the
TUs of diazinon and  the dependent  variable (y-axis)
is the TUs of effluent toxicity.  The  solid  line is the
observed  regression  line obtained  from  the data
points, and  the  dashed  line  is  the expected or
theoretical regression line. We know that if there is
1.0 TU  of  the  toxicant in 100%  effluent, then the
effluent should have 1.0 TU (LC50 = 100%). Likewise,
for 2.0 TU of toxicant the effluent TU should be  2.0,
et cetera. Thus,  the expected line has a slope of one
and an intercept of zero. In Figure 2-1,  the  intercept
(0.19) is  not  significantly different from zero and the
slope is very close to 1 (1.05). The  r2 value is 0.63
which, while  not high, indicates that  the majority of
the effluent toxicity is explained by the concentration
of the toxicant. In a small data set such as this one is,
one value that had about 5.0 effluent TUs lowers the
r2 value substantially.

Figure 2-2 is a similar  plot for another POTW in
which diazinon  was also  the  suspect toxicant.  For
these data, the slope is 1.38, the intercept is 1.24 and
the r2 value is only 0.15, all indicating a very poor fit.
The r2 value being so low means  a large amount  of
scatter and, therefore, little can  be inferred from the
slope and the intercept.

Based on this analysis, we returned to Phase I and II
procedures  and  discovered  that two  other
organophosphates,  chlorfenvinphos  (CVP)  and
malathion,  were present  at  measurable concen-
trations,  and  CVP  was present  at  toxic  concen-
trations. A new correlation was begun, measuring all
three chemicals.  CVP  and  diazinon  have  nearly
identical LC50 values for the species used in this TIE.
Malathion is about one-fourth  as  toxic;  therefore,
malathion did not contribute much toxicity because  of
its low concentration and its being less toxic.

In addition to slope and intercept, some judgment  of
the scatter about the regression line must  be  made.
This can  be done  statistically, but when the sample
size is large, the scatter  can be very large and yet not
negate the  relationship. A suggested approach  to
avoid the  effect of  sample size on the significance  of
scatter is  to set a lower limit on  r2. This value (often
expressed as percent) provides the measure of how
much of the observed effluent toxicity  is correlated  to
the measured toxicant. It is  not  dependent  on
choosing the correct LC50 value of the toxicant. The
specific choice of the minimum value of r2 should be
made based  upon the consequences of the decision.
One must recognize that experimental  error  makes an
r2 value  greater than 0.8 or  0.85  difficult  to obtain.
Therefore, where  minimal  chance of an  incorrect
decision is needed, an r2 value of nearly 0.8 might be
used.  Where an  increased  risk  of  an  incorrect
decision   (i.e., a  lesser amount of  the toxicity
accounted for) is acceptable, a lower value such as
0.6 might  be used.

Since less than  1  TU cannot be measured in whole
effluent, such values are, of necessity, excluded from
the regression. However, when the TUs based on
chemical  analyses  are less than 1.0 TU and effluent
LC50 values are less than  1.0 TU, the data support
the validity  of the regression. In this effluent  there
was another toxicant present  in a different fraction
that was  not identified  and  was not always
                                                 2- 1

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                  6.00-,
                  5.00-
                  4.00-
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                  2.00-
                   1.00-
                  0.00
                                   Theoretical      ~
                                   Observed  	:	
                                                Legend:  R2 = 0.63
                                                       Slope = 1.05
                                                       Y—Intercept = 0.19
                                              I
                                                         I
                     0.00
                                 1.00
                          2.00        3.00        4.00

                        Toxic Units of Suspect Toxicants
                                                                              5.00
                                                                                         6.00
  Figure 2-1.   Correlation of whole effluent toxicity and one suspect toxicant for a POTW effluent.
measurable. This would explain part of the deviation
from the expected values.

Depending on  the  specific  type  of  variability,
correlation may be more definitive when two or morp
toxicants  are  present. For example,  suppose three
toxicants  are  involved,  as  in  Figure 2-3.  If each
toxicant  has the  same LC50  and each  is  strictly
additive  with  the  ratio  of  their  concentrations
remaining the same, the slope will be the expected
but  the intercept will  be  positive  if all are  not
identified.  If  the relative amounts  (ratios) of each
toxicant vary from  sample to sample, the  slope  and
intercept will be  different  from the expected  if only
one toxicant is  identified.

If the toxicity of one of the  toxicants is substantially
different, and if the ratios  of the three toxicants vary
from sample to sample, then the slope, intercept,  and
r2 value will all  be different from expected if all are not
identified.  Much  can  be learned from  studying  the
interrelationship of  slope, intercept,  and the r2 value.
For example, a high r2 value  and an  intercept  near
                                     zero with a slope larger than 1 can  be caused by
                                     using an LC50 for the toxicant that is too large.

                                     If the toxicant concentrations vary over a larger range,
                                     a significant correlation will  be easier to demonstrate
                                     than for a narrower range. Great care must be taken
                                     to understand the interactions of the toxicants,  i.e.,
                                     whether they are additive, and if so, whether they are
                                     additive at different ratios of one to another.  If  they
                                     are not additive, then the exact ratio found  in each
                                     sample must be tested in order to know the expected
                                     toxicity.

                                     Experience has shown that there is a strong tendency
                                     to unconsciously assume that  toxicity  is  always
                                     caused by the  same  constituents.  If this assumption
                                     creeps into the  data interpretation but is false, some
                                     very erroneous conclusions may be reached. That is
                                     why other steps (given below)  in  the confirmation
                                     must accompany the correlation because they help to
                                     reveal any changes in the toxicant(s).
                                                  '2-2

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                                                            Theoretical
                                                            Observed
                                                          Legend:
                                                       R2 = 0.15
                                                       Slope = 1.38
                                                       Y—Intercept = 1.24
              0.00
                           2.00
                              4.00
                                                      6.00
i i  i i i i  i | i  i i i  i i i i  i |
       8.00         10.00
                                       Toxic Units of Suspect Toxicants
 Figure 2-2.   Toxicity contribution for one of two toxicants in a POTW effluent.
A difficult problem to be solved is to  determine the
LC50 of the  suspected toxicants in the  effluent.
Rarely can one remove the toxicants from the effluent
and be  sure that nothing else has  changed or been
removed.  Therefore,  one cannot  directly determine
the  LC50 of the toxicant  in  the  effluent.
Characteristics such as  pH and  hardness are  readily
recognized as affecting  ammonia and  metal toxicity,
respectively.  With  non-polar organics,  suspended
solids and total organic carbon may  affect toxicity
even more. For these reasons, measuring an LC50 in
a dilution water may give quite different  results  than
would be obtained if the  test were to be conducted on
an effluent.

When the LCSOs of effluent  samples vary widely, a
particularly  troublesome  complication  occurs
regarding  the effect of these common  effluent
characteristics  on  toxicity  that  takes  place.  If the
LC50 is high  (e.g.,  80% effluent)  then the  test
concentrations which determine the LC50 (e.g., 75%
and 100%  effluent) will  exhibit characteristics  similar
to  100% effluent. But if the LC50 is 5%,  then these
                                           characteristics will more closely resemble those of
                                           the dilution water.

                                           Changes in pH may also cause problems, particularly
                                           since most TIE tests will be done under static rather
                                           than in  flow-through  conditions.  Effluent  pH,
                                           especially of POTWs,  usually  will  rise 1.0-1.5 pH
                                           units (e.g.,  from  7.2-8.4) when the effluent stands in
                                           test vessels exposed to air. This pH change would
                                           approximately triple the sample toxicity  caused  by
                                           ammonia. We have a large data base for ammonia
                                           and  we know  just  what characteristics  to  be
                                           concerned about; for many other compounds we do
                                           not  have such a large  data base.  Therefore, great
                                           care must be exercised  to  avoid misjudging the true
                                           toxicity of suspected toxicants in the  effluent.

                                           Total organic carbon  (TOC) and suspended solids
                                           (SS) may have  great  effects on  organic chemical
                                           toxicity.  Effluents are likely to be very complex  and
                                           variable and the  role of TOC and SS may be quite
                                           different than in surface  water. For example, SS may
                                           be composed largely of  bacterial cells in one  effluent
                                                 2-3

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          £
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          "o
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3.00-
               2.00-
               1.00-
                             Theoretical   —  —  —'  —
                             Observed
                                                                 Legend:  R2 = 0.73
                                                                        Slope = 0.82
                                                                        Y—Intercept = 0.46
               0.00  f i i i i i  i i i i | i i i i i  i i i i | i l l l II I l l | l ll l ll II l | l l M M l M I I II i I I  I I I I
                  0.00         1.00       2.00      i  3.00       4.00        5.00        6.00

                                         Toxic Units of Suspect Toxicants
  Figure 2-3.  Toxicity contribution from two toxicants for a POTW effluent.
sample  and  largely of clay from storm  runoff  in
another.  The  rate  of  equilibrium  for  adsorption  of
toxicants to solids as well as the equilibrium itself may
be different because of the different organic content
Whether sorption takes place only on the surface or
internally in  the solids  as well, may affect  toxicity;.
Sometimes TOG may  be largely  dissolved and  at
other times it may occur in the form of fat droplets, oil
films, or as a coating on SS. Any of these forms may
have a  different effect  on the  toxicity of  an organic
chemical.

These factors  impact  heavily  on  toxicity  mea-
surements. We cannot just  measure SS,  TOG,  or
dissolved organic carbon (DOC) and correct for them
as we might do for hardness or pH. These require a
different approach. When there are two toxicants, one
affected  by pH and hardness  and the other affected
by SS  and  TOG,  the  complexity  may seem over-
whelming.                                        ;

An approach  we have not yet  tried, but which seems
promising, is  to  collect sets of  samples,  each
                                       collected during a short period (e.g., 24 hours) and do
                                       a separate correlation  for each set. The basis of this
                                       suggestion is that effluent characteristics  that affect
                                       toxicity would likely be more similar during short time
                                       periods than  during long time periods. Our  experience
                                       suggests  that  POTW effluents  vary  sufficiently  in
                                       toxicity over  short  time periods  to provide  a useful
                                       range. The down side of this approach  is  that the
                                       analytical and toxicological error of  measurement may
                                       make  obtaining a high r2 value  very difficult on the
                                       small number of samples. The statistics would have
                                       to  be carefully  developed  to  use  this  approach.
                                       Simply testing the  individual slopes  and intercepts
                                       separately, probably would not work.

                                       Correlation should be accompanied by other  Phase III
                                       approaches,  described below, because  sometimes
                                       additional toxicants  will  occur (especially in  POTW
                                       effluents). When this occurs and  one recognizes that
                                       it has occurred,  these samples can be  omitted from
                                       the correlation or their toxicity can be  appropriately
                                       corrected before use in the correlation.
                                                  2-4

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                                            Section 3
                                      Symptom Approach
Different  chemicals may produce  similar or  very
different symptoms.  Probably  no  symptom  of
intoxication is unique to only one chemical. Therefore,
while  similar symptoms observed  between  two
samples  means  the toxicants  could  be the same,
different symptoms means the toxicants are definitely
different  in  the  two  samples. By observing the
symptoms displayed by the  test organisms  in the
effluent and comparing  them to  the  symptoms
displayed by  test organisms  exposed  to  the
suspected toxicants, failure to display the same
symptoms  means  the  suspected  toxicants are
probably not  the true ones.

Written descriptions of symptoms  are  usually not
helpful. Behavior is difficult to  put into words so that a
clear image of behavior is obtained.  Compendiums of
symptoms are not available  for aquatic organisms.
The best approach is to expose organisms  to the
known  (or suspected)  toxicant(s) and observe  how
the organisms  react.  By the time  of the  final
confirmation, toxicity  tests  with  the  suspected
toxicants will  have been conducted  using pure
compounds.  If so, symptoms  should already have
been observed. A  prudent investigator will  note the
symptoms seen during earlier  testing because  they
can be very helpful in later work as well.

The intensity of exposure can change  the symptoms.
One must compare symptoms at concentrations that
require about the same period of onset. This is most
easily done by using exposure concentrations that are
some  multiple of the  LC50.  In this  way  both the
unknown (effluent) and  the  known toxicants  (pure
compound) can be  set  at the same toxicity level. This
does not mean that observations of  the organisms
should  be delayed  until the normal length of the test
has elapsed. With some toxicants, the  test organisms
will show distinctive  symptoms  soon after the
exposure begins, whereas later, symptoms  are often
more   generalized and  less  helpful.  For other
toxicants, a sequence of different symptom types are
displayed by the  test  organism over the  exposure
period and the sequence may be more definitive for a
given chemical than the  individual symptoms. In few
cases  will  the symptoms  be unique enough  to
specifically  identify the  toxicant,  but  symptoms
different from those caused  by the pure suspected
toxicant are  convincing evidence that the suspected
toxicant is not the true one.

A  second  caution  regarding  mixtures  of several
toxicants.  Mixtures of  toxicants  can  produce
symptoms  in  test  animals  different  from  the
symptoms of the individual  toxicants  composing the
mixture. When  more than one  toxicant  is involved,
one  must not  only  include all  the  toxicants,  but
include them in the same ratio as the whole effluent.
Often the toxicant of the  mixture  at  the highest
concentration relative to  its  LC50 will cause most of
the symptoms.  Just as for  single  toxicants,  the
mixture concentration causing the same endpoint in a
similar exposure period should be compared. Spiking
effluent  with the suspected  toxicants  and comparing
the spiked and  unspiked sample,  both near  their
LC50 concentrations,  is a good approach.

Symptoms  may  be quite different  among different
species  of organisms; therefore  the  use of two or
more species provides increased definitiveness  in the
observations. For both  species, one  must compare
symptoms at concentrations that are equitoxic.  The
greater  the difference  in sensitivity,  the  more
important this becomes. The concentration in mg/L is
unimportant; the important consideration is  that
equitoxic concentrations are compared. Suppose, for
example, species A and B  have LC50 values for  a
suspected  toxicant of  1  and 80 mg/L.  Then
concentrations of 2 and  160 mg/L might be used to
compare symptoms of species A and B,  respectively.
If the onset of symptoms  is  rapid, then perhaps 1.25
and  100 mg/L  (1.25XLC50) should  be  tried.  Since
symptoms vary  with the exposure  intensity,  using
various multiples of the LC50 (i.e., 0.5, 1, 2) can add
additional confirmation, if the same set of symptoms
are seen in  both series.  If more than  one toxicant is
involved, and  the  ratio  of  the  two  species'  LC50
values for toxicant A is markedly different than for
toxicant B, C, D, ..., then the definitiveness of using
symptoms is even greater.

Time-to-mortality at  equitoxic  concentrations  can
be  used  as a  "symptom" type  of test.  Some
chemicals cause mortality quickly and some cause
mortality  slowly. If for two effluent samples, one  kills
quickly and  the other kills very  slowly, the toxicants
are probably not the same.
                                               3- 1

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                                              Section 4
                                  Species Sensitivity Approach
In addition to a comparison of symptoms displayed by
species, the LC50 values can  be compared for the
effluent of  concern  and  the  suspected toxicants,
using  species  of different  sensitivities.  If  the
suspected  toxicants  are the true ones,  the LC50
values of effluent samples  with  different toxicity to
one species will  have  the same ratio as for a second
species of different sensitivity. And further, the ratio
for each species should be the same as for known
concentrations of the pure toxicant. The same ratio of
LC50  values for two  species  implies  the  same
toxicant in both  samples of effluent.  Obtaining the
same  effluent toxicity ratio among  various effluent
samples for each species as is obtained by exposure
to comparable concentrations of  known toxicants,
implies that the suspected  toxicants are  the  actual
ones  present.  However,   if  other  effluent
characteristics affect toxicity and they vary, the ratios
could also be affected.

The  common notion  that goldfish are resistant  and
trout are sensitive is  very misleading and should be
discarded. Many species are more sensitive to certain
groups of toxicants than trout.  Of course, there are
generalizations that   can  be  made. For example,
sunfish (Centrarchids),  frequently are much more
resistant to  metals   than  goldfish,   minnows,  and
daphnids.  Daphnids tend to be  more  resistant to
chlorinated hydrocarbon  insecticides  than  fish  and
more  sensitive  to organophosphate insecticides.
These differences must always be  verified for the
suspected toxicants; generalities can  only be used as
an initial guide to species  selection.  Differences of
10-100X are easy to find in some chemical groups
and  difficult to find in others. If several  toxicants are
involved,  interpreting  the results and designing the
ancillary experiments  is  more difficult. If successful,
the power of the result  is much greater  than  for a
single toxicant.  The difference in sensitivity between
Ceriodaphnia and fathead minnows  has,  on several
occasions, revealed either a  change in  the  toxicants
present  in  a series of  effluent samples, or the
presence of other toxicants in addition  to the  ones
suspected.

Comparison of sensitivity among species has another
very important  use.  Some  species may  evidence
toxicity from an effluent constituent that the TIE test
species  did not.  If this  happens,  then the above
comparison will  be confused, but at least there will be
a warning. To decipher this possibility, one will  need
to revert back to Phase II and  even to Phase I to
characterize the additional toxicant and identify it with
the new  species. A second Phase III may be needed
for this  toxicant and species. It  is  important not to
assume  that the resident  species  have  the  same
sensitivity as the TIE  test species. For  freshwater
discharges to saltwater, this  is critical, because
Phases  I and II are most easily done on  freshwater
organisms because the effluent is freshwater. But the
concern  is  for  marine  organisms  and  so  their
protection cannot be assumed     (cf., Section  8,
Phase I).
                                                4- 1

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                                              Section 5
                                        Spiking Approach
In  spiking experiments,  the  suspected toxicants are
increased in concentration in the effluent sample and
toxicity  is  measured  to  see  whether  toxicity  is
increased in  proportion to the increase  in  concen-
tration. While not conclusive, if increased toxicity  is
proportional to an increase in  concentration,  consid-
erable confidence is gained  about the true toxicants.
Two principles form  the  basis  for  this  added
confidence. To  get  a proportional increase in toxicity
from the  addition of the  suspected toxicant when it is
in  fact not  the true toxicant, both the true  and
suspected toxicants would have to have very similar
toxicity and  would  have to  be strictly additive.  The
probability of both of these coinciding is small.

Removing the suspected toxicants from the  effluent
without removing other  constituents  or in  some way
altering  the effluent  is usually not possible.  The
inability to do this makes the task of establishing the
true toxicity of the suspected toxicants in the effluent
difficult.  For many  toxicants, effluent characteristics,
such as TOG, SS, or hardness, affect the toxicity of a
given concentration.  Some  characteristics,  such  as
hardness, can be duplicated in a dilution water, but
certainly  not TOG  or SS because  there are  many
types  of  TOG and  SS, and  these  generic
measurements  do not distinguish between them. For
example, effluent TOG will usually occur  as  both
dissolved and  suspended.  In POTW  effluents, the
source of the TOG  is likely to be largely from biologic
sources,  both plant and animal. For POTWs,  bacteria
are likely to be  a large component. If there have been
recent storms,  oil  from  runoff  might  be  high.
Simulating TOG from such variable sources is next to
impossible. TOC is not solely the  result of organic
chemicals. For  suspended  solids,  shape,  porosity,
surface-to-volume  ratio,   charge and  organic
content,  all, or any, will change sorption, and none of
these  is measured by the standard methods for
measuring suspended solids.

In a simple system, such  as reconstituted soft water,
one can  expect for most chemicals that doubling the
concentration will double the toxicity, at least in the
LC50 range.  If  solubility is being approached or there
are effects  from water characteristics such as SS,
then the toxicity may not double or conceivably could
more than double.  For example, if a chemical of high
log  P is  largely  sorbed on solids, doubling  the total
concentration  may  more  than  double the  toxicity
because  the  added  chemical  is  in solution.
Equilibrium may not become estab-lished during the
test period and especially  not before  the test
organisms are added.

If several toxicants are involved,  then their interaction
(additivity,  independent action, synergism)  must  be
measured or otherwise included. Since ratios may be
as important as  concentration, the best way to spike
when multiple toxicants are  involved is to  increase
each toxicant by the same multiple of the LC50, e.g.,
by  doubling  each.  In this  way the  ratios of the
toxicities  remain  constant.  When  two  or  more
toxicants are not additive,  getting predicted results is
very strong evidence. Interpreting spiking data may
require  a  very  high  level of competence  in both
toxicology and chemistry; otherwise the data  could be
very misleading. Using more than  one species  of
differing sensitivity is effective in  adding confidence to
the results.

When matrix effects are complicated, other types  of
spiking  can be  done to  reduce the effects  of the
effluent matrix characteristics. If a method exists for
removing the toxicants from the  effluent, such as the
SPE procedures, the extracts  or  fractions  can  be
spiked in addition to spiking effluent, using the same
principles as described for effluents. The advantage
in this approach is that matrix characteristics such  as
SS and TOC will be absent or much reduced and will
not affect spiking  experiments as  much.  The
disadvantage is that proof  that  the extracts  or
fractions contain the true effluent toxicants  must  be
generated. Some approaches for doing this are given
in  the  next section  (Section 6). The use of this
approach is especially applicable to fractions from the
SPE or the HPLC fractions for non-polar organics. In
these,  the constituents are separated  from  much of
the TOC, SS and hardness,  so  that spiked  additions
are more likely  to  be strictly additive than is true in
the whole  effluent.  Suggestions  and  precautions
about  ratios  and  all other previously  discussed
concerns  apply here as well. Spiking fractions,
however,  does  not  provide  the same confidence
about the  cause of toxicity in the effluent as spiking
the effluent directly provides.  The mass  balance
                                                  5- 1

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