ORD Workforce'91
                 Office of Research
                 and  Development
                 Workforce f91
                 by

                 Steven H. Smith
                 Senior Program Analyst
                 OFFICE OF RESEARCH PROGRAM MANAGEMENT
                 OFFICE OF RESEARCH AND DEVELOPMENT (RD-674)
                 U.S. ENVIRONMENTAL PROTECTION AGENCY
                 WASHINGTON, D.C. 20460

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ORD Workforce'91
                                  Foreword
                                  The purpose of Office of Research and Development Workforce '91 is to
                                  provide information about the workforce of the Office of Research and
                                  Development (ORD). The study is designed to describe the men and
                                  women of ORD in terms of their numbers, location, academic credentials,
                                  activities, years of service, gender, and many other characteristics.

                                  In the 1960s, concerned citizens and leaders in the United States became
                                  alarmed at the degradation of our  lakes, rivers, estuaries, and  oceans.
                                  People could no longer ignore the pollution of the air in the cities and areas
                                  surrounding industrial zones. The contamination was literally visible. This
                                  concern resulted in legislation that created  the Environmental Protection
                                  Agency in 1970, and with it, a body of regulations to safeguard the nation's
                                  natural resources and the health of its citizens.

                                  EPA was charged with generating and gathering data on a wide variety of
                                  environmental issues in order to craft legislation and regulations that would
                                  preserve and protect the people and the environment of the United States.
                                  The Agency also was given the responsibility of working with other federal
                                  agencies and state and local governments to  enforce environmental leg-
                                  islation.

                                  Central to EPA's ability to carry out its responsibilities is the availability of
                                  reliable scientific data to support the formulation of policies, legislation, and
                                  regulations. The Agency's Office of Research and Development (ORD) was
                                  created in 1970 to conduct research that provides such information. Even
                                  though many Federal agencies carry out ecological research that contrib-
                                  utes to the  understanding of environmental  issues, only  EPA  has the
                                  mandate to protect the environment as a whole.  ORD has  primary
                                  responsibility forproviding leadership in managing the nation's environmental
                                  research program.

                                  After 20 years of ORDs being in the forefront  of environmental research,
                                  supporters and critics of EPA have raised the question of ORD's continued
                                  ability to provide effective leadership in the 1990s. The questions are
                                  legitimate:  What capabilities does  ORD have to conduct  research and
                                  development? Who are the scientists, engineers, technicians, managers,
                                  and administrators who carry out and support that research? What are their
                                  credentials? Is the cu rrent staff suited to the increasingly complex demands
                                  of the research agenda?

                                  This report, ORD Workforce '91, presents data collected in  late 1990 and
                                  provides information on some of the characteristics of the ORD's human
                                  resources.

                                  One of the problems faced by any organization intending to characterize its
                                  workforce is deciding the most effective way to describe it.  The report is
                                  designed to use the information  available for focusing on a number of
                                                  in

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Offle* of Research and Development
                                  characteristics of the workforce, which, Individually and relative!/, offer a
                                  fairly comprehensive portrait of the people who do ORD's work. To address
                                  the technical capability of the staff,  Information was collected on "hair
                                  academic degrees and the disciplines in which those degrees were obtained.
                                  To complement the academic Information, the survey gathered data on
                                  people's areas of specialization.

                                  Just as Important as employees' academic credentials Is the kind of work
                                  they do. Trie QRD Workforce'91 survey questionnaires collected data on
                                  how much of their time staff spent on specific activities.  These were
                                  organized Into four main categories, with a number of (tub-categories under
                                  each:  Management, Bench Science and Engineering Support to Bench
                                  Science and Engineering, and Administration. In iiddltlon, data linking
                                  employees to specific areas of research utilizing a project-based coding
                                  system permits  ORD to relate Individuals to their academic credentials,
                                  areas  of specialization, activities, and general areas of research,

                                  In the  case of direct hire ORD employees, the data garnered through the
                                  survey questionnaire Is linked to workforce demographic Information on tho
                                  workforce contained In EPA's human resources management end payroll
                                  computer system. This Information allows correlations between the ele-
                                  ments described above and other characteristics of f hฉ workforce, such as
                                  age, gender, grade, length of service, and retirement eligibility.

                                  ORD hopes) that the Information In ORD Workforce '111 will assist readers
                                  to understand more about the 4,027 men and women who carry out and
                                  support environmental research and development Ini ORD's laboratories
                                  and offices.
                                               Iv

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ORDWorkfonx'91
                          Table of Contents
                          FOREWORD	ill
                          LIST OF FIGURES	vll
                          LIST OF TABLES	Ix

                          ACKNOWLEDGMENTS	xl

                       1.  ORD ORGANIZATION AND OPERATIONS	.	1

                          EPA Research and Development	1
                          ORD Organization	,	4
                          Missions of the ORD Laboratories	,	6
                          ORD Operations: Onslte and Offslte	,	.	8

                       2.  WORKFORCE HIGHLIGHTS	.	11
                          Workforce Characteristics	,	11
                          ORD 1991 Workforee Highlights	,	12

                       3.  WORKFORCE STRUCTURE AND DISTRIBUTION	15

                       4.  CHARACTERISTICS OF THE ORD WORKFORCE	21
                          Education Levels	....21
                          Academic Disciplines ....,.„	.„„„„„„„„„„	.,.,,..13
                          Grade Structure and Compensation	23
                          Race-Gender	..........................24
                          Retirement Eligibility	....27
                          Age and Years of Federal Service.,..,	29

                       S.  WORK ACTIVITY  DISTRIiUTION	31
                          Intramural Workforce,.,	32
                          Extramural Workforce	...37
                          Total ORD Workforce	37

                       ง.  SCIENCE AND ENGINEERING WORKFORCE	41
                          Scientists and Graduate Engineers	41
                          Workyears Reported by Scientists and Graduate Engineers	43
                          Scientific Activity Within the Total Workforce	46

                       7.  EXTRAMURAL MANAGEMENT WORKFORCE	49
                          Workyear Distribution	..............50
                          Activity Level Distribution	51

                       8.  METHODOLOGY - DATA QUALITY	53

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ORD Workforce '91
                                    List of  Figures
                                1   Office of Research and Development facility locations	4
                                2   ORD financial obligations - FY1990	8
                                3   Workforce composition (Headquarters Offices)	17
                                4   Workforce composition (Laboratories)	17
                                5   Education levels	21
                                6   Workforce composition by gender, race, and education	24
                                7   Workforce grade structure by gender/race	26
                                8   Workyear distribution of scientists/graduate engineers	43
                                9   Workyear distribution of scientists and engineers within science and
                                      engineering	,	;...45
                                                     vii

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QR.O Workforce'91
                                     List of Tables
                                 1   ORD Financial Obligations- FY1990 (in thousands)	8
                                 2   Intramural Staffing by Type of Position	16
                                 3   Survey Respondents	16
                                 4   Workforce Composition by Laboratory	18
                                 5   Education Levels	21
                                 6   Comparison of Education Levels - ORD-EPA-Federal Service	22
                                 7   Academic Disciplines	22
                                 8   Grade Distribution by Education	.....23
                                 9   Workforce Composition by Race, Gender, and Appointment Authority	24
                                10   Workforce Composition by Race, Gender, and Education	25
                                11   Grade Structure by Race and Gender	26
                                12   Retirement Eligibility by Degree	27
                                13   Retirement Eligibility by Academic Discipline	28
                                14   Retirement Eligibility of PhDs in the Sciences and Graduate Engineers	28
                                15   Age Distribution	29
                                16   Years of Federal Service	29
                                17   Functions and Activities Reported by the Total Intramural Workforce	33
                                18   Functions and Activities Reported by the Intramural Workforce -
                                        Headquarters/Laboratories	34
                                19   Functions and Activities Reported by the Total ORD Extramural Workforce	35
                                20   Functions and Activities Reported by the Extramural Workforce -
                                        Headquarters/Laboratories	36
                                21   Allocation of Workyears by Major Activity	37
                                22   Distribution of Individual  Participation in Major Activities	38
                                23   Allocation of Workyears by Major Themes	39
                                24   Science Workforce by Education Level	41
                                25   Distribution of PhD Scientists and Graduate Engineers by Academic Discipline 42
                                26   Workyear Distribution for PhD Scientists and Graduate Engineers	43
                                27   Workyear Distribution within Science and Engineering Function-PhD Scientists
                                        and Graduate Engineers	44
                                28   PhD Scientists and Graduate Engineers Reporting Workyears in Bench
                                        Science and Engineering	45
                                29   Individuals Reporting Workyears in Bench Science and Engineering	46
                                30   Academic Backgrounds of Individuals Reporting Bench Science/Engineering/
                                        Modeling	47
                                31   Education Levels of Individuals Reporting More than 50 Percent of Their. Time in
                                        Bench Science	,	47
                                32   Intramural Workyears Allocated to Extramural Management	50
                                33   Scientists and Graduate Engineers - Intramural Workyears Allocated to
                                        Extramural Management	50
                                34   Intramural Participation in Intramural Management	51
                                35   Scientists and Engineers - Distribution of Individual Participation in Extramural
                                        Management	51
                                                       ix

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ORD Workforce '91
                               Acknowledgments
                               Appreciation is expressed to the many people who contributed to the ORD
                               Workforce '91 Project: Joyce Stiles, who had primary responsibility for ORD
                               Workforce '89; the ORD Human Resources Information System Steering
                               Group; personnel from Keydata Systems, Inc. and the Computer Sciences
                               Corporation; the ORD Workforce '91 Representatives; and those who took
                               the time to review various drafts and make numerous worthwhile sugges-
                               tions that enhanced the appearance and value of the report. Of the latter,
                               special thanks go to Ann Allford-Stevens, Richard Hardesty,  and Sam
                               Williams.
                                              XI

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OHD Workforce'91
                                 Section  1

                                 ORD Organization and  Operations



                                 EPA Research and Development

                                 The principal goal of the U.S. Environmental Protection Agency (EPA) is
                                 to mitigate the adverse effects of pollution on human health and the
                                 environment. In order to meet that goal, EPA managers are required to
                                 make decisions regarding the development of regulations, standards,
                                 guidance, and policies to implement pollution abatement plans and
                                 strategies. The role and mission of the Office of Research and Develop-
                                 ment (ORD) is to provide EPA managers with timely, reliable scientific
                                 and technical information, products, and technical assistance to meet the
                                 Agency's goal.

                                 ORD's research agenda, established with guidance from the EPA
                                 Science Advisory Board and refined by a series of program oriented
                                 research committees, is primarily focused on areas determined by those
                                 committees to provide knowledge on fundamental scientific and technical
                                 issues.  These issues are selected by the committees to support immedi-
                                 ate regulatory and enforcement decisions required by EPA's program
                                 offices. Consequently, ORD's research typically has been applied and
                                 carried out in response to the Agency's program and regional offices to
                                 implement the environmental protection agenda mandated by Congress.

                                 The research and development program1 is directed at the following
                                 functional areas:
                                 •  Health effects research, seeking to determine the adverse effects of
                                   pollutants on human health.
                                 •  Ecological effects research on the adverse effects of pollutants on the
                                   ecosystem.
                                 •  Environmental processes and fate research designed to understand
                                   how pollutants are transported and modified as they move through
                                   soils, ground and surface waters, and the atmosphere.
                                 •  Environmental monitoring research that develops methods for identify-
                                   ing pollutants in the environment and measuring exposure to such
                                   substances.
                                 •  Risk assessment research that develops methods to integrate infor-
                                   mation on pollutant sources, fate and transport, exposure, and health
                                   and ecological effects in order to assess the overall risk posed by a
                                   pollutant or a group of pollutants.
                                 ซ  Risk reduction research to develop control technologies to treat or
                                   contain pollutants and methods to reduce or eliminate the sources of
                                   pollutants or to prevent exposure to pollutants.
                                 1 For more detailed Information on ORD's research agenda and the responsibilities of each
                                  of Its offices and laboratories, see U.S. Environmental Protection Agency, the Office
                                  of Research and Development, 1980, September 1990.

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Office of Research and Development
                                  A Research Strategy for the 1990s

                                  ORD recently added a long-term research and development dimension
                                  to its mission, primarily due to two factors.  In 1988, the Agency's Sci-
                                  ence Advisory Board (SAB) published a report, Future Risk: Research
                                  Strategies Ifor the 1990s, that stated research is "the most fundamental
                                  of the tools that promote environmental quality."  The SAB concluded
                                  that EPA should redirect and refocus its research strategy beyond the
                                  needs of short-term, immediate applied research. The report strongly
                                  recommended that ORD undertake longer term research to anticipate
                                  information needed to protect the environment.
                                            I
                                  A second factor that reinforced the need for a longer term research
                                  strategy derived from the Agency's recent emphasis on pollution preven-
                                  tion.  This hew policy direction requires  scientists and: engineers to
                                  furnish information obtained from research that will inform the environ-
                                  mental protection community and the public about the causes of pollution
                                  in such a way that action can be taken to prevent the pollution.

                                  In response to this shift in strategic planning, ORD developed a new core
                                  research prpgram that requires strengthening and expanding current
                                  research and development efforts while conducting research projects
                                  that may take years to complete.

                                  In the Foreword to Protecting the Environment: A Research Strategy
                                  for the 1990s2, Erich Bretthauer, assistant administrator for the Office of
                                  Research and Development states,

                                    Mounting evidence suggests that we are facing a new generation of
                                    environmental problems - problems that threaten not just isolated
                                    areas, but global ecological resources; not just the health of certain
                                    individuals, but our ability to sustain life on this planet. Coping with
                                    these problems will require a fundamental change in bur approach to
                                    environmental protection. We must develop the capabilities to antici-
                                    pate and!prevent pollution, rather than simply controlling and cleaning
                                    up after it has been generated.

                                  The new strategy identifies the following major research and develop-
                                  ment priorities:

                                  •  A nationwide integrated Environmental Monitoring and Assessment
                                    Program (EMAP) to monitor the baseline condition of and trends in our
                                    ecosystems.
                                 2 For more detailed information on ORD's long-term strategy for environmental
                                   research arid development, see Protecting the Environment: A Research
                                   Strategy for the 1990s, United States Environmental Protection Agency, Draft,
                                   April 1989.

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ORD Workforce '91
                                     Long-term research to develop new tools and strategies for pollution
                                     prevention, including mechanisms to involve industry, state and local
                                     governments, communities, and individuals.
                                     Development of a national data base on the extent and nature of
                                     human exposure to pollution in the U.S.

                                     Substantially increased support for the growth and maintenance of
                                     an academic environmental research community.
                                     Increased effort to understand the relationship between health and
                                     multiple exposures to low levels of many different pollutants.

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Office of Research and Development
 ORD Organization

 EPA's research and development
 mission Is carried out by the
 Office of Research and Develop-
 ment under the direction of an
 Assistant Administrator. The
 ORD organizational structure
 divides the overall research and
 development agenda into offices
 that have responsibilities for
major research functions.  Those
major functions are Monitoring arid
Quality Assurance, Environmental
Engineering, Environmental
Processes, Health Research,
Health and Environmental Assess-
ment, Technology Transfer,
Funding of Exploratory Research,
and the Management and Adminis-
tration of the overall program.
Of the 9 ORD offices, 5 are
program offices which manage the
16 laboratories and 5 field offices
where EPA carries out much of its
environmental research and
development.

A list of ORD's offices, laboratories
and field sites, and a map of their
locations, are included in this
report as Figure 1.
Figure 1. Office of Research and Development facility locations.

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   ORD Workforce'91
   ABBREVIATION
                             ORD OFFICES, LABORATORIES, AND FIELD SITES
 NAME
   IOAA

   SORDORTP
   SORDOCINC

   ORPM


   OER
  Office of the Senior ORD Official, Research Triangle Park, NC
  Office of the Senior ORD Official, Cincinnati, OH

  Office of Research Program Management

  Office of Exploratory Research
  OTTRS

  CERICINC

  OMMSQA

  EMSL LV
    WARRENTON
  EMSLCIKC
  AREAL RTP

'* OEETD

  AEERLRTP
  RRELCINC
    EDISON

  OEPER

  ERLADA
  ERL ATHENS
  ERLCORVALLIS
  ERLDULUTH
    MONTICELLO
    GROSSEILE
 ERL GULF BREEZE
 ERL NARRAGANSETT
    NEWPORT

 OHR

 HERLRTP

 OHEA

 ECAO CINC
 ECAO RTP
 EAG
 HHAG
  Office of Technology Transfer and Regulatory Support

  Center for Environmental Research Information, Cincinnati, OH

  Office of Modeling, Monitoring Systems and Quality Assurance
  Environmental Monitoring Systems Laboratory, Las Vegas, NV
    Field Site: Environmental Photographic Interpretation Center, Warrenton, VA
  Environmental Monitoring Systems Laboratory, Cincinnati, OH
 Atmospheric Research and Exposure Assessment Laboratory, Research Triangle Park, NC

  Office of Environmental Engineering and Technology Demonstration

 Air and Energy Engineering Research Laboratory, Research Triangle Park, NC
 Risk Reduction Engineering Laboratory, Cincinnati, OH
    Field Site: Releases Control Branch, Edison, NJ

 Office of Environmental Processes and Effects Research
 Environmental Research Laboratory, Ada, OK
 Environmental Research Laboratory, Athens, GA
 Environmental Research Laboratory, Corvallis, OR
 Environmental Research Laboratory, Duluth, MN
   Field Site: Ecological Research Station, Monticello, MN
   Field Site: Large Lakes Research Station, Grosse lie, Ml
 Environmental Research Laboratory, Gulf Breeze, FL
 Environmental Research Laboratory, Narragansett, Rl
   Field Site: Pacific Ecosystems Branch, Newport, OR

 Office of Health Research

 Health Effects Research Laboratory, Research Triangle Park, NC

 Office of Health and Environmental Assessment
Environmental Criteria and Assessment Office, Cincinnati, OH
Environmental Criteria and Assessment Office, ResearchTriangle Park, NC
Exposure Assessment Group, Washington, D. C.
Human Health Assessment Group, Washington, D. C.

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Of flea of Research and Development
                                 Missions of the ORD Laboratories

                                 Each of the ORD laboratories performs specialized research related to
                                 carrying out the overall science program of the Office of Research and
                                 Development.
Office of Modeling, Monitoring Systems and Quality Assurance (OMMSQA)
Environmental Monitoring
Systems Laboratory,
Las Vegas, NV
Environmental Monitoring
Systems Laboratory,
Cincinnati, OH
Atmospheric Research and
Exposure Assessment
Laboratory, Research Triangle
Park, NC
Conduct basic and applied research and technology transfer on the
measurement and monitoring of pollutants in all parts of the
environment, including quantifying human and ecological exposures to
environmental pollutants on a local to global scale.

Conduct research on the development and application of
analytical methods, quality assurance procedures and reference materi-
als for environmental assessments. Emerging biotechnological research
on the occurrence, transport and fate of microbial pathogens in environ-
mental media.

Conduct research, technical assistance and technology transfer on the
chemical and physical processes in the atmosphere, including mobile
source and biogenic activities; ecological exposure from climate and the
atmosphere; and models, measurement, and monitoring studies needed
to support research and regulatory activities involving the air media.
 Office of Environmental Engineering and Technology Demonstration
 Air and Energy Engineering
 Research Laboratory,
 Research Triangle Park, NC
 Risk Reduction Engineering
 Laboratory, Cincinnati, OH
Conduct research to identify and develop emission reduction approaches
for stationary air pollution sources, which pose risks to public health and
the environment, including emission estimating techniques.


Conduct research to develop and demonstrate engineered approaches
and technologies for the prevention, treatment, and control of wastes,
contamination in drinking water, and pollution in surface waters and on
the land.
 Office of Environmental Processes and Effects Research
 Environmental Research
 Laboratory, Ada, OK
 Conduct and manage research, and provide technical assistance and
 technology transfer on the chemical, physical, and biological structure
 and processes of the subsurface environment, biogeochemical interac-
 tions, and linkages to other environmental media.
 Environmental Research
 Laboratory, Athens, GA
 Conduct and 'manage research, and provide technical assistance to
 predict the transformation, speciation, and transport of chemicals across
 and within environmental media in order to assess potential human and
 ecological exposures and risks.

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  ORD Worlsforce'91
  Environmental Research
  Laboratory, Corvallis, OR
 Environmental Research
 Laboratory, Duluth, MN
 Environmental Research
 Laboratory, Gulf Breeze, FL
 Environmental Research
 Laboratory, Narragansett, Rl
  Conduct and manage research on terrestrial, watershed, and landscape
  ecology; terrestrial ecotoxicology; ecological statistics; and comparative
  ecological risk assessment.

  Conduct cause/effect research in aquatic toxicology and ecology in
  lakes, streams, wetlands and the Great Lakes, including predicting and
  assessing the effects of pollutant and polluting activities on freshwater
  ecological resources.

  Conduct and manage research on the near-coastal environment with
  emphasis on coastal wetlands and estuaries, including the study and
  modeling of lexicological, disease, and microbial processes.

  Conduct and manage marine, coastal, and estuarine ecological risk
  assessment research, including the study of the effects of estuarine and
  marine disposal and discharge of complex wastes, dredged materials
  and other wastes.
 Office of Health Research
 Health Effects Research
laboratory, Research Triangle
 "'ark.NC
 Conduct and manage lexicological, clinical, and epidemiological research
 on the human health effects resulting from exposure to environmental
 pollutants and to provide related technical support and technology
 transfer, including biological assays, predictive models, and extrapolation
 methods for health risk assessments.
 Office of Health and Environmental Assessment
Environmental Criteria
and Assessment Office,
Cincinnati, OH

Environmental Criteria and
Assessment Office, Research
Triangle Park, NC

Exposure Assessment Group,
Washington, D.C.
Human Health Assessment
Group, Washington, D.C.
 Assess and interpret scientific information for risk-based regulatory
 decision-making related to health and environmental effects of single
 chemicals and complex exposures, including chemical mixtures.

 Assess and interpret scientific information in support of risk-based
 regulatory decision-making by the EPA Administrator, especially for air-
 related standards and issues.

 Provide state-of-the-art methodology, guidance, and procedures for
exposure determinations; ensure quality and consistency in the Agency's
scientific risk assessments; and provide independent assessments of
exposure and recommendations.

Assess and interpret scientific information in the health risk assessment
process, including preparation and review of health risks studies on
environmental agents that are suspect carcinogens, mutagens, or
reproductive or developmental toxins; development of new risk assess-
ment methodologies.

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CHflca of Research and Development
ORD Operations:  Onsite
and Off site

In addition to the research and
development conducted In ORD
facilities, defined as "onslte" for the
purposes of this report, much
scientific and engineering Investi-
gation Is performed offsite for ORD
under contracts, assistance
agreements (such as cooperative
agreements and grants), and
Interagency agreements, I.e.,
transactions with other Federal
agencies. This research and
development activity, conducted by
personnel who work at corporation
laboratories or by scientists and
graduate students who work In
university laboratories, termed
"offslte", Is extremely Important to
the overall ORD effort. A compari-
son of the financial obligations, I.e.,
expenditures, which  ORD  commit-
ted In FY1990 to onslte and offslte
activities, demonstrates that ORD
spent 41 percent of Its budget on
offslte research and  59 percent for
onslte research and  development.

The extent to which ORD supports
offslte and onslte research and
development activities Is portrayed
In Table 1 and Figure 2.
TABLE 1. ORD FINANCIAL OBLIGATIONS - FY 1990 (IN THOUSANDS)
                                           Offslts
Total
Intramural Rersourcss
Extramural Resources
Total
Percent
$140,778
110,789
$251 ,567
59%

173,285
$173fS6S
41%
$140,778
284,074
$424,852
100%
                                  Figure 2. ORD financial obligations - FY 1990.

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  ORD Workforce '91
  Intramural and Extramural

  EPA defines as "intramural" a
  person who is directly hired by the
  Agency as a Federal employee,
  including Public Health Service
  Commissioned Officers.  "Extramu-
  ral" personnel are those who work
  on EPA- financed activities under
  contracts, cooperative agree-
  ments, grants, and Inter-agency
  agreements. Inter-agency agree-
  ments are transactions with other
  Federal and State agencies.

 This report provides Information on
 both intramural and extramural
 personnel to demonstrate how
 these two components of the
 workforce complement and
 supplement each other.  The
 Federal Government has defined
 in specific terms the kinds of
 activities that only Federal employ-
 ees can implement. Except for
 these proscribed activities, extra-
 mural personnel may be con-
 tracted to perform the same
 activities that intramural employ-
 ees carry out.  In most cases, EPA
 has contracted for extramural
 services because of the Federal
 policy encouraging extramural
 activity or because the Agency
 was not given enough Federal
 positions to do the work. Conse-
 quently, the report provides
 Information on both types of
 employees to depict a complete
 representation of the onsite ORD
 workforce.

 With the exception of the previous
table and chart, all subsequent
references In this report to "extra-
 mural" personnel are to onsite,
 extramural workers.

 Table 1 illustrates the importance
 to ORD of the extramural
 workforce to EPA's research and
 development mission. In FY1990,
 ORD obligated $284,074,0003 in
 combined onsite and offsite
 extramural  services, a figure that
 represents  67 percent of the total
 $424,852,000 obligated.

 ORD Workforce '91 concentrates
 on the ORD onsite workforce, I.e.,
 the people who work In an QRD-
 managed EPA facility carrying out
the research and development
 mission for  iPA. Within that
context, this report will describe in
general terms the men and women
of ORD and what they do.
3 Readers interested in more detailed information on ORD financial activities are referred to the document "Summary
 SISSS8 1 Rnancial Activity, FY 1987-1989", issued in July 1990. This analysis, currently being revised to include
 FY 1990 data, is scheduled for publication in the summer of 1991.

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ORD Workforce'91
                                 Section 2
                                 Workforce Highlights
                                 This section summarizes the attributes that describes ORD's workforce
                                 for those readers who may not wish to review the more detailed informa-
                                 tion contained in subsequent sections of ORD Workforce '91.

                                 Workforce Characteristics

                                 In describing the ORD workforce, available data elements were selected
                                 that most accurately and reliably describes the characteristics and
                                 capabilities of the 4,027 intramural and extramural personnel working on-
                                 site.

                                 •  Academic Degrees The level of education is a primary descriptive
                                   indicator of the formal preparation employees have for conducting and
                                   supporting scientific research and managing operations.

                                 •  Academic Discipline The discipline in which the academic degree is
                                   obtained points to the correlation between the type of research and
                                   development and the staff's academic preparation to carry out that
                                   research.

                                 •  PhDs and Graduate Engineers The data collected contains com-
                                   plete information on the academic credentials of the 4,027 intramural
                                   and extramural men and women who conduct and support ORD's
                                   mission.  On the assumption that scientists and engineers with
                                   advanced degrees most often define research and development policy
                                   and manage and conduct much of the research and development, the
                                   report focuses specifically on this distinct group in a number of the
                                   tables. Other tables describe personnel with other academic degree
                                   levels and disciplines, all of whom play important roles in ORD's
                                   operations.

                                • Activities This element describes the kind of activities people
                                   undertake, and how much of their time they spend in them. This
                                  involvement is expressed in workyears1 in four major areas:
                                  Management and Planning, Science and Engineering, Support to
                                  Science and Engineering, and Administration. Each major activity
                                  has sub-activities that further define what people do.

                                • Compensation  ORD federal employees' pay is determined by their
                                  grade level in the federal system. Because the data provided by the
                                  extramural employees were incomplete, it is not possible to make
                                  comparisons in compensation between intramural and extramural
                                  employees in similar kinds of activities.
                               1 A workyear is equivalent to the amount of time a full-time person spends working
                                 in a year (2,080 hours). Workyear calculations are derived from the percentage
                                 of time employees indicated in their survey questionnaires that they spend on
                                 specific activities.
                                               11

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Office of Research and Development
                                  • Demographic Information This information, derived primarily from
                                    the EPA human resources and payroll data base (EPAYS), allows
                                    analyses of the intramural workforce age, gender distribution, years of
                                    service, retirement eligibility, minority classification, Job series, and
                                    other factors. Most of this information is not available for the extramu-
                                    ral workforce.

                                  • Organization  To demonstrate various dimensions of the workforce,
                                    the data are arrayed in different tables with data aggregated for all of
                                    ORD, for ORD offices, and for the laboratories.

                                  • Intramural and Extramural Where appropriate, comparisons are
                                    made between these two major groups of employees who conduct
                                    ORD's business in order to focus on similarities, differences, and
                                    complementarities of the two.

                                   ORD 1991 Workforce Highlights

                                  The following workforce highlights represent a summaiy of the extensive
                                   information contained in the subsequent sections of the report and the
                                  tables of the Appendix.2

                                  Workforce Structure and Distribution

                                   •  In the fall pf 1990, there were 4,027 intramural and extramural em-
                                     ployees working onsite in the ORD offices and laboratories.

                                   •  1,907 part-time and full-time intramural employees carried out re-
                                     search and development and related activities.
                                   •  In addition, 190 temporary Stay-in-School  (SIS) intramural employees
                                     worked in ORD sites. Because of the transient nature of their employ-
                                     ment, they are not included in the count of the intramural workforce in
                                     this report.
                                   •  Of the 1,930 part-time and full-time onsite extramural personnel who
                                     carried out or supported research and development, 1,805 returned
                                     survey questionnaires from which data are provided in this report.

                                   •  Of the 1,907 intramural employees, under the Federal government
                                     classification system, 1,254 are Professionals, 231 are Administrative,
                                     181 are Technical, 223 are Clerical, and 18 are Others, (wage grade,
                                     experts, etc.)
                                   •  71 (4 percent) of the 1,907 intramural staff is part-time, while 281
                                     (16 percent) of the 1,805 extramural is part-time.

                                   •  Of the 3,712 person combined intramural and extramural workforce in
                                     the ORD laboratories, 49 percent of the workforce is intramural and 51
                                     percent is extramural.
                                   •  Headquarters' offices have proportionately fewer extramural person-
                                     nel, ranging from no extramural people in the Office of Health Re-
                                     search, to 18 (25 percent) extramural people in the Office of Research
                                     Program Management.
                                   2 The Workforce '91 Appendix consists of 112 tables containing data from the
                                    survey, many of which are used in this report; the Appendix is for limited
                                    internal use,
                                                12

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ORD Workforce '91
                               Characteristics of the ORD Workforce

                               •  75 percent of the intramural and 63 percent of the extramural workforce
                                  has bachelors, masters, or doctoral degrees.

                               •  The intramural workforce has a larger percentage of advanced degrees
                                  than the extramural workforce (545, or 70 percent of the PhDs, and 445,
                                  or 56 percent of the masters degrees).

                               •  Approximately 62 percent of the combined intramural and extramural
                                  workforce has completed studies in engineering and the sciences.

                               •  The intramural and extramural workforces have similar percentages of
                                  people in each major field of study, such as Chemistry, Engineering,
                                  Earth Sciences, Life Sciences,  etc.

                               •  97 percent of the individuals with doctoral degrees are in the GS/GM 12
                                  through 15 grades, representing an annual salary range of $37,300 to
                                  $80,100.

                               •  95 percent of the intramural graduate engineers (PhDs or Masters in
                                  Engineering) are in the grade/salary range of GS/GM 12 through 15.

                               •  Approximately 50 percent of the 478 intramural PhD scientists are grade
                                  13 or below; 44 percent of the graduate 187 graduate engineers are
                                  grade 13 or below.

                               •  Men represent roughly two-thirds of the intramural workforce; 82 percent
                                  are in the professional occupations and 8 percent are in administrative
                                  management.

                               •  Women represent one-third of the intramural workforce; 33 percent of the
                                  women are in professional occupations and 20 percent are in administra-
                                  tive management. Of the women employed by ORD, 47 percent are in
                                  clerical occupations.

                               •   The 247 minority employees represent 13 percent of the intramural
                                  workforce; 115 minority employees (47 percent of the total) are in
                                  professional occupations and 33 (13 percent) are in administration.
                                  Approximately one-third of the minorities employed by ORD are in
                                  clerical positions.

                               •   Of the 1,254 professional intramural positions, 83 percent are occupied
                                  by males, 17 percent by females. Minorities represent 9 percent of the
                                  professional positions.

                               •   As of FY1992, approximately 304 employees, or 9 percent of the
                                  intramural workforce, will be eligible for retirement. This number includes
                                  255 who were eligible in FY 1990, plus 49 who became eligible in 1991.

                               •   By FY 1996,16 percent of the current ORD intramural workforce will be
                                  eligible for retirement.

                               •   Approximately 39 percent of the intramural chemists, earth scientists,
                                  engineers, and physicists will be eligible for retirement in the next
                                  6 years.

                               •   13 percent of the intramural workforce is age 35 or below.

                               •   Roughly 40 percent of the workforce is between ages 40 and 50; 17 per-
                                 cent of the workforce is currently over the age of 55.

                               •  Some 23 percent of the intramural workforce  has less than 10 years of
                                 federal service; approximately 31 percent of the intramural scientific and
                                 engineering workforce has less than 10 years of federal service.

                               •  About 41  percent of the intramural workforce  has more than 20 years of
                                 federal service, compared to 35 percent of the scientific and engineering
                                 workforce.
                                                 13

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Office of Research and Development
                                  Work Activity Distribution

                                  •  The intramural workforce spends 62 percent of its time in support of
                                    science-related activities.

                                  •  84 percent of the intramural workyears and 96 percent of the
                                    extramural workyears are in ORD laboratories. Conversely, 16
                                    percent of the intramural and 4 percent of the extramural workyears
                                    are in Headquarters.

                                  •  71 percent of the intramural activities and 75 percent of the extramural
                                    activities are science-related.

                                  •  22 percent of the intramural and 22 percent of the ejctramural activities
                                    are for administrative support.

                                  •  50 percent of the Headquarters intramural activity and 3 percent of the
                                    Headquarters extramural activity is in Management, Policy Develop-
                                    ment and Program Planning, and Administration.

                                  •  256 staff workyears are committed to managing ORD extramural
                                    activities, representing 14 percent the 1,806 intramural workyears.

                                  •  60 percent of the 256 workyears are in extramural management
                                    oversight;  40 percent are administrative activities related to extramu-
                                    ral management.

                                  •  973 intramural employees (approximately 51 percent) report some
                                    activity related to extramural management.

                                  •  63 percent of the 1,061 intramural workforce responses (672) report
                                    spending between 1  and 24 percent of the time on extramural activi-
                                    ties, while  only 48 (5 percent) of the responses indicate spending 75
                                    to 100 percent of the time in managing extramural activities.


                                  Science and Engineering Workforce

                                  •  PhD Science and Graduate Engineers represent roughly 25 percent of
                                    the entire ORD workforce of 3,712.

                                  •  Approximately 70 percent of the PhD Scientists and 72 percent of the
                                    Graduate Engineers are intramural resources.

                                  •  Graduate Engineers represent roughly 28 percent of the ORD
                                    workforce; Chemists represent 17 percent of the ORD scientist and
                                    graduate engineer workforce.

                                  •  Approximately 77 percent of the total PhD Scientist and Graduate
                                    Engineer workyears is dedicated to science and engineering func-
                                    tions.  Intramural resources contribute 71 percent of the workyears;
                                    extramural accounts for 29 percent.


                                  Extramural Management Workforce

                                  •  472 responses of the 649 intramural Scientists and Graduate Engi-
                                    neers (73 percent) report significant extramural management activity,
                                    although 338 of these responses (72 percent) indicate that they spend
                                    less than 25 percent in this activity. Only 13 responses (3 percent)
                                    indicate spending more than 75 percent of the time on extramural
                                    management.
                                               14

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ORD Workforce '91
                                Section 3
                                Workforce Structure and Distribution
                                As of late summer 1990, the ORD combined onsite workforce numbered
                                approximately 4,027 full and part-time, intramural and extramural person-
                                nel.  This figure consists of 2,097 intramural employees, including the
                                190 student employees working part-time throughout ORD under the
                                "stay-in-school" (SIS) program.  Due to the transient nature of that portion
                                of the workforce, the SIS employees are not included in the intramural
                                workforce count for the remainder of this study. Consequently, the
                                number of intramural personnel used in the ORD Workforce '91 is 1,907.

                                ORD offices and laboratories reported that 1,930 extramural personnel
                                worked onsite in September and October 1990, when the survey ques-
                                tionnaires were distributed to the workforce. A total of 1,805 extramural
                                employees returned questionnaires, for a 94 percent response rate.
                                Accordingly, the extramural figure used in the tables, charts and analyses
                                of this report is 1,805, the number of extramural personnel for whom
                                questionnaires and data were received.

                                Occupation categories used to define the intramural workforce include
                                the standard Federal Government groupings of Professional, Administra-
                                tive, Technical, Clerical and Other (PATCO).  Professional and Adminis-
                                trative employees are comprised of the following: Senior Executive
                                Service members; Science and Technical employees in grades GS-16
                                and above; General Management employees; and General Schedule
                                employees in professional and administrative management series as
                                designated by the Office of Personnel Management (OPM). Commis-
                                sioned Officers in the Public Health Service on assignment to ORD are
                                classified in the same occupational specialties as those used for direct
                                hires. Technical and clerical employees include all General Schedule
                                employees in OPM-designated clerical and technical series. "Other"
                                includes Wage Grade employees, experts, and consultants.
                                              15

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Offtca of Research and Development
Data concerning the intramural
workforce are shown in Table 2.
The distribution of the workforce in
terms of part-time and full-time
employment is reflected in Table 3.
1

TABLE 2. INTRAMURAL STAFFING BY TYPE OF POSITION
Category Number
Professional 1,254*
1 Administrative 231
Technical 181
: Clerical 223
I Other 18
Total 1,907
Percent
66
12
19
12
1
100
* Includes 57 Public Health Services Commissioned Officers assigned to ORD.
                                    Summary:
                                    • Approximately 78 percent of the Intramural workforce occupies
                                     professional or administrative management positions.
                                    • A staff of 422, or 22 percent of the workforce, provides clerical and
                                     technical support to the scientific and engineering staff.
                                   Source: ORD Workforce '91, Appendix, Tables I-A, I-B
TABLE 3. SURVEY RESPONDENTS
I
Intramural Workforce
Extramural Workforce
Total
Part-Time
71
281
352
Full-Time
1,836
1,524
3,360
Total
1,907
1,805
3,715!
Percent
51
49
100
                                   Summary:
                                   • The intramural resources represent 55 percent of the full-time workforce
                                     and roughly 20 percent of the part-time workforce.
                                   • The extramural resources represent 45 percent of the full-time workforce
                                     and 80 percent of the part-time workforce.
                                   • In those cases where part-time employees failed to note their weekly
                                     hours worked* their time was computed at .5 workyear, otherwise their
                                     workyears were calculated on the percentage of a year they actually
                                     worked.      \


                                   Source: ORD Workforce '91, Appendix, Table I-C
                                                 16

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ORD Workforce'91
Although the overall workforce is
51 percent intramural and 49
percent extramural, some varia-
tions are present among the many
EPA operating units. Table 4
shows the proportion of intramural
to extramural resources in each
ORD laboratory.  Figure 3 deals
with Headquarters Offices and
Figure 4 displays information by
office.
NO-OFFICE
         IOAA-HQ
       ORPM-HQ
         OER-HQ
       OTTRS-HQ
     OMMSQA-HQ
       OEETD-HQ
       OEPER-HQ
         OHR-HQ
       OHEA-HQ
ORD HO TOTAL
                                  Figure 3. Workforce composition (Headquarters Offices).
                                                                         EPA PERCENT
                                                                        J EXTRAMURAL PERCENT
                                   OFFICE/LAB
                                   OMMSQA  AREAL-RTP
                                           EMSLCINC
                                             EMSL-LV
                                   OEETD    AEERP-RTP
                                           RREL-CINC
                                   OEPER      ERL-Ada
                                           ERL-Athens
                                          ERL-Corvallis
                                           ERL-Duluth
                                        ERL- GuB Breeze
                                        ERL-Narragansett
                                   OHR      HERL-RTP
                                   OHEA     ECAO-CINC
                                           ECAO-RTP
                                               EAG
                                              HHAG
                                   LAB TOTALS

                                  Figure 4. Workforce composition (Laboratories).



                                                   17

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Office of Research and Development
As indicated in Table 4, the
workforce composition varies
significantly throughout ORD's
facilities. Extramural resources
include contract personnel, indi-
viduals conducting research under
cooperative agreements, employ-
ees from other government
agencies working under
Interagency Agreements and
Intergovernmental Personnel
Agreements, Senior Environmental
Employees, and fellowship recipi-
ents. Working with such a variety
of people in each of these groups
requires special management
expertise. In addition, the intramu-
ral workforce consists of individu-
als employed under a wide range
of appointment authorities, requir-
ing a working knowledge of each
of those systems.
















i



. .. ,,• ..
, ..,-. ..' :.
• : ' .
TABLE 4. WORKFORCE COMPOSITION BY LABORATORY . r
Intramural
Personnel


Headquarters IQAA HQ
OEETDHQ
OEPERHQ
OERHQ
OHEAHQ
OHRHQ
OMMSQAHQ
ORPM HQ
OTTRSHQ
Total

OMMSQA AREAL-RTP
EMSL-CINC
EMSL-LV
I
1
OEETD AEERL-RTP
RREL-CINC
OEPER ERL-Ada
ERL-Athens
ERL-Corvallis
ERL-Du!uth
ERL-Gulf Breeze
ERL-Narragansett
OHR HERL-RTP
OHEA ECAO-CINC
ECAO-RTP
EAG
HHAG
ORD Total
Summary:
No.

28
30
32
16
30
14
36
47
77
310

168
116
157

99
261
60
77
73
90
56
82
240
41
29
16
32
1,907

%

66
96
96
72
76
93
83
71
91
83

48
56
30

67
67
45
45
24
44
44
39
52
82
72
91
91
51

Extramural
Personnel
No.

14
1
1
6
9
1
7
19
7
65

181
90
355

48
128
71
93
227
112
70
125
216
9
11
1
3
1,805

%

33
3
3..
27
23:
,6
,16
28
8
17

51
43
69

32
32
54
54
75
55
55
60
47
18
27
5
8
49

ORD
Total
No.

42
31
33
22
39
15
43 ...
66
84
375

349
206
512

147
389
131
170
300
202
126
207
456
50
40
17
35
3,712

%

11
8
9
6
10
4
11
18
22
100

10
6
15

4
12
4
5
9
6
4
6
17
2
1
1
1
100

                                   • Headquarters Offices, responsible for program management and policy
                                    development, maintain a higher percentage of Intramural personnel than
                                    the field laboratories.

                                   • Laboratories and field offices average 51 percent Intramural to 49 percent
                                    extramural resources, ranging from 100 percent Intramural in the Office of
                                    Health Research to 75 percent extramural at the Environmental Research
                                    Laboratory, Gorvallls, and 69 percent at the Environmental Monitoring
                                    Systems Laboratory, Las Vegas.
                                                i

                                   Source: ORD Workforce '91, Appendix, Tables I-C, I-D, I-E
                                                18

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ORD Workforce'91
The complicated nature of the
workforce adds to the flexibility of
ORD site managers, but also
contributes to the complexity of
human resources management
within ORD. Combined with the
special set of challenges associ-
ated with directing a geographi-
cally distant group of facilities,
ORD management needs accurate
and detailed information concern-
ing its workforce to ensure that
sufficient resources are available,
now arid in the future, to carry out
its scientific, engineering, and
support missions.

The remainder of this report
describes key characteristics of the
intramural and onsite extramural
components of the ORD
workforce, including:

•  academic backgrounds and
   fields of study;

•  compensation for the intramural
   workforce;
representation of women and
minorities in the intramural
workforce;

age and retirement eligibility
statistics;

the workload distribution;

the nature of the science and
engineering workforce; and

the characteristics of those
individuals in the intramural
workforce who are responsible
for extramural management.
                                                  19

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 ORD Workforce'91
                                  Section 4
                                  Characteristics of the ORD Workforce
 Education Levels

 In light of the leadership role of
 ORD in scientific and technical
 aspects of environmental analysis,
 the educational characteristics of
 the overall ORD workforce are of
 particular significance. Table 5
 and Figure 5 provide an overview
 of the education levels reported by
 the ORD workforce.

 As indicated in Table 5, ORD has
 a highly educated workforce.
 Overall, 69 percent of the ORD
 workforce has earned at least a
 4-year degree.

 In comparison with the available
 education statistics concerning the
 EPA workforce and the Federal
 Service, both components of the
 ORD workforce reflect substan-
tially higher levels of formal
education (Table 6). The percent-
ages of individuals with doctoral
degrees were considerably higher
in the ORD workforce.
                                  This section provides information about key characteristics of the ORD
                                  workforce. The combined intramural and extramural ORD workforce is
                                  depicted with regard to education level and academic disciplines. The
                                  intramural workforce is characterized by grade level-compensation, race,
                                  gender, retirement eligibility, and years of Federal service. This informa-
                                  tion may be useful in identifying significant strengths or weaknesses in the
                                  workforce in relation to future research requirements.
 TABLE 5.  EDUCATION LEVELS

                                                No Degree/
               PhDs     Masters  Bachelors    Other  No Response  Total
No. %
Intramural 545 70
% of Intramural 29
Extramural 233 30
% of Extramural 13
No. %
.445 56
23
347 44
19
No. %
434 43
23
560 57
31
No. %
65 37
3
113 63
6
No. %
418 43
22
552 57
31
No. %
1907 51
100
1805 49
100
Total         778 100   792  100   994  100   178 100  970  100  3712 100
  %OfTotaI     21       21        27        5       26        100


Summary:

• Approximately 75 percent of the intramural and 63 percent of the
 extramural workforce has bachelors, masters or doctoral degrees.

• PhDs represent 29 percent of the intramural and 13 percent of the
 extramural workforce; overall, 21 percent of the ORD workforce has a
 doctoral degree.

• The intramural workforce has 70 percent of the PhDs and 5@ percent of
 the masters degrees.
Source: ORD Workforce '91, Appendix, Table II-A
                                 Degree Type

                                  Intramural Personnel

                                  Extramural Personnel

                                 ORD Total
                                 Figure 5. Education levels.
                                                 21

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Office of Research and Development
Academic Disciplines

Detailed information concerning
the academic disciplines of the
ORD workforce was collected
using a list of 750 specific fields of
study. This information can be
useful at the individual laboratory
and office levels to identify the
availability of individuals with
specific academic backgrounds to
support existing and planned
research programs. In addition,
the data can assist ORD managers
in Identifying possible recruiting
and assistance objectives.  Major
fields of study identified by mem-
bers of the intramural and extra-
mural workforce are summarized
in Table 7.

In general, the areas of academic
specialization reflected by extra-
mural personnel tend to mirror
those of ORD intramural staff.

Data collected during the
workforce study included specific
academic disciplines and areas of
specialization which will be made
available to ORD management for.
resource planning and response  to
existing requirements. For ex-
ample, within the intramural
workforce, over 30 individuals
identified'their academic disci-
plines within "Analytical Chemis-
try." Over 140 areas of specializa-
tion were identified by these
individuals, including: electroana-
lytlcal analyses of water for trace
metals; optical spectroscopy with
Inductively coupled plasma source;
gas chromatography/mass spec-
trometry of environmental pollut-
ants; and aerosol chemistry and
physics.
TABLE 6. COMPARISION OF EDUCATION LEVELS - ORD-EPA-FEDERAL
	SERVICE	

             ;         PERCENTAGE OF THE WORKFORCE POPULATION

                        ORD*

PhD
Masters
Bachelor
Other
Intramural
29
23
23
25
Extramural
13
19
31
37
Total
21
21
27
31
EPA**
7
23
32
38
Federal Service**

32t

68
Total
100
100
                                    100
                                 100
                                 100
Summary:
• Approximately 69 percent of the ORD workforce has a 4-year degree or
 more compared to the Agency's 62 percent and the Federal Service's 32
 percent.
• Slightly more than one-fifth of the ORD workforce has doctoral degrees
 compared to the Agency's 7 percent.
Sources: * ORD Workforce '91, Appendix, Table II-A
       ** OHRM Report, "EPA Workforce Snapshots", December 1989
        t Includes Bachelors, Masters, and PhD Degrees
TABLE 7. ACADEMIC DISCIPLINES
ACADEMIC DISCIPLINES FOR HIGHEST DEGREE LISTED
Intramural Extramural ORD
Personnel Personnel Total
No! % No. % No. %
Academic Discipline
Chemistry
Engineering
Earth Sciences
Life Sciences I
Math/Physics ;
Other and No Response
255
287
72
622
61
610
13
15
4
33
3
32
175
168
137
487
74
764
"10
9
8
27
4
42
430
455
209
1.T09
135
1,374
11
12
6
30
4
37
 Total
             1,907   100
                1,805  100
3,712  100
 Summary:

 • Approximately 62 percent of the workforce has completed studies in
  engineering fields and the sciences.

 • The intramural and extramural percentages lor each major Held of study
  are relatively similar.

 • Individuals, who have studied life sciences, constitute roughly 30 percent
  of the ORD workforce.


 Source: ORD Workforce '91, Appendix, Table II-B
                                                22

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ORD Workforce '91
Grade Structure And
Compensation
Workforce compensation issues
are a key concern for management
in its ongoing efforts to recruit,
train, and retain a highly skilled,
scientific and engineering
workforce. Data comparing the
salary levels of the intramural
workforce in relation to education
levels are shown in Table 8.
Because insufficient data were
provided by extramural personnel,
it is not possible to compare
compensation of the intramural
and extramural personnel for
similar levels of academic prepara-
tion and types of activity.








TABLE 8. GRADE DISTRIBUTION BY EDUCATION
INTRAMURAL PERSONNEL ONLY
Grade

Education

PhDs
Graduate Engineers
Masters
Bachelors
Other
None Reported


Total
Percentage of Workforce


Under 12

13
10
66
167
56
367


679
36


12-13

224
73
129
178
5
42


651
34


14-15

213
77
97
82
3
9


481
25


Over 15

1
1
1
0
0
0


3
<1


PHS

12
22
20
3
0
0


57
3


SES

15
4
10
3
1
0


33
2


Total

478
187
323
433
65
418


1,904*
100

* Total number should be 1,907; three employees have invalid grades in the database.
tion levels seem proportional to
educational achievements within
the intramural workforce. The
numbers of individuals with
advanced degrees in the "below
Grade 12" levels indicate that there
may be some difficulty recruiting or
retaining individuals with doctoral
or graduate engineering degrees
at below the Grade 12 level.
Summary:

• Approximately 97 percent of the individuals with doctoral degrees are in
 the GS/GM12 through 15 grades, representing an annual salary range of
 $37.3Kto  $80.1 K.

• Roughly 95 percent of the graduate engineers (PhDs or Masters in
 Engineering) are in the grade/salary range of GS/GM 12 through SES.

• Approximately 50 percent of the PhDs are grade 13 or below; 44 percent
 of the graduate engineers are grade 13 or below.

• Approximately 62 percent of the individuals in grades 12 and below
 (annual salary range of $11K to $48K) have no format degree.
                                   Source: ORD Workforce '91, Appendix, Table II-C
                                                   23

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Office of Research and Development
Race - Gender

Federal managers are responsible
for ensuring that historically under-
represented groups receive equal
opportunity for employment within
the government. Recent studies
indicate that women and minorities
are under-represented groups
within the sciences and engineer-
ing. ORD management has an
expressed goal of identifying
opportunities for hiring women and
minorities in the ORD scientific and
engineering workforce.

Tables 9 and 10 and Figure 6
present the race-gender distribu-
tion of the intramural workforce by
appointment authority and educa-
tion level
TABLE 9. WORKFORCE COMPOSITION BY RACE, GENDIER, AND
         APPOINTMENT AUTHORITY
I
Male

Professional
Administrative
Technical
Clerical
Other
Total
Percent
White
961
89
78
8
10
1,146
60
Minority
80
10
12
5
2
109
6
Intramural Personnel
Female Total
White
178
109
70
152
5
514
27
Minority Workforce
35
23
21
58
1
138
7
1254
231
181
223
18
1,907
100
Total
Female
213
132
91
210
6
652
34
Minority
115
33
33
63
3
247
13
Summary:

• Men represent roughly two-thirds of the workforce; 82 percent are in the
 professional occupations and 8 percent are in administrative
 management.

• Women represent one-third of the workforce; 33 percent of the women are
 in professional occupations and 20 percent are in administration. Of the
 women employed by ORD, 32 percent are in clerical occupations.

• Minorities represent approximately 13 percent of the workforce; 47
 percent are in professional occupations and 13 percent are in
 administration. Approximately one-third of the minorities employed by
 ORD are in clerical occupations.

• Of the professional positions available, 83 percent are occupied by males,
 17 percent by females. Minorities represent 9 percent of the professional
 positions.
                                  Source: ORD Workforce '91, Appendix, Table II-D
                                  DEGREETYPE

                                          White Male

                                        Minority Male

                                        White Female

                                      Minority Female

                                  ORD Total
                                  Figure 6. Workforce composition by gender, race, and education.
                                               24

-------
ORD Workforce'91
Minorities represent approximately
13 percent (6 percent male; 7
percent female) of the ORD
intramural workforce compared to
25 percent (7 percent male; 18
percent female) for the EPA
workforce as a whole. Forty-seven
percent of the minority personnel
are in professional positions.

Women represent approximately
34 percent of the ORD workforce,
compared to 48 percent for the
total EPA workforce and 42
percent government-wide.  Thirty-
three percent of women employ-
ees within ORD are in professional
positions. EPA statistics indicate
that women and minorities make
up roughly one-third of the profes-
sional scientific and engineering
workforce. In ORD, women and
minorities represent 21 percent of
the professional scientific and
engineering workforce.
TABLE 10. WORKFORCE COMPOSITION BY RACE, GENDER, AND
          EDUCATION
Intramural Personnel


PhDs*
Graduate Engineers**
Masters!
Bachelors
Other
Total
Percent
Mi
White
381
154
239
268
104
1,146
60
He
Minority
24
19
16
29
21
109
6
Fi!
White
63
13
65
102
271
514
27
Tiale
Minority
11
1
4
35
87
138
7
Total
Workforce
479
187
324
434
483
1,907
100
Total
Female
74
14
69
137
358
652
34
Minority
35
20
20
64
108
247
13
  * PhDs in other than engineering disciplines.
 ** PhDs or masters in engineering.
 t Masters in other than engineering disciplines.
Summary:
• Men represent roughly two-thirds of the ORD workforce; approximately
 66 percent have advanced degrees.
• Women represent one-third of the ORD workforce; approximately 20
 percent have advanced degrees.
• Minorities represent 13 percent of the ORD workforce; approximately
 30 percent have advanced degrees.
• According to OPM publication Federal Civilian Workforce Statistics 1987
 and OHRM's EPA Workforce Snapshots, December, 1989, women and
 minorities represent 49 percent of the Agency's workforce, and over 42
 percent of the Federal workforce.


Source:  ORD Workforce '91, Appendix, Table ll-E
                                                  25

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Office of Research and Development
Table 11 and Figure 7 present
Information concerning the grade
structure of the ORD intramural
workforce.

As indicated in Tables 10 and 11,
the grade structure within the ORD
intramural workforce roughly
parallels the education levels, e.g.
approximately 23 percent of the
women have advanced degrees
and approximately 30 percent of
the women are in paygrades 12
and above.
TABLE 11. GRADE STRUCTURE BY RACE AND GENDER
f
Intramural Personnel
Male
Grade
Under 12
12-13
14-15
Over 15
PHS
SES
Other
Total
Percent of Total
White
188
468
400
3
55
30
2
1,146
60
Minority
41
40
27
0
1
0
0
109
6
Female
White
339
123
48
0
1
2
1
514
27
Minority
111
20
6
0
0
0
1
138
7
Total
Workfoniie
679
651
481
3
57
32
4
1,907
100
Total
Female
450
143
54
0
1
2
2
652
34
Total
Minority
152
60
33
0
1
0
1
247
13
                                   Summary:

                                   • Approximately 82 percent of the men are in paygrades 12 and above.

                                   • Approximately 31 percent of the women are in paygrades 12 and above.

                                   • Approximately 38 percent of the minorities are in payg,rades 12 and
                                    above.


                                   Source: ORD Workforce '91, Appendix, Table II-F
                                   RACE/GENDER*

                                           White Male

                                         Minority Male

                                         White Female

                                       Minortity Female

                                   ORD Total
                                    * Categories of 1 percent or less of the total are not represented on this chart.

                                   Figure 7. Workforce grade structure by gender/race.
                                                26

-------
 OBD Workforce'91
 Retirement Eligibility

 The turnover rate in the workforce
 is a significant factor in evaluating
 an organization's capacity for long-
 term performance and in designing
 recruitment, training, and develop-
 ment plans. ORDhasalow
 turnover rate; in Fiscal Year 1989 it
 was approximately 5 percent.
 According to OHRM's EPA
 Workforce Snapshots, December
 19891, ORD experienced a 1
 percent actual loss of personnel
 due to retirement in FY 1988;
 OHRM also indicates that the
 Agency's retirement eligibility rate
 parallels ORD at 5 percent.

 Projected retirement eligibility rates
 for groups of individuals with
 specific skills can provide manage-
 ment with the  information it needs
 to respond effectively to changing
 missions. Tables 12 and 13 display
 retirement eligibility data for the
 ORD intramural workforce by
 education level and area of
 academic specialization.

As indicated in Table 12, the next
six years represent some potential
for a gradual change in the compo-
sition of the ORD workforce. ORD
senior managers plan to assess
 laboratory and mission-specific
 information to  determine the
strategic impact of projected
 retirement eligibility on its mission.
TABLE 12. RETIREMENT ELIGIBILITY BY DEGREE            	

                         Intramural Personnel
                                                           Cumulative
                        Retirement Eligibility* During Fiscal Year     Retirement
Highest               1991  1992    1993   1994   1995   1996   Eligibility
            Workforce No. %  No.%   No.%  No.% No.%  No.%   Jto,
PhDs"
Graduate Engrst
Masters^
Bachelors
Other
Total
Percent
479
187
324
434
483
1,907*

44
38
47
68
58
255
13
11
g
6
15
8
49
3
10
3
9
17
12
51
3
13
6
11
12
23
65
3
12
8
8
16
19
63
3
12
4
7
17
19
59
3
102
68
88
145
139
542

21
36
27
33
29

28
  * Retirement Eligibility based on OPM criteria:
     Age      Minimum Years of Service
   55 or over            30
   60 or over            20
   62 or over             5

 ** PhDs in other than engineering disciplines.
 t PhDs or masters in engineering.
tf Masters in other than engineering disciplines.
Summary:

• AsofFY 1992, roughly 16 percent of the ORD workforce will be eligible lor
 retirement. This includes roughly 255 individuals who were eligible for
 retirement prior to 1991.

• By 1986,36 percent of the graduate engineers in the workforce will be
 eligible for retirement; roughly 3 percent of those become retirement
 eligible in 1995.

• By 1996,33 percent of individuals with bachelors degrees will become
 retirement eligible.
Source: ORD Workforce '91, Appendix, Table II-M
1 For readers interested in these and other data about the EPA workforce, the document "EPA WORKFORCE SNAPSHOTS,
 What Does EPA's Workforce Look Like?", December 1989, contains much information on the Agency's human resources
 for FY '89. This document is produced by and available from the EPA Office of Human Resources Management.
                                                    27

-------
Offlc* of Research and Development
Table 13 identifies the retirement
eligible population by academic
discipline. Table 14 identifies the
retirement eligibility of intramural
scientists and graduate engineers.

Approximately 541 positions could
become vacant due to voluntary
retirement eligibility over the next
5 years, representing a potential
turnover of 28 percent of the
current 1 ,907 intramural employ-
ees. Approximately 50 percent of
these positions are presently
scientist/engineer positions.
Because of the considerable
increase in the Senior Executive
Service (SES) pay scale, which
went into effect in FY 1 991 , ORD
SES employees may retire in
larger numbers beginning in FY
1994. Few of the 31 SES employ-
ees are expected to retire in FY
'91 , '92, or '93 because of the
formula for calculating retirement
benefits for Federal Government
employees.

.






' '
" ' '
TABLE 13. RETIREMENT ELIGIBILITY BY ACADEMIC DISCIPLINE
Retirement Eligibility* In Fiscal Year
Academic
Discipline
Chemistry
Earth Sciences
Engineering
Life Sciences
Mathematics
Physics
Social Science
Space Science
Other

Total
Percent


Workforce
255
72
i 287
622
33
28
59
; 1
550

1,907


1991
No. %
54
g
59
56
5
4
4
1
63

255
13

1992
NO.%
7
2
14
17
0
1
0
0
7

48
3

1993
No.%
13
2
5
17
0
1
1
0
12

51
3

1994
No.%
17
2 :•:
10
12
1
1
1
0
21

65
3

1995
No.%
10
1
14
14
2
2
3
0
17

63
3

1996
Mo.%
10
2
7
16
3
:, 0
1
0
20

59
3

Cumulative
Retirement
Eligibility
Na
111
18
109
132
11
9
10
1
140

541


ฐA
44
25
38
21
33
32
. 17
100
25


28

* Retirement Eligibility based on OPM criteria:
Age Minimum Years of Service
55 or over
60 or over
62 or over


Summary:





30
20
5






































• Approximately 39 percent of the intramural chemists, earth scientists,
engineers and physicists will be eligible lor retirement within the next 6
In the publication "EPA Workforce
Snapshots, What Does the EPA
Workforce Look Like?", December
1989,5 percent of all EPA employ-
ees were eligible for voluntary
retirement; 11 percent were
eligible government-wide.
 years. This equates to 249 potential position vacancies.
• Approximately 26 percent of the individuals with academic backgrounds In
 other than science and engineering disciplines will be eligible for retirement
 within the next 5 years.  This equates to 141 potential position vacancies.
Source: ORD Workforce '91, Appendix, Table ll-N
                                    TABLE 14. RETIREMENT ELIGIBILITY OF PhDs IN THE SCIENCES AND
                                    	GRADUATE ENGINEERS	.          	

                                                                             .  .            ,     Cumulative
                                                               Retirement Eligibility in Rscal Year       Retirement
                                    Academic               1991   1992    1993   1994   1995    1996    Eligibility
                                    Discipline     Workforce No. % No.%  No.%  No.%  No.%  pto.%   No.,   %_

                                    Sciences
                                      Chemistry      255   18      2     2     4     2     2       30   12
                                      Earth Sciences    72    1      0     0     1      0     0        23
                                      Life Sciences    622   20      8     8     7     8     9       60   10
                                      Mathematics     33    0      0     0     0     0     1        13
                                      Physics         29    0      0     0     1      0     0        13
                                    Graduate Engineers
                                      Engineering    [ 187   38      9     3     6     8     4       68   36

                                    Total          lil9877~~19    li19    18     16      162
                                      Percent                  621221         14

                                    Source: ORD Workforce '91, Appendix, Table II-O
                                                  \

                                                  28

-------
 ORD Workforce'91
 Age and Years of Federal
 Service

 Although the projected retirement
 eligibility figures are predictable,
 many factors affect employees'
 decisions to retire.  ORD managers
 will evaluate this information
 concerning the age and years of
 federal service within the workforce
 to determine the potential impact on
 ORD staff related to any changes
 that might occur in the retirement
 system.

 Table 15 shows the age distribution
 of the ORD intramural workforce.

 The data indicate that ORD is an
 experienced workforce.  Figures for
 the total  EPA workforce show the
 average  age of the EPA employee
 to be 39, as compared to 42 for
 ORD and the Federal Government
 overall. Table 16 shows the years
 of federal service present within
 ORD, identifying the years of
 federal service within the scientific
 and engineering workforce.

 Overall, ORD has a relatively  stable
 intramural workforce. Specific
 information concerning occupa-
tional skills in relation to years of
federal seivice and experience will
be evaluated by ORD managers in
developing strategies to meet future
research requirements. The
average number of years of service
in EPA is 8 years, and the average
years of service of EPA employees
in the Federal Government is  12
years. Government-wide, the
average years of federal service is
13 years.
TABLE 15. AGE DISTRIBUTION

Age Interval
Under 26
26-30
31 -35
36-40
41 - 45
46-50
51 -55
Over 55
Intramural Personnel
Number of Individuals
42
83
131
247
362
396
330
316

Percentage of Workforce
2
4
7
13
19
21
17
17
       Total
            1,907
                              100
 Summary:

 • 13 percent of the Intramural workforce is age 35 or below.

 • Approximately 40 percent of the workforce is between ages 40 and 50;
  approximately 17 percent of the workforce is currently over the age of 55.


 Source: ORD Workforce '91, Appendix, Table ll-l


 TABLE 16. YEARS OF FEDERAL SERVICE

                             Intramural Personnel
                             Years of Federal Service
Education
Under5 5-9   10-14   15-19   20-25  Over25 TOTAL
PhDs Scientists*
Graduate Engineers'*
Masters
Bachelors
Associates
Other
68
26
35
50
2
40
94
19
44
33
4
27
90
20
49
46
9
56
85
31
56
57
9
68
90
46
68
111
14
121
52
45
72
137
24
109
479
187
324
434
62
421
Total
 221
221
270
306
450    439   1,907
 * PhDs in chemistry, earth sciences, life sciences, matfiemafrcs, and physics.
 " PhDs or masters In engineering.	

Summary:

• Approximately 23 percent of the intramural workforce has less than 10
 years of federal seivice; approximately 31 percent of the intramural
 scientific and engineering workforce has less than 10 years of federal
 service.

• Approximately 30 percent of the intramural workforce has between 10 and
 20 years of service compared to 31 percent of the scientific and
 engineering workforce.

• Approximately 41 percent of the intramural workforce has more than 20
 years of federal service compared to 35 percent of the scientific and
 engineering workforce.
                                  Source: ORD Workforce '91, Appendix, Tables II-J, II-K


                                                   29

-------

-------
ORD Workforce'91
                                  Section  5
                                  Work Activity Distribution
                                 To assess the degree of success in managing human resources, it is
                                 important to understand the functions that the workforce performs in
                                 support of the overall mission of the organization. The ORD Workforce
                                 survey questionnaire asked each intramural and extramural employee to
                                 review his work activity and classify it in terms of major function, identify-
                                 ing the percentage of time dedicated to each function.  These functions
                                 include Management, Science and Engineering, Technical Support to
                                 Science, and Administration.

                                 Tables 17 through 20 list each of the activities identified in the question-
                                 naires distributed to the intramural and extramural workforce and the
                                 workyears reported in support of each of the activities.  The tables contain
                                 the workyears reported in support of each of the activities by total
                                 workforce, headquarters, and laboratory personnel. Tables 17 and 18
                                 show the activity distribution of the intramural workforce. Summaries of
                                 the activity definitions by function follow Tables 18 (intramural) and 20
                                 (extramural).

                                 Definitions were provided to assist respondents  in properly identifying the
                                 nature of their work activity. For example, the majority of headquarters
                                 staff reported their time in support of the activities listed within the man-
                                 agement function; the majority of the scientists and graduate engineers
                                 reported their time in support of the activities listed within the science and
                                 engineering function.  Note that the design of the questionnaires allowed
                                 each individual to report management and support activities related to a
                                 specific function (Management, Policy Development and Program Plan-
                                 ning; Science and Engineering; Technical Support to Science; and
                                 Administrative) within that category. For example, a supervisory scientist
                                 within a laboratory reports all work activity within the Science and Engi-
                                 neering category, including bench science activity, technical assistance,
                                 and the performance of general management responsibilities as the
                                 branch supervisor.

                                 The survey questionnaire also allowed respondents to indicate if they
                                 spent their time in more than one category, and how much of the time was
                                 spent in each. By assuming that a full-time employee represents one
                                 workyear, conclusions can be reached about how many workyears are
                                 spent on each of the categories. Some tables count the number of
                                 responses instead of the number of people responding; in these cases the
                                 number of responses exceed, for example, the 1,907 intramural employ-
                                 ees. Other tables count the number of people responding, so that the total
                                 number equals the 1,907 intramural personnel.

                                 The overall pattern reflected in this section suggests an integrated,
                                 mutually supportive workforce.  Both intramural and extramural personnel
                                 contribute significantly to the science and engineering activities within
                                 ORD. The extramural workforce contributes proportionately more time to
                                 the technical support of science, while the intramural group contributes
                                 more effort in the policy and planning area. Both intramural and extramu-
                                 ral resources contribute significantly to the performance of all activities.
                                                 31

-------
Office of Research and Development
Intramural Workforce

Summary observations on the activity distribution within the intramural
workforce are as follows:
• The total intramural workforce spends the majority of its time in
  support of science-related activities (62 percent).

• Laboratory workyears represent 84 percent of the workyears reported;

  •  71 percent of the Laboratory activity is within science-related
     activities;                                ;
  •  9 percent of the Laboratory activity is in overall management and
     policy development and program planning;

  •  20 percent of the Laboratory activity is administrative support.

• Headquarters workyears represent the remaining 16 percent of the
  intramural workforce;
  •  49 percent of the Headquarters activity is in management and
     policy development and program planning;
  •  40 percent of the Headquarters activity is dedicated to performing
     administrative functions;
  •  Science activities reported by Headquarters personnel are primarily
     limited to Technology Transfer and Technical Assistance tasks.
INTRAMURAL WORKFORCE  .
ACTIVITY DISTRIBUTION

SUPPLEMENTAL DEFINITIONS
FOR TABLES 17 AND 18

The following supplemental
definitions are provided to assist
the reader in the interpretation of
Tables 17 and 18. To avoid
repetition, definitions that are
common to each of the four
functions are not repeated after
their initial definition.

1. MANAGEMENT, POLICY
  DEVELOPMENT AND
  PROGRAM PLANNING:
This function applies  primarily to
EPA personnel who plan, develop,
analyze, and review ORD policies,
programs and procedures and
provide technical  review and
guidance. It includes Office
Directors, Laboratory Directors,
Headquarters Scientists and
Engineers, and Policy and Pro-
gram Analysts.
Research Management - Those
activities related to technical
program initiation, strategic focus,
and senior management oversight.
General Management
Responsibilities; - Ongoing
nontechnical management activity,
including supervision, performance
evaluations, administrative
requirements and other executive
responsibilities.
Science Policy/Program Devel-
opment and Technical Evalua-
tion - Technical program develop-
ment and evaluation  activities
related to ORD's  scientific and
regulatory mission support
functions.
Program Planning and Opera-
tions - Nontechnical  activities
concerning research and resource
issues, data analysis, manage-
ment evaluation,  and accountabil-
ity. Activity in this category
provides support  to the Congres-
sional budget process and ORD's
research committees.
                                              32

-------
ORO Workforce '91
Extramural Management - Techni-
cal and administrative activities
associated with the management of
contracts, grants, cooperative, and
interagency agreements.
Technology Transfer - Technical
activities that provide direct support
to the development and dissemina-
tion of scientific information to
potential users.- This does not
include technical document editing
or production.
Technical Assistance - Technical
activities in response to client (EPA
Program/Regional Offices, Federal/
State Agencies or Foreign Govern-
ments) requests for program or
project support.
2. SCIENCE AND ENGINEERING:

This function applies primarily to
Laboratory Scientists and Engi-
neers who plan, develop, and
implement science projects.
Science and Engineering Man-
agement - Technical supervisory
project management, oversight,
direction, and quality assurance
planning.
Bench Science/Engineering/
Modeling - "Hands-on" experimen-
tal project design, implementation,
and analyses.  This includes
developmental ADP support
activities.
Scientific Analysis and Interpre-
tation - Analysis and interpretation
of scientific data, such as OHEA's
scientific assessment activities, for
the purposes of drafting environ-
mental protection regulations.
These activities include analysis,
synthesis, and interpretation of
scientific information and the
technical preparation of scientific
documents.
Technology Transfer - Technical
activities that provide direct support
to the development and dissemina-
tion of scientific information to
potential users. This may include
the preparation of technical docu-
ment editing or production.
TABLE 17. FUNCTIONS AND ACTIVITIES REPORTED BY THE TOTAL
          INTRAMURAL WORKFORCE

                                                 Wortcyears   %
Management, Policy Development and Program Planning Functions
Research Management
General Management Responsibilities
Science Policy/Program Development and Technical Evaluation
Program Planning and Operations
Extramural Management
Technical Oversight and Project Direction
Administrative Tasks
Technology Transfer
Technical Assistance
Other
Subtotal
Science and Engineering Functions
Science and Engineering Management
General Management Responsibilities
Bench Science, Engineering, Modeling
Scientific Analysis and Interpretation
Extramural Management
Technical Oversight and Project Direction
Administrative Tasks
Technology Transfer
Technical Assistance
Quality Assurance
Other
Subtotal
Technical Support to Science Functions
Support to Bench Science and Engineering
General Management Responsibilities
Support to Technology Transfer
Support to Technical Assistance
Support to Scientific Analysis and Interpretation
Extramural Management
Technical Oversight and Project Direction
Administrative Tasks
Quality Assurance
Other
Subtotal
Administrative Functions
General Management Responsibilities
Administrative Support Functions
Facilities Planning and Maintenance
ADP Support
Fiscal Management, Budgeting and Accounting
Document Production
Secretarial/Clerical Support
Personnel Support
Health and Safety and Environmental Compliance
Supplies
General Administrative Support
Extramural Management
Technical Oversight and Project Direction
Administrative Tasks
Other
Subtotal

38
52
60
61
34
(21)
(13)
19
21
7
292

141
70
309
70
180
(116)
(64)
59
92
17
16
954

125
7
6
6
4
17
(10)
(7)
19
14
198

22
345
(24)
(18)
(55)
(36)
(127)
(24)
(12)
(12)
(37)
24
(7)
(17)
25
416

2
3
3
3
2
(1)
(1)
1
1
<1
15

8
4
17
4
10
(6)
(3)
3
5
1
1
53

7
<1
0
0
0
1
(<1)
(<1)
1
1
10

1
19
(D
0)
(3)
(2)
(7)
d)
(1)
(D
(2)
1
(
-------
 Offlca of Research and Development
Technical Assistance - Technical
activities in response to client [EPA
Program/Regional Offices, Fed-
eral/State Agencies or Foreign  '
Governments] requests for pro-
gram or project support.

Quality Assurance - Planning,
development, and Implementing
science and engineering research
projects focused primarily on
quality assurance, as well as time
spent on these activities for all
scientific projects.

3. TECHNICAL SUPPORT TO
   SCIENCE:

This function applies primarily to
Laboratory Technicians who
support the implementation of
science projects.

Support to Bench Science/
Engineering -Technical support
to "hands-on" experimental project
design, implementation, and
analyses. This includes opera-
tional ADP support activities.

Support to Scientific Analysis
and Interpretation, Technology
Transfer, Technical Assistance,
and Quality Assurance - These
activities support the six sub-
categories of activity described  in
part 2, above.

4. ADMINISTRATIVE:

This activity includes all ORD
administrative overhead activities
supporting the operational require-
ments of headquarters and labora-
tories. ADP and extramural
management support categories
provide direct support to adminis-   ,
trative activity, not research related
activities. The "supplies" catego-
ries designed to include all,
workloads associated with main-
taining physical custody of office
and laboratory supplies, including
the distribution of supplies. The
categories within this function are
self-explanatory and do not require
further definition.
TABLE 18. FUNCTIONS AND ACTIVITIES REPORTED BY THE INTRA-
          MURAL WORKFORCE - HEADQUARTERS/LABORATORIES

                                             Heat-quarters Laboratories
                                               Wtyr %   Wkyr  %
Management, Policy Development and Program Planning Functions
Research Management
General Management Responsibilities
Science Policy/Program Development and Technical Evaluation
Program Planning and Operations
Extramural Management
Technical Oversight and Project Direction
Administrative Tasks
Technology Transfer
Technical Assistance
Other
Subtotal
Science and Engineering Functions
Science and Engineering Management
General Management Responsibilities
Bench Science, Engineering, Modeling
Extramural Management
Technical Oversight and Project Direction
Administrative Tasks
Technology Trahsfer
Technical Assis|ance
Quality Assurance
Scientific Analysis and Interpretation*
Other
Subtotal
Technical Support to Science Functions
: Support to Bench Science and Engineering
General Management Responsibilities
Extramural Management
Technical Oversight and Project Direction
Administrative Tasks
Quality Assurance
Other
Subtotal
Administrative Functions
General Management Responsibilities
Administrative Support Functions
Facilities Planning and Maintenance
ADP Support
Fiscal Management, Budgeting and Accounting
Document Production
Secretarial/Clerical Support
Personnel Support
Health and Safety and Environmental Compliance
Supplies
"" General Administrative Support
Extramural Management
Technical Oversight and Project Direction
Administrative Tasks
, Other
Subtotal
11
22
35
39
16
(10)
(6)
10
9
6
147

2
1
1
4
(3)
(1)
8
5
4
<1
26

<1
1
2
(1)
(1)
2
0
4

7
95
(2)
(5)
(18)
(14)
(34)
(8)
.(2)
(3)
(10)
8
(3)
(5)
7
117
4
8
12
13
5
(3)
(2)
3
3
2
50

1
<1
<1
1
(1)
(<1)
3
2
1
<1
9

<1
<1
1
(<1)
(<1)
1
0
1

2
32
(D
(2)
(6)
(5)
(12)
(3)
(D
(1)
(3)
3
0)
(2)
2
40
27
30
25
22
19
(11)
(8)
10
13
2
148

139
68
308
185
(122)
(63)
51
87
16
66
16
936

124
7
16
(10)
(6)
17
17
181

15
250
(22)
(14)
(37)
(23)
(93)
(17)
(10)
(10)
(26)
17
(5)
(12)
18
300
2
2
2
1
1
(1)
(<1)
1
1
<•)
9

9
4
20
12
(8)
(4)
3
6
1
4
1
60

8
<1
1
(1)
(<1)
1
1
12

1
16
(D
(1)
(2)
(1)
(6)
(1)
(1)
(1)
(2)
1
(1)
1
19
                                 Total*
293   100   11,565 100
                                  *Does not match Table 17 total of 1,860 due to rounding.
                                              34

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ORD Workforce '91
EXTRAMURAL WORKFORCE
ACTIVITY DISTRIBUTION
SUPPLEMENTAL DEFINITIONS
FOR TABLES 19 AND 20
The following supplemental
definitions are provided to assist
the reader in the interpretation of
Tables 19 and 20. To avoid
repetition, definitions that are
common to each of the four
functions are not repeated after
their initial definition.
1. SUPPORT TO MANAGEMENT,
   POLICY DEVELOPMENT AND
   PROGRAM PLANNING:
This function applies primarily to
EXTRAMURAL personnel who
support the planning, develop-
ment, analyses, and review of
ORD's policies, programs, and
procedures.  It includes headquar-
ters and laboratory Scientists and
Engineers and Policy and Program
and Systems Analysts.
Management Consulting -
Support to technical program
initiation, development, and
management evaluation.
ADP Support - Support to MIS
development and technical pro-
gram development of environmen-
tal data systems.
General Management Responsi-
bilities - Ongoing nontechnical
management activity including:
supervision, performance evalua-
tions, administrative requirements,
and other executive responsibili-
ties.
Technology Transfer - Technical
activities that provide direct
support to the development and
dissemination of scientific informa-
tion to potential users.  This does
not include technical document
editing or production.
Technical Assistance - Technical
activities that support response to
client (EPA Program/Regional
Offices, Federal/State Agencies or
Foreign Governments) request  for
program or project support.
TABLE 19. FUNCTIONS AND ACTIVITIES REPORTED BY THE TOTAL ORD
           EXTRAMURAL WORKFORCE
Support to Management, Policy Development
and Program Planning Functions
   Management Consulting
   ADP Support
   General Management Responsibilities
   Technology Transfer
   Technical Assistance
   Other
Science
   Science Management
   General Management Responsibilities
   Bench Science, Engineering, Modeling
   Scientific Analysis and Interpretation
   Technology Transfer
   Technical Assistance
   Quality Assurance
   Other
                                   Subtotal
                                   Subtotal
Technical Support to Science Functions
   Support to Bench Science and Engineering
   Quality Assurance
   General Management Responsibilities
   Support to Technology Transfer
   Support to Technical Assistance
   Support to Scientific Analysis and Interpretation
   Other
                                   Subtotal

Administrative Functions
   Administrative Support Functions
     Facilities Planning and Maintenance
     ADP Support
     Accounting
     Document Production
     Clerical Support
     Personnel Support
     Health and Safety and Environmental Compliance
     Supplies   .
   General Management Responsibilities
   Other
                                   Subtotal
                                                 Workvears
  10
  11
   6
   4
  10
   3
  44
  47
  30
 245
 144
  43
  47
  74
   7
 637
 308
  43
  29
  55
  77
  87
  15
 614
 329
  (48)
  (66)
  (15)
  (47)
 (120)
  (10)
  (8)
  (10)
  13
  33
 375
             ฐA
  3
  2
 15
  9
  3
  3
  4
 <1
 38
 18
  3
  2
  3
  5
  5
  1
 37
 20
 (3)
 (4)
 (1)
 (3)
 (7)
 (1)
(<1)
 0)
  1
  2
 22
                                   Total
1,670*
100
  * Extramural Workforce = 1,805; less 133 workyears adjustment for part-time employees,
   calculated by using the number of hours provided on the questionnaires; total = 1,670
   extramural workyears.

Source: ORD Workforce '91, Appendix, Tables IH-F, G, H, I
                                                     35

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 Off Ico of Research and Development
 2. SCIENCE:

 This function applies primarily to
 Extramural Laboratory Scientists
 and Engineers who develop and
 Implement science projects.

 Science and Engineering Man-
 agement - Technical supervisory
 project management, oversight,
 direction, and quality assurance
 planning.

 Bench Science/Engineering/
 Modeling - "Hands-on" experi-
 mental project design, Implementa-
 tion, and analyses. This Includes
 project developmental ADP
 support activities.

 3. TECHNICAL SUPPORT TO
   SCIENCE:

 This function applies primarily to
 Extramural Laboratory Technicians
 who support the Implementation of
 science projects.

 Support to Bench Science/
 Engineering - Technical support
 to "hands-on" experimental project
 design, Implementation, and
 analyses.

 Quality Assurance - Technical
 activities associated with the
 Implementation of quality assur-
 ance plans.

 4. ADMINISTRATIVE:

 The function Includes administra-
 tive overhead activities  supporting
 the operational requirements of
 headquarters and laboratories.
 This does not Include offslte
 extramural genera! and administra-
 tive personnel who support the on-
 stte extramural workforce.  The
 ADP support category provides
 direct support to administrative
 activity, not research related
 activities. The "supplies" category
 Is designed to Include all
 workloads associated with  main-
 taining physical custody of  office
 and laboratory supplies, including
 distribution of the supplies. The
 categories within this function are
 self explanatory and not require
further definition.
TABLE 20. FUNCTIONS AND ACTIVITIES REPORTED BY THE EXTRA-
          MURAL WORKFORCE- HEADQUARTERS/LABORATORIES
Support to Management, Policy Development
and Program Planning Functions
   Management Consulting
   ADP Support
   General Management Responsibilities
   Technology transfer
   Technical Assistance
                                            Headquarters   laboratories
                                            Wkyr  %      Wkyr  %
  1    2

  0    0
                                 Total
 * Does not match Table 19 totals due to rounding.
 9
11
 6
 4
10
 1
 1
<1
<1
 1
Other
Subtotal
Science and Engineering Functions
Science Management
General Management Responsibilities
Bench Science, Engineering, Modeling
Scientific Analysis and Interpretation
Technology Transfer
Technical Assistance
Quality Assurance
Other !
Subtotal
Technical Support to Science Functions
Support to Technology Transfer
Support to Technical Assistance '
Support to Scientific Analysis and Interpretation
Support to Bench Science/Engineering
Quality Assurance
General Management Responsibilities
Other '
Subtotal
Administrative Functions
Administrative) Support Functions
Facilities Planning/Maintenance
ADP Support
Accounting
Document Production
Clerical Support
Personnel Support
Health and Safety/Environmental Compliance
Supplies |
General Management Responsibilities
Other ;
Subtotal
0
2

0
0
0
<1
<1
0
0
0

-------
 ORD Workforce'91
 Extramural Workforce

 Summary observations concerning
 the workload distribution within the
 extramural workforce are as
 follows:

 •  The majority of the total extra-
   mural workforce reported
   science-related activities (75
   percent);

 •  Laboratory work/ears represent
   96 percent of the extramural
   workyears reported;

   •  78 percent of the Laboratory
     workyears reported support
     science-related activities;

   •  20 percent of the Laboratory
     workyears reported support
     administrative activities;

 •  Headquarters workyears
   represent the remaining 4
   percent of extramural workyears
   reported;

   •  91 percent of the Headquar-
     ters workyears reported are
     dedicated to management
     support (3 percent) and
     administrative activities (88
     percent);

   •  9 percent of the Headquar-
     ters workyears are dedicated
     to the technical support to
     science functions.

 Total ORD Workforce

Table 21 arrays the distribution of
intramural and extramural
workyears reported in support of
each major function. The overall
pattern reflected in this table
suggests an integrated, mutually
supportive workforce.  Both
intramural and extramural person-
nel contribute significantly to the
science and engineering activities
within ORD. The extramural
workforce contributes proportion-
ately more time to the technical
support of science, while the
TABLE: 21. ALLOCATION OF WORKYEARS BY MAJOR ACTIVITY	

                          Total ORD Workforce

           Management             Technical
             & Policy     Science &   Support to
           Development  Engineering    Science  Administration   Total
                                         %of
                    %of        %of       Tech        %of       %of
                    Mgmt      Science    Support     Admin      Total
Intramural*       295        953        198        416       1,862
                     87        60         24         58        53
   % of Intramural
     Workforce    16         51         11         22         100
Extramural*
44
                     13
     614        375       1,671
40         76         42         47
   % of Extramural  •
     Workforce     3
           38
      37
22
100
Total           339      1,591        812        791
                    100        100        100        100         100
   % Of Total      10        45         23         22         100
     Workforce


  * Rounding error explains variance from Tables 21 and 82, footings and notes.


Summary:

• The largest percentage of workyears In support of management functions
  Is performed by the Intramural workforce (87 percent).

• The largest percentage of workyears In technical support of science Is
  performed by the extramural workforce (76 percent).

• The Intramural workforce carries out approximately 60 percent of the
  bench science and administrative activities, while the extramural
  personnel perform 40 percent.

• 51 percent of the Intramural and 38 percent of the extramural workyears
  are dedicated to science and engineering.


Source: ORD Workforce '91, Appendix, Table III-K
                                                    37

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Office of Research and Development
Intramural workforce contributes
more effort In the policy and
planning area.  Both intramural
and extramural resources contrib-
ute significantly to the performance
of all activities.

The precise pattern of combined
Intramural/extramural activity can
be expected to vary among offices
and laboratories due to differing
management styles and program
requirements. Laboratory-specific
information will be provided to
ORD managers to use in evaluat-
ing current workload distribution in
relation to projected requirements.

The number of individuals report-
Ing specified levels of support of
the four major ORD functions are
displayed in Table 22.

As indicated in Table 20, the
majority of individuals report that
their work activity is concentrated
in a single functional area. Of the
intramural workforce of 1,907,
1,669 spend 75 to 100 percent of
their time in support of one of the
major functions.

The total numbers of individuals
reporting activity in a specific
function does not match the total
number of individuals in the
workforce. Approximately 22
percent of the ORD workforce
crosses "functional lines"; for
example, some individuals perform
major program management duties
as well as science and
engineering.
TABLE 22. DISTRIBUTION OF INDIVIDUAL PARTICIPATION IN MAJOR
           ACTIVITIES
Number of Individuals Reporting

Management, Policy Development
and Program Planning
                 Intramural
                 Extramural
                 Total
Science and Engineering
                 Intramural
                 Extramural
                 Total
Technical Support to Science
            :     Intramural
                 Extramural
                 Total
Administrative
                 Intramural
                 Extramural
                 Total
                                     Percent of Work Devoted to Activity
1-24    25-49
                     75-100   Total
101
 77
        67
        31
 53
  7
235
 22
456
137
178
        98
       257
       593
 65     61       99    890   1,115
 60     74      105    557    796
125
       135
204   1447   1,911
 78
 92
        40
 39
123
161
517
318
820
170
       128
162    678    1,138
 99
 81
        39
        33
 32
 65
383
327
553
506
180
        72
 97
710   1,059
Summary:   •

• Approximately 86 percent of the Intramural workforce spends 75 to 100
 percent of their efforts supporting one of the four major ORD functions.

• Approximately 71 percent of the extramural workforce spends 75 to 100
 percent of their efforts In support of one of the four major ORD functions.

• Roughly 22 percent of the onsite workforce reports involvement in more
 than one major activity.

• Individuals performing science and engineering functions have the
 greatest numbers of people in the 75 to  100 percent category.
                                    Source: ORD Workforce '91, Appendix, Tables III-K, III-L, III-M
                                                 38

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ORD Workforce'91
Of the four major functions re-
ported, Science and Engineering
reflects the highest proportion of
individuals reporting concentrated
effort. Overall, the work activity
distributions indicate a complex
allocation between intramural and
extramural personnel.

By reorganizing the workyears
reported in support of the four
major functional areas, it is pos-
sible to look at the work distribution
as it relates to five major themes:
•  science program design and
   management;

•  science operations and quality
   assurance;

•  technology transfer and techni-
   cal assistance;

•  general management; and

•  other support.

Table 23 summarizes the total
workforce activity as it relates to
these themes.

Overall, direct science-related
activities account for approximately
two-thirds of the total reported
workyears. ORD activity appears
to be dominated by science
program design, science opera-
tions, and the transfer of technical
information.
TABLE 23. ALLOCATION OF WORKYEARS BY MAJOR THEMES

                               Workforce Category
                               Intramural  Extramural Total    Percentage
Science Program Design and Management
Science Operations and Quality Assurance
Technology Transferflechnical Assistance
General Management
Other
531
556
191
151
431
57
912
236
78
387
588
1,468
427
229
818
17
. 42
12
6
23
Total*
1,860*     1,670     3,530
100
 * See footing notes in Tables 17 and 19.
                                                   39

-------

-------
 OfiD Workforce '91
                                  Sections
                                  Science and Engineering  Workforce
                                  Although all components of the ORD workforce are significant to the
                                  accomplishment of the ORD mission, the scientific and engineering
                                  workforce constitutes the core of the organization's research capability.
                                  ORD's mission includes a substantial requirement for expertise in the
                                  engineering disciplines.  The need for effective risk management and
                                  technology development requires maintaining an effective engineering
                                  workforce within ORD. Therefore, graduate engineers are a significant
                                  component of the ORD workforce and this analysis.

                                  This section addresses the performance of scientific activity from two
                                  perspectives. First, the characteristics of individuals with doctoral
                                  degrees in the sciences, and masters and doctoral degrees in engineer-
                                  ing are analyzed and their work efforts assessed. Second, the charac-
                                  teristics of those individuals who reported work activity within bench
                                  science, engineering, and modeling are analyzed.  These data can be of
                                  value to ORD management in developing strategies to meet existing and
                                  planned research requirements.
Scientists and Graduate
Engineers

For this analysis, scientists are
defined as individuals who have
earned doctoral degrees in chem-
istry, life sciences, earth sciences,
mathematics, and physics. Gradu-
ate engineers are individuals who
have earned masters or doctoral
degrees in engineering. Table 24
shows the numbers of scientists
and graduate engineers within the
ORD workforce.

In the fall of 1990, the Scientist/
Graduate Engineering workforce
totalled 923,71 percent of whom
were intramural resources and
29 percent extramural resources.
TABLE 24. SCIENCE WORKFORCE BY EDUCATION LEVEL
Discipline
  PhD Scientists*   Graduate Engineers*       Total
Number       %   Number       %   Number
  Intramural         462        70    187        72     649        70
  % of Intramural          71               29               100

Extramural          200        30     74        28     274        30
  % of Extramural          73               27               100
Total
  % of Total
 662       100
       72
281        100
     28
923        100
     100
 * PhD scientists limited to PhDs in Chemistry, Life Sciences, Earth Sciences,
  Mathematics, Physics; Graduate Engineers include PhDs and Masters in Engineering.

Summary:

• PhD Scientists and Graduate Engineers represent roughly 25 percent of
 the entire ORD workforce of 3,712.

• Approximately 70 percent of the PhD Scientists and 72 percent of the
 Graduate Engineers are intramural resources.
                                 Source: ORD Workforce '91, Appendix, Table IV-A
                                                 41

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Office of Research and Development
Table 25 summarizes the distribu-
tion of academic specialization of
scientists and graduate engineers
within the ORD workforce.

Scientists and graduate engineers
represent roughly 34 percent of the
ORD workforce. As indicated in
Table 25, approximately 46
percent of the scientists within the
ORD workforce have doctoral
degrees in the life sciences.
TABLE 25. DISTRIBUTION OF PhD SCIENTISTS AND GRADUATE
          ENGINEERS BY ACADEMIC DISCIPLINE
Intramural
Discipline
Chemistry
Earth Sciences
Life Sciences
Mathematics
Physics
Subtotal
Engineering
Total
Number %
103
20
322
6
11
462
187
649
16
3
50
1
2
71
29
100
Extramural
Number %
53
31
100
10
6
200
74
274
19
11
36
4
2
73
27
100
Total
Number %
156
51
422
16
17
662
261
923
17
6
46
2
2
72
28
100
                                  Summary:

                                  • Approximately 46 percent of the scientific and engineering workforce
                                   have doctoral degrees In the life sciences. Almost 76 percent of those are
                                   Intramural resources.
                                              i
                                  • Graduate Engineers represent roughly 28 percent of th& ORD workforce;
                                   approximately 72 percent of those are Intramural resources.

                                  • Chemists represent 17 percent of the ORD PhD scientist and graduate
                                   engineer workforce.


                                  Source: ORD Workforce '91, Appendix, Table IV-B
                                               42

-------
 ORD Workforce '91
  Workyears Reported by
  Scientists and Graduate
  Engineers

  Table 26 and Figure 8 array
  reported workyears of the scientific
  and engineering staff by area of
  activity and provide insight into
  how the scientific and engineering ,
 workforce is deployed in support of
 the ORD mission.

 The science/engineering workforce
 within ORD spends the majority of
 available workyears (77 percent)
 dedicated to direct involvement in
 Science and Engineering. A total
 of 16 percent of its efforts is
 devoted to Management and
 Policy Development and Program
 Planning. A total of 79 percent of
 the extramural scientific group
 effort is concentrated in Science
 and Engineering, in comparison to
 77 percent of the intramural total.
 TABLE 26. WORKYEAR DISTRIBUTION FOR PhD SCIENTISTS AND
           GRADUATE ENGINEERS	

           Management             Technical
             & Policy   Science &    Support to
           Development Engineering   Science   Administration   Total

Intramural*
% of Intramural
Workforce
Extramural
% of Extramural
Workforce
Total
% of Total
Workforce

135

21
12

5
147

16
%of
Mgmt
92


8


100

%of %ofTech
493

77
201

79
694

77
Science
8
• 71
1
34
29
13
42
100
5
Support
19 l


81


100

%of
Admin
7
54
1
6
46
2
13
100
1

643

100
253

100
896

100
%of
Total
72


28


100

Summary:

•• Approximately 77 percent of the total workyears is dedicated to science
 and engineering functions. Intramural resources contribute roughly 72
 percent of the workyears; extramural resources account for the remaining
 28 percent.

• Management functions account for approximately 16 percent of the
 scientists and engineers efforts; 92 percent of the management workyears
 is intramural. Scientists and engineers spend roughly 5 percent of their
 workyears on technical support or general administrative functions.

• Intramural scientific/engineering resources represent approximately 70
 percent of the workyears as well as 72 percent of the total workforce
 numbers (Table 24).

Source:  ORD Workforce '91, Appendix, Tables IV-C through J
Figure 8.  Workyear distribution of scientists/graduate engineers.


                                                  43

-------
Office of Research and Development
Because the scientists and engi-
neers devote the majority of their
time to Science and Engineering,
the following table analyzes the
performance of that activity more
closely.

Table 27 and Figure 9 array the
detailed allocation of workyears
reported in Science and
Engineering.
TABLE 27. WORKFORCE DISTRIBUTION WITHIN SCIENCE AND
          ENGINEERING FUNCTION - PhD SCIENTISTS AND GRADUATE
          ENGINEERS
Intramural
•
Science and Engineering Management
General Management
Bench Science/Engineering/Modeling
Extramural Management
a. Technical Oversight
b. Administrative
Technology Transfer
Technical Assistance
Scientific Analysis and Intrepretation
Other
No.
80
39
165
82
(55)
(27)
24
42
46
8
%
16
8
34
17
(11)
(6)
5
9
9
2
Extramural
No.
22
12
77
—
—
—
12
11
49
10
%
11
6
40
—
—
._
6
6
35
5
Total
No.
102
51
242
82
(55)
(27)
36
53
95
18
%
15
8
36
12
(8)
(4)
5
8
14
3
                                   Total
                                                                486  100
                                           193  W
679   100
                                   Summary:

                                   • 36 percent ol the Science and Engineering effort Is dedicated to bench
                                    science, engineering, and modeling; this represents wughly one-third of
                                    the Intramural Science and Engineering workyears antl 40 percent of the
                                    extramural Science and Engineering workyears.

                                   • Science and Engineering Management represents 15 percent of the
                                    workyears dedicated to Science and Engineering functions.

                                   • Approximately 82 workyears of effort are expended by Intramural
                                    scientists snd engineers on the management of extramural science.

                                   • 27 percent of the Science and Engineering workyears are dedicated to
                                    Technology Transfer, Technical Assistance, and Scientific Analysis &
                                    Interpretation.
                                   ^^^^^^^^^^^mmMsimmmfmmm^^^mm^^^fmmm^^mm^^^^m^i^^ffai^^smammmMiJmiai^^mmm^^mmmi^Kmm

                                   SOUKS: ORD Workforce '91, Appendix, Tables IV-D, IV-H
                                                44

-------
 ORD Workforce '91
 Of the total workyears reported in
 support of Science and, Engineer-
 ing functions, 36 percent of this
 effort is dedicated to the conduct of
 bench science and engineering
 and 15 percent is for science and
 engineering management. This
 equates to approximately 165
 workyears of effort by the intramu-
 ral workforce and 77 workyears of
 effort by the extramural workforce.
 A total of 16 percent of the intra-
 mural workyears and 11 percent of
 the extramural workyears is
 allocated to Science and Engineer-
 ing Management. An additional
 20 percent of the intramural work-
 years is dedicated to general
 management and extramural
 management responsibilities.

 Table 28 displays the numbers of
 scientists and graduate engineers
 who report specific levels of
 activity in support of Science and
 Engineering functions.
 TABLE 28. PhD SCIENTISTS AND GRADUATE ENGINEERS REPORTING
           WORKYEARS IN BENCH SCIENCE AND ENGINEERING
Number of Individuals Reporting

Science and Engineering
                                     Percent of Work Devoted to Activity
                     75-100  Total
Intramural
Extramural
146
66
102
40
84
35
72
38
404
179
                 Total
212
142
119
                                                       110    583
Summary:

• Roughly 37 percent of the 923 scientists and engineers did not report any
 activity in bench science and engineering; this includes 38 percent of the
 intramural and 35 percent of the extramural, scientists, and engineers.

• Roughly 39 percent of the scientists and engineers reported 50 to 100
 percent activity in bench science and engineering; approximately 68
 percent of those were intramural scientists and engineers.
Source: ORD Workforce '91, Appendix, Table IV-K
Figure 9.  Workyear distribution of scientists and engineers within science and engineering.
                                                   45

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Office of Research and Development
Scientific Activity Within
the Total Workforce

As noted in Section 5 of this report,
approximately 47 percent of both
the intramural and extramural
work/ears reported was allocated
to Science  and Engineering
functions, for a total of over 1,591
workyears. Scientists and gradu-
ate engineers contribute approxi-
mately 583 workyears of effort in
support of Science and Engineer-
ing, or roughly 37 percent of the
total ORD science and engineering
activity.

Another dimension to understand-
ing the ORD scientific workforce is
through analysis of the number of
the individuals who report any time
devoted to the performance of
Science and Engineering
functions (Table 29).
TABLE 29. INDIVIDUALS REPORTING WORKYEARS IN BENCH SCIENCE:
          AND ENGINEERING
Number of Individuals Reporting
Total ORD Workforce

          Percent of Workforce Devoted to Activity

        1-24    25-49    5JtZ4  75-100
Science and Engineering
                 Intramural
                 Extramural
        251    161      151     152'  '  715
        179    136  ,  ,115   .  122.   .552
                 Total
        430
297
                                                2136
274    1,267
Summary:

• Approximately one-third of the workforce reports somฎ activity within
 bench science. (1,267/3,712)

• Approximately 56 percent of the individuals reporting science activity is
 intramural; the remaining 44 percent is extramural.

• Approximately 540, or roughly 15 percent of the workforce, reports a
 significant portion of their workload as bench science/engineering;
 roughly 56 percent of those individuals are intramural resources.
                                   Source: ORD Workforce '91, Appendix, Table IV-L
                                                 46

-------
 ORD Workforce '91
 The data indicate that a substantial
 number of people have some
 involvement in bench science,
 engineering, and modeling.
 However, less than 16 percent of
 the intramural staff report spending
 more than 50 percent of their
 efforts on bench science. Roughly
 20 percent of the workforce
 spends less than 50 percent of the
 time performing bench science
 activity.

 Table 30 identifies the academic
 disciplines of those individuals
 reporting workyears in support of
 bench science, engineering, and
 modeling.

Table 31 narrows the focus of
analysis to identify the number of
individuals by education  level who
devote 50 percent or more to their
workyear to bench science,
engineering, and modeling.
TABLE 30. ACADEMIC BACKGROUNDS OF INDIVIDUALS REPORTING
           BENCH SCIENCE/ENGINEERING/MODELING
Discipline of Individuals
Reporting Levels of Activity:
 Total ORD Workforce

    Percent of Work Devoted to Activity
H4   2543     50-74  75-100   Total
Chemistry
Earth Sciences
Engineering
Life Sciences
Other
73
52
96
156
53
54
36
43
133
31
68
14
33
124
27
47
12
29
154
32
242
114
201
567
143
19
9
16
45
11
                 Total
430
297
266    274   1,267
                                                             100
Summary:

• Individuals with a life science background constitute 45 percent of the
 individuals working on bench science/engineering/modeling; chemists
 represent an additional 19 percent.

• Engineering disciplines represent 16 percent of the individuals reporting
 this activity.
                                  Source: ORD Workforce '91, Appendix, Table IV-M
                                  TABLE 31.  EDUCATION LEVELS OF INDIVIDUALS REPORTING MORE
                                   	  THAN 50 PERCENT OF THEIR TIME IN BENCH SCIENCE


                                                           Total ORD Workforce

                                                                   PhD   Masters  Bachelors Other   Total
Intramural
Extramural
141
65
64
59
90
79
8
34
303
237
                                                  Total
                                206
               123
                                                                                         42    540
                                  Summary:

                                  • Approximately 38 percent of the individuals working on bench science
                                   has a doctoral degree; 31 percent of the individuals contributing to
                                   science/engineering has at least a bachelors as their highest degree.

                                  • 8 percent of the individuals reporting a significant portion of their time in
                                   bench science/engineering has less than a 4-year degree.


                                  Source: ORD Workforce '91, Appendix, Table IV-L
                                                  47

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QRD Workforce'91
                                Section 7
                                Extramural  Management  Workforce
                                Extramural Management includes the planning, administration and
                                evaluation of contracts, cooperative agreements/grants, and interagency
                                agreements. Extramural activities ($284,074,000) accounted for approxi-
                                mately two-thirds of ORD's FY 1990 obligations of $424,852,000. A total
                                of 39 percent ($110,789,000) of the extramural activities are performed
                                onsite and the balance ($173,285,000) is conducted offsite.

                                Extramural Managers are ORD intramural employees who assume a
                                variety of responsibilities in the management of contracts, cooperative
                                agreements/grants, and interagency agreements. They serve as Project
                                Officers, Work Assignment Managers, Delivery Order Project Officers,
                                and other support roles to provide technical oversight and administrative
                                management of extramural activities. A total of 973 individuals, or 51
                                percent of the ORD intramural workforce, report extramural manage-
                                ment activity. The survey questionnaires show that 88 responses were
                                in more than 1 of the 4 major activity categories.  Because respondents
                                could register a percentage of time spent in more than one category, the
                                data provided in the tables relate the number of responses. The total
                                number of responses from intramural personnel reporting extramural
                                management is 1,061.

                                The research conducted by onsite and offsite extramural personnel is
                                critically linked to the intramural research program. Due to this high level
                                of technical integration and  involvement, many of ORD's workforce
                                provide a significant amount of support to extramural management
                                activities. This is often a collateral duty to their intramural activities. In
                                some instances, the majority of an individual's activities is dedicated to
                                extramural management

                                The survey questionnaires show that about one-half of the intramural
                                workforce is  involved either in managing extramural activities or adminis-
                                tratively supporting the management of extramural activities. The
                                majority,  63 percent, spend  less than 25 percent of their time on extra-
                                mural management. Conversely, only 15 percent of the responses
                                indicated spending more than 50 percent of time on extramural manage-
                                ment. Most of those who manage extramural activities are over 35, tend
                                to be government employees with more than 10 years of federal service,
                                and are GS-12 grade or higher. Seventy-three percent of the responses
                                listing extramural management were from ORD intramural personnel who
                                also listed science and engineering as their primary activity. The data
                                indicate that many ORD scientists and engineers conduct science, but
                                also manage extramural activities as well.
                                               49

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Office of Research and Development
Workyear Distribution

ORD Extramural Managers

Based on the findings of this
survey, ORD allocates 256
workyears to the management of
extramural activities. This repre-
sents 14 percent of the total ORD
intramural workyears (1,860).
Oversight/technical direction
accounts for 60 percent of the 256
extramural management
workyears, while the 102
workyears of Administrative
activities comprise the remaining
40 percent of the effort of manag-
ing extramural affairs.

Table 32 shows the distribution
of intramural workyears reported
in support of extramural
management.

Scientists and Graduate Engi-
neers as Extramural Managers

The Scientists and Graduate
Engineers workyears dedicated to
extramural management repre-
sents 38 percent of the total 256
for extramural management.
Oversight/technical direction
accounts for 67 percent of the 97
extramural management
workyears, and Administrative
activities comprise the remaining
33 percent.

Table 33 shows the distribution  of
workyears for scientists and
engineers in support of extramural
management.
TABLE 32. INTRAMURAL WORKYEARS ALLOCATED TO EXTRAMURAL
          MANAGEMENT
Oversight and
Major Activity Category Direction*
Management
21
Science and Engineering 1 1 6
Technical Suppi
Administration
Total
Percentage
rtto Science 10
7
154
of Total 60
Administrative
14
64
7
17
102
40
Total
35
180
17
24
256
100
Source; ORD Workforce '91, Appendix A, Tables V-A through D
TABLE 33. SCIENTISTS AND GRADUATE ENGINEERS*" - INTRAMURAL.
          WORKYEARS ALLOCATED TO EXTRAMURAL MANAGEMENT
Major Activity Category
Management
Science and Engineering
Technical Support to Science
Administration
Total
Percentage of Total
i
Oversight and
Direction*
9
55
0
1
65
67
Administrative
5
27
0
0
32
33
Total
14
82
0
1
97
100
 Source: ORD Workforce '91, Appendix A, Tables V-A through E

 * Each major activity category contains an extramural management subcategory which
  includes the, oversight of extramural activities or administrative support to extramural
  management
 ** PhD scientists limited to PhDs in Chemistry, Life Sciences, Earth Sciences, Mathemat-
  ics, Physics; Graduate Engineers include PhDs and Masters in Engineering.
                                               50

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 ORD Workforce '91
 Activity Level Distribution

 ORD Extramural Managers

 Table 34 shows the numbers of
 individuals within the intramural
 workforce who reported specific
 levels of activity in support of
 extramural management for each
 of the four major functions within
 ORD (Management, Science and
 Engineering, Technical Support to
 Science, and Administration).

 A total of 973 individuals, or 51
 percent of the ORD intramural
 workforce report extramural
 management activity in 1,061
 responses (employees could
 report activities in more than one
 category; there are 88 more
 responses than there are respon-
 dents). A total of 63 percent, or
 672 of the responses, indicate
 carrying out activities which take 1
 to 24 percent of their time dedi-
 cated to extramural management.
 By contrast, only 48 of the re-
 sponses were from individuals
 who report over 75 percent of their
 time dedicated to extramural
 management.

 Scientists and Graduate
 Engineers in Extramural
 Management

 Table 35 shows the numbers of
 scientists and engineers within
 the intramural workforce who
 reported specific levels of activity
 in support of extramural manage-
 ment for each of the four major
functions within ORD (Manage-
ment, Science and Engineering,
Technical Support to Science, and
Administration).
 TABLE 34. INTRAMURAL PARTICIPATION IN EXTRAMURAL
           MANAGEMENT
                                    Percent of Work Devoted to Activity
Major Activity Category
Management
Science and Engineering
Technical Support to Science
Administration
Total
Percentage of Total
1-24
163
387
50
72
672
63
25-49
25
174
14
,22
235
22
50-74
5
84
8
9 •
106
10
75-100
7
34
3
4
48
5
Total
200
679
75
107
1,061
100
 Source; ORD Workforce '91, Appendix A, rabies V-l through P
TABLE 35. SCIENTISTS AND ENGINEERS - DISTRIBUTION OF INDIVIDUAL
          PARTICIPATION IN EXTRAMURAL MANAGEMENT
                                        Percentage of Workyear
Major Activity Category

Management

Science and Engineering

Technical Support to Science

Administration
25-49    50-74  75-100   Total

 11       01    100

 83      26     12    358

  0       00     6

  1       0      0     8
 88

237

  6

  7
Total

  Percentage of Total
                                338

                                 72
 95

 20
               26

                6
13

 3
472

100
Source: ORD Workforce '91, Appendix A, Tables V-E through H
                                                 51

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Offlca of Research and Development
A total of 472, or 73 percent of the
679 responses from Intramural
Scientists and Graduate Engi-
neers, report some significant
extramural management activity.
This represents 44 percent of the
total ORD responses Indicating
time spent on extramural manage-
ment. A total of 358 responses, or
72 percent of the Scientists and
Graduate Engineers, report 1 to 24
percent of their time as being
dedicated to extramural manage-
ment. Notably, only 13 of the
roiponaoa, or 3 percent, report
over 70 percent of their time
dedicated to extramural man-
agement.

Involvement In Extramural
Management

ORD Intramural employees who
reported activities In managing
extramural activities were asked to
Indicate the type of extramural
management from the following
categories: Project Officer for
Contracts, Project Officer for
Cooperative Agreements,  Project
Officer for Inter-Agency Agree-
ments, Work Assignment Man-
ager, Delivery Order Project
Officer, Assistant Delivery Order
ProJQOt Off tear for Contracts, Grant
Agreement Coordinator, and
Assistant Delivery Order Project
Officer for Inter-Agency Agree-
ments.  A total of 37 percent of the
respondents stated that they are
involved in more than one of these
types of activities.
There were 1,868 responses to the
types of extramural management
listed above. Many Indicated
Involvement In more than one type,
such as being both a Delivery
Order Project Officer and a Project
Officer for a contract.

The Information from the survey
provides a profile on the character-
istics of the ORD Intramural
workforce who manage extramural
activities:
•  Thirty percent of the responses
   listed Work Assignment Man-
   ager, 24 percent were for
   Project Officers for Cooperative
   Agreements, 19 percent of the
   responses were as Project
   Officers for Contracts, 15
   percent wore for Project Officers
   for Inter-Agency Agreements,
   and the remaining 13 percent of
   the responses were distributed
   among the other categories.
   Only 1 percent of the responses
   were for Assistant Delivery
   Order  Project Officers for Inter-
   Agency Agreements, Because
   many respondents listed more
   than one type of extramural
   management activity, thusฉ
   percentages reftr to the number
   of responses, net th@ number of
  personnel under the GS12
  grade; 90 percent of the re-
  sponses were from staff at the
  GS 12 level and above; 84
  percent of the total extramural
  management responses were
  from respondents In grades GS
  12 to GS 15; 6 percent were
  from the Commissioned Corps
  and grades over GS-15.

• Seventy-threw percent of the
  responses Indicating extramural
  management activities were
  from Intramural personnel who
  listed their primary activities In
  Science and Engineering; 17
  percent of the responses were
  under Management. Six
  percent of the responses were
  In Administrative activities, and
  three percent; were In Technical
  Support to Science activities.

• Ninety-two percent of the 1,868
  responses were from Intramural
  employees older than 35 years
  of age.

Thi data reveil that the ORD
employees  who manage extramu-
ral activities are by and large
                         the
   responses were from Intramural
   employees who have more than
   10 years of federal service.
   Only 10 percent of the re-
   sponses were from Intramural
neers who fall Into the GS 12 to 15
grades, I.e., mid-to-uppar grade
range of the workforce.  Ae shown
In previous tables In this section,
the managers of extramural
amounts of time In such activities,
but only 18 percent of those
Involved spend 50 percent or more
of their time managing extramural
activities.
                                               52

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ORD Workforce '91
                                Section 8
                                Methodology -  Data Quality
                                ORD WORKFORCE '91 Is an update of a survey of the onsite ORD
                                workforce conducted during July through September 1989.  The first
                                ORD workforce study produced a report, ORD Workforce '89 (WF'89).
                                Because the Information provided by the survey proved useful, ORD
                                senior management decided to conduct another survey to update the
                                Workforce '89 report.  Consequently, a second survey was carried out In
                                the fall of 1990, the data was collected and analyzed In ฉarly 1990, and
                                ORD Workforce '91 (WF'91) was produced In the summer of 1991.

                                Human resources Information for any large organization changes con-
                                stantly. Therefore, readers should be aware that the data collected In
                                survey questionnaires Is the equivalent of taking a snapshot photograph
                                of the workforce at the time the questionnaires are filled out. Even
                                before the data can be entered Into the computer and analyzed, some of
                                thi data change due to promotions, retirements, transfers, reorganiza-
                                tions, etc, ORD Workforce '91 Is ง snapshot taken In thฉ fall of 1990.

                                The two survey questionnaires used to gather workforce data In 1989,
                                one for thi Intramural employees and onง for extramural personnel, were
                                modified to Incorporate suggestions from an ORD steering committee
                                and other Interested stiff. For the WF'91 survey, the Intramural ques-
                                tionnaires (IMQs) were printed by computer utilizing the data that ORD
                                employees had provided In thi WF'89 study. Using a special software
                                application, data were Imported from the computer data base and
                                questionnaires wire printed by computers for each of the  1,878 EPA
                                employees In thi 1983 data bast.

                                A download from thi EPA EPAYi personnel data baii on Aug. 14,
                                1ง80, furnlshid mori current Intramural demography Information to
                                replace the 1989 data. Intramural personnel were askid to eerreet or
                                modify thi Information printed on their questionnaires. In essence, for
                                the Intramural staff, the questionnaire was a turnaround document for
                                validation and correction. A total of 99 percent of the ORD employees
                                responded to thi survey. For those few Intramural ฉmployeis for whom
                                a questionnaire was not received, the 1989 data base provided adequate
                                Information.

                                Because of Paperwork Reduction Act legislation and sensitivity to
                               Confidential Business Information data, extramural data from the WF'89
                               project were not available for updating.  Blank questionnaires were sent
                               to all onsite extramural personnel.  Even though most of the extramural
                               employees had filled out a questionnaire during the 1989 survey, they
                               were askod to fill out and return a questionnaire again. As a credit to
                               both the extramural personnel and their supervisors, as well as to the
                               ORD WF'91 Survey Representatives In each office and laboratory, 94
                               percent of the extramural personnel voluntarily responded  to the survey.
                               Of the 1,930 onsite extramural employees, 1,805 responded with all or
                               partial Information.
                                              53

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Office of Research and Development
                                  Only 35 percent of the extramural staff provided salary information,
                                  making it impractical to compare levels of compensation between
                                  intramural arid extramural personnel with similar academic credentials
                                  who have similar responsibilities. Such data would have been useful in
                                  determining Federal competitiveness at various grade and occupation
                                  levels.  Some contractors for EPA have corporate policies prohibiting
                                  their employees from providing salary information because they consider
                                  it to be Confidential Business Information.

                                  A number of measures were taken to ensure the quality and accuracy of
                                  the data submitted in the questionnaires. Each intramural and extramu-
                                  ral employee corrected or filled out a questionnaire, which was reviewed
                                  and initialed by their supervisor. WF91  Representatives were asked to
                                  review and count the questionnaires prior to forwarding the completed
                                  questionnaires to the WF91  Project Manager in ORD/Headquarters.
                                  Each Representative and each Office Director or Laboratory Director
                                  signed a Certificate of Quality Control that accompanied the returned
                                  questionnaires.

                                  For the purposes of this study, "onsite workforce" is defined as individu-
                                  als working in ORD's facilities in support of its mission. This workforce
                                  encompasses 1,907 EPA employees and Public Health Service Officers
                                  assigned to ORD;  190 summer hires and "stay-in-school" student em-
                                  ployees; and approximately ,1,805 extramural personnel, including
                                  contractors, grantees, and individuals working under cooperative and
                                  interagency agreements. Questionnaires and data were collected on
                                  1,805 extramural staff.

                                  An analysis bf available personnel data indicates a fairly wide-spread
                                  distribution of these nonresponses by organization. Therefore, there
                                  should be no significant effect on summary statistics presented for any
                                  individual organization.

                                  Any questions concerning the data provided in this study should be
                                  directed to:
                                             I

                                  U. S. Environmental Protection Agency
                                  Office of Research and Development
                                  400 M. Street, S.W.
                                  Washington, D.C. 20460

                                  ATTN: Director, Office of Research Program Management
                                  (RD-674)
                                  Telephone:
(202) 382-7500
                                               54

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