United States
Environmental Protection
Agency
Office of
Research and Development
Washington, D.C. 20460
EPA/600/F-95/003a
    March 1995
        «r EPA   UNITED STATES

        ENVIRONMENTAL PROTECTION AGENCY

APPLICATION KIT
FOR ASSISTANCE
i

                                          Printed on Recycled Paper

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            UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
                       WASHINGTON. D.C. 20460
                                                         Of FCC OF
                                                       ADMINISTRATION
 nAav »~~i .; „„„.!-.                                        ANDRESOUCES
 Dear Applicant:                                         MANAGEMENT

      Attached is an application kit  for submitting a proposal to
 the  Environmental Protection  Agency for federal  assistance.   In
 order to  assist  you  in  completing  your  application, we  have
 developed  a  list of  items  in  the application  kit and  a brief
 description  of each.   We also have included a check list of items
 that must  be submitted in order to make your submission complete.
 Before you mail your application,  please be sure it is complete.
 Our  mailing  address  is  included in the  application  kit for your
 convenience.   Also,  the  page  entitled  "Key  Contacts" is  very
 important  to ensure that  we  work with  the  proper individuals in
 your organization.

      You need  to consider whether your proposal is for acquisition
 or assistance.  The 8F 424 is only used for submitting proposals
 for   federal   assistance.    The  Federal  Grant  and  Cooperative
 Agreement  Act  requires Federal  agencies  to use  a contract  to
 acquire property or services for the direct benefit of the Federal
 government, and a grant or cooperative agreement to transfer money,
 property,  services,  or  anything  else  of  value  to support  or
 stimulate an activity to accomplish a public purpose of assistance
•authorized by  Federal  statute.

      The   determining  factor  in  choosing  acquisition  versus
 assistance  is defining  the direct beneficiary..    If the  direct
 beneficiary is a State or local government or other recipient,  and
 the  purpose  of support  or stimulation  is  authorized by Federal
 statute, then a grant or cooperative agreement is the proper legal
 instrument to use.   If  the  direct  beneficiary  is  EPA,  then a
 contract  is   the  appropriate  legal  instrument  to  use and  the
 submission of  SF 424  is  inappropriate.

      If you have any questions about completing your application or
 have general  inquiries about EPA's assistance programs, please feel
 free  to contact my staff on area  code (202)  260-9266.
                         Sincerely,
                           .    .
                         Mildred  Lee,  Chief
                         Grants Operations Branch
                         Grants Administration Division (PM-216F)
                                                         Printed on Recycled Paper

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ITEMS IN YOUR APPLICATION KIT
  APPLICABLE EPA REGULATIONS


  DESCRIPTION OF EPA REGULATIONS


  HELPFUL HINTS

  SUPPLEMENTAL INFORMATION:
  APPLICATION FOR FEDERAL ASSISTANCE
   (STANDARD FORM 424)

  ADDITIONAL TIPS FOR COMPLETING THE SF-424

  CHECKLIST OF APPLICATION ITEMS TO BE SUBMITTED

  APPLICATION RECEIPT LETTER

  KEY CONTACTS

  SF-424, "APPLICATION FOR FEDERAL ASSISTANCE",
  INCLUDING INSTRUCTIONS AND ASSURANCES,
  SF 424A AND SF 424B


 PROCUREMENT SYSTEM CERTIFICATION
                                   I

 CERTIFICATION REGARDING DEBARMENT
   AND SUSPENSION


  CERTIFICATION REGARDING LOBBYING, INCLUDING
  DISCLOSURE OF LOBBYING ACTIVITIES

  EPA MAILING ADDRESS

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                     APPLICABLE EPA REGULATIONS

                   available upon request; call (202) 260-9266

            (Your business office may have copies of these regulations.
                          Please check with them first)


A. STATE and LOCAL GOVERNMENTS and INDIAN TRIBAL GOVERNMENTS

     Part 31 - Uniform Administrative Requirements for Grants &
               Cooperative Agreements to States & Local Governments

     Part?  - Nondlscrlmlnatlon In Programs Receiving Federal
                Assistance from the Environmental Protection Agency

     Part 12 - Nondlscrlmlnatlon on the Basis of Handicap In Programs
                or Activities Conducted by the Environmental Protection Agency

      Part 32 - Government-wide Debarment and Suspension (Nonprocurement)
                 and Government-wide Requirements for Drug-Free
                 Workplace (Grants)

      Part 29 - Intergovernmental Review of Environmental Protection
                Agency Programs and Activities

                Instructions to Applicants - Intergovernmental Review Procedures
                and List of Single Point of Contacts

      Part 34 -  New Restrictions on Lobbying


 B. FOR ALL OTHER TYPES OF APPLICANTS

          Part 30 - General Regulations for Assistance Programs

          Part 33 - Procurement Under Assistance Agreements

          Part 7 - See Above
          Part 12 - See Above

          Part 32 - See Above

           Part 29 - See Above
           Part 34 - See Above

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                    DESCRIPTION OF EPA REGULATIONS


 PART 30  -  GENERAL REGULATION FOR ASSISTANCE PROGRAMS

      This regulation applies to all  EPA applicants except State
 Local and Indian Tribal governments.                             '

      If the  regulation applies to  you, you  are required to  be
 familiar with it and to comply with its provisions.

 PART 31   -   UNIFORM ADMINISTRATIVE  REQUIREMENTS FOR  GRANTS  AND
 COOPERATIVE  AGREEMENTS  TO STATE AND LOCAL GOVERNMENTS

      State,  Local and Indian Tribal governments are required to be
 familiar with this  regulation  and  to  comply with its provisions.

 PART 32  -  DEBARMENT AND SUSPENSION UNDER EPA  ASSISTANCE,  LOANS
 AND  BENEFIT  PROGRAMS

      All applicants are required to be familiar with the regulation
 and  to  submit  the  certification  with  their application.    In
 addition,  recipients are required to obtain the certification from
 subrecipients  receiving $25,000 or more.

 PART 33   -   PROCUREMENT  UNDER  ASSISTANCE AGREEMENTS  AND  THE
 PROCUREMENT  SYSTEM CERTIFICATION

      The  "Part 33   -   Procurement  under Assistance Agreements"
 applies to all EPA applicants except State, Local amd Indian Tribal
 governments.

      If  the  regulation  applies to you,  you are  required to  be
 familiar with  it and to  comply  with its  provisions.   In addition,
 you   are   required   to   complete   the   "Procurement   System
 Certification".

     State governments do not need to self-certify.

 PART 34  -  NEW RESTRICTIONS ON LOBBYING

     All  applicants  requesting  $100,000 or  more from EPA must
 submit the "Certification Regarding Lobbying" and,  if appropriate,
complete the  "Disclosure of Lobbying Activities".  Please note that
contractors receiving subagreements of  $100,000  or more are also
required to certify  and  disclose to the  individual  or organization
awarding the subagreement.

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PART 29  -  INTERGOVERNMENTAL REVIEW PROCEDURES

     The EPA program for which you are applying may be subject to
your  State's   Intergovernmental   review  process   and   or  the
consultation requirements of Section  204, Demonstration Cities and
Metropolitan Development Act.  You must contact your State's single
point of  contact to  find  out  if the  program was  selected for
coverage by the State process and,  if the program was selected, to
receive information about your State's review process requirements
and procedures. If you do not know who your  Single Point of Contact
is, please call  (202) 260-9266.   If  the program in which you are
applying  is  subject  to Section  204,  you must notify  areawide
metropolitan   or  regional  planning   agencies   and/or   general
government units  authorized to  govern planning for the locale of
your project.

PARTS 7 and 12  - NONDISCRIMINATION  IN  PROGRAMS RECEIVING FEDERAL
ASSISTANCE PROM THE ENVIRONMENTAL PROTECTION AGENCY  -  FINAL RULE

     These rules implement the statutes  prohibiting discrimination
on the grounds of race,  color, national origin, sex and handicap.
All applicants for EPA assistance are required to be  familiar with
these rules and to comply with their provisions.

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                 HELPFUL HINTS
 APPLICATION FOR FEDERAL ASSISTANCE (STANDARD FORM 424.
 STANDARD FORM 424A. AND STANDARD FORM 424B)
     Based on the inquiries we frequently receive, we have
developed the following information augmenting the
instructions in the "Application for Federal Assistance"
(Standard Form 424). Reading this information in conjunction
with the instructions in the application form will speed up
the preparation of your application and will reduce our
processing time on your application.
                                        I
      The application is divided into three parts:

       (1) the  "Application for Federal Assistance"  (Standard
Form 424) with  accompanying instructions;
       (2) the  "Budget Information -Non-Construction Programs"
(Standard Form 424A) with accompanying instructions; and
       (3)  the "Assurances -Non-Construction Programs"
(Standard Form 424B).                    !

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                     SUPPLEMENTAL INFORMATION:

         APPLICATION FOR FEDERAL ASSISTANCE  (STANDARD FORM 424)

      Please  refer  to the instructions  for SF  424.   The  items  that
 require  special  attention are discussed  below.

      ITEM 5:  If the "Name and telephone  number of the person to be
 contacted for matters involving this application" is different  from
 that  of the  Project Manager,  i.e.,  the person who will be our
 contact  for technical matters  if the application is funded,  please
 provide  the  name,  title,  address and  telephone  number of  the
 Project  Manager  on the  key contact list.

      In  addition,   please  submit  a  biographical   sketch of  the
 Project Manager incorporating information on education,, background,
 and other  qualifying experience for the project.    Also  list the
 name  and training  or discipline of other key  personnel  engaged in
 the project.  Identify other projects in which the  Project Manager
 is  engaged and  the amount  of time he  or  she  devotes  to each.
 Provide  a   summary  of   employment,   including   contracts  and
 consultancies, for  the  present and for the past  two years for the
 Project  Manager  and each  of the key personnel.

      ITEM 9:   Please insert  the  name,  if applicable, of the EPA
 person(s) from whom you have  received preapplication assistance.
 This  information assists  us  in routing  your  application to the
 appropriate EPA  office  for review.

      ITEM 10:  Insert the Catalog of Federal Domestic  Assistance
 Number and Title,  if  known.                          ;

      ITEM 13:  The "Start Date" and "Ending Date"  should reflect
 the amount of time that will  be  required to  complete the  entire
 scope  of work in your  application (i.e.,  the "project period").
 However, in  accordance  with our  regulations  and  administrative
 procedures, your project period may be  divided  into a series of
 "budget periods".  The definitions  of a project period and  a budget
 period are as follows:   .Project Period;  The length of  time EPA
 specifies in the  assistance agreement for completion of all project
 work.   It may be composed  of more  than one budget period.  Budget
 Period:   The length  of  time  EPA  specifies  in  an assistance
 agreement during which the recipient may expend or obligate Federal
 funds.   The  guidance provided  below  for completing  the budget
 instructs you to give the  dates for each budget period,.

     ITEM  15:   The  amounts  under "Estimated  Funding"  are  the
 amounts  requested  or to  be contributed during  the first budget
period.

     ITEM 18:    If  EPA  awards  a  grant  or cooperative  agreement
pursuant to your application, we will mail the official copies of
the award agreement to the authorized representative listed in Item
 18.

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     DESCRIPTION OF  PROJECT:   Your application should  include  a
section that provides the following information:

     *    Objective:     Describe  the  principal  and  subordinate
objectives  of  the  project.    Pinpoint any  relevant  physical,
economic,  social,  financial,  institutional,  or  other  problems
requiring solution.   Supporting documents from concerned interests
other than the applicant may be used.   Any relevant data based on
planning studies should be included and footnoted.

     *   Results or benefits  expected:   Identify  results and/or
benefits accruing to  the project.  [Important:  Include all primary
and secondary benefits  accruing to  the  recipient, the population
served/ the public and  the  environment  in  general];  for example:
compliance with water quality standards  or ambient  air quality
standards,  advancements in  the  state  of  the  art of  pollution
abatement, etc.

     *  Approach:

     a. Provide a detailed work plan for the accomplishment of the
scope and detail of the proposed project.   Cite factors that might
accelerate or decelerate the work.   Indicate why this approach has
been taken rather than alternatives.  Describe any unusual features
of  the  project such  as  design  or  technological  innovations,
reductions in cost or time  or extraordinary social and community
involvement.

     b.   Describe  all facilities presently available  for use in
carrying out the project.

     c.  For all applications list by  name  all non-Federal sources
of funds and  facilities to  be utilized  in  the performance of the
proposed project.

     d.  List in chronological order a schedule of accomplishments,
progress, or milestones  that are anticipated over the length of the
project.

     e.   Indicate  by whom each element of the  work plan will be
carried  out  including  supporting  agencies,   consultants  and
contractors.

     f.    Describe  sampling  and  data   collection  procedures,
analytical methods, and methods for evaluating the results of the
project.

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      *   General  Project Information:

      a.    Identify  the  kinds  of  data  to  be  collected  (and
maintained)  and  discuss the criteria  to be used to evaluate  the
results  and successes of the project.  Indicate vhethor research or
demonstration will involve  human  subjects or research  animals.

      b.    Discuss:    (1)  the  effect  of  this project  on  or  its
relationship to other work planned, anticipated, or underway by the
grantee, recipient of the funds, or other Government agencies;  (2)
Federal, State, interstate, and local programs with which the work
will  be  coordinated and the extent and nature of the coordination.

      QUALITY ASSURANCE:   If your  project involves  environmentally
related  measurements  or data generation,  the  recipient  shall
develop  and  implement  quality  assurance practices sufficient to
produce  data of quality adequate to meet project objectives and to
minimize  loss  of  data  due   to out-of-control   conditions  or
malfunctions.  Applicants who  are State, Local, or  Indian  Tribal
governments, see  EPA  regulation 40 CFR  31.45.  Other  applicants,
•see EPA  regulation 40 CFR 30.503.                 '•

      BUDGET:  The application  includes a two-page sheet,  "Budget
Information  -  Non-Construction Programs"   (Standard Form  424A).
(You  do  not need  to read the "Instructions  for  the SF-424A".)

      Please  complete  "Section  B  - Budget  Categories".   Use  one
column for each budget period and insert the total  for  the project
period in  Column  5.   Attach an extra  sheet if your project will
have  more  than  four budget periods.   The  dates  for each  budget
period should be entered at the top of  each column,  on  the  "Object
Class Categories" line.

     Most EPA programs  require that you  cost share at  least  5% of
total costs.  The amounts you  insert  in Section B should include
EPA's share plus  your cost  sharing and the cost sharing from all
other sources except  other  federal agencies.   Under "Totals" on
Line K,  please squeeze in the EPA  amount  requested  for  each budget
period and for the  project  period.  On  Line 7, "Program Income,
enter the  estimated  amount of  income,   if  any,  expected  to  be
generated from this project.   Do  not  add or subtract this amount
from the total project amount.  Your detailed itemijiation of direct
costs, which is described below, should show the nature  and source
of this income.

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     You need not complete  Sections  A,  C,  D, or E  of  the budget
page.   In Section F,  under "Remarks" please  enter the  type  of
indirect cost rate  (provisional,  predetermined, final  or fixed)
that will be  in effect during the budget period,  the  rate, the base
to which the  rate is applied, and the  Federal  agency  with whom your
rate is negotiated.   (Not applicable when  indirect  costs are not
budgeted in Section B.)

     For the budget  period currently under  consideration please
submit a separate sheet(s)  itemizing  the direct  costs of Lines (a)
thru (j) of Section B.  Guidelines for the itemization are provided
below.

     DETAILED ITEMIZATION OP COSTS:

     *  Line A - Personnel:  List all participants  in the project
by position title.  Give the  percentage of the budget period for
which they will be fully employed on the project (e.g., half-time
for half the budget period  equals  25 percent,  full-time for half
the budget period equals 50 percent, etc.).   Give the annual salary
and the total cost over the budget period for all personnel listed.

     *  Line C - Travel:  If travel  is budgeted, show destination
and purpose of travel as well as costs.

     *    Line  D  -  Equipment:    Identify  all equipment to  be
purchased.

     *  Line E -  Supplies:  If the supply budget is less than  2% of
total costs, you do not need to itemize.

     *  Line F - Contractual:   Specify the  nature and cost of such
services.    EPA  may  require  review of  contracts   for personal
services  prior  to their execution to assure that  all costs are
reasonable and necessary to the project.

     *  Line G - Construction:  Contact the  Grants  Administration
Division  for additional  instructions prior to  completing  your
application  if your budget includes  construction costs.

     *   Line H - Other:   Specify all costs included under this
category.    If  you  are applying  for a  training  project,  your
itemization  of  "Other" should  include  a breakdown of posts for
trainee tuition and fees, book allowance, stipends  and  travel.

     *  Line J  -  Indirect Costs:   Provide  an  explanation of how
indirect  charges were  calculated for this project.  Please attach
a copy of your current negotiated Indirect Cost Rate  Agreement.  If
you  do  not have a  current  negotiated   rate, a  rate  must  be
negotiated within  90 days  from  receipt   of   an EPA  assistance
agreement.

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            ADDITIONAL  TIPS  FOR COMPLETING THE  87-424


      (1)  If your application is being submitted under  the Federal
Demonstration Project,  please  indicate  it  in  Block 11  on  Page  i.

      (2)    If  your  project  requires  an Environmental  Impact
Statement and/or and Environmental Assessment,  please  indicate it
on a  separate sheet of  paper.

      (3)  If your project  involves human testing studies,  please
indicate it on a separate  sheet of paper.

      (4)  If your project  involves animal  testing  studies,  please
indicate it on a separate  sheet of paper.

      (5)  Please fill out  the reverse side of the  '"Assurances  -
Non-Construction Programs" (Standard Form  424B) and have  the
authorized certifying official  sign that page as well  as  the 1st
page.

      (6)  If you wish to receive notification that we have  received
your  application,  please  fill  in your  address on  the  enclosed
application  receipt letter.    EPA will   fill  in   the pertinent
information regarding your project and mail the  letter  back to the
addressee.
                                                              r***

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CHECKLIST OF APPLICATION
   ITEMS TO BE SUBMITTED
  SF-424 APPLICATION FOR FEDERAL ASSISTANCE WITH ORIGINAL SIGNATURE
  (Including Assurances for Non-Construction Programs)

  RESEARCH PROJECTS:   Original and 8 copies
  ALL OTHER TYPE PROJECTS:  Original and 2 copies

  6700-48 PROCUREMENT SYSTEM CERTIFICATION


  5700-49 DEBARMENT AND SUSPENSION CERTIFICATION

  LOBBYING CERTIFICATION AND DISCLOSURE
  (If applying for more than $100,000)

  NARRATIVE STATEMENT (Including statement on hov* this
  project supports your environmental program)

  QUALITY ASSURANCE NARRATIVE STATEMENT,  If applicable


  ITEMIZED BUDGET  (Detailed)
 BIOGRAPHICAL SKETCH OF THE PROJECT MANAGER

 COPY OF NEGOTIATED INDIRECT COST RATE AGREEMENT
 (If applicant does not have a negotiated Indirect cost
 rate agreement Indicate under Itemized budget)

 COPY OF STATE CLEARINGHOUSE APPROVAL NOTIFICATION
 (Applicable »f "Yes" under block number 16, page 1
 of appllcatloa)
KEY CONTACT LIST
APPLICATION RECEIPT LETTER
 (Optional)

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                      APPLICATION RECEIPT LETTER


             UNITED STATES ENVIRONMENTAL PROTECTION AGENCY

                         WASHINGTON, D.C. 2046Q
                                                           OFFICE OF
                                                         ADMINISTRATION
                                                          ANDRESOUCES
                                                          MANAGEMENT
Dear Applicant:
     Your application has been received by the U.S.  Environmental
Protection  Agency's  Grants  Operations   Branch.      The   EPA
identification number assigned to  your project is
The Grants Specialist for this project is	         —	;	"

     If you have any questions, please contact your  Grants
Specialist on  (202)	       .
                                Sincerely yours,
                                Cheryl  Clark
                                Assistance Management Section  C
                                Grants  Operations Branch

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                           KEY CONTACTS
Authorized Representative:   Original awards and amendments will be
sent to this individual for review and acceptances, unless otherwise
•I w» *3 -i y^ —» 4— *-v /"3
indicated.

     Name:
     Title:
     Complete Address:.
     Phone Numbei.;
Payee: Individual authorized to accept payments.

     Name:
     Title:
     Complete Address:.
     Phone Number:
Administrative Contact: Individual from Sponsored  Programs  Office
to contact concerning administrative matters  (i.e.,  indirect  cost
rate computation, rebudgeting requests etc*)
     Name:
     Title:
     Complete Address:.
     Phone Number:
Project  Manager:   Individual  responsible   for  the  technical
completion of the proposed work.
     Name:_

     Title;
     Complete Address:.
     Phone Number:

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                                                                                                   OMB Approval No. 034«-0043
AHHLIUMMUN r-UH 2. DATE suB-rmo Applicant ^ntifie, 	 	
FEDERAL ASSISTANCE *"
1. TYPE OF SUBMISSION:
Application Preapplic
Q Construction Q Const
[3 Non-Construction n Non-C
3. DATE RECEIVED BY STATE State Application Identifier
ation
4. DATE RECEIVED BY FEDERAL AGENCY Federal Identifier
onstruction


5. APPLICANT INFORMATION
Legal Name.
Address (give city, county, slate, and zip code):
«. EMPLOYER IDENTIFICATION NUMBER (EIM|:
—

». TYPE OF APPLICATION:
n New
If Revision, enter appropriate letter(s) in t
A Increase Award 3. Decrease t
0 Decrease Duration Other (specif'

11. CATALOG Of FEDERAL DOMESTIC
ASSISTANCE NUMBER:
TITLE:
12. AREAS AFFECTED BY PROJECT (Citios.
I! PROPOSED PROJECT:
Start Date Ending Date
IS. ESTIMATED FUNDING:
a Federal $
b. Applicant S
c State f
d. Local $
e Other $
f Program Income 9
g TOTAL 9


Q Continuation Q Revision
xw(es): 1 1 1 1
kward C Increase Duration
rt

m

counties, state*. efc.J:
Organizational Unit:
Name and telephone number of Iho parson to be contacted on matters involving
this application (give area code)
7. TYPE Of APPLICANT: (enter appropriate lettar in b
A. Stale H Independent Schoc
B. County 1. Staid Controlled Ins
C. Municipal J. Private University
D. Township K. Indian Tribe
E. Interstate L. Indrrtdual
F. tntermuniopal M. Profit Orgcrwabon
Q. Special District N Other (Specify).
ox) Q
JDist.
ititution of Higher Learning

S. NAME Of FEDERAL AGENCY:
11. DESCRIPTIVE TITLE Of APPLICANTS PROJECT:
1
14. CONGRESSIONAL DISTRICTS OF:
a. Applicant b Protect
If. IS APPLICATION SUBJECT TO REVIEW BV STATE DXCUTIVE ORDER 11171 PROCESS?
00 a. YES. THIS PREAPPUCATK3N/APPUCATICIN WAS MADE AVALABLE TO THE
STATE EXECUTIVE ORDER 12372 PROCESS FOR REVEW ON;
•°° DATE


b NO Q PROGRAM IS NOT COVERED IBVE.O. 12372
.00
.00
.00 17. ISTHEAPPLK
[^ »es l
| OR PROGRAM HAS NOT BEEN SELECTED BY STATE FOR REVIEW
>MT DELINQUENT ON ANY FEDERAL OEBfT
f "Yes," attach an explanation.
D No
11. TO THE BEST OF MY KNOWLEDGE AND BEUEP. ALL DATA IN THIS APPUCATOM/PREAPPLICATtON ARE TRUE AND COHRECV. THE DOCUMENT HAS BEEN DULY
a. Typed Name of Authorized Representative
b Title
d Signature of Authorized Representative
c. Telephone number
e. Data Signed
Previous Editions Not Usable
 Standard Form 424   (REV  4-88)
Prescribed by OMB Circular A-102
                                          Authorized for Local Reproduction

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                                  INSTRUCTIONS FOR THE SF 424
This is a standard form used by applicants as a required facesheet for preapplications and applications submitted
for Federal assistance. It will be used by Federal agencies to obtain applicant certification that States which have
established a review and comment procedure in response to Executive Order 12372 and have selected the program
to be included in their process, have been given an opportunity to review the applicant's submission.
                                                                           Entrv:
Item:                  Entry:

 1.   Self-explanatory.
 2.  Date application submitted to Federal agency (or
    State if applicable) & applicant's control number
    (if applicable).
 3.  State use only (if applicable).
    If this application is  to continue  or revise an
    existing award, enter present Federal identifier
    number. If for a new project, leave blank.
    Legal name of applicant, name of  primary
    organizational unit which will undertake the
    assistance activity, complete address  of the
    applicant, and name and telephone number of the
    person to contact on matters related to  this
    application.
Item:

 12.
 4.
 5.
 6.
 8.
    Enter Employer Identification Number (EIN) as
    assigned by the Internal Revenue Service.
 7.  Enter the appropriate letter in  the space
    provided.
    Check appropriate box and  enter appropriate
    letter(s) in the space(s) provided:
    —"New" means a new assistance award.
    — "Continuation" means an extension for an
      additional funding/budget period for a project
      with a projected completion date.
    —"Revision" means any change in the Federal
      Government's financial obligation or
      contingent liability from an existing
      obligation.
    Name of Federal agency from which assistance is
    being requested with this application.
    Use the Catalog of Federal Domestic Assistance
    number and title of the program under which
    assistance is requested.
    Enter a brief descriptive title of the project, if
    more than one program is involved,  you should
    append an explanation on a  separate  sheet. If
    appropriate (e.g., construction or real  property
    projects), attach a map showing project location.
    For preapplications, use a separate  sheet to'
    provide a summary description of this project.
 9.
10.
11.
                                                         List only the largest political entities affected
                                                         (e.g., State, counties, cities).
 13.  Self-explanatory.

 14.  List the applicant's Congressional District and
     any District(s) affected by the program or project.

 15.  Amount requested or to  be contributed during
     the first funding/budget  period  by  each
     contributor. Value of in-kind contributions
     should be included on  appropriate lines as
     applicable. If the action  will  result in a  dollar
     change to an existing award, indicate only the
     amount of the change. For decreases, enclose the
     amounts  in parentheses. If both basic  and
     supplemental  amounts are  included, show
     breakdown on an attached sheet. For multiple
     program funding, use totals and show breakdown
     using same categories as item 15.

 16.  Applicants should contact the State Single Point
     of Contact (SPOC) for Federal Executive Order
     12372 to determine whether the application  is
     subject to the  State intergovernmental review
     process.

 17.  This question  applies to  the  applicant organi-
     zation, not the person who  signs as the
     authorized representative. Categories of debt
     include delinquent audit disallowances, loans
     and taxes.

 18.  To be signed by the authorized representative  of
     the applicant.  A copy of the governing  body's
     authorization for you to sign this application as
     official representative must be on file  in the
     applicant's office. (Certain Federal agencies may
     require that this authorization be submitted as
     part of the application.)
                                                                                    SF 424 (REV  <-«8) Back

-------
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-------
                               INSTRUCTIONS FOR THE SF-424A
General Instructions
This form is designed so that application can be made
for funds from one or more grant programs. In pre-
paring the  budget, adhere  to any existing Federal
grantor agency guidelines  which prescribe how and
whether budgeted amounts should  be separately
shown for different functions or activities within the
program. For some programs, grantor agencies may
require budgets to be separately shown by function or
activity. For other programs, grantor agencies may
require a breakdown by function or activity. Sections
A,B,C, and  D should include budget estimates for the
whole project except when applying for assistance
which  requires Federal authorization in annual or
other funding period increments. In  the latter case,
Sections A,B, C, a"d  D should provide the budget for
the first budget period (usually a year) and Section E
should present the need for Federal assistance in the
subsequent budget periods. All applications should
contain a breakdown by the object class categories
shown in Lines a-k of Section B.
Section A.  Budget Summary
Lines 1-4, Columns (a) and (b)
For applications pertaining to a single Federal grant
program (Federal  Domestic  Assistance Catalog
number) and not  requiring a functional or activity
breakdown, enter on Line  1 under  Column (a) the
catalog program  title and the catalog number in
Column (b).
  For applications pertaining  to a  single program
requiring budget  amounts by multiple functions or
activities, enter the name of each activity or function
on each line in Column (a), and enter the catalog num-
ber in Column (b). For applications pertaining to mul-
tiple programs where none of the programs require a
breakdown by function or activity, enter the catalog
program title on each line in Column (a) and the
respective catalog number on each line in Column (b).
  For applications pertaining  to multiple programs
where one or more programs require a breakdown by
function or activity, prepare a separate sheet for each
program requiring the breakdown. Additional sheets
should be  used  when one form does not provide
adequate space for all breakdown of data required.
However, when more than one  sheet is used, the first
page should provide the summary totals by programs.

Lines 1-4, Columns (c) through (g.)
For new applications, leave Columns (c) and (d) blank.
For  each line entry in Columns (a) and (b), enter  in
Columns (e), (0, and (g) the appropriate amounts  of
funds needed to  support the  project  for the first
funding period (usually a year).
Lines 1-4, Columns (<:) through (g.) (continued)
  For continuing grant program applications, submit
these forms before the end of each funding period as
required by the grantor agency. Enter in Columns (c)
and (d) the estimated amounts of funds which will
remain unobligated at the end of the grant  funding
period only if the Federal grantor agency instructions
provide for  this. Otherwise, leave these columns
blank.  Enter in columns (e)  and (f)  the amounts of
funds needed for the upcoming period. The amount(s)
in Column (g)  should be the sum of amounts in
Columns (e) and (f).
  For supplemental grants and changes to  existing
grants, do not  use Columns (c)  and (d). Enter in
Column (e) the amount of the increase or decrease of
Federal funds and enter in Column (0 the amount of
the increase or decrease  of non-Federal funds. In
Column (g)  enter the new  total budgeted  amount
(Federal and non-Federal) which includes the total
previous authorized budgeted amounts plus or minus,
as appropriate, the amounts shown in Columns (e) and
(f). The amount(s) in Column (g) should not equal the
sum of amounts in Columns (e) and (f).
Line 5 — Show the totals for all columns used.

Section B Budget Categories
In the column heading (1) through (4), enter the titles
of the same programs, functions, and activities shown
on Lines 1-4, Column (a), Section A. When additional
sheets are prepared for Section A,  provide similar
column headings on each  sheet. For each program,
function or activity, fill in the total requirements for
funds (both Federal and non-Federal) by object class
categories.
Lines 6a-i •
column.
• Show the totals of Lines 6a to 6h in each
Line 6j - Show the amount of indirect cost.

Line 6k - Enter the total! of amounts on Lines 6i and
6j. For all  applications for new grants  and
continuation  grants the total  amount in column (5),
Line 6k, should be the same as the total amount shown
in Section A, Column (g), Line 5. For supplemental
grants and changes to gr;ints,  the total amount of the
increase or decrease as shown in Columns (l)-(4). Line
6k should be  the same a» the  sum of the amounts in
Section A, Columns (e) and (f) on Line 5.
                                                                                     SF 424A (4-88) paga3

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                          INSTRUCTIONS FOR THE SF-424A (continued)
 Line 7- Enter the estimated amount of income, if any,
 expected to be generated from this project. Do not add
 or subtract this amount from the total project amount.
 Show under  the program narrative statement the
 nature and source of income. The estimated amount of
 program income may be considered by the  federal
 grantor agency in determining the total amount of the
 grant.
 Section C. Non-Federal-Resources
 Lines 8-11 - Enter amounts of non-Federal resources
 that will be used on the grant. If in-kind contributions
 are included, provide a brief explanation on a separate
 sheet.
     Column (a) - Enter the program titles identical
     to  Column (a), Section A. A breakdown  by
     function or activity is not necessary.
     Column (b) - Enter the contribution to be made
     by the applicant.
     Column (c) - Enter the amount of the State's
     cash and in-kind contribution if the applicant is
     not a State or State agency. Applicants which are
     a  State  or State agencies should leave this
     column blank.
     Column (d) - Enter the amount of cash and in-
     kind contributions to be made from all other
     sources.
     Column (e) - Enter totals of Columns (b), (c), and
     (d).
 Line 12 —  Enter the total for each of Columns (b)-(e).
The amount in Column (e) should be equal to the
amount on Line 5, Column (f). Section A.
Section D. Forecasted Cash Needs
Line IS - Enter the amount of cash needed by quarter
from the grantor agency during the first year.
Line  14  - Enter the amount of cash from all other
sources needed by quarter during the first year.
Line 15 - Enter the totals of amounts on Lines 13 and
14.
Section E. Budget Estimates of Federal Funds
Needed for Balance of the Project
Lines 16-19  - Enter in Column (a) the same grant
program titles shown  in Column  (a),  Section A. A
breakdown by function or activity is not necessary. For
new applications and continuation grant applications,
enter in the proper columns amounts of Federal funds
which  will be needed to complete the program or
project over the succeeding funding periods (usually in
years). This section need not be completed for revisions
(amendments,  changes, or supplements) to funds for
the current year of existing grants.
If more than four lines are needed to list the program
titles, submit additional schedules as necessary.
Line 20 - Enter the total for each of the Columns (b)-
(e). When additional schedules are prepared for  this
Section, annotate  accordingly and show the overall
totals on this line.
Section F. Other Budget Information
Line  21 - Use this space to explain amounts for
individual direct object-class cost categories that may
appear to  be out of the  ordinary or to explain the
details as required by the Federal grantor agency.
Line 22 -  Enter the type of indirect rate (provisional,
predetermined, final or fixed) that  will be in  effect
during the funding period, the estimated amount of
the base to which the rate is applied,  and the total
indirect expense.
Line 23 - Provide any other explanations or comments
deemed necessary.
                                                                                   SF 424A (4-88)  page 4

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 Note:
                                                                        QMS Approval No.034«-0040

               ASSURANCES — NON-CONSTRUCTJON PROGRAMS

Certain of these assurances may not be applicable to your project or program. If you have questions,
please contact the awarding agency. Further, certain Federal awarding agencies may require applicants
to certify to additional assurances. If such is the case, you will be notified.
As the duly authorized representative of the applicant I certify that the applicant:
 1.  Has the legal authority to apply for Federal
    assistance, and the institutional, managerial and
    financial capability (including funds sufficient to
    pay the non-Federal share of project costs)  to
    ensure  proper planning, management and com-
    pletion of the project described in this application.

2.  Will give the awarding agency, the Comptroller
    General of the United States, and if appropriate,
    the State, through any authorized representative,
    access to and the right to examine all records,
    books, papers, or documents related to the award;
    and will establish a proper accounting system in
    accordance with  generally accepted accounting
    standards or agency directives.

3.  Will establish safeguards to prohibit employees
    from  using their positions for a  purpose that
    constitutes or presents the appearance of personal
    or organizational conflict of interest, or personal
    gain.

4.  Will initiate and complete the work  within the
    applicable time frame after receipt of approval of
    the awarding agency.

5.  Will  comply  with  the Intergovernmental
    Personnel Act of 1970 (42 U.S.C. §§ 4728-4763)
    relating to prescribed standards for merit systems
    for programs funded under  one of  the nineteen
    statutes or regulations specified in Appendix A of
    OPM's Standards for a Merit System of Personnel
    Administration (5 C.F.R. 900, Subpart F).

6.  Will comply with all Federal statutes relating to
    nondiscrimination. These  include but are not
    limited  to: (a) Title VI of the Civil Rights Act of
    1964 (P.L. 88-352) which prohibits discrimination
    on the basis of race, color or national origin; (b)
    Title IX of the Education Amendments of 1972,  as
    amended (20 U.S.C. §§ 1681-1683, and 1685-1686),
    which prohibits discrimination on the basis of sex;
    (c) Section 504 of the Rehabilitation Act of 1973,  as
    amended (29 U.S.C. § 794),  which  prohibits dis-
    crimination on the basis of handicaps; (d) the Age
    Discrimination  Act of  1975,  as amended (42
    U.S.C.§§ 6101-6107), which prohibits discrim-
    ination on the basis of age;
                                                (e) the Drug Abuse Office and Treatment Act of
                                                1972 (P.L. 92-258). as amended, relating to
                                                nondiscrimination on the basis of drug abuse; (0
                                                the Comprehensive Alcohol Abuse and Alcoholism
                                                Prevention, Treatment and  Rehabilitation Act of
                                                1970 (P.L. 91-616), as amended, relating to
                                                nondiscrimination on the basis of alcohol abuse or
                                                alcoholism; (g) J § 523 and 527 of the Public Health
                                                Service Act of 1912 (42 U.S.C. 290 dd-3 and 290 ee-
                                                3), as amended, relating to  confidentiality of
                                                alcohol and drug abuse patient records; (h) Title
                                                VIII of the Civil  Rights Act of 1968 (42 U.S.C. §
                                                3601 et seq.), as amended, relating to non-
                                                discrimination iin the sale, rental or financing of
                                                housing; (i) any other nondiscrimination
                                                provisions in  the specific statute(s) under which
                                                application for Federal assistance is being made;
                                                and  (j)  the  requirements  of  any  other
                                                nondiscrimination <;tatute(s) which may apply to
                                                the application.

                                            7.  Will comply, or has already complied, with  the
                                                requirements of Titles II and III of the Uniform
                                                Relocation  Assistance and Real  Property
                                                Acquisition Policies Act of 1970 (P.L. 91-646)
                                                which provide for fair and equitable treatment of
                                                persons displaced or whose property is acquired as
                                                a result of Federal or federally assisted programs.
                                                These requirements apply to all interests in real
                                                property acquired for project purposes regardless
                                                of Federal participation in purchases.

                                            8.  Will comply with the provisions of the Hatch Act
                                                (5 U.S.C. l§ 1501-1508 and 7324-7328) which limit
                                                the political activities of employees whose
                                                principal employment activities are funded in
                                                whole or in part with Federal funds.

                                            9.   Will comply, as applicable, with the provisions of
                                                 the Davis-Bacon Act (40 U.S.C.  §5 276a to 276a-
                                                 7), the Copeland Act  (40 U.S.C. § 276c and 18
                                                 U.S.C. §§ 874), and the Contract Work Hours and
                                                 Safety Standards  Act  (40  U.S.C.  §§  327-333),
                                                 regarding labor  standards for federally assisted
                                                 construction subagreements.
                                                                                  Standard Form 424B  (4-88)
                                                                              Presented by OMB Ocular A-102
                                 Authorized for Local Reproduction

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10. Will comply, if applicable, with flood  insurance
   purchase requirements of Section 102(a) of the
   Flood Disaster Protection Act of 1973 (P.L. 93-234)
   which requires recipients in a special flood hazard
   area to participate in the program andto purchase
   flood insurance if the total cost  of  insurable
   construction and acquisition is $10,000 or more.
11. Will comply with environmental standards which
   may be prescribed pursuant to the following: (a)
   institution  of  environmental  quality control
   measures under  the  National Environmental
   Policy Act of 1969 (P.L. 91-190) and  Executive
   Order (EO)  11514; (b) notification  of violating
   facilities pursuant to EO 11738; (c) protection of
   wetlands pursuant to EO 11990; (d) evaluation of
   flood hazards in floodplains in accordance with EO
   11988; (e) assurance of project consistency  with
   the  approved  State  management  program
   developed under the Coastal Zone Management
   Act  of 1972 (16 U.S.C.  §§  1451 et seq.); (f)
   conformity of Federal actions to State (Clear Air)
   Implementation Plans under Section 176(c) of the
   Clear Air Act of 1955, as amended (42 U.S.C.  §
   7401 et seq.); (g) protection of underground sources
   of drinking water under the Safe Drinking Water
   Act of 1974, as amended,  (P.L.  93-523); and (h)
   protection of endangered species under the
   Endangered Species Act of 1973, as amended, (P.L.
   93-205).
12. Will comply with the Wild and Scenic  Rivers Act
   of 1968 (16 U.S.C. §§ 1271 et seq.)  related to
   protecting components or potential components, of
   the national wild and scenic rivers system.
13. Will assist  the  awarding agency  in assuring
   compliance  with Section 106 of the National
   Historic Preservation Act of 1966, as amended (16
   U.S.C. 470), EO  11593  (identification and
   protection  of historic  properties), and the
   Archaeological and Historic Preservation Act of
   1974 (16 U.S.C. 469a-l et seq.).

14. Will comply  with P.L.  93-348 regarding the
   protection of human subjects involved in research,
   development, and related activities supported  by
   this award of assistance.

15. Will comply with the Laboratory Animal Welfare
   Act of 1966 (P.L. 89-544, as amended, 7 U.S.C.
   2131 et seq.) pertaining to the care, handling, and
   treatment of  warm blooded animals held for
   research, teaching, or other activities supported by
   this award of assistance.

16. Will comply with the Lead-Based Paint Poisoning
   Prevention Act (42 U.S.C. §§ 4801 et seq.) which
   prohibits the  use of  lead  based paint  in
   construction  or rehabilitation of residence
   structures.

17. Will cause to be performed the required financial
   and compliance audits  in accordance with the
   Single Audit Act of 1984.

18. Will comply with all applicable requirements of all
   other Federal  laws, executive orders, regulations
   and policies governing this program.
SIGNATURE OF AUTHORIZED CERTIFYING OFFICIAL
TITLE
APPUCANT ORGANIZATION
DATE SUBMITTED
                                                                                   SF 4248  (4-MI B*ck

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PROCUREMENT   SYSTEM   CERTIFICATION
        Paperwork  Reduction  Act  Notice
       Public  reporting burden  for the collection
       of  this information  is estimated to average
       8 hours per  response, including the time for
       reviewing  instructions,  searching existing
       data  sources, gathering  and maintaining the
       data  needed, and completing and reviewing
       this  collection of information.  Send comments
       regarding  this burden estimate or any other
       aspect  of  this collection if information,
       including  suggestions for reducing the burden,
       to  Chief,  Information Policy Branch, PM-223,
       U.S.  Environmental Protection Agency, 401 M St.
       S.W., Washington, D.C.   20460; and to the
       Paperwork  Reduction  Project, Office of
       Information  and Regulatory Affairs,, Office of
       Management and Budget, Washington,  D.C. 200503.
      EPA  Form  5700-48  (Rev.  9-90)

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   ?,EPA
EPA Project Confrd Number
                                      Uradod States
                                              \MuMneean. OC2D400
                                        Certification Regarding
                  Debarment, Suspension, and Other Responsibility Matters
        The prospective participant certifies to the best of fts knowledge and belief that K «nd fts principals:

        (a) Are not presently debarred, suspended, proposed for determent, declared ineligible, or voiuntarly
           excluded from covered transactions by any Federal department or agency

        (b) Have not within a three year period preceding this proposal boon convicted of or had a dvi judgement
           rendered against them for commission of fraud or a criminal offense in connection with obtaining,
           attempting to obtain, or performing a public (Federal. State, or local) transaction or contract under a
           public transaction; violation of Federal or State antitrust statutes or commission of embezzlement,
           theft, forgery,  bribery, falsification or destruction of records, making false statements, or receiving
           stolen property;

        (c) Are not presently indicted for or otherwise criminally or cMBy charged by a government entity (Federal.
           State,  or  local)  wtth commission of any of the offenses enumerated in paragraph (i)(b) of this
           certification; and

        (d) Have not within a three-year period preceding this appflcation/prcposa! had one or more pubfic
           transactions (Federal. State, or local) terminated for cause or default

        I understand that a false statement on this certification may  be grounds for rejection of this proposal or
        termination of the award. In addition, under 13 USC  Sec. 1001, a raise statennani: may resuft in a fine of up
        to $10,000 or imprisonment for up to 5 years, or both.
 Typwd Men* 4 THfc <* Authorized
    LJ I am unable to eertfy to tfte above staterrwnts. My explanation to attached.
EPA Fan* CTtMMC (11
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                                     instructions

Under Executive Order  12549.  an individual  or  organization  debarred  or  excluded from
participation In Federal assistance or benefit programs may not  receive any assistance award
under a Federal program, or a subagreement thereunder for $25,000 or more.

Accordingly, each prospective recipient of an EPA grant, loan, or cooperative agreement and any
contract  or  subagreement  participant thereunder must complete the  attached  cert!ficatk>n  or
provide an explanation why they cannot. For further details, see 40 CFR  32.510. Participants'
responsibilities. In the attached regulation.

Whtr• To Submit
The  prospective EPA grant, loan, or cooperative agreement recipient must return the signed
certification or explanation with its application to the appropriate EPA Headquarters or Regional
office, as required In the application Instructions.
A  prospective  prime contractor must submit a  completed certification  or explanation to the
Individual or organization awarding the contract.

Each prospective subcontractor must submit a completed certification or explanation to the prime
contractor for the project.

How To Obtain Forms:
EPA includes the certification form. Instructions, and a copy of its implementing reguiajlon (40 CFR
Part 32) hi each application kit Applicants may reproduce thesa materials as needed and provide
them to  their  prospective prime contractor, who,  in turn, may reproduce and provide them to
prospectiv* subcontractors.

Additional copies/assistance may be requested from:

               Compliance Branch
               Grants Administration DMsion (PM-216F)
               U.S. Environmental Protection Agency
               401 M SttMt. SW
               Washington. DC 20460
               (Tatepttan*: 202/475-1025)
              • (i tut)

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                                     EPA PROJECT CONTROL  NUMBER

                 CERTIFICATION REGARDING

               CERTIFICATION FOR CONTRACTS.
                 LOAMS. AND COOPERATIVE

      The undersigned certifies, to the beat of his or her knowleda*
 and belief,  that:                                               *

      (l)  No Federal appropriated funds have been or will be paid
 by  or on behalf of the undersigned,  to any person for influencing
 or  attempting  to influence an officer or  employee  of any agency
 a Member of Congress,  an  officer  or employee of Congress,  or  an
 employee of  a  Member of Congress in  connection  with  the awarding
 of  any  Federal  contract,  the making of  any Federal grant,  th«
 making of any  Federal loan, the entering  into of any cooperative
 agreement, and the extension, continuation, renewal, amendment,  or
 modification of  any Federal  contract, grant,  loim,  or cooperative
 agreement.

      (2)  If any funds other than Federal  appropriated funds have
 been  paid or  will  be  paid to  any  person   for  influencing  or
 attempting to  influence an officer  or employee  of any  agency,  a
 Member of Congress, or an employee  of  a  Member  of  Congress  in
 connection with this Federal contract, grant,  loun,  or cooperative
 agreement, the undersigned shall complete and submit Standard Form-
 LLL,  "Disclosure Form  to Report Lobbying," in accordance with its
 instructions.

      (3)  The undersigned  shall require that  the language of this
 certification  be  included  in  the  award   of  docxuaents  for all
 subawards at all tiers  (including subcontracts,  subgrants,  and
 contracts under grants, loans, and cooperative agreements) and that
 all subrecipients shall certify and disclose  accordingly.

     This certification is a material  representation  of  fact upon
which reliance  was  placed wh«a this transaction was made or entered
 into.   Submission of  this  certification  is  a  prerequisite for
making or entering into this transaction imposed by Section  1352,
Title  31, U.S.  Code.   Any person who fails to ifile the  required
certification shall be subject  to a civil penalty of not  less than
$10,000 and not more than $100,000 for each such failure.
                TYPED NAME i TITLE OF AUTHORIZED REPRESENTATIVE
                SIGNATURE OF AUTHORIZED REPRESENTATIVE   DATE

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                             DISCLOSURE  OF LOBBYING  ACTIVrTIES
                       Complete thij form to diidote lobbying *ctJviti«i punuant to 31 U.S.C. 1352
                                       (S«« r«v«fi« tor public burd«n diidoture.)
                                                                     0.1 «*«>«*
 1.   Type of Federal Action:
 r~]O a.  contract
     O b.  grant
     O c.  cooperative agreement
     a d.  loan
     D e.  loan guarantee
     D f.   loan insurance
2.  Status of Federal Action:
    d  a. bid/offer/application
    O  b. initial award
    O  c. post-award
 4.  Name and Address of Reporting Entity:

     a  Prime             O Subawardee
                                Tier	  , if known:
    Congressional District, if known:
6.  Federal Department/Agency
8.   Federal Action Number, if known:
3.  Report Type:
    a.  Initial filing
    b.  material change

    For Material Change Only:
        year	 quarter
                                                                                        date of last report
                    5.   If Reporting Entity in No. 4 is Subawardee, Enter Name
                        and Address of Prime:
                                                               Congressional District, if known:
                                                           7.   Federal Program Name/Description
                                                                CFDA Number, if applicable:
                   9.  Award Amount, if known:
10.  a.  Name and Address of Lobbying Entity
    (if individual, last name, first name, Ml):
                    b.   Individuals Performing Services (including address if
                        different from No. 10a

                    (last name, first Name, Ml):
                                  (attach Continuation Sheet(s) SF-LLL-A. if necessary)
 1.  Amount  of Payment (check all that apply):

    5	      O actual    O planned
12. Form of Payment (check all that apply):

    r a. cash
    r b. in-kind: specify:  nature  	

                          value  	
                     13.  Type of Payment (check all that apply):
                        O  a.  retainer
                        D  b.  one-time fee   .
                        O  c.  commission
                        D  d.  contingent fee  ,
                        O  e.  deferred
                        O  f.  other; specify: _.
                                (attach Continuation Sheet(s) SF-LLL-A. if necessary)
5. Continuation Sheet(s) SF-LLL-A attached:     O  Yes:     O  No
6. Information requested through this form is authorized by title 31
   U.S.C. section 1352. This disclosure of lobbying activities is a mate-
   rial representation of fact upon which reliance was placed by the
   tier above when this  transaction was made or entered into. This
   disclosure is required pursuant to 31 U.S.C. 1352. This information
   will be reported to the Congress semiannually and will be available
   for public inspection. Any person who fails to file the required disclo-
   sure shall be subject to a civil penalty of not less than $10 000 and
   not more than $100,000 for each such failure.
                    Signature:_

                    Print Name:

                    Title:	
                   Telephone No.:
             Date:

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INSTRUCTIONS FOR COMPLETION OF SF-LLL, DISCLOSURE OF LOBBYING ACTIVITIES

This disclosure form  shall be completed by the reporting entity, whether subawardee or prime Federal recipient at the
'n't'^tlof!? or,.f.eceiPt of  a covered Federal action, or a material change to a previous filing, pursuant to title 31 U S C section
1352. I he filing of a form is required for each payment or agreement to make payment to any lobbying entity for influencing
or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Conqress
or an employee of a Member of Congress in connection with a covered Federal action. Use the SF-LLL-A Continuation Sheet
for additional information if the space on the form is inadequate. Complete all items that apply for both the initial filing and
material change report. Refer to the implementing guidance published by the Office of Management and Budaet for addi-
tional information.                                                                                 a
    1.
     Identify the type of covered Federal action for which lobbying activity is and/or has been secured to influence the
     outcome of a covered Federal action.

 2.  Identify the status of the covered Federal action.

 3.  Identify the appropriate classification of this report. If this is a followup report caused by a material change to the
     information previously reported, enter the year and quarter in which the change occurred. Enter the date of the last
     previously submitted report by this reporting entity for this covered Federal action.

     Enter the full name, address, city, state and zip code of the reporting entity. Include Congressional District if known
     Check  the appropriate classification of the reporting entity that designates if it is, or expects to be  a prime or
     subaward recipient. Identify the tier of the subawardee, e.g., the first subawardee of the prime is the 1st tier Subawards
     include but are not limited to subcontracts, subgrants and contract awards under grants.

     If the organization filing the report in item 4 checks "Subawardee," then enter Ihe full name, address  city state and
     zip code of the prime Federal  recipient. Include Congressional District, if known.

     Enter the name of the Federal agency making the award or loan commitment. Include at least one organizational
     level below agency name, if known. For example, Department of Transportation, United States Coast Guard.

     Enter the Federal program name or description for the covered Federal action (item 1). If known, enter the full
     Catalog of Federal Domestic Assistance (CFDA) number for grants, cooperative agreements, loans, and loan com-
     mitments.

     Enter the most appropriate Federal identifying number available for the Federal action identified in item  1 (e q
     Request for Proposal (RFP) number; Invitation for Bid  (IFB)  number; grant announcement number the contract'
     grant, or loan award  number,  the application/proposal  control number assigned by the  Federal agency). Include
     prSTIXSS, 6.CJ., i~ir~r^-L)c-90-001."

     For a covered Federal action where there has been an award or loan commitment by the Federal agency enter the
     l-ederal amount of the award/loan commitment for the prime entity identified in item 4 or 5.

 10.  (a)  Enter the full name, address, city, state and zip code of the lobbying entity engaged by  the reporting entity
         identified in item  4 to influence the covered Federal action.             ,

     (b)  Enter the full names of the individual(s) performing services, and include full address if different from 10 (a)
         Enter Last Name, First Name, and Middle Initial (Ml).                       ,             i i "um iu i«»;.

 11.  Enter the amount of compensation paid  or reasonably  expected to be paid by the reporting entity (item 4) to the
     lobbying entity (item 10). Indicate whether the payment has been made (actual) or will be made (planned) Check all
     boxes that apply. If this is a material change report, enter the cumulative amount of payment made or planned to be


 12.  Check the appropriate box(es). Check all boxes that apply. If payment is  made through an in-kind contribution,
     specify the nature and value of the in-kind payment.                       :

 13.  Check the appropriate box(es). Check all boxes that apply. If other, specify nature.

 14.  Provide a specific and detailed description of the services that the lobbyist has performed, or  will be expected to
    perform, and the datejs) of any services rendered. Include all preparatory and related activity, not just time spent in
    actual contact with Federal officials. Identify the Federal official(s) or employee(s) contacted or the  officers)"
    employee(s), or Member(s) of Congress that were contacted.

15. Check whether or not  a SF-LLL-A Continuation Sheet(s) is attached.         !

16. The certifying official shall sign and date the form, print his/her name, title, and telephone number.
    4.
    5.
    6.
    7.
    8.
   9.
 Public reporting burden for this collection of information is estimated to average 30 minutes per response includinq time
 for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and compteSS
 and reviewing the co action of information. Send comments regarding the burden estimate or any other aspect of hil
 collection of information, including suggestions for reducing this burden, to the Office of Management and Budqet
 Paperwork Reduction Project (0348-0046), Washington, D.C. 20503.                    m
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   Return Completed Applications
              to the
   Office of Exploratory Research
     at the Following Address:
U.S. Environmental Protection Agency
 Office of Research and Development
 Office of Exploratory Research (8703)
          Room3102NEM
          401 M Street, SW
       Washington  DC 20460
        Phone 202/260-7473

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