United States
              Environmental Protection
              Agency
             Office of Research and
             Devatopment
             Washington DC 20460
EPA/600/R-94/086
June 1994
&EPA
Dilution Models for
Effluent Discharges
             Third Edition

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DILUTION MODELS FOR EFFLUENT DISCHARGES
                           (Third Edition)
                                 by
          D.J. Baumgartner1, W.E. Frick2, and P.J.W. Roberts3

                     1 Environmental Research Laboratory
                    University of Arizona, Tucson, AZ 98706
                     2 Pacific Ecosystems Branch, ERL-N
                         Newport, OR 97365-5260
                      3 Georgia Institute of Technology
                            Atlanta, GA 30332
                           March 22,1994
   Reformatted with Corel WordPerfect 8.0.0.484©, 27 Feb, 20 Nov 2000, and 10 Sep 2001
                         including scanned figures
     Word placement on pages varies slightly from the original published manuscript
    Walter Frick, 10 Sep 2001, USEPA ERD, Athens, GA 30605 (frick.walter@epa.gov)

                Standards and Applied Science Division
                   Office of Science and Technology

                Oceans and Coastal Protection Division
              Office of Wetlands, Oceans, and Watersheds

                  Pacific Ecosystems Branch, ERL-N
                    2111 S.E. Marine Science Drive
                     Newport, Oregon 97365-5260
                 U.S. Environmental Protection Agency

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                                   ABSTRACT

  This report describes two initial dilution plume models, RSB and UM, and a model interface and
manager, PLUMES, for preparing common model input and running the models.  Two farfield
algorithms are automatically initiated beyond the zone of initial dilution. In addition, PLUMES
incorporates the flow classification scheme of the Cornell Mixing Zone Models (CORMIX), with
recommendations for model usage, thereby providing a linkage between two existing EPA systems.

   The PLUMES models are intended for use with plumes discharged to marine and fresh water.
Both buoyant and dense plumes, single sources and many diffuser outfall configurations may be
modeled.

    The PLUMES  software accompanies this manuscript.   The program, intended for an IBM
compatible PC, requires approximately 200K of memory and a color monitor. The use of the model
interface is explained in detail, including a user's guide and a detailed tutorial.  Other examples of
RSB and UM usage are also provided.

   This edition contains numerous changes, most of them minor. The most substantive change,
described in Appendix 6, involves the calculation of entrainment in UM.

   This is Document No. N268 of the Environmental Research Laboratory, Narragansett.  The
accompanying software also carries No. N268.
                                         in

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                                 DISCLAIMER

  The information in this document has been subjected to Agency peer and administrative review,
and it has been approved for publication as an EPA Document.  Mention of trade names or
commercial products does not constitute endorsement or recommendations for use.

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                            ACKNOWLEDGEMENTS

     We acknowledge the leadership roles of Hiranmay Biswas, EPA Office of Science and
Technology, and Barry Burgan, Craig Vogt, and Karen Klima, EPA Office of Wetlands, Oceans and
Watersheds.  They helped to  formulate the concepts in the manual in broad terms, allocated
resources, and provided opportunities to increase the scope of our efforts.

   Also, we appreciate and recognize the technical advice and assistance of Charles Bodeen, one
of the authors of the original edition, Bryan Coleman, Edward Dettmann, Kenwyn George, Norm
Glenn, Gerhard Jirka, and Mills Soldate. Other contributors include Gilbert Bogle, Wen-Li Chiang,
Michael Bowling, Karen Gourdine, Carlos Irizarry, Tarang Khangaonkar, George Loeb, Ken Miller,
Doug Mills, Tom Newman, George Nossa, Anna Schaffroth, John Yearsley, and Chung Ki Yee.
Their comments and suggestions contributed significantly to the content of this work, however not
all of their suggestions could be incorporated.

  The support of Norbert Jaworski, Harvey Holm, David Young, and Mimi Johnson of EPA EJAL-
N is also gratefully acknowledged.

  We appreciate the contributions of Bill Ford, Maynard Brandsma, Robyn Stuber, and Joy Paulsen
to the Third Edition.

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                                  CONTENTS

ABSTRACT                                                                   ii

DISCLAIMER                                                                iii

ACKNOWLEDGEMENTS                                                     iv

GENERAL ASPECTS OF DILUTION MODELING                                1
  INTRODUCTION                                                             1
  REGULATORY ADAPTATION OF PHYSICAL PROPERTIES OF PLUME BEHAVIOR  4
   Initial Dilution                                                               4
   Critical Initial Dilution                                                        5
   Mixing Zone                                                                6
   Dilution Factor                                                              8
   Effective Dilution Factor                                                     10
   Spatial and Temporal Variation of Plume Concentrations                            11
   The Dissolved Oxygen Problem                                                12
   Recirculation, Quiescent Periods, and Other Temporal Variations                     13
   Effect of Wastewater Flow on Dilution                                          16
   Depth as a Factor                                                            18
   Offshore Distance and Depth                                                  19
   Submerged Drift Flow, Upwelling, Wind Drift                                    19
   Dye Tracing of Plumes                                                       20
   Spatial Averages and Discrete Values                                           20
   Regulatory Use                                                             21
   Verification Sampling                                                        23
  ENTRAINMENT FROM OTHER SOURCES AND RE-ENTRAINMENT               24
   Regulatory Background                                                       24
   Significant Amounts                                                         25
   Relationship of Ambient Dilution Water to Plume Concentrations                     26
   Entrainment From Other Sources                                               28
   Re-entrainment from Existing Discharge                                         32
   Entrainment and Re-entrainment in Estuarine Discharges                            32
   Use of an Intrinsic Tracer                                                     33
   Salinity as a surrogate effluent tracer                                            34
  FRESHWATER DISCHARGES OF BUOYANT EFFLUENTS                        34
  NEGATIVELY BUOYANT PLUMES                                            3 5
   Nascent Density: Thermal Discharges in Cold Water                               37
  PARTICULATE DISCHARGES                                                37

USER'S GUIDE TO THE MODEL INTERFACE, "PLUMES"                       39
  SYSTEM REQUIREMENTS AND SETUP                                        39

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  INTRODUCTION                                                           40
  PLUMES STRUCTURE                                                       41
  INTERFACE CAPABILITIES                                                  43
  COMMANDS                                                               45
   Conventions                                                               45
   The Main Menu                                                            46
   The Configuration Menu                                                     48
   The Movement Commands Menu                                              51
   Other Useful Editing Commands                                               53
   The Miscellany Menu                                                        54

A TUTORIAL OF THE INTERFACE                                           57
  EXAMPLE: PROPOSED SAND ISLAND WWTP EXPANSION                     57
   Introduction                                                               57
   Analysis                                                                  58
     STEP1: Collect Pertinent Information                                        58
     STEP 2: Input the Sand Island Information                                     58
     STEP 3: Run Initial Dilution Models                                          69
     STEP 4: Analyze the Model Results and Make Adjustments                       73
     STEP 5. Using the Results in the Decision Making Process.                       79

EXAMPLE: CORMIX1 COMPARISON, DENSITY, AND STABILITY              81
  INTRODUCTION                                                           81
  PROBLEM                                                                 82
  ANALYSIS                                                                 83
   General Considerations                                                      83
   Ambient Profile Simplification                                                88
   Density: The Linear and Non-linear Forms of UM                                 91

THE ROBERTS, SNYDER, BAUMGARTNER MODEL: RSB                       95
  INTRODUCTION                                                           95
  DEFINITIONS                                                              96
  MODEL BASIS                                                             97
  MODEL DESCRIPTION                                                      98
  EXAMPLES                                                                99
   Introduction                                                               99
   Seattle Example: Linear Stratification - Zero Current                             100
   Seattle Example: Linear Stratification - Flowing Current                          103
   Seattle Example: Model Extrapolation                                         104
   Seattle Example: Non-Linear Stratification.                                     106
   Multiport Risers Example                                                   108
  DESIGN APPLICATIONS                                                    110

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UM MODEL THEORY                                                     111
 PERSPECTIVE                                                           111
 BASIC LAGRANGIAN PLUME PHYSICS                                     112
   The Plume Element                                                       112
   Conservation Principles                                                    115
   Entrainment and Merging                                                  116
 MATHEMATICAL DEVELOPMENT                                         117
   Basic Model Theory                                                      117
   Plume Dynamics                                                         119
   Boundary conditions and Other Pertinent Relationships                           124
   Merging                                                               126
   Average and Centerline Plume Properties                                      128
 Experimental Justification of the
 Proj ected Area Entrainment Hypothesis                                         130

FARFIELD ALGORITHM                                                  133
 PLUMES IMPLEMENTATION                                              133

REFERENCES                                                            137

APPENDIX 1: MODEL RECOMMENDATIONS                                145
 JUSTIFICATION FOR USES OF PLUMES MODELS IN FRESH WATER             145
 MODEL RECOMMENDATIONS TABLES                                     145
 General Considerations                                                     145
 Caveats                                                                 147
 Description and Usage                                                      147
 Single Port Diffuser Model Recommendations: Table V                             148
  Table V: Columns                                                         148
  Table V: Rows                                                            150
 Multiport Outfall Model Recommendations: Table VI                              151
  Table VI: Columns and Rows                                                151
 SURFACE DISCHARGES                                                   152
 OTHER VIEWPOINTS AND RECOMMENDATIONS                             152

APPENDIX 2: THE DIFFUSER HYDRAULICS MODEL PLUMEHYD             153
 MODEL DESCRIPTION                                                    153
 MODEL US AGE                                                          153
 PLUMEHYD COMPUTER LISTINGS                                         154
 Pascal Version of PLUMEHYD                                               154
 Sample Input File                                                         158
 Sample Output File                                                        159

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APPENDIX 3:  SUPPORT FOR TABLE I (CHAPTER 1)                      161
 INPUT AND OUTPUT FOR CASE 1                                     161

APPENDIX 4:  MESSAGES AND INTERPRETATIONS                      163
 CORMIX WINDOW RECOMMENDATIONS                               163
 DIALOGUE WINDOW MESS AGES                                     165
 UM RUN TIME MESSAGES                                           171
 RSB RUN TIME MESSAGES                                          175
 F ARFIELD MODULE MES SAGES                                      177

APPENDIX 5:  UNIVERSAL DATA FILE FORMAT (Muellenhoff et al, 1985)       179
 INTRODUCTION                                                  179
 THE UNIVERSAL DATA FILE                                        179

APPENDIX 6:  THIRD EDITION CHANGES TO FOLLOW                    183
 INTRODUCTION                                                  183
 THE PLUME SHIELDING CORRECTION                                 183
 RSB CONVERGENCE                                               184
 ESTIMATING DILUTIONS IN PARALLEL CURRENTS USING UM             186
 IMPORTANT CHANGES TO THE SECOND EDITION                        186

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                                                          General aspects of dilution modeling
             GENERAL ASPECTS OF DILUTION MODELING
INTRODUCTION
   Pollution control authorities frequently employ buoyant plume models to simulate expected
concentrations of effluent contaminants in ambient receiving waters. During the decade of the
1980s a great  deal of attention was given to the subject because of the U.S. Environmental
Protection Agency's (EPA) regulation of publicly owned municipal wastewater discharges to
marine waters (USEPA, 1982). The central feature of this regulation was a modified permit based
on an applicant demonstrating the environmental acceptability of less than secondary treatment,
consistent with criteria listed in section 301(h) of the federal Clean Water Act.

  A number of models and other methods, e.g., field data,  were used in this context, primarily to
demonstrate compliance with a variety of applicable regulatory requirements of local, regional,
state, and federal agencies.  In addition, models were used to aid in the design  of  marine
monitoring programs and in the design of new or modified ocean outfall pipelines and diffuser
systems.   In 1985  EPA published a user's guide to five models used  in  these  activities
(Muell enhoff et al., 19 8 5) although three of the model s had b een di stributed previ ously (e. g. Teeter
and Baumgartner, 1979) and used for years in many applications.

  Possibly because of the popularity and the endorsement associated with the EPA user's guide,
the models were applied by regulatory agencies, designers, and dischargers to problems beyond
those for which they were originally intended. Some applications involved industrial wastes,
drilling fluids from offshore oil exploration and development projects, and effluent discharge into
freshwater systems, both lakes and rivers. Staff in the EPA offices were asked frequently to assist
with these applications, and many users requested EPA to develop a more general model, or
specific models for each situation.  As a result of these requests, this user's guide and revised
computer programs are provided. With respect to the 1985 models (Muellenhoff et  al., 1985),
UOUTPLM and UDKHDEN are neither reissued nor addressed herein, UPLUME is provided as
a separate file but neither recommended nor addressed, ULINE is provided as a separate file also
and was recommended in the first edition as an extension of RSB while RSB was not applicable
to unstratified  conditions, which is no longer true,  and UMERGE is modified, extended, and
replaced by the resident model UM. To the extent that PLUMES, described immediately below,
facilitates UDF file generation, all earlier models are supported by PLUMES.

   Both  RSB  and UM are contained in and  managed by the interface program PLUMES.  In
addition,  PLUMES  contains  two farfield algorithms  and the CORMIX1 flow categorization
scheme (Jirka  and Hinton, 1992).  General  recommendations for the use of RSB, UM, and
CORMIX are issued by PLUMES and explained further in Appendix 1.

   The model UM is described subsequently in the manuscript, as is RSB, a model based on

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                                                           General aspects of dilution modeling

hydraulic model studies by Roberts (1977) and Roberts, Snyder, and Baumgartner (1989 a,b,c).

   The new UM model provides essentially equivalent results as UMERGE, in fact, UM may be
interpreted to mean "Updated Merge".  However, UM possesses considerably more capabilities
than its predecessor.

   New subjects treated in this report include effluent material discharged at an arbitrary vertical
angle to address the cases of positively buoyant material discharged downward, and negatively
buoyant material discharged upward. These situations are handled by PLUMES. Discussion is
provided on the problem of particulates in the waste stream, as this is becoming recognized as one
of the more insidious problems of water pollution control, and on the possible use of the models
in freshwater systems.   Verification  based on field and laboratory  data is addressed  as  is
information on uncertainty of predictions.

   Subjects such as mixing zones  and initial dilution concepts discussed in the  1985 report are
repeated, sometimes verbatim, and  updated with current interpretations.   Discussion of the
physical basis of models is expanded.

   Readers of the earlier report (Muellenhoff et al., 1985) will also notice some deletions and
changes.  The computer codes for the  programs are not included  in the manuscript nor in the
diskettes generally provided. (However, the RSB and UM model kernels are available on request.)
Another is that the executable models are to be provided on diskette by the EPA marine research
laboratory in Newport, Oregon, rather than by NTIS. (They will also be made available on the
CEAM, Athens Bulletin Board Service.)  These procedural changes are related.  Due to user
experiences as well as work conducted  by EPA it is at times necessary to correct or improve the
computer codes.  It now appears that changes will  occur sufficiently frequently so that it will be
more effective to provide current models to users directly from EPA rather than from NTIS.  New
diskettes distributed by EPA will be accompanied by brief narratives describing the improvements
in the physics or the computational routines that take place following publication of this report.
These adjustments are judged to be too difficult to arrange on a  timely basis through NTIS.

   The authors assume readers will have some familiarity with terminology of buoyant plume
mechanics, either as applied in regulatory practice or in fluid mechanics generally.  Terms used
in equations are defined in the text, frequently using different symbols than in original works cited.
In different parts of the  document, a symbol may represent different quantities, however, the
meaning should be clear from the context.  Terms and relationships are also explained in the
"Help" screens of the interface program PLUMES.  General definition sketches are shown in
Figure  1.

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                                              General aspects of dilution modeling
             Cross—section
              horizontal distance
                                            Trap levels
             Plan
                   ports
Figure 1. Definition sketch.

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                                                         General aspects of dilution modeling


 REGULATORY ADAPTATION OF PHYSICAL PROPERTIES OF PLUME BEHAVIOR

 Initial Dilution

   Initial dilution is the dilution achieved in a plume due to the combined effects of momentum
 and buoyancy of the fluid discharged from an orifice, and due to ambient turbulent mixing in the
 vicinity of the plume. The rate of dilution is quite rapid in the first few minutes after exiting the
 orifice and decreases markedly after the momentum  and buoyancy  are dissipated.   Figure 2


               10000
                 1000:
            o
            cd
           Ct,

            fl
            O
100
                    10
                                                 Diffuser
                                                             100m
                                                             600m
                                              -^ Drift Flow
                               0     200   400   600   800   1000

                                  Time   (minutes)

 Figure 2. Plume dilution as a function of time.

schematically represents the relative dilution factors achieved in buoyant plumes and in the
subsequent drift flow region under low to moderate current conditions.

   Ambient currents will also influence the rate of dilution during the buoyant rise of the plume
irrespective of jet momentum and buoyancy. As current speed increases so does initial dilution.
This is shown in Figure 3 from Baumgartner et al. (1986) for certain west coast conditions using
the models in Muellenhoff et al. (1985). UPLUME, not including current, gives constant dilution.

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                                                            General aspects of dilution modeling
      It is  useful to compute expected
dilutions and plume locations under the
vast range of current regimes likely to be
encountered  near  an  outfall.     The
information   would  be   useful  in
optimizing monitoring programs intended
to sample  the  distribution  of ambient
values  of  effluent  constituents  in
analyzing the effectiveness of regulatory
controls.   Given  sufficient data  on
environmental impacts in the region and
accurate  exposure  data,   one  could
imagine that regulatory agencies might
evaluate the  societal  benefits derived
from modifying the definition of critical
initial dilution.  For example, perhaps the
twenty  or thirty  percentile  value of
current  might be employed, rather than
zero current or the ten percentile current,
if data  show  only  a slightly increased
adverse  effect!      The   increased
      o
      o
      O"
           Open  Ocean,  Unstratified
      o
    td o-
   OT co
   o CD
   &
   Pn
     o
                             UPLUME (u=0)
             Current
  10
Speed
   15      20
(em/see)
Figure 3.  Dilution as a function of current speed.
uncertainty, and risk, associated with calculated values based on these still developing physical
models of turbulent dispersion mechanics is not always recognized.  It is a cost of attempting to
describe more completely the behavior of the plume under actual conditions.

Critical Initial Dilution

    The models described in this report are not constrained by any regulatory definition of
allowable current speed, although there are limiting current conditions that  each model can
simulate.  In relation to permit requirements of regulatory agencies it is necessary to think of
"allowable" initial dilution factors, or "critical" initial dilution factors based on conservative values
of parameters in addition to current speed.  "Critical" values in terms of EPA's 301(h) permit
requirements (USEPA, 1982) include consideration of current direction as well as speed, and other
environmental and wastewater factors.

   The California Ocean Plan (State Water Resources Control Board, 1988) requires zero current
speed to be used in computing initial dilution values intended to predict compliance with permit
conditions. Whether intended or not, this regulatory approach results in a predicted initial dilution
that is less uncertain than would be obtained when the effects of current are included. In the EPA
regulations for a permit modified by section 301(h) of the Clean Water Act (USEPA, 1982), EPA
allowed the lowest ten percentile current to be used in computation of the critical initial dilution
value.  In many coastal settings the ten percentile  value  is below 5 centimeters per second
(cm/sec), i.e., 0.16 ft/sec, or less than 0.1 knot.  At current speeds this low there is essentially no
effect on the rate of dilution.

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                                                            General aspects of dilution modeling

   Other environmental and wastewater flow parameters that may be considered in establishing
critical initial dilutions include spatial limits such as mixing zone dimensions that are smaller than
the length scales over which the initial  dilution process occurs in nature, high ambient
concentrations of pollutants in the dilution water, density stratification encountered during times
of the year where human uses or biological resources are especially sensitive, and maximum dry
weather flow or other flow episodes that result in minimum dilution or maximum occurrence of
pollutant loadings, and decay or die-off rate of pollutants as a function of time.  These parameter
constraints can be addressed through input to the models by use of the interface PLUMES or
through inspection of the output from the models and other information in this report.
Mixing Zone

    Permit conditions of regulatory agencies usually allow exceptions within a mixing zone
adjacent to the point of discharge. With respect to EPA's 301(h) regulations, the rationale and the
precautions associated with mixing zones and the relationships to initial dilution are described in
Muellenhoff et al. (1985). The use of the initial dilution models since 1985  in defining mixing
zones and in computing allowable discharge concentrations has suggested the need for additional
discussion.
    10000
   x 1000
    
   w
   Q
         0,01     0.1       1        10
         Ambient  Current  (m/sec)


Figure 4.   Length  of the zone of initial
dilution as a function of current speed.
          In  nature,  regulatory  restrictions
notwithstanding,  the  initial  dilution  process
occurs over a wide spatial range compared to the
length of an outfall diffuser or the depth of water
at the discharge site.  The effect of current on the
scale of the initial dilution process is portrayed in
Figure 4. Under low current conditions, e.g. U=
0.1 m/sec, initial dilution is virtually completed
before the  plume  is carried downcurrent  a
distance Xt equal to the water depth, for example
30  meters when  the buoyancy frequency N,  a
measure of density stratification, is 0.03 per sec.
In  a strong  current the  process  can  extend
downcurrent  a distance  equal to multiples  of
diffuser lengths (Roberts et al.,  1989b).  At  a
current speed of 1 m/secXt would be 300 meters.

     Recognizing this, what might  a regulatory
agency prescribe as a mixing zone, that is, a zone
in which water quality criteria are permitted to be
exceeded?  If a conservative posture is adopted,
the agency would allow a  mixing zone of 30

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                                                            General aspects of dilution modeling

meters on both sides of the diffuser. If a more liberal view prevails a distance of 100 meters could
be established.  With the possible exception of riverine settings, it is necessary in most cases to
describe the zone on both sides of the diffuser because coastal and estuarine currents during one
part of a day are likely to be about 180 degrees opposite those six hours later.

  EPA has adopted the conservative posture, at least for marine outfall problems regulated under
section 301(h).  Thus a smaller  area of the environment is removed from the general region
protected for unlimited use.  Organisms entrained into the plume would be exposed to rapidly
decreasing concentrations of pollutants and within  minutes,  e.g.,  three, would be  in  an
environment containing pollutants at concentrations within the safe limit. The expectation is that
most of the time, e.g., 90% of the time or more, currents are sufficiently high  to cause even a
greater rate of dilution. Under high currents the concentrations at the boundary of the mixing zone
would be expected to be less than the specified criteria values and quite possibly a good portion
of the mixing zone would actually meet the necessary criteria.

   This expectation has not been rigorously tested.  Hydraulic model tests conducted by Roberts
et al. (1989 a, b, c) suggested that situations might exist where the expectation is not realized. The
model UM can be used to generate simulated data that might be useful to test this assumption. A
hypothetical outfall situation is described as follows:

EXAMPLE PROBLEM

  Flow:  4.47 nrVsec                      Port depth: 73 m
  Number of 8.5 cm ports:  143            Effluent density: 0.836341 sigma-t
  Port spacing:   7.3 m                    Surface density: 24.0965 sigma-t
  Discharge angle:  horizontal             Seabed density:  25.0609 sigma-t
  Water depth:   76 m

    PLUMES model UM was run for a range of currents,  and the plume concentrations at a
downcurrent  distance of 30  m were interpolated from the  output data.  (The Zone of  Initial
Dilution, or ZID, defined in the 301(h) regulations, would be larger but, in general, mixing zone
regulations vary from state to state.) The data shown graphically in Figure 5 demonstrate that, as
currents increase, the dilution at the boundary increases to a maximum but then begins to decrease.

  Assuming this example is somewhat representative, what importance should be attached to the
concentrations above a standard level at the boundary when the currents exceed a relatively large
value? Organisms entrained into the plume will have traveled with the rapidly diluting wastefield
for only a couple of minutes before the concentration is reduced below the standard, whereas with
a small current the exposure time in the mixing zone is approximately  10 minutes. Organisms at
and beyond the boundary will then be more greatly stressed than entrained organisms in low
current conditions. If for example the regulatory authority established the mixing zone boundary
to protect a community of benthic organisms  from being exposed to concentrations above the
standard, then the standard will be abrogated when currents are large.

                                           7

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                                                           General aspects of dilution modeling
          600
                0
20             40            60
  Current  Speed (cm/sec)
80
Figure 5.  Dilution at the mixing zone boundary as a function of current speed.

Even in unstratified ambients it is possible that high current speeds will cause effluent streams to
hug the seabed thus placing benthic resources at greater risk. Under low currents the plumes will
rise and be retained closer to the diffuser. Entrained organisms and near-surface resources are
more at risk under this scenario. Regulatory agencies may effectively incorporate this knowledge
into mixing zone boundaries which are narrower near the surface and wider at depth based on
these model simulations.

    The term "near field" was adopted in narratives associated with the 301(h) regulations to
describe the region near the outfall inside the zone of critical initial dilution, and "farfield" was
similarly meant to apply to areas possibly impacted beyond this zone. For most cases "near field"
would be consistent with the term "mixing zone".
Dilution Factor

  The average dilution factor, Sa, used in some regulatory applications, including the EPA model
UM is the reciprocal of the volume fraction of effluent, ve, contained in the diluted plume.  An
equivalent way  of expressing this term is the ratio of effluent volume plus volume of ambient
dilution water, va , to the effluent volume, as in Equation 1.

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                                                            General aspects of dilution modeling

          i       v • v
  S  --- - ---- e—l
         Ve        Ve                                                                (1)
        v • r
         e   a

Thus in the region immediately outside the discharge orifice the volumetric dilution factor is very
nearly 1. In some discussions of this term in other works, e.g. the California Ocean Plan (State
Water Resources Control Board, 1988), the factor is considered to be the ratio of the volume of
ambient  dilution water, va , to the volume of effluent  discharged, ve.  In this definition the
volumetric dilution factor approaches zero near the orifice. Above a value of 30 the difference in
the two definitions is progressively less than 3 %, an inconsequential amount for most regulatory
purposes.

   The former definition, i.e., Equation 1, is used in this report. This is not an arbitrary decision,
but rather is based on the general equation used to calculate the contaminant concentration in the
plume. Using the continuity equation,
  c  v  • *c  v  • *c v                                                               cr\
   p  p    e  e     a  a                                                              \^f

where
   cp = Cross sectional average concentration in the plume,
   Vp = Volume flux of the plume,
   ce = Concentration in the effluent,
   ve = Volume flux of the effluent,
   ca = Concentration in the ambient dilution water, and
   va = Volume flux of the ambient dilution water.

Substituting va + ve  for vp and rearranging,

                                                                                    (3)
       c  v  • "c  v
          v  • *v
           e    a

   The volume fraction, Equation 1, is a useful approximation of the concentration of a pollutant
in the diluted plume only if the pollutant concentration in the ambient dilution water is very low
compared to the concentration in the effluent. Thus if Sa = 30 (which means the effluent is diluted
with 29 volumes of ambient water), the  concentration of any volumetric tracer or conservative
pollutant in the effluent  is one thirtieth the concentration in the  effluent  only if the ambient
concentration is zero.  In the case of zero ambient concentration Equation 3 reduces to:
        c v
  CP  --- "—^                                                                      (4)
       v  * *v
        e    a
Dividing both sides by ce and inverting,

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  C     V  • »V
  _£. . ._!	a_  . .$
  c        v         a
   p       e
                                                              General aspects of dilution modeling
                                                           (5)
Equation 5 demonstrates that for the special case of zero ambient concentration the volumetric
dilution factor also describes the dilution of a pollutant. In most regulatory uses of the plume
models, however, it is necessary to consider the actual, nonzero, ambient concentration of the suite
of pollutants in the effluent. In the remainder of this report the term "effective dilution factor"
(Saei) is used to describe the dilution achieved for each pollutant in a plume.  That is,
         Pi
where the index, /', is used to demonstrate that in determining the final concentration of a pollutant
in the diluted effluent the effective dilution must be determined for each pollutant individually.
Effective Dilution Factor

   It is instructive to recognize that Saei is not necessarily constant for a suite of pollutants in a
discharge for any given volumetric dilution factor, Sa.  This is so because the ratios cei/cai are not
necessarily constant, and the volumetric dilution factor is determined only by the density of the
plume irrespective of the contribution made by any of the pollutants individually. The effective
dilution factor, Saei, can be determined from Equation 6 for each pollutant by first determining the
concentration of each pollutant in the plume.  The general solution is related to the volumetric
dilution factor, Sa , through Equation 3.  First, multiply the right side of Equation 3 by ve / ve,
giving
         C  V     C  V
          e,  e     a,  a
           V        V
            e         e
                                                                                     (7)
V  • »V
 e    a
   Next, recalling Equation 5, substitute Sa-l for va / ve , and 1 / Sa for ve / (ve+vj, Equation 7
becomes
        Ce. ~Ca.
This is simplified to

                                            10

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                                                           General aspects of dilution modeling
       c      c
        e,    a.
                   c                                                              (9)
              ^    fl<                                                            (9)
which is analogous to equation (1) given in Muellenhoff et al. (1985).

   The advantage of Equation 9 is that for many situations the computer program for a plume
model  needs to be run only once, that is, to obtain Sa.  With Sa in hand cpi can be computed
repeatedly using paired values for cei and cai.  If cai is not uniform over the depth through which
the plume rises, an average value can be used to provide an estimate ofcpi. However, this is only
an estimate as entrainment is not generally a linear function of the vertical position of the plume
in the receiving water.  The new model, UM, described in this report, accepts a tabular input of
the vertical distribution of ambient concentration and computes the actual, effective diluted
concentration.  Since this model is quick and easy to run, there is only a modest advantage in using
Equation 9 to obtain subsequent estimates ofcpi.

      However with the CORMIX models and with  RSB the dilution factors  and  plume
concentrations provided are based strictly on volumetric dilutions and must be corrected for the
ambient background. For a first order correction it is possible to assume the rate of dilution is
uniform over the rise to the trapping level so that if the ambient concentration is uniform over that
depth a simple correction can be applied using Equation 9. In the simple example problem used
above to create Figure 5 the pollutant concentration was set at 100 and the ambient concentration
was set at a uniform value of 1.6. Thus using a volumetric dilution factor (Sa) of 400 the resulting
pollution concentration in the diluted plume computed from Equation 9 would be 1.846 and the
effective dilution would be only 54.17!   The  output from model UM provides the  plume
concentration along with the volumetric dilution factor. The influence of background on effective
dilution is apparent.
Spatial and Temporal Variation of Plume Concentrations

   The concentrations of water quality indicators, such as contaminants and desired constituents
(e.g., dissolved oxygen) are neither uniform nor steady with respect to the space and time scales
involved in regulating the concentrations at the end of the mixing zone. The nonuniformity of
constituents in the horizontal extent of an outfall diffuser is generally not investigated and is
usually assumed to be uniform, as is the incremental volumetric flux. If nonuniformities along the
length of the diffuser are encountered the dilution model can  be run for each segment of the
diffuser that may be assumed uniform. A separate hydraulic model to compute the distribution
of port flows along the length of the diffuser is described in Appendix 2, and is included in the
software. Vertical nonuniformity is more commonly encountered in design, performance analysis,
and compliance monitoring.

     Vertical nonuniformity is  important to consider from the  standpoint of the constituent

                                          11

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                                                           General aspects of dilution modeling

concentrations in the ambient receiving water, i.e., the dilution water mixed with the effluent being
discharged. The variations in the vertical are due to physical processes influencing the advection
of ambient water into the region of the discharge, and, for some constituents, antecedent biological
and chemical processes that have changed the form or concentration of the constituent. Typically,
field observations during synoptic surveys are relied on to provide vertical profiles of the water
quality indicators.  Dissolved oxygen (DO) is  an example of one water quality indicator that
exhibits vertical nonuniformity in many lake, estuarine, and coastal situations.  The concentration
of DO in a plume is important to determine because of direct biological effects, and because the
strategy for effective regulation of DO at the end of the mixing zone is strongly dependent on the
relative influence of effluent constituents and the vertical profile of receiving water constituents.
The way in which the dilution models are used to analyze the plume DO concentration illustrates
a method for dealing with other ambient nonuniformities.
The Dissolved Oxygen Problem

    The DO concentration in a plume is affected by the DO in the effluent, the chemical and
biological constituents in the effluent which exert a DO demand, chemical and biological demand
factors in the seabed, and by oxygen  demand in the water column carried by currents into the
region of mixing.  The DO demand in the effluent is conveniently represented by the effluent
parameter called the Immediate Dissolved Oxygen Demand,  IDOD.   According to  Standard
Methods for the Examination of Water and Wastewater (APHA, 1975), IDOD is the amount of
oxygen consumed  in a 15 minute reaction time. (Later additions of Standard Methods do not
include this method because the  authors were not able to interpret the significance of the
measurement in relation to total oxygen demand.) Since mixing zones established under the EPA
regulations for 301 (h) permits represent travel times generally of the order of less than 10 minutes,
IDOD is a conservative estimate of the mixing zone demand.   On this time scale chemical and
biological demands in the ambient  are  inconsequential although for farfield water quality
considerations after initial  dilution they are frequently decisive.  Under these assumptions the
concentration of DO in  the plume, cDCh is found using the equivalent of Equation 9 with an
additional term to represent the immediate demand, viz:

                CDOe  ' 'IDOD  ' 'CDOa
 CDO  ' 'CDOa --- ^ -                                             (10)
   To solve this equation it is necessary to have field data on the cDOa profile; the values of cDOe
and IDOD being derived from laboratory analyses. In many cases the cDOa is low near the seabed
due to benthic demand, reaches a maximum at an intermediate depth in the water column, and then
is constant or slightly decreasing in the near surface layer of the receiving water.

    In some coastal regions there are deep permanently anoxic or hypoxic basins.  Lakes and
reservoirs may also have such basins, perhaps only seasonally.  If an outfall  is placed in an
oxygen-poor basin and the vertical density structure is such that the plume rises into near surface

                                          12

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                                                            General aspects of dilution modeling

waters, the resulting DO in the plume will be very nearly the same as the deep water, thus quite
likely abrogating a desired DO  standard irrespective of the amount of oxygen demand  in the
effluent.  While the violation of the standard is not due to the pollutant discharged in this case, it
is due to the discharge of effluent!  If aquatic organisms in the surface layers are sensitive to low
oxygen  concentrations it will matter little to them if the deficit is due to effluent or deep
oxygen-poor water forced to the  surface by the buoyant effluent.  The potential  for "forced
upwelling" or "effluent pumping", as it has at times been labeled, should be considered  in the
design of outfalls, both from a standpoint of selecting the site, and of the mechanics influencing
the height of rise of the plume. By  careful balancing of those design factors which influence final
plume concentration, optimum strategies can be developed for achieving ambient standards.

  Equation 10 is analogous to Equation VI-7 in EPA's Revised Section 301(h) Technical Support
Document (USEPA, 1982). However it is not stated that the tabular listing (page VI-21) of IDOD
contributions to the final plume dissolved oxygen concentration are negative contributions.

Recirculation, Quiescent Periods, and Other Temporal Variations

   The models reported in Muellenhoff et al.(1985) were steady state models, as are the models
used in this report and, as  such,  they do not take into account temporal  variations in any  of the
variables. For most applications this limitation should not be a problem. In the EPA 301(h)
regulations the effective initial dilution is determined for a set of effluent and  receiving  water
conditions that approaches a worst case scenario, that is, there is only a very low probability that
there would be physical circumstances under which a predicted final plume concentration would
be exceeded.  The models can be used repeatedly however to generate a data set for a range of
values expected or observed in nature, as done for example to construct Figure 3  showing the
effect of different current speeds on volumetric dilution. Although this result is not a time-variable
solution to a buoyant plume problem the rate of change in dilution between two current speeds is
not an important consideration in regulatory practice, because the effect of current on plume
behavior is nearly instantaneous. Thus it is eminently satisfactory to use the steady state model
at discrete time steps.

    Data sets can be generated  to show the frequency  distribution of  currents and associated
dilutions at a discharge site, as in Figure 6  (Baumgartner et al.,  1986).  From an environmental
management perspective it may be important to investigate the distribution of dilutions achieved
as a result of seasonal changes. Figure 7 shows the monthly distribution  of initial dilution values
calculated by UMERGE (Muellenhoff et al., 1985) for incremental changes in tidal currents
superimposed on a steady longshore current for a typical U.S. west coast discharge site.

   The dramatic effect of current speed, in this case the effect of tidal current, shown in Figure 7
demonstrates that most of the time  dilutions at the end of the buoyant plume phase will be greater
than in the critical case used to specify permit conditions. In this example the critical dilution
appears to be about  35 whereas every  month there  are values greater than 100.   When
                                           13

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                                                          General aspects of dilution modeling
                                   UMERGE
                      Southwest  Coast —  Open Ocean
 20        40       80        80

Cumulative Frequency  (%)
                                                                 100
                                                                        o
                                                                        4)
                                                                        w
                                                                        o

                                                                        a)
                                                                        
                                                                        G


                                                                       O
Figure 6.  Dilution and current frequency.

field monitoring of the effluent concentrations is required it is important to recognize the range
of values that might be expected due to the range of ambient currents occurring as well as
variations in the effluent as it leaves the treatment plant.

    Just as easily as Figure 7 was generated, a computer code external to the model could be
developed to generate a data set of dilutions resulting from variations of other variables, such as
wastewater flow and density  stratification in the receiving water.  Figure 8 is an example of a
response surface developed using UM to show the effect, either singly or combined, of variation
in the densimetric Froude number, F, and the  stratification number, SP.  The Froude number is a
convenient way to  independently investigate variation in either wastewater flow or the design
diameter of the effluent ports in this graphic.
    Similar graphical representations of any three selected variables can be useful in analysis,
however, there are limitations of unknown importance if the variables chosen are not independent.
For example, although it would be possible to construct a response surface for dilution, current
speed, and density gradient, which would be accurate in the abstract sense of these variables being
independent in the model formulation, it is not likely that the range of density gradients chosen
would in nature be entirely independent of the current  speed.
                                          14

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                                                  General aspects of dilution modeling
        s
Figure 7.  Simulated annual variation in dilution.




                               15

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                                                          General aspects of dilution modeling
             § 2°°°
                                                                      0.0001
                                                                0.001
                                                         0.01
                                  10    100
                           Froude No.
 0.1      Stratification
                No.
        Single port (no merging)
Roberts' Froude No.  = 0.1
Figure 8. UM dilution response surface in weak current (Roberts' Froude number = 0.1) as a
function of Froude number and stratification..

Effect of Wastewater Flow on Dilution

   Depending on the densimetric Froude number at the discharge port, the effect of increased
effluent flow per port on dilution can be shown to be detrimental, insignificant, or favorable. With
low Froude numbers as frequently found with municipal ocean outfalls, an increase in flow causes
a decrease in dilution, while at higher Froude numbers, as might be found with modern power
plant  cooling water discharges, an increase in  discharge results in an  increase  in dilution.
According to Rawn, Bowerman, and Brooks (1960), the 1930 data from the Los Angeles outfall
provided a guide to the conditions under which the transition occurs (see Figure 9).

  If density stratification or shallow water prevents the plume from rising very far, the transition
to increased  dilution is seen in this graph to occur at lower Froude numbers. This reflects the
importance of high jet-like plume velocity near the discharge causing  an increased rate of
entrainment and a greater horizontal travel before reaching the trapping level or the surface. In
deep water the vertical travel of the plume and the entrainment caused by buoyancy over the maj or
portion  of the  travel  distance play  an  increasingly greater role  than  conditions near
                                          16

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                                                           General aspects of dilution modeling
                        120-,
                                                         20   30  40
                                 Densimetric  Froude Number
 Figure 9. Examples of plume rise, dilution (Sa), and densimetric Froude number (effluent flow)
 relationships for horizontal discharges (after Rawn, Bowerman, and Brooks, I960)..

the port in determining the final dilution. In deep water the transition to increased dilutions would
be seen only at very high effluent flows.

  An example of the effect of wastewater discharge flow on dilution can be seen on the response
surface in Figure 10 which has been created from multiple runs of the model UM.  For this
example the effluent flow rate was increased  from 4.65 MOD to 46.5 MOD during simulated
conditions of low current and moderate stratification.  The increased flow rate resulted in an
increase of the densimetric Froude number from 3.16 to 31.6, and a decrease in the Roberts'
Froude number from 0.1 to 0.01.  By graphically transposing the starting and ending points of the
arrow shown on the response  surface to the dilution scale it is seen that the dilution would be
reduced from approximately 150 to 60.

    Actual  model output for an example of this type is shown in Appendix 3.  The dilutions
calculated at maximum rise for these  flow rates (cases 1 and 4) agree with the graphical results,
however, the output provides a warning that the dilutions are overestimated due to "overlap" of
the plume traj ectory, an anomalous mathematical behavior noted under some conditions of current,
stratification  and effluent flow rate  (Frick, Baumgartner, and Fox, 1994).  See additional
explanation in the chapter on UM Model Theory.
                                         17

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                                                        General aspects of dilution modeling
                                                                     0.1
             100
                                                               1
                    10
                           1
                                0.1
                                      0.01
                 Roberts' Froude No'.
      10     Froude
100           No.
                                                  Strat.  No. = 0.001
Figure 10.  Dilution response  surface as a function  of Roberts'  Froude number and the
densimetric Froude number.

   A similar response surface could be generated to represent dilutions at the point in the plume
traj ectory where overlap begins, or to maximum rise whichever occurs first. For this example the
results would have been graphically similar to the UM output of Appendix 3 summarized in Table
1.  Table 1 also shows output from model RSB, although there are cautionary messages provided
in this output also. (RSB output is not shown in Appendix 3).
Depth as a Factor

    Depth as a governing factor in the effective placement of ocean outfalls has taken on
significance that is not always warranted. It is true that all other things being equal, the greater
the extent of vertical travel experienced by the plume, the greater is the amount of entrainment.
If a location is chosen with greater depth but poorer circulation, the net result may be less effective
dilution of wastes than placement in a shallower but more open coastal area.  This is the major
                                        18

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                                                           General aspects of dilution modeling

concern with placement of outfalls in fjords, embayments,
and, in some cases, estuaries, but this consideration mustTable I. Dilution factor, Sa, predicted
also be  kept in mind when canyons, trenches, and deepby UM and RSB effluent flow.
basins offshore  are  considered  as outfall sites.
implications for seabed accumulation of effluent parti culate      Q    Dilution Factor
matter may be more important in the long run than the    (MGD)         UM        RSB
water column implications of re-entrained effluent.
                                                       4.65        89.3      88.5
                                                       10.0        70.1      68.2
                                                       21.6        58.1      52.8
Offshore Distance and Depth                           46.5        53.7      40.9
    The rationale for great depth as a factor in design of
ocean outfalls seems to have been recognized empirically^^^^^^^^^^^^^^^^^^^^^
as a result of observations by A. M.  Rawn on the Los
Angeles outfall built in 1937(Pomeroy, 1960). The primary consideration evidently was to reduce
nearshore pollutant (coliform) concentrations through greater travel times, and thus more die-off,
associated with outfalls further offshore. Greater depth, at least in the Southern California Bight
was a gratuitous benefit of offshore distance.  Through thoughtful analysis of monitoring data
Rawn and coworkers recognized that lower beach coliform counts in the summer were in large
part related to summer density stratification at the  discharge site.  In designs for subsequent
outfalls submergence of the diluted sewage field was a conscious objective in addition to distance
from shore (Brooks, 1956).  This  dependence on depth took on unique significance in the early
legislative history of the 301(h) amendment, and was even proposed as the basis for granting
waivers in estuaries! EPA scientists suggested that physical criteria relating to effective seaward
displacement of pollutants from estuaries would be necessary in addition to depth and these were
then included in the final language.
Submerged Drift Flow, Upwelling, Wind Drift

   The practice of designing diffusers to retain the drift field in the pycnocline, a region of large
vertical gradient in density, below a surface layer may result in adverse implications for nearshore
water quality due to characteristic upwelling of deep water along some maj or continental margins.
This may not be a problem in the Southern California Bight, but needs to be considered when
exporting southern California technology to other locations.  It has been mentioned as a factor to
be considered in  outfall designs  for the Oregon coast (Behlke  and Burgess, 1964).  The
concentration of contaminants carried nearshore may be higher than if the outfall had been
designed to take advantage of greater dilution offered by the full depth of water. This is a tradeoff
to be considered in light of the potential damage caused by onshore drift of surface waters under
prevailing winds in certain parts of the year.

   By careful attention to wind, current and density patterns, it may be possible to design an
outfall  so that the plume is submerged when there is the least chance of upwelling, and above the
pycnocline when there is the least chance of onshore winds. Most outfalls do not have the design


                                          19

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                                                            General aspects of dilution modeling

or operational luxury to allow for opening or closing some of the ports.  For those that do there is
an additional option for adjusting the height of rise of the diluted plume.
Dye Tracing of Plumes

  Dye tracing is a well known technique used in hydraulic models and prototype outfall settings,
although the cost of added tracers in prototype situations is considerable because of the large
volumetric flow rates and large dilutions usually achieved within several tidal cycles. The rate of
dye addition (Qd) to the effluent flow ve needed to provide a dye concentration of cd following
dilution of 5  is:
           W a,

where
  aa = specific gravity of diluted plume
  ad = specific gravity of dye solution
  W= weight fraction of dye in stock solution.

  The required dye rate in gallons per hour is shown in Figure 1 1 for various dilution factors and
effluent flows in MGD to achieve an ambient dye concentration of 1 ppb. Figure 1 1 is computed
by dividing Equation 1 1  by 2.4xl04. Rhodamine WT, typically used in dye studies, is available
as a 20 % solution (ad=  1.19) in small  (15 gallon) drums.
Spatial Averages and Discrete Values

   Some buoyant plume models produce dilution factors in terms of the centerline concentration,
sometimes referred to as the "minimum" dilution for the cross section of the plume at a given
distance downstream from the orifice.  As the plume radius continues to expand with increasing
distance, the minimum dilution progressively increases.  For example the centerline (minimum)
dilution at a distance of 6 meters from the diffuser port may be 6 while 10 meters from the orifice
the minimum dilution would be more like 9. Some models calculate an average dilution for the
cross section of the plume and this of course also increases downstream. The average dilution is
always larger than the minimum dilution.  The appropriate average is termed the flux-average
dilution found by weighting the concentration distribution by the velocity distribution over the
cross section of the plume.

     In  some models the physics  of the dilution process is  based on the centerline mass
concentration so that the resulting calculation of average dilution is external to the physics.  That
is, if a modeler assumes the effective width  of a single round plume is defined  by the five
percentile value  of a Gaussian  distribution,   the average dilution will be  less than if the  33
percentile value is chosen.  In either case the centerline concentration would be the same. For this


                                           20

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                                                           General aspects of dilution modeling
             30
           oi
            -d
          Of
           o>~
          _tj
           td
             20.
              10.
           0)
           !>>
          Q
                 0    10   20    30    40   50    60    70    80   90    100

                           Effluent Flow  Rate, Ve  (MGD)



 Figure 11.  Dye flow rate to achieve 1 ppb in seawater with 20 % Rhodamine WT.


reason they prefer to compare model results in terms of the centerline value rather than average
values.  However, both values need to be considered in field or lab verification studies, and both
values may be useful for regulatory purposes.

   In other models a uniform cross sectional or average concentration (referred to as a "top hat"
profile) equivalent to the centerline concentration is assumed. Thus, UM uses an assumed profile
to help establish minimum dilutions from predicted model average dilutions.  The relationship
between the profiles  is discussed further in following chapters:  "Example:  A CORMIX1
Comparison, Density,  and Stability," and  "UM Model Theory."  While minimum dilutions are
often of interest to regulators, average dilutions are especially consistent with the dynamic
requirements of plume theory (Frick,  1984).


Regulatory Use

   Regulatory interest may be appropriately directed toward both average values and discrete
values.  Unfortunately the state of the art of regulatory practice is not as sophisticated as plume
modeling and is generally constrained by lack of information on the temporal and spatial scales
of aquatic organisms' responses to exposure conditions in natural settings. For some parameters
California (State Water Resources Control Board, 1988) and the USEPA (1986) specify maximum
allowable instantaneous and several temporal average values. If an applicable criterion for a
                                          21

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                                                            General aspects of dilution modeling

certain biological resource near the outfall is an instantaneous value, a discrete value obtained over
5 to 30 seconds, as could be achieved by sampling methods used for plume studies in the field,
would be appropriate.  Many such  samples would be taken to  attempt to find the highest
concentration of pollutants, i.e., the centerline value.

  Additionally it might be argued that a biological resource at risk at any moment is appropriately
evaluated over an expanse of space so that a spatial average is required, again evaluated in a short
time period. The time period over which this averaging would take place is unfortunately not
easily defined in relation to "instantaneous".  It certainly is not seconds because it is impractical
to acquire these data  synoptically across the expanse of even one plume diameter let alone a
multiport diffuser. If the data are obtained in an hour or two during slack tide, calm seas, and low
currents, it is possible that the values will not be greatly different from one plume to the next in
the same diffuser. Depending on the biology of the resource, either the maximum concentration
(the minimum dilution) or the flux average dilution might be the appropriate value to use in
determining compliance with "instantaneous" criteria applied to a spatial resource expanse.

   Criteria that are expressed in terms of temporal averages (daily  to semi-annual) suggest that
plume concentrations  be assessed extensively in three dimensions, both at the boundary of the
mixing zone and in some cases at sensitive biological resource locations  down-current.  Current
speed and direction play significant roles when assessing the concentrations at the boundary.

   By incorporating data on the cyclical variation of effluent composition, density profiles, and
current direction it is possible to construct a running six month average (or median) for a number
of points on the mixing zone boundary. The six month average is expected to be quite variable
at these points, and the point with the highest  exposure frequency  may not have the highest
average concentration.

  Beyond the mixing zone there may be regions where current streams of diluted effluent, leaving
the zone at different times in different directions, would converge over a reef, a kelp forest, or a
swimming area. Thus if frequency and duration are important exposure characteristics in resource
response, the exposure may be more critical  even if the concentration (intensity) is lower, as it
almost surely will be.  In this case current direction is important to understand  on a larger scale
so that circulation patterns are evaluated. Some formal applications of this "visitation frequency"
approach (Figure 12)  have been used in regulatory assessment of criteria that are presumably
"instantaneous" (Roberts, 1990). Depending on the size and nature of the resource to be protected
either discrete or spatially averaged values might be appropriate.

  The regulatory authority may not need to prescribe specific criteria for each of several segments
along the mixing zone boundary. More likely they will be interested only in the highest six month
 average concentration wherever and whenever  it occurs.   Thus  the formal  methods  for
determining a relationship between frequency of occurrence, intensity of the stress (concentration),
and duration of the exposure for plume performance at the  mixing zone boundary are  not
rigorously established. However, designers, environmental scientists, and regulators should assess

                                          22

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                                                           General aspects of dilution modeling
            Pacific
            Ocean
Figure 12. Visitation frequency (percent) of effluent about the San Francisco Southwest Ocean
Outfall.

these performance characteristics conceptually, and possibly with a well chosen suite of model
simulations, to conscientiously achieve responsible regulations and to guide improvements in the
state of the art. USEPA (1986) provides a method to evaluate the appropriate relationship for
ammonia in freshwater streams, which may be taken as an indication that frequency, intensity,
duration relationships developed for evaluating outfall performance would be useful in improving
regulatory practice.

   Aside from the question of whether discrete values or cross sectional averages are used to test
compliance with criteria, the way in which field samples are used to verify or compare with model
results is an important consideration.

Verification Sampling

   In laboratory or field verification studies of plume performance the average value is measured
or captured in a sample bottle only by chance. Characteristically the field value measured is from
a very small spatial region and represents  a signal over a certain time span.  A large number of
samples is sought from the same cross section in order to arithmetically compute an average.  In
the laboratory, using a single plume, this is relatively easy to do.  But in the field where multiple
                                          23

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                                                           General aspects of dilution modeling

plumes are usually involved, and a moving flow field too deep below the surface to see is being
sampled by a moving sampler from a moving boat, it is quite uncertain what portion of the cross
section the value represents. Attempts to acquire a large number of samples from a different radial
position of the same cross section are frustrated because of the relative  horizontal motions
involved.  Surface waves and possibly internal waves in the pycnocline can also cause the sample
to be obtained from a shallower or deeper cross section.

  For these reasons field verification studies are best attempted for a cross section as far from the
orifice as practical as long as the region is still within the range where the buoyant plume physics
apply. Nearer to the orifice the values are changing more rapidly and the dimensions of the plume
are much  smaller, making it much harder to get the sampler in  the right place, or even in the
plume. In addition it is best to conduct the study when currents  are low so that the plume rises
nearest to the surface, shortening the interval between samples, as the sampling device need not
be lowered so far. Placement of the sampling device may be improved because it may even be
possible to see the plume. Aside from the use of the data for verification of the physics, samples
taken during low currents may be especially  useful for verification of regulatory compliance.
Field verification data taken near the end of the initial dilution region can be compared with
controlled laboratory simulations for similar conditions, and then, if necessary, the  laboratory
verification data can be relied upon for estimation of field values closer to the orifice.
ENTRAINMENT FROM OTHER SOURCES AND RE-ENTRAINMENT

Regulatory Background

  In drafting modifications to the Federal Water Pollution Control Act (Anon., 1982), the United
States Senate (Anon., 1983) proposed strengthening the authority of the Environmental Protection
Agency (EPA) to deny waivers from secondary treatment for publicly owned treatment works
(POTWs) discharging partially treated wastes  into estuaries.  Concern  was expressed for
re-entrainment of contaminants discharged previously from the POTW under consideration, and
also for entrainment of contaminants discharged by other sources. Amendments to section 301(h)
of the Act appearing in section 303  of the Water Quality  Act  (WQA) of 1987 (Anon., 1987)
addressed these concerns:

  Section 301(h) is amended by striking out "such modified requirements will not interfere" and
  inserting in lieu thereof "....will not interfere, alone or in combination with pollutants from
  other sources..."

and further on:

  Section 301(h) is further amended by adding "....marine waters must exhibit characteristics
  assuring that water providing dilution does not contain  significant amounts of previously
  discharged effluent from such treatment works."
                                          24

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                                                            General aspects of dilution modeling

   These amendments suggested that EPA would need to revise the methods used to calculate
compliance with water quality standards at and beyond the boundary of a mixing zone. Three
topics needed to be addressed:

   1. Definition of "significant amounts"
   2. Entrainment of contaminants from other sources
   3. Re-entrainment  of contaminants from the proposed discharge

   The water quality  standard to be met is most easily assessed if it is expressed in terms of a
concentration of a pollutant, i.e., a numerical criterion. For example, the California Ocean Plan
(State Water Resources Control Board, 1988) contains such limitations, a few of which are listed
in Table II, along with background seawater concentrations. The questions raised by the 1987
WQA amendments concern the proper value to use for the ambient (background) concentration

 Table II. Concentrations of contaminants in coastal waters of California.
Contaminant


Arsenic
Mercury
Silver
Zinc
Ammonia (N)
Toxaphene
DDT and derivatives
Allowable
Instantaneous
Maximum, C^
80 ug/1
0.4 ug/1
7 ug/1
200 ug/1
6000 ug/1
0.021 ug/1
0.003 ug/1
Background
Seawater
Concentration
3 ug/1
0.0005 ug/1
0.16 ug/1
8 ug/1
0
0
0
for certain environmental settings, and how much is too much for a given discharge.

Significant Amounts

   The definition of significant amounts is easily resolved by use of mathematical models such
as UM.  That is, significance, in the sense of "importance", rather than a statistically computed
value, is eloquently expressed in the test of compliance against a numerical standard in this model.
If for a given setting Equation 9 provides values of cpi that are lower than the values of csi, then
indeed the diluting water does not contain significant amounts of previously discharged effluent.
Thus the question of how much re-entrained effluent is allowable is operationally defined with the
types of models that were already in use in 1987, and at least for this purpose the 1987 revisions
did not require a change in the models or their application.  The major question is, "What is the
proper value to use for each COT?"
                                          25

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                                                            General aspects of dilution modeling

Relationship of Ambient Dilution Water to Plume Concentrations

   The following discussions is intended to show that the amount of effluent that is allowed to be
re-entrained is a variable amount depending on the value of the standard, the amount of the
contaminant in the effluent,  and the volume of entrained diluting water.  This can be seen by
rearranging the terms of Equation 8 as follows:

        ',   Ca. CV'l)
The requirement that the plume concentration of contaminant be less than the standard for each
contaminant can be expressed in the following inequality:

 CP,  < C*.                                                                         (13)

where csi is the numerical value for the ith standard.  Substituting the expression for cpi from
Equation 12 into Equation 13
For cases where the ratio (ca/csl)/Sa is less than 0.02 there would be less than a 3 % error writing
Equation 14 as:

    Whether Equation 14 or Equation 15 is used, it is helpful to visualize the initial dilution
requirement in this form for three reasons. First, it clearly shows that a certain standard may be
met with different sets of values for S^ cei and cai. For example, if one effluent has an ammonia
nitrogen concentration of 120 mg/1 and the local ambient is 3.9 mg/1, the California instantaneous
allowable maximum of 6 mg/1 would be met if an Sa of 60 were achieved.  Another outfall, or the
same outfall at a different time, achieving an Sa of 60 could meet the standard with an effluent
value of 305 mg/1 if the local ambient were 0.9 mg/1!

   Second, the value of the ambient concentration is seen to be of the same relative importance
as the designated standard value in determining compliance. Thus if one locality has a standard
one unit higher than another, but the ambient is also one higher, the necessary ratio of cei /Sa is the
same. In other words, both dischargers have theoretically the identical options of reducing cei or
building a more efficient diffuser or any favorable combination of these options.  And  if one
locality has a standard one unit higher,  and  an ambient one unit lower, the discharger at this

                                          26

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                                                           General aspects of dilution modeling

location would have to meet a less stringent ratio of cei• / Sa, i.e., it is two units higher. This
relationship is shown in Figure 13.
                     0
                         Water  Quality  Standard,  Cs
Figure 13.   Maximum ratio of effluent concentration  to  Sa for standard  compliance and
dependence on ambient concentration.

    Third, notice that Sa is not subscripted with an "/'" meaning that Sa is not dependent on the
contaminant under consideration, as explained previously.  It may be  helpful to think of a
"contaminant specific effective initial dilution" as the ratio of the concentration of a specific
contaminant in the effluent to the concentration resulting after the volumetric process of critical
initial dilution is achieved, i.e., cei/cpi. By rearranging Equation 12 and again accepting an error
no greater than 3 % for dilution factors greater than 30, Equation 12 becomes:
                                          27

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                                                            General aspects of dilution modeling
                                                                                  (16)
Expressed in this way it is clear that the effective dilution of the specific contaminant, limited by
regulation to less than a given numerical standard, depends on both Sa and the ratio cal/cel. Figure
14 graphically depicts that the ratio cei/cpi, the contaminant specific effective initial dilution, is
dramatically reduced below Sa as the ratio cai/cei increases.
   This analysis has shown that the
computational technique employed to
test compliance with numerical water
quality  standards does take  into
consideration  the  entrainment  of
contaminants existing in the ambient
dilution water.   Thus the  Senate
revisions,   contrary  to  first
impressions, did not require a change
in the EPA evaluation procedures to
determine "significant amounts"  of
previously discharged effluents.
    goo
       -4         -a
Relative Ambient Concentration,
                                                                              /Cei )
                                    Figure 14.
                                    dilution.
       Effect of ambient concentration on effective
  What is yet to be shown is how the
value of cai may be determined or
estimated to reflect the influence of
other discharges nearby.  The first
requirement  is  for   regulatory
instructions to explain clearly that cai
must accurately reflect the quality of
the water entrained, i.e., the  water
adjacent to the diffuser, not the water at some remote, pristine location.  Thus, for example, the
"ambient" values in Table II are not likely to be generally useful, and may be inaccurate for
California coastal discharges.

Entrainment From Other Sources

   In the case of existing discharges it is not necessary to employ mathematical models to assess
the amount of entrainment from other sources, and the amount  of re-entrainment of previously
discharged effluent, because field monitoring data will reflect the  combined result of these factors.
A priori assessment is needed in cases where a major change in effluent quality is proposed, or the
                                          28

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                                                            General aspects of dilution modeling

outfall is to be modified or relocated, and models are useful for this purpose.

    In the preceding sections it is shown that the effect of entrainment from other sources is
properly incorporated in mathematical models such as UM as long as a proper data set for the
ambient concentration of specific contaminants is used for input. Data available for an existing
outfall may be useful for the relocated site if it is within the region covered by sampling stations,
and sufficient vertical detail is provided in the data set.  The presumption is that the new site or
the modified outfall (e.g., longer or more ports) would provide better critical initial dilution. Since
the data set would reflect both entrainment from other sources as well as re-entrainment of
effluent, the data set would provide a conservative estimate. If the new site is outside the region
sampled, new monitoring stations could be established and coastal circulation models could be
employed to assess transport of pollutants from known sources in the region.

  Entrainment into the plume of an outfall from other point and nonpoint sources is not generally
a problem in the open ocean because of many factors.  In most cases there is a large distance
between point sources, providing ample opportunity for diluted waste to be dispersed and carried
away from the region of entrainment of another outfall. Also, the volume of nonpoint sources of
pollutants discharged directly to the ocean is small. Greater care is now given to locate modern
ocean outfalls in well-flushed offshore environments rather than  near shore. The volume of
coastal waters  available for dilution of point and nonpoint sources is great.  For example, a 100
km section of coastal shelf out to a distance of 10 km with an average depth of 25 meters contains
25 x 109 m3 of water, about 5000 times the daily effluent flow that might be generated by a
municipality of 10 million people.

   For a simple generalized case of contaminants transported from a source, for example another
outfall,  the concentration contributing to the  ambient at the new site can be determined from
Equation 17 (Brooks, 1960):
                    ub-                                                         (17)
c    •»c  erf
 max     pt  J
where
   cpi = Plume concentration at the end of initial dilution
   cmax = Centerline (maximum) concentration at distanced
   erf( ) = Standard error function of ( )
   U= Current speed in the X direction
   b = Width in the Y direction (orthogonal to X) at the end of initial dilution
   s0 = Constant Horizontal (7 direction) eddy diffusivity
   X = Travel distance

   Computed in this way, cmax is a conservative estimate for open coastal environments, and an
appropriate estimate for near coastal and inshore waters.   In some open coastal situations the
farfield centerline dilution, cmax, is appropriately estimated using a 4/3 power law to continuously

                                          29

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                                                            General aspects of dilution modeling

increase the coefficient of lateral dispersion as the width of the field increases (Okubo, 1962).
Further details, including the relationship between s0 and the farfield diffusion coefficient input
in PLUMES, are given in the chapter entitled "Farfield Algorithm."

  PLUMES automatically computes the farfield centerline dilutions according to both equations,
providing a table of output data under column headings "4/3 Power Law" and "Const Eddy Diff".
Corresponding data columns provide the centerline farfield pollutant concentrations using the first
order decay coefficient (or T-90) provided by the user, however, the RSB model does not calculate
decay in the near field. If ambient concentrations are specified they are factored into the mass
balance as ambient fluid is entrained and they are subj ect to first order decay as well.  (Again, RSB
does not include ambient concentration in the near field).

  In other cases, for example involving ULINE predictions, these dilution factors would assume
negligible contribution from contaminants in the ambient water, thus they must be reduced to
represent the effective dilution at the down-current site. Figure 14 can be used for this purpose,
substituting cpi for cei in the abscissa term and cp/cmax for ce/cpi in the ordinate term. These dilution
factors are minimums, that is, a cross-field functional form  such as a Gaussian curve  should be
used to estimate the cross sectional average.

  It must be recognized that the dispersing plume from one outfall will contaminate near surface
waters while the principal source of entrainment for another plume is the deeper waters. Verified
two-layer circulation models for the coastal segment under consideration may be useful to estimate
the vertical exchange of contaminants as well as horizontal migration, thus providing an estimate
of distant deep water quality.

  Diffuse source inputs and episodic events are difficult to  deal with in assessing the  quality of
ambient water expected to be entrained into new outfalls. During major storms that may occur as
frequently as two or three times per year in the northeast and northwest, annually in the southeast,
and perhaps once in ten years in the southwest, (1983 in the Los Angeles Bight, 1988 in Hawaii),
storm runoff flushes  riverine and estuarine contaminants into the coastal waters.  Wind driven
currents and  waves re-suspend coastal sediments and distribute contaminants throughout the
waters of the nearshore continental shelf, in many cases causing impairment of water quality
entrained into ocean outfall plumes.

  Mathematical models of coastal circulation may be able to predict dispersion of a given slug
of contaminants washed out of an estuary up the coast from an outfall. Under storm conditions
large dilution factors would be expected, however it is unlikely data  are available to quantify
contaminant levels in estuarine discharges.  Direct land runoff and runoff from combined and
storm sewers discharging directly  to the ocean complicate both the analysis of transport and
dispersion calculations as well as specification of contaminant levels.

  Single-layer circulation models are likely to be inadequate in assessing runoff related effects.
Depending on the concentration of dissolved and suspended materials, the bulk density of the
runoff-contaminated coastal waters may be sufficiently low so that a short time after subsidence

                                          30

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                                                           General aspects of dilution modeling

of the storm, deep denser offshore water will gradually move in toward shore and the turbid storm
water will be carried in a thinner lens on or near the surface. Since a large percentage of the water
entrained into the plume occurs  at  depth, there may be considerably less  entrainment  of
contaminated storm water into the plume than would appear to be the case as one views the
situation from the surface (or from the air).  Mathematical models of coastal circulation may not
be as useful for the period just on the heels of the storm event because of the difficulty in dealing
with multi-layer flows in the high  energy coastal environments. Because of the importance  of
entrainment at depth in achieving the proper degree of initial dilution before reaching the level of
buoyant equilibrium, it is not appropriate to use  a one-layer model which assumes the water
column is completely well mixed under conditions of low currents.

  During the storm event it is reasonable to expect that water quality values related to human use
of the marine resource in the vicinity of the  outfall might well be suspended de  facto.  For
example, sport fishing and scuba diving are not likely to be engaged in near the outfall during a
coastal storm. Consequently no harm is expected to be done to this use if effective dilution during
the storm is impaired by entrainment of poor quality ambient water.

  No references have been identified describing the behavior of marine organisms during storm
events and their response to the mixture of effluent and runoff constituents. Their sensitivity must
be considered irrespective of the suspension of human uses. There may be sufficient resiliency
in coastal ecosystems so that short  period perturbations can be accommodated.  The incremental
perturbation due to entrainment of runoff-contaminated ambient may be either small or large
compared to average shelf conditions,  depending  on the circumstances of each event and each
locality. It should be recognized, however, that even with entrainment of contaminated dilution
water, the amount of dilution will be significantly  increased over that predicted by conservative
plume assessments specified by EPA due to the much greater energy dissipation occurring during
storms. The net effect may be that organisms will experience a much lower concentration  of
pollutants during a storm than in the average case.

   Given the concern over the inapplicability of models for the complex cases of shelf advection
of pollutants in a variety of conditions, monitoring data may be the best option for estimating
ambient quality  under all conditions.  In light of the generally poor water quality data base
available in coastal shelf areas, if there is  indeed a national priority for improvement of methods
to estimate entrainment of other sources into extant outfall dilution fields, there is an opportunity
to build a monitoring network that will serve a host of other highly important coastal resource
issues.  A report of a panel convened by the Marine Board (Eichbaum et al., 1990) contains
recommendations for improvements in this area.

  One important advantage of the use of field data to determine the quality of dilution water over
the use of model simulations is that it is an operationally responsive approach.  As new data are
obtained, management options for control of the point source or the remote source, or both, can
be balanced.

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                                                             General aspects of dilution modeling

Re-entrainment from Existing Discharge

  In addition to contamination of dilution water from other sources there are circumstances under
which an existing discharge can re-entrain a portion of previously discharged effluent. However,
the farther offshore an outfall is located the less this is likely to be a problem. Coastal currents and
winds, which dominate replenishment of coastal waters with relatively clean offshore water, are
not likely to be suppressed to the extent that flushing of diluted effluents is materially impeded for
long periods of time. Under critical conditions of low wind and current, diluted effluents rise to
the surface or to a level  of buoyant equilibrium in  the pycnocline.  Water which is entrained
between the discharge on the seabed and the spreading layer is not contaminated with previously
discharged effluent due to the density stratification, thus Ca is not increasing with time. Tidal
currents typically have a rotational character so that previously discharged effluent is carried some
distance inshore on one reversal past the discharge point and offshore past the diffuser on the next
reversal. Again, under stratified, low current conditions the effluent rises nearly to the surface or
at least into the upper mixed layer. It does not remain at depth where the maj ority of entrainment
takes place.

  In shallow coastal settings where some outfalls historically had been placed, vertical turbulence
is sufficient to reduce the degree of density stratification. If the discharge site happens to be
between headlands the replenishment of shelf water by deep ocean water may be significantly
restricted. In either of these settings partially diluted effluent can be returned to the deeper water
levels and effective dilution can be substantially reduced. EPA has provided the model DECAL
(Tetra Tech, 1987) to deal with this problem in a general coastal setting, i.e., not necessarily near
shore, however it is restricted to cases where vertical turbulence is sufficient to cause complete
vertical mixing near the outfall. Coastal circulation models and monitoring data as discussed in
preceding sections may be used for these cases as well.

   Relocation of the terminal end of an outfall to a site further offshore is frequently considered
among the options to  reduce environmental  impacts of wastewater disposal.  Another possible
scenario for relocation of an outfall is lateral displacement upcoast or downcoast from the present
location at about the same distance offshore.  The rationale might be to minimize distance to the
location of a new treatment plant, or any number of water and sediment quality considerations.
If topographic and bathymetric features are similar at the former and proposed site, the circulation
features will be similar.  Re-entrainment  could then be estimated taking  into account  any
differences associated with the characteristics of the new diffuser.  Monitoring data on conditions
around the outfall to be replaced would be useful in  estimating the degree of re-entrainment.
Entrainment and Re-entrainment in Estuarine Discharges

   The above discussion focuses on open ocean conditions. For estuarine discharges the use of
Equation 17 may not be appropriate as advection and turbulent mixing is not so conveniently
described by this simple model.  Monitoring data and estuarine circulation models may be useful,
although point and diffuse sources may not be well characterized.

                                           32

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                                                            General aspects of dilution modeling

   Compared to waste discharges along a stretch of open coastline, discharge of effluents into an
estuary almost surely guarantees recirculation to other points in the system, and the entrainment
of effluents from other sources into the plume generated by the outfall in question. Estuarine
water quality analysis techniques have improved steadily since an EPA resource management
assessment was made in 1971  (Ward and Espey, 1971).  The assessment of research needs to
support a national estuarine research strategy (Menzie and Associates, 1986) cites examples of
additional model development that is still needed, but the state of the art is sufficient already for
many management purposes. It is possible to adapt available models to many if not most estuarine
problems  and  to conduct  simulations with computers available to every  modern regulatory
program.

     EPA maintains an estuarine modeling repertoire and provides computer programs and
documentation  manuals to potential users.  These can be used to estimate the steady state
concentration of contaminants at a variety of sites in the estuary given the mass loadings and input
locations.  Some models may be able to simulate varying concentrations of pollutants within a
period of critical conditions such as portions of a tidal cycle.  As water quality criteria become
sophisticated enough to address short time variations the demand for detailed data on time varying
mass inputs will begin to limit the  utility of the models.  Simulations conducted for all source
inputs except the extant outfall,  compared to simulated water quality in the absence of inputs, will
show the effect of "other sources" on the quality of water entrained in the outfall.

  For access to the EPA Athens Laboratory Center for  Exposure Assessment Modeling (CEAM)
Bulletin Board Service (BBS) call (706) 546-3402. The communications parameters needed are
14400/1200 baud, no parity, eight data bits, and one stop bit.

  Monitoring data would be useful for verification of the modeling results except for the fact that
monitoring data will include the contribution from the extant outfall. For example, if several of
the other  sources contribute nitrogen, monitoring  data could  not partition the estuary-wide
distribution of nitrogen since a municipal outfall also contributes nitrogen. It would be rare, and
extremely valuable,  if baseline monitoring data were available over long enough periods of time
to provide some verification of the pristine case.
Use of an Intrinsic Tracer

      There is  a possibility, though unlikely, that a surrogate approach to partitioning of
contemporary monitoring data may be useful. If the effluent were the unique (ambient effectively
zero)  source of any  water quality constituent whose physical, chemical and biological  fate
mechanisms were known, or could reasonably be assumed to be inconsequential, the distribution
of this tracer throughout the estuary could serve as a proportional marker for any other constituent
in the outfall.
                                          33

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                                                           General aspects of dilution modeling

     Thus if the tracer was at concentration 10 in the  outfall and contaminant "X" was at
concentration 4, then at some point in the estuary where the concentration of tracer was found to
be 0.1 and the concentration of "X" was found to be 3, the amount of "X" from other sources could
be found by solving Equation 9 first for Sa using the tracer data and then solving Equation 9 for
ca using the contaminant data and the value found for Sa. Of course the behavior of the surrogate
and the contaminant "X" must be the same or adjustments to the correction have to be made to
account for any  differences  in coagulation, adsorption,  decay etc.  While easily stated, this
environmental behavior question may limit the practical use  of the approach.  No literature
citations have been found that report use of this technique although in a practical sense it is of the
same form of approach as injecting dye or some other tracer to determine the estuarine distribution
of outfall constituents generally.
Salinity as a Surrogate Effluent Tracer

  Under some specialized situations the distribution of salinity, which is more easily verified than
nonconservative pollutants, can be an effective surrogate for a nominal effluent constituent in the
water column.  The simplest case is when an effluent is proposed to be discharged near the major
freshwater inflow to the estuary.

   In the case of a discharge near the entrance, salinity may be an approximate surrogate only if
the wastewater flow is very much smaller than the incoming seawater volumetric flux during
periods of small tidal exchange.

   Unfortunately, neither case deals with the question of environmental fate factors (adsorption,
speciation, decay), and surrogate values based on salinity have to be modified to account for
evaporation, direct rainfall, and other influences on the salinity value. Nor are salinity distribution
patterns useful for estimating particulate sedimentation values, which may be the most important
consideration because the 301(h) modified permit usually results in greater suspended solids
emissions than would be achieved with full secondary treatment.
FRESHWATER DISCHARGES OF BUOYANT EFFLUENTS

    The buoyant plume problems of major interest to scientists and regulators have typically
involved the discharge of lighter material into a denser environment, such as a smoke plume in the
atmosphere or freshwater sewage effluent discharged into the marine environment.  The models
developed for these cases are also able to handle the discharge of heated water into a colder lake
because of the slight density difference associated with temperature differences.

   The models may be employed in some riverine situations as well as in lakes.  That is, if the
effluent is warmer than the river and is discharged at depth, the effluent would be expected to
behave as a buoyant plume. The relative size of the diffuser ports in relation to the depth of the
river may be important in achieving the dilution factors predicted by the models. Muellenhoff et

                                          34

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                                                           General aspects of dilution modeling

al. (1985) recommended the depth be greater than ten times the port diameter, although there is
no strong experimental or observational basis for this rule. Rather it is based on the knowledge
that plume models were  developed for deep water discharges and modelers are not confident in
extrapolating verification data from deep water situations to shallow water applications.

   For riverine situations in which the effluent is discharged through a multiport diffuser placed
along the stream bed in the direction of flow rather than across the current, only the RSB (line
source) model in this report may be applicable for analysis of the dilution field.

    Industrial  wastes discharged to rivers or lakes may have bulk densities greater than the
receiving water due to high concentrations of dissolved contaminants.  But if an effluent is
substantially warmer than the lake or river the net result might be a lesser density and a positively
buoyant plume would develop from a discharge at depth. However, modelers should be aware of
the nonconservative nature of heat in describing the density of an effluent at the discharge point.
The wastewater temperature at the diffuser port may be significantly lower than at the treatment
plant  due to heat lost as  the effluent runs  through an  underground and underwater sewer.
However, for large discharges this effect tends to be negligible.

   Because most rivers will not have density gradients it is likely that warm water plumes will
reach the surface of the receiving stream, and the surface plume will be  subject to heat exchange
with the atmosphere.  The models  in this guide do not incorporate atmospheric heat transfer
functions so that any temperature output generated after the water surface is encountered must be
accepted with caution. For short time periods atmospheric heat exchange will not make a large
difference.

  The subjects of subsurface and surface discharges of large heated effluent flows as for example
from thermal electric power plants are treated in many reports.

  The special phenomenon of nascent dense plumes, initially buoyant thermal plumes discharged
into near-freezing freshwater, which rise briefly before becoming dense and sinking to the bottom
are discussed in the next section.
NEGATIVELY BUOYANT PLUMES

  Many industrial wastes whether discharged to fresh or marine waters have sufficient dissolved
or suspended solids concentrations so that the bulk density is greater than the receiving waters into
which they are discharged. The cases can include wastes discharged horizontally or at an angle
(including 90 degrees) downward from the surface or upward from the  seabed.  Simple plume
models such as UPLUME (Muellenhoff et al., 1985) have been used to fashion a surrogate
solution to the problem of predicting trajectories and dilution factors for vertical discharges of
negatively buoyant wastes. This has been accomplished by recasting the problem in terms of an
analogous positively buoyant case.
                                          35

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                                                           General aspects of dilution modeling

    It may help the reader to appreciate this approach by pointing out that many laboratory
experimental data sets, and photographs, of positively buoyant plumes rising from the bottom of
a simulated stably stratified ocean are in fact results from a negatively buoyant plume discharged
from the surface, sinking toward the bottom!  The laboratory experiment is set up this way for the
physical convenience of the modelers.  The photographs are typically presented in published
reports upside down so that they visually depict the conceptual problem being addressed.  The
proper analogy is effected by due regard to the density differences between the plume elements
and the local ambient so that the forces acting on the plume element are the same regardless of the
direction of motion. Thus a freshwater plume rising from the seabed is simulated physically by
a heavy liquid sinking in a lighter fluid.  The mathematical simulation is analogous, and the
printout from the computer program is an equivalent, surrogate solution.

    An example  of the above approach is the simulation of dilution factors computed for near
surface, downward discharge of drilling fluids into a marine ambient by Ozretich and Baumgartner
(1990).  In this example the mathematical models PLUME, OUTPLM, and DKHPLM, which
would accept only positively buoyant discharges directed up from the seabed, were provided input
for a surrogate freshwater discharge into an ambient having an initial density difference and a
density gradient equal and opposite to the prototype situation.  The mathematically simulated
results were comparable to data from a physical model of heavy fluids discharged downward from
the surface, i.e., exactly as in the prototype.

  Extrapolation of the usual plume model results to cases of very large solids concentrations, and
slurries or solutions with very high specific gravities compared to the ambient fluid may violate
the Boussinesq approximation which is generally assumed.  This assumption, incorporated in
plume models to simplify calculations, requires that density differences between the plume and
the ambient must be small compared to the density of the fluid. For example, the specific gravity
difference between sewage and seawater compared to seawater is approximately 0.02.  Sewage
sludge is about the same, whereas drilling fluids used in offshore oil exploration could have a ratio
of as high as 0.5! Clearly 0.5 is not a small difference compared to  0.02, but there has not been
a rigorous examination of the importance of the Boussinesq assumption in plume modeling, or for
that matter what a useful criterion is for judging "small." Morton (1959) pointed out that density
differences are rapidly dissipated within a short distance from the orifice, suggesting that violation
of the Boussinesq approximation is not very serious for the major flow region. Fluid modeling
studies by Roberts (1977), and by Roberts, Snyder, and Baumgartner (1989 a, b, c) show no effect
of the ratio over a wide range.

   In the hydraulic model studies of drilling fluids reported by Ozretich and Baumgartner (1990),
drilling muds with specific gravities  as high as 2.17 were adequately modeled by the model
PLUME  (Teeter and Baumgartner, 1979)  as judged  by comparison to measured depth of
penetration to the level of buoyant equilibrium.   The ratio of predicted to observed depths
averaged 0.93 (standard error = 0.03) for 27 trials.

    The model UM described in this report will accept direct input matching  all physically
observed positively or negatively buoyant plumes discharged at any angle from either the surface

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                                                          General aspects of dilution modeling

or the seabed.  Furthermore it does not depend on the Boussinesq assumption. Other models
accessed through the PLUMES interface may or may not produce output for certain negatively
buoyant cases, and output which appears complete for other than positively buoyant plumes
discharged from the seabed must be considered carefully by the user.

Nascent Density: Thermal Discharges to Cold Water

   A special class of negatively buoyant plumes is nascent dense plumes, plumes which begin as
buoyant plumes but reverse buoyancy, becoming dense and sinking to the bottom or to some more
deeply submerged trapping level.   The best known examples are thermal freshwater plumes
discharged to freezing ambient freshwater (F rick and Winiarski, 1978;Frick, 1980). Thebehavior,
which can also occur in brackish water up to a salinity of approximately 14 o/oo, occurs because
the plume, as its temperature cools by mixing with water near the freezing point, becomes denser
than the ambient because the maximum density of freshwater is around 4 C.  Thus, if the
temperature of the ambient is less than 4 C, the potential for the nascent dense plume phenomenon
exists.

   The nonlinear equation of state used in UM may be used to model nascent dense plumes, as
explained in the chapter entitled: "Example: CORMIX1 comparison, density, and stability".
PARTICIPATE DISCHARGES

  Particulates in fluid discharges may vary from 10 ppm in municipal secondary effluent to over
100,000 ppm in drilling fluids. The mass of solids may contribute to the bulk density of the fluid,
influencing the transient behavior of the plume and  its equilibrium position.  For municipal
effluents this contribution is neglected because of the low concentration of parti culates.
    Simple  plume models (e.g., UPLUME) have also been used to analyze the behavior of
municipal sewage sludge in relation to alternative discharge methods such as pumping from
barges.  Comparison of the mathematically simulated results to  small scale hydraulic models
results demonstrated that sewage sludges containing between 2 to 6 % suspended solids have
essentially the same properties as aqueous solutions of the same bulk densities. As the buoyant
equilibrium level is reached in a density stratified ambient fluid the particulates begin to separate
from the diluted sewage field, some rising, some settling, with or without flocculation. See Figure
15.

  The physics of plume models does not attempt to describe the behavior of particulates within
the buoyant plume region or following equilibrium, except to the extent they behave as part of the
fluid continuum. Models are available (Tetra Tech, 1987,  Bodeen, et al., 1989) to simulate the
dispersion and settling of sewage effluent particulates based on pioneering work of Hendricks
(1982, 1983) in the Southern California Bight. These models may be applicable for analysis of
other types of particulates.  It should be borne in mind that the equations of state used in UM,
RSB,  and CORMIX are  not necessarily appropriate for the fluids at hand. (Some additional

                                          37

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                                                            General aspects of dilution modeling

amplification on this point is found in the section entitled: "Example: CORMIX1 comparison,
density, and stability.")

     It may be possible to  influence the behavior of particles in relation to the  physics  of
sedimentation by adjusting the discharge conditions at the diffuser port, especially the exit speed.
High exit speed may break up agglomerated particles causing them to behave as discrete particles
at the equilibrium level. Low exit speeds may preserve the integrity of agglomerated particles and
enhance the flocculation of others prior to arrival at the equilibrium level.  This is a separate area
of research beginning to be questioned.  Attention so far has been focused primarily on the
interactions of particulates following the transition from plume mixing to ambient turbulent
transport (Hunt,  1990).   Whether or not discrete  or agglomerated  particle are  the more
environmentally benign form has not been rigorously established, although a task force report of
the Marine Board  suggests dispersal is preferred to seabed accumulation (NRC, 1984).  This
recommendation is based on broad physical considerations rather than detailed ecological
considerations which may be preemptory.
Figure 15. Separation of plume and flocculating particulates.
                                           38

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  USER'S GUIDE TO THE PLUME MODEL INTERFACE, "PLUMES"
SYSTEM REQUIREMENTS AND SETUP

   PLUMES is designed to be used on IBM compatible PCs running under DOS. The program
does not make use of graphics but does require a color monitor. The memory requirements of
PLUMES are modest, less than 200 K, and should not interfere with other resident programs. The
latest advisories are contained in a file called READlst.exe, which, as its name implies, should
be read first. READ 1 st.exe contains information on how to unzip the program and document files.
Information describing a few supplementary files is also found there.

   PLUMES can be run from the A: prompt using the diskette provided, however, the tutorial
notation assumes that it is installed on a hard drive, generally Drive C. We suggest that you create
a new directory on which to install PLUMES.  If this new directory is a sub-directory of the root
directory the following procedure could be used at the C :> prompt to create a sub-directory called,
for example, MODELS, and to change to  the  new directory.  At the prompt type  "mkdir
MODELS" followed by a carriage return (i.e. the Enter key: ). The installation commands
might look like this:

C:> mkdir MODELS
C:>chdir MODELS
C:\MODELS> a:PLUMEPRO

  After each command an  is implied. The mkdir (or md) command makes the PLUMES
sub-directory, the chdir (or cd) command moves you to the new PLUMES sub-directory.  The
A:PLUMEPRO command executes the self-unzipping executable file by that name on the A:
drive. (Substitute the appropriate drive designation). At this point, the program, PLUMES.exe,
may be run by typing at the prompt:

C:\MODELS> plumes

The case of the command is unimportant.

   For further guidance on setting up the directories consult the DOS reference manual.
                                        39

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                                             User's guide to the plume model interface. "PLUMES"

INTRODUCTION

   PLUMES is a computer implementation for preparing input data and controlling two plume
models, RSB and UM, and two farfield algorithms.  RSB and UM are relatively sophisticated
mathematical models for analyzing and predicting the initial dilution behavior of aquatic plumes
discharged from diffusers or (UM only) single ports. The farfield algorithms are relatively simple
implementations of the Brooks farfield dispersion equations.

   The interface itself presents a spreadsheet environment, scoreboard-like in appearance, that
allows you to describe effluent parameters, environmental conditions, diffuser design features, and
program controls in an organized but flexible manner.  The various program elements are intended
to work together to help reduce the amount of time required to analyze various plume problems,
or cases. For example, the interface provides limited control over output format to help in writing
reports. The goal  is to make it easier to  explore options, conduct sensitivity analyses, and
generally produce more in-depth project reviews, designs, or assessments.

  In addition, PLUMES can provide the corresponding CORMIX1 flow categories based on the
CORMIX1  classification scheme (Doneker  and Jirka, 1990).  Thus, PLUMES  can offer
recommendations on model usage that go beyond the built-in models — including in its appraisal
EPA CORMIX1, CORMIX2 (Akar and Jirka, 1990), and CORMIX3 (Jones, 1990), for single port
discharges, diffusers, and surface discharges respectively. More comprehensive recommendations
on model usage are provided in Appendix 1.

      The software is bundled with  several stand-alone models:  UPLUME, ULINE, and
PLUMEHYD.  UPLUME and ULINE are initial dilution models described by Muellenhoff et al.
(1985).  PLUMES  supports them by providing a way to create UDF files from the input data.
PLUMEHYD may be used to analyze the hydraulic performance of simple, linear diffusers; it is
described in  Appendix 2.

   The PLUMES interface uses several main structures to display information, activate various
functions,  and control the resident models:

  • • the case (or record)
  • 'cells
  • • pop-up  menus
  • • dialogue windows
  • • help windows
  • • configuration string

which are described in the next section. In addition, various specialized built-in features are
included to support the analytical process. Perhaps the most unique specialized capability is the
conflict resolution feature which allows many ways of defining the problem, i.e. entering different
sets of variables, and, consequently, must be able to detect instances of conflict when they occur
and help to remedy them.  The following tutorial chapter demonstrates the conflict resolution
mode.

                                         40

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                                               User's guide to the plume model interface. "PLUMES"
   Another feature is a units conversion capability to minimize the need for a calculator.

  The structure, commands, special capabilities, and the plume models themselves work together
to help you analyze initial dilution, mixing zone, and farfield dispersion problems.  The level of
refinement available in each of these zones varies considerably, being relatively high in the near
field simpler and approximate in the farfield.
PLUMES STRUCTURE

  When PLUMES is started, introductory information is displayed which must be acknowledged
by pressing any key. Once acknowledged, the main screen, often referred to as the interface level
or simply the interface, appears.  An example of the interface is given in Figure 16.  The screen
represents a single problem, or case, which, as the information in the upper right corner implies,
could be just one record in a file of many cases.

    A color monitor is required.  Color is used to help organize the input and enhance the
readability of the interface.
                    :  6  ERL-N
                    validation:
                    port flow
                      0.01568
                    plume dia t
                      0.08500
                    cont coef
                          1.0
                    p amb den p
                        24.080.
                      density
                        22. 99
                        23.18
                        23. 40
                        23. 49
                        24 . 47
PROGRAM PLUMES,  Jun
 no blockage
 spacing  effl sal
   7 . 315       0.0
otal vel horiz vel
   2.763     2.763
effl den poll cone
  -2.893       100
 current   far dif
         0.000453
 Figure 16.  The PLUMES main screen, or interface level. (Software version is in color.)

  The greater part of the interface is occupied by cells.  In general, each cell has a short label and
a space beneath it for numeric data (the value of the mathematical variable).  The title cell,
occupying the second line, is longer and is suited to alphanumeric input.  In the main body of
                                           41

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                                             User's guide to the plume model interface. "PLUMES"

green ambient cells, which define conditions in the receiving water, vertically stacked cells share
common labels.

   The cells are organized into colored blocks. Outfall structure variable labels are on magenta
background; effluent characteristics, brown; miscellaneous variables, gray; ambient variables,
green; and specialized information, red. The actual colors depend on the brand and settings of the
monitor in use. There is also a multipurpose "pause" cell (identified initially by the header "hor
dis>="), near the lower right hand corner of the interface, which may be used with UM to control
output of information under specified conditions (useful for specifying dilutions at the mixing zone
boundary). The color of the numeric information in the cells is either displayed in yellow or in
white, depending on whether the information was entered manually (or selected from a default
value) or was computed by PLUMES. Yellow variables are independent variables; white ones are
dependent  Only some of the cells, which you select to suit the problem (independent cells),
need to be specified — PLUMES computes the rest (dependent cells). This flexibility makes
it possible to define problems in a variety of ways.

  At the top of the interface is a clock, the PLUMES version identification, the case counter, and
the Equation-of-state-window (showing linear or nonlinear). At the bottom are three lines of data:
the first  is  reserved for the  CORMIX flow  classification  predictions  and  modeling
recommendations, the second is the dialogue line, and the third contains basic help information,
program configuration  identification, and the name of the file of cases in use.

   The dialogue line may be  passive, displaying useful information that is relevant at various
times, or it can be active, awaiting instructions to continue. Sometimes you are alerted to new
information in the window by sound. An example of a passive message explaining how to use the
menus after the Fl key is pressed is shown in Figure  17. When action is required, the options will
  Hit bolded letter or arrow keys and ; use control sequences for speed
 Figure 17. An example of the dialogue line.

be displayed or a cell will be provided for inputting string information, such as a file name. The
latter often display a default string which may be accepted or simply typed over, referred to as
"typeover" input.  Explanations of messages may be found in Appendix 4.

   Except for some of the editing commands which are described only in the Miscellaneous
Editing Commands section, the commands can be selected from several menus, the main one
of which is shown in Figure 18 as it appears as a window on your screen. The menus are provided
mainly as  a memory aid, and, in general, it is faster to use the keystroke form of the commands
at the interface level. The • "symbol after some of the commands on the main menu indicates the
presence of sub-menus. The mode of implementation is explained subsequently.

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                                               User's guide to the plume model interface. "PLUMES"
  Jun 11, 1992,  19:57:49  ERL-N  PROGRAM PLUMES, Jun 10,  1992   Case:   1 of
  Title   Sand Island validation:  (no blockage) TRR case.
   tot flo+)))))  Main menu ))))),  spacing  effl sal effl  temp
      4.46* run rsB program
  plume  de* run Urn program
       70.* show Independents  *   2.763     2.763     0.000      0.10       500
  port ele* units Konversion   *effl den poll cone     decay  Froude  # Roberts  F
       0.8* List equations     *  -2.893     6.1e8              18.40 2.044E-14
  hor angl* get Work file      *  current   far dif   far vel K:vel/cur Stratif  #
         9* fill New file      *00001000  0.000453      0.15    2763000.00004871
      dept* add to Output      *salinity     temp  amb  cone  N (freq) red grav.
        0.* cell Precision     *   34.99     26.18        0   0.01217    0.2653
      30.4* shallow/surface Z  *   35.00     25.60        0 buoy flux puff-ther
           configuRe models  ••*   35.02     24.95        0  0.004159     35.61
           movement commands ••*   35.00     24.60        0 jet-plume jet-cross
           miscellanY menu   ••*   35.02     21.22        0     1.473     20820
                        *                           plu-cross jet-strat
Figure 18. The main pop-up menu superimposed on the PLUMES interface.

   The most pervasive help screens are the cell definition windows.  These come up by issuing
the  (AL) command on the main menu. The information provided is specific to
the cell identified by the cursor and has one of two forms. An abbreviated form is used when the
file EQNS is not in the current directory; it consists only of a definition of the cell and descriptive
notes. With the file in the current directory, a second form adds the equations that are used by
PLUMES to define dependent (white) variables.  The extended form, in this example showing the
equations and terms involved in various methods for computing density, is shown in Figure 19.
If file EQNS is not in the current directory because it was not copied or was deleted, it may be
restored from the original disk.

   The Configuration string, which may vary from case to case,  appears in the  middle of the
bottom line of the  interface.  Each character in  the string is a mnemonic for different program
attributes.  Changing the string will cause the program to work in one of several fundamentally
different ways.  For example, the "O" in "ATNOO" in Figure 16 indicates that the plume model
UM, under overall control of the PLUMES interface, will terminate the initial dilution phase (near-
field) if and when the mathematical condition of element overlap is encountered.
INTERFACE CAPABILITIES

   It is easy to be unaware of some of the special capabilities available in PLUMES because all
are not controlled directly. However, understanding them will enhance the use of the system. The
more notable ones are described below.

  • • an unstructured data input environment
  • • a conflict resolution mode for resolving many over-specified input conditions
  • • a configuration file
                                           43

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                                               User's guide to the plume model interface. "PLUMES"
  Help for variable:   den =  effl den  sigmat

      Effluent density.  When calculated  from temperature and salinity,
      the salinity is assumed to have the composition of sea salt.   If the
      density is independent, a linear equation of state is assumed (see
      Example 2 in the manual for more detail).

  Equations  and variable definitions:
   den = (dena+1000)/(1.0 +vel*vel/(g*dia*abs(Fr)*Fr)
         { note single use of abs to  retain sign }
       = (dena+1000)/(1.0+gp/g)-1000
       = dena -SP*(dena-dal)*dia/pdep
       = sigmat(s,t).
     dal    surface (level 1) density
     dena    ambient density  at plume  depth
     dia    plume diameter
     Fr     densimetric Froude number
     g      acceleration of  gravity
     gp     reduced acceleration of gravity
     pdep    plume depth
     SP     stratification parameter
     t      plume temperature
          r more    [  for  the continuation page below
           plume vena contracta velocity
           i-il iimei cal -i i-i ~i ~\~ \T
           plume salinity
Figure 19. Example of a "cell definition window." The help window for the plume density cell.

  • • selection from multiple solutions to governing equations
  • • display based on significant digits

     Perhaps the  most outstanding feature  of the interface  is its unstructured data input
environment.  The user is free to move about, skipping over cells, just as in a spreadsheet
program.  This facilitates "what if inquiries.

   The unstructured environment would not have much purpose if all the cells had to be filled in
anyway.  But, in fact, only some of the cells need ever be filled. The reason is that PLUMES
provides redundant variables as a convenience. For example, there are cells for the total flow,
number of ports, and port flow. Since it is assumed that all ports have equal flow, only the first
two  cells are necessary to specify the port flow.  (Given  that they are specified, the port flow
should not have to be input, in fact, it would be potentially incorrect to do so because the value
could be inconsistent with the total flow, which, as is explained below, would be brought to your
attention by the conflict resolution algorithm.) In this case the total flow and number of ports are
displayed as independent variables, i.e. in yellow, while the calculated (dependent) port flow cell
is displayed in white.

   For even more flexibility data can be entered into cells defined previously. This capability
facilitates sensitivity analyses.  If the superseded value was yellow (independent), the affected
dependent (white) cells are simply recalculated.  However, things are more complicated when a
                                            44

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                                               User's guide to the plume model interface. "PLUMES"

 white cell is superseded with new information you entered.  In this case the overspecification
 alluded to above will, in general, cause the data set to be inconsistent. In the above example, the
 product of the port flow and the number of ports would no longer equal the total flow. PLUMES
 detects most such inconsistencies1 and goes into a conflict resolution mode in which you select
 (space bar to move to the selected variable, followed by the "D" or delete keys) which variable is
 to be calculated (dependent).

    PLUMES maintains a configuration file called SETUP, an ASCII file that is created if it is
 not present in the current directory.  It is routinely updated and stores information on the last use,
 including the location of the cursor, and the variables on the output table list. PLUMES attempts
 to find and read the file each time it is run.

    Some of the equations used to define dependent cells in the interface have more than one
 solution.  A good example is density as a function of temperature and salinity. It is well  known
 that the greatest density for fresh water at standard temperature and pressure is around 4 C. Thus,
 there is a range of densities smaller than the maximum density in which temperatures both less and
 greater than 4 C are compatible. Whenever this occurs, PLUMES provides for the selection of
 the desired solution from the multiple solutions to the governing equations. The same occurs
 when the dependent variable is the solution to a square root, in which case the proper root, either
 positive or negative, must be selected.

    The interface displays numbers  to 3 or 4 significant digits.  This capability assures that
 information is  not lost due to formatting deficiencies. Numbers that cannot be displayed to the
 proper precision within the allotted space are converted to the "E" format of scientific notation,
 e.g. 1.4xlO"8 is displayed as 1.4E-8.  The  "E" format may also be used to enter data.  The  command may be used to show extra precision.
 COMMANDS

 Conventions

   Control over the interface is exercised through a system of commands which may be issued at
 any time. The commands are listed on a series of menus and can be implemented by bringing
 up a menu or by holding the "control" key and striking an appropriate letter key. The former is
 convenient for remembering the commands while the latter is faster. Thus, the "run rsB program"
 command, which is listed on the Main menu, can be issued at the interface level by simply holding
 down the control key and then pressing the letter B, also denoted by AB. (The case of the letter
 is irrelevant, i.e., AB = Ab.)
  1  Strictly speaking, instances of over-specification are detected only when at least one of the defining variables of the offending
cell is independent.  However, a special command is available for checking the consistency of all variables, irrespective of their
independent/dependent lineage.

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                                             User's guide to the plume model interface. "PLUMES"

  There is only one way to access the Main menu directly, which is not to say the commands,
and that is with the "Fl" key. From the main menu the commands, which include bringing up the
sub-menus, may be issued by hitting the chosen highlighted key, or, using the arrow keys to move
to the chosen command and selecting it with the enter (carriage return) key or the space bar.

  In the catalogue of commands to follow commands will be enclosed by <> brackets, to indicate
they are keystrokes. Thus  or  are  equivalent.  For commands issued
directly from the interface level without going through , sequences are harder to represent,
for example,  does not convey very well the fact that the keys are to be depressed
simultaneously. For such cases the notation AB is more useful and will be used extensively. For
sub-menus, the chosen highlighted letter can be added to the key  sequence.  For example, to use
the  command on the Miscellany menu from  the interface press AY followed
by AH or ; this sequence is summarized as AYH. If a command is issued which is invalid in
context, PLUMES will send a reminder to the dialogue window.  The commands are  case
insensitive.

  In the following listing, the name of the command as it appears on the menus is given, followed
by the interface level keystroke command sequence and a brief description of the command itself.
The Main Menu
   The Main menu (Help, ) is shown in Figure 20.

, AB:
  Instructs  PLUMES   to  run   RSB,   (Roberts,   Snyder,
  Baumgartner, 1989  a,b,c).   Subsequent dialogue  window
  prompts ask you to specify the number of cases to run and the
  destination of the simulations. The console or monitor can be
  specified by typing the word "console" (without the quotes) or
  simply press space bar if the console is the default output
  device. Or type "prn" for printer or any acceptable (i.e. limited
  to the current directory) DOS file name.

, ATJ:
  Run the UM model. Subsequent dialogue window prompts ask
  you to specify the number of cases to run and the destination
  of the  simulations (console, printer, or disk file).   (See
  explanation of the AB command above.)
  +))))) Main menu )))))
    run rsB program
    run Um program
    show Independents
    units Konversion
    List equations
    get Work file
    fill New file
    add to Output
    cell Precision
    shallow/surface Z
    configuRe models  •• *
    movement commands •• *
    miscellanY menu   •• *
Figure 20.  The Main menu.
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                                              User's guide to the plume model interface. "PLUMES"

, AI:
  Typically, PLUMES can use several equations to define dependent cells.  AI examines each of
  these and, in turn, identifies all the potential defining variable sets for the cell in which the
  cursor is located.  The cell's  independent variables are revealed by black hatching of the
  background color of the cells' labels.  AI is useful for establishing which data (cells) will define
  the cell at the cursor for which data may be unavailable. For example, you might only be using
  the  interface to  calculate salinities  and wish to determine the appropriate cells to input.
  (REMINDER:  the variables in  the  defining set can themselves be either independent or
  dependent.)

, AK:
  Allows you to change the input units of a cell to one of the units shown in the dialogue window.
  After the desired unit appears in the dialogue window, you may input the value in its native
  units. Upon leaving the cell  the value is automatically converted to the system units (primarily
  SI, i.e.  kg, m,  sec, C).  Subsequently, the conversions will appear in the dialogue window
  whenever the cursor is moved back into the cell.

, AL:
  Provides a definition of the present cell. An example is given in Figure 19. The header name
  is displayed at the top  of the screen in the cell's interface color. If the file EQNS is in the current
  directory, the set of equations that define the cell, together with variable explanation, is also
  provided.

, AW:
  Used to specify a new working file of records, or cases.  A typeover window is provided for file
  name input. The <• >  key may be used to cycle through existing . VAR filenames in the present
  directory.  The existing active file is stored and  the new file is opened.  The new file name
  replaces the old one at the bottom of the interface after the word "FILE".  If the file does not
  exist it is created and filled  with default data.  The length of the new file is checked to help
  ascertain that the appropriate format exists.

, AN:
  Directs the interface to create a new file of records from the current file of records. You are
  asked for a new file  name  (existing files are rejected).  The  filename extension,  .VAR, is
  recommended (see the  command above).  You must specify which records are
  to be copied to  the new file.  The numbers of the cases must be separated by blanks (spaces, not
  commas) but may be in any order.  Sequential  cases may be specified  by connecting their
  beginning and end members with "..", e.g. the sequence 5  3..7 1 causes the cases 5, 3, 4, 5, 6,
  7, and 1, in that order, to be copied to the new file.  The command is useful for reorganizing your
  case files.
, AO:
  For the UM model AO allows cells to be added to the list of cells that are displayed as output.


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                                             User's guide to the plume model interface. "PLUMES"

  Affected cells are highlighted by a blue rectangle in the first character of the cell label. Certain
  auxilliary variables, like centerline  dilution, may be added or  removed by using the AYS
  command on the Miscellany menu.

, AP:
  Increases the precision to which dependent cell values are expressed. Up to six significant digits
  may be displayed.

, AZ:
  This command allows the analysis of single port plumes into very shallow water.  Usage is
  explained in the unofficial accompanying file called EGSFC.WP.

, ARx:
  Displays the Configuration menu. The "x" indicates another key is to follow.  If AR is pressed
  at the interface level, the Configuration menu will appear after a timed delay if the "x" has not
  followed in  the allotted time.

, AVx:
  Displays the Movement menu. The "x" indicates another key is to follow.  If AV is pressed at
  the interface level, the Movement menu will appear after a timed delay  if the "x" has not
  followed in  the allotted time. Some mnemonics of some of the editorial commands are also
  displayed. Note: the AV prefix is not required.

, AYx:
  Displays the Miscellany menu. The "x" indicates another key is to follow.  If AY is pressed at
  the interface level, the Miscellany menu will appear after  a timed delay  if the "x" has not
  followed in  the allotted time.


  The null command. Returns the interface level. At the interface level it is used to quit.
The Configuration Menu

  The configuration prescribes one of several possible running modes for the interface, UM, and
RSB.  The settings are identified in capital letters and numbers after the word "Configuration".
Defaults are provided if the file SETUP is missing, otherwise they are read in from SETUP. The
menu is shown in Figure 21. Unlike other menus which disappear after a command is selected,
the configuration menu remains on the screen until  is hit, allowing the entire configuration
string to be edited in one pass.  It can be accessed with  followed by , or AR.  Once the
commands are known, it is more convenient to use the command sequences given below.
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                                             User's guide to the plume model interface. "PLUMES"

, ARA:
                                                              Configuration Menu )
                                                              Auto ambient
                                                              Brooks egn input
                                                              Cormixl categories
                                                              Farfield start
                                                              Reversal set
                                                              Show configuration
                                                              bEget configuration '
                                                              
  Possible settings are A (on) and N (off) in the first character of
  the configuration  string, e.g. ATNOO  or NTNOO.  In the
  ambient block starting with the line below the surface ambient
  line, while moving from cell to cell, Auto ambient (on) will fill
  the cell with the value immediately above it if that value is
  independent (yellow). This is a convenient way of filling out
  the ambient block when many of the values are similar.  The
  provided values can be edited.  The default is A (on).
                                                          Figure 21. The Configuration
, ARB:                                 menu
  Possible settings of T  or R are identified  by the  second
  character in the configuration string at the bottom of the
  interface level. The R setting (reset), e.g. NRCOO, indicates that PLUMES will prompt you to
  approve or change the inputs (wastefield width and origin distance). This allows the farfield
  model to be run independently of the initial dilution models. The default T setting (transmitted)
  establishes the initial dilution model results as farfield model inputs.

, ARC:
  Possible settings of C or N are identified by the third character in the configuration string at the
  bottom of the interface level. The C setting, e.g. NTCOO, indicates that PLUMES will attempt
  to define CORMIX1 flow class corresponding to the input conditions. Recommendations for
  model usage  are also  presented.  The default N setting,  e.g.  NTNOO,  specifies  that no
  classification is attempted.

, ARF:
  Possible settings of M, O, or P are identified by the fourth character in the configuration string.
  When using UM, the settings determine at which point the farfield dispersion model is initiated.
  When the command is issued the prompt shown in Figure 22 appears in the  dialogue window.
  Using the M, or Max-rise option, e.g. ATNMO, the initial dilution phase is terminated when the
  plume reaches maximum rise (or the surface), after which the farfield model is initiated.  The
  default value is O (Overlap), e.g.  ATNOO, which specifies the farfield model begins when the
  plume element can no longer be consistently defined due to geometric constraints (Frick,
  Baumgartner, and Fox, 1994).  This condition, sufficiently pronounced, is associated with
  upstream anvil formation (Frick  et al.,  1990).  The P (Pause criterion) option, e.g. ATNPO,
  initiates the farfield model when the condition in the pause cell, set by the AYS command, is met.
   Start far-field at Max-rise, Overlap, or Pause criterion?
Figure 22.  Farfield configuration options.
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                                              User's guide to the plume model interface. "PLUMES"

, ARR:

  Plumes rising in stratified receiving waters frequently trap at an intermediate level, a level of
  zero net buoyancy.  Generally, plumes will traverse,  or overshoot, this level  and  perform
  wavelike motion because they still  have vertical  momentum.  Thus, above and below the
  trapping level the buoyancy will switch from positive to negative or vice versa.  This reversal
  in buoyancy will ultimately slow the vertical motion to a standstill before reversing again.  Each
  reversal point is a crest or trough of the wave.

  The  setting specifies how many extrema are to be modeled before the farfield
  model takes control. The farfield setting must be M or  P. If the number of reversals (the last
  character in the configuration string) is set to zero,  e.g. AONOO, PLUMES will determine the
  number of reversals to be one, 1, for buoyant plumes and two, 2, for negatively buoyant plumes.
  The reason  for this option is that normally rising plumes usually entrain much more vigorously
  between discharge and maximum rise than they do in the farfield, thus the initial dilution region
  is confined to the region  between  discharge and  the first reversal (i.e. maximum  rise).
  Negatively  buoyant discharges are frequently discharged upwards and pass through maximum
  rise before  their turbulence is dissipated, hence it is  appropriate to continue relatively active
  entrainment through the subsequent sinking region.  In any case, by specifying a nonzero integer
  between 1 and 9, the user can specify the number of oscillations which will be modeled. The
  0 value is generally recommended but may be altered for the rare instances that a different
  choice would be more  conservative or for  special purposes.


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                                             User's guide to the plume model interface. "PLUMES"

  The null command. Returns the interface level.
The Movement Commands Menu

   The Movement Commands menu is shown in Figure 24.
It can be accessed with  followed by AV or .  Once
the commands are known, it is more convenient to use the
commands given below.  Note that even though they appear
on a submenu, to use the movement commands from the
interface level it is NOT necessary to first use the AV key.

  The movement keys given on the Movement Commands
menu  are  augmented  by  other  editing  commands
described in  the next  section:  Other  Useful Editing
Commands.  They are basic and useful and should be
learned thoroughly.
                                                            ) Movement commands ))
                                                            A cell left
                                                            S char left
                                                            D char right
                                                            F cell right  :
                                                            E cell up
                                                            X cell down
                                                            go to next Case
                                                            Jump cell blocks
                                                            P  (return last cell)  :
                                                            
                                                             del left
                                                            At del word right
                                                            Aql sorry key
                                                             (more: see manual)
                                                       Figure 24. The Movement menu.
, AA:
  In the title cell, AA moves the cursor to the beginning of any
  word in which the cursor is located.  If the cursor is at the
  beginning of the string, it moves the cursor to the [tot flow] cell.

  In the other cells, AA moves the cursor to the beginning  of the number in a cell, or, to the
  previous cell if the cursor is already at the beginning.

, AS, or < • •>:
  Moves the cursor one character to the left of its present position. If it is already at the beginning
  of the number or string, it moves the cursor to the previous cell.

, AD, or < • •>:
  Moves the cursor one character to the right of its present position. If the cursor is at the end of
  the number or string, it moves the cursor to the next cell.

, AF:
  In the title cell,  AF moves the cursor to the end of any word in which the cursor is located. At
  the end of the title cell it moves the cursor to the [tot flow] cell. In all  other cells, AF moves the
  cursor to the right side of the value in cell or to the next cell if the cursor is already on the right
  side.

   works normally in the title cell but moves the cursor to the next cell in the rest
  of the interface.

, AE, or < • •>:
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                                             User's guide to the plume model interface. "PLUMES"

  Moves the cursor up one cell in the interface. If the cursor is in the uppermost row of cells, the
  cursor is moved to one line below the deepest defined line in the ambient block or to the bottom
  of the column of cells.

, AX, or < • •>:
  Moves the cursor down one cell. If the cursor is in the row of cells in the ambient block one
  below the lowest defined depth, or is at the bottom of a column of cells, the cursor is moved to
  the top of the column of cells. Affected by the  command.

, AC:
  Directs PLUMES  to go to  another case specified  in response  to a typeover prompt in the
  dialogue window. The next case is always offered as a default and can be accepted with  or .  Otherwise, the default may  be  overridden by typing any other number
  followed by  or .

  If the specified case number is one greater than the number of cases that currently  exist in the
  file of cases, a new case, is appended and filled with the same information contained in the case
  from which the AC command is issued. Any number less than one or greater than the number
  of cases plus one is ignored.

  See the  and  commands below.

, AJ:
  Moves the cursor into the next colored block of the interface.  AJ is a fast way to move about in
  the interface and the only way to move the cursor into the [title] cell.

, AVP: This command is useful after a variable is selected for deletion in the conflict resolution mode. When a deletion is made the cursor normally returns to the cell in which the cursor was located after the value that caused the conflict was entered. The AVP command returns the cursor to the cell which was deleted. Also works after the AJ, AE, and AX commands. NOTE: Due to the presence of the AP (cell precision) command on the main menu, this command can only be accessed by using the AV prefix. The null command. Returns the interface level. Mnemonics: The Movement commands menu lists a few editing commands which also may be issued at the interface level. These are described in the next section. 52


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                                             User's guide to the plume model interface. "PLUMES"

Other Useful Editing Commands

    The following commands perform useful editing functions in the interface.  Many of the
commands are similar to those in the WordStar (trademark) word processing program and in the
Borland Pascal editor. Some common WordPerfect (trademark) commands are also used.

, or :
  Moves the cursor to the next cell, except in the title cell, where it works normally.

, or AH:
  Erases the character or digit to the left of the cursor.

, or AG:
  Erases the character or digit under the cursor.


  Directs PLUMES to go to the highest numbered case in the case file.


  Directs PLUMES to go to Case 1. To create new cases using an intermediate case as a template,
  use the AC command.

:
  Directs PLUMES to go to the previous case of the case file.  When used in Case 1, the highest
  numbered case is brought into the interface.

:
  Directs PLUMES to go to the next case of the case file. When it is the last case in the case file,
  a beep is issued to alert you to the fact that a new case will be created if the command is issued
  again. This is a fast way for browsing the case data file and for creating new cases using the last
  case as a template.

AT1.
  Erases the rest of the word or number to the right of the cursor.

AQD:
  Moves the cursor to the right of the last character or digit in the cell.

AQY:
  Erases everything in the cell to the right of the cursor, all of it.

AQL:
  "Sorry-I-changed-it-command". Restores the original value of a cell providing the cursor has
  not left the cell.  Exceptions to this rule make it necessary to retype data.
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                                             User's guide to the plume model interface. "PLUMES"
  May be used in many situations to dump whatever is on the screen to an ASCII file called
  DUMP ALL. Subsequent uses of the command will cause the DUMP ALL file to be appended
  so that occasional examination or deletion of the file may be appropriate.  Intended for
  debugging and documentation purposes.
The Miscellany Menu

   The Miscellany Menu (AY) is shown in Figure 25.

, AYF:
  If variables in an ambient column are all the same, it is
  often useful to fill only the surface cell for that column and
  use the  to skip over successive cells in that
  column. After all the depths are entered (i.e. all the [depth]
  cells  are filled with the appropriate depths), move to the
  surface cell in the empty column  and issue the  AYF
  command. All the remaining cells in that column down to
  the deepest depth will be filled with the same value.

  The  command on the Configuration menu
  is useful for achieving these results on a continuous basis.
   +)) Miscellany menu ))),
   * ambient column Fill  *
   * Interpolate amb cell *
   * Copy ambient line    *
   * Delete ambient line  *
   * Beget new cases      *
   * cHeck consistency    *
   * Notes                *
   * clear Output cells   *
   * Purge cases          *
   * construct Udf file   *
   * pauSe cell           *
   * cormiX category      *
   * Zap most variables   *
   *                 *
Figure  25
menu.
The  Miscellany
Interpolate amb cell>, AYI:
  This command is used to place depth interpolated ambient values into intermediate empty cells
  in a given column in the ambient block. For example, similar to the AYF command, you could
  specify a surface current of 0.10 m/sec and a bottom current of 0.20 m/sec. Then, from the cell
  below the empty cell containing 0.20, issue the AYI command. The  empty intermediate cells
  will be filled with depth interpolated values.

, AYD:
  Used to delete the line in which the cursor is located from the ambient block.

, AYC:
  Used to insert a copy of the line in the ambient block in which the cursor is located, i.e., between
  it and the next line in the ambient block.

, AYB:
  Used to copy the cell in which the cursor is located to the same cell  in a specified number of
  subsequent cases.  The number of cases involved is specified in a dialogue window which is
  provided.
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                                             User's guide to the plume model interface. "PLUMES"

, AYH:
  Instructs PLUMES to evaluate all possible solutions for the cell from the set of equations which
  may be displayed with the AL command. The results are compared and any difference greater
  than a tenth of one percent is reported in the dialogue line. Not all differences reported are cause
  for concern.  In particular, very small values, which are for all practical purposes identical to
  zero, can occasionally differ by more than the criterion. Also, if the defining equation has more
  than one solution, as for example is the case when the horizontal velocity [hor vel] is computed
  from the total velocity [total vel] and the vertical velocity [ver vel], the signs of the reported
  values may differ.  Nevertheless,  any reported differences should be contemplated.  See the
  Notes command below.

, AYN:
  Reports the previous messages, up to 20, that have displayed in the dialogue window,

, AYO:
  Just as cells may be added to the list of variables to be printed or displayed by UM at run time,
  cells already on the list may be cleared using AYO.  The dialogue window gives a choice for
  clearing all cells from the table or for returning to the default list of variables.  After the
  command is used the AO command may be used to establish a different list.

, AYP:
  All cases after the one shown on the interface may be deleted from the case file.  The command
  is especially useful when terminal cases have been added to the file inadvertently by the use of
  the < Page Up > command.
, AYU:
  Used to translate the cases specified in the dialogue window from and into the UDF format used
  in the 1985 plume models (Muellenhoff et al., 1985).  See Appendix 5 for UDF. IN file format.
  This makes PLUMES operationally compatible with the earlier models. The intent is to support
  the 1985 model sand users who may not have adopted the resident models. The interpreted cases
  are read from or are appended to an ASCII file called UDF. IN. When reading the UDF. IN file
  the Append option may be used to transmit some variables found in the interface but not in the
  UDF. IN file, for example, the farfield increment cell.  In other words, the present case may be
  used as a template for variables not included in the UDF. IN file.
, AYS:
  Used to edit and set up the pause cell located near the lower right hand corner of the interface.
  After typing AYS the dialogue line shown in Figure 26 is displayed. The cell is the only way to
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                                              User's guide to the plume model interface. "PLUMES"
    Back,  Inequalities, Output, Variables(space),  or ,
 Figure 26.  The pause cell dialogue window.


  access selected model variables not present on the interface  screen, viz. average dilution,
  centerline concentration, time, density difference, and horizontal distance.  The program
  control function of the pause cell works in conjunction with the  command on
  the Configuration menu.  (Other cells that can be controlled, via conditions given below, include
  [port dep], [plume dia], [effl sal], [effl temp], [horiz vel], [vertl vel], and [p amb den].) The
  capital letters in the window are highlighted; their functions are:

   or :
   Moves backwards through the list of model variables, including those listed above.
   or :
   Selects the possible inequality conditions or criteria.  The idea is to set up conditions under
   which UM will be forced to output data or terminate before initiations of the farfield algorithm.
   For example, if the pause cell is the horizontal distance (travelled) [hor dis] cell, with  a
   numeric value of 10 m, the inequality >=, and the Farfield start character in the Configuration
   string is set to "P" for Pause criterion, then UM will output a dilution immediately after 10m
   is reached and initiate the farfield algorithm. If the Configuration string is not set to the Pause
   criterion, then UM will simply output a value at that point and terminate. This is a convenient
   way to establish output at desired points (like the mixing zone boundary) or criteria. The
   inequalities include >=, <=, =.
   or :
   Adds the variable to the output table (compare the AO command).
   or  or :
   Moves forward through the list of variables.
  
   The null  command. Returns the interface level.

, AYX:
  Used to determine the CORMIX1 flow classification for the current values in the interface. The
  command is equivalent to setting the CORMIX program configuration to C for a single instance
  (see the ARC command.) Also see Appendix 4.

, AYZ:
  Used to  clear most of the variables on the interface screen. The cells not affected include the
  aspiration  coefficient, the print frequency, the decay constant,  and the  farfield diffusion
  coefficient.


  The null command. Returns the interface level.
                                          56

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                     A TUTORIAL OF THE INTERFACE


EXAMPLE: PROPOSED SAND ISLAND WWTP EXPANSION

Introduction

   This example is a step-by-step development, or tutorial, of the kind of problems encountered
in applying 301(h) regulations. It is designed to make you familiar with the use of PLUMES and
to give you a feel for its capabilities and limitations.  Several figures are given along the way to
allow you to compare your progress with a prepared example. These figures do not adequately
convey what is a full color display on the computer monitor. Consequently, the tutorial is most
effective if it is used as a guide while filling out the PLUMES interface input form.

   The Sand Island example is intended to be realistic, not only as being representative of the
problems encountered in practice but in terms of how analyses are not unique.  In other words
there is not a single right way, instead, an analysis is likely to be an evolutionary process.  An
examination of work and simulations already completed are likely to identify other factors  that
need to be considered. Thus, part of planning the analysis is to carefully examine modeling results
already in hand to guide further changes which, fortunately, with PLUMES, are easily made. But,
the greater flexibility available in PLUMES also requires vigilance on the part of the user because
it is easy to overlook cells that, no longer standing out because they are filled, need however to
be changed.

  It is assumed that the installation procedures described briefly at the beginning of the previous
chapter have been completed.

  The problem described here is  based on a proposal by the Sand Island Waste Water Treatment
Plant (WWTP) of the City and County of Honolulu, Hawaii which seeks to increase its permitted
wet-weather flow capacity from  102 to 130 MGD.  An increase in the  design capacity of 202
MOD is also under consideration.

   What will be the effects of the proposed actions on initial and farfield dilution? How are
bacterial, turbidity, and other contaminant levels likely to change? Is the new discharge likely to
meet water quality standards under the proposed operating changes? How do new techniques
compare to earlier analytical procedures? These are some of the questions addressed.

  The problem involves a diffuser with 285 ports located on both sides of the diffuser.  Over time,
the landward ports have become  clogged with sand so that the discussion changes between  285
and 142 ports, 24 foot spacing and 12 foot spacing, which is confusing.  This poses the question:
"How do you compare  the performance of the diffuser, now clogged, with the  previously
unclogged diffuser?"  Ultimate answers are not provided and this analysis is incomplete.  In fact,
THIS EXAMPLE CONTAINS DELIBERATE MISTAKES
                                         57

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                                                                   A tutorial of the interface
Analysis

   The problem can be broken down into five different parts:

(1) Collect pertinent information.
(2) Input information into the PLUMES interface.
(3) Run the PLUMES initial dilution and farfield plume models.
(4) Analyze the model results and make adjustments, if necessary.
(5) Use the results in the decision making process.


STEP 1: Collect Pertinent Information

  One way to get a feel for the information needed is to run PLUMES and work an example. The
first time you do so you may be dismayed by the number of cells displayed by the interface. It
may seem imposing at first but only some of the variables, which you may choose, need to be
defined -  the interface automatically calculates the rest, as soon as sufficient data is provided.
You are free to pass over cells for which you have no data, filling those for which data is available.
The AL, or , command can help define the needed input.

   When you create subsequent cases, the data contained in an existing case may be used as a
template for the new case by using the AC command to simply move from the case to be copied
to the new case to be appended (which will have a number one greater than the number of cases).
Minor changes may then be made very quickly to only the affected variables.


STEP 2: Input the Sand Island Information

   It is assumed the necessary data needed for Sand Island have been  acquired; the appropriate
references are given.  Begin by entering the main menu using  and set up a file for the
example by pressing , the  command, or, better, press AW without first
pressing .   The dialogue  window changes to request the work filename.  Type in
 (which does not exist yet) followed by  or  .  Notice that the
default filename can be overwritten without first deleting it. The .VAR filename extension is
recommended because the  command may be used to scan existing .VAR files in
the current directory by simply using the <• > key.

   It is worth noting that the default name given in the dialogue box can be edited. For example,
pressing < • •>, or some other editing key like AQD (move to the last character), before you type
an ordinary character, will move the cursor into the field of the cell where it may be edited by
adding or deleting characters.
   When you are done the monitor will look somewhat like Figure 27, without the 4.469 values
or title.  The other values are default values which may be accepted or rejected as appropriate.


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                                                                      A tutorial of the interface

  To start, give this case, identified as Case 1 in the upper right hand corner, a descriptive title,
e.g. "Sand Island validation". First, of course, you must move into the title cell. You could go
to the Movement menu using the  key but it is faster to use the "jump" command, AJ,
several times until the cursor moves into the title cell.  Go ahead and type in the title.  Type
 (or <• >, <• >, AJ, or AX) when you are finished, in all cases the cursor moves to the [tot
flow] cell which is a good place to start filling out the rest of the interface.

  Mar 15, 1994,   14:32:37  ERL-N PROGRAM PLUMES, Ed 3,  3/11/94  Case:   1  of   1
  Title   Sand Island validation                                     linear
   tot flow   #  ports port flow  spacing  effl sal effl  temp   far inc    far dis
      4.469         1     4.469     1000      0.0
   port dep  port dia plume dia total vel horiz vel vertl vel  asp coeff print frq
                                                              0.10       500
  port elev ver  angle cont coef  effl den poll cone     decay  Froude  # Roberts F
                 0.0       1.0               100
  hor angle red  space p amb den p current   far dif   far vel  K:vel/cur Stratif #
         90    1000.0                     0.000453
      depth   current   density  salinity     temp  amb  cone  N (freg) red grav.
       0 . 0
                                                          buoy flux puff-ther
 CORMIX1 flow category algorithm is turned off.
  4.469 m3/s, 102.0 MOD, 157.8 cfs.                      >0.0 to 100 m3/s range
 Help: Fl.  Quit:  .  Configuration:NTNOO.   FILE: sandis.var;
Figure 27  The PLUMES interface with the dialogue line showing units conversions of the total
flow cell.

   The total flow corresponding to the current permit is 102 MGD. It is the appropriate value
for the [tot flow] cell in which the cursor should now be located.  However, the dialogue line
informs you that the primary units in this  cell are m3/s, or cubic meters per second, so a
conversion  is required.   On the  main menu  we note there is  a command called .  By toggling it (pressing AK) we can change the input units to any that are shown
on the dialogue line. Do so, then, when the dialogue line shows "MGD", enter 102 in the cell.
Press the space bar to enter the value (in the process, moving the cursor to the next cell).  Notice
that, if you move the cursor back to the [tot flow]  cell using AA or <• >, the dialogue line will
appear as shown at  the bottom of Figure 27.  In addition to showing the total flow in nrVsec,
MGD (million gallons per day), and cfs (cubic feet per second), the dialogue line also gives the
recommended range of values for the cell, which, incidentally, is not enforced.

   The cursor should now be in the [# ports] cell and the value shown in the [tot flow] cell
should be 4.469. When the cursor was moved to the number of ports [# ports] cell, the third cell,
labeled [port flow],  acquired a white value equal to 4.469, even though we did not input a value
                                          59

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                                                                    A tutorial of the interface

in this cell. This is an example of how the interface is event driven, i.e. an event, your pressing
the space bar, automatically initiated an action.  We will have more to say about this shortly.

  The number of ports is 285, but they are not uniform and the diffuser has sections of different
diameters.  Strictly  speaking, a hydraulic model is needed to properly  analyze the effluent
velocities  from the ports, but we will  assume that the flow is uniformly distributed.  If the
diffuser is well designed, the deviations from this assumption will not be too great. If there is
doubt a program such as PLUMEHYD.EXE (Appendix 2) may be run to give better estimates
of the port flow distribution. In that case the total flow may not be consistent with the port flow
and we may need to do a piecewise analysis of the diffuser.  Alternatively, some other more
conservative assumptions could be made. To simplify the analysis we will assume uniformity.

   Do  not worry about what to do about the " 1" that is already in the cell, just type 285. As
explained previously, the " 1" disappears when you begin to type. Again, there are a number of
editing commands explained in the previous chapter which allow you to modify the information
that is previously contained in the cell.

   After typing in 285 use the space bar to move the cursor to the  [port flow] cell: it has now
changed from 4.469 to 0.01568.  The new value in m3/sec is consistent with the flow from 285
equal ports producing a total flow of 102 MOD (4.469 m3/sec). The [port flow] cell value is
white (when the  cursor is not in the cell)  instead of yellow to  remind you that this is a
dependent variable which you did not input but was calculated by PLUMES from information
you did input.  Which cells are independent and which cells are dependent depends entirely on
how you fill in the interface, i.e. whichever  variables are most compatible with the available
information. This gives you flexibility to use the data you have, not data you wish you had.

   Before going on, note also that the new value is expressed as 0.01568 and not 0.016  (three
decimal places to the right of the period) as might have been expected based on the formatting
pattern established in the total flow [tot flow] cell.  PLUMES reports data to three or four
significant digits and up to six are accessible with the  command.

   The spacing is 7.315  m (24 ft). It is also noted that the ports are opposed so that there are
really two ports per 24 ft section. This presents an interesting problem because, if the plumes
from both sides merge, as they would in a crosscurrent or as they might even in the absence of
current because they tend to attract each other by mutual suction, then this spacing is too large
because this kind of merging is not modeled  in the UM program, only side by side merging is.
Thus, there is an intuitively appealing suggestion that we should use spacing of 12 instead of 24
feet. But for the moment we will ignore this  complication.  It will be easy to estimate its effect
later when we develop additional cases. Input 7.315 or use the AK command to input in feet.

  In the case of Sand Island, we encounter another complication. Because the diffuser parallels
the isobaths it acts as a barrier to sand moving seaward. This has apparently clogged the ports
on one side and causes the port flow to double in the remaining ports. But, for now leave the
spacing at 7.315.

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                                                                    A tutorial of the interface
  It is important to note that with the spacing described in this way the farfield predictions will
not be correct unless the Configuration menu is used to enable you to input the correct length
of the wastefield and the end of initial dilution. The reason is that, by ignoring cross diffuser
merging, we have described the diffuser as if  all ports are on one side of the diffuser.
Consequently, the initial wastefield width needed for the farfield algorithm will be overestimated
by approximately a factor of two. More will be said about this subsequently.

  It may seem that we are following a rather cavalier path in defining the problem. However,
in practice, it is common to first estimate parameters and play around.  In effect, this represents
a screening analysis.  If it  is found that the initial dilution  is close to being inadequate for
meeting water quality standards, then the analysis can be refined.  In fact, as will be seen, the
interface is ideally  suited for this purpose because it is easy to change values anywhere in the
interface without starting over. Thus, there is no disadvantage to first scoping out the problem
and becoming aware of some of the potential pitfalls in the analysis beforehand.

  When you are finished with the [spacing] cell you could move to the salinity cell. But wait
a minute, we have just made an important observation about spacing so let's jump (repeated AJ's)
back to the title and reflect this fact there. This will give you a chance to practice your editing.
In the title cell you could use the arrow keys to move to the end of the string, but, for touch
typists, it is easier  to use the control  key movement cluster. A few AFs get you to the right
place. If there are several words to jump over, the AQD command does the move in one step.
Type  in ": no blockage" or something like that.   Then return to where you were using the
movement commands.

    The header of the next cell shows "effl sal" and, because the  cursor is now in the  brown
block, you may infer, correctly, that this refers to effluent salinity.  If you are unsure about the
content of any cell however, the AL command ( on the main menu) may be used
to define the cell, as shown  in Figure 28.
Figure 28. A  screen for the effluent salinity cell.

   The information given, that s = sigmasal(t,den), is somewhat more cryptic than most cells.


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It is an abbreviated way of showing that salinity is derived from a complicated function, in this
case involving the Newton-Raphson method because the function cannot be solved analytically
for salinity.  Also, most cells have more than just one defining equation.

  Information on the salinity of municipal effluent is not always available. We suspect that the
effluent is largely fresh water and guess that it is  close to 0.0.  (If possible, this should be
checked later.) The default is accepted by passing over the cell using the space bar and going
to the effluent temperature cell [effl temp]. Being in Hawaii, the temperature is estimated to be
about 25 C.  As soon as both the salinity and temperature are specified, PLUMES calculates a
value of-2.893 for plume density ([effl den] cell).  This density  is given in sigma-t units and
translates to kg/m3 when 1000 is added. Thus, the approximated  density of the effluent is
997.107 kg/m3. The conversion can be verified directly by taking an  excursion to the [effl den]
cell and consulting the dialogue  line which gives the value in additional units.  (Try  the AP
command).

   We can approximate for now the effluent salinity and temperature because the effluent is
discharged to sea water with a much higher salinity.  Thus, the greater part of the density
difference, i.e. buoyancy, is due to salinity differences, and the temperature approximations are
unlikely to affect the outcome by more than a few percent. However,  in regulatory work you
would try to define these variables more accurately.  (See  also the discussion in the Freshwater
Discharges of Buoyant Plumes section of Chapter 1.)

   The cursor should now be in the upper right corner of the interface  in the Miscellaneous
(gray) block of cells.  Again using the  command, it is determined that the
farfield increment cell [far inc] is the distance between  points at which the farfield dilution
estimates are reported during the simulation.  Notice also that the  header typeface  is black,
which means that cell input is not necessary to determine the initial  dilution, (i.e. neither UM
nor RSB require it for input).  However, as we are interested in farfield bacterial concentration
predictions, values for these should be established.

   It is known that a surfing area is located within  approximately 2000 m of the outfall and,
therefore, this is considered to be an appropriate value to put in the farfield distance [far dis] cell.
Since only the bacterial levels at this distance are of interest, the farfield increment, the [far inc]
cell in which the cursor is presently  located,  can be  rather large,  500  m will do.  (An
unnecessarily small value may give more output than you want causing previous information to
scroll off the screen when RSB or UM are run, necessitating a dump to a disk file.) Enter this
value and follow this by putting the value 2000 m in the [far dis] cell.

   Now enter the plume depth measured from a standard datum such as mean lower low water
(MLLW).  (This is an UM program variable which, like a few others, is initialized  by  the
interface.)  In this case we  know the depth to the center of the ports from which  the plumes
emanate to be 70.1 m. All ports are at essentially the same depth. The blue background before
the first letter in [port dep]  indicates the variable, (centerline) plume depth, will be an output
variable when running UM.  It can be turned on and off with the  AO  command.
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    The next cell, [port dia], is the actual physical diameter of the port (as opposed to the vena
 contracta plume diameter, the minimum diameter of the plume, in the following [plume dia]
 cell). The Sand Island diffuser has five different diameters to choose from, so which one should
 be used? Technically, a diffuser hydraulics model  (Appendix 2) could be used to provide
 estimates for port flow from each port. Experience shows, however, that varying port flow over
 a limited range does not  affect initial  dilution radically. Nevertheless, it would be wise,
 especially for beginners, to do a sensitivity analysis by changing some of the values somewhat.
 The interface is ideal for this kind of exploration.  A conservative value is always appropriate
 if the  screening test is ultimately passed.  (See  Chapter 1: Effect of Wastewater Flow on
 Dilution.)

   For now, enter 8.5 cm. Notice that the possible input units are in meters, feet, and inches, not
 centimeters. This time the proper conversion is not available through the AK command. It is
 assumed that you are familiar with the fact that 8.5 cm is equal to 0.085 m. Notice that the
 leading 0 does not have to be entered. Notice also that after inputting the diameter many cells
 are starting to fill up with white values2.

    Now keep moving the cursor until the cursor is on the [print frq] cell.  The print frequency
 cell  [print frq] simply determines how many model steps there are between outputs. Except
 when the time step becomes too large, UM is designed to double dilution every  100 program
 steps.  Thus a [print frq] cell value of 100 will cause UM to output dilutions of 1, 2, 4, 8...,
 approximately. This can be adjusted to taste, we will accept the default value for the time being.
 It is not critical in any case because the model outputs  at important milestones, e.g. the trapping
 level.  The performance  of RSB is not affected by this cell.
  2 The basic idea behind filling empty cells in the interface is this: PLUMES can calculate cell values from input you
provide because it is event driven and because it normally has many ways to calculate each cell. To give an example,
move the cursor to the [total vel] cell. You may have wondered why some cell labels are displayed against a checkered
background which changes as you move from cell to cell. These checkered labels tell you which other variables (cells)
serve as independent variables for the cell in which the cursor is located. For example, right now the [port flow] and
[plume dia] labels should be on a checkered background. That means that if [port flow] and [plume dia] are defined
(either white or yellow), [total vel] will be calculated by PLUMES,  as it apparently has been.  This is a basic
characteristic of the PLUMES interface that makes it act like a specialized spreadsheet.  Essentially, most cells have one
or several equations associated with it (cf. Figure 19), just like spreadsheets, that allows unknown cells to be defined,
providing the appropriate information is available.
  But PLUMES provides more than the standard spreadsheet in this respect. If you will now push  followed by
 (or simply AI at the interface level) for the  command, you will see that other labels are now
checkered: first [horiz vel] and [vertl vel], then [plume dia], [p amb den], [effl den], and [Froude #], etc.. Many cells
have a multitude of ways of being calculated by PLUMES. The AL command will reveal just how many there are and
define them if the file EQNS resides in the current directory where it can be accessed by PLUMES. It is this ability of
PLUMES to calculate variables in many different ways that helps assure that you will have to input only a minimum
of information and that you do not have to be an expert and know how to provide specialized information. Your job
is to keep finding cells that you know something about and fill them until the interface  is completely defined. You can
do this by moving directly to the cells you know, passing over the others. If at the end some cells remain unfilled, you
will need to continue the process. Remember, cells with black lettering in their labels are not needed for initial dilution
calculations, only forfarfield estimates.

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   The port elevation cell [port elev] is used in calculating the CORMIX flow categories, and
it also affects UM's prediction of when the plume hits bottom. Here we use the radius of the
diffuser pipe, in this case enter 0.84 m.

   Accept the default value in the vertical angle cell [ver angle] by skipping over it.  A value of
0.0 indicates that the effluent is being discharged horizontally, which is the case with Sand
Island and many modern diffusers. It should be becoming apparent that filling out the interface
is not such a difficult task after all.

    The contraction coefficient cell [cont coef] is normally used to compute the actual initial
plume diameter by adjusting [port dia] on the basis of the differentiation between bell shaped
ports, which have a coefficient approximately equal to 1.0, and sharp-edged ports, which have
a value near 0.61.  Sometimes this information is not provided in which case the value that yields
the more conservative dilution could be used. Its value tends not to affect dilution very much.

  If salinity and temperature are specified, as they are here, the [effl den] (effluent density) cell
is calculated using the nonlinear equation of state found in Teeter and Baumgartner (1979).
Computed values vary slightly from published values (see Table III in the next chapter).  The
equation of state used at run time in UM is indicated in the linear/nonlinear window below
the case counter.  In running UM, if suspended or dissolved substances factor prominently into
determining density it may be better to use a  linear equation of state, invoked by defining the
density cells while leaving the temperature and salinity cells empty.  Any  such empty cells
(providing, in the ambient block, the layer is defined) will cause the linear mode of UM to run.

    Now move the cursor to the pollutant concentration [poll cone] cell.  This cell is used to
specify the concentration of a specific pollutant in the effluent  and, in combination with the
ambient concentration cell [amb cone], to help determine the effective dilution achieved by the
diffuser (see Chapter 1: Dilution Factor, Effective Dilution Factor, and Relationship of Ambient
Dilution  Water to Plume  Concentrations).  For example, if the ambient concentration is
everywhere zero then the  effective dilution  is identical to the effluent dilution.  However,
suppose we accept the default value of 100 (i.e. thinking in terms of percentage) given in the
[poll cone] cell and all the ambient concentration cells have a concentration of 1.0. Then, no
matter how great the volume dilution is, the effective dilution can never exceed 100.

    Any  consistent units of concentration may be used, which  means that the units in the
pollutant and  ambient concentration cells must match.   We  will use  a value  of 6.1xl08
(colonies)/!00ml for the bacterial concentration.  In PLUMES format, scientific notation is
input in "e" format, for example as 6.1e8.  Note again, that to replace the default value we
simply start typing in the value of 6. Ie8 and  when done.

    The cursor should now be on the decay cell [decay].  This is the simple first order decay
constant, &, used in the equation

 c--coe'kt                                                                    (18)
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where c is the concentration time t after a concentration of c0 is measured. For convenience, the

primary unit is inverse days.  Often, however, decay is expressed in terms of T90 values, which

specifies how much time is required for 90 percent of the pollutant to decay, or how much time

is required for 90 % of the bacteria to die.  The T90 time must be input in hours; for Sand Island

we use 1 hr.  Thus, after one hour of exposure to daylight in surface waters, 90 % of the bacteria

have died. This unit is available by using the  command; when t90hr is

indicated in the dialogue window enter the value 1.


  As you move to the next cell you will notice that the space bar movement command bypasses

the densimetric Froude number [Froude #] and Roberts Froude number [Roberts F] cells; the red

block parameters are normally  of interest only to researchers and designers.  (When it is

convenient to use them the AJ command may be used to get into this block.) These numbers will

be calculated by the interface when all necessary input is entered.


   The cursor should be in the horizontal diffuser angle cell [hor angle]. The outfall structure

variables, effluent characteristics, and miscellaneous blocks are complete.  The interface screen

should now look like Figure 29.


  Mar 15,  1994,   14:36:40  ERL-N  PROGRAM PLUMES, Ed 3, 3/11/94  Case:   1  of   1
  Title    Sand Island validation:  no blockage                          linear
   tot  flow   #  ports port flow   spacing  effl  sal effl temp   far inc   far dis
      4.469       285  0.01568    7.315       0.0       25       500     2000
   port  dep  port dia plume dia total vel horiz  vel vertl vel asp coeff print  frq
       70.1     0.085  0.08500    2.763     2.763     0.000      0.10       500
  port  elev ver  angle cont coef  effl den poll  cone     decay   Froude # Roberts F
       0.84       0.0      1.0   -2.893     6.1e8     55.26
  hor angle red  space p amb den p current   far  dif   far vel K:vel/cur Stratif #
         90     7.315                      0.000453
      depth   current  density  salinity      temp  amb cone   N (freg) red grav.
        0. 0
                                                         buoy flux puff-ther

                                                         jet-plume jet-cross

                                                         plu-cross jet-strat

                                                         plu-strat

                                                           hor dis>=
Figure 29  A partially completed interface.


   The cursor is now in the green ambient block, specifically, in the horizontal diffuser angle
cell. An angle of 90 degrees (the default value) indicates that the current is perpendicular to the
axis of the diffuser, i.e. it is flowing across the pipe and parallel (co-flowing) to the effluent
plume. Notice that if 45 degrees were entered the value in the following reduced spacing cell
[red space] would change from 7.315m (the physical port spacing) to 5.172 m, the geometrically


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 projected spacing In UM, the effect of changing the direction of the current simply changes
 the reduced spacing. The justification for this procedure is derived from Roberts (1977) and
 is valid over angles ranging from 45 to 135 degrees. While 90 degrees is the desired angle for
 now you may change it temporarily to see how it works. Values of 0 to 44 and 36 to 180
 degrees, which are outside the range shown in the dialogue window,  would produce reduced
 spacings of 0 to 5.1 m and should not be used for UM (but are appropriate for RSB). Similarly,
 values of 181 to  360 produce negative reduced spacings and should not be used.

    Now skip the reduced spacing cell [red space] and move to the port ambient density [p amb
 den] cell. Notice that it is not one of the cells preferred for input (it has a white header) and we
 will not enter a value into this cell, even though we could, or into  the following port ambient
 current [p current] cell. Both cells will be calculated by the interface when the ambient depth,
 density (or temperature and salinity), and current are completed3.

    Now move to the farfield diffusion coefficient cell  [far dif] and  use the AL command to get
 an explanation of this parameter. While the value of the coefficient is not known accurately, it
 is considered to have the properties of a universal constant. The value, 0.000453, used in this
 chapter corresponds closely to the 0.01 cm2/3/sec found in Fischer et al. (1979), however, a more
 conservative one, 0.0003, has been adopted as a default value in PLUMES.

     The next cell is the farfield velocity [far vel].  The cell label is black, to indicate it is  not
 required for initial dilution estimates.  However, it is our goal to estimate farfield dispersion in
 order to determine maximum bacterial levels in areas where water contact activities  occur.
 Although the dilution of contaminants in the near field would be enhanced by greater current
 speeds we recognize that high current speed will also result in shorter travel times for the diluted
 wastes that are carried to the protected zone, thus resulting in less die-off of bacteria. However,
 the current speed should be realistic and take into consideration not only consistency with the
 near field current but also factors such as tidal reversals and the likelihood that high currents will
 persist for long periods of time.  In the case of Sand Island,  a current of 15 cm/sec is used
  3. This is a good place to point out something you may have already noticed, some of the labels have yellow letters
(yellow lettering on a colored field like the [tot flow] cell) while others have white ones (white lettering like the port
ambient density [p amb den] cell). In general, the yellow labels mark the variables that are recommended for input, in
a sense, they are preferred variables. There are a variety of reasons why they are preferred which are rather technical
and have to do with the math of the equations.  For example, the program may need additional information about the
sign of a calculated number if one of the secondary variables is input (e.g. if it is a solution of a square root). There
is even a possibility of inconsistencies in the input (refer to the manual for an explanation). The miscellanY submenu
has a  command that can be issued when it is suspected that there is an inconsistency. Normally,
inconsistencies will not develop unless the user overrides a cell containing a white (not to be confused with the header
lettering color described above) numeric dependent value with a yellow independent input value, a topic that has not
been covered yet. Even under these circumstances, inconsistencies (or conflicts) will not usually arise. Also, to avoid
alarm, in some cases the  command will report values of the same magnitude but different sign;
this does not necessarily indicate the case is inconsistent. Finally, the check is based on a comparison of values of the
same parameter calculated from each of the different equations that can be seen when issuing the AL command.
Sometimes it will report two very small values, both essentially equal to zero, which nevertheless differ by more than
the fractional criterion.

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 corresponding to a travel time to affected areas 2000 m away of 3.7 hrs. Input 0.15 m/sec.

    The cursor is now in the main ambient block [depth]. This is where information on various
 layers of the ambient receiving water is input.  The first depth cell [depth] should normally
 contain the default value of 0.0 m (water surface), so move to the ambient current [current] cell
 of the surface layer. We will input depth, salinity,  and temperature data shown in Figure 30.
   Mar 15,  1994,
   Title   Sand  I
    tot flow   #
       4.469
    port dep  poi
        70.1
   port elev ver
        0.84
   hor angle red
          90
       depth   CL
         0. 0
       30. 48
       45.72
       60. 96
       76.20
38:37   ERL-N
i validation
3 port  flow
5   0.01568
a plume dia
5   0.08500
B cont  coef
D      1.0
B p  amb den
5    24.080
i   density
5    22.99
5    23.18
5    23.40
5    23.49
5    24.47
                   n
effl temp   far  inc
       25       500
vertl vel asp  coeff
    0.000     0.10
    decay  Froude  #
    55.26     18.40
  far vel K:vel/cur
     0.15   2763000
 amb cone  N (freg)
        0   0.01217
        0 buoy flux
        0 0.0005686
        0 j et-plume
1 of   1
onlinear
  far dis
     2000
print frg
      500
Roberts F
1.759E-12
Stratif #
.00004871
red grav.
   0.2653
puff-ther
    35. 61
j et-cross
    20820
j et-strat
    4.136
 Figure 30 Completed interface.
    Zero current is often chosen to estimate minimum dilution, which we input in the surface
 ambient current [current] cell.  Note that upon moving to the next cell, the 0 is replaced by a
 small, near-zero value of le-5, which is the e-form scientific notation for 0.00001  m/s.  This is
 done to  avoid a mathematical  singularity elsewhere in the interface4.  The value of  le-5 is
 practically equivalent to zero but can be input as a smaller value still if necessary.

    Note: Other  quasi-defined cells can still be generated, if they are, usually the last cell
 entered caused the condition and can be changed to resolve it. In the case of the [Stratif #] cell,
    4.  Originally a 0.0 value was allowed but resulted in the creation of quasi-defined cells (identified by the
background color of the cell turning cyan) which made this capability inconvenient.  For example, a zero current
throughout the ambient block would make it impossible to define a value for the effluent to current ratio cell [K:vel/cur]
because the ratio would involve a division by zero. Thus, a quasi-defined cell is one which would normally be defined
(all the independent variables that are needed exist), however a singularity (division by zero, negative square root, etc.)
keeps that from happening. This is now avoided.
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 a non-zero density gradient in the ambient density cells will keep it from being quasi-defined.

   To establish the minimum dilution it is necessary to also use the maximum density gradient.
 The appropriate values, as shown in Figure 30 in terms of the depth and density columns, are
 established by filling in the salinity and temperature columns for the depths shown.

    For now, go to the surface ambient salinity cell [salinity], and then the surface ambient
 temperature cell [temp] and type in the appropriate values shown in the figure. As soon as you
 do, and follow it with , the ambient density [density] value at the surface of 22.99
 sigma-t units is computed. The cursor should now be in the ambient concentration [amb cone]
 cell. Here it is safe to input 0.0 since we expect the receiving water to be generally very pristine,
 the ambient currents carry the effluent out of the region of the diffuser, and, most importantly,
 the die-off is generally sufficiently rapid that even recirculated water is  likely to contain
 negligible bacterial concentrations, but that should not generally be assumed.  If background
 were specified the analysis would be correspondingly more conservative because the pollutant
 concentrations are assumed to be horizontally homogeneous, i.e. constant, even though in the
 case of bacteria they would be expected to decrease away from the source.

   The cursor should now be in the next depth cell [depth]. Since data are given at 100 feet and
 every 50 feet thereafter, use the AK command to bring up the ft units  in the dialogue line and
 enter 100 ft. Move to the salinity and temperature cells and continue to fill in the ambient block
 as shown (the remaining depths are 150,200, and 250). Because the Configuration string shows
 a leading "A" the auto-ambient mode is on, which means that default values are taken from the
 line above.  Thus, none of the ambient current speeds or ambient concentrations below the
 surface need to be typed.

   As the last cell in the ambient temperature [temp] column was filled the remaining red cells
 were automatically calculated by  PLUMES and also filled in.   The  stratification parameter
 [Stratif #] characterizes the degree to which the ambient is stratified between the surface and
 seabed when a linear approximation is appropriate. Some technical references (e.g. Fisher et al.,
 1979) use the linear approach in estimating dilution factors and trapping levels. Like the Froude
 number, the stratification number is also used to determine similitude between prototype and
 hydraulic model representations of plume behavior. While useful especially for laboratory
 experiments, most environmental problems  involve complex nonlinear  density profiles. The
 RSB and UM models calculate plume variables, such as dilution and rise, based on the density
 gradients established by the inputted ambient salinities, temperatures,  or densities, rather than
 the overall average represented by the stratification parameter5. You can demonstrate that the
 stratification parameter does not change when  intermediate lines of ambient data are added,
 deleted, or changed, as long as the data that determine the average parameters are not changed.
 However, by running  successive  cases you will  see that dilutions and geometric variables
 calculated by RSB and UM do change appropriately.
  5.  Actually, the RSB model uses a stepwise series of linear gradients.  It starts with an overall gradient and steps
down until the dilution is no longer reduced by more than an arbitrary small amount.

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STEPS:  Run Initial Dilution Models

   The fact that all the cells (except for the elective Pause cell which is presently showing the
horizontal distance [hor dis] cell, its default value) are filled is a sign that the plume model can
now be run.  Issue the AU, or , command. The dialogue line will then query
"Go to case ( for default): 1" offering the current case in the dialogue window. Since
we still have only one case we can simply use the space bar to accept the default value. A
second query asks "Write to ("prn" for printer, "console", or disk file name):" with a default
value of "console". Accepting the default with a  routes the output to the monitor.
The result is shown in Figure 31. Note the use of the nonlinear equation of state is indicated.

 UM INITIAL DILUTION SIMULATION  (nonlinear mode)
  plume dep plume dia poll  cone  dilution   hor  dis
                                 1.000
                                 31.18
                                 84.58
                                 144.2
                                 153.5
 Farfield calculations based  on Brooks  (1960),  see  guide for details:
     420200
      49130
       5594
      626.7
Figure 31  UM simulation of the first Sand Island case. Note that the initial wastefield width of
2088m is too large by a factor of two and the farfield predictions should be ignored.

   The trapping level dilution is 84.58 which corresponds almost exactly to the dilution found
by UMERGE (84.48) and UPLUME (Muellenhoff et al., 1985), and the earlier reported value
of 84. Experience shows that under a large range of conditions (without current) UPLUME and
UMERGE agree very closely (Baumgartner et al., 1986). Therefore, it is not surprising that we
obtain close agreement with UM.  It gives us some  confidence in the new methodology.
Nevertheless, this degree of agreement should  not be expected in general. For one thing, in
comparing  UM and UMERGE, the definition of the aspiration velocity has been simplified
which can cause small differences depending on the relative importance of forced and aspiration
entrainment.  Also, some of the input was approximated and the values are subject to some
adjustment. Later, you can make some of these adjustments.
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   The farfleld bacteria concentration based on the open water diffusion equation described in
the final chapter — Farfield Algorithm — which uses the less conservative eddy diffusivity
factor appropriate to coastal waters (the 4/3 power law), is 626.7,  above the water quality
standard of 400 colonies/100ml. However, this estimate may be too liberal, in other words, since
the wastefield is deeply submerged the survival of the bacteria may be much higher. As a result
of this run we could now adjust the T90 time to a value more appropriate for a submerged flow
field, such as 10 hours. We would then see a bacterial concentration  l.SxlO6 colonies per 100
ml.

   The message "plume element overlap", which is discussed further in the  sections on model
theory, means that dilution predictions beyond this point would degrade increasingly if UM (not
the farfield algorithm) were continued to be used. It may not be significant if dilution increases
little in the overlapped region, which can be established by running the simulation to maximum
rise using the AR command and comparing dilution at the beginning and end of overlap.

  The UM simulation can be interrupted at any time, execution is then suspended until another
keypress restarts or terminates it. After it is finished running, any key will reestablish the input
screen, i.e. the interface. The same procedure can  be used to run the program  again.  If we
override the word "console" with "prn" (do not enter the quotation marks) on the dialogue line
the output will go to the printer (be sure that it is properly connected). Given any other name,
PLUMES  will attempt to send the output to a disk file (created or appended).  Notice that the
output contains a copy of the interface screen so that there is an exact record of the input.

  As has been indicated, the farfield predictions shown in Figure 31 are not correct because the
length of the wastefield is overestimated owing to the assumption that all ports are on one side
of the diffuser and are spaced 7.315 m apart.  The farfield simulation could be "corrected"
without changing the near-field predictions by accessing the Configuration menu (AR) and
toggling the  option.  The Configuration string will then change from, for
example, "ATNOO" to "ARNOO", where the R stands for "reset" the farfield algorithm initial
conditions. Then run UM or RSB as you normally would. After the initial dilution phase is
completed PLUMES will prompt "Input wastefield width:" in the dialogue window.  Enter an
approximate width of 1040 m to override the default value of 2088.  PLUMES  then prompts
"Input starting longitudinal coordinate", i.e., the horizontal travel distance. Here we will accept
9.36 m which is the horizontal distance between the source and the end of the initial dilution
zone.
    The results  are shown in Figure 32. As was anticipated, since small plumes disperse
relatively faster than large  ones,  the farfield concentration is now lower: 536.9.  We hasten to
add however that this underpredicts farfield concentration because the effect of cross diffuser
merging is ignored. At least we have had the opportunity to demonstrate  the Configuration
menu, and, in any case, we now feel more certain that the 400 colonies/100ml standard will be
exceeded.  A better estimate of farfield concentration awaits a more complete analysis.
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Figure 32 Using the Configuration menu to gain control over farfield input and output.

   Go ahead and change the Configuration string back to " ATNOO" and run RSB by using the
AB command. The results are given in Figure 33. For those who also run the non-PLUMES
version of RSB, it is important to note that for equivalence the PLUMES RSB version must
use a spacing value half as large as the original model since the latter assumes two ports per
spacing distance while PLUMES RSB assumes only one. This is done to be consistent with
the UM convention.

  Notice that RSB does not report a trapping level or intermediate dilution. However, we may
compare the average volume flux dilutions at the plume element overlap level: they are 153.6 and
185.8 for UM and RSB respectively.  The corresponding wastefield thicknesses are 10.75 (see
[plume dia]) and 12.8 meters respectively, varying by a similar amount. Finally, the respective
centerline rises are 17.06 and 11.4 meters.

  Once again, if the analysis allows the luxury, it is convincing to present the results of the most
conservative conditions likely to be encountered for the variables even if they are unlikely to
occur simultaneously.

    (Note that if the UM simulated plume is allowed to develop to maximum rise, which is
possible when the Configuration string is changed to, for example," ATNMO" ("M" is maximum
rise), the corresponding  farfield  dilution,  diameter, and  rise  are 156.2,  16.5, and 17.23
respectively.  This is characteristic of the overlap problem under which plume diameter is
overestimated, which, if prolonged,  feeds back and increases the  initial dilution.   Frick,
Baumgartner, and Fox (1994) show this problem is shared by Lagrangian and Eulerian integral
flux plume models generally, due to inadequacies of the standard round plume assumption.  It is
unimportant in this case, the dilution increasing from only 153 to 156 in the overlapped region.)

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  Lengthscale ratios are: s/lb =
  Froude number,  u3/b =
  Jet  Froude number, Fj =

  Rise height to  top of wastefield, ze =  17.1
  Wastefield submergence below surface =  53.0
  Wastefield thickness, he =             12.8 m
  Height to level of cmax, zm =          11.4 m
  Length of initial mixing region, xi =    8.7m

  Minimum dilution,       Sm =   161.6
  Flux-average dilution, Sfa =   185.8 (  1.15 x Sm)
  Results extrapolated beyond their experimental values,  may be unreliable
  Roberts Fr.  # < 0.1  (aspiration dominated), no avg.  flux dilution formed
 Farfield calculations based on  Brooks (1960), see guide  for details:
 Farfield dispersion based on wastefield width of      2085m
    —4/3 Power Law—   -Const Eddy Diff-
       conc  dilution      cone  dilution  distance

     403900     185.9
      47210     188.7
       5369     196.8
      600.6     208.6
 Farfield result will not reflect decay in the near-field.  
Figure 33  The RSB simulation of the first Sand Island case.  (Note the excessive estimate of the
wastefield width.)

   PLUMES links the same Brooks farfield model to RSB as it does to UM.  It may seem odd
then that RSB predicts a farfield concentration almost equal to that of UM (600.6 vs. 626.7) even
though the dilution is substantially higher (208.6 vs. 172.3). One reason is the small T90 time:
in UM the decay mechanism is functional from discharge, while the pollutant is assumed to be
conservative (non-decaying) in the initial dilution region in RSB.

  As was suggested previously, it is perhaps appropriate to consider a weakly stratified case, as
shown in Figure 34, in order to simulate a surfacing waste field that might impact recreational
waters. Notice that this case is Case 2, as is shown in the upper right corner of Figure 34.  To
create a new case use the AC command,  on the Movement menu. The new
case will use the information contained in the present case from which the AC command is given
as a template. Once in the new case, it may be edited. In Figure 34, some of the ambient data
has been changed: the case title, one line of ambient has been removed using the AYD command,
and changes shown in bold.
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  Mar  15, 1994,   14:44:37  ERL-N  PROGRAM PLUMES, Ed 3,  3/11/94  Case:   2 of   2
  Title   Sand Island validation, no blockage, min strat.             nonlinear
                                        effl sal effl temp   far inc   far dis
                                            0.0       25       500      2000
                                            vel vertl vel asp coeff print frq
                                            .763     0.000      0.10       500
                                                    decay  Froude  # Roberts F
                                                    55.26     18.68 1.759E-12
                                         far dif   far vel K:vel/cur Stratif #
                        23.290.00001000  0.000453     0.15    2763000.00001395
                      density  salinity     temp  amb cone  N (freq) red grav.
                        22.99    34.99    26.18        0  0.006417    0.2576
                                 35.11    25.71        0 buoy flux puff-ther
                                 35.16    25.56        0 0.0005686     35.96
                                 35.15    25.64        0 jet-plume jet-cross
                                                             1.494     20820
                                                         plu-cross
                                                         4.039E+12
                                                         plu-strat
                                                             11.12
                                                           hor dis>=
Figure 34  Case 2: a weakly stratified Sand Island case.

   As before, you can now run UM and RSB, the results are given in Figure 35. Again, the
predicted UM and RSB dilutions compare well, being 601.6 and 686.3 respectively. This time
the UM plume diameter and the RSB wastefield thickness, which are not totally comparable
quantities, also agree closely, being 37.57 and 36.1 meters respectively. The message warning
plume element overlap, indicates upstream intrusion of the wastefield is possible (Frick et al.,
1989).  The rises are considerably different, being 50.53 ( 70.10 -  19.57  ) and 32.3 meters
respectively.  The UM farfield concentration is now 134.2 colonies/100ml, which is much less
than the previous farfield concentration and would meet the water quality standard of 400
colonies/lOOml.

STEP 4: Analyze the Model Results and Make Adjustments

   In the previous section the RSB, UM, and historical model results were compared.  Now we
will delve into the implications of some of the findings and question some of the assumptions that
were made. In doing so, we will change the program configuration to make it possible to find the
CORMIX flow categories for the cases in question. We will also illustrate the PLUMES conflict
resolution  capability

   From the standpoint of assumptions made earlier, in Sand Island Case 3 we will first examine
the implications of sand blockage of half of the diffuser ports. In Case 4 the focus shifts to the
sensitivity of the models to the magnitude of the decay coefficient, to other assumptions and input
data.  Finally, in Case 5, we  examine the effect of current on predictions.
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  Lengthscale ratios are:  s/lb =   0.92  Im/lb =
  Froude number,  u3/b =           0.00
  Jet  Froude number, Fj =        18.9

  Rise height to  top of wastefield, ze =  48.2
  Wastefield submergence below surface =  21.9
  Wastefield thickness, he =              36.1 m
  Height to level of cmax, zm =           32.3 m
  Length of initial mixing region, xi =    32.6 m

  Minimum dilution,       Sm =   596.8
  Flux-average dilution, Sfa =   686.3 (  1.15 x Sm)
  Roberts Fr.  # < 0.1  (aspiration dominated),  no avg.  flux dilution formed
Figure 35 UM and RSB predictions for Sand Island Case 2.

   Instead of using the AC command, in going from one case to the next it is easier to use the
 key. Use it to create Case 3. Now make the changes indicated in Figure 36 to the
ambient block (remember to delete the middle lines using AYD), the title, and the [# ports] cell.
To change the PLUMES configuration use the AR command to obtain the Configuration menu,
then toggle the CORMIX flow categorization feature — simply press .  Notice that the
configuration string at the bottom of the interface changes from ATNOO to ATCOO after which
the flow category is given above the dialogue line: "CORMIX1 one port flow s5 unattached".
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  Mar 15,  1994,  14:46:37  ERL-N PROGRAM  PLUMES, Ed 3,  3/11/94  Case:    3  of   3
  Title    Sand Island validation, blockage, min strat.                nonlinear
  tot flow  # ports port  flow   spacing   effl sal effl temp   far inc   far dis
     4.469      142   0.03147     7.315       0.0        25       500     2000
  port dep port dia plume dia total vel  horiz vel vertl vel asp coeff print frq
      70.1    0.085   0.08500     5.546     5.546     0.000      0.10      500
 port elev ver angle cont  coef  effl den  poll cone     decay  Froude # Roberts F
      0.84      0.0      1.0    -2.893     6.1e8     55.26     37.50 9.028E-13
 hor angle red space p amb den p current    far dif   far vel K:vel/cur Stratif #
        90    7.315    23.270.00001000   0.000453      0.15    554600 4.089E-06
      depth   current   density  salinity     temp  amb cone  N (freg)  red grav.
                                  35.13    25.90        0  0.003473   0.2574
                                  35.15    25.64        0 buoy flux puff-ther
                                                           0.001107    72.19
                                                          jet-plume jet-cross
                                                              3.001    41780
                                                          plu-cross jet-strat
                                                          8.100E+12    10.97
                                                          plu-strat
                                                              20. 97
                                                            hor dis>=

 CORMIX1 one port flow s5 unattached.   Use UM to overlap point. (See manual)
  0                                                        0.0 to any  range
 Help: Fl.  Quit: .   Configuration:ATCOO.  FILE:  sandis.var;
Figure 36  Sand Island blocked ports case.

   The PLUMES CORMIX classification algorithm is presently limited to single ports, thus the
classification applies only to the unmerged region of the plume.  Also, CORMIX is limited to
predicting plume behavior in, at most, two layer systems. Consequently, the interface will not
predict the flow category unless there are at least two and not more than three lines of ambient
input information.  This  is one reason why the middle lines in the ambient block in Figure 34
have been deleted. (Also, the surface salinity and temperature cells have been arbitrarily adjusted
to give about the same density gradient found between the 30 and 76 m depths, ignoring the
measured values at 61 m.) In this case this is not a significant simplification, especially since the
original density structure is not entirely self-consistent as is evidenced by the unstable layer in
the third line of ambient stratification in Figure 34 (denser fluid of 23.31 sigma-t units would
appear to lie  over less  dense fluid  of 23.28 sigma-t units).   This could be  the result of
measurement anomalies  or a real transient condition.

   Run Case 3 — Figure 37.  The initial dilutions do not change very much: 601.6 to 577.1 and
686.3 to 658.7 for UM and RSB respectively. The farfield concentrations also change little: from
134.2 to  124.8 and 184.0 to 174.0 for UM and RSB respectively.  The changes would be greater
except for the fact that the surface is reached in Figure 37. Under these conditions involving light
currents, the two models, very different in formulation, are in close agreement.

   While you are still in Case 3, use the  command to create  Case 4.  Earlier it was
assumed that the effluent temperature was 25 C, its more  "correct" value is 25.1 C. While this
is a trivial change, go ahead and enter it anyway. Also, an effluent of 0.99979 gm/cc is reported;
do not enter it just yet. While the differences are seemingly trivial, it does provide an opportunity
to demonstrate the conflict resolution capability.

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          m
                    m
              0. 0£
      70.10
      68.53
      49. 04
      2.752     19.19
     0.1349     20.25
 Farfield calculations based on
 Farfield dispersion based on wastefield
    —4/3 Power Law—   -Const Eddy Diff-
       conc  dilution      cone  dilution
     m
 0 . 000
 5. 957
 13.38< merging
 17.97< trap level
 18.17< surface hit
,  see guide  for details:
                                                            Time
 Lengthscale ratios are:
 Froude number, u3/b =
 Jet Froude number, Fj =
 Rise height to top of wastefield, ze =
 Wastefield submergence below surface =
 Wastefield thickness, he =
 Height to level of cmax, zm =
 Length of initial mixing region, xi =
      PLUME  SURFACES
FARFIELD CALCULATION (based on Brooks, 1960, see guide
Farfield dispersion based on wastefield width of
                       -Const Eddy Diff-
                          conc  dilution
          1039m
Farfield result will not reflect decay in the near-field.
Figure 37 UM and RSB predictions for Case 3.
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    By now you are familiar with the fact that PLUMES differentiates between independent
(yellow) variables, or values,  that you provide (or accept by default) and dependent (white)
variables that PLUMES can create on its own from the information you type into the spreadsheet
interface.  You may have wondered, "What would happen if I move to a cell which contains a
white value and I input a new value, thus overriding the old value?"  This is the primary reason
why other programs do not allow the input of redundant variables.  The danger is that you will
either create an inconsistency or, as it is called in mathematics, overspecify the system. PLUMES
has the capability to resolve many of these conflicts.

     Go ahead and move the  cursor in  the effluent density  [effl den] cell and, ignoring the
dependent value it contains, use the AK command  to  obtain the units of gm/cm3 and enter
0.99997 kg/m3.

    As soon as you are finished entering the data the background in the effluent salinity and
temperature cells ([effl sal] and [effl temp]), the plume (port) depth cell [port dep] and the brown
effluent plume density [effl den] cells acquire a magenta background color and the 70.1 value in
[port dep]  should begin to blink. PLUMES has detected the conflict that your overriding of the
density value has caused.  You are now  confined to  the conflict resolution mode until you
complete the actions shown in the dialogue window.  The  will move you from cell
to cell, showing its location by blinking the value in each in turn.  You must determine which of
the conflicting independent variables you wish to delete and then do so.  That is the only normal
way to leave the mode.  In this case, move the cursor to the [effl sal] and press  or the delete
key. Immediately, PLUMES replaces it with the value of 3.600 o/oo.

  This new value has interesting implications. The question might be asked whether the effluent
is indeed so saline, or is it more likely that suspended or other dissolved contaminants contribute
to the density or is it a case of analytical measurement errors? This question will not be resolved
here but may be important to pursue if the reduction in dilution caused by reduced buoyancy
results in a standards violation. In any case, by running UM you find that the farfield bacterial
count has been raised only a few percent and is still below the critical value.

   Now we will create Case 5 to provide another variation of Case 2, the case with minimum
stratification and no blockage. Use AC and <2> to return to Case 2 followed by  AC and <5> to
establish the new case.  Our main objective is to analyze the effect of current, but first we will
look at another bacterial contaminant that is regulated, Enterococcus. which is found in the
effluent at 6.3xl06 colonies/lOOml.  When you  make just this change in the [poll cone] cell and
run UM and RSB you see that UM provides a farfield dilution of 673.9 which is exactly the same
as Case 2 and a plume concentration of 1.386 which is 1/96.6 of 139, the concentration found
with Case  2. Of course this is the same fraction as 6.3xl06 is of 6.1xl08.

   RSB provides a greater farfield  dilution  (993.9)  than UM because the initial dilution is
higher. However, the 1.901 colonies/100ml is greater than the UM concentration because UM

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includes die-off in the initial dilution region while RSB does so only in the farfield. However,
both RSB and UM plume concentrations are proportional to the effluent concentrations.

   Both RSB and UM are now in agreement: the discharge will meet the Enterococcus water
quality criterion of 7 colonies/100ml, predicting 1.901 and 1.386 colonies/100ml respectively.
However, predicted concentrations are very sensitive to the value of the decay constant.  For
example, if the T90 time for Enterococcus is 1 hour and 15 minutes, rather than one hour, an
increase of only 25%, the Enterococcus bacteria concentration predicted by UM increases more
than sixfold, to 8.044 colonies/100ml, a value close to the numerical value of the Enterococcus
standard. The corresponding RSB concentration is 10.18.

   Before wrapping this example up, we will make one more change.  It may be argued that it is
unrealistic to subject the plume to zero current in the initial dilution (or rise) region and  then
assume that the subsequent current is 15 cm/sec. We will now examine the effect of current on
predictions of the two models.

   From Case 3 create Case 6 using the AC command. Add to the title the word "current". Move
to the ambient current cell [current]. Nowtype .l,i.e. 10 cm/sec, over each of the currents. Also,
change the concentration in the [poll cone] cell to 6.3e6.  The interface for Case  6 should agree
with Figure 38.

   The predictions for both UM and RSB are shown in Figure 39. The UM average dilutions at
the end of initial mixing (overlap is no longer a problem) and  at 2000 meters are substantially
higher than  RSB, 1667 compared to  1111.8 and 2131.3 versus  1400.9.  The UM  farfield
Enterococcus concentration is disproportionally lower than the RSB value, 0.5343 compared to
2.144 colonies/100ml, reflecting again the treatment of die-off in the initial dilution phase by UM
but not by RSB.  Since the initial dilution region is 275 m long, the effluent takes the better part
of an hour to traverse this distance. Nevertheless, both RSB and UM predict that the standard
would be met under these conditions. However, at 1500 m the models would be in disagreement
on the standard being met.

   Some of the differences in average dilutions can be attributed to the fact that RSB uses a
constant peak-to-mean ratio of 1.15. The average flux dilution calculation of 1440.7 also given
in Figure 39 suggests a  higher ratio would agree more closely with the average flux dilution
calculation and with UM.  It is difficult to describe the relationship between average and
centerline values based on empirical measurements because it is necessary to define the plume
boundary. Thus, it is possible that the RSB average predictions are overly conservative.

   All along we have been finessing the issue of port blockage and using the spacing on one
side  of the  diffuser (half the number of ports) versus using  half the spacing (all ports). Of
course, PLUMES can be easily  set up to  do either.  When the number of ports in Case 6 is
restored to 285 and the spacing is reduced to 3.858 m (12ft)  the initial dilution for UM increases
from 1667 to 1774,  a relatively small change. Increased dilution  from more ports more  than
offsets decreases due to smaller spacing.  For RSB it  increases comparably from 1111.8  to

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1268.9. Neither change is really significant, although it may be in other circumstances. If the

most conservative analysis still shows the standards will be met, the "right" answer is really

irrelevant.  However, if standards are not met then refinements are in order.
  Mar 15, 1994,  14:47:37  ERL-N PROGRAM PLUMES,  Ed 3, 3/11/94  Case:    6 of   6
  Title   Sand Island validation:  blockage, min strat., current        nonlinear
   tot  flow   # ports port flow   spacing  effl sal effl temp   far  inc   far dis
      4.469       142  0.03147     7.315         0       25       500      2000
   port  dep  port dia plume dia total vel horiz vel vertl vel asp  coeff  print frq
                                                    0.000     0.10       500
                                                    decay  Froude #  Roberts F
                                           6.3e6    55.26     37.50    0.9028
  hor angle red space p amb den p  current   far dif  far vel K:vel/cur  Stratif #
               7.315     23.27    0.1000  0.000453     0.15     55.46  4.089E-06
             current  density  salinity      temp amb cone N (freg)  red grav.
                 0.1     23.19     35.13     25.90        0  0.003473    0.2574
                 0.1     23.28     35.15     25.64        0 buoy flux  puff-ther
                                                           0.001107     3.351
                                                          jet-plume  jet-cross
                                                              3.001     4.178
                                                          plu-cross  jet-strat
                                                              8.100     10.97
                                                          plu-strat
                                                              20. 97
                                                            hor  dis>=
Figure 38  Case 6, with current.

STEP 5.  Using the Results in the Decision Making Process.

   As we said it might, the analysis evolved along several paths and examined several issues.
Yet, the higher flow cases are still not analyzed and the analysis remains incomplete. Completing
the job is left an as exercise.  However, given that the data was reliable and appropriate, that our
conclusions about the proper  use of UM and RSB  are correct, and that this is the only
contaminant of concern, it seems that the proposed plant expansion should meet the state's water
quality criterion for Enterococcus. Thus, even doubling the flow rate would allow the standard
to be met according to the UM predictions.

  But how good are the input data? In the case of the decay constant, we have observed extreme
sensitivity  of the bacterial concentration to minor changes in the decay constant.  Bacterial
survival in ocean water is known to depend strongly on solar insolation, protozoan predation, and
other factors.  We also saw that dilutions and concentrations were  sensitive to ambient current
speeds and ambient density, and, in this case, less sensitive to port spacing.

    With these considerations in mind, it is important for the analyst to obtain the best data
possible and to encourage regulatory agencies to acquire environmental data over a wide range
of conditions. Even then, it is apparent that judgment is also likely to play a role in the decision
making processes.
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 UM INITIAL DILUTION
                                 nonlinear mode)
                                           hor dis
                                                  m
                                              0.000
                                              5.830
                                              16.46< merging
                                              45.46
                                              57.70< trap level
                                              70.17< surface hit
                                                            Time
                                                    PLUME SURFACES
  Lengthscale ratios are:
  Froude number,  u3/b =
  Jet Froude number, Fj =
Rise height to top of wastefield, ze =
Wastefield submergence below surface =
Wastefield thickness, he =
Height to level of cmax, zm =
Length of initial mixing region, xi =
  Minimum dilution,        Sm =   966.8
  Flux-average dilution,  Sfa =  1111.8 (  1.15 x Sm)
  Wastefield width:     1031.50m   Avg. flux dilution (width*he*u/Q)
                                                                       1440.7
 Ckey> for farfield prediction
       1618
      185. 4
      20.11
      2.144
                         1618
                        188. 0
                        21.18
1112.4
1135.4
1195.6
1269.1
Figure 39 UM and RSB predictions for Case 6.

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EXAMPLE:  CORMIX1 COMPARISON, DENSITY, AND STABILITY
INTRODUCTION

    Beginning in 1973, the U.S. EPA sponsored research which ultimately led to a succinct,
untuned statement of forced entrainment, the Projected Area Entrainment (PAE) hypothesis
(Frick and Winiarski, 1975; Winiarski and Frick, 1976, 1978; Teeter and Baumgartner, 1979;
Frick, 1984; Frick, Baumgartner, and Fox, 1994).  Models using PAE, all currently expressed in
the Lagrangian formulation, include OUTPLM (Teeter and Baumgartner, 1979), UMERGE
(Muellenhoff et al., 1985), UM, and JETLAG (Lee and Cheung, 1990).  Sometimes criticized,
the work was recently verified and justified by Lee and Cheung (1990) and Cheung (1991).
Cheung (1991) shows that JETLAG, a three-dimensional plume model, clearly outperforms the
highly regarded Chu (1975) and Schatzmann (1979) models in predicting trajectory and dilution
constants in asymptotic flow regimes. It also indicates the correct power law dependence of the
trajectory in different flow regimes. Frick, Baumgartner, and Fox (1994) demonstrate the
similarity between UM  and JETLAG for two-dimensional  flow,  showing that  Cheung's
conclusions concerning JETLAG apply to UM as well.

   Nevertheless, while it  should be possible to apply the PAE hypothesis to plume behavior in
general, the EPA UM model is presently limited to simple merging geometries and surface
interaction phenomena. Thus, it performs best when plumes are discharged in deep water. It is
also a two-dimensional model, though the merging version is pseudo-three-dimensional and an
experimental single-port three-dimensional vector version  comparable to JETLAG exists.

    The RSB model overcomes some of these limitations, which also played a role in EPA's
decision to develop the EPA CORMIX models, or expert systems (summarized by  Jirka and
Hinton, 1992). CORMIX stands for CORnell Mixing zone models.  The idea was to exploit
accumulated laboratory and field experience to compile a set of methods and empirical models
to bridge the gaps evident in theoretical modeling.  The Cornell initiative resulted in the
development of CORMIX1, CORMIX2, and CORMIX3 for the analysis of submerged single port
discharges, submerged diffusers, and surface discharges, respectively. About 80 different diffuser
and ambient profile combinations,  or flow classifications are represented.

   But, while theoretical models are subject to assumptions, their behavior is fairly predictable
when those assumptions are met. On the other hand,  empirical models are most effective when
prototype and model variables and conditions match closely.  When they do not the predictions
can degrade substantially. This is a real, if fine, distinction. In other words, it is often difficult
to extrapolate to conditions which were not included in the experimental design on which the
models are based.  Since it is often not clear to the user when extrapolation occurs, this can be
a real problem. The example in this chapter demonstrates some of the pitfalls.

  An example comparing the UM and CORMIX models is presented to give you an appreciation


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of how PLUMES may be used to assess the appropriate uses for CORMIX, RSB, and UM. At
the  same time it will  help you understand the differences between the plume models, their
strengths and weaknesses. The example chosen is from Appendix B of Jirka and Hinton (1992),
in which a full statement of the problem and a description of the CORMIX1 solution is found.

  In addition to the references to CORMIX, this example provides an opportunity to explore the
very important roles of density and stability in plume behavior and modeling.  They are the
sources of some of the pitfalls alluded to above.  It  also addresses the relationship between
average and centerline plume properties.
PROBLEM

  A manufacturing plant is discharging effluent into a reservoir.  The effluent of 3.5 MGD
contains chlorides at a concentration of 3500 ppm (3.5 o/oo) and is released at a temperature of
20 C. The reservoir is large and deep, a cross section is shown in Figure 40(a). The discharge
is at a depth of 29.9 m, 0.6 m off the bottom, and is directed upward at an angle of 10 degrees,
whose horizontal projection is perpendicular to the current. The port diameter is 25.4 cm. In
summer, the temperature profile (CORMIX approximation) of the lake is 29 C at the surface and
28.1, 19.1, and 11 Cat depths of 15.5,  15.5, and 3 5 m respectively as shown in Figure 40(b). The
current in the bottom layer is small: 0.015 m/s.

  The maximum allowable concentration is 1200 ppm of chloride and the allowable continuous
concentration is 600 ppm. The mixing zone boundary is 60 m away from the port. CORMIX1
calculates an effluent density of 998.3872 kg/m3 and  an ambient density of 999.6476 kg/m3.

  Using a layer boundary depth of 15.5 m, CORMIX predicts the flow class S3 for this example.
No bottom attachment is indicated.  The dilution  at the boundary of the specified regulatory
mixing zone is predicted to be 11.9 at a depth of 27.5 m. This is a centerline dilution — the
average dilution would be significantly greater.  The  dilution is sufficient to meet both the
maximum and continuous criteria.

  Because the plume is expected to trap in the stable bottom layer, we expect the PLUMES UM
model to simulate this case well, even though some of the underlying assumptions are not met.
RSB, as a multiple port diffuser model, is not applicable. If issued, the RSB command will cause
the message "Use RSB for multiple port diffusers" to appear in the dialogue window.
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                                                                                (b)
          View Looking Downstream
                 Field Measurements
                 Cormis Approximation
                 UM3 Case S
            0.61m
                           Discharge Pipe
  800   500   400   300   200    100
   Distance Prom  Shore  (ft)
   10   -

   20   ~

   30   -
-  40   -
                                            Depth -
                                             (m)
                                                     Discharge
                                                      Level
                  10        20         30
                          Temperature (C)
Figure 40.  (a) Reservoir cross-section, (b) Temperature profile.
                        S3
             NH2
Figure 41. Schematics of flow classifications S3 and NH2 (Hinton and Jirka, 1992).
ANALYSIS

General Considerations

   To begin this exploration of the relationship of the UM model to CORMIX and the issues of
density, stability, and plume profiles, start PLUMES and type in the data as shown in Figure 42.
(Since the PLUMES interpolation capability will be demonstrated, leave the blank cells in the
ambient block as shown.  Since the Configuration string shows that the auto ambient option is
on,  which will  normally provide  a  default value for these  cells,  you  can turn it off.
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  Mar 11, 1994,   15:28:16  ERL-N  PROGRAM PLUMES, Ed 3,  3/11/94  Case:    1 of   1
  Title   CORMIX1 example, H&J 1992                                   linear
   tot flow   #  ports port flow  spacing  effl sal effl  temp   far inc   far dis
     0.1533         1    0.1533     1000      3.5        20        20        60
   port dep  port dia plume dia total vel horiz vel vertl vel asp coeff  print frq
      29.9    0.2540    0.2540    3.026     2.980    0.5255      0.10       500
  port elev ver  angle cont coef  effl den poll cone    decay  Froude  #  Roberts F
       0.6        10       1.0   0.9296     3500        0
  hor angle red  space p amb den p current   far dif   far vel K:vel/cur  Stratif #
         90    1000.0            0.01500  0.000453    0.015     201.8
      depth   current   density  salinity     temp  amb  cone  N (freq)  red grav.
       0.0     0.015    -3.993        0     29.0        0
      12.5     0.015    -3.733        0     28.1        0 buoy flux  puff-ther
      18.0     0.015    -1.250        0     17.5        0
      29.9     0.015
      35.0     0.015   -0.3299        0       11
                                                         plu-strat

                                                           hor dis>=
Figure 42. First draft input for the CORMIX1 example.

Alternatively, you could move around the cells or delete the default values using AT.)

   Several assumptions and statements concerning the input should be clarified:  The default
port spacing [spacing] of 1000 m is acceptable.  It means that merging will not occur
because  the  plumes will  never grow that large and thus UM will run as a point source
model. Also, as a first cut, the effluent salinity cell is input as 3.5 o/oo (3500 ppm) even though,
since the effluent is neither fresh nor sea water, the PLUMES equation of state is not valid for
accurately estimating the density of the effluent. The AK (units conversion) command has been
used to convert units in several cells, e.g. to input 3.5 MOD in the total flow cell.  For purposes
of demonstration, the ambient depth of 29.9 m has been entered into the ambient block while the
density, salinity, and temperature cells have been left blank.

   It is assumed the effluent is co-flowing, i.e. discharged in the direction of the  current, even
though it contradicts the actual geometric flow configuration.  This is necessary because for
single ports UM is a two-dimensional model.  A horizontal angle [hor angle] of 90 degrees
indicates the plume will be modeled as a co-flowing case.  It is a justifiable assumption because
the current is small. Furthermore, it is a conservative assumption because entrainment will be
underestimated and, therefore, dilution will be less than it would be otherwise. This is due to the
fact that the plume will project less area to the current and therefore forced entrainment will be
reduced.   Thus, a solution combining near and far field solutions may be patched together.
CORMIX1 works in a somewhat similar fashion,  patching together different modules valid in
different parts of the plume's trajectory.
                                           84

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                                                                       A tutorial of the interface
                             PLUMES Configuration

  A:  Automatic ambient fill  is on
  R:  Brooks equation input deleted
  C:  The  CORMIX flow categorization algorithm is  inactive
  O:  UM farfield predictions begin at element overlap
     Farfield model initiation choices are:
     M: maximum rise; O:  element overlap;  P:  pause criterion.
     Other criteria, such as surface interaction, will override these choices.

  0:  Brunt-Vaisala reversals determined by UM as  1 or 2

    
Figure 43.  The PLUMES configuration.

   Before proceeding, it is good practice to assure that the model configuration options are set
appropriately.  Use the  command, ARS,  to show the current  settings
(Figure 43). It shows that the CORMIX1 classification algorithm is currently inactive. Since we
want to illustrate the association between PLUMES and CORMIX, use the 
command, or , to activate the option. The third letter in the configuration string at the bottom
of the  screen will change from "N" to "C" (e.g., ATNOO to ATCOO).  The new configuration
string is shown in Figure 44.

   To  establish the proper, interpolated temperature at the 29.9 m depth in the ambient block,
  Mar 11,  1994,  15:32:37  ERL-N PROGRAM PLUMES, Ed
  Title   CORMIX1 example,  H&J 1992
   tot flow   # ports port  flow   spacing  effl  sal
     0.1533         1    0.1533      1000       3.5
   port dep  port dia plume dia total vel horiz  vel
       29.9    0.2540    0.2540     3.026     2.980
  port elev ver angle cont  coef  effl den poll cone
                                                3, 3/11/94   Case:   1 of   1
                                                                  nonlinear
                                                effl temp   far  inc   far dis
                                                       20       20        60
                                                vertl vel asp  coeff print frq
                                                   0.5255     0.10       500
                                                    decay  Froude # Roberts F
                                                        0   -49.73     1.510
                                                  far vel K:vel/cur Stratif #
                                                    0.015     201.8  -0.01961
                                                 amb cone  N (freq) red grav.
                                                        0   0.03357  -0.01458
                                                        0 buoy flux puff-ther
                                                        0-2.235E-06     18.59
                                                        0 jet-plume jet-cross
                                                        0     11.89     45.41
                                                          plu-cross jet-strat
                                                              662.4     4.504
                                                          plu-strat
                                                              2 .772
                                                            hor  dis>=

CORMIX1  algorithm limited to  three lines of ambient
  o/oo                                                0.0 to -200 o/oo range
Help:  Fl.  Quit: .   Configuration:ATCOO.   FILE: cormixl.var;
0.6
hor angle
90
depth
0.0
12 .5
18 .0
29.9
35.0
10
red space p
1000.0
current
0.015
0.015
0.015
0.015
0.015
1.0
amb den
-0.5584
density
-3 .993
-3 .733
-1.250
-0.5584
-0.3299
0.9296
p current
0.01500
salinity
0
0
0
0.00
0
3500
far dif
0.000453
temp
29.0
28 .1
17.5
13.0
11
Figure 44. Interface with CORMIX flow category and interpolated temperature.
                                            85

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                                                                    A tutorial of the interface

put the cursor in the temperature cell at 35 m depth.  Since the automatic ambient fill option is
on you may have to use the AT command to keep the 29.9 m temperature  cell empty after the
cursor is moved through it. From the 35m temperature cell issue the command AYI; the correct
interpolated temperature, 13.0 C, appears immediately as shown in Figure  44. The same could
be done for the salinity cell although it will be easier to simply move the cursor through the cell
(or input 0 if the automatic ambient fill option is off).  The ambient density will be calculated
automatically upon moving from the salinity cell. While density issues will be discussed further,
it is worth noting here that interpolating temperature and salinity value, will not result in the same
density as interpolating on density directly. The interpolated values are also shown in Figure 44.
The inclusion of the 29.9 m ambient line is not a requirement.

  Notice that the CORMIX window near the bottom of the screen states: "CORMIX1 algorithm
limited to three lines of ambient". This is a limitation of the PLUMES interface which does not
yet implement the full CORMIX classification algorithm. (CORMIX provides also for two layers
with a discontinuity, requiring four lines of ambient data. Also, the abridged version  that is
implemented has not been reviewed by authors of the CORMIX models.)  In some cases it is
possible to circumvent this limitation. For example, if the plume remains in  the bottom layer the
     28
        82     4.045    212.8
  ->  local maximum rise  or fall
                       109.4
      30 51    7.654    106.4
      31
        66    10.39    77.88    45
                                       hor dis
                                             m
                                         0 . 000
                                         7 . 496
                                   47    9.574
                                   01
  ->  local maximum rise  or fall -> begin overlap
 FARFIELD CALCULATION (based on Brooks, 1960, see guide)
Figure 45. UM and RSB output for the draft case (Case 1).
details of the ambient temperature near the surface will be superfluous, making it possible to
simplify the ambient profile in order to obtain the CORMIX flow class.  (In other cases, the one
or two layer approximation used in CORMIX may be inadequate.)  Thus UM may be used to
predict the rise of the plume which, after the fact, shows that the simplification is appropriate (i.e.
the rise is limited to the bottom layer).  The predictions are given in Figure 45.


                                         86

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                                                                    A tutorial of the interface

   UM predicts a plume concentration of 212.8 at maximum rise at a downstream distance of
9.574 m and a depth of 28.82 m.  This is clearly in the bottom stratified layer and within the
specified mixing zone of 60 m.  Thus, the simplification of the ambient data to two lines of data,
as is done in Case 2 (which is developed in Figure 48), is appropriate.  Consistent with the
predictive strategy for negatively buoyant plumes indicated by the configuration string,  the UM
prediction continues past the point of maximum rise. With the  option set to
0, UM determines the number of reversals, i.e. levels of maximum rise and fall, to be two
if the effluent is negatively buoyant. The average concentration at maximum fall is 77.88.

   UM may also be used to estimate plume centerline concentrations.  For this purpose there is
a centerline concentration [CL cone] cell which  does not normally appear on the interface,
because,  unlike the  average properties which are fundamental model variables, it is an
approximated value.  It can be added by manipulating the Pause Cell in the lower right hand
corner of the interface.  To get the centerline concentration into the Pause Cell use the  ), or 
Figure 46. The Pause cell dialogue window.


cell> command, AYS, on the Miscellany menu. When you do the dialogue window shown in
Figure 46 appears. Press space bar to move through the list of available cells until the centerline
concentration [CL cone] cell  appears.  If you go too  fast and pass it you can return to it by
pressing , then press  to put it on the output table. The left byte of the cell turns blue to
indicate the variable will be output. It is worthwhile becoming familiar with this procedure.

  Run UM again. The results are shown in Figure 47. We see that the maximum rise centerline
and average concentrations are 424.7 and 212.8 ppm respectively.   At maximum fall, the
corresponding concentrations are 164.6 and 77.88 ppm. Note that the ratio of the centerline to
average concentration is not constant but increases from 1.0 at the source to 2.1 (164.6/77.88) at
the end of the initial dilution zone. This is a typical range although its theoretical limit for single
round plumes is 3.89. All concentrations are well below the 600 ppm standard.

   The farfield concentrations are centerline  concentrations. However, with merged plumes,
between the near and farfield, the concept of pollutant profiles shifts its orientation from vertical
to horizontal. Thus, since the initial wastefield is assumed to be well mixed, there is a region in
which the horizontal Gaussian profile is established whose length is difficult to determine.

   If we were confident about the assumptions the analysis would be complete; after all, the
standards are met under relatively conservative conditions (e.g. at the first maximum rise for a
co-flowing plume). The same basic conclusion that the criteria will be met has been reached by


                                          87

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                                                                    A tutorial of the interface
  plume dep plume dia poll  cone  dilution
         m        m
      29.90    0.2540      3500
      28.89     3.240     267.5
      28.82     4.045     212.8
  -> local maximum rise or  fall
      30.37     7.460     109.4
      30.51     7.654     106.4
  -> bottom hit
      31.66     10.39     77.88     45.01
                                        CL cone
                                          164.6
  -> local maximum rise or fall -> begin overlap
 FARFIELD CALCULATION  (based on Brooks, 1960, see  guide)
Figure 47. UM output with centerline concentrations.

the PLUMES and CORMIX1 analyses. However, it is instructive to continue with the analysis,
especially as it serves the purpose of further illustrating the subtleties of the modeling process.
Ambient Profile Simplification

   If the assumption that the effluent brine density obeys the PLUMES equation of state were
valid, there would be no reason to continue the analysis. However, since one is buoyant (rises)
while the other is negatively buoyant (sinks), it is clear that CORMIX uses another relationship
and therefore the assumption is questionable. Further examination shows thatthe effluent density
calculated by  CORMIX1  corresponds closely to  fresh water.   Of course, the freshwater
assumption is also tenuous because chloride is a major constituent of sea water and the effluent
should probably exhibit a greater density.  In any case, it is sobering to see how little it takes to
switch from one flow pattern shown in Figure 41 (S3) to another (NH2). Thus, understanding
the role that density plays in plume behavior and ambient stability is very important

  Continue with the analysis by forming a new case, Case 2, using the AC command or  key.   Then, delete the  three intermediate lines from the ambient block using the AYD
command. Finally, move to the surface ambient temperature cell and type in 25.5  (the extension
of the bottom temperature gradient shown as a dotted line in Figure 40). When you are done the
interface screen should look like the upper part  of Figure 48.

     PLUMES predicts a negatively buoyant flow classification type: NH3 with [bottom]
attachment a5  (see Doneker and Jirka, 1990 for schematic descriptions of these classes).  That
the plume is negatively buoyant is also apparent from the fact that the effluent density (0.9296

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                                                                        A tutorial of the interface
:  9  ERL-N
mple,  H&J
 port  flow
    0.1533
 plume dia
    0.2540
 cont  coef
       1.0
 p amb den
   -0.7222
   density
    -3.022
   -0.3299
                               PROGRAM  PLUMES, Ed 3,
                              1992,  reduced ambient
                                 spacing  effl sal
                                    1000       3.5
                               total vel horiz vel
                                   3.025     2.979
                                effl den poll cone
                                  0.9296      3500
                                          far dif
                                         0.000453
                                             temp
                                             25.5
                                               11
 CORMIX1  one port flow nh3 attached.   a5. Use CORMIX. (See manual)
  0.1533  m3/s,  3.499 MGD, 5.414 cfs.                      >0.0  to  100 m3/s range
 Help:  Fl.  Quit: .  Configuration:ATCOO.  FILE: CORMIX1.VAR;

 UM INITIAL DILUTION CALCULATION (non-linear mode)
  plume dep plume dia poll cone  dilution   CL cone   hor dis
          m
                   m
      29.90     0.2540      3500
      28.90      3.219     269.3
      28.83      4.019     214.3
  -> local maximum rise or fall
      30.38      7.467     109.4     32.05
      30.42      7.515     108.6     32.27
  -> bottom  hit
      31.53      10.19     79.52     44.08     167.8
  -> local maximum rise or fall -> begin overlap
 FARFIELD CALCULATION  (based on Brooks, 1960, see guide;
                                          bottom hit
Figure 48.  Simplified Case 1 input to enable the CORMIX flow classification  algorithm in
PLUMES.

sigma-t) in the brown block is greater than the ambient density (-0.7222 sigma-t) in the green
block and the Froude # is negative. The NH3 is a classification similar to the NH2 classification
given if Figure 41. It differs significantly in character from the S3 classification.

    It is gratifying that the overall flow characterization is essentially equivalent to the one
analyzed in Case 1, as it should be since the plume is negatively buoyant.  Specific numerical
differences with the  previous case may be attributed to small inaccuracies in  specifying the
surface temperature, which was estimated graphically.
                                            89

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                                                                       A tutorial of the interface
 Mar 11,  1994,  15:29
  Title   CORMIX1 exa
   tot  flow   # ports
     0.1533         1
   port dep  port dia
       29.9    0.2540
  port  elev ver angle
       0.6        10
  hor angle red space
         90    1000.0
      depth   current
       0.0     0.015
       35.0     0.015
:10  ERL-N PROGRAM PLUMES, Ed 3,
mple,  H&J 1992, effl den = 998.3872
 port  flow   spacing  effl sal effl
    0.1533      1000   0.1573
 plume dia total vel horiz vel vertl
    0.2540     3.025    2.979
 cont  coef  effl den poll cone
       1.0    -1.613     3500
 p amb den p current   far dif
   -0.7222   0.01500
   density  salinity
    -3.022         0
   -0.3299         0
, 3/11/94
3872
5ffl temp
20
/ertl vel
0.5254
decay
0
far vel
0. 015
amb cone
0
0








Case :

far inc
20
asp coeff
0.10
Froude #
64 .17
K: vel/cur
201.7
N (freg)
0. 02748
buoy flux
1.341E-06
j et-plume
15.35
plu-cross
397.5
plu-strat
2.836
CL cone
3 of 3
nonlinear
far dis
60
print frg
500
Roberts F
2.516
Stratif #
0. 02193
red grav.
0. 008750
puf f-ther
22.03
j et-cross
45.40
j et-strat
4. 979


>=
 CORMIX1  one port flow s3 unattached.
  11 deg  C, 51.80 deg F
 Help:  Fl.  Quit: .  Configuration:ATCOO.
                 Use UM.  (See manual)
                                   -2.0  to 50 deg C range
                          FILE: cormixl.var;
  plume  dep plume dia poll  cone  dilution
                                  1. 000
                                  15. 98
                                  29.21
                             3     31.53
 -> local maximum rise or  fall
 Farfield calculations based on Brooks  (1960), see guide  for details:
                                                    7.494m
                                                   hor  dis
Figure 49. The interface screen after correction of CORMIX effluent density, with output.

    For the sake of comparison, we will attempt to correct the discrepancy between the two
models by revising the assumption that the discharged chloride brine has the same equation of
state as that built into the interface. To do so, make a new case, Case 3.  Then move the cursor
to the  effluent plume density [effl den] cell, invoke the AK command,  and input the effluent
density in kg/m3 given in the CORMIX1 analysis: 998.3872. After attempting to move from the
cell, the conflict resolution mode will trap the overspecification. Press  to move to
the effluent salinity cell and delete its value.  The interface screen should now look like that in
Figure 49. The effluent salinity now indicates 0.1573 o/oo which supports the conclusion that
the density of fresh water is used in  the CORMIX example with chloride being treated as a
noncontributing component to density. With this assumption, the flow classification now agrees
with the CORMIX 1 prediction — both are S3, with no bottom attachment in the initial dilution
                                           90

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                                                                    A tutorial of the interface

region.
  The corresponding simulation is also shown in Figure 49. The predicted dilution is now 31.53
at the end of the initial dilution zone, i.e. at maximum rise.  This is almost twice large as the
dilution found in Case 1 and consequently, if the density assumption were valid, which it is not,
the criterion for chloride will be easily met.   (Note the inverse relationship between
concentrations and dilutions.) Consistent with the fact that the plume is now said to be buoyant
(-1.613 sigma-t < -0.7222 sigma-t), the farfield model begins at maximum rise and the advisory
message about growth and aspiration entrainment may be ignored.
Density: The Linear and Nonlinear Forms of UM

  The CORMIX equation of state applies only to fresh water. For sea water, the user is required
to input density values directly.  The PLUMES equation applies strictly only to both fresh and
sea water. However, there is another option in UM — a linear form of the equation of state. In
this form, as in the CORMIX sea water equation, the density is assumed to be linear function, i.e.
to have a constant coefficient of bulk expansion. Essentially the density is a weighted average
of the densities of the plume and ambient fluids.  It is a useful approximation in many cases
where the nonlinear form is inappropriate. However, it does not account for non-linearities and
is totally inadequate for predicting nascent density effects.

  The linear equation of state is invoked simply by entering densities instead of salinity and
temperature, which are left undefined.  In this mode the complex equation of state built into
PLUMES is ignored in favor of the simple linear equation of state.  To illustrate, create Case 4
pressing the  key in Case 3.  Then delete ambient temperatures and salinities and
override the values in the ambient density cells. See Figure 50 and note the linear designation.

  In this case the differences with the previous run in Case 3 are relatively small.  The predicted
dilution at maximum rise for the linear form is 29.02 compared to 31.53 for the nonlinear.  The
differences in rise are correspondingly small: 2.63 m (29.90 - 27.27) for the linear form compared
to 2.90 m (29.90 - 27.00) for the nonlinear form.

    While the linear form is appropriate  here, in  most cases involving fresh or sea water,
without significant dissolved or suspended species, it is best to use the  nonlinear form of
UM, i.e. to specify salinity and temperature rather than only density as input. It is recommended
because the equation of state of water, especially fresh, cold water, is significantly nonlinear. For
plumes discharged to very cold, fresh water, the linear form of the model can lead to significant
errors in the predictions, in extreme cases predicting monotonically rising plumes where, in fact,
real plumes will rise briefly before sinking to the bottom (Frick and Winiarski, 1978). This is the
nascent density effect described in the first chapter.

    To illustrate this very interesting behavior, consider the case of a highly buoyant plume
discharged to near freezing, fresh water.  This is a common occurence in cold climates with
thermal discharges to fresh water bodies. From Case 4 press  to create Case 5. Now
change the temperatures and configuration as shown in Figure 51.  Then, after you are finished,

                                          91

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                                                                     A tutorial of the interface
run this nonlinear form of UM. The predicted plume reaches a false trapping level at the 29.46
m level and, expending its vertical momentum, rises to a depth of 28.37 m.  At this point the
plume is, and remains, negatively buoyant and, therefore, descends back to the bottom.
Mar 13, 1994,  16:14: 4  ERL-N  PROGRAM PLUMES, Ed 3,  3/11/94
 Title   CORMIX1 example, nonlinear mode, very cold ambient
            # ports port flow   spacing  effl sal effl temp
                  1    0.1533     1000        0
            port dia plume dia total vel horiz vel vertl vel
                                                  0.5254
                                                   decay

                                                 far
                  10
                          1.0
  hor  angle red space p amb den p current
                                           3500
                                         far dif
4

.p
0
1
4
Y
0
1
5
c
0
0



Case : 5

far inc
20
asp coeff
0.10
Froude #
21.86
K: vel/ cur
201.7
N (freg)
0. 0001378
buoy flux
0. 00001156
j et-plume
5.227
plu-cross
3426
plu-strat
257.7
of 6
nonlinear
far dis
60
print frg
500
Roberts F
0.2919
Stratif #
6. 449E-08
red grav.
0. 07542
puf f-ther
10.74
j et-cross
45.40
j et-strat
70.29

CL conc>=
 CORMIX1 one port  flow h4-0 unattached.   Use UM until  near surface.  (See manual)
 0.1533 m3/s, 3.499 MGD, 5.414  cfs.                    >0.0 to 100 m3/s range
 Help: Fl.  Quit:  .  Configuration:ATCO2.  FILE:  CORMIX1.VAR;
                                                  hor dis
      ig defined depth range
Figure 50. Discharge of a highly buoyant plume to very cold water; nonlinear form of UM. With
output.
  The reason for this behavior is due to the fact that fresh water has its maximum density around
4C.  Initially the plume is very buoyant (-7.724 sigma-t < 0.09290 sigma-t), but, as the plume
ascends in the water column, it rapidly cools through entrainment and becomes more dense than
the ambient fluid as  the average  density of the plume element approaches 4 C.  At  that
temperature it  is considerably  more  dense than  its surroundings which has a temperature
somewhere between 0 and 4 C at this point. Consequently, the upward ascent of the plume is first
inhibited and finally reversed due to the negative buoyancy.
                                          92

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                                                                       A tutorial of the interface
Mar 13, 1994,   16:14: 4  ERL-N  PROGRAM
  Title  CORMIX1 example, nonlinear mode, very cold
   tot  flow   # ports port flow   spacing
     0.1533         1    0.1533      1000
   port dep  port dia plume dia total vel horiz vel
       29.9    0.2540    0.2540     3.025
  port  elev ver angle cont coef  effl den
        0.6        10      1.0    -7.724
  hor angle red space p amb den p current
         90    1000.0  -0.09290   0.01500
      depth   current   density  salinity
        0.0     0.015  -0.09295         0
       35.0     0.015  -0.09289         0
4ES, Ed 3,
very cold
effl sal e
0
loriz vel v
2. 979
>oll cone
3500
far dif
0.000453
temp
0
0.001








3/11/94
ambient
ffl temp
40
ertl vel
0.5254
decay
0
far vel
0.015
amb cone
0
0








Case: 5

far inc
20
asp coeff
0.10
Froude #
21.86
K: vel/cur
201.7
N (freq)
0. 0001378
buoy flux
0.00001156
j et-plume
5.227
plu-cross
3426
plu-strat
257 .7
CL conc>
of 6
nonlinear
far dis
60
print frq
500
Roberts F
0.2919
Stratif #
6. 449E-08
red grav.
0.07542
puf f -ther
10.74
j et-cross
45.40
j et-strat
70.29


=
 CORMIX1  one port flow h4-0 unattached.  Use UM until  near surface.  (See manual)
 0.1533 m3/s, 3.499 MGD,  5.414 cfs.                     >0.0 to 100 m3/s range
 Help:  Fl.  Quit: .  Configuration:ATCO2.   FILE:  CORMIX1.VAR;

 UM INITIAL DILUTION SIMULATION (nonlinear mode
  plume dep plume dia poll cone  dilution   CL cone
Figure 51. Discharge of a highly buoyant plume to very cold water; nonlinear form of UM.  With
output.
  To compare this simulation to one with the linear model, form Case 6 starting from Case 5 and
override all the dependent (white) densities with equivalent independent densities. First erase any
salinity or temperature values.  (Or,  if the conflict resolution  capability is  used, the AQD
command is handy for moving to the  end of the cell where you can add an extra zero to the
replacement string so that PLUMES knows that the densities are to become independent). When
you are done the interface should look like that in Figure 52.

   In this, a case superficially  identical to Case 5, the plume rises to  the surface.  Clearly it is
important to be aware of these extreme differences in model behavior. They are not both right.
Depending on the analysis, in one case one would conclude that benthic organisms will  be
affected, in the other, surface organisms. Thus, whenever the data are available and suspended
and dissolved, foreign solids are not an important factor, the nonlinear equation of state should
be considered.
                                           93

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                                                                         A tutorial of the interface
              # ports port flow
                   1    0.1533
             port dia plume dia
               0.2540    0.2540
            \/er angle cont coef
                  10       1.0
  hor angle  red space p amb den
         90     1000.0  -0.09290
      depth    current   density
        0.0     0.015  -0.09295
       35.0     0.015  -0.09289
                                                              far
                               sp
                        5 of   6
                         linear
                          far dis
                               60
                        print frg
                              500
                        Roberts F
                           0.2919
                        Stratif #
                        5.706E-08
                        red grav.
                          0.07542
 CORMIX1 one  port  flow h4-0 una
 0.1533 m3/s,  3.499 MGD, 5.414
Help:  Fl.   Quit: .  Config
 Mar 13, 1994,   16:16: 4  ERL-N
 UM INITIAL DILUTION SIMULATION
  plume dep plume  dia poll cone
          m        m
      29.90    0.2540
      20.93     5.665
      1.529     10.48
ttached.   Use I
cf s .
uration:ATCO2.
 PROGRAM
 (linear  mode)
                                              until near
         inc
          20
       coeff
        0.10
    Froude
       21.86
   K:vel/cur
       201.7
    N (freg)
   0.0001297
 0 buoy flux puff-ther
  0.00001156     10.74
   j et-plume
       5.227
   plu-cross
        3426
   plu-strat
       269. 9
     CL conc>=
surface.  (See manual)
FILE:  cormixl.var;
                                                            -> surface hit
                                      (1960),  see guide for details:
                              astefield width of
                              Eddy Diff-
                                dilution  distance
                                               m
                                   128.1
                                   171.2
Figure 52.  Discharge of a highly buoyant plume to very cold water; linear form of UM.
With output.
   Some densities, including ones pertinent to this problem, are compared in Table III.

 Table III.  PLUMES and CORMIX1 densities compared with  published values (Weast, 1977).
Temperature
(C)
0.0
4.0
13.0
28.1
20.0
20.0
20.0
Salinity

0.0
0.0
0.0
0.0
0.0
34.84
79.69
	 Densities (kg/m3)
UM CORMIX1
998.267
998.691
999.442 999.648
996.267 996.341
998.267
1024.66
1060.04

Weast
999.842
999.975
999.380
996.208
998.207
1024.5
1058.5
                                             94

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        THE ROBERTS, SNYDER, BAUMGARTNER MODEL: RSB
INTRODUCTION

  RSB is based on the experimental studies on multiport diffusers in stratified currents described
in Roberts,  Snyder,  and Baumgartner (1989a,b,c), which should be consulted for detailed
explanations. These studies were conducted with an experimental configuration shown in Figure
53. The diffuser is straight and consists  of horizontally discharging round nozzles which are
uniformly spaced.  The ports discharge from both sides of the diffuser, which is similar to most
prototype applications. This configuration would include diffusers consisting of pipes with ports
which are holes along each side or T-shaped risers each containing two ports as shown in Figure
53.

   The receiving water is linearly density-stratified, and flows at a steady speed at an arbitrary
angle relative to the diffuser axis. RSB will also predict dilutions for a surfacing wastefield caused
either by a weak stratification or by unstratified conditions.
     Diffuser

           Plan view
Wastefield
 Figure 53. Diffuser configuration considered by RSB.
    As discussed later, RSB is also a good approximation for diffusers in which the ports are
clustered in multiport risers, at least up to 8 ports per riser.  The range of the  experimental
parameters (port spacing, port diameter, jet exit velocity, current speed, current direction, and
density  stratification) was chosen  to be representative of highly buoyant discharges such as

                                           95

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                                                   The Roberts. Snyder. Baumgartner model: RSB

domestic sewage and some industrial wastes into coastal and estuarine waters. When RSB is used
outside the parameter range for which these experiments were conducted, it extrapolates the results
to obtain a solution and gives a warning that the answers are extrapolated.

     The model  can be thought of as a replacement for  and  a significant update of ULINE
(Muellenhoff et al., 1985).   Whereas ULINE was based on  experiments in unstratified
environments, RSB is based on experiments in stratified environments, and so is therefore more
reliable in this situation. Also, ULINE applies only to single line plumes whereas RSB is based
on experiments with multiport diffusers.  It therefore includes the effects of port spacing and
source momentum flux, and is more realistic in that it includes discharges from both sides of the
diffuser.
DEFINITIONS

   The definitions used in RSB in relation to the geometry of the initial mixing region are shown
in Figure 54 and described below. At the end of this region the dilution is called the initial dilution
and the wastefield is said to be established.  The established wastefield then drifts with the ocean
currents and is diffused by oceanic turbulence.
Established wastefield— .
\

M




' fe
V '
N^
V)l
/
rt z
AZ
_L _x \
I
2
•m

r i
L


:e
Side view
(For© =9rf)
'
                               Initial mixing region
 Figure 54.  Definition of Wastefield Geometry.
  In RSB this "initial mixing region" or "hydrodynamic mixing zone" is defined to end where the
self-induced turbulence collapses under the influence of the ambient stratification and initial
dilution reaches its limiting value. The length of the initial mixing region is denoted by xt.  The

                                          96

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                                                    The Roberts. Snyder. Baumgartner model: RSB

geometrical wastefield characteristics (see Figure 53) at this point are thickness he height to top
ze and height to level of maximum concentration (or minimum dilution) zm. The minimum initial
dilution Sm is defined as the smallest value of dilution (corresponding to maximum concentration)
observed in a vertical plane through the wastefield at the end of the initial mixing region.
MODEL BASIS

   The initial mixing of wastewater discharged from a multiport diffuser depends on diffuser
design and receiving water characteristics. The diffuser can be characterized by fluxes of volume,
momentum, and buoyancy per unit diffuser length:

  q "          m "uq        b "g"q                                          (19)
where Q is the total discharge, L the diffuser length, Uj the jet exit velocity, and g0' = g(**- ••)/••
is the reduced gravitational acceleration due, g is the acceleration due to gravity, "'is the ambient
density at the level of the ports and *0'the effluent density. A linear density stratification can be
characterized by the buoyancy  frequency, N, also  referred to as the Brunt- Vaisala frequency,
usually expressed in units of sec"1:
          Iff  • PI M * *l
          —-7T-                                                                 (20)
   We define three length scales:

       ~ 2          i 1/3
       m           N
                                 m
                                i. M                                               (21)
Note that these length scales are defined based on the total fluxes, rather than the flux from each
side of the diffuser.  The geometrical characteristics defined in Figures 53 and 54 can then be
expressed as:

 ze, he, zm • •f(q,b,m,s,u,N,@)                                                    (22)
Which, by means of dimensional analysis, becomes:
.       »  .m   _  p

 ''            '
                                                                                  (  '
   b   b   lb

Where F = u3/b is a dynamic variable which is a type of Froude number. In Equation 5, the effect
of the source volume flux q is neglected as  an independent variable.  This is because l/lb is
usually much  less  than one and therefore has  little dynamic effect except very near to the

                                           97

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                                                    The Roberts. Snyder. Baumgartner model: RSB

ports. The corresponding normalized expression for dilution is:


    (2/3    " I  / '  / '   '    I                                                       (24)


where Sm is the minimum  initial dilution,  as previously defined.  An average dilution Sa is
computed as 1.15 Sm based  on hydraulic model tests by Roberts (1989).

    The two length scale  ratios ljlb and s/lb are  diffuser parameters which characterize the
significance of source momentum flux and port spacing respectively.  Note that these length scale
ratios encompass the jet exit velocity, port diameter, port spacing, effluent density, and ambient
stratification. Based on consideration of actual operating conditions, the range of experiments was
chosen to be 0.31 < s/lb < 1.92 and 0.078 < ljlb < 0.5. For s/lb < 0.3 and ljlb < 0.2, the discharge
approximates a line plume, i.e. the individual plumes rapidly merge and the effect of source
momentum flux is negligible, many ocean outfalls operate in the regime in which momentum is
negligible (Roberts et al., 1989a).  Therefore the range of diffuser parameters can be considered
to be s/lb < 1.92 and ljlb < 0.5

    A more important parameter is F, which characterizes the importance of the current speed
relative to the buoyancy flux of the source. Small values of F signify little effect of current;
according to Roberts et al.  (1989a) the current exerts no effect  on dilution if F < 0.1.  Larger
values of F denote situations where the plumes are rapidly swept downstream by the current;
dilutions are always increased by increased current speeds, although not always at the regulatory
(critical) mixing zone boundary, as shown in Figure 5. (See Figures  4 and 6 in Roberts, Snyder,
and Baumgartner, 1989a for photographs of plumes at various Froude numbers, F). The tests were
run at differing  current speeds to obtain F = u3/b in  the range 0 (zero current speed) to 100.

  The effect of the current also depends on the direction of the  current relative to the diffuser 0.
For a line diffuser 0 < 0 < 90°. Tests were run with 0 = 90° (diffuser oriented perpendicular to
the  current), 45°, and 0° (parallel to the current). In general, diffusers oriented perpendicular to
the  current result in highest initial dilutions and lowest rise heights.


MODEL DESCRIPTION

  Results for wastefield geometry and initial dilution were presented graphically (Figures 8, 10-
12 of Roberts et al. 1989a) in the dimensionless  form of Equations 5  and 6 for  line plume
conditions (s/lb < 0.3 and ljlb < 0.2). Results to predict the length of the initial mixing zone xt are
in Figures 4 and 8 of Roberts et al., 1989b.  For higher port spacings and higher momentum fluxes
the  results are given in Figures 5 and 6, and 7 and 8 of Roberts et al., 1989c.

    For some of these results,  semi-empirical equations are given.  These equations are semi-
empirical because  they are physically based, but the coefficients must  be obtained from the

                                           98

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                                                   The Roberts. Snyder. Baumgartner model: RSB

experiments.  Examples are the dilution and rise height of line plumes in perpendicular currents
(Equations 14 and 17 of Roberts et al., 1989a):

  _™L_  • .2.19F1/6«0.52,     —  "2.5F'i/6                                      (25)
   bw                         lb                                                 (25)

In other cases, for example, high momentum jets in a parallel current, only graphical solutions are
available.  In these  cases, purely empirical equations are fitted to the curves, and the results
interpolated as appropriate.  RSB can therefore be thought of as a coding of the graphs and
equations in the original papers. For linear stratifications, the model should give exactly the same
results as obtaining the solution graphically.

       For nonlinear stratifications, RSB assumes that the density profile is linearized over the rise
height. In RSB,  the solution procedure is iterative, solving automatically for the rise height ze.
This method, which is similar to that used by Brooks (1973) is shown in Figure 59. As discussed
later, this approximation usually works very well, even for very nonlinear stratifications. In fact,
this is a conservative assumption, as linear stratifications lead to less rapid spreading, thinner
wastefield, less subsequent mixing, and therefore less dilution than in a wastefield at the same rise
height in a nonlinear stratification (Roberts, 1993).
EXAMPLES

Introduction

   RSB can be run either as a stand alone program or from PLUMES. When run in stand alone
mode, RSB uses the same UDF input file format as previous EPA models (Muellenhoff et al.,
1985).  This file can be created using the AYU command in PLUMES, with any ASCII text-editor,
or interactively by following prompts within RSB. Note, however, that RSB assumes discharges
from both sides of the diffuser, whereas the original EPA models implicitly assume discharge
only from one  side of the diffuser, so the data may be different for different models. In UM this
requirement is accommodated by running  the cross-diffuser merging configuration, i.e. by
specifying half spacing between ports. For example, if ports are staggered every two meters with
adjacent ports  on one side of the diffuser four meters apart, then the appropriate spacing is two
meters.  Whether the model is run stand alone or from PLUMES,  the solution procedure is the
same, so the results should be practically identical.

  Recommendations on usage are given in Appendix 1. The ambient density must be stable, i.e.
density must not decrease downwards, however, under some circumstances RSB will produce
valid results if intermediate levels are specified as unstable due to the method used in RSB to
calculate a linear gradient. The total number of ports n and spacing s are inputted to determine the
diffuser length L which is then used to compute q and the length scales.  Half spacing provides the
correct solution for RSB.

                                          99

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                                                  The Roberts. Snyder. Baumgartner model: RSB
 L--S\---l\                                                                  (26)
Seattle Example: Linear Stratification - Zero Current

   The following example follows that given in Roberts et al., 1989a,b,c.  The parameters are
taken from the Metropolitan Seattle outfall discharging into Puget Sound (Fischer et al., 1979):

      Design average flow,  Q = 194 ft3/s (5.49 m3/s)

      Number of ports = 202

      Port spacing (on each side of the diffuser),  s = 6 ft (1.83 m)

      Port diameters, d = 4.5 to 5.75 inches (0.114 to 0.146 m)
      Assume d= 5.0 inches (0.127 m)

      Effluent density,  •; = 1.000 g/cm3

      The port depth is about 70 m, and density stratifications at nearby Alki Point vary between
      0.002 and 0.025 ot-units per meter.  Taking the strongest stratification (0.025 ot-units per
      meter) yields, for example, a density of 1.02425 g/cm3 at the surface and  1.02600 g/cm3
      at 70 m depth. The pipe diameter is 96 inches (2.44 m) so the port elevation is 1.22 m and
      the total depth is set at 71.22 m.

   The input and output files of the original RSB (Basic language) model for zero current are
shown in Figure 55.  The computed length scales ratios are s/lb = 0.14 and ljlb = 0.13 which
suggests no effect of the source momentum flux and port spacing so we expect the behavior of this
discharge to  approximate a line plume.  The predicted minimum initial dilution Sm for this case is
80, and rise height ze is 32.9 m. No farfield calculation is provided.

    The corresponding PLUMES RSB and UM runs  are given in  Figure 56 without farfield
calculations.  Notice the close agreement between Basic RSB and PLUMES RSB; maximum
difference are less than one percent. Also, notice the approximate agreement between the models,
e.g. average dilutions of 92 and 82 for RSB and UM respectively. In the remainder of this chapter
only the PLUMES RSB runs will be displayed. The corresponding UM run is given in Figure 57.

   The Basic language RSB program is not bundled with the plume package.
                                         100

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                                                  The Roberts. Snyder. Baumgartner model: RSB
 Input file:

 Seattle Example
                  202
               90.000
               1.0000
               1.02425
               1.02600
                         0. 127
                         1.830
                          0
                            0.0
                            0.0
                                 Port spacing =   1.83 m
Output file:

Input data:

 Seattle Example
  Flowrate =  5.49 m3/s
  Effluent density =  1  g/cm3
  Number of ports =  202
  Port diameter =  .127 m;
  Discharge depth = 70 m
  Current speed =  0 m/s;     Angle of current to diffuser = 90 degrees
  Computed diffuser length = 183.0 m

    Density profile:
  Depth  (m)    Density (g/cm3)
     0.0         1.02425
    70.0         1.02600

Results:

  Length scale ratios are:   s/lb =  0.14,  Im/lb =  0.13
  Froude number,  u3/b =   0.00;   Jet Froude number, Fj = 12.1
  Rise height to top of wastefield, ze = 32.9 m
  Wastefield submergence below surface = 37.1 m
  Wastefield thickness, he = 22.7 m
  Height to level of cmax, zm = 21.5 m
  Length of initial mixing region, xi =  25.3 m
  Minimum dilution, Sm =  80;   Flux-average dilution, Sfa =  92  (1.15 x Sm)
Figure 55.  Input and output of the original RSB program (Roberts, 1991).
                                         101

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                                                  The Roberts. Snyder. Baumgartner model: RSB
  Mar 15, 1994,   14:58:37  ERL-N PROGRAM PLUMES, Ed  3,  3/11/94   Case:
  Title   Seattle Example
 tot flow
     5.49
 port dep
       70
port elev
        1
ho r ang1e
       90
    depth
      0.0
       70
  # ports
      202
 port dia
    0.127
ver angle
      0.0
red space
   0.9144
  cur rent
     le-5
     le-5
                      port  flow
                                           effl sal
            spacing
             0.9144
plume dia total vel horiz vel
   0.1270     2.145
cont coef  effl den pol1 cone
                          100
                      far dif
    26.000.00001000  0.000453
  density  salinity
    24.25
    26.00
                                                                        1 of   8
                                                                         1i near
                                                   effl  temp    far  ino   far dis
                           1 .0         0
                     p amb den p current
                                              temp  amb cone
                                                    vertl vel  asp  coeff  print  frq
                                                        0.000       0.10        500
                                                        decay   Froude  #  Roberts  F
                                                             0      11.92  1/320E-13
                                                       far vel  K:vel/cur  Stratif  #
                                                                 214500  0.0001221
                                                                N  (freq)  red  grav.
                                                             0   0.01546    0.2550
                                                             0  buoy flux  puff-ther
                                                                0.007571      36.61
                                                               jet-plume  jet-cross
                                                                   1.425      24150
                                                               plu-cross  jet-strat
                                                               6.930E+12      3.952
                                                               plu-s t rat
                                                                   6.581
                                                                CL conc>=
CORMIX1 flow category algorithm is turned off.
 5.49 m3/s, 125.3 MGD,  193.9 cfs.                         >0.0  to
Help: Fl.   Quit: .   Configuration:ATNOO.  FILE: rsbeg.var;
                                   RSB
                 Written by Philip J. W. Roberts  (12/12/89)
                   (Adapted by Walter E. Frick  (1/12/92))

 Case:  1: Seattle Example
 Length scale ratios are: s/lb
 Froude number,  u3/b =
 Jet Froude number,  Fj  =

 Rise height to top of wastefield, ze =
 Wastefield submergence below surface =
 Wastefield thickness,  he =
 Height to level of cmax, zm =
 Length of initial mixing region,  xi =
 Minimum dilution,       Sm =    79.8
 Flux-average dilution,  Sfa =    91.8  ( 1.15
                                                                   100  m3/s
                                            x Sm)
                                            no avg.
  Roberts Fr. # < 0.1  (aspiration dominated)
  for farfield prediction

 . .  UM S i mu 1 a t i on ...
  plume dep plume dia poll cone  dilution   CL  cone   hor dis
                                                     flux dilution  formed
          m
      70.00
      69.64
      59.89
      42.82
      29.89
                   m
              0.1270
              0.9207
               3.047
               7.686
               27. 12
                        100.0
                        12.94
                        3. 125
                        1.509
                        1.192
                        1 .000
                        7.556
                        31.22
                        64.62
                        81.79
                        100.0
                        24. 10
                        4.529
                        2.159
                        1.702
    m
0.000
2.019
6.675
9.387
11.98
-> merging
   trap level
  -> plume element overlap.
Figure 56.  PLUMES RSB run for Seattle example.

                                         102

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                                                   The Roberts. Snyder. Baumgartner model: RSB
Seattle Example: Linear Stratification - Flowing Current

   Consider now an ambient flowing current of 0.30 m/s perpendicular to the diffuser. The new
input and output data files are shown in Figure 57.

       The minimum dilution is now increased by the current to 181, and the rise height (to the
top of the wastefield) reduced from 32.9 m to 26.5 m.  This process can be continued for other
current speeds to generate the results shown as Table 2 in Roberts et al., 1989a. Note that numbers
may differ slightly from this table due to slightly differing interpolation procedures.
  Mar  15,  1994,   14:59:37   ERL-N PROGRAM PLUMES,  Ed 3,  3/11/94  Case:    3 of   8
  Title    Seattle Example;  with current                                   linear
    tot flow    #  ports  port  flow   spacing  effl  sal effl  temp   far inc   far dis
       5.49        202    0.02718    0.9144
    port  dep   port dia  plume dia total  vel horiz  vel vertl  vel asp coeff print frq
          70      0.127    0.1270     2.145     2.145     0.000      0.10       500
  port elev  ver  angle  cont  coef  effl  den poll  cone     decay  Froude # Roberts F
           1        0.0        1.0         0       100               11.92     3.563
  hor  angle  red  space  p  amb den p current   far  dif   far  vel K:vel/cur Stratif #
          90    0.9144     26.00    0.3000  0.000453               7.1520.0001221
       depth    current    density  salinity      temp  amb cone  N (freq) red grav.
         0.0        0.3     24.25                             0   0.01546    0.2550
          70        0.3     26.00                             0 buoy flux puff-ther
                                                                0.007571     1.178
                                                               jet-plume jet-cross
                                                                   1.425    0.8049
                                                               plu-cross jet-strat
                                                                  0.2567     3.952
                                                               plu-strat
                                                                   6.581
                                                                 hor dis>=

 CORMIX1  flow category algorithm is turned off.
  5.49 m3/s,  125.3 MGD,  193.9  cfs.                         >0.0 to 100 m3/s range
 Help: Fl.   Quit:  .  Configuration:ATNOO.   FILE:  rsbeg.var;

  Case:   3:  Seattle Example; with current
  Length scale ratios  are:  s/lb =   0.14 Im/lb =   0.13
  Froude number,  u3/b  =             3.62
  Jet  Froude number, Fj  =          12.1
  Rise height to top of  wastefield,  ze =  26.5
  Wastefield submergence below surface =  43.5
  Wastefield thickness,  he  =              21.5 m
  Height  to  level  of cmax,  zm  =           17.4 m
  Length of  initial  mixing  region,  xi  =     165 m

  Minimum dilution,       Sm =   180.5
  Flux-average dilution, Sfa =   207.6 ( 1.15 x  Sm)
 Wastefield  width:      183.92m   Avg.  flux dilution (width*he*u/Q):       216.3
Figure 57. RSB Seattle example, with current.
                                         103

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                                                   The Roberts. Snyder. Baumgartner model: RSB

Seattle Example:  Model Extrapolation

       This example illustrates the effect of running RSB outside the range of values on which
it is based. The port diameter is reduced to 60 mm (0.06 m);  the  new data files are shown in
Figure 58.

       In this case the decrease in nozzle size causes an increase in nozzle exit velocity and an
increase in momentum flux. The length scale ratio ljlb becomes equal to 0.60, which exceeds the
experimental  range.  Note that RSB still gives answers in these  situations and gives a warning
message  that the  predicted results are extrapolated  and  therefore may be  unreliable;   the
interpretation of these results is at the discretion of the model user.  The primary predicted effect
of the increased momentum flux is a decrease in rise height; the dilution is unchanged. The reasons
for this type of behavior are discussed in Roberts et al., 1989c.
                                          104

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                                                  The Roberts. Snyder. Baumgartner model: RSB
Mar 15, 1994, 15: 0:37 ERL-N PROGRAM PLUMES, Ed
Title Seattle Example; extrapolated
tot flow # ports port flow spacing effl sal
5.49 202 0.02718 0.9144
port dep port dia plume dia total vel horiz vel
70 0.06 0.06000 9.612 9.612
port elev ver angle cont coef effl den poll cone
1 0.0 1.0 0 100
hor angle red space p amb den p current far dif
90 0.9144 26.000.00001000 0.000453
depth current density salinity temp
0.0 le-5 24.25
70 le-5 26.00




... RSB ...
Case: 4: Seattle Example; extrapolated
Length scale ratios are: s/lb = 0.14 Im/lb = 0
Froude number, u3/b = 0.00
Jet Froude number, Fj = 78.7
Rise height to top of wastefield, ze = 26.5
Wastefield submergence below surface = 43.5
Wastefield thickness, he = 19.9 m
Height to level of cmax , zm = 17.8 m
Length of initial mixing region, xi = 25.3 m
Minimum dilution, Sm = 79.8
3, 3/11/94 Case: 4 of 8
1 i near
effl temp far i nc far dis
vertl vel asp coeff print frq
0.000 0.10 500
decay Froude # Roberts F
77.71 1.319E-13
far vel K:vel/cur Stratif #
9612000.00005769
amb cone N (freq) red grav.
0 0.01546 0.2550
0 buoy flux puff-ther
0.007571 99.49
jet-plume jet-cross
4.390 51110
plu-cross jet-strat
6.930E+12 5.750
plu-s t rat
6.581
hor dis>=


.60




Flux-average dilution, Sfa = 91.8 ( 1.15 x Sm)
Results extrapolated beyond their experimental values, may be unreliable
Roberts Fr. # < 0.1 (aspiration dominated), no avg . flux dilution formed
... UM ...
plume dep plume dia poll cone dilution hor dis
mm m
70.00 0.06000 100.0 1.000 0.000
69.96 0.9254 6.381 15.30 2.160
68.90 2.882 3.125 31.21 7.323
50.98 9.405 1.269 76.83 23.13
40.35 21.51 1.031 94.59 31.55




-> merging
-> trap level
-> plume element overlap.
Figure 58. Seattle example, reduced port size, RSB model extrapolation.
                                         105

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                                                   The Roberts. Snyder. Baumgartner model: RSB
Seattle Example: Nonlinear Stratification

   In this example the nonlinear ambient density profile shown in Figure 59 is used. The density
profile is the one used in the Boston Harbor Diffuser model tests.  It consists of a uniform, well-
mixed surface layer about  8  m thick,  followed by  a  sharp  change in density through the
thermocline, which is about 13m thick, then a uniform density down to the bottom. The port depth
in this case is 31.3 m below the water surface. The diffuser of the Seattle example is used and the
new data files are given in Figure 60.
                                                Water surface
                        o

                        5

                       10
                 Depth 15
                 (m)
                       20

                       25

                       30

                       35
Port depth
                         1.020   1.021
        1.022   1.023   1.024
            Density (glee)
1.025   1.026
 Figure 59. Density Profile used in Non-Linear Example.

  RSB predicts a rise height of 17.4 m, which is in the pycnocline. The solution procedure, which
is transparent to the user, is to linearize the density profile over this 17.4 m. The method can fail,
an example is described in Appendix 6. In that example, which is similar to Figure  58, the
solutions oscillate depending on the vertical position of the pycnocline, one solution showing the
plume rising into the upper unstratified layer while the other shows it remaining in the bottom layer.
Which one is selected depends on the vertical position and extent of the stable layer between the
neutral layers.  One way to stabilize the solution is to make the neutral layers slightly stable. To
identify sensitive situations, it may be worthwhile to compare RSB and UM solutions for general
agreement. Also, varying the depth of the stable layer and ambient density inputs can help identify
potential problems.
                                          106

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                                                   The Roberts. Snyder. Baumgartner model: RSB
Mar 15, 1994, 15: 4:37 ERL-N PROGRAM PLUMES, Ed
Title Seattle example; Boston density profile
tot flow # ports port flow spacing effl sal
5.49 202 0.02718 0.9144
port dep port dia plume dia total vel horiz vel
31.3 0.127 0.1270 2.145 2.145
port elev ver angle cont coef effl den poll cone
1.22 0 1 0 100
hor angle red space p amb den p current far di f
90 0.9144 25.200.00001000 0.000453
depth current density salinity temp
0.0 le-5 21.4
5 le-5 21.4
7.3 le-5 21.5
10 le-5 22.2
15 le-5 24.2
17.3 le-5 24.9
20 le-5 25.1
25 le-5 25.2
35 le-5 25.2

CORMIX1 flow category algorithm is turned off.
5.49 m3/s, 125.3 MGD , 193.9 cfs.
Help: Fl. Quit:  . Conf igurat ion: ATNOO . FILE
Case: 6: Seattle example; Boston density profile
Length scale ratios are: s/lb = 0.26 Im/lb = 0
Froude number, u3/b = 0.00
Jet Froude number, Fj = 12.3
Rise height to top of wastefield, ze = 17.4
Wastefield submergence below surface = 13.9
Wastefield thickness, he = 13.1 m
Height to level of cmax , zm = 11.7 m
Length of initial mixing region, xi = 13.5 m
Minimum dilution, Sm = 42.3
Flux-average dilution, Sfa = 48.6 ( 1.15 x Sm)
Roberts Fr . # < 0.1 (aspiration dominated) , no avg
3, 3/11/94 Case: 6 of 8
1 i near
effl temp far inc far dis

vertl vel asp coeff print frq
0.000 0.10 500
decay Froude # Roberts F
0 12.11 1.362E-13
far vel K:vel/cur Stratif #
214500 0.0006118
amb cone N (freq) red grav.
0 0.03408 0.2471
0 buoy flux puff-ther
0 0.007346 36.99
0 jet-plume jet-cross
0 1.448 24150
0 plu-cross jet-strat
0 6.717E+12 2.662
0 plu-st rat
0 3 . 609
hor dis>=

>0.0 to 100 m3/s range
: rsbeg . var ;

.25









flux dilution formed
Figure 60. Seattle example, non-linear density profile.
                                          107

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                                                    The Roberts. Snyder. Baumgartner model: RSB
Multiport Risers Example
    Many outfalls with multiport risers are now operating (San Francisco and Sydney), under
construction (Boston), or proposed (Hong Kong).  Except for San Francisco, these are tunneled
outfalls for which the cost of the risers is very high, of the order of several million dollars each.
It is therefore necessary to minimize the number of risers without unduly impairing dilution. This
is different from a pipe diffuser in which, for a given diffuser length, the number of ports in the pipe
wall and their spacing is not a significant cost consideration.

   The following example is for the Boston outfall. This is a convenient example as experimental
results from the hydraulic model tests done for this diffuser are available  (Roberts, 1989).  The
example also illustrates the effects of nonlinear stratifications.

    The basic assumption is that the behavior of the wastefield is the same as if the ports were
uniformly distributed along both sides of the diffuser, rather than  clustered in multiport risers. This
was originally demonstrated by Isaacson et al. (1978, 1983) to be a good assumption for certain
limited conditions. The caveat to this assumption is that entraining water must be available to the
plumes. This implies that not more than 8 ports per riser be used, otherwise the flow collapses to
a rising ring with reduced dilution.

   The following examples are of the final design, which has 55 risers spaced a distance of 122 ft
(37.2 m) apart.  Each riser has 8 ports with nominal diameters  of 6.2 inches (0.157 m).  Tested
flowrates were 390 mgd (17.08 m3/s), 620 mgd (27.16 m3/s),  and 1270 mgd (55.63 m3/s). If the
ports were uniformly distributed along the diffuser, the port spacing s would be 122/4 = 30.5 ft
(9.30 m).  A typical data file for 390 mgd, zero current speed, with a density profile as shown in
Figure 59 (this is referred to as the Late Summer Profile in Roberts, 1989), is given in Figure 61.
Table IV gives more comparisons between measured and predicted dilutions.
  Table IV. Model measurement and predicted wastefield characteristics for Boston Harbor Outfall.
Current
speed
(cm/s)
0
25
0
0
Flowrate
Q (mgd)
390
390
620
1270
Minimum initial dilution
Sm
Measured
81
223
70
56
Predicted
67
215
59
46
Rise height to top of
wastefield, z, (m)
Measured
16.3
16.3
17.8
17.8
Predicted
17.1
15.8
16.9
16.9
Wastefield thickness
Mm)
Measured
7.5
14.5
10.5
14.5
Predicted
12.8
14.1
12.7
12.7
                                           108

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                                                   The Roberts. Snyder. Baumgartner model: RSB
   Jun
   Tit]
1992,  11:29:45  ERL-N PROGRAM PLUMES,  July 1,  1992   Case:
Boston, multiport risers
                        spacing
                25.200.00001000
              density  salinity
                                            ho r i z ve1
                                                2.005
                                            pol1  cone
                                                  100
                                              far dif
                                             0.000453
                                                 temp
 tot flow   # ports port flow
    17.08       440   0.03882       4.15
 port dep  port dia plume dia  total vel
     31.3     0.157    0.1570      2.005
port elev ver angle cont coef  effl den
        1010
hor angle red space p amb den  p current
       90     4.150
    depth   current
      0.0      le-5
        5      le-5
      7.3      le-5
       10      le-5
       15      le-5
     17.3      le-5
       20      le-5
       25      le-5
       35      le-5
   ... RSB  ...

   Case:   7: Boston, multiport  risers

   Length  scale  ratios  are:  s/lb =   1.70 1m/
   Froude  number, u3/b  =             0.00
   Jet Froude number, Fj  =          10.3
   Rise height  to  top  of wastefield,  ze =  17.2
   Wastefield submergence  below surface =  14.1
   Wastefield thickness, he  =               12.9 m
   Height  to  level  of  cmax,  zm =           11.5 m
   Length  of  initial mixing  region,  xi  =    9.4m

   Minimum dilution,       Sm  =    63.6
   Flux-average dilution,  Sfa  =    73.2 ( 1.15 x Sm)
   Roberts Fr. # <  0.1  (aspiration dominated),  no avg

   ... UM  ...

   plume dep plume  dia poll  cone  dilution   hor dis
                                             effl  sal effl temp
                                                                  far
                                           vertl  vel
                                               0.000
                                               decay
                                                   0
                                             far  vel
                                    asp  coeff
                                         0. 10
                                     Froude  #
                                         10. 18
                                    K:vel/cur
                                       200500
                                     N  (freq)
                                      0.03408
                                    buoy flux
                                     0.002311
                                    j et-plume
                                         1.505
                                    plu-cross
                                    9.593E+12
                                    plu-strat
                                         3.946
                                      hor  dis>
                                     7  of    8
                                      1inear
                                       far  dis

                                     pr int  frq
                                           500
                                     Roberts F
                                     4.327E-13
                                     Stratif #
                                     0.0007564
                                     red grav.
                                       0.2471
                                     puff-ther
                                        39.82
                                     j et-cross
                                        27900
                                     j et-strat
                                        2.861
                                             flux dilution formed
           m
       31 .30
       25.39
       18.96
       16.92
       14. 16
          m
     0. 1570
      2.569
      4. 183
      4.802
      9.749
100.0
3. 125
1.408
1.217
1.075
1.000
31 .24
69.29
80.15
90.80
  No farfield prediction;  cause  not  known.
                                                 m
                                             0.000
                                             5.444
                                             6.703 -> merging
                                             6.989 -> trap level
                                             7.539 -> plume element overlap.
 Figure 61. Boston example, multiport risers; RSB and UM simulations.
   It can be seen that, despite the very large difference between the conditions on which RSB is
based (paired ports, linear stratification) and the Boston tests  (ports clustered 8 per riser, very
nonlinear stratification), the predictions are very good. Dilutions are generally underestimated, i.e.
the model is conservative. This is most probably due to the additional mixing which occurs in the
horizontally spreading layer in the nonlinear profile compared to that in the linear profile.
                                          109

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                                                    The Roberts. Snyder. Baumgartner model: RSB
DESIGN APPLICATIONS

   RSB is a useful tool for the design of outfall diffusers.  Time can be saved when doing this by
keeping in mind the following guidelines:

       The most important parameter for an ocean outfall diffuser for a fairly large flow is the
       length L. This can be chosen first, and the details, i.e. port spacing and diameter chosen
       later.

       The flow approximates a line source for s/lh < 0.3. At this point the dilution is a maximum
       (for fixed diffuser length) and adding more ports so that the spacing is less will have no
       effect on dilution or rise height. Also, there is little point  in making the port diameter
       smaller than the value which results in ljlb = 0.2, as this will result in increased head losses.
       The only constraints are internal hydraulics (which may be complex for tunneled outfalls)
       and that the ports flow full,  i.e. Fj>\.
       Momentum only affects dilution when ljlb > 0.2. Therefore decreasing the port diameter
       to increase momentum will only affect dilution if it results in ljlb > 0.2.  Even then the
       primary effect on the wastefield is reduced rise height (in  a linear stratification), and
       dilution is only slightly affected.
                                           110

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                             UM MODEL THEORY
PERSPECTIVE

       UM is the latest in a series of models first developed for atmospheric and freshwater
applications by Winiarski and Frick (1976) and for marine applications by Teeter and Baumgartner
(1979). The marine version, known as OUTPLM, became the basis of the MERGE model (Frick,
1980).   Both underwent  modifications to  become  the UOUTPLM and UMERGE models
(Muellenhoff et al., 1985). Since 1985 the UMERGE model has been further generalized and
enhanced; including treatments of negatively buoyant plumes and background pollution. These
improvements are included in UM, one of two resident initial dilution models in PLUMES. Other
active research focusing on the generalization to three dimensions and to geothermal applications
continues (e.g. Frick, Baumgartner, and Fox, 1994).

   Outstanding UM features are the Lagrangian formulation and the projected area entrainment
(PAE)  hypothesis.  The Lagrangian formulation offers comparative simplicity that is useful in
developing PAE.

   The projected area entrainment hypothesis is a statement of forced entrainment — the rate at
which mass is incorporated into the plume in the presence of current. As a general statement it was
articulated at least as early  as 1960 (Rawn, Bowerman, and Brooks). However, Frick (1984), Lee,
Cheung, and Cheung (1987), and Cheung (1991) find that most implementations (e.g. Hoult, Fay,
and Forney, 1969) of the hypothesis are incomplete. They typically include only one or two of the
PAE terms that have been identified, which are then tuned for best fit.  For two-dimensional flow,
UM and JETLAG (Lee and Cheung, 1990) use all three terms, thereby eliminating the need for
tuning. In addition to PAE, the traditional Taylor entrainment hypothesis (Morton, Taylor, and
Turner, 1956) is also used.

  It is not in the scope of this work to present extensive verification of the UM model, however,
Figures 62 and 63 do give a general indication of the quality of prediction. The superiority of the
PAE hypothesis is demonstrated by Lee and Cheung  (1990) and Cheung (1991) who adapt the
approach to three dimensions in the JETLAG model and show that the Lagrangian plume models
using PAE predict observed asymptotic behavior in a number of flow regimes. Frick, Baumgartner,
and Fox (1994) show example comparisons between UM and JETLAG.

  In Figure 63 the densimetric Froude number of the effluent is given by F-. a measure of the ratio
of momentum to buoyancy  in the plume, with large Froude numbers (j ets) indicating relatively high
momentum  and small Froude numbers indicating strong buoyancy. The ratio of efflux velocity to
current is given by k; a high value indicates a relatively strong effluent velocity or low current
speed.

  The Lagrangian model and its entrainment hypotheses are described below in some detail. To
understand  the model  it is necessary to first have an appreciation of the basic  model building


                                         111

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                                                                         UM model theory

 block — the plume element.  On that basis, the plume element dynamics, conservation principles,
 entrainment, and merging are more easily understood. Simultaneously, a detailed mathematical
 description of the model is given.
          sor
                                               lOQr
                                              Z/D
                                                              100
                                                             X/D
                                      200
         100
        Z/D
                                    (c)
                            Unstrotified
                        100
                       X/D
200
         lOOr
        Z/D
                                    (d)
 100
X/D
                                      200
 Figure 62. UM centerline and boundary predictions in stagnant ambient compared to Fan (1967).
 (a) Jet No. 10, (b) Jet No. 16, (c) Jet No. 22, unstratified, and (d) Jet No. 32.
BASIC LAGRANGIAN PLUME PHYSICS

The Plume Element

    The shape of the element is very important to plume modeling because it determines the
projected area, to which forced entrainment is directly proportional, at least in the initial dilution
region. In UM the constant of proportionality is simply unity — 1. Forced entrainment and Taylor
entrainment determine the growth of the element and play a key role in the dynamics of the plume.

  In terms of the dynamics of the plume element, shown at three stages of development in Figure
64, simple models like the Lagrangian or Eulerian integral flux models provide only an estimate
of the element trajectory, i.e., s, the path of the center-of-mass of the plume element. It is shown
as a solid line passing through the centers of the elements as if all the mass of the plume element
                                         112

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                                                                          UM model theory
                too
                                        100
                                              100 i-
                                                                  (b)
                                                                     100
                100 r
                                      (c)
                                              100 r
(d)
                                        100
                             X/D
                                                                     100
 Figure 63.  Plume trajectory, the element at three stages of development, and selected plume
 variables.

were concentrated there.

   In Lagrangian and comparable integral flux models, that is the only coordinate variable that is
predicted by the plume model. Other variables characterizing the distribution of mass are inferred
or assumed.  The  shape of the element is established arbitrarily before the growth of the particle
can be determined. In other words, the modeler determines how the shape of the plume is specified.
Normally, a particular interpretation of the round plume assumption  is used to establish the
distribution of mass about the trajectory of the plume element; it holds that the plume element is
basically cylindrical in shape.

   But, if it is assumed, as it generally is, that the element is defined by a smooth surface on the
exterior of the plume and by interior planes,  or faces, that are perpendicular to the particle trajec-
tory, and that the plume trajectory is curved, then this definition results in an element that is not
cylindrical but has the shape of a section of bent cone. Because the length of the element along the
trajectory must be small for mathematical reasons, it is better to conceive of the element as a thin
round wedge with a blunt or sharp edge.  This  is the element form assumed in UM.
                                          113

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                                                                          UM model theory
                         —)  volume
                                    (a)
(b)
                                                                        line of
                                                                        overlap
 Figure 64.  UM predictions in flowing ambient compared to Fan (1967). (a) F=10, £=8, (b)
 F=20, £=12, (d) F=40, £=16, and (d) ^=80, £=16.

   In special cases of plume trajectory of smaller radius-of-curvature than the plume radius itself,
the element faces would intersect, or overlap, a physically impossible situation. This complication
is depicted in Figure 64 and is considered further subsequently.

    Furthermore, the  asymmetry in shape is not consistent with the conventional practice of
constructing equal plume element radii symmetrically about the trajectory. The plume trajectory
represents the center-of-mass of the plume element which is generally not at the center of the
circular cross section and therefore the lengths of the "radii" are direct!onally dependent.

  The rigorous treatment of these complications is beyond the scope of the UM model. However,
UM does issue a warning when overlap begins and, in its the default mode, terminates the initial
dilution computation.  In other models of the same class, both Lagrangian and Eulerian integral
flux, the condition is not identified, or even recognized, and results in the over-prediction of plume
radius and entrainment unless the increase has been effectively tuned out, a practice that would
introduce spurious behavior elsewhere. Empirical models are not subject to the error.
                                          114

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                                                                         UM model theory
   The plume is assumed to be in steady state.  In the Lagrangian formulation that implies that
successive elements follow the same trajectory.  The plume envelope remains invariant while
elements moving through it change their shape and position with time. However, conditions can
change as long as they do  so over time scales which are long compared to the time in which a
discharged element reaches the end of the initial dilution phase, usually at maximum  rise.  The
steady state assumption is  used to derive the length of the plume element as a function of the
instantaneous average velocity, its initial length, and the initial effluent velocity.

   Thus, the length of the element does not in general remain constant but changes with time due
to the different velocities of the leading and trailing faces. It follows that the radius of the element
must respond to this velocity convergence or divergence, as well as to entrainment, because the
fluid  is practically  incompressible, though incompressibility and  the  limiting Boussinesq
approximations (Spiegel and Veronis,  1960) are not incorporated in UM.

  The exterior boundary of the plume element coincides initially with the edge of the orifice from
which it issues (or the vena contracta diameter). By integrating from this known initial and
boundary condition the plume volume is calculated based on the entrained mass and the assumed
element shape. It is assumed that the properties of the plume at the boundary are indistinguishable
from those in the adjacent ambient fluid. This has important implications, one being that drag is
not an important force in plume dynamics.  It also implies that mass crosses the projected area of
the element at the speed of the ambient current.
Conservation Principles

   The model includes statements of conservation of mass (continuity), momenta, and energy.
Conservation of mass states that the initial mass of the element and that added, or entrained, over
time is conserved. In modeling terms the element mass is incremented by the amount of fluid that
flows over the outside boundary of the plume element in a given amount of time. Given that
mathematical artifacts like overlap do not occur, the PAE assures that excessive or inadequate
amounts of entrainment are not inadvertently incorporated, i.e. entrained, into the plume.

   Similarly, horizontal momentum is conserved. The horizontal momentum, the product of the
element mass and horizontal velocity, is increased by the horizontal momentum of the entrained
fluid in the same time step. Vertical momentum is not generally conserved because it is usually
changed by buoyancy, a body force arising from the  density difference between the element and
the ambient fluid.

  Finally, energy is conserved, similarly incremented by adding an amount of energy equal to the
product of a constant specific heat, the entrained mass, and the ambient temperature. It provides
the means for estimating the average temperature of the element which is used in the equation of
state to obtain the densities of fresh and sea water  in salinity and temperature ranges that are
representative of terrestrial and coastal waters.
                                          115

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                                                                         UM model theory

Entrainment and Merging

  Entrainment is the process by which the plume incorporates ambient material into itself. It may
be thought of as a process in which fluid flows into the plume interior through the exterior surface.
Alternatively, it may be considered to be a process of accretion followed by the redistribution of
material. The former model is used here and is consistent with the  projected  area entrainment
hypothesis.

   Several mechanisms of entrainment are considered: aspirated, forced, and turbulent, or eddy,
diffusion.  Aspirated entrainment is shear (or Taylor)  entrainment which is present even in the
absence of current.  It is due to the  fact that high velocity regions are regions of relative low
pressure which causes inflow of material into the plume. Thus the plume induces a flow field in
the surrounding ambient fluid.  Forced entrainment is due to the presence of current that advects
mass into the plume. Diffusion is assumed always to be present but is only important beyond the
zone of initial dilution.  It becomes dominant after the  other two entrainment mechanism die off
due to the steady reduction in shear between the plume and the ambient. The transition separates
the near-field from the farfield.  Strictly speaking, the latter dilution is not a part  of the UM theory
because UM is still primarily a near-field model.  Instead, farfield diffusion is parameterized, for
example, by the "4/3 law" (Tetra Tech, 1982).

  Entrainment through the projected area of the plume is composed of three terms. The first term
is proportional to the length and radius of the element (the cylinder component), the second to the
growth in diameter of the plume, and the third to the curvature of the plume trajectory that opens
or closes area on the element surface.  All are simply mathematical parts of the  overall projected
area that contribute to forced entrainment. A fourth term, encompassing the entire peripheral area,
accounts for aspiration entrainment.

  When adjacent plumes grow sufficiently they begin to merge and entrain each other.  Merging
of plumes has the immediate effect of reducing entrainment by reducing the contact area between
the plume and its environs. Each of the four entrainment terms is decremented to a different degree
as merging proceeds. In essence, merging simply necessitates some geometric corrections. Surface
and bottom effects as demonstrated by Wood (1990), or Coanda attachment (Akar and Jirka, 1990),
are not modeled.

   Only the merging of adjacent plumes discharging from linear diffusers (pipes) are considered
here. This simplification helps to reduce the problem to two dimensions. Diffusers are assumed
to be long so that end effects can be ignored and unbalanced internal diffusion is neglected.

     Variations in  the  angle  between the diffuser  and  the current are accommodated by
mathematically reducing the  spacing  distance between  adjacent  ports  by  the  appropriate
trigonometric factor. Currents between 90 and 45 degrees may be handled in this way and lead to
reductions of entrainment in agreement with  measurements made by Roberts (1977).

   Typically diffusers are perforated on both sides.  In a current the  upstream  plumes will then
frequently bend over and merge with downstream plumes.  This cross-diffuser merging is not


                                          116

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                                                                          UM model theory

simulated explicitly. In UM there are three ways to estimate the reduction in dilution due to cross-
diffuser merging. The simplest way is to reduce the spacing between ports by a factor of two (i.e.
spacing is equal to the diffuser length  divided by the total number of ports).   This method is
justified by experience but it is not known with certainty how accurate it is.  The effect may also
be estimated by specifying the "background" concentration generated by the upstream plume,
which results in the prediction of a reduced effective dilution.  A third method involves doubling
the flow per port and increasing the diameter of the port to  maintain approximately the same
densimetric Froude number.  None of the methods account for the changes in density profile that
the upstream plume effects on the downstream plume.
MATHEMATICAL DEVELOPMENT

Basic Model Theory

   With respect to the foregoing discussion, it is emphasized that the element in Figure 64 is not
a cylinder but is in general a section of a bent cone.  The consequences of this fact cannot be
overstated because the shape of the element determines the projected area which in turn determines
forced entrainment, frequently the dominant source of entrainment. In general, a bent cone plume
element has a projected area that differs substantially from the projected area of a simple cylinder.
Thus, the growth and curvature terms are required to accurately describe the projected area of the
plume element (Frick, 1984; Cheung, 1991).

   As has been stated, the principle of superposition allows the entrainment terms to be described
separately. The projected area entrainment hypothesis states that
  dm      .
  ~"PapU                                                                    (27)
where dm is the incremental amount of mass entrained in the time increment dt, Ap is the projected
area, u is the ambient current speed normal to the proj ected area, and -'is the local ambient density.
This hypothesis, neglecting Taylor entrainment for a moment, makes it possible to explain observed
plume behavior in simple terms without tuning.

   Equation 27 can be written in vector terms
  dm         .  TT
  ~'  ' P* ^                                                                   (28)
where the underline notation is used to indicate vectors. Ap lies in a vertical plane containing the
current vector and points generally upstream out of the element, f/is the average velocity of the
ambient flow through the projected area. Ap and U point in opposite directions so that their dot
product is intrinsically negative.
                                          117

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                                                                          UM model theory
   To estimate the projected area it is necessary to express mathematically how the length of the
element, //, changes in response to changes in other plume properties. The reason h changes is due
to the difference in velocity of the leading and trailing faces of the element which causes the faces
to converge or diverge with time. Just how much their separation changes depends on how much
the local current velocity differs from the element velocity.  Because mass is conserved, changes
in h result in changes to the radius. The effect is substantiated by dilution and radii data tabulated
by Fan, 1967.
   Referring to Figure 65, • •fMs seen to
be  the  difference  in velocity  at two
opposing faces of the semi-infinitesimal
element.   (The velocity  vectors  are
proportional to the  displacement vectors
shown.  Also, in both formulations the
element is infinitesimal only along the
trajectory, thus it is a hybrid integrating
volume which is treated differently from
truly  infinitesimal  volume  elements.)
Since the  Lagrangian formulation deals
with material elements and it is assumed
the velocity is uniform, the faces separate
or converge, proportional to • •£••1.6.,
 A/I
                            (29)
                                                               displacement
                                                               of leading face
                                                              displacement
                                                              of trailing face
where -Hs an arbitrary, but constant, time  Figure  65.  Convergence of element faces due to
increment.  Integrating Equation 29 and  differences in face velocities.
noting  that  the  corresponding   speed
differentials and lengths are • •£0»*and hm and, • •£»*and h yields
dh
               sdu
                                                                                   (30)
where us = •£»«and uso = •Vj* Equation 30 can be integrated to yield
                                                                                   (31)
Finally, since • ^can be chosen to be hjus(

  h     us
                                                                                   (32)
and •£••1.6. us and h change proportionally.
                                          118

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                                                                         UM model theory
Plume Dynamics

   It is convenient to begin a discussion of the Lagrangian plume equations with the equation of
continuity, in other words, the entrainment equation. Equations 27 or 28 is a partial expression for
entrainment; it states that the "forced" part of the amount of mass added to the element in time dt
is equal to the total mass flux through the element surface.  The complete entrainment equation is
a sum of the forced and Taylor induced entrainment terms
 dm        .  TT     .
 — •  •p-A-pU"pATvt                                                        (33)


where AT is the area of the plume element in contact with the ambient fluid and VT is the Taylor
aspiration speed. Since, in the absence of merging, AT wraps completely around the element it is
not expressed as a vector. VT is often related to an average plume velocity through a proportionality
coefficient, a:
 V
T
                                                                                 (34)
where •ff»
-------
                                                                           UM model theory

   Deriving the projected area is more difficult than deriving the Taylor entrainment area.  An
 Figure 66.  The local coordinate system.

approach that applies to three-dimensional plumes is useful. It holds that, since the current, U, is
a vector field it may be transformed into a useful coordinate system by well established rules of
vector rotation. A particularly useful coordinate system is the local coordinate system shown in
Figure 66.  The  ambient velocity vector,  i.e., the current, can  be expressed as the sum of
components in each of the local coordinate system directions
  U
(36)
where eh e2, and e3 are the unit vectors in the direction of the trajectory, the horizontal normal to
the trajectory, and in a vertical plane respectively.  The vector e3 can be expressed in terms of the
cross-product of e1 and e2.
 a  • »a  X P                                                                       (1H\
 ^3    ei   K2                                                                      (-JI)

The unit vectors are  derived by constructing a  rotation  matrix that transforms between the
coordinate systems.

    As far as each velocity component is concerned the corresponding projected areas are
particularly simple, see Figure 67.  Again ignoring merging, collapse, and overlap, the projected
area associated with uh i.e., Ah is simply an annulus that wraps around the plume
                                           120

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                                                                        UM model theory
                                     growth  term
                                                                curvature
                                                                   term
                                      cylinder
                                        term
   Figure 67. The projected area entrainment components:  a) the growth area, b) side view
   of the element, and c) the cylinder and curvature area.
 Al  • "lib
(38)
where • b is the difference between the radius of the leading and trailing faces of the plume element.
This is the "growth" contribution to the projected area (see Figure 67a). The assumption is made
that only the upstream portion of the area, half the circumference, has flow going through it. The
flow in the wake is altered and is assumed to flow parallel to the plume surface.
  The difference in radius over the length of the element is

  A6 • »—h
                                                                                (39)
where s is the distance along the centerline.  The derivative is estimated from the difference in
radius in successive program steps divided by the distance traversed.

  Each one of the velocity components u2 and u3 has two projected area terms associated with it,
                                         121

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                                                                         UM model theory

one which is due to the curvature of the plume trajectory, the other simply being the projection of
a cylinder (see Figure 67b and 67c respectively).  Since only the two-dimensional problem is
considered the u3 component is ignored; its cylinder and curvature contributions are due to current
flowing into the side of the plume element caused by directional changes with depth in the ambient
flow.

   The cylinder projected area is simply
 A
   cvl
>2bh
                                                                           (40)
   The change in direction of the average plume element velocity, V, which is parallel to eh over
the length of the plume element /z, in other words the curvature of the centerline s, produces the
"curvature" component to the projected area.  Since the faces defining the element are normal to
s, in regions of strong trajectory curvature the element is deformed into a wedge shape. A depiction
                              (a)
                                              (b)
                Figure 68.  a)  The plume  element in  a region  of weak
                traj ectory curvature and b) strong traj ectory curvature (showing
                overlap).
is given in Figure 68.
                                          122

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                                                                         UM model theory

  The curvature component of the projected area is

   cur     o                                                                       v^"/
          2    *s


where 6 is the elevation angle of s. This area can be positive or negative depending of the sign of
•9/*s which is determined with reference to successive values of U. Positive curvature has the
effect of reducing the total projected area.

    Historically the growth and curvature terms have either not been  recognized or have been
thought to be small compared to the cylinder term (Schatzmann, 1979). However, in general, it can
be shown that all three contributions to the total projected area are important. Any earlier perceived
inadequacies in the projected area entrainment hypothesis can be attributed to the omission of the
growth and curvature terms.  Further details are available in Lee, Cheung, and Cheung (1987),
Cheung (1991), and Frick (1984).
 Conservation of momentum is given by

dmV     dm      (Pfl'P)
- "U - • 'm - g
 dt        dt
                                                                                  (42)
where m is the mass of the plume element (m = *jrb2h), 7 and »are the ambient and average element
densities respectively, and g is the gravity vector.  Ideally U represents the average ambient
velocity over the exposed plume surface. This point is worth emphasizing since the surface area
is infinitesimal only along the centerline and can be extensive in the two dimensions orthogonal to
the centerline, over which, therefore, the ambient velocity can vary significantly.  In UM it is
approximated by the ambient velocity at the level of the particle, i.e., the center of the cross-section.

    Equation 42 states that the change in momentum in  the element is due to the amount of
momentum introduced by the entrained mass dm and the change in vertical momentum generated
by the buoyant force. The implicit assumption is that drag effects are absent. This is consistent
with the  conception of the element having the same  properties  as the ambient  on the outside
surfaces of the element. Effectively, there are no shears that can generate drag.

  While interactions with solid and free surfaces are not modelled, UM gives warning when some
of them occur. The warnings, which are not exhaustive, are  explained in Appendix 4. The bottom
is assumed to be flat. In Muellenhoff et al. (1985) predicted dilutions were reduced by 10% when
the sea surface was encountered. Generally, plumes rise in a matter of minutes so that the Coriolis
force is safely ignored.
   To evaluate the buoyancy term in the conservation of momentum equation, it is necessary to
define the conservation of energy equation, approximated by
                                          123

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                                                                          UM model theory

  dmc (T* T .)
           r&j'      f 'T'  £r*  \ *-*'"
                    \       -f)
       dt          p       J  dt


where  cp is the specific heat at constant pressure.  T, Ta,  and Tref are the average element
temperature, the ambient temperature, and an arbitrary reference temperature, respectively.  More
correctly, the terms in Equation 43 should be represented by integrals. However, it is assumed that
cp is constant over the range of interest permitting Equation 43 to be simplified,

  dmT   T dm
  —^"Ta-^T                                                                    (44)
Radiation, conduction, and diffusion are assumed to be small. Like salinity, temperature is assumed
to be a conservative property.
   Several other relationships are necessary. Conservation of salinity is expressed by
  dmS    0 dm
                                                                                  <45»
where S and Sa are the average element salinity and the ambient salinity respectively. The symbol
for ambient salinity should not be confused with average dilution of the plume.  Conservative
pollutants would be expressed similarly, however, since important pollutants, such as coliform
bacteria, are subject to decay, a first order decay term is included.
  dmX    v  dm     ,   v
  _.. *—..*„*                                                          ,46)


where X and  Xa are the concentrations of the species of interest in the element and ambient
respectively and & is a first order decay constant, which is zero for conservative pollutants. Non-
conservative pollutants are also assumed to be subject to decay in the farfield.

   The momentum equation includes the reduced gravity, ((•;-•)/•)& which must be determined.
Densities are derived from the equation of state (Sigmat function) used by Teeter and Baumgartner
(1979).  It is independent of pressure, limiting UM to shallow water, by deep ocean standards. It
is also limited to ordinary temperatures.  At 150 o/oo the error in density in sigma-t units is about
10 percent.

Boundary Conditions and Other Pertinent Relationships

  To completely describe the problem, the boundary and initial conditions must also be specified.
The main boundary condition is the location of the source from which the subsequent position of
the element may be determined by integrating the trivial relationship
                                          124

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                                                                          UM model theory

  dR    .,
  --V                                                                        ,47)


where R is the radius vector of the particle, i.e., the center-of-mass of the element. To give an
example of how the equations are solved in a finite difference model, the new R is
  R   • -R  -Vdt                                                                (48)
   f tit     t                                                                        \*°)

    Another boundary condition is the initial plume radius.  Initial conditions include the efflux
velocity, the effluent temperature, etc..

  Various auxiliary equations are also required. They include linear interpolations that determine
ambient conditions at the level of the particle. Also, because the Lagrangian plume equations
require a very small time step initially, but not later in the simulation, a method of varying the size
of the time step is used to control the relative amount of mass that is entrained during any one
single step. This is done in the interest of computational efficiency.

    The general computational procedure followed in the model is: 1) a time  step is provided
(guessed), 2) the entrainment equations are then used to determine the amount of mass that will
be added given this time step, 3) this increase is then compared with the target mass increase and
the appropriate adjustments are made to the time step and the entrainment components to meet the
appropriate doubling criterion, 4) the equations of motion and other model equations are solved,
and 5) the new time step is established and the cycle is repeated.

    It is important to recognize that some of the above equations are not always solved for the
quantity on the left hand side of the equal sign.  In other words, the dependent variable may be
some other variable besides the one on the left hand side of the equal sign. For example consider
Equation 49 which expresses the mass of the element in terms of its dimensions and the density:

  m • •piib2h                                                                     (49)

For modeling purposes the radius, b, is not an independent variable,  rather it is a dependent
variable.  Since mass is computed by integrating from its initial value using the entrainment, or
continuity, equation, it is effectively an independent variable in Equation 49.   Equation 49  is
inverted and used to solve for the radius:
 b
   felt
     • •
      .
(50)
                •efr
  When overlap occurs Equation 50 gives anomalous results (Frick, Baumgartner, and Fox, 1994.)
This is the source of the overestimation of radius and entrainment described previously.
                                          125

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                                                                         UM model theory
Merging
  The basic approach to handling plume merging is to 1) reduce the entrainment areas, both Taylor
and forced, to account for the loss of exposed surface area that occurs when neighboring plumes
interfere with each other, and, 2) to confine the plume mass from each plume to the space between
them that is known to be available from symmetry considerations. It is assumed that the plumes
are identical and any interaction between them is mutual, i.e. gains equal losses.

  Considering Taylor entrainment first, the conditions of merging are depicted in Figure 69. It is
                                 — L —
                                                 Reflection  planes
 Figure 69. Merging geometry and reflection planes.
seen that the uncorrected Taylor entrainment area can be multiplied by a factor equal to the ratio
of the exposed circumference to the total circumference to reduce it to the actual exposed area.
Assuming no overlap, the side of the plume element that is longer and larger in area due to
trajectory curvature compensates for the opposite side that is shorter and smaller.
 The appropriate ratio of correction is

     71 * *2(D
IT • •	—
        71
                                                                                 (51)
where
                                          126

-------
 (p • *arctan
            \
4b2-L2
  L2
                                                                         UM model theory
(52)
where 


-------
                                                                         UM model theory
 Figure 70.  Derivation of dimensions under merging:  a) the merged element with volume
 confined between reflection planes, and b) the corresponding unmerged element of equal volume.
               Tib,,
          »2(p • *2sin(pcos(p
                                                                                 (56)
the subscript t+ • ^has been left off for simplicity. Since • is larger than sin • vos • *b is larger
than br.
Average and Centerline Plume Properties

    The previous discussion is in terms of average plume properties because average plume
properties are physically compatible with the average motion of the plume element.  We do not
expect that centerline buoyancy  can  accurately describe,  via vertical acceleration, the plume
trajectory traced by the center-of-mass of the plume element. After all, the element is an entity
which  stretches from one boundary with the ambient flow to the other, with widely varying
properties in between.

  On the other hand, centerline concentrations often concern environmentalists because they have
the potential for acutely affecting organisms. Fortunately, plumes are often found to possess

                                          128

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                                                                          UM model theory

predictable patterns of cross-sectional properties. For example, plumes discharged into quiescent
fluid tend to display the Gaussian profile, very dilute at the edges and concentrated at the center.
However, the Gaussian profile is not very compatible with the plume element described above
because it extends to infinity whereas we have described an element with definite boundaries.
Consequently, another profile, the 3/2 power profile (Kannberg and Davis, 1976), which closely
matches the Gaussian profile over the concentrated portion of its range, is used to determine the
centerline concentration as a function of the average concentration, or dilution, that UM predicts.
   The 3/2 power profile is expressed by
                 2
 
-------
                                                                         UM model theory

for round plumes. The corresponding ratio for a fully merged line plume is 2.22.  However, the
ratios vary and in much of the plume the peak-to-mean ratios are considerably smaller than these
limiting values, in fact, near the source they often approach 1.0, depending on the uniformity of the
source.  The centerline concentration prediction is approximate and occasionally deviates from the
expected trend when vertically varying background pollutant concentrations are present.
Experimental Justification of the Projected Area Entrainment Hypothesis

  In 1989, Roberts, Snyder, and Baumgartner published three papers in ASCE (1989a,b,c) which
record the behavior of merging laboratory plumes in flowing, stratified environments. Although
they did not set out to do so, their findings directly corroborate PAE, as shown below:

    Starting with Equation 13a of Roberts, Snyder, and Baumgartner (1989a) for unstratified
conditions
         padz                                                                    \   >
where Sm is the centerline dilution in the plume, q is the diffuser volume flux per unit length, b is
the buoyancy flux per unit length (i.e. the product of the reduced gravitational acceleration and the
volume flux per unit length), F is a type of Froude number (if/b, where u is the current speed), and
TV is the buoyancy (Brunt-Vaisala) frequency
and d*/dz is the ambient density gradient. Their Equation  13b states

  f"1.86F'i/6                                                                  (63)
  lb

where ze is the rise above the port datum of the top of the fully merged wastefield and  lh is a
buoyant length scale defined by Roberts et al., 1989a Equation 4
   Combining, noting that q = Q/L, where L is the length of the diffuser and Q is the diffuser total
volume flux, and making the appropriate substitutions yields
                                          130

-------
                                                                          UM model theory
        1.08 Lzeu
                                                                                   <65)
   The quantity Lzeu is, of course, just the flux through the projected area, which is the integrated
form of PAE!  The coefficient is within the general range described in  the previous section,
however, it differs markedly from the factor of 1.15 used in RSB.

    In  stratified flow a similar derivation is possible.  Neglecting the additive term of -0.52 in
Equations 25, justified in moderate to strong current or high F, the peak-to-mean ratio of 1.15
(more accurately 2.5/2.19, or 1 .142) used in the RSB model is obtained. However, it is clear that
this is the lower limit of the ratio which would be greater if the additive term were not neglected.

   Finally, it might be argued that the more appropriate measure of plume wastefield thickness is
he, not ze.  However,  in  large currents the bottom of the plume is often near  the sea bottom.
Furthermore, if plume spacing is smaller, then the latter measure is indeed the appropriate one for
estimating entrainment flux.

    This  derivation proves, at least in an overall sense, that, in sufficiently high current, initial
dilution is given simply by the quotient  of the flux through the projected area of the wastefield
divided by the source flux, multiplied by a constant factor. In lieu of convincing evidence to the
contrary, it is eminently  reasonable to assume that such an integrated outcome is the result of
adding the individual projected area fluxes throughout the plume trajectory. In other words, it is
not reasonable to assume, a priori, that the plume entrains differentially over its projected area,
perhaps at twice the rate at one point and half the rate at another. Any such deviations are thought
to be due to the  aspiration  effect of the Taylor entrainment  coefficient which can be treated
separately.  In other words, the two entrainment mechanisms act independently, are mathematically
linear,  and may be added.
                                           131

-------
                                  UM model theory
132

-------
erf(
\
I
16a
2
b4
\
V
                            FARFIELD ALGORITHM
PLUMES IMPLEMENTATION

  Equation 17, developed by Brooks (1960), may be transformed into Equation 66 for near shore
coastal waters, confined channels, and wherever a conservative analysis is desired
                                                                                  (66)
where erf is the error function, S is the centerline dilution in the farfield plume, Sa is the initial
dilution (at  maximum rise, overlap, or other special condition), a is a dispersion  coefficient
(Fischer, 1979; Okubo, 1962), b is the width of the plume field at the end of initial dilution, and t
is the time of travel from the point of the end of initial dilution to the point of interest.

   The relationship between a (in Equation 66) and s0 (in Equation 17) is simply

 a--so/64/3                                                                      (67)


For example, if £0 = 4 m2/sec and b = 900 m, then

 a • '4/900473  • '0.00046 w2/3/sec                                                 (68)


   The value for a is entered into the farfield diffusion [far diff] cell of the interface. To compute
the travel time, PLUMES uses the  value in the  farfield increment [far inc] cell divided by the
farfield velocity [far vel] cell to compute the travel time, t.

     The corresponding  equation for open  coastal waters, where the dispersion coefficient is
continuously increased according to the 4/3 power of the local plume field width, is:
 s-
erf(
\
1.5
(1 ..ga*4/3— )3 •«
b2
\
)
                                                                                  (69)
   For coastal areas of known high energy dissipation features, or in many geographical areas at
certain times of the year, a may have a value as high as 0.0005 m2/3/sec.  In less turbulent situations
a may be as low as 0.0001 m2/3/sec, thus the user has many options to employ in generating more
or less conservative estimates of farfield dilution.  Small values of a yield the most conservative
estimates of farfield dilution.
                                          133

-------
                                                                        Farfield algorithms

    In Equations 66 and 69 the width, b, is the horizontal width of the wastefield measured
perpendicular to the current.  It is estimated by
 b  "(N ••l)seff^d                                                             (70)
where TV is the number of ports, seffis the effective spacing (spacing multiplied by simj/), and
the diameter of the plume at the end of initial dilution.  Equation 70 is simply the physical
projection of the diffuser plus the additional growth of the plumes outside of this region.  It is an
approximation which does not account for the "attraction" of the plumes to each other or other
mechanisms which can affect the width of the wastefield, including upstream intrusion.

    Equations 66 and 69 only provide estimates of volume dilution,  which is appropriate for
conservative pollutants (decay = 0) and unpolluted ambient receiving water.  PLUMES uses
additional equations to estimate the effect  of first  order  decay and  ambient background
concentrations. The sequence in each time step is as follows.

  First a distance (path), presumed to be along ambient streamlines, is established.  It is computed
by adding the value in the [far inc] cell to the distance traversed by the element in the present time
step. When the sum is greater than the value found in the [far dis]  cell  then it is set to that value
and the program is terminated. The time elapsed in traversing the distance between successive
values  is  found by solving  the  distance-is-rate-times-time formula.   The  total time  is also
incremented and Equations 66 and 69 are solved.  The  incremental mass gained by the element
during the time step is determined by

 ^m "(St.*t  "S)mo                                                              (71)

where fm is the mass entrained during the time step and m0 is the plume element mass at the port.
The total pollutant in the element is given by

 mpfto  -™pte'k&t ••&mlae-kt                                                    (72)

where mp is the total mass of pollutant in the plume element, k is the first order decay constant, xa
is the local ambient pollutant concentration.

  If the decay rate, k, is equal to zero then the exponentials in the above equation are unity.  In this
case the ambient concentration may be constant.  However, if the pollutant in question is not
conservative, but is present in the ambient water, then it is also subj ect to  decay.  Equation 72 states
that the ambient concentration follows the same decay law as that in the plume. These assumptions
could impact the analysis of species such as coliform bacteria.

  The final farfield calculation made during each time step determines the local average pollutant
concentration in the plume element:
                                          134

-------
                                                                          Farfield algorithms
                                                                                    (73)
where % with the bar is the average pollutant concentration in the element and ^ is the pollutant
concentration in the effluent.

  The farfield algorithm is much simpler and rudimentary than the initial dilution part of UM.  The
quality of the estimates should not, in general, be expected to be as high as the initial dilution
model. Consequently, if better methods for estimating the farfield concentration are available they
should be considered.
                                           135

-------
                                  Farfield algorithms
136

-------
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Morton, B.R., G.I. Taylor,  and J.S. Turner,  1956.  Turbulent gravitational convection  from
maintained and instantaneous sources. Proceedings of the Royal Society of London.  A234:  pp 1-
23.

Morton, B.R., 1959. Forced plumes.  Journal of Fluid Mechanics. 5: pp 151-197.
                                         140

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Muellenhoff,W.P., A.M. Soldate, Jr., DJ. Baumgartner, M.D. Schuldt, L.R. Davis, andW.E. Frick,
1985. Initial mixing characteristics of municipal ocean outfall discharges: Volume 1. Procedures
and Applications.  EPA/600/3-85/073a. (November 1985).

National Research Council (NRC),  1984. Ocean disposal systems for sewage sludge and effluent.
Washington, DC.  National Academy Press, 126pp.

Okubo, A., 1962. A review of theoretical models of turbulent diffusion in the sea. Chesapeake Bay
Institute, The Johns Hopkins Univ., Tech Report 30, Reference 62-20.

Ozretich, R.J. and D.J. Baumgartner, 1990. The utility of buoyant plume models in predicting the
initial dilution  of drilling fluids.  Oceanic Processes in Marine  Pollution, Vol. 6. Physical and
Chemical Processes: Transport and Transformation.  Eds. D. J. Baumgartner and I.W. Duedall.
Krieger Publishing Co. Malabar Florida. 248 pp.

Policastro, A.J., R.A. Carhart, S.E. Ziemer, and K. Haake, 1980.  Evaluation of mathematical
models for characterizing plume behavior from cooling towers, dispersion from single and multiple
source draft cooling towers.  U. S. Nuclear Regulatory Commission Report NUREG/CR-1581 (Vol.
1).

Pomeroy, R., 1960. The empirical approach for determining the required length of an ocean outfall.
pp 268-278.  Proceedings of the First Conference on Waste Disposal in the Marine Environment.
Ed. E. A. Pearson. Pergamon Press. New York. 569 pp.

Rawn, A.M., F.R. Bowerman, and N.H. Brooks, 1960. Diffusers for disposal of sewage in sea
water.  Proceedings  of the American Society of  Civil Engineers. Journal of the Sanitary
Engineering Division. 86: pp 65-105.

Roberts, P.J.W., 1977.  Dispersion of buoyant waste water discharged from outfall diffusers of
finite length. W. M. Keck Laboratory of Hydraulics and Water Resources, California Institute of
Technology. Pasadena CA. (Report #KH-R-35).

Roberts, P.J.W., 1989. Dilution Hydraulic Model Study of the Boston Wastewater Outfall. Report
Number SCEGIT 89-101, School of Civil  Engineering, Georgia Institute of Technology.

Roberts, P.J.W., W.H.  Snyder, and D.J.  Baumgartner,  1989 a. Ocean outfalls I: submerged
wastefi eld formation.  ASCE Journal of Hydraulic Engineering. 115. No. 1. pp 1-25.

Roberts, P.J.W., W.H. Snyder, and D.J. Baumgartner, 1989 b. Ocean outfalls II: spatial evolution
of submerged wastefield. ASCE Journal of Hydraulic Engineering. 115.  No. 1. pp 26-48.

Roberts, P.J.W., W.H. Snyder, and D.J. Baumgartner,  1989 c. Ocean outfalls III: effect of diffuser
design on submerged wastefield.  ASCE Journal of the Hydraulic Engineering.  115. No. 1. pp 49-
70.
                                         141

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Roberts, P.J.W., 1990.  Outfall design considerations. The Sea. Ocean Engineering Science. Vol
9. Eds. B. LeMehaute and D. M. Hanes. Wiley and Sons. New York,  pp 661-689.

Roberts, P.J.W., 1991.  Basic language RSB program. Personal communication.

Roberts, P.J.W., 1993.  "Hydraulic Model Study for the Boston Outfall.  I:  Riser Configuration,"
To be published in Journal of Hydraulic Engineering.

Schatzmann M., 1979.  An integral model of plume rise. Atmospheric Environment, Vol. 13, pp.
721-731.

Spiegel, E.A. and G. Veronis, 1960.  On the Boussinesq approximation  for a compressible fluid.
Astrophys. 1, 131, pp 442-447.

State Water Resources Control Board,  1988. Water Quality Control Plan for Ocean Waters of
California, California Ocean Plan, Sacramento. (September 22, 1988).

Teeter, A.M.  and DJ. Baumgartner, 1979.  Prediction of initial mixing for municipal ocean
discharges.  CERL Publ. 043,  90 pp.   U. S. Environmental Protection Agency Environmental
Research Laboratory, Corvallis, Oregon.

Tetra Tech, 1980. Technical evaluation of Sand Island wastewater treatment plant section 301(h)
application for modification of secondary treatment requirements for discharge into marine waters.
Prepared for U.S. EPA, Washington, D.C..

Tetra  Tech, 1982.  Revised Section 301(h) Technical Support Document.  Prepared for U. S.
Environmental Protection Agency. EPA 430/9-82-011.  (November 1982).

Tetra Tech, 1984. Technical review of the Sand Island wastewater treatment plant section 301(h)
application for modification of secondary treatment requirements for discharge into marine waters.
Prepared by Tetra Tech, Inc.

Tetra Tech, 1987.  A simplified deposition  calculation (DECAL) for organic accumulation near
marine outfalls. Prepared for USEPA. Washington, D.C.

Turner D.B.,  1970.  Workbook of atmospheric dispersion estimates.  Office of Air Programs
Publication No. AP-26. USEPA, Research Triangle Park, North Carolina.

U. S.  Environmental Protection Agency,  1982.  Revised Section  301(h)  Technical Support
Document.  EPA 430/9-82-011. (November 1982)

U. S. Environmental Protection Agency, 1985. Technical Support Document for Water Quality-
based Toxics Control. EPA-400/4-85-032. (September 1985).
                                         142

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U. S. Environmental Protection Agency, 1986. Quality Criteria for Water, 1986. EPA 400/ (May,
1986).

Ward, G.H. Jr., and W.H. Espey Jr., Eds., 1971. Estuarine Modeling: An Assessment. Capabilities
and Limitations for Resource Management and Pollution Control. EPA Water Pollution Control
Research Series.  16070 DZV 02/71. 497pp.  February, 1971.

Weast, R.C., 1978. CRC Handbook of Chemistry and Physics. CRC Press, Inc., Cleveland, OH
44128.

Weil J.C., 1974. The rise of moist buoy ant plumes. Journal of Applied Meteorology, Vol. 13, No.
4.

Winiarski, L.D. and W.E. Frick, 1976. Cooling tower plume model. USEPA Ecological Research
Series, EPA-600/3-76-100, USEPA, Corvallis, Oregon.

Winiarski, L.D. and W.E. Frick, 1978. Methods of improving plume models.  Presented at Cooling
Tower Environment— 1978.  University of Maryland. (May 2-4 1978).

Wood, I.R. and M.J. Davidson, 1990. The merging of buoyant jets in a current. Proceedings of
International Conference on Physical Modeling of Transport and Dispersion. MIT, (August 7-10,
1990).

Wright, S.J., 1984. Buoyant jets in density-stratified crossflow. J. of Hydraulic Engineering.,
ASCE, 110(5), pp 643-656.
                                         143

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144

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               APPENDIX 1: MODEL RECOMMENDATIONS
JUSTIFICATION FOR USES OF PLUMES MODELS IN FRESH WATER

    The title of this work "Dilution models for effluent discharges" suggests that this report
encompasses a broader scope than Muellenhoff et al. (1985) which addressed primarily ocean
discharges. The reasons are many but most importantly, users of Muellenhoff et al. (1985) often
applied  the plume models to freshwater outfalls because experience showed that some of the
models,  UMERGE included, worked well in that setting.

   However, since 1985 the CORnell Mixing zone models (Hinton and Jirka, 1992), CORMIX,
have been developed, supported in part by EPA, for the express purpose of addressing the problem
of discharges to shallow and confined water bodies. CORMIX uses a classification scheme based
on length scales to associate a number of formulae and methods appropriate for each sub-category,
linking together several discrete plume behaviors into an estimate  of overall behavior, much like
PLUMES links RSB and UM to a farfield algorithm.  This is done for a broad range of conditions,
including  single ports, merging  plumes, and  surface discharges, covering many  conditions
encountered in practice.

   In addition to this practical reason for addressing the fresh water uses of our models, there are
valid reasons for occasionally recommending them, even for those categories for which CORMIX
was expressly developed.  Speed of analysis is one reason.  Suppose, for example, that it is to be
established what percentage of time annually a plume surfaces and that this estimate is to be based
on available hourly  data collected during a monitoring study. This may require hundreds of
simulations, which might be developed relatively easily with PLUMES.
MODEL RECOMMENDATION TABLES

General Considerations

  Recommendations for use of the models UM and RSB are based on the experience of the authors
who have contributed to the formulation of the models and the interface, PLUMES, and have
gained experience with the models in a large number of design and analysis applications.  Our
experience with CORMIX is much less extensive and we  have not contributed directly to its
formulation.  Furthermore, CORMIX is only recently available for multiport and surface discharges
and we have seen few results of its application to actual cases.

    The basic responsibility for  choice of a model lies with the user, especially in relation to
application for regulatory permits, which may carry important legal implications in addition to
professional  responsibility. There are many models and other approaches than can be used to

                                         145

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                                                          Appendix 1:  Model recommendations

estimate initial dilution that may be acceptable to regulatory agencies. By presenting the following
recommendations we do not claim that any others should not be used.   We do not provide
recommendations for ULINE, UPLUME, and UOUTPLM because wherever they may have been
used appropriately in the past we now believe UM or RSB is used more effectively, even in the case
where the regulatory agency requires use of zero ambient current. We do not include UDKHDEN
(Muellenhoff et al., 1985) in our recommendations because we have not followed its use since 1985
and we believe Dr. Lorin Davis has made further improvements to his models.

   However, the recommendations are supported by extensive verification of the Projected Area
Entrainment (PAE) hypothesis given by Lee and Cheung (1990) and Cheung (1991) supports our
recommendations.  As has been shown, UM uses the PAE hypothesis which is further supported
by the experimental data on which RSB is based. Thus the RSB and UM models support each
other, though they are certainly not identical.

   In general we believe RSB (indicated in Table VI by "R," when well suited, or "r," when less
suitable) is applicable to any case that matches closely the experimental conditions used in its
development, which were limited to multiple port discharges.  Figure 2 of Roberts, Snyder, and
Baumgartner (1989a) may be used as a guide — a complete list of experimental parameters is
included as Appendix 1 (Table 5) of Roberts, Snyder, and Baumgartner (1989c).  Other cases in
which the density gradient over the height of rise can be represented by a linear gradient may be
effectively  modeled by RSB.  However, the model also accept  nonlinear density gradients.
Submerged diffusers with fairly closely spaced multiport risers may be modeled (Roberts, 1989).

   The model  UM (indicated in Tables V and VI by "U" or "u") is  useful for a similar range of
conditions for  both single port and multiple port discharges.  Again, a lower case "u" is used to
indicate where UM is less useful, such  as in the case of parallel currents and in shallow water
discharges. In addition to coastal applications, UM may be used for freshwater discharges and
provides exceptional capability in nascent density cases, where discharge is to cold,  fresh water
(less than 4 C), owing to a robust and rigorously defined equation of state. Vertical nonuniformities
in current speed and direction (primarily merging plumes), as well as nonuniform density and
ambient contaminant concentrations are handled directly by UM (however, approximate corrections
can be made  to RSB  dilution predictions for vertically uniform ambient  concentrations of
contaminants too).  UM is well suited for dense seawater brines because the model is  not
constrained by the Boussinesq approximations and in addition can handle negatively buoyant flows.
For very high density discharges the error in the calculated density increases and the linear equation
of state may be  more appropriate.  While not frequently encountered, UM is appropriate for
analysis of diffusers with ports along only one side.
                                          146

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                                                         Appendix 1:  Model recommendations

Caveats

  The recommendations given in the following tables are intended for general guidance purposes
and to emphasize the complementary capabilities of the RSB and UM models and the CORMIX
expert system.  No attempt is made  to define a rigorous classification system as defined in
CORMIX, which, between CORMIX 1, 2, and 3,  classifies perhaps 90% of common plume
problems. The CORMIX classification system is made possible by adopting assumptions which,
while making it possible to  analyze  a majority of freshwater and  seawater outfall problems
objectively, does not define the remainder.  Some of the latter are important in certain regions of
the  country and/or under special circumstances.  Hence, a different,  somewhat complementary
system is presented, albeit one which must appeal to the user for help  in assuring that the models
are appropriately implemented. However, cases may arise which even this generalized system does
not include. The user must be the ultimate judge of the applicability of any given model under the
circumstances at hand.
Description and Usage

   Table V specifies the applicability of the CORMIX1 (single port CORMIX) and UM models
to single port submerged discharge problems. Similarly, Table VI addresses multiport submerged
diffusers.  General applicability is indicated by the placement, in alphabetical order, of either a C
for CORMIX1 or R, r, U, or u, for RSB or UM. Because we are more knowledgeable with our own
models than with CORMIX, we indicate a general quality of our models with an upper case letter,
e.g. U, signifying that we think the model generally performs well in this category, or lower case
letter, e.g. u, suggesting that the user may wish, depending on the  sensitivity of the project and
other considerations, to seek other models, like CORMIX, if they apply.

  An italicized C, i.e. C, for CORMIX conveys the fact that we are not experts in CORMIX usage
and do not feel justified in assigning a measure of quality it. We simply include it to indicate the
general domain of applicability of the CORMIX models, bearing in mind that the importance of a
particular category  is not necessarily represented by the relative size of the box. In its  domain
CORMIX can be used in analysis and generally be accepted by the  authors  and regulators in
regulatory situations, providing that  some special circumstances, some of which are identified
below, do not invalidate such usage.

   Each table classifies conditions and effluent types in an array in which the categories are not
exclusive, but rather  assimilative.   Guidance is derived from the tables by  identifying the
appropriate effluent type (row) and then examining the applicability ratings in that row. The row
can be likened to a  chain in which each condition relevant to the problem is a link.  The weakest
link determines the strength of the chain.

  For example, with respect to Table V, if there exists  a deeply submerged outfall (i.e. boundary
conditions, BCs, are unimportant), discharging effluent which is moderately buoyant, into a lake

                                         147

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                                                          Appendix 1:  Model recommendations

which is stratified into two layers, with co-flowing current (directed in the same general direction
as the effluent), and no background pollution, decay, or upstream intrusion (the presence of which
would be indicated by UM with an overlap message), then both CORMIX and UM would be
applicable.  In this case, the chain would consist of the "1,2 Stratification" and "2-D Current"
categories (columns) which show U's in both instances, i.e. strong links.

   If the current were not co-flowing but direct! onally stratified, implying need for a 3-D current
modeling capability (link), then the UM link would be relatively weak, and, given that all CORMIX
simulation modules use formulae and coefficients that are uniformly appropriate, CORMIX would
be the model of choice.  On the other hand, going back to the original case, if background pollution
is present then the CORMIX chain would contain a weak link.

  It should be noted that CORMIX does not explicitly include background in its simulations, but
a C followed by the word decay is entered in that column to indicate that decay has been added
since the first edition of this manual was published.  Calculations could be made separately to
estimate the consequences of background concentrations on predictions.

   The meaning of the table columns and rows and other comments are given in the following
sections.

Single Port Diffuser Model Recommendations:  Table V

Table V: Columns

  Table V sub-divides the Stratification column into three sub-columns, one each for unstratified,
singly or doubly stratified, or multiply stratified water bodies. Length scale analysis may be used,
as it is in CORMIX, to define these categories more precisely. Whether stratification is important
depends on the strength of stratification as well as the buoyancy flux of the source, however, an
unstratified system is one in which truly buoyant discharges (possessing no nascent density) reach
the surface, which, if there is doubt, can be established quickly simply by running UM. In stratified
systems the density varies with depth and  the plume will trap (come to equilibrium) at some
intermediate depth.

   For cases with current, the 2-D sub-column is restricted to effluents and conditions where the
current is either substantially co-flowing or counter-flowing, or, the current is sufficiently weak and
does not affect trajectory plume direction significantly  in the initial dilution region, i.e. before
attaining maximum rise, overlap, or trapping. The latter condition, i.e.  weak current, justifies the
use of UM in the example given in the CORMIX1 Comparison Chapter even though the problem
is three-dimensional (the fact that the analysis was conservative further justifying its use). Three
dimensional current (3-D) means there is a significant component of current
                                          148

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                                                          Appendix 1:  Model recommendations

 Table V.  Single port discharge model recommendations.  C = CORMIX, U, u = UM.
Conditions
Effluent Types
Buoyant discharges: sewage,
industrial waste especially to
saline waters
Slightly buoyant discharges, signif.
momentum:
thermal discharges
Dense discharges:
light brine,
R.O. discharge, industrial waste
Discharges with nascent or non-
linear density effects: thermal
discharge to cold water
Stratification
none
C

U
C

u
C

u


u
1,2
C

U
C

u
C

u


u
3+


U


U


u


u
Current
2-D
C

U
C

u
C

u


u
3-D
C

u
C

u
C

u


u
Other
sources,
decay
C (decay)

U
C (decay)

U
C (decay)

U


U
BCs

C

u
C

u
C

u


u
Intrusion

C

u
C

u
C

u


u
VSW



u


u


u


u
perpendicular to the flow of the effluent or the current direction varies with depth and significantly
affects the trajectory.

     The Other sources,  decay column indicates that there are  significant levels of uniform
horizontally distributed background pollution (ambient pollution concentration) in the water body,
or that there is a nearby source which creates a localized background pollution field in the vicinity
of the outfall, and/or the pollutant in the effluent is subject to first order decay. Note, while the
effect of uniform horizontally distributed background is well simulated by UM, nearby sources may
create fields with large horizontal gradients which may make farfield estimates questionable. For
example, can the user establish that spatially separated plumes actually interact? Also note, that
UM assumes background fluid is entrained at the level of the center-of-mass of the plume element
so that pollution profiles may need to be adjusted to compensate for the effect of this assumption.
For example, given a body of water stratified with high pollution near the surface and low pollution
near the bottom, the plume pollutant concentration would tend to be underestimated.

  The boundary conditions (BCs) column indicates that boundaries, bottom, surface, and/or sides,
play an important role in the plume problem. The concern here is whether the models appropriately
limit entrainment due  to the interference of the boundary.  If side  boundaries are important then
CORMIX should be used exclusively, given there are no missing or weak links.  However, if only
surface boundaries are important, then UM can generally be used up to the point where it indicates
                                          149

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                                                          Appendix 1: Model recommendations

the surface is hit.  In general, the UM message indicating that the bottom is contacted is less
important because the interaction is along the weakly entraining side of the plume. However, for
negatively buoyant plumes, the bottom boundary condition is as important as the surface boundary
condition is to truly buoyant plumes.

   The Intrusion column indicates that portions of the plume will flow upstream and form either
stable or unstable upstream protrusions. If an estimate of the length of the effect is wanted, it is
usually appropriate to use CORMIX. However, for estimating the dilution in the wastefield UM
will provide estimates  which are consistent with the  amount of dilution water available for
entrainment due to current or aspiration and can be considered to be reliable. As in Muellenhoff
et al. (1985), the dilution could be reduced by ten percent to assure the analysis is conservative.

    The final column, VSW, or very shallow water, defined to be water less than three plume
diameters deep, was built into UM to take advantage of its merging algorithm (reflection technique)
to estimate initial dilution in cases in which CORMIX provides no estimates, an excluded category
brought to our attention by one of our reviewers.  While such outfalls are not recommended, where
they exist they sometimes need to be analyzed. UM can be applied using the 
command.  (Run the READlst.exe file for the latest developments on this topic.) In such cases the
surface or bottom are encountered almost immediately and no criterion is known to establish an
appropriate beginning of the farfield. As a result, widely varying estimates of plume spreading are
given, depending on where the  farfield zone is initiated using the Pause Cell capability in the
Configuration menu for the farfield start. Our recommendation is that the VSW capability be used
only for screening purposes. If it needs to be established that a migration path exists for various
fish, then the solution giving the greatest spread might be used as a conservative indicator of
wastefield width. If maximum concentration at a mixing zone are of concern, the solution giving
the highest concentration might be used.

Table V: Rows

  The first three rows in Table V are self-explanatory. Additional information is available in other
parts of this manual,  especially the introductory chapter.  The CORMIX manuals (Doneker and
Jirka, 1990; Jirka and Hinton, 1992) may also be consulted. The term "R.O. discharge" refers to
brine plumes created by a reverse osmosis desalination process.

   The nascent density row is important, even though the effect is not widely recognized. At low
ambient temperatures the nonlinearities in the equation of state for fresh or low salinity water,
particularly in the 0 to approximately 4 C range, cause initially buoyant thermal plumes to become
negatively buoyant as they cool by mixing.  The effect, described in the first chapter, is important
in cold climate regions. As explained in the CORMIX example chapter, existing versions of
CORMIX do not address the problem.

     As  was pointed out, the problem causes some models to fail completely (one  could  say
catastrophically), by  predicting that the effluent will rise to the surface instead of sinking to the
                                          150

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                                                         Appendix 1: Model recommendations

bottom. The ramifications could be serious, causing, for example, a monitoring program to be
designed to study healthy surface biota while the benthic community is actually at risk.

Multiport Outfall Model Recommendations: Table VI

  Table VI.  Model recommendations for multiport diffusers.
Conditions

Effluent Types

Buoyant discharges:
sewage, industrial
waste especially to
saline waters
Slightly buoyant
discharges, signif.
momentum: thermal
discharges
Dense discharges: light
brine,
R.O. discharge,
industrial waste
Discharges with
nascent or non-linear
density effects: thermal
discharge to cold water
Stratification


no
C

R
U
C

r
U
C

R
U



U
1,2
C

R
U
C

r
U
C

R
U



U
3+


R
U


r
U


r
U



U
Current


cross
C

R
U
C

R
U
C

r
U



U
par'l
C

R

C

R

C

r




u
Merging


part


R
U
C

R
U
C

R
U



U
full
C

R
U
C

R
U
C

R
U



u
Other
sources &
decay

C (decay)


U
C (decay)


U
C (decay)


U



U
BCs



C


u
C


u
C


u



u
Intru
sion


C

R
u
C

R
u
C

R
U



u
Stage



C



C



C







Table VI:  Columns and Rows

   The multiport discharge model recommendations are given in Table VI. In general, the same
comments that apply to Table V apply to Table VI as well. Notable differences are the addition of
the models RSB (denoted by R or r) and columns for degree of merging and staged diffusers.

   The Current category sub-columns have been changed to indicate the importance of diffuser
alignment on plume behavior.  Generally, cross-diffuser flow is from perpendicular to 45 degrees
off perpendicular, other cases falling in the parallel sub-column.
                                          151

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                                                          Appendix 1: Model recommendations

   The Merging column indicates the degree of merging, either partial or full. It is worth noting
that RSB is considered to be particularly appropriate to tunneled outfalls with multiport risers.

   With respect to the Intrusion column, only CORMIX provides an estimate of the length of
penetration upstream.  However,  RSB and UM do  provide estimates  of the dilution in the
wastefield. RSB is considered to be especially applicable for making  dilution  estimates and
provides other information lacking with CORMIX. If the surface is hit, UM predictions should be
interpreted at that point, that dilution being consistent with the amount of dilution water available
for entrainment due to current or aspiration. Again, the dilution could be reduced by ten  percent
to assure the analysis is conservative.

   The Stage column refers to staged diffusers, diffuser pipes with ports not perpendicular to the
diffuser axis. Such diffusers are staged to use the momentum in the effluent to carry effluent farther
from  shore.  Of  the models under consideration,  only CORMIX  applies to this diffuser
configuration.
SURFACE DISCHARGES

   CORMIX (CORMIX3) is recommended for modeling surface discharges.


OTHER VIEWPOINTS AND RECOMMENDATIONS

  As described previously, the plume classification scheme presented in this appendix differs from
the CORMIX classification scheme. Within the CORMIX classification scheme UM is thought
apply to the near-field of the following classes (Jirka, 1992).

Single ports:  SI, S2, S3, S4, S5, VI, V2, V3, V5, HI, H2, H3, H4, NV1, NV2, NH1, NH2, and
NH4, provided they are not associated with an attachment suffix (A..).

Multiport diffusers:  MSI, MS2, MS3, MS4, MS5, MS6, MS7, MS8, MU1V, MU1H, and MNU2.

   These recommendations do not necessarily correspond to the ones described in Appendix 4.
Also, no attempt has been made to define the applicability of the RSB model in the above context.
                                          152

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   APPENDIX 2: THE DIFFUSER HYDRAULICS MODEL PLUMEHYD
MODEL DESCRIPTION

  The model PLUMEHYD is based on the hydraulics model DPHYDR used by Tetra Tech in the
early 1980's to help assess 301(h) applications (Gremse, 1980), and, based on a limited number of
trials, gives approximately identical results.  It is appropriate for use with multiport diffusers with
bell shaped or sharp-edged ports. It also considers multi-segmented diffusers of varying diameter.
The program uses metric (SI) units and works in batch mode.  A discussion of diffuser hydraulics
is available in Grace (1978).

MODEL USAGE                                     Honouliuli  diffuser hydraulics
                                                     74 4  0.0267
                                                     bell
  At this time PLUMEHYD.exe works only in the batch      i   i 1.22   7.315  o.o  0.215
mode, which means you must construct the input file in    2^ ^ i"e77  7  325  o'o  o 129
an ASCII editor, like the built-in Turbo Pascal editor.    48 74 1.932  7.315  o.o  0.123
c    ,  .     , .  ,     .   .                             0. 014 0. 1818
Sample input is shown in Figure 71.

  The first line of input is a title. It is followed by a line
containing the  number  of ports,  number  of  diffuser   Fjgure 71  PLUMEHYD batch input
sections, and the ratio of the density difference between   f^e
the ambient and effluent fluids to the effluent density,
 (pa ~ PeVPe-  The individual values must be separated by
blanks.

  The third line should contain the words "bell" or "sharp", for bell shaped or sharp edged ports.
Sharp edged ports cause a dynamic constriction in  the plume diameter within a short distance of
the port and increase the effective densimetric Froude number of the  discharge.

  There follow a variable number of lines defined by the number of diffuser sections on the second
line of input, in this case, 4. Each line, starting from the end of the diffuser, specifies the number
of the first port in the section, the last port, the  pipe diameter, the port spacing, the rise between
ports, and finally the port diameter. The spacing is the distance between adj acent ports on opposite
sides (staggered ports).  If there are two ports at the same point but on opposite sides of the pipe,
half the spacing between pairs of ports should be used.  Note that in this case the diffuser has a
large port at the end of the diffuser described in the line immediately below the word "bell". Its
purpose may be to maintain a high flow velocity in the end of the diffuser to prevent sedimentation
within the line.
   The last line of input specifies the Mannings number and the total flow rate.  The units are SI
(MKS). Estimates of the Mannings number may be obtained from Brater and King (1976) or other
engineering texts.

                                         153

-------
                                            Appendix 2: The diffuser hydraulics model PLUMEHYD

PLUMEHYD COMPUTER LISTINGS

Pascal Version of PLUMEHYD

{$r+}
 Program PLUMEHYD.pas
 Metric system (SI) units assumed
const
 g = 9.807;
 criterion = le-6;
type
 porttype = (bell, sharp);
 st80 = string[80];
var
 piped, dxpipe,dzpipe,ff,portd: array [1.. 20] of real;
 fm,fxn,title: st80;
 nf,nl: array [1.. 20] of integer;
 qq,ee: array [1.. 50] of real;
 e,cd,pipev,portfn,portv,q: array [1.. 400] of real;
  ab,al,al,cdc,dr,dx,dz,error,eorg,eO,f,fnf,gprime,hlf,hlz,
  mann,pd,pid4,pod,qc,qorg,qsum,qt,qO,v,vnew,vorg,zman: real;
 i,iter,np,ns,ans: integer;
 ptype: porttype;
 fi,fx: text;
{
 dr = drho/rho
 dxpipe = horizontal length of the section
 dzpipe = vertical rise of the  section
 mann = Manning's n
 nf = number of the first port in a given section
 nl = number of the last port  in a given section
 np = number of ports
 ns = number of diffuser sections
 piped = pipe diameter of the section
 portd = port diameter
 ptype = port type, bell or sharp
 qt = total discharge
                                           154

-------
                                            Appendix 2: The diffuser hydraulics model PLUMEHYD
function pwr(a,b: real):real; var sign: integer;
{ an exponentiation function }
begin
if a < 0 then begin sign:=-l; a:=-a; end else sign:=l;
a:=exp(b*ln(a)); if sign = -1 then pwr:=-a else pwr:=a; end;

function strip(s:st80): st80;
{ strips blanks out of a string of characters }
begin while s[l] = '' do delete(s,l,l); strip:=s; end;

procedure cvnew(var enew,vold,cd,vnew: real);
{ sets up PLUMEHYD for analyzing diffusers with bell or sharp-edged ports }
var dv,fl,f2,v,v2: real;
begin
v:=0;
fl:=0.5/g/enew;
f2:=al/ab*sqrt(2*g*enew);
 if ptype = bell then begin
 v:=vold;
  repeat
  v:=vnew;
  v2:=sqr(v);
  cd:=0.975*pwr((l-v2*fl),0.375);
  vnew:=vold+cd*f2;
  dv:=v-vnew;
  v:=vnew;
  until abs(dv) - criterion < 0;
 end
 else
 begin { sharp  }
 v:=vold;
  repeat
  v2:=sqr(v);
  cd:=0.63-0.58*v2*fl;
  vnew:=vold+cd*f2;
  dv:=v-vnew;
  v:=vnew;
  until abs(dv) - criterion < 0;
 end;
end;
                                           155

-------
                                           Appendix 2: The diffuser hydraulics model PLUMEHYD
procedure loop; var j,k,nl,n2: integer;
{ main program element }
begin
vorg:=0; eorg:=eO; k:=0; qsum:=0;
 forj:=l to ns do begin
 pd:=piped[j];
 ab:=pid4*sqr(pd);
 dx:=dxpipe[j];
 dz:=dzpipe[j];
 f:=ffO];
 pod:=portd[j];
 al:=pid4*sqr(pod);
 fnf:=l/al/sqrt(gprime*pod);
 nl:=nfO];
 n2:=nl[j];
 hlz:=dz*dr;
 hlf:=f*dx/pd/2/g;
  for i:=nl to n2 do begin
  cvnew(eorg,vorg,cdc,vnew);
  k:=k+l;
  e[k]:=eorg;
  qc:=(vnew-vorg) * ab;
  q[k]:=qc;
  cd[k]:=cdc;
  pipev[k]:=vnew;
  portv[k]:=qc/al;
  portfn[k]:=qc*fnf;
  eorg:=hlz+eorg+vnew*vnew*hlf;
  qorg:=qc;
  qsum:=qsum+qc;
  vorg:=vnew;
  end;
 (}if j-ns < 0 then begin
  v:=vorg*sqr(piped[j]/piped|j+l]);
  eorg:=eorg+0.7 * sqr(v-vorg)/2/g;
  vorg:=v;
  end;
 end;
iter:=iter+l; ee[iter]:=eO; qq[iter]:=qt-qsum; end;

procedure input; var portst: st80;
begin
write('Input file (CR for default name of "HYD.IN": '); readln(fin);
                                          156

-------
                                              Appendix 2: The diffuser hydraulics model PLUMEHYD
if fin = " then fin:='hyd.iri;
assign(fi,fin); reset(fi);
write('Output file (CR for default name of "HYD.EX": '); readln(fxn);
if fxn = " then fxn:='hyd.ex';
assign(fx,fxn); rewrite(fx);
readln(fi,title); readln(fi,np,ns,dr);
readln(fi,portst); portst:=strip(portst);
if upcase(portst[l]) = 'B' then ptype:=bell else ptype:=sharp;
 fori:= 1 tons do
 readln(fi,nf[i],nl[i],piped[i],dxpipe[i],dzpipe[i],portd[i]);
{ write('Input Mannings n, q (mA3/sec)'); } readln(fi,mann,qt);
end;
procedure initialize;
{ initializes program variables }
begin
error:=0.001; pid4:=pi/4;
zman:=124.58*mann*mann;
for i:=l to ns do ff[i]:=zman/pwr(piped[i],0.33333);
qO:=qt/np;
al:=pid4*sqr(portd[l]);
eorg:=sqr(qO/a 1 )/2/g;
ee[l]:=eorg; eO:=eorg;
iter:=0; gprime:=dr*g; end;
procedure outputit; var j,k: integer; begin
writeln(fx,title); writeln(fx);
writeln(fx,'Number of ports    = ',np:4);
writeln(fx,'drho/rho        = ',dr:9:4);
writeln(fx,'Number of sections  = ',ns:4);
 if ptype = bell then writeln(fx,'bell')
 else
 writeln(fx,'sharp');
writeln(fx);
writeln(fx,'Mannings N       = ',mann:9:4);
writeln(fx,'Desired Q        = ',qt:9:4);
writeln(fx,'Calculated Q      = ',qc:9:4); writeln(fx);
 for k:= 1 to ns do begin
  writeln(fx,
  'Friction factor F   = ',ff[k]:9:4,' ':9,
  'Pipe diameter   =',piped[k]:9:4);
  writeln(fx,
                                             157

-------
                                            Appendix 2: The diffuser hydraulics model PLUMEHYD
  'Length between ports = ',dxpipe[k]:9:4,' ':9,
  'dz between ports  =',dzpipe[k]:9:4);
  writeln(fx,'Port diameter     = ',portd[k]:9:4);
 writeln(fx);
  writeln(fx,
  'Port  Specific   Coeff   Pipe    Port    Port   Port');
  writeln(fx,
  'number  energy    cd  velocity velocity discharge Froude #');
  writeln(fx,
  '       (m)         (m/sec)  (m/sec) (mA3/sec)');
 writeln(fx);
  forj:=nf[k]tonl[k]do
  writeln(fxj:6,e[j]:10:4,cd[j]:10:4,pipev[j]:10:4,
  portv|j]:10:4,q[j]:10:4,portfn[j]:10:4);
 writeln(fx); end;
end;

{ main program element }
begin
input; initialize;
 repeat
 loop;
  if iter = 1 then
  eO:=ee[l]*sqr(qt/qsum)
  else
  eO:=(ee[iter-l]*qq[iter]-ee[iter]*qq[iter-l])/(qq[iter]-qq[iter-l]);
 until abs(qq[iter]) < error;
qc:=qsum; outputit; close(fi); close(fx); end.

Sample Input File

Honouliuli  diffuser hydraulics
74  4  0.0267
bel 1
  1   1  1 .22  7.315 0.0 0.215
 2  22 1 .22  7.315 0.0 0.134
23  47 1 .677  7.325 0.0 0.129
48  74 1.982  7.315 0.0 0.123
0.014 0.1818
                                           158

-------
                                           Appendix 2: The diffuser hydraulics model PLUMEHYD
Sample Output  File




Honouliuli diffuser hydraulics
Number of ports =
drho/rho =
Number of sections =
bel 1
Mannings N =
Desi red Q
Calculated Q
Friction factor F =
Length
between por
ts =
Port diameter =
Port
number

1
Spec i f i c
energy
(m)
0.0017
74
0
4
0
0
0
0
7
0
Coef f


0.
Friction factor F =
Length
between por
ts =
Port diameter =
Port
number

2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
Speci fie
energy
(m)
0.0017
0.0017
0.0017
0.0017
0.0017
0.0017
0.0017
0.0017
0.0017
0.0017
0.0017
0.0017
0.0017
0.0017
0.0017
0.0017
0.0017
0.0018
0.0018
0.0018
0.0018
Co


0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
Friction factor F =
Length
between por
ts =
Port diameter =
cd

9747
0
7
0
eff
cd

9744
9739
9734
9728
9721
9713
9704
9694
9683
9671
9658
9644
9629
9613
9597
9580
9562
9543
9524
9504
9483
0
7
0
.0267
.0140
. 1818
. 1818
.0229
.3150
.2150
Pipe
veloci ty
(m/sec)
0.0055
.0229
.3150
. 1340
Pipe
veloci ty
(m/sec)
0.0076
0.0097
0.0119
0.0140
0.0161
0.0182
0.0203
0.0225
0.0246
0.0267
0.0288
0.0310
0.0331
0.0352
0.0373
0.0395
0.0416
0.0437
0.0459
0.0480
0.0501
.0206
.3250
. 1290


Pipe


di ameter


=
dz between ports =

Port
veloci ty
(m/sec)
0. 1763
Pipe
dz be

Port
veloci ty
(m/sec)
0. 1762
0. 1762
0. 1761
0. 1761
0. 1760
0. 1759
0. 1759
0. 1759
0. 1759
0. 1759
0. 1759
0. 1759
0. 1760
0. 1761
0. 1763
0. 1764
0. 1767
0. 1769
0. 1772
0. 1776
0. 1780
Pipe

Port
di scharge
(mA3/sec)
0.0064
di ameter
tween ports

Port
discharge
(mA3/sec)
0.0025
0.0025
0.0025
0.0025
0.0025
0.0025
0.0025
0.0025
0.0025
0.0025
0.0025
0.0025
0.0025
0.0025
0.0025
0.0025
0.0025
0.0025
0.0025
0.0025
0.0025
di ameter



1.2200
0 . 0000

Port
Froude #

0.
=
=

PC

7429
1 .2200
0 . 0000

)rt
Froude #

0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
=
dz between ports =




9408
9405
9402
9399
9396
9393
9391
9389
9388
9388
9389
9392
9396
9402
9410
9419
9431
9445
9462
9481
9503
1.6770
0 . 0000

                                          159

-------
 Appendix 2: The diffuser hydraulics model PLUMEHYD
Port
number

23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
Spec i f i c
energy
(m)
0.0018
0.0018
0.0018
0.0018
0.0018
0.0019
0.0019
0.0019
0.0019
0.0019
0.0019
0.0019
0.0019
0.0019
0.0019
0.0019
0.0019
0.0019
0.0019
0.0020
0.0020
0.0020
0.0020
0.0020
0.0020
Friction factor F
Length
between por
Port diameter
Port
number

48
49
50
63
64
65
66
67
68
69
70
71
72
73
74
Spec i f i c
energy
(m)
0.0020
0.0020
0.0021
0.0021
0.0022
0.0022
0.0022
0.0022
0.0022
0.0022
0.0022
0.0022
0.0022
0.0023
0.0023
Coef f
cd

0.9672
0.9666
0.9659
0.9653
0.9646
0.9639
0.9632
0.9625
0.9617
0.9609
0.9601
0.9593
0.9585
0.9576
0.9568
0.9559
0.9550
0.9541
0.9532
0.9523
0.9513
0.9504
0.9494
0.9484
0.9475
0
ts = 7
0
Coef f
cd

0.9607
0.9602
0.9596
0.9524
0.9518
0.9512
0.9506
0.9500
0.9494
0.9488
0.9482
0.9476
0.9470
0.9464
0.9457
Pipe
veloci ty
(m/sec)
0.0276
0.0287
0.0298
0.0309
0.0320
0.0331
0.0341
0.0352
0.0363
0.0374
0.0385
0.0396
0.0407
0.0418
0.0429
0.0440
0.0451
0.0462
0.0473
0.0484
0.0495
0.0506
0.0517
0.0528
0.0539
.0194
.3150
. 1230
Pipe
veloci ty
(m/sec)
0.0394
0.0401
0.0408
0.0506
0.0513
0.0521
0.0528
0.0536
0.0543
0.0551
0.0559
0.0566
0.0574
0.0582
0.0589
Port
veloci ty
(m/sec)
0. 1834
0. 1835
0. 1836
0. 1836
0. 1837
0. 1838
0. 1839
0. 1841
0. 1842
0. 1843
0. 1845
0. 1847
0. 1849
0. 1851
0. 1853
0. 1855
0. 1858
0. 1861
0. 1864
0. 1867
0. 1870
0. 1873
0. 1877
0. 1881
0. 1885
Pipe
Port
di scharge
(mA3/sec)
0.0024
0.0024
0.0024
0.0024
0.0024
0.0024
0.0024
0.0024
0.0024
0.0024
0.0024
0.0024
0.0024
0.0024
0.0024
0.0024
0.0024
0.0024
0.0024
0.0024
0.0024
0.0024
0.0025
0.0025
0.0025
di ameter
dz between ports

Port
veloci ty
(m/sec)
0. 1921
0. 1923
0. 1925
0. 1955
0. 1958
0. 1961
0. 1965
0. 1968
0. 1972
0. 1975
0. 1979
0. 1983
0. 1986
0. 1991
0. 1995

Port
discharge
(mA3/sec)
0.0023
0.0023
0.0023
0.0023
0.0023
0.0023
0.0023
0.0023
0.0023
0.0023
0.0024
0.0024
0.0024
0.0024
0.0024
Port
Froude #

0.9981
0.9984
0.9988
0.9992
0.9997
1 . 0002
1 . 0008
1.0015
1.0022
1 . 0030
1 . 0039
1.0049
1 . 0059
1 . 0070
1 . 0082
1 . 0095
1.0109
1.0124
1.0140
1.0156
1.0174
1.0193
1.0213
1.0233
1.0255
1.9!
O.Oi

Port
Froude #

1.0706
1.0715
1.0725
1.0895
1.0912
1.0929
1.0948
1.0966
1.0986
1 . 1005
1. 1026
1. 1047
1. 1069
1. 1091
1. 1115
160

-------
           APPENDIX 3:  SUPPORT FOR TABLE I (CHAPTER 1)
Input and Output for Case 1

   Two examples given in Table I corresponding to flows of 4.65 and 46.5 MGD are presented
below:
 Mar 27,  1994,    6:15:28  ERL-N PROGRAM PLUMES,  Ed
 Title   Output  corresponding to Table 1, 4.65 MGD
  tot flow   # ports  port flow   spacing  effl sal
    0.2038       100   0.002038         3         0
  port dep  port dia  plume dia total vel horiz vel
        30    0.075    0.07500    0.4613    0.3262
 port elev ver angle  cont coef  effl den poll cone
         1        45         1  -2.89273
 hor angle red space  p amb den p current
        90    3.000    26.0000   0.02683
     depth   current    density
         0   0.02683     14.44
        30   0.02683        26
salinity
   21.35
   33 . 75
    100
far dif
 0. 0003
   temp
     20
     10
amb cone
       0
                                                  3,  3/11/94   Case:   1 of  11
                                                                    non-linear
                                                  effl  temp    far  inc   far dis
                                                         25
                                                  vertl vel asp  coeff print frq
                                                     0.3262      0.10       500
                                                     decay   Froude # Roberts F
                                                          0      3.160    0.1000
                                                    far vel K:vel/cur Stratif #
                                                                17.19  0.001000
                                                             N (freq) red grav.
                                                              0.06069    0.2842
                                                          0 buoy flux puff-ther
                                                           0.0001930    0.3846
                                                           jet-plume jet-cross
                                                              0.2231     1.143
                                                           plu-cross jet-strat
                                                                29.99    0.7108
                                                           plu-strat
                                                                1.269
                                                              hor  dis>=

CORMIX1 flow category  algorithm is turned off.
 0.2038 m3/s,  4.652  MGD,  7.197 cfs.                      >0.0  to  100 m3/s range
Help:  Fl.   Quit:  .   Configuration:ATCOO.   FILE:  TABLE1E3.VAR;
UM INITIAL DILUTION  CALCULATION  (nonlinear mode)
 plume dep plume  dia poll cone  dilution   hor dis
         mm                            m
     30.00   0.07500     100.0     1.000     0.000
     27.64    0.8083     3.125     31.14    0.9318
     26.63     1.289     1.746     55.74     1.279 -> trap level
     25.91     2.202     1.090     89.30     1.662 -> begin overlap
                                         161

-------
                                               Appendix 3:  Support for Tables I and II (Chapter 1)
 Mar 27, 1994,   6:15:58  ERL-N PROGRAM  PLUMES,  Ed
 Title   Output corresponding to Table 1,  46.5 MGD
  tot flow   # ports port flow   spacing  effl sal
     2.038       100   0.02038         3         0
  port dep  port dia plume dia total vel horiz vel
        30     0.075   0.07500     4.613     3.262
 port elev ver angle cont coef  effl den poll cone
         1        45         1  -2.89273      100
 hor angle red space p amb den p current   far dif
        90     3.000   26.0000   0.02683    0.0003
     depth   current   density  salinity     temp
         0   0.02683     14.44     21.35        20
        30   0.02683        26     33.75        10
        3, 3/11/94  Case:   4 of  11
                           non-linear
        effl temp   far inc   far dis
               25
        vertl vel asp coeff print frq
            3.262      0.10       500
            decay  Froude # Roberts F
                0     31.60   0.01000
          far vel K:vel/cur Stratif #
                      171.9  0.001000
         amb cone  N  (freq) red grav.
                    0.06069    0.2842
                  buoy flux puff-ther
                   0.001930     3.846
                  jet-plume jet-cross
                      2.231     11.43
                  plu-cross jet-strat
                      299.9     2.248
                  plu-strat
                      2 .256
                    hor dis>=
CORMIX1 flow category algorithm is turned  off.
                                                                      to
Help: Fl.   Quit: .  Configuration:ATCMO.   FILE:
UM INITIAL DILUTION CALCULATION  (nonlinear mode)
 plume dep plume dia poll cone  dilution
          TABLE1E3. VAR;
                                                                           range
         m         m
     30.00   0.07500     100.0     1.000
     26.06     1.926     3.125     31.15
     25.70     2.095     2.856     34.08
     24.30     3.048     2.062     47.21
     23.81     4.100     1.807     53.86
 -> dilution overestimated
     23.67     5.204     1.652     58.95
 -> local maximum rise or fall
hor dis
      m
  0 .000
  3 .372
  3.638 -> trap level
  4.798 -> merging
  5.463 -> begin overlap

  6 .112
                                          162

-------
          APPENDIX 4: MESSAGES AND INTERPRETATIONS
CORMIX WINDOW RECOMMENDATIONS

   Historically, work culminating in this manuscript and corresponding software and the EPA
sponsored work on CORMIX proceeded independently.  Since about 1990, efforts have been
made to integrate the two approaches to take advantage of their complementary capabilities, as
explained in Appendix 1. For example, a CORMIX work element exists to in some way include
the traditional EPA models within its framework.  The CORMIX window of the PLUMES
interface, implemented for CORMIX 1, integrates the CORMIX categorization schemes into
PLUMES. See Hinton and Jirka (1992) for a graphic description of the flow categories.

    Providing there are no limitations to its use  as described in Table  V of Appendix 1,
CORMIX1 is considered to be an appropriate solution to the plume problem under consideration
in the PLUMES interface. It is assumed that the Configuration menu has been used to turn the
CORMIX1 algorithm on.

   Note, since RSB is exclusively designed for merging plumes, only CORMIX1 and UM are
applicable to this discussion. However, in some cases the CORMIX1 categories have a clear
relationship to CORMIX2 categories.  Also, in questionable cases, a few runs using both
CORMIX1 and UM may be helpful, either corroborating each other or suggesting caution.

Single: use CORMIX1; merging: UM ok
       Displayed in cases in which PLUMES predicts flow categories v4 and v6: The use of
       CORMIX is definitely recommended for single  plumes, but only in cases in  which
       nascent density effects are  absent and other weak links in the CORMIX chain (see
       Appendix  1) do not exist. Excluded cases must be handled on a case-by-case basis.

       To the extent that some  CORMIX1  flow categories have  obvious  CORMIX2
       counterparts, the appropriate use of the models for merging plumes may be apparent.
       Mutual validation and the use of the more conservative analysis are recommended in
       questionable cases.

Use CORMIX
       Displayed in cases in which PLUMES predicts flow categories h4-90, hS-90, nv5, nh3:
       The use of CORMIX1 is definitely recommended, but only in cases in which nascent
       density effects are absent and other weak links in the CORMIX chain (see Appendix 1)
       do not exist.  Excluded cases must be handled on a case-by-case basis.

Use CORMIX or UM to surface hit
       Displayed in cases in which PLUMES predicts flow categories nv3, nv4, and nh5: It is
       appropriate to continue the analysis with UM until the surface is hit. The use of
                                       163

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                                                       Appendix 4: Messages and interpretations

       CORMIX is appropriate and possibly preferred, but only in cases in which nascent
       density effects are absent and other weak links in the CORMIX chain (see Appendix 1)
       do not exist.  Mutual validation with CORMIX and the use of the more conservative
       analysis is recommended in questionable cases.

UseUM
       Displayed in cases in  which  PLUMES predicts  no CORMIX1  category or flow
       categories si, s3, s4: It is appropriate to continue the analysis with UM.  The use of
       CORMIX is appropriate too, but only in cases in which nascent density effects are absent
       and other weak links in  the CORMIX chain (see Appendix 1) do not exist.

Use UM to bottom hit
       Displayed in cases in which PLUMES predicts flow categories nvl, nv2, nhl, nh2, and
       nh4: It is appropriate to continue the analysis with UM until the bottom is hit. The use
       of CORMIX is also appropriate, but only in cases in which nascent density effects are
       absent and other weak links in the CORMIX chain (see Appendix 1) do not exist.

Use UM to overlap point
       Displayed in cases in which PLUMES predicts flow categories s2, s5, h4-180, h5-180:
       UM is considered appropriate to the point  of overlap, with the farfield model being
       initiated at that point. The use of CORMIX is appropriate, but only in cases in which
       nascent  density effects  are absent and  other weak links in the CORMIX chain (see
       Appendix 1) do not exist.

Use UM until near surface
       Displayed in cases in which PLUMES predicts flow categories v3, v5, h3, h40:  UM is
       weaker and CORMIX is correspondingly stronger in these categories. The ten percent
       prohibition suggested by  Muellenhoff et al.  (1985) may be appropriate and can be
       implemented using the Pause criterion in the Farfield configuration of PLUMES.  The
       use of CORMIX is appropriate, but only in cases in which nascent density effects are
       absent and other weak links in the CORMIX chain (see Appendix 1) do not exist.

Use UM until surface hit
       Displayed in cases in which PLUMES predicts flow categories vl, v2, hi, h2, and h5-0:
       UM is considered appropriate to the point  of the  surface being hit, with the farfield
       model being initiated at that point. The use of CORMIX is appropriate, but only in cases
       in which nascent density effects are absent and other weak links in the CORMIX chain
       (see Appendix 1) do not exist.
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DIALOGUE WINDOW MESSAGES

  The following messages appearing in alphabetical order are more or less frequently displayed
by the PLUMES interface.  Here they are explained in more detail.  Some have subsidiary
messages, shown here below the main message. Content that depends on context is contained
in brackets []. Some of the notes may be revealed only briefly, the AYN command may be used
to examine them at your leisure.

Absolute value of decay too large, reduce value. 
      Warns of a value for decay that does not convert into the correct units and can  cause
      program crashes.

A descriptive title.
      Used to describe the title cell, it is issued by the  command.

At [variable] Change sign or  to accept [default]
      This message usually indicates that PLUMES is trying to define the identified cell from
      an equation involving a square root for which both positive and negative roots are valid.
      You have to make the appropriate choice.

Back, Inequalities, Output, Variables (space), or  to quit
      Used to manipulate data in the Pause (or stop) cell.  Typing "V" or the spacebar brings
      the various available cells into the window, "B" doing so in the reverse manner.  "I"
      selects the appropriate pause inequality. The  "O" option installs the hidden variables,
      e.g. the centerline concentration,  on the output table. The cell  is filled with a numeric
      value in the usual manner, after by using the AJ command to enter the cell.

Bad file name, old or default file restored
      Indicates a non-existent case file, normally one with a. VAR extension, was specified for
      opening. Usually this happens when you have forgotten the name of the case files and
      inadvertently specify a nonexistent file name.  The <• > may be used in the  command to refresh yourself on existing  case files. You may need to exit to DOS
      and use the DIR command to refresh yourself on the appropriate names.

Note: [message] [equation number] of [variable]
      Appears when a potential data inconsistency is detected. This can be automatic or
      happen when the  command is used.  The AYN  command
      may be used to check for their occurrence.  The [equation number] refers to the cardinal
      number of the equations listed for the cell [variable] when the AL 
      command is used. While efforts should be made to resolve inconsistencies, they do not
      always indicate incompatible input data.
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                                                      Appendix 4: Messages and interpretations

Default table, or New table?
       Asks you whether to include the default output variables when running UM or to clear
       the table (New) for the addition of variables of your choosing using the 
       command.

Discharge in Middle or Surface/bottom of water column?
       Appears when the  command is used. You must choose  or
        (or ) to specify your choice, which establishes the proper spacing for the
       reflection surfaces and other parameters.

Error detected in case range 
       Appears after invoking the  (Miscellany Menu) to indicate that an
       error in specifying the number of cases to which to copy the current cell has been made.

Farfield result will not reflect decay in the near field
       This  is a reminder that RSB, as an initial dilution model, does not include decay.
       Consequently, if decay is fast  or rise times are long, the pollutant concentration can be
       significantly over-predicted.

File access denied, directory name? 
       The inputted file name is not valid because it already specifies a sub-directory.

File [filename]  exists or name illegal, must be new 
       Issued while using the  AN command when an existing file name or an
       illegal name, such as a sub-directory name, is specified. You are asked to provide
       unique case file name.

Go to case ( for default):  [default case number]
       Used to specify how many cases to run or translate into Universal Data File (UDF)
       format or to which case to move using the AC command. For the first two functions all
       cases between the present and the indicated case, including the present case, will be
       processed.

Hit bold letters or arrow keys and ; use control sequences for speed
       Issued when accessing the main menu to remind you that the control key sequence for
       issuing commands is faster than using the menus.  (See the User's Guide Chapter.)

Inconsistency at [variable name 1]:  [value 1] vs. [variable name 2]: [value 2]
       These messages may appear when using the  command if tolerances
       are not met. In other words, if two different equations of the same dependent variable
       yield values which differ by more than 1 part per thousand, then this message is issued.
                                        166

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                                                      Appendix 4: Messages and interpretations

Inputted case # invalid, reset
       The case number input is invalid. For example, when running UM, specifying a negative
       case number will cause this message to be issued. In this case the input is changed to the
       present case number and a single case is run.

Input file name (or <• > to select .VAR file):
       Requests you to enter the name of the case file, i.e. the non-ASCII file used to store the
       input screen data, such as PLMSTUFF.VAR, or to select the appropriate file with <• *>
       followed by . These files cannot be edited by an ASCII editor.

Input starting longitudinal coordinate:
       When the Brooks-equation-width-input-toggle in the Configuration String is set to
       "user", PLUMES prompts for the initial width of the wastefield and the initial  starting
       distance, thus allowing for the override of these two parameters. This allows runs of the
       Brooks equation which are essentially independent of the initial dilution estimates.

Input wastefield width:
       See related message, "Input starting longitudinal coordinate:", above.

Invalid file name 
       An illegal file name was specified while using the AW command.

 for far field prediction
       RSB output is displayed on two screens, the near field output and the far field output.

 once again to start PLUMES
       While using the  command, some condition needing your attention
       in the initialization phase has been identified.  Make tot flow, spacing, plume dep, port
       dia, port el eve cells independent, and, a non-surface independent ambient depth cell must
       be defined,  which must satisfy: ambient depth >= plume dep. A message appears on
       three separate dialogue windows when some or all cell values needed to complete the
        command are missing.

New file name (or   to cancel command>
An empty line will appear to use to enter the string of case numbers  
Enter the record numbers of the records to keep (followed by ) 
Use spaces as separator,.. to indicate a range, e.g.  12 3..9 14 
       A short explanation for using the  command. The command is used to fill
       a previously nonexistent file with cases from the file in the interface. Cases  may be
       specified in  any order and repetition is allowed.
                                        167

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                                                     Appendix 4: Messages and interpretations

No changes made
      Appears if a choice other than Middle or Surface/bottom, i.e. no choice, is made after
      issuing the  command.

No direct independents to hilite for [variable], remove others.
      Issued when the problem is overspecified and a conflict arises. This happens when a
      dependent (white) value is replaced by an independent (yellow) value but no immediate
      independent values for the cell can be identified, i.e. the cell is totally defined by other
      dependent (white) values. YOU SHOULD IMMEDIATELY REMOVE THE LAST
      VALUE YOU INPUT OR FIND OTHER INDEPENDENT VALUES TO REMOVE.
      USE THE  COMMAND TO ASSURE CONSISTENCY.

NO GO, incomplete effluent/ambient blocs.
      Advises you that the data necessary for running UM are not complete. Return to the
      input screen and check for missing cells.

Not a number: [string], correction attempted.
      You tried to input non-numerical information in a numerical cell. PLUMES removes the
      non-numeric characters from the input data and tries to convert the remaining string to
      numeric data.  Other conditions, such as multiple decimal points, will also cause this
      message to be issued. The value should be checked and corrected if necessary.

Only for adding hidden variables to the table. 
      Variables explicitly displayed on the interface screen are put on or removed from the
      output table with the  AO command.

Overwrite existing cases or Append (default)?
      Issued by the  AYU command when the read option is chosen.  The
      overwrite option erases the case in which the cursor is located and all subsequent cases.

Plumes  not merged, Brooks method may be invalid.
      The Brooks equations are based on a continuous wastefield, an assumption which is not
      valid when the plumes are not merged. However, the equations are probably valid if the
      unmerged distance is small.

Probable corrupted data file, check SETUP, and files.
SETUP should be deleted; program to terminate!
      An error has been identified in the case file. Possibly you asked for a file that is not in
      the binary case file format,  you have moved your  files to some new directory and
      PLUMES is unable to find the files, or some other terminal condition exists.  Check the
      SETUP file for clues, delete  it, and start over (or shift attention to other case files).
                                       168

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                                                       Appendix 4: Messages and interpretations

Probably not a .VAR file 
       A file was specified while using the AW command which does  not contain the correct
       number of bytes to be a .VAR file.

Quit (or ), all others to continue
       Message appears when execution of UM has been interrupted.  or  will cause
       the current run to be abandoned.

Replicate this cell to case ( to accept default):
       Issued by the  AYB command. A value in  a particular cell  in the
       present case may be copied to the corresponding cell in a specified number of additional
       cases starting with the next case.

Save (also ), Discard work,  to return to PLUMES
       Message appears when existing PLUMES.  or   causes the old case file
       to be updated.   restores the previously existing file i.e. all the work done  in the
       current session is discarded.   and other keystrokes cancel the command.

See guidance material for explanation
       Appears when the Miscellany Menu is accessed. Guidance may be found in the section
       entitled "User's guide to the model interface, PLUMES" in the manual.

See users' guide for details
       Appears when the Configuration Menu is  accessed.

Specify max reversals; 0: PLUMES chooses (see manual: configuration):
       You are asked how many vertical velocity reversals UM should use before giving control
       over to the far field model. Reversals occur in stable ambient at the top of rise or when
       the plume sinks to a maximum depth (fall). If the trajectory is plotted out, these points
       are the crests and troughs of the resulting waveform.

Start farfield at Max-rise, Overlap, or Pause criterion?
       Issued when invoking  on the Configuration Menu for control of the UM
       model.  You are to specify at which point the initial dilution model should end and the
       farfield model begin.  The overlap condition is recommended.

Sure you want to zap variables? (y/n):
       Reminder after issuing the  command on the Miscellany Menu, that
       all variables  except  the  aspiration coefficient,  output frequency,  decay,  farfield
       dispersion coefficient, and surface ambient depth cell will be blanked out.
                                        169

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                                                      Appendix 4: Messages and interpretations

Temperature A) [temperature 1] or  [temperature 2]?
       This message appears when temperature is the dependent variable (defined by density
       and salinity).  In this case an approximation technique is used to solve the density
       function for temperature.  This choice is  presented when, starting at different initial
       guesses, two solutions to the problem converge on separate values.

To use command, number of ports must = 1
       Reminder that the  command can only be used for single port
       outfalls.

To use put cursor in the filled cell below cells to be interpolated
       Instructs you how to fill embedded empty  cells in the ambient block. You must move
       the cursor to a filled  cell below the embedded empty cells. The corresponding top
       bounding cell must also exist.  The cells in between will be interpolated on the values
       of the depths in the depth column.

TJM running,  to interrupt
       A "Please wait" message. UM can be interrupted and stopped at any time.

Use RSB for multiple port diffusers
       This is a reminder that RSB is a multiport, not a single port, model.

Use control key sequences or see  the Guide for  better movement and control
       Appears when the Movement menu is  accessed, reminds you that better movement
       controls are available by consulting the manual.

With regard to [variable name] resolve conflicts:
       Issued when the problem is overspecified  and a conflict arises.  This happens when a
       dependent variable is replaced by an independent variable, i.e. one you input. You are
       forced to move between the highlighted  cells until you delete one of them, by pressing
        or the  on the flashing (chosen) cell.

Work will be lost with ,  to keep work
       Issued when the Discard  option is  chosen  when  quitting  PLUMES.  It provides
       additional protection from accidentally  discarding changes made in the current work
       session.
Write to ("prn" for printer, "console", or disk file name): [default name]
       Appears after specifying the number of cases to run after issuing the AB or AU commands
       (see "From this case on...").  You are asked to specify the output device which can be the
       printer (type in the letters prn), monitor (type in console), or disk file (any legal DOS file
       name). The spacebar may be used to accept the default value.
                                        170

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                                                       Appendix 4: Messages and interpretations

xx = current variable, x2 = 1st argument in PRECEDING ns.
       Provides definitions  of xx and x2. Used for programming purposes. Please report such
       occurrences.
UM RUN TIME MESSAGES

   UM issues various standard text and messages which are useful for interpreting numerical
output. They are given here in alphabetical order and explained in detail.

   Before running, UM saves the case in which the cursor is located and copies the input to the
output file. Thus, even if a run time error were to cause a crash, the input is safely stored away.
Next, it copies the  screen exactly the way it appears, except for the color, to the output file,
which may be a disk file, the printer, or, the console itself.

   Immediately below the screen output, on three separate lines, UM prints the message "UM
INITIAL DILUTION SIMULATION" and either "linear mode" or "nonlinear mode", followed
by a numerical tabulation of variables on the output table (the results of the simulation) headed
by the cell names and their corresponding units.

   Pertinent output messages are issued when certain criteria are met. They are displayed after
the numerical data to which they apply, the association being indicated by an arrow that points
to the message. If there is sufficient space it appears on the same line, otherwise it appears on
succeeding lines. UM also prints output at the beginning of the simulation and at intervals
specified by the [print frq] (print frequency) cell, which specifies the number of program steps
between output.  Such output is not followed by any message. Messages include:

absolute value Froude # < 1, potential diffuser intrusion
       When the absolute value of port Froude number is less than one (1) the plume is so
       buoyant (or negatively buoyant) that it separates from the bottom (or top) of the port
       orifice allowing ambient water to flow into the diffuser.

bank(s) reached
       Message used only when the  AZ command, for very shallow water,
       has been used and the AZ flag has been placed by UM at the beginning of the title cell.
       It indicates  that the width of the plume equals or exceeds the implied distance to the
       bank.

begin overlap
       Indicates that the definition of the UM plume element is not geometrically and physically
       self-consistent, viz. part of the element is composed  of physically unreal negative
       volume and negative mass (Frick, Baumgartner, and Fox, 1994).  Note: this condition

                                         171

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                                                       Appendix 4: Messages and interpretations

       is an artifact of the uncorrected round plume assumption which is commonly used in
       Lagrangian and Eulerian integral flux plume models.  The problem  occurs when
       trajectory curvature is great and will produce errors unless the model is specifically
       modified to correctly handle the problem. Its significance derives from the fact that the
       radius is over-estimated when overlap occurs.  Since entrainment is proportional to the
       radius, it is also over-estimated. For further details, see the UM Model Theory Chapter,
       "The Plume Element."

       The "end overlap" message, described below, indicates the cessation of the condition
       causing the error. If the dilution changes relatively little in this region the message may
       be safely ignored. Otherwise, the dilution given at the beginning of overlap may be used
       to give a conservative estimate of dilution or another model may be used.

bottom geometry consistent? Try increasing port elev and/or ambient depth
       Issued only if the bottom is encountered in the first two program steps, i.e. at the source.
       This advisory frequently has minor significance because it usually relates to the non or
       weakly entraining side of the plume. In such cases the port elevation or ambient depth
       cells may be increased, as appropriate, to prevent this condition from terminating the run.
       However, negatively buoyant  plumes are likely to  be significantly affected.  See the
       related message "bottom hit".

bottom hit
       This message is issued when the extremities of the plume element intersect the bottom,
       which is assumed to be at a distance of [port elev] below the port depth or the deepest
       ambient layer, whichever is greater. Because the bottom is often hit by the downstream
       portion of the plume, which is not the primary entraining surface, the condition can
       sometimes be ignored, at least as long as it is not violated excessively. However, it
       should be recognized that the presence of the condition implies considerations of mass
       continuity and, indirectly, the dimensions of the plume which affect entrainment.

dilution overestimated
       Associated with the message "begin overlap" explained above.

end overlap
       The overlap condition ceases.  See the "begin overlap" message above.

leaving defined depth range
       Occurs if the extremities of the plume penetrate to a depth below the tenth ambient line
       allowed, if defined. See the "bottom hit" message.
                                         172

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                                                       Appendix 4: Messages and interpretations

local maximum rise or fall
       When moving through the trap level, see below, the plume element reverses  its
       buoyancy, becoming negatively buoyant if initially positively buoyant and vice versa.
       The vertical accelerating  force then opposes the direction of motion and  the plume
       element ultimately reaches maximum rise or fall, unless some other condition, such as
       surface interaction intervenes. This message indicates the reversal in vertical motion
       occurred during the previous time step.

       In many applications, the first maximum rise  or fall  is the appropriate point for
       determining the initial dilution  achieved and  for initiating  the farfield diffusion
       algorithm. However, when effluent buoyancy and momentum are initially in opposite
       directions, PAE and  Taylor entrainment  often continue to  be dominant  dispersion
       processes and act after the first maximum rise or fall. See Appendix 6 for further details.

merging
       Indicates that neighboring plume elements, assumed to be uniformly spaced and
       identical, have grown sufficiently to merge. Merging occurs when  the plume diameter
       is equal to the reduced spacing which is a function of the  physical spacing and the
       horizontal  angle of discharge.  The effect of the condition is to reduce the surface area
       of the plume element and the entrainment.

       End effects are not modelled by UM, in other words, it is assumed that the  diffuser is
       infinitely long, the fewer the number of ports, the more important end effects become.
       Also, the ports are assumed to be on one side.  Cross-diffuser merging can be simulated
       by using half the port spacing or by specifying background pollutant concentration in the
       ambient pollutant concentration [amb cone] cells.

Quit (or ), all others to continue
       Issued when UM has been interrupted while running. Execution may be continued with
       any keystrokes except  and  which terminate the  run and  return to the
       interface.

surface hit
       The extremities of the plume element have intersected the surface. Since the intersection
       generally occurs at  the upstream, i.e. entraining, portion of the plume,  this is  an
       important criterion. Generally, the dilution process should be  assumed to stop here and
       the PLUMES configuration string and the Pause Cell should be manipulated accordingly
       if the farfield algorithm is used.  The details of mass continuity are not properly
       estimated by models of the UM class beyond this point.

       In certain special cases the criterion is unreasonably conservative. This is generally true
       in shallow water where the surface is intersected by the plume  element  soon  after
       discharge but in fact it retains substantial kinetic energy to drive the entrainment process.
                                         173

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                                                       Appendix 4: Messages and interpretations

surface reflection begins
       Message used only when the  AZ command, for very shallow water,
       has been used and the AZ flag has been placed by UM at the beginning of the title cell.
       It indicates that the plume has reached the surface implied,  in this case, by the port
       spacing.

trap level
       This message indicates that the plume element has acquired, if only momentarily, an
       average density that is equal to that of the surrounding ambient fluid at the same depth.
       If the plume element where at rest it would remain at rest  at this level.  However,
       normally the plume element has a vertical velocity when this level is reached and will
       traverse the level. If the ambient is density stratified, and normally it will be, multiple
       trap levels are possible. Thus, in a current, the plume element will trace a wavy path
       which is sometimes observed in nature.

       Historically, the initial trap level has been used as a cut-off point for the initial dilution
       process.  This cut-off is often applied rather arbitrarily.  In many cases, the newer
       models, such as UM,  provide reasonable  estimates  of dilution beyond this point.
       Generally, unless there is significant overlap, UM is believed to provide good estimates
       through the level of maximum rise. In negatively buoyant cases UM is sometimes run
       past the second trap level because such plumes are frequently discharged upward and the
       plume  often  has considerable potential energy when reaching maximum  rise.   See
       Appendix 6 for further details.

UM running,  to interrupt
       A "Please wait" message.  UM is running but may be interrupted at any time.
                                         174

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                                                       Appendix 4: Messages and interpretations
RSB RUN TIME MESSAGES
Avg. flux dilution (width*he*u/Q): [value]
       Estimated volume flux through a cross section in the ambient flow comparable to the
       wastefield cross section at the end of initial dilution.

 for farfield prediction
       Strike any key to continue the simulation.

No farfield prediction when far vel = 0.
       Gives the reason for no farfield simulation when using RSB; the far field velocity cannot
       be equal to zero.  This condition also holds for UM.

No farfield prediction; far dif, far inc, far dis, or far vel defined?
       No farfield simulation is attempted because the farfield diffusion coefficient, increment,
       maximum distance, or farfield velocity are not defined.

Results extrapolated beyond their experimental values, may be unreliable
       s/lb > 1.92, lm/lb > 0.5, or f > 100. These parameters define experimental ranges beyond
       which the quality of the empirical model is increasingly unknown. See the RSB chapter
       for further details.

Roberts Fr. # < 0.1 (aspiration dominated), no avg. flux dilution formed
       An average flux dilution is not calculated because forced entrainment is small or zero.
       Entrainment flow is primarily induced by the plume, not by the current.

RSB not compatible with input conditions:  [reason]
       This advisory states that RSB be cannot be run for one of the following ([reason]):  1)
       stratification not defined, information to complete the stratification is missing from the
       ambient block;  2) effluent density or current not defined, these cells or cells that are
       needed to define them are undefined; and 3)  negative buoyancy, RSB is restricted to
       cases with positive buoyancy.

Wastefield plume surfaces
       Warns that a basic assumption of the model, i.e. that the water is infinitely deep, is not
       met.  If rise  above the  surface is significant the dilution will be substantially over-
       estimated.
                                        175

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                                                       Appendix 4: Messages and interpretations
   In addition to these messages, RSB always displays the following text:

Written by Philip J. W. Roberts (12/12/89, 4/22/93)
       Credit
Adapted by Walter E. Frick (1/12/92, 5/6/93)
       Credit
Case: [case number]:  [title]
       Case identification
CAUTION:  convergence criterion not met after [value] steps. Process truncated.
       The approximate solution to an equation is not within the tolerance criterion.  Dilution
       and other predicted values may be in error.
Lengthscale ratios are: s/lb = [value] Im/lb = [value]
       See the RSB Chapter for these variables and the "Results extrapolated..." message above.
Froude number, u3/b = [value]
       A measure of current strength.  When this value is large ( > 0.1) forced entrainment
       dominates. When it is much smaller, aspiration entrainment  dominates.
Jet Froude number, Fj = [value]
       A small value indicates  a  buoyancy dominated plume, a large value a momentum
       dominated one.  A value of 1.0 is a cut-off value for intrusion of ambient fluid into the
       diffuser.
Rise height to top of wastefield, ze = [value]
       See Figure 54.
Wastefield thickness, he = [value]
       See Figure 54.
Height to level  of cmax, zm = [value]
       See Figure 54.
Length of initial mixing region, xi = [value]
       See Figure 54.
Minimum dilution, Sm = [value]
       The minimum, i.e. centerline, dilution at*,,
Flux-average dilution, Sfa = [average dilution value] ([ratio value] x Sm)
       The average dilution value equals the minimum dilution value times the peak-to-mean
       ratio; also defined atxt.
Wastefield width [value]
       Width of the wastefield in meters; measured at xt.
                                         176

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                                                       Appendix 4: Messages and interpretations
FARFIELD MODULE RUN TIME MESSAGES

TEMPORARY NOTE  The farfleld algorithm is under review. The purpose of the review is
to ascertain its consistency  with  the proper relationship between average  and centerline
concentrations.

dilution overestimated
       Issued when overlap occurs in the initial dilution region and the maximum rise or the
       Pause Cell criterion  override the  overlap  criterion as the initial dilution stopping
       criterion. Dilution is likely to be overestimated.

Input starting longitudinal coordinate: [default value]
       This message appears if the PLUMES configuration string  ARB
       command has been toggled to 'R' (or reset).  The user may accept the default width by
       pressing  or  or type in a new value.  This capability allows the
       farfield algorithm to be run essentially independently of the initial dilution model.

Input wastefield width: [default value]
       This message appears if the PLUMES configuration string  ARB
       command has been toggled to 'R' (or reset).  The user may accept the default width by
       by pressing  or  or type in a new value. This capability allows the
       farfield algorithm to be run essentially independently of the initial dilution model.

No farfield prediction, check input
       No farfield simulation is attempted because the farfield diffusion coefficient, increment,
       or maximum distance are not defined.

No farfield prediction when far vel = 0.
       Gives the reason for no farfield simulation when using RSB; the far field velocity cannot
       be equal to zero.
   In addition to these messages, RSB always displays the following text:

FARFIELD CALCULATION (based on Brooks, 1960, see guide)
       Indicates the farfield algorithm follows.
Farfield dispersion based on wastefield width of [width]
       Indicates the initial width (an initial condition) used by the farfield algorithm.
-4/3 Power Law-  -Const Eddy Diff-
       Headers for the farfield concentration columns that follow. The 4/3 Power Law results
       are appropriate for open water while the Const Eddy Diff results are appropriate for
       channels.
                                         177

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                                                         Appendix 4: Messages and interpretations
cone  dilution    cone dilution distance      Time
       Column headers followed by units.  The peak-to-mean ratio established at the end of the
       initial dilution region may be used to estimate corresponding average dilutions in the
       farfield region.
                                          178

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 APPENDIX 5: UNIVERSAL DATA FILE FORMAT (Muellenhoff et al,

1985)




INTRODUCTION


   The Universal Data File (UDF) was introduced by Muellenhoff et al. (1985) to serve as a

common data file for the five 1985 EPA plume models: UPLUME, UOUTPLM, UKHDEN,
UMERGE, and ULINE.  ULINE and UPLUME are bundled with the PLUMES software,
although we believe they are completely  superseded by the new models. UMERGE has also
been completely  updated in the  PLUMES UM model.  UOUTPLM is largely obsolete.

Experience shows that UMERGE (and also UM) and UDKHDEN have similar capabilities and
give similar  results, although UMERGE is found to be slightly more conservative than
UDKHDEN (Baumgartner et al., 1986).



THE UNIVERSAL DATA FILE


UNIVERSAL DATA FILE  (UDF)  "CARD"  DECK

      THE DATA ENTERED  ON CARDS 2 THROUGH 7  MAY BE EITHER IN THE FORMAT REQUIRED  BY
      EACH CARD OR EACH VALUE  ON THE CARD MAY BE SEPARATED  BY A COMMA (SHORT FIELD
      TERMINATION).
      AN EXPLICIT DECIMAL POINT OVERRIDES THE  FIELD DESCRIPTOR.

CARD 1 FORMAT(10A8)
       IDENTIFICATION OF A DATA SET WITHIN THE  UDF.

CARD 2 FORMAT(812)
       INTER =1 INTERACTIVE CONTROL OF CARDS  3  AND 4 PARAMETERS.
            =0 "SINGLE"  RUN USING PARAMETERS IN DATA SET ONLY.
       IDFP  =1 PRINT "CARD IMAGE" OF DATA SET.
            =0 DO NOT PRINT  CARD IMAGE  OF DATA SET
       ICUTOP=1 USE OPTIONAL  CARD 5 TO CHANGE CONTROL PARAMETERS FROM
               THE DEFAULT VALUES
            = DO NOT READ A  CARD 5  (THUS CARD 5  MUST BE OMITTED).
       I PI        INPUT PRINTOUT CONTROL  FOR  UPLUME
       101                   "               UOUTPLM
       IDI                   "               UDKHDEN  (SEE NOTE 1)
       I MI                   "               UMERGE
       ILI                   "               ULINE
       IPO=IPI    OUTPUT PRINTOUT  CONTROL FOR UPLUME
       100=101               "               UOUTPLM
       IDO=IDI               "               UDKHDEN  (SEE NOTE 1)
       IMO=IMI               "               UMERGE
       ILO=ILI               "               ULINE

       FOR EACH OF THE PARAMETERS IP I TO  ILI
             =0  USE NEW (8.5  X 11) FORMAT
             =1  USE ORIGINAL  FORMAT.
             =2  USE CONDENSED  FORMAT (USEFUL IN  INTERACTIVE MODE).
         NOTE!   1)  IDI AND  I DO  ALLOWED FOR BUT  PRESENTLY NOT USED
                    IN UDKHDEN,  ENTER THE SAME VALUE AS THE OTHERS.

CARD 3 FORMAT(F10.0,110,3F10.0)
       QT        TOTAL EFFLUENT  FLOW (CUBIC METERS PER SEC) .
       NP        NUMBER OF PORTS (SEE NOTE 2).
                                      179

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                                    Appendix 5: Universal Data File Format (Muellenhoff et al. 1985)
        PDIA      PORT DIAMETER  (M), EFFECTIVE DIAMETER  IF KNOWN.
        VANG      VERTICAL ANGLE  (DEC) OF PORT RELATIVE TO THE
                  HORIZONTAL (90 DEGREES FOR A VERTICAL PORT).
                  ULINE ASSUMES VANG=90 DEC.
        PDEP      PORT DEPTH (M) MUST BE GREATER THAN 0.0 AND
                  LESS THAN OR EQUAL TO THE DEEPEST DEPTH OF THE
                  AMBIENT DENSITY PROFILE.

          NOTE!  2)   ULINE REQUIRES TWO OR MORE PORTS, FOR THE
                     OTHERS, IF NP=1 SPACE=1000.0  (DEFAULT) MAKING
                     THE MERGING FLAGS INACTIVE.
CARD 4  FORMAT(3F10.0)
        UW        HORIZONTAL CURRENT SPEED (M/S)  (USED IN UOUTPLM ONLY).
        HANG      ANGLE (DEC) OF CURRENT DIRECTION WITH RESPECT TO DIFFUSER
                  AXIS (90 DEGREES CORRESPONDS TO A CURRENT DIRECTION
                  PERPENDICULAR TO THE DIFFUSER AXIS AND IF VANG=0, BOTH
                  THE CURRENT AND THE DISCHARGE ARE IN THE SAME DIRECTION)
                  (SEE NOTE 3).
        SPACE     DISTANCE  (M)  BETWEEN ADJACENT PORTS  (SEE NOTE 2).

           NOTE!  3)  HANG NOT USED IN UPLUME.  UOUTPLM AND UMERGE
                      ASSUME 90 DEC.  UDKHDEN RANGE 45 - 135 DEC FOR
                      MORE THAN ONE PORT AND 0-180 DEC FOR A SINGLE
                      PORT  (NOTE, SINGLE PORT ONLY: FOR VALUES GREATER
                      THAN 90 DEC BUT LESS THAN OR EQUAL TO 180 DEC, THE
                      PROGRAM SETS HANG EQUAL TO THE SUPPLEMENTARY ANGLE).
                      ULINE RANGE 0 - 180 DEC.

CARD 5  OPTIONAL (INCLUDE THIS CARD ONLY IF ICUTOP =1)
        FORMAT(F5.0,2I5,3I2,6F5.0,2I5)

        USED IN UMERGE
        A         ASPIRATION COEFFICIENT                    0.1  BY DEFAULT
        ITER      MAXIMUM NUMBER OF ITERATIONS           5000    BY DEFAULT
        IFRQ      ITERATION PRINTOUT FREQUENCY            150    BY DEFAULT
        NAA       PRINT ARRAY AA  IF =1,  DO NOT  IF =0        0    BY DEFAULT
        NAB       PRINT ARRAY AB  IF =1,  DO NOT  IF =0        0    BY DEFAULT
        NAC       PRINT ARRAY AC  IF =1,  DO NOT  IF =0        0    BY DEFAULT

                  (SEE LISTING OF PROGRAM UMERGE FOR CONTENTS OF ARRAYS
                  AA, AB,  AC WHICH ARE MAINLY DEBUGGING AIDS.)
        USED IN UPLUME
        PS        PRINTOUT
            INTERVAL"
        USED IN ULINE
        RK        RATIO OF SA/SM IN ROBERTS'
        DH        INTEGRATION STEP SIZE(M)
                             EXPERIMENTS
        USED IN
        H
        E
        A
        ITERB
        IR

           NOTE!
UOUTPLM
  INITIAL THICKNESS OF PLUME ELEMENT
  IMPINGEMENT ENTRAINMENT COEFFICIENT
  ASPIRATION ENTRAINMENT COEFFICIENT
  NUMBER OF INTEGRATION STEPS ALLOWED
  PRINTOUT INTERVAL
        BY DEFAULT
   1.41  BY DEFAULT
   0.1   BY DEFAULT
.5*PDIA BY DEFAULT
   1.0   BY DEFAULT
  0.1   BY DEFAULT
 5000    BY DEFAULT
  50    BY DEFAULT
  WHEN CARD IS USED, ALL OF THE PARAMETERS NEED NOT BE
  GIVEN A NEW VALUE, ONLY THE ONES TO BE CHANGED.  ENTER ZERO
  FOR THE OTHERS AND THEIR DEFAULT VALUES WILL BE USED.

  ITER, IFRQ,  ITERB AND IR NOT TO EXCEED FOUR DIGITS.

  NO OPTIONS AVAILABLE FOR UDKHDEN.
                                        180

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                                    Appendix 5: Universal Data File Format (Muellenhoff et al. 1985)

CARD 6  FORMAT(I10,2F10.0)
        NPTS      NUMBER OF DEPTHS WHERE AMBIENT TEMPERATURE, SALINITY, AND
                  HORIZONTAL CURRENT SPEED ARE KNOWN  (NPTS MUST BE  A LEAST
                  EQUAL TO 2 AND NOT MORE THAN 30) .
        S         EFFLUENT SALINITY (PPT) IF T NOT EQUAL TO ZERO
                  EFFLUENT DENSITY  (G/CM3)  IF T=0
        T         EFFLUENT TEMPERATURE  (DEGREES CELSIUS).
                  IF T=0 PROGRAMS ASSUME S  IS EFFLUENT DENSITY IN
                  G/CM3, SEE NOTE 4.

CARD 7  FORMAT(4F10.0)
        DP( )      DEPTH IN METERS, MUST HAVE DATA FOR DP( )=0.0
        SA( )      AMBIENT SALINITY  (PPT)  IF TA( ) NOT EQUAL TO ZERO
                  AMBIENT DENSITY (G/CM3) IF TA( )=0
        TA( )      AMBIENT TEMPERATURE  (DEGREES CELSIUS)
                  IF TA( )=0 PROGRAMS ASSUME SA( ) IS AMBIENT DENSITY
                  IN G/CM3, SEE NOTE 4.
        UA( )      HORIZONTAL AMBIENT CURRENT SPEED (M/S)  (USED IN UMERGE,
                  UDKHDEN, AND ULINE).

           NOTE!  4)  THERE MUST BE NPTS  IMAGES OF CARD 7.  ALSO, EITHER
                      ALL TA(I) MUST BE ZERO OR ALL NOT ZERO, OR ERRORS
                      IN THE INTERPRETATION OF SA( )  AND TA(  ) WILL OCCUR.
                      IF,  FOR SOME  I,  SA(I)  IS DESIRED TO REPRESENT
                      AMBIENT SALINITY AND TA(I) SHOULD BE EXACTLY  0, SET
                      TA(I) EQUAL TO A SMALL NUMBER INSTEAD  (0.000001) FOR
                      INSTANCE).   THIS APPLIES TO S AND T AS  WELL.
                  AMBIENT DENSITY (G/CM3) IF TA( )=0
                                        181

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Appendix 5:  Universal Data File Format (Muellenhoff et al. 1985)
     182

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                APPENDIX 6: THIRD EDITION CHANGES
INTRODUCTION

    The Second Edition was first received from the publisher in October, 1993.  Of the 500
copies printed, approximately 250 were sent to holders of the "First Edition," a xeroxed draft
version made available to trial users in July 1992.  The remaining copies were sent to the
authors, a few libraries, selected individuals, and new users. Permission was granted for a third
printing of 500 copies by the Narragansett Lab in March, 1994. At that time about 25 copies of
the manual still remained in the hands of the authors for dissemination.

    In the period April 1993 through March  1994 342 calls for plume modeling technical
assistance were recorded at the Newport Lab, including requests for the manual. Approximately
10 percent of users spontaneously express reactions to PLUMES that are favorable while
perhaps one percent express unfavorable  ones.  In  addition to their opinions,  some users
discovered errors and bugs, which motivated some of the changes described here.
THE PLUME SHIELDING CORRECTION

   As is discussed in the UM Model Theory Chapter, the Projected Area Entrainment (PAE)
hypothesis is known to work well for conditions for which it was originally developed: plumes
discharged to open, unbounded environments free from interference, except for specific merging
geometries.

     When interference exists, entrainment is affected to some degree or other and some
interpretation of the output is necessary.  This interference includes the bottom, the surface,
obstructions, and other plumes. The former are often treated by terminating execution at the
point of impact. However, the effect of other plumes can often be estimated. Merging plumes
is a good example. This change is an attempt to account for the effect of upstream portions of
the plume on its downstream portion.

   In the Second Edition an approach was adopted which was thought to be very conservative
for plumes reversing their vertical movement.  This included buoyant plumes discharged
downward, nascent density  plumes discharged  upward, and negatively buoyant plumes
discharged upward.  In this approach the curvature and cylinder contributions to entrainment
were terminated upon reversal of vertical momentum, the beginning of shielding, thereby
potentially reducing overall entrainment significantly.

  The problem with this approach is that the upstream portion of the plume is generally thinner
that the downstream portion, thus only a portion of the terms should be reduced. Secondly, the
terms should be re-established when the plume rises, or sinks, out of the depth at which it is
                                        183

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                                                            Appendix 6: Third Edition changes

shielded.  In the absence of these modifying factors, a positively buoyant plume discharged
downward into a stratified environment could reverse its vertical motion to eventually penetrate
the stable layer and reach the surface.  In reality, in many such cases plumes will trap, made
apparent by the fact that equivalent plumes discharged upward would trap. This problem was
noticed by some users.

  In this edition the entrainment terms are only partially reduced, in proportion to the projected
area that is estimated to actually be blocked by the upstream plume.  Secondly, the vertical
extent of shielding is established by maximum upward and downward oscillations of the plume.
Outside of that depth zone no shielding occurs.  The corrections are still believed to give
generally conservative results while solving the problem of artificial penetration  described
above.
RSB CONVERGENCE

   As explained in the RSB model chapter, RSB linearizes the ambient density stratification
over the depth of the plume's rise.  It also uses iterative approximation techniques to solve a
couple of its equations. In some cases the speed of convergence to the correct solution is
sensitive to slight variations in the depth of the pycnocline. Unlike the original Basic language
RSB, the PLUMES version limits the number of iterations to prevent infinite loops, but, as a
result, the reported solution can be significantly in error when the approximation method is
terminated before the convergence criterion is reached.

   The case given in Figure 72 illustrates the problem.  It presents a Second Edition simulation
of a plume discharged to receiving water divided in three layers. The dilutions are anomalously
high.  This can be seen by comparing to a UM simulation and by moving the one meter deep
pycnocline a small  distance up  or down  in the water column.  For  example, placing the
pycnocline at a depth of 10 to 11 meters results in a dilution of 222.2.  In both cases UM predicts
821.9 indicating that the solutions are identical within the resolution of a single time step (about
one half of one percent).

   In the Third Edition the approximation technique has been improved to converge faster and
more regularly. It also issues a warning if convergence is not attained. Using the new version,
a corrected centerline dilution corresponding to Figure 72 of 262.9 is found, compared to 2028.5.
The corresponding corrected flux average dilutions for RSB are 302.3 (Sfa)  and 465.9 ("Avg.
flux dilution" calculation). The choice between the latter and UM's 821.9 could be a matter of
regulatory priorities.

   RSB is an empirical model.  The experiments on which it is based were conducted under
stable ambient stratification.  It is recommended that the sensitivity of RSB  predictions to
stratification be  tested when specifying neutral, unstratified ambient layers.   This can be
                                         184

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                                                            Appendix 6: Third Edition changes

achieved by introducing values representing weakly stratified ambient density and comparing
the
Mar
27, 1994,
7:28
Title Joy Paul sen
tot
por
port
hor
f low #
14.46
t dep por
30
elev ver
0.5
angle red
90
ports
440
t dia
0. 157
angl e
0.0
space
4.640
depth current
0 0.2





11
12
30



0.2
0.2
0.2



:25 ERL-N
runs
po r t f 1 ow
0.03286
plume dia
0.1570
cont coef
1.0
p amb den
25. 1000
dens i ty
24. 1
24. 1
25. 1
25. 1



PROGRAM

spac ing
4.64
total vel
1.698
effl den
-0.94
p current
0 . 2000
sal ini ty





PLUMES, Jun

effl sal
0.0
ho r i z ve 1
1.698
pol 1 cone
100
far dif
0.000453
temp





10, 1992

effl temp
15.67
vertl vel
0.000
decay
0
far vel
amb cone





Case :

far inc
500
asp coeff
0.10
Froude #
8.474
K : vel /cur
8.488
N (freq)
0.01786
buoy flux
0.001810
j et -plume
1.252
plu-cross
1.050
plu-st rat
6. 197
hor d:
3 of 5
1 inear
far di s
2000
pr int f rq
500
Roberts F
4.419
Strati f #
0.0002010
red grav.
0.2556
puff- ther
1.228
j et-cross
1. 181
j et-strat
3.637

i S>=
  CORMIX1  flow category algorithm is turned off.
       6.197  m, 20.33  ft
 Help: Fl.  Quit: .  Configuration:ATNOO.   FILE:  PLMSTUFF.VAR;

                                    RSB
              Written  by Philip  J.  W. Roberts  (12/12/89,  4/22/93)
                 (Adapted by Walter  E. Frick  (1/12/92,  5/6/93))
                                                                    to  m  range
            Joy Paul sen  runs
Lengthscale ratios are: s/lb =
Froude number, u3/b =
Jet Froude number, Fj =

Rise height to top of wastefield,
Wastefield submergence below surface =
Wastefield thickness, he =
Height to level of cmax,  zm =
Length of initial mixing region
0.18
4.51
8.6
, ze =
face =


xi =
Im/lb


61 .4
0.0
86.1
67.7
729.8
=


m
m
m
m
m
                                                   0.02
                                                     PLUME  SURFACES
  Mini mum d i1u t i on,       Sm =
  Flux-average dilution, Sfa =
 Wastefield width:    2037.12m
                              2028.5
                              2332.8  (  1.15 x Sm)
                               Avg. flux dilution  (width*he*u/Q)
 UM  INITIAL DILUTION CALCULATION  (linear mode)
  plume dep plume dia poll cone   dilution    hor  dis
m
30.00
28.35
26.23
12.89
m
0. 1570
2. 194
4.674
27.28

100.0
3. 125
0.8258
0.1186

1.000
31.21
118.0
821.9
m
0.000
5.343
10.54
49.92
                                                     ->  merging
                                                     ->  surface  hit
Figure 72. Example of input to which RSB is susceptible, giving substantially different solutions
depending on vertical placement of the stable layer.
                                         185

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                                                            Appendix 6: Third Edition changes

predictions to the unmodified ones.

   Text and figures in the tutorial and RSB chapters have been updated to reflect the relatively
minor changes introduced by this change.
ESTIMATING DILUTIONS IN PARALLEL CURRENTS USING UM

    One thing we have learned in producing this manual is that there are simply too many
possibilities in such a complex field to anticipate them all.  While it would be nice to give
unequivocal advice, hard and fast recommendations are often made to seem foolish for some
unexpected reason or other.  We have found that the resourcefulness of our users can help
overcome deficiencies in the guidance we provide.

   One area in which we would like to provide further advice is in cases of currents parallel to
diffusers. Generally speaking, the RSB model is recommended for diffusers oriented parallel
to prevailing currents.  However, some users have  had reasons to try to use UM in similar
situations.

   In previous editions of PLUMES the work of Roberts (1977) was used to justify the use of
UM in currents from perpendicular to 45 degrees off perpendicular. The question is, could this
approach be extended to smaller angles? If it can be, the approach suggests that diffuser plumes
issued from long diffusers oriented parallel to the current might behave approximately like the
same diffuser oriented at an angle of 14 degrees to the current.  In other words,  there is no
further reduction in dilution for angles less than 14 degrees.

   Attempts to verify this procedure leads to ambiguous results.  While the RSB model found
in the manual tends to support the procedure (the average dilutions tending to be greater than the
ones predicted by RSB and centerline dilutions tending to be smaller), data from the original
work on which the method is based are less supportive. Consequently, RSB continues to be
recommended for use in parallel currents in general. UM should be reserved for cases in which
nascent density effects, nonlinear density effects (which can be significant in cases of ambient
water considerably warmer than 4 C), and other special conditions better treated by UM than
other models are significant.
IMPORTANT CHANGES IN THE THIRD EDITION

    The Third Edition includes numerous changes to the Second Edition. Most of them are
editorial and do not substantively change the meaning of the text.  There are a few important
exceptions, in addition to those described above, which are listed here.
                                         186

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                                                            Appendix 6: Third Edition changes

   The program header has been updated with the text: "Ed 3, 3/11/94".

   The meaning of Roberts' Froude number and the buoyancy flux has been changed from the
port concept to a diffuser concept. This was done to be faithful to the use of the number as a
discriminator between aspiration and forced entrainment dominated multiple plumes, F < and
> 0.1 respectively. (For diffusers with ports on both sides, this criterion is  appropriate when
cross-diffuser merging is considered, i.e. half spacing is used.) The PLUMES software has been
changed accordingly. Various linkages to other variables were adjusted or deleted to conform
to the change, as is reflected in the updated EQNS file.

   The Roberts's Froude number criterion for differentiating between dominant aspiration and
forced entrainment has been corrected, having been changed from 0.01 to 0.1.

  The , AW, and , AN, commands have been changed to prevent
the inadvertent replacement of the first case by higher numbered cases in the case file. The
credit for identifying this bug has been lost.

  The , AYB, command has been changed to allow the replacement of cells
in subsequent cases by an empty cell.

   Overlap is not reported during the first five UM program steps. During this time dilution is
insignificant. This helps to assure that only significant instances of overlap  are reported.

  When running multiple cases with UM, the Quit option to an interrupt now stops subsequent
cases from running, not just the case in which the interrupt was detected.

    The dialogue window now reports the estimated length of the diffuser when the cursor is
located in the number of ports, spacing, and effective spacing cells. This change was made to
help eliminate confusion between side-by-side and cross-diffuser merging. The value given is:
L = (number of ports - 1) (spacing). It is the physical length of the diffuser, not generally the
effective width of the wastefield, which also depends on the plume diameter and the angle of the
current to the diffuser.

  The disclaimer in the Second Edition was inadvertently left unchanged from prototype earlier
versions of the manual. The less restrictive disclaimer is found in the Third Edition.

    We have added Bill Ford, Maynard Brandsma, Robyn  Stuber, and Joy Paulsen to the
acknowledgements.  We are grateful to the many other users, too numerous to list,  who have
provided us with comments.

    Figure 1  has been changed to better identify the initial trap level and subsequent ones.
Figures 8, 10, and 15 have been updated or improved.
                                         187

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                                                           Appendix 6: Third Edition changes

   A sentence was added to the discussion relating to Figure 11 to indicate that the computed
values were found by dividing Equation 11 by 2.4 x 104.

   Instructions for accessing the EPA CEAM Bulletin Board Service were added to the first
chapter. The number to call is (706) 546-3402. The communication parameters are 14400/1200
baud,  no parity, 8 data bits, and 1 stop bit.

   The Home and End keys on standard keyboards have been added to allow movement Case
1 and  the highest numbered case in the case file respectively.

  A 
-------
                                                            Appendix 6: Third Edition changes

and the reference to Frick, Baumgartner, and Fox, 1993, in prep, has been changed to reflect its
acceptance for publication in the Journal of Hydraulic Research:

       Frick, W.E., DJ. Baumgartner, and C.G. Fox, 1994. Improved prediction of bending
       plumes.  Accepted for publication in Journal of Hydraulic Research,  International
       Association for Hydraulic Research (IAHR), Delft, The Netherlands.

   Appendix 3 has been updated with new UM runs corresponding to Table 1.

  Consistent with the discussion on plume shielding given above, the message "end curvature,
cylinder entrainment" has been deleted from page 172.  This is followed by an appropriate
change to the "local maximum rise or fall" message which amends the paragraph beginning with
"In many applications" to:

       "In many  applications,  the first maximum rise  or fall is the appropriate  point for
       determining the initial  dilution achieved  and  for  initiating the farfield  diffusion
       algorithm. However, when effluent buoyancy and momentum are initially in opposite
       directions, PAE and Taylor  entrainment often  continue  to  be  dominant dispersion
       processes and act after the first maximum rise  or fall. See Appendix  6 for further
       details."

   The message "Wastefield submergence below surface..." has been deleted from page 176.
                                         189

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