&EPA
            United States     Office of Health and
            Environmental Protection  Environmental Assessment
            Agency       Office of Regulatory
                       Support and Scientific Analysis
                      Washington, DC 20460
                         EPA/600/9-87/013
                         June 1987
            Research and Development
Report of the EPA
Workshop on the
Development of Risk
Assessment
Methodologies for
Tumor Promoters

-------

-------
                                       EPA/600/9-87/013
                                       June 1987
       REPORT OF THE EPA WORKSHOP ON THE
DEVELOPMENT OF RISK ASSESSMENT METHODOLOGIES
              FOR  TUMOR PROMOTERS
                  Prepared by:

                  Jan Connery
         Eastern  Research Group, Inc,
              6 Whittemore  Street
              Arlington, MA  02174
            EPA Contract 68-03-3234
                EPA Project Officer
                 Hugh L. Spitzer
    OFFICE OF HEALTH AND ENVIRONMENTAL ASSESSMENT
                       AND
 OFFICE OF REGULATORY  SUPPORT AND SCIENTIFIC ANALYSIS
           OFFICE OF  RESEARCH AND DEVELOPMENT
          U.S. ENVIRONMENTAL PROTECTION AGENCY
                  WASHINGTON, DC 20460

-------
                        ACKNOWLEDGEMENTS
    This document  was  prepared  by Jan  Connery, Eastern Research
Group, Inc., Arlington,  Massachusetts,  for Hugh L. Spitzer, EPA
Office of Research and Development,  based on  transcripts of the
workshop,  it was  reviewed  by all workshop chairmen and
panelists.  Their  time and  contributions are  gratefully
acknowledged.
                             NOTICE
   ^      document has been reviewed in accordance with U S
Environmental Protection Agency policy and approved for
publication.. Mention of trade names or commercial products
does  not constitute endorsement or recommendation for use
                             -11-

-------
                      TABLE OF CONTENTS

                                                          Page

    PREFACE	  Vi

    EXECUTIVE SUMMARY	  Vii

1.  INTRODUCTION	•••   1

2.  DEFINITIONS	«	   3

       Summary	   3
       Discussion	'•	   3

3.  MECHANISMS OF INITIATION	   5

       Summary	   5
       Discussion	•	   5

4.  MECHANISMS OF PROMOTION	   8

       Summary	   8
       Characteristics of the Lesions Produced
         by Promotion	   8
       Receptor Mechanism	   9
       Cell-Cell Communication	•   9
       Altered Differentiation	  10
       Oncogenes	  10
       Behavior in In Vitro Systems	  11
       Stages of Promotion	  12
       Spontaneous initiation  and Promotion...	  12
       Memory for Promotion	 12
       Structure-Activity Relationships	•  13
       Pure Agents	 13
       Cytotoxicity	• • i4
       Promoters as  irritants.	..	•	 15
       Promoters as  Anti-initiators	 15
       Chow Diet as  a Promoter	 15
       Promotion by  Saline?	«	 16

5.  CHARACTERISTICS  OF PROMOTERS	 17

       Summary	• -	 17
       Criteria for  chemicals  that Can  Only  Promote,,	 17
       Are Promoters carcinogens?	«	 18
       Do Promoters  Cause  Genetic Damage?...	 19
       Are Promoters Initiator-Specific?	 19
                             • ill-

-------
                    TABLE OF CONTENTS (CONT.)

                                                            Page
                                                            ••- a—,—
  6.  REVERSIBILITY	 .	;>> 2Q

         Summary	t	    2Q
         Existing Data	! *.'!*! *.'****'**'**"!* 20
         Mechanisms of Regression	„	..**!*! 21
         Demonstrating the Existence of  a Threshold."!**!'*' 22

  7.  THE TWO-STAGE BIRTH-DEATH-MUTATION MODEL...,..,	 23

         Summary	o	 .. . .       23
         Description of the Model	I!!!!!!!!!!!!""!!!"! 23
         Validating' the Model..	».....!!!!!!!!! 27
            Data Requirements	„	!!!!!!!!!!!! 27
            Research	!!!!!!!!!!!! 28

  8.  THE CELL-CELL COMMUNICATION MODEL		 32

         Summary	... „.    32
         Model  Description	!!!!!!!!!!!!!!! 32
         Scrape Loading Assay	.....!!!!'** 33
         Current Data	,	!!!!!!!!!!."	 34
         Future Research	!!!!!!!!!!!!!!!!! 35

  9.   QUANTIFICATION IN THE  LIVER	 36

         Summary	t	^   ^Q
         System Description	*'!''*'!'**** 36
         Quantification	! '*'*'.''*"** 36

10.   SYNBRGISM	 38

         Summary	   3g
         Existing Data	.....!!!!!!!!!!!!!!!!!!! ss

!!•  SPECIES DIFFERENCES/HUMAN STUDIES	 40

         Summary	    40
         Species Differences	."**!*' °."!'° *******  40
        Human  Studies	!*"******'.'  41

12.  PROGRESSORS	;	  46

        Summary	.^ >	     ^g
        Mechanisms of Progression...."""""."'!"'""]""'"]""",  45
        Promoters as Progressors	*******  48
                              -iv-

-------
                   TABLE OF CONTENTS (CONT.)
13.  RESEARCH RECOMMENDATIONS	 49

        Summary	 49
        Organ Sy-stems	«	• • • • 50
        Chemicals	•• • 5^
        Pure Promoters and Nonpromoters	 52
        Human Data	 53
        Animal Models	 53
        Species and Strain Differences	,	 53
        in Vitro Systems	 54
        Mechanisms	•	 55
           Reversibility	 55
           Receptor Binding	 55
           Cell Differentiation	 56
           Oncogenes	•	 56
           Phorbol Esters	 56
        Models	•	 57
           The Two-Stage Birth-Death-Mutation  Model	 57
           Intercellular communication.	 57
           Other Models	•	 58
        Quantification	 58
        Expansion of the NTP Bioassay	;... 58
        Additional Research Recommendations	 59

14.  REFERENCES	........... 60
APPENDIX A
LIST OF PANELISTS AND OBSERVERS
APPENDIX  B    AGENDA
APPENDIX  C     PANELIST  PREMEETING COMMENTS
 APPENDIX  D     EDITED TRANSCRIPTS OF THE WORKSHOP
                               -V-

-------
                             PREFACE
    At present,  relatively  little  is known about the mechanisms
of promotion and the  identity of promoters.  However, available
data suggest that promoters may have very different
implications for risk assessment than carcinogens.  On February
3-5, 1987, the U.S Environmental Protection Agency (EPA) Office
of Research and  Development sponsored a workshop in Bethesda,
Maryland, on "Development of Risk Assessment Methodologies for
Tumor Promoters."  The purpose of this workshop was to identify
and prioritize research to provide data that could be used in
risk assessment  of tumor promoters.  During the two and
one-half days of the workshop, thirteen expert panelists
discussed the current state of the art in tumor promotion and
developed specific research recommendations.  Several observers
were present to witness and join the discussion.  This report
summarizes the proceedings of the workshop.
                             -VI-

-------
                       EXECUTIVE SUMMARY
    At a workshop sponsored by the EPA Office of Research and
Development in February 1987, thirteen expert panelists
discussed research needed to support the development of risk
assessment methodologies for tumor promoters.  During the two
and one-half days of the workshop, the panelists exchanged
current data on promotion, identified data gaps, and formulated
general and specific research recommendations.

    The panelists agreed that available data suggest that there
are probably at least three stages of carcinogenesis -
initiation, promotion and progression - and that there are
agents that are associated predominantly with these three
stages.  Initiation was described as a  sudden change probably
involving DNA that is irreversible over a long  period  of time.
There  is a growing body of data suggesting that the  initiation
stage  is relatively common and involves nonspecific  damage  to
DNA.   There is also evidence  that there may  be  a spectrum of
initiated  cells  that vary  in  their  degrees of initiation and
thus  in  their susceptibility  to promotion.   Promotion  was
defined  as  "the  reversible  selective  clonal  expansion  of
initiated  cells  and the  reversible  alteration of gene
expression."  A  list of  criteria  for  chemicals  that can  only
promote  was developed.   Progression was defined by a majority
of panelists  as  "an  irreversible  change in  DNA  towards
malignancy."

     The panelists agreed that the mechanism of  promotion is not
 currently understood  and they suggested that there may be
 several different mechanisms of promotion.   Available  data
 suggest that  promotion is substantially different  from
 initiation, and that traditional risk assessment models for
 carcinogens are not appropriate for promoters.
                              -vii-

-------
     Promoters appear to show more extreme differences in
 species and strain responses than carcinogens.  The panelists
 agreed that much more work needs to be done to understand these
 differences from a mechanistic standpoint.  Epidemiological
 studies should be conducted to obtain human data, and existing
 epidemiological data on promotion should be examined as a
 potential source of information on human promoters.  Although
 no agents have been unequivocally classified as human
 promoters,  data indicate that several chemicals may be working
 as human promoters.

     Available data suggest that promotion is reversible in the
 liver  and skin,  but currently there  are  not enough data to
 ascertain whether reversibility is characteristic of all
 promoters in  all systems.   There was concern that there may be
 synergism among  promoters.   Research is  needed to study this
 phenomenon  and to identify the  kinds of  promoters that  are
 likely to interact.

     There is  a need to  develop  and validate statistical  models
 for  promotion  and  to  develop  data  to test  the  models.   The
 two-stage birth-death-mutation  model,  developed  by Moolgavkar,
 Venzon  and  Knudson, was  discussed  at the  workshop.   The
 panelists agreed  that it appears to  provide a  good theoretical
 framework from which  to  propose  and  interpret  studies on
 promotion.  Various approaches  to  validating the  model  were
 discussed,  including  an  initiation/promotion/initiation
protocol  (Potter,  1981)  using multiple doses of  both the
 initiating  and promoting agents.

    The panelists agreed that not  enough data  are  currently
available to assess the  risks of promoters, and  that
substantial research is needed  in  several  areas,  including:
                          -Vlll-

-------
«  Mechanisms of initiation, promotion and progression,
   particularly data on dose-response and frequency of
   response.

«  The behavior of promoters in humans.  Epidemiological
   studies of promoters in humans are a high priority.  The
   panelists suggested several populations for
   epidemiological studies.

«  Development and validation of statistical models for
   initiation/promotion systems.

•  The behavior of promoters in organs other than the skin
   and the  liver.

o  Interspecies differences  in promotion.

•  Expansion of the  chemical data base for  known and
   potential promoters.   The panelists offered  several
   suggestions  of  chemicals  to study.

9  Synergism among promoters.

«  Development  and validation  of  in vitro screening models
   for  known experimental promoters.   If successful,  the in
   vitro approach  should  expedite the selection of
   chemicals for  in vivo  study.
                           -IX-

-------

-------
                       1.  INTRODUCTION
    In recent years, there has been a growing recognition that
risk assessment of tumor promoters is important but is
precluded by a lack of data.  In 1982, the EPA Office of Toxic
Substances held a workshop to examine how information on
promoter activity could be incorporated into risk assessment.
Participants agreed that such information should be
incorporated into risk assessment but could not offer the
Agency guidance on how to do this.  Recently, both the Science
Advisory Board in its review of perchloroethylene and the EPA
Office of Pesticides and Toxic Substances' panel on. dioxin
recommended that the EPA consider integrating promotional
activity into the traditional risk assessment.

    With regard to promoters, the current EPA Guidelines for
Carcinogen Risk Assessment  (Federal Register, 1986) state:

    Agents that are positive  in long-term animal experiments
    and also show evidence  of promoting or cocarcinogenic
    activity in specialized tests should be  considered  as
    complete carcinogens  unless there is evidence  to  the
    contrary because  it is, at present, difficult  to  determine
    whether  an agent  is only  a promoting or  cocarcinogenic
    agent.   Agents  that show  positive results  in special tests
    for irritation, promotion or  cocarcinogenicity and  no
    indication of  tumor response  in  well conducted and  well
    designed long-term  animal studies should be  dealt with on
    an  individual  basis.

    While  this approach was not  felt to  be  wholly  satisfactory,
 there was  not  enough  consensus  to develop an alternative
 approach  in  terms  of  either a qualitative  judgement of  how
 likely  an  agent  is to be  a  promoter, or,  quantitatively,  of  how
 great a cancer  risk a promoter  might pose  for given levels  of
 exposure.

    As  a  first step towards risk assessment for tumor
 promoters, the EPA Office of Research and Development convened
                               -1-

-------
  a  workshop  on  "Development  of  Risk  Assessment  Methodologies  for
  Tumor  Promoters"  on  February 3-5, 1987,  in  Bethesda, Maryland.
  The workshop provided  an  opportunity  for  expert  scientists to
  pool th-eir  knowledge and  set research goals to improve the
  scientific  bases  for risk assessment  of promoters.  The group
  was asked not  to  address  specific chemicals, but rather to
  identify research concerning promoters as a class of
  substances, and to prioritize  this  research according to its
  impact and  utility for risk assessment.  The workshop was
 chaired by  Dr. Albert  (University of Cincinnati Medical
 Center), Dr. Langenbach (National Institute of Environmental
 Health Science), and Dr. Parland (EPA Carcinogen Assessment
 Group).

     This report summarizes the discussion at the workshop.   The
 first  day of discussion focussed on current knowledge of
 promotion.   Panelists exchanged data and identified data gaps.
 On  the  second and third days,  general and specific research
 needs were  identified.

     The report  is organized  into 13  sections that reflect  the
 major themes of discussion:at  the workshop.   Each section  has
 been synthesized from many different parts of  the discussion
 that pertain to the  topic.  .A  list  of  the panelists  and
 observers can be found  in  Appendix A..  The agenda is provided
 in  App'endix  B,  and premeeting comments prepared by  the
 panelists can be found  in  Appendix c.

    The reader  should bear in mind that  this report  is based
 solely on the workshop  discussion and  panelist  comments.  As
 such, it -reflects  the opinions  and data  of a limited number of
 participants exchanged  over  a brief  period of time,  and
 therefore does  not provide a comprehensive treatment of the
 various subject  areas.  The  amount of  information provided on a
particular topic in this report  does not. indicate its relative
 importance,   and  there may be important aspects  of tumor
promotion that  are not  touched  on in this  report.
                               — 2 —

-------
                        2.   DEFINITIONS
Summary

    The group agreed that there are probably at least three
stages of carcinogenesis:  initiation, promotion and
progression.  Panelists offered various definitions of these
stages in their premeeting comments (see Appendix C).  Some of
these definitions were presented and discussed at the
workshop.  Discussion focussed on the definition of promotion.
Discussion

    The group  initially defined promotion as "the reversible
expansion of initiated cells."  Dr. Huberman questioned this
definition.  In  the  in vitro  hamster  embryo cell transformation
system, treatment  of  initiated cells  with tumor promoters  such
as  phorbol  esters  produces  transformed  colonies.  The  majority
of  these  colonies  revert  to a normal  phenotype when  the
promoter  is removed„  Dr. Huberman argued that a promoter  can
directly  convert an  initiated cell from a normal  to  a  tumor
phenotype.   Other  panelists also  thought that  promoters  may
cause changes  in genetic  expression,  so the group  agreed to
 define promotion as  "the  reversible selective  clonal expansion
 of  initiated cells and  the  reversible alteration of  gene
 expression."

     Dr. Slaga cautioned that the definition must pertain to all
 organ systems.  He felt that the interval between initiation
 and promotion is  important in an operational definition.  He
 suggested that  the definition include  a requirement that the
 promoter must still be effective after  a reasonable time  (at
                               -3-

-------
least several months) after  initiator application,
proposal was not discussed by the group.
This
    Some panelists presented their definitions of initiation
and progression.  The group did not develop a definition of
initiation, but a majority of panelists defined progression as
"an irreversible change in DNA towards malignancy."  Dr. Magee
pointed out that this definition differs from the original
usage of the term "progression" by Dr. Leslie Foulds (Foulds,
1975).
                            -4-

-------
                 3.  MECHANISMS OF INITIATION
Summary

    There was a general discussion of possible mechanisms of
initiation and characteristics of initiated cells.  Several
panelists offered different opinions and data.  The mechanism
of initiation was not clear.  Initiation has been described as
a sudden change that is irreversible for a long period of
time.  The commonly held view is that initiation  is a
relatively rare event in vivo that  is best explained by  a
inutational event.  However,  recent  evidence  from  several
laboratories  (Fernandez et  al.,  1980; Ethier  and  Ullrich,  1982;
Clifton  et al., 1984; Gould,  1984;  Kennedy,  1985a;  Terzaghi and
Nettesheim,  1979;  Stenback  et al.,  1981)  suggesting that the
initiating event  is  a  common one challenges  the  original
concept  of an initiated  cell as  one that  is  mutated. "An
alternative  mechanism  suggested  was that  initiation may  involve
some irreversible differentiation in cells.   How this  can be
brought  about and what it  really means  is not clear.
 Conventionally,  initiation is thought to be linked to genotoxic
 agents.   It  is not clear what kind of genotoxic event would
 result in an irreversible change in differentiation.  The
 frequency of the initiation event would affect priorities for
 research.  If initiation is common, then promotion and
 progression would be rate-limiting steps, suggesting that they
 should be given priority in research.
 Discussion

      Both  Dr.  Hennings  and  Dr.  Slaga said they thought that
  initiation  produces  a  whole spectrum of initiated cells that
  vary in their degrees  of initiation.  Some are more easily
                             -5-

-------
  promoted than others.  One panelist suggested that initiation
  may have more than one stage.  Another panelist thought  that
  the dose has an effect on the type of initiating event that
  occurs.

      Dr.  Kennedy questioned the  notion that  initiation was
  caused by  a  single base  mutation.   She described research by
  Mulcahy  and  others at the University  of Wisconsin  (Mulcahy et
  al., 1984; Gould,  1984)  who  found  that as few as twenty
  carcinogen-treated cells  were sufficient to give rise to a
  cancer in a  large  percentage  of the exposed animals.  She also
  mentioned research by Terzaghi and Nettesheim (1979), Ethier
  and Ullrich  (1982)  and Stenback et al.  (1981) who gave
  different doses to  mouse  skin over orders of magnitude and got
 approximately the  same final tumor incidence when promoters
 were applied to all the animals.  it has been concluded by many
 researchers that initiation must be a common event, even  at low
 doses of  carcinogen.  If the initiating event is common,  then
 it  cannot be  a single base mutation in DNA since this occurs  at
 a very  low frequency and would not be expected to occur  in a
 high proportion  of carcinogen-treated cells.

     Dr. Pitot described research by Japanese investigators  who
 claim they  can identify initiated  cells by an  immunohisto-
 chemical  marker,  glutathione  transferase-p.   Only 1  in 10  or
 1 in  100  of the  cells  identified as initiated  expand if a
 promoter  is applied,  so Dr. Pitot  questioned  the researchers'
 assertion that a  single change in  a marker indicates initiated
 cells.  He thought  that one important  characteristic of
 initiated cells  is  the ability to  expand in the  presence of
promoter,  i.e., the promoter  selects for the expansion of
initiated  cells.
                           -6-

-------
    Dr. Kennedy said her studies at Harvard University's School
of Public Health have indicated that initiation in vitro is
potentially, though not usually, reversible.  When protease
inhibitors are given after radiation exposure and'are then
removed, no transformation develops at a later time.  This
suggests that some agents such as protease inhibitors can
completely revert cells to a noninitiated state.  Dr. Slaga
said that protease inhibitors have very little effect on the
initiation of skin tumors if given at the same time as the
carcinogen exposure.  The question of whether they can reverse
initiation if given later in time has not been looked at.

    Another issue that has not been addressed is whether any of
the noncarcinogenic mutagens are pure initiators.

    Oncogene activation was thought to play a role  in
initiation, in the sense that an amplification of a.mutated
c-Ha-ras protooncogene has been demonstrated to push cells
toward malignancy.  Dr. Slaga mentioned studies showing  that
activated c-Ha-ras will lead to papillomas  in the skin  if
applied by skin scraping and followed by tumor promotion.
Balmain's  (Quintanilla et al.,  1986) and the Millers' work
(Wiseman, 1986) suggest that mutation of c-Ha-ras probably
occurs during initiation with some  chemicals  (including  DMBA).
                               -7-

-------
                   4.   MECHANISMS  OF  PROMOTION
 Summary

    There was  considerable  discussion of potential mechanisms
 of promotion.  A number  of  questions were  raised.  Panelists
 offered data from their  own experience.  The group agreed that
 there may be several different  mechanisms  of promotion, and
 that the same  promoter may  have different  mechanisms of action
 in different tissues and species.  Not only the mechanism, but
 the type of action may vary.  Some agents  may act as a promoter
 in one model,  and as a complete carcinogen in another.
 Promotion in some organ  systems may have more than one stage.
 There were some data to  suggest a structure-activity
 relationship for promotion  by phorbol esters.  Some panelists
 concluded, based on limited studies, that  promotion might not
 involve the activation of some  known oncogenes, although
 examination of other oncogenes  should be undertaken.
Characteristics of the Lesions Produced by Promotion

    The consensus was that the majority of the initial lesions
that promoters induce in the skin and the liver are benign
tumors.  However, research suggests that there may be a big
difference in papillomas, i.e., that the promoter brings out a
spectrum of transformations ranging from benign tumors to those
that have characteristics of carcinomas such as aneuploidy.
Dr. Hennings offered data to suggest that different papillomas
have very different abilities to progress to cancer.  In
studies at the National Cancer Institute (Hennings et al.,
1985), promotion for only 5 weeks (DMBA initiation, TPA
promotion) produced one-fourth as many papillomas as did
promotion for 10, 20 or 40 weeks; however, the number of
                             -8-

-------
carcinomas was the same regardless of the duration.of
promotion.  Every carcinoma apparently arose from a papilloma.
Dr. Slaga mentioned a recent study (in press, PRAS)  that he 'and
Drs. Aldaz and Conti had performed which examined benign tumors
induced by promotion.  They found that early in tumor
promotion, most benign tumors are diploid.  However, after
about 40 weeks of promotion, with treatment twice a week, every
benign tumor was aneuploid with areas that could be called
carcinoma - in situ.  Thus, even benign tumors could have
characteristics of carcinomas (e.g., aneuploidy) if they are
analyzed in.detail.
Receptor Mechanism

    According to Dr. Pitot, in the skin and the liver the major
known promoters act through a receptor mechanism.  There was a
discussion of how one could demonstrate that a promoter is
working by receptor binding (which implies the existence of a
threshold).  Since this mechanism is reversible and does not
necessarily involve the tumorigenic process, the ability to
demonstrate a receptor mechanism would have an enormous impact
on the risk assessment of these agents, because it would imply
the use of a completely different extrapolation model than
low-dose linear extrapolation.  A receptor .mechanism would
explain why some promoters are tissue-specific.  The panelists
offered suggestions about how to study receptor mechanisms  (see
Research Recommendations).  Further discussion of this topic
can be found in Section 6, Reversibility.
Cell-Cell Communication

    Dr. Trosko described data suggesting  the promotion may
occur by blockage of intercellular  communication  (see Section
8, The Cell-Cell Communication Model).
                              —9 —

-------
 Altered Differentiation

     Dr.  Huberman suggested modulation of  differentiation  by
 tumor  promoters  as  a possible  mechanism of  action  of  tumor
 promoters.   Studies at  the National  Cancer  Institute  (Hennings,
 Yuspa)  showed  that  treatment of  normal epidermal cells  in
 culture  with TPA induced  terminal  differentiation  in  about half
 the  cells.   The  other half appeared  to be unaffected  and  could
 then proliferate.   If the initiated  cells are  among the
 unaffected  population,  this could  be how  TPA works (Yuspa et
 al., 1982).  There  are  several "initiated"  cell lines that give
 papillomas  when  put on  an animal,  none of which give  a  terminal
 differentiation  response  to TPA  (Hennings et al.,  1987a;  Yuspa
 et al.,  1986).   These cell lines could provide an  opportunity
 to study particular cell  groups  that respond differently  from
 other cells.
Oncogenes

    The panelists concluded,that the data indicate that
promotion does not involve activation of protooncogenes by
mutation or transcription,' although evidence in the skin is
incomplete since oncogenes are activated in the promoted
lesions but not in the skin itself.  Work by Balmain in the
skin (Quintanilla et al., 1986) and the Millers and others in
the liver suggests that mutation of the c-Ha-ras gene probably
occurs during initiation  (Roop et al., 1986).  Work in mouse
liver is also inconclusive.  Researchers at the University of
Texas System Cancer Center (UTSCC) Science Park did not find
any evidence of expression of several different oncogenes by
promoters in mouse skin in vivo.  Data suggest that oncogenes
become activated during progression.

    Dr. Pitot reported that studies at McArdle (Beer et al.,
1986) did not show any transcriptional activation of the
                            -10-

-------
 protooncogenes  c-mycy  c-Ha-ras  or  Ki-ras  in  foci  or  nodules;
 however,  such activation  has  been  seen  in carcinomas,   with one
 exception (Wogan  et  al.,  n.d.),  mutational activation  of
 protooncogenes  in rat  hepatocarcinogenesis has  been  either
 nonexistent  or  occasionally transient.  But  mutational
 activation of the c-Ha-ras gene does  occur in carcinomas  of the
 mouse  liver.  It  has also been  shown  in some mouse adenomas.
.Recently, fairly  consistent transcriptional  activation of the
 c-raf  gene has  been  shown both  in  nodules and carcinomas  in the
 rat  liver.  Some, but  not all,  foci  exhibit  transcriptional
 activation by in  situ  hybridization.   Some foci show a lowering
 or  absence of the gap  junction  protein  by the
.immunohistochemical  technology;  others  show  normal  levels.  One
 question  to  be  answered is whether the  foci  that are expressing
 c-r.af  also have low  levels of the  gap junction  protein (D.
 Beer,  M.  Nevev  and H.C. Pitot,  unpublished observations).

     Dr.  Slaga reported that  U.TSCC  Science Park  researchers
 looked at the expression of  several different  oncogenes by
 promoters in mouse skin in vivo and did not  find any change
 except from  benign papillomas and  carcinomas.   -He did not know
 of  any studies  that  suggest  that the oncogenes  are .involved  in
 promotion in vivo.
 Behavior in In Vitro Systems

   ....- Dr.  Kennedy mentioned that in vitro systems provide
 dramatic evidence of the presence of a promoter through the
 shape of their dose-response curve.  The curve is essentially a
 quadratic or linear quadratic in the presence of an initiator,
 but..becomes linear in the presence of a promoter.  She said
 that TPA and other agents can promote transformation in cells
 thirteen generations after initiation.
                              -11-

-------
Stages of Promotion

    The group discussed whether promotion may have more than
one stage.  This was felt to be a possibility in the skin, but
Dr. Pitot indicated there was no evidence for it in the liver.
(For discussion, see Hennings and Yuspa  [1985].)
Spontaneous Initiation and Promotion

    There was a brief discussion of evidence for spontaneous
initiation and promotion.  There is evidence that both
phenomena occur, and these are factors that may impact risk
assessment.  In the absence of an initiating agent, the risk
from a promoter will be a function of the background of
spontaneous initiation or the initiating and promoting actions
of the promoter.  Dr. Hennings mentioned NCI data suggesting
that spontaneous promotion was occurring.  Papillomas were
found to appear 2 to 3 weeks earlier if promotion was delayed
for 5 to 20 weeks following initiation (Hennings and Yuspa,
1985).  Dr. Pitot said that studies at McArdle Laboratory
(Pitot et al., 1985) suggest that spontaneous initiation in the
liver occurs up to 6 to 12 -weeks of age, but not from that
point up to a year of age.  The number of spontaneous foci is
three or four orders of magnitude lower than the number of foci
induced by an agent.  Spontaneous promotion also appears to be
occurring, with a few initiated liver cells expanding in the
absence of an exogenous promoter.  The possibility of studying
spontaneous initiation rates in human liver was dismissed
because of the need to serial section the liver.
Memory for Promotion

    Dr. Langenbach mentioned German studies (Furstenberger et
al., 1983 and 1985) in which pretreatment with TPA followed by
                             -12-

-------
an initiator some weeks later and then a stage II promoter
increased the number of tumors.  This may mean that there is a
memory for TPA treatment.  In similar experiments, Dr.  Slaga
found that such memory does not appear to have anything to do
with cell proliferation since the pretreatment time is  longer
than the proliferative response by TPA (Slaga, unpublished
results).
Structure-Activity Relationships

    Dr. Rosenkranz mentioned a recently completed study at Case
Western Reserve University School of Medicine that suggested
some structure among the PAHs that appeared to correlate with
promoting ability.  Thus, there appear to be structural
determinants that contribute to promoting ability.  He said a
study of the relationship between structure and promoting
activity would require at least 50 or 60 chemicals,, and
recommended the list of chemicals compiled by Upton et al.
(1984) as a starting point.  However, the lack of established
negative chemicals is a problem.
Pure Agents

    The panelists discussed whether there are any known agents
that act purely as a promoter or an initiator.  Such agents
would be extremely useful for risk assessment-related
research.  The group agreed that it is theoretically possible
to determine experimentally whether something is acting as a
initiator or promoter, but some panelists felt this might be
difficult without pure initiators or promoters.

    In the liver, phenobarbital and dioxin may be pure
promoters since they have shown no evidence of initiation.
However, dioxin has a very long half-life, which makes  it
difficult to study because a single dose is effectively a
continuous dose.
                             -13-

-------
    In the skin, stage-specific agents can be identified.
Urethane is an initiator in the skin, but is a complete
carcinogen in other tissues.  Chrysarobin and benzoyl peroxide
are fairly pure promoters in the skin.  Likewise the diol
epoxide of benzopyrene can be considered a pure skin tumor
initiator.

    The group was unable to identify compounds that were pure
initiators or promoters in all organ systems in which they had
been tested.  Likewise, it is difficult to identify
nonpromoting chemicals due to organ/species differences.  Given
the present lack of knowledge about promoters, there is a risk
that a nonpromoting chemical in one organ/species may be active
in another.
Cytotoxicity

    The relationship between cytotoxicity and promotion was
discussed.  While acknowledging that some promoters probably
act without cell killing, Dr. Trosko thought that anything that
was cytotoxic in the liver would also .be a promoter at high
enough doses.  He pointed out that any agent that is a mutagen
not only damages DNA but also kills cells at the appropriate
dose, i.e., is cytotoxic, and any agent that can induce
cytotoxicity, which would then force compensatory hyperplasia,
can act as a promoter.  So he thought it was important to
acknowledge cytotoxicity regardless of the mechanism by which
an agent kills cells.

    There was some question about chemicals that promote
because they are highly cytotoxic.  The cytotoxic effects might
occur before all initiated cells have been expressed, thus the
maximal effect may not occur following initiation.

    Dr. Hennings said that, in the skin, virtually all
promoters produce hyperplasia, perhaps as a result of
                             -14-

-------
cytotoxicity.  Some promoters may work by a selective
cytotoxicity.  But there is no cytotoxicity in the liver with
phenobarbital and dioxin, and there probably is no direct
cytotoxicity by these compounds in other systems.   So
cytotoxicity may be promoter-specific.

    The effect of substituting a tissue-damaging agent such as
turpentine for a promoter in an initiation/promotion/
progression protocol has not been studied.
Promoters as irritants

    The panelists discussed the fact that all known skin tumor
promoters were found as irritants.  They agreed that
nonirritant promoters should be identified.  Dr. Albert pointed
out that irritation is not a characteristic of liver
promoters.
Promoters as Anti-initiators

    Dr. Trosko mentioned that some of the best studied
promoters - PCBs, PBBs, DDT, BHT and phenobarbital - can, in
some circumstances, act as anti-initiators also.  If given
before the carcinogen, they protect the animal? if given after,
they promote (Williams and Weisburger, 1986).
Ch^vMDiet as a Promoter

    Scientists at McArdle have found that the normal chow diet
is an effective promoting agent  in the liver.  They speculate
that this may be due to the plant estrogens  in the diet, which
vary with the time of year.  Semisynthetic diets eliminate much
                              -15-

-------
of this problem (S. Hendrich and B.C. Pitot, submitted for
publication).
Promotion by Saline?
                                        I
    The panel discussed whether saline is a promoting agent.
Dr. Kennedy provided data to suggest that saline instillations
could lead to promotion in the lung (Little and Kennedy, 1982;
Shami et al., 1982 - see also Human Studies in Section 11,
Species Differences/Human Studies).  Dr. Pitot did not think
saline could be considered to be a promoter.  He thought that
the apparent promoting activity of saline was due to an
alteration of the hormonal environment which leads to an
alteration of gene expression.  He said there are many agents
that are not considered to be promoters, but that change the
internal environment in a way that creates effects very similar
to promotion.  Dr. Homburger pointed out that the instillation
of saline or anything else into the hamster lung cannot be
compared with human response.  Unlike humans, the hamster takes
saline in without any general response - no adrenal
enlargement, hormonal change or struggle.  He said that it is
important not to automatically label something as a promoter
just because there is an increased tumor incidence when the
substance is administered following exposure to a carcinogen.
For example, in recent experiments with guinea pigs (McFadden
et al., 1986), the retention of small particles of asbestos was
increased by the inhalation of cigarette smoke.  This could
potentially enhance the carcinogenic effect, but it would not
be promotion.
                             -16-

-------
               5.  CHARACTERISTICS OF PROMOTERS
Summary


    The panelists discussed two questions:


     1.  What data would allow us to determine that a chemical
         has the ability to promote?

     2.  What data would allow us to determine that a chemical
         has the ability only to promote?


Based on this discussion, the panelists developed a list of
criteria for chemicals that can only promote.  These criteria

would constitute the weight of evidence for a finding that a
chemical essentially only promotes.
Criteria for Chemicals that Can Only Promote


    1.  The maximal effect follows initiation.

    2.  There is an experimentally measurable threshold.

    3.  The effects at both the cellular and gene level are
        reversible at early stages.

    4.  There is no covalent binding to DNA.

    5.  In many cases, a receptor mechanism mediates the effect.

    6.  Promotion may occur in the absence of cytotoxicity, but
        certain forms of promotion may involve a cytotoxic
        mechanism.

    7.  There is selective clonal expansion of transformed
        cells.

    Another suggested criterion to add to the list was "Causes
decreased gap junction function characteristics."  There was
concern as to whether the definition for promoters eliminates
                             -17-

-------
other types Of epigenetic carcinogens as defined by G.  Williams
and J. Weisburger, i.e./ chemicals that may cause gene      ;.
amplification or gene rearrangement that also cause cancer but
are not really initiators although they may act as
progressors.

    Dr. Albert argued that another criterion for promoters is
the induction of benign tumors that take a long time to go to
carcinomas.  Dr. Pitot objected on the basis that it is
difficult to define a "benign tumor" morphologically.
Morphology cannot distinguish between a lesion which is still
reversible and one that is permanent.
Are Promoters Carcinogens?

    The group discussed whether promoters are carcinogens.  Dr.
Pitofe argued that all known promoters are carcinogens because
they cause an age-specific increase in neoplasms.  He said that
any agent that results in a neoplasm following application
likely has promoting action.  Dr. Albert disagreed.  He said
that promoters serve to expand the cell population at any early
stage of transformation before the cells are malignant, and it
is in that expanded cell population that progression toward
malignancy occurs.  Dr. Langenbach said that the consensus at
an NIEHS meeting in the fall of 1986 was that with the
information currently available promoters should be considered
as a class of carcinogens.  Dr. Trosko said it was a question
of whether initiation, promotion and progression are discrete
stages, but not enough was known about mechanisms to determine
this.

    Dr. Slaga pointed out that all promoters that have been
studied in detail show some carcinogenic activity; however,
they do not generally show a dose-response.  This suggests that
a finite number of spontaneously initiated cells will saturate
                             -18-

-------
at fairly low doses.  Dr. Pitot pointed out that TCDD,
phenobarbital and saccharin do show a dose-response over a
relatively narrow rangve of doses.
Do Promoters Cause Genetic Damage?

    The panelists discussed whether promoters cause genetic
damage.  Dr. Krewski thought that the notion of a threshold was
inconsistent with a genetic component associated with
promotion.  However, some panelists thought that the
possibility that some promoters can cause genetic damage could
not be ruled but unequivocally.  Dr. Huberman pointed out that
Dr. Peter Cerutti and others still assume that genetic damage
is an important component of tumor promotion.  Dr. Pitot said
that data suggest that the known liver promoters do tend to
increase DNA synthesis, at least transiently.  The panelists
agreed that promoters may cause the reversible alteration of
gene expression and included this in the definition of
promotion (see Section 2, Definitions).
Are Promoters Initiator-Specific?

    The question of whether promoters are  initiator-specific
was left open.  Data suggest that promoters are not
initiator-specific in the  liver and skin,  but are  in the lung
adenoma model using BHT as the promoter  (Witschi and Lock,
1978).
                             -19-

-------
                        6.  REVERSIBILITY
 Summary

    The panelists discussed whether reversibility - which
 implies a threshold - is  inherent in the definition of
 promotion.  This concept  has major implications for risk
 assessment.  If promoters have thresholds, then a no-effect
 level could theoretically be demonstrated.  The panelists
 agreed that, while some promotion appears to be reversible,
 there are not enough dose-response data to ascertain whether
 reversibility is characteristic of all promoters in all
 systems.  It is possible  that reversibility may be complete in
 the liver, but not in the skin, based on the recurrence of
 promoted lesions.
Existing Data

    The panelists discussed the degree to which reversibility
had been studied in various organ systems,  in the liver,
reversibility has not been tested thoroughly with, numerous
compounds,  it has been tested with phenobarbital and the
choline-deficient diet, and AAF as a selecting agent.  In the
skin, reversibility is more difficult to study than in the
liver because initiated cells cannot be detected in the skin,
which is important for quantification.  Of the various skin
models, only the GDI mouse strain has been extensively studied
for reversibility.  Initially there is complete reversibility;
however, if promotion is stopped after about 4 to 8 weeks, some
of the initiated cells do not revert but continue to develop
into carcinomas (Verma and Boutwell, 1980).  Other studies,
described by Dr. Slaga, also indicate there may be a residual
effect.  In these studies, promotion was stopped after about
                            -20-

-------
4 to 6 applications and then restarted 6 months later.   Tumors
appeared much more quickly following the second promotion,
although it was not possible to say whether these were  from the
same foci.  Thus, reversibility may not be complete in  the
skin.  Other organ systems, such as the bladder or the  breast,
have not been adequately characterized to determine whether
promotion entails reversibility.
Mechanisms of Regression

    The panelists discussed possible mechanisms of regression.
One panelist suggested that perhaps papillomas regress to
micropapillomas rather than to initiated cells.  Dr. Slaga said
that, in his progression studies, about 30% of the benign
tumors regressed.  After promotion was stopped and a progressor
applied, papillomas decreased about 50% in size before becoming
squamous cell carcinomas.

    In the liver, the mechanism may vary from one system to
another.  In the Solt-Parber liver model, hyperplastic nodules
are produced at the expense of the normal liver, with
remodelling and loss of cells when promotion is stopped.  In
other systems (Pitot's, Shulte-Herrmann's), it appears that
cells in the promoted foci die in the absence of the promoter.
Thresholds in the liver do not appear to be pharmacokinetically
determined, since 80 to 90% of the ingested material reaches
the liver.

    Dr. Trosko suggested a model for promotion that could
account for reversibility.  In this model, promotion is not a
one-hit event in which the promoter blocks the gap  junction,
preventing intercellular communication.. In the absence of a
promoter, normal cells suppress  the phenotype  of premalignant
lesions.  When promoters block the gap  junction, the
                             -21-

-------
interactive suppressing effect is also blocked, resulting in
clonal expansion.  (The cell-cell communication model is
discussed further in Section 8.)  Dr. Trosko suggested that
models be developed that consider intercellular phenomena.
Demonstrating the Existence of a Threshold

    There was doubt about whether the presence or absence of a
threshold can be ascertained experimentally for promoters.
Theoretically, if promotion is occurring by a threshold
mechanism and the equilibrium constant of the ligand is known,
the actual concentration of the threshold level could be
predicted.  Reversibility might be more easily studied.  For
example, the biochemical effect on gene expression of the
compound is reversible and could be measured.

    There was some discussion of how in vitro systems could be
used to describe reversibility.  Promoters do show a
dose-response and reversibility in vitro.  In Dr. Huberman's
experience, about 80 to 90% of the phenotypic changes observed
following promotion in vitro are reversible.
                            -22-

-------
         7.  THE TWO-STAGE BIRTH-DEATH-MUTATION MODEL
Summary

    The panelists discussed a two-stage,  birth-death-mutation
model, developed by Moolgavkar, Venzon and Knudson (M-V-K),
that incorporates the concepts of initiation, promotion and
progression {Moolgavkar and Venzon, 1979; Moolgavkar and
Knudson, 1981; Moolgavkar, 1986).  This model can potentially
be used to provide quantitative predictions of risk at various
doses of initiators and promoters.  However, the model must  be
validated before it can be used in risk assessment.
Specifically, data are needed on normal cell growth,, cell
kinetics at the proliferation stage, and mutation rates and
tumor occurrence as a function of dose.  At present, the model
provides a theoretical framework with which to propose and
interpret experiments.  The  panelists agreed that it would be
worthwhile to perform studies  to validate  the model and test
the  biological  notions of  initiation, promotion  and progression
that it  incorporates.  Several  research  suggestions were offered
 Description of  the Model

     The model was presented by Dr.  Krewski.   It is a stochastic
 birth-death-mutation model that involves only two stages
 relating to mutational events.  Unlike the multistage model,
 the M-V-K model explicitly incorporates information on the
 kinetics of tissue growth and differentiation.  It seems to be
 consistent with much of the experimental and epideroiological
 data that are currently available on carcinogenesis.

     The model assumes three possible fates for normal stem
 cells:  death,  division into normal progeny, or mutation
 resulting  in one normal daughter cell and an intermediate or
                              -23-

-------
 initiated cell.  Likewise, the population of initiated cells
 can either divide, die, or undergo a second mutation to produce
 a fully transformed malignant tumor cell along with another
 intermediate cell (see figure).

     Under this model, the age-specific incidence (I) for
 cancerous lesions at time (t) is:
     Kt) = u1U2 * x(s)e(a2-b2)(t-s)ds
                 v°
 where:

     x(s) is the number of normal cells in the tissue at  time  s.
     Ui  and U2 are  mutation or DNA damage rates for  normal
     and intermediate  cells,  respectively.
     32  and 02 are  the birth  and  death rates,  respectively,
     for intermediate  cells.

 (The  birth and death  rates of normal  cells  [a.  and  b
 respectively]  do not  appear  in l(t) since  the  number of  normal
 cells [X(s)]  is assumed  to be sufficiently  large  so  as to
 constitute a  deterministic process.)

    The  product of the mutational  rates  determines overall
 tumor incidence.  The factors following  the integration  sign
 involve  tissue growth, cell proliferation, and  cell  necrosis;
 they determine the shape of the  curve.

    In terms of this model, initiator, promoter and  progressor
can be defined as follows:

    An initiator is a substance  that  increases the rate at
    which the first mutation  occurs,  i.e., it increases ui«
    If it is a genetic lesion, it may be reasonable  to assume
    that anything that increases  ui may also increase u2,
    although the second rate  of  increase may be less than the
    first.  If this is so, then prolonged application with an
    initiator may result in complete carcinogenesis.
                          -24-

-------
                            cell
                tissue       proliferation
           t »  growth       s~~A	N
  determines
  overall
  incidence
determines shape
of incidence curve
Figure 1.  Moolgavkar-Venzon-Knudson Model.
                  -25-

-------
      A promoter is  a substance that  increases  the  pool  of
      intermediate cells available for  subsequent malignant
      transformation, i.e.,  it  increases  the  birth  rate  of the
      intermediate cells (32) and/or  decreases  the  death  rate
      (b2)  so  that (a2~b2)  is positive.   Promotion  is
      assumed  to involve a  reversible nongenetic mechanism such
      as  recurrent cytotoxicity or stimulation  of cell
      proliferation  or,  possibly,  the preclusion of  terminal
      differentiation (i.e., the death  rate of  intermediate cells
      would be  reduced).  Thus,  a2 and  b2  are probably not
      linear and have thresholds.   The  group agreed  that  the
      intermediate or initiated  cell  in this model  should not be
      considered  as  a neoplastic lesion.   They  did  not feel it
      appropriate  to refer to an expanded  colony of  such
      intermediate cells  as a neoplastic change; however, the
      group agreed that  this expanded colony was not "normal."

      The panelists  agreed that, in this model, a progressor is a
      substance  that  increases  U2«                    	

     A complete carcinogen is a substance that increases the
      rates of both  the first and  second mutations.   The group
     agreed that complete carcinogenesis does not necessarily
     involve promotion.  Thus,   a  complete carcinogen could
     involve either  initiation  and progression alone or all
     three stages.
     In this model, if the mutation rate per initiated cell
 division (u2/[u2+a2 ] ) is considered to be a constant,

 then an agent that increases the proliferation of the

 intermediate cells must also increase the mutation rate for the
 second stage.  If this mutation rate is a constant,  then

 substances  that possess promotional activity within  the context
 of  this model may also demonstrate some potential for
 progression.
    The  age-incidence  curve  does  not  involve  the  birth  and
death  rates  of  unaltered  cells  (&1  and  b1)  because  the
original tissue mass can  be  thought of  as  being sufficiently
'large  to be  described  as  a deterministic rather than  a
stochastic process.  All  that enters  in is  the number of  cells
in that tissue as a function of time.
                            -26-

-------
Validating the Model

     Data  Requirements

     The panelists  discussed  what  data  are  necessary  to validate
 the model and  how  they could be obtained.   The  first data
 requirement  is the growth rate of the  normal  cells  [x(s)l  in
.the tissue of  interest as a  function of age.  This  can be
 obtained  fairly readily from studies that  are separate from the
 bioassay.  Second, information is needed on the birth and  death
 rate (a,  and b2) of the intermediate (or initiated)  cells.
 This could be obtained from laboratory assays for promotion.
 Third, information is needed on  the transformation rates for
 initiation and progression  (i^ and u2).-  This,  in
 conjunction with the previous data, could be obtained from a
 2-year rodent bioassay.  Possibly, an IPI protocol might be
 needed to factor out the progression step.  To fully examine
 how mutation rates vary with dose, a bioassay would have to be
 conducted with  various levels of exposure  to the initiator.
 More work needs to be done  by statisticians  to determine
 exactly  what  kind of  data are needed to estimate specific
 parameters  in the model  and,  in  particular,  how to  separate
 u,  and u~.

      I(t)  is the time  rate of appearance of lesions  in the
 bioassay.   These  data could be obtained by (1)  counting lesions
 in the skin,  (2)  using  serial sacrifices  in  the liver,  (3)
 assuming that the lesion of interest  is  rapidly fatal so  that
 the survival  time of  the animal  serves as the  proxy for the
 actual time to tumor  induction,  or (4) assuming that death as a
  result of tumor occurrence  in a  bioassay is independent of
 death from competing causes, in  which case time to tumor  could
  be separated out statistically.
                               -27-

-------
      If  all  the  other parameters  of  the model are known, then
  the  rate  of spontaneous  initiation  can be determined from the
  rate of spontaneous tumor formation in the unexposed controls.

     There was some discussion of how partial hepatectomy in the
  liver would  affect the variables in  the model.  This was not
  resolved.   Dr.  Krewski thought that  data on all variables would
  have to be  obtained under similar conditions.  This could be a
 problem since partial hepatectomies are not normally performed
  in rodent bioassays.  Dr. Pitot thought that partial
 hepatectomy would change only u;L in his system since many
 studies have shown that initiation in the liver and other,
 tissues will not occur in the absence of cell division.  Dr.
 Travis argued that, since partial hepatectomy only increases
 cell division,  it would affect the birth rate (a,  and,
 probably,  a2) and x(s)  but not u,.
     Research

     The group discussed past,  present and future  studies  that
 may  help to  validate the model.   One panelist  said  that several
 initiation/promotion/initiation  (IPI)  studies  have  shown  a
 dramatic increase  in the crop  of  malignant lesions  observed  at
 the  end of the study.   This  tends to confirm the  idea  that the
 second  initiator enhances the  mutation rate, u ,  of  the
 promoted pool  of initiated cells.   Dr.  Krewski mentioned  that
 the  effects  of changes  in the  dosing pattern .over time on
 carcinogenic  risks are  currently  being investigated.

 .   Dr.  Travis  described  recent research  performed at Oak Ridge
National Laboratory  to  validate the  model,  in this  study,
background liver cancer  rates  in  ratSias  a  function  of age
 [I(t}] were obtained from  NTP  data down to  about one-tenth,of a
percent.  The growth rate  of the  liver as a function of age
                            -28-

-------
[x(s)J was found from the literature.
estimated from mitotic rates in the literature
The term (a^b^) was
          The terms a.
and u2 were both assumed to be equal and constant with age.
The model was run using these data, and it exactly reproduced
the age-specific liver cancer rates in rats.  Dr. Travis said
the similar studies would be done for mice and humans.

    He described plans for a study with tetrachloroethylene,
which has been shown to be carcinogenic in mice.  Data on the
dose-dependency of the increase in cell turnover rate are
available from the animal bioassay.  Scientists  at Dow Chemical
Company have measured the increase in mitotic rate as a
function of applied dose to  the liver.    Dr. Travis has
estimated the increase  in mitotic  rate  as a  function  of
effective dose to  the  liver  and found  that  it increases
linearly above a no-effect-level threshold.  Dr. Travis plans
to enter these data  into the model.  He will assume that
tetrachloroethylene  has  no  genotoxic  effects, thus  u;L and
u  will  be  equal to  the  transition probabilities associated
with the background  cancer  rate.   Using these data,  the model
 should predict  the age-specific  incidence of cancer  from  the
 tetrachloroethylene  bioassay.  If  so,  this would suggest  that
 tetrachloroethylene is working solely through  a promotional
 mechanism.

     Dr. Travis recommended that similar  research be conducted
 to validate the model, i.e., obtain (from the literature or
 studies) background cancer rates,  mitotic rates as a function
 of age, and increased cell turnover rates as a  function of
 dose; run the model with these data to see  if it predicts  the
 observed cancer bioassay rates.   (Cell turnover rates provide a
 measure of the turnover rates of  normal  cells and not foci;
 this approach assumes that  these  rates are  the  same.)  This
 model approach could be used, for example,  with the  hamster
  lung.  Moolgavkar has used  this approach for the breast,
                               -29-

-------
 although more work could be done on this tissue.  Dr. Travis
 pointed out that the model assumes that the growth rates of
 foci (a2-b2) are time-independent.  He felt that the rate
 of foci growth would increase with time, and suggested that
 experiments be done to look at livers at different times to see
 if their volumes increase at a different rate.

     Dr. Trosko proposed an IPI protocol (Potter, 1981)  to
 validate the model.  According to the model, the pool of
 promoted cells should vary depending on the duration of
 promotion.   One way to validate it would be to conduct  an IPI
 study in which groups of animals are initiated with the same
 dose of initiator,  promoted for various lengths of time, and
 then exposed to the same dose  of a new initiator.   Dr.  Trosko
 suggested using x-rays as the  second initiator because  this
 would eliminate complications  of metabolism or selective
 mutagenicity of the cells.   Dr.  Hennings said  this research had
 been performed at the National Cancer  Institute but the data
 have not yet been published.   NCI  scientists initiated  with
 DMBA, promoted for  5,  10  or  20 weeks,  and  then injected i.p.
 with urethane.   Response  to  urethane was  best  with the  shorter
 promotion (Hennings et  al.,  1987b).  Similar results  were
 obtained when  4-nitroquinoline-N-oxide was  applied topically to
 papilloma-bearing mice.

    Dr.  Krewski  suggested the  following protocol to model dose
 dependency.  Initiation in the chronic bioassay with  three
 doses (e.g., 0,  0.5 and 1, where 1 is  the maximum  tolerated
 dose) in a single application, followed by  chronic  exposure  to
 the promoter at  three doses  (e.g., 0,  0.5 and  1).   There are
 thus nine possible  exposure combinations of  initiator and
promoter.  This would provide  dose-response  data for  the
 initiator and promoter.
                              -30-

-------
    If u«  and U2 are the same,  an IP protocol would be
sufficient to estimate the product of the two rates and hence
their common value.  If ^l and u2 are not the same, a
second initiator (or progressor) would be essential to separate
out the rates at which the two mutations occur.  The IP
protocol described above could be expanded by including a
single exposure to varying levels of a second initiator
following promotion.  The second initiator may or may not be
the same as the first.

    Smaller experiments could  also  be conducted.   For example,
if  spontaneous  initiation is occurring at a  sufficient  rate  for
the promoter  to be  effective,  then  the initiation  step  could be
omitted.

     Saccharin in  the bladder  was mentioned  as a  system to  study
to  validate the model.   Cohen  and Ellwein  have been doing  work
with  the  saccharin data base.   A critical  review of their  work
might help define further research in this  area.
                               -31-

-------
               8«  THE CELL-CELL COMMUNICATION MODEL
 Summary
     Dr. Trosko presented a model for promotion involving
 cell-cell communication.  He also described a new technology -
 the scrape loading/dye transfer assay - that has potential for
 testing mechanisms of promotion at the cellular level (El-Fouly
 et al., 1987).
 Model Description

     In the cell-cell communication model,  promotion (i.e:.,
 selective clonal expansion of initiated cells)  occurs  as  a
 result of removal of the suppressive contact-inhibiting effects
 of the normal neighboring cells (Trosko et al.,  1983).  Removal
 can be effected in a number of ways, including  wounding,
 surgery,  physical irritation,  and  placement of  a solid, such  as
 plastic or metal, next  to initiated cells.   The  cell-cell
 communication model introduces a higher order of biology  into
 the M-V-K two-stage model because  the  phenotype  and  future of  '
 the initiated cell  depend totally  on the communication
 properties of the normal  neighbors.

     In  this model,  promoters may also  cause normal cells to
 proliferate.   However,  normal  cells  go  into terminal
 differentiation  after proliferation.  With  initiated cells,
 once the  critical mass  of  the  initiated  cells gets large
 enough, the suppressing effects of  the  normal cell neighbors
 are diluted out.

    Intercellular communication of molecules below 1,000
daltons is mediated by gap  junctions. .These structures are
                             -32-

-------
found in virtually all normal cells in every organ.   All the
critical .molecules and ions below 1,000 daltons are  in
equilibration for cells coupled by gap junctions. Gap
junctions are modulated by drugs, food additives, nutrients,
endogenous growth factors, biological toxins, pollutants,
neurotransmitters, hormones, heavy metals and several oncogenes
(Trosko et al., in press).
 Scrape Loading Assay

     Dr. Trosko described  a  new  technology -  the  scrape
 loading/dye  transfer  technique  ~  which  he felt had potential
 for  testing  mechanisms  such as  thresholds,  reversibility,
 synergisms and antagonisms  that have  been speculated  in  the
 animal promotion model.   Scrape loading is  an extremely  simple
 technology that  can be  used with any  animal or human  cell.
 Human cells  and  approximately 75 different  cell  strains  and
 lines have been  tested  with this technology.

     in this  technology, cells ace grown to  confluence,  which
 mimics the  normal situation in solid tissues.  Then two dyes -
 lucifer  yellow and rodamine red dextran - are applied to the
 cells.  The  yellow dye is a small molecular weight dye that can
 easily pass through gap  junctions once it penetrates the cell.
 The red dye is too large to pass through gap junctions.
 Normally, the dyes will  not pass through the cell membrane.
 However, the next  step is  to scrape  the cells with a toothpick,
 which simulates  wounding.  The dye enters  the cells  along the
 wound line  where the membranes are temporarily  disrupted.  The
 membrane heals  within  milliseconds,  trapping the dye in the
 cells along the  edge.  The cells are then  washed,  immediately
 put under a fluorescent  microscope with  two filters, and
 photographed.   At this stage,  both dyes  can be  seen  at  the
 edge.  The  cells are then  put  back  in  the  incubator  with and
                                -33-

-------
  without  a presumptive modulator of cell-cell communication.
  Five minutes  later  the cells  are photographed again,  if the
  cells have good gap  junction  function, the yellow dye will have
  diffused away from  the edge but the red will not.  in
  dose-response studies with this technique, a clear no-effect
  level can be  seen,  in cells  that communicate well, the rate of
  communication (i.e., dye diffusion) can be guantitated with a
  laser machine,  it varies between different types of cells.
 All studies are done at noncytotoxic doses.  At cytotoxic
 doses,  dye goes in all the cells.
 Current Data

     In vitro data indicate that there are at least three
 classes of promoters:  those that have receptors and work at
 nanogram levels (hormones, TPA, TCDD, etc.); those that  do not
 seem to need receptors (DDT, PBB, etc.)  but diffuse into the
 membrane because they are lipophilic (these agents usually work
 at  microgram levels); and those that do  not need receptors but
 are not lipophilic  (e.g., saccharin  - these usually work at
 milligram levels).

     Four intercellular chemical messagers  seem  to  be
 responsible  for  modulating gap  junctions:   PKC,  calcium,  PH and
 cyclic  AMP.  The first three close gap junctions.   Cyclic  AMP
 has  been shown to increase gap  junction  communication in
 certain  cells (Spray  and  Bennett, 1985).

    There is now direct evidence  that many  known growth  factors
work by  blocking contact  inhibition.  A  few  growth  factors  have
been shown to have promoting properties.  Over  100  chemicals'
have been tested at Michigan State University.  For  several
chemicals that were tested  in vitro and  in vivo, the in vitro
results predicted the  in  vivo promoting  ability of  the agent.
                             -34-

-------
    Drs« Lowenstein and Borek pointed out about 20 years ago
that most cancer cells seem to have defects in their gap
junction communication (Kanno, 1985).  The scrape loading
technique corroborates this.  Some tumor cells do not seem to
communicate at all.  Several oncogenes seem to block cell-cell
communication when they are expressed in the appropriate cell.

    At Michigan State University, studies were conducted to
compare the metabolic cooperation assay using V79 and rat liver
WB cells with the scrape loading assay.  Over 100 chemicals
were tested in the metabolic  cooperation assay.   It  takes at
least 3 days in the metabolic cooperation  assay  before  the
cooperative donor cell can  die or the recipient  cell can be
rescued.   In the scrape loading  assay, TPA blocks communication
in  liver cells, but only for  an  hour  or  two.   However,  in the
metabolic  cooperation  assay,  TPA does not  appear to block
cell-cell  communication, because cell communication inhibition
was  transient and  the  cooperating  cell  dies.   So these  assays
measure two different  responses:  a  transient  response  and  a
more long-term  response.   Also,  the  metabolic  cooperation
systems use  serum  which contains growth factors  so  it may  not
reflect in vivo  conditions.  The scrape assay appears to be a
better  mimic  of  in vivo conditions because it can use
serum-free media.

     Dr. Trosko  also described research suggesting synergism can
 occur between promoters that modulate gap junctions (see
 Section 10,  Synergism).
 Future Research

     The panelists agreed that cell-cell communication should be
 studied further.  Suggestions for future research are provided
 in Section 13, Research Recommendations.
                             -35-

-------
                  9.  QUANTIFICATION  IN THE LIVER
 Summary
     Dr. Pitot described the liver system studied in his
 laboratory and how it can be used to quantify the potency of a
 single chemical for the three stages ofcarcinogenesis.
 System Description

     The liver system used at the McArdle Laboratory for Cancer
 Research is analogous to the skin with one exception:
 initiation must take place during cell proliferation.   Cell
 proliferation is stimulated using a partial hepatectomy.   Then
 diethylnitrosamine (or another agent)  is administered,  followed
 by the promoter usually continuously in the diet,  in drinking
 water  or by gavage.   Lesions are identified using  three
 different histochemical markers.  Oncogene expression  is
 examined using  in  situ hybridization.
Quantification

    The foci can be quantitated using computers.  A computer
plot is obtained for each of three serial sections stained for
three different markers.  These are overlaid to determine the
phenotype of each focus and the number and volume (or area) of
the foci.

    The potency of initiation and promotion can be quantified
by developing an initiating index and a promoting index.  The
initiating index is the log of the number of foci (corrected
for the background level)  per liver per millimole of the
                             -36-

-------
compound given in a single dose.  The initiation index for TCDD
and phenobarbital is zero.  The promoting index is the volume
occupied by the foci in the liver in the presence of the
promoter divided by the volume of the foci in the absence of
the promoter per millimole per week.  This index measures the
ability of the promoter to expand the population of the progeny
of initiated cells.  It is dependent on time.  The effect of
the promoter on the initiation  index and of the  initiator on
the promotion  index has not yet  been studied  extensively  in
this  system.
     In studies at McArdle,  researchers have
 foci.   Generally, these are morphologically
 involve only a small part of the population
 .focus.  However, in an IPI experiment, the
 increase by at least an order of magnitude.
 interpreted as a transition from promotion
 Quantification of the foci within foci may
 measuring the transition from promotion to
 found foci  within
 carcinomas  and
 of the original
foci within  foci
  This hois been
to progression.
provide a means of
progression.
                                -37-

-------
                          10.  SYNERGISM
  Summary

     The  issue of  synergism of promoters was discussed, with the
  conclusion that very little  is known about this possible type
  of interaction.   Synergism has not been considered in risk
  assessment before and may be an important factor.  Research is
  needed to elucidate the mechanism of synergism among promoters
  and to identify the kinds of promoters that are likely to
  interact.
 Existing Data

     Dr. Trosko described research on potential synergism
 between two promoters - DDT and TPA - that was recently
 performed at Michigan state University.   These studies have
 been submitted for publication (Aylsworth et al.,  submitted).
 The research was conducted to investigate whether  synergism
 could occur by modulating gap junctions.   The researchers
 postulated that the action of some promoters is  mediated by PKC
 (a  phospholipid,  calcium-dependent enzyme),   if  so,  then a
 promoting agent that stimulates the phospholipid component  of
 PKC and a promoting agent that modulates  calcium should  react
 synergistically.   The  study investigated  the interaction of
 DDT,  which blocks  the  efflux  of calcium through  the  membrane,
 and TPA.   Either chemical alone produced  a clear dose-response
 curve,  when TPA was held constant  and DDT was added over the
 same  dose  range, the agents showed  synergistic rather  than
 additive  effects.   Synergism  was also found  between  unsaturated
 fatty acids and DDT, whereas  DDT and aldrin  show additive
 effects.  Quercetin, which  is  an inhibitor of PKC,  was found to
completely block the TPA  effect on cell-cell communication
                              -38-

-------
(unpublished results).  Dr. Trosko suggested that synergism of
DDT and TPA be investigated in the liver and skin.

    Dr. Pitot has found that the lab chow diet appears to have
a synergistic effect with phenobarbital as a promoter in the
initiation/promotion system in the liver.  This could
potentially confound studies to identify promoters.

    One panelist questioned why cis-retinoic acid and TPA show
synergism in the metabolic cooperation system, but cis-retinoic
acid is antagonistic to TPA in mouse skin.
                              -39-

-------
             11.  SPECIES DIFFERENCES/HUMAN STUDIES
 Summary

    The panelists  discussed  species differences  in response to
 initiation, promotion  and progression.  Strong carcinogens are
 notable for attacking  multiple  strains and species; however,
 this is not necessarily  the  case with some of the promoters
 that have been studied.  Thus,  it appears that promoters may
 show more extreme  differences in species and strain responses
 than carcinogens.  This  would make risk assessment for
 promoters even more difficult than for carcinogens.  The
 panelists agreed that  much more work needs to be done to
 determine whether  there  are  species differences and to
 understand these differences from a mechanistic standpoint.
 The panelists proposed several  ideas for human studies.
Species Differences
                      t
    Phorbol esters promote in some mouse species or strains but
not in others.  TPA has different effects in different
species.  Repetitive treatment with TPA results in sustained
hyperplasia in the mouse, but not in the rat or hamster.

    Phenobarbital may have different effects in rats and
humans.  Phenobarbital is known to cause liver tumors in rats.
However, there was no evidence of increase in any type of
neoplasm in 25,000 patients who were given PB as an
anticonvulsant for several years (Clemmesen, 1977)„  Dr. Pitot
pointed out that the human dose in the Clemmesen study was
comparable to the threshold for neoplastic effects in rats, so
it may be that the human dose was simply not high enough to see
an effect.                                                •••••
                             -40-

-------
    DDT was mentioned as an example of an agent that has been
clearly shown to be a promoter in the liver in rodents, but
does not seem to be carcinogenic in humans in at least 30
epidemiological studies.  One panelist suggested that maybe the
human dose was not high enough to see promotion.
Human Studies

    Several panelists emphasized the importance of doing
epidemiological studies to elucidate how promoters affect
humans.  A suggestion was made to study the correlation between
human and animal data for known or potential promoters for
which epidemiological data are currently available, e.g.,
cigarette smoke, arsenic and dioxin.  Another suggestion was
made that animal studies for promoters should focus on agents
for which there is human exposure and thus the opportunity to
collect epidemiological data.

    Dr. Kennedy described several human populations that could
be studied for promotional effects  (Kennedy, 1985b).  These
populations  have been exposed  to an  initiator and,
subsequently, to a potential or known promoter.

    Two such populations are individuals who have  received
occupational exposure to uranium mine dust  or asbestos  and  are
now having their lungs  gavaged with  saline  at regular  intervals
to remove  the material.  . In  these  populations,  asbestos  or
alpha  radiation  is  the  initiator and saline instillations could
lead to promotion.   Studies  conducted  at  the  Harvard  University
School  of  Public Health several years  ago  suggest  that  saline
instillations  can  result in  promotion  (Little et al.,  1978;
Shami  et  al.,  1982).  In these studies,  a  relatively  low dose
of polonium  210  to  hamster  lungs produced  few lung tumors,
whereas  treatment  with  seven instillations of  saline  5 months
                             -41-

-------
 later resulted in lung tumors in 22 to 44% of the exposed
 animals.  Saline instillations alone did not lead to cancer.
 Other panelists questioned whether saline could be considered  a
 promoter (see Section 4,  Mechanisms of Promotion).

     Uranium miners who smoke versus those who do not smoke  are
 another  population that could be studied.  The curve for the
 induction of lung cancer  in white uranium miners who smoke  is
 linear (Committee on Biological Effects of ionizing Radiation,
 1972).  The nonwhite miners (American Indians)  who  do not smoke
 (or  who  smoke very little)  had a nonsignificant incidence of
 cancer (Lundin et al.,  1971),  although the incidence of cancer
 has  been increasing recently (Archer et al.,  1976;  Gottlieb and
 Husen, 1982;  Samet.et al.,  1984).   Occupants  of many houses and
 other  structures  in the United States are exposed to levels of
 radon  comparable  to those  which are known to  exist  in uranium
 mines.  This  could be another  population to study.

     Other  human populations that  could be studied for promotion
 with radiation as the initiating  agent include  individuals who
 were exposed  to radium  occupationally or  were  given radium for
 medical  problems  and  who are now  at  high  risk  for  the
 development of bone cancer.' Many  people  were  exposed to x-rays
 in the 1940's  and 1950's for various  benign disorders such as
 eczema,  acne  and  thymus enlargement.   Dr.  Kennedy suggested
 that,  in the X-irradiated population,  individuals who have
 contracted thyroid cancer might be  very  appropriate  to study.
Approximately  20,000  cases  of  thyroid  cancer are  expected to
 result from therapeutic x-radiation  treatments  in the United
States.  Women, individuals with a Jewish  ethnic  background,
and  emigrants  from Tunisia  and Morocco appear to  be  at higher
risk of developing cancer  (Committee  on Biological Effects 'of
Ionizing Radiation, 1980; Ron and Modan,  1982); these unusual
risk groups suggest that promotion plays  a  role in  the
development of this disease.  Mortality from thyroid cancer is
                             -42-

-------
extremely.low (1 to 3%), so that affected individuals are
available for interviewing.  At many hospitals, thyroid cancer
is diagnosed by scanning with iodine 131 at approximately
yearly intervals.  This gives a dose of approximately 200 rads
to the adult thyroid, which is considered the optimal dose for
the induction of cancer in some systems and could be an
excellent progressor.,                       ..

  .  Many of the different cancers resulting from radiation
exposure show a dose-response relationship.  The thyroid and
the female breasts have the greatest sensitivity to
radiation-induced cancer, and the dose-response relationship
for both types of cancer is linear  (Committee on the Biological
Effects ,of Ionizing Radiation,  1980; U.N. Report, 1977; Maxbn
et al.,,1977).  Both  the breast and the thyroid are  under
strict hormononal controls and  these hormones mayvact as
built-in promotional  agents (Troll,. 1976).   Both thyroid
hormones and those affecting  the breast act  as promoters or
^carcinogens in several systems:   in  vivo  (Berenblum,  1974;
..Foster,,.  1975; Doniach,  1974;  Hall,  1948; Suss et .al..,  1973) and
in vitro (Blumberg,  1980,and  1981;  Weinstein et al.,  1979;
Guernsey et al., 1980;  Fisher et al.,  1983;  Borek- et  al.,
.1983).   As promotion  in the laboratory results  in linear
c,uryes,  the linear dose-response relationships  for
radiation-induced breast and  thyroid cancers suggest that
promoting  agents may  be important  in the genesis  of  both
thyroid  and breast cancers  in human populations.

  ~  One  potential source of data on the levels  of potential
promoters  in  tissues  from  human populations could  come from
samples  of  breast tissue from reduction mammoplasties and
mastectomies..  Samples  from reduction  mammoplasties are
currently  maintained  in liquid  nitrogen by Dr.  Michael Gould  at
the Department  of Human. Oncology,  Wisconsin Clinical Center,
Madison, Wisconsin  (608-263-6615).  A  study could be performed
                            -43-

-------
 to  compare  levels  of  potential  promoters  in  the  breast  tissue
 samples  with  known breast  cancer  rates  in the  areas  of  the
 country  from  which the  tissue originated.

     The  Moolgavkar-Venzon-Knudson model was  developed based on
 patients with retinoblastoma.   This  human model  may  offer a
 opportunity to study  progression.  Tumors (which also appear in
 many sites other than the  eyes) are  caused by  an inherited gene
 mutation, where all the  somatic cells in  the embryo  are
 initiated.  Presumably promotion  occurs in the eye because of
 differentiation of the eye tissue.   Chemotherapy is  inducing
 very high cancer rates in  other tissues in the survivors.  The
 survivors of  therapy  for retinoblastoma could  be studied for
 progression.   The  advantages of this model are that  the
 mechanism is  fairly well understood  and it seems to  fit well
 with the M-V-K model.  If  retinoblastoma  proves  to be a model
 of  IPI,  then  animals  that  are genetically susceptible to organ
 site cancers  could also  be studied to determine  whether they
 have inherited an  I state  or a P  state.

     Another human  model mentioned was xeroderma  pigmentosum.
 This recessive disease predisposes the individual to initiation
 in the skin by UV  light.   Most, but not all, tumors  form in the
 skin.  Dr. Trosko  mentioned that  Dr. Kraemer at  the  National
 Cancer Institute had  been  studying nonskin tumors in this model
 as evidence of progression {Kraemer, 1980).  Since UV cannot
penetrate internally, these tumors must result from  exposure to
chemical initiators.  Thus, this model could potentially be
used to study  IPI.   Nevertheless, it is a  good example  of a
mutant that might  have an  unusually high  background  initiated
state.

    Two other human models are patients who receive  PUV-A
 (psoralen plus near-UV light [360 nm]) therapy and then X-ray
therapy later; these  individuals  rapidly  get tumors.
                            -44-

-------
Individuals with psoriasis, having high rates of cell
proliferation, might also be a possible population to study.

    Epidemiological data should be obtained for chemicals that
are known to be promoters in animals.  For example, saturated
fatty acids are associated with breast tumors in rats.  The
change in the U.S. diet in the last few years may offer an
opportunity to see whether there is a similar association in
humans.  In addition, existing epidemiological data should be
examined as a potential source of data on promoters.
                              -45-

-------
                        12.  PROGRESSORS
 Summary

     The concepts  of  progression  and  progressors were
 introduced.   There was  general agreement  that progression may
 be  a distinct stage  in  carcinogenesis  (Hennings et al.,  1983)
 and that there are probably  agents that act predominantly as
 progressors.   It  is  likely that  promotion and progression can
 be  separated  experimentally  in the liver  as well as in the
 skin.   (The liver has the advantage  that  single initiated cells
 and their early clonal  progeny can be  identified to provide a
 quantitative  measurement of  the  effectiveness of the
 progressor.)   The mechanism  for  progression was not understood;
 however, a majority  of  the group agreed that progression is
 probably related to  additions in DNA.  A  proposed definition
 for progression was  "an irreversible change in DNA towards
 malignancy."   The issue of whether progression can occur by
 other mechanisms was left open.
Mechanisms of Progression

    The group agreed that there was some evidence suggesting
that progression is related to DNA damage, and they considered
other possible mechanisms.  Dr. Hennings suggested that
progression indicates all the changes that occur after the
development of a benign lesion, and might be divided into at
least two stages:  "malignant conversion" (i.e, the conversion
of the papilloma to a squamous cell carcinoma), and metastasis
(the spread of this malignant tumor to other organs) (Nowell,
1986).  Dr. Pitot proposed that oxygen radical effects (which
are indirect) may take a cell in the reversible stage of
promotion and place it into progression.  He said that benzoyl
                             •46-

-------
peroxide and hydrogen peroxide are probably the best current
examples of progressors.  He also thought that gene
amplification is involved in progression.

    Oncogene activation was thought to play a role in
progression.  Dr. Hennings said that studies in progress at the
National Cancer Institute indicate that c-Ha-ras activation can
be either the initiating step (Roop et al., 1986) or the
progressing step.  Dr. Pitot said that most studies
demonstrating oncogene activation indicate the activation of
oncogenes during progression (Nicolson, 1987; Nowell, 1986;
Klein and Klein, 1985).

    The relationship between cytotoxicity and progression was
discussed.  Studies at UTSCC Science Park indicate  that, in
some cases, progression appears to be  a process  that selects
more aggressive cells through cytotoxicity and  leads to
cancer.  Initial studies by Slaga and  coworkers  suggested that
there is a  fairly  strong association between  progression and
cytotoxicity.  However, Dr. Slaga expressed  some doubt  that
cytoxicity  was the mechanism by which  all progressors worked,
even though all  the compounds are cytotoxic.   Several
experiments were performed  at UTSCC Science  Park in which  the
dose of TPA was  raised  to  the point of cytoxicity.   Even at
these doses,  it  did  not  act as  a  progressor.   On the other
hand, the  antidiol-epoxide  of benzo(a)pyrene,  which is  a
noninitiator  in  the  skin,  is  extremely potent as a progressor
when applied  to  benign  tumors.

     In  the skin,  application  of an  initiator followed  by  a
progressor (i.e.,  no promoter  application)  gives different
 results depending  on the agent.  Urethane gives no malignant
 tumors  and 4NQO gives very few (Hennings et al., 1986), whereas
 complete carcinogens such as  MNNG do give tumors.
                              -47-

-------
    Many of the progressors  in the skin also progress in the
liver.  Dr. Pitot mentioned  a study by Scherer et al. (1984)
that showed that ENU acted as a progressor in the liver
following initiation with diethylnitrosamine and promotion with
phenobarbital.  Research in  the liver has focussed on classical
initiating agents - alkylating agents - all of which are
clastogenic.  Other types of agents need to be studied.
Promoters as Progressors

    The ability of promoters to act as progressors was
discussed.  Several panelists offered data from their studies.
It appears that the ability of promoters to cause progression
varies with different agents.  Dr. Hennings mentioned studies
where application of TPA following initiation and promotion
caused no increase in the progression of papillomas to
carcinomas (Hennings, 1983).

    Studies at UTSCC Science Park with promoters (including
benzoyl peroxide and chrysarobin) and cytotoxic.agents (such as
acetic acid and hydrogen peroxide) suggest that some promoters
can act as progressors; however, cytotoxic agents can be just
as effective.
                             -48-

-------
                 13.  RESEARCH RECOMMENDATIONS
Summary

    The nature of promoters has important implications for risk
assessment.  Data suggest that promoters may have very
different characteristics from complete carcinogens.  However,
the panelists agreed that not enough data are currently
available to perform risk assessment for promoters.  Probably
less than 30 to 40 tumor promoters have been studied.  Most
tumor promotion studies have not been designed to consider risk
assessment.

    The panelists identified many different general and
specific areas of research and made specific suggestions for
studies.  Basic research is needed to elucidate the identity
and mechanism(s) of promotion, initiation and progression. .
More chemicals need to be studied for their promoting
capability, and much more data are needed on the behavior of
promoters in organs other than the skin and the liver.
Epidemiological studies should be conducted to provide human
data on promotion.  Models to quantitate initiation and
promotion should be developed and validated.  In vitro
screening models for promoters should be developed.   Several
questions of particular significance for risk assessment are:
Is promotion reversible and does  it have a  threshold?  How does
the action  of promoters vary  from one organ to another and from
one species to another?  To what  degree  do  agents  that have
been identified as promoters  also possess  initiating  and
progressing abilities?  How can the potencies for  these actions
be quantified?

    Many  scientists are concerned that  promoters may pose  as
great  or  greater  an environmental hazard than complete
                              -49-

-------
 carcinogens.   The panelists agreed  that  long-term  research on
 promotion was needed and is important.   However, they  felt
 that,  even with a relatively high  level  of  funding,  it may take
 5  to 10  years to generate sufficient  data to  formulate a risk
 assessment policy for promoters.
 Organ  Systems

    The  skin is  less  attractive  for purposes of modelling
 because  skin lesions  are  less  of  a human  health concern than
 lesions  in  some  other organs.   (Although  skin cancers are the
 most numerous  of human cancers,  they  are  not as
 life-threatening as some  other malignancies.)  The liver has
 the disadvantage that a partial  hepatectomy is required' in the
 adult  (but  not in the neonate  [Peraino model]).  This might
 make it  difficult to  get  in  vitro cell transformation,data
 under  comparable circumstances.

    The  panelists agreed  that  a major priority is to find out
 whether  the promoting characteristics that are true of the two
 most studied systems  (the skin and the liver) are also true in
 other  systems.    Panelists proposed and discussed several other
 systems  to  study.  The  bladder would  be a good system to study,
 although it may  be complicated by the fact that urine itself
 acts as  a promoting agent.   Saccharin was proposed as a
 chemical to study in  this system.  It has a strong promoting
 effect and  there  are  several good initiators.  The colon is- .
 another  system to study.

    Dr. Pitot thought  it  important to develop a good system
with a hormonal  background.  The thyroid  is one possibility..
It has the advantage  that it is cellularly homogeneous.  The
breast may be more complicated.  The  kidney may not be a good
system to develop because it is cellularly heterogeneous so
                             -50-

-------
tumors may derive from many different cell types,  which may
have different responses to promoters.  The lung is a difficult
system to study but important because it is a major route of
exposure.  Unlike the skin and the liver, the respiratory
system of animal models produces lesions that are
histologically identical to human lung lesions.  In addition,
two alternative systems that may hold promise for study are:
the Klein-Szanto and Nettesheim tracheal system (which involves
a denuded trachea that can be repopulated with human cells to
study human tissue) and Craighead and Mossman's system of
hamster tracheal explants (Mossman and Craighead, 1978).

    Panelists also discussed the possibility of testing
promoters in several systems or organs in the whole animal.
This would be possible if a universal agent were identified
that initiated in a number of organ or tissue systems.
Alternatively, a cocktail of chemicals could be used to
initiate every organ.  This approach  would be difficult  if
promoters are shown to be initiator-specific.
Chemicals

    The panelists discussed which agents  should  be  studied
further.  Several agents were  mentioned.   Panelists differed  in
their  opinions  about  which should receive priority.   Some
panelists thought that  studies should  focus  on chemicals that
                                                           \
pose the greatest potential human health  hazards.   Others  felt
it  was important to enhance the data base for substances that
have already been well  studied in order to understand how  they
act in the  model systems.  The chemicals  proposed  for study
             r
were:

     •   TPA.  This  is  a  good promoter but  its promoting ability
        is  limited  to  skin  of  various strains of  mice.  This  may
        be  because  the ester groups  are removed,  eliminating  its
        promoting ability.
                               -51-

-------
     •  Teleocidin may be a better chemical than TPA for
        promotion studies because it is not metabolized.

     •  TCDD is a good candidate for study.  One area for  study
        is the receptor-TCDD interaction.   TCDD actions  are
        believed to be mediated through a  receptor,  but  the
        affinity of TCDD for the receptor  is not related to  its
        toxicology.  One explanation may be that TCDD actions
        are mediated by the affinity of the receptor-TCDD
        complex for DNA.  This needs to be studied.

     •  Chrysarobin is probably also a good chemical to  study,
        since  it promotes tumors at low doses in the skin.

     •  Sodium phenobarbital.

     •  PBB.

     •  Alcohol acts as a promoter in epidemiological studies.
        However, it generally  has not been shown to  act  as a
        promoter in the liver  in experimental studies.   Alcohol
        changes the total number of altered cells and thus the
        volume of  foci that are present after initiation.  It
        does not increase the  number of foci (S.  Hendrich, T.
        Glauer and H.C.  Pitot,  unpublished observations).  This
        is  an  interesting mechanism of action if ethanol is a
        promoter.

     •  Pesticides.  .
        _____^___     .,

     •  Solvents.
Pure Promoters and Nonpromoters


    The lack of negative chemicals,  i.e.,  agents  that have  no
promoting ability, was discussed.  The  lack of negative
chemicals has been a problem  in testing tumor promoters  in  in
vitro assays.  Thus, one needed area of research  is  the
identification of chemicals that act primarily as  initiators or
promoters.


    The panelists agreed that there  are ways of determining
experimentally whether something is  acting as a initiator or
promoter; however, the lack of chemicals that have been
                           -52-

-------
identified as pure promoters and initiators makes this
difficult.
Human Data

    The panelists agreed that obtaining data on promotion in
humans and identifying human promoters is a high priority.
Several specific suggestions were made for obtaining data on
promotion in humans.  These are described in Section 11,
Species Difference/Human Studies.
Animal Models

    The panelists agreed that short-term and long-term animal
models should be developed.  A variety of animal models were
mentioned:   (1) a fish model that produces a pathological
lesion that  looks like a retinoblastoma when exposed to
chlorinated  aliphatics;  (2) a fish model that  involves crossing
a molly and  a swordtail  that produces melanoma; and  (3) a model
for Mendelian-inherited  kidney adenoma in rats  (Eker and
Mossige,  1961).  Another model mentioned was Balmain's system
in mice whose epidermis  has been  infected with  the Harvey
sarcoma virus.  Treatment  with a  promoter induces papillomas,  a
certain portion of  which progress to carcinomas.  However,  in
this  system, the presence  of the  whole virus may complicate the
results.
 Species and Strain Differences

     The panelists agreed that species and strain differences
 were an important area for both in vitro and in vivo research
 They discussed possible ways to investigate species
                               -53-

-------
 differences.   One panelist proposed that,  since TCDD  is  a  good
 promoter  in the rat  liver, a model for  TCDD using  the human
 liver  should  be developed so that  TCDD  action  could be compared
 in  both systems.
 In Vitro  Systems

    The panelists  discussed  the  need  to  improve  in  vitro
 screening models to detect promoters,  and  to  develop  in vitro
 models for studying the mechanism  of  promotion.  They agreed
 this would be a difficult undertaking, not only  to  select the
 most appropriate in vitro tests  but also setting up parallel
 studies in animals.  The ability of in vitro  data to  predict in
 vivo phenomena should be studied,  and  cell culture  systems that
 are best able to reproduce in vivo conditions should  be given
 priority for study.  Serum may be  a problem in in vitro testing
 for'promoters; the action of many  promoters depends on which
 lot of serum is used, so serum lots must be carefully
 screened.

    Dr. Huberman stressed the importance of testing promoters
 in in vitro cell transformation  systems, especially in human
 cell transformation systems.  He recommended  that the human
myeloid leukemia cell differentiation test be studied because
 it is a relatively simple assay .that can detect changes in the
expression of various genes including a  series of known
oncogenes.  Dr.  Slaga mentioned  that no  one has yet shown a
requirement for a promoter to get cell transformation in an in
vitro epithelial system.
                           -54-

-------
Mechanisms

    Reversibility            4

    Because of its implications for risk assessment, the
question of reversibility of promotion is an important area for
study.  If promoters have thresholds, then presumably exposure
to pure promoters at levels below the threshold will not induce
tumors.  One panelist raised the following question:  If it can
be shown that promoters have thresholds, is it worthwhile
continuing to model IPI phenomena, since greater knowledge in
this  area may not lead to different regulatory actions  for
promoters.  The  sentiment was  that modelling would  be
worthwhile and efforts should  continue  in this direction.  A
validated theory of initiation/promotion/progression would
enable  quantification of potency at each stage.

    One suggested area of  research was  for  statisticians  to
determine at  what level  of  uncertainty  experimental data  can  be
used  to describe the  behavior  of the  receptor  as  a  basis  for
estimating  the  threshold model.  The  EPA Carcinogen Assessment
Group is currently  investigating  this.
     Receptor Binding

     Two approaches to studying receptor mechanisms were
 suggested:  (1) in vitro or in vivo mutation studies and (2)
 competitive binding studies.  Dr. Trosko suggested looking for
 a cell line that has an EGF-receptor mutation, in which the
 receptor would bind, but the signal would not be transduced.
 If the parent and mutant lines gave different responses in the
 presence of a promoter, that would imply a receptor mechanism.
 He mentioned a TPA-resistant strain used by Yamasaki et al.
 (1985) to investigate mechanisms  and the role of cell-cell
                               -55-

-------
 communication in transformation.  This mutant strain is not
 promoted by TPA, whereas TPA does promote transformation in the
 parental line.  This is one example where a mutant for a
 receptor-mediated response of TPA in in vitro promotion could
 be used as a model.

     Dr. Pitot suggested-locking the receptor up with an
 irreversible inhibitor.  He said that data suggest that TCDD
 acts as a promoter through a genetic receptor mechanism
 (although the fact that removal of the thyroid decreases TCDD
 toxicity may cast some doubt on this theory).
     Cell Differentiation

     Modulation of  cell differentiation studies  are  important,
 Certain  promoters  like phorbol  esters  and  TCDD  are  extremely
 effective in  modulating differentiation in some cell  systems.
    Oncogenes

    The correlation of  oncogenes  with  tumor promotion should be
researched.  Cells in which  oncogenes  are  activated may be more
sensitive to tumor promoters,  e.g., £-Ha-_ras can initiate in
mouse skin  (Balmain).
    Phorbol Esters

    Studies should be done to find out why phorbol esters
promote in some mouse strains but not others.  If this
mechanism can be elucidated then much of the background data on
TPA may be applicable to other systems.
                             -56-

-------
Models

    The Two-Stage Birth-Death-Mutation Model

    There was support for conducting studies to validate this
model.  Several research suggestions were made.  These are
described in Section 7.
    Intercellular Communication

    The  role of  intercellular communication  in  linking tumor
promoters to a mechanism  of  action  in vivo should be
investigated.  Many  technologies  are available  to measure
cell-cell communication and  its role in  growth  control and
differentiation.  Mutants are becoming available for  gap
junctions,  antibodies  exist  for gap junctions,  and  the gene  for
the gap  junction has been cloned.   Genetic,  molecular and
cellular experiments with normal  cells are needed,  both  in
vitro  and  in  vivo.
                                                             The
    Gap junction technology may offer an opportunity to
investigate mechanisms of promotion at the cellular level.
ability to apply gap junction technology to liver and skin
could be investigated.  The scrape loading assay could be
adapted to use cells (such as primary human keratinocytes) that
metabolize agents in order to study the role of metabolites in
promotion.

    Areas for future research include the question of how big a
clone must be before it  is free of inhibition by surrounding
normal cells via cell-cell communication.  This maiy depend on
the type of cell since not all cells have the same number or
size of gap junctions.   Identification  of the
diffusion-suppressing molecule(s)  is another possible  research
                             •57-

-------
  area.   Another  research  area  is  to perform the scrape technique
  using whole  tissue.
     Other Models

     The prooxidative model (Cerutti, 1985) should be tested
 versus the PKC model (Nishizuka, 1986).  Data suggest that
 these two models may not be mutually exclusive, i.e., one may
 affect the other.  These two models should be correlated with
 the cellular and genetic models that have been proposed, e.g.,
 the cell-cell communication model and the recombination model.
 A method of testing the cell-cell communication model was
 proposed:   Correlate (1) sustained hyperplasia after TPA
 treatment  with the total absence of gap junctions,  and (2)
 nonsustained hyperplasia in the Syrian  hamster with the
 presence of gap junctions.
 Quantification

     It  appears that  the  liver  can  be  used  to  quantitate
 initiation,  promotion  and  progression.   The ability  to
 quantitate these  stages  in other organs  should  be  developed.
 Promotion could probably be quantitated  in the  bladder, skin,
 colon.  It may be difficult to quantitate  initiation  in the
 skin unless  ways  to  detect initiated  cells can  be  developed.
Expansion of the NTP Bioassay

    One panelist proposed the idea of expanding the NTP
bioassay to study the ability of agents to promote.  In
addition to the standard protocol for carcinogenicity, each
agent would be administered to a group of animals that had been
                              -58-

-------
previously exposed to a universal initiator.  The expanded
protocol could also include studies in which treatments with
the agent would be stopped to determine the ability of tumors
to regress.
Additional Research Recommendations

    The panel made no specific  research  recommendations but
mentioned several other potential  areas  for  research.  These
include:
    •  Distribution, metabolism and  pharmacokinetics  of  tumor
       promoters  in  various  systems.
    •  The  influence of  the  sequence of  administration of
       agents  on  the action  of  promoters.
    •  Synergism  among  promoters.
     •  Spontaneous  initiation and  promotion.
     •  The  relationship between cytotoxicity and promotion.
     •   conversion of benign tumors to malignant tumors.
     •   Progressors and progression.
                             -59-

-------
                          14.  REFERENCES
 Aylsworth, C P., J.E. Trosko, C.C. Chang, and K. Benjamin.
     Submitted.  Synergistic inhibition of metabolic cooperation
     by oleic acid on TPA and DDT in Chinese hamster cells-
     implication of a role for protein kinase C in the
     regulation of gap junctional intercellular communication.

 Bell, G.I.  1976.  Models of carcinogenesis as an escape from
     mitotic inhibitors.   Science 192:569-572.

 Berenblum, I.   1974.   Carcinogenesis as a Biological Problem.
     North Holland Publishing Company,  Amsterdam,  pp. 133-141.

 Blumberg, P.M.   1980, 1981.   in vitro  studies on the mode of
     action of  the phorbol esters,  potent tumor promoters-
     Parts 1 and 2.   CRC  Critical Rev.  Toxicol.,  8:153-197,
     J. .7 i? """
 Borek,  C.,  D.L.  Guernsey,  A.  Ong,  and I.S.  Edelman.   1983
     Critical role played by thyroid hormone in induction  of
     neoplastic transformation by chemical  carcinogenesis  in
     tissue  culture.   Proc.  Natl. Acad.  Sci. 5:749-752.

 Cerutti,  P. A.   1985.   Prooxidant states and tumor  promotion.
     Science 227:375-381.

 Clemmesen.   1977.  Statistical  studies  in  the  aetiology of
     malignant  neoplasms.  Acta  Pathologica  et  Microbiologica
     Scandinavica,  Supplement  261,  pp.  38-50.    -  -

 Clifton,  K.H., K.  Kamiya, R.T.  Mulcahy,  and M.N. Gould.
     1984.   Radiogenic  neoplasia in the  thyroid  and mammary
     clonogens:  progress, problems and  possibilities.  in-
     Symposium  Proceedings,  Estimation of Risk  from Low D^ses of
     Radiation  and  Chemicals:  A Critical Overview.  Brookhaven
     National Laboratory, May  20--23.

Committee on Biological Effects  of Ionizing Radiation.  1972
     Committee Report I,  The  Effects on  Populations of Exposure
     to Low Levels  of Ionizing Radiation.  National Academy
     Press, Washington, DC,  p. 154.

Committee on Biological Effects  of  Ionizing Radiation.  1980
    Committee Report III.   The  Effects on Populations of
    Exposure to Low Levels  of Ionizing Radiation.  National
    Academy Press, Washington, DC.
                           -60-

-------
Doniach, I.  1974.  Brit,  j.  Cancer 30:487-495.

Eker, R. and J. Mossige.   1961.  A dominant gene for  renal
    adenomas in the rat.   Nature (London)  189:858-859.

El-Fouly, M.H., J.E. Trosko,  and C.C. Chang.  1987.   Scrape
    loading and dye transfer:  a rapid and simple technique to
    study gap junction intercellular communication.   Exp.  Cell
    Res. 168:422-430.

Ethier, S.P. and R.L. Ullrich.  1982.  Detection of  ductal
    dysplasia in mammary outgrowths derived from
    carcinogen-treated virgin female BALB/c mice.  Cane. Res.
    42:1753-1760.

Federal Register.   1986.  Gudelines for Carcinogenic Risk
    Assessment.   Federal Register  51(185);33992-34003.

Fernandez", A., S. Mondel and  C. Heidelberger.   1980.
    Probabilistic view of the transformation of cultured
    C3H/10T-1/2 mouse embryo  fibroblasts  by
     3-methylcholanthrene.  Proc.  Natl. Acad. Sci. 77:7272-7276.

Fisher,  P.B.,  D.L.  Guernsey,  I.B.  Weinstein, and  i.S. Edelman.
     1983.  Modulation of  adenovirus  transformation by thyroid
     hormone.   Proc.  Natl. Acad.  Sci.  80:196-200.

Foster,  R.S.,  Jr.   1975.  Amer.  J. Surg.  130:608-611.

Foulds,  L.J.   1975.  Neoplastic  Development, Volume  2  (p.  729).
     Academic  Press, London.

 purstenberger, G.,  B.  Sorg,  and F. Marks.  1983.  Science
     220:89-91.

 Furstenberger, G.,  V.  Kinzel, M. Schwarz, and  F.  Marks.  1985.
     Science 230:76-78.

 Gottlieb, L.S. and L.A.  Husen.  1982.  Che^t  81:449-452.

 Gould, M.N.  1984.  Radiation initiation of carcinogenesis in
     vivo-  a rare or common  cellular event.  In;  J.D. Boice,
     jr. and J.F. Fraumeni,  Jr., eds.  Radiation Carcinogenesis:
     Epidemiology and Biological Significance.   Raven Press, New
     York, pp. 347-358.

 Guernsey, D.L., A. Ong, and  C. Borek.  1980.  Thyroid  hormone
     modulation of X-ray induced  in vitro  neoplastic
     transformation.  Nature  288:591-592.

 Hall, W.H.  1948.  Brit. J.  Cancer  2;273-280.
                              -61-

-------
        «  H: ^ a1'   1!83'  Malignant conversion of mouse skin
     tumors is  increased by tumor initiators and unaffected by
     tumor promoters.  Nature 304:67-69.

 Hennings, H. et al.   1985.  Induction of papillomas with a
     high probability  of conversion to malignancy.
     Carcinogenesis 6:1607-1610.

 Hennings, H. et al.   1986.  Malignant conversion and metastasis
     of mouse skin tumors:  a comparison of SENCAR and CD-I
     mice.  Environ. Health Perspec. 68:69-74.

 Hennings, H. et al.  1987a.  Response of carcinogen-altered
     mouse epidermal cells to phorbol ester tumor promoters and
     calcium.  J.  Invest.  Dermatol.  88:60-65.
 Hennings, H., -R. Shores, M. Balaschak, and S.H.  Yuspa.   1987b.
     Papillomas with a high frequency of spontaneous conversion
     to carcinomas are also sensitive to malignant conversion by
     4-nitroquinoline-N-oxide or urethane.   Proc. Amer.  Assn.
     HO L C* ci I\C 61 C                                ~~   ~"
 Hennings,  H.  and S.H.  Yuspa.   1985.   Two-stage tumor  promotion
     in mouse  skin:   an alternative explanation,   j. Natl
     Cancer Inst. 74:735-740.                      -^Ji^ii

 Herschman, H.R.  and  D.w.  Brankow.   1986.   Ultraviolet radiation
     transforms C3H10T-1/2 cells  to a  unique  suppressable
     phenotype.   Science 234:1385-1388.

 Kennedy, A.R.  1985a.   Evidence  that  the  first step leading to
     carcinogen-induced malignant transformation  is a
     high-frequency,  common  event.   in_:  j.c.  Barrett  and  R w
     Tennant,  eds.  Carcinogenesis, A  Comprehensive Survey, Vol
     9:  Mammalian Cell  Transformation  (Mechanisms  of
     Carcinogenesis and Assays  for  Carcinogens) Raven  Press, New
     xotK,  pp. Jbo— 364,

Kennedy, A.R.  1985b.   Relevance of tumor promotion to
     oa^^n?fenesis in  human Populations.  Carcinogenesis
     8:431-435.                            - •* -

Klein, G.  and E. Klein.   1985.   Evolution of  tumours  and  the
     impact of molecular oncology.  Nature; 315:190-195.

Kraemer, K.H.   1980.   Oculo-cutaneous and internal neoplasms
    in xeroderma pigmentosum:  implications for theories of
    Carcinogenesis.   in:  B. Pullman, P.O. P. T'so, and H.
    Gelboin, eds.  Carcinogenesis:   Fundamental Mechanisms and
    Environmental Effects.  D. Reidel Pub. Company, pp. 503-507
                             -62-

-------
Little, J.B., R.B. McGandy, and A.R.  Kennedy.   1978.   Cance£
    Res. 38:1929-1935.

Little, J.B. and A.R. Kennedy.  1982.  In.:   E.  Hecker, N.E.
    Fusenig, W. Kunz, F. Marks, and H.W.  Thielmann,_eds.
    Carcinogenesis, Vol. 7:  Cocarcinogenesis  and Biological
    Effects of Tumor Promoters.  Raven Press,  New York, pp.
    243-257.

Lundin, F.E., J.K. Wagoner, and V.E. Archer.  1971.   Radon
    Daughter Exposure and Respiratory Cancer:   Quantitative and
    Temporal Aspects.  NIOSH and NIEHS Joint Monograph No. 1.
    National Technical Information Service.  Springfield, VA.

Maxon, H.R., S.R. Thomas, E.L. Saenger, C.R. Buncher, and J.G.
    Kereiakes.  1977.  Amer. J. Med. 53:967-978.

McFadden, D., J.L. Wright, B.  Wiggs  et al.  1986. Bracking
    inhibits asbestos clearance.  Am. Rev. Resp. Disease
    133(3):372-374.

Moolgavkar,  S.H.  and D.J.  Venzon.   1979.   Two-event  models  for
    carcinogenesis:   Incidence curves  for  childhood  and  adult
    tumors.  Mathematical  Biosciences  47:55-77.

Moolgavkar,  S.H.  and A.G.  Knudson,  Jr.   1981.   Mutation  and
    cancer:  A model for human carcinogenesis.   J. Natl.  cane.
    inst.  66:1037-1052.

Moolgavkar,  S.J.   1986.  Carcinogenesis  modelling:   From
    molecular  biology to epidemiology.   Ann.  Rev. Publ.  Health
     7:151-169.

 Mossman,  B.T.  and J.E.  Craighead.   1978,  induction  of
     neoplasms  in hamster tracheal  grafts with
     3-methylcholanthrene-coated Licra Fibres.   Cane. Res.
     38:3717-3722.

 Mulcahy,  R.T., M.N. Gould, and K.H. Clifton.   1984.   Int. J.
     Radiat. Biol. 45:419-426.

 Nicolson, G.L.   1987.  Tumor  cell instability, diversification,
     and progression to the metastatic phenotype:  From oncogene
     to oncofetal expression.  Cane. Res.  47:1473-1487.

 Nishizuka, Y.  1986.  Studies and perspectives of protein
     kinase C.  Science  233:305-312.

 Novell, P.C.   1986.  Mechanisms of  tumor  progression.   Cane.
     Res. 46:2203-2207.
                               -63-

-------
       n       -       -A new Protoc°l and its rationale for the
     study of  initiation and promotion of carcinogenesis in rat
     liver.  Carcinogenesis 2:1375-1379.

 Quintanilla,  M., K. Brown, M. Ramsden, and A. Balmain.  1986
     Carcinogen-specific mutation and amplification of Ha-ras
     during mouse skin carcinogenesis.  Nature 322:78. --

 Rivedal, E., T. Sanner, T. Enomoto, and H. Yamasaki.  1985.
     iS i   £°? °^ interceHular communication and enhancement
     of morphological transformation of Syrian hamster embryo
     cells by TPA:  Use of TPA-sensitive and TPA-resistant cell
     lines.  Carcinogenesis 6:899-902.

 Ron, E.  and B. Modan.  1982.   in:   Radiation Carcinogenesis:
     Epidemiology and Biological Significance,  edited by j D
     Boice and J.F.  Fraumeni.   Raven Press, New York.

 Roop,  D., D.R. Lowy, P.E.  Tambourin,  j.  Strickland,  J.R.
     ?o«?er/  M* Palaschak,  E.F.  Spangler,  and S.H.  Yuspa.
     J.y86.  An activated Harvey  ras  oncogene produces
     benign tumours  on mouse epidermal tissue.   Nature
            — 824.                                — — — _
 Samet,  J.M.,  D.M.  Kutvirt,  R.J.  Waxweiler,  and  c.R.  Key.   1984
     New Engl.  j.  Med.  310:1481-1484.

 Scherer,  E.,  A.W.  Feringa,  and P.  Emmelot.   1984.  Initiation-
     promotion-initiation.   induction  of  neoplastic foci within
     islands of precancerous liver  cells  in  the  rat.  in-   M
     Borzsonyi,  K.  Lapis, N.E. Day  and H. Yamasaki, edFT*
     Models, Mechanisms  and  Etiology of Tumour Promotion
     international  Agency for Research on Cancer  (IARC)
     Scientific  Publication  No. 56.  Lyons,  France, pp. 57-66.

           " L'A*  Tnibodeau, A.R.  Kennedy,  and J.B. Little.
           Cancer  Res.  42:1405-1411.

Spray, D.C., and M.V.L. Bennett.   1985.  Physiology and
                 °f gap ^unctions.  Ann. Rev. Physiol.
Stenback, F , R. Peto, and P. Shubik.  1981.  Br. J. Cancer
    44:24—34.                                 - — — -

Suss, R., v. Kinzel, and J.D. Scribner.  1973.  Cancer
    Experiments and Concepts.  Springer-Verlag, New York.

                    Nettesheim-   1979.  Dynamics of neoplastic
                                      tracheal ""•'cosa.  Cane.
                             -64-

-------
Troll, W.  1976.  in:   P.N.  Magee,  S.  Takayama,  T.  Sugimura,
    and T. Matsushima, eds.   Fundamentals in Cancer
    Prevention.  University Park Press,  Baltimore,  Maryland,
    pp. 41-55.

Trosko, J.E., C.C. Chang, and A. Medcalf.  1983.  Mechanisms
    of tumor promotion:  Potential role of intercellular
    communication.  Cancer Invest. 1:511-522.

Trosko, J.E., C.C. Chang, and B.V. Madhukar.  In press.
    Chemical and oncogene modulation of intercellular
    communication in  tumor promotion.  In:  .H.A. Milman and E.
    Elmore, eds.  The Importance of Biochemical Mechanisms of
    Cell-Cell communication in Toxicology.  Princeton
    Scientific  Publish, Co., Princeton, NJ.

U.N.  Report, united States Scientific committee on the Effects
    of Atomic Radiation.  1977.  Sources and Effects of.
    ionizing Radiation.   Report  to the General  Assembly, with
    annexes.

Upton, A.C.,  D.G. Clayson, J.D.  Jansen,  H.S. Rosenkranz, and
    G.M.  Williams.  1984.  Report  of  the international
    Commission  for  Protection  Against Environmental  Mutagens
    and  carcinogens.   Task Group on  the  Differences  Between
    Genotoxic  and Nongenotoxic Carcinogens. Mut.  Res.  uj:±-

Verma,  A. and R.K.  Boutwell.   1980.   Effects of dose and
     duration with the tumor-promoting agent,
     12-0-tetradecanoylphorbol-13-acetate on mouse  skin
     carcinogenesis.  Carcinogenesis  1:271-276.

 Weinstein, I.B., H. Yamasaki,  M. Wigler, I. Lih-Syng,  P.B.
     Fisher, A. Jeffrey, and D. Grunberger,  1979.   In.  A.C.
     Griffin and C.A.  Shaw,  eds.  carcinogens:   Identification
     and Mechanisms of Action.   Raven Press, New York, pp.
     399-418.

 Williams, G.M. and J.H. Weisburger.   1986.  Chemical
     carcinogens.  In:  C.D. Klausen, M.O. Amdur, J. Doull,
     eds.  Toxicology, 3rd edition.  Macmillan publishing Co.,
     New York,  pp. 99-173.

 Wiseman,  R.W., S.J.  Stowers,  E.G. Miller,  M.W. Anderson, and
     j.A.  Miller.   1986.  Activating mutations  of  the c-Ha-r&s
      protooncogene  in chemically induced hepatomas of  the male
      B6C  FI mouse.  Proc. Natl.  Acad. Sci.  83:5825-5829.

 Witschi  and Lock.  1978.  Mechanisms of  tumor  promotion and
      cocarcinogenesis.   In:  T.J.  Slaga, A.  Swak,  and  R.K.
      Boutwell,  eds.   carcinogenesis:  A  comprehensive  Survey,
      Volume  II.  Raven  Press.
                               -65-

-------
Wogan et al.  n.d.  Article concerning activation of the

                   ' published in Proc.'Natl. Acad. sci. in
                            Diver9ent responses in epidermal
    «                  tumor Prom°ter 12-0-tetradecanoyl-
    phorbol-13-acetate.  Cancer Res. 42:2344-2349.


          ;'  ®fc ^;  1986*   Cultivation and characterization of
     «<    d?rived fr01? mouse skin papillomas induced by an
    initiation promotion protocol.  Carcinogenesis 7:949-958.
                           -66-

-------
           APPENDIX  A




LIST OF PANELISTS AND OBSERVERS

-------

-------
  FIRST  EPA WORKSHOP ON RESEARCH PLANNING FOR RISK ASSESSMENT

             Research  Planning  for  the Development
             of Risk Assessment Methodologies for
                       Tumor Promoters
                           r.TST OF PANELISTS
Roy E. Albert
Chairman and Director
Department of Environmental
Health
University of Cincinnati
Medical Center
3223 Eden Avenue
Cincinnati, OH  45221
513-872-5701

Eula  Bingham
Office  of Vice  President
University  Dean for  Graduate
Studies and Research
University  of Cincinnati
Cincinnati,  OH  45221
 513-475-4532

 Henry Hennings
 National Cancer Institute
 Building 37,  Room 3B26
 Bethesda, MD  20892
 301-496-3248

 Freddy Homburger
 Bio-Research institute, Inc.
 380 Green Street
 Cambridge, MA  02139
 617-864-8735

 Eliezer Huberman
 Argonne National Laboratory
 9700  South.Cass Avenue
 Argonne, IL  60439
 312-972-2000

 Anne Kennedy
 School of  Public  Health
 Harvard University
 Department of  Cancer  Biology
  665 Huntington Avenue
  Boston, MA  02115
  617-732-1184
Daniel Krewski
Health and Welfare Canada
Room 115
Environmental Health Center
Tunney's Pasture
Ottawa, Ontario  K2A 062
Canada
613-954-0164

Robert Langenbach
NIEHS
Cellular  and  Genetic
Toxicology Division
. Building  101  (Mail Drop
 E4-05)
 P.O. BOX  12233
 Research  Triangle Park, >NC
 27709
 919-541-7558

 Peter Magee
 Pels Research institute
 Temple University School of
 Medicine
 3420 N. Broad Street
 Philadelphia, PA   19140  ,
 215-221-4311

 Henry Pitot
 McArdle  Laboratory for
 Cancer Research
 University of Wisconsin
 Medical  School
 Madison,  WI   53706
  608-262-3247
                                A-l

-------
I
             Herbert s. Rosenkranz
             Professor and Chairman
             Department of Environmental
             Health Sciences
             Case Western Reserve
             University School of Medicine
             Cleveland, OH  44106
             216-368-5961

             Thomas Slaga
             UTSCC-Science Park
             P.O.  Box  389
             Park  Road 1C
             Smithville,  TX  78957
             512-237-2403

             James  E.  Trosko
             B236B  Life Science Building
             Department of  Pediatrics and
             Human  Development
             Michigan  State University
             East Lansing, Ml  48824
             517-353-6346
                                        A-2

-------
  FIRST EPA WORKSHOP ON RESEARCH PLANNING  FOR RISK ASSESSMENT

             Research Planning for the Development
             of Risk Assessment Methodologies for
                        Tumor Promoters

                       LIST OF OBSERVERS
Karl Baetcke
Office of Toxic Substances
U.S. Environmental
protection Agency
401 M Street, S.W.
Washington, DC  20460

Herbert Blumenthal
Division of Toxicology
CFSAN
FDA (HFF 150)
200 C Street, S.W.
Washington, DC  20204

Gary Burin
TS-769C
Office of Toxic Substances
U.S. Environmental
Protection  Agency
401 M Street,  S.W.
Washington,  DC  20460

Chao  Chen
Office of  Health  and
Environmental  Assessment
RD-689
U.S.  Environmental
Protection Agency
 401 M Street,  S.W.
Washington, DC  20460

 Margaret Chu
 Office of Health and
 Environmental Assessment
 RD-689
 U.S. Environmental
 protection Agency
 401 M Street, S.W.
 Washington, DC   20460

 Ila Cote
 OAQPS (MD-12)
 U.S. Environmental
 Protection Agency
 Research Triangle Park,  NC
 27711
Bernard Daniels
Health Effects Research
Laboratory
U.S. Environmental
Protection Agency (Room 635)
26 West St. Clair Street
Cincinnati, OH  45268

William H. Farland
Director, Carcinogen
Assessment Group, ORD
U.S. Environmental
Protection Agency
Washington, DC  20460

Herman Gibb
U.S. Environmental
Protection Agency
Carcinogen Assessment  Group
Washington, DC   20460

Sara Henry
Division of Toxicology
CFSAN
FDA (HFF 160)
 200 C  Street,- S.W.
Washington,  DC  2,0204

 Charlie Hireman
 U.S. Environmental
 Protection Agency
 Carcinogen Assessment Group
 Washington,  DC  20460

 James Holder
 Office of Health and
 Environmental Assessment
 RD-689
 U.S. Environmental
 Protection Agency
 401 M Street, S.W.
 Washington,  DC  20460
                               A-3

-------

 Donald Hughes
 American Industrial Health
 Council
 1330 Constitution Avenue.
 N.W.
 Washington, DC  20036

 Robin Killman
 Oak Ridge National Laboratory
 Health and Safety Research
 Division
 Office of Risk Analysis
 Building 4500 South,
 Mail Stop 109
 P.O. Box X
 Oak Ridge,  TN  37831

 Lark Lambert
 Division of Toxicology
 PDA (HFP 164)
 200 C Street,  S.W.
 Washington, DC  20204

 Chiu S.  Lin
 Division  of Toxicology
 CFSAN
 FDA (HFF  160)
 200 C Street,  S.W.
 Washington,  DC   20204

 Ronald Lorentzen
 Division  of Toxicology
 CFSAN
 FDA (HFF  100)
 200  C Street, 'S.W.
 Washington,  DC   20204

 James McDermott
 Proctor and Gamble Company
 Miami Valley Laboratories
 P.O.  Box 39175
 Cincinnati, OH   45247

 Robert G. McGaughy
 U.S. EPA
 OHEA
 401 M Street, S.W.
Washington, DC  20460

 Bruce Means
TS-796
 Office of Toxic Substances
 U.S. EPA
 401 M Street, s.w.
 Washington,  DC  20460
 Philip Merker
 Richardson Vicks
 One Far Mill Road
 Shelton, CN

 Edwin A. Miraud
 Rosewell park Memorial
 Institute
 Buffalo, NY  14163

 Tim Mohin
 U.S. Environmental
 Protection Agency
 (MD-12)
 Research Triangle Park,  NC
 27711

 Stephen  Nesnow
 Health Effects Research
 Laboratory (MD-68)
 U.S. Environmental
 Protection Agency
 Research Triangle Park,  NC
 27711

 Carol Scott
 CCEHRP
 Room 14-101 Parklawn
 5600 Fishers  Lane
 Rockville,  MD  20857

 Hugh Spitzer
 Office of  Regulatory Support
 U.S.  EPA  (RD-672)
 401  M  Street,  s.w.
 Washington, DC  20460

 Catherine  St.  Hilaire
 Risk Science  Institute
 Suite  111
 1126 16th  Street, N.W.
 Washington, DC  20036

 Curtis Travis
 Oak Ridge National Laboratory
 Health and  Safety Research
 Division
 Office of Risk Analysis
 Building 4500 South,
 Mail Stop 109
P.O. Box X
Oak Ridge, TN  37831
                             A-4

-------
APPENDIX B



  AGENDA

-------

-------
  FIRST EPA WORKSHOP OH RESEARCH PLANNING FOR RISK ASSESSMENT

             Research Planning for the Development
             of Risk Assessment Methodologies for
                        Tumor Promoters

                             AGENDA
Tuesday, February 3, 1987

8:00-8:30 a.m.  Registration
Chairmen:
8:30 a.m.

8:40 a.m.




8:55 a.m.


9:15 a.m.


10:30  a.m.

10:45  a.m.


12:15  p.m.

1:45 p.m.


2:30 p.m.
 3:30  p.m.
Roy Albert
   University of Cincinnati Medical Center,
   Cincinnati, OH
Hugh Spitzer
   Office of Research and Development, U.S.
   EPA, Washington, DC

Announcements

Welcoming Remarks
   Vaun Newill, Assistant Administrator for
   Research and Development, U.S. EPA,
   Washington, DC

Introduction and Overview
   Roy Albert and Hugh Spitzer

Panelists' Presentations of Pre-meeting Comment
Summaries

COFFEE BREAK

Panelists' Presentations of Pre-meeting Comment
Summaries  (cont.)

LUNCH  BREAK

Panelists' Discussion of Areas  of Consensus  or
Lack Thereof

1.  Testable  Hypotheses -  Biological

    a.   Mechanisms  of Action
           i.   What  we know now
          ii.   What  we need to  know

COFFEE BREAK
                               B-l

-------
 Tuesday, February 3, 1987 (cont.)
 3:45 p.m.
 5:15 p.m.
 5:30 p.m.
 6:00 p.m.
 2.  Testable Hypotheses - Modeling
     a.  Possible approaches for integrating
         promoter activity into risk assessment
           i.  Mechanisms of action
         ^ii.  Biological half-life
         iii.  Considerations of species
               differences
 Closing Discussion
 Adjourn
 Workshop Dinner
            *****
 Wednesday/  February 4,  1987
 Chairman:

 8:30  a.m.

 9:00  a.m.
10:30 a.m.
10:45 a.m.
12:00 p.m.
1:30 p.m.
3:30 p.m.
 Robert  Langenbach
     NIEHS,  Cellular  and  Genetic  Toxicology
     Division,  Research Triangle  Park, NC
 Announcements  and Overview  of  Preceding Day's
 Issues
 The  Biology of Tumor  Promotion
 1.   Discussion of possible  appropriate
     chemicals  that can serve as  surrogates for
     classes' of chemicals
 2.   Need for developing  new methodologies
 3.   Short-  and long-term research proposals
 COFFEE  BREAK
 The  Biology  of Tumor  Promotion (cont.)
 LUNCH BREAK
 Modeling
 1.   Can we  integrate  promotional activity into
     current risk  assessment methodologies
     a.  what assumptions are required
     b.  identify  uncertainties encountered
COFFEE BREAK
                              B-2

-------
Wednesday, February 4, 1987 (cont.)
3:45 p.m.
5:30 p.m.
2.   Alternative models/approaches
    a.  Data base required for testing
    b.  Biological considerations
    c.  What assumptions are required
    d.  Identify uncertainties encountered
Adjourn
                           * * * * *
Thursday, February 5, 1987
Chairman:
8:30 a.m.

9:30 a.m.
 10:30  a.m.
 10:45  a.m.
 12:15  p.m.
 12:30  p.m.
William Farland
    Director, Carcinogen Assessment Group* U.S,
    EPA, Washington, DC
Summary of Discussions
    Roy Albert and Robert Langenbach
Setting Research Priorities for Planning Risk
Assessment Methodologies
1.  Biological research
    a.  Long-term
    b.  Short-term
2.  Model development
    a.  Long-term
    b.  Short-term
COFFEE  BREAK
Setting Research Priorites  (cont.)
Closing Remarks
Adjourn
 0887Y
                               B-3

-------

-------
         APPENDIX C




PANELIST PREMEETING COMMENTS

-------

-------
United States Environmental Protection Agency
Office of Regulatory Support
Office of Research and Development
First EPA Workshop on Research
Planning for Risk Assessment

PRE-MEETING COMMENTS
FOR THE WORKSHOP ON THE
DEVELOPMENT OF RISK
ASSESSMENT METHODOLOGIES
FOR TUMOR PROMOTORS
February 3-5, 1987
Bethesda Hyatt Regency
Bethesda, MD

-------
                PRE-MEETING COMMENTS FOR WORKSHOP
              ON THE DEVELOPMENT OF RISK ASSESSMENT
                METHODOLOGIES FOR TUMOR PROMOTORS
                       February 3-5, 1987
                        TABLE OF CONTENTS
                                                            Page
 List of Pre-Meeting Questions	   ]_
 Eula Bingham	 ^ ^   3
 Henry Hennings	   9
 Fred Homburger	  ^
 Eliezer Huberman	  19
 Anne Kennedy	  21
 Daniel Krewski	  27
 Robert Langenbach	  33
 Peter  Magee	  3 5
 Henry  Pitot	  41
 Herbert Rosenkranz	  45
 Thomas Slaga	 4	  57
James E. Trosko,
                                                             61
0912Y

-------
               PANELISTS' PRE-MEETING ASSIGNMENT
Topics for Pre-meeting Comments


    In an effort to stimulate discussion and to develop

consensus or_ a spectrum of views on key topics, panelists are
requested to bring to the workshop written statements on each

of the following topics:
1.
2.
3.
4.
5.
6.
         How do you define tumor promotion?  What  is  the basis
         for your definition?  What are the  limitations of  the
         definition?

         Is it possible to quantitatively  separate the
         promotional activity from the  initiating  activity  of a
         chemical in assessing the carcinogen  risk using the
         available data set?

         How would you approach  incorporating  the  qualitative
         characterization of promotional activity  into  a risk
         assessment?

         What data would you require  before  accepting the
         conclusion that a chemical  is  only  a  promotor?

         What chemicals, do you  think,  would be good candidates
         for use  in developing  risk  assessment methodologies
         for tumor promoters?

         What additional research,  do you  think, is required  on
         these chemicals to better  understand  their interaction
         with biological systems?

         What generic  considerations  should  be given to
         interspecies  extrapolation  of the risk associated with
         exposure to promoters  (body  wt.  vs. surface area;
         liquid  soluble  vs.  water  soluble)?

         What chemical specific considerations should be given
         in interspecies extrapolation of the risk associated
         with exposure to  promoters?
 0841Y
                               C-l

-------

-------
                      RISK ESTIMATION - TUMOR PROMOTION
Question 1.

     Promotion  is  a  term  that has been defined by the design of carcinogenesis

experiments.   Originally the term co-carcinogenesis was used and later the

specific experimental regimen delinated the term promoter.   Tumor promotion is

one of a series of steps whereby normal somatic  cells become neoplasic lesions.

The carcinogenic  process begins with the initiation step in which an agent

(initiator) damages a  critical cellular target, presumably DNA.   Although

necessary,  the  initiation  process  is not  sufficient for  neoplastic

transformation  of  a  cell.   A promotion step is required in  which exposure to a

second agent (a promoter) results in cellular changes that commit initiated

cells to a progressive process that ultimately results in full  neoplasitic

expression  ~ .

     The definitions of initiation  and promotion are based on studies of

sequential exposures to agents that produce tumors.  Early experiments involved

a  single dermal application of  agents  such as 7,12-dimethylbenz[a] anthrecene

(DMBA) that did not produce tumors in the population of  exposed mice or only an

occasional tumor.  It was  observed that repeated topical application of a

second agent such as croton oil,  which does not produce tumors alone  ,  caused

a  high incidence of  malignant tumors.  Initiation and promotion are defined by a

temporal sequence of events that is necessary for tumor production: exposure to

an initiator followed by exposure to a promoter. At  high doses or repeated

exposures,  some initiating agents such DMBA act  both as initiators and

promoters   and are therefore called complete  carcinogens.
 * Promoters may induce a very  low incidence of tumors but  this  is  usually
 attributed mechanistically to previous undetected initiation (background).
                                      C-3

-------
     In addition to the temporal relationship of  exposures necessary to produce




tumors,  initiators and promoters  are  characterized by the  temporal  nature of




their effects.   Initiating events are believed to occur in a relative short




period of time  (minutes to hours?).  The  effects  of initiators are persistant,




perhaps irreversible,  and cumulative at all  doses and frequencies of exposure.




The promotion phase of  carcinogenesis occurs  over  a longer period of time




(weeks to years?). At  low doses  or low frequencies of exposure the  effects of




certain  promoters appear to be  reversible and non-cumulative.   Sustained




exposures to sufficient doses of promoters are necessary for initiated cells to




"evolve"  into  neoplastic  tissue.




     A major limitation of the above definition  of tumor promotion  is  that it




is an operational definition based on  experimental protocols used to  produce




tumors in amnimals.  The biochemical mechanisms underlying tumor promotion  are




far from  clear  and different promoters  may have vastly different modes of




action.
                                      C-4

-------
Question  2.*



     It is difficult to separate quantitatively promotional arid initiating




activities  of  chemicals because  most of the available  data  set does not




specifically deal  with  initiation and promotion as  defined in answer one.   It




has been generally assumed that initiation is a direct result of DMA damage.




Most  data come from mutation assays  or estimating adduct formation that are




supposed  to reflect underlying DKA damage/binding.  Agents that  test positive




in these  assays are assumed to be at least initiators.  Agents that do not test




positive  in these  assays but induce tumors are often assumed to be promoters 5.




The  relationship of these  assays to the  exact  nature of underlying DNA




damage/binding  and  the relationship of that  damage to carcinogenesis are  far




 from clear (see  review by  Perera 6  and references  therein).   Until a much




 clearer  picture  of the biochemical/physical mechanisms of initiation  and




 promotion  are defined,  we will have to  rely on  classical  bioassays  to




 differentiate initiators from  promoters.   In addition, classical bioassays




 still give us the most relevant data to use in making our best guesses about




 the relative  risks  of carcinogenic agents.
    What available data set?
                                       C-5

-------
  Question 3.





      Because  of the  necessity  to repeatedly  apply a promoter in  early




  experiments and the fact that stopping the exposures causes a less than 100%




  incidence  of  tumors,  a kind of  reversibility is assumed and or a threshold




  event (total accumulated dose) is considered to be operating.  For this reason




 there has been some discussion about regulating promoters differently from




 initiators 5.   There may be some justification for this but  it  must be




 emphasized  that, as pointed out above,  the original definition of promoters was




 based on the production of tumors in long-term bioassays under  a specific set




 of circumstances.  However  carcinogens are commonly classified as promoters




 based upon their mechanisms  of  action  and assumptions abou the biological




 significance of in  vitro assays.  The present state of scientific knowledge




 does not allow clear categorization of carcinogens based on their  mechanisms of




 action,  in  addition, the activity of a  promoter  in  producing tumors depends on




 the type and degree  of  initiation involved 7.  Setting a no-effect  level for a




promoter  would require knowledge about qualitative and  quantitative




relationships  between  initiators and promoters,  and the  normal level  of




background  initiation and ambient  initiators.  Even in  the absence of obvious




initiators,  promoters increase the  background  incidence  of  tumors  in



experimental animals.
                                   C-6

-------
Question 4.



     To be just a promoter, a substance must have been tested experimentally




and fit the definition  of  a promoter given in answer one.  Operationally a




chemical may be a promoter but are the mechanisms of action all the same?   Data




still need to be  developed.









Question 5.



     Good candidates  for studying promotion are chemicals such as  arsenic which




has been demonstrated to be a  carcinogen in human populations  but is difficult




to demonstrate to be a carcinogen in animal studies.  Particular attention




should be paid to substances where  the  potential human exposure is high.




Phorbol esters are excellent  experimental promoters but how relevant are they




to the human situation?  Another very intriguing compound that has been




 repoorted to be  a  promoter  is  TCDD.   It should be evaluated  further as a




 promoter to  determine whether or not the experimental animal data and the human




 epidimiological data fit.




      What about asbestos and/or cigarette smoke?









 Question 6.



      It is difficult to make generalizations about interspecies  differences in




 dose-response relationships of promoters because very little  research has been




 done in this area 6.  Not only is there a  void in terms of species differences




 but  there is a paucity of experimental data for all except skin and perhaps




 liver.  The lung  seems  to  be  such an important area for experimental work based




 upon clues from epidemiology but alas who supports such experimental research.
                                       C-7

-------
                                  References




 1.  Shear, M.J.  (1938): Studies on carcinogenesis, V. Mehtyl-derivatives of




      1,2-benzathracene, American Journal of Cancer, 33:499-537.




 2.  Berenblum, I. (1941): The cocarcinogenic action of croton resin.   Cancer



      Research, 1:44-48.




 3.   Berenblum, I. and Shubik, P.  (1947):  A new quantitative approach to the




      study of the steps of  chemical carcinogenesis  in  the mouse skin.  British



      Journal of Cancer, 1:703-708.




 4.   Boutwell, R.K. (1978):  Biochemical mechanism of  tumor promotion.   Slaga,




      T.J., A. Sivak,  and  R.K. Boutwell  (eds).  Carcinogenesis, Vol.  2.




      Mechanisms of Tumor Promotion and Cocarcinogenesis.  Raven Press, New



     York, pp. 49-58.





 5.   Weisburger,  J.H.  and  Williams, G.H.  (1983):  The distinct health risk




     analyses  required  for genotoxic  carcinogens  and promoting agents.




     Environmental Health Perspectives,  50:233-245.                     \




6.   Perara, F.P. (1984): The genotoxic/epigenetic  distinction:  relevance to




     cancer policy.  Environmental  Research,  34:175-191.
7.
     Burns, F., Albert, R., Altshuler, B.,  and Morris, E. (1983):  Approach to




     risk assessment for genotoxic carcinogens based on data from the mouse




     skin initiation-promotion model.   Environmental Health  Perspectives,



     50:309-320,                                ;
                                   C-8

-------
                 Comments  for  the  EPA  Workshop on  Risk Assessment
                 Methodologies for Tumor  Promoters~
                 Henry Hennings
                 Epidermal  carcinogenesis,  epidermal  cell culture
                 National  Cancer Institute, NIH
                 Building  37,  Room 3B26
                 Bethesda, MD  20878
1.)  Tumor promotion is defined based  on  the initiation-promotion  protocol  ,
developed in the mouse skin model  system.  After a single application  of an
initiator (or an initiating dose of a  complete carcinogen), which  by itself
does not produce skin tumors,  repeated applications of a promoting agent
are required to produce skin tumors.  Most of these tumors are benign
papillomas, a small percentage of which may progress to carcinomas.  Promoter
treatment by itself induces very  few  tumors.
     The end point of  promotion is the benign papilloma.   Papillomas are
heterogeneous in their potential  for  progression to malignancy, which I believe
reflects the heterogeneity of initiated  cells.  Progression from  the papilloma
stage  proceeds  in  2 further stages, which  are distinct  from promotion:
malignant  conversion  is the progression  to malignancy (end point  is a
squamous  cell carcinoma); metastatic  conversion is the  progression of the
malignant  tumor to metastasize (end point  is  a  metastasizing  squamous cell
carcinoma).
      This definition  is a starting point from which modifications can be
made for other tissues or for man.   For a process to be called "promotion"
 (so that mechanistic studies  from skin, liver or other animal models are
 relevant), the process must  l)follow initiation,  2)require repeated exposure
 and 3)by itself produce  few  (or  no)  tumors.  Initiation could be the result
 of repeated, as well  as  single,  exposures, but by itself  should  produce few
 tumors.  A distinction should  be made between  promoters and  co-carcinogens.  -."

                                         C-9

-------
  2.)  The relative initiating and promoting abilities of a chemical  can  be
  assessed (Cancer Res. 43, 2034-2041, 1983) by testing at various  dose levels
  in a 2-stage model  utilizing optimal doses of known initiator  and promoter.
  Few chemicals have  been tested in this way.
  3.)   If a  chemical  is a pure promoter in  an  in_ vi_vo animal model  (producing
  benign  tumors with  little potential  to progress  to  malignancy), the likely
  risk  to  man  would be  small.   The  risk would  be much greater for an agent
  active  in  the malignant  conversion stage  or  co-carcinogenic (by simultaneous
  treatment) to produce  malignant tumors.
  4.)   For a chemical to be only a  promoter, it must  be tested for activity
  as an initiator, a promoter,  a malignant converting agent, and a co-
 carcinogen and be found negative  for  all stages other than promotion.
 5.)  Based on the mouse skin model, comparisons should be made between
 Dphorbol esters and other promoters  which apparently act through  protein
 kinase C, 2)benzoyl  peroxide and related compounds such as hydrogen  peroxide,
 3)hydrocarbon derivatives such as  bromomethylbenzanthracene,  and 4)anthrones.
 There are apparently differences  between the mechanisms by which these agents.
 act.   They  also have different potencies when tested for malignant conversion.
 Shouldn't radiation  be considered, or are  we  only interested  in chemicals?
 The biological effects of phorbol  esters on various  aspects of  control of
 epidermal proliferation  and  differentiation are  being  well-characterized.
 Similar efforts should  be  undertaken  on the other  classes  of promoters.
 What is the role of free  radicals  in  promotion?   Do  promoters all
 necessarily act via a similar mechanism?
 6.)  Hasn't EPA already dealt with these questions from considerations of
carcinogen risk?
                                      C-10

-------
     comments for the EPA Workshop on Risk  Assessment
            Methodologies for Tumor Promotors

Freddy Homburger, M.D.
Experimental Pathology, Toxicology
Bio-Research Institute, Inc.
380 Green St.
Cambridge, MA 02139
 1.  Definition of Tumor Promotion:

    The  classical definition  of  "promoter"  is  as  follows:
 "The  enhancement of  the carcinogenicity of  an  agent  by a
 second agent not carcinogenic by itself under  the test
 conditions acting  after exposure to the first  has
 ended."   This classical definition, as conceived by Rous
 and Berenblum,  is  quoted  from Williams and Weisburger in
 A Guide to General Toxicology (Homburger, Hayes, and
 Pelikan, eds.), published by S. Karger, A.G. Basel/New
 York, 1983, p. 220.
     The two-stage concept of carcinogenicity, postulating
 a first phase of "initiation" followed by  a second  stage
 of "promotion," assumes the  existence  of an "initiated"
 or "dormant" cancer cell which  can be  stimulated into
                             C-ll

-------
 neoplastic growth by promoters.
     The concept of "promoter" must be clearly separated
 from that of "co-carcinogen," which is any substance
 enhancing the carcinogenicity of a chemical simul-
 taneously administered and not itself carcinogenic under
 the test conditions.
     Clearly separate from the two above is the concept of
 "synergism" between carcinogens, i.e.,, the mixture of two
 carcinogens may be more carcinogenic than each of the
 carcinogens alone (J.p. Greenstein,  The Biochemistry of
 Cancer,  Academic Press, 1954, p. 79).   To the best of my
 knowledge,  these concepts and definitions are still
 valid.

 2'   Separation  of  Promoting Activity from Initiating
     Activity;

     By definition, a promoter never  has  initiating
 activity.  The  few tumors  caused by  some  promoters in
mouse skin are  assumed  to  be  due to  spontaneously
occurring latent tumor  cells  activated by the promoter
 (Berenblum, Carcinoqenesis as a Biological Problem.
North-Holland Publishing Co., Amsterdam/Oxford, 1974).
                            c-12

-------
3.   incorporation of qualitative characterization of
    Promotional Activity into a Risk Assessment:

    If this question means "how will the presence of a
promotor affect a risk assessment?" my answer would be "I
do not know."  Each experimental data set would have to
be judged on its own merits.

4.  Data Required to Decide  that a  Chemical  Is only a
    Promotor;

    By definition,  a chemical is either a promotor or  an
 initiator.   It cannot  be both.

 5.   candidate Chemicals for Study of Risk Assessment
     Methodology for Promotors;

     Most studies of the mechanism of promotion have been
 done with croton oil, and later, with  its active
 ingredients, the phorbol esters, and particularly, with
 Becker's compound Aj.  (Cancer  Res.  28:2338,  1968), or
 TPA  (12-o-teradecanoyl-phorbol-13-acetate).  Most
 recently, a number  of diverse compounds have been
                              C-13

-------
 described as promoters in different experimental settings
 (Proceedings of the American Association for Cancer
 Research, March 27, 1986), for example, orotic acid,
 promoting liver tumors and intestinal carcinogenesis in
 rats (Rao, et al, abs 561), polychlorinated biphenyls
 promoting lung and liver tumors induced in infant mice by
 N-nitrosodimethylamine (Anderson, et al, abs 560),
 benzodiazepine tranquilizers promoting hepatocellular
 neoplasms in mice (Diwan, et al,  abs 559),  long-acting
 barbiturates promoting tumors in  rat liver  (Diwan,  et al,
 abs 558), cyclosporine promoting  induction  of thymic
 lymphoma in  mice by N-methyl-N-nitrosourea  (Shihozuka,  et
 al,  abs  546),  aspirin  promoting urinary bladder  cancer
 induced  in rats  (Sakata,  et  al, abs  490), peroxides as
 promoters in the 2-stage  mouse  skin  model (Rotstein,  et
 al,  abs  567).  These are  merely cited  as examples o.f  the
 most recent  vintage.   There  are many other  substances
 claimed  to be promoters,  some of  them  of practical
 importance,  such as saccharine and cigarette  smoke
 suggested as promoting bladder cancer  (in rats), and
 asbestos inducing lung cancer (in humans),  respectively.
Which of these many possible chemicals to use as models
for further study of promotion is debatable.
                            c-14

-------
    The type of additional research retired to better
understand the interaction, of promotors with^biological,
systems requires a great deal of thought.  I doubt that
the scientific basis exists for a strictly rational
formulation of hypotheses  that could be verified by
experiments.  In some cases, it is found that what may
have been considered a  case of promotion turns  out. to be
the result  of entirely  different mechanisms, for example,
the case of the  interaction of asbestos  inhalation and
smoking resulting  in  lung cancer.   It  appears  that
cigarette  smoking  impedes asbestos clearance from the
 lungs  by  increasing retention of  short fibers (in Hartley
 strain guinea pigs),  the same mechanism which might
 contribute to the rate of disease seen in asbestos
 workers who smoke (McFadden, et al, Am. Rev. Resp. Dis.
 131(3) -.372-374, 1986).
     in light of recent advances in immunology, some
 alleged promotors must be re-investigated to determine
 whether their apparent promoting  effect might  not be
 mediated through  irnraunosuppression, which would release
 dormant cancer  cells  from immunosurveillance.  Cyclo-
 sporin might  be a paradigm  for such situations.
                              C-15

-------
  6*  Generalizations on Extrapolation from One Species t
     Another;
     Extrapolation from one species to another is always a
 risky task.  It would be a worthwhile exercise in risk
 assessment to quantify the risk involved in any such
 procedure.
     While it is reasonably safe to extrapolate from acute
 toxicity tests in animals to humans (with some notable
 exceptions, such as atropine, which is perfectly safe for
 rabbits,  but fatal to infants of comparable weight),  the
 problem is far more complex when it comes to the transfer
 of  information from animal carcinogenesis tests  to  the
 human  epidemiological situation.   A listing of human
 carcinogens detected by animal tests  (Homburger,  in
 A Guide to  Toxicology, s.  Karger,  A.G. Basel/New York,
 1983,  pp. 205-208)  shows  that with proper safeguards,
 such tests  have validity  and  are usable.   However,  this
 is only true in a qualitative way.  Expression of
 numerical risks extrapolated  from  animal  assays are, in
most cases, useless, and may  be misleading.
    In the case of promoters  (as opposed  to most known
initiators), the scientific basis  for the planning of
                            C-16

-------
protocols for-animal testing is still weak, and muciv more
fundamental research is needed before experiments can be
designed that are sure to provide information useful in
regulatory decisions.  For"lack of a thorough knowledge
of their mechanism of action we may see ourselves
compelled to  adopt an arbitrary regulatory stance
somewhat akin to  the Delaney clause, and  regulate  that
any  substance active as  a  promotor of  carcinogenesis  in
animals must  be assumed  to be  a potential promotor of
carcinogenesis  for  humans.
                              c-17

-------
     Conclusion

     I conclude with my statement at the end of the
 chapter "Carcinogenesis - Concepts," in the above-quoted
 book (p.  211):
     "Whatever is known about chemical carcinogens
 suggests  that there are not only the generally recognized
 classes of  initiators,  which may induce latent or  overt
 cancer cells, but  a multitude of promoters  of  widely
 varying chemical structures  which may activate  latent
 tumor cells into an overtly  cancerous  state.   Intensive
 efforts to better understand  the  carcinogenic process are
 therefore needed if  regulation of carcinogens is ever to
be placed on a sound scientific basis."
                           C-18

-------
                            Premeeting comments
                      on  risk assessment methodologies
                             for tumor formation
                                by  E.  Huberman

1.  Tumor promotion is an  operational  term  that  characterizes  one  component  of
    the multistage and multifactorial  process of cancer  causation.   The  term
    can be defined as the process by which  (usually)  protracted exposure of
    animals (humans) to noncarcinogenic or weakly carcinogenic agents
    (promoters) following and separated by time from the administration of a
    nontumorigenie dose of a carcinogen (initiator) results in a tumor(s)
    (individual) or  in an increased tumor  incidence (population).

    This  definition  is limited  because it  is not  based  on  a mechanistic
    understanding  of the  process of  tumor  promotion.  Furthermore,  all
    currently  known  tumor initiators  are potent carcinogens,  and  a  major
    fraction of the promoters  are  capable  of eliciting  a tumorigenic response
     by themselves.

 2.  Optimal experimental  protocols that can discriminate unequivocally between
     phenomena associated with initiation and promotion have not yet been fully
     developed.  Reliable quantitative estimations of relative initiating and
     promoting activities of a  given  chemical are therefore yet not  possible.

  3.

  4.   To characterize a chemical as being  a promoter only,  it  should have tumor-
      promoting activity  and,  be unable itself to initiate tumorigenic activity.
                                    C-19

-------
 5.  The chemicals to be used in developing risk assessment methodologies  for
     tumor promoters should be these that may alter tumor incidence  in
     humans.   Until  such agents are identified,  one should  use  representatives
     of currently known  classes of tumor promoters.   Additional research should
     therefore be directed  tow
-------
COMMENTS FOR EPA WORKSHOP ON RISK ASSESSMENT METHODOLOGIES FOR TUMOR PROMOTERS

Ann R. Kennedy, Experimental Carcinogenesis (Radiation Biology)
Harvard University, School of  Public Health, 665 Huntmgton Avenue, Boston, MA 021.L 5


1.    How do you define tumor promotion? What is the basis for your definition? What are the
      limitations of the definition?


      At this point, there are no generally agreed upon definitions of tumor promotion, as many of
the classical concepts have been challenged recently and are still quite controversial.  In a recent
debate on this issue which was published (1), the Chemical Pathology NIH study section could only
agree that initiation starts off the carcinogenic process, while promotion finishes the process.
Even this definition is at present controversial, as data have now been presented to indicate that a
single dose of a promoting agent before initiation can be partially effective as a "promoter .

      I define a compound as a promoter if it causes no, or a low level of, tumor formation (or
transformation foci in vitro etc.) by itself, but synergistically enhances the yield of tumors or foci
when given as repeated exposures after initiation has occurred.  My definition would include, for
example, saline instillations to the lung as a promotional stimulus. In our studies on lung
carcinogenesis, we observed that small amounts of saline (given as seven weekly intratracneal
instillations beginning 5 months after the  animals were exposed to a single dose of ^luPo) could
markedly enhance the incidence of lung cancer in hamsters exposed to low doses of alpha
radiation from 210po (210po is a radionuclide found in cigarette smoke and cigarette smokers
lungs: 210p0 aipha radiation is similar to that which  arises from Radon gas, plutonium (a
byproduct of nuclear power), etc.(2,3). While saline is not a classical promoting agent such as
TPA, its effect appears to result in tumor promotion. Thus, many of the classical definitions
derived  for promoting agents  such as TPA are inappropriate for agents such as saline and yet,
tumor promotion can clearly be achieved  with saline.

      As my definition is for the process of tumor formation, it does not cover many of the
classical characteristics attributed to promoters, as summarized recently by Weinstem et al.W as
 follows:
              A Comparison of Biologic Properties of Initiating Agents & Promoting Agents
 Initiating Agents
                                                       Promoting Agents
 1. Carcinogenic by themselves -
    "solitary carcinogens"
 2. Must be given before promoting agent
 3. Single exposure is sufficient
 4. Action is irreversible and additive

 5. No apparent threshold
 6. Yield electrophiles that bind covalently
    to cell macromolecules
 7. Mutagenic
1. Not carcinogenic alone

2. Must be given after the initiating agent
3. Required prolonged exposure     ^
f. Action is reversible (at early stage^)
  and not additive
5. Probable threshold
6. No evidence of covalent binding

7. Not  mutagenic
                                                 C-21

-------
       Personally, I still believe that many of these characteristics for promoters are still reasonable
 an«,?Uf-  aS the re.yersible nature of changes induced (at early times), the necessity of repeated
 applications, etc.  The most questionable of these characteristics is the lack of mutasenicity of
 promoting agents, as even classical promoting agents such as TPA have recently been shown to cause
 chromosome-type mutations (reviewed by Marx (5)).

       2.  Is it possible to quantitatively separate the promotional activity from the initiating activity of
          a chemical in assessing the carcinogen risk using the available data set?
 •  -v y the available data set include two-stage in vivo carcinogenesis experiments in animals, then
 SSt ?£* XT0,!!0"™*? be distinquished relatively easily-as they have been in the extensive
 hterature in this field.  If the "data set" refers to human exposures to chemicals, I do not believe that it
 will be possible to separate the initiating and promoting activity of the agents being studied.  I do
 believe that these activities could be separated with radiation as the initiating agent, however, as
 described below.                                                                         ,
      3.
How would you approach incorporating the qualitative characterization of promotional activity
into a risk assessment?
      One approach to determining whether in fact a chemical is a promoter in human populations is to
 study whether specific agents have the characteristics of promoters in people. From many different
 i«£?f«?  — ^^ T1 ^^ and human epidemiologic studies, it is now clear that radiation can serve as an
 initiating agent. Irradiated human populations would be very appropriate as "initiated" groups for
 detailed studies, as there are now many people who have been  exposed to radiation in discrete (and
 •^  ,,n™WhlCh ^ have much information about. (Many of these populations are discussed in detail
 in the  BEIR" report (6)  as well as several other documents). The individuals in such irradiated
 populations could be questioned about exposures to agents we suspect as being promoting agents.

      From previous studies of irradiated populations, the thyroid and the female breast have emerged
 as the most sensitive tissues for the induction of radiation induced  cancer (6). Approximately 20,000
 cases of thyroid cancer (in the > 200,000 people irradiated) are expected to occur in this country in
 people whose thyroid happened to be in the irradiated field when they were irradiated for the treatment
 ?„•%? e?S*.ine, disease/problem- (for examples, thymus enlargement, acne, eczema, etc.- were treated
 with relatively high doses of x-irradiation in the 1940's and 1950's). As the form of thyroid cancer that
 is induced by radiation has a very low  mortality rate (~3%, although  mortality estimates have varied
 irom 1710%;, most patients who have or have had thyroid carcinoma will be alive to discuss the effects
 ot possible promoting agents in their lives.  In fact, there are already "risk" groups that have been
 defined in this irradiated population.  In human populations, it has been observed that the risk of
 SwthPltLr-adiattn"ind^ thy!;0id CfCer iS considerably higher in:  1) females (6), 2) those having a
 Jewish ethnic background (6), and 3) those who have emigrated from Morocco or Tunisia (7); these data
 suggest that  factors other than the radiation exposure play a very large role in the genesis of this
disease.  It is thought that the sexual difference is "related to the flunctuating hormonal status in
temales, with significantly greater variations in the pituitary-thyroid axis and in secretion of thyroid-
stimulating hormone than in males" (6). The greater relative risk among the Jewish population could be
due to genetic susceptibility; however, all of the increased risk factors considered together suggest that
promotional factors, some of which may be present in the diet  of "emigrating" populations, may be the
most important determinants of whether cancer will result from the random distribution of energy by
                                                C-22

-------
                                              In
ionizing radiation. Clearly, diet is one of the major determinants of the cancer incidence in human
populations (8), and many promotional factors are known to be present in the human diet. Many of
these irradiated patients in this population have already been "recalled" to determine whether they have
a thyroid cancer;  thus, they could be an already assembled population available for questioning about
their exposures to potential promoting agents.

      There are several other populations which have been irradiated which could be studied for possible
prompting effects.  For example, people treated with 1*31 (5 mCi by mouth) for thyrotoxicosis receive
the following doses:

      "A patient with a 30 g gland with 60% uptake and who is treated with 5mCi of 1*31 by mouth will
      receive the following average tissue doses: 5 rads - whole body, 9000-10,000 rads -thyroid gland,
      2-5 rads - hemopoietic tissue, approximately  1 rad to the testes and 2 rads to the ovary" (9).

  (In vitro transformation studies  suggest that even very low doses (10 rads) of x-radiation are capable
of Initiating cells (10); thus even the organs receiving the relatively low doses of radiation indicated
above are like to  have initiated cells following the  1311 treatment). A study of these irradiated patients
could have "controls" built into the  study, as some  of the patients will have had part of their thyroids
removed surgically, some will be taking a thyroid replacement hormone (and some will not), etc.

      Certain hormones are likely to be potent promoting agents for some types of human cancer (for
example, thyroid hormones have already been shown to have such  promoting activity in vivo (11-13)).
the many populations of irradiated individuals, it is likely that many of the female patients will have
been  exposed to sex hormones (other likely promoting agents (11,  14-16)) for birth control,  to treat
symptoms of menopause, etc. Exposure to these hormones could easily affect cancer development in
irradiated organs such as the breast, uterus, ovaries etc.  Specific hormone use has already been
associated with a promotion- like response in animals (17) and humans (18). Like the reversible actions
of tumor promoting agents in vivo and in vitro, many tumors in animals, such  as mouse mammary
tumors, are under hormonal controls in that removal of a necessary hormone can cause tumor regression
(17).  For human  cancer, it has been reported that  women who take estrogen as a therapy for
postmenopausal problems have a greatly increased risk of developing cancer and that there is a rapid
decline in risk following the discontinuation of estrogen use (18).  Again, such a reversible  effect is
what would be expected of a promoting agent operating in human carcinogenesis.  Endogenous hormonal
promotion in the breast could easily account for the fact that the female breast is the most sensitive
human organ to the induction of cancer by ionizing radiation (6, 19).

      Many of the solid cancers expected to develop in the atom bomb survivors should be  detected over
 the next decade  (there are approximately 30,000 people remaining in the currently ongoing study (begun
 by the Atomic Bomb Casualty Commission) to determine the cancer incidence occurring in individuals
 irradiated when the bombs were dropped in Hiroshima and Nagasaki). These studies could  be extended
 to search for promoting factors present in the environments/diets etc. of the Hiroshima and Nagasaki
 survivors. To determine whether a promotional response has been observed in these studies, the shapes
 of the dose-response curves, with and without the suspected promoting agent, could be compared.

       The presence of a promoting agent in radiation carcinogenesis often results in a linear curve, in
 both in vivo (20) and in vitro (21) experimental studies, while the curve expected  for radiation
 treatmenTa'lone (in the systems cited above) is a quadratic or linear-quadratic curve.  The conclusion
 reached by the most recent  report from the Committee on Biological Effects of Ionizing Radiation 16) is
 that for low linear energy transfer radiation, the  dose-response curve for most radiation-induced  human
C-23

-------
 cancer is best represented by a linear quadratic form.  Radiation-induced breast cancer in females is a
 highly notable exception, both for human (6, 19) and animal (22) data, due to its linear dose response-
 this linear dose response could be due to the endogenous promotion by hormones in breast tissue.    '

      The only other human organ with a radiosensitivity comparable to that of the female breast for
 the induction of cancer is the thyroid (6, 19). Like the dose response for radiation induced human breast
 cancer in females, the dose-respanse curve for  radiation-induced human thyroid cancer is also linear (6,
   I  .   Y-       breast, the presence of endogenous hormonal promotion could account for the linear
 relationship.  Not only are thyroid hormones known  to enhance the cancer incidence in animals (11-13),
 as discussed above, but it has also been shown that increased levels of thyroid-stimulating hormone
 result in an increase in the incidence of human  thyroid neoplasia (2*).



 f.    What data would you require before accepting the conclusion that a chemical is only a promoter?


      The data that it caused no or few tumors  in  animals by itself but caused an enhancement in tumur
 formation when given as sequential treatments  after an initiating  carcinogen.


 5.    What chemicals, do you think, would be good candidates for use in developing risk assessment
      methodologies for tumor promotors?

      What additional research, do you think, is  required on these chemicals to better understand their
      interaction with biological systems?

      Those for which some data exist which suggest that the agent acts as a possible "promoter" and
 for which human exposure levels can be determined. For examples:

 1.    drugs such as-

      a)  vallum-inhibits metaboHc cooperation  (25) as do many other promoters (25) and medical
 records could give accurate exposure histories,  and b) phenobarbitai- a promoter for liver
 carcinogenesis (reviewed in ref. 26);  medical records could give accurrate exposure histories.

 2.    Compounds widely present in the environment, such as  pesticides, etc.

      a)  dieldrin- an example of a potential promoter which, when tested as a carcinogen in animal
 studies, formed "compound" dependent tumors in vivo (showing the reversibility characteristic of
 promoter dependent tumors in vivo- in that tumors only remained in  the tissue as long as the "promoting
 agent" was present, and disappeared when the "promoting agent" was removed)

     b)  DDT, polychlorinated biphenyls, dioxins etc. (levels can be measured in body fat- from
 mastectomies, etc.) (There is already in vitro data suggesting that such compounds can act as promoting
agents, for example see reference 25).

(5b)   What additional research do you think is required on  these chemicals to better  understand
     their interaction with biological systems?
                                                C-24

-------
     Further research is needed for those compounds suspected as promoters and for which there is
known to be widespread  human exposure.


6.   a. What generic considerations should be given to interspecies extrapolation of the risk associated
with exposure to promoters (body wt. vs. surface area; liquid soluble vs. water soluble)?

     a. As promoters are known to be species and organ specific, and we don't know whether any
human promoting agents truly exist, there is no clear-cut answer to this question.

     b. What chemical specific considerations should be given in interspecies extrapolation of the risk
associated with exposure to promoters?

     b. As with the question above, we will be able to answer this question only after we have solid
human data documenting the fact that there are  specific "human" promoters (which have been
documented by epidemiologic studies).
                                                C-25

-------
 1.

 2.
 3.
 4.
 5.
 6.
 7.

 8.
 9.

 10.
 11.

 12.
 13.
 15.

 16.


 17.

 18.

 19.

 20.


21.


22.

23.

2*.
25.


26.
 Copeland, E.5.  Free Radicals in Promotion - A Chemical Pathology Study Section Workshoo
 Cancer Res. 43: 5631-5637, 1983.                                                     v
 Little, a.B., McGandy, R.B., and Kennedy, A.R.  \1978):  Cancer Res., 38s 1929-1935.
 Snami, S.G., Thibodeau, L.A., Kennedy, A.R., and Little, J.8. (1982): Cancer Res., 42:1405-1411.
 Weinstein, I.B., Wigler, M., Fisher, P., Sisskin, E., and Pietropaolo, C. (1978):  Cell culture studies
 on the biologic effects of tumor promoters. In:  Carcinogenesis, Vol. 2, Mechanisms of Tumor
 Promotion and Cocarcinogenesis, T.J. Slaga, A. Sivak, and R.Ko  Boutwell, eds., Raven Press, New
 York, pp. 313-333.
 Marx, J.  Do tumor promoters affect DNA after all?  Science 219, 158-159, 1983.
 Biological Effects of Ionizing Radiation - Committee Report III. (1980): The Effects on
 Populations of Exposure to Low Levels of Ionizing Radiation. National Academy Press
 Washington, DC.
 Ron, E., and Modan, B. (1982):  IN: Radiation Carcinogenesis: Epidemiology and Biologic
 Significance, edited by J.D. Boice and 3.F. Fraumeni. Raven Press, New York.
 Doll, R., and Peto, R. (1981): J. Natl. Cancer Inst., 77:1192-1308.
 Dalrymple, G.V., Gaulden, M.E., Kollmorgen, G.M., and Vogel, H.H.  Medical Radiation Biology,
 W.B. Saunders Co., Philadelphia, 1973, p.74.                                              5*>
 Kennedy, A.R.,  S. Mondal, C. Heidelberger and J.B. Little. Cancer Res. 38, 439-443, 1978.
 Berenblum, I. (1974): Carcinogenesis as a Biological Problem, pp. 133-141, Norht Holland
 Publishing Co., Amsterdam.
 Doniach, I. (1974)* Brit. J. Cancer, 30:487-495.
 Hall, W.H. (1948): Brit. 3. Cancer, 2:273-280.
 Troll, W.  (1976): In: Fundamentals in Cancer Prevention, edited by  P.N.  Magee, S.  Takayama,
 T. Sugimura, and T.  Matsushima, pp. 41-55. University Park Press, Baltimore, MD.
 Blumberg, P.M. (1980,1981): In  Vitro Studies on the Mode of Action of the Phorbol Esters, Potent
 Tumor Promoters: parts 1 and 2.  CRC Critical Rev. Toxicol., 8:153-197, 199-234.
 ^ei/\SQTm' LB., Yamasaki, H., Wigler, M., Lih-Syng, L., Fisher, P.B.,  Jeffrey, A., and Grunberger,
 D.  U979): In:  Carcinogens: Identification and Mechanisms of Action, edited  by A.C. Griffin and
 C.A. Shaw, pp. 399-418.  Raven  Press, New York.
 Suss, R., Kinzel, V.,  and Scribner, J.D. (1973):  Cancer, Experiments and Concepts. Springer-
 Verlag, New York.                                   .                               °
 no^H\,Wat=ins,' ^V ?"?,£» J
-------
C..  .>ents  for  the  EPA Workshop  on  Risk  Assessment Methodologies  for
Tumor Promoters
Daniel Krewski
Biostatisties
Carleton University
Ottawa, Ontario
CANADA K1S 5B6
1.  How  do you  define  tumor promotion?   What  is  the basis  for your
    definition?  What are the limitations of the definition?
         A tumor  promoter  is  a substance which, when administered over
    an   extended   period  of   time,   may,   through  nongenetic  toxic
    mechanisms,   appreciably   increase  the   rate   of  occurrence  of
    neoplastic lesions which have been previously initiated.

         This  definition  is  based  on the  notion  that  a  tumor may be
    initiated  following  the occurrence of genetic  damage within one or
    more cells within  a  specific  tissue.  Such initiated cells  may  then
    undergo  malignant transformation  to  give rise to a histologically
    or   clinically   detectable  cancerous   lesion,   with  the  rate of
    occurrence  of   such  lesions  depending  on  the  potency   of   the
    carcinogen.    The  rate  of  occurrence  of these   lesions  may be
    increased  by  subsequent   exposure  to a  promoter,  which serves to
    increase the pool  of  initiated  cells  through nongenetic  toxic
    mechanisms  such  as cellular proliferation.  In order to demonstrate
    a  detectable  increase  in  tumor  occurrence  rates,  it  may  be
    necessary  to employ  moderate  to high  doses  of the  promoter  for
    prolonged   periods  of  time  in  order  to  induce  toxic  effects
    sufficiently  great so as  to  promote  the development of the lesions
     induced by the initiator.
                                   C-27

-------
         This  definition  of  promotion   is  based  on  the  concept  of
    expanding the  pool  of  initiated cells within a given tissue.   Even
    without  promotion,  some  initiated  cells   may  undergo  malignant
    transformation  as  a result  of further exposure to  the  initiator.
    It  is  thus  difficult  to  distinguish between  a  substance  which
    demonstrates  promotional  activity  as defined here  and one  which
    enhances the development of fully differentiated cancerous lesions.
    It is also possible that substances with promotional properties may
    also   possess  initiating  activity,  thereby  precluding   the
    classification of some  compounds  as  either  pure  initiators  or  pure
    promoters.

2.  Is it  possible to quantitatively  separate the promotional  activity
    from  the  initiating  activity of   a chemical  in  assessing  the
    carcinogen  risk using the available data set?

         Separation of  initiation  and   promotional  effects  within  an
    initiation/promotion system  requires  special  bioassay  protocols.
    At a minimum, treatment groups  involving (i)   short-term  low-level
    exposure to  the initiator,  (ii)  long-term  high-level exposure  to
    the promoter, (iii)   a combination of these  two  regimens  (with the
    promoter being administered   following  the  initiator)  and   (iv)
    unexposed controls.   This  would  allow direct  measurement of  the
    effects of the initiator and  promoter separately  as  well  as  the
    effect  of  the initiator/promoter   pair,   and  the  corresponding
    calculation  of a quantitative  measure of carcinogenic potency  for
    these  three cases.
                                    C-28

-------
     Assuming initiation and  promotion  to  be  based on genetic and
nongenetic mechanisms,  it  may  be  possible to  separate  these two
effects through  the application of  a  series  of  short-term tests
designed  to  measure genotoxicity  and nongenetic  effects  such  as
changes in  cell  kinetics  and metabolism.  Without direct  bioassay
information on tumor occurrence rates, however,  it  may be difficult
to  obtain   good  quantitative  information  on  initiation  and
promotional activity for use in carcinogenic  risk  assessment.

     The  Moolgavkar-Knudson   two-stage  model   of  carcinogenesis
suggests  another  possible  approach  to quantitatively  separating
initiation  and   promotional   activity.     This  stochastic
birth-death-mutation   model   assumes  that   two   mutations,   each
occurring at the time  of  cell division, are  necessary for a normal
cell  to become malignant.  Initiating activity may be quantified in
terms  of  the  rate of  occurrence  of  the  first mutation,  which
transforms  a normal cell to an  intermediate or  initiated cell.  The
second mutation  then  transforms  intermediate cells  to  cancerous
cells.  In this model, promotional activity  is quantified in terms
of the difference  between the birth  and death  rates  of intermediate
cells.   Application  of  this  approach in practice requires both
 bioassay  data on tumour occurrence and  supplementary  in_ vitro data
 on cell  kinetics  in  order  to  estimate all  of  the unknown model
 parameters required to guage initiation and promotional activity.
                                  C-29

-------
 3.   How   would  you  approach   the  qualitative  characterization  of
     promotional  activity  into a  risk assessment?
         In  analogy  with general  toxicity  other than carcinogen!city,
    it  may  not  be  unreasonable  to  postulate the  existence  of  a
    no-effect  level  below  which nongenotoxic  promotional  effects  may
    occur.   In this case,  a suitable  safety  or uncertainty  factor be
    applied  to   the  experimentally   observed   no-effect   level  may
    represent a viable method of risk assessment.   Since the  existence
    of  a  no-effect  level  for  genotoxic  effects   is  less well
    accepted,  this  approach should  not be  considered  with initiators
    which may be effective even at very low doses.

4.  What-data would you  require  before  accepting the  conclusion  that a
    chemical  is only a promoter?

         In order to establish that  a chemical  acts  only as a promoter
    and  not  as  an   initiator,  it  would  be  necessary   to  demonstrate
    negative  results in  bioassays  designed  to  rule  out  the  possibility
    that the  substance is either a complete carcinogen or an initiator.
    Assuming  that  initiators  act  through  interaction  with  genetic
    material,  evidence   against  the  presence   of  initiating  activity
    would also  be provided by the  observation,  of negative results in a
    suitable  battery  of  short-term   tests   for  genotoxicity.     In
                                                                   r
    practice,  this  may  be  the   only way  to  demonstrate  a  lack   of
    initiating  activity,  since  it would not  be  feasible  to  carry out a
    series  of  bioassays   for initiating  activity using  a  variety  of
    known promoters.
                                     C-30

-------
5.  What chemicals, do you  think,  would be good  candidates  for  use  in
    developing risk assessment methodologies for tumour promotors?
         Since  the  phenomenon of  initiation/promotion is  complex  and
    not  fully  understood, it  seems  desirable to select  compounds  for
    which  a  useful  body  of  data on  carcinogenic  potential  (including
    information  on   both  initiating  and   promoting  activity)   and
    genotoxicity already  exists.  Saccharin,  for example,  is  known to
    promote urinary bladder lesions initiated  by FANFT and BBN, and has
    been subjected to extensive  toxicological  testing.

    What  additional  research,  do you  think,  is  required  on  these
    chemicals  to better  understand  their  interaction with biological
    systems?

         In  order to  better  understand the biological   interaction of
    promotors  with  biological systems,  it  is important  to  improve  our
    understanding of the  initiation/promotion mechanism itself.    This
    may  be  addressed  using  specially  designed  i£ vitro  and in_  vivo
    studies  intended to  provide  further  information in this regard.

 6.  What  generic   considerations  should   be  given   to  interspecies
    extrapolation  of  the risk  associated  with  exposure to  promotors
    (body  wt.  vs. surface area;  lipid soluble vs.  water soluble!?

          There is little empirical  evidence to support the use of  gross
    indicators  such  as  body  weight or  surface area  in extrapolating
    between species  with carcinogens  generally,  including promotors.
                                      C-31

-------
 In  the  absence  of such  evidence,  it  is -difficult  to recommend a
 generic  method of species conversion.   In  the case of body weight
 vs.  surface area, simplicity would  suggest  the  use of body weight
 for  species extrapolation although prudence may dictate to the use
 of more  conservative  surface  area conversions.
 What  chemical   specific  considerations   should  be  given  in
 interspecies  extrapolation  of the risk associated with exposure to
 promoters?

     Since  many  substances   must  undergo  some  form  of  metabolic
 activation  in  order to exert  their toxic effects, it is of interest
 to determine  the  dose of the test compound delivered to the target
 in addition to the dose  administered  exogeneously.  This will be of
 particular  interest  when  the  delivered  dose  is  not  directly
 proportional  to  the administered dose,  as  will occur  when  one or
 more  steps  in  the   metabolic  activation  process   are  saturable.
 Prediction  of the  delivered  dose  in  the  target  species may  be
 possible using physiologic pharmacokinetic models, but must be done
 on a compound  specific basis.

     Since promoters may act  through  cellular proliferation, it may
also be useful to study their effects on cell kinetics in different
species.
                                C-32

-------
                                                   Robert Langenbach, NIEHS
1.  Define Tumor Promotion
    Tumor promotion is a process manifested by an increase in the number of
tumors (relative to controls) in uninitiated or chemically initiated ani-
mals due to subsequent repetitive treatment with a promoter.  The defini-
tion is a generalization covering most model systems used to study the
phenomenon and which may also be applicable to the human situation.  The
limitations of the definition are'that it does not describe any model pre-
cisely, and assumes spontaneous as well as carcinogen-induced tumor cells
are promotable.

2.  Quantitative Separation of Initiation and Promotion Activities for
    Carcinogen Risk

    With our present understanding of  initiation and promotion, and the
model systems available, it is not now possible to quantitatively  separate
these activites and thus not possible  to assess risk due to each indivi-
dually.  For certain model systems (skin and liver) it may be possible to
state that a limited number of chemicals (i.e. TCDD, TPA, teliociden)
behave primarily as promoters.  But evidence that this is not system-
specific (i.e. species, organ specific) is  lacking.   In addition,  for TPA,
the most thoroughly studied promoter known, there is  still  a debate  as to
whether it is a weak carcinogen.  However,  this does  not mean some relative
separation of activities is unfeasible.

3.  Qualitative incorporation of promotional activity  into  risk  assessment

    First, I would obtain  ample usable qualitative data.   If specific  pro-
perties of a chemical,  such as promotional  activity are needed,,  a  more
comprehensive testing  approach is also needed.  However,  I  am not  certain
currently available tests  for promoters are entirely  adequate;  but I
believe, with system modification and/or  improvement  greater  insight  into  a
chemical's promotional  activity can be obtained.   In  a sense, each chemical
would require some basic research based on  the  nature of  the chemical  and
the  information sought.

4.   Data needed for a  chemical to be only  a promoter

     It  is not now  possible to  show that a  chemical  is only a promoter.   The
reason  for this  is that promotion of  "spontaneously"  initiated  cells cannot
be  separated from  cells which  could  be initiated  and  then promoted by the
presumed promoter.  Until  we  can  differentiate  between spontaneously ini-
tiated  and chemically  initiated  cells  there will  always  be some level  of
uncertainty.  Furthermore, the  absence of  genotoxic  activity in short-term
tests  by  a rodent  carcinogen  may  suggest  promotional  activity;  but the
limitation(s)  of  present-day short-term tests  makes  such  conclusions
equivocal.   In  summary more knowledge  about the carcinogenic process itself
is  needed.
                                     c-33

-------
5.  Chemicals useful  for  developing  risk  assessment methodologies  and addi-
tional research  needed.

    Chemicals which are believed  to  act via  a  nearly  entirely promotional
mechanism would  be good candidates to  start.   Examples  of  such chemicals
would include TCDD, PBB,  teliociden  and TPA.   Eventually,  chemicals with
both initiation  and promotional activities,  and  chemicals  with only ini-
tating activities (if  any can  be  found) should be  studied  and all  three
resultant risk assessment models  compared.

    In addition, I suggest that chemicals be studied  for which there  is  (or
will be) human exposure data  (phenobarbital, valium,  etc.)  and which  can
also be studied  in model  systems  for promotional activity.  With this
approach, model  systems and mathematical  extrapolations can be developed
and validated relative to effects in humans.

    Additional research is needed to understand  mechanistic differences
between initiation, promotion  and progression  at the  tissue, cellular and
genetic level.   Understanding  the causes  of  organ  and species differences
would contribute greatly  to practical  (risk  extrapolation)  and mechanistic
knowledge.  As the mechanisms  of  promotion for different chemical  classes
are probably varied, research  considering different mechanisms, rather than
a unifying mechanism should be conducted.

6.  Generic Consideration  and  interspecies extrapolation

    Too few interspecies  studies  have  been done to answer  this question.

    There are species differences in response  to promoters  as evidenced  by
different mouse, rat and  hamster  skin  responses  to TPA.  However,  many more
studies are needed before  extrapolations could be  conducted with con-
fidence.
                                     c-34

-------
Comments for the EPA Workshop on Risk Assessment
Methodologies for Tumor Promotors
Peter N. Magee
Experimental Pathology
Fels Research Institute
Temple University School of Medicine
3420 N. Broad Street
Philadelphia, PA  19140
     1.  The concept of tumor promotion has been
derived from the early experimental work of Rous,
Mottram, Berenblum, Shubik and others in which it was
found that a single application of coal tar or a poly-
cyclic hydrocarbon to the skin of rabbits or mice in
subcarcinogenic amounts could result in the induction
of skin tumors if it was followed by wounding the skin
or by repeated application of croton oil, a powerful
irritant.  In these  classical experiments the carcinogen
was described as the initiator and the croton oil as
the promoter.  Subsequent work by many investigators
confirmed and extended these findings and led to the
conclusion that cancer arises in a series of stages and
similar conclusions were drawn from studies of human
cancer epidemiology.  The original criteria for  a tumor
promoter in  the mouse skin model have been  recently
restated (Hicks, 1983) as follows:
    The operational  criteria originally  defined  for  a
promoter in  the mouse skin model were;
                          c-35

-------
 (i)    that  it  should  not  be  carcinogenic  per ^e_;
 Cii)   that  it  should  not  increase  tumour  yield  if
       administered  before the  initiating  carcinogen;
 (iii)  that  when  applied after  an initiating, sub-
       carcinogenic  dose of the carcinogen,  it should
       accelerate  the  rate of development  of tumours
       and thus increase the  total,  time-related tumour
       incidence;
 (iv)   that  the total  yield of  tumours produced  should
       be dose-related  to  the initiator not  to the pro-
       moter, providing the promoter is used in  excess
       of the minimum  amount  required to promote all
       initiated cells;
 (v)    that  unlike initiation which  can take place
       rapidly during  a single  exposure to the initiator
       and which is  a  permanent  event, promotion requires
       long  exposure to the promoter before  the  changes
       induced become  irreversible.
     These  criteria have  served as  guidelines for the
application of the  concept of  promotion to  tumor induc-
tion in other organs  including  liver, bladder,  colon.
Although there is wide acceptance that the concept of
promotion can be extended  beyond the mouse skin system,
in most cases all of  the  criteria have not been met.
                          C-36

-------
     Much recent work has been done on the biochemistry
and molecular biology of tumor promotion but a very
large part of this has involved the use of only one
compound, the diterpene ester 12-0-tetradecanoylphorbol-
13-acetate (TPA).  it is probably premature to incor-
porate the findings of these studies into the criteria
of a tumor promoter and those listed above, derived
from the classical whole-animal experiments, should be
used to define tumor promotion.
     With these  considerations in mind, the definition
of a tumor promoter provided by 1.8. Weinstein, as
follows, is  recommended?
     Tumor promoters can be defined as  compounds that
have weak or no  carcinogenic activity  when  tested  alone
but  result in markedly  enhanced tumor  yield when
applied  repeatedly  following a low  or  suboptional  dose
of a carcinogen  (initiator).   A possible  extension of
this definition  may  be  considered,  again  according to
Weinstein, as  follows:
     At  the  biochemical level, it  appears that the
major  difference between initiators and promoters  is
that initiators (or their  metabolites) bind covalently
to cellular  DNAj but this  is  not  the case for tumor
promoters.
                           C-37

-------
 References:
      Hicks,  R.M.   Carcinogenesis  4^  1209-1214  (1983).
      Weinstein,  I.B.   In:   Host Factors  in  Human
 Carcinogenesis  (Bartsch,  H.  and Armstrong,  8.,  eds.)
 pp.  9-25.   International  Agency for  Research on Cancer,
 Lyon,  1982.
      2.  Presumably this  question  refers  to complete
 carcinogens  which  induce  tumors after  single or
 multiple doses without  additional  treatment with other
 agents.  If  the chemical  in  question is  known  to be an
 initiator and if it is  accepted that initiation
 involves genotoxic activity  and interaction with DNA it
 is difficult to see how any  promotional  activity it
 might  have,  e.g. interaction with  membranes, could be
 separated from additional genotoxic  activity.   Such a
 separation would not be helpful from a regulatory
 standpoint.
     3.  Important qualitative characteristics  of pro-
 motional activity  for risk assessment  are that  it is
 claimed to be reversible and non-additive and  that, in
 contrast to initiation, threshold  levels of activity
 can be demonstrated.  If these claims  are true, a com-
 pound with only promotional activity could be  regulated
 in the same way as one  for which there is no evidence
of carcinogenic activity.
                          C-38

-------
     4.  In principle, data would be required to show
that the chemical had no carcinogenic activity by
itself.  However, this criterion has never been met,
even with TPA or phenobarbital, the two most widely
investigated promoters.  In practice, the decision
would depend on minimal or apparent total lack of car-
cinogenic action ir± vivo and _in_ vitro and minimal or
total lack of mutagenic activity in a variety of tests.
Absence of genotoxic action in its wider sense presu-
mably could not be required since TPA, the promoter  par
excellence, has been shown to  induce DNA damage  in
several ways.
     5.  The literature on tumor promotion has been
dominated by TPA, first in the classical mouse  skin
model  and then  in the  various  In vitro cell  culture
systems in which sequential changes  comparable  to  in
vivo promotion  have  been  described.  More  recently
phenobarbital  has been increasingly  used  as  a promoter
in  the  several  initiation-promotion  systems  involving
rat liver.   Although other chemicals have  been
described  as tumor  promoters  in  various  systems they
have not been  sufficiently studied to  be  good can-
didates for  use in  developing risk assessment methodo-
logies.   Until more information  is available on the
                           C-39

-------
mechanisms  for  action  of  the  other known promoters, TPA
and phenobarbital are  probably  the best examples for
assessment  methodologies.
     A major field of  additional research with these
agents would be to investigate  their biological actions
for points.of similarity  which  might throw light on
possible common molecular mechanisms underlying their
common biological property of acting as a tumor promoter,
     6.  Interspaces  extrapolations of the risk associated
with exposure to promoters poses an extremely difficult
problem because most of the work on TPA has been with the
mouse and that on phenofaar&ital has been mainly in the rat.
There may not be enough data currently available to allow
meaningful   interspecies extrapolation.
                          C-40

-------
Comments for the EPA Workshop on Risk Assessment
Methodologies for Tumor Promoters

Henry C. Pitot
Carcinogenesis/Multistage
McArdle Laboratory for Cancer Research
University of Wisconsin
Madison, Wisconsin  53706

1.   The stage  of promotion  in  the natural history of
     neoplastic  development  is  operationally  defined as
     the reversible expansion of  the  initiated  cell
     population.  Mechanistically this  reversible expan-
     sion  is  the result  of  altered gene expression
     induced  by the presence of a promoting  agent.
           The basis  for  this definition is  the  fact
     that  the carefully  defined instances of tumor  pro-
     motion,  skin and liver, demonstrate reversibility
     of this  stage,  and  the action  of virtually all
     promoting agents induce reversible effects in  cells
     Furthermore, all known promoting agents alter  gene
     expression in one way or another.
           The limitations of this definition are to our
      advantage in the understanding the natural history
                            C-41

-------
      of  neoplastic  development  in  that  previous  interpre-
      tations  of  "tumor  promotion"  involved all changes
      beyond  initiation  to  include  malignancy.  Again,
      in  those  well-defined  systems demonstrating multi-
      stage carcinogenesis,  the  reversible stage  of promo-
      tion p.recedes  the  irreversible  stage of progression
      when malignancy appears.
2.
In multistage hepatocarcinogenesis it is possible
to quantitate both promotional and initiating
activity of a single chemical and to use such values
in assessing the carcinogenic risk of a particular
agent.  In the present chronic bioassay systems
utilized it is not possible to quantitate or
distinguish initiating, promoting, or complete
carcinogenic activities.
3.   If an agent demonstrates no DNA-damaging activity
     but exhibits promotional activity, then the charac-
     teristics of tumor promoters (see 4) must be taken
     into account in risk assessment.  These include
     the reversibility of its effects and its concomitant
     threshold leading to permissible exposures for
     intermittent periods.
                           C-42

-------
6.   Information on interspecies extrapolation of risk
     associated with exposure to promoting agents should
     include the following;
          Pharmacokinetics and disposition based on
          body weight, surface area, body lipid content,
          etc.
          Effect of intermittent exposure and  "stop"
          experiments.
          Presence  of  receptors  specific  for  promoting
          agent  involved.
     Chemical  considerations  in  interspecies  extrapola-
     tion should take  the  following into  consideration:
          Metabolism  of  the  promoting  agent  with respect
          to metabolites formed and possible DNA damag-
           ing intermediates  formed in  one species and
          not in another.
          Action of the  agent in producing an alteration
           in gene  expression, especially with respect
           to its interaction with  specific receptor
           molecules.
                             C-43

-------
4.   The  following  data  would  be  required  in  order  to
     characterize a chemical exclusively as a promoting
     agent:
     a.    induces the reversible  alteration of genetic
           expression in  cells.
     b.    lacks DNA-damaging activity either  as a simple
           mutagen,  a clastogen, or an agent altering
           the structure  of DNA by indirect means.
     c.    induces the reversible  expansion of one or
           another histogenetic initiated cell population
           in vivo.

5.   Estrogens or other  steroid or polypeptide hormones,
     phenobarbital,  carbon tetrachloride, butylated
     hydroxyanisole, ethanol, nicotinaraide, and lead
     acetate.
          Careful determination as to the DNA-damaging
     action of these chemicals should be carried out
     including effects  _in vitro,  clastogenic activity,
     and potential DNA  damage resulting from indirect
     effects of these chemicals.   The reversibility of
     their effects in expanding initiating  cell popula-
     tions should  be better understood in those tissues
     where this  effect  occurs.
                           C-44

-------
                   Comments for the EPA Workshop
        on Risk Assessment Methodologies for Tumor Promoters


Herbert S. Rosenkranz
Area of Expertises Strategy for the Deployment of Surrogate Tests
Department of Environmental Health Sciences
Case Western  Reserve University
School of Medicine
Cleveland, Ohio 44106


     This written contribution will be restricted to discussing strategies

for developing batteries  of  tests to identify  promoters  and to differ-

entiate these  from complete carcinogens, non-genotoxic carcinogens, non-

carcinogens and to possibly refine the  methodologies further to differ-

entiate between potent,  moderate  and weak  promoters  and finally,  to

explore the possibility of differentiating between promoters  acting  at

different stages of the tumor progression process.

      This approach is strongly  influenced by our  experience of  the

analysis of data  bases relating genotoxicants/mutagens  to  carcinogens.

 Moreover, it is our hope that this could result in the development of cost-

 effective as  well as highly predictive  batteries of  tests for  promoters

 while  avoiding the costly mistakes that  were made in the development of

 short-term tests for genotoxic carcinogens.

       Before  we  delve into tumor  promoters, let us first  briefly sum-

 marize the situation as it exists with respect to genotoxic carcinogens:

 1.    Approximately 17,000 chemicals  have been tested in  one or more

 short-term tests. This does not include  the results generated by industrial

 and contract laboratories.
                                   C-45

-------
 2.    There are more than 100 different short-term tests. As a matter of
 fact, a recent IARC study lists in excess of 150 of these.
 3.    As a  result  of this unorganized  effort,  the data  base is best
 characterized as incomplete, i-e., very few chemicals have been tested in
 a broad spectrum  of tests.  The few  carcinogens that have been widely
 tested are  primarily  alkylating  agents  or  other  strong  electrophilic
 species.
 4.    There  are only about 1,000  chemicals that have  been adequately
 tested for carcinogenicity.  Among these, there is a  predominance (about
 85%) of  carcinogens.  This does  not  reflect the chemical  universe  and
 poses problems when devising algorithms to predict carcinogenicity based
 upon the results of short-term tests.
 5.    In  order to use these incomplete data  predictively, carcinogenicity
 bioassay  results had  to  be pooled with respect  to species and  organ
 specificity.   Because of  the  paucity  of data on specific tumors, it is
 almost impossible to analyze the results of short-term tests  with respect
 to their predictivity vis-a-vis organ and species specificity.
 6.   No plans  for systematic  testing were developed even  after it was
 realized  that the performance of individual tests,  or  combinations of
 these,  were not predictive.
 7.   There is no universal concensus as to what  constitutes  a positive or
a negative result in a specific assay.  Thus classifications are frequently
incompatible.   This is further  aggravated by the fact  that there is no
                                  C-46

-------
agreement on how  batteries of tests containing mixed results  are  to be
interpreted.
     In view of the abovementioned situation, it is but now that system-
atic approaches  are being  developed to  use  the wealth  of  available
information to devise methodologies that would allow one to use the data
in a predictive fashion as well as in the design of strategies for the
assembly of predictive batteries for genotoxic carcinogens.
     It should be pointed out that in developing such strategies we have
heretofore  paid  very little attention  to the philosophical goals of the
testing program  (the goals of a regulatory agency being different from
those  of a manufacturer of a widely used over-the-counter  medicinal
agent).  Nor have we addressed the societal cost of the misclassification
of  carcinogens on  the basis of  the results of  short-term tests.   Such
 misclassifications will  occur unless we take into consideration the fact
 that there is no perfectly predictive test, each assay is characterized by a
 different  spectrum  of  false  positive  and  false negative  responses.
 Accordingly,  to devise successful strategies for the deployment of short-
 term  tests  to identify  tumor  promoters, a  concerted  effort will  be
 required.   The model could be  of the  type that our colleagues  at the
 National Cancer  Research Center in  Japan,  under  the  leadership  of
 Dr. Sugimura, have undertaken, namely a targeted approach.
       Some of the requirements for the  development of  adequate data
 bases of tumor promoters should  include  the following:
                                   C-47

-------
 1.    We need one or several standard animal systems to identify tumor
 promoters  against which  other assays will be calibrated.  This requires
 agreement on the choice  of one or several systems such as the two-stage
 mouse skin assay, the two-stage urinary bladder assay, the  induction of
 hepatic foci,  the two-stage forestomach assay, etc.  Additionally, in each
 instance a  single protocol must be agreed upon as well as  the a priori
 interpretation of the assay
 2.    The choice of a panel  of chemicals is  also very important.  It is
 essential that  tumor  promoters  as  well as  non-tumor  promoters  be
 included. Promoters must not predominate in the data base as presumably
 they do not predominate  in  the  universe  either.  For  future  structure
 activity  considerations,  a   broad spectrum  of  chemical  classes  of
 promoters should be included .
      The choice of the short-term assays is very critical.  We do not want
 to repeat the mistakes that were made in the development of genotoxic
 screening assays, i.e., a large number of tests, but  each tested with a
 restricted number of chemicals. Initially, because tumor promoters may
 be organ-specific, a battery consisting of ten short-term  tests should be
 selected and tested with all of the test  chemicals.   If this  approach is
 chosen, the  choice of the endpoints is most important. We do not want to
 include a variety of  tests that  all measure  the  same  endpoint,  i.e.,
 inhibition of cell to cell communication  or  a variety of cell transform-
ation assays (Table 1).  Rather  it is essential that  initially each of the
major  endpoints  (Table 2) be represented  by a single  system  using an
                                C-48

-------
agreed protocol, e.g.,  altered foci formation (Pitot), inhibition of cell to
cell communication, and enhancement of cell transformation.  Moreover,
before such studies are  undertaken, the protocol must define as to what
constitutes positive and negative responses and moreover when a positive
response  is  obtained,  what  constitutes  a  weak, moderate  or strong
response.
      During the early developmental phase , genotoxicity tests should be
included.  This  could  be accomplished by  the  parallel testing of the
candidate  chemicals  for  their  ability   to  induce  gene  mutations,
chromosomal aberrations, cell transformations.  Alternatively, the chosen
chemicals can include agents  that have already been so tested.
      The  next step involves the establishment  of  criteria on how  to
analyze the  results especially  with respect  to the analysis  of mixed
results.  The goal being to reduce the  10  initial  tests  to  a battery
 consisting of 3 or 4 highly predictive tests that  ideally should be able to
 predict a variety of tumor promoters differing  in species and organ-
 specificity (however, see below).  Our experience indicates that Bayes'
 theorem is a very powerful  tool for making such predictions even when
 mixed results are obtained as it provides a numbered index of risk (from 0
 to 100%).  Additionally, it is also very useful in  the batteries selection
 process.
       In developing the algorithms for selecting batteries, we have to bear
 in mind that unlike the  unique target (i.e.. DNA) involved  in  genotoxic
 carcinogenesis, we  may  find that with promoters each target organ may
                                   C-49

-------
  be characterized by a different spectrum of predictive tests, i.e.. we may
  have a different battery for liver as compared to bladder promoters.
       In  the selection of  batteries we  have to be able to differentiate
  between tumor promoters, complete  carcinogens, non-genotoxic carcin-
  ogens and non-carcinogens.  This  may require  the use of so-called mixed
  batteries, for example, a complete carcinogen might be described as one
  that is positive in a battery consisting  of a subset of genotoxicity tests
 and a subset of tests designed to identify tumor promoters.  We then have
 to determine by appropriate analysis and modelling, a priori, the level of
 required response in each subset.  Finally we must be able to differentiate
 between  non-genotoxic  carcinogens and promoters, this also might be
 accomplished by a different mixed battery of tests in which for example
 we  may  require negativity in a battery of  genotoxicity  assays  and
 positivity in a battery  for  tumor assays.  Again, the level of response  in
 each subset  of tests will  have to be predetermined by appropriate analysis
 and modelling.
      If we  are fortunate enough to develop a data base and to identify a
 number of tests, possibly five or six assays which are predictive of tumor
 promotion, then we can set about to devise batteries which reflect certain
 philosophical or scientific requirements;  such as (1) a battery to differ-
 entiate between weak, moderate and potent promoters,  (2) risk averse or
 (3)  cost  averse  batteries.   Finally,  we might  attempt  to  take into
consideration the societal  cost of  misclassification of  tumor  promoters
and to develop models to  estimate  the various scenarios and to construct
                                  C-50

-------
batteries to satisfy these requirements.  Thus, for genotoxic carcinogens
it has been suggested that the societal cost of  false negatives is ten times
that of a false  positive and batteries to meet these  criteria have been /
constructed.
      With respect to additional methods for  predicting tumor promoting
activity, structure activity relationships present another  target,  Two
main approaches can be taken. One of  these involves the  application of
the artificial intelligence system (such as the  CASE program developed at
Case Western Reserve University). Such an approach requires a data base
composed of active as well as  inactive chemicals as well as a measure of
their potency, or lack thereof. CASE requires a learning set of approxi-
 mately 30  chemicals divided among positive  and negative responses for
 each of the data  sets,  i.e., endpoints under  consideration, e.gy bladder
 tumor promoters.  CASE allows the merging and comparison of data bases
 to investigate,  for example, whether the same mechanism underlies liver
 and skin tumor promotion. The  advantage of such an approach is that  it
 can then be used in a predictive mode to predict not only activity, or lack
 thereof, but also  the expected potency, and it is totally  independent  of
 operator biases.  .
       Another  approach involves the use of  computer graphics to match
 regions on the various  molecules  that may have the same configuration.
 This  approach  has  been  taken  by Drs. I.B. Weinstein  and T. Sugimura.
  However,  in order to be effective and to restrict the number of possible
  models, x-ray  crystallographic patterns of some of the  key molecules are
                                    C-51

-------
  needed.  This greatly simplified the analysis by restricting the number of
  possible solutions.
       When undertaking  such studies, it is evident that  a  number  of
  structural determinants  have  to  be taken  into  consideration.   For
  example, the active phorbol esters all appear to share a single (or family
  of) receptor site(s) which is (are) structurally determined.  However, this
  is not  necessarily a  stumbling block in the  application  of  the CASE
  program or a combination of the  CASE  program and  computer graphics.
  Thus, in a recent study on the structural basis of the activity of inhibitors
  of bacterial DNA gyrases, it was found that  there were  two types of
 structural determinants that were crucial; (a) a species-dependent deter-
  minant controlling entry into the cell (ue.. permeability), and (b) a unique
 determinant that involved the inhibition of the  intraceUular DNA  gyrase
 and was independent of species.   There is a  similarity between DNA
 gyrase and the tumor promoters with respect to the fact that we already
 know  that there may  be specific  receptor sites  (e.g.,  for TPA-like
 promoters) that are promoter/species specific and may affect entry or be
 related to effects  other than tumor  promotion. Additionally, however,
 there  may be  unique structural determinants which are related  to the
 intrinsic tumor-promoting  activity proper.  Obviously, there could be  a
 family of such determinants thay may be organ-specific.  The data base to
be developed should resolve these possibilities.
     In  summary,  it  would  appear  that  techniques  are  available  for
identifying and predicting the activity of tumor  promoters as well as for
                                  C-52

-------
providing mechanistic information.  However, to assure sucess will require
a concerted  effort using standard protocols,  an  agreed upon  group of
chemicals, an a priori agreement on the interpretation of test results and
the application of recently developed computer-based methods.
                                   C-53

-------
                         Table 1
 Inhibition of Intercellular Communication

 Inhibition of metabolic cooperation - V79
                                 - HPC
                                 - Human teratocarcinoma
 H-J-Uridine exchange in C3H/10T*

 Citrulline incorporation - V79
                      - Human fibroblast
 Dye transfer   -  Balb/c 3T3
              -  V79
              -  Syrian hamster cells
 Permeability of tight junction - MDCK cells
                                       etc.
Transformation and Enhancement of Transformations

C3H/10Ti - focus formation
Syrian hamster embryo cells - Morphological transformation
Balb 3T3
Rat embryo fibroblasts
Mouse epidermal cell line JB-6
Enhancement of SV40 ts - Swiss 3T3
                             C-54

-------
                             Table 2
Some Tests Used to Identify Tumor Promoters

Activation of EB-virus
Inhibition of TPA-induced activation of EB-virus
Release of lipid metabolism
Stimulation of arachidonic acid metabolism
Reduction of nitroblue tetrazolium
Skin irritation
Ornithone decarboxylase in vitro and in vivo
Modulation of cell differentiation
Aggregation:  Lymphocytes
Adhesion of promyelocytic cells
Human promyelocytic cells +
Friend erythroleukemia cells
Hamster cells -
Sea urchin -  etc.
DNA damage
Stimulation of DNA synthesis
Agglutinability by concanavalin A
Aneuploidy in yeast
Co-recombinogenicity in yeast
Inhibition of neurite formation
Gene amplification
Transformation assays
Inhibition of intercellular communication
Altered foci formation
etc.
                                C-55

-------

-------
Comments for the EPA Workshop on  Risk  Assessment
Methodologies for Tumor promoters
Thomas J. Slaga, Ph.D.
Biochemist and Professor of Carcinogenesis
The University of Texas System Cancer  Center
Science Park - Research Division
P.O. Box 389
Smithville, Texas 78957
1.  Tumor promotion can be defined both operationally
    and mechanistically.  The operational definition
    of  tumor  promotion  is the process that  leads to
    the  induction of tumors  when a weak or  noncarcinogenic
    agent  is  given  repetitively  after a subthreshold
    or  approaching  a subthreshold dose of a carcinogen
     (initiation).   Tumor  promotion must  be  defined  in
     relationship to tumor initiation.  Mechanistically,
     tumor promotion is defined  as  the process  by
     which an agent  brings about  the  selective  expansion
     of initiated cells which increases  the  probability
     of malignant transformation.  Initiation  may  be
     defined as a change in a target  tissue  which
     induces an essentially irreversible  alteration
     such that subsequent treatment with  a  tumor
     promoter expresses this event.
           In  the absence  of  a method  to measure a"d
     identify initiated cells, it is  impossible to
                          057

-------
 rigorously classify compounds  as  pure .initiators
 or  pure  promoters.
 Yes,  it  is possible to  quantitatively separate
 the  promotional  activity  from  the  initiating  activity
 of  a  chemical  in assessing  the  carcinogenic  risk.
 This  can  be  achieved  by testing a  given chemical
 at  several  dose  levels  as an initiator using  a
 standard  promoter and as a  promoter using  a
 standard  initiator.   However,  in attempting  to
 classify  agents  quantitatively as  either a promoter
 or  an  initiator, it  is generally recognized  that
 most  agents  appear  to exhibit  both activities to
 a variable degree.
 In order  to  incorporate the qualitative charac-
 terization of  promotional  activity into a  risk
 assessment,  it would be necessary  for an unknown
 compound  to  meet the operational definition of a
 tumor promoter in a given tissue in several different
 species.  For  example, it  would be difficult to
 accept an agent  as a human skin promoter if it
 was a recognized promoter only in mouse skin.
 This is a very difficult question to answer since
 to my knowledge, there are no known pure promoters.
                   i
This is especially notable in extensively studied
                    C-58

-------
   compounds.  In order to designate a promoter as
   pure, it would be necessary to secure extensive
   dose-response data on a given chemical following
   testing as  a complete carcinogen, a tumor initiator,
   and  a tumor promoter in a large  number of possible
   target tissues from several species.  If these
   conditions  were met then one  could  be reasonably
   certain that the  tested compound was  only a
   promoter  (pure promoter).   This  is  highly unlikely,
   however,  due to the distinct  possibility of
   spontaneously  initiated eel 1s.
5.  Since  major observable  differences  exist  in  tumor
   promoters from  various  species  and  organs,  it  would
    be necessary  to  select  a  number of  chemicals in
    order  that all  major  target tissues would  be
    represented.   The following chemicals would be
    useful :
      Teleocidin
      TPA
      Chrysarobin
      Benzoyl  peroxide
      Phenobarbital
      Saccharin
                       C-59

-------
         Although others might be considered,  these
    compounds are especially useful  due to  the available
    data base.  However, extensive dose-response  data
    is also needed on these compounds in both  tumor
    studies as well  as a number of short-term  parameters
    In addition, the effects of these compounds on
    human tissue in  culture are desperately needed.
6.   This is also a very difficult question  to  answer
    since a number of the generic considerations  for
    interspecies extrapolation depends to a certain
    degree on the target tissue of the tumor promoting
    agent.  For example, a skin tumor promoter may
    have different considerations than the  liver  in
    terms of using body weight or surface area.
    Penetration into the skin  is difficult  for highly
    water soluble compounds,  whereas  lipid  soluble
    compounds can penetrate quite easily.  Consequently,
    the  route of exposure is  very important.   The
    possible metabolism and pharmacokinetics of a
    chemical  in various species are  very important in
    Interspecies extrapolation.
                      C-60

-------
    Connnents for the EPA Workshop  on Risk Assessment

           Methodologies for Tumor Promoters



                 James E. Trosko,  Ph.D.

Geneticist/In Vitro Assessment of  Mammalian Mutagenesis
           and Intercellular Communication

       Department of Pediatrics/Human Development

               Michigan State University

             East"Lansing, Michigan  48824

                      517/353-6346 '••'-•
                         C-61

-------
1•    Definition of Tumor Promotion
     The  concepts of initiation and promotion are  operational, in that they
     describe distinct phenomenological observations in experimental  animal
     model  systems demonstrating  that  carcinogenesis in many organ systems
     of several species consists of multi-steps.

     I accept the Berenblum definition,  and the  Boutwel1-type of animal
     protocols of  initiation  and  promotion.   That  is,  tumors  are  produced
     experimentally when an animal is exposed to a single subthreshold dose
     of a "carcinogen"  (1),  followed by a repetitive or continuous  exposure
     to a non-carcinogenic  stimuli.  I  also accept the idea that  initiation
     and promotion involve  distinctly different molecular/cellular mechan-
     isms.  In addition,  I feel  promotion  is the r^ate-limiting step of
     carcinogenesis (2).
    The basis  of my definition is the result  of the historical  whole
    animal studies,  plus hundreds of molecular,  biochemical  and cellular
    studies on  agents/conditions,  _in vivo and in vitro, which can influ-
    ence either one or both phases.  In addition,  the definition is,' in
    part,  re-inforced  by my own research  experience  studying agents which
    have been shown  to  be "carcinogens, initiators and  promoters".

    The  major limitations to the definition  are:   (a) The concepts do not
    imply  any molecular or cellular mechanisms for the two stages,  other
    than the fact that initiation appears  to  induce an irreversible alter-
    ation  in a  cell's genome, and  that  promotion must involve  the  clonal
    expansion of  the  initiated  cell;  (b) also,  physical  objects such as
    implanted solids, or  wounding, burns,  .etc.  can  also "promote"; and (c)

                                C-62

-------
    the  practical problem of distingusihing what really constitutes "car-



    cinogens" or non-carcinogens?   (3)







2.   Since  I'm not sure what  the  question  is  asking,  I'm going to answer  on



    the  basis of what I  believe  are  the  distinctions between carcinogens



    and  initiators and between  initiators and promoters.







     By definition, a"carcinogen" is an  agent which can accomplish both



     mechanisms  underlying initiation and  promotion.  When a "carcinogen"



     is a carcinogen, it can initiate and promote.   When a carcinogen is



     given at "subthreshold doses",  it can  initiate but can not promote.



     Therefore the difference between  carcinogen and  initiator is basically



     the  dose level.  In practical terms, this dose  level  seems to  be  the



     threshold,  in  tissues, between no detectable tissue damage and  de-




     tected necrosis. (4)
     Promotional activity on the other hand, in the case of mouse skin



     papillomas and rat liver enzyme altered foci, seems  to  involve,  among



     other things, the clonal expansion of the initiated cell.  Therefore,



     without mitogenic activity,  clonal expansion,  by definition,  can  not




     occur.





     Clearly, agents which  can  mutate cells,  via any mechanism  (i.e.,



     error-prone replication off of normal DNA;  or  error-prone repair  off



     of damaged DNA),  have been shown  to be good  initiators.   At low doses,



     rare mutations   can  occur  without  much  cell death,  thus  being



      consistent with the concept of "initiator".   At  high dose levels, both



     mutations and cell death would occur.   The cell death, caused by a
                                C-63

-------
     high dose of an mutagen,  would induce  regenerative hyperplasia,  thus


     allowing one  to refer to  this  high dose  of a  mutagen  as  a


     "carcinogen".






     Promotion can  be induced  by an agent or condition which would allow a


     single initiated cell  to  clonally expand, either by non-cytotoxic,


     mitogenic stimuli (i.e.,  growth factors, 2',4',5',2,4,5-HBB) or cyto-


     toxic-induced hyperplasia (wounding,  high dose of "carcinogen" or  non-


     genotoxic cytotoxins). (5)






3.   First, from my  experience,  there are promoters and then  there  are


     promoters!  The  literature makes it  quite clear  that promoters can be


     classified many ways  (i.e., TPA-type which bind to receptors and  act


     as hormones at ngm levels; DDT  or  phenobarbital-types not  needing


     receptors and working at ugm levels;  saccharin or NTA-types, which


     work at mgm levels).  Also, there are promoters which can  be metabol-


     ized (i.e., TPA) or excreted (i.e., saccharin), and others  which  are


     not biodegraded nor excreted (i.e.,  PBB's).






     Therefore, these factors of mechanism of action and of biodegradation-


     excretion  must be accounted for.






M.   Aside from my own personal bias related to my hypothesis on the cellu-


     lar mechanism of tumor promotion (i.e., inhibition of intercellular


     communication)  (6),  I would have  to know that the agent can not induce


     point mutations, using only a few mutation markers.  I  do not accept
          """^™^   ™"^*™                         /
                               ..- '                      (
     any  bacterial mutation assay data as  relevant  to the mammalian situa-
                               C-64

-------
    tion.  I also do not accept SCE's, UDS, or alkaline elution data as



    equivalent  to "genotoxicity".  Moreover, the TK~ or TGr markers must



    be accompanied by ouabain-resistance  before I would accept any data on



    a  chemical's presumptive mutagenicity  (7).







5.   Based on my previous comments in (3), I believe there are at  least



    three or four distinct biochemical mechanisms of promotion.  TPA is a



    classic model for what  I believe to be a relatively rare type of



    environmental  promoter.  To me, it is a  good model for endogenous



     growth factor  or  hormone-types  of promoters  (i.e.,  those needing



    receptors).  I  believe,  PBB,  Dieldrin,  and Phenobarbital to be  excel-



     lent models for those typical environmental promoters which, being



     lipophilic, need no membrane receptor to trigger their effects.  In



    addition, NTA or saccharin represent another  distinct class. Finally,



     TCDD seems to be in a class, quite distinct from all the rest, which



     might again represent a  rare, but  important  environmental promoter.



     In general, since  I feel promoters must be,  among other things, mito-



     gens, research on the ways these model compounds  can be mitogens must




     be studied (8).







 6.   In my personal  opinion,  one major area which has been  ignored, except



     in a few  laboratories, is  that  of synergisms/antagonisms  between



     environmental promoters and endogenous factors (growth factors,  such



     as EGF, or hormones).  This might explain sex, developmental stage,



     and  tissue differences.





     While I understand the  historic role of the  whole animal model  to test



     and  study promoters and promotion,  I believe we are almost at the
                                 065

-------
           stage of _in  vitro modeling with various normal human cell systems
           (keratinocytes,  kidney  epithelium, hepatocytes).  Therefore,  I  do  not
           hold  any hope for whole animal to whole human  extrapolation,  since I
           believe  there are too many intervening factors.

           In answering the last question on the nature of chemical specific
           considerations needed for extrapolation of  risks, based on my experi-
           ence working with different  kinds of  promoters on different  kinds of
           cells  from different organisms, including human fibroblasts  and epi-
           thelial  cells (9),  I'm not sure one can generalize for all  types of
           promoters (i.e.,  TPA versus  PBB versus NTA).  However, I have found
           that if a given  promoting chemical has a measureable effect, in vitro,
          on one cell  type of  one organism,  it has the same cellular effect on
          the similar  cell type  of another organism.  The chemical can have
          dramatically different effect on a different cell type  of the same
          organism. Any difference between the chemicals effect on the whole
          animal on one species and  the potential risk to  the  human  probably is
          due to the  indeterminable intervening physiological/immunological
          factors unique to the human individual.
1.
     One of the most important considerations,  in my  view, must be,  "Is the
     chemical metabolized or excreted in the humans."  If not, it  has the
     potential to  accummulate and reach critical mass levels needed for
     promotion to occur.
                             References
J.E. Trosko, C. Jone,  and C.C.  Chang.  "The role of tumor  promoters on
phenotypic  alterations  affecting intercellular  communication and
tumorigenesis."  Ann. N.Y.  Acad. Sci. 407:316-327,  1983.
                                     C-66

-------
2.    J.E.  Trosko  and C.C. Chang.  "Potential role of intercellular communication



     in the rate-limiting  step in carcinogenesis."   In:  Cancer and the Environ-




     ment (J.A. Cimino et  al,  eds.). pp. 5-22,  Mary Ann Liebert,  Inc., New York.



3.    J.E. Trosko and  C.C.  Chang.  "Role of tumor  promotion in affecting the



     multi-hit  nature of  carcinogenesis."   In:   Assessment  of Risk From Low



     Level Exposure to Radiation and  Chemicals  (A.D.  Woodhead,  C. Shellabarger,'




     V. Pond, A. Hollaender, eds.), pp. 261-284, Plenum Press, N.Y. 1985.




4.    J.E.  Trosko and C.C.  Chang.   "Implications for Risk Assessment of Genotoxic



     and  Non-Genotoxic Mechanisms in  Carcinogenesis.   In:  Methods for Estimat-



     ing Risk of Chemical Injury;   Human and  Non-human Biota and  Ecosystems




     (V.B. Vouk, G.C. Butler, D.G. Hoel and D.B. Peakall, eds.) pp.  181-201, J.




     Wiley and Sons,  1985.



5.   J.E.  Trosko and C.C. Chang.  "Role  of  intercellular communication  in




     modifying  the  consequences  of mutations  in somatic cells.   "In:



     Antimutagenesis and Anticarcinogenesis  Mechanisms  (D.M. Shankel, P.E.



     Hartman, T. Kada, A.  Hollender, eds.) pp.  439-456,  Plenum  Press, New York




     1986.



 6.   J.E. Trosko, C.C. Chang and A. Medcalf.   "Mechanisms of tumor promotion:




     Potential role of intercellular  communication."   Cancer Invest.  1:511-526.



 7.   J.E. Trosko.    "A new   paradigm  is needed  in toxicology evaluation."




     Environ. Mutag.  6:767-769, 1984.



 8.   J.E. Trosko and C.C. Chang.  "Chemical  and oncogene modulation of  gap




     junctional communication."   In:  Tumor Promoters;  Biological Approaches



     for Mechanistic Studies and Assay Systems (R. Langenbach, E. Elmore  and




     J.C. Barrett, eds.),  Raven Press,  N.Y.,  in press.



 9.   Chang,   C.C.,   R.  Gibson-D'Ambrosio,  J.E.   Trosko  and  S.M.  D'Ambrosio,



     "Growth-promoting effect of TPA on cultured  normal human fetal  kidney




      epithelial  cells. Cancer  Res.  46:6360-6363*  1986.
                                      C-67

-------

-------
                  APPENDIX D

EDITED TRANSCRIPTS OF TOMOR PROMOTERS WORKSHOP
               (Feb. 3-5, 1987)

-------

-------
        EDITED TRANSCRIPTS OF TUMOR PROMOTERS WORKSHOP1
        	(Feb.  3-5,
FEBRUARY 3

TAPE 1

Vaun Newill:  The purpose of this workshop is to seek your
advice in identifying research that will help to reduce the
uncertainty in one aspect of the risk assessment procedure.  In
1982, the EPA Office of Toxic Substances held a workshop on
tumor promoters.  Scientists were asked to address the issue of
how to incorporate information on promoter activity into risk
assessment.  The participants acknowledged the need to
incorporate such information into risk assessment but were not
able to offer the Agency guidance on how to address the issue.
Recently, both the Science Advisory Board in its review of
perchloroethylene and the OPTS panel on dioxin recommended that
the EPA consider integrating promotional activity into the
traditional risk assessment.  We have therefore convened
scientists familiar with the issue to help set research goals
to  improve the scientific bases for addressing promotional
activity  in risk assessment.  We are not seeking guidance  for
specific  chemicals.  We are seeking guidance on identifying
research  to fill knowledge gaps in assessing the potential
hazard associated with exposure to promoters as a class of
substances, and on how to prioritize this research according  to
its impact and utility for risk assessment.

Hugh  Spitzer:  We are seeking guidance  for prioritizing
research  on issues of tumor promotion.

Roy Albert:   In the  EPA  guidelines  for  carcinogen  risk
assessment  that were adopted  in  I  think September  1985, the
whole issue of promoters was  waffled by saying  that  in the
absence  of  any evidence  to  the  contrary,  promoters should be
considered  as complete carcinogens  for  risk  assessment.
Everyone  felt this was unsatisfactory,  but  there  was not  enough
consensus to  develop an  alternative approach in terms of  either
a qualitative judgement  of  how  likely  an agent  is to be a
promoter, or  quantitatively,  how great  a cancer risk it might
pose for  given  levels of exposure.   So  for  practical purposes,
EPA currently regards agents  that show  signs of being promoters
as complete carcinogens.   This  has been done for  dioxin.   so
 I'll present  one  view of assessing the risk posed by
.promoters.   Some  key questions  one might ask to identify a
promoter include:
Is there reversibility with respect to dose, i-e-
interrupt the dose, is the response more markedly
                                                        if Y°u
     Icomplete citations for references in this appendix are
 provided in Section 14, References, of the main report.
                               D-l

-------
      diminished  than with  the  total dose?   (This is an accepted
      pattern  of  behavior in the skin.  I don't know if it's the
      case in  the liver.)

      Is the initial response one of benign  tumors?

                     interval  fco cancer (e.g., 3 to 6 months in
     There is some evidence of dose-response for proliferation
     as related to promoting activity.

     Short-term tests, cell-to-cell communication, activated
     oxygen radical, SCE, etc.

 I don't think that the issue of dose with respect to malignancy
 has been well established (i.e., does the malignancy of tumors
 diminish as dose decreases?).  The assumption with carcinogens
 is that as dose diminishes the incidence of tumors diminishes
 but not the severity of malignancy.  This is very different for
 noncarcinogens.

 I offer this list as a strawman as an example of a way to
 evaluate promoters.   Not all promoters will show all these
 characteristics.

 Henry Pitot:   in  systems where the multistage phenomenon has
 been well characterized, I  think that reversibility is almost
 an absolute  characteristic  of tumor promotion,   in the skin and
 £h! itV^ thlS  if certainly true,   in other systems,  such as
 the bladder  or  the breast,  where the stages have not  been
 adequately characterized,  I  don't  think  you can  yet make a
 statement such  as this.   I  would argue that,  for this
 discussion, we  should  stick  to systems that are  well  defined.

 Roy Albert:   Do you  agree that the first  lesions of promoters
 are oenign?

 Tom Slaga:  That's obviously  true  in the  skin and  liver.
 Benign  tumors at  least come before malignancy.

 Henry Hennings:   When we promoted  for  only  5 weeks  (DMBA
 initiation, DBA promotion), we only got one-fourth  as  many
 papillomas as we  did with 10,  20 or 40 weeks promotion,  but  we
 go.t  3ust  as many  carcinomas.   This  suggests that there  is  a  big
 difference in papillomas with  regard  to whether  they  will
 ornrtrooo  »-„ „=,,„<	   Every carcinoma  apparently arose  from
Tom Slaga:  I'd like to emphasize that different promoters
behave differently,  some substances give few papillomas but
^anL?arC^n0inaS'. Dr' Saldez' Dr- Conti (sp?) and I have done
an extensive study currently in press at the NAS where we
                              D-2

-------
looked at all the benign tumors.  Even early after tumor
promotion, most benign tumors are diploid.  AS treatment
progresses, around 40 weeks (with treatment twice a week),  all
benign tumors are aneuploid with sections that could be called
carcinomas.  So even benign tumors could have a^lot of
characteristics as carcinomas if they are analyzed in detail.

ROY Albert:  I think the point of what you are saying is that
the regressible characteristic of promoted lesions is the
characteristic of one component of the population.  The
promoter brings out a spectrum of transformations in terms of
graded degrees of malignancy which range  from very low
?ransformation to those that are well on  their way to cancer.
I wonder whether that is not a property of the initiator, i.e.,
that  the  initiator is producing a spectrum of transformations
and the regressiblity is a  reflection of  that.

Henry Hennings:  I think the initiator gives  a spectrum of
initiated  cells  and  the first one that are promoted  by  TPA for
example are  those that  are  furthest  along.  The  papiilomas that
Ire promoted for only 5 weeks with TPA don't/egress,   With
longer promoter  treatment,  you  hit a peak and then  there is
regression (in Sencar mice).

TAPE  2

ROV Albert:   We.could add  another  characteristic to the
 list:  A promoter  is a  poor progressor  in advancing papiilomas
 to carcinomas.

 Henry Hennings:  I  agree with this but  it depends on the
 agent.   In our studies, after treatment with the initiator and
 promoter we got many papiilomas; then we treated with a third
 stage agent to look for the progression of papiilomas to
 carcinomas.  When we continued TPA treatment, we found no
 increase  in the progression from papiilomas to carcinomas.
 With urethane or 4-NQO, we found an increase in the number o£
 carcinomas.

 Tom  Slaga:  We looked at promoters such  as benzyl peroxide
 and  chrysarobin and cytotoxic agents such as acetic acid and
 hydrogen  peroxide.  Though certain promoters can act as
 progressors, we find as potent agents that are  nust as
 effective.  So we are not  sure of the mechanism for bringing
 about what  we think is a second selection process  through
 cytotoxicity  which  selects out more  aggressive  cells and  leads
 to cancer.

 Roy  Albert:  Is there  a strong  association between agents
 that are  progressors and genotoxicity?

 Tom  Slaga:   Initial studies  by Hennings  and  Yuspa suggested
 that.   But  we're not  sure  it's all  genotoxicity, even  though
                                D-3

-------
  all the compounds have a cytotoxic base.   We did

  nofacte^Vhere W6 kSPt raiSing the a°ae Vw
  not act as a progressor.  if you raise the dose of  TPA  to  the
  point  where it becomes very cytotoxic, it  at ill does  not act as
  a  progressor.   So it's not as simple  as just cytotoxiSitv
  There  is something we don't understand.       cycotoxicity.

  We tried several  isomers of the  diol  (sp?)  epoxide  of
  b!n?anYfn.e ** pro^ressors "here we applied  them once when the
  benign  tumors  were present.   The minus antidiol epoxide which
  ^nf-*°£initiat?r  in  the Skin is the  most  Potent of in the
  agents  we  have looked at as  a progressor to  the point wherl all
  our mice had multiple carcinomas.  So  there  arl agents that aJe
  extremely  potent,   we just  don't  understand  what is going on?

  Henry Pitot:   In the  liver,  thus  far,  there  is a clear
  ff «i ?nltn ^tween a  Progressor  and a promoter.  And I think
  if hrui   w°iS8eiy  "K  ^  Skin We wil1 find  that the sa<"e thing
 iff 5    f     Phenobarbital  in  a carefully  defined system you
 get very few carcinomas  that  take a long time to appear .  YOU
 could argue that if the  progressor effect is genotoxic in the
 iJ««f'  f    fche incidence of  the conversion  of a cell in the
 hh^n %hf ?r???ti?n to Progression is probably as low or lower'
 than the initiation stage itself.  That is, you can get
 r»rS?S2   °fa,SelJ? initiated' b"t only one or two  that develop
 carcinoma.  The liver has the advantage that you can identify
 single  initiated cells and their early clonal progeny   I  would
 argue that we should separate promotion from progression!   I
 think we can do it in the skin and the liver.     _ *>"°n.   i

 Roy Albert:  What  are examples of liver progressors?
             o u    Same as in the skin'   One example was
             Scherer  et al-  (1984).   They initiated with
                     Promofced with Phenobarbital,  and gave  the
   meffect    n      ?aSS an a^lati^  a^nt -  END) and  got  the
 same  effect,   in  the liver,  you  can  follow the  lesions
 resisting  the second dose from very  early on.   You get the
 beginning  of  a microcarcinoma within a  focus or nodule.  We  now
 think we have methods to  quantitate  the foci which provide!  a
 agent!     6  measuremenfc  of  the  effectiveness of  a progresso?





                           be^
             ^^°' Z ,think what is happening is that we have
Hkn    „   dl?secfc the Sta9es much better.  Initiation can be
likened to a point mutation which alters a cell but which in nn
way makes it malignant.  A second alteration is probity a much
more complicated mutation such as a clastogenic effect.  We
                              D-4

-------
have been thus far using classical initiating agents -
alkylating agents - all of which are clastogenic.   We don t
have a system yet in which we have tried other things.  It may
well be that agents that are purely clastogenic may turn out to
be processors!  I think that we are clarifying the Picture.-  I
think we must distinguish the reversible stage of promotion
from something beyond that which we have recently been calling
progression.

wov Albert-  That could be the first landmark of this
wo?ksJop!  Does everyone agree that we are talking ab^ three
stages - initiation, promotion and progression - and that there
are" Igents that are associated predominantly with these three
steps?

Peter Magee:  How does  the development of liver tumors  after
application  of DEN, phenobarbital  and ENU differ from
application  of DEN  only by repeated dose?

Henry Pitot:  By  using  Scherer's  technique you  can  dissect
the stages.   If you just  give  a complete  carcinogen
continuously you  can't  distinguish the  stages.   Scherer's
system  is  a  model system  that  allows  you  to  dissect,  quantitate
and  determine something about  each of  the stages.

ROY Albert:   Is  it  fair to  say that all initiators  are
progressors  although not  all progressors  are initiators?

Henry Pitot:  I  think benzoyl peroxide may be an example of a
progressor that  is nongenotoxic.

Jim Trosko:   Anything that damages DNA can be a mutagen.
furthermore, agents that  damage DNA not only act as nmtagens
 but can also kill cells at appropriate doses, i.e., they are
 cytotoxic.  However, there are many cytotoxic agents that^do
 not mutate cells.  The example of acetic acid as a progressing
 agent is probably associated with its cytotoxicity rather than
 any mutagenic action whereas a mutagen as a progressor may also
 be a oroaressor by its cytotoxic  nature  rather than
 mutagenicity?  FrSm what I understand, anything that can induce
 cytotoxicity which then would force compensatory hyperplasia
 can act as a promoter.  So I am  saying that  it is  important  for
 us to acknowledge  cytotoxicity regardless of the mechanism.

 Roy Albert:  Cytotoxicity is a mushy  term.

 Bob Langenbach:  Henry and  Tom,  in the systems  you have
 described,  if you  omit the  promoter  from this  approach and
 apply  the initiator  and  then  the progressor,  do  you get
 malignant tumors?

 Henry  Hennings:   It  depends on the agent.   Urethane gave no
 malignant tumors.   4-NQO gave a  few  malignant tumors.
                                D-5

-------
  Bob Langenbach:   How about if you substitute a
  tissue-damaging  agent such as turpentine for a promoter  in  an
  initiation/promotion/progression study?         promoter  in  an
              This  experiment  has  not  been  done,   if  you
          h    ?n  Waifc  and  give a Progressor,  the majority  of  the
          5«  f?   6n  "S6d  (MNNG'  EMU) wil1 give  tumors  because
          Complete carcinogens,   if you do those  studies  with
 acid   von rti lni^iafcf' wait  ^d  give  acetone, then  acetic
 acid), you do not get  any significant level of tumors,   if  you
 JSJ SS ?i-Wlth TPA t0 9et benign  tumors 'followed by  promotion?
 you don't express any  additional benign tumors.       notion,

                   Jre. Proinoters really of  hazard relative to

                              agents are
        trge.
                         m°del system' the promoter is just
               P°P      n °f initiated cells so ^u have a much
    ir  ™    P        fr°m a Promoter ^ a function of the
 background of spontaneous initiation, i.e., how many initiated
 nro^011 ^ave^hen You st*rt.  How can we'define
 promoter when there is this background?

 Henry Pitot:  There is also spontaneous promotion.  We have
 SaoLPf°m0tecS bUilt int° °ur own organism and we eat many
 wo?r?^ f A  S° J W°Uld argUS that in humans we shou^ be more
 worried about promotion than initiation.

                    ISnlt the Problem that we don't have pure
                          Progressors?  Are there any
the other  stages  of  carcinogenesis.   But  dioxin  has  peculiar
pharmacokinetics  because  it  has  a  very  long  half-Ufe   so  "
?ne?eeif no e?idenc:llY ?H C°?tinuous  dose-   For'thJfl'cKmic.ls
cnere is no evidence in the  liver  of  initiation.

Eliezer Huberman:  Shouldn't we  concentrate  on these agents?

identi??^  Inrt!?H Ski?'  sta?e-sP^if ic agents can be
identified.  Urethane is  an  initiator in  the skin, but  can
oeroxidHr" jn-°!rher tissues-   Chrysarobin  and Senzoyl
peroxide are fairly  pure  promoters in the skin.  Likewise  the
iiitia?or      benzoPyrene can be considered a pure
                              D-6

-------
[BRIEF DISCUSSION OF EXPERIENCE WITH INDIVIDUAL CHEMICALS]

Roy Albert:  But my understanding is that agents may have
different properties in different tissues...

TAPE 3

Roy Albert:  	so it is difficult to extrapolate from
animals to humans.  How do you know if the agent will behave
the same way?  I hear that nongenotoxic agents can be
progressors.

Henry Pitot:  My definitions are initiation of a cell>
produces some irreversible change in that cell which is
inherited by its progeny which means the cell could potentially
become malignant.  Promotion is the reversible expansion of the
initiated cell population.  Progression  is an irreversible
change in a cell that likely involves a  major structural change
in the DNA - either a clastogenic event, a major deletion, or a
translocation -  so the cell is malignant.

Roy Albert:  This workshop has been the  most vigorous
exposition of progression that I have heard.  So I  think_that a
consideration of both promotion  and progression are within the
scope  of this workshop - and even  initiation as a  stage  in ,
carcinogenesis.

Eliezer  Huberraan:   I  consider  initiation to be  a genotypic
change that  does not  necessarily result  in  malignancy;
promotion,  on the  other  hand,  I  consider to be  the stage that
involves the conversion  of  an  initiated  cell  to a  tumor  cell
and  the  clonal  expansion of  these  cells.

Henry Pftot: In the  liver,  we can demonstrate that in the
presence of  a promoter,  the initiated cell  population expands.
Once the population achieves independence of  the presence ot
 the  promoter, we would argue that it  is  in  the stages of
 progression.  If you  remove the promoter, the majority of cells
 in the altered  foci disappear.  We have  isolated these cells
 and  put  them back into an animal.   They  only  survive as long  as
 the  promoter is there.

 Eliezer Huberman:  The expanded cell population in tumor
 promotion represents simply a quantitative difference between
 tumor initiation and promotion.

 Henry Pitot:  Yes.

 Roy Albert:  But in the skin a promoter can produce both
 reversible and  irreversible lesions.
                                D-7

-------
 Henry Pxtot:  The same thing can happen in the liver.  All I
 am saying is that once you have gone to irreversibility,  you
 are likely in the stage of progression.

 Peter Magee:  How do you distinguish an initiated cell from
 one that simply reacted with the initiator?

 Henry Pitot:  Japanese investigators have recently claimed
 that they can demonstrate 1 in 1,000 cells initiated in the
 liver using a different marker.  I am not ready to accept
 that,  if you apply a promoter, only about 1 in 10 or 1 in 100
 of these cells expand to a colony.  So many of the marked cells
 don t act like they have been initiated.   So I would say  that
 the initiated cell population is only that population that can
 expand in the presence of promoter.   Only a few cells will
 expand in the absence of promotion,  but very slowly.  One could
 argue that this is spontaneous promotion.

 Henry Hennings:  We found that if we initiate and then wait
 for 5 to 20  weeks before promotion,  we get papillomas earlier.
 The simplest way to explain this is  that  the clone of initiated
 cells has increased in that time.  We typically get papillomas
 2  to  3  weeks earlier.

 Roy Albert:   Do we have a consensus  on these definitions:
 that  progression is an irreversible  change in DNA towards
 malignancy and  promotion is the reversible expansion of
 initiated cells?  NO COMMENT  ON AGREEMENT  OR DISAGREEMENT  FROM
 THE PANELISTS.

 Dan Krewski:  I  was  wondering if we  should look at  the
 two-stage birth-death-mutation model that  Moolgavkar developed
 because  that  leads to  very  precise notions for initiation,
 promotion and progression,   if those precise definitions
 correspond to what you have just indicated,  then  I  would
 agree.

 Roy Albert:   I  think the  striking  thing here is the notion
 that  initiated  cells are  so common.

Anne Kennedy:  work  in Wisconsin by  Clifton  et al.  (1984)  has
 shown that if you  carcinogen-treat cells and  then put them  into
an  animal, you only need  a  few  cells  to give  rise to  a  cancer
If  you can go down to  20  cells  treated with  the carcinogen  and
 it  causes cancer in animals,  it  is not a single base  mutation
that is the initiating  event.   Single  base mutations  are not
going to  be in that high  a  proportion  of cells.  So  if  the
initiating event is common, we  need  to look  at  things quite
differently.

Henry Pitot:  if you treat  with  a DNA-damaging  agent  at
sufficient levels, you  can  skip  promotion.   So we are dealing
                              D-8

-------
with a cell that is both initiated and progressed          .
simultaneously.  There is a lot of evidence in liver that high
doses almost immediately create cells that are malignant from
the start.  Even Williams has claimed that when you feed AAF
continuously one can identify carcinomas that arise de novo.
So there may be doses of chemicals where you skip promotion and
go right to progression.

Anne Kennedy:  Similar experiments in other labs have shown
that even low doses of carcinogens can lead to foci, formation.

Henry Pitot:  I wouldn't agree with your conclusions for some
of those experiments.  But I agree that mutation is quite
common.  But I question the Japanese assumption that just a
change in a marker indicates an initiated cell.

Anne Kennedy:  Stenback, peto 'and Shubik  (1981) gave
different doses to mouse skin over orders of magnitude and got
the same final tumor incidence when all the animals_were
promoted.  Their experiments indicated that initiation was a
common event even at low doses.

Jim Trosko:  When a mutagen  is applied, millions of cells are
exposed, but not all DNA lesions will  lead to  a mutation.  Not
all cells are  in the same  cell stage,  some are stem, committed
or differentiated.  Another  question  is:  Where does the
mutation occur?  Not all mutations will affect the  potential
for promotion.  When we  refer to  initiated cells, we are
referring to a  select  number of cells  in  which a few events
occur  in a  select number of  genes, even though all  the  cells
were  exposed to the  initiator.                 ,

Roy Albert:  From  a  risk assessment  standpoint,  it  might  be
useful  to  try  to characterize  an  agent in terms  of  the
individual  actions  and its potency with respect  to  these
individual  actions.   For example,  if  an agent were  purely a
promoter,  then it  would probably  be  less  dangerous  at  low doses
than  another  agent  that had an  irreversible  component  to its
action.   Perhaps ultimately we  may be able to dissect  an agent
according  to  the balance between  initiation,  promotion and
progression.                                ,

COFFEE BREAK

 Eliezer Buberman:   The concept that  promotion is simply an
 expansion of  initiated cells that are already transformed to
 tumor cells does not agree with studies in which the hamster
 embryo colony cell assay was used.   In this,cell transformation
 system, we treat single cells seeded for  colony formation with
 a low dose of a carcinogen (ice., an initiator)  and then a
 couple of days later incubate the cultures with a tumor
 promoter (e.g., a phorbol diester).   Thus, the frequency of
                                D-9

-------
 intiated cells in the control and tumor-promoter treated dishes
 is the same,  yet, the frequency of transformed colonies in
 cultures treated with this tumor, promoter is higher than in
 cultures of_cells that had been treated only with the low dose
 of the carcinogen,  if it was simply a question of expansion,
 you wouldn't be able to see the effect of tumor promoters in
 the hamster colony assay.  Furthermore, removal of the phorbol
 ester results in the reversion of most transformed colonies to
 a normal phenotype.

 Roy Albert:  No,  it  is not a question of expanding the number
 of>initiated cells,  but rather the clonal outgrowth of
 initiated cells.   So the number of initiated cells doesn't
 change but it makes  the initiated cells proliferate rapidly to
 form a clone.

 Eliezer Huberman:  But even that is a problem,  because if you
 remove the promoter  from the dishes, more than  80% of the
 transformed colonies will revert to the normal  phenotype.

 Jim  Trosko:  in a  recent paper in Science (Herschman and
 Brankow,  1986),  UV was used as an initiator  in  a cell system,
 and  only  after  TPA did they find transformed colonies,   when
 they  plucked these colonies out  and grew them in the absence of
 TPA,  they looked normal,  but  when they cocultivated those pure
 initiated clones with  normal  cells  they didn't  see any foci
 except in the presence of TPA.   So  I would suggest tha€  TPA
 removed a suppression.

 Eliezer Huberman:  I'm arguing  that  a  tumor  promoter can
 directly  alter  the phenotype  of  the  cell, but this alteration
 requires  continuous  presence  of  the  tumor promotor.   I would
 therefore,  suggest that  the definition  of tumor  promotion be
 modified.

 Henry  Pitot:  If you remove the  TPA  and then reintroduce it,
 are the cells phenotypically  different,  or are you dealing  with
 a phenotype  that is  set within the  initiated cell  and you are
 getting selective growth  of those cells in the presence  of
 promoting agents?  -

 Eliezer Huberman:  in our  case,  we are  dealing with  a colony
 from a single cell.                                         *

TAPE 4

Eliezer Huberman:  	We must inject into the definition of
tumor promotion that  the promoter induces the initiated  cells
to convert from a normal phenctype to a tumor phenotype.
[SOME MORE DISCUSSION OF HUBERMAN'S EXPT.
SIMILAR RESULTS IN THE LIVER]
HENRY PI,TOT HAS SEEN
                              D-10

-------
Henry Pitot:  Suppose we alter the definition to say "the
reversible expansion and the reversible alteration of gene
expression in the initiated cell population"?

Eliezer Huberman:  Yes, and I would alter the order.

Roy Albert:  So does everyone agree that "promotion is the
reversible alteration of gene expression and the reversible
expansion of initiated cells."  [NO ONE DISAGREES]

Freddy Horaburger:  What you are talking about works in the
Sencar mouse but may not work in another strain or species.  We
should make an effort to study these things  in different
species to see if there are significant species differences.
Then we could conclude with more certainty whether we could
extrapolate to humans.                    "

[ROY ALBERT AND TOM  SLAGA AGREE]

Anne Kennedy:  I don't  think  even  an exhaustive study of  _
species will help us know what might affect  humans.  I think we
must do human studies  to get  data  on human  risks.   We already
know that  promoters  are extraordinarily  species and organ
specific.

 [HENRY PITOT TALKS ABOUT PHENOBARBITAL EFFECTS  IN HUMANS  VS.
ANIMALS]


PRESENTATION OF  PANELIST PREMEETING COMMENTS (the name  of the
panelist  presenting  the comments  is underlined):

 Eula Bingham:   I have  trouble translating animal  data to
 humans.   I would like  to see us talk about human  experience
 with promoters  and  then back up and see how that  fits the
 experimental  animal data.   Cigarette smoke is one possible
 candidate for  this.   Arsenic and dioxin are another.

 Henry Pitot:   DDT is clearly a promoting agent for the liver
 in rodents.  There have been at least 30 epidemiological
 studies for DDT, none of which indicate any carcinogenic effect
 in humans.  So you have a relatively high exposure of a
 compound which, by our definition, is producing reversible
 effects yet you see nothing  in humans to indicate  its (DDT)
 carcinogenicity.

 [DISCUSSION OF DDT]

 Eula Bingham:  I was suggesting starting with a  chemical that
 does have an effect in humans.

 Henry Pitot:  I would argue  the other way.   It is  important
 that we find out what a known promoter  does in the human.
                               D-ll

-------
 Bob Langenbach:  I agree,  if we are going to do animal
 experiments, we might as well do them on chemicals for which we
 have or will someday have human data.

 [MORE DISCUSSION OF DDT AND HOW VALID THE DATA ARE]

 Bob Langenbach:  Maybe the dose was not high enough in humans
 to see promotion.

 Jim Trosko:  Two papers are coming out (Aylsworth et al.,
 SJ£?    ?} that show synergism between two promoters (TPA and
 DDT).  Although these two substances seem to act very
 differently, there is a tremendous synergism.  This may pose
 another element of complexity.  There will be other confounding
 tactors that we won't measure, especially in human studies.
 Synergism is another potential area for study.

 Henry Henningsr  I  think that progression can be divided into
 oJSv2r«°°re«8tS?eS'.  Weuhave called the first stage "malignant
 conversion," which  is the conversion of a papilloma to a
 squamous cell carcinoma.   The next stage is metastasis.
 Promotion must  come after initiation.   I think  we need to be
 careful  about our definitions,  in terms of human exposure,  I
 would  be much more  concerned about progressors  than promoters.
 John  Scribner in a  1983  paper in Cancer Research looked  at
 bromomethylbenzanthracene.        ~~	

 TAPE 5

 ....He used  the approach  of  testing in  stages to determine
 whether  something is  a promoter,  initiator  or progressor.  Just
 take a defined  model  system, .and test the  chemical  separately
 with a known initiator and a  known  promoter.  Few chemicals
 have been  tested  in this  way	Some agents  are  better than
 others at  giving carcinomas  versus  papillomas.

 [TOM SLAGA TALKS ABOUT B(a)P  MECHANISM  OF ACTION]

 Freddy Homburger;   [Presents  his premeeting  comments  (see
 Appendix C).]Knowledge  of the  mechanism of  cancer  is too
 fragmentary  to  permit any conclusive risk assessment, except
 from human epidemiology data.  Risk assessment for promoters  is
 even more  complex.

 Eula Bingham:   What is there about TPA or anything else that
 takes a papilloma to a carcinoma?  what is the significant
 biochemical event?

Henry Hennings:  In our experiments, TPA is not good at
converting papillomas to carcinomas.  I think it  is something
           fc??  initiated cell,  i think you have  a spectrum of
          cells, some of which are predestined to be carcinomas
                              D-12

-------
from the beginning and you can promote those cells more easily
than the others.

Tom Slaga:  I believe like Henry that you have a whole
spectrum of initiated cells with different degrees of
initiation, and that is what makes the whole process so
complicated.
             Does anyone know the mechanism of regression of
             This is an area of research that we could
Roy Albert:
papillomas?
recommend.

Eliezer Huberman:  At the present time we don't know the
mechanisms of any of the stages in tumorigenesis, namely, tumor
initiation, promotion and progression.  We have discussed the
possibility of clonal expansion and inductive processes, and
there is also the possibility that immune surveillance is
involved.  I think we have to analyze not only the mechanism of
tumor promotion but also that of tumor intiation and
progression since each step may involve a different mechanism.
I also have a problem with the fact that most tumor promoters
that we use were originally isolated as irritants.  So a priori
we have selected a group of tumor promoters that are
irritants.  We may be missing other classes of tumor promoters.

Roy Albert:  But irritation is not a characteristic of liver
promoters.  Does phenobarbital in the liver induce cell
proliferation?

Henry Pitot:  It depends on what reference one cites.   [He
mentions  specific studies.]  I think that in  the liver,  the
evidence  argues  more  that  the known liver promoters do tend  to
increase  DNA  synthesis, at least transiently.

 [PANELISTS DISCUSS  NANCY COLBERT'S STUDIES WITH  GENES]

Anne Kennedy;  We do  not yet have one human promoter.   I
think  a  top priority  is  to establish  what data  could  establish
promotion in  humans.   My comments concern what  data we  could
 look at  to establish  promotion  in humans.   Many  years ago we
promoted with saline  instillations  to the  lung.  As an
 initiator, we used  polonium  210,  which  is  an  alpha-emitting
 radionuclide that  is  in  cigarette  smoke and  is  like  the
 radiation we are exposed  to  in  radon  gas and  its daughter
 products, plutonium from the nuclear  power  industry.   It is a
 relatively widespread environmental  contaminant.  A  relatively
 low dose of polonium 210  to  hamster  lungs produced few lung
 tumors.   However,  promotion  with 7  installations of  saline 5
 months later results in lung tumors in  22-44% of exposed
 animals.  Saline instillations themselves do not cause cancer.
 At present, some uranium mine workers who have been exposed to
 alpha  radiation from the radon daughter products are having
                               D-13

-------
 their lungs washed with saline to remove the material.  This is
 also being done for people exposed to asbestos.  This has
 happened in Boston, Texas and Colorado.  So there are some two
 populations that could be studied for promotional effects from
 bronchial lavage	we get peripheral lung
 adenocarcinomas.  The uranium miners get primarily bronchoaenic
 carcinomas....

 TAPE 6

 .....I want to challenge the concept of irreversibility of the
 initiating lesion.  Our studies indicate that the first event
 is potentially, though not usually,  reversible,  if protease
 inhibitors are given sometime after  the radiation exposure,
 there is no transformation.   We think that some agents such  as
 protease inhibitors can completely revert cells to a
 noninitiated state whereas other agents cannot.

 Several  agents are highly antipromotional in in vitro systems.
 When we  do look at humans we could look at the shape of the
 curve to determine if promotion is occurring,   in in vitro
 transformation systems the curve is  the same (essentially a
 quadratic or linear quadratic)  no matter what  the initiator
 is.   The presence  of a promoter makes the curve linear.   This
 is a dramatic  effect.

 ....TPA  and  other  agents  can promote  transformation  in cells  13
 generations  after  initiation.

 There are many human  populations  that could  be  studied for
 promotion with radiation  as  the initiating  agent.  These  are
 the  radium dial painters  that were exposed  to  alpha-emitting
 radionuclides  that  led to  bone  cancer.   Also,  people  who  were
 given  radium treatments in the  '40s and  '50s for  various
 medical  problems.

 The  studies  that I  think would  be  most  appropriate are thyroid
 Ca2C?cn'  From irradiations  of  people carried out  in  the  '40s
 and  50s, we are expecting about  20,000  cases of  thyroid  cancer
 in this  country.  These are people who were  irradiated for
 IJ5XOUmubenign disorders - eczema, acne,  thymus enlargement,
 etc.  They have  found  that in these groups it is  highlr in
 women, Jewish  people,  people who have  emigrated from  Tunisia  or
 Morocco, people who have immigrated to Hawaii.  They  have
 defined many risk groups.  The people  are alive because
 mortality is extremely low (1-3%)  for  thyroid cancer,  so  they
 are around for purposes of interviewing.  The way they tell if
you have thyroid cancer is to give you a  scan with an  isotope
 like iodine 131 that gives a dose of  200  rads to  the  adult
 thyroid.   That is the optimal dose for the induction  of cancer
 in many different systems.  This would be an excellent
progressor - a yearly dose of radiation.
                              D-14

-------
There is a dose-response relationship for many of the several
different kinds of cancers that have developed from radiation.
The thyroid and the female breasts have the highest
sensitivity.  These have linear curves.  The breast is a tissue
that is under strict hormonal controls and has perhaps a
built-in promotional agent and maybe this is why the curve is
linear.  The same is true for the thyroid.  We know that
thyroid hormones act as promoters in several in vivo and in
vitro systems.  The linear response suggests that a promoting
agent may be important in the genesis of those kinds of
cancers.

I think the uranium miner studies are the best potential data
for human promotion.  Many houses in Massachusetts have
exposure to levels of radiation like those  in uranium mines.
Radiation is an environmental agent that is capable  of
initiating  cells.  The curve for  induction  of lung cancer  in
white uranium miners who  smoke is linear.   When  the  first  study
of  the Colorado plateau uranium miners was  performed, the
nonwhite miners  (American Indians)  who didn't smoke  had a
nonsignificant incidence  of  cancer.  But  recently  Indians  have
been getting cancer at an elevated  rate/  and  the cancer
incidence curve is now  significantly above  control levels.

Here are  in vivo/in vitro data from three  labs  through  1984.
These  data  allow  investigators to know how  many cells have been
exposed  to  carcinogens  and  give  rise  to  tumors.  Clifton  et al.
 (1984)  used fairly high  doses  of  radiation  to get  the effects.
They  found  that  at 20  cells per  graft  site, approximately half
 the animals got  tumors.   It is hard to envision a  single  base
mutation in a  large proportion of those  cells which could.lead
 to the tumors.   Dr. Pitot,  don't  you assume that the initiating
 event  is the same, whether  the dose of carcinogen  is high or
 low?

 Henry Pitot:  The dose does matter, because with a high dose,
 you are getting initiation and progression almost
 simultaneously.   I would argue that if you want to look at
 initiation you should isolate the event.  If you telescope it,
 you are looking at complete carcinogenesis.

 Anne Kennedy:  If the initiating event is common and there
 are many initiated cells around, then the  rate-limiting steps
 in carcinogenesis are the later ones.  If  the first event  is
 common, then it is not a single base mutation in DNA which
 occurs with a frequency  of about one in a  million.  The
 frequency of the initiation event  makes a  difference in how you
 go about studying it.  If it is a  common event, adduct removal
 studies, for example, to my thinking are meaningless.  If  we
 think it is common, then perhaps we should be  focussing on
 promotion  and progression.
                               D-15

-------
 Henry Pitot:  YOU cannot say that saline is a promoting
 agent,  it starts a chain of events in the animal that alters
 the hormonal environment which alters gene expression.  In the
 whole animal, you can give many things which we would never
 think of as promoters, but they change the internal environment
 in such a way that the end result of many factors in tumor
 promotion.

 Freddy Hoinburger:  The instillation of saline or anything
 else into the hamster lung cannot be compared with human
 response.   The hamster takes it without any general response -
 no adrenal enlargement,  hormonal change,  or struggle.  I think
 we are a little too quick to label something as a promoter just
 because we see an increased tumor incidence when it is
 administered following exposure to a carcinogen,  in recent
 experiments with guinea  pigs (McFadden et al.,  1986), it was
 shown that the retention of small particles of  asbestos is
 increased  by the inhalation of  cigarette  smoke.  Therefore
 their effect could be enhanced, but this  would  not be
 promotion.  With saline,  you may just be  changing the dynamics
 of the disposal of polonium particles.

 Roy Albert:  Freddy Byrnes  (sp?)  did an experiment with
 radiation  on the back of  the rat  using  doses that were
 marginally tumorigenic.   We did skin stripping  which produces  a
 brisk proliferative response and  we plucked hairs once a month,
 and nothing happened.  So maybe cell proliferation work's in
 some  places but  it doesn't  in others.

 Henry Pitot:   That points out that Eliezer  Huberman's
 addendum to the  definition  may  be  very  important.

 LUNCH

 Dan Krewski:   [Reads  his  definition of  promoter  from his
 premeeting  comments.   See Appendix c.]

 TAPE  7                             .

 Tne multistage model assumes  that  a  cancerous lesion occurs
 following  the completion  of  k distinct  stages which  are  usually
 thought of  as being some  kind of mutational  event.   This model
 does a good job  of describing the  age-incidence  curves  for
 human cancer which are generally related  to  some power  of age.
 One problem is that you may  require  a model  with  five  or six
 stages in order  to adequately describe  some  human  cancer data.
This may not be  biologically  reasonable.

An alternative model is the Moolgavkar, Venzon and Knudsen
 (M-V-K) model which is a  stochastic  birth-death-mutation model
 that involves only two stages.  The  advantage of this model is
that it incorporates explicitly information on the kinetics of  •
                              D-16

-------
tissue growth and differentiation.  It involves only two stages
relating to mutational events and it seems to be consistent
with much of the experimental and epidemiological data that we
have in the area of carcinogenesis.  The model assumes that you
begin with normal stem cells that can either divide into normal
progeny or be killed or you can have mutation resulting in one
normal daughter cell and an intermediate or initiated cell.
The same things can happen with the population of initiated
cells.  They can divide, die, or undergo a second mutation to
produce a fully transformed malignant tumor cell along with
another intermediate cell.  [SEE FIGURE 1 IN REPORT]  It
follows that the age-specific incidence for cancerous lesions
under this model at time t is:
            o

This  involves the two mutation  rates u^ and u2 and the
number of normal cells  x(s)  in  the tissue at time s and another
term  that takes into account  the  birth  (a2) and death  (b2)
rates for intermediate  cells.   The mutation rates determine
what  the overall level  of  tumor incidence is going to  be under
the model,  and the  second  term, which involves normal  tissue
growth and  the birth and death  rate  of  initiated cells,
determines  the shape of the  curve.   If  we define initiator,
promoter and  progressor in terms  of  this model we get  the
following definitions:

An initiator  is a  substance  that  increases  the rate  at which
the  first mutation  occurs, i.e.,  it  increases  m.   If  it  is a
genetic  lesion,  it  may  be  reasonable to assume that  anything
that  increases  u^  may  also increase  u2  although  the
magnitude of  the  two  changes may  differ.   If  this  is so,  then
prolonged application  of  an  initiator may  result  in  the
 induction of  a  neoplastic  lesion.

A promotor  is substance that increases  the pool  of  intermediate
 cells available  for subsequent malignant transformation.   This
 can happen  either  by  increasing the birth  rate of  the
 intermediate  cells -  a2 -  or decreasing the death rate -  b2
 - or both.   So it is  the difference (a2 -  b2>  that is
 important.

 I would like to define a progressor as something that increases
 U2.  [THE GROUP AGREES WITH THIS]

 Do we want to consider an intermediate or initiated cell as a
 neoplastic lesion?  [THE GROUP RESPONDS NO]

 Do we want to consider an expanded colony of such intermediate
 cells as a neoplastic  change?  [THE GROUP AGREES THAT IT IS NOT
 NORMAL]
                               D-17

-------
 A complete carcinogen is something that would increase the
 rates of occurrence of both the first and second mutations,   is
 it also necessary to have promotion occurring in order for a
 complete carcinogen to exist?  I would say no.  So a complete
 carcinogen could involve either initiation and progression
 alone or all three stages.  [THE PANELISTS AGREE]

 What would we call an agent that increases the rate at which a
 malignant lesion develops?  [THE PANELISTS AGREE THIS WOULD  BE
 CALLED A GROWTH FACTOR]

 Roy Albert:  This model  is a simplification of reality.
 There is probably a spectrum of lesions of graded  malignancy
 all the way across.  For instance,  there are papillomas  that
 regress and those that don't.

 Dan Krewski;-  Promotion  was suggested as being largely a
 reversible phenomenon, but how would  you reverse the expansion
 of a pool of cells?  Why would cells  suddenly start to die when
 you remove the promoter?

 Jim Trosko:  I think  it  is because  all these studies have
 ignored intercellular phenomena.  Traditionally we have  thought
 that cancer lies within  a single  cell, but people  such as
 Potter'(1981)  argue that cancer involves relationships between
 cells.   This kind of  a model does not capture that
 interaction.   So the  interaction  between cells could be
 responsible for the reversibility of  the hyperplastic effects.
 Normal  cells can suppress the  phenotype of this premalignant
 lesion  if there is  normal interaction, but if promoters  block
 that suppressing effect,  then  not only does  it cause clonal
 expansion but  it prevents the  phenotypic alteration which  I  and
 others  believe is prevented  by some intercellular  signal.  We
 must develop models with interactive  features.

 Dan Krewski:   That  sounds very reasonable.

 Tom Slaga:   The  way it stands,  the initiated  cell  would
 continue  to  gain number  all  the way through  until  you promote.
 It  may  change  slightly,  but  it  would  not be  double  or triple
 the  tumor  response.

Jim Trosko:  Bell (1976)   in  1973  or so presented a
mathematical model where  he  suggested  that the  premalignant
cells could become autonomous  when they reached  a  critical
mass.  So  that  implies that  once  the pool  of  initiated cells
gets large enough, it negates  the interactive  effect.

Henry Hennings:  We know  that  there are  papillomas  that are
TPA-dependent  and there  are  also  autonomous ones.

Roy Albert:  It  is not clear why papillomas regress.
                              D-18

-------
Dan Krewski:  I don't think anyone has mentioned the
initiation/promotion/initiation (IPI) type of study which is
relevant for separating promotional and progression effects,.
If we agree with the model that we are increasing the pool of
initiated cells, if we a second initiator to enhance the second
mutation rate, u2, we should get a dramatic increase in the
crop of malignant lesions that you observe at the end of the
study.  There are several studies where that is the case.

Substances may possess initiating, promoting and progressing
activity.  In this two-stage model,  if the mutation rate per
intermediate cell division (u2/l^2+a2^ is considered to
be a constant, then an agent that increases the proliferation
of the intermediate cells must also  increase the mutation rate
for the second stage.  So if it is a constant, then substances
that possess promotional activity within  the context of this
model may also demonstrate some potential for progression as
well.

Roy Albert:  That relates to the question of whether simply
increasing  cell  turnover would accomplish promotion and
progression.  That would tend to support  your formulation.   I
think the model  fits  what we have been  talking  about.  What
does  this model  do for us  in terms of  risk  assessment?

Dan Krewski:  That is a  difficult question.  To apply  the
model you will  need  data on  normal cell growth,  on cell
kinetics  at the proliferation  stage, and on tumor  occurrence as
a function  of  dose.   So  more data will be needed betore  the
model can be applied. We  need  data  on how the  mutation  rates
vary  with dose.   The model  has  been  applied to  both
experimental and epidemiological  data and it seems to  fit well.

Curtis Travis:   I think  the model can be used  because  it
provides a  theoretical framework  with which to  interpret
 experiments or to propose experiments.  We can't use it for
 risk  assessment until we know more about mechanisms.   One
 research suggestion is to start with background cancer rates in
 mice, rats  and humans, and measure  regular mitotic rates as a
 function of age.  Then the only parameter that you are missing
 for this model is the mutation rate.  That is supposed to be a
 constant.  So there, is only one unknown constant,  and you want
 to see if you can reproduce the age-specific cancer Lates in
 mice or rat livers.  We have done this, where we  found the
 background mitotic rates for liver  as a  function  of age,
 assumed a mutation rate of 10~8 and were able to  reproduce
 the age-specific cancer rates in rats  just from the model.  We
 are trying to do it  for mice now.   It could also  be done for
 humans.

 Another suggestion  involves tetrachloroethylene,  for which
  there are  long-term  cancer bioassay data for mice.  Increased
                               D-19

-------
  measured    ?5 £  ** aS ? function °f  ^ose  in  mice  have  been
  measured.   If we can determine the background mutation  rates  in
  mice  from  the background cancer rates in -mice,  you can  combine"
  ??^f  "*        actual measured  increased cell  turnover rates in
  liver from TCE application,  use the model  to  predict the
  ihSeaf.!Lin SUT°r  ra^S  and  comPare ^ with 'the  actual  data.
  ^™X     model provides a conceptual framework  with which to
  propose and interpret  experiments.  YOU could take a look at
  the increased cell  turnover  rates  in  the mouse  liver, apply the
  model and  make predictions as  to  the  enhancement you should
  have  seen  in  the background  tumor  rates.   Moolgavkar did it for
  breast tumors,  although  this work  could be improved.  Almost
  every parameter  in  this  model  is obtainable.  The  model
  provides a  strong theoretical  framework and driving force for
  experimental  work in this area.
                                           (Potter, 1981)
 after  niM-        One PrediCti°n Of this framework is that
 after initiating groups of animals with the same dose of
 initiator, but promoting for different periods of time, the
         1   ia 8d ^11S W°Uld Vary dePending on the duration of
             T?2n' de?endin9 on the Period of promotion, you
                  °ellS t0 the Same level of a new initiator.
 This would be a way to test the model.  I don't think this
 ?22SJenS ?aS been done:  initiate, (2)  promote for various
 lengths of time,  and (3)  then initiate at those different
 promoting times.
       *ennin9S:  We did this, but Che data are not published
      J*e. Prom°ted for 5, 10 or 20 weeks after initiation by
      ??;vin9 urethane or 4-NQO in the third stage.   We found
 that  the  response to urethane or 4-NQO was best with the
 shorter promotion.   This study will be published in the
 Abstracts  of the American Association for Cancer Research in
 j.yo I .


 von S?9aJ  -V?  haV6 d°ne similar experiments.   I think  once
level ??ncnn??h% ?Snry  Ptt0tr  in  YOUr  rat  stales,  you  see  a
levelling off  of the number  of what  you  believe  to  be

thSt 2S!?U^fc?S0irS  in.the  animals that y°u Promote,  which means
that most of the spontaneous tumors  probably  occurred during
           X8  ?• neonatal  life«   Do  vo^  think that  spontaneous
           continues to occur  during the animal's lifetime?

TAPE 8
              °Ur uata su^est that spontaneous initiation in
mn^Ko  i1Ver rea2hes a maximum somewhere between 6 weeks and 3
months of age.  After that time up to almost a year of age
there is no significant change in the total number of initiated
                             D-20

-------
cells in the liver.  We have interpreted that to mean that the
process of fixation of whatever the requirement for cell liver
replication in the initiation process is lost just because the
liver cell doesn't replicate significantly after that time.

Dan Krewski:  Why don't those initiated cells revert?

Henry Pitot:  We think that the promotion of these
spontaneously initiated cells is due to endogenous and dietary
factors.  We have found that the normal chow diet is an
effective promoting agent for the liver.  We think it might re
the plant estrogens that are present which vary with the time
of year.  Semisynthetic diets eliminate much of this effect.  I
don't think the skin people have that problem.

Roy Albert:  Can you compare the response to phenobarbital in
rats with different background occurrences of  liver tumors so
that you can see whether or not the  logic of the  system holds
up - i  e.,  if you  have a higher incidence of spontaneous
tumors, it  might suggest a higher amount of  initiation and you
would expect a  larger yield with a given dose  of
phenobarbital?

Henry Pitot:  The  number of spontaneous foci is 3 or 4 orders
of magnitude lower  than what you would get when you  initiate
with an agent.  So it  doesn't  really contribute anything  when
you do  the  experiment.  It  looks as  if the Fischer  rat  has a
higher  incidence of spontaneous initiation than the  Sprague
Dawley  rat.

Roy Albert: The whole  tenor of what we are  saying is  that
promoters  act on  spontaneous  initiation when you  don't  give an
 initiator  and that is  why  you  get  tumors.   So  it  ought  to
 follow  that the more spontaneous  initiation  you have,  the more
 tumors  you have.
 Henry Pitot:
 initiators?
Can you use the model for single doses of
 Dan Krewski:  Yes.  One thing we are looking at is what are
 the effects of changes in the dosing pattern over time on
 carcinogenic risks.

 Bob Langenbach:  At a recent meeting at NIEHS, Kinzel
 reported that~pretreatment with TPA followed by an initiator
 some weeks later and then a second-stage promoter increased the
 number of tumors  (Furstenberger et al., 1985).  This may mean
 that there is a memory for the TPA treatment.

 Tom Slaga:  We have repeated these experiments up to 10
 weeks.  The memory has nothing to do with cell proliferation.
 By all indications, the skin is back to normal.
                               D-21

-------
  Bob  Langenbach:   This  memory  for  promoter  treatment could be
  an exception  to  our  definition  of promotion.  Secondly, our
  definition assumes that  carcinogen-induced  initiated cells and
  spontaneously induced  initiated cells are  both promotable.  Are
  all  initiated cells  the  same  and  do they all respond in the
  same way to a given  tumor promoter?  Even among very potent
  !2T™£!?0te™J  ^!re are P°ssiblY verY different mechanisms.
  For example,  TPA  interacts with protein kinase c and also
  inhibits metabolic cooperation, but TCDD does not do well for
  ?Jo heF.one-   .;"s°  assays for  tumor promoters (in addition to
  the skin and  liver systems),  which take into account all
 possible mechanisms, are needed.  Within the NTP bioassay, it
 may be possible to use a universal initiator where the test
 SrSSSli/0" ld also  be.used with  a group of animals that were
 previously initiated with a universal initiator.
 Alternatively, stop  studies may be useful to see if tumors in
 test-chemical-treated animals can regress ..... [Presents his
 premeeting comments.   See Appendix c.3   However,  the
 identification of nonpromoting chemicals is difficult,  which
 may be a reflection of our level of understanding of
 promotion,   in recent studies with NIOSH, we attempted  to
 identify chemicals that did not have promoting activity to be
 Sh^n  £oVailda^ing Trasko's V79 metabolic cooperation  assay.
 When  we took  into account results  from  the skin,  liver,
 mammary, lung, and colon systems,  we were unable  to come up
 with  a  chemical that  was not a tumor promoter in  at least  one
 of those systems.  For  example,  phorbol  - the standard
 SS2?f°m0t!r  *? fcSe ?kin s*stem - is  a promoter  in a mammary
 system  and  a  leukemic system,   so, I don't  think  looking at
 Dust  one system is sufficient  to determine  whether  a chemical
 is active or  inactive as  a  promoter.

 Tom Slaga:  I  think there are  ways of determining
 experimentally whether  something is  acting  as a initiator  or
 Du?e°in^^LieaSt theoreticallY-  But if we don't  have known
 pure  initiators or promoters,  this would  be difficult to do.

 Bob Langenbach:  it seems to me  that, if  nothing else,  the
 spontaneous level  of  tumors, which TPA will  promote, will
 always  interfere  with a final  statement of  unequivocal  as an
 in=!ia^°5'  ^S Z  undersfcarid  risk assessment,  there  is a need to
 quantitatively say that there  is no  initiating activity and
 this may not be possible  at present.
™        .  T°Sether' all the studies suggest that in general
TPA will give you some papillomas and even fewer carcinomas.

[DISCUSSION OF IVERSON/HUBERSON DATA]

Roy Albert:   Do you find initiated foci in human liver?
                             D-22

-------
Henry Pitot:  In patients that have either hemosiderosis or a
hemachromatosis, you can see focal areas where the hepatocytes
have very little iron pigment, but these foci don t look nice
what we find in rats.

Roy Albert:  Is this good enough to use from an
epidemiological standpoint?

Henry Pitot;  You'd have to take multiple sections of the
liver which might be difficult to impossible.

Peter Magee:  [Presents his premeeting comments.  See
Appendix C.3

TAPE 9

Roy Albert:  Has anyone tried treating mice with  antipane
(sp?) to see if you  can eliminate the TPA tumors.

Tom Slaga:  Other protease  inhibitors have very  little  effect
on this  initiation  if given at the  time  of initiation.  But
whether  they reverse initiation  later in time  has not been
looked at.

Roy Albert:  Is the  nature  of the  lesions produced after PB
application the same for  initiated  and  noninitiated cells?

Henry Pitot:  The foci  look the  same.

Henry Pitot;  I will talk about  how one might quantitate the
three stages  in the liver system.   You  can  in the liver
quantitate the  potency  of a single chemical  for the different
stages.   The  system we  use is analogous to  the skin with one
exception:  initiation  in the liver must take place during cell
proliferation.  We  stimulate  cell proliferation using a partial
hepatectomy.   Then  we  administer diethylnitrosamine (you can
 use many other  agents), followed by the promoter usually
 continuously  in the diet or drinking water  or gavage.  We  look
 at lesions by using histochemical markers and in situ
 hybridization looking  at oncogene expression.

 Using computers,  you can quantitate the foci.  We use three
 different markers.   We have found foci within foci  (very
 occasionally).   If you do the IPI experiment, the foci within
 foci (where one marker clearly only involves a small part or
 the population of the focus)  increases  by at least  an order of
 magnitude.  We interpret this as a transition from  promotion to
 progression because these are morphologically carcinomas,
 whereas the focus is quite different.   In the future we hope to
 quantitate the foci within foci, which  should allow one to
 determine  in a quantitative manner the  transition  from
 promotion  to progression.
                               D-23

-------
  In  the  liver  system you  can  develop  an  initiating  index and a
  K^fiS9  Jndr  WhiCh  is a Way  of  ^antitatiSg  the potencj of
  these two  factors.   The  initiating index  is the log of the
  number  of  foci  (corrected for the  background level? per liver
  per milliinole of the compound given  in  a  single dose!  The
  initiation index for TCDD and phenobarbital is zero.  [He
  iJdexSfS%Se IilndeX  for.other chemicals.]  The promoting
  index is the volume  occupied by the  foci  in the liver in the
  presence of the  promoter  divided by  the volume of the foci in
  SSSir   2nCe °f thS Pfomoter Per millimole of the agent per
  ?h!     ?  a'6 measurinS  the ability  of  the promoter to expand
  the population,  it  is relatively  independent of time.  [He

             e J-inde?  f°r Vari°US  agents and answe^ ques?!ons
            ,indlces;l  You have to take the threshold into
         u Ifutil\rate of promoter  administration does not
 indx      threshold level,  one cannot calculate a promotion


 Freddy Horaburger:  HOW are the foci counted?

 Henry Pitot: - This is a computer plot of three  serial
 hM^n* *tained fof three different  markers.   YOU can overlay
 and  thS  vo?^minVhK  Phen°tyPe °f each focus  and the number
 ™  J  ?u  lumu*    We have shown  that  ifc  is invalid to simply
 count  the  number of foci  when,  as  in  most  cases in our studies,
 they have  unequal diameters.   YOU  must look  at  the     &cuaies'
 foci/ volume.   Area and  volume occupied by  foci  are equal   so
 you  can  get the  index from the area.   The  number If foci
 depends  somewhat  on shape. Most are  spherical.   A few are
 ellipsoid ..... Different phenotypes  grow  at different rates.

 TAPE 10
                         Skin  is  that  you  can"ot  identify  the
                   cells,   m  the skin,  you  could get  a
promotion index  based  on  the  papillomas.

                         looked at  the effect  of  the
Sn^flf ^wtT! extenslve1*-   W. speculates on

COFFEE BREAK

Herb Rosenkranz:  I will describe how you would go about
setting up a test battery to identify promoters.  [He presents
his premeeting comments,  see Appendix c.]            presents
initiators?
                     °f
                            noncarcin°9enic mutagens pure
                              D-24

-------
Herb Rosenkranz:  This was looked at initially but it was
said that they hadn't been tested adequately	We
systematically went through all mutagenic and genotoxic
potencies using the TD50 values accomplished by Gold et al.
(1984- A carcinogenic potency data base of standardized results
of animal bioassays; Environ. Health Persp. 58:9-319) about  a
year ago on 800 chemicals.  We found no correlation between
carcinogenic potency and short-term test potency.  There is  a
correlation between carcinogenic potency as expressed by the
TD50 and the +/- response in some of the short-term tests.  For
example, UDS is only responsive to potent or moderate
carcinogens.  Some tests respond to weak and moderate
carcinogens and also noncarcinogens (Ennever and Rosenkranz,
1987; Mutagenesis 2:39-44).

Roy Albert;  Has there  been  any_attempt to  relate
carcinogenic potency to initiation?

Herb Rosenkranz:  Not as  far as I know..

TAPE  11

Bob Langenbach:  As  I said  earlier, one  problem  we  have  had
in selecting  chemicals  to put  in  in vitro  assays for  tumor
promoters  is  identifying chemicals  that  have been adequately
studied  to show that  they  are  not tumor  promoters.

Herb  Rosenkranz:   ...We combined  the  data base of PAHs and
some  standard tumor  promoters  and we  did find some structure
among the  PAHs  (and it  is not  the bay (sp?) region) which
appeared to be  correlated with promoting ability.  So there are
structural determinants which  contribute to promoting ability.

Jim Trosko:  There are  many different mechanisms for
mutations  (e.g.,  aneuploidy vs. point mutations).

Roy Albert:  How many chemicals does it take to build up an
 understanding of structure and promoting activity relationship?

 Herb Rosenkranz:  If you use the computered automated
 structure evaluation (CASE) system and if you are dealing with
 a single endpoint that is measuring a finite biological
 relationship, then a data base of about 15 active and 15
 inactive chemicals is  sufficient to give you high  reliability.
 If you are dealing with a multifunctional  event  such  as a
 mutagen or carcinogen, you  need 50 to 60 chemicals and  even
 then the probability of being correct is not as  high.   ...we
 have the positive chemicals, we don't have  the  negative ones.

 Jim Trosko:  I have said that  everything will end  up  being  a
 tumor promoter under the right conditions.   [He talks_about two
 similar chemicals  that behave  differently:  2,4,5-2,4,5
                               D-25

-------
   nnnh            VS;  3 ' 4 ' 5-3 ' * ' 5-hex . ]  if you test in high
 enough doses  in a cytotoxic protocol, you find that chemicals
 that do not otherwise  show activity then show promoting
 activity.  _....! have  no reason to doubt that anything that is
 cytotoxic  in  the liver  is a promoter.  That is my gut feeling.

 FEBRUARY 4
 MORNING

 Tom Sla
-------
study.   Chrysarobin is probably also good,  since you can induce
tumors  with low doses in the skin.  Sodium  phenobarbital would
also be good.  We need to look at these compounds and other
promoters in different tissues, as well as  distribution,
metabolism and pharmacokinetics.

We don't have any pure promoters.  The greater the potency of
tumor promoter, the greater the possibility that you will get
some tumors.

Curtis Travis:  The question is what data do you need to do a
risk assessment.

[DISCUSSION OF TCDD]

Roy Albert:  For risk assessment purposes,  if something is a
promoter, then there may be threshold below which it may be
safe.  The implications of what we are talking about are that
for compounds that have more than one type of activity, we can
take apart the various components and consider them separately.

Curtis Travis:  In risk assessment, we are interested in
prevalent environmental chemicals.  Those are the chemicals
that we should be looking  at.  We now think that every  chemical
has some initiation  and some promotion properties.  We  must
find a way of separating those properties for risk assessment.
I think a chemical like TCE is acting mostly  through promotion,
so that at  low doses most  of  its  activity would  discippear.   If
it's an initiator, then there  is  no threshold.

Tom Slaga:   Unless you have a  real  data  base  and extensive
dose-response then you can't  make judgments about other
chemicals.

Curtis Travis:   Let  us  study  environmental  chemicals  and  get
a data base  for  them.

Eliezer Huberman:   Is  it true that  promoters  have  thresholds?

Tom Slaga:   This assumption is based  on  a  limited  amount  of
data.  We  need  more  dose-response data.

Roy Albert:   The argument  is  made on  the basis  of
reversibility.   Presumably reversibility is due to the fact
that the  effects of  the agent are countered at  some rate.  As
the dose  gets low,  the rate of producing the effect is lower
than the  rate of counteraction, so you get no effect.

TAPE 13

Henry  Pitot:  The basis for the no-threshold in the DNA
damaging effects is also purely theoretical.
                              D-27

-------
 Dan Krewski;
 promotion?
   Could we look at Dr.  Slaga's definition  of
 Tom Slaga:  We have added "growth in differentiated related
 genes."

 Henry Pitot:  it leaves out the point of reversibility.

 Jim Trosko:  Modulation implies an epigenetic mechanism  that
 occurs all the time in normal cells, e.g.,  during
 differentiation of the cell cycle,  it's a  fact  documented in
 the literature that those chemicals identified in  promotion
 systems do have that property to turn on and  off genes through
 nongenetic mechanisms,  it is modulatable and reversible.

 Dan Krewski:  if we are going to try to  associate  the notion
 of threshold with promotion,  we don't want  to have a definition
 that implies that promotion can occur through genetic
 mechanisms.   I got a sense from yesterday's discussion that
 there may well be a genetic component associated with
 promotion.

 Anne Kennedy:   Six of the tests in Dr. Rosenkranz's Table 2
 (in his premeeting comments)  that  are used  to identify
 promoters are  based on a genetic endpoint.

 Roy Albert:  This give promoters a little initiating
 ability.   Does the issue of cytotoxicity fit  in  with your
 definition?

 Tom Slaga:   Yes  it does.   You can  bring  about  selection  in
 different ways,  e.g.,  direct  effect  on the  initiated cell,
 increase  or  decrease  in  differentiation,  and  selective
 cytotoxicity.

 Roy Albert:  Selective toxicity allows the  outgrowth of  cells
 that are  resistant, but  that  doesn't  fit  the  definition  of
 reversible gene  expression.
Tom Slaga:
toxicity.
The modulation of growth can be by selective
Jim Trosko:  When cells die, they release compounds that
trigger the surviving cells to go into wound healing.

Tom Slaga:  We can still modify my definition to take into
account reversibility.

Bob Langenbach:  I think we are trying to put some of these
things into categories for which we don't really have the
information.  There are also cytotoxic chemicals that aren't
tumor promoters so cytotoxicity alone is not sufficient.
                             D-28

-------
Henry Hennings:  "Selective"  is the important factor.

Bob Langenbach:  I don't think we can rule out unequivocally
that some promoters may cause genetic damage.

Eliezer Huberman:  Bob raised an important point.  Peter
Cerutti and  others assume  that genetic damage is a critical
component of tumor promotion.

Henry Pitot: The oxygen radical effects  are most' likely
working at the  interface between promotion and progression.
Progression  involves  DNA damage/alterations in a major way.
Oxygen radical  effects are clearly  indirect.  Whenever you have
an  indirect  effect, you will  also have a  threshold.   So one
could argue  that the  oxygen radical effect will show the  same
sort of thing.  I think this  effect is most likely working to
take a cell  in  the reversible stage of promotion and place it
into progression.  Benzoyl peroxide and hydrogen peroxide are
probably  the best current  examples  of progressors....The
concept of stages of  promotion  is unique  to the skin.  In
multistage carcinogenesis  in  rat  liver no such stages have been
identified.

Roy Albert:   It's my  impression that  reversibility  has not
been tested  on  a  scale  that would permit  it to be  evaluated
adequately.   For  instance, when you stop  promoting  with TPA  in
the skin,  you get  regression of the papillomas,  but  there is
something left  there, and  when  you  start  TPA  again,  the  lesions
pop right out.   In  the  liver, has  the reversibility  been  tested
 thoroughly?

Henry  Pitot:  Not  with  numerous compounds.  Yes  with
 phenobarbital,  and  the  choline-deficient  diet,  and AAF as a
 selecting agent.   In  the  liver, as  I  think in the  skin,  the
 stage  of  promotion  in all  models of the  two-stage  phenomenon
 can be  shown to be  reversible.

 Eula Bingham:  What are the data on reversibility in the skin?

 Tom Slaga:  This is difficult to answer  because so many
 different mouse models have been used.   Only GDI has been
 extensively studied for reversibility.   Initially you get
 complete reversibility, but if you stop promotion after about 4
 to 8 weeks,  there is a little bit that is irreversible because
* you have set some of the  initiated cells to the point where
 they will go all the way  through.  A few studies have been done
 in which promotion was stopped after say 4 to 6 applications
 and then restarted 6 months  later to see if you can  recoup the
 effect.  Those tumors appear much more quickly so there  appears
 to be a residual effect.
                               D-29

-------
 Henry Hennings:  I'm not sure we would expect a papilloma to
 regress all the way back to a single initiated cell,   it
 probably regresses back to a micropapilloma.

 Eula Bingham:  We don't have much data on regression.

 Torn Slaga:  The skin is at a disadvantage over the liver in
 that we can't detect initiated cells which is the only way to
 really quantitate promotion and its reversibility.

 Eliezer Huberman:  in the second step of promotion,  do you
 see the same foci as those that appeared the first time?

 Tom Slaga:  We can't tell this in the skin.

 Bob Langenbach:  Could you explain how regression occurs from
 a  full-blown papilloma?

 Tom Slaga:  I don't know any study that has  done the
 extensive  histology necessary to determine this.   ...When you
 do a progression experiment,  where we induce a fixed number of
 benign tumors,  the chances are that about 30% might  regress.
 When you give a progressor,  in every case, all tumors  that
 become squamous cell carcinomas from the papillomas decrease in
 size before they become 	, and that is  why we think that
 cytotoxicity is involved there.  You decrease the tumor  size by
 greater than 50%.   When it reaches the smaller size, then it
 looms up into a carcinoma.   (The promoter is not  still  being
 given when you  give the progressor.)

 Roy Albert:   Isn't  there a major difference  in reversibility
 in the liver and the skin?   In the liver,  you get hyperplastic
 nodules at  the  expense  of  the  normal liver and when you  stop
 promotion  there is  remodelling and the loss  of cells.

 Henry Pitot:  That's  the picture in the  Solt-Farber liver
 model.  In  our  system and  Shulte-Herrmann's  system and probably
 Peraino's  system,  it  appears  that  the  cells  in the promoted
 foci  die in  the absence of the promoter.

 Jim Trosko:   I  think  we should discuss  some  of  the three  to
 five  current  models  to  explain the mechanism of promotion.  I
 have  identified at  least  12 areas  that  I  consider  gaps that we
 should discuss  to deal  with promotion.   I would  like to
 introduce three  brand new  technologies  that  I  think will  give
 insight into  testing  the three  to  five models.

One hypothesis  is the activation of  the  protein kinase C
molecule by a variety of tumor  promoters.  Another is the
Troll-Cerutti model - the prooxidative oxygen  radical model.
These are biochemical and molecular  models.  A third model, a
cellular model,  that we  have presented...is  the inhibition of
                              D-30

-------
gap junctional intercellular communication by chemical  tumor
promoters.  It is possible that the molecular/biochemical
models can be integrated with the cellular model,  since there
is evidence linking PKC with cell-cell communication.   There
are also genetic models, e.g., the genetic recombination
model.  I would like to present the cell-cell communication
model.

TAPE 14

The crux of that model is that once the initiated cell  is
formed, it is surrounded by and communicating with its  normal
neighbors.  This introduces a higher order of biology into the
Moolgavkar two-stage model because the phenotype and future of
the initiated cell will depend totally on the communication
properties of the normal neighbors.  In the literature, there
are a variety of mechanisms by which one can clonally expand
the initiated cell, simply by removing the suppressive,
contact-inhibiting effects of the normal neighbors, by
wounding, surgery, physical irritation, etc.

We now have direct evidence that many known growth factors work
by blocking contact inhibition.  A few of the growth factors
have been shown to have promoting properties.  We have tested
over 100  chemicals.  We tested several chemicals in vitro and
later in  vivo and we were able to predict that these would be
promoters.

You can also clonally  expand  an  initiated stem cell by putting
a solid  (e.g., plastic  or metal) next to an  initiated cell.
That solid is not communicating  so expansion  is not inhibited.

Promoters may also cause  normal  cells to proliferate.  The
difference is that the normal cell after proliferation goes
into  terminal differentiation.   Initiated cells can't do  this.
Once  the  critical mass of the initiated cells gets  large
enough,  the  suppressing effects  of the normal neighbors will  be
diluted  out.  This is  the essence  of  the  cell-cell
communication model.   We  have developed a short-term test to
test  this model.  This assay  has more applications  than just
tumor promotion.

The process  of  intercellular  communication  is mediated  by a
structure called  the  gap  junction found  in  virtually all  normal
cells  in every  organ.   Small  molecules below 1,000  daltons are
transferred  between these gap junctions.   Cells  in  tissue that
are coupled  by  gap  junction have all  their  critical molecules
and ions below  1,000  daltons  in  equilibration.   Gap junctions
are modulated by drugs, food  additives,  nutrients,  endogenous
growth  factors,  biological  toxins, pollutants,
neurotransmitters,  hormones,  heavy metals,  etc.
                               D-31

-------
 It appears  to us  using  in  vitro models to test cell-cell
 communication that  there are  at least three classes of
 promoters:   those that  have receptors and work at nanogram
 levels (hormones, TPA,  TCDD,  etc); those that don't seem to  -
 need  receptors (DDT, PBB,  etc.) but just melt into the membrane
 because they are  lipophilic - they usually work.at microgram
 levels;  and those that  don't  need receptors but are not
 lipophilic  (saccharin)  - they usually work at milligram
 levels.

 How does this link  to gap  junctions?  Four intercellular
 '^second" messengers seem to be responsible for modulating gap
 junctions.   One is  PKC.  One  is calcium.  One is pH.  One is
 cyclic AMP.   The  first  three close gap junctions.  Cyclic AMP
 increases gap junction  function in certain cells.

 There  is a  brand  new technology which I think can be used to
 test thresholds,  reversibility, synergisms, antagonisms that
 have been speculated in the animal promotion model.  This
 technology  enables  us to bypass rodent cells.  We can use human
 cells  -  any  human cell.  We call this technology the scrape
 loading/dye  transfer technique,  it is extremely simple.  You
 grow cells  to confluence, which we feel mimics the normal
 situation in  solid  tissues.  We take two dyes - lucifer yellow
 and rhodamine red dextran - and put these on living cells.
 These  won't  go in the membranes of living cells.   The yellow
 dye is a small molecular weight dye so that when it does get
 into the cell it  can easily go through the gap junction.  The
 red dye  is too large.  NOW we scrape the cells, which is just
 like wounding.  The dye will go into the cells along the wound
 line where the membranes are temporarily disrupted.  The
 membrane heals within milliseconds, trapping the dye in the
 cells  along  the edge.  You dump the dye out, wash the cells,
 and immediately put it under a fluorescent microscope with two
 filters, take a picture and you will see both dyes at the
 edge.  You then put the cells back in the incubator with and
 without  a presumptive modulator of cell-cell communication.
 Five minutes  later you take another picture of the cells.  If
 the cells have good gap junction function, the yellow dye will
 diffuse  away  from the edge but the red will not.

We can use this to  study dose-response.   You can see a clear
no-effect level.

Drs. Lowenstein and Borek pointed out about 20 years ago that
most cancer cells seem to have defects in their gap junction
communication.  This technique corroborates this.  Tumor cells
don t seem to communicate at all.   some oncogenes seem to block
cell-cell communication when they are expressed in the
appropriate cell.
                             D-32

-------
There aren't many synergisra studies in the cancer field.   There
are even fewer studies of synergism in tumor promotion.   There
are studies on antagonism trying to block TPA action.   We
believe that some promoters have their action mediated by PKC
(a protein kinase enzyme/ a phospholipid, calcium-dependent
enzyme).  Therefore, if you have two chemicals - one of which
will stimulate the phospholipid component of the PKC and the
other which modulates calcium - you will have a much more
effective activator of PKC than either one alone.  We conducted
an experiment to see whether synergisms could occur in
modulating gap junctions.  We used phospholipid-activating
chemicals and calcium-modulating chemicals.  DDT blocks the
efflux of calcium through the membrane.  We then added TPA
alone and got a nice dose-response curve.  Same with DDT.  We
then held TPA constant and added DDT over the same dose range.
They showed synergistic rather than additive effects.  We also
found synergism between unsaturated fatty acids and DDT.  I
suggest that a study of synergism of promotion in the liver and
the skin be done.  PKC is present in both.  I would say, do DDT
and TPA in the skin, and I would bet you would get art effect
level	The other two assays are photobleaching and a
biological assay to measure communication.  We have tested the
metabolic cooperation assay for V79 in over 100 chemicals and
we have found that it takes at least 3 days in V79 before the
cooperative donor cell can die or be rescued.  We have found
that, in the scrape loading/dye transfer assay, TPA will block
communication in liver cells, but only for an hour or two.  in
V79, it takes days.  So these assays measure two different
responses:  a transient response and a more long-term
response.  Also, the V79 system uses serum which contains
growth factors so we think that the assay may not reflect in
vivo conditions.  We think the scrape assay is a better mimic
of in vivo conditions because we can use serum-free media.

Roy Albert:  How big does a clone have to be before it's free
of cell-cell communication?

Jim Trosko:  That is an important question but I don"t think
anyone can answer it at this time.  Not all cells have the same
number or size of gap junctions.  We don't know what  the
diffusion-suppressing molecule(s) is or are.  In cells that
communicate well, we can determine the rate of communication
(i.e., dye diffusion) which varies between different  types of
cells.  We can quantitate all of this with a laser machine.

Henry Pitot:  In the initiation/promotion  system in the
liver, the lab chow diet appeared to have  a synergistic  effect
with promoters.  It is possible that these diets may  be
synergistic with many compounds tested in  chronic  assays.
	We always test compounds in their crude state  because  that
is the way they are in nature.  The diet  may be  "natural   but
it is not like the human diet.  Secondly,  you  are  not answering
                              D-33

-------
 the question of whether  a compound  is  truly  a  promoter  or  has
 to act with something in the diet.   This  is  a  question  that  the
 regulatory agencies  will have to  deal  with.

 Jim Trosko:  We have tested  synergism  with DDT and  aldrin  and
 found that they were additive.  We  also added  quercetin, which
 is an inhibitor of PKC and we completely  blocked  the TPA effect
 on cell communication.

 Tom Slaga:  How long do  you  wait  after you scrape with  the
 toothpick?  Do  all cells take an  equal amount  of  time to repair
 this damage?

 Jim Trosko:  We haven't  studied the latter.  The  loading time
 is extremely  rapid because cell membrane  healing  is a very fast
 process.   Not all toothpicks  will work the same.  Some  cells
 lay down collagen and fibernectin.   So if you  use the blunt  end
 of the toothpick you may lift up  the collagen  but you won't
 affect the membrane.   ....All of  these studies are done at
 noncytotoxic  doses.   You know if  you have reached the cytotoxic
 when dye goes into all the cells.

 Bob Langenbach:  Have you  done this with  mouse dermal cells?

 Jim Trosko:   To  my knowledge  at least  75  different cell
 strains and lines have been used.   But we are  just using human
 cells.

 Bob Langenbach:  I think  it would be a good  opportunity to
 test  whether  the system  is doing what  you think to test mouse,
 rat  and hamster  dermal cells  and see if the  blockage is related
 to  promotion  because  you  have sensitive and  resistant species
 there.  It  would be  interesting to  test mouse,  rat/ and hamster
 dermal cells.

 Jim Trosko:   We  have  done  that	I  challenge whole animal
 people to  do  it  in whole  tissue.

 Bob Langenbach:  How  do you limit your doses?

 Jim Trosko:   There is  a built-in visual demonstration of the
 cytotoxic  level.

TAPE  15

 [DISCUSSION OF c-Ha-ras ONCOGENS)

Henry Pitot:  We have  not seen any  transcriptional activation
of the protooncogenes - £-my_£, c-Ha-ras or Ki-ras - in  foci or
nodules.  We  have seen it in  carcinomas.  With one exception,
mutational activation of protooncogenes in rat
hepatocarcinogenesis has been either nonexistent or only
                              D-34

-------
occasionally seen.  But you can get muta'tional activation of
the c-Ha-ras gene in carcinomas of the mouse liver.  It has
also~~b¥en shown in mouse adenomas.  Recently, we have found
fairly consistent transcriptional activation of the c-raf gene,
both in nodules and in carcinomas in the rat liver.  One may
demonstrate that some but not all foci exhibit transcriptional
activation of the c-raf protooncogene by in situ
hybridization.  We are interested in what the phenotype of
these foci is.  Some foci show a lowering or absence of the gap
junction protein by the immunohistochemical technology,
although some show normal levels.  The question is, if we do
the overlays, do those that express c-raf also have a low level
of the gap junction protein?

Tom Slaga;  We have looked at the expression of several
different oncogenes by promoters in mouse skin in  vivo and do
not find any  change except from benign papillomas.  There are
studies that  activated £-Ha-_ras will  lead to papillomas  if you
get it in by  skin scraping and then give a  tumor promoter, but
I  don't know  of any studies that suggest that the  oncogenes are
involved in vivo  in terms of promotion....There has not  been
increased expression of c-Ha-ras  in epidermal cells before
tumor formation.

Henry Heimings:   Our studies indicate that  c-Ha-r_as_ can  be
the initiating  step or  the malignant  conversion  (progression).

 [MORE DISCUSSION  OF C-Ha-ras]

Henry Pitot:   I  think  the  evidence in the  oncogene work  is
preponderantly that activation  of  oncogenes by  mutation  or
 transcription does  not  occur during  promotion.   However, the
work  in  the  skin  by Balmain  leaves it open as to exactly when
 you get  mutational  activation  of at  least  the c-Ha-ras gene
 during multistage carcinogenesis in  the skin.   There  also may
 be some  question in  the mouse  liver.   But by and large,  the
 data  indicate that  promotion  does not involve activation of
 protooncogenes	Studies  suggest that most  become activated
 during progression.   Balmain's and the Miller's work suggest
 that  there is a mutation of .c-Ha-ras. that probably occurs
 during  initiation.   But is that the direct cause of  the whole
 process?  I don't think that  has been shown.

 COFFEE  BREAK

 ROY ALBERT SUMMARIZES
               i

 1.  The  concepts of progression and progressors were
 introduced.  There was general agreement on them.  This is the
 first time that I am aware of that there has been such  general
 agreement on the use of the term and  its consideration  for risk
 assessment.
                               D-35

-------
 2.   There was consensus  on  the  definition of promoter - that it
 is  a reversible alteration  of gene expresion and the reversible
 expansion of initiated cells.   We didn't define initiation or
 progression.  Problems with the concept of mechanisms of
 initiation may make that definition difficult.

 3.   Another important point that was brought out was that one
 can quantitate initiation and promotion and possibly
 progression.  Possible every agent could have properties of
 each of the three  functions.  Different agents would have
 different balances of these activities.  This could be an
 important consideration  in  risk assessment in terms of the
 characterization of agents,  particularly if their activities
 could be quantitated, so one might express potency or relative
 potency of the three types  of agents.

 4.  We discussed whether  reversibility is inherent in the
 definition of promotion.  This  implies a threshold.  There was
 some concern that  reversibility may not be complete in all
 systems.   There was a thought that reversibility may be
 complete in the liver but not in the skin based on the
 recurrence of promoted lesions.

 5.   We discussed synergism  of promoters.  This has not been
 considered in risk assessment before,  it may be an important
 factor.

 6.   There was considerable  discussion of the mechanisms of
 promotion.   We concluded  that promotion doesn't involve the
 activation of oncogenes  although the evidence in the skin is
 incomplete since you see  activation of oncogenes in promoted
 lesions  but not in the skin  itself.  The presumption is that
 the  initiated cells  had  activation of oncogenes which are
 demonstrable by clonal expansion but that is not really
 testable  unless you  can  get  to  the cellular level.  Oncogene
 activation does play a role  in  initiation and progression, at
 least  in  the sense that  a double dose of c-Ha-ras has been
 demonstrated to push the cells  towards maTign~anTy.  Cell-cell
 communication as a mechanism of promotion is also being linked
 to oncogene activation.
                  °f initiation is not clear.  Initiation has
                    ^ a SUdden irreversible change which is
                  * *°?g period of time'  However, there is
evidence that the initiated state is so common that the
        ro»??eP£-J -an initiated cell as one that is mutated
                 ^in terms Of the expected frequency of
          «»   ^ern.ative that has been suggested is that it
       n ES h «S1£Je differe"tiation change in the cells.  How
               "ht?b°Ut and What ifc rea11* means is nofc
  nnv-i   «       ly, initiation is thought to be linked to
genotoxic agents and yet the evidence doesn't support the
                             D-36

-------
notion that it is a mutation.  If it is a genotoxic change that
is linked with a irreversible change in differentiation/  what
sort of genotoxic effect are we talking about?

8.  There is now a mathematical model - Moolgavkar's -  that
incorporates the concept of both initiation and promotion and
progression.  It might be useful to test some of our biological
notions to see if the model expresses the biology.

BOB LANGENBACH SOLICITS COMMENTS FROM THE PANEL ON  RESEARCH
NEEDS AND RECOMMENDATIONS.  BASED ON THEIR COMMENTS, HE DRAWS
UP THE FOLLOWING LIST:

1.  Species and strain differences
2.  Other organs, colon, bladder, etc.
3.  In vitro systems - human
4.  Chemicals to use?
5.  Differentiation, organ, chemical variation
6.  Mechanisms, 02/ PKC, etc.
7.  Animal models, short- and  long-term compare to data from in
    vitro
8.  Oncogenes - role?  antagonisms?
9.  Chemicals for human hazard - promoters
10. Potencies:  initiators, promoters and progressors
11. Benign:  malignant, reversibility
12. Sequence of administration
13. Progressors

Freddy Homburger:  We  need  more  data on species and strain
differences in  in vivo and  in  vitro....using  inbred animals as
well  as  first generation hybrids.

Eliezer  Huberman:   (1) We need more work  in  I/P protocols  for
organs other than the  skin  and the  liver, e.g., the colon  and
breast and  other organs that are relevant to  cancer induction
in  man.   (2)  We also  need  to  expand  the  number of  chemicals
that  have  been  shown  to act as tumor  promoters.  (3)   I  suggest
that  more  emphasis  be  given to testing  promoters in in vitro
cell  transformation  systems, especially those using human
cells.   (4)   Studies  on modulation  of  cell  differentiation
should also be  included because  there  is  evidence  that certain
tumor promoters like  phorbol esters and TCDD are effective in
modulating  differentiation  processes.

Tom Slaga:  Since  a lot of  the data are based on phorbol
esters,  I  think studies  should be done to find out why these
compounds  don't work  in  other  species or mouse strains.   It may
be  related to removing the  ester groups.   This is  worth  knowing
because  then  maybe  much  of  the background data on  TPA  could
spill over  into other systems.
                               D-37

-------
 Jira Trosko:  (1) We need to test the available hypotheses
 that we have.  The prooxidative model should be tested versus
 the PKC model.  There is evidence now that these two models may
 not be mutually exclusive, i.e., one may affect the other.  And
 we should try to correlate those two models with the cellular
 and genetic models that have been proposed, namely the
 cell-cell communication model versus the recombination model
 for example.  (2) The role of intercellular in linking tumor
 promoters to a mechanism of action in vivo should be
 investigated, i.e., comparing the well-demonstrated in vitro
 phenomenon with in vivo.  (3)  We should research the
 correlation of oncogenes with tumor promotion.

 Bob Langenbach:  Certain oncogene-infected cells may be more
 sensitive to tumor promoters.   it is a good suggestion.  Maybe
 it is a kind of testing approach that we could utilize to see
 if a chemical is really a promoter?  Henry, in your earlier
 papers you propose utilizing several systems in addition to the
 animal bioassay for identifying tumor promoters and how much of
 the chemical's  activity may be due to promotion compared to
 initiation.

 Henry Pitot:  I  showed a slide of recent work  based primarily
 on the liver system.   I  think  you potentially  could get these
 quantitative relationships  from that system.   You could get
 systems,  particularly  in solid organs to do the same thing.
 Certainly for promotion, you  could do it in the bladder,  skin,
 colon.   For  surface organs  it  may be more difficult to
 quantitate the  initiation unless you develop spreads.   Many
 years  ago, Roy Albert  showed  some beautiful pictures of spreads
 with microlesions  in them.  These were  animals that were
 irradiated as I  recall.   I  have often wondered if  something
 like that  couldn't  be  used  for bladder  and  colon  where you
 could  see  the early lesions and really  quantitate  initiation.
 I  think  however  that the chronic bioassay is essential to  see
 which  tissues are  involved, so I think  the  two have to be  done
 in concert.

 Jira Trosko:   if  you could correlate,  for example  in the
 Sencar mouse, sustained  hyperplasia  after TPA  treatment with
 the total  absence of gap junctions as opposed  to  the
 nonsustained  hyperplasia in the  Syrian  hamster  with the
 presence of gap  junctions, that  is a  test of a  model.   No  one
 has done that.

 Peter Magee:  Maybe we should  focus  our  research on chemicals
 that are of greater concern as  human  hazards because of their
 higher exposure.

Dan Krewski:  Maybe we should  expand  on  the data base  that
Dr. Pitot presented yesterday  where we had  a measure of potency
 for the initiating and promoting activity of about  a half dozen
agents.  ...Get these values for more chemicals.
                             D-38

-------
Eula Bingham:  We need to research the mechanism of
reversibility and the threshold question.  Is there a threshold?
Bob Langenbach:
conversion.
We should also look at benign to malignant
Jim Trosko:  Some of the best studied promoters - PCBs, PBBs,
phenobarbital, BHT and TPA - depending on the circumstances may
act as anti-initiators also.  If given before the carcinogen,
they protect the animal.  If given after, they promote.

Roy Albert:  The issue of what is spontaneous initiation is a
good one.  The relationship of cytotoxicity and promotion is
important from a risk assessment standpoint.  Synergism in
promoters is another area for study.

Bob Langenbach:  Let's begin discussion of item #1.  What
kind of studies are needed to understand the differences
between the rat and the mouse?

Roy Albert:  TCDD is a good promoter  in the rat liver.  Could
we develop a model using the human liver so we could compare
TCDD action in both systems?

Henry Pitot:  We need to learn more  about  it.  The most
reasonable way to do this would  be to look at  receptor-TCDD
interaction.  The current argument is that all TCDD actions are
mediated  through the receptor.   But  the  affinity  of TCDD  is in
no way  related to its toxicology.  One can argue  that  maybe it
is the  affinity of the  receptor-TCDD complex  for  DNA.   So  a lot
of work  is needed in this area.

TAPE  16

Tom Slaga:  We need  to  look  at  why you don't  get  sustained
hyperplasia after repetitive treatment with TPA  in  rat,
hamster,  etc.  Differences  from mouse.

Jim Trosko:   I challenge  whole  animal people  to  take  the gap
 junction technology  and see if  it can be adapted to liver and
 skin.

Tom  Slaga:  You  have to be  careful  with  cell  culture  systems
 because they  don't  maintain what is  going on  in  vivo.   You can
 put  the liver cells  into the spleen, the breast  cells, etc.
 Maybe there  are  systems like that where  you maintain  more of
 the  tissue relationship.   Those systems  should be studied
 more.

 Jim Trosko:   Another line of investigation is the
 epidemiological  data on chemicals known to be promoters in
 animals, such as the linkage of known saturated fatty acids
                               D-39

-------
     h«      !:urnors in rats and the change in the American diet
 in the last few years,  in the comparative models, we should be
 studying chemicals that could be studied epidemiologically.

 Henry Pitot:  Alcohol is an interesting compound.
 Epidemiologically it acts as a promoter.  But only one or two
 experimental studies have shown it to act as a promoter in the
 rodent liver,  it does not change the number of foci after
 initiation.  It changes their volume,  it increases the number
 of cells in the foci that are there.  So this is an interesting
 mechanism of action if ethanol is a promoter.  This may be a
 compound to study.

 LUNCH

 Hugh Spitzer:  Are the dose-response and frequency issues
 that were brought up yesterday the issues that we need to
 address to begin to get the data we need for extrapolation
 between species and to humans?

 [DR.  PITOT EXPLAINS TO DR.  KREWSKI WHAT IS MEANT BY
 RIvIRrST?BIIl]CTY'   THERE IS FURTHER DISCUSSION OP TCDD.   DR.  MAGEE
 ASKS WHAT IS MEANT BY GENOTOXIC.   A DISCUSSION OF THIS
 FOLLOWS.]

 TAPE  17

 Bob  Langenbach:   What other  systems are available for  study
 besides the  skin  and  liver?   Is  the bladder  ready as a
 screening system?

 Henry Pitot:  The  bladder is  complicated  because the urine
 itself  is a  promoting agent.

 Bob Langenbach:  Another problem  is that  the  initiator also
 induces tumors sometimes.

 Tom Slaga:   I think the  bladder or  maybe  the  colon  is  the
 best third system  to  study after  the  skin  and  liver.

 Henry Pitot:  The  thyroid may  be  a  good system.   There hasn't
 been a good  system developed that  has a hormonal  background.
 Since many hormones may be promoters, an endocrine  system  might
 be important to develop.  The  breast  is possible  but may be
 complicated.  The thyroid is nice because  it  is  cellularly
 homogeneous.  The kidney is a  possibility  but  it  is cellularly
 heterogeneous so the  kidney tumors  can be  derived from many
 different cell types,  if each cell type has a different
 response  to a promoting agent, it could get complicated.

Roy Albert:  The lung is notable for being bad, but it is  an
 important system.
                             D-40

-------
Tom siaga:  The Nettesheim tracheal system is a nice one
because they have a denuded trachea which they can repopulate
with human cells and get human tissue growing there.

Herb Rosenkranz:  I think studies should be conducted in the
lung because this is an important route of exposure for humans.

Freddy Homburger:  I would suggest craighead and Mossman's
system of hamster trachea explants.

Hugh Spitzer:  How will these systems help us for risk
assessment?

Henry Pitot:  We need to find out  if promoting
characteristics in the two systems are true  in others.  If not,
then we must rethink the whole thing.  You can't base  risk
assessment on two  systems.

Herb Rosenkranz:   The respiratory  systems produce  lesions
that are  historically  identical  to human lung  lesions.  This
is  not  the case  in the skin  and  the  liver.   So there  is a much
closer  morphological association.

Peter  Magee:   Methylnitrosourea  might  be considered as a
universal initiator.  I  can  think  of about five  organs where it
produces  tumors.

Bob Langenbach:   If  we  had a universal initiator that worked
 in several  systems,  we  could test  suspect promoters in these
 systems or  organs in the whole animal  using  the  same
 initiator.

 Roy Albert:   You could  also use a  cocktail of nitrosamines
 that was designed to initiate every organ,

 Dan Krewski:  Aren't promoters initiator-specific?

 Bob Langenbach:  I think that is a fundamental question and
 we don't have enough data to answer it.

 Tom Slaga:  I think the only place I know of whether  they are
 initiator-specific is the lung adenoma model.  In  the liver and
 skin, you can change the initiator and the  promoter still works.

 Bob Langenbach:   I think the consensus  is that there  is merit
 in looking at the various organ systems to  look at the
 universality of the phenomenon  in testing.   ..I would like  to
 ask Drs. Huberman and Kennedy what they think the  in  vitro   _
 transformation systems might offer for  identifying and studying
 promoters.
                               D-41

-------
 Anne Kennedy:  I think the problem with testing for promoters
 using in vitro systems is that promotion in vitro is highly
 serum dependent.  The action of many promoters depends on which
 lot of serum is used.  So lots must be carefully screened.

 Tom Slaga:  No one has shown a requirement for a promoter to
 get cell transformation in an in vitro epithelial system,
 especially the skin.  This is puzzling.

 Jim Trosko:  YOU may be promoting just by the way you set up
 the experiment in an in vitro system.
 Bob Langenbach;
 studied.
Let's talk about which chemicals should be
 Roy Albert:   Chlorinated solvents and pesticides.

 TAPE 18

 Tom Slaga:   We need to test  chemicals to develop  the  model
 systems  first, and then look at  the  ones of  concern to  humans.
 For model development  we would want  to focus on chemicals for
 which there  is a  data  base and which are known to  be  promoters.

 Herb Rosenkranz:   We should  look at  the list of 50 or so
 chemicals drawn up by  Upton  et al.  (1984).

 Bob Langenbach:  From-that discussion,  I ended up  with  TPA,
 PB,  PBB  and  TCDD.

 Tom Slaga:   I  would add teleocidin and  maybe chrysarobin.

 Eliezer  Huberman:   I believe that one way in which some
 chemical promote  tumors is by altering  cellular differentiation
 processes.   I  would recomm'end that more work be done  in this
 area.  The human  myeloid leukemia cell  systems are useful for
 such  studies because they provide simple assays for testing the
 ability  of tumor  promoters to induce  differentiation
 processes.

 Bob Langenbach:   I  am  concerned  about  the possible role or
 need  for metabolism to  manifest  promotion.

 Jim Trosko:  RUSS Malcolm's  study showed that there are
 several  compounds that  don't  block cell-cell  communication, but
 their metabolites do.   My question is how relevant are the
 metabolites.   Under normal circumstances (where there isn't
 cytotoxicity),  I think  the metabolites  have  as their  target the
membrane or some cytosolic fraction.  We could adapt  the scrape
 loading assay  to cells  that  can  metabolize agents  like the
primary human  keratinocytes.
                             D-42

-------
Do we have any promoter that has to be
Bob kangenbach;
activated?

Tom Slaga:  I don't know of any.  Unless you have a complete
carcinogen, that may have both an initiator and a promoter
among its metabolites.  It could be instructive to study this.

Dan Krewski:  A model that can lead to quantitative
predictions of risk at various doses would be a useful tool for
risk assessment for initiators and promoters.  We talked about
normal cells that change to become initiated cells.  The
initiated cells could replicate to form an expanded pool of
such cells.  An initiated cell could undergo further
transformation to lead to a malignant tumor cell.

I was happy until the end of yesterday with thinking of the
first change as involving some sort of genetic lesion in which
there was mutation or DNA damage.  I wanted to make that same
assumption for the second transformation.  I wanted to think of
the process of expanding the population of intermediate cells
as being  a nongenetic mechanism which would involve for example
recurrent cytotoxicity to stimulate cell proliferation or
perhaps  the preclusion of terminal differentiation  in order to
reduce the death  rate of the  intermediate  cells.

First, I  would  like  to ask  whether the  assumptions  of which are
genetic  and  nongenetic are  correct.

Roy Albert:   Experimentally there is  evidence  that  initiation
 is  linear.

 Dan  Krewski:   We  have to  model the dose dependency of  this
 first  and second  transition rates.   Most  people  who model
 carcinogenesis would probably like to assume  that they  are
 linear functions  of  dose.   We also have to model the  dose
 dependency of the birth  and death rates of the initiated
 cells.  I don't think they should be linear functions of  dose
 because  they may  have thresholds since we are talking about
 nongenetic mechanisms.

 How would we get  at all the parameters in this model?  First,
 the age-incidence curve does not involve the birth and death
 rates of unaltered cells (aL and b^ simply because we can
 think of the original tissue mass as being sufficiently large
 that it can be described as a deterministic rather than a
 stochastic process.  All that enters in is the number of cells
 in that tissue as a function of time.  So what we do need in
 the way of data is information on the growth of  the tissue of
 interest as a function of  age.
             D-43

-------
 Henry Pitot:  if you have a fixed number of initiated cells,
 does ui drop out?                                      CJ.AO,

 Dan Krewski:  These are just constants that scale the
 position of the age-incidence curve and they will be
 dose-dependent.  The higher the dose of the initiator, the
 greater the incidence of lesions at the end of the process   So
 you would leave this constant in.

 Jim Trosko:  YOU are trying to set this up for the IPI?

 Dan Krewski:  That is a good question.  I wanted to mention
 another version of this model developed by Leon Ellwein which
 essentially does the same thing but in much more detail,  m
 his version, the various transformation rates can be
 time-dependenf.

 TAPE 19

 Dan Krewski:  in the standard IP protocol,  the first data
 requirement is the growth rate of the normal cells within your
 tissue.   This  is something  you could get  fairly readily
 Second,  you need information on the birth and death rate of the
 intermediate or  initiated cells.   For that, you would have to
 go the  laboratory assays for promotion that we have been
 discussing  in  detail.   Third,  you would need information on the
 transformation  rates for initiation and progression (UT  and
 h?,LuJ!ere  ?°£ W°Uld ?ave t0 go to  a 2-ygar'  long-term rodent
 bioassay.   I haven't looked  at  whether you  could get these
 rates from  a single  standard bioassay or  whether you would have
 to use  some  kind of  IPI  protocol  to factor  out the progression
 seep.

 I(t) is  the  time rate of appearance  of lesions in the
 bioassay.  You could (1) use skin and  count them;  (2)  use
 serial sacrifices;  (3) assume  that  the lesion  of interest  is
 rapidly  fatal, in which  case the  survival time of the animal
 would serve  as the proxy for the  actual time  to tumor
 induction; or  (4) assume that death  as  a  result of  tumor
 occurrence in a  bioassay is  independent of  death from competinq
 causes in which  case, we could  statistically  separate out  time
 to  tumor.  These are fairly  classical  problems  and we do have
 approaches for them.

The idea of  this model is that you get data on  tissue growth
and cell proliferation from  studies  separate from the  bioassay,
and then you factor  in bioassay data.  Knowing  these
parameters, you try  to estimate transformation  rates  and
possibly use an IPI  to separate u^ and u2.

In the bioassay, unexposed controls would allow you to measure
spontaneous initiation.   The spontaneous rate of  tumor
                              D-44

-------
formation in the controls is not a measure of the spontaneous
rate of initiation, but we would get a measure of this
transformation rate from the tumor occurrence rate in the
control animals if we knew all of the other parameters in the
model from these separate experiments.

Little s is a dummy variable that indexes time going from zero
to t.

Henry Hennings:  How do you take care of spontaneous
progression?

Roy Albert;  In the presence of constant internal level of
promotion, the number of benign lesions that one might get
would be a measure of ulr but the rate of progression of
these benign lesions to malignant lesions would be a measure of
U2-

Dan Krewski:  That is correct.

Roy Albert:  For  instance in the  lung adenoma  system, you get
a  lot of benign tumors and  few  carcinomas.   From that you could
get an independent measure  of U]_  and  u2.

Dan Krewski:  I think the statistical community  needs to
figure out  exactly what  kind of data  we  need to  estimate the
specific parameters  in the  model  -  to separate U]_ and u2.

Herb  Rosenkranz:   Would  the partial hepatectomy  in  the  liver
system be  a  problem?   Can you correct for  that?

Dan  Krewski:  Yes, we  would have to have information on 33
and  b2  that  would be  relevant to the conditions  under which
the  bioassay would run.   We don't do partial hepatectomy in
rodent  bioassays.

Henry Pitots  Partial  hepatectomy will  change only  u^ in
our  system.   You  can get around that by initiating  during  the
neonatal period for  ui and  if  you do an IPI experiment, then
do a partial hepatectomy for  U2.  We administer  a single dose
of the initiator  24  hours after hepatectomy.  Then  you  can wait
 a year to give the promoter.   In Farber's selection protocol,
 you are forcing cell replication in the presence of the
 selecting agent so you are allowing the altered cells to grow
 in the presence of an inhibitor of end cells.

 Curtis Travis:  I don't think the partial hepatectomy would
 affect ui  at all because that  is the mutation rate which
 should be constant per cell division.  All  the hepatectomy does
 is increase the cell division which affects the birth rate and
 x(s)...As I said yesterday, we took background cancer rates
 [I(t)] in rats as a function of age.  We found x(s) - the
                               D-45

-------
  growth  rate of  the  liver as a function of age - from the
  literature.  We also assumed that the initiated cells would be
  growing at the  same rate (a2 - b2) as the background cells,
  estimates of which were obtained from the literature.  We then
  had all the parameters except ux and u2.  We assumed that
  these were the  same and that they were 1Q-8.  we ran the
  model and exactly reproduced the age-specific incidence of
  cancer rates in rats,  we used the NTP data so we knew the
  background rate down to about one-tenth of a percent,  we did
  humans°r ^ liver in rats'  We wil1 be doin9 it in mice and


 pan Krewski:  To model dose dependency,  we would then have to
 have control and exposed animals.

 Curtis Travis:  For TCE, which was shown to be carcinogenic
 in mice, we already have a dose-dependence for increase in cell
 turnover rate,   it has been measured at  the levels used in the
 animal bioassay.  DOW Chemical Company measured the increase in
 mitotic rate as a function of dose,   it  is a threshold
 phenomenon.   AS effective dose to the liver, it is zero for a
 while, then you reach the threshold  and  it starts  increasing
 linearly with effective dose to  the  liver.  I  want to put these
 data into this  model.   I  will assume that  TCE  has  no genotoxic
 effects  so ux and u2 would  be the same as  background,   we
 know the x(s)  and I  will  put in  (a2  - b2)  from the data.
 We should be  able to predict the  age-specific  incidence of
 cancer from  the TCE  bioassay.  if we can,  then that will  prove
 in my  mind that TCE  is  working solely through  a promotional
 mechanism.  I  feel  that we  need  just  this  kind of  research in
 tnis area  - studies  on  particular chemicals, determine
 increased  cell  turnover rates  as  a function  of dose,  plug  them
 into these models and  see  if we can  predict  the cancer  bioassay
 rates  that have been observed.

 Dan Krewski:  if we  wanted  to do  a full examination of
 initiation/promotion we would have to do a bioassay involvinq
 various levels  of exposure  to the initiator  in  order  to
 establish how these mutation rates vary with dose.

 Curtis Travis:   Several refinements need to  be made,  when
 you are measuring increased  cell  turnover  rates you are reallv
 measuring increased turnover rates of  the  normal cells and not
 the foci.  I have assumed the turnover rates are the same.
Also, this model assumes that these rates  are time-
 independent.  I think that the rate of foci growth  will
 increase with time.  We need to do experiments where we look at
the livers at different times to  see  if those volumes are
increasing at a different rate.

Roy Albert:  Does it make any difference that you get a
spectrum of initiation at least in the skin?  Small doses or
                             D-46

-------
short-term application of promoters gives a papilloma that
shows a lower rate of regression than with larger or longer or
stronger doses.  Does it matter that on the malignant side,
there is no objective measure of malignancy such as growth
rate?  There is also a spectrum of malignant response.

Henry Pitot:  If you use a sufficiently small dose of   _
initiating agent, you won't get the spectrum.  The same is true
in the liver.  At high doses, you telescope the whole thing and
get a spectrum.  If you want to model initiation and promotion,
you must make sure that when you initiate, that is all you do -
that you do not get any progression or promotion.

Bob Langenbach:  in the models, do you really measure bi
and b9 and if so how?  I think u2 is really progression and
not promotion.  I'm not sure_that  (a2 -  b2) is an adequate
representation of the promotion.

Jim Trosko:   [Draws diagram.]  This  is what I would  refer  to
as promotion  (a2):  the nonmutagenic event  that  clonally
expands all  the  initiated  cells.  On further promotion these
will give  more and more  initiated  cells.   Depending  on where
you put mutagen  2 you should  increase  the  target  size of  the
number  of  initiated cells.  Now,  presumably this  occurs for
spontaneous  tumors also.   This  model is  a  test  of  whether  you
need two  hits.

Dan  Krewski:   I  agree completely  with  Jim.   His  expanded
model  is  the same as  mine.   ...  By doing IPI you will  estimate
U]_ and u2.  The  two  mutagens  don't have  to be  the same.

Jiin  Trosko:   The point  Tom made yesterday is that the  same
mutagen at ui  may be  very effective as an initiator but may
not  be as effective  as  u2 because of the pharmacodynamics
after  the clone  gets  large.  That is why I suggested using
X-rays because you  don't have to worry about metabolism or
 selective mutagenicity  of the cells.

Dan  Krewski:  If the same agent affects ux and u2 and w«
 knew this for sure,  I think that we could estimate the product
 of those two from the IP protocol.

 What kind of studies would I do?  We would use doses of an
 initiator of 0,  0.5 and 1  (think of 1 as the MTD) in a single
 application.  You would have chronic exposure of a promoter at
 three doses - say 0, 0.5 and 1.  This allows you to study
 dose-response for the promoter and initiator and you could add
'a second  initiator which may or may not be the same as the
 first and this would be single administration in IPI protocol
 at various times after promotion.  You  could have various time
 lags.  You could administer the  initiator  at various points in
 the animal's lifetime.  Basically, you  would need  several doses
                               D-47

-------
  SL   I initiator  and  of  the  promoter  in  order  to  model dose
  dependency within the model,   if  you  wanted  to separate out the
  rates at  which  the two mutations  occur you would  hJve to add in
  the  second initiating application.
 occnrn'  If  spontaneous initiation is
 occurring at a sufficient  rate for your promoter to be

 effective, then you don't  have to administer an initiator...

 TAPE 20


 Freddy Homburger:  what is the purpose of this model?
Dan Krewski
               To predict effects at low exposures.  But the

                                     before it can be used for
 Roy Albert:   IPI experiments are expensive.  Could they be

 2S??,ii2 tissue culture?  Are the clones produced in the tissue
 culture promotion assay malignant?


 Eliezer Huberman:  it depends on the assay,  in the hamster
 embryo cell system,  only a small fraction of cells became
 malignant .


 Roy Albert:  if you  further treat these colonies with a
 carcinogen, can you  make them malignant?
        experiment."6
                             trled
 Peter  Magee:   If the IPI  were done,  what agents would we  use?


 Roy Albert:   I  would use  a  direct-acting agent  in  both cases
 because  you cannot  be sure  of the metabolism.           cases
                  I  think  ifc  should  be  done  systemically  as  an
           to  the  normal NTP  bioassay.
an  ™*o i.Jn  the  S!?in'  you  could  use  MNNG  as  the' initiator
and TPA as the  promoter and urethane  as the  second
initiator.
           m  SLARIFY THE MEANING OF THE TERMS  IN THE MODEL
AND WHAT WOULD HAPPEN TO THOSE TERMS AND WHAT YOU MIGHT qpp TP

EXPER?MENT?]PES °P AGENTS ARE USED °N ^E THREE  STAGES OF AN



Dan Krewski:  We could call the IPI study IPP or IPC for
progressor or converter at the third stage.


END FEBRUARY 4
                             D-48

-------
FEBRUARY 5
MORNING - CONCLUSION

TAPE 20

ROY ALBERT SUMMARIZES

We talked mostly about long-term research that dealt with
mechanisms of action.  In the area of initiation, we talked
about the issue of uncertainties in mechanisms>with respect to
irreversible differentiation versus the induction of mutation.
in the area of promotion, we discussed approaches in terms of
receptor binding with reversibility and the role ofc promoters
in terms of gap junctions and cell-to-cell communication.

We didn't talk much  about the mechanisms of action  of
progressors, except  to say  that progression is probably  related
to DNA damage.  The  issue of whether  there are agents that
don't  damage DNA that can cause progression was  left open.
Such agents would  be particularly  sinister because  they
wouldn't  necessarily show up.on bioassays.

We  alluded  to  the  importance of species  differences in  response
to  initiation, promotion and progression.  We need  to
understand  these differences from  a  mechanistic  standpoint.

TAPE  21

    be  able  to  develop  some  basis  for predicting  whether humans
 are going to  respond to  promoters.  It seems  that promoters
 have  more extreme  differences  in  species and  strain responses
 than  carcinogens,  because  strong  carcinogens  are notable for
 attackinq multiple strains  and species.   This is not
 nlcelsarlly the case with some of the promoters that have been
 studied.  This makes risk assessment even more difficult
 because of the difficulty of extrapolating animal data to
 humans.

 The issue of synergism of promoters was discussed, with some
 evidence for DDT and TPA.  This opens up a new area, both in
 terms of mechanisms and identification of the kinds of
 promoters that are  likely to interact.

 The need for more extensive models capable of demonstrating
 promotion was expressed, particularly models that  are more
 relevant to the major human cancers,  i.e., colon and lung,   to
 enhance  extrapolation of animal data to human data.

 We discussed  mathematical  modelling  of  a  two-stage promotion
 model and  ways and  means of validating  the model.   Also,  we
 talked  about  whether tissue culture  could be used  for  this
 purpose, primarily  by initiation/promotion and  second
  initiation studies.
                               D-49

-------
  We discussed  the  need  to  improve  in  vitro  screening models   we
  slllct  fchf mot1S  W°Uld be/  formidabl*  undertaking nit only to
  select  the most appropriate  in  vitro tests  but  to set up
  parallel  studies  in  animals.  However,  many people think that
  promoters can be  as  great  or greater invirSnSental hazard than
  carcinogens.   So  there was a feeling that this  enterprise is
  needed,   it would probably be undertaken by the NTP rather than


  We  discussed  how  to  quantitate  initiation,  promotion and
  progression.  This has  been done  in  the liver.  There was
  ^hiUenl: thfl: thi?  should be extended  at least to the skin and
  ?££ £   ?        tissues.  There  is  a fair  amount of agreement
  that agents can be promoters as well as initiators
  Eventually, we may reach a point where we assess these
  characteristics separately for each  chemical.

 We have essentially been talking about an NIH long-term
 research program,   if these areas were well funded,  one could
 expect results in 5 to 10 years that may or may not  Ce
 applicable,   it leaves open the issue of what kinds  of
 short-term studies might be useful to EPA for risk assessment.
 o£?MnY ih3?6 1S 1?w-dose extrapolation.  There is evidence and
 opinion that  promoters are reversible with thresholds.   The
 question is  how do you demonstrate this.  The other  issue  is
 whether an agent that shows behavior  as  a promoter in  one
 tissue also  demonstrates that behavior in another  tissue,  even
 in the same  animal,  and then  whether  there are differences
 among  species  and  strains.    These are the gut issues  of the
 controversy  of agents of current regulatory concern.

 Bob Langenbach:  We  need more studies in rodents and human
 epidemiology  to  help  to better  understand  species  differences
 £™r*  J^0^8. lunation  of  thresholds  was  very informative -  .
 how f a  threshold  for  a promoter may differ  from a threshold  for
 an initiator.   We  could use further discussion on  how  to
           de,termin\such  a threshold, and  how such a  threshold
           !   in risk assessment.   we discussed  mechanisms of
 dit^nerS%S8peSially "«Pt«-mediated  mechanisms,  we
 didn t discuss other  types  of promoters.  Research is needed in
            t0 i? V*tr° screening, I personally believe that
            genotoxic systems we have today are not doing the
    they were designed and promise'd to do.  if the field of
     T?erm *e*tS *S t0 confcrib*te to carcinogenesis screening,
   will need in vitro and short-term models to identify
chemicals acting by a promotional mechanism that are not picked
up in the genetic toxicology systems.

We developed a list of chemicals to study:  teleocidin,
phenobarbital, PBB, TCD, chrysarobin and, with some
                             D-50

-------
qualifications, TPA.  We should also consider weaker promoters
such as saccharin.  Chemicals to which humans are exposed and
for which there will eventually be epidemiology data should
also be studied.

Oncogene involvement and the relative potencies of promoters
versus initiators, either within the same chemical or in
different chemicals were not well addressed.

Another point to consider is how useful are models that only
give papillomas or foci in risk assessment?  Do we need
carcinogenesis as a final endpoint in these systems?

I'm beginning to think that progression may be as important as
promotion.  We need to further consider the
promotion/progression interaction and overlap in doing risk
assessment.

Bill Parland:  I'd  like the panel's responses to two
questions:

1) What data would  allow us to determine that a chemical has
the ability to promote?

2) What data would  allow us to determine that a chemical has
the ability only  to promote?

The first  information we need  is  that a chemical has  the
ability to produce  tumors  in an animal system.
                                                v,
Henry  Pitot:   Promoters  are carcinogens, i.e.,  they cause  an
age_Specific  increase  in neoplasms.   The only  question is  the
mechanism  by  which  carcinogenesis occurs.   In  answer  to  the
first  question,  anything that  results in a neoplasm may  have
promoting  action.

Roy Albert:   I disagree that promoters are carcinogens.
Promoters  serve to  expand  the  cell population  at  any early
stage  of  transformation before they are  malignant,  and it's in
that  expanded cell  population  that you get progression toward
malignancy,  so they heighten the  likelihood of developing
cancer.   If  you have an agent  that has been clearly
demonstrated to be  a promoter  with initiation/promotion
studies,  and you think it's working by receptor binding, which
 implies reversibility and  the  existence  of a threshold,  how do
you demonstrate this in a  persuasive way?   Since this is
 reversible and doesn't include the tumorigenic process,  except
by inference, if we had a  decisive way to demonstrate this, it
would have an enormous impact on the risk assessment approach
 to the evaluation of these agents, because it would imply the
 use of a completely different extrapolation model than low-dose
 linear extrapolation.
                               D-51

-------
 Jim Trosko:  If you could find a cell line that has an
 EGF-receptive mutation, where it may bind but the signal is not
 transduced, and you have the parent line where the receptor is
 there and the EGF binds to it, in one case you should get a
 response and not in the other.  You have a specific molecule
 needing a specific receptor for a biological effect, and if you
 remove the promoting activity you would be proving the case
 That would be better than using a drug that would interfere
 with signal transduction because drugs usually have multiple
 Herb Rosenkranz:  Just looking for a binding site may mislead
 you, since the site may have nothing to do with the activity.

 Henry Pitot:  What Roy was saying is how do we demonstrate
 that that receptor binding is related to the response we are
 talking about.  I think TCDD has been demonstrated to work
 through a receptor, with the possible exception of the thyroid
 effect (if you remove the thyroid you decrease the effect)    if
 you eliminate the receptor it doesn't work.  The receptor  is
 genetic.   Some animals have it,  others don't.

 Roy Albert:  can you take the animal with the  receptor and
 inactivate the receptor?

 Henry Pitot:  You can lock the receptor up with an
 irreversible inhibitor.

 Roy Albert:  I think this is an  important area for study.

 TAPE 22

 Tom Slaga:   All  promoters that have  been  looked at in  detail
 do  have some carcinogenic activity.   But  I  think  that  in most
 cases  where they have been extensively studied,  they  do not
 show a dose response,   if it  does  not  show a dose-response,
 then if you have spontaneously initiated  cells,  you express
 those  relatively easily  so you don't  have a dose-response by
 the  so-called  carcinogen  as  a  promoter.

Henry  Pitot:   TCDD,  phenobarbital  and  saccharin  have
dose-response.

Tom  Slaga:   If you  have  a  finite number of  spontaneously
initiated cells,  those are going to saturate fairly easily.

Henry Pitot:  At  the maximally tolerated  dose,  I agree.
 uu        Weinsfcein defines tumor promoters as compounds
that have weak or no carcinogenic activity when tested alone,
but result in markedly enhanced tumor yield when applied
repeatedly following a low or suboptimal dose of a carcinogen
                             D-52

-------
initiator.  Is everyone happy say that promoters are
carcinogens?

Jim Troskos  If we all agree that carcinogenesis is due to
initiation, promotion and progression, then we must decide
whether the mechanism for initiation is discrete from the
mechanisms underlying promotion and progression.  But we don't
know the mechanisms yet so we can't say if they are discrete.

Henry Pitot:  I don't see any problem with promoters as
carcinogens because I can't think of any known promoter that is
not carcinogenic by the definition that it increases the
age_Specific incidence of neoplasms in a set strain of
animals.  Let's not destroy the original definition but rather
dissect it into it's original components..

Bob Langenbach;  At an NIEHS meeting 3 or 4 months ago, the
consensus was that promoters are a class of carcinogens.
Implicit  in the defintion we agreed to earlier at this_workshop
was that  promoters were carcinogens because it was an  increase
in the number of tumors in an animal which is very nearly the
definition of a carcinogen.

Roy Albert;  The more  important question is how do promoters
behave, in terms of whether you can extrapolate from animals to
humans, and whether or not one should  use a threshold  model.
Can an agent that  acts as a promoter  in one organ act  as  a
whole carcinogen in another?

Eliezer Hubermans  We  need to focus on what are the
mechanisms underly the promotional event.
          t
Bill Farland:  We  have said that one  of the mechanisms is a
receptor  mechanism.  There were  two suggestions that one  could
use mutation  studies in  vitro or in vivo and  competition
studies - competitive  binding studies  - to  look at  mechanisms.
Are there any  other  suggestions?

Henry Pitot;   To  say that  something is a promoter,  these
characteristics should be  present:  1) There  is no  direct DNA
damaging  or altering effect.  2) In many cases  a  receptor
mechanism mediates the effect of the  agent.   3) There  is»a
maximal effect of  the  promoting  agent in producing tumors
following initiation in  the  absence of toxicity (this  is  very
questionable  but  has been  shown  in the two major  systems).   4)
There  is  an experimentally measurable threshold.   3)  The
effects at both the  cell and  gene  level  are reversible.  6)  The
effects of the promoting agent  are modulated  by environmental
means  (e.g.,  aging,  alteration  of  the hormonal  environment  of
the animal).

Roy Albert;   I agree with this  list.
                              D-53

-------
 Bill Farland:  This type of list provides a weight of
 evidence for saying that something is a promoter.

 Henry Pitot:  Prom a practical standpoint, we must first
 determine whether a substance is carcinogenic in a long-term
 bioassay.  Then you ask whether it is an initiator or promoter,
 etc.  And, if you want to be pure, you do it for each orqan
 system.                                                 ^

 Bill Farland:  in different tissues,  you may be looking at
 different mechanisms of promotion.

 Roy Albert:  Radiation is an example  of an agent that acts as
 a complete carcinogen in some tissues and as a promoter in
 others.

 Eliezer Huberman:  Hormones are examples of substances that
 have receptors  in various parts of the body yet may affect
 these different parts in different ways.

 Roy Albert:  How do we show the existence of threshold?

 Henry Pitot:  in the liver  you have a baseline level  of
 foci.   YOU can  go to a level of no change in phenobarbital and,
 possibly,  dioxin.

 Jim Trosko:  Cell-cell communication  may play a role  in tumpr
 promotion  with  regard  to thresholds.   Cells in a 3-D  tissue are
 surrounded  by other  cells and  communicating with them by
 hundreds  of gap  junctions,   if we  assume that knocking out a
 gap ^unction  by  one  molecule - a promoter - is a one-hit event,
 then we have  an  explanation  for  thresholds.
Dan Krewski:
threshold?
Shouldn't we use the term NOEL instead of
Bill Farland:  Are we able  to  say  that  threshold  in the liver
is not a pharmacokinetic situation - that you are not dealing
with dose to the liver - in terms  of demonstrating the
threshold?  Are we talking  about the dose to the  liver or to
the animal as being a threshold?

Henry Pitot:  Eighty to ninety percent  of ingested material
gets to the liver.

Tom Slaga:  Regarding the promoter-only list, I would rank
the "maximum effect follows initiation  in the absence of
toxicity" as one of the most important  and put the concept of
threshold and "effects are  reversible"  as the key things.
Receptors are less important.  1,  2 and 3 are the key things.

Peter Magee:  what is the criterion of direct DNA damage?
                             D-54

-------
Henry Pitot:  That the compound itself chemically reacts with
DNA, intercolates with DNA or directly causes a cision of the
chain.  You are dealing with one chemical reaction versus two
or more.

Bill Farland:  If one wants to build characteristics for the
weight of evidence of something being only a promoter, the
evidence of no direct DNA binding is the strongest piece of
evidence you can have.  But this is not sufficient to
demonstrate that an agent is a promoter.

Jim Troskoj  What about chemicals that don't initiate but are
very cytotoxic and because of cytotoxicity also act as
promotersr e.g., 3,4,5-3,4,5-hexabromobiphenyl?

Henry Pitot:  You probably can't use highly cytotoxic
compounds because cytotoxic effects will occur before you
express all the initiated cells.  If you get into that hedge,
you have to eliminate maximal effect and go to the others.

Roy Albert:  Why do you call it maximal?  Isn't it because
you get a bigger response with an initiator than without?

Henry Pitot:  No, you get a dose-effect with dioxin and
phenobarbital, but that dose goes up to a point and then
quits.  I don't think that's true in the absence of toxicity of
a complete carcinogen.  You keep initiating and getting tumors
until you get toxicity.

Dan Krewski:  Shouldn't there be something  in  this  list to
rule out the possibility  of progression, perhaps a  criterion
that would suggest the occurence of benign  lesions  rather  than
malignant?

Henry Pitot:  That's  why  I  said no direct DNA  damage.   I
argue that indirect DNA damage produced by  agents that  have no
initiating activity is more closely related to progression.  So
you will have a problem if  you  let indirect DNA damage  be  part
of  the  definition since the agent may  have  progresses activity.

Bob Langenbach:   I'm  not  sure  our definition  for  promoters
eliminates other  types of epigenetic  carcinogens  as defined by
Gary  Williams - chemicals that  may cause  gene  amplification or
gene  rearrangement and such events that  also  cause  cancer  but
aren't  really  initiators.

Henry Pitot:  Maybe we should  say no  direct DNA  structural
alteration.   I  would  argue that gene  amplification  is involved
in  progression.

Herb  Rosenkranz:  Hydroxyurea  does  cause direct  DNA damage
but  it  also  induces  free  radicals.   So I  think it fits in.
                              D-55

-------
 TAPE 23A

 Peter Magee:  How would you measure direct DNA damage?

 Henry Pitot:  Types of direct DNA structural alteration  are:
 alkylation (adduct formation), intercalation (demonstrate  by
 spectral techniques),  scission of the chain.

 Bill Farland:  The chemistry is the information that  you
 have.  Do we have experiments that allow us to identify  the
 threshold phenomenon?   The classic animal experiment  is  not the
 one to pursue to demonstrate a threshold.

 Henry Pitot:  The demonstration of a threshold is  always open
 to  question.  You can  demonstrate an experimental  threshold
 with many complete carcinogens, but nobody believes it's there,
 for good reasons.   With promoters, you can demonstrate there is
 a threshold  and argue  that it is there.   The liver system
 allows you do this,  and the skin and,  I  think,  the lung  (at
 least with BHA).   Certainly,  in the bladder you get a
 measurable threshold.

 Bill Farland:  How about the  demonstration of maximal effect
 in  the absence of  toxicity?

 Henry Pitot:   It  has been demonstrated in the liver and
 skin.   I  don't know  if  it has been demonstrated in othe'r
 tissues.

 Roy Albert:   I think that another  criterion for promoters  is
 the induction of  benign tumors  which take a long time to go to
 carcinomas.

 Henry Pitot:   AS a pathologist,  I  object  to this.  What  is
 meant  by  benign tumor - a callus  in  the  bone,  a neoplastic
 nodule  in  the liver, a  papilloma  in  the  s'kin,  or an adenoma in
 the  liver?

 Roy Albert:   I am  talking about  a'  benigr.  precursor lesion
 that  goes  to  a malignancy.

Henry Pitot:   I would not  buy that,  because once you  have an
 adenoma in the liver, for  practical  purposes  it  is a
 carcinoma.  Once you have  a papilloma  that  has  dysplasia in the
 skin, you will also get  carcinoma.   You need  to  distinctly
 define benign  tumor, both  with  respect to morphology  and to
 natural history.  A reversible  benign  mass  of promoted cells
would be fine  as a definition,  but I don't  think you  can do
that on a morphologic basis.  Morphology  cannot  distinguish
between a lesion which  is  still reversible  and  one which is
permanent.
                            •D-56

-------
Bill Farland:  What are some other characteristics that one
would look for to describe reversibility?

Henry Pitot:  One characteristic implied in that definition
is that the biochemical effect on gene expression of that
compound is reversible.  That can be easily measured.
Bill Farland:  What about in vitro systems?
contribute to this type of definition?
How could they
Anne Kennedy:  I think they could be very useful....Isn't it
true that some promoters will be working by a nonreceptor
mechanism but you just need more of them.  How will that
distinguish a promoting agent?  We have already demonstrated
most of the other things in vitro for the classical promoters
and we could do it for other agents whose mechanism is unknown,
so I think it would be easy to study these things in vitro.

Eliezer Huberman:  I agree with Anne.  We do not, however,
see in vitro a threshold of promotion of cell transformation.
From my experience with tumor promoters like teleocidin and
TPA, one can establish a reasonable dose response.  We also can
see reversibility of the transformed phenotype in hamster
embryo colony assay.  I would say that 80 to 90% of the
phenotypic changes- are reversible.

Henry Pitot:  I think the question of the presence or absence
of a threshold cannot be ascertained experimentally for
complete carcinogens or promoters.  But for promoters, one
should be able to demonstrate them experimentally.

Eliezer Huberman:  I agree, but where is the threshold?

Henry Pitot:  That depends on the strength of the  chemical.
It can vary  dramatically.  If you are dealing with a  receptor
mechanism and you know.the equilibrium constant  of the  ligand,
you should be able to predict the actual concentration  of  the
threshold level.  You can do  this with dioxin.   It turns  out
that the threshold for promotion may be  as much  as an order  of
magnitude higher than what the  receptor  data predict  in
practical terms.

Anne Kennedy:  How could you  tell  if something was directly
causing DNA  structural alterations  or not?   For  example,  with
estrogen, we know that the estrogen  receptor complex  is in the
nucleus and  doing things.  When you  measure  aneuploidy,  which
strikes me  as a  structural alteration,  how do  you  know  whether
that  is  indirect or  direct for  an  agent?

Henry  Pitot: If you don't get  an  alkyl  group  and  you don't
get direct  intercalation  in  a cell-free  system,  you  could think
of  all  sorts of  ideas.   But  the weight  of  evidence for  the
hormones  is  that you are  dealing with  indirect effects.
                              D-57

-------
 Bill Farland:   We  are  trying  to  get  too  fine.

 Henry Hennings: Should  we  include anything  about
 cytotoxicity on the  list?   in the skin at  least, with promotion
 you  have  a  balance between  cytotoxicity  and  promotional
 effects.  All  skin promoters  that I  know of  give you
 hyperplasia in the skin  that  may be  regenerative as a result of
 cytotoxicity.   I think that some promoters may  act by a
 selective cytotoxicity.

 Henry Pitot:   if we  include it,  we would have to have a hedge
 because there  is no  cytotoxicity in  the  liver with
 phenobarbital  and  dioxin.   I  don't think there  is cytotoxicity
 in the mammary gland with prolactin  as the promoter.  In the
 thyroid and the kidney there  is  no cytotoxicity.

 Henry Hennings:  So we might  want to say that cytotoxicity is
 tissue- and compound-specific.   Not  all  the  things on the list
 are  necessarily criteria since not all promoters act in that
 way.  I think  the  three  that  Tom s>laga mentioned are the most
 important.  I  would  limit the list t*o these  three and also
 include no  direct  DNA structural alteration.
Bill Parland:
criterion.
So DNA interaction becomes.the fourth
Henry Pitot:  I would still argue that the receptor is
important, certainly in the skin and the liver the major known
promoters act through a receptor mechanism.

Roy Albert:  I agree for a different reason, which is that
the force of calling something a promoter based on these
criteria markedly affects the characterization of the low-level
dose-response.  If you limit it to those that have demonstrable
receptor mechanisms, you have something to talk about,
otherwise you are just waving your hands.  So the inclusion
puts you in a much better position to make statements about
dose-response.

Bob Langenbach:  But I don't think we can assume that all
promoters act by receptor mechanisms.

Henry Pitot:  One thing about receptors that is important is
that it is very clear that some of the best known promoters are
tissue-specific.  I don't understand how that is possible
unless there is some other mediating mechanism; receptors seem
the best candidate that we have at the moment.

Roy Albert:  I am concerned that the list does not contain
the essence of promotion which is clonal expansion of
transformed cells.  We can quibble about whether benign is
benign, but I think the list should contain this property.
                              D-58

-------
Eliezer Huberman:  I think that the critical point is
selective clonal expansion.
~~~~~~~~~~~~~~~~                         • "•'
Bill Parland:  The list would be titled "Criteria for
Chemicals that Can Only Promote."  These elements would
constitute the weight of evidence for one, to make a finding
that a chemical is essentially only promoting.

Anne Kennedy:  It seems that me that most people still think
of progression as an outgrowth of a more aggressive variant
from a malignant tumor.  I like this definition better.  But we
should recognize that it is not the classical definition.

Bill Farland:  At a meeting this fall at NIEHS on promoters,
there was much discussion  that the definition of progression
was changing to represent  the types of  things we have been
talking about.

Eliezer Huberman:  We are  back to the original definition of
progression.  The previous definition dealt with conversion of
the tumor cell to its final stage of metastasis, invasiveness,
etc.  In a way we didn't change much, but we  are now defining
where it starts.

Bill Farland:  Let's get back to the question of:  What  are
the types of information that allow us  to  identify or
characterize promotional activity?  What types of experiments
would we want to do?  We  looked  at mechanisms of promotion.
The first thing we  discussed was receptors.   We  talked  about
how we could examine receptors using mutants  and  competitive
studies.  What are  other mechanisms and data  that we  should
examine.  What about cytoxicity?

Eliezer  Huberman:   I propose  a working  hypothesis of
carcinogenesis,  especially of  its  promotion step.   I  suggest
that  tumor  formation may,  in  principle, result  from  continuous
expression  of growth  facilitating  genes which,  as  a  result  of
some  types  of genetic  changes  during  tumor initiation,  were
placed under  the  control  of  genes  that  are expressed during
normal cell  differentiation.   Therefore,  some chemicals may
promote  tumor  formation by inducing  cell differentiation
processes  in  initiated cells.

Peter Magees  Wouldn't DMSO be a promoter  on mouse skin?

Henry Hennings:   It isn't a promoter  on mouse skin.

Anne Kennedy:   DMSO is active at very  low concentrations as
 an inhibitor of  transformation.

 [MORE DISCUSSION OF DMSO AND ITS SUITABILITY FOR STUDY]
                               D-59

-------
 Jim Trosko:  In a recent study, Rivedal et al.  (1985)  used
 TPA-resistant cells to investigate mechanisms and the  role of
 cell-cell communication in transformation.  Here is a  mutant
 that doesn't respond to TPA, is not promoted by TPA, and  for
 which communication is not blocked by TPA, whereas in  the
 parental line TPA does promote transformation.,  So here is one
 examplewhere a mutant for a receptor-mediated  response of TPA
 in in vitro promotion could be used as a model.

 Bill Farland:  So that would be another suggestion for the
 use of mutants in the receptor category.

 TAPE 23B

 Jim Trosko:  There are all kinds of technologies to measure
 cell-cell communication and its role in growth  control and
 differentiation.   Mutants  are becoming available for gap
 junctions.   Antibodies exist for gap junctions.   They  have
 cloned the gene for the gap junction.   I see both genetic
 molecular and cellular experiments with normal  cells not  only
 in vitro using cell-cell communication as an endpoint  but
 cell-cell communication in transformation assays and in vivo
 such as the kind  of studies that Henry is doing  in the liver.
 There is a_hypothesis  to be tested and technologies to measure
 this endpoint of  cell-cell communication.   There are mutants
 and antibodies available.   The biochemistry to  link the
 receptor PKC  to that  endpoint  is out  there,   we  now need  to
 formulate good experiments to  test the hypothesis.

 Roy Albert:   We may want to consider  adding this  to the
 laundry list  for  promoter-only chemicals -  namely that they
 show  decreased gap  junction characteristics.

 Henry Hennings:   With  regard' to  the  induction of
 differentiation,  we have shown that with normal  epidermal  cells
 in  culture, treatment  with  TPA induces  terminal  differentiation
 in  about  half  the cells.   The  other half appear  to  be
 unaffected.  They can  then  proliferate,   if  the  initiated  cells
 were  among  that population  that  is not  induced to  terminally
 differentiate,  then this would give a  selective mechanism  for
 how TPA works.  We  now  have  "initiated"  cell  lines  which  give
 papillomas when put on  an  animal.  These  cell lines do not
 respond  to TPA by a terminal differentiation  as normal cells
 do.  So this is a reasonably good  possibility for explaining
 how TPA works.

 Bill Farland:  This could enable us to  sequester particular
 cell groups that respond differently from other cells.

Dan Krewski:  I would like to  suggest moving the  last two
 lines on the list - cytotoxicity and selective clonal expansion
- to the top half of the slide since those are properties of
                             D-60

-------
promoters that work in the direction of cell proliferation and
effects on cell kinetics.

Bill Farland:  I think the suggestion is that if one has
information on cell kinetics that allows one to start to
describe promotional activity.  If one can go as far as to say
that the cell kinetics point toward a clonal expansion of
initiated cells, then you can go further and talk about
promotional activity only.  As long as you include mechanistic
studies in general, but in terms of your specific definition
you focus on clonal expansion of initiated cells,' then I think
we have captured that.

Roy Albert:  The advantage of this type of laundry list is
that it permits you to set up criteria for each item in terms
of the kind of evidence needed.

Bill Farland:  What types of data do we want to develop with
regard to the models that we will be exploring, e.g., the
Moolgavkar model which is a leading candidate for modelling
multiple activities and responses at low doses?  Roy has
indicated that some of these studies may be  very expensive.  If
we are going to collect those data, we need  to  think carefully
up front what those data are, what they will tell us and  how
they will fit into the model.  One suggestion I heard was that
we should start to get a handle on rates of  cell division in
particular organs.  Let's discuss the  feasibility of this.  Do
the data exist in the literature?  What studies are  needed?
Can we use in vitro systems to collect those data?

Jim Trosko:  The Moolgavkar-Knudsen model was developed  based
on patients with retinoblastoma.  This human model may  be an
excellent candidate for  study.  We are finding  that  tumors  are
appearing in many other  sites  than the eyes.  This  is-  a  case of
an inherited gene mutation, where all  the somatic cells  in  the
embryo will be  initiated.   Presumably  promotion has  occured in
the eye  because of the differentiation of the eye tissue.
Chemotherapy  is inducing  very  high cancers  in other  tissues in
the survivors.  Closer examination of  the survivors  of  therapy
for retinoblastoma may give risk  assessors  some assessment  of
the progressor  step.   If  retinoblastoma can be  used  as  a model
of IPI,  then  we should be  able to look at animals that  are
genetically  susceptible  to  organ  site  cancers  and determine
whether  they  have  inherited an I  state or a P  state.

Bill  Farland:   I heard of  a fish  model that produces a
pathological  lesion  that looks like  a  retinoblastoma when
exposed  to  chlorinated aliphatics.   The questions  is whether
this  is  a promotional event.   So  there are  animal  systems that
could be characterized as models  for  some specific  issues.

Roy Albert:   There is an old  fish model that involves
crossing a  molly and  a  swordtail  that  produces melanoma.
                              D-61

-------
 Bill Parland:  That is a system that could be used to
 evaluate that carcinogenic response.

 Peter Hagee:  There is a model for kidney tumor in rats,
 first described by Eker and Mossige in 1961.   I know someone
 who has these rats.  This is a Mendelian inherited tumor.

 Dan Krewski:  The two most important areas that I  think are
 relevant to risk assessment are the question  of thresholds for
 promoters and the modelling of initiation/promotion phenomena
 using something like the two-stage birth-death mutation model.
 If we look at thresholds, then we are back into the arena of of
 general toxicology where we establish a no-effect  level by a
 suitable uncertainty factor in order to arrive at  an acceptable
 level of exposure,  if that is satisfactory,  then  maybe that is
 as far as we need to go, and we should focus  our efforts into
 elucidating that (1)  we do have initiation/promotion phenomena
 and (2)  the criteria for "only promotion"  are satisfied.  Then
 the rest of the story from the regulatory  point of view would
 be fairly straightforward.   If you wanted  to  go beyond that and
 do modelling,  the advantages I see would be that it would
 perhaps allow you to validate a theory of  initiation/promotion
 in quantitative terms,   it  would be nice to see the concepts
 embodied in the two-stage birth-death mutation model supported
 by experimental data,   it would also allow one to  calculate a
 measure  of  potency for  initiation,  promotion  and progression
 from one large unified  data set.   But it may  not lead to any
 different regulatory  actions if we accept  a hypothesis that
 promotion is  a threshold phenomenon.   So we need to ask:  what
 are we  going  to gain  in going beyond identifying something as a
 promoter to developing  a mathematical model to describe the
 process?

 Bill Farland:   if  we  are going to  fully  characterize the
 data, then  we  may  find  ourselves at  a point where  it doesn't
 matter how  we  treat the data  mathematically.   We may get to the
 same  point, but  we  have done  a service by  characterizing that
 information carefully.

 Dan Krewski:   My experience  has  been  that  the  margin of
 safety approach  will often  lead  to a  substantially  different
 result than the  mathematical  modelling approach  to  setting safe
 levels of exposure.

 Bill  Farland:   I think  we still want  to  pursue data  to model
 initiation/promotion phenomena.  The  Moolgavkar  model is the
 best  model we  now have  explain  the current thinking about the
multistage model for carcinogenicity.  The question  is can we
get reasonable data to  flesh  out this model and  validate it.

Dan Krewski:   If we want to -start working with the model,  I
think we could take the example of retinoblastoma and follow up
                             D-62

-------
the cases that have been treated for that lesion.   That would
be a worthwhile data base against which to fit the model.
Animal species - fish or rodents - that would allow you to
induce retinoblastoma in the laboratory would be another
fruitful approach to testing the model.  In general, if we
could get a good initiation/promotion system, where we knew a
lot about the mechanism of promotion, e.g., we knew that
cytoxicity was responsible for proliferation of the initiated
cells, and we could quantitate the rate of cell proliferation
using various in vitro or in vivo studies in the laboratory,
and then couple that with bioassay data to fit the whole model,
this would be very worthwhile.  We need a large bioassay with
multiple doses of initiator and multiple doses of promoter.
Maybe we could even factor in the progressor.  I think that
would be the ultimate data base that we could generate for
purposes of model validation.

Peter Hagee:  Could we use the kidney model that I mentioned?

Dan Krewski:  It doesn't have to be retinoblastoma, but I
like it because we know quite a bit about the mechanism and it
seems to fit nicely with the two-stage birth-death-mutation
model.  The idea of doing it in several species is very
attractive.  Other tumors that are genetically determined would
be good candidates for study.

Jim Trosko:  The classic that led us into this mechanistic
era of cancer is xeroderma pigmentosum.  This is a  recessive
disease that predisposes the individual to the initiation
action of UV light in the skin, where most of the tumors are
formed in the skin, but not all.  I think that Ken  Kraemer
(1980) at NCI has been using this model to look for nonskin
tumors as evidence of the progressor.  Since UV can't  penetrate
internally, these tumors must be  the result  of exposure to
chemical initiators.  This could  be used  to  test IPI.

Bob Langenbach:  Another possible system  to  look into  is
Balmain's system where he has infected the skin of  the backs of
mice with a virus containing the  V  or  C  c-Ha-jCjas.   With
treatment with  a promoter, he then  gets  papillomas, a  certain
fraction of which progress to carcinomas.  In  this  model,  you
may have eliminated  the need  to  calculate the  u^ term.

Anne Kennedy:   In that  system,  the  whole  virus  is  put  in,
which brings  in other functions.  Many of the  studies  that have
concluded that  the activation of  c-Ha-ras is the  initiating
event have  been done with Richard Mulligan's shuttle  vector
which brings  in functions attributable to my_£.   So you can't
conclude that  c-Ha-ras  activated  by a  single base  mutation is
the  initiating  event.
                              D-63

-------
 Dan Krewski:   The  question  of  which  initiation/promotion
 system is  relevant for  applications  of  the  birth-death-mutation
 model  is quite important  because  ...

 TAPE 24

 ...I understand that  the  skin  and  liver  work best.  For
 purposes of modeling, I am  not attracted to the skin because
 many of the lesions that  we are concerned with from the
 regulatory point of view  are not skin lesions.  The liver would
 be  much more  advantageous if a partial  hepatectomy is not
 required as part of the protocol because then the bioassay and
 in  vitro cell proliferation could  be done under comparable
 circumstances.  I  think that the bladder with saccharin might
 be  a good  thing to study  because we do  have several good
 initiators, and there is  a  strong  promoting effect.  Saccharin
 has some initiating activity on its own,  albeit it very weak.
 Maybe  an elaborate study  of that compound with varying doses of
 the initiator and  saccharin as the promoter would provide good
 information on  how well the model  works,  it may even provide
 indices of potency for saccharin as both a  promoter and an
 initiator.

 Bill Farland:  , Cohen and  Ellwein at Nebraska have been doing
 that work with  the saccharin data  base.   Hopefully a critical
 look at their work might  lead  us to make some suggestions about
 what additional data might  help to tie the  loose ends together.

 Roy Albert:   Maybe statisticians should  look at receptor
 behavior and  how one would  characterize  it  in terms of deciding
 what is a threshold level.

 Dan Rrewski:  Statisticians  can determine a level at which
 there  is no statistically significant increase in the response
 over background, but that is not necessarily a good estimate of
 a true threshold level corresponding to  no  elevation in risk.

Roy Albert:  That  is not what  I was driving at.  There is a
 theoretical description of  receptor behavior.  Then you look at
a specific receptor and from that  you attempt to describe the
theoretical behavior but this  has  uncertainty in terms of the
experimental data,  if you  want to use the  observed behavior to
describe the behavior of the receptor as  a  basis for estimating
what could be threshold model,  this involves statistical
considerations.

Bill Farland:   We  are doing  some of that  right now.  Steve
Bayard is working  on it-in  our  group.  They are looking at TCDD.

Bob Langenbach:  Maybe the  skin would be  a  good system to
look at because of the tremendous  data base.
                             D-64

-------
Roy Albert:  Would Peter  describe the genetically based
kidney tumor system?

Peter Mageej  They are  adenomas.   Half of the progeny get
them, half don't.  The  data were  published by R. Eker (1961) in
Nature.  The strain  is  delicate.

Herb Rosenkranz:  There is the human model of PUV-A therapy.
Those that have  received  it and then get X-ray therapy rapidly
get tumors.  Would that fit into  the model?

Bill Parland:  You must also remember that these are
individuals who  have 'psoriasis which might be a means for
proliferation of  cells.
END WORKSHOP.
 *U.S. GOVERNMENT PRINTING OFFICE: 1988.5*8168/87015
                               D-65

-------


-------

-------
                                                         Jl

                                                         Si
                                                         CD

                                                         0)
                                                         w
                                                         o
                                                         o
m
o
o

10
i
00
o
t—•
co
    3T O O

    MI
    ;r O -l
    2 o to
    ^ < o
     II
     o o
     = s
     ?p
i° 3



ill
OT -  —



 -i (D
 O (A
 c S
 3 <
           8 I
           5' n,
                                                                   > m c
                                                                   CO 3 3


                                                                   I I'S.'


                                                                   "* I 


-------