EPA/600/R-97/136
                                                 December 1997
                   MINUTES
                      of the
          Stakeholder Meetings on the
  Report of the JSA Shrimp Virus Work Group
National Center for Environmental Assessment-Washington Office
           Office of Research and Development
          U.S. Environmental Protection Agency
                Washington, DC 20460

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                                    DISCLAIMER
                            *         "•.'•.-'                         "- ,
       This document has been reviewed in accordance with U.S. Environmental Protection
Agency (EPA) policy and approved for publication. Mention of trade riames or commercial
products does not constitute endorsement or recommendation for use.                     ...  '
       This document was prepared by Eastern Research Group, Inc. (ERG), an EPA contractor,
as a general record of discussions during the public meetings. As requested by EPA, the
document captures the main points and highlights of discussions and includes brief summaries of
discussion topic sessions. The document is not a complete record of all details discussed, nor
does it embellish, interpret, or enlarge upon matters that were incomplete or unclear. Statements
represent the individual views of each workshop participant; except as specifically noted, norie of
the statements represent analyses or positions of EPA or the Joint Subcommittee on Aquaculture.
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                         .•••••  CONTENTS'  .      '_     ,   , ' v


Preface	;	;........ iv

1. Background	 .•	 1

2. Introduction	.•	'.....	 3
                                                                  * ..
3. Introductory Remarks and Overview of the Report of        .                        .
       the Shrimp Virus Work Group	,.	-'.'	 4 •
                                                  1            ' •
       Questions About the Shrimp Viru's Report Overview ..............:............. 8
  <          .         .      .  '                 :       •           •
       Review of Shrimp Virus Report Management Goals and Assessment Endpoints  ..... 13

'4. Stakeholder Presentations and Public Comment
       Charleston, South Carolina—July 15,1997	,	:.		.... 15

5. Stakeholder Presentations and Public Comment
       Mobile; Alabama—July 21, 1997	.29

6. Stakeholder Presentations and Public Comment
       Brownsville, Texas—July,23, 1997	!	38

7. Stakeholder Presentations and Public Comment
       Thibodaux, Louisiana—July 25,1997		..............	.....,'.... 62

Appendix A: Stakeholder Meeting Agendas       ,

Appendix B: Stakeholder Meeting Attendees

Appendix C: Written Comments Submitted on the Report of
       the Shrimp Virus Work Group                                .

Appendix D: Report of the JS A Shrimp Virus Work Group
                                        in

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                                       PREFACE

       New, highly virulent viruses have been documented in foreign shrimp aquaculture, and
 evidence suggests that these viruses could cause widespread disease in shrimp raised in
, aquaculture and in wild shrimp in the Gulf of Mexico, and southeastern Atlantic coastal regions.
 To assess the risks associated with these emerging viral pathogens, the Joint Subcommittee on
 Aquaculture (JSA), which is under the auspices of the President's Office of Scienceand
 Technology Policy, formed the interagency Shrimp Virus Work Group. Four Federal agencies
 are represented on the Work Group: the National Marine Fisheries Service (NMFS), the U.S.
 Fish and Wildlife Service (USFWS), the U.S. Animal and Plant Health Inspection Service
 (APHIS), and the U.S. Environmental Protection Agency (EPA).
       On June 5, 1997, the Work Group submitted a report to the JSA entitled An Evaluation of
 Potential Shrimp  Virus Impacts on Cultured Shrimp and Wild Shrimp Populations in the Gulf of
 Mexico and Southeastern U.S. Atlantic Coastal Waters (Shrimp Virus Report). The report
 contains a review of available literature and is a first step toward the goal of assessing the risks
 associated with the introduction and spread of nonindigenous shrimp viruses to the wild shrimp
 fishery and shrimp farming industries. During July 1997, the EPA's National Center for
 Environmental Assessment (NCEA), in cooperation with the JSA, sponsored a series of public
 meetings to gather stakeholder input on the Shrimp Virus Work Group's'report and the shrimp
 virus issue.
       This document contains-the minutes of the stakeholder meetings that served as a review
 of the Shrimp Virus Report as well as the original Shrimp Virus Report (Appendix D). Eastern
Research Group, a contractor for NCEA, conducted the stakeholder meetings and prepared the
summary. NCEA believes that this interagency effort contains useful background information
for further discussion of the issues surrounding the shrimp virus problem and provides an
appropriate foundation for planning future risk assessment activities. '.-,--'
                                          IV

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                                  1.  BACKGROUND

        New, -highly virulent viruses have been documented in foreign shrimp aquaculture.
  Evidence suggests that these viruses could cause widespread disease in shrimp raised in
  aquaculture and in wild shrimp in the Gulf of Mexico and southeastern Atlantic coastal regions.
        The Joint Subcommittee on Aquaculture (ISA), which is under the auspices of the
  President's Office of Science and Technology Policy, formed the interagency Shrimp Virus
  Work Group to assess the risks associated with these emerging viral pathogens. Four Federal
  agencies are represented on the Work Group: the National Marine Fisheries Service (NMFS), the
  U.S. Environmental Protection Agency (EPA), the U.S. Fish and Wildlife Service (USFWS), and
  the U.S. Animal and Plant Health Inspection Service (APHIS).
        On June 5,1997, the Work Group submitted a report to the JS A entitled An Evaluation of
  Potential Shrimp Virus Impacts on Cultured Shrimp and Wild Shrimp Populations in the Gulf of
  Mexico and Southeastern U.S. Atlantic Coastal Waters (shrimp virus report, Appendix D). The '
  report is a first step toward thd goal of assessing the risk-of disease, and the financial and
  economic risks associated with the introduction and spread of nonindigenous shrimp viruses  to
  the wild shrimp fishery and shrimp farming industries.
        Although it is not an actual risk assessment, the report is organized by elements of the '
                     4         -    '                   ' '                   '          •
  risk assessment process. Risk assessment is a process that evaluates the likelihood that adverse
; effects may occur or are occurring as a result of exposure to one or more stressors. Risk
  assessments can help identify environmental problems, establish priorities, and provide a
  scientific basis for management and regulatory actions. The report provides the JS A with a basis'
  for discussion and for selecting among a range of options for conducting a risk assessment.
        During July 1997, these Federal agencies and JS A sponsored a series of public meetings
  to gather stakeholder .input on the shrimp virus issue and the Shrimp Virus Work Group's report.
  Stakeholders include individuals from the wild shrimp fishery industry, the shrimp aquaculture
  industry, the shrimp processing industry, environmental organizations, regulatory and resource
  management agencies, and the general public.
        Public  meetings were held in the following locations:      .
               Charleston, South Carolina (July  15,1997)   '

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Mobile, Alabama (July 21,1997)
Brownsville, Texas (July 23,1997)
Thibodaux, Louisiana (July 25,1997)

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                              2. INTRODUCTION

       Each stakeholder meeting followed a similar format. Dr. Charles Menzie, who facilitated
the meetings, opened with remarks explaining the purpose of the meetings. Dr. Kay Austin, a
'member of the ISA Shrimp Virus Work Group, provided an overview of the shrimp virus report.
Presentations were made by local representatives of several stakeholder groups. Following these
presentations, the floor was opened to questions and public comments. The agendas for each of
the meetings are attached as Appendix A. Attendees of each meeting are listed hi Appendix B.

       These minutes contain the following sections:                    '  ,
             •      Introductory Remarks and Overview of the Shrimp Virus Work
                    Group Report
       This section describes Dr. Menzie's introductory remarks, Dr. Austin's overview of the
     /  Shrimp Vims Report, and questions from all four meetings about Dr. Austin's
       presentation. This section also includes a summary of discussions that occurred at each
       meeting about the management goal and key assessment endpoints as defined in the
       Shrimp Virus Report.

             •       Stakeholder Presentations and Public Comments
       This section contains summaries of presentations made at each of the four meetings by
       local representatives of stakeholder groups.  This section also contains summaries of
       public comments made by attendees at each of the four meetings. Written comments
       received on the Shrimp Virus Work Group Report appear in Appendix C.

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           3.  INTRODUCTORY REMARKS AND OVERVIEW
      OF THE REPORT OF THE SHRIMP VIRUS WORK GROUP

       At each meeting, Dr. Charles Menzie explained his role as meeting facilitator. He
reviewed the meeting agenda, process, and ground rules. He stated that ISA specifically sought
input from and the viewpoints of stakeholders on the following matters:
       •      Concerns about the threats posed by the shrimp virus
       •      The accuracy and completeness of the Shrimp Virus Work Group's report
       •      Any additional information that could be useful in evaluating the risks posed by
             shrimp viruses
       Then, Dr. Kay Austin of EPA's National Center for Environmental Assessment and a
member of the ISA Shrimp Virus Work Group, provided an overview of the Work Group's
activities and the report's purpose, history, scope, and findings.
       She reviewed ISA's charge to the Work Group:
       •      To develop a Federal interagency strategy to address the shrimp virus issue
       •      To identify relevant research on shrimp viruses, their mode of transmission, and
             their potential for introduction to U.S. shrimp resources
       •      To contribute to information and education on the shrimp virus issue
       •      To develop a risk assessment
       She explained that, to date, the Work Group has:
       •      Developed and published the shrimp virus report
       •      Planned and held stakeholder meetings
       •      Begun to plan an expert workshop, to be held late in 1997, to formulate the risk
             assessment                                                .   v        '
       Dr. Austin explained that the report is not a risk assessment. It is,  however, structured as
a problem formulation, which is a scoping activity performed early in the  risk assessment process
to collect and gather risk-relevant information and define major data gaps, uncertainties, and
research needs. The report provides ISA with a basis for discussion and for selecting among
options for conducting a risk assessment.
                                       ,  4

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       The report focuses on four major virus stressors, chosen because they have a broad
distribution and different patterns of virulence: Taura Syndrome Virus (TSV), Infectious
                                                                             - N
Hypodermal and Hematopoietic Necrosis Virus (IHHNV), White Spot Syndrome Virus (WSV),
and Yellow Head Virus (YHV).
•   ,   The report also reviews potential sources for the virus, including shrimp processing and
aquaculture, as well as less significant potential sources such as bait shrimp, ballast water,
migratory birds, and flooding.        ,,                                  .
       Dr. Austin explained that the report does not:
              •   .   Perform an actual risk assessment
              •      Address information available after early 1997
              •      Discuss risk management options
              •      Recommend risk mitigation or management actions
       She also briefly reviewed highlights of the report:
              •      New, highly virulent diseases have been documented in foreign shrimp
                    aquaculture.
              •      Consumer demand for shrimp is growing at a rate of 7 to 9 percent
                    annually. Because me wild shrimp fishery appears to have reached
                    maximum harvest, importation has greatly increased over the last few
        .            years to meet this growing demand.
              •      None of the viruses in question pose a threat to human health.
              •      Recent events such as catastrophic viral outbreaks in shrimp aquaculture
                    both in the United States and abroad, recent appearances of these
                    organisms in shrimp in commercial retail stocks, and new information on}
                    me susceptibility of shrimp and other crustaceans to these organisms have
                    prompted the development of the report.
       Dr. Austin also provided data on the economic significance of the problem. The U.S.
shrimp industry (harvesting and processing alone) is valued at $3 billion per year. Imported
shrimp account for over 85 percent of the market. In 1995, imports exceeded domestic
production by a ratio of four to one, amounting to 720 million pounds. The largest share of these
imports come from Latin America and Asia—areas of the world where shrimp viruses are

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endemic.  Aquaculture operations, in contrast, account for a much smaller portion of the U.S.
economic market, ranging from 2 million pounds in 1991 to 4 million pounds in 1994.
       Dr. Austin also provided a brief overview of the risk assessment process. She stated that
evaluating risk is only part of the environmental decision-making process.  To make an effective
management decision, economic factors, social impacts, and political factors must also be
considered. Uncertainty is always a part of the process of evaluating risk.
       She then reviewed significant findings of the report:
•      Viral disease has been associated with severe declines in wild shrimp harvests in the Gulf
       of California. Harvestable populations of the blue shrimp, Penaeus stylirostris, as well as
       a number of less dominant species, plummeted coincident with the observed occurrence
       of IHHNV disease in the Gulf of California. Beginning in 1987, the P. stylirostris
       harvest declined by almost 1,000 tons per year, and it took nearly six years for
       harvestable populations to recover. The work group found that this was the best piece of
       epidemiological information suggesting a link between introduced viruses and declines in
       wild shrimp populations.
•      Nonindigenous shrimp viruses have not been documented in U.S. shrimp populations, but
       detection efforts have been minimal.  We have not been sampling them for very long.
       We may not have been using the right technology or have been looking in the right
       places.
•      Numerous disease outbreaks have occurred in U.S. shrimp aquaculture since 1994.
       Outbreaks have occurred in Texas, South Carolina, Hawaii, and the National Zoo in
       Washington, D.C. In January 1997, a White Spot-like virus was detected at the Waddell
       Research Center in South Carolina.
•      Harvesting practices in foreign aquaculture could put U.S. natural resources at risk. The
       Work Group learned that when an outbreak occurs in a foreign aquaculture setting, often
       the affected crop is immediately harvested and exported.
•      Shrimp may be contaminated from a number of possible sources. Aquaculture and
       shrimp processing are two potentially important sources that may affect wild shrimp
       populations. The Work Group also considered a number of other possible sources, such

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as live and frozen bait shrimp, ballast water, and natural spread via migratory birds, water
currents, and flooding.
In laboratory studies, we have determined that all life stages of shrimp are potentially at    ',
risk from the four viruses covered by the report.
Species other than shrimp may be at risk from these viruses; Viral disease could result in
alterations to ecosystem structure, potentially affecting predator-prey relationships,
competition, and nutrient cycling. Many other economically and ecologically important
organisms that occupy the coastal areas feed on juvenile shrimp, and impacts to these
organisms could potentially be serious if the wild shrimp populations on which they feed
decline. Other organisms may actually be susceptible to disease themselves or serve as
carriers of these viruses.
Enhanced collaboration among various agencies and stakeholder groups will be essential
to control  disease outbreaks.       '
Dr. Austin concluded her presentation by discussing next steps:
•      Complete the stakeholder meetings.
•      Conduct a planning workshop of experts late in 1997. Workshop participants will
       consider the shrimp virus report,  all comments made at the stakeholder meetings.
       and comments received in writing.
•      Conduct the risk assessment.

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              Questions About the Shrimp Virus Report Overview

Charleston, South Carolina
July 15,1997
Q:     What is the Shrimp Virus Working Group's time frame?
A:     The report is finished, and we are now receiving comments in writing and at these
       stakeholder meetings. These comments will be considered at the expert workshop to plan
       the risk assessment, to be held sometime in late 1997. The risk assessment could take
       anywhere from one to three years to complete.

Q:     Why do you keep referring to the shrimp virus situation as a problem, when the purpose
       of the risk assessment is to determine if there is a problem? To. date, we've seen no
       evidence of the virus hi wild shrimp populations.
A:     Because so many people are concerned about the situation, ISA considers, it to be a
       problem.  No final conclusions or risk management recommendations have yet been
       made by the Work Group or JSA,

Q:     What was the cause of the viral outbreak in the Gulf of California?
A:     From what we know, there was a severe viral outbreak in an aquaculture setting, and the
       ponds were dumped.  A Spanish-language document [a thesis prepared by Carlos R.
       Pantoja Morales while studying the incidence of IHHNV in populations of shrimp off the
       coast of Sonora, Mexico] contains evidence of a simultaneous occurrence of the disease
            \
       and severe declines in the dominant population of shrimp' in that area.

Q:     Did the wild stocks recover?
A:     Yes.  The declines occurred over a four-year period, and it took about six years for
       harvestable populations to return.

Q:     How can we get copies of this Spanish-language document?

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 A:     By contacting Dr. Tom Siewicki at the Southeast Fisheries Science Center, at the NMFS
        Charleston Laboratory.                                                          v

 Mobile, Alabama
 July 21,1997
 Q:     You mentioned that the virus has been documented in the wild [in the Gulf of California]
        in P, stylirostris and P. vannamei.  Have you examined all the other possible explanations
        for the declines in these populations, such as water temperature, the effects, of El Nino, or
        the effects of predation?                                ,
 A:     [Answered by Tom Mcllwain, NMFS] There is still some controversy as to whether the
        virus was the sole source of these declines, but the best evidence we have to date suggests
        that the declines were due to  a viral problem.        .

 Q:     Are you using IHHNV as ah  example, or are you throwing it in the mix with the rest of
 .       the viruses?
 A:     [Answered by  Tom Mellwain] USDA's shrimp farming program has captive brood
       .stocks that are used to produce Specific Pathogen-Free (SPF) shrimp. These stocks are
        screened for IHHNV, among other viruses.

 Q:     Can you elaborate on the technical  workshop to be held later this year?
 A:    The Shrimp Virus Work Group is putting together a plan to develop a workshop that we
       hope will occur in November 1997. We expect to invite 15 to 20 technical experts. They
       will consider the report itself and public comments that are received in response to the
       report, both in writing and at these  four stakeholder meetrngs. This group will develop
       the plan to conduct the risk assessment.                         •

 Q:,    When you do a risk assessment, how will you express the rjsks to aquacultufe? Will it be
       in generic, qualitative terms, or will you be able to quantify the risk?.   ,   .       '.
              • .        .   "                     :               )'-,--     ' , -
A:    The ISA would like to see a tiered risk assessment done. The initial risk assessment will
       be qualitative.  This report goes a long way toward this goal, but it has some inadequacies

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       and uncertainties that we hope this process will help to eliminate. An actual quantitative
       assessment would still be difficult, although we hope that we will be able to begin work
       on that. The report lists numerous uncertainties and data gaps, and we will need new
       research at some point to fill in some of these holes.

Q:     How can you do a risk assessment if all these data gaps exist? What will you base the
       risk on?
A:     [Answered by Bill van der Schalie, EPA] Risk assessment is always done in the face of
       uncertainly.  With respect to the shrimp virus problem, the uncertainties are rather large.
       USDA has used a risk assessment approach, with respect to introduced species, that
       follows a formalized process that begins with a qualitative assessment based on expert
                                                                  X
       judgment.  This process can be useful to help reach  conclusions about risk, identify data
       gaps and major areas of uncertainty, and make intermediate policy decisions about how to
       deal with problems. As the risk assessment process goes forward, it doesn't preclude
       taking management actions that may be necessary or doing the important research that is
       required.

Q:     From the processor's standpoint, the worst-case scenario would be stopping imports from
       certain countries because of virus possibilities or making processors implement expensive
       procedures. Can we expect that management recommendations will come out of the risk
       assessment?
A:     The risk assessment will evaluate the scientific aspects of the issue.  Management issues
       will be handled separately from the risk assessment  process.  •
                                      • ,               f          '         .
Q:     I am concerned that the report states that IHHNV is  a cause  of shrimp declines in the wild
       catch in the Gulf of California without examining other factors that might have
       contributed to these declines. The presentation overhead that summarizes the report's
       findings states, "Viral disease reduced wild shrimp harvests."  This statement is
       misleading.
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  A:    The report does not say that IHHNV was a cause.  It does say that severe declines in the
        wild catch were associated with the observed occurrence of IHHNV in wild shrimp
                         ,   -       , s-                         •            -.                ,
        populations in the Gulf of California.

  Brownsville, Texas
  July 23,1997                                                           /
  Q:    [By Tony Reisinger, Texas A&M Advisory Service] Is there direct evidence that IHHNV
        caused the decline in the population of shrimp in the Gulf of California?     . ;
  A:    The report calls the decline an "association." Given the information we have^ the linkage
        between the declines and IHHNV is fairly conclusive.

  Q:    So they actually did find IHHNV in the natural population?         :
  A:    That is our understanding.

  Q:    Are they still detecting IHHNV in the natural population, and has the population
        rebounded?                       .'••-
-A:    I do not know if IHHNV is still being detected. It is my understanding that the
        population has rebounded.

  Q:    [By Wilma Anderson, Texas Shrimp Association]  Has the population of shrimp in the
        Gulf of California returned to normal?
 A:    Yes, that is our understanding.

  Q:    What is the time frame for the risk assessment?
 A:    We will have a workshop in the fall of 1997 to plan the risk assessment. The JSA
        Shrimp Virus Work Group advised the JSA that a tiered approach should be taken to
        developing the risk assessment.  The first phase would be a qualitative risk assessment
        similar to the approach taken by the USDA's non-indigenous species risk assessment,
        which uses ranking factors to establish where risks may be. The qualitative risk
        assessment should provide a useful tool for guiding policies that might be needed to deal
                                           11

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       with the problem.  We don't have a timetable yet, because we will rely on the experts in
       the fall to help guide the risk assessment. An extensive quantitative assessment could
       take one to three years. A qualitative assessment can be conducted in three to six months.

Q:     Within a year then, we should have some answers.
A:     Yes, I would hope so.

Q:     [By Dr. Porfirio Alvarez, Institute Nacional de la Pesca] Could the decline in the shrimp
       population in the Gulf of California be the result of natural causes other than the virus?
A:     The severe declines were o'bserved coincident with IHHNV infection. We don't have the
       information to know whether this virus occurs naturally in the Gulf of California.

Thibodaux, Louisiana
July 25,1997
Q:     Have you found anything that would remove the viruses?
A:     The report does not go into risk mitigation.

Q:     Have techniques been developed to evaluate the contamination of shrimp feed
       materials—specifically, the parts of shrimp that are used as feed?
A:     At the three previous stakeholder meetings, people have spoken to this concern. I have
       not heard of any recent testing, but there is some old information from the 1960s about
       testing for bacterial organisms. Testimony at meetings earlier this week and last has
       indicated that the feed processing temperatures are high enough to destroy viruses, but I
       have not seen actual data on this.

Q:     How long will the risk assessment workshop that is planned for November, 1997 take?
A:     It will extend for approximately 2Vz days.
       An attendee suggested that Congressional staff and the White House Council on
Environmental Quality be involved in the November risk assessment workshop.
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                  Review of Shrimp Virus Report Management
                         Goal and Assessment Endpoints
                 •                 •           .     • '.''..           ',
       At each meeting, Dr. Charles Menzie reviewed the report's management goal and
 assessment endpoints and invited meeting attendees to comment on these components of the
 report. J
Management Goal:
Assessment Endpoints:
To prevent the establishment of new disease-causing viruses in
wild populations of shrimp hi the Gulf of Mexico arid southeastern
U.S. Atlantic Coastal waters, while minimizing possible impacts
on shrimp importation, processing, and aquaculture operations.

1. Survival, growth, and reproduction of wild penaeid shrimp
populations in the Gulf of Mexico and southeastern U.S: Atlantic
coastal waters.
2. Ecological structure and function of coastal and near-shore
marine communities as they affect wild shrimp populations.-
Charleston, South Carolina                                         ~
July 15,1997
       Attendees did not comment, but one individual asked for clarification of the meaning of
the second assessment endpoint.      .. -                      -

Mobile, Alabama                   .
July 21,1997                              •
       There were no comments.
                                         13.

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Brownsville, Texas
July 23,1997
       A participant stated that underlying the report is an assumption that there are no existing
viruses or diseases in the wild.  He stated that this assumption is not valid and that it is necessary
to know what exists before we can know what is new.  Another participant noted that there have
been scientific publications about diseases in shrimp hi the Gulf of Mexico. Yet another
participant commented that we need to develop a better sense of what viruses are present in wild
populations.  He stated that a monitoring program is necessary to establish a baseline.

Thibodaux, Louisiana
July 25,1997
       There were no comments.
                                           14

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   4. STAKEHOLDER PRESENTATIONS AND PUBLIC COMMENT
                           Charleston, South Carolina
                                   July 15,1997

                            Stakeholder Presentations

 Bill Cox, South Carolina Shrimp Growers Association
 Yonges Island, South Carolina
 Aquaculture Industry Representative
       Mr. Cox made several key points:
 •      Shrimp aquaculture is helping to meet market demand and is reducing U.S. reliance on
       imported shrimp.                                 .
 •      The aquaculture industry has worked closely with the South Carolina Department of
       Natural Resources during 1996 and 1997, and these efforts appear to have produced
       results. In 1996, several farms were infected withTaura Syndrome Virus (TSV). So far
       hi 1997, the virus has been detected on only one farm in a single containment area.
 •      Working as a team with South Carolina state government, the aquaculture industry has
       put management controls in place to minimize the impact of the virus!
 •      The South Carolina Shrimp Growers Association supports a modified risk assessment
     -  focused on discovery of facts about the virus.
 •      The aquaculture industry has a responsibility to support efforts ,to keep existing or new
       viruses from entering the wild or from entering the farm from the wild.
 •      Shrimp farming is dependent upon .a clean environment free from viruses, disease, and.
       pollutants.
•      There is no new information in the report; it simply provides a recap of what we already
    '  know. ISA needs to expend funds on research and development to Combat these viruses,
       not merely to develop more reports and assessments. The industry needs facts, solutions,
       and management plans, to eliminate these viruses in the United States.
•      JSA needs to secure funds for research and development to answer the following
       questions:                                             »                 ,
             Do the viruses really have an effect on wild stock?
          . '  • ' •     .'•'..        15          .--         ••                  .. .'

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              Where do the viruses come from? Have they been here all along?
              What can we do as farmers, processors, and commercial shrimpers to prevent the
              spread of the virus?
       Mr. Cox made the following specific comments on the report:
•      The report states that the White Spot Syndrome Virus was diagnosed at the Waddell
       Mariculture Center in South Carolina. The report should clarify that, to date, the White
       Spot Syndrome Virus has not been diagnosed on a farm in South Carolina and that the
       infected shrimp diagnosed at Waddell were in fact taken from the wild,
•      The report belittles the importance of aquaculture in the U.S.
•      The term "exotic" viruses has negative connotations. Referring to viruses as "exotic"
       sensationalizes the issue.  It can also imply that the use of non-native shrimp species in
       aquaculture is negative. '
•      The statement that the U.S. domestic market is  dominated by the wild shrimp industry is
       not true. The market is in fact dominated by imported shrimp.
•      The report downplays the significance of the Specific Pathogen-Free (SPF) program.
       Had South Carolina been more vigilant about preventing non-SPF shrimp from entering
       the state, TSV may not have occurred in the state.
•      It is important to distinguish between "risk" and "real impact." There is no evidence that
                                '" t          -
       aquaculture has affected the wild catch.
•      The report identifies aquaculture and processing as the two major vectors for the virus.
       Recreational fishing and birds should also be added as major vectors.
•      The report identifies laws and regulations that can serve as tools for stopping the spread
       of the viruses. Laws and regulations should not be put in place until the risk assessment
       is complete and the relevant facts are known.

David Cannon, Edisto Shrimp Company
Edisto Island, South Carolina
Aquaculture Industry Representative
       Mr. Cannon made several key points:
•      Contrary to what has been published at least twice, manufactured feed cannot be a source
       ofvirus.

                                          16

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Last year, Edisto Shrimp Company experienced a devastating attack of TSV, made worse
by having to operate on a very limited water exchange mandated by permit conditions.
                                                             <                 i
The lack of disease-free or disease-resistant stock has been a major impediment to
success.  In 1996, Edisto Shrimp Company received SPF shrimp from two hatcheries,
both supplying P. vannamei. None of this stock had any significant TSV resistance, and
both hatcheries were located in areas where TSV was present in 1995. One of the
hatcheries became reinfected with TSV, which caused all of Edisto Shrimp Company's
ponds to become infected, with a 13 percent survival rate. All this shrimp was .supposed
to have been inspected under the South Carolina Department of Natural Resources'
importation permit program.
          ;              '       -               --.',-'                ,    -
This outbreak, which represents the worst-case scenario, had no measurable effect on
wild shrimp populations. Furthermore, TSV has never been detected in South Carolina's
wild shrimp populations.
In 1997, Edisto Shrimp Company decided to stock its ponds with P. stylirostris, which
has a well-founded reputation for high resistance to TSV.
 Shrimp farmers need stock that is pathogen-free and pathogen-resistant.          "
Shrimp farmers are interested in a better understanding of shrimp viruses, and they have
incentives that go beyond those of traditional livestock producers:
       Shrimp farmers are not compensated if they are required to destroy crops because
       of disease.
-.      Because their crop is similar to creatures found in. the wild, shrimp farmers are
       subject to unsubstantiated speculation in the press regarding the effect of pond
       viruses on'wild shrimp populations.
Shrimp populations in the Gulf of Mexico have not declined after three years of TSV
infection in Texas shrimp ponds. The 1996 TSV outbreak does not appear to be having a
negative effect on South Carolina's wild shrimp populations.  The 1997 shrimp catch in
South Carolina is expected to be up from previous years.
Shrimp have been farmed in South Carolina since 1987.  IHHNV has been documented in
aquaculture ponds, but to date, no IHHNV has been detected in wild stock.           *
                                   17

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 •      The practical effect on wild stock must be the final criterion in any studies that are done.
       So far, there is no evidence that TSV or other pond-type viruses are present in the Gulf of
       Mexico, nor has there been a diminished catch in the Gulf.
 •      Shrimp farmers and the processing industry need to have the threats from shrimp viruses
       quantified. The following questions must be answered:
              Can the virus be spread to wild populations by particles of infected shrimp?
              Can the virus live outside a host and be transmitted to wild shrimp?
              How does the disease spread in the wild under natural conditions?
              What concentration of the virus is required to affect wild stock?
 •      If regulators insist on the use of strictly virus-free shrimp without virus resistance, South
       Carolina will be left vulnerable to another widespread viral outbreak.  This is happening
       in Texas, which has mandated the use of SPF P.  vannamei, or native species only, and a
       TSV outbreak is now underway there,.
 •      Farms are not the only source of viruses.  The White Spot Virus found in wild P. setiferus
       could not have come from the farm. In 1996, every shrimp pond in the state was tested
       for every known virus, and the only virus present in ponds was TSV.
       Following Mr.  Cannon's comments, Craig Dopson, a commercial fisherman, stated that
there are no longer any wild shrimp in the intercoastal waterway near the Edisto River, near
where a shrimp aquaculture facility discharges its wastewater.

Steve Kerchner, South Carolina Shrimp Association  (Southern)
St. Helena, South Carolina
 Wild Fishery Industry Representative
       Mr. Kerchner made the following key points:
•      In the past, NMFS has been unreceptive to the concerns of fishermen.
•      Fishermen are increasingly worried that viruses will infect wild shrimp populations.
•      Fishermen were once told that TSV does not affect wild shrimp; however, a study by Dr.
       JeffLotz indicates that.TSV has infected native species in a laboratory setting.
•      We know that the White Spot Virus, or White Spot-like Viruses, can kill native white
       shrimp.
                                           18

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•      We have not seen, hard evidence of a drop in shrimp production from the southern area of
       the state due to shrimp virus; however, there appears to be a slow, steady decline in
       production from the two southern sounds. Intense growth and development in these areas
       may be a factor in these declines. Shrimp is an annual crop, and variations from year to
                                                   '
       year are normal.      .                                               ,
•      The utmost caution is warranted, given that the viruses are said to be in our waters, that
       various aquaculture facilities use these waters, and that viruses flourish in the denser
       populations found in shrimp ponds.

Rutledge Leland, Carolina Seafood
McClellanville, South Carolina
Processing Industry Representative
       Mr. Leland made the following key points:
•      In South Carolina, the processing industry is limited in scope. Carolina Seafood is
       basically an unloading and shipping operation.
•      liaising shrimp in a pond is an unnatural process that does not result in the best product,
       but it is necessary because there are not enough shrimp in the oceans to meet demand:
•      The virus could also affect crabs, which is a concern.
•      The aquaculture industry needs to institute production controls so that the viruses do not
       infect wild shrimp:
       Attendees  asked Mr. Leland the following questions:
Q:     Have you seen any decline in shrimp numbers nryour area?
A:     We don't have any aquaculture within 60 miles of the McClellanville area. Shrimp
       populations appear to be following the normal ups and downs. I haven't seen  any direct
       effects of viruses in our area.
                       v         .   •       •            '                •           '

Q:     What are your thoughts about increased regulation of the processing industry? What
       regulations would be acceptable to processors? For example, how would you  feel if
       shrimp leaving your facility had to be labeled as virus-infected?           .
                                          19

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 A:    Labeling shrimp as virus-infected would create serious public perception problems. The
       public would not purchase shrimp labeled as virus-infected even if the labels provided a
       clear explanation that the viruses cannot affect human health.

 Q:    How would the processing industry respond to a regulatory requirement that shrimp
       heads be buried?
 A:    Such a requirement would impose added expenses, and the industry would like to avoid
       this regulation, if possible.

 Dr. Paul Sandifer, South Carolina Department of Natural Resources
 Charleston, South Carolina
State Regulatory Representative
       Dr. Sandifer made the following key points:
 •      Those who have been dealing with aquaculture policy and research and development
       issues have for at least five to seven years been raising the questions that the Work Group
                       *                                i
       was only recently charged to address.
•      The response of Federal agencies to the issues raised has been "underwhelming."  At the
       state level, we have been left struggling with far less than perfect science and little to no
       guidance from Federal partners.
•      With the exception of the aquaculture research community, no one has put technical
       information on the table to help answer questions about how much of a problem these
       viruses pose beyond the aquaculture ponds themselves.
•      The following actions should have been taken by a variety of Federal agencies long
       before now:
             Monitoring of wild stocks to determine what viral diseases, either native or
             introduced, are already present.
             Monitoring of imported frozen product brought into the U.S. for processing or
             resale.
             Refinement and further development of detection and diagnostic methods.
                                          20

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              Development of national certification standards and processes, and designation of
              an entity to serve as a certifying agent for the disease status of stocks, whether
              imported or not.                 •
       -      Development of reasonable approaches to handling virus-affected product in
              processing plants, whether the product is used for human consumption, bait, or
              animal feed.               , .
  .     "   v  Provision of realistic guidance to farms and hatcheries on ways to contain and
              disinfect when a disease outbreak occurs. •
       -      An assessment of the relative risks to wild stocks of the various pathways of the
              viruses, including natural pathways.                 •
       -'      Development of guidance or national standards related to certification, disease
             .management, and issues of relative risk.
       Attendees asked Dr. Sandifer the.following questions:
 Q:    When were wild shrimp first tested for viruses in South Carolina?
 A:  ,  Tests were first run in March 1997; but some  of the samples used in these tests are one or
       two years old.                           '

 Q:    For how long have tests been run on farm-raised shrimp?
 A:    Since the late 1980s.     '

 Q:    Hasn't one of the tests used to detect viruses been shown to be ineffective?
 A:    More than one test has been ineffective. Good diagnostic tests do not exist for all these
       viruses.                   ;
                                *                       "                 •    -i • -
                                 Public Comments

Dr. C. Holland Laramore
Bonney, Laramore & Hopkins, Inc.
Vero Beach, Florida
Shrimp Pathologist
       Dr. Laramore made the following key points:

                1   •  .         .-      .      2i    .           '          '•.•'''•

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•      The ISA report is a good effort and long overdue.
•      JSA must exercise greater care in reporting observations and hypothetical statements as
       scientific fact.
•      The report states that the impact of one virus on a wild shrimp fishery in Mexico has been
       documented. As "proof," the report discusses a decline in the harvest of P. stylirostris in
       the Gulf of California, attributed to the IHHN virus. The report does not cite a reference
       to support this claim. It is doubtful that these claims can withstand scientific scrutiny.
•      TSV first appeared in Honduras in 1994, and some predicted that the wild population of
       P. vannamei would be devastated. Instead, a survey of wild postlarvae catch based on the
       number of animals caught per man-day effort showed significant increases in P.
       vannamei over the next three years.
*      It is ludicrous to blame the decrease in the catch hi the Gulf of California on IHHNV
       without sound evidence that an epizootic .occurred.

Andrew Duda
A. Duda and Sons, Inc.
Ovedo, Florida
Shrimp Farmer
       Mr. Duda made the following key points:
•      Additional research is needed to enhance disease resistance in SPF stock.
•      Shrimp farmers, as agriculturalists, must take'certain risks. Mr. Duda stated that he feels
       very comfortable taking these risks, given his experience with viral disease in his own
       facility. He experienced economic losses due to IHHNV in an earlier season, but in 1997,
       pond production has been excellent and the grow-out this year is on target.
•      He cited USDA-APHIS's successes in controlling disease in non-native species
       introduced into the U.S. (e.g., horses, cows, and pigs) and urged that these successes be
       applied to address the shrimp virus problem.
                                           22

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 Craig Dopson
 Dopson Seafood
 Yemassee, South Carolina
 Commercial Fisherman
       Mr. Dopson made the following key points:                         -
 •      The commercial shrimp industry has been around for a very long time; fishermen are
       concerned about the continued well-being of the industry.
 •      Fishermen don't want to see aquaculture ended, but they don't want it to hurt them either.

 Douglas Rader
 Environmental Defense Fund (EDF), North Carolina Office
 Raleigh, North Carolina
       Mr. Rader made the following key points:                   ,
 •     , Stakeholders in the process include other groups that do not have a vested financial
     ,  interest in the shrimp virus issue; hopefully these stakeholders will be invited to make
       presentations at subsequent meetings.      ,         '
 •      EDF endorses the process and the methodology outlined in the report. EDF supports the
       fullest possible assessment of ecosystem impacts associated with shrimp viruses, analysis
       of sources, and analysis of transmission pathways.
                           1                                   '   •              ' '
 •      Further investigation of the transmission of the virus through human waste pathways
       might be worthwhile.                                    ;
 •      The wording of the primary management goal stated in the report should be reconsidered,
       because it contains the apparently contradictory terms "prevent" and "minimize." .
'           -                 '            •             '                              ' -
 •      No virus is "new."  .,              ..'...              .                      .   '
 •      The term "ecosystem effects" m the secondary management goal should be clarified to
       include non-shrimp-based ecosystem effects.
 •      All analysis should be based on strong science that is precautionary in nature. The
       analysis must recognize potential effects on key species in the ecosystem and interactions
       among stressors, such as anoxia or hypoxia in estuarine or Gulf contexts.
•      A critical  component of the analysis is to characterize disease that is present in wild
       populations or in imported materials.
                                          23

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•      Be careflil about grandiose conclusions. "No evidence" does not mean "no effect."  The
       current absence of effects in wild populations is not sufficient evidence from which to
       draw conclusions.
•      Disease resistance is not a goal.  It is necessary to look beyond a single-species emphasis.
•      The management of nonindigenous species is critically important to the effort's success.
•      The report should use the term "nonindigenous" rather than "exotic."

BfflMcGrath
F6rt Pierce, Florida
Retired shrimp farmer
       Mr. McGrath discussed initial shrimp farming studies carried out at Crystal River,
Florida, in conjunction with the Florida Power Company, and made the following key points:
•      An objective of the study was to identify species of shrimp that would demonstrate
       commercial potential hi ponds. Local species were studied first but were found to be
       inferior in typical commercial pond conditions. In 1973, great success was achieved
       using P. vannamei.
•      P. vannamei has been used in aquaculture in Florida and South Texas since the early
       1970s.
•      In a Florida effort underway in conjunction with Harbor Branch Oceanographic Institute,
       P. vannamei is being raised using potable well water that has a particularly high hardness.
       Shrimp growth and survival have been shown to be comparable to or better than growth
       and survival in salt water systems. Shrimp farming of P. vannamei can now occur inland,
       away from expensive salt Water property.  ,
•      By utilizing this  approach, yields of farm-raised shrimp hi Florida could increase by 15 to
       20 million pounds hi the next decade.
Eddie Gordon
Owner, South Carolina Crab Co.
McCIellanville, South Carolina
       Mr. Gordon made the following key points:
                                        .  24

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 •      Aquaculturists, commercial shrimpers, and commercial crabbers probably have the same
       goals, although there may be disagreement about "how to get there" and "how quickly  ,
       you can get there.". r
 •      The report refers to viruses as "shrimp viruses"; however, these nonindigenous viruses
       may affect other species, which is a concern.
 •      The effect of nonindigenous viruses on the ecology of the whole estuary needs to be
       examined in great detail.
'•      To avoid bias, a 'well-rounded group that includes industries other than the aquaculture
       industry needs to be involved hi conducting the risk assessment arid ongoing studies.
 •      Time is of the essence. The priority should be taking action now rather than conducting
       additional studies. It will be too late if we wait to take action until an effect is observed
       in the wild.                     -    ,        .
 •      The National Academy of Science's Web site contains a map that identifies known
     ,  occurrences of TSVin the northern hemisphere. An aquaculture facility is located at or -
       near each of these locations, which strongly suggests that aquaculture is the cause of the
       outbreaks.                .    .

Gerald Hazen         .                        ,           ,
South Carolina Conservation Association
Goose Creek, South Carolina
       Mr. Hazen stated that the shrimp virus issue raises the following concerns:
•"..   Cross-over of the virus to other species .,            ,
•      Impacts on crabbers'arid shrimpers'ways of life
•      Controls for effluents discharged from aquaculture facilities and processing plants
••      Potential effects of the virus on humans

     -  He also made the folio whig key points:
•      More research needs to be done quickly and then applied.
•     , The word "may" is used too many times in the report—but few things are certain.
                                           25

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Jack Whetstone
Clemson University Extension Service/Sea Grant Program
Georgetown, South Carolina
       Mr. Whetstone made the following key points:
•      Over 95 percent of species used in agriculture are nonindigenous. Some have been
       successes, such as soy beans, and others have been failures, such as kudzu.
•      State veterinary programs and USDA-APHIS have regulatory programs to deal with
       introduced agricultural species. These agencies need to be more involved in the
       regulation of agriculture products. -
•      Over the last 20 years, four different species of non-native shrimp have been stocked on
       farms hi South Carolina. Thanks to the work of the South Carolina Department of
       Natural Resources, wild populations have been protected as the industry has developed.
       However, the fact that no major disease outbreaks have occurred does not mean that there
       won't be a problem at some time in the future.  Continued diligence is important.
•      Historically, aquaculture has had problems with disease, and disease is likely to continue
       as a problem.  However, the mode of disease transmission is generally from wild
       populations  to domestic populations (for example, avian influenza and swine brucellosis).
•      More applied research is needed.
•      Shrimp farmers need practical help from state veterinarians and USDA-APHIS. Like
       other livestock producers, shrimp farmers need to be indemnified (i.e., receive monetary
       reparations from the government) if they have to sacrifice their animals.
•      More research on the virus is needed with respect to wild shrimp populations and other
       crustaceans.

Rick Eager
Swimming RockFish and Shrimp Farm
Meggett, South Carolina
       Mr. Eager made the following key points:
•      Regulations to address the shrimp virus problem will need to be developed carefully on a
       case-by-case basis. Too often, regulations are written to make enforcement easy or
       convenient  Regulations concerning shrimp viruses must be written to address what
       biology requires, not to make it easy or convenient for enforcement.
                                          26

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  •      A priority area for research is determining the amount of virus that's necessary to cause
        infection in wild shrimp populations. The assimilative capacity of receiving waters is the
        key to aquaculture problems.     •        .
  •      The wild harvest has remained flat for years, and it will not increase. Aquaculture is the
      1  way that we can produce the food we need to meet demand. "Intensification" is not
        necessarily a dirty word. Aquaculture can be controlled and managed.

  Jesse Chappell
  Southland Fisheries Corporation
  Hopkins, South Carolina
  Finfish Producer
        Mr. Chappell made the following key points:
  •      There is no such thing as a disease-free stock of animals. Viruses, parasites, and bacteria
       ' are always present in confinement agriculture.                  ;  .
  •      It is important to be sure that a disease is caused by'a specific organism of concern.
        There can be look-alikes.           ,                              .
  •      We need to decide if we want inexpensive sources of food or not. Farming provides a
        more economical source of food than wild stocks.               '     ..     ,  -
 •      We need to become more proactive in addressing disease concerns, since these organisms
        are evolving faster than our ability to produce tools for managing them..
 •      We need to develop effective therapeutants and animals resistant to bacteria and viruses.
                                                                           f
 •      The press needs to present the shrimp virus issue factually and avoid the temptation to
        sensationalize the issue.

 Cheryl Shew
, Zeigler Brothers, Inc.
 Gardener, Pennsylvania
 Feed Industry
        Ms. Shew read a statement by Dr. Thomas Zeigler, CEO of Zeigler Brothers, Inc.  Dr.
 Zeigler's comments .addressed the question "Can viral diseases be transmitted to  shrimp through ':
 feed?"  He made the following key points:
                                           27

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•      There are few if any known scientific studies dealing with the transmission of viral  •
       diseases by way of feed.
•      In the U.S., an estimated 99.9 percent of all prepared shrimp feed is processed into
       particles or pellets and subjected to temperatures of 170 to 280 degrees Fahrenheit.  Most
       feeds are subjected to temperatures of 190 to 230 degrees Fahrenheit.  It is assumed that
       harmful viruses are rendered inactive by these processing conditions, but documentable
       evidence could not be located to support this assumption.
•      If we are asked to prove that feed is not a vehicle for disease transmission, we are unable
       to do so, because it is impossible to prove a negative. Therefore, it is perhaps best to list
       feed among hundreds of other possible transmission agents, including people, vehicles,
       the wind, and rain.
•      We believe that the shrimp virus study should have been done about 15 years ago, before
       the problem reached these magnitudes.  Because these diseases are now endemic
       worldwide at varied levels of intensity, the best long-term solutions to the problem are
       mother nature, serious scientific exploration to find solutions, and reasonable regulations.

                                    QUESTIONS

       Dr.  Charles Menzie asked attendees if they had any final questions for representatives of
the JSA Shrimp Virus Work Group.
       An attendee asked if a mechanism exists to include biological science in the management
actions that may be taken prior to completing the risk assessment.  William van der Schalie of
EPA's Office of Research and Development, and member of the Shrimp Virus Work Group,
responded.  He stated that undertaking the risk assessment process does not preclude either doing
additional research that we know is needed or taking management actions. He added that
research, the risk assessment process, and the management process can occur in parallel. Linda
Chavez of NMFS and a member of the JSA stated that the JSA wants to ensure that research
efforts are coordinated and that any management or regulatory actions taken are based on the best
possible science available. She will report back to the JSA on research needs mentioned by
speakers and commentors during the day's meeting.

                                           28

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  5.  STAKEHOLDER PRESENTATIONS AND PUBLIC COMMENT
                                Mobile, Alabama
                                  July21,1997
           i                                , ,.                           ,
                            Stakeholder Presentations

Richard Gollot
Biloxi, Mississippi
Processing Industry Representative
       Mr. Gollot was unable to attend because of problems related to the weather. Tom
Mcllwain (NMFS) read Mr. Gollot's bomments into the record.  They contained the following
key points:
•      Shrimp viruses do threaten the shrimp industry; however, the greatest threat is to those
       involved in shrimp aquaculture production around the world, not to the processing
       industry, the U.S. shrimp industry, or even to the wild stocks of shrimp.
•      In any newly cultivated crop, the development of disease is not unusual. Therefore, we
       should not be surprised to find diseases developing as shrimp production increases
       throughout the world.
•      As a shrimp processor, I am concerned about shrimp viruses, because they could have a
       serious impact on the supply of cultured shrimp available to the world. This decline in
       supply would result hi significant price increases and possibly a collapse in the industry
       itself                              .                         - '•   •   '
•      In Biloxi, imported shrimp have been processed for more than 20 years.  If shrimp viruses
       were to be introduced into the wild population, it would have happened long ago.
•      Viruses are probably not affecting shrimp fora number.of reasons:
       -      Domestic stocks may have some natural immunity to these viruses.
             The viruses may be concentrated in such low numbers that their spread is
             unlikely.
             The infection may already have occurred, but shrimp quickly developed
             immunity.   ,
                                        29

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•      Wastewater discharge permits for shrimp processing plants depend on available water
       sources (such as rivers) and can vary from location to location and state to state.  Before
       we declare whether or not a wastewater stream can be used for this purpose, we should
       determine whether a threat exists, and if so, whether new regulations would make any
       difference.
•      If we can show that these viruses pose a threat to our native stocks, and that disease-
       carrying organisms have not been introduced so far, or if we can explain why the
       introduction of these disease-carrying organisms has not had any effect on the shrimp to
       date but would have an effect in the future, then I would be concerned.
•      My primary concern is how these viruses could affect the availability of imported shrimp.
       Domestic shrimp stocks and domestic shrimp aquaculture are small in number and are
       unlikely to significantly affect the availability of shrimp for the U.S. or world market.
•      I can think of no instance where disease in domesticated stock devastated wild stock.

Becky Gillette
Mississippi Chapter of the Sierra Club
Ocean Springs, Mississippi
Environmental Representative
       Ms. Gillette made the following key points:
•      The report is comprehensive and contains the kind of scientific information needed to
       evaluate the sources of potential problems.  It provides a good research base from which
       to make recommendations.
•      The report states that foreign shrimp viruses pose no risk to human health.  At best, the
       threat of these viruses to human health is not known. Aquaculture operations are
       breeding grounds for new and more virulent forms of viruses. To date we know of no
       shrimp viruses that can affect humans, but this does not mean that a new or mutated virus
       that could affect humans could not emerge from aquaculture. (A few years ago,
       Pfiesteriea piscicida, a toxic algae, was unknown but probably present in the
       environment in small enough quantities that it caused no damage. After wastewater
       lagoons containing hog waste broke and discharged into North Carolina streams,
       Pfiesteriea caused serious human health problems.)
                                          30

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 In Mississippi, processing of foreign shrimp is a major industry. The wastewater from
 processing the shrimp is screened to remove solids and then discharged into the Back Bay
 of Biloxi or other coastal waters.  We know that foreign, aquaculture operations will   .
 harvest a pond when a virus first appears, in order to minimize loss. Therefore, it is likely
 that viable shrimp viruses have been discharged into Back Bay. Researchers say that
 there is no evidence here that native shrimp have contracted foreign disease. This simply
 means that disease has not been detected; not that it has not occurred.   '
 One management option would be to prevent the import of foreign shrimp. However,  65
    •                       .         >            '           *                 - p. "
 to 75 percent of the shrimp consumed hi the U.S. is imported, and thousands of people
 are employed by the industry.
 Wash water from seafood processing houses should be collected and treated, not only to
 destroy viruses, but also to improve water quality.  The large amount of organics in the
 wastewater contribute to poor water quality in Back Bay. There is little hope that seafood
 operations in Mississippi will be required to provide further wastewater treatment. The
 processors consider this too expensive, and the state is unlikely to require treatment.
 Since it is unlikely that further treatment of wastewater will be required, we must ensure
 mat foreign vimses are not present in imported shrimp.
 Recommended procedures for preventing  the spread of foreign shrimp from imported
 shrimp and from U.S. aquaculture operations include:
       Periodically test shrimp from all foreign and domestic shrimp farms for viruses.
       Infected shrimp must becooked prior to washing so that no viruses escape.
       Require that shipments of shrimp from each point of origin be kept separate for
       testing and tracking purposes.                                   -.   .
       Require all shipping bills to indicate farm of Origin, packer, and shipper.
       Place the burden of proof on the country of origin. Their seafood inspectors must
       certify that shrimp are virus-free.  Periodic random testing would be necessary  to
       measure compliance with virus-free shrimp certification programs.
       Ban the use of imported shrimp as bait
-'•'•   Implement the Lacey Act to address the issue of shrimp viruses.
                                    31

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             Impose an import duty of one cent (or more) per pound to fund shrimp inspections
             and research on effective methods for killing viruses in wastewater.
             Consider whether aquaculture farms are worth the risk in the United States. If
             new aquaculture facilities are allowed, far stricter controls are needed. Farms
             should be located inland, far from the coastal environment.
             For existing contaminated domestic ponds, require holding ponds to prevent
             contaminated runoff from entering the environment. Also, require netting to be
             placed over ponds to prevent transfer by birds.  Require ponds to be fenced to
             prevent wildlife from transferring viruses from ponds to the environment.
             Require that NPDES permits for aquaculture and processing plants include
             measures for the control of foreign shrimp viruses.
             Address the issue of ballast water, which is a potential source for introduction of
             foreign viruses as well as other foreign species.
       Ms. Gillette provided attendees with copies of an article from the July/August 1997 issue
of Tide, the magazine of the Coastal Conservation Association. The article, entitled "Texas
Shrimp Farming: Promises, Promises," questions whether shrimp aquaculture can successfully
operate in coastal areas of Texas without posing threats to native shrimp, fish, and wildlife stocks
in surrounding bays and estuarine ecosystems.
       Ms. Gillette concluded her presentation by stating that we must not wait until our wild
fishery industry collapses before taking action.

Stevens Heath
Alabama Department of Conservation and Natural Resources
Gulf Shores, Alabama
State Regulatory Representative
       Mr. Heath was unable to attend because of problems related to the weather. Tom
Mcllwain (NMFS) read Mr. Heath's comments into the record.  Mr. Heath's comments
contained the following key points:
•      The JSA should determine the status of the virus in native stocks before taking any major
       action. There are probably native viruses that we do not know about. Care should be
       taken not to overreact with respect to aquaculture.
                                          32

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 •      The risk assessment process should continue, but it is important to err on the side of
        caution.                                                     .

 Tom Van Devender                                                       .      ,
 Mississippi Department of Marine Resources
 Biloxi, Mississippi
 State Regulatory Representative
        Mr.  Van Devender made the following key points:
, •      The direction that the report takes is good; however, it is important not to' get too "carried
        away."                                                      "             .
 •      We need to look closely at the possibility of endemic viruses in the Gulf of Mexico.
 •      The  term "exotic virus" used in the report is not entirely appropriate.,       ,
 •      There is some doub't about the use pf me legal authorities cited in the report (e.g., the
        Lacey Act and other statutes) to control shrimp viruses. The Lacey Act would require
        one of the states whose border is being crossed to have laws specific to viral disease in
        shrimp, and currently, no state has such a law.       '
 •       Mississippi has no shrimp mariculture facilities other than a research facility at the Gulf
        Coast Research Lab. Water from the lab is treated and then sent to the Ocean Springs
        Sewage Treatment Facility, so there is no possibility of viruses escaping into the wild
       from the lab.

                                  Public Comment

MarkBerrigan
Florida Department of Environmental Protection
Tallahassee, Florida
       Mr. Berrigan made the following key points:
•      Unlike Mississippi and Alabama, Florida has been involved in shrimp aquaculture for a
       number of years. P. vannamei and P. stylirostris have been cultured in Florida for
       approximately 25 years.     .                      '
»      Florida has a functional industry that employs several hundred people.
                                         ,33

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•      Much research on shrimp aquaculture has been performed in Florida at the Crystal River
       facility.  Many of the findings from this research were used to build the aquaculture
       industry in Latin America.
•      An aquaculture facility has been active hi the Florida Keys for at least 20 years. No
          «•                                                             "'
       known environmental problems have been associated with this facility.
•      Because of the problems associated with shrimp diseases over the last five or six years,
       Florida has made considerable efforts to tighten protocols and management practices for
       facilities that hold normative shrimp.  Current requirements include the following:
             Shrimp must come from sources or facilities that are approved by the Florida
             Department of Environmental Protection.
             Production facilities cannot discharge directly into state waters. Management
             plans include specifications for confinement, escapement, and crisis situations.
             Management plans include commitments from growers to eradicate their stocks
             completely if disease is manifested or if an impending storm will result in
             escapement.
•      Florida has worked with two companies with holdings in Central and South America to
       design a model for hatchery systems.
•      Without further evidence, Florida is reluctant to "throw rocks" at the aquaculture
       industry.
       A participant asked Mr. Berrigan if Florida has a state law to prevent the importation of
shrimp viruses.  Mr. Berrigan said that currently there is no such law in Florida.

James Heerin
Shrimp Culture, Inc.
Roswell, Georgia                                      '                        .
       Mr. Heerin made the following key points:
•      Shrimp Culture, Inc., recognizes the importance of research and careful scientific inquiry
       into the whole range of shrimp health issues, which may inhibit  or encourage the
       development of a healthy and economically viable shrimp farming industry.
•      Shrimp Culture, Inc., is concerned that this inquiry and the possible development of
       guidelines or regulations be based on sound scientific investigation and unbiased

                                          34

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       analysis, rather than preconceptions or anecdotes—or worst of all—the unsupported
       claims of advocacy groups.
 •      Shrimp Culture, Inc., has the following concerns about the report:
              It mentions catastrophic economic losses to the shrimp aquaculture industry, but
              makes no mention of economic successes.
              The characterization ofxthe cause of the reduced shrimp catch in the Gulf of
 .  •           California in the early 1990s is questionable.
 •      The report is only the first step in an important process to assist the development of a
                                                                                    t '
       healthy shrimp aquaculture industry.
 • .     The stewards of the. risk assessment process must adopt a measured, unbiased scientific
      .approach.
 •      What is needed is a collaborative effort of genuinely concerned stakeholders searching
       for sound scientific approaches to disease and related health problems in order to foster
       the development of aquaculture as a means of improving and increasing the supply of
    ,   wholesome and economical aquatic food products to U.S. and world consumers.
 •      In the areas of shrimp genetics, breeding, hatcheries, nutrition, and health research, the
       United States can be a world leader; however, the necessary investment and leadership
       will dry up if issues such as the potential impacts of shrimp viruses are not addressed in a
       careful, unbiased,  scientific manner, with the same problem-solving attitude that has
       characterized the regulatory agencies'  attitudes to date.

Charles Evans
DelfemarS.A.                                                                       ;
Pensacola, Florida
       Mr. Evans explained that he is a member of a group that is attempting to raise Australian
red claw crayfish in Ecuador.
       He made the following key points:                          ,
•      To raise red claw crayfish, it will be necessary to protect against TSV.
•      As we talk about prohibiting imports from foreign countries such as Ecuador, it is
       important to bear in mind that people from these countries need help and support.
                                           35

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•      Originally, shrimp farmers in Ecuador were interested in "production, production,
       production." Apparently, the proper precautions were not taken and management
       practices allowed TSV to spread.  Now, what these individuals would most like are
       education and access to information.
•      We should demonstrate the patience to help educate foreign aquaculturists, rather than
       simply prohibit imports.

RJX Ellender
University of Southern Mississippi
Hattiesburg, Mississippi
       Dr. Ellender made the following key points:
•      Industry does not have the tools it needs for shrimp virus diagnosis.
•      Some work is being done by the GCRL and by Dr. Don Lightner. Also, good research has
       been done in Asia. Overall, however, there is a tremendous lack of research on shrimp
       virology.
•      Given current science, it will be difficult to answer questions about carrier status and
       about viruses in wild shrimp populations.
•      Serious research efforts need to be made in the area of shrimp virology and shrimp
              *•                           "
       immunology.                                            '

                                   QUESTIONS

       Dr. Charles Menzie asked attendees if they had any final questions for representatives of
the JSA Shrimp Virus Work Group.
Q:     Did the Shrimp Virus Work Group include industry representatives?
A:     [Torn Mcllwain (NMFS)] It was a multi-Federal agency work group, so industry was not
       represented. This meeting and the other stakeholder meetings are intended to gather input
       from other stakeholder groups to help provide a balanced risk assessment.

Q:     What is the production of domestic shrimp in Florida?
                                          36

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A:     [Tom Mcllwain] The primary fishery in Florida is for pink shrimp, which are harvested
       off the southwest coast of Florida. In 1996, production of pink shrimp was
       approximately 19.1 million pounds.  •
                                        37

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   6. STAKEHOLDER PRESENTATIONS AND PUBLIC COMMENT
                                Brownsville, Texas
                                   July 23,1997

                             Stakeholder Presentations

Larry McKiriney
Texas Parks and Wildlife Department
Austin, Texas                    -
State Regulatory Representative
       Dr. McKinney made the following key points:
•      The Shrimp Virus Work Group is to be commended for its efforts to address this.very
       serious issue.
•      The potential transmission of exotic diseases, specifically shrimp viruses, into native wild
       stocks is the single most'serious issue faced by the Texas Parks and Wildlife Department
       (TPWD) in its management responsibilities related to shrimp and aquaculture.
•      TPWD does not have the resources to assess the degree of risk associated with any of the
       several transmission pathways described in the report.  The fact that acknowledged
       experts disagree on the potential of such risks compounds the concern. Such conflict
      makes it difficult for resource management agencies such as TPWD to take appropriate
      action.         .
•     Each of the four known exotic shrimp diseases has occurred in Texas aquaculture
      facilities. Despite claims to the contrary and very real efforts by the industry, the industry
                           .                                   ' !     ' '
      cannot eliminate the potential for introduction of disease into the surrounding
      environment.         •     -                                              .
•     Key elements of TPWD's management strategy includes the following:
             Allowable Exotic Species.  Only one exotic shrimp species, P.  vannamei, is
             currently permitted for commercial aquaculture in Texas. In the fall, TPWD may
             consider a petition to allow the use of P. stylirostris, a species more resistant to
             disease, especially TSV. At present, TPWD is considering its use only in closed
             systems outside the 200-mile coastal exclusion zone.
                                         38

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       Disease Management. The aquaculture industry has worked cooperatively with
       TPWD to manage TSV, and together they have adopted a response plan that
       requires reporting of mortalities, disease testing, and non-discharge of affected
       waters within specified time frames.  This fall, TPWD will consider new ,
       regulations to enhance its disease management capabilities.
       Native Species. TPWD supports the use of native shrimp in developing
       aquaculture options that reduce both disease and escapement concerns.
       Coordinated Permitting.  The Texas Natural Resource Conservation Commission
       has adopted rules to address discharge concerns associated with shrimp
       mariculture facilities. TPWD has a formal role in that process and will consider
       adoption of complimentary rules this  fall.
The report states that recently discovered Asian viruses appear to be more virulent in
domestic shrimp than those thought to be endemic to South and Central America. If this
is the case, it reinforces a conservative approach to disease management.
The report does not adequately describe the significance of the role of states in
aquaculture management The management and permitting approaches of states may
vary widely, and these uncoordinated actions may increase disease risk.
The risk assessment should address two areas that are not addressed in the report:
       What has been the impact of U.S. assistance to foreign countries to develop
       aquaculture? If these countries are sending diseased shrimp to U.S. processors,
       how might the U.S. inadvertently be contributing to the problem?
       What are Federal agencies doing to address the use of exotic species in Federal
       waters? If open-water aquaculture develops in the future, who will have
       permitting authority?
The two most important research needs are:
       To assess the presence and distribution of pathogenic viruses in wild stocks.
       To assess the risks associated with the processing of imported shrimp. (Based on
       volume, this could be the risk that overwhelms all others.)
                                    39

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 •      A number of the research needs listed in the report are very broad in nature. These issues
         -              -                      *        -.               -        ••''--,
       need to be addressed, but the research needs that contribute to completing the risk
       assessment must be the first priority.
 •      TPWD supports the goal, stated on page 14 of the report. The assessment endpoints also
       seem appropriate, although the second assessment endpoint (The ecological structure and
       Junction of coastal and near-shore marine communities as they affect wildpenaeid
       shrimp populations) may be too broad and long-term to be useful in an assessment
       process that must deliver results in short order.
 •      It is advisable to adopt a tiered approach to the risk assessment.

 Cynthia Sarthou ,
 Gulf Restoration Network
 New Orleans, Louisiana
 Environmental Representative
       Ms. Sarthou made the following key points:
 •      The Gulf Restoration Network (GRN) believes that the use of non-native shrimp in live
      , mariculture and processing operations poses a threat to the Gulf marine ecosystem. This
'       threat comes in two forms: escapement of foreign shrimp and insufficiently treated
       effluent.                                       . " •  ~                       .
 •      The report indicates that the potential for transmission of viruses to native shrimp
       populations is largely unknown. This is contrary to information published in a June 18,
       1997 article hi the Port Lavaca News* which states that Dr. Addison Lawrence, director
       of the shrimp mariculture project of the Texas Agriculture experiment station, reported
       that a white spot-like virus caused a significant die-off of native white shrimp (P.
       setiferus) held at the research lab.  Although Dr. Lawrence has no information on the
       source  of the exposure, the article indicates that viruses pose a threat to native shrimp
       stocks.
•      Protection of wild shrimp must take precedence over shrimp aquacuiture.
•      A risk assessment is needed, but it is a long and involved process. Precautionary,
       measures need to be implemented now.
                                           40

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The report states that "costs to U.S. processors will increase if new detection, control, and
treatment measures are implemented to prevent the environmental release of
contaminated wastes." It is true that these measures may add to the costs incurred by the
processing industry; however, it is only equitable that those who benefit from the industry
creating the risk bear the burden of the cost of measures needed to prevent environmental
contamination associated with their operations.
Federal agencies must involve a wide variety of interested stakeholders in all phases of
the process—from risk assessment to management.  The report must include a discussion
of the participation by these diverse  groups in all phases of the risk assessment and
management process.
The report should mention the responsibilities of the Food and Drug Administration
(FDA) and its efforts to date in dealing with the shrimp virus problem. Because FDA is
responsible for regulation and inspection of all imported shellfish, it is the front line
agency for detecting viral agents in imported shrimp. If FDA is not yet involved, it
should be brought into the process.
A mandatory specific pathogen-free (SPF) brood stock program may be the only effective
method of ensuring that aquaculture operations use only pathogen-free stocks.  The
possibility of a mandatory SPF program should be mentioned in the report.
The report places too much emphasis on the primary assessment endpoint. Impacts on
wild penaeid shrimp cannot and should not be the major focus of the report.  Viruses pose
a threat to other marine species and to the ecosystem as a whole. Thus, the second
endpoint, pertaining to the affects on the ecological structure and function of coastal and
near-shore marine communities, is an equally important endpoint.
Section 7 (Discussion  of Action Items) is the weakest section of the report. Although the
report recommends a few action steps that might be taken, the impact of these
recommended steps will not be seen in the short term. Action is needed now to protect
vital marine species and ecosystems.
Gulf Restoration Network recommends that Federal agencies, including USD A-APHIS
and FDA, take the following actions:
                                    41

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        Require that shrimp from each foreign and domestic shrimp farm be tested for
        viruses.                   '     .                     .               •
        Require that infected shrimp be cooked prior to sale or processing:
        Require that.shipments of shrimp from each point of origin be kept separate for
                                                   - t                  >      .     •
        ease'of tracking and testing.                                 .
        Insist that countries of origin bear the burden of having their seafood inspectors!
        certify that shrimp are virusrfree.      .
        Ban the use of imported shrimp as bait. '
. - •     Amend the Lacey Act to include shrimp viruses in order to provide a legal basis to
        prevent import of contaminated shrimp.      ,
        Require virus-contaminated domestic aquaculture facilities to use holding ponds
        to stop runoff into the natural environment, net over ponds to prevent transfer by  -
        birds, and fence ponds so wildlife cannot transfer viruses from ponds to the^
        environment.
        Require treatment of wastewater from shrimp mariculture facilities and seafood
        processing plants, as well as treatment and proper disposal of waste products from
        processing facilities.
                      '                            "                 '                ^
        Focus research efforts on developing the most effective and inexpensive methods
        of treating waste products.         •
        Impose a duty on imported shrimp to provide a funding source for inspection and
        research.    ,                          .  '    .    .   '
        Increase research on potential effects on me coastal community as a whole.
 Federal agencies must focus significant research efforts on methods to contain shrimp
 viruses. Information is also needed on the potential impact of introducing these viruses
 into the Gulf ecosystem.            '
                                                                                   f
 Research efforts must focus on the greater ecological impact of these viruses, including
 their effects on ecosystem structure (e.g., species composition) and function (e.g.,
 predator-prey relationships).            ,                ,
                                     42

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*      Agencies must determine the full range of risks to the marine environment posed by the
       processing of contaminated shrimp. They must also determine appropriate treatment
       processes to eliminate viral agents from wastewater discharges.
•      Agencies cannot sit idle while this research is being completed. Action is needed now to
       prevent the import and possible spread of potentially devastating viruses.

Wilma Anderson
Texas Shrimp Association
Aransas Pass, Texas
Wild Shrimp Fishery Industry
       Ms. Anderson made the following key points:
•      Exotic shrimp viruses could potentially decimate the wild production of shrimp and
       threaten the livelihood of shrimpers. Expedient resolution of this problem is necessary.
•      In September 1992, the Texas Shrimp Association identified shrimp aquaculrure as an
       activity likely to affect coastal habitat. At this time, no regulations were in place, nor was
       a state or Federal agency designated to control this new activity.
•      In November 1992, the U.S. Army Corps of Engineers held a workshop on shrimp
       farming on the Texas coast. The Corps had determined that the construction of shrimp
       farms in dredge disposal areas was a beneficial use of dredged materials. The workshop
       included sessions on how to access Federal start-up funds for shrimp aquaculrure.
•      Midway into this meeting, it was announced that exotic shrimp had been accidentally
       released from a shrimp farm into the Arroyo Colorado during harvest activities.. Texas
       Parks and Wildlife Department took immediate action to control the effects of release
       into the Arroyo and the Laguna Madre, which included attempts to recover as many
       exotic escapees as possible. Off-shore vessels caught exotic species at Port Mansfield as
       late as January 1993. This was the second escapement of exotic shrimp.  Another
       escapement occurred at a Corps of Engineers shrimp farm along the Brownsville Ship
       Channel.
•      In 1994, eels were found infected with nematodes.
•      In 1995, TSV was identified on the  Texas coast.
                                          43

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 •      In 1995, shrimp farmers proposed legislation to exempt until 1999 the discharge of spent
        shrimp-growing waters from permit requirements.  The proposed legislation failed.
 •      In 1995, white shrimp were taken from the Gulf of Mexico and stocked in aquaculrure
        ponds where diseased shrimp had just died. The native white shrimp likewise succumbed
        to TSV, and those shrimp were placed on the market for consumption. The Texas Shrimp
        Association protested, but there was no authority to stop this action.
        The Texas Shrimp Association filed suit against EPA, asking that action be taken against
        the shrimp farms that were operating without wastewater discharge permits.
 •      In 1997, Texas's lieutenant governor ordered a special subcommittee to develop new
        legislation addressing aquaculrure.  However, these new aquaculrure bills were killed by
        me abrupt adjournment of the state legislature.
 •      Researchers have recently determined that native species are susceptible to  a, variety of
        exotic shrimp diseases.                                             .
 •       The Texas Shrimp Association's primary concerns are:
        -      The effects on native  shrimp of virus and disease from production facilities
              The dumping of silt and waste into native shrimp nurseries
        -      The taldng of native shrimp from the wild
              The credibility of researchers
 •       The Texas Shrimp Association requests that the Federal government stop investing
        taxpayers' money in shrimp farming activities and closely monitor overseas participation,
        both government and private, in shrimp farming.  '
        Fishermen feel that we must not sacrifice the many for the few. We must therefore
        conserve and protect our marine and estuarine habitat. Immediate action is necessary to
       address this serious situation.   .       '

Dr. Porfirio Alvarez Torres
Institute Nacionalde la Pesca
Mexico
Mexican Representative
                       A                 '      '           .        ' '
       Dr. Alvarez began his presentation by describing the structure of the Instituto Nacional de
la Pesca (the National Institute of Fisheries) and its relationship to other Federal Mexican
                                          44

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agencies that deal with aquaculture and fisheries. He explained that the agency's current policy
is to balance natural resource conservation and economic development. The Institute is in charge
of aquaculture research.  The main objective of this research is to determine the actual status of
disease in both wild and cultured shrimp in order to develop a strategy of control and mitigation.
       Dr. Alvarez made the following key points:
•      The shrimp industry is economically very important in Mexico, and Mexico is concerned
       about the potential impacts of disease on the industry.
•      Aquaculture in Mexico has been growing steadily since 1987.
•      The wild catch has decreased from levels of the 1980s, but volumes have been quite
       variable.
•      In 1995, there were 231 aquaculture farms and 2,235 fishing vessels.
•      We need to determine if these viruses have existed in the wild or if they emerged as a
       product of aquaculture.
•      In the Gulf of California, data show a decrease in 1991 hi the blue shrimp catch both in
       the deep sea and in bays and protected waters.  We have created a model that simulates
       the effects of different factors, such as surface water temperature. Over-exploitation by
       fishermen may be a factor in these declines.
•      The recovery of blue shrimp populations in the Gulf may be attributable to adaptation to
       the virus or to the stabilization of other external factors. Additional rigorous studies are
       needed.
•      A publication by Dr. Lightner contains information on the natural presence of White Spot
       Syndrome Virus in native U.S. shrimp and crayfish populations. This information should
       be included in the report of the Shrimp Virus Work Group. It is important that additional
       research be done on the presence of these viruses in nonshrimp species in the Gulf of
       Mexico.
•      We refer to these viruses as "new," but we need to determine how long they have been in
       existence.
                                                  }
•      We also refer to these viruses as "exotic." However, TSV is native to this  continent.
                                           45

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 •      We have data that could help close some of the gaps in the report (e.g., data on genetic
       variability in natural and cultured shrimp populations in the Gulf of Mexico and the
       Pacific coast, particularly for white and blue shrimp.)                  '
 •      Mexico is developing laws' and regulations that will establish quarantine and certification
       procedures.  In the United States, laws regarding aquaculture vary widely from state to
       state; however, in Mexico, quarantine and certification procedures will be consistent
       among states.
 •      Mexico is currently developing a very large database on shrimp populations.  This •  ;
       database will provide vital baseline information that we can use in resource management
       decision-making and additional research efforts. The database project will be coordinated
       among several Mexican agencies.
       Attendees asked Dr. Alvarez the following questions:
 Q:     Pr. Paul Freiier, Texas A&M University]. You do not feel that IHHNV was the major
       cause of the decrease in production of P. stylirostris in the Gulf of California. Is that
       correct?
 A:     We believe that the decline was due to; a combination of different factors, not to one
       factor, as reflected in the report of the Shrimp Virus Work Group.  More analysis is
       needed of other factors  that may have contributed to the decline. The model that we are
       creating may help answer these questions, but now is not the time to have an hirdepth
       discussion of this model.     .                   .

Q:     [Bill Hoenig, Rich-SeaPak] The report deseribes a crash in shrimp production in 1984,
       yet Dr. Alvarez's presentation shows that aquaculture in Mexico did not start until 1987.
       What then is the relationship between aquaculture, IHHNV, and the decrease in shrimp
       populations in 1984?                                                     ,
A:     This is an important point that needs additional study.  Commercial aquaculture did not- •
       really begin until 1986.  We need to study the factors that contributed to the decline. At
       me time, discussions of the decline focused on over-exploitation of the shrimp resovirce,
       not on viruses.                                                               '
                                           46

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Fritz Jaenike
Harlingen Shrimp Farms
Los Fresnos, TX
Aquaculture Industry Representative
      • Mr. Jaenike made the following key points:
•      One of the greatest challenges for the shrimp aquaculture industry has been viral disease.
       Almost rivaling the viral challenges have been pressures that opposing interest groups
       and the misinformed public have placed on regulators.
•      Shrimp viruses have affected the shrimp aquaculture industry for over a decade, and the
       industry has devoted considerable effort to understanding the viruses.
•      One of the most straightforward ways for a shrimp farm to prevent the occurrence of
       disease is to avoid introducing the virus in the first place. It is ironic that virus
                                                                                        \
       introductions have occurred in spite of efforts to remain virus free through the use of SPF
       starter stocks. The industry has been the victim of incidental virus infections, the sources
       of which have not been identified. Without an understanding of the sources, it has been
       difficult to guard against the occurrence of viruses.
•      The use of virus-resistant strains and species of shrimp is the safest way to proceed when
       incidental infections cannot be controlled. The U.S. Marine Shrimp Farming Program
       has devoted considerable resources to developing SPF strains of P. vannameiihat are also
       resistant to TSV. It takes years to accomplish such a goal, and these strains are
       considered a work in progress. Currently the degree of Taura Syndrome Virus-resistance
       is not guaranteed, however, these strains remain the only option that Texas shrimp
       farmers can utilize in 1997.
•      Harlingen Shrimp Farms has done considerable work with native P. setiferus, and we feel
       that this species has merit in aquaculture, but it is not a  species of choice in all situations.
       In less intensive situations, P. setiferus is an option, but in more intensive operations,
       more work needs to be done to learn what management techniques are necessary for this
       species to perform well. P. setiferus males can experience reproductive problems when
       held in captivity.
                                           47

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  The development of SPF populations of P. setiferus will be the focus of continued work
  with this species. Harlingen Shrimp Farms is trying to facilitate this effort by providing
  starter populations of virus-free P. setiferus.
  Much of the Latin American shrimp farming industry has converted to using P.
  stylirostris, which is a species with natural resistance to Taura Syndrome Virus. In
  previous years, this species was utilized in Texas, but was discontinued due to its
                                                                        ' -  .      i
  susceptibility to IHHNV.  SPF stocks of P. stylirostris with resistance to IHHN Virus are
  now available for aquaculrure use; however, the Texas Parks and Wildlife Department
  refuses to allow its importation.
  I have spent two years compiling data that indicates that there is no additional risk to the
  state of Texas from importing P. stylirostris. I believe that use of this species would
  actually lower the risks from TSV, rather than increase risks to native species.
  This year, all shrimp farms on the upper coastal bend of Texas have experienced
 ' " '               •              i    ' •.  "     ,          •                  ;  .
  significant losses of P. vannamei because of TSV.  Shrimp farms in the^Rip Grande
,  Valley have not been challenged this year with TSV, but the situation remains risky.
  The aquaculrure section of the Shrimp Virus Report (3.2.1) states that White Spot Virus
  and Yellow Head Virus  occurred in Texas aquaculrure facilities in 1996. This is not the
  case.  During 1996, bioassays and several analyses were conducted on shrimp that were
  grown at the facility that had been diagnosed with White Spot Virus in 1995, and no signs
  of the virus were found hi 1996 or have been found this year.
  The same section of the report states that no Federal program currently certifies facilities;
                     -.        •      J    •      •                   "'         "
  however, it is worth noting that the Harlingen Shrimp Farms hatchery conducts routine
  diagnostic programs that have been reviewed by the world's leading shrimp pathologists.
  The shrimp processing section of the report (3.2.2)  refers to the use of contaminated feed.
  All shrimp farms in the U.S. utilize a manufactured, pelleted shrimp feed.  The statement
  that processed shrimp meal can be a  source of virus to the farms is not factual,
  considering me temperatures involved during feed manufacturing.
  In the viral stressors section of the report(3.3), it is important to distinguish between.
.  infectivity by a virus and possibilities for disease caused by a virus. The section of the
 report that addresses IHHNV states, quoting work by Dr. Lightner, that all three native
                                     48  .

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 U.S. shrimp species have been infected experimentally. -The report should note that these
 infections were accomplished either by injection or by offering virus-infected tissues to
 shrimp as their sole food source.  The report should also note that mortalities or disease
 did not occur in these shrimp despite the viral challenges. In other words, all three native
 shrimp species are fairly tolerant to IHHNV, and to state that the native shrimp can be
 infected gives the impression that they are in some danger froni IHHNV when they are
 actually not.  The same types of statement—that all three native shrimp species have
 been experimentally infected with TSV—are made in the TSV section of the report.  Here
 again, the chances for disease are either not existent or highly unlikely. Neither P.
 aztecus nor P. duorarum has been shown to exhibit disease symptoms, despite aggressive
 challenges with TSV. The same section states that, once infected, P. setiferus
 experiences heavy mortality.  This is true in a portion of laboratory experiments but has
'not been shown to occur in the field.
 Harlingen Shrimp Farms has done numerous evaluations of the susceptibility of P.
 setiferus to TSV. The data generated indicate little if any risk to this species from TSV.
 Data to support this conclusion include:
       A controlled study done in conjunction with Texas A&M University at Harlingen
       Shrimp Farms.  In this study, all three native shrimp species were fed TSV-
       infected tissues. The P. vannamei control group remained the only shrimp that
       exhibited mortality in numerous trials.
       Pond production trials done by Harlingen Shrimp Farms in 1995. In these trials,
       millions of P. setiferus postlarvae were stocked into the same ponds that
       contained P. vannamei survivors of a TSV epidemic. The average survival of the
       P. setiferus to harvested shrimp was 70 percent.
       Several farms in Texas have raised P. setiferus in ponds adjacent to ponds stocked
       with P. vannamei that became infected with TSV. I have not yet heard of one
       instance in which P. setiferus have become diseased with TSV in a pond situation.
 The wild shrimp populations section of the report (3.7.1) contains subjective statements
 that are negative toward aquaculture.  The statement that aquaculture is the cause of the
 spread of viruses is subjective. The assumption that P. stylirostris in the Gulf of
                                    49

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       California suffered mortalities from IHHNV is a correlation but not a conclusion. Several
       stressors or conditions could have contributed to this decline.    ,
 •      The report should include retailers among the list of. stakeholders. Retailers are not
       mentioned in discussions of potential pathways of the virus to the United States. The
       importation and distribution of raw frozen seafood by grocers and restaurants occurs
       independently of any processors and represents a significant pathway to municipal
       landfills and waterways.                                            .            '
 •      The discussion of the management goal states that the: focus of the report is on wild
       populations. The report's title references the impact on cultured shrimp.  Why is the focus
       of the management goal removed from the impact of pathogenic viruses on the
       aquaculture industry? During the discussion of assessment endpoints, all focus is on wild
       populations, and aquaculture is not even mentioned as a stakeholder at risk.
 •      The task of completing a risk assessment and setting management goals with such a
       widely based input system is ungainly at best. Who will determine the most appropriate
       and practical management goals? Will the risk managers have an in-depth knowledge of
       .me biology of shrimp and shrimp viruses?
 •      One of the best outcomes of the risk assessment effort would be to organize and generate
       sound scientific information on viral epidemiology, then use this information as a basis
       for realistic management recommendations.         •   . •  -~
 •      Given the current size of the aquaculture industry, it would be very easy to put tough
       restrictions on aquaculture and perhaps not on other potential sources. This treatment
       would be neither fair nor logical.       :
       Attendees had the following questions for Mr. Jaenike:                    .
 Q:     [Deyaun Boudreaux]  I am familiar with one.stocking of P. setiferus. after the die-off of
       shrimp in May1995.  These P. setiferus were supposedly collected fromthe Gulf of
       Mexico in May and stocked in June in the ponds where the P.  vanhamei had died. You
       said earlier that you had stocked P. setiferus postlarvae;  Are we talking about the same
       stocking?
A:     We  are talking about the same stocking. We actually stocked them in July. We harvested
       them in October and very early November.
                                           50

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Q:     And were these shrimp that you got from the Gulf of Mexico the sole source of your
       shrimp in 1995?
A:     Yes.                                                          •

Q:     In 1995, were you able to over-winter any brood stock from the P. setiferus!
A:     Not at our facility. We dry out everything.

Q:     Where did you get your start for the brood stock of P. setiferus that you supplied to other
       farms in 1996?
A:     We received those from South Carolina.

Q:     Did you at any time ever ship any P. setiferus back to South Carolina for stocking?
A:     In 1996 yes, but not hi 1995.                                                ,

Julius Collins
President, Gulf Shrimp, Ice and Fuel, Inc.
President, Texas Shrimp Association
Brownsville, Texas
Processing Industry Representative
       Mr. Collins made the following key points:
•      We are alarmed by evidence that viruses may have been released into the wild population
       of our valuable native shrimp. More alarming is the disclosure of uncontrolled
       experiments with our native shrimp, whereby they were captured and stocked in open
       ponds where cultured species had previously died from non-native viruses. These
       infected native shrimp were then processed, placed on the' market, and sold for human
       consumption.
•      Processors have been suggested as a vector for transmission of shrimp viruses. This has
       prompted processors to carefully evaluate their procedures for handling domestic and
       imported shrimp.                                       ,                   •
•      In the Rio Grande Valley along the Gulf of Mexico, we have the world's largest off-shore
       shrimp fleet. Many processors are located here to process both native wild-caught and
       imported shrimp. Much imported shrimp comes first to Mexico before its arrival in the
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        U.S. for processing.  The largest processors of these shrimp are located in Brownsville.
        While some imported product is processed in Brownsville, the majority is processed in
        Matamoros, Mexico, before coming across the border. The wastewater from the
        Matamoros plant, although untreated, does not flow into the Rio Grande or the Gulf of
        Mexico but into El Barril de la Laguna Madre, which has no outlet to the Gulf.
 •       Wastewater from the Brownsville processing plants is treated at the city's wastewater
        treatment plant before being discharged into the Brownsville Shipping Channel.  All
        shrimp processing facilities in Texas are required to have their wastewater discharged to
        sewage treatment plants.
 •       We strongly oppose proposals by the shrimp aquaculture industry to de-list shrimp
        species whose importation to Texas is currently prohibited
 •       We also adamantly oppose the taking of wild shrimp for the purposes of aquaculture
        research.               ..   "  .                      ,
 •       Concentrating on vectors such as processors and sea gulls is a smoke screen that does
        nothing to bring about the basic reforms that must be implemented.
 •       We recommend that cleanup of all contaminated farms be required and that field research
        with native and exotic shrimp be ceased.
 •       The introduction of exotic species by aquaculture should be considered a violation of law
       under the Non-Indigenous Species Act
 •      Domestic shrimp farming represents less than one percent of all U.S. shrimp production.
       The wild shrimp population is of utmost importance to the fishing and processing sectors.
 •      Texas processors recommend that processors of imported shrimp in other Gulf Coast
       states be required to discharge their wastewater to sewage treatment plants and to
       properly dispose of by-product.
       We must cease the frantic push to build more and more shrimp farms in the United States,
       until the problems of virus and disease are fully understood!
       Attendees had the following questions for Mr. Collins. Deyaun Boudreaux of the Texas
Shrimp Association answered on behalf of Mr. Collins:
Q:     [Fritz Jaenike] Can you tell me what the basis is for the information you have presented
       today about the Texas aquaculture industry?
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A:    This information is contained in Shrimp Capture and Culture Facilities of the United
       States* by E.S. Iversen, D.M. Allen, and J.B. Higman, published in North America by
       Halstead Press, in 1993.

Q:    [Dr. Paul Frelier, Texas A&M University] You made the comment that P. chinensis that
       were imported from China went to Dr. Lawrence's facility? Do you have any proof of
       that?
A:    Several species were involved, but not P. chinensis.
Dr. Fernando Jimenez Guzman
Director de Sanidad Acuicola de la Direction General de Acuacultura
Secretaria de Medio Ambiente Recursos Naturales y Pesca
Mexican Representative
       Dr. Jimenez provided information on the shrimp aquaculture industry in Mexico. He
explained that shrimp aquaculture hi Mexico began hi 1977. Currently Mexico has two large
zones where shrimp farming is located:  268 farms are located on the Pacific Coast (primarily in
the states of Sinaloa, Nayarit, and Sonora), and 11 farms are located on the Gulf of Mexico
(primarily in the state of Tamaulipas). Mexico is the second largest producer of cultured shrimp
in Latin America.
       Dr. Jimenez made the following key points:
•      Most postlarvae come from laboratory-reared stock. Wild-captured and imported stock
       are less significant sources of postlarvae.
*      Mexico allows the cultivation of only native Mexican species: blue shrimp, white
       shrimp, and brown shrimp. The cultivation of exotic shrimp is prohibited.
*      There  is a feeling that the industry in Mexico is over-regulated, which can discourage
       investors.
•      Mexico has a national initiative in place relating to shrimp aquaculture, extending from
       1995 to 2000. The initiative has two subprograms, one dealing with the modernization, of
       the industry and the other with sanitary issues. Several government agencies are
       involved. Each of these agencies are located under the same secretary.
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 •      The Mexican government has contracted with Mexican universities to conduct research
        on shrimp viruses and to monitor shrimp disease. Many shrimp farms have been
        sampled, as well as laboratories producing postlarvae.  The government subsidizes
        diagnostic services to aquaculture facilities.                     .
 •      Mexico analyzes samples of postlarvae imported from other countries, mainly Nicaragua,
        Ecuador, Venezuela, Costa Rica, and the United States, to assess hygiene conditions in
        these countries.
 •      Mexico has conducted studies of shrimp populations in the Laguna Madre and other
        locations in the Gulf of Mexico.  As of 1996, no viruses have been identified in these
        wild populations.
 •      We are .conducting laboratory research on viruses such as IHHNV and TSV. Efforts with
        respect to IHHNV are focused on preventing the virus in blue shrimp populations,
        because this species  is particularly vulnerable to IHHNV. Currently, we do not have
       problems with IHHNV, but we recognize that problems could possibly develop at any  '
       tune. We have studied TSV since 1995.
                        r                         •                '       ---,-"
 •  :    We have discovered that another pathogen, rickettsia, also poses threats to cultured
       'shrimp.  Rickettsial disease can result hi losses of up to 80 to 90 'percent.
 •      Mexico is working with the World Bank to develop two laboratories that will support the
       aquaculture industry.
 •      Research efforts for 1998 will include.additional studies on rickettsial disease and a study
       of the ecology of P. aztecus in the Laguna Madre. We will also work on developing a
       vaccine for TSV and on developing GIS/remote-sensing technologies to help prevent
       diseases in shrimp farms.
       Attendees asked Dr. Jimenez the folio whig questions:
Q:     Have you looked into potential human health problems related to any of these viruses?
A:     All viruses are very specific. They become more specific the longer they are associated
       with a carrier. We have hot detected any viruses that could be transmitted to humans
       through the  consumption of shrimp.  Certain viruses can be transmitted to humans
       through oysters, for example,,but again, shrimp viruses are very specific.
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Q:     [By Heidi Lovett, Texas A&M University] Could you provide more detail on the
       presence of rickertsial disease?
A:     In 1998, we will conduct research on this issue. We identified the presence of rickettsia
       in studies using electron microscopy. The symptoms of rickettsia infection are very
       similar to the symptoms of TSV infection.  We don't know if the rickettsias in the Gulf of
       Mexico are the same as those found in the Pacific.

Q:     [By Bill Hoenig, Rich-SeaPak] Does Mexico have regulations regarding the treatment
                                                                            s
       and disposal of effluent solids by processing plants?
A:     Mexico does not have Federal regulations, but the Federal government has made
       recommendations to states in the form of an official memo, hi order to help prevent an
       outbreak. The Secretary of Health was also involved in preparing this memo. Measures
       outlined in the memo include burning processing waste that is not disposed of. Also, we
       have prohibited the importation of shrimp from Ecuador for aquaculture and have
       prohibited the movement of shrimp from the Pacific to the Gulf of Mexico and vice-
       versa. Shrimp vessels from the south of Mexico are prohibited to take their product to the
       north or anywhere else in Mexico.

Q:     [By Dave Buzan, Texas Parks and Wildlife Department] When was the first shrimp farm
       established in Mexico on the  Gulf of Mexico?
A:     In 1984.

Q:     Is the number of Mexican shrimp farms growing along the Gulf of Mexico?
A:     There are currently 10 registered farms.

Q:     In what year did you notice the first incidence of TSV?
A:     In 1985, in farms. We aren't sure about  wild populations.
          f-

Q:     So you have not confirmed any TSV cases in the Gulf of Mexico?
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 A:    There is a recent report that is not fully confirmed of TSV in white shrimp. We have not
       seen TSV in blue shrimp in the Gulf. We are testing samples taken last year. We haven't
       yet confirmed TSV in shrimp hi the Gulf of Mexico:
           ' _   .    ;       ,     \  •

 Q:    [By Les Hodgson, Marco Sales, Inc.] Dp you anticipate that this year's El Nino will have
       an effect on blue shrimp production, and if so, what effect?
 A:    Water temperature is one factor that may affect shrimp populations.  We are more
       concerned with the effects of El Nino on sardines and other species than we are about
       shrimp, •   '.                                               ,

       Prior to opening the floor to public comment, Dr. Charles Menzie asked attendees if they
 had any additional questions to ask presenters. Les Hodgson of Marco Sales, Inc., Brownsville,
 asked Larry McKinney of Texas Parks and Wildlife Department if his agency knows which
 viruses, if any, are affecting populations of wild shrimp off the coast of Texas.  He also asked
 what testing of wild shrimp is planned or underway in Texas. ,Mr. McKinney responded that the
 status of viruses in native shrimp in Texas is unknown, although a white spot-like virus has been
 observed hi wild shrimp. This lack of knowledge is a concern, but monitoring is very expensive,
 especially when occurrence rates are low.  The state does not have the resources to do
 monitoring. Dr. Paul Frelier of Texas A&M University stated that the university is starting to
 test wild shrimp, but the sample is far from statistically valid. The university will also be testing
 for rickettsia. Dr. Frelier stated that the type of rickettsia that has been detected in shrimp is not
 a human pathogen.

                                 Public Comment

 C.R. Mock
Aquaculture and Environmental Specialist to the Texas Shrimp Association
Galveston, Texas
      During his remarks, Mr. Mock offered the following key points:
•     The state of Texas should delegate regulatory, authority to the proper state agency and
      pass a4aw to require that shrimp diseases be reported. Inasmuch as the Texas
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       Department of Parks and Wildlife does not have a fish disease specialist or appropriate
       facilities, the Texas Department of Health should be assigned this new responsibility.
•      There is a concern that shrimp farmers in the United States restock SPF shrimp of high
       health into diseased ponds, without taking measures to disinfect the ponds prior to
       restocking.  A 1992 USDA-fmanced document by Dr. Lightner entitled "Shrimp Facility
       Cleanup and Restocking Procedures" contains important information on cleanup
       procedures and disease prevention measures. The state of Texas should adopt and
       implement the procedures set forth in this document.

Robert McFarlane
Consulting Ecologist
McFarlane and Associates
Houston, Texas
       Mr. McFarlane spoke on behalf of the Matagorda Bay Foundation and the East
Matagorda Bay Foundation. Mr. McFarlane made the following key points:
•      The Shrimp Virus Work Group is to be commended for the report; however, it contains
       several  omissions.
•      The report does not adequately address the urgency of the issue.  While further work is
       being done on the risk assessment, exotic shrimp will continue to be imported, cultured,
       and die of their accompanying diseases. Imported shrimp products, some known to be
       infected, continue to find their way to our waters, threatening our native species and
       ecosystems. It is ludicrous to allow foreign producers to harvest diseased shrimp and
       export them to our markets.
•      It is urgent that the following emergency procedures be implemented as rapidly as
       possible, using existing laws and controls:
             Declare an immediate temporary ban on the importation of exotic shrimp species.
             Declare an immediate temporary ban on the importation of diseased shrimp
             products.
•      The report does not recognize that current U.S. shrimp mariculture policy and practice are
       fatally flawed.  The development of SPF brood stock and high-health rearing facilities are
       high-technology solutions to low-technology problems.  The root cause of disease
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      , epidemics is rearing shrimp at high densities. Until methodologies have been developed
       to economically raise shrimp at lower densities less susceptible to disease epidemics, we
       will continue to experience disease outbreaks.
•      The report does not adequately consider the full ecological consequencesof a shrimp
       Virus epidemic on the estuarine and near-shore ecosystems. The report does not consider
       the role of native penaeid shrimp as "keystone" species. The loss or decline of these
       shrimp will trigger widespread and essentially unpredictable negative indirect effects in
       coastal ecosystems. As benthic detritivores and scavengers, shrimp play a vital role in the
       recycling of nutrients in our estuaries. As prey species for many fishes, invertebrates, and
       birds, shrimp are a vital link in aquatic food webs.
•,      We recommend that the tiered approach to risk assessment be utilized.
•      Establishment of an exotic virus may be an improbable event. Repeated often enough, it
       becomes probable and eventually inevitable.

BillHoenig
Rich-SeaPak
Brownsville, Texas
       Mr. Hoenig explained that Rich-SeaPak is a frozen food processor that processes shrimp,'
among other foods. Mr. Hoenig made the  following key points:
•      We are interested in facts. There is much that we dp not know. Unknowns include
       infection vectors, what diseases or viruses already exist in the wild, or where the viruses
       come from. The course of action should be dictated by the answers to these questions.
     •'•-''                "              \               '   '
•      The report leaves out two major stakeholder groups—retailers and the food'service
       industry.                          •'                                   •       _   '•'
                                  •                       "                      .   '.
•      Rich-SeaPak's effluents are treated by the city of Brownsville, and solid wastes are
       disposed of at a rendering plant.
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Lin Turner
Coalition for the Protection of Copano Bay
Fulton, TX
       Mr. Turner explained that his organization was formed in May 1995 in response to the
establishment of a semi-intensive conventional shrimp farm on Port Bay, which intended at that
time to discharge into a one-foot deep estuary. Mr. Turner made the following key points?:

•      Much good bay habitat has disappeared, and we can afford no more habitat losses.
•      We want to prevent our bays from being degraded by the discharge of shrimp farm
       effluent. We want to prevent the transmission of these viruses—Taura, White Spot, and
       Yellow Head—to our native shrimp and other bay organisms because of the possibly
       catastrophic consequences.
•      The economic benefits of the shrimp aquaculture industry are minimal compared to the
       economic benefits of the wild-caught shrimp industry, yet the aquaculture industry poses
       tremendous risks to wild shrimp populations. The risk-benefit ratio is "out of whack" and
       needs to be addressed.                              ,
•      If viruses enter wild shrimp populations, the results could be catastrophic.
•      We appreciate the Shrimp Virus Work Group's report, and we support research efforts.
       However, more is needed from the Federal government, and it is needed now, not three
       years from now.
•      EPA needs to enforce NPDES (the National Pollutant Discharge Elimination System) for
       shrimp farms as the law requires. EPA has responded that it does not have the money or
       personnel to do so. EPA needs to examine its priorities, reorder them appropriately, and
       take action.
•      The U.S. Department of Commerce has extended loans to shrimp farmers. Given the
       precipitous decline in the productivity of these farms in 1995 and 1996, virtually solely
       due to viruses, it makes no  sense to continue to loan money for shrimp farming unuTthe
       industry can develop methods to contain these viruses.
•      There are other ways to grow shrimp. In Rockport, a venture is underway to build a
       raceway farm for shrimp. No .discharge is planned, and the entire operation will be
       indoors. This type of shrimp farming may solve a lot of our problems.

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 Pamela Baker
 Environmental Defense Fund, Texas Office
 Corpus Christi, Texas
       Ms, Baker made the following key points:
 •      The Environmental Defense Fund supports the ecological risk assessment proposed by
       theJSA.                                           ,                 .
 •      The management goal should be broadened to attempt to prevent the establishment of
       viruses in all marine species, not just shrimp. We already know that viruses can affect
       other species, such as crabs. The establishment of these viruses could substantially harm
       fisheries and have severe ecological consequences.
 •      The management goal must clearly emphasize that the goal is to prevent the
       establishment of viruses in the Gulf and southeast Atlantic. The management goal
       currently gives equal status to minimizing potential impacts on shrimp importation,
       processing, and aquaculture operations.  This split emphasis creates a potential conflict
       .that may severely inhibit the assessment process.
 •      The JS A should consider the indirect ecological effects from the establishment of shrimp
       viruses.
 •      The ISA should place greater emphasis on shrimp import and retail industriesjn order to
       avoid virus introductions in the first place.
 •      The JS A should follow a tiered approach for conducting the ecological risk assessment.
 •      The ISA should also develop a tiered approach to implementing its findings, because of
       the urgency of the issue and the time it will take to complete the risk assessment and
       implement the relevant policies.                                     .
•   ,   Already, there is adequate evidence to take these actions now:           ,
             Implement Best Management Practices (BMPs) for coastal shrimp farms,
             including exclusive use of high-health postlarvae from certified facilities,    -   .
             biosecurity measures to control vehicular and personnel traffic, and regularly
             scheduled disease monitoring.                    '
             Processing plants should treat their wastewater and dispose of shrimp wastes in a
             manner that prevents access by animals.
     \       .       ' • .        ••          •          •        -                 •
 •  ' ,                                      60

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             Disease diagnostic procedures should be improved.

Deyaun Boudreaux
Texas Shrimp Association
Port Isabel, Texas
       Ms. Boudreaux made the following key points:
•      The report of the Shrimp Virus Work Group contains much valuable information and
       does a very good job defining authorities over shrimp farming.
•      The Federal government has a duty to ensure the well being of the shrimp fishery
       resource.  The Federal government must require states to develop guidelines for the
       "taking" of shrimp to prevent their exposure to viruses in laboratories, hatcheries, and
       farms where exotic, species have been held for shrimp farming and production.
•      Shrimp viruses can mutate and adapt to new hosts and new environments. The medium
       of water provides many opportunities for exposure to mutated viruses.
•      Work should be done by Federal agencies to inventory applicable laws in each state and
       to develop standards for implementing the Clean Water Act. Site surveys should be
       required, pursuant to the Clean Water Act.
•      We could  help shrimp farmers learn to practice water stewardship, which could enhance
       their chances for healthy, viable shrimp with few losses associated with pollution.
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   7.  STAKEHOLDER PRESENTATIONS AND PUBLIC COMMENT
                              Thibodaux, Louisiana
                                   July25,1997

                            Stakeholder Presentations

L. Brandt Savoie
Louisiana Department of Wildlife and Fisheries
Baton Rouge, Louisiana
State Regulatory Perspective
       Mr. Savoie made the following key points:
•      Louisiana has very little experience with this issue, because there are no shrimp
       aquaculture facilities in the state.                                ,
•      Shrimp cannot be raised in ponds in the coastal zone of Louisiana without permits from
       both the Louisiana Department of Wildlife and Fisheries and the Louisiana Department of
      Natural Resources.
       The total economic impact of commercial marine shrimp and shellfish harvest to the state
      of Louisiana is estimated to be $1.9 billion.  According to  1996 NMFS data, the
      commercial dockside harvest of marine shrimp and shellfish.in Louisiana is estimated to
      be $179.3 million. In 1996, 90.2 million pounds of shrimp were landed. Approximately
      22,000 jobs in Louisiana are supported by the domestic commercial marine shrimp and
      shellfish harvest.
                                                                     * '       \  •
•      The following three areas are of concern:          '
             Transport of imported shrimp to the United States.  No nationwide standard
             appears to exist. Louisiana currently does not allow live specimens for culture,
             but does allow imports for processing.-There also appears to be no nationwide
             standard to govern what happens to wastewater during transport.
             Processing. Currently in Louisiana, processed shrimp parts are screened and
            .landfilled. Wastewater is currently not checked or treated for viruses.
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              Pond culture.  Currently, there is no pond culture in Louisiana. If allowed, would
              postlarvae and juveniles be guaranteed disease free, and if so, by whom?
              Currently, aquaculture operations are not checked for viruses.
•      Shrimp viruses are widespread throughout the world. There is no reason to suspect that
       viruses would not occur in Louisiana.
•      The report suggests that viruses were responsible for reduction in wild stock in the Gulf
       of California. There is no reason to think this could not happen in the Gulf of Mexico.
•      Viruses have not been identified in native U.S. shrimp. There is no documentation, but
       we have recently been advised that Texas A&M University recently found White Spot
       Virus hi white shrimp brood stock.
•      We are concerned that foreign aquaculture operations harvest ponds when diseases are
       found.  Infected shrimp end up hi Louisiana processing plants still carrying viable
       pathogens.
•      Species other than shrimp may be at risk. Crabs and crawfish hi particular have been
       found with these viruses. Both are important in Louisiana. We are particularly
       concerned about risks to crawfish ponds.                            -
•      The most important weapon needed to control diseases is knowledge. Without knowledge ,
       of the distribution of these viruses, sound decisions about control or containment cannot
       be made.
•      We need to learn if poor production years are linked to viruses that may already be
       present in wild stocks but have not been observed.
       An attendee asked if the White Spot Virus that has turned up in the Gulf of Mexico'is the
same virus as has been seen in Asia. Mr. Savoie responded that he believes the virus is similar to
but not the same as the White Spot Virus hi Asia.

William Chauvin
Shrimp World, Inc.
New Orleans, LA
Processing Industry Representative
       Mr. Chauvin explained that Shrimp World, Inc., is the management firm for the
American Shrimp Processors Association. He made the following key points:
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 Members of the American Shrimp Processors Association are very concerned about the
 issue of shrimp viruses.
 We have experienced wild swings in supply and particularly in shrimp prices throughout
 the world, nearly all resulting from the successes and failures of aquaculture operations
 throughout the world.         ,
 Nearly 80 percent of shrimp processed in the United States is imported.
 Many of the operations in the Gulf Coast area continue to be dependent on domestic
 shrimp production for profitability hi their business. In both the Atlantic and the Pacific
 regions, many processors utilize nearly all imported shrimp.
 The leading shrimp supplying countries, Thailand and Ecuador, supplied 44 percent of
 last year's shrimp imports. Nearly all these shrimp are cultured.
 Processors depend on both imported shrimp and shrimp from the aquaculture sector for
 their supplies. We are concerned that overreaction to the shrimp virus issue may
 endanger a significant portion of our supply. Already, South Carolina has quarantined
 some shrimp farms and ordered the destruction of shrimp in others. This measure may
 have been premature or unnecessary.
 The Shrimp Virus Work Group is to be commended for the report; however, additional.
 research and supplementary data are needed.
 Except for the conclusion that indigenous P. setiferus, P. aztecus, and P. duoraruni can
 be infected by viruses under laboratory conditions, there has been no research that
 concludes that these shrimp can assimilate the virus in the open waters of the Gulf.
 The only instance where wild shrimp were thought to be infected by a virus was in
 Mexico's Gulf of California, where the species is the same as those utilized in
 aquaculture operations. The decline in Mexican Pacific shrimp ;stocks beginning in 1987
may have been due to circumstances other than viruses. An El Nino occurrence possibly
 could have altered water temperatures and affected predation of shrimp or changed the
ecology of the bay and estuary nursery areas. Additionally, along the west coast, there
are many "tapos," which are berrhs that trap the juvenile shrimp and prevent them from
emigrating into the open ocean. It is also possible that an abnormal ecological and
environmental situation could have reduced the shrimp's immunity to the virus.
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•      We urge that more research be undertaken to look at the natural stocks in the Gulf and
       South Atlantic areas to determine if any virus is endemic to these species.
•      The report discusses possible introduction of pathogenic viruses from ship ballast water.
       The species cited are not only different species from those we know may carry a virus,
       but are also of a different superfamily than the Penaeoida. More research is needed here.
•      We are pleased that the Shrimp Virus Work Group recommends that a workshop be
       convened to further examine this issue and to produce a risk assessment using the
       information from the stakeholders meetings. We urge that industry representatives
       participate in this meeting.

Esther Boykin
Earthjustice Legal Defense Fund
New Orleans, Louisiana
Environmental Representative
       Ms. Boykin made the following key points:
•      The report of the Shrimp Virus Work Group is very readable and contains a useful
       summary of current information on shrimp viruses and their potential impacts., However,
                                t
       we have serious concerns about aspects of the  report.
•      The report states that "threats to the sustainability of U.S. marine resources due to exotic
       shrimp viruses are increasing." We therefore question the necessity of completing any
       major analysis document, such as a risk assessment, before taking action to protect
       indigenous species. Although there are some data gaps and research needs, it is
       unreasonable and imprudent to require that the science be conclusive before acting.  By
       the time there is absolute proof that our wild shrimp populations are at risk from exotic
       shrimp viruses, it will be too- late. The report does not reflect the urgency for action that
       this problem demands.  We urge the JSA to  act swiftly for "real world" protection of
       these valuable marine resources.        .            ,
•      We urge that the management goal be redrafted to be more protective of wild shrimp
       populations and aquatic ecosystems and to retain all potential alternatives for such
       management.  Such a goal might read: "Prevent the introduction of disease-causing
       shrimp into the Gulf of Mexico and southeastern U.S. Atlantic coastal waters."
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 •      We urge the JSA to consider adopting a precautionary approach rather than an
        assimilative capacity approach. We do not suggest that a precautionary approach would
        lead to a "no harm" situation. It should, however, aid in identifying the most feasible
        precautionary alternatives.
 •      The JSA should conduct an alternatives assessment rather than a risk assessment. A full
        range of alternatives for the control of shrimp viruses should be identified. The
        advantages and disadvantages of each alternative should be reviewed on a number of
        parameters, including short-term and long-term effects, biological factors, economics,
        and degree of control.
 •      One of the most striking deficiencies in the report is the incomplete analysis of the
                                                                          . >  v • -
        currently available legal mechanisms for addressing the shrimp virus problem. It is
        helpful that the report outlines the Federal agencies that may have a role hi addressing the
        shrimp virus problems and the potentially relevant legal authorities. Only in reference to
        the Animal and Plant Health Inspection Service (APHIS), however, does it state that the
        appropriate legal staff is "currently investigating whether existing statutes and executive
        orders can be interpreted to provide the  authority to regulate the importation and
        interstate movement of shrimp and shrimp-products to prevent and control shrimp
        viruses."  Such legal research should have been requested from the General Counsel's
        office of each  potentially relevant department and independent agency long ago. It is
       , likely that legal mechanisms currently exist to address some aspects.of the problem
        immediately.
.«      We urge the JSA to request assistance immediately from the offices of General Counsel
        of the following Federal agencies:  the Environmental Protection Agency, the Department
        of the Interior, the Department of Commerce, and the Department of Agriculture.
        An attendee asked Ms. Boykin how countries that are affecting our shrimp populations
 could be made accountable. She responded that she did not have a specific mechanism to outline
 or suggest. She stated that we currently have mechanisms in place for similar situations,  such as
 Newcastle Disease, which is a viral disease that affects both domestic and wild birds. We do
 make an attempt to test and quarantine incoming animals that may be carrying this virus in order
 to protect both domestic and native species.
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       An attendee, Donald Lirette, stated that a cholera outbreak in shrimp occurred several
years ago in Louisiana, coincidentally in the same area where shrimp are processed. ,He then
asked Ms. Boykin if a mechanism exists, perhaps through the Food and Drug Administration, to
try to curb the importation of infected shrimp from other countries or states. Ms. Boykin stated
that she was not sure, but that this kind of question should be referred to the Shrimp Virus Work
Group.
       Another attendee asked Ms. Boykin what the liability would be if viruses originating
from a shrimp farm were to infect the wild shrimp population and cause direct economic losses
to shrimp farmers. She stated that she would assume that there would be some liability, but there
would be major problems proving it.

George Barisich
United Commercial Fisherman's Association
Violet, Louisiana
Commercial Fishing Industry Representative
       Mr. Barisich made the following key points:
•      I hope-that this exercise will not be another exercise in futility.  The commercial fishing
       industry has repeatedly supplied dates, opinions, and assistance in matters related to
       fisheries, only to have most of this information basically ignored. Many in the industry
       feel that NMFS will do whatever it wants regardless of how unfair or burdensome the
       actions are to the fishing industry.
•      The commercial fishing industry is very concerned about the virus issue.
•      Not enough is being done to stop the importation of virus-affected product into the
       United States. Once a virus is discovered in foreign shrimp farms, the practice is to
       harvest as soon as possible to cut the losses. This in turn increases the amount of
       potentially infected product. This issue must be addressed in the risk assessment.
•      We must aggressively pursue more ways to test for these viruses and develop ways to ,
       prevent their introduction into the wild shrimp harvest areas.
•      It is likely that scientists will be asking for more money to study the shrimp virus
       problem. Some of these funds should be placed in escrow hi the event that a shrimp virus
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       decimates the wild shrimp crop. These funds should be used to compensate the
       fishermen who will be unable to turn a profit through no fault of their own.
       If a large-scale virus epidemic were to significantly reduce our shrimp crop for even one
       year, the industry would collapse, the economies of the coastal communities would be
       devastated, and people would lose their vessels and their homes. The bottom line is that
       the industry must be protected.                               ......
       If the virus remains contained in foreign aquaculture facilities and their production
       capabilities decrease, or they are banned from shipping into the United States,
       commercial shrimp fishermen will once again get a decent price foftheir product.
       .The Shrimp Virus Work Group report provides a reference point for identifying and
       starting work on the problem. Positive aspects of the report are that it identifies several
       possible'ways the viruses could be introduced into the wild, recognizes the need for
       commercial representation, and identifies agencies that should be involved in regulating
       to prevent the spread of the virus.
                   1                   '                      '             '
       On the other hand, the report is extremely repetitious. The subheadings make statements
     .  that do not appear to be substantiated in the report. Also, the fact that NMFS had a great
       deal to do with the report makes its credibility to the commercial fishing industry slim to
       none;
       More research needs to be initiated, but NMFS should not necessarily be given control of
       the research.  .
       Emphasis should be placed on eliminating the introduction of infected product into the
       United States, coupled with securing some funding to support the industry if and when
       the wild crop is affected.  ,                   .   •  •'.

                                  Public Comments
Toby Gascon
Office of U.S. Congressman Billy Tauzin
Gonzales, Louisiana
      Mr. Gascon stated that Congressman Tauzin is concerned about the economic and
environmental impacts that the virus can pose. He is willing to work with both state and Federal
                            .               68            ''.""'."."-

-------
agencies to correct the problem, or potential problem, either through the funding of research or
through corrective measures. Gatherings like this stakeholder meeting will help the
Congressman develop an educated opinion about the most feasible action that should be taken to
remedy the problem.

Donald Lirette
Terrebonne Fishermens' Organization
Montegut, LA             .
       Mr. Lirette submitted for the record a copy of minutes of a November 1989 meeting of
the Citizens Advisory Committee for the Gulf of Mexico Program. He stated that the minutes
show the first time the problem was presented publicly to NMFS and EPA.
       Mr. Lirette made the following key points:
•      Not many shrimpers attended today's .stakeholder meeting because they do not trust
       NMFS, largely because of the way NMFS handled the by-catch issue.
•      Statistics in the Shrimp Virus Work Group's report conflict with other data contained in a
       fish farming magazine. As reported in this magazine, the actual wild shrimp catch
       throughout the world is far greater than statistics contained in the Shrimp Virus Work
       Group report.
•      Shrimp farms are causing a near collapse of the World Bank.
•      There is concern about experimental work with "surrogate" shrimp.
•      Shrimp from Texas processed in Louisiana were responsible for a cholera outbreak in the
       wild Louisiana shrimp population.
•      Ship ballast water was responsible for disease in oysters, shrimp, and crabs in Mobile
       Bay.
•      Management actions need to address the processing issue.  Importation of diseased
       shrimp from foreign aquaculture facilities is a concern. There is also a concern that
       foreign shrimp ponds have sewage effluent running through them.
•      I am not opposed to more money for research, as long as the research brings results.
                                          69

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                               Appendix A
                       Stakeholder Meeting Agendas
Not available in electronic format.

-------
Shrimp Virus Stakeholder Meeting



Fort Johnson Marine Resources Center Auditorium

Department of Natural Resources

217 Fort Johnson  Road

Charleston, SC

July 15, 1997



Final Agenda


TUESDAY,  JULY  15, 199 7

 8:OOAM    Registration

 9:OOAM    Welcome and Introductory Remarks	  Dr. Charles Menzie, Meeting Facilitator

 9:20AM    Introduction and Background 			'Dr. Kay Austin
                                           JSA Shrimp Virus WorkGroup Representative

 9:50AM    Aquaculture industry Representative	 Mr. Bill Cox
                                            South Carolina Shrimp Growers Association,
                                                              Youngs Island, SC

10:10AM    Aquaculture Industry Representative	*	 Mr. David Cannon
                                                         Edisto Shrimp Company,
                                                              Edisto Island, SC

10:30AM    BREAK

10:45AM    Wild Fishery Industry Representative	:	Mr. Steve Kerchner
                                         South Carolina Shrimpers Association (Southern),
                                                                St. Helena, SC

11:05AM    Processing Industry Representative	 Mr. Rutledge Leland
                                                              Carolina Seafood,
                                                              McClellanville, SC

11:25AM    State Regulatory Representative	 Dr. Paul Sandifer and Dr. John Migiarese
                                         South Carolina Department of Natural Resources,
                        •                                       Charleston, SC

11:40PM    Open the Floor to Scheduled Public Comments
          Each commenter has been allotted 5 minutes to present comments to allow time to hear ail
          those who wish to present comments. Written comments are welcomed. If time allows after all
          scheduled commenters have spoken, we will entertain additional comments or questions from
          the attendees.                                               .

1:30PM     Closing Remarks/Next Steps	Charles Menzie, Facilitator

    Printed on Recycled Paper

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Shrimp Virus  Stakeholder Meeting

Adam's Mark Mobile  Riverview Plaza
Mobile, Alabama
July 21, 1997

Final Agenda
M O N D A Y  , J U L Y  2  1 , 1 9 9 7
 8:OOAM    Registration
 9:10AM    Welcome and Introductory Remarks .;,	 Dr. Charles Menzie, Meeting Facilitator
 9:25AM    Introduction and Background . .......		 Dr. Kay Austin,
       ,                      .             JSA Shrimp Virus Work Group Representative
10:10AM    Processing Industry Representative	;	;.  Richard Gollot
                                                                  Biloxi, MS
10:20AM    BREAK                         ;  '""
10:40AM    Environmental Representative	.-.'....... r	.		 Becky Gillette
                                 t                           Ocean Springs, MS
10:55AM    State Representative .,	 ^	 Tom Mcllwain,
                        -                               .      Pascagoula, MS,
                                                        and Tom Van Devender,
 .                          ,                                       Biloxi, MS
11:05AM    Open the Floor to Scheduled Public Comments
          Each commenter has been allotted 5 minutes to present comments to allow time to hear all
         those who wish to present comments. Written comments are welcomed. If time allows after all
         scheduled commenters have spoken, we will entertain additional comments or questions from
         the attendees.                                   •   .
11:25AM    Open Comments          •
11:35PM    Closing Remarks/Next Steps ..		 Charles Menzie, Facilitator
11:40PM   ADJOURN
Printed on Recycled Paper

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Shrimp Virus  Stakeholder Meeting



Holiday Inn Fort Brown

Brownsville, Texas

July 23, 1997



Final Agenda


WEDNESDAY, JULY 23,  1997

 8:OOAM    Registration

 9:OOAM    Welcome and Introductory Remarks	  Dr. Charles Menzie, Meeting Facilitator

 9:20AM    Introduction and Background  	Dr. Kay Austin,
                                            JSA Shrimp Virus Work Group Representative

 9:50AM    State Representative	:	Dr. Larry McKinney
                                                  Texas Parks and Wildlife Department,
                                                                    Austin, TX

10:10AM    Environmental Representative	 Ms. Cynthia Sarthou
                                                          Gulf Restoration Network,
                                                                New Orleans, LA

10:30AM    BREAK

10:45AM    Wild Shrimp Fisheries Representative		Ms. Wilma Anderson
                                                         Texas Shrimp Association,
                                                               Aransas Pass, TX

11:05AM    Mexican Representative	 Dr. PorfurioAlverez Torres,
                                                          Instituto Nacional Pesca,
                                                                      Mexico

11:25AM    Aquaculture Representative	;	 Mr. Fritz Jaenike
                                                       Hatlingen Shrimp Farms, Ltd.,
                                                                Los Fresnos, TX
11:45AM    Shrimp Processing Representative
	 Mr. Julius Collins
Gulf Shrimp, Ice and Fuel, Inc.,
           Brownsville, TX
12:05PM    Mexican Representative	  Dr. Fernando Jimenez Guzman
                                   Secretaria de Medio Ambiente Recursos Naturales y Pesca
                                                                      Mexico

12:25PM    LUNCH             *   .
    Printed on Recycled Paper
                                   (over)

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1:30PM     Question & Answer Period . ....;......>.....		  Charles Menzie, Facilitator

2:OOPM     Open the Floor to Scheduled Public Comments
           Each commenter has been allotted 5 minutes to present comments to allow time to hear all
           those who wish to present comments. Written comments are welcomed. If time allows after all
           scheduled commenters have spoken, we will entertain additional comments or questions from
           the attendees.        ,                                 ..

2:50PM     ADJOURN

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Shrimp Virus  Stakeholder  Meeting



Bayou Suite at the Student Union

Nicholls State University

Thibodaux, LA

July 25, 1997



Final Agenda


FRIDAY, JULY 25, 1997

 8:OOAM    Registration

 9:OOAM    Welcome and Introductory Remarks	 Dr. Charles'Menzie, Meeting Facilitator

 9:20AM    Introduction and Background	Dr. Kay Austin
                                           JSA Shrimp Virus Work Group Representative

 9:50AM    State Regulatory Representative	'.	 Mr. Brandt Savoie
                                           Louisiana Department of Wildlife and Fisheries,
                                                               Baton Rouge, LA

10:10AM    Processing Industry Representative	Mr. William Chauvin
                                                              Shrimp World, Inc.,
                                                               New Orleans, LA

10:30AM    BREAK                                                     -

10:45AM    Environmental Representative	Ms. Esther Boykin
                                                    Sierra Club Legal Defense Fund,
                                                               New Orleans, LA

11:05AM    Wild Catch Industry Representative 	George Barisich
                                                                    Violet, LA

11:15AM    Question & Answer Period	  Dr. Charles Menzie
          Open the Floor to Scheduled Public Comments
          Each commenter has been allotted 5 minutes to present comments to allow time to hear all
          those who wish to present comments. Written comments are welcomed. If time allows after all.
          scheduled commenters have spoken, we will entertain additional comments or questions from
          the attendees.

12:30PM    Closing Remarks/Next Steps		Dr. Charles Menzie

12:35PM    ADJOURN                       •  '    -
   i Printed on Recycled Paper

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                                 Appendix B
                       Stakeholder Meeting Attendees
Not available in electronic format.

-------

-------
Shrimp Virus  Stakeholder Meeting

Fort Johnson Marine Resources Center Auditorium
Department of Natural Resources
217 Fort Johnson Road
Charleston, SC
July 15, 1997

Final Attendee  List
Tony Amoriggi
19355 N.E. 36th Court - Suite 27K
Miami, FL 33180
954-221-2748
Fax:305-935-0090

Kay Austin
National Center for
Environmental Assessment
Office of Research and
Development
U.S. Environmental
Protection Agency
401 M Street, SW (8623)
Washington, DC 20460
202-260-5789
Fax:202-260-8719
E-mail: austin.kay@epamail.epa.gov

Amy Ball
Biologist
Marine Resources Division
South Carolina Department
of Natural Resources
P.O.,Box 12559
Charleston, SC 29422-2559
803-762-5106
Fax:803-762-5110

R. Martin Bail
NRC Fellow
Natural Marine Fisheries Service
219 Fort Johnson Road
Charieston.SC 29412
803-762-8634
E-mail: marty.ball@noaa.gov
David Cannon
President
Edisto Seafarms, inc.
P.O. Box 39
Edisto Island, SC 29438-0039
803-869-3675
Fax:. 803-869-4399

Jesse Chapzell
President
Southland Fisheries Corporation
600 Old Bluff Road
Hopkins, SC 29061
803-776-4923
Fax: 803-776-4975
E-mail: sfc@aol.com

Linda Chaves
Director
Industry and Trade Program
National Marine Fisheries Services,
1315 East-West Highway
Silver Spring, MD 20910
301-713-2379, Ext.: 140
Fax:301-713-2384
E-mail: lindachaves@noaa.gov,

Eric Connor
Reporter             '
Beauford Gazette
1556 Salem Road
P.O. Box 399
Beaufdrd, SC 29901
803-986-5544
Fax:803-524-8728
 Bill Cox
 President
 South Carolina Shrimp
 Growers Association
 Island Fresh Seafood
 7575 Ethel Post Office Road
 Yonges Island, SC 29449
 E-mail: 76171.1720@compuserve;Com

 V.A. Cox
 Grower
 Island Fresh Seafood
 7540 Ethyl Post Office Road
 Yonges Island, SC 29449
 803-820-5583

 David Cupka
 Director          ,
 Office of Fisheries Management
 Marine Resources
; South Carolina Department
 of Natural Resources
 P.O. Box 12753
 Charleston, SC  29422
 803-762-5010
 E-mail: cupkad@mrd.dnr.state.sc.us

 Susan Davis
 The Miss Marilyn
 4755 River Road
 Johns Island, SC 29455
 803-768-0670
    Printed on Recycled Paper

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  Rick DeVoe
  Executive Director
  South Carolina Sea Grant
  Consortium
  287 Meeting Street
  Charleston.SC 29401
  803-727-2078
  Fax: 803-727-2080
  E-mail: devoemr@musc.edu

  Craig Dopson
  Commercial Fisherman
  Dopson Seafood
  Route 2-P.O. Box 159A
  Yernassee, SC 29945
  803-844-8483
  Fax: 803-838-3281

  Andrew Duda
,  A. Duda & Sons, Inc.
  P.O. Box 620257
  Ovedo, FL 32762-0257
 407-365-2143
  Fax: 407-365-2147

  Richard Eager
  President
 Swimming RockFish & Shrimp
  Farm
 6989 Toogoodoo Road
 Meggett, SC 29449
 803-889-2622
 Fax: 803-889-2622

 Jerome Erbacher
 Office of Industry and Trade
 National Marine Fisheries Service
 U.S. Department of Commerce
 1315 East-West Highway
 Room 3675
 Silver Spring, MD  20910
 301-713-2379
 Fax: 301-713-2384
 E-mail: jerome.erbacher@noaa.gov

 W. Eddie Gordon
 President
 South Carolina Crab Company
 P.O. Box 309
 McClelanville, SC  29458
 803-887-3296
 Fax: 803-887-3544
 Howard Harder
 Marine Biologist
 Edisto Shrimp Company
 P.O. Box 39
 Edisto Island, SC 29438
 803-869-3675    -
 Fax: 803-869-4399

 Gerald Hazen
 Board Member
 South Carolina Coastal Conservation
 Association
 104 Hedge Row
 Goose Creek, SC 29445
 803-553-9606

 David Hood
 Marine Biologist
 Edisto Shrimp Company
 P.O. Box 39
 Edisto Island, SC 29438
 803-869-3675
 Fax: 803-869-4399

 Steve Hopkins
 Wadeli Mariculture Center
 South Carolina Department
 of Natural Resources
 P.O. Box 809
 Blufton, SC 29910
 803-837-3795
 Fax: 803-837-3487

Wallace Jenkins
 Marine Biologist
 South Carolina Department
of Natural Resources
 P.O. Box 12559
 Charleston, SC  29412
803-762-5411
 Fax:803-762-5110
E-mail: jenkinsw@mrd.dnr.state.sc.us

Daryl Jory
Technical Advisor
Zeigler Brothers, Inc.
400 Gardners Station Road
Gardners, PA 17324
717-677-6181
Fax:717-677-6826

Steve Kerch ner
South Carolina Shrimp Association
P.O. Box 634
St. Helena, SC  29920
803-524-3566
Fax: 803-986-0801
  David Knott
  Marine Biologist
  Marine Resources
  Research Institute
  Marine Resources Division
  South Carolina Department
  of Natural Resources
  P.O. Box 12559
  Charleston, SC 29422-2559
  803-762-5038
  Fax:803-762-5110
  E-mail: knottd@mrd.dnr.state.sc.us

  Michael LaBoche
  Owner
  Cherry Point Seafood Company
  2789 Cherry Point Road
  Washmalaw Island, SC 29487
  803-559-0858
  Fax: 803-559-1069

  Lynn Langley
  Reporter
  Post & Courier Newspapers
  134 Columbus Street
  Charleston, SC 29403-4800
  803-937-5589
  Fax: 803-937-5579

  Rolland Laramore
  Bonney, Laramore, & Hopkins, Inc.
 443 22nd Place, SE
 Vero Beach, FL 32962
 407-365-2143
  Fax:407-365-2147

 Rutledge  Leland
 Carolina Seafood
 -22 Oak Street
' McClellanvilie, SC 29458
 803-887-3713

 Wiiliam MacGrath
 131 Parliament Court
 Fort Pierce, FL  34949
 561-466-9280

 Douglas Makie
 Owner
 Fingerlakes Aquaculture
 P.O. Box 154
 Hollywood,  SC 29449
 803-889-9012
 Fax: 803-889-9012

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Charles Menzie
Menzie-Cura & Associates Inc.
2 Courthouse Lane - Suite 2
Chelmsford, MA 01824
978-970-2620  •
Fax:978-970-2791
E-mail: menziecu@aol.com

John Miglarese
South Carolina Department
of Natural Resources
219 Fort Johnson Road
P.O. Box 12559
Charleston, SC 29422-2559
803-762-5058
Fax: 803-762-5001

Richard Orr
Senior Entomologist
Animal & Plant Health
Inspection Service
U.S. Department of Agriculture
4700 River Road - Unit 117
Riverdale, MD 20732
301-734-8939
Fax:301-734-5899

Sarah Prior
Wadell Mariculture Center
South .Carolina Department
of Natural Resources"
P.O. Box 809
Blufton, SC 29910
803-837-3795
Fax: 803-837-3487

Douglas Rader
Senior Scientist
North Carolina Office
Environmental Defense Fund -
2500 Blue Ridge Road
Raleigh, NC  27607
919-881-2601
Fax: 919-881-2607
E-mail: doug@edf.org

Lou Ann Reed
National Marine Fisheries Service
219 Fort Johnson Road
Charleston, SC 29412
803-762-8587
Fax:803-762-8700
E-mail: louann.reed@noaa.gov
 Paul Sandifer
 South Carolina Department
 of Natural Resources,
 219 Fort Johnson Road
 P.O. 66x12559
 Charleston, SC 29422-2559
 803-762-5042
 Fax: 803-762-5001

 Jim Scott
 Manager
 Annandale Plantation  '
 241 Annandale Road
 Georgetown, SC  29440
 803-546-5976

 Betsy Sheehan
 Aquatics Coordinator
 South Carolina Department
 of Agriculture
 P.O. Box11280
 Columbia, SC 29205
 803-734-2210
 E-mail: betsy%scda@gm0.state.sc.us

 Cheryl Shew
 Sales Specialist
 Zeigier Brothers, Inc.           ,
 400 Gardners Station Road
 Gardners, PA 17324
 717-677-6181
 Fax:717-677-6826

 Thomas Siewicki
 Southeast Fisheries Science Center
 National Marine Fisheries Service
 U.S. Department of Commerce
 219 Fort Johnson Road
 Charleston Laboratory
 Charleston.SC 29412-9110
 803-762-8534
 Fax:803-762-8700
 E-mail: tom.siewicki@noaa.gov

 Roger Sorg
 Pathologist
 Skidaway Island
, Oceanographic Institute   -
 P.O. 60X22524
 Hilton Head Island, SC 29925
 803-842-4592
 Fax:803-842-5592
A/Stokes
Wadell Mariculture Center
South Carolina Department
of Natural Resources
P.O. Box 809
Blufton, SC 29910
803-837-3795
Fax:803-837-3487

Kevin Westendorff
Owner     >
Sand Creek Mariculture ~
405 B West Coleman Boulevard
Mount Pleasant, SC 29464
803-693-6732
Fax: 803-881-3127  •

Jack Whetstone
Extension Aquatic Specialist
Clemson University Extension
P,O. Box 1100
Georgetown, SC' 29442
803-546-4481
Fax: 803-546-.2243
E-mail: jwhtstn@clemsonedu

David Whitaker
Assistant Director
Office of Fish Management
Marine Resources
South Carolina Department /
of Natural Resources
P.O. Box 12559
Charleston, SC 29412
803-762-5052 J
Fax: 803-762-5001

-------
 Shrimp  Virus Stakeholder  Meeting

 Adam's Mark Mobile Riverview Plaza
 Mobile, Alabama
 July 21, 1997

 Final Attendee List
Asif Akbar
501 East Burgess Road - A6
Pensacola, FL 32504
407-491-4207

Kay Austin
National Center
for Environmental Assessment
Office of Research and
Development
U.S. Environmental
Protection Agency
401 M Street, SW (8623)
Washington, DC  20460
202-260-5789   .
Fax:202-260-8719
E-mail: austin.kay@cpamail.epa.gov

Mark Berrigan
Environmental Administrator
Florida Department of
Environmental Protection
M.S. Douglas Building (MS-205)
3900 Commonwealth Building
Tallahassee, FL  32399
904-488-5471
Fax: 904-922-6398
E-mail; berrigan_m@md090.dep.state.fi.us

William Chauvin
Managing Director
American Shrimp Processors
Association
P.O. Box 50774
New Orleans, LA 70150
504-368-1571
Fax: 504-368-1573
E-mail: chauvin@shrimpcom.com
R.D. Ellender
Assistant Dean for Research
College of Science & Technology
University of Southern Mississippi
P.O. Box 5165
Hattiesburg, MS 39406
601-266-4887
Fax: 601-266-5829
E-mail: ellender@ocean.stusm.edu

Charles Evans
Delfemar S.A.
14555 Innerarity Road
Pensacola, FL 32507
904-492-1193
Fax: 904-492-0322

Becky Gillette
6104 Oliva Circle
Ocean Springs, MS 39564
601-842-3457

Richard Gollott
P.O. Box 1458
Biloxi, MS 39533,
601-374-6121

James Heerin
Chairman
Shrimp Culture, Inc.
300 Grimes Bridge Road
Roswell, GA  30075
770-238-519.5
Fax: 770-552-6577
E-mail: jheerin@aol.com
Thomas Herrington
Associate Director
Gulf of Mexico Program
Science and Applied
Technology Division
U.S. Food and Drug Administration
Building 1103 - Room 203
Stemmis Space Center, MS 39529-6000
601-688-7941
fax: 601-688-2306
E-maii: henrington@pelican.gmpo.gov

Bill Holland
Gulf of Mexico Program Office
Office of Water
U.S. Environmental Protection Agency
Building 1103 - Room 202
Stennis Space Center, MS 39529-6000
601-688-3726
Fax:601-688-2709 .
E-mail: holland.bill@epamail.epa.gov

Fred Kopfler
Gulf of Mexico Program Office
Office of Water
U.S. Environmental Protection Agency ,
Building 1103 - Room 202
Stennis Space Center, MS
39529-6000
601-688-3726
Fax: 601-688-2709
E-mail: kopfler.fred@epamail.epa.gov

Joel Magazzu
Owner
Gulf Coast Environmental Technologies
P.O. Box 179
Escatawpa, MS 39552
601-474-3664
Fax: 601-474-3664
    Printed on Recycled Paper
                                       (over)

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 Joseph Magazzu
 President
 PERC Technology
 World Environmental Technology
 3228 Kingsbridge Drive
 Pascagoula, MS 39581
 601-475-5443
 Fax:601-474-3664

 Roy Martin
 Vice President
 National Fisheries Institute
 1901 North Fort Meyer Drive
 Arlington, VA 22209
 703-524-8883
 Fax:703-524-4619

 Thomas Mcllwain
 National Marine Fisheries Service
 U.S. Department of Commerce
 3209 Frederick Street
 Pascagoula, MS 39567
 601-762-4591
 Fax: 601-769-9200     ,
 E-mail: tmcilwai@nQaa.gov

 Charles Menzie
 Menzie-Cura & Associates Inc.
 2 Courthouse Lane - Suite 2
 Chelmsford, MA 01824
 978-970-2620
 Fax:978-970-2791
 E-mail: menziecu@aol.com

 Bob Middlebrooks
 Chair, Department of
 Biological Sciences
 University of Southern Mississippi
 P.O. Box5018
 Hattiesburg, MS 39406
601-266-4748
 Fax:601-266-5797
 E-mail: midbrobk@st.usm.edu

 Otis Miller
 National Aquaculture Coordinator
 National Animal Health Programs
 U.S. Department of Agriculture
APHIS
4700 River Road - Unit 43
 Riverdale, MD 20737
301-734-4914
 Fax: 301-734-7964  •'..-•
E-mail: omiller@aphis.usda.gov
Tom Van Devender
Liaison Director
Mississippi Department
of Marine Resources
151 Gateway Drive
Bilpxi, MS-39561
601-385-5860             .
Fax: 601-385^-5864  ^

William van der Schalie
National Center
for Environmental Assessment
Office of Research and
Development
U.S. Environmental
Protection Agency
401 M Street, SW (8623)
Washington,  DC 20460
202-260^4191
Fax: 202-260-6370
E-mail: vanderschaiie.william
@epamail.epa.gov

Rick Wallace
Extension Marine Specialist
AUMFRC
Auburn University
4170 Commanders Drive
Mobile, AL 36526
334-458-5690
Fax:334-438-5070

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Shrimp  Virus  Stakeholder Meeting

Holiday Inn  Fort Brown
Brownsville, Texas
July 23,  1997

Final  Attendee  List
Porfirio Alvarez Torres
Director General
Direccion General de Investigation
en Acuacultura
Institute Nacional Pesca
SEMARNAP
Pitagoras 1320
Col. Santa Cruz Atoyac, 03310
Mexico
E-mail: porfirfo@servidor.unam.mx

Wilma Anderson
Texas Shrimp Association
P.O. Box 1020
Aransas Pass, TX 78335

Kay Austin
Office of Research
and Development
National Center for
Environmental Assessment
U.S. Environmental
Protection Agency
401  M Street, SW (8623)
Washington, DC  20460
202-260-5789
Fax:202-260-8719
E-mail: austin.kay@epamail.epa.gov

Pamela Baker
Fisheries Biologist
Texas Office
Environmental Defense Fund
521  Peerman Place
Corpus Christie, TX 78411
512-853-9159
Fax: 512-853-8969
E-mail.' panddbaker@aol.com
Randy Blankinship
Bay Ecosystem Biologist
Texas Parks and Wildlife Department
95 Fish Hatchery Road
Brownsville, TX 78520
210-350-4490
Fax:210-350-3470

Deyaun Boudreaux
Environmental Director
Texas Shrimp Association
BoxAF
Port Isabel, TX 78578
956-943-3932
Fax:-956-943-1743

Hugo Bridger
Vice President, Southwest Operations
Rich-SeaPac
3555 East 14th Street
Brownsville, TX 78521
210-542-0001
Fax: 210-504^401

DeWayne Burns
Coordinator of Special Issues
Texas Department of Agriculture
P.O. Box 12847
Austin, TX 78711
512-463-7413
Fax: 512-463-8170
E-mail: dbums@agr.state.tx.us

Carlos Camacho Gaos
Delegacion Tlalpan
Laterial del Anillo Periferico sur
No. 4209 Fraccionamiento
Col. Jardines de la Montana
CP 14210, Mexico DF
Gary Chiang
Richy International Corporation
Box 457 - Rural Route 2
Rio Hondo, TX 78583
956-748-2620

Wen-Ling Chin
Chuang's International, Inc.
Box 452-C - Rural Route 2
Rio Hondo, TX 78583
956-748-3289

Julius Collins
President
Gulf Shrimp, Ice and Fuel, Inc.
163 Creekbend
Brownsville, TX 78521

Luis Contreras Flores
Biologist
Aquaculture Diseases
SEMARNAP-DGA
Cerrada de Trini No. 10
Col. San Jeronimo Lidice
CP 10200, Mexico! DF

Philip Crocker
Aquatic Biologist
Water Quality Protection
U.S. Environmental Protection Agency
1445 Ross Avenue (6WQ-EW)
Dallas, TX 75223-2733
214-665-6644
Fax: 214-665-6689
E-mail: crocker.philip@epamail.epa.gov
    Printed on Recycled Paper
                                      (over)
                                                 VERG

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 Antonio Diaz de Leon
 President
 Instituo Nacional de Pesca
 Chiipancingb No. 70,
 1 Colonia Hipodromo Condesa
 CP 06100, Mexico DF
 E-mail: adic@servidor.unam.mx

 Charles Dukes
 Journalist
 Tide Magazine
 Texas Fish & Game Magazine
 P.O. Box 7794 - Route 7
 Athens, TX 75751
 903-677-2486.
 Fax: 903-677-5660
 E-mail: cjd@e-tex.com ,

 Paul Frelier
 Department of Veterinary
 Pathobiology
 College of Veterinary Medicine
 Texas A&M University
 College Station, TX 77843-4463
 409-845-5066
 Fax:409-862-1147
 E-mail: pfrelier@cvm.tamu.edu    ,

 Buddy Garcia
 Policy Advisor/Legislative Director
 Senator Eddie Lucio, Jr.
 Ground Floor East
 P.O. Box 12068
 State Capitol GE.4
Austin, TX 78711-2068
 512-463-0127
 Fax:. 512-463-0061
 E-mail: buddy.garcia@senate.state.tx.us

Abundio Gonzalez
 Delegado
 Profepa
SEMARNAP
 Neman Cortes No. 101
Col. Sosa
Victoria, Tamaulipas 87200
Mexico

 Keith Gregg
 Farm Manager
 Harlingen Shrimp Farms, Ltd.
Box 300K - Centerline Road
Routes
Los Fresnos, TX 78566
956-233-5723
Fax: 956-233-9779
 Dave Guo
 Harlingen Shrimp Farms, Ltd.
 Box 300K - Ceriterline Road
 Routes
 Los Fresnos, TX 78566
 956-233-5723
 Fax: 956-233-9.779

 Marganta Hernandez Mattes
 •Biologa
 Investigado
 Direction General de
1 Investigacion Auicola
 Institute Nacional dela Pesca
 SEMARNAP
 Pitagoras1320
 Col. Santa Cruz Atoya
. 11800 Mexico, DF
 52-5-688-40-14
 Fax: 52-5-688-06-85
 E-mail: saviles@servidor.tinam.mx

 Les Hodgson
 Marco Sales, Inc.
 P.O. Box 4663
 Brownsville., TX  70520
 210-541-4821
 Fax: 210:542-0846    '

 Bill Hoenig
 Manager, Shrimp Procurement
 Rich-SeaPak ,
 3555 East 14th Street
 Brownsville, TX  78521
 210-542-0001
 Fax:210-504-4401
 E-mail: terryrsp@aol.com

 Bill Holland
 Office of Water
 Gulf of Mexico Program Office
 U.S. Environmental
 Protection Agency
 Building 1103 - Room 202
 Stennis Space Center, MS'39529
 601-688-3726
 Fax:601-688-2709
 E-mail: holland.bill@epamail.epa.gov

 Tina Hou
 Ching Yuan Aquaqulture, Inc.
 Box 780 - Route 1
 Rio Hondo, TX 78583
 956-748-2316         :
 Fax: 956-748-2316
 Jastin Hsu
 Harlingen Shrimp Farms, Ltd:
 Box 300K - Centeriine Road
 Route 3
 Los Fresnos, TX 78566
.956-233-5723
 Fax:956-233-9779
            .  \    '

 Fritz Jaenike
 Harlingen Shrimp Farms
 Box 300 K - Ceriterline Road
 Routes
 Los Fresnos, TX 78566
 956-233-5723   •
 Fax: 956-233-9779
 r~

 Fernando Jimenez Guzman
 Director de Sanidad Acuicola
 De la Direccion
 General de Acuacultura
 Secretaria de Medio Ambiente
 Resursos Naturales y Pesca
 Mexico, DF

 Ken Johnson
 Texas Veterinary Diagnostic
 Laboratory
 P.O. Box 3040
 College Station, TX 77841-3040
409-845-3414

 Bud Koch
C-SAC
Box 550 - Route 2
Rio Hondo, TX  78583
956-748-2766
Fax:956-748-3153

Linda Koch
C-SAC
Box 550 - Route 2
Rio Hondo, TX  78583
956-748-2766
Fax: 956-748-3153

Ivan Kuo
Assistant
San Tung, Inc.
Box 440-C - Route 2
Rip Hondo, TX  78583
956-748-3687
Fax: 956-748-3566

Chi Chi Lin
Assistant
San Tung, Inc.
Box 440-C- Rural Route 2
Rio Hondo, TX  78583
956-748-3687
Fax: 956-748-3566

-------
Shih Lin
President
San Tung, Inc.
Box 440-C - Route 2
Rio Hondo, TX 78583
956-748-3687
Fax: 956-748-3566

Heidi Lovett
Center for Coastal Studies
Texas A&M University
6300 Ocean Drive
Corpus Christi, TX 78412
512-994-5756
Fax: 512-994-2770

Eileen Mattel
Writer
Aquaculture Magazine
Box 250C - Route 3
Hariingen, TX 78552
956-421-3936
Fax:956-440-0611

Gene McCarty
Director of Coastal Fisheries
Coastal Fisheries
Texas Parks and
Wildlife Department
4200 Smith School Road
Austin, TX 78744
512-389-4651
Fax: 512-389^388

Robert McFarlane
Consulting Ecologist
McFarlane & Associates
9503 Sharpview Drive
Houston, TX 77036
713-772-8294
Fax: 713-772-6025
E-mail: twmcf@swbeli.net

Thomas Mel (wain
National Marine Fisheries Service
U.S. Department of Commerce
3209 Frederick Street
Pascagoula, MS 39567
601-762-4591
Fax: 601-769-9200
E-mail: tmcitwai@noaa.gov

Larry McKinney
Texas Parks & Wildlife Department
4200 Smith  School Road
Austin, TX 78744
512-389-4636
Fax: 512-389-4394
Charles Menzie
Menzie-Cura & Associates Inc.
2 Courthouse Lane - Suite 2
Chelmsford, MA 01824
978-970-2620
Fax:978-970-2791  '
E-mail: menziecu@aol.com

C.R. Mock
Shrimp Specialist
Texas Shrimp Association
38 West Dansby
Galveston, TX  77551
409-744-1172
Fax:409-744-1172
E-mail: comman1@aol.com

Wynn Pettibone
President'
A&P Mariculture Company
2126 Highland Hills
Sugarland.TX  77478
281-265-5174
Fax: 281-265-5176
E-mail: ffep@flash.net

Bonnie Ponwith
Wildlife and Fisheries Sciences
Texas A&M University
210 Nagle Hall
College Station, TX 77843-2258
409-862-8582
Fax:409-845-3786

Stephen Quo
Biologist
Tradegate Development Company
634 San Marcelo Boulevard
Brownsville, TX 78521-1819
210-546-9652
Fax: 210-546-9652
                      $
Michael Ray
Director of Field Operations
Coastal Fisheries
Texas Parks and Wildlife Department
4200 Smith School Road
Austin, TX 78744-3292
512-389-4649
Fax: 512-389-4388
E-mail: mike.ray@tpwd.state.tx.us

Tony Reisinger
Marine Agent
Texas A&M Marine Advisory Service
650 East Highway 77
San Benito, TX 78586
956-399-7757
Fax: 956-361-0034
E-mail: e-reisinger@tamu.edu
 Rick Rubiano
 President
 Tradegate Development Company
 634 San Marcelo Boulevard
 Brownsville, TX 78521-1819
 210-546-9652
..Fax: 210-546-9652

 Abelardo Ruz Richaud   .
 Director General Pesca
 Secretaria Acuacultura
 SDAFYP
 Gobierno de Tamaulipos
 Torre Gobierno 12 piso
 Victoria, f amaulipas  87200
 Mexico
 E-mail: pescaruz@tdmnet.com.mx

 Cynthia Sarthou
 Gulf Restoration Network
 400 Magazine Street
 New Orleans, LA 70130

 John Shepperd
 Legislative Aid
 Senate Natural Resources Committee
 P.O. Box  12068
 Austin, TX 78711
 512-463-0390
 Fax: 512-463-6769
 E-mail: john.shepperd_sc@senate.state.tx.us

 Raenell Silcox
Attorney
 Resource Protection Division
Texas Parks and Wildlife Department
4200 Smith School Road
Austin, TX 78744-3292
512-389-8135
 Fax: 512-389-4799
E-mail: raenell.silcox@tpwd.state.tx.us

 Margie Smith
Owner/Manager
WBP Shrimp Producers
Texas Shrimpers Association
 P.O. Box 625
 Port Isabel, TX 78578
 956-943-2643
 Fax: 956-943-2643

Terry Stachowiak
 Procurement Analyst
 Rich-SeaPac
3555 East 14th Street
 Brownsville, TX 78521
210-542-0001
 Fax:210-504-4401

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 Phillip Sulak
 Assistant Editor
 Texas SEA Grant
 1716 Briarcrest Drive - Suite 603
 Bryan, IX 77802
 409-862-3773
 Fax:409-862-3786
 E-mail: pcsulak@unix.tamu.edu

 Kenny Tang
 President
 United Shrimp Farm, Inc.
 14103 Ragus Lake Drive    :
 Sugar Land, TX 77478
 281-242-4170
 Fax:281-242-4170

 Lin Turner
 Chair
 Coalition for the
 Protection of Copano Bay
 P.O. Box 279
 Fulton, TX 78385
 512-729-3634
 Fax:512-729-3634

William van der Schalie
 Office of Research and
 Development
 National Center for
 Environmental Assessment
U.S.  Environmental
Protection Agency
401 M Street, SW (8623)  ..  '
Washington, DC 20460    :
202-260-4191       ':  .   '   •
Fax:  202-260-6370
E-mail: vanderschalie.william
©epamail.epa.gov

Ching-Linn Wang
President
Ching Yuan Aquaculture, Inc.
Box 780 - Route 1
Rio Hondo, TX  78583
956-748-2316
Fax:  956-748-2316
Flora Yao
Vice President
Richy International Corporation
Box 457 - Rural Route 2
Rio Hondo, TX 785$3
956-748-2620 •

PeterYao
1774 East Price Road  .
Brownsville, TX 78521
956-542-5712
Fax: 956-542-5933

Szu-Ping Yeh
Richy International Corporation
Box 457 - Rural Route 2
Rio Hondo, TX 78583
956-748-2620

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 Shrimp Virus Stakeholder  Meeting

 Bayou Suite at the Student Union
 Nicholls State University
 Thibodaux,  LA
 July 25, 1997

 Final Attendee  List
Robert Ancelet
Biologist Supervisor
Marine Fisheries
Louisiana Department
of Wildlife and Fisheries
1600 Canal Street
New Orleans, LA 70112
504-568-5688
Fax: 504-568-2048

Murphy Arremont
Environmental Affairs
City of Morgan City
1700 Victor II Boulevard
Morgan City, LA 70380
504-380-4656
Fax: 504-380-4673

Kay Austin
Office of Research and
Development
National Center
for Environmental Assessment
U.S. Environmental
Protection Agency
401  M Street, SW (8623)
Washington, DC 20460
202-260-5789
Fax:202-260-8719
E-mail: austin.kay@epamail.epa.gov

George Barisich
President
United Commercial
Fisherman's Association
2812 Merut Lane
Violet, LA 70092
504-279-6915
Fax: 504-276-8008
Oscar Boudreaux Jr.
Environmental
Engineering Service
185 Belle Terre Boulevard
Suite A
Laplace, LA 70008
504-653-0185
Fax:504-653-0182
E-mail: ees@ix.netcom.com

Esther Boykin
Associate Attorney
Sierra Club Legal Defense Fund
400 Magazine Street
New Orleans, LA 70130
504-522-1394

Martin Cancienne
District Director
Congressman Tauzin's Office
828 South Irma Boulevard
Room212A
Gonzales, LA 70341
504-621-8490
Fax:504-621-8493

William Chauvin
Shrimp World, Inc.
417 Eliza Street
New Orleans, LA  70114
504-368-1571

Robert Fritchey
Fisherman/Correspondent NF
P.O. Box 71651
New Orleans, LA  70172
504-524-2472
Toby Gascon
Staff Assistant
Congressman Tauzin's Office
828 South Irma Boulevard
Gonzales, LA 70737
504-621-8490
Fax: 504-621-8493
E-mail: toby.gascon@mail.house.gov

Rex Herron
Ecologist
NOAA/NMFS
Stennis Space Center
Building 1103
Stennis Space Center, MS 39529
601-688-3652

Bill Holland
Office of Water
Gulf of Mexico Program Office
U.S. Environmental
Protection Agency
Building 1103 - Room 202
Stennis Space Center, MS 39529
601-688-3726
Fax: 601-688-2709
E-maii: holland.bill@epamail.epa.gov

Jerald Horst
Marine Advisory Agent
Louisiana Cooperative
Extension Service
1855 Ames Boulevard
Marrero, LA 70072
504-349-5644
Fax: 504-349-8817
    Printed on Recycled Paper
                                       (over)

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Charles Ledet
Shrimper
Terrebone Fisherman Program
189Aragbn Road
•Mbntegut,. LA 70377
504-594-3522

Thomas Mcllwaln
National Marine Fisheries Service
U.S. Department of Commerce
3209 Frederick Street
Pascagoula, MS 39567
601-762-4591
Fax:601-769-9200
E-mail: tmcilwai@noaa.gov

Charles Menzie
Menzie-Cura & Associates Inc.
2 Courthouse Lane - Suite 2
Chelmsfbrd, MA 01824
978-970-2620
Fax: 978-970-2791
E-mail: menziecu@aol.cpm

L. Brandt Savoie
Program Manager
Marine Fisheries
Louisiana Department
of Wildlife and Fisheries
2000 Quail Drive
Baton Rouge, LA 70898
504-765-2401

Deborah Schultz
Louisiana Coordinator
Gulf of Mexico Program
LUMCPN
8124 Highway 56
Chauvin, LA 70344
504-447-6880
E"mail: dschultz@cajunnet.com

Zoula Zein-EIdin
National Marine Fisheries Service
4700 Avenue 4
Galveston, TX 77551
409-766-3516

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                                    Appendix C

                                Written Comments


       The following is a list of people who submitted written comments. The comments
 themselves are not available in electronic format.


 U.S. Congressman Billy Tauzin
 Third District, Louisiana

 Linda R, Shead
 Galveston Bay Foundation

 Rebecca Goldburg, Pam Baker, and Douglas Rader
 Environmental Defense Fund

 Jim Lester
 Environmental Institute of Houston

 Andrew L. Duda
 A. Duda and Sons

 Robert W. McFarlane
 McFarlane and Associates

 James E. Heerin
 Shrimp Culture II, Inc.

 D.C. Cannon
 Edisto Seafarms, Inc.                                           .

 Fritz Jaenike
 Harlingen Shrimp Farms, Ltd.

 C.R. "Corny" Mock
Aquaculture and Environmental Specialist to the Texas Shrimp Association

Thomas Zeigler
Zeigler Brothers, Inc.

W. S. McGrath

Steve Kerchner
South Carolina Shrimp Association (Southern)

-------
 C. Holland Laramore
 Bonney, Laramore & Hopkins, Inc.

 Becky Gillette  ,
 Sierra Club, Mississippi Chapter

 Deyaun Boudreaux
 Texas Shrimp Association    .'•','•

 Julius Collins
 Texas Shrimp Association

 Larry McKinney
 Texas Parks and Wildlife Department

 Cynthia Sarthou
 Gulf Restoration Network

 George Barisich
 United Commercial Fisherman's Association

 William D. Chauvin
 Shrimp World, Inc.

 Esther Boykin
Earthjustice Legal Defense Fund •

 Brandt Savoie
 Louisiana Department of Wildlife and Fisheries

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  BILLY TAUZIN
T*WO DISTRICT. LOUISIANA
COMMERCE COMMITTEE
                                          of
                                          Ut
                                                                                       DISTRICT OFFICES:
                                                                                 .     TELEPHONE: 50d^271-1707
                                                                                 ST. BERNARD PARISH GOVERNME
                                                                                    8201 WEST JUDGE PEREZ
TiSOURCES COMMITTEE
    w*c —
  WASMWWTOM Office
                                                                                     TELEPHONE: S04-876-3033
                                                                                     FEDERAL BUILDING. SUITE 1(
                                                »€ 20515-1803
                                                                                     TELEPHONE: 318-367-8231
WAS««CTOf.,OC20S15
                                                        _ _ _
                                           AUgUSt 18, 1997
                                                                                    . TELEPHONE: S04-621-W90
                                                                                  ASCENSION PARISH COURTHOUSE EAST
                                                                                      828 SOUTH IRMA BLVD.
                                                                                         ROOM212-A
                                                                                       GONZALES. LA 70737
    Mr. Jerome Erbacher
    Office of Industry and Trade Room 3675
    SSMC3.NMFS
    1315 East-West Highway                                                   ,
    Silver Spring, MD 20910

    Dear Mr. Erbacher:             ..  •  •  "

           I would like to take this opportunity to thank you for the hearing that you conducted in
    Louisiana on July 25, 1997. This hearing allowed my constituents, as well as myself, an
    opportunity to take an active role in this investigation.

           Furthermore, I would like to encourage the committee to seriously consider all testimony
    that was given at this hearing. I would like to remind the committee that the shrimping industry
    has a 1.9 billion dollar impact on Louisiana's economy per year, and this virus would have a
    catastrophic affect on it's citizens.-

           I am confident that if all aspects of the shrimping industry are respectfully considered an
    unbiased solution to the problem can be found.

           If I can assist you in 'any way, please do not hesitate to call.

                                                     Sincerely,
                                                     BILLY TAUZIN
                                                     Member of Congress
   BTjtmg

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     0S/39--37     06:33             7133323153             •
AUG-29-9T ©«S:ie F>M   GftUVESTOM  B<=lV  F^O U N D«T I ON   713 332  3153              F> . 02
                                      GALVESTON
                                      BAY
                                      FOUNDATION
                                                          August 29,  1997
     Mr. Jerome Erbachcr
     Ofllccoflndustry and Trade
     National Marine Fisheries Service
     Room 3675, 1315' East-West Highway  ,                                       '
     Silver Spring, MD 20910

     Dear Mr. Erbachcr:                                ,

           The Galvcston Bay Foundation would like to commend the Gulf of Mexico Fishery
     Management Council for their efforts to address and prescribe solutions to the detrimental
     impacts of shrimp viruses and shrimp mariculture.

           The Gal veston Bay Foundation's mission is to preserve 'and enhance Galvestpn Bay for
     its multiple uses through education, conservation, research and advocacy. The Foundation has
     been a vocal and supportive advocate for the Bay, providing technical expertise for evaluating
     impacts of various projects or issues, including the importation of exotic species into
     Galvcston Bay.  Therefore, the Foundation believes the shrimp virus and shrimp mariculture
     issue relates to Galvcston Bay and should receive our attention.

           Galvcston Bay has an important shrimping and shellfishing industry providing two- '
     thiroVof the Texas oyster "harvest and one-third of the Texas bay shrimp harvest.  Native
     penacids play a vital role in the life cycle within this estuary, recycling detritus and nutrients,
     and providing a food source for other estuarine species, including invertebrates, fish,
     mammals and birds.   Therefore, any threats to the ecosystem supporting this commercial
     industry will have wide and lasting effects around Galveston Bay and within the State of
     Texas.

           The Mariculturc Policy of the Gulf of Mexico Fishery Management Council has stated
     that, "Mariculturc activities should have procedures established that: (1) prevent the
     importation or spread of pathogens or parasites; (2) minimize impacts of disease outbreaks if
     they occur; and (3) eliminate disease problems wherever possible.!'
               17324-A HIGHWAY 3  •  WEBSTER, TX 77598  •  (281)332-3381

-------
 B8/'3©>'97     06:33             713 332 3153                             .
 2^-ST  06. : 1 1  F»M   GAUVESTON BAY  FOUNDATION   V13  332 3153 .            «P.@3
Mariculturc Policy                                                                  ,
August 29, 1997                          .
Page 2

       Exotic shrimp continue to be imported into our native ecosystems, and pose a threat to
our native shrimp and potentially shellfish. It is irresponsible to allow foreign producers to
import diseased shrimp into U.S. markets when the detrimental effects of such action are not
folly known or explored.

       To prevent any potential serious damage to our native shrimp and shellfish populations
as well as our native ecosystems, a ban should be imposed on the importation of diseased
shrimp. The time needed to reach a consensus on the extent of impacts of disease outbreaks,
and to eliminate disease problems, would translate into a prolonged process which ignores the
immediate risks of serious wildlife damage.  A temporary ban on the importation of exotic
shrimp species and shrimp products would adequately protect the native ecosystems  from this
potential harm.  A temporary ban will also allow for research regarding the importation of
exotic shrimp and could be reversed based on a results of the research.

       In addition, current U.S.  shrimp mariculture policy and practice perpetuates the
problem of disease epidemics with the encouragement of high density rearing.  More effective
means  of raising shrimp safely and economically must be devised.  This is a realistic goal for
the Council to set, and assist mariculturists to be "ecologically sound."

       The Foundation commends the efforts of the Council, but believes there is much more
work to be done to address and  practically deal with the problems of shrimp viruses and
shrimp maricullure.

       Thank you for the opportunity to comment.

                                                    Very truly yours,
                                                    Linda R. Shead, P.E.
                                                    Executive Director
cc:    Hon. Nick Lampson
       Hon. Ken Bcntsen
       Hon. Tom Delay
       Hon. Gene Green
       Hon. Ron Paul
       Hon. Garry Mauro
       Hon. Barry McBce
       Hon. Ralph Marquez
       Hon. John Baker
       Hon. Ijx M. Bass

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0S/30;S7     04:15                2125050932'          .'  '    '    '                     '.  .•  •
 2125050892             E/D. F.  NEU) YORK                 F-441 T-677  P-002     flUG 29 '97 IS:40
  ENVIRONMENTAL.
  DEFENSE FUND
  1967 3O 1997                                                         National lleadquarrrrs
      TEARS         ,          . -                   '          "             257 Park Avenue-South
                                                                  '        New YorJc, NY iOOiO
                                                                          (212)505-2100.
          .              '             .               '                      Fax: 212-505-2275
                                            .   August 29, 1997                        .

      Jerome Ehrbacher                                         .   "    '
      National Marine Fisheries Service
      Office of Industry and Trade
      Rm. 3675, SSMC3, NMFS
      1315 East-West Highway
      Silver Springs, MD 20910              .                      '

      Via facsimile:  301-713-2384                          .  ,

      Mr. Ehrbachen                                           ,    '               . .

            Please consider the following comments from the Environmental Defense Fund
      (EDF) concerning the Joint Subcommittee on Aquaculture Shrimp Virus Working
      Group's (JS A S VWG's) preliminary report to the JS A, "An Evaluation of Potential
      Shrimp Virus Impacts on Cultured Shrimp and Wild Shrimp Populations in the Gulf of
      Mexico and Southeastern U.S, Atlantic Coastal Waters." Federal Register 62:31790-91.  .
     Please note that Pamela Baker and Douglas Rader also spoke for EDF at the public
     meetings concerning the report in Brownsville, Texas, and Charleston, South Carolina,
     respectively. •  •"  .    •     ••                     • '              . '

     Background             '

            Shrimp viruses from Asia and Latin America are now afflicting marine shrimp
     and possibly even other Crustacea in the U.S. As detailed in the JS A report, four viruses -
     Infectious Hypodermal and Hcmatopoietic Necrosis Virus (IHHNV), Taura Syndrome
     Virus (TSV), White Spot Syndrome Virus (WSSV), and Yellow Head Virus (YHV) -
     have now been identified in shrimp in the U.S. IHHNV appears to have caused severe,
     declines in populations of blue shrimp (Penaeus siylircstus) in the Gulf of California, so
     that this fishery could not support commercial harvest from 1987 until 1994.  Outbreaks
     of TSV at Texas and South Carolina shrimp farms in 1995 caused greater than a 95% loss
     of crops of Pacific white shrimp (Penaeusvannemei), the main shrimp species farmed in
     the U.S. TSV continues to cause significant, but less severe, losses on shrimp farms.
                                             »>./•.,-'
         ,  Preliminary, unconfirmed reports suggest that wild shrimp captured off the coasts
     of South Carolina and Texas are infected by foreign, or "exotic" viruses.  It is possible
     that, along with shrimp, WSSV may be infecting other Crustacea in the U.S. WSSV is
     known to infect a variety of crustacean species in Asia, and has been reported in crayfish
 	 _.	    .	••	                  .          PrnjfKiOjJuT
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       37     04:15       '        2125050892
2125050892        _    E. D. F.  NEUI YORK                F-441 T-677 P-003   ,  fiUG 29 '97 16:40
 *                                                '
                                                                                   2


    (Procambarus sp.) in the National Zoo in Washington, DC. In short, exotic shrimp
    viruses appear to threaten the U.S. shrimp fishing .and fanning industries, as well as
    marine ecosystems.                                                                       "

           Exotic shrimp viruses may be entering this country from a number of sources,
    including shrimp imported both for food and for bait, shrimp imported to stock shrimp
    farms, and ballast water carried by ships. The US now imports about 80% of its shrimp,
    in large part from shrimp farms in southeast Asia and Latin America. Farmed shrimp
    often suffer crowded conditions and poor water quality, making them highly susceptible
    to disease. Some foreign aquaculture operations immediately harvest shrimp for export if
    they detect signs of disease, in order to cut potential losses.  U.S. scientists have now
    demonstrated that imported frozen shrimp can contain active viruses, implying that
   t shrimp imports may be a major source of disease introduction.  Effluent from U.S.
    shrimp processing plants, which is typically not treated before  discharge into coastal
    waters, may be laden with shrimp viruses. In addition, fishermen may directly spread
    shrimp viruses in aquatic ecosystems by using infected bait shrimp.

           In an emergency meeting in 1996, the Executive Committee of the JSA formed
    the JSA SVWG to develop an interagency strategy to address potential threats from
    introductions of foreign shrimp viruses.  The JSA is an interagency subcommittee which
    meets under the, aegis of the White House Office of Science and Technology Policy and
    brings together federal agencies involved in aquaculture. The JSA SVWG assembled a
    report codifying available information concerning  exotic shrimp viruses in the U.S. This
    report concludes that "threats to the sustainabiliry of U.S. marine resources due to exotic
    shrimp viruses are increasing." The report recommends that the Federal government
    conduct a formal ecological risk assessment in order to more thoroughly evaluate the
    risks from exotic shrimp viruses.

    Introduction: EDF supports a tiered risk assessment

          EDF strongly supports the recommendation of the JSA  SVWG that the Federal
    government conduct a formal ecological risk assessment concerning shrimp viruses. EDF
    believes that that threats to natural ecosystems and to the U.S. shrimp industry are both
    urgent and severe.                                                         ' •

          EDF also supports the recommendation that a tiered risk assessment be conducted.
    A tiered risk assessment would start with a relatively basic approach based on current,
    limited knowledge and progressing to more sophisticated analyses as knowledge gaps are
   filled. We understand from presentations at the public meetings concerning the report
   that the risk assessment process may take three years — a period of time during which we
   fear exotic viruses will not wait to cause harm. A tiered risk assessment would allow
   Federal agencies to take appropriate interim actions as tiers of the risk assessment are
   completed — rather than potentially waiting until  after shrimp viruses have caused
   devastating, clearly demonstrable problems.

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08/30'97     04:16                2125050892     '.'•,'.':.
2125050832             E. D. F.. •  NEU YORK             .   F-441 T-677P-004   - ftUG 29  '97 '16:41,

   '."•'-.-'•   .             -  '' •   .         •   -   '  '•    •  . •  •      •''• '        3-      '

        , '  EDF offers the following comments and recornnoendations concerning the risk
     assessment and, more generally, managing the risks of foreign shrimp viruses.    i

     Threats to natural ecosystems merit greater emphasis

           Section 3.7 of the report identifies three sets of potential effects of shrimp viruses:
    . effects on wild shrimp populations, ecological effects on organisms other than shrimp,
     and effects on shrimp aquaculture.  Nevertheless, discussion in the report appears to lean
     towards issues concerning the shrimp fishery and shrimp aquaculture rather than
     ecological effects. This emphasis can be partially justified by the fact that the shrimp
     industry provides me most likely routes of entry to the U.S. for exotic shrimp viruses. All
     the same, ecological concerns are underrepresented.

           Section 2 of the report, concerning planning the assessment, is particularly one-
     sided:  It does not discuss potential ecological effects of shrimp viruses, but rather focuses
     on economic effects. Collaborative activities among federal agencies are discussed as,
   ;  *'.. .essential to protect commercial shrimp fisheries from possible pathogens, assure the
     viability of the U.S. shrimp aquaculture industry, and provide for sustainable growth of
     the entire shrimp industry." (p. 14)  Protection of natural ecosystems is not mentioned.
     The management goal for the report is defined as to "Prevent the establishment of new
     disease-causing viruses in wild populations of shrimp ..., while managing possible
     impacts on shrimp importation,  processing, and aquaculture operations." (p. 14) The
     report  then explains that viruses also pose substantial risks to the shrimp aquaculture,
     importation, and processing industries. Again, natural ecosystems are not mentioned.

           Exotic shrimp viruses  clearly have the potential to have severe ecological effects.
     As discussed later in the report,  they may affect a range of organisms besides shrimp, and
    therefore possibly undermine  food webs. Such threats deserve greater emphasis in the
   • risk assessment than they are given in the report.  We urge that preventing shrimp viruses
    from harming natural ecosystems be made a second management goal for the report.

    The risk assessment should consider risks from human sewage

           The plan for the analysis phase of the risk assessment includes characterization of
    the ability of carriers and hosts to transmit disease, (p. 46) This characterization will,
    presumably include, consideration of transmission of viruses through bird faces, since the      !
    report  1) notes that following  viral outbreaks in Texas shrimp farms in 1995 "... it was
    speculated mat viruses might have been transferred by birds (Le. seagulls through feces)  .
    .  ." and 2) includes as a data gap "Estimates of... birds/animals that could transport
   .virus." (p. .24-25)-'

          . The report does not mention, however, the possibility that feces from humans than '
    have eaten shrimp could contain active viruses. Transmission of virus through human
    wastes could contribute to spread of exotic shrimp viruses. Shrimp tend to be a popular
    food in coastal and beach communities in the southeastern U.S., and sewage treatment

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              04:16                2125050892
2125050892            E. D. F.  NEW YORK                F-441 T-677 P.-005     PUS 29  '97 16:42

                                        •   •              •   •     .                   4


     systems, including septic systems, may not always inactivate viruses. EDF recommends
     that spread of shrimp viruses through human wastes be considered in the risk assessment.

     The JSA should immediately work to implement some actions, such as
     implementation of BMP's to limit the spread of shrimp viruses

           Current shrimp aquaculture and processing systems in the U.S. — in which ponds
     and waste disposal sites are open to the environment, and wastewater is discharged
     directly into coastal waters — guarantee that viruses will spread. Over the long-term, EDF
     advocates that the, shrimp aquaculture industry strive to make, no-discharge systems the
     norm.  Similarly, processing facilities should endeavor to adequately treat wastewater
     before it is discharged and dispose of wastes safely. Unfortunately, these changes are
     unlikely to be accomplished in the near future.

           As discussed above, the proposed risk assessment may not be completed for
     several years, and several more years may pass before the risk assessment is
     implemented. Because oi the urgency of threat from shrimp viruses, EDF recommends
     that the JSA immediately advocate the use of best management practices (BMPs) for the
     shrimp aquacuiture industry and similar measures by the processing industry to help
     control the spread of viruses. One option would be for JSA members to work with state
     regulatory agencies, which could quickly implement a requirement for the use of such
    BMPs and develop a coordinated state response to'disease outbreaks.

           BMP's for' shrimp aquaculture have already been the subject of considerable
    attention from the scientific community and members of the shrimp farming industry.
    BMP's not only provide environmental safeguards, but they make good economic sense.
    Consider two examples. First, although many shrimp farmers routinely exchange large
    volumes of water, research has shown that water exchange reduces the opportunity for
    releasing viruses to receiving waters, and at the same time reduces pumping costs.
    Second, regular on-farm disease monitoring provides an opportunity to control a disease
    outbreak before it spreads unchecked throughout a facility, and thus an opportunity to
    save some stock.     ••          •

           BMPs for coastal shrimp aquaculture should include:

    •  biosecurity measures to control vehicular and personnel  traffic  and animal access;
    •  regular on-farm disease monitoring;
    •  minimization of water exchange and wastewater discharge;
    *  use of high health post-larvae from certified facilities; and
    •  strategies for managing outbreaks, i.c. shrimp farmer and state regulatory agency
       response and responsibility.

           To the best of our knowledge, comparable measures  for control of wastes from
    coastal  shrimp processing facilities have not been developed.  One option would be to
    develop waste control-measures analogous to Hazard Analysis Critical Control Point

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0S>30''97  ,   '04:17  '
2125050892             E.D. F.  NEU YORK                F-441  T-S77-P-00S     ftUG 29

             '."'"'•              '     '               •              '   •       5

 .   (HACCP) systems for seafood safety that processing plants must now implement. These
    measures should include wastewater treatment to reduce spread of shrimp viruses and
    steps to prevent animal access to solid wastes.           '

    The JSA should initiate a monitoring program for shrimp viruses

           The JSA SVWG report enumerates a variety of data gaps concerning the risks of
    exotic shrimp viruses.  These gaps include estimates of the extent of virus contamination
    of shrimp received for processing (p. 28), the «xtent and rate of spread of the viruses
    among wild shrimp populations (p.33), and the distribution and effects of virus on non-
    shrimp organisms (p. 44): Implicit in this identification of data gaps is that federal
    agencies will take actions to fill the gaps; however, no specific actions are discussed.

           Quantifying the fraction of imported shrimp containing active viruses and the
    extent of viral infection in wild shrimp and other organisms is a critical first step to     '
    inform strategies to address the threat of exotic shrimp viruses. We urge that the JSA
    work with appropriate federal and state agencies to immediately initiate a program to
    monitor the frequency of viral infection in imported shrimp, wild shrimp, and other
    potentially susceptible organisms.            '                           .

    The JSA should make greater outreach to non-industry members of the public

          The JSA SVWG report states that a variety of stakeholders, including those that
    represent constituencies other than the shrimp industry, should participate in the risk
    assessment process.  We wholly agree and thank the authors of the report for being
    inclusive. Nevertheless, our experience is that in recruiting participants to attend public
    meetings and comment on the report, the JSA reached out largely to industry
    representatives. .We learned of the report through an Internet group largely read by
    individuals associated with the, aquaculture  industry and found ourselves informing
    colleagues at other environmental organizations of the meetings and the report. We urge
    that the JSA make a stronger outreach effort in developing the risk assessment, and solicit
    input from.a wide range of potentially concerned citizens and organizations.


          Thank you for your consideration.
   Rebecca Goldburg, Ph;D,    Pam Baker                 Douglas Rader, Pn.D.
   Senior Scientist             Fisheries Biologist           Senior Scientist
   EDF National Office        EOF Texas                 EDF North Carolina '

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                               Environmental Institute of Houston
 August 2,1997
 Mr. Jerome Erbacher
 Office of Industry and Trade
 Room 3675, SSMC3
 NMFS
 1315 East-West Highway    .                                                .
 Silver Springs, MD 20910

 Dear Mr. Erbacher:                   •                            '

 This letter contains my written response to the report and recommendations by the JSA Shrimp Virus
 Work Group. I am an academic scientist who has worked for twenty years on research related to shrimp
 fisheries and aquaculture. My publications include several chapters in a book that I co-edited with Arlo
 Fast entitled "Marine Shrimp Culture: Principles and Practices."

 First, I want to state emphatically that the proposed risk assessment is the wrong risk assessment. It is
 too limited in extent and will only provide a negative assessment without any useful context.  The
 appropriate risk assessment would weigh the risks of shrimp aquaculture, shrimp fishing, and other
 alternative forms of food production in the coastal zone against the need for seafood and healthy
 estuarine and near shore ecosystems.

 Embedded in the report are a number of assumptions and implied practices that should be described and
 in some cases rejected.  Any suggestion that native shrimp species could not support a successful
 aquaculture industry is uninformed. The native shrimp would require domestication and genetic
 improvement before they would be suitable for a successful aquaculture industry, but that is true of all
 penaeid species.  The assumption that natives would continue to be inferior denies the evidence of a
 century of dramatic changes hi domestic animals through selective breeding.

 Exotic animal introduction has been a pattern of the colonization of new lands by European imperialists.
 The results of many of those introduction have been disastrous. If pigs, goats, sheep and cattle had
 stayed in their native  lands, many ecosystems could have yielded food while maintaining endemic •
 diversity. We should avoid the introduction of exotic species even when they have congeneric species
 holding a similar niche in the receiving ecosystem. In the case of coastal aquaculture, there is no simple
way to avoid escape of exotics into the surrounding ecosystem.
Assuming that the current set of shrimp viruses causing epidemics will continue to be highly virulent and
will do permanent damage to native shrimp populations denies the evidence of history and evolution.
Small pox does not ravage Native American populations today. Europeans do not still die in large
numbers from the bubonic plague. None of the exotic viruses considered in the report will kill all of the

-------
 shrimp of any native species in the first epidemic and none will maintain the same initial virulence to the
 new host because both host and virus will adapt to coexistence.    •

 Assuming that aquaculture is more deserving of a risk assessment than trawling is naive. More marine
 ecosystems have been harmed and permanently changed by trawling than any other human food capture
 method. The cod fishery has devastated the ecology of the North Western Atlantic. The North Sea, Gulf
 of Thailand, etc. .have changed community structure due to trawling.  Shrimp trawling has an
 immeasurable effect on the community dynamics pf the continental shelf ecosystem because it disturbs
 the surface sediments and captures and kills many species in the bycatch. Human policy typically favors
 food culture to food capture'because it has greater efficiency and more potential to control effects on
 nature.                     . •

 The assumptions of the U.S. shrimp fanning research consortium that there are practices.which will
 protect high intensity, industrialized aquaculture of crustaceans from epidemic mortalities  is probably
 wrong. There is no equivalent to the vaccines or antibiotics that can be used for pigs and cattle. I would
 oppose any objective to create shrimp farms equivalent to the industrial pig farm because they do hot
 represent sustainable development.

 If the proposed risk assessment occurs and results in the likely negative impact on shrimp farming^ are
 we endorsing alternative forms of food production or coastal land use? If shrimp  farms are too risky for
'the native shrimp populations, are we prepared to accept the risk of shrimp trawling to the coastal fish
 and turtle populations? If shrimp farms are closed along the coast,  does that mean that we accept the risk
 of row crop agriculture and the level of pesticides and sediments that flow off the  fields into the water?

 The risk assessment that should be done would be comparative and based on Bayesian methods. You
 should start with the best existing models of ecological and economic impact of alternative land uses and
 seafood production methods .that are used in the relevant regions. Being able to say that shrimp farming
 is risky is of almost no value. You could say that human sex is risky to this environment because it
 might produce another individual demanding seafood. It is important for a risk estimation to have a
 context as broad as possible.  The kind of risk assessment you propose would result in arguments against
 any form of agriculture.

 I would be happy to assist in the further development of a broad comparative risk  assessment that could
 contribute to policy decisions about coastal land use.
Jim Lester
Director
                                           Environmental Institute of Houston
                                               University of Houston-Clear Lake
                                              2700 Bay Area Boulevard • Box 540
                                                Houston. Texas 77058 -1098

-------
 TO:        SHRIMP VIRUS RISK ASSESSMENT COMMITTEE

 FROM:      ANDREW L. DUDA - A. DUDA & SONS, (DUDA) OVIEDO, FLORIDA

 SUBJECT:   MARINE LIVESTOCK PRODUCTION REPORT PREPARED FOR
             PRESENTATION AT:

             SHRIMP VIRUS STAKEHOLDER MTG. - JULY 15,  1997

             Fort Johnson Marine Resources Center Auditorium
             Department of Natural Resources
             217 Fort Johnson Road    .                                  •
             Charleston SC
FRESHWATER SITES:

      A. Duda & Sons, (DUDA), specifically has been involved in the research growout of

various Panaeids at our cattle ranch south of the city of Rockledge and West of 1-95 since fall

of 1993, conducting this environmentally-friendly research and grow out considerably interior

to the coastal and marine estuarine zones of Florida.   Trials were  conducted in natural

mineralized agricultural irrigation waters, waters being classed as potable by the State of Florida

until the decade of the 1970s.   Panaeus vannamei, designated SPF, was identified as the species

of choice for our continuing efforts.

      As cattle and livestock producers in the State of Florida, DUDA quickly ascertained the

practical and significant benefits of the  SPF (Specific Pathogen Free) designation and we

embraced the protocol designed to maintain and enhance that designation.

      Our current spring production is the offspring of the 7th (seventh) and 8th (eighth)

generation parentage, having produced the SPF Panaeus vannamei post larvals and juveniles for

the stocking of our production sites.  This is in spite of the fact the viruses of concern  are

-------
  Page 2                                  '




  believed to have been inhabitants of the southern U.S. coastal zones for a number of years.




        Our inland,-outdoor research/grow out site has been in continuous service since the fall




  of 1993 with no animals testing positive for the  viruses covered in the SPF designation as



  recently as 90 days ago when tested as part of our stocking program.



  SALTWATER SITES:




        We have, however, suffered economic loss resultant, from the fflHN virus at our hatchery



 through the termination of both broodstock and their offspring testing positive for IHHN.




        Through a disciplined management protocol,  a thorough clean up and replacement of




 broodstock with SPF designation, we have, been able to continue our program without a complete




 shut down, testing our broodstock every 30 (thirty) days currently.



        Worthy of note in this regard, is the fact that those animals testing IHHN+ showed no



 clinical evidence of the disease, raising a multitude of questions; one being, could we be dealing



 with the equivalent of chickenpox in a smallpox epidemic?                 -




       Clearly, no one  knows, but this points to  the need  for a reasoned approach as we



 progress down this road of opportunity dealing with native and non-native species alike.




       The recommendation  of the DUDA  group is to create a reasoned response  within



 USDA/APHIS, EPA and NOA utilizing the historically  successful protocols that presently exist



 in USDA/APHIS for the regulatidh of both native and non indigenous livestock species and their



diseases.   These time-tested and proven protocols should be expanded to address the unique



attributes of livestock production in  a marine environment concurrent with the development of




resource management systems and monitoring required to maintain a sustainable wild harvest.

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'  "   " ,  v$ietber:^yeror;iK>hrh^                                                                          " ••'.'-:
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           A.Box«20257'  '  '   ' „ -:
           Oviedo, FL32762-0257    .'

           H»nc4Q7-365-2178       '
           Fax ' 407-365-214T   "  •

-------
  mcfarlpne
  & associates
                                     Robert W. McFarlane, Ph.D.
                      9S03 Sharpoiew Drive Houston! Texas  77036-5921
                      Telephone 713-772-S2S4  Facsimile 713-772-6025
                                                                                 July 30, 1997
  Mr. Jerome Erbacher
 , Office of industry & Trade, Room 3675, SSMC3, NMFS     .                        ,
  1315 East-West Highway                                                             ,
  Silver Spring, MD 20910

  Ref:   . A Report to the Joint Subcommittee on Aquaculture Prepared by the JSA Shrimp Virus
         Work Group-"An Evaluation of Potential Shrimp Virus Impacts on Cultured Shrimp and
         Wild Shrimp Populations in the Gulf of Mexico and Southeastern U.S."At!. Coastal Waters"

  Dear Mr. Erbacher:

 ' On July 23"H spoke at the public meeting on this report held in Brownsville, Texas, representing the
  Matagorda Bay Foundation and the East Matagorda Bay Foundation. Since then I have reflected on
  comments made during other oral presentations and informal  discussions at the meeting. I  have
>  determined that several misconceptions need to be addressed further.

  in 1985 Garrett Hardin, an eminent biologist, published a book entitled "Filters Against Folly: How To
  Survive Despite Economists, Ecologists, And The Merely Eloquent." Hardin pointed out that an expert
  in one field is a layperson in all others. It is very 'easy for an expert to be drawn out of, or attempt to
  extend, his field of expertise. This applies to all experts, myself most certainly included. While experts
  are generally better at seeing their particular kinds of "trees", thoughtful laypersons can be very good
  at seeing the  "forest." I  see this^ phenomenon as particularly relevant to the issue at hand, where
  experts from a wide range of fields have been brought together to focus on one problem,  but truly
  multidisciplinary experts may be scarce. In Texas, epidemiologists and ecologists are lacking.  We have
  an academic  veterinarian  diagnosing diseases who remains convinced that  exotic shrimp viruses
  cannot become established in Texas estuaries. We have an academic nutritionist raising  early  life
  stages of shrimp and performing irresponsible uncontrolled experiments, such as introducing native
  shrimp post-larvae into open ponds that hosted exotic shrimp epidemics without any protectition
  against birds or insects that are suspected of disseminating shrimp viruses.

 ' Hardin proposed that three  "filters against folly" be employed in attempts  to define reality.  By
  employing these three filters — the literate filter, the numerate filter, and the ecolate filter - we can/
  compensate for the bias of using only one filter  by using others, which have different biases. The
  literacy filter — what are the words? — reveals that while  many experts acknowledge the widespread
  shrimp viral .epidemics that many countries in the world'have experienced, they  appear convinced that
  it cannot happen in the U.S. Furthermore, the shrimp industry  has  not understood that the current
  policy of specific-pathogen-free stock and high-health rearing facilities is f.atally flawed. It is a high-
  technology solution to  a low technology problem  which has repeatedly failed. Proponents have failed
  to distinguish between specific-pathogen-free programs  that involve animals living  in fluid, air,  the
•  terrestrial environment, and animals living in fluid water, the world greatest solvent, .in the aquatic
  environment.            "                        .
   Certified Senior Ecologist
 Ecological Society of America
Certified Wildlife Biologist
  The Wildlife Society
' Certified Fisheries Scientist
American Fisheries Society

-------
The numeracy filter - what are the numbers, and do they match the words? - reveals folly at several
levels. Frrst, there are those marfculturists who are convinced they can raise shrimp at high densities
without experiencing disease outbreaks. They are fools, and nothing more can be said. They are
ignoring the many failed attempts to do so world-wide. They do not factor in the costs of these failures
in their calculations of future profits. They succeed for awhile but the odds eventually catch up with
them. Second, there are the agency regulators who do not understand probabilities. They see-that
exotic shrimp have  accidentally escaped into wild environments and apparently did not become
established. They see that shrimp  pond waters bearing viruses have  been released into wild
environments without the viruses becoming established in native shrimp, as far as anyone knows, and
no one is looking, so what's the problem?  It is true that the successful introduction of an exotic
species is a rare event. But repeated frequently enough, an improbable event becomes  probable, and
eventually, inevitable. The odds of winning the Texas Lotto, picking 6 numbers out of 50 correctly,
are nearly 1 6,000,000 to 1 ; since its inception in 1 992, 284 people have succeeded. How many times
must we release infected shrimp pond waters before an exotic virus becomes established in our native
shrimp? How many tons of diseased shrimp products must we. import before we have an epidemic?
Why must  we gamote ai an?

The  most important numbers are those which are completely missing. After a virus outbreak in a  grow-
out pond, how long must a producer wait before new post-larvae can be safely introduced into that
same pond? Can  they be introduced safely without .disinfecting the pond? Can a sizeable pond ever
be truly  disinfected? Can  the wash  and wastewater that results from processing frozen diseased
shrimp transmit viruses into the receiving environment?

The  ecolacy filter - asking the ecologist's question "and then what happens?" - has pretty much
been ignored.  While the  report is  concerned  about shrimp viruses being  transferred to  other
crustaceans,  which would act as a reservoir to re-infect shrimp populations, the potential impact on
the  estuarine and near-shore marine ecosystems has been neglected. Shrimp are a major force in
nutrient recycling  and a prime forage species for numerous other organisms. A major decline in shrimp
populations would have  widespread  "and unknown  direct, indirect and  cumulative impacts on
ecosystem structure and function.

As the risk assessment proceeds, the work group must consider the relative risks of being wrong.
There are two extreme viewpoints being promoted. The shrimp producers want to continue to import
exotic shrimp and  their  associated  viruses, and  experiment until  they  "get it  right."  Some
environmentalists want to  cease the importation of exotic shrimp and diseased shrimp products (my
personal preference). If I am wrong,  the  consequences will be that a few  shrimp  producers  were
prevented from making a profit, if any, by raising exotic shrimp species in the U.S. But if the shrimp
producers are wrong. The consequences may be mat one or -more exotic shrarop viruses are u-troduced
into our  native penaeid shrimp populations, or other crustaceans, with widespread but  essentially
unknown impacts, perhaps havoc, in our coastal ecosystems. In my opinion, the consequences of
these viewpoints  are totally out of balance. It is the potential environmental and economic havoc that
may affect thousands of shrimp fishermen  and  wild shrimp processors versus a few dollars  in the
pockets of a  handful of shrimp producers.

As you assemble  the risk assessment task force,  it is essential that you include an epidemiologist and
an ecologist on the team

Sincerely yours,
 Robert W. McFarlane

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    07/25/97     20:47
07/25/1997  09:27"   7705526577
7705526577
            INTERAG
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-------
                  Presentation to JSA Shrimp Virus Regional Stakeholder Meeting
                                       July 15,1997:              ..
       .                            D.C. Cannon, President
                                    Edisio Seafarms, Inc.          I

        I represent Edisto Seafarms, Inc. also doing business as.Edisto Shrimp Co. of Edisto
  Island, S.C. While incorporated, we are essentially a family farm operating, when we can get
  stocked, 140 acres of ponds. We're operating on the semi-intensive model using mechanical
  aeration and manufactured feed. Contrary to what has been published, the feed cannot be a
  source of virus.  Our markets are primarily wholesale.

        We employ 15 people, some are biologists and other professionals and the rest skilled
  labor. Our payroU is a substantial portion of our operating expense. We are proud of the fact
  that, absent viral attacks, we can and do successfully compete head-to-head with shrimp farms in
  the third world.

        Last year we experienced a devastating attack of TSV made worse by having to operate
  on very limited water exchange. It has,been a struggle to finance this year's operation after the
  losses of last year. The availability of disease-free or disease resistant stocks has been the major
  impediment to our success since we began farming ten years ago. In 1996 we were constrained to
  receive SPF shrimp from two hatcheries, both supplying vannamei. None of this stock had any
  significant TSV resistance and both hatcheries were located in areas where TSV was present in
  1995.  One of these hatcheries became re-mfected with TSV which caused all our ponds to
  become infected with the result that we experienced 13% survival and a financial disaster.

        Two department heads at the SC Department of Natural Resources have testified under
  oath that no indigenous shrimp has been tested positive for TSV to date and the  1996 and 1997
  shrimp harvests appear to be normal. The effect on the wild from the 1996 TSV outbreak
  appears, therefore, to be undetectable.  To avoid a repeat of this financial disaster and possible
  ecological threat in 1997 we decided to stock P. stylirostris which has the reputation (well
  founded as it turns out) for high resistance to TSV and a superior growth rate. What is needed is
  a stock that  is both Specific Pathogen Free and Specific Pathogen Resistant.  The stylirostris
  looks like a good candidate.

        We shrimp fanners, in addition to our desire to be responsible stewards of the
  environment, are vitally interested in a better understanding of shrimp viruses just as any livestock
 producer is interested in the health of his herd.  We have several incentives that go beyond that of
, the turkey or chicken or beef producer.
                •                                  ',»•'.                 •
     .  1) We are not compensated if we are required to destroy our crop because of disease.
  Other farmers and ranchers are.. As a condition of our permit we must hold the regulators
 harmless for any of our losses resulting from their actions.                         .  •   ,
        2)  Because we raise a creature which is similar to those found in the wild we are subject"
 to unsubstantiated speculation in the press as to the effect of pond viruses on the wild population.

-------
                                           2.
 The effect on the population of wild turkeys is never mentioned when an epizootic of farmed
 turkeys makes the news. Why, I don't know. One recent article in the local paper is a good
 example.  A local official was quoted as saying "We would never ignore it" she said of viruses
 that have killed shrimp in this state. The truth is that shrimp in ponds have been killed in the state
 but no evidence exists that any of the local wild species have been killed. But that's not the
 impression the average casual reader comes away with. These are the kind of loose statements
 which create a false impression that the farms are killing wild shrimp and give shrimp farming an
 undeserved bad name. We need to get at the facts to stop this speculation.

       In a tank study at Texas A&M in 1995, P. vannamei, the former pond species of choice,
 survived at a rate of 5% being fed TSV infected tissue whereas setiferus, our local white shrimp,
 survived at 90% and browns and pinks survived at 95%. This means that the basic susceptibility
 to TSV of all our local shrimp is very low. This fact taken together with a low susceptibility
 species, stylirostris, being grown in the pond plus the feet that shrimp are at the bottom of the
 food chain and are the natural prey for just about everything in the water means that the exposure
 for viral,spread is low. This combination works to everyone's advantage, the recreational and
 commercial shrimpers, the  regulators and the fanners.  This strategy is worthy of investigation.

       We are not aware that the wild shrimp population in the Gulf is  down after three years of
 TSV hi the Texas ponds. As to the effect of the 1996 SC TSV episode, from the looks of the SC
 white shrimp catch chart the shrimp catch is going through its normal swings and from what I
 hear *97 is expected to be an "up" year as the chart would predict.  Even the "deadly white spot
 virus" does not .appear to have made an impact on the trawl catch if you look at the trend from
 1988 on..

       If you want to look at it this way we have been living in the midst of a giant bioassay
 experiment if we can just find a way to analyze the data we already have. Intensive shrimp
 firming has been going on in SC since 1987 with various viruses (we know of IHHNV) present
 and giving slightly reduced yields in the ponds yet I know of no IHHNV being detected in the
wild stock and certainly the wild catch has only increased in this period.

       The practical effect on the wild has got to be the final criteria in any studies that are done.
The data from the catch in the Gulf should yield good information as Gulf processors, US and
Mexican, have been importing frozen foreign pond shrimp, thawing it and reprocessing it into
different forms and not until recently have controls on their waste water discharge been imposed.
Probably the Gulf has received a big dose of virus over many years from that source.  A study
made of the effect of this source would go a long way toward determination of whether the wild
can be contaminated by the available land based sources of viruses.

       It's fine to do the science that determines whether or not a species can be infected and to
what degree of susceptibility by a particular virus by injection on per os introduction. That's

-------
                                            3.
 necessary and requires a high degree of skill.  But it's a harder job to determine what the, effect of
 a variable dose of virus from a farm, delivered by unknown vectors is on a wild population which
 is also subject to mortality from weather, pollution, predators of all types and to recreational and
 commercial harvest.  That's a hard one but that's the question that needs answering from the
 farmer's point of view.                              ,      ,

       Right now we're in the position of being faced with the press asking: "What is the effect
 of/these deadly exotic viruses coming in with imported postlarvae? It might be devastating to the
 wild!" The official answer at present is "We just can't say because we just don't know".. The net
 effect on the farmer is that'the regulators issue super tough restrictions on importation permits
 and if viruses do appear react in a way that threatens any surviving shrimp with death.

     . • Shrimp fanners need the threat quantified to end this speculation.  We cannot continue to
 exist in this atmosphere of fear and ignorance. The processing industry likewise needs this
 question quantified: "can the virus be spread to the wild population by particles of infected shrimp
 that can pass through some practical sized mesh through which their effluent may be screened?
 Can the virus particle itself live outside a host and be transmitted to wild shrimp? How does the
 disease spread in the wild under natural conditions?                    ,

       The natural tendency, of the regulatory body in the absence of any real knowledge of the
 magnitude of the threat is to say to the farmer, "no virus will enter the state through importation
 of postlarvae" This might look good in print but in the real world if this means that the postlarvae
 also have no resistance to any virus we are leaving the state wide open to another widespread
 viral attack which is not good for anybody.  This is exactly what is happening in Texas as we
 speak. Texas has mandated the use of SPF vannamei or native species only and a TSV outbreak
 is under way started from some unknown source. There are lots of possibilities for the source but
 the bottom line is if they were using a resistant species the problem would be minimized. If the
 mortality due to TSV were 5% rather than 90% would you even know that you had a problem?
 30% is considered a normal and acceptable mortality with healthy SPF stock. This leads to
.another good candidate for study: dose sensitivity of the wild stocks.  How much virus
 concentration is required to create an effect on the wild stocks?

       Remember that the farms are not the only source of virus.  The White Spot Virus now
 found in wild SC setiferus could not have come from the farms but possibly was here as early as
 1988. Every shrimp pond in the state was tested  repeatedly in 1996 for every virus of concern
 and the only one present was TSV:                   ,

       Yes, there are lots of practical viral questions to be studied and we farmers want them
 studied. We simply ask that you keep the studies focused on the practical effect on the wild and
 look at all sources and vectors of virus while you are at it. And we need to quantify the various
 sources with respect to the whole problem, if there really is a problem in the wild.

-------
                                            4.
We farmers know there is a problem with virus in the ponds and we hoping there will be some
fallout from these studies that will benefit us in our battle with the viruses, the regulators and the
press.

-------
     0SX21/97      03:38             .. 9562339779          •    •     •
AUG-20-97 WED 14M3   ,   HARLINGEN   SHRIMP  FARMS    FAX NO.  9562339779          .      P;02
       «   :                             f

                     HARLINGEN SHRIMP FARMS, LTD.

                                                                              PAX,2,0, 233*779
       Shrimp Virus Stakeholders; Meeting, July 23, 199?                     '      '•.'•-
       Aquacuiture Industry* Perspective        '
       Fritz Jaenike, Production. Manager'

       _   Hariingen Shrimp Farms, Ltd., .(formerly Laguna Madre Shrimp Farms, Inc.) has been
    -  in existence for over  15 years..  Our farm was one of the first shrimp aquaculturc venture,  ,
      .established in the U.. S..  As bne of the pioneers in the industry we have endured, and
       continue to endure, the challenging times that any new industry goes through to become
    ,   consistent and sustainable.  One of the more challenging obstacles to overcome, has been
       vira, diseases, however almost rivaling the viral challenges has been the pressures from
       opposmg interest groups and misinformed public on regulators.    •                       '

          Shrimp viruses have impacted  the shrimp aquaculture business for over a decade and an
     -.enormous amount of effort has'been devoted to virus detection, identification and
       determination of transmission pathways in order survive as a business when they occur
       bmcc viruses can have devastating effects on the culture of bfcrimp, the farms find ways to
       adapt or they fail.  One of the most straight forward ways for aq'uaculturists to prevent a
      virus disease occurrence is to avoid introducing viruses in the first place.  This management
      strategy has been a way of Hfe for the U. S. shrimp farmers for years, and it's ironic that
      virus introductions have occurred despite' efforts, to stay virus free with the  use of specific
     •.pathogen free (SPF) starter populations.  Our industry has been the victim  of incidental
      VJTUS infections in which the sources have not been identified. Without a clear '
    •  understanding of the  sources of these virus introductions it's more difficult  to guard aeainst
    .  their occurrence.                   ,    ,                                 '  '  '

         . The use of species or .strains of shrimp which are resistant to virus in'addition to being
      T - Y\Te W%1C° proceed wh?n ^^ntal viral introductions cannot be controlled.  The
     •y..w. Manne Shnmp Farming Program has devoted considerable resources to the -
   -   aevel"^.c^ °LSP? srrains of Feaa^ vannamci which are resistant to taura syndrome
      virus (1 i>\ }  .The Texas shrimp farming industry is very supportive of these efforts, however
      developing these P. vannamei strains are a work in progress taking years to  accomplish, with
   :.  no guarantees on the, degree of TSV resistance.  Until a proven performance on TSV
      resistance is demonsrroted with these selected stocks, risks  remain high for farmers.

     stoc-K ^ hatchery attempted to'produce, sufficient quantities of Penaeus sctiferus to
   • stock .he HSF Bayv,cw farm as well as portions of other Texas f3rms~with7he~u"S7^?
     quarannned starter populations.  However, reproductive problems were enconacered-in the
     hatchery and commercial quantities .of shrimp, were not able to be produced. .The use of P
     scttterus remaps an option for lower intensity operations and requires more research and"7
     proauction trials.  The development of selected, SPF populations V P. sctiferus will be the
     cornerstone of continued'work with this spedes.'       '      '   •           ^-        • •'
                            ROUTE 3 BOX 3OOK CENTERLINE ROAD
                                   LOS FRESNOS, TX 78S66

-------
      08X21X37     03:39               9562339779
AUG-20-97 WED 14:14      HARLINGEN  SHRIMP .FARMS    FAX NO.  9562339779               P. 03
       Shrimp Virus Stakeholders
                                                                      page 2








      Department reuses to allow it* importation. I have spent two years compiling infor
      whtcn supports mat the importation .**. **—
                              U ?C t^13 hrms °n the "PP" coastal bend «f Texas have
             ^                 th? L^-nnamel ^^ and h°Pe ^ trvivUs «fll .still be
      bTn lftll    r  °r ™ f ? °fitS' SKrimp fanns in the ^ Grande Valley have not yet
      been challenged xv:th TSV this year, but all fingers are crossed. Its a risky situation
                      Comment on the Accuracy of the Shrimp Virus Report


     Aquacuiture Section 3.2.1
     fecil™ r! Wo'                           an,      °CCUrre  « T«« aquacukure
     taoii es zn JW6. Dunng 4996 oioassays and several analyses were conducted on
                      ae samc faciiity which Kad been di
     nott*c                           enifieS fadlities °r -Dividual shipments of
     POStlarvae, there w a routine diagnostic program conducted by the HSF hatchery which has
     been renewed t>y the world's leading shrimp Pathologists and bears


     Shrimp Processing Section 3.2.2
    Pemma. communicaoon with Tim O' Kccfc, Rangeil,

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    08/21x97    03:40'    ,   .'    9562339779                       '   '


AUG-20-97 WED 14:15     HARLLNGEN  SHRIHP  FARMS   FAX NO. 9562339779           p.Q4
     Shrimp Virus.Stakeholders       .          . '  " "  '   .    '

         -  ,  -•  .        ;          • '      '     •        page 3
     Viral Stressors 3.3                               •     .




















               "            eC nari« "    =P^ « «=T wlcSnt of MH^ vims.
    ^'sLSs «^£^fe£mri!
    done numerous evaluations'of the TSV srjsr-^HK,-!-^. ^o   -r     j  tn.. nor nas
    ^e, ^ a.,. risk „ tto spci ^^r^fe-t-sss ssr
    ll 199?f           S  ?ne n conjunaion ^th ^^ A & M  ^v^si y ^^^  t












    2. -   . Pond production trials were done in 1995 by HSF in which millions of P «*,-*««
           l"6 HSF E^™-* '*'•* Stocked exclusively with R setif


                                    HSR

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      88/21'9?     03:41     •  .         9562339779
AUG-20-97  WED  14:16      HARLINGEN  SHRIMP  FARMS    FAX NO.  9562339779                P. 05
       Shrimp Virus Stakeholders                                         *-,,* &
                                                                     ••    page "s


       Wild Shrimp Populations 3.7-1

           This section has statements which arc negative and subjective concerning aquaculture.
       The statement "It is possible that viruses have been present at low levels in wild populations
       witnout causing  observable disease incidents, but aquaculture conditions potentiate the
       development and spread of disease" is negative,  it's true that aquaculture operations are at
       most risk from endemic viruses which are at low levels in the environment. To imply that
       aquaculture is "spreading" disease in this situation in which an incidental infection occurs is
       very subjective.
         t     assumPtion chat L stylirostris in the Gulf of California suffered mortalities from
       1HHK virus is a correlations but not a conclusion. There appears to be several additional
       stressors which could have contributed to the decline of this fishery including high fishing
       pressures and poUutipn.  The source of IHHN virus is implicated as aquaculture, when the
       opposite theory  is just as likely. Virus in the natural fishery may have been the source os
       virus which caused an epidemic in the aquaculture operations in  that areas.
                    Comments and Recommendations
      Add in retailers as Stakeholders

          In the discussion of potential pathways for virus introduction to the U. S.5 the retailers
      are not even mentioned. The importation and distribution of raw, frozen shrimp by grocers
      and seafood restaurants occurs independently of any processors and represents at least as
      significant of a pathway to municipal dumps, waterways and other pathways.

      Maintain  Aquacuku're as Stakeholder at Risk

          The tide of the report by .the JSA shrimp Virus Work Group is an Evaluation of
      Potential Shrimp Virus Impacts on Cultured shrimp and Wild Shrimp Populations in the
      Gulf of Mexico and Southeaster* U. S. Atlantic Coastal Waters,  in the "Collaborative '
      Activities" section it's stated that stakeholders and risk managers are to collaborate and
      cooperate  to assure the viability of the U. S. shrimp aquaculture industry amon* other
      stakeholders. Yet under "Management Goals" a statement is made that the focus of this
      report is on the_ impacts of pathogenic viruses in wild populations of shrimp. Why is the    '
      focus^removed from the impact of pathogenic viruses to the aquaculture industry?' By the
      time "Assessment Endpoints" are discussed on page 18 of the report all focus is on wild
      populations and  aquacuhure is not even mentioned as a stakeholder at  risk.

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     08/23/37    03:41   '.   .      9562339779     '       •

AUG-2Q-97. WED 14:16     HAIJLI-HGEN  SHRIMP  FARMS    FAX NO.  9562339779             p. 06
      Shrimp Virus Stakeholders
                                 '   •     ,     "      "'.'''"    page 5
      Maintain Objectivity
      LS't^s t^s^cSi?^^: S m±e2 h^r£?t^S^se
                                         ^^^

           One of the best outcomes of jhis risk assessment eflbrc would be to'
            Sn': 'K en& inf^-^ *^Jing viral epidemioiogy 'then us
                 "  S" f reaUStiC »?W«W recommendations. Hxe shrim  quacuiture
                 T" Jf Orinaa0n t0 hase b^iness Management decisions on and L
                    m*  ati°n f ^ logical and ^aningta resource management  ;
                                                 ^ -pponman^L demons
     easy «> put heavy restrictions on this industry to pacify .extremi or private
     References
    ••Erikson H. S.. A. Lawrence, K. Gregg, J. Lot-  and Dr. McKee. 1996. 'Sensitivity of

       •   Penaeus vannamci. P. vannamci TSV survivors and Perseus seti
                                                    water; and Sensitivity to

          rroiect L^V-=<; ACT-;,-,.;,.,,  c    •   ^  ^            aztecus.  Shrimp Mariculture

          v£Z£Z g£  "' ^P*™-" Smi°n- TeXaS A&M •P-"""!' Svste-,


    O'Kecfe, T. 199? Persona! communication.  .          '   •       '          '

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       07X14X97
23:33
                                                                                                let   3
 C R. (CORNY) MOCKJuty 14, 1997


  \
 AQUACULTURE
 38 W. DAKSBY
GALVESTON. TEXAS
U.S.A  7755 i
       744-1172
F f4tW) 74H-02M
 Mr. Jerome Ehrbacher
 Office of Industry & Trade
 NMFS                                         ..-•'•
 Room 3675. SSMC 3
 1315 East-West Highway
 Silver Spring,.Maryland 20910

 Fax 301-713-2384

 Subject: Comments to be presented at the Shrimp Virus Stakeholder Meeting. Brownsville.
 Texas. July 23,1997.

 Dear Mr. Ehrbacher:

 With regards to the ISA Shrimp Virus Work group,  "An Evaluation of Potential Shrimp Virus
 Impacts on Cultured Shrimp and Wild Shrimp Populations in the Gulf of Mexico and
 Southeastern Atlantic Coastal Waters,"  page 44,3.7.3, Aquaculture Effects.

 Concerned that shrimp fanners in the US A'were restocking Specific Pathogen Free shrimp of
 High Health into the same diseased ponds over and over again, with " NO DISINFECTION"
 practices. I wrote Aquaculture Disease Specialist, Dr. James Brock for his opinion.  Please note
 Appendix 1 ( Oct 13.1992 ).

 "If you stock SPF shrimp into a contaminated pond the Rhrimp can be expected to become
 infected."

 At the recommendation of a USMSFP agent, I wrote to Dr. Donald Lightner  and did request and
 receive a copy of the paper: Shrimp Facility Clean-Up & Re-Stocking Procedures.
 •fey: T. A. Bell and D. V. Lightner, July 1992, pp 1-24, ( Appendix 2: cover page), I have taken
 the liberty to copy the first paragraph of the introduction of this paper for the readers benefit.

 Parti. Clean-Up Procedures

 Introduction-5—
 Marine shrimp farming, like any type of animal husbandry, is subject to instances of high animal
 mortalities caused by highly infectious disease organisms. Many of the infectious agents, in
 particular viruses, seldom respond to treatment of any type and thus the only proven means of
 control is total clean-up fTCTJ) or the complete eradication of all existing stocks followed by the
 disinfection of the entire facility.  Such measures are inherently quite drastic, but have shown to
 be effective.  Such procedures may all be in vain if adequate measures are not undertaken to
 assure that the same or similar disease organisms are not reintroduced into the disinfected
 facility.

 Much to my alarm and confusion, although this report has been  submitted and recommended  to
 a number of Texas State agencies for adoption, it has not. How long must this "SHOT GUN"
 approach to shrimp farming in the USA continue ?

 Thanks for your time,    4^^$

 C.R.  "Corny" Mock
 Aquacuiture & Environmental Specialist to the Texas Shrimp Association

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     07/14/97
             23:35
                             STATE OF HAWAII

                   ^^^l^^^^1 SOURCES
                         • 335 MEftCKANT STREET, I
   October 13, 1992
   tir.  Corny Mock
   Aquaculture Consultant
   38 H.  Dansby       >
   Galveston, Texas  77551

   Dear  Cprny:
lines ycu -requested.   I 'hope this

     I have li.sted  below  several *aan«*-lr-
SPF in domestic  animals that you
library.  Read through these ££
of the role and  .echlnics ot IP!
                                                          concerning

                                                     °  °btain froa *
           .
  or practical  for all applications.   « you WD
  limitations, of  an SPF.. approach,  y6u can select
  ue may be  desirable.   Please
 , Sincerely,
  •7eses A. Brock/ D.V.H.
C  Aquaculture , Disease Specialist
  cc:  ,Mr.:John S.  Corbin

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07/14/-97
23:35
             Shrimp Facility Clean-Up

                          and

              Re-Stocking Procedures
                         prepared by

                     THOMAS A. BELL
                            &
                   DONALD v. UGHINER

                  Department of Veterinary Science
                          192015

                    Cooperative Extension
                    College of Agriculture
                   The University of Arizona
                    Tucson, Arizona 85721


-------
 ., 744-1172
09) 710 0361

-------
^x,°
             MEMO
                             "D.c
    \z
SOUTH
                    u
         1.1
     16

-------
Mock, C.R. "Corny." (1992) To import or not to import: that is the question!
      In: Memorias I Congreso Ecuatoriano de Acuicultura: 7-16,
      Ecuador: Escuela Superior Politecnica del Literal, ISBN-9978-82-400-6.

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dUL'~15-97 TUE 11:00
               ZEIGLER BROS,INC
               FAX NO. 7176774323
P.
                                     ZEJGLER BROS., INC. • P.O. BOX 95
                                     GARDNERS, PA 17324-0095* 717-677-S1S1
                                     TOLL FREE 800-S41-55CO«FAX 717-577-5326
T0;
     PROM:.

     SU3J:
TELEFAX MESSAGE

      	    FAX NO: V^S' /

             DATE:;	'
                                   TOTAL PAGES:
                                                                1 1 Q
                                                           -A%LJ?3
                                v >   1  We a

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JU1M5-97 TUE-11:00   '  ' ZEIGLER BROS INC           FAX  NO, 7176774323              P. 02
     This response is directed to the issue or question, "Can viral diseases be transmitted
     to shrimp by way of the feed?" Atthe time of the preparation of this, response, time
     limited the amount of serious investigation that could be made, but in checking with
     responsible, technical people on the staff of the American Feed Industry
     Association, we were able to learn the following, which is summarized below.
              f                           ;      _  '    ' ,         t
                                                      •                      -    **
        ,   There is little, if any, work known dealing with both scientific studies and
     interest as to the transmission of viral diseases by way of feed and no known
     evidence in the literature could be identified.  Most of the work concerning the,    '.
     transmission of disease by way of feed has been focused on the transmission of
     salmonella through the feed to the animals to the humans. Since salmonella is
     ^ubiquitous to the environment and contamination can1 come from many sources, we
     have learned that there was only one scientific report feat linked feed salmonella to .
     human sickness.

           The degree to which any potential disease organism could be transferred
     through the feed will be influenced to a large extent by the processing procedures
     used in the manufacture of the feed. In the United. States, we would estimate that
     99.9% of all prepared shrimp feed is processed into particles or pellets that is
     subjected to temperatures of 170 °F to  280°R  Most feeds would be subjected to
     temperature of 190 °F to 230 °F. There are volumes of evidence that indicates that
   '  the processing of feed at these temperatures reduced'the total bacteria count by a
     factor of 10-20 .and if salmonella was present prior to processing, this organism
   •  would be destroyed under the processing conditions described. Duringthe mid-
     1960's, eight trials involving 25 feeds, 14 of which were known to contain     '   •
     salmonella, were conducted to determine the effect of pelleting on salmonella

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JUL-15-97 TUE 11:01      ZEIGLER BROS  INC           FAX NO.  7176774323              P. 03
     organisms. In four trials, the meat meal was positive for salmonella at the time feed
     was manufactured. In fee other four trials, the meat meal was negative.  After the
     pelleting process was completed, all 25 samples were negative for salmonella. Li
     the Land Olakes studies (1965), 102 pelleted and granulated turkey, hog, and
     chicken feeds were tested. No viable salmonella organisms were recovered from
     feeds that were pelleted or granulated.  It is assumed that harmful viruses would
     likewise be rendered inactive, but documentable evidence was not located prior to
     preparation.

           If we are asked to prove that feed is not a .vehicle for disease transmission,
     we must respond, by saying that we are unable to do so because it is impossible to
     prove a negative. So it is perhaps best to list feed among the many other possible
     transmission agents such as people, vehicles, the wind, the rain, dust, and the many
     other hundreds of possible vehicles that could be linked with disease transmission.

           We are pleased that the agency is initiating these studies to measure the
     degree and scope, of ike problem in the United States, both on it's effect on
     aquacultural shrimp rearing and the impact upon the shrimp population in coastal
     waters.

           Unfortunately, we believe that the study should have been done about 15
     years ago, before the magnitude of these problems arose. Due to the fact that
     diseases are now emieniic worldwide at varied levels of intensity, we suggest mat
     mother nature, serious scientific exploration to find solutions, along with
     reasonable regulations are the best long term solutions to the problem.

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JUL-.lb-yf  lUt  ll'UZ  • - •  ZtUiLhK BKUS" 11*7      •   '  hHX NU
           If we are to quarantine and restrict the importation of shrimp for aquaculture
     purposes for fear of disease contamination, we must, therefore, because of the same
     reason, restrict all shrimp, shrimp by-products from importation into the United.
     States, plus we must also restrict the movement of any vessels, cargo, that conie in
     contact with the waters and coastal environments of countries with severe shrimp
     disease infestations. This, of course, would stop the importation of shrimp into the
     United States and severely, curtail the movement of freight .among many trading
     partners. But we believe that this is the reality of the situation.

             6_k
     References:      •   ' '           ". '         '   •     '•••''..•    ,      -
     Crane, F.M., 1973, Effect of Processing feeds on molds, salmonella, and other harmful substances
     in feed in Effect of processing on the nutritional value of feeds, p. 72-90, National Academy of
     Sciences, Washington, D.C.              v                                 '

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MflCGRflTH                     Fax : 515-466-9280            Jul 23 '97 20:26 P02
   Snrimp Virus Stakeholder Meeting
   Fort Johnson Marine Resources Center
   Department of Natural Resources
   Charleston, SC.
   July 15,1997.

   Statement by W.S. MacGrath, Jr. PhD.

    HISTORY OF P?nMns vannamti IN THE UNITED STATES.

          r am a serai-retired shrimp fanner and have been involved in shrimp farming
   since 1971  My first experience was with Ralston Purina and laierwimShnmpCufture
   ?^ The eityobjectivT&en were to develop commercial shrimp fenmngm the United
   Stetesandto identity species of shritnpthat wodd demonsttate^mmen^en^ at
   that time in ponds. The initial shrimp tanning studies were earned out at Crystal River,
   Florida, in function with the Florida Power Corporation. The local species were
   studied first but were found to be inferior in typical commercial pond conditions
          In early 1973, * matted g«iaen* vatmamd female shrimp was sent to tne
   Crystal River fecility from the pacific const of Paoama. This female produced slightly
   over 150 000 post larval shrimp. One half of the post larvae were sent to Dr. Jack Parker
   at Texas A&M university while the other half were stocked in a quarter acre pond at

    °     TheTcsults at the Crystal River site were, to say the least, spectacular yielding
    total heads on yield of 1,050 pounds or slightly over 4,000 pounds-per acre. Smwlar^
    results were obtained at Texas A&M although the yields were only shghtly over 2,000
    pounds per acre. The excitement of shrimp fanning was  started, but the point J want
    to emphasize is the P«naen« vannamei has been here on a contiaaos basis particular
    in Florida and Texas siaee the early 1970's
          Now in the stale of Florida, in conjunction with Harbor Branch Oceanographic
    Institution Pewusvannamei is about to be commercially raised in a new way. When the
    baby shrimp arc acclimated to potable drinking well water, that is particularly hard,
    PenaeusvgmMmei grows and survives as well as, or better than, we find m comparable
    salt water systems. Shrimp fanning of Penaeus vannamei  can now go inland away from
    high priced sah water property. Tf the industry evolves as anticipated, Florida could easily
    add 15 to 20 million pounds to me United States shrimp fanning industry m the next
     V    *
    decade.
                        W. S. MacGrath, Jr. PhD.
                        131 Parliament Ct
                        Ft Pierce, Florida.

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aUl_-lT-9T  THU 03:44 PM STEVE  KERCHNER ,          80S 98&  0801          P.O1
                      t^f-v-
      Good morning.
         I  had to smile seeing that I'm on the agenda as the
      Wild Fishery Industry Representative.  That's  an awfully fancv
      name for a South Carolina shrimper.                          *

         As this is a NMFS function,  I  do thank them for setting up
      this public meeting.  I hope their interest  in this virus
      issue is a departure from an earlier more cavalier attitude
      towards imported shrimp stock and their attendant diseases.

         I'm sorry Andy Kemmerer isn't  here,  he's my favorite NMFS
      adversary.
                   l«*ter to NMFS I said rather than attend another
           public meeting here  in Charleston, I'd stay home in
      Beaufort and speak to a brick wall. I'd save myself the
      99 minute drive and the wall would be only slightly less
      receptive to a fisherman's comments.

        But, I was asked to represent my fellow fishermen; and
      I consider it an honor to do so.

        All the fishermen with whom I've spoken are increasingly
      worried about these viruses. Aguaculture world wide is
      crashing due to infectious viruses. I should like this as it
      helps the price situation, but I don't.

        The viruses seem to have found a home here in South
      Carolina. Last summer we had Taura in supposedly pathogen
      free stock,  in January we had Whitespot or similar at
      Waddell,  and now we have Taura in supposedly pathogen free
      pathogen  resistant stock.

        This is not a good trend.

        The viruses seem to be doing guite well  at  leaping presumed
      parameters of behavior and occurance.

        I  was here  in this  auditorium  in January, when Dr.  Paul
      Sandifer  announced the discovery of Whitespot virus  in native
      white shrimp  at Waddell. I won't soon forget the worried look
      on Paul's face,  or the worried looks on several other
      Fort Johnson  staff that day.

        The major concern we  fishermen have, of course, is having
      Zur?S«S infect  our wild, shrimp populations. We were once told
      that Taura doesn't affect  our shrimp. I've spoken with
      Dr.  Jeff  Lotz who  has published  a  study that shows, as
     ,1  understood him to say, Taura can infect our native species.

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      JUL.-1T-9T THU 03I4-S PM STEVE KERCHNER           SQS 9S6  0S01          P.02-


M   '
**
              This  was  in a lab,  but the shrimp did come down with the
            virus.

              We know,  of course, that Whitespot or  Whitespot-like, if
            you will, can kill our white shrimp.  It's been said that we
            don't have  evidence of it doing so in the wild.       :
                                                     •!

              This  reminds me of a little set-to we had in Beaufort Co.
            with the mosquito control people.  They were spraying
            malathion from a plane to kill mosquito larva in the marsh.

              We had a  meeting with them,  they sent us a genuine public
            relations professional. His first  reply to any question was
            some variation of,  "Now that's a good question,  I'm glad you
            asked..."
                                          i     -
              He told us that they had checked creeks several times after
            spraying and couldn't find any dead shrimp.  I said,  to
            myself,  "We.ll chowderhead, that's because you aren't as
            smart as the croakers, trout,  bass,  and crabs in the creeks."

              I've  read that one symptom of these shrimp viruses is
            sluggish behavior.  How long is a sluggish shrimp going to
            last in a creek?

              I can't say that I've seen any hard evidence of a drop in
            shrimp  production  from the southern area of the state due to
            shrimp  virus. There does seem to be a slow steady decline in
            production  from the two southern sounds. This is an area of
            intense growth and development, there may be factors from
            that involved.

              Shrimp, of course,  is an annual  crop,  'and variations from
            year to year are the norm.

              Do keep in mind that the waters  of this state and the
            marine  resources therein belong to all the residents of this
            state.

              Given that the viruses are said  to be in our waters,  given
            our various aquaculture facilities use these waters,  given
            the viruses seem to flourish in the denser populations found
            in the  shrimp ponds,  I think the utmost in caution is
            warranted.

              It is my  fervent hope that our shrimp mariculture-
            facilities  not become virus mariculture facilities.
                                       Steve Kw-hner
                                       .,        .    ...     .  .
                                       St. Helena, 5C 29920 ' \  I     .     .  Fax986-0801
                                        '               " emaa wwier@hnrgray.eoin

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                             .  NMFS MEETING                  -
                        CHARLESTON, SC, July 15,1997

 " An evaluation of Potential Shrimp Virus Impacts on Cultured Shrimp and on Wild
Shrimp Populations in the Gulf of Mexico and Southern U.S. Atlantic coastal Waters.'

                  A brief statement on the risk assessment process
                                  ••,  fiy       •     -..-'    '  .  .    '
                      Rolland Laramore, Shrimp Pathologist*
It is imperative that the Joint Subcommittee on Aquaculture, formed under the auspices
of the President's Office of Science and Technology Policy rely on good Science and
Research for their decision making as that used by some of their workshop sponsors;
NMFS, USDA and the EPA.

To reach those high standards more care must be exercised in reporting observations and
hypothetical statements as scientific fact. Such statements as "In fact, the impact of one
virus on a wild shrimp fishery in Mexico has been documented." The "proof given was a
decline in the harvest of P. stylirostris in the Gulf of California, being attributed to JHHN
virus. No references were made available to support the claim. It was further stated that it
took 7 years for recovery  to begin.  I  seriously doubt that these claims can withstand
scientific scrutiny.-

When TSV first entered Honduras during the rainy season of 1994. Shrimp  Culture
Technologies,  GRUPO Shrimp Farms and ANDAH> the shrimp fanning association,
closely followed the event. A paper was given by Dr. Laramore, a guest speaker, at the
IV Central  American Symposium on Aquaculture, held in Tegucigalpa, Honduras April
22 - 24,1997. It was predicted by some that the wild population of P. vannamei would be
devastated. A survey of wild postlarvae catch based on the number of animals caught per
man-day effort (the  most reliable method of determining the  population) increased
significantly over the next three years. Because of climatic conditions, the postlarvae did
riot show up as early as normal, however, data from a group of farms indicate that the
larvae showed up in June of/this year in record numbers.              '

If the same logic were applied to this situation as in the Gulf of Mexico one would have
to conclude that TSV in some miraculous way improved the population. That of course is
ludicrous, and so is the blaming of the decrease in catch ha the Gulf of Mexico without
clinical  evidence that an epizootic ensued.  One  of the hardest lessons for  students  of
biology to learn is that correlation does not constitute cause and effect. A number other
factors must be considered and eliminated one by one.

My point is we cannot have a scientific evaluation without doing the science.
Dr. C. Rolland Laramore is currently Director of the Aquatic Animals Health Labs located at Harbor
Branch Oceanographic Institution, a joint effort by HBQI andBonney, Laramore & Hopkins, Inc.

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                    SHRIMP CULTURE IN HONDURAS
             FOLLOWING THE TAURA SYNDROME VIRUS

                                C. Holland Laramore
                      Shrimp Culture Technologies, Ft Pierce, FL 34946
  Abstract. - Hie Taura Syndrome Virus was first diagnosed at GMSB in Honduras during April of
1994. However, based on verbal reports, TSV may have already infected another farm a few months
earlier. It is unlikely that TSV had entered Honduras prior to 1994. It would have been difficult to
miss considering the devastating nature of the disease. This paper discusses the impact that TSV has
had on some shrimp farms in Honduras and the steps taken to "Live" with TSV. Evidence is also
given for the emergence of a wild population having increased resistance to the lethal effects of TSV,
approaching the pre-Taura era. Laboratory postlarvae continue to suffer the same high mortality
rate as experienced in the beginning.
       The results of a number of studies directed toward determining viral transmission routes,
survival trends in the ponds and effects of salinity on the mortality rate are reported. The results of a
survey of the wild adult population caught off the coastal waters of countries neighboring Honduras
will be presented and discussed. Also, the use and appropriateness of an LCJ0. TSV challenge
protocol to estimate differences in susceptibility of various strains of P. Vannamei to TSV infection,
              TSV Impact
Sixrvival
   During  1993, the year  prior  to  the
 confirmation of Taura Syndrome (TS) in
 Honduras,   GRUPO's   shrimp   farms
 experienced a record setting year, both in
 terms of survival and pounds harvested; a
 year when the farm was  stocked heavily
 with    hatchery    reared    postlarvae,
 suggesting that TSV had not infected the
 farm.    Laboratory    postlarvae    are
 considered to  be less resistant to TSV
 than wild postlarvae.
   During  1993  average  survival  in all
 growout ponds was 68%.  During 1994
 survival dropped to  36%.  The reduction
 in the  total  pounds harvested  was less
 pronounced,  however, with reductions of
 approximately 20%.  One of the strategies
 used  to help maintain production was to
 increase stocking densities to compensate
for the anticipated higher mortality. The
lower harvest density also resulted in a
slightly higher then normal average size.
   TSV spread quickly from the  GMSB
farm to the other GRUPO farms located
below  it on  the same estuarine system.
Within two months TSV was observed at
Sea Farms, the farm most distant from
GMSB  and  neighboring  the  Gulf  of
Fonseca.

Salinity effect

  When first  diagnosed  at  Sea Farms
mortality was only slightly:, higher than in
previous  years.  The  reason  for  the
reduced mortality is not clear. Sea Farms,
being situated near the gulf, has a higher >
year around  salinity than the Riverine
farms.  Also, Sea Farms stocked a higher
percentage of wild  postlarvae  than  the
other farms during 1994. It is still unclear
how much of a mitigating  effect  high
salinity  has on reducing TSV induced

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mortality. A challenge study conducted at
Sea Farms in 10 and 30-ppt salinity using
30-day-old postlarvae failed to detect any
significant   difference    in   survival
However, this study did not evaluate the
effect  of  salinity  on the virulence  or
viability of the virus due to the different
levels of salinity  over time, which could
affect the rate of infection. Survival data
of   hatchery   reared  postlarvae  was
evaluated on Gulf and  Riverine  farms
during 1996.. Survival was lowest during
the rainy  season  (May through October)
and increased with the increase in salinity
during the dry season.  On the other hand,
survival decreased on the Gulf farm as the
salinity  increased  to  the  upper  40s,
suggesting  that  salinity  related  stress,
either excessively low or high, may lower
resistance to TSV.                   ,

  40 T              •
  35--
  30-

•£ 25"
8 20-
          •   I 1 /    ill
   10-1  I     It      i   !   I
    s-IL^      !   '   I
    /i..M^9l- j. J j_. j-ll J.L  < •
      S- o  g
      CO  O  Z
                                  ' =  g>
               I Gulf I
                      I River-
-Sal.
Figure 1. - Survival of hatchery reared postlarvae
stocked in ponds on Gulf and Riverine farms infected
•with TSV.  Sal. Represents the salinity taken at the
GMSB Farm.           ,
 Regardless of the source of postlarvae,
there is a measurable decrease  in  the
incidence of TSV related mortality during
the dry season (fig. 2). A review of the
records of all ponds infected with TSV at
GMSB   indicates  >that  as the  salinity
                                             increases the number of infected ponds
                                             decreases. The percent of infected ponds
                                             ran as high  as 100%  during the rainy
                                             season,  dropping to approximately 70%
                                             during the height of the dry season. This
                                             gives little relief to the farmers, however,
                                             since the "Dry  Season  Slow Growth
                                             Syndrome"  prevents  any  increase   in
                                             production from being realized due to a
                                             reduction in harvest size.
                                             50
Figure 2. - Percentage of ponds at the GMSB farm
infected with TSV, by month, during 1996.
     f            •             •
   If, as the data suggests, the dry season
reduces the  incidence  and severity of
TSV it also raises the question as to the
mechanism involved. Is  the   reduction
related to a loss in susceptibility of the
shrimp or is it more related to a loss in
the ability of the virus to infect? If it is
the latter, is the virus more affected by
the increase in salinity, the lower ambient
temperature,  or perhaps to some other
change in  the  shrimp's  environment
brought  about  by   the   dry  season?
Understanding the mechanism  may lead
to  management  practices that  could
reduce the impact of TSV on production.


Larvae source

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   When  TSV was first  identified  in
 GMSB  ponds,  survival  of laboratory
 produced   postlarvae,   obtained  from
 nauplii of wild  captured  Salvadorian
 broodstock, appeared similar to that  of
 captured wild postlarvae. However, prior
 to 1995 it was difficult to obtain accurate
 figures on survival due to  an insufficient
 number of ponds stocked separately with
 wild  and  laboratory-reared postlarvae.
 Postiarvae  from  both  sources  were
 commonly mixed and stocked together in
 nursery ponds and  during transfer to
 growout  ponds.  Following  1994, the
 practice of stocking nursery ponds was
 discontinued  to relieve the stress of
 transfer on  TSV  infected juveniles.
 There  is  little  doubt, however,  that
 following  1994  the resistance  of wild
 larvae to TSV has increased while the
 resistance   of  laboratory  larvae  has
 remained the same (fig. 3).
Figure 3. — Survival in growout ponds indicating the
source of larvae '95 and '96.
   During 1996 when it became apparent
that wild postlarvae survived significantly
better than hatchery-reared postlarvae,
especially postlarvae obtained from SPF
Mexican stock, the farm managers once
again begin mixing laboratory and  wild
sourced  postlarvae  to  insure  a  more
predictable and uniform harvest.

Impact on the wild Population

  Fear has been  expressed that TSV, or
other lethal viruses, will adversely impact
the wild population. It was  assumed by
some  that  there  would  be a drastic
reduction in the catch of wild larvae due
to  a  reduced broodstock  population.
However, such fears are unfounded and
without scientific support.
  A review of the  records maintained on
the catch of wild larvae suggests that no
appreciable  loss in the wild population
has  occurred.  The  total  catch  of P.
Vannamei increased each year for the
past three year since 1993 (fig. 4).
                                             Month  1993
                                             Jan
                                             Feb
                                             Mar
                                             Apr
                                             May
                                             Jun
                                             Jul
                                             Aug
                                             Sep
                                             Oct
                                             Nov
                                             Dec
        19,507
        29,520
        66,849
       108,786
        47,248
        28,867
         1,338
         1,536
         4,192
         5,466
          490
          731
12,477
35,359
77,837
40,343
 4,140
 1,692
18,413
32,786
 1,323
 8,932
 4,012
 5,266
 2,948
38,442
73,265
59,223
48,195
46,902
15,621
   784
    14
 2,025
44,856
 1,852
 38,564
 29,522
189,099
 32,095
 89,410
 38,006
 14,263
  9,213
 21,091
 10,019
  6,536
  5,704
Figure 4. — The total number of wild P. varmamei
postlarvae catch during the pre-Taura year (1993) and
the three years following, X 1000.

  The  catch  appears  to  be   down
somewhat for 1997, due to unfavorable
fishing weather, although  final records

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were not available in time of this report.
(Note: Since this report -was presented it has been
learned  that  the postiarvae did not shew up in
abundance until June. The total catch and catch per
man-day effort set a record for the month of June).
 The total number of postiarvae caught
does not necessarily reflect  the number
available. Demand and the level of fishing
pressure exerted largely determine the
total number  harvested.  The availability
of larvae is more accurately  reflected by
the effort exerted by fishermen to  catch
1,000 postiarvae (figure 5).
          -1993-
-1994-
-1995-*-1996
Figure 5. — Total catch of P. vannamei postiarvae per
man-day effort, per month, X 1000.

  The ocean temperature, winds and rain
. influence when and in what number the
postiarvae will show up in the estuaries.
The El Nino effect has long been known
to  influence the number of postiarvae
produced  in the  ocean and  thus the
number   available  to  the  fisherman.
Flooding, as occurred during the '95 and
'96 all but prevented the fishermen from
sourcing  for larvae.  Also,  as the  graph
indicates the date when postiarvae show
up in abundance can vary from two to
three months.   During 1994 postiarvae
were the most abundant during March
                            but in 1996 they did not show up until
                            May.
                              As can be  seen, the  effort taken to
                            catch postiarvae is greatly influenced by
                            seasonal influences.  Perhaps  a  better
                            measurement   to    determine   what
                            influence  TSV  has  exerted  on  the
                            survival and reproduction of the wild
                            stock. P. vannamei is known to be very
                            susceptible to TSV while P. stylirostris is
                            relatively resistant.   One would- expect
                            environmental conditions to  affect both
                            species alike. However, if TSV were the
                            cause of a reduced population, its ratio,
                            relative to  other  species,  should  be
                            reflected in  a percentage reduction. An
                            analysis of  the data suggests  that  no
                            change has taken place (fig. 6).
Month
Jan
Feb
Mar
Apr
May
Jun.
Jul
Aug
Sep
Oct
Nov
Dec
Wjgys-
19(93;
41.4
55.8
58.6
62.0
35.7
30.0
13.1
17.4
13.5
13.0
20-6
23.0

•#99*-.
28.49
52.45
56.51
41.49
26.07
22.89
27.61
43.53
35.95
46.78
12.95
19.18
m$$m
^S9S
18.88
46.61
62.15
65.66
47.77
50.43
41.62
22.90
17.72
30.64
18.74
24.26
^wsf..-115'O1*;
r*$fcZS.j;
•m®S:
50.31
38.73
73.13
41.85
33.37
16.78
11.41
18,98
23.66
19.34
11.66
12.69

                            Figure 6. - The percentage P. vannamei in the wild
                            caught postiarvae by month for 1993 through 1996.

                               A study  of invertebrate immunology
                            stresses the resilience of the invertebrate
                            population and their ability to develop
                            resistance   to    disease   and   toxic
                            substances.    If this were not true, it
                            would  not  be   too   difficult  to  rid
                            ourselves of  insect pests.   Mosquitos,
                            fireants  and  cockroaches, with  which,
                            man has intentionally battled for decades,
                            prove  the difficulty. Generally, diseases

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 in   nature   are  self-limiting.   Wild
 populations are  much  less dense  than
 those  being  cultivated,  thus  limiting
 individual  contact  and  cannibalization.
 Moreover, diseased animals are removed
 from the population by predators. In the
 case of shrimp it is difficult for a healthy
 animal to make it to maturity; a sick one
 has almost no chance at all.
   The cost of diseases to the farmer and
 its   economic  impact  on  the shrimp
 industry,  as  a  whole,  dictates  that
 measures be  found to  control and/or
 defende against shrimp diseases. As with
 any fanned  crop,  where animals  are
 confined  to  close  quarters,  disease
 outbreaks will occur. Disease agents may
 be  carried onto  farms by broodstock or
 by  their offspring,  enter  through  the
 water, borne by the air, carried by insects
 or birds or even by man himself Unless
 shrimp are grown in closed, bio-secure
 systems,  viral diseases  will eventually
 find  their   way    into   susceptible
 populations.

 Survey for virus in the adult population

  Two spot surveys were made; one off
 the coast of El Salvador and the other off
 the  coast of  Nicaragua.  One hundred
 adult animals, male  and female were
 captured  and  placed   in   individual
 containers.  Each animal was tested  for
 Baculovirus, fflHNV and  TSV. Blood
 was drawn  from each  animal using a
 sterile syringe. A 0.1 portion was used in
 a dot blot (gene probe) test for IHHNV.
 Another  0.1  ml  was diluted  ten  fold,
 filtered through a 0.2 u Milfipore, filter
 and 0.05 ml was inject into each of two 3
— 4 gram juvenile sentinel animal^ testing
for  TSV. Any  of the  sentinel shrimp
 dying or showing clinical evidence of
disease  were  sacrificed prepared  for
 histological   sectioning    and   TSV
 confirmation.   Fecal material from  the
 adults were examined for the presence of
 Polyhedral   inclusion  bodies   (PIB),
 indicative of Baculovirus. Following the
 sacrifice of the adult, the hepatopancreas
.was also examined  for the presents of
 PIBs.
    The results suggest that 80%, 20%
 and 16% of the adults from El Salvador
 were  positive  for IHHNV,  TSV  and
 Baculovirus  respectively.    For  the
 Nicaragua  animals 45%,  6%  and 12%
 were  positive  for fflHNV,  TSV  and
 Baculovirus respectively.
  It appears  reasonable that  the   El
 Salvadoran  animals  would  harbor a
 greater  number  of viruses  since  the
 coastal  currents  run  North  past  the
 effluent from the Honduras shrimp farms
 before  reaching  El  Salvador.   It   is
 anticipated that  since the coast Ones of
 these countries are relatively  small,and
 the migration and mixing  of the animals
 off shore will cause a decrease  in  the
 variance between the two countries.

 Stocking densities
   Increasing the  stocking  density has
 been used to offset  mortality  produced
 by TSV. Field studies were conducted at
 the various GRUPO farms,  designed, to
 evaluate the effect of stocking density on
 survival. Stocking density ranged from
 approximately 80,000 to 225,000 per
 hectare. Little or no  correlation between
 stocking densities  and  survival was
 detected. Survival varied widely at  all
 stocking densities evaluated.  Growth
 rates increased inversely to the stocking
 density.
  The  source  of the  postlarvae,  as
 indicated above,  had  a significant impact
 on survival  and thus dictates  the most
 appropriate stocking density.

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  TSV in Columbia before Ecuador?

  Taura   Syndrome   (TS)  was  first
recognized as a disease, producing high
mortality  in  Penaeus  vcmnamei  in
Ecuador in June of 1992.  At that time,
the causative agent was thought to be a
.fungicide used to  combat  black leaf
blight  in bananas. However,  a virus has
since been proven to be  the causative
agent.
  The  disease has since been identified in
a   number   of   countries  including;
Colombia, Guatemala, Honduras, Mexico
and Hawaii,  and more recently in Texas.
The assumption has been that TS spread
from Ecuador to these other countries
through  infected broodstock, nauplii  or
postiarvae with  very little  etiological
evidence to support that view.
  We at  SCTI recently uncovered strong
evidence that Taura existed in Colombia
over  two years  before  it  was  first
reported  in  Ecuador. While  reviewing
some forgotten photographs, having been
given to  me by Dr.. Felipe  Consuegra of
Purina Colombia during February 1990,1
noticed  that the  brown  spots  on  the
exoskeleton appeared  clinically identical
to   those  observed   on   shrimp   in
Honduras, showing the chronic form of
TSV.      '                  ;
  I requested that Felipe obtain samples
of  the shrimp,  fix them  in Formalin
(Davidson's fixative was unavailable) and
mail them to  me at Granada Biosciences,
in Texas. The samples were received in
March and were submitted  to The Texas
Veterinary  Medical   Diagnostic  Lab
(TVMDL) at Texas A&M University for
histopathological studies. Both Dr. Fiske
and I read the resulting slides. The report
stated  that "Some fatty infiltration of the
cytoplasm of cells in  the hepatopancreas
was observed in one shrimp and a chronic
fibrosing  lesion   -was  noted   in   the
musculature, possibly traumatic in origin,
on another". No definitive diagnosis was
made.  Taura was unknown at the time;
therefore,  it  is  possible  that  TS,  if
present,  would have been unidentified.
The primary difference between Bacterial
Black Spots and TS is that TS lesions are
produced in the  epidermis beneath the
exoskeleton.   The  resulting melanized
exudate  is forced through,the pores  in
the  exoskeleton   where   it   collects
between the exoskeleton and the cuticle.
Bacterial  shell disease normally  attacks
the  exoskeleton  from  the  outside.
Cbitinoclastic   bacteria  penetrate  the
exoskeleton producing  inflammation  in
the  epidermal  tissue   resulting   in
melanized lesions that resemble pits.
Figure 7 - A photo of a shrimp with TSV-like lesions
collected from a farm in Colombia during February of
1990.                    .

  A review of two archived slides'clearly
show Taura-like "buck  shot" lesions in
heart  tissue  surrounding  the  heart
chamber  on one  of the slides  (fig, 8).
Unfortunately  TVMDL  had destroyed
the tissue blocks after five years on file,
just months before this discovery  was
made. If the tissue  had been available
insitu studies could have been conducted
using the gene  probe,  confirming the
presence  of  TSV  if in  fact  it were
responsible for the disease.
                                        6

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      Figure 8-A Photomicrograph of a suspected TSV lesion taken from histological
      section made through the heart muscle of the shrimp collected from a farm in
      Columbia S.A. during February of 1990.
Note:  This paper was  presented  at  the  IV  Central  American Symposium  on
Aquaculture. Tegucigalpa, Honduras, April 22 - 24 1997.

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 July20,1997                                                  .
                                      .-.' •        ••%•         •             •     '        ' •
        My name is Becky Gillette and I am conservation chair for the Mississippi Chapter Sierra
 Club. In preparing comments today to represent the environmental position on the issue of foreign
 shrimp viruses, I asked for advice from representatives of other environmental organizations and
 scientists familiar with this issue. My intent is to provide recommendations that reflect a
 consensus among environmental groups.                                      ,

        First of all I would like to commend the work done by researchers from the different
 government agencies involved in compiled the report "An Evaluation of Potential Shrimp Virus
 mipacts." This is a very comprehensive report that contains the kind of scientific information
 needed to evaluate the sources of potential problems, and is a good research base from which to
 make recommendations.

        I agree with the findings in this report. To briefly recap them:

 *Shrimp viral diseases are widespread .throughout the world.
 *Ih at least one instance viral disease has been associated with drastic reductions in wild shrimp
 harvests.
 *Some foreign aquaculture Operations harvest their ponds immediately upon finding disease and
 export the infected shrimp.
 *Domestic shrimp are vulnerable. Recently discovered Asian viruses appear to be more virulent to
 domestic shrimp species than those viruses thought to be endemic to South and Central America.
 *Species other than shrimp may be at risk. One or more of these viruses have been found in
 samples of other crustaceans from around the work, including copepods, crabs, shore flies and
 crayfish.                   ,

 1      Shrimp is a $3 bMon a year industry in the U.S. that is at risk from, these viruses.

       Although I generally agree with the report's conclusions, there are a couple of statements
 I'm don't agree with. The report  states that these foreign viruses pose no risk to human health. I
would say that, -at best, the threat of foreign shrimp viruses to human health is not known.
Aquaculture operations are breeding grounds for new and more virulent forms of viruses,  so just
because to date there are no known casesof shrimp viruses which can affect humans, it doesnt
mean that a new virus or mutated viruswatlgi emerge from aquaculture couldn't have the ability to  :
affect humans. A few years ago the toxic dinofkgellate Pfiesteria piscicida was unknown but
probably present in the environment in small enough quantities that it caused no damage. But after
wastewater lagoons containing hog waste broke and discharged into North Carolina streams,
Phiesteriq. not only killed millions offish, but also caused serious health problems resulting from
grotesque sores to loss of memory to humans exposed to this toxic algae.

       When we upset the natural balance, we .don't know what the results wilj be, what species
will be affected, or what the end result might be. We do know that new viruses are showing up
regularly in aquaculture, and that they are very difficult to control

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       It seems painfully obvious to me that we need to do something to reduce the risk of
foreign, viruses affecting our native stocks and the other species that depend on them for food.
But how do we do that and also give Americas cheap shrimp and keep thousands of people
employed at seafood processing plants?

       In Mississippi processing of foreign shrimp is a major industry;  about 33 million pounds
of foreign shrimp are processed annually at seafood factories on the Coast. The shrimp are
imported frozen, thawed and then processed primarily in large mechanical peeling machines. The
wastewater from processing the shrimp is screened to remove solids, and then discharged into the
Back Bay of Biloxi or other coast waters.

       We know that some foreign aquaculture operations will harvest a pond when a virus first
appears in order to minimize losses. So it is quite likely that viable shrimp viruses have been
discharged into Back Bay. And while researchers say that there is no evidence here that native
shrimp have contracted the foreign diseases, that simply means it hasnt been detected, not mat it
hasnt occurred. When shrimp become ill, they start slowing  down and then are usually eaten by a
predator. So it is possible the shrimp have been affected, but that this hasnt been detected.

       It seems to me that if we were trying to infect native stocks of shrimp with foreign viruses,
there is only one better way than discharging the foreign viruses into, estuary areas that are nursery
grounds for shrimp. The only better way would be to culture the live infected shrimp with the
native shrimp, and then release the native shrimp. As this shrimp virus report states on Page 26:
"Shrimp infected with WSSV,  YHV, and TSV have been identified in retail stores in the U.S.
Thus, the importation of infected shrimp for processing by the U.S. shrimp industry significantly
increases the potential for the introduction of pathogenic viruses into coastaT&Siisf'adjacent to
the processing plants. This pathway may pose a significant threat to wild shrimp populations."

       It is simply an unacceptable risk to continue to  allow no control over preventing the
foreign shrimp viruses from being present in wash water from the seafood packing nouses.

       One option would be to prevent the import of foreign shrimp. Yet nationwide 65 to 70
percent of the shrimp consumed is imported, and thousands  of people are employed by the
industry. While I dont think the need to provide cheap shrimp to consumers in the U.S. is as
important as preventing this serious threat to our wild stocks, I have little hope of this suggestion
even being seriously considered. It would first take a major national disaster before this would be
considered.

       I also would prefer that wash water from the seafood houses be collected and treated to
not only destroy viruses but to improve wastewater treatment. The large amount of organics in
the wastewater contribute to poor water quality in Back Bay. But I have little hope that seafood
operations here in Mississippi will be required to provide further wastewater treatment. The
processors consider this too expensive and, politics being what they are in Mississippi, the state is
unlikely to require treatment. The seafood waste causes poor water quality in Back Bay, and
because permit limits are set on the quality of the receiving water, the Harrison County
Wastewater District is forced to spend millions more than necessary to upgrade to municipal

-------
  wastewater treatment to advanced levels. Despite this burden on the sewage system rate payers,
  nothing has been done to hook these plants up to a wastewater treatment system.

         Since it is unlikely that further treatment of wastewater will be required, we must look to
  assuring that the foreign viruses are not present in imported shrimp Similar testing programs
  should be developed for imported shrimp that are used for other imported animal products.

         These are my recommendations on procedures to prevent the spread of foreign shrimp
  viruses from importation of shrimp and from U.S. aquacufture operations:

  L Shrimp from each, shrimp farm (foreign and domestic) should be periodically tested for virus.
  This is so we can track infected shrimp and their origins. These infected shrimp MUST be
  cooked prior to washing so no viruses escape	and so the packers dont lose money. These
  contaminated shrimp can then enter the market as canned, cooked-breaded, etc. products.

  2. This would mean that shipments of shrimp from EACH point of origin would have to be kept
  SEPARATE.....for ease of testing and to track

  3. All shipping bills must indicate farm of origin, packer, shipper, etc.

  4. The burden of proof should be put on the cduntry of ORIGIN....Le., have their seafood
  inspectors CERTIFY the shrimp are virus-free... .then we can hold them responsible for
  contaminated shrimp and U.S. processors could refuse to pay for the shrimp or sue. But we
  would also need period random sampling after import to detect compliance with, the certification
  of virus-free shrimp. The USDA's Animal and Plant Health Inspection Service has the authority to
  prevent the spread of foreign diseases detrimental to  agriculture, so this testing program could be
  conducted under their authority.

  5. We need to ban imported shrimp to be used as bait. There is enough domestic shrimp to supply
  this market.

  6. The Lacey Act should be implemented to address the issue of shrimp viruses. This provides
  legal backing to prevent the import of contaminated shrimp.

  7. An import duty of one cent (or more) per pound on imported shrimp could be instituted to pay
,  for shrimp inspections plus research on effective methods for killing viruses in washwater

  8. We should consider whether or not aquacuteure farms areworth the risk in the U.S. They are
  breeding grounds for disease. If new shrimp aquaculture facilities are allowed, they need far
  stricter control than what we .have at present. They should be located inland far from the coastal
  environment.

  9. For existing domestic ponds which are contaminated, holding ponds are needed to stop
  contaminated run-off into the natural environment. There should be netting placed over ponds to
  prevent transfer by birds, and ponds should be fenced so wildlife cannot transfer viruses from the

-------
ponds to the environment.

10. We need to address the issue of solid waste from the foreign shrimp processing operations.
This should be processed in a manner that will destroy viruses present in the waste materials.

11. NPDES permits for aquaculture and processing operations should include control for
pathogens such as foreign shrimp viruses.

12. We must address the issue of ballast water, which is a potential source for introduction of
foreign species as we! as foreign viruses.

       Id like to also present a copy of an article called "Texas Shrimp Farming: Promises,
Promises, Promises...Shrimp mariculture is a very risky business to producers of this valuable
seafood and to the state's native stocks." This article was published in the July\August 1997 issue
of Tide, the official magazine of tike coastal Conservation Association. This article represents the
concerns of a major stakeholder in the issue of marine conservation, the sport fishermen.

       The article says that it is questionable whether shrimp aquaculture can successfully operate
in coastal areas of Texas without posing a threat to native shrimp, fish and wildlife stocks in
surrounding bay and estuarine ecosystems. Many Texas Gulf coast residents, including shrimpers,
fishing guides and sport fishermen, have lost confidence in the industry and now actively oppose
it.

       Other important conclusions in this article include:

* Shrimp viruses may be beyond control and unstoppable in a mariculture environment. .

*The industry is reeling from problems, primarily the onslaught of rare shrimp viruses never seen
in Texas outside of a laboratory until shrimp firming began.

Dr. Don lightener, considered one of the country's foremost experts on the issue of shrimp
viruses, is quoted as saying, "A decision has to be made about whether the safety of the fisheries
was more important to U.S. citizens than the availability of cheap shrimp."

In South Carolina, a foreign species of shrimp has escaped to the wild, and is now being found in
shrimp trawls.                                                               •

"The concern for contamination of native stocks is all too real, considering the South Carolina
experiences and releases of stocks from some Texas shrimp farms.


       I think weVe already waited too long to take action on this issue, and need to act quickly
to minimize the threats from foreign shrimp  viruses. We simply MUST NOT wait until we have a
collapse of our wild shrimp fishery before taking action. These "cheap shrimp" will come at far
too high a cost.

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               TESTIMONY
''."•''•          BY
DEYAUN BOUDREAUX, EVIRONMENTAL DIRECTOR
        TEXAS SHRIMP ASSOCIATION

                . BEFORE

 .  JOINT SUBCOMMITTEE ON AQUACULUTRE

   "SHRIMP  VIRUS STAKEHOLDER MEETING"

  . •         FORT BROWN HOTEL
           BROWNSVILLE,  TEXAS

             JULY 23, 1997
            Deyaun Boudreaux
          825 Beach Boulevard
       Laguna Vista, Texas 78521

  Phone  (956)  943-3932   Fax 943-1743

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                             TESTIMONY
                                OF
             DEYAUN BOUDKEAUX, ENVIRONMENTAL DIRECTOR
                     TEXAS SHRIMP ASSOCIATION
           SHRIMP VIRUS  -  PUBLIC MEETING - JULY 23, 1997
                         FORT BROWN HOTEL
                        BROWNSVILLE, TEXAS
Ladies  and Gentlemen  of the Joint  Subcommittee on Aguaculture,
Office  of  the President,  Science and Technology Policy?

Thank you very much for holding one of the four federal hearings on
the  policy  issues surround  the  aquaculture  of shrimp  here in
texas,and  for including the representatives of the High Seas shrimp
fishery of the Gulf of Mexico off Texas.

                     Background of Statement

I  have been asked by my  superiors,  Wilma  Anderson,  Executive
Director   and  the Board  of  Directors  of  the  Texas  Shrimp
Association,  to follow the issues  and policies,  the science, and
the  practices  of shrimp  aquaculture  in  the  United  States,
especially int he Southeastern  Regional,  NMFS.  I have also been
designated to work with the appropriate federal and state agencies
that regulate and/or fund aguaculture of shrimp, and to take part
in the  permitting process of shrimp  farms in Texas.

In carrying  out this  duty,  I have  made several observations that
may be  of  value  to policy-makers  at both the federal  and state
levels.  At this  point, I wish to thank you and to compliment you
on the document entitled, "An Evaluation of Potential Shrimp Virus
Impacts on Cultured Shrimp and Wild Shrimp Populations in the Gulf
of Mexico  and Southeastern U.S. Atlantic Coastal Waters," for it
contains much valuable information  and a very good job of defining
the authorities  over  the aspects  of  shrimp farming in  coastal
areas.  You have graciously asked for input to add to the document,
and I would like  to make  a few suggestions, as the person who has
worked on this, issue since the late  1980's as the Texas fisheries
Representative  to the  Citizen Advisory Committee of the  Gulf of
Mexico  Program,  a member of the Integrated  Border Environmental
PJLan Public  Advisory  Committee  on the U.S./Mexico Border to the
Administrator of E.P.A., and as  a  member  of the Texas  Habitat
Advisory Panel of the  Gulf of Mexico  Fisheries Management Council.

        Protect Native Shrimp by Control of Water Vector

First of all, I believe that  we need to summarize the  protective
authority and obligations over the native shrimp of the Southeast
Region, as the species' belong to the  High Seas, and are renewable,
valuable,   fishery resource  asset  of  more  than  one  political
jurisdiction.    In addition to  this,  they  are  an  essential

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 (keystone)_link of the foodweb of the marine systems,  and must be
 protected in the entire range, from nursery to the open ocean.  The
 States may  have  varying  descriptions of the  animals  status;
 however,  since  they are open-ocean species, the federal government
 has  a duty to assure  their well-being as fishery resource assets,
 and  must  require the States to develop guidelines for the "taking"
 of these animals, under existing laws,  to prevent their exposure to
 viruses in laboratories, hatcheries, and farms where exotic species
 have been  held for  shrimp farming  research and/or  production.
 Viruses  have a nasty  habitat of mutation  and adaptation to  new
 hosts and new  environments,  and through  the laboratory, or  the
 hatchery,  and then  the pond, followed by discharge into the public
 coastal waters  of  the  nurseries,  there are  many  opportunities  for
 uncontrollable  exposure to this  mutation  and adaptation, in  the
 water-medium.   Simple  application of the standards  for protection
 of   valuable  living   aquatic   resource assets  by the  federal
 government would prevent the problems with  which we are struggling
 now.      '•»

 As far as the introduction viruses, this has been done,  apparently,
 with very severe damage done to shrimp arming..  We can  only halt
 the unwise practices of laboratories, hatcheries and farms, and  try
 to clean  them up, while researchers  try to  clean up the  stocks of
 the   species  determined  to  be  the  most  profitable  for  farm
 production:  P  vannamei -  no new  species.

                         Recommendations

 As a  person in the field on this issue, working with the State, and
 Federal Agencies, may  I recommend that the  work  begun by the Gulf
 of Mexico Fisheries Management  Council in  1996  to re-write  its
 Aquaculture Policy, under the  umbrella of  the Gulf States Marine
 Fisheries Commission,  and equivalent compact group of the Southeast
 Atlantic Region be expanded to an inventory of the applicable laws
 in each  state,  and an analysis of  their  compatibility with  the
 federal laws that protect  the shrimp-stocks of the open  oceans,  and
 come up with a recommendation as to |the implementation of  standards
 which should be incorporated  into the  application of the Clean
 Water Act,  which regulates the agricultural production of food,
 including aquatic livestock.

 Much  of this work has  been done at Texas A&M University,  but there
 were  some exemptions given in Texas which have made application of
 protective measures nearly impossible, since there is  no way to
 determine the impact a  farm on a system, and therefore, neither the
wild  shrimp, nor their dependent foodweb   constituents,  nor the
 aquafarmers have the benefit of knowing their chances for minimal
 impact on the system,  the omission being a lack of requirement to
determine the impacts of "water-use" on the system.  I understand
that the  fear driving the  aquaf armers to seek this "exemption" was
 a fear that  they would be charged as  irrigators for  the "water-
use."  This is true only in the Rio Grande Valley of Texas, due to
the fact  that the area  chosen to locate two  huge  shrimp farms lies
on a  distributary of the  Rio Grande,  and this is measured water.

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The farms  at  one time sought to acquire  "water  rights,"  but the
amount they predicted that they would need to farm shrimp was one-
half  of  the  U.S.  share  of  the   water between  El  Paso  and
Brownsville, Texas, causing the developers to quickly abandon this
concept, and to go for the "exemption."  It is too bad, for water
in other areas would not be thus controlled, and what we have done
is make it impossible to do a correct site-survey, and the impacts
on the farms have been great, since some are in low-flushing areas,
adding  to  the chronic  water-quality problems inside  the ponds,
which  stress   the  shrimp,  making  disease-prone situation  very
common.

                           Conclusions

I feel that many of the problems can be solved by simply applying
the protective measures  to native  shrimp,  and requiring  site-
surveys, according to the Clean Water Act.

Once  again,  thank you  for  coining  to  Brownsville,  and  we  will
continue to participate in government processes, as we  have the
natural experience with the,maintenance of growing-conditions for
shrimp, and can  be of assistance  to government  in  evaluations to
determine which of the measures enacted over the years to protect
the habitat of wild fishery resource assets are the most effective.

We could  help the farmers  learn  to  practice water  stewardship,
which could only enhance their chances for success,  with healthy,
viable shrimp, raised in- clean water, with  few  losses associated
with pollution.

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                     TESTIMONY

                        BY
             JULIUS COLLINS, PRESIDENT          ,.
             TEXAS SHRIMP ASSOCIATION
PANELIST REPRESENTING THE SHRIMP PROCESSING SECTOR

                      BEFORE

         JOINT  SUBCOMMITTEE  ON AQUACULUTRE

        "SHRIMP VIRUS STAKEHOLDER MEETING"

                 FORT BROWN HOTEL
                BROWNSVILLE, TEXAS

                   JULY  23,  1997
                  Julius Collins
               163 Creekbend Drive
             Brownsville,  Texas 78521

        Phone (956)  831-2211  Fax 831-2869

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                             TESTIMONY
                                OF
        JULIUS COLLINS, PRESIDENT, TEXAS SHRIMP ASSOCIATION
        PANELIST REPRESENTING THE SHRIMP PROCESSING SECTOR
          "SHRIMP VIRUS - PUBLIC MEETING - JULY 23,  1997"
                         FORT BROWN HOTEL
                        BROWNSVILLE, TEXAS
Members of the Panel, Ladies and Gentlemen:

I  appreciate  being  asked to  serve  on the  panel  to address the
aguaculture issue of virus and disease that has the potential to
infect and severely  impact the native shrimp of the United States,
which  poses a  threat to the viability of the shrimp fishery and the
processing sector dependent upon this  fishery.

We  are alarmed by the  evidence  that indicates there is a direct
correlation, that the virus and disease that now threaten's world-
wide shrimp aquaculture operations, may now have been released into
the wild populations  of  .our valuable native,  shrimp.   Even  more
alarming are the disclosures, that uncontrolled experiments  with
our native shrimp, whereby, they were captured and  stocked in open
ponds  where cultured species had previously died  from non-native
viruses.  This experiment is referred to as a "so-called laboratory
environment.1?   These infected native shrimp were  then processed,
placed on the  market and  sold for human consumption.

            Discovery of Disease  in Native White Shrimp

Scientists trying to explain the presence of disease from exotic
shrimp species prohibited  for use  in  Texas,  that was  found in
"experimental  research animals," taken from the Gulf  of Mexico,
have  identified  several  "pathways," for  vectors. by which the
disease may have gotten  into research animals  from a  local  farm
where culture shrimp had died of another virus - the Taura Syndrome
Virus  ("TSV").

It  has not been  explained to us  what  sector of  the Gulf  these
infected  species  were supposedly captured from, therefore,  it is
important to know the sector and what  activity  is within  that
vicinity,  in order to trace how the infectious disease was  spread
to the  Gulf white shrimp.

                  Processors as a Pathway  Vector

One suggested  vector  is processors.  This suggestion has prompted
us  at  the  processing level  to  carefully evaluate the  handling
procedures  of  domestic and imports at the processing level  local,
state  and in neighboring  gulf states.

Here in South Texas,  known as the Rio Grande Valley, where the Gulf
of Mexico, Texas, and Mexico all come together, we have the world's

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 largest offshore shrimp fleet.  We count very heavily in the total
 landings for domestically produced native  shrimp,  and therefore,
 many processors are located here, that process the Gulf's harvest.

 Coincidentally, we rank very high in  volume of imported  shrimp
 entering the United States,  via the  Laredo Sector, U.S.  Customs
 Service.  This is due to the fact that much  shrimp imported into
 the United States is "trampolined" through Mexico, in other words,
 shrimp from the four corners  of the globe first  come into Mexico,
 and then come into the United States, much crossing the border at
 Brownsville, Texas.  The location of the largest processor of .this
 shrimp is Brownsville,  Texas.    The  researchers  looking at  the
 situation, assumed that this shrimp was coming into Brownsville, in
 its exported original form from  the various countries, then thawed,
 repacked,  or even peeled, deveined, and repacked here.   While some
.imported product is processed in Brownsville,  the vast majority of
 the volume  is  processed in Matamorps,   Tamps,  Mexico,' in  the
 company's  shrimp maquiladora plant before coming across the border.

 The wastewaters from the Matambrbs plant,  although untreated, does
 not flow into the Rib  Grande nor into ;the Gulf of Mexico.   These
 wastewaters  are dumped into "El  Barril  de  la  Laguna Madre  de
 Mexico," which  has no outlet to the Gulf in the immediate area?  in
 fact,  the  man made  cut at Mezquital is quite a distance  from  "El
 Barril," and the natural pass at Rio  Soto la Marina, is  probably
 near 100 miles  from "El Barril."

 The quantity of imported shrimp that comes to the two plants  in
 Brownsville  is  much less, and the plants are hooked  to  the. city's
 wastewater (sewage) treatment plant,  (the North Plant), which has.
 a  two-fold treatment process?   chlorinatiori  and' oxygen-peroxide
 injection, before the  effluent  is discharged into the Brownsville
 Ship Channel.

 All shrimp processing  sectors along the Texas coast were and are
 required to  be  on wastewater  treatment  plants with the advent  of
 the Clean Water Act.   All processing  plants in the  Rio Grande
 Valley area  are on wastewater treatment plants.

 The only processor near a shrimp farm in 1996 was the processing
 plant  on the farm itself, owned  and operated by the shrimp farmer,
 and immediately following the die-off of his pond shrimp in 1996,
 he  hooked his  pond  shrimp processing  plant  to the  nearby city
 sewage treatment plant.  This  shrimp farm  is  located in Calhoun
 County on Matagorda Bay  far from Cameron County.
             \_  -                         .
 It has been suggested that seagulls, and some insects may carry TSV
 in  a form available to infect both the ponds and wild shrimp, , and
 that the scavenging birds can also infect ponds and wild shrimp/ if
 they feed  on the processor's solid wastes  (shell heads,  etc)  in
 landfills in Brownsville and Matamoros.

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         Presence of Prohibited Species on the Texas Coast

 Were  the  prohibited  species  ever  present  on the  Texas  Coast
 anywhere  besides  the  processing  section  in Brownsville  and
 Matamoros? Yes,  according to the book, Shrimp Capture and Culture
 Facilities of the United States. Sea Grant  funded  penaeus shrimp
 rearing programs  were  conducted by Texas ASM University at College
 Station and Corpus Christi, Texas. Exotic species were studied for
 possible use  in the United States, including  kuruma  prawn,  giant
 tiger  prawn,  western white  shrimp  and  southern  white  shrimp.
 Today,  virtually all  commercial ventures use the  Pacific  white
 shrimp  (P.  vannamei).  [1]

 A  new chapter, a dark chapter, has been written, since TSV  broke
 out in  Ecuador in 1992.   Time was lost while  scientists  tried to
 aline  the  disease  to  agriculture  chemicals  used  in   banana-
 cultivation;  ultimately, however, a virus was isolated,  but not
 before  the TSV appeared in Hawaiian  shrimp  farms  in 1994, and a
 hatchery in Florida, which supplies a  farm in  Honduras.   In 1994-
 1995, Mexico  and the U.S.  were hard-hit.  Texas farms dealt with
 both Hawaii and Mexico in 1995 for post-larvae.  We  saw  reckless
 experimentation in open ponds  where P. vannamei died  involving wild
 white shrimp  of  the  Gulf  of Mexico,  "taken"  by researchers for.
 "experimentation,"  and  later  harvested  for  sale,  with  some
 apparently  "over-wintered" for brood-stock,  to use  for larvae
 production  in 1996.  -These are  the shrimp  that turned up with the
 diseases  of the  giant tiger prawn:   White  Spot  Syndrome Virus
 ("WSSV")  and  Yellowhead Syndrome  Virus ("YSV) .  How could this
 happen?   We  learned with  certainty,  as disclosure came  that in
 1994, a group of "researchers" had once again brought in prohibited
 species from Red China, and some had been held on the  Texas Coast,
 probably at the public facilities at Port Aransas and  Flour Bluff,
 the same  facilities  that captured the wild white shrimp from the
 Gulf of Mexico in 1995, holding the wild shrimp, and then shipping
 them down to the farm/hatchery in Cameron  County,  to stock the
 ponds where the culture  shrimp  had died earlier. [2]
[1] E.S. Iversen, D.M. Allen, and J.B. Higman, published in Great
Britain  by  Blackwell Science  Publications,  1993,  Osney  Mead,
Oxford, OX2 OEl, published in North American by Halstead Press, an
Imprint of John Wiley & Sons, Inc., 605 Third Avenue, New York, New
10158, Copyright Blackwell Scientific Publication  1993, Library of
Congress Cataloging in Publication Data, p. 163, "Texas" 7.2.4.
Note on U.S. Panaeus shrimp farming research and ventures, rearing
programs  conducted,  emphasis  on grow-out  and  field trials  and
shrimp parasites and diseases an important research area.

[2]  Information from USDA and from Evidentiary Hearing before the
State office of Administrative Hearings,  Austin,  Texas,  February
1997, Texas  Natural Resource Conservation  Commission Permit  No.
03819, shrimp farm discharge permit.

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Now  we learn that virtually all  the farms in production has  TSV
again  in  1997.   We learn the WSSV is , found in the wild shrimp in
South  Carolina- and  now  in  Texasi    We  know  that  the   Texas
farm/hatchery which experimented in 1995 had native white  shrimp
from South Carolina at their facility in.1996.  Did they ship wild
white, brood-stock from the 1995 "experiments" for the  1996 season?
Did  they  ship post-larvae to South Carolina in 1997?  There have
been two  die-offs of wild white shrimp from  the Gulf of Mexico in
the  public laboratories at Port Aransas and Flour Buff near  Corpus
Christi,  Texas.  [3]

From the federal document titled, An Evaluation of Potential  Shrimp
Virus Impacts on Cultured Shrimp and Wild Shrimp Populations  in  the
Gulf of Mexico and Southeastern U.S. Atlantic Waters, we  learn that
WSSV broke  out  in Red  China's vast shrimp  farms  in  1992;  it  is
probable  that the "specimens brought back  to College Station  and
Four Bluff,  Texas in 1994, carried  WSSV,  originally called "The
China Disease."                         '

We learned  from this  same publication that another virus,  IHHNV /
common to the Pacific blue shrimp (P.  stylorostris), wiped out  80%
of the wild shrimp of this species in the Sea of Cortez, caused by
the  shrimp  farming activities of ponds and  hatcheries  along  its
shores, and that the populations were flattened from 1988-1994.  We
know that  this virus  also attacked  Pacific  white shrimp  (P.
vannamei) , in the same hatchery/farm here in Cameron County, Texas,
that turned., up with the WSSV and YSV, along with TSV, in the wild
white shrimp experimentally stocked in the  diseased ponds from the
culture shrimp die-off in 1995.

In  late  1996,  we  learned  that  groups  of  shrimp  farmers  and.
researchers were and still  are/ pressuring the State of Texas to
remove  the  Pacific  blue  shrimp  (P.  stylorostris),  from  the
prohibited list and to allow this shrimp to be stocked and raised
"experimentally" in several facilities in Texas.  This is the same
s'pecies with the IHHNV that knocked out the production in the Sea
of Cortez,  Spnora,  Mexico,  for six years from 1988 to  1994.  We -
have been told  that they want to research this  species' in the
field on an old 20,000 acre farm in South Texas.

The-  stakeholders of the shrimp  fishery  in  the  Gulf of  Mexico
strongly oppose  this proposal to delist any  prohibited species.  We
are adamantly opposed to any more "taking"  of our wild shrimp for
shrimp farming related research.
[3]   Disclosure by  Dr.  Larry McKinhey,  Texas  Parks &  Wildlife
Department,  June  12,  1997,  New Orleans,  Louisiana,  meeting  of
State/Federal officials,  on shrimp viruses; and "Tide Magazine", a
publication of Coastal Conservation Association, July-August 1997,
titled "Texas Shrimp  Farming,  "Promises,  Promises,  Promises,"  by
Charles J. Dukes.

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 It appears  that all the  laboratories,  hatcheries and  farms  are
 contaminated.  Their contaminated wastes have flowed into our best
 nurseries.  There have been no farm clean-ups.

 We stakeholders feel that concentration upon some of the "vectors,"
 such as processors and seagulls  is a smoke screen that delays time
 and does  nothing  to bring about the  basic reforms that must  be
 implemented by emergency rule to protect our wild shrimp and other
 crustaceans.  We  recommend the  adoption of the ICES  guidelines;
 required clean-up  of contaminated farms,  with cessation of  all
 discharging and restocking; and  no more field research with  native
 or exotic  shrimp.   The introduction of  exotics  by  aquaculture
 should no  longer  be classified as  "intentional"  under the  Non-
 Indigenous Species Act; it must come  under federal law and  must
 become a violation of law.

 We must  have all  federal  laboratories  and research respect  the
 restrictions placed on  the use of species for aquaculture purposes
 by the laws of the states  such as Texas.   Domestic shrimp farming
 produces less than  1%  of  all U.S. shrimp production.   The wild
 shrimp populations is of the utmost importance to the fishermen and
 the processing sector  of  the Texas  domestic shrimp fishery.  We
 demand protection  for our estuaries in which our  valuable native
 species are solely dependent. .

 Finally,  Texas processors  advise they are in procedural compliance
 with  wasterwater   discharges and  by-product  discards  in  the
 processing  of  imported  products,   and  that  other  Gulf-  and
 Southeastern  Atlantic   Coastal  States  should require,  if  riot
 required, that  all  processors   of  imported  product  to  be  on
 wastewater treatments plants and to properly  dispose  of the by-
 products  of shrimp processing, this "vector" is fully controlled.

 What  cannot be tolerated and  must be given immediate attention is
 the continued unauthorized  "taking"  of wild shrimp  for "research,"
 and the open field trials of exotic species, who disease can travel
 throughout coastal waters:  seagulls,  insects, other crustaceans,•
 and water,  yes, water, as  some  of the viruses  can live in water
 alone,  and can be taken in by another healthy shrimp,  which can
 become infected and die, and its carcass  is  a live seed-pod for
 transfer by birds,  other shrimp, ambient waters,  etc., ladened with
 virus.

 The most obvious first  step  is  to  take a "creative  pause,"  and
 back-off  the frantic push  to  build more and more  shrimp farms in
 the United States,  and in other shrimp producing nations, until the
 problem  of  virus   and  disease,  has  been  fully   understood  and
 contained.

We appreciate the holding of this important meeting and I will try
 to answer your questions with the help  of Texas Shrimp Association
 staff  and consultant,  who have  been  intensely involved in  all
 retrospect of  the shrimp fanning activities on the  Texas Coast.

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         TESTIMONY BEFORE THE SHRIMP VIRUS STAKEHOLDER MEETING
                        BROWNSVILLE, TEXAS - JULY 23, 1997
      •  '•     ,       .         ••'..      •-' BY                 '••     ,  '
                '...•-.!•'  DR. LARRY McKINNEY  , ;  '  '.
     . ,      SENIOR DIRECTOR FOR WATER AND RESOURCE PROTECTION

 By way of providing introductory remarks, I wish to commend the shrimp virus workgroup, of the
 Joint Subcommittee on Aquaculture (JSA), for their efforts to address this very serious issue and
 the way in which they have proceeded to do so.  At Texas Parks and Wildlife, we attempt to address
 these issues through a similar mechanism we call the Aquaculture Team, which I chair.  Several
 members of that team are present: Gene McCarty, Mike Ray, Raenell Silcox, and Dave Buzan. I
 want to acknowledge and thank them and the other team members.that could not be present for their
 contribution which was significant in preparation of the oral and written comments,I am providing.

 Per direction of the invitation letter, I have organized our comments under the four headings you
 have requested.                .

 1. The nature of threats shrimp viruses pose to TPWD.

 As stated in section 12.0011 of the Texas Parks and Wildlife Code, TPWD is the state agency with
 primary responsibility for protecting the fish and wildlife resources of Texas.  The agency also has
 management duties specific to shrimp and aquaculture. These duties include permitting^f exotic
 species  for aquacultural use in Texas, and responsibility for management of the wild populations
 of shrimp. TPWD has some regulatory authority regarding the distribution of seafood in Texas, but
 has no regula'tory authority as regards the processing of shrimp.           ,                   .

 The potential transmission of exotic diseases, specifically shrimp viruses, into native wildstocks is
 recognized  by TPWD as the single most serious  issue we face  in meeting our management
 responsibilities in this area.   This concern pertains  to a  disease threat'from any source,  but
 aquaculture  operations  has  been  our focus  because of our regulatory and  management
 responsibilities.                '             _ • '                  .                .

 To slate that TPWD is "between the proverbial rock and hard place" as regards this issue would be
 a laughable understatement, if the issue were not so serious.
           •  • ' .   '     ."'.'•'•'                       ' •  • •    '       >
 The shrimp fishery in Texas generates annually $600 million in economic benefits and provides jobs
 for more than 15,000 Texans. However, we have more fishermen than the resource can sustain.
A limited entry management option has recently been adopted to assure the sustainability of that
fishery. Harvest of shrimp come at a cost to other fishery resources because of bycateh, and impact
to coastal habitats from fishing methods. Those costs and impacts can be managed and there are
mechanisms in place to do so ,

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 Cultured shrimp represent a viable means to meet growing demands beyond the capability of the
 shrimp fishery, and a means of doing so without the resource and habitat impacts that are of concern
 in that fishery.  However, the shrimp mariculture industry also brings with it concerns for habitat
 and water quality impacts, especially as may result from discharges into coastal waters. Other
 resource concerns are associated with escape of exotics and potential for displacement of native
 species, as well as the disease issues that are the subject of this hearing. The mechanisms to manage
 these concerns are not equal .to those available  for the management of wild stocks. Recently in
 Texas, some regulatory tools have been adopted that will be of use in addressing these concerns.

 The threat of transmitting disease from exotic shrimp species to native shrimp and other native fauna
 is considered a very real risk by TPWD. What we cannot assess is the degree of risk associated with
 any of the several transmission pathways such as described in the report. TPWD simply does not
 have the resources to make that assessment. The fact that acknowledged experts disagree on the
 potential of such risks compounds the concern. This disagreement was demonstrated by conflicting
 testimony by expert witnesses in the St. Martin's aquaculture wastewater discharge hearing. Such
 conflict makes  it even more difficult for resource management agencies like TPWD, to take
 appropriate action.

 We have attempted to put into place a management strategy that is responsive to both industries and
 one that meets our mandated resource protection responsibilities. Some of the key elements of that
 strategy are as follows:

 •      Allnaahie. Exotic .Species. Only one exotic shrimp species is currently permitted for
       commercial aquaculture in  Texas:  Penaetis  vannamei.  The species has been used
       successfully by the industry for many years, and as such we have a certain comfort level
       about our ability to manage its use and disease potential. TPWD has been petitioned to allow
       the use of P. stylirostnts, but at present we are considering its use only in closed systems
       outside the 200 mile coastal exclusion zone. That proposal may be considered by the Texas
       Parks and Wildlife Commission this Fall. TPWD will not support any petition to use that
       species, or any other, in open systems in the coastal area. Our concerns also extend to
       bringing these animals into Texas for research purposes. The Aquaculture Team is presently
       considering this issue.

•      Pisea.se Management As can be noted from reviewing the report, each of the four known
       exotic shrimp diseases have occurred at one time or another in Texas aquaculture facilities.
       This is clear evidence that despite claims to the contrary, and very real and concerted effort
       by the industry, the industry cannot eliminate the potential for introduction of disease into
       surrounding environments. The industry has worked cooperatively with TPWD to manage
       TSV which is a recurring problem in Texas facilities, and they have adopted a response plan
       that requires reporting of mortalities, disease testing, and non-discharge of affected waters
       within  specified time frames. The Department has been petitioned to allow the use of P.
       stylirostrus, as a species more resistant to disease,  especially Taura .Syndrome Virus (TSV)
       which  is a recurring problem in Texas facilities. It is  a recognized practice in shrimp

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          tnariculture to "rotate" species as a disease management technique. This may work well for
          the industry, but results m  maximum exposure to native species. In this context,  it is
          interesting to note that just mis month P. stylirostrus being held in a South Carolina facility
          had to be destroyed because of TSV infection. New regulations to enhance our disease
          management capabilities will'be considered by the Texas Parks and Wildlife Commission
          this Fall.

   •      Native Species.. TPWD supports the use of native shrimp in developing aquaculture options
          that reduce both disease and escapement concerns. There are valid arguments that different
          strategies, such as use of exotics themselves, are the best means to manage disease concerns
          in native shrimp. Based on current information, however, TPWD staff remain convinced that
          promotion of native shrimp is the best option.

   •       Coordinated  Permitting   The Texas Natural Resource  Conservation  Comhiission
          (TNRCC)  has adopted  rules to  address  discharge  concerns associated  with  shrimp
          man culture facilities. Disease associated with those discharges, and management of them
          are considered as part of that permitting process. TPWD has a formal role in that process and
          will consider adoption of complimentary rules this Fall.

   Current statutory authority, existing regulations, fiscal and technical resources are not sufficient for
   TPWD to take other than a conservative approach to managing shrimp disease issues within our
   purview.  Some would say "that the most conservative approach would be to not allow aquaculture
   of exotic shrimp at all. That is not an option that TPWD will consider at this time, but until relative
   risks can be better assessed, TPWD will continue its present course.  Hopefully, it is clear that
   TPWD takes-its  responsibilities seriously. Seriously enough,  that  last year  TPWD took the
   unprecedented step of seeking a restraining order to stop ther discharge of water from an unpermitted
   aquaculture facility whose shrimp were infected with TSV. We were prepared to do so in several
   other situations, but it was not necessary because of voluntary compliance. We remain prepared to
   take similar action today.                                                   -

   It was disturbing to note/on page 51 of the report that, " recently discovered Asian viruses  appear
   to be more virulent to domestic shrimp species than those thought to be endemic to  South and
   Central America."  If that is the case, it certainly reinforces a conservative approach to disease
,   management. ,   ' .

   The Senate Natural Resource Committee of the Texas legislature,  chaired by Senator Buster Brown,
  assessed the situation as an interim study before the last legislative session. A bill based on that
   study, a bill that was broadly supported, would have provided significant tools to address shrimp
   disease  concerns. Unfortunately, that.bill died for reasons unrelated to its intent, and we are now
. back to square one. Senator Brown has assured me that it will be  revisited in the next session. Until
  that time, and such a time as we can better assess risks, TPWD will continue a conservative
  approach  and will continue  to stand  ready to take those actions necessary  to meet its resource
  management responsibilities

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 2. Accuracy and completeness of shrimp virus report.

 Overall, the report was very thorough and well written. We will submit in writing some technical
 corrections, primarily about figures and statistics that may have changed since it was prepared,
 which we hope you will find helpful. The following are some points we consider important to note.

 •      Role of the States. The document is significantly deficient in describing the role of states
        in aquaculture management. It is states that permit introduction of these species and our
        management and permitting approaches vary widely. These uncoordinated actions certainly
        increase disease risk. This was a topic of a recent workshop sponsored by the Gulf of
        Mexico Program. That program may provide a means of addressing this issue that should
        be explored as part of a risk assessment.

 •       Federal Role. Two areas were not addressed that would seem important in a risk
        assessment. What has been (and continues to be, if ongoing) the impact of U.S. assistance
        to foreign countries to develop aquaculture? If these countries are sending diseased shrimp
        to U.S.  processors  as described in the report, how might the  U.S.  inadvertently be
        contributing to the problem through its economic assistance and how might we instead use
        that assistance to improve disease control by foreign countries? Second, what are federal
        agencies doing to address the use of exotic species in federal waters. Open water aquaculture
        is a growing development possibility for the  future.  Who has,  or will have, federal
        permitting authority?

 3. Information gaps.

 The report summarises data gaps and research needs on page 49. TPWD agrees with that assessment
 and provides the following comments:

 •       One of the two most important research needs is to assess the presence and distribution of
       pathogenic viruses in wild stocks.  The recent occurrence of a "whitespot" type virus in
       native species held in the Texas Agriculture  Research Center in Corpus Christi illustrates this
       need. TPWD has worked with researchers there to address this concern and is supporting
       efforts to obtain grant funding to expand that work. One insufficiency in assessing the
       efficacy of disease management strategies is a lack of baseline information on the presence
       and distribution of pathogenic viruses in our native stocks.

•      The second greatest unassessed risk, the risk we know the least about, is that associated with
       the processing of imported shrimp. Based on sheer volume, it could be that the risk
       associated with that activity overwhelms all others. Adequately assessing that risk will likely
       form the basis of future management strategies.

•      One note of caution, please do not allow the research recommendations from this report to
       become a broad based "research engine." A number of the research needs listed in the report

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        are very broad in nature. Certainly, those issues need to be addressed, but not at the expense
        of the most immediate needs to carry out a. viable and timely risk assessment.

 4.  Additional comments.

 TPWD applauds the efforts of the workgroup to address this important issue and urges you to
 undertake this assessment as one that is appropriate for the agencies you represent, and one that is
 necessary for the responsible management of these resources. The goal as stated on page 14 of the
 report                                                ,-

 Prevent the establishment of new disease-causing viruses in wild populations of shrimp in the gulf
 of Mexico and southeastern U.S. Atlantic coastal waters, while minimizing possible impacts on
 shrimp importation, processing, and aquaculture operations.

 is one TPWD would support as well. The assessment endpoints also seem appropriate, although the ,
 second assessment endpoint:                                                               ,

 The ecological structure and function of coastal and near shore, marine communities as they affect
 wildpenaeidshrimp populations                •

may be too broad and long term to be useful in an assessment process that, if undertaken, most
deliver results in short order.           »

I appreciate the opportunity to provide this testimony .and would be pleased to work with the
subcommittee to undertake the risk assessment process as proposed.  This concludes my oral
remarks. More detailed written comments will follow.

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            GULF
        RESTORATION
 NETWORK

            Comments Of The. Gulf Restoration Network on the Joint
                        Subcommittee on Aquaculture' s
      Evaluation of Potential Shrimp Virus Impacts on Cultured Shrimp
            and Wild Shrimp Populations in the gulf of Mexico and
                  Southeastern U.S. Atlantic Coastal Waters


          Good morning I am Cynthia Sarthou,  Campaign Director of the
     Gulf Restoration Network.   The Gulf Restoration Network  (GRN) is a
     network   of   local,   regional,  and-  national   environmental,
     environmental justice,  social justice and public interest groups,
     and  individuals dedicated to  the  fight to  restore the ecological
     and biological integrity of the Gulf  of Mexico.   Network members
     are  located  in  all  five  Gulf  states  of  Texas,  Mississippi,
     Louisiana,  Florida and Alabama.

          We  are pleased  to have  this opportunity to comment  on the
     Joint Subcommittee on Aguaculture' s (JSA' s)  Evaluation of Potential
     Shrimp Virus Impacts on Cultured Shrimp and Wild Shrimp Populations
     in the Gulf of Mexico and Southeastern U.S. Atlantic Coastal Waters


     I.   Concerns About the Nature of Threats Posed  by Shrimp Viruses

     A.  The environmental community has serious concerns regarding the
     threat posed by shrimp viruses to the populations of native shrimp
     and coastal ecosystems in  the Gulf of Mexico.  The GRN believes
     that the use of nonnative shrimp in live mariculture operations and
     processing  operations pose  a threat to the  Gulf  marine ecosystem.
     The threat  <§ome5 in two  forms: escapement of imported shrimp and
     insufficiently  treated effluent.  Untreated effluent from  these
     operations  is discharged directly into local  waters  —  providing
     an exposure pathway for native shrimp, crayfish, copepods, fish and  '
     other marine species.  The JSA Report  indicates that the  potential
     for transmission  of viruses to native shrimp is largely unknown.
     This appears contrary to information recently published in the Port
     Lavaca News,  Texas.   A June  18,  1997  article in the- Port Lavaca
     News reports  that Dr.  Addison Lawrence,  director  of  the- Shrimp
     Mariculture research project of the Texas Agriculture experiment
     station,  reported that a white spot-like virus caused a  significant
     die-off of native  white shrimp (Panaeus setiferius) being held at
     th£  research  lab.   Although  Dr. Lawrence  has  no  information
     regarding the source  of the exposure/pathogen contracted by these

               Working to Protect  and Preserve the Gulf of Mexico

Mailing Address: P.O. Box 2245, New Orleans, LA 70176 4- Street Address: 400 Magazine Street, Suite 401, New Orleans, LA 70130
                         Phone: (504) 525-1528 4 Fax: (504) 566-7242
                              100% Kcytled pjpcr f>roc«scd 100% cWonne free

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 shrimp,  the article would appear to  indicate  that viruses pose a
 threat to native shrimp stocks.

      The environmental community is also concerned about the second
 possible exposure pathway of escapement of infected exotic shrimp
 from mariculture  facilities.   These shrimp  pose a  significant
 threat  to  native  shrimp  and   other  marine  species  both  in
 competition for resources, and exposure of  native stocks to viruses
 which do not presently  exist in  Gulf  waters.

      Protection  of wild  shrimp  stocks must take  precedence  over
 farmed species.  Agencies must take action now to prevent possible
 impacts   of wild  shrimp  and other  species  within  the  marine
 ecosystem.   We concede that there is a need for a Risk Assessment.
 However,  Risk Assessments are long  and involved processes.  ,  We
 cannot afford to await the completion  of a Risk Assessment prior to
 taking action.   We must  adopt the precautionary principle —  we
 must act^ before the  local ecosystem  is negatively impacted.1  The
 results  could be disastrous.  The resources of the Gulf are simply
 to valuable to risk.            ,                           ,


 II.   Accuracy and  Completeness of the Shrimp Virus Report

      With regard to contents of .the  JSA Report,  the GRN has the
 following specific comments:                           ,

 Section  2.1, p.  9

      The JSA Report states that  "[cjosts to tJ.S. processors will
 increase if new  detection,   control  & treatment  procedures  are
 implemented to prevent  the environmental release of contaminated
 wastes."    It  is  true   that  detection,  control  and treatment
 procedures  may  add  to  the  costs  incurred  by  the  processing
 industry.  However, it is  the" aquaculture and processing industries
 that  are responsible for the  import  of potentially contaminated
 shrimp.  It is also they who prof it from these industries — as the
 JSA  report notes they are a 9 million dollar  industry.   On the
 other hand,  if  native  wild shrimp,   crayfish   or.   other  fish
 populations become infected with  one of the mentioned viruses, the
 financial burden will fall upon domestic shrimpers, fishers and the
 general  public.  Accordingly,  it  is  only equitable that those who
 benefit  from the industry creating the risk bear the burden of the
 cost  of  measures  needed  to   prevent,  environmental contamination
 associated  with their operations.

 Section  2.2, p. 9
  1                   '*,'-<-        '      "      •
      The Report aptly states that management of the potential risks
 of the shrimp disease  problem will  require  a diverse  group  of
 interested  parties.  However, the need for  participation of this
 "diverse group" in  the  ecological risk assessment process is  not
 equally  stressed.   Cooperative interaction of interested groups
must begin now ^  To ensure cooperation  and buy-in by all interested

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 groups,  federal  agencies must involve a wide variety of interested
 stakeholders in  all phases of the process  — from risk assessment
 to management.  The Report must, therefore, include a discussion of
 participation by these groups in all phases of the Risk Assessment
 and Management Process.

 Section  2.2,  pps.  10-12

     The report purportedly summarizes "the responsibilities,  tools
 and recent efforts" of many state  and federal agencies to deal with
 the shrimp virus problem.   No mention is made within  this section
 of the responsibilities of the FDA.  It is our understanding that
 the FDA  is the agency responsible for regulation  and inspection of
 all imported  shellfish.  They are,therefore,  the  front line agency
 with regard  to detection  of viral agents  within imported shrimp
 stocks.  Their responsibilities and efforts to date to address this
 problem  must be discussed. If the FDA  is  not yet  involved, they
 must be  contacted  and brought into the process.

 Section  2.2,  p.  10

     The report  discusses  voluntary  participation  by  some
 aguaculture   operations  in the   Specific  Pathogen   Free   (SPF)
 broodstock and shrimp seed program.  The  CRN is curious ,to know
 whether  any  efforts have been made to  implement a  mandatory  SPF
 broodstock compliance program.   Industry may at first be reluctant
 to participate in  a such  a program.  However, such a program may
 constitute the only  effective method of ensuring that  aquaculture
 operations employ  only pathogen free stocks.   The possibility of
 a mandatory program  should be addressed in the Report.

 Section  3.1,  pps.  16-19

     The primary assessment' endpoint seems to be well thought out
 and well developed  throughout the Report.    However,  the report
places too  much emphasis  upon  this endpoint.   Impacts  on  wild
panaeid  shrimp cannot, and should not, be the  major focus of these
 efforts.  As  aptly illustrated within the  report,  shrimp are not
the only species threatened by  shrimp  viruses.   Viruses pose a
threat to other  marine species and to the  ecosystem as a whole.
Thus, the second  endpoint -—  pertaining to  the affects on the
 ecological structure and function of coastal and near-shore marine
 communities — is .an equally important  endpoint.   Equal emphasis
must be accorded this important issue.   Within the Report, the JSA
should recommend research  aimed at a better understanding of the
potential impacts  of these viruses on marine species, other than
panaeid  shrimp, and"the coastal and on the marine ecosystems as a
whole.                                !

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Section 7, pps. 52-55.

     Section 7, discussion action items,  is the weakest s4ction of
the report.  Although the Report recommends a few action steps that
might be  taken,  the impact of the recommended  steps will not be
felt in the short term.  Any positive results associated with these
action will be felt, if at all, in the very distant future.

     We  must  act  now to protect  vital marine  species,  and
ecosystems now.   We are asking the JSA to  obtain participation by
all appropriate federal agencies, including APHIS-USDA and the FDA,
in implementing the following:

     1.   Require that  shrimp  from each  shrimp  farm  (foreign and
          domestic)  be  periodically  tested for  virus.  This will
          allow us to track infected shrimp and their origins;

     2.   Require that infected shrimp MUST be cooked prior to sale
  '        or processing to prevent the escape of viruses into the
          environment.   fcThese  contaminated shrimp  can then enter
          the market as canned, cooked-breaded,  etc. products;

     3.   Require that shipments of shrimp  from  EACH  point  of
          origin >pkou>(j be kept SEPARATED or  ease  of testing and.
          tracking.    All  shipping bills  should  indicate the farm
          of origin, "the packer,  shipper, etc;

     4.   Insist that countries of origin  bear the burden of having
          their  seafood   inspectors  CERTIFY  the   shrimp   are
          virus-free.  Countries  can  then be held responsible for
          contaminated shrimp   (not pay for shrimp or sue);

     5.   Ban imported shrimp  to  be used  as bait;

     6.   Amend the  Lacey 2£&,&° include shrimp viruses in order to
          provide a  lega 1 Joo. oil ing- to prevent import of contaminated
          shrimp;                                              •

     7.   For domestic  ponds contaminated with viruses, facilities
          should be  required   to  stop  run-off  into  the natural
          environment (holding ponds);  net over ponds to prevent
          transfer   by   birds;  fence  ponds  so   wildlife  cannot
          transfer viruses  from ponds to  the ^environment;

     8.    Require treatment of wastewater  from  mariculture  and
          seafood processing plants, as well as treatment (such as
          shrimp hulls, etc:) and proper disposal of waste products
          from processing facilities,  and work with the appropriate
          to improve regulations regarding  the disposal of  shrimp
          solid waste products;

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      9.    Focus research efforts on development of most effective
           and cheapest methods of treating waste products;

      10.   Impose a duty, as little as one cent per pound, be  placed
           on imported  shrimp —  thereby  providing  a  source  of
           funding for inspections and research;

      12.   Increase research on  potential  effects on the coastal
           communities as a whole;  arid

      We recognize that the JSA report is only an initial  attempt to
initiate the process  for eliminating shrimp viruses.  As we  stated
earlier, the CRN believes that this Report provides  an  excellent
compilation  of  existing  information regarding  shrimp viruses.
However, we  believe that it is crucial that the JSA recommend that
federal  agencies take  specific  action   steps   immediately   to
eliminate  the possibility of transfer of these viruses to  native
marine species  in the Gulf of Mexico.


III.  Central Data Gaps:

      It  is  clear from  the  report that "there  is little  or  no
information  on  the  potential impact  of  viruses  on  wild  shrimp
fisheries"  or  on other species  of  fish,  copepods,  crabs  and
crayfish.  Federal agencies must focus significant research efforts
on methods ,of containing  shrimp  viruses,  as  well as information
regarding  the potential impact  of  introduction  of those viruses
into  the Gulf ecosystem.  This  is  particularly important if the
federal government intends to persist in  its  efforts to promote
domestic shrimp  aquaculture.

     The JSA Report  also  identifies  another data gap  — that
relating to  the greater ecological impacts of viruses?   Research
efforts  must  focus  on this  critical  issues.     Agencies  must
determine  those  impacts  on  ecosystem 'structure  (e.g.  species
composition)  or function  (e.g.  predator/prey  relationships)  are
associated with the  introduction of  a virus or  viruses  into an
ecosystem of a virus  or  viruses.

     Finally, agencies must determine the full panoply of risks to
the   marine   environment  associated  with  the   processing   of
contaminated shrimp.  They must also determine available treatment
processes,   if  any,  to  eliminate  viral  agents  from wastewater
discharges.

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IV.  summary
      It is imperative that federal, and state agencies act now to
protect native shrimp and other potentially impacted marine species
and  the marine  ecosystem  as a  whole.    The : CRN recognizes  the
existence of data gaps and the need  for  further  research to fill
these gaps.  Howeyer, agencies simply cannot sit idle while this
research is being completed.  Steps  must  be  taken now to prevent
the import and possible spread of potentially devastating viruses.

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            ;         Presentation by   ., .
                    William D. Chauvin
                        President
                    Shrimp World, Inc.

 Shrimp Virus Stakeholder  Meeting
 Thibodaux,  Louisiana       ,
 July 25,  1997
   i            '             '
 Good Morning:                 ,  .
 I am Bill Chauvin,  President of Shrimp World, Inc.
 Our Company is'"the management firm for the American
 Shrimp Processors Association, an association of
 shrimp processors and allied industry members
'comprised of 46  shrimp processors from Florida
 through Texas and other associated companies
 throughout the U.S.

 Our members are  very concerned,, about the issue of
 shrimp viruses and are interested in the report by
 the Joint Subcommittee on Aquaculture (JSA) and the
 Shrimp Virus Workgroup,  as  well as subsequent
 developments and actions that.may be taken in dealing
 with this situation.            ,      ".  -

 We certainly are aware that problems have  occurred in
 shrimp farming operations throughout the world,  .We
 have experienced wild swings in supply and
 particularly in  shrimp prices  since  the early
 eighties—^nearly all  resulting from  the successes and
 failures  in aquaculture  operations throughout the
 world. .                      ,                         ,

 Not too many decades  ago the U.S.  market was
 predominantly supplied by shrimp  caught domestically
 and supplemented by wild caught  shrimp from other
 countries.>  In the  Gulf  of  Mexico' area we  ran the
 plants only'during  the seasons and most processors
 shut down during the  off season,  keeping only an     ;
 office staff. and sales, personnel.  But as  the demand
 for shrimp increased,  and certainly  with the advent
 of shrimp farming,  the tail began to wag the dog.
 Imports are now  the major shrimp, supply to the- U.S.
markets.   While  we  have  heard  of  numbers, quoted  that
.imports are now  about  70  percent  of  the U.S.  supply,
 that is based on the volume of imports  "as imported."
The  U.S.  imports shell-on,  peeled, cooked,  breaded/'
 and  canned  shrimp.  Converting these all to shell-on
 and  comparing the results to the  domestic  production,
we would  realize about 80 percent  of .our supply  is
 imports.           -

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 In the past, most  of our processors were able to run
 a profitable business using  only domestic shrimp. In
 the canned  shrimp  industry,  which dominated the
 central Gulf production until the late  seventies, the
 processors  avoided using imports because the yields
 were not as good as the whole, heads-on shrimp.
 However, with  the  increased  demand and  the rising
 economy, a  few processors found it necessary to'
 operate longer than just during the domestic seasons.
 They began  to  use  imported shell-on shrimp from
 Mexico, India  and  other countries.

 The Gulf Coast industry began to evolve in the late
 seventies.  At the same time that importers began to
 increase the percentage of the U.S. canned "shrimp
 supply, the overall demand for canned shrimp began to
 decline.  The  development of the infrastructure of
 the refrigerated industry enabled more  people in
 middle America to  purchase frozen shrimp.  Many of
 the carihers began  converting their operations from
 canned to frozen peeled production.  Soon after that
 the processors realized the  economic necessity of
 extending their production "season" by  utilizing
 imported frozen shrimp in their peeling operations.

 Many of the operations in the Gulf Coast area
 continue to be dependent on  the domestic production
 for profitability  in their business.  Peeling
 imported shrimp, nearly all  previously.frozen, offers
 less yields, but the overhead and continuing payroll
 is maintained  by 'the longer  production  year using
 imports.

 In both the Atlantic and Pacific regions, many
 processors  there utilize nearly all imported shrimp.
 But these processors,  unlike most of the Gulf shrimp
 industry, produce  breaded, cooked and other specialty
 shrimp products, which allow more flexibility for
 profit.                      •  .       '  .

As you can  see, imports are  an integral part of the
U.S. shrimp processing industry.  The leading shrimp /
 supplying countries,  Thailand and Ecuador,  supplied h-
 44 percent  of  last year's shrimp imports.  Cultured
 shrimp from other  Asian and  Latin American countries
bring that  total to  well over half of the U.S.
 imported shrimp supply.  Yes, we are very concerned
 about the virus situation.

 Domestic shrimpers,  and indeed the news media, have
 expressed concern  that domestic shrimp  farms using
 exotic species may have a negative impact on the
 indigenous  species. Additionally,  the processing
 industry for nearly  two decades has been utilizing
 imported shrimp—much of which are farmed—without

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 any apparent- effect on the domestic species.  But we
 certainly would not want to jeopardize the domestic
 supply—the mainstay of bur Gulf shrimp industry.

 But we also need the imported shrimp and particularly
 that from the aquaculture sector.  We are concerned
'that an overreaction'may, occur that,could endanger a
 significant portion our supply.  Already South
 Carolina has quarantined some shrimp farms, and has
 ordered destruction of shrimp in others.  This is the
 kind of knee-jerk reaction we had hoped would not
 occur.

 The JSA Shrimp Virus Work Group 'has done a
 commendable job in developing their report. • However,
 there a few things that need more research, and some
 that need supplementary data.   ,-      •  ' '   •   , •  •

 Except for the conclusion that the indigenous U.S./
 species,  particularly .the Penaeus setiferus,  P.
 aztecuSf  and the P.  duorarum can be infected by'
 viruses under laboratory conditions,  there has been
 no other research that concludes these shrimp can
 assimilate the virus in the open waters of the Gulf.
 In fact,  the only instance where wild shrimp were  .
 thought to be infected by a virus (IHHN)  was.in
 Mexico's  Gulf/of California,.where the species is the
 same as those utilized in aguaculture operations.
 Further,  the decline" in Mexican Pacific shrimp stocks
 beginning in 1987 may have had other  extenuating
 circumstances that could have contributed to their
 reduced resistance to  the virus or indeed to their
 declining population.           '    '

 The possibility of an  El Nino occurrence could have
 altered water temperatures and effected greater
 predation of shrimp, or could have changed   the
 ecology of the bays  and estuary nursery areas  for the
 larvae and juvenile  shrimp which effected-their
 survival.   Additionally,  along the west coast  there
 are many  Tapos,  berms  that trap the juvenile  shrimp,
 preventing them from emigrating into  the  open  oce'an.
 There  could .have been  a greater harvest of  smaller
 shrimp, which  may have reduced the opportunity for a
 greater quantity.to  emigrate  and grow to  larger
 sizes.        '

 All possible factors should be examined before a
 conclusion is  made that the decline was, solely the,
 result  of  the  IHHN virus.   It  is  possible also that
 an  abnormal ecological and environmental  situation
 could  have reduced the shrimp's  immunity  causing  them
 to  be more susceptible to  the  virus.    •

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 Our  point here is that we urge that the research
 encompass all possibilities and,  indeed,  that  more
 research should be undertaken to  look at the natural
 stocks  in the Gulf and South Atlantic areas  to
 determine if any virus is endemic to these species.

 We are  very concerned that we are facing a "Catch-22"
 situation.   If your research correctly concludes that
 the  domestic species are susceptible to the  viruses—
 not  just in a laboratory,  i.e., stressful situation—
 this may trigger action to reduce our supply of
 imports.   If comprehensive research is not done,  and
 there remains a threat to the indigenous  species, we
 risk losing the mainstay of our supply.

 Now, an additional comment referring to the  report on
 possible introduction of pathogenic viruses  with the
 ballast water of ships.   The species cited are not
 only different'species than those we know may  carry a
 virus,  but  they are of a different superfamily than
 the  Penaeoida—maybe almost as different  as  other
 Crustacea,  such as crabs and lobster.   Much  more
 research is needed here.

 We urge that this comprehensive research  be
 undertaken  so that we do not encounter what  might be
 reactionary measures such as was  recently taken  by
 South Carolina,  quarantining shrimp ponds, and
 requiring shrimp farm operators to destroy their
 shrimp.   We do not know if this measure was
 justified.   Certainly the  state of South  Carolina's
 DNR  had the right to take  this action—it was
 supported by the state's supreme  court.   But it  may
 have been premature or,  worse,, unnecessary.

 We are  pleased that the Shrimp Virus Work Group
 recommends  that a workshop be convened to further
 examine this  issue and to  produce  a risk assessment,
 using the information from these  stakeholders
meetings.   We  also urge  that you  have 'industry
 representatives participating in  this  meeting.'

As you  are  finding out there are .many  stakeholders in
 this industry.   It is  a valuable  industry not  only to
 local communities  but  to the overall infrastructure
nationwide,  from fishermen,  and shrimp farmers,  to
processors  and importers,  to- brokers and traders, to
wholesalers  and retailers  and to  restaurants and
 supermarkets,  and  certainly to the  consumers.

We sincerely implore you to examine this issue as
objectively and as  thoroughly as possible. .

Thank you.

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07/28/97   09:49    ©15045667242            SCIDF                                  £§002/009
                   SHRIMP VIRUS STAKEHOLDER MEETING
                             THIBODAUX, LOUISIANA
                                     JULY 25, 1997

                                 Comments of Esther Boykin   ,
                              Earthjustice Legal Defense Fund
                          (formerly Sierra Club Legal Defense Fund)
                                     INTRODUCTION
                                                           •  ...             /
          We are pleased, to have the opportunity to participate in this Shrimp Vims Stakeholder
               ,                         •>             /        ••',,.
    Meeting and to comment on the June 5, 1997 report to the Joint Subcommittee on

    Aquaculture ("JSA") prepared by the JSA Shrimp Virus Work Group, entitled An Evaluation

    of Potential Shrimp Vims Impacts on Cultured Shrimp and Wild Shrimp Populations in the

    Gulf of Mexico and Southeastern U.S.  Adantic Coastal Waters.

           These comments are presented on behalf of the Earthjustice Legal Defense Fund,

    formerly known as the Sierra Club Legal Defense Fund.  The Legal Defense Fund'is a non-

    profit, public interest environmental law firm with nine offices in the United States, including

    one in New Orleans.

           About a,year and a  half ago, our New Orleans office was first contacted  by citizens,

    concerned about the threats of shrimp viruses to the populations of native shrimp and the

    coastal ecosystems in the Gulf of Mexico.  The first such call to our office was  from a

    Mississippi resident who expressed concern about shrimp contaminated with viruses to which

    our native species have no  resistance, being imported to the Gulf .Coast for processing.  The

    caller was specifically concerned about potential harmful impacts on the native shrimp

    population,  and the ecosystem in general,  as a'result of the release of the viruses into the

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                                                                                         2
    environment through the disposal of wastewater. and waste materials from processing plants.
          Soon thereafter, we were contacted by a Texas coast resident who also raised
    concerns about shrimp viruses, but from a different perspective.  This Texas citizen feared
    that the escape of exotic shrimp species used in aquaculture posed a significant threat to
    native shrimp — not only by preying upon or out-competing native species, but also by
    exposing native populations to exotic viruses to which they have little or no immunity. In
    addition, the management of waste and wastewater from shrimp farms was identified as a
    cause for concern because  of it's being a potential source of infection of native species.
          As we came to recognize, these initial contacts tp  our office effectively summarized
    and reflected the primary concern of the environmental community -- that we must protect
    our indigenous species and aquatic ecosystems from the threat of exotic shrimp viruses,
    regardless of the pathway of exposure.  Thus, in response to contacts from concerned
    citizens and because .of the public  interest in the protection of our natural marine resources,
    the Legal Defense Fund began an  effort to follow non-native shrimp and shrimp virus issues.

                                         COMMENTS
          We greatly appreciate the effort the Joint Subcommittee on Aquaculnare ("JSA") is
    directing to the shrimp virus problem.  The  report of the  JSA Shrimp Virus Work Group is a
    very readable document which includes a very useful summarization of current information
    on shrimp viruses and their potential impacts.  There are, however,  aspects of the report
    about which we have serious concerns.

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   •                        .    •          •       ','••..           ' . •  '  •           "     3

    Time is of the Essence:

           The report indicates that in March, 1996, the Executive Committee of the ISA held

    an "emergency" meeting regarding shrimp viruses and agreed to establish a Shrimp Virus   .

    Work Group.  Some sixteen (16) months later we are reviewing a report of the Work Group.

    Although the report is a very worthwhile compilation of relevant information, it is considered

    merely a first step toward a goal of conducting an ecological risk assessment. As we

    appreciate the current plan,  a report summarizing the various stakeholder meetings is to be

    prepared and that summary  report, along with the shrimp virus report, is to be used at a

  ,  future workshop to develop a plan for an ecological risk assessment of the^ shrimp virus

    problem.

           Considering the fact that, as the report states, "threats to the sustainability of U.S.

  ,  marine resources due to exotic shrimp viruses are increasing [,]" we question the necessity of

    completing any major analysis document such as a risk assessment, before taking action for

    the protection of indigenous species. Although there are some data gaps and research needs

    as noted in the report, when the resource at risk is of such ecological importance it is

    unreasonable and imprudent to require that the science be conclusive before acting.

           As we appreciate the current status of the science, research indicates that all of our

    principal indigenous shrimp species are highly susceptible to one or more of the exotic '

    viruses addressed in the report:  Thus, we cannot reasonably be expected to wait until there ,

    has been a devastating outbreak of exotic shrimp viruses in wild shrimp  populations before
                                     •         .       t       f         '
    taking action to protect indigenous species and aquatic ecosystems from this threat.  By, the.

    time there is absolute proof that our wild shrimp populations are at risk  from exotic shrimp

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                                                                   '  .          '       .   4

    viruses, it will be too late.  The report simply does not reflect the urgency for action that this

    problem demands. We urge the ISA to act swiftly for real world protection of these valuable

    marine natural resources.

    The Risk Assessment Proposal:

           The recommendation that au ecological risk assessment be conducted raises a number

    of concerns.  The recommended tiered approach, which appears to be a synthesis of the

    quantitative approach and the qualitative approach, offers some advantages over the purely

    quantitative and the purely qualitative approaches.  However, in making a recommendation

    for a risk assessment, certain  assumptions have already been made  — assumptions which we

    believe should be open for public review and discussion. Indeed, the public interest is best

    served when those who would place our natural resources at risk bear the burden of

    demonstrating that their activities do not threaten native species and natural ecosystems.  As

    we understand the risk assessment approach, it begins with the status quo. For example, an

    ecological risk assessment of shrimp viruses would consider that  shrimp importation,

    processing, and aquaculture operations, as well as other pathways of potential exposure,

    remain hi place.

           Some of the assumptions that have already been made before the risk assessment is

    begun are exemplified in the  "draft management goal"  presented in the report. The goal

    reads:

                 Prevent the establishment of new disease-causing viruses in wild
                 populations of shrimp in the Gulf of Mexico and southeastern
                 U.S. Atlantic coastal waters, while minimizing possible impacts
                 on shrimp importation, processing, and aquaculture operations.

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                            "  '          '     ,      '•                        '  /   '        5

    Report at p.  14.  'As written, this goal allows for the introduction of the viruses into the

    ecosystem and suggests that the drafters were applying an assimilative capacity approach.  It

    assumes not only that there is a level of the viruses that can be introduced into the ecosystem

    without their becoming established, but also that we know what that level is, when, in fact,

    we do not.  What is meant by  "new" disease-causing viruses is not clear;  In addition, some

    of the primary pathways of infection are afforded a buffer from impacts before the analysis
                     'i        '        --                '           .
    has even begun.  Thus, we urge that the management goal be re-drafted to be  more

    protective of wild shrimp populations and aquatic ecosystems and to retain all  potential

    alternatives for such management.  Such a goal might read:           .

                  Prevent the introduction of disease-causing shrimp viruses into     ,   .
                  Gulf of Mexico and southeastern U.S. Atlantic coastal waters.
                   ^              •                         .                      "
           Rather than an assimilative capacity approach, which, in effect, is an effort to

    determine how much the species or the ecosystem can tolerate, we urge the  ISA to consider

    adopting a precautionary approach.  We do not suggest that such an approach  would lead to a

    "no harm" situation; it should, however, aid in identifying the most precautionary feasible

    alternatives.                         ,                                            ,

            We recommend,that the ISA conduct an alternatives assessment rather  than a risk

    assessment.  'A full range of alternatives - from the most radical to the most feasible - for

    the control of shrimp  viruses should be identified.  The advantages and disadvantages of each

    alternative should be reviewed on a number of parameters — including but not limited to the

     long-term and the stiort-term effects, biological factors, economics, and degree of control. It

     is important that the review of alternatives consider more than economics and direct mortality

     of shrimp.  Use of a precautionary approach does not pre-suppose that the most radical of

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                                                                                          6
    alternatives will be or should be adopted. It does, however, require that the Ml range of

    alternatives be on the table for discussion.  Without a comprehensive look at alternatives, a

    fully informed decision regarding the most feasible, effective method(s)  for addressing the
    shrimp virus threat cannot be made.

    The Legal Analysis:

          One of the most striking deficiencies in the report is the incomplete analysis of the

    currently available legal mechanisms for addressing the shrimp virus problem.  As indicated

    in the report,  states do have some responsibility for the regulation of imported species.  Here

    in Louisiana,  for example, we are fortunate that the state Department of Wildlife & Fisheries

    has not permitted aquaculture of non-native shrimp species.  This, however, is a result of

    departmental policy rather than a statutory provision on which citizens may rely. While such

   policy pre-dates the current threat of shrimp viruses — and likely was developed out of

   broad-based concern about negative impacts of introduced species, such as predation or

   displacement of native species - it has had the serendipitous effect of protecting local wild

   shrimp populations from one avenue of potential viral infection.  For this we are grateful.

   However, as other states have chosen not to close this avenue of potential infection and as

   we have become  aware of the several other potential pathways of infection, it is apparent that

   the shrimp virus problems cannot be checked by state action alone.

          We concur that the federal government has primary regulatory authority in this area.

   It was helpful that the report outlined the agencies which may have a role in addressing the

   shrimp virus problems and the potentially relevant legal authorities.  However, we are

   concerned that only in reference to me Animal and Plant Health Inspection Service (APHIS)

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    ''.'•'                  '•'          "            ..'/•'     '       •          7

    was it stated that the appropriate legal staff is "currently investigating whether existing


    statutes and executive orders can be interpreted to provide [the agency] the authority to


    regulate the importation and interstate movement of shrimp and shrimp products to prevent


    and control shrimp viruses."  Such legal research should have been requested from the


    General Counsel's Office of each potentially relevant department and independent agency


    long ago.  It cannot be done overnight.  Without an adequate legal review, the agencies not


    only do not know if they have the authority to act, they do not if tbey  have a duty to act.


          The legalities may be complex for a number of reasons, such as the necessity to rely


    on different agencies to address various different pathways of virus introduction or because


    technically the virus is neither plant nor animal,  However, it is likely  that there are


    currently existing legal mechanisms available to address at least some aspects of the problem


    immediately. Moreover, if additional legal authority  is needed to protect native shrimp


    species and'coastal ecosystems from shrimp viruses, the sooner the work begins, the better


    are the chances that such statutes can be adopted or such rules can be promulgated in time to


    be effective,                                                         ,     •       -


          Thus, we urge the JSA to immediately request assistance from the Offices of General


    Counsel for the Environmental Protection Agency, the Department of the Interior, the

                      s                                 .                '  '        '
    Department of Commerce, the Department of Agriculture, and  any other agency which may


    have relevant authority.    ,

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07/28/97   09:51     ©15045667242             SCJJJF                                   il 009/009
                                                                                        8

                                       CONCLUSION

          In summary, protection of our indigenous species and natural aquatic ecosystems is of

    the highest priority. As threats from, shrimp viruses continue to increase, time is of the

    essence. We urge that all currently existing legal mechanisms for protecting these marine

    resources from exotic shrimp viruses be identified and implemented immediately.  To

    facilitate the most reasoned, well-informed decision-making regarding control of shrimp

    viruses, we recommend that a comprehensive alternatives assessment be done in lieu of a risk

    assessment.

          Thank you for your consideration of these comments.  We intend to supplement them,

    as needed, before the close of the public comment period.
                                           Esther Boykin
                                           Earthjustice Legal Defense Fund
                                           400 Magazine Street, Ste. 401
                                           New Orleans,  Louisiana 70124
                                           (504) 522-1394

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                                                                           0 /
                                                  .
Wildlife and Fisheries consists of two parts:
      The Wildlife and fisheries Commission, a seven member board appointed by the
      Governor and the Department of Wildlife and Fisheries, headed by the Secretary
      who is also appointed by the Governor.
            Charge: To protect, conserve, and replenish the natural resources of
            the state, the wildlife of the state, including all aquatic life.

Statutes provide for the following:
             !                    • "           "     '             '     *•
           The Commission is a policy-making and budgetary-control board.  The
           - • ' '        "      ^         " • '        '          '      .
           ownership of all wildlife, including shellfish are the property of the State.and
           shall be under the exclusive control of the Commission.

       ,    The Commission, through the Secretary of the Department of Wildlife and
           Fisheries shall adopt rules and regulations for the comprehensive
           control of shellfish.

         -• The Secretary may grant written permits for the cultivation of fish (includes
           shrimp). He may permit the introduction of any kind of fish into any waters.
           No one could raise shrimp  in ponds in the coastal zone without
           permits from both LDWF and DNR. No one could raise shrimp in
           ponds outside the coastal zone without permits from LDWF.

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             No fish of any species from without the state shall be liberated within the
             state except upon written permission of the Secretary.

Value of shrimp:

      It is estimated that the impact of commercial marine shrimp and sheilfish harvest to
      the state of Louisiana is $1.9 billion. (Southwick Associates, March 1997).

      Tax revenues generated from the sale of shrimp and shellfish products harvested
      in Louisiana was estimated to be $74.9 million.

      Total sales value of shrimp and shellfish generated at processing, wholesale, retail
      and restaurant levels was estimated to be $1.5 billion.

      Approximately 22 thousand jobs in Louisiana are supported by the domestic
      commercial marine shrimp and shellfish harvest.

NWIFS Preliminary Data, 1996:

      Marine shrimp and shellfish commercial dockside harvest in Louisiana was
      estimated to be $179.3 million. This is 66% of the total commercial dockside
      value for all fishery products in Louisiana.

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      Shrimp alone was estimated to be $127.7 million. This is 47% of the total
      dockside value.
      90.2 million pounds of shrimp were landed.

1995, Fisheries of the U.S.

      30% of all domestic shrimp landings are landed in Louisiana.

      The U.S. supply of all forms of shrimp converted to heads off weight averages
      around 900 million pounds annually. 75% of this is imported from foreign
      countries. Thailand, Ecuador and Mexico are the top three importers. I am sure
      someone else may have more information on imports. '     :

Three areas of concern:

      1. Transport of imported shrimp to the U.S.
           A., Are there protective measures taken to guard from infected specimens?
                  No nation wide standard.
                  Louisiana currently does not allow live  specimens for culture,
                  but does allow imports for processing.

           B. During transport what happens to waste water.
                  Currently no nationwide standard  seems to exist.

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      2. Processing.



            A. What happens to unused parts.
                                                '              <•


                  Currently in Louisiana parts are screened and taken to landfill.


            B. Waste water treatment



                  Currently wastewater is not checked or treated for viruses.






      3. Pond culture.



            A. Currently no pond culture in Louisiana.



                  If allowed would postlarvae and juveniles be guaranteed



                  disease free and if so by whom.



            B. What happens to wastes and water exchange,


                  Currently aquaculture operations are not checked for viruses.






Disturbing findings from the shrimp virus report:






      These viruses are widespread throughout the world, both in wild and cultured


      shrimp. There is no reason to suspect that viruses would not occur in


      Louisiana.






      At least one incident in reduction so wild stock in Gulf of California. There is no


      reason to suspect that it could not happen in the Gulf of Mexico.






      Have not been identified in native U.S. shrimp.  Inadequate methods or sampling

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 intensities. There is no documentation, but we have been advised that Texas
 A&M recently found White Spot in collections of white shrimp brood stock.
                                                     't
 Viruses have affected cultured shrimp throughout the world. There is no reason
 to suspect that viruses could be prevented in Louisiana.

 Despite all efforts to prevent outbreaks on U.S. farms, there have been numerous
 outbreaks. There is no reason to suspect that outbreaks could be prevented
 in Louisiana.                                                    '

 Foreign aquaculture operations harvest ponds when diseases are found. Infected
                                                             i   f-
 shrimp end up in Louisiana processing plants still carrying viable
 pathogens.

 Many possible ways shrimp.may become infected. Processing wastes, pond
 wastes and escapement, infected bait shrimp, ship ballast, non-shrimp hosts
 which may feed on infected shrimp (other shellfish, birds, reptiles, mammals
 etc.)

Species other than shrimp may be at risk. Crabs and crawfish in particular have
been found with these viruses. Both are important species to Louisiana,    *
particularly crawfish pond culture risks.

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The most important weapon needed to control or prevent diseases is knowledge.
Currently, there is very little information about the relationship between presence of these
pathogens in wild stocks and its likelihood of producing disease in either wild or hatchery
raised shrimp.

Without knowledge of the distribution of these viruses, how can sound discussions
regarding control or containment strategies be made or even if control or containment are
needed.  Is it possible that these viruses are already present in wild stocks but excessive
mortalities only occurs under certain conditions? Could poor production years actually be
linked to viruses which may already be present in wild stocks but have not been
observed?

Shrimp stocks are at risk because of our lack of knowledge. The question that needs to
be answered is whether the level of risk is known and if so is it acceptable.

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                                   Appendix D                    :
                 Report of the JSA Shrimp Virus WorkGroup

      The full report entitled, An Evaluation of Potential Shrimp Virus Impacts on Cultured
Shrimp and Wild Shrimp Populations in the Gulf of Mexico and Southeastern U.S. Atlantic
Coastal Waters, dated June 5,1997, is available on the Internet at
http://www.epa.gov/ncea/svra.htm.

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         An Evaluation of Potential Shrimp Virus Impacts
     on Cultured Shrimp and Wild Shrimp Populations in the
  Gulf of Mexico and Southeastern U.S. Atlantic Coastal Waters
          A Report to the Joint Subcommittee on Aquaculture
           Prepared by the JSA Shrimp Virus Work Group
        National Marine Fisheries Service, U.S. Department of Commerce
    Animal and Plant Health Inspection Service, U.S. Department of Agriculture
National Center for Environmental Assessment, U.S. Environmental Protection Agency
             Fish and Wildlife Service, U.S. Department of Interior
                            June 5,1997

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                              ACKNOWLEDGMENTS

      Many individuals have contributed directly and indirectly to the development of this
document. We would especially like to thank Drs. D. V. Lightner, University of Arizona, and J.
M. Lotz, Gulf Coast Research Laboratory, for their timely review and comment. Key contributors
to this document include:
      T. Mcllwain
        (chair)

      K. Austin
      B. Bastian
      J. Erbacher
      R.Fite
      F. Kern
      R.Orr
      T.Siewicki
 National Marine Fisheries Service,
 U.S. Department of Commerce

 National Center for Environmental Assessment,
 U.S. Environmental Protection Agency

 Office of Wastewater Management,
 U.S. Environmental Protection Agency

 National Marine Fisheries Service,
 .U.S; Department of Commerce

 Animal and Plant Health Inspection Service,
. U.S. Department of Agriculture

 National Marine  Fisheries Service,
 U.S. Department of Commerce

 Animal and Plant Health Inspection Service,
 U.S. Department of Agriculture

 National Marine Fisheries Service,
 U.S. Department of Commerce
      B. van der Schalie   National Center for Environmental Assessment,
                         U.S. Environmental Protection Agency
      Z. Zein-Eldin
 National Marine Fisheries Service,
 U.S. Department of Commerce
                                          . i

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11

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   -..',-•'     '          •     •..    CONTENTS  '           ."•••'•

ACKNOWLEDGMENTS	 I

LIST OF FIGURES	.....	 w

LIST OF ACRONYMS	...;..;.....	;	.	.. Vi

PREFACE „..,:........		..	;	:.... vii

EXECUTIVE SUMMARY	.	..;....	..	 ix

1     INTRODUCTION	;	1

2     PLANNING THE ASSESSMENT: THE ECONOMIC AND MANAGEMENT
      CONTEXT	..	...';•.'	 3
      2.1    Economic Aspects of the Shrimp Industry ................................ 3
     '2:2    Risk Managers and Stakeholders	 9
      2.3    Management Goals  .......;			14

3     ECOLOGICAL RISK ASSESSMENT: PROBLEM FORMULATION ,.	  16
      3.1    Assessment Endpoints and the Conceptual Model'...,.	.16
      3.2    Virus Sources and Pathways	 21
            3.2.1  Aquaculture ................................	....	 21
            3.2.2  Shrimp Processing	....:...	25
     .       3.2.3  Other Sources/Pathways	,		.'	.	28
   ,3.3    Viral Stressors	'.:'.	 V..,	30
      3.4    Other Anthropogenic Stressors.on Wild Shrimp Populations	 33
      3.5    Environmental and Ecological Factors Regulating Wild Shrimp Populations  ... 36
      3.6    Shrimp Life History and Ecology	36
    ,  3.7    Potential Effects of Shrimp Viruses .......		 42
            3.7.1  Wild Shrimp Populations		.....	.... 42
            3.7.2  Ecological Effects	....44
           ' 3.7.3  Aquaculture Effects		 44
      3.8    Analysis Plan	.....:...	 45

4     ANALYSIS	.........;.........,.... 46

5     RISK CHARACTERIZATION	 48

6     SUMMARY			.49
      6.1    Data Gaps and Research Needs	 49
      6.2    Key Findings for Exposure to and Effects of Pathogenic Shrimp Viruses ...... 50

           •'-•..             -        iii      -

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7      ACTION ITEMS	;	
       7.1    Evaluate Risk Assessment Options .	
       7.2    Publish Federal Register Scoping Notice
       7.3    Sponsor Stakeholder Meetings  	
       7.4    Coordinate Expert Workshop  	
       7.5    Enhance Interagency Coordination	
REFERENCES
52
52
53
55
56
56

57
                                        IV

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                                  LIST OF FJGURES
 Figure 1.     U.S. marine shrimp aquaculture, 1984-1994  		/.	       4
 Figure 2.     Approximate U.S. landings of marine shrimp by region, 1950-1995 ......... 5
 Figures.     Approximate U.S. imports and domestic landings of marine shrimp,
             1950-1995.	   ......1
 Figure 4.     Approximate U.S. imports of marine shrimp by country, 1975 - 1995.  ..;-	;. 8
 Figure 5.     The ecological risk assessment process			17
 Figure 6.     Proposed shrimp virus conceptual model.	      20
 Figure 7.     Active commercial shrimp aquaculture facilities on the Gulf Coast of Texas  ... 22'
 Figure 8.     Conceptual model: virus sources and pathways for aquaculture .		23
Figure 9.     Conceptual model: virus sources and pathways for shrimp processing	27
Figure .10.    Distribution and major fishing areas for the white shrimp., P. setiferus  	37
Figure. 11.    Distribution and major fishing areas for the brown shrimp, P. aztecus	 39
Figure 12.    Distribution and major fishing areas for the pink shrimp, P. duorarum  ........ 40

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                                LIST OF ACRONYMS
 APHIS      Animal and Plant Health Inspection Service
 BOD        Biochemical oxygen demand
 CSREES     Cooperative State Research, Education, and Extension Service
 DOC        U.S. Department of Commerce
 EPA        U.S. Environmental Protection Agency
 FWS        U.S. Fish and Wildlife Service
 HH         HighHealth
 IHHNV      Infectious Hypodermal and Hematopoietic Necrosis Virus
 JSA         Joint Subcommittee on Aquaculture
 NMFS       National Marine Fisheries Service
 NOAA      National Oceanic and Atmospheric Administration
 NPDES      National Pollution Discharge Elimination System
 PCR         Polymerase chain reaction
 SPF         Specific Pathogen Free
 ssRNA      Single-stranded ribonucleic acid
 TSV         Taura Syndrome Virus
USDA       U.S. Department of Agriculture
WSSV       White Spot Syndrome Virus
YHV        Yellow Head Virus
                                         VI

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                                       PREFACE

        Worldwide, shrimp aquaculture has suffered substantial economic losses due to •
 pathogenic viruses, and the U.S. shrimp aquaculture industry is,no exception. Although posing no
 threat to human health, the growing threat to shrimp aquaculture, concerns for possible effects on
 wild shrimp populations, and other species that depend on them have prompted action by the Joint
 Subcommittee on Aquaculture (JSA). The ISA is a Federal interagency advisory grpup formed
 under auspices of the President's Office of Science and Technology Policy. In March 1996, the
 JSA Executive Committee held an emergency meeting to discuss the shrimp virus situation and
 agreed to form a Shrimp Virus Work Group. In May 1996, the Shrimp Virus Work Group
 recommended to the JSA that the work group's primary task should be to develop an interagency
 strategy to address the shrimp virus issue. JSA accepted this recommendation and, in addition,
 decided to pursue.&e actions listed below.

       Identify existing authorities among Federal agencies.           '              ,
       Identify research underway on shrimp viruses, their mode of transmission, and potential for
       introduction into U.S. waters.
       Support information exchange and education (i.e. workshop).
       Develop a risk assessment
       Determine actions needed by the U.S. to avert introductions, etc.

 The first three items were addressed during a June 1996 workshop. This workshop was jointly
 sponsored by: the U.S. Department of Commerce, National Oceanic and Atmospheric
 Administration, National Marine Fisheries Service (DOC/NOAA/NMFS); U.S. Department of
 Agriculture, Cooperative State Research, Education and Extension Service (DOA/CREES) and
 Agricultural Research Service (DOA/ARS); and the U.S. Environmental Protection Agency
 (EPA), Gulf of Mexico Program and supported by the Gulf States Marine Fisheries Commission..
 Workshop participants included environmentalists, shrimp farmers, shrimpers, processors and
 consumers as well as state and Federal regulators from both the U.S. and Mexico. The workshop
presented the state of knowledge on the shrimp viruses and the threat they pose to both the shrimp
 culture industry and the wild shrimp populations in the Gulf of Mexico and southeastern U.S.
Atlantic coastal waters.  One of the highest priority recommendations made by workshop
participants was to assess the disease, financial, and economic risks associated with the
introduction and spread of exotic shrimp viruses to the wild shrimp fishery and shrimp fanning
industry.   ,  .-      ,          s                                        /
                 •»                 '     '                   '
       Both workshop participants and the JSA have recommended that the risks associated with
shrimp viruses be assessed, and this report is a first step towards that goal. Assembled by the
 Shrimp Virus Work Group, this report provides a summary of potential exposures to and effects of
viruses on shrimp, especially wild shrimp populations. This report is structured according to (and
draws material from) recently proposed processes for ecological risk assessment (Risk Assessment
and Management'Committee, 1996; U.S. EPA, 1996a).
                                          vn

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Although this document is not a risk assessment, it is organized by elements of the risk assessment
process. This approach:

•     Provides a structure for analyzing and interpreting available information and for adding
       new information as it becomes available;
•     Defines major risk-relevant data gaps, uncertainties, and research needs; and
•     Indicates major pathways for virus introductions.

This report is intended to provide the ISA with a basis for discussing and selecting among a range
of options for conducting a risk assessment.
                                          vui

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                                EXECUTIVE SUMMARY

        Recent evidence indicates that threats to the sustainability of U.S. marine resources due to
 exotic .shrimp, viruses are increasing. New, highly virulent diseases have been documented in
 foreign shrimp aquaculture operations. With its ever-increasing consumer demand, the U.S. has
 greatly increased importation o'f shrimp from areas of the world where shrimp viruses are endemic.
 Although these viruses pose no threat to human health, recent catastrophic outbreaks on U.S.
 shrimp farms, the appearance of diseased shrimp in U.S. commerce, and new information on the
 susceptibility of shrimp and other crustaceans to these viruses have prompted calls for
 investigation into the actual risks to domestic resources.

       The Joint Subcommittee on Aquaculture formed the Shrimp Virus  Work Group to assess
 the risks associated with these emerging pathogens. Risk assessments identify, organize, and
 prioritize information on potential risks. The Shrimp Virus Work Group produced this report to
 organize readily available information and expert opinion on the shrimp virus issue. This report
 closely follows the structure of a risk assessment while providing a summary of available risk-
 relevant information.  To formulate the problem, this report includes an overview of economic
 impacts, a conceptual model for the assessment, stressors affecting shrimp populations, potential
 pathways for the exposure of wild shrimp to pathogenic viruses, basic life history of shrimp, and
 effects of viruses on shrimp and other aquatic species. Several options for completing an
 ecological risk assessment are proposed.                                           . x <"  .  '
                                                      1         "*
       The economic significance of the shrimp virus problem should not be understated. Shrimp
 harvesting and processing in the United States is a $3 billion dollar a year industry. A substantial-
 portion of this industry includes harvesting of wild shrimp (200 million pounds of shrimp [tails]
 annually). Additionally, imports of shrimp into the U.S. for processing exceed 600 million pounds
 (tails) annually.

       Exotic shrimp viruses may pose a risk to Gulf of Mexico and southeastern U.S. Atlantic
 fisheries, including economically-important penaeid shrimp as well as other crustaceans and
 fisheries mat depend upon these shrimp. In fact, the impact of one virus on a wild shrimp fishery  ,
 in Mexico has been documented.  Beginning in 1987, harvestable populations of Penaeus  '
 stylirostris (as well as other less prevalent species) occurring in the upper and middle Gulf of
 California declined to levels which could not support commercial harvests until 1994,  in
 association with the observed occurrence of Infectious Hypodermal and Hematopoietic Necrosis
 Virus (IHHNV) infection. This fishery only began to recover in 1994.  Moreover, newly-
 identified Asian viruses (e.g., White Spot Syndrome Virus  [WSSV] and Yellow Head  Virus
 [YHV]) appear to be more virulent to'U.S. native shrimp than viruses thought to be endemic to
 South and Central America (e.g., IHHNV and Taura Syndrome Virus [TSV]). However, these
viral diseases have not yet been positively identified in U.S. wild shrimp populations.  Research
has not been conducted to characterize the risks of these viruses to the  U.S. wild shrimp industry
or to other ecologically important species, but techniques to identify these pathogens have only
recently become available,
                                           IX

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       This report evaluates four major pathogenic shrimp viruses: IHHNV, TSV, WSSV and
YHV. These four were selected not only because of their ecological and economic importance but
also to cover a range of virulence and geographic origin, in view of available information. The
findings of the Shrimp Virus Work Group are summarized below. While some of this information
is not yet fully supported by scientific evidence, the potential severity and newness of the problem
warrants the inclusion of all available information to highlight the importance of the issues and
stimulate further investigation.  Conducting a risk assessment will require experts in crustacean
virology and biology and other related disciplines to evaluate the available data herein as well as to
identify and utilize new and better sources of information. The strengths and limitations of the
available data and information will be evaluated in the risk assessment.

Findings:

•     Shrimp viral diseases are widespread throughout the world, both in wild and cultured
       shrimp. IHHNV and TSV are endemic in wild populations of shrimp throughout much of
       Central and South America.  WSSV and YHV are endemic throughout much of Asia.
•     In at least one incident, viral disease has been associated with drastic reductions in wild
       shrimp harvests. Beginning in 1987, one viral disease (IHHNV) was associated with a
       decline in the Gulf of California shrimp fishery to levels that could not support commercial
       harvests until 1994.
*     Although these viruses have not yet been positively identified in native U.S. shrimp
       populations, very little effort has been expended to look for them. Where investigations
       have been conducted, analytical methods  (if available) or sampling intensities may have
       been inadequate to detect infection.
•     Viruses have affected cultured shrimp throughout the world, often with catastrophic effects
       on production.  For example, imports from Chinese aquaculture operations dropped
       substantially (1990 to 1995) due in part to viral disease.  Outbreaks in 1995 and 1996 on
       U.S. shrimp farms caused a 50 to 95 percent loss of production at affected farms.
•     Despite extensive efforts to prevent outbreaks on U.S. farms by the U.S. Marine Shrimp
       Farming Program, state agencies, and producers, numerous disease outbreaks have
       occurred in 1995,1996, and early 1997.
•     There are major economic concerns at stake.  The U.S. shrimp processing industry employs
       over 11,000 people in 182 companies. Any new requirements that may be necessary to
       reduce disease risks will increase costs to producers and processors, and ultimately to
       consumers.
•     Some foreign aquaculture operations harvest their ponds immediately upon finding disease
       and export the infected shrimp. This management practice, combined with tremendous
       increases in shrimp importation, may increase risks to U.S. natural resources. Infected
       shrimp are now routinely found in U.S. retail markets.
•     Shrimp may become infected from many sources. Major potential exposure pathways to
       wild shrimp in the U.S. include shrimp processing plant wastes and wastes and escapement
       from aquaculture ponds. Other potential viral sources include infected bait shrimp, ship
                                           x

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        ballast water, non-shrimp translocated animals, and natural spread of the virus. Fishing
        vessels and intentional introductions are also possible sources.
 •      Domestic shrimp are vulnerable. Specific life stages of all of the principal U.S. shrimp
        species are highly susceptible to infection and disease from one or more of the four subject
     ,   viruses as demonstrated in laboratory tests and outbreaks at aquaculture facilities.        ,
        Recently discovered Asian viruses.appear to be more virulent to domestic shrimp species
        than those viruses thought to be endemic to South and Central America.
 •     , Species other than shrimp may be at risk. One or more of these viruses have been found in
        samples of other crustaceans from around the  world, including copepods, crabs, shore flies
        and crayfish. A number of alternate host species forthe viruses have been identified.

        In response to these findings, the Shrimp Virus Work Group recommends that an
 ecological risk assessment be conducted. A formal risk assessment will help address international
 trade issues (e.g., World Trade Organization), national and state regulatory obligations, and the
 needs of other interested parties (e.g., industry, environmental groups, and the public)! To make
 the best use of resources and time available, the Shrimp Virus Work Group recommends that a  *
 tiered approach be considered for conducting a shrimp virus ecological risk assessment.  All
 interested parties (stakeholders) should be involved in both the initial planning phase of the risk
 assessment, risk characterization, and in subsequent discussions of risk mitigation options.

       The, Shrimp Virus Work Group recommends the following steps prior to initiating the risk
 assessment.

 •     Publish a scoping notice to inform the public about the issues and the availability of this
       report.                              ,
 •     Hold at least two public meetings to inform the public and to facilitate stakeholder input to
       management goals and the risk assessment process.
 •     Convene a workshop to develop a problem formulation for the risk assessment, using this
       report and additional information (e.g., from stakeholder meetings). This workshop should
       include experts from a range of disciplines and affiliations.

       Other actions are needed to effectively manage the shrimp virus problem. The Shrimp
Virus Work Group recommends increased coordination among Federal agencies having
appropriate expertise and authority to protect U.S. marine resources from pathogenic shrimp
viruses. These agencies need to work collaboratively to better utilize the resources currently
available and to better define roles and responsibilities of individual agencies. Existing Federal
statutory authority may not be adequate to prevent further disease outbreaks, and new authorities
may be necessary. However, statutory authorities alone will not be sufficient to control new
diseases. There is a need to  implement complementary programs across the responsible Federal
agencies as well as to enhance research and technology to effectively reduce the risk of disease
outbreaks.  The shrimp virus work group recommends that representatives of the responsible
                                           XI

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 Federal agencies work closely with the aquaculture, processing, and harvesting industries (as well.
environmental organizations and other interested parties) to explore a variety of opportunities to
reduce the risks posed by shrimp viruses.
                                             Xll

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 1      INTRODUCTION

       The worldwide shrimp industry has grown at a tremendous rate since the 1950's, and
 consumer demand for shrimp continues to grow at a rate of 7-9% annually.  Because naturally-
 occurring ("wild") shrimp .appear to have reached maximum harvest, the demand for shrimp has
 been met largely mrough expansion of shrimp aquaculture. Unfortunately, the increase in
 aquaculture operations has been accompanied by numerous outbreaks of disease-causing shrimp
 viruses, causing catastrophic mortalities and economic losses throughout the aquaculture industry.

       Although posing no threat to human health, exotic viruses (viruses not indigenous to U.S.
 or Mexico) have affected U.S. shrimp culture operations. The Taura Syndrome Virus (TSV), first
 identified in Ecuador, has occurred in disease outbreaks in Hawaii (1994), Texas (1995), South
 Carolina, and again hi Texas (1996) (Lightner,  1996a, 1996b). There have, been some
 unsubstantiated reports that TSV has infected some wild broodstock in Mexico and some wild
 caught seed in Ecuador. Infectious Hypodermal and Hematopoietic Necrosis Virus (IHHNV) was
 first identified in Hawaii (Lightner et al., 1983a, 1983b). IHHNV has also occurred in Mexico,
 South Carolina, Texas, and Florida (Fulks and Main, 1992). Other exotic pathogens, White Spot
 Syndrome Virus (WSSV) and the Yellow Head Virus (YHV), that commonly occur in Southeast
 Asia, China, and India, have recently been reported at a shrimp farm in Texas (Lightner, 1996a,
 1996b). It has been shown that IHHNV, TSV, WSSV, and YHV are carried by some live shrimp,
 and have been found in imported frozen shrimp, shrimp by-products, and in a number of non-
 penaeid shrimp and other crustacean species (Lightner, 1996a,1996b).

       The threat of these vjruses to shrimp farms is well known. However, there is little or no
 information on the potential impact of these viruses on wild shrimp fisheries. Environmentalists,
 shrimpers, shrimp farmers, processors and consumers have expressed serious concerns over the
 spread of shrimp viruses (e.g., potential law suits in Texas, court injunctions in South Carolina,
 and a topic of various scientific arid trade meetings and numerous local news articles).

       The U.S. harvest and processing industries are of considerably greater economic value than
the U.S. shrimp aquaculture industry and are also potentially threatened.  Currently, the U.S.
harvests approximately 200 million pounds (tails) of shrimp and imports another 600 million
pounds (tails), collectively valued at over $3 billion.  Exotic viruses from either aquaculture  .
 operations, processing streams of imported shrimp, of other sources, may challenge the
 sustainability  of the shrimp fishery and the other fisheries that depend on it.

       The ISA recognized the importance of assessing the risks associated with these shrimp
viruses. Although not an actual risk assessment, this report takes a first step towards that goal by
 assembling readily available information in a format consistent with the ecological risk assessment
process (Risk Assessment and Management Committee, 1996; U.S. EPA, 1996a). Accordingly,
this report is organized by major phases of ecological risk assessment (U.S. EPA, 1996a):
 planning and problem formulation (sections 2 and 3), analysis (section 4), and risk characterization
 (section 5). A summary section (section 6) highlights major data gaps and research needs as well

                            '            .   1 '•    •'•      '

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as key findings of this report. Section 7 proposes future actions, including options for conducting
a risk assessment, publication of a scoping notice to provide information on the risk assessment,
stakeholder meetings, an expert workshop to initiate the risk assessment process, and interagency
coordination.

       This report focuses primarily on developing the approach for the problem formulation
phase of an ecological risk assessment. Specific topics are listed below.
                                                 \
•      Economic impacts of the shrimp virus problem and the roles and responsibilities of risk
       managers and stakeholders (sections 2.1 and 2.2), followed by a discussion of management
       goals and assessment endpoints relevant to the primary focus of the report: direct and
       indirect effects of exotic shrimp viruses on cultured shrimp and on wild populations of
       penaeid shrimp in the Gulf of Mexico and the southeastern U.S. Atlantic coastal waters
       (section 2.3)
•      Major (assessment) endpoints and a simple conceptual model that links virus sources,
       pathways, and effects on the endpoints (section 3.1)

       The following problem formulation sections expand upon various elements of the
conceptual model.

•      Potential sources and pathways by which viruses could potentially reach wild shrimp
       populations (section 3.2)
•      Stressors impacting (or potentially impacting) wild shrimp populations, including viruses
       and other human-introduced stressors (sections 3.3 and 3.4)
•      Environmental and ecological factors influencing wild shrimp populations (section 3.5)
•      Information on the life history and ecology of penaeid shrimp relevant to viral exposure
       and effects (section 3.6)
•      Potential effects of viruses on shrimp and other crustaceans (section 3.7)
•      The analysis plan that would be prepared for a risk assessment (section 3.8)

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 2     PLANNING THE ASSESSMENT: THE ECONOMIC AND MANAGEMENT
       CONTEXT

       A risk assessment can be used to evaluate potential effects; of exotic viruses on shrimp in
 aquaculture or wild shrimp. But a risk assessment is only a part of the overall environmental
 decision-making process. To make management decisions concerning shrimp viruses, economic,
 social, and political factors must be considered -For example, the shrimp industry includes the
 shrimp farming industry, the commercial shrimp fisheries, and the processing and distribution
 sectors of the seafood industry. If a risk assessment provides data indicating key control points for
 shrimp virus exposures, implementation of risk mitigation actions will require discussion and
 action by a diverse group of interested parties ("stakeholders"), including industry, trade
 associations, environmental and other nongovernmental organizations, and state and Federal
 agencies.           -         \

       This section describes the management context for the shrimp virus problem.  Key points
 include the economic significance of the shrimp industry and the key roles and responsibilities that
 different organizations have in managing the risks posed by shrimp viruses. In addition, trie
 Shrimp Virus Work Group developed a draft management goal for a shrimp virus risk assessment.
 The draft goal is intended to initiate dialogue on the purpose, scope, and use of a risk assessment.
 Discussion and possible revision of the management goal would be one topic for future
 stakeholder meetings that are considered an important prerequisite for a risk assessment (see
 section 7.3). .                                                                   •

 2.1    Economic Aspects of the Shrimp Industry

       Currently, the U.S. shrimp industry is valued at over $3 billion, and consumer demand for
 shrimp is growing at 7 to 9 percent yearly (National Fisheries Institute, 1995). In the U.S.,
 imported shrimp account for over 80% of the market (720 million pounds [tails] in 1995, worth
 $2.6 billion). The U.S.  domestic market is dominated by the wild shrimp fishery (190 million
pounds [tails] in 1995; NMFS, 1995); domestic aquaculture operations account for a much smaller
amount, ranging from 2 to 4 million pounds (tails) annually from 1992 to 1994 (figure 1). U.S.
marine shrimp aquaculture production decreased in 1994 because of outbreaks of IHHNV and
TSV at hatchery facilities and outbreaks of the bacterial disease hepatopancreatitis in Texas
aquaculture (Rosenberry, 1994).                           •

       U.S. Shrimp Production. Landings of wild shrimp in the U.S. vary by geographicarea,
species, and season. In  1995, about 85% of total U.S. landings (190 million pounds [tails]) were
penaeid shrimp from the Gulf of Mexico and the southeastern Atlantic (NMFS, 1995; figure 2).'
Although a major fishery for the Pacific and New England coasts, pandalid shrimp production,
from the colder offshore waters of these regions, constitutes only about 10% of total U.S. shrimp
production.             ,

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     0
         198485   86   87   88   89   90   91   92   93  1994
                                 Years

Figure 1. U.S. marine shrimp aquaculture, 1984-1994 (NMFS, 1995).

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   Thousand
   Pounds (Tails)
                 360,000 -


                 300,000 •
                 240,000 •
                 180,000 •
                 120,000 •
                 60,000 -
0 Pacific

E Golf of Mexico
D South  Atlantic

• New England
                       50    55     60     65    70     75    80    85    90    95
                                                 Year
Figure 2. Approximate U.S. landings of marine shrimp by region, 1950 - 1995 (NMFS,
Unpublished)                 .

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        The three major penaeid shrimp species are the white shrimp Penaeus setiferus, the brown
 shrimp P. aztecus and the pink shrimp P. duorarum. Due to differences in their life histories,
 responses to environmental factors, .seasonality, and variations in species distribution (see section
 3.6), catches of these three species may not peak in the same year or at the same time during a
 single year (Nance and Nichols, 1988). This is reflected in the variability of penaeid shrimp
 production in the Gulf of Mexico, which since 1960 has ranged from a low of about 60 million
 pounds (tails; 1961) to a high of about 190 million pounds (tails;  1985).  Brown shrimp constitute
 the majority'(- 60%) of the Gulf of Mexico catch, with most of these originating from the Texas-
 Louisiana coast. White shrimp are the dominant species in Louisiana coastal waters and along the
 southeastern U.S. Atlantic coasts. The pink shrimp fishery is smallest (poundage), but represents
 the major penaeid fishery off the west coast of Florida.
                                                                       i
       Domestic wild-caught shrimp are processed locally, with shrimp  landed either directly at
 dockside, or offshore onto a mother ship, which then makes port with the catch from several craft.
 Almost 400 firms in shrimp-related industries are located throughout the Gulf of Mexico states,
 and more than two-thirds (268) of these are located in the states of Louisiana and Texas.1

       U.S. Aquaculture. In the U.S., aquacultufe operations in Texas and South Carolina have
 suffered significant losses due to viral diseases, even though Specific Pathogen Free (SPF) stocks
 were used to avoid the introduction of these diseases. In 1995, TSV caused greater than a 95%
 loss of P. vannamei crops. Less severe losses with that species occurred hi 1996.  Outbreaks in
 1996 resulted in estimated losses of up to 30 -50% hi affected South Carolina shrimp farms. More
 recently, based on very limited data, YHV and WSSV have been found at the Waddell Mariculture
 Center for Research in South Carolina. In addition to the  loss of income  from diseased crops in
 1996, aquaculrurists had additional expense when restocking with the native white shrimp later in
 the season. Further indirect costs were associated with attempts to disinfect ponds.

       Imported Shrimp. Increasing consumer demand for shrimp and a flattened rate of growth
 in U.S. shrimp fisheries have led to a sharp rise in shrimp  imports. Since 1950, imports have
 constituted an increasingly large percentage of domestic consumption (30-40%), and have
 exceeded domestic production since 1960 (figure 3). By 1995, imports exceeded domestic
 production by almost four to one. The largest share of this imported production comes from
 aquaculture operations in Asia and Latin America (figure 4).

       A combination of decreasing worldwide shrimp supplies and increasing demand kept
 shrimp prices hrgh in 1996. Disease outbreaks have affected foreign aquaculture facilities and
 available supplies to varying degrees. Imports from aquaculture in Ecuador reached 114 million
pounds (tails) in 1995, despite recent virus-related disease problems. Mexico has remained a
 steady supplier of both wild and cultured shrimp. Over the last two years, Mexican shrimp exports
to the U.S. have risen 28 million pounds (tails); however, most of the increase comes from exports
to the U.S. of wild-caught shrimp. Asian imports from Thailand, Indonesia, and the Philippines,
major producers in shrimp aquaculture, were all lower. In 1995, Chinese exports to the U.S.

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             600,000
  Thousand
  Pounds (Tails)
             400,000
             200,000
U.S. Imports
U.S. Domestic Landings
                    50     55    60    65     70     75
                             , • ^

                                              Year
                                85     90   .  95
Figure 3.  Approximate U.S. imports and domestic landings of marine shrimp, 1950 - 1995
(NMFS, Unpublished)            '      /

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            120,000 -

            108,000 -

             96,000 -

  m,      „  84,000 .
  Thousand
  Pounds     72,000 .
  (Tails)
|- Mexico
§3 Ecuador
HI India
0 Thailand
D China
                        1975
           1980
 1985

Year
1990
1995
Figure 4. Approximate U.S. imports of marine shrimp by country, 1975 - 1995 (NMFS,
Unpublished)

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  declined by 75% from the peak export year of 1990 because of disease impacts on shrimp
  aquaculture operations and increasing Chinese domestic demand for shrimp (USDA, 1996).

         Disease outbreaks in foreign
  aquaculture operations can increase costs to
  the U,S. shrimp industry. As international
  aquaculture expands to meet growing demand,
  there is a greater risk that U.S. processing
  plants will receive shrimp infected with
  pathogenic viruses. For example, when some
  foreign growers detect the presence of disease
  in their stocks, they may immediately harvest
  the diseased shrimp and send them to U.S.
  processing plants. Costs to U.S. processors
  will increase if new detection, control, and
  treatment procedures are implemented to
  prevent the environmental release of
  contaminated wastes. Also, increased viral
  disease outbreaks in foreign aquaculture may
  result in more widespread occurrence of
  pathogenic viruses in wild shrimp stocks
  worldwide. This may result in decreased
  availability of virus-free breeder stocks and
  increased costs to develop SPF stocks.
  2.2    Risk Managers and Stakeholders

        Disease problems in the shrimp
  industry may have potentially far-reaching
  effects. In addition to the monetary value of
  the shrimp, many individuals rely on the
  shrimp industry for their livelihood. For
  example, the shrimp processing industry has
  over 11,000 employees in 182 companies
  (NMFS, unpublished; estimate based on a
  voluntary survey - actual numbers may be
>  higher). With so much at stake and in view of
  the complexity of the shrimp disease problem,
  managing the potential risks will require a
  cooperative effort by a diverse group of
  interested parties, including industry, related
  trade associations, environmental and other
  nongovernmental organizations, and local, state
       Risk Managers and Stakeholders
              (U.S. EPA, 1996a)

         "Risk managers are individuals and
  organizations that take responsibility for, or
  have the authority to take action or require
  action, to mitigate an identified risk.  The
  expression "risk manager" is often used to
  represent a decisionmaker in agencies like
  EPA or state environmental offices who has
  the authority to protect or manage a resource.
  However, risk managers often represent a
  diverse group of interested parties that
  influence the outcome of resource protection
  efforts. Particularly as the scope of
  environmental management expands to
  communities, the meaning of risk manager
  significantly expands to include decision
  officials in Federal, state, and local
  governments, as well as private-sector leaders
  in commercial, industrial, and private
  organizations.  Risk managers may also
  include constituency groups, other interested
  parties, and the public."
         "The involvement of all interested
  and affected parties, 'which "stakeholder" is
  commonly used to represent, is important to
  the development of management goals for
  some risk assessments. The greater the
  involvement, the broader the base of-
  consensus about those goals. With strong
  consensus on management goals, decisions
  are more likely to be supported by all
  community groups during implementation of
  management plans."
and Federal agencies. This section summarizes

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 the responsibilities, tools, and recent efforts of many of these important groups to deal with the
 shrimp virus problem.

        Aquaculture Industry. A voluntary SPF broodstock and shrimp seed program is used in
 the United States to help prevent contamination of commercial aquaculture operations by
 pathogenic viruses. The U.S. SPF-based aquaeulture industry uses animals known to be free of
 specified pathogens.

        High Health (HH) facilities are an important part of the SPF-based industry.  These
 facilities produce seed for growout. To help prevent pathogen introductions, seed should be
 procured from a HH supplier that can produce a documented history of pathogen surveillance.  If
 adequate documentation is lacking, on-site quarantine should be implemented.. In addition to HH
 seed, other elements necessary to complete an industry disease prevention strategy include farm
 biosecurity practices and a quick response to disease outbreaks.  The term biosecuriry refers to
 practices that will reduce the probability of pathogen introduction and its subsequent spread from
 one place to another (Lotz, In Press).

       The U.S. Marine Shrimp Farming Program, funded by the USDA Cooperative State
 Research, Education, and Extension Service (CSREES) and cooperating institutions, consists of
 the Oceanic Institute, Gulf Coast Research Laboratory, Tufts University, Texas A and M
 Agricultural Experiment Station, South Carolina's Department of Natural Resources (Marine
 Resources Division), Waddell Mariculture Center, and the University of Arizona. The U.S. Marine
 Shrimp Farming Program operates a Nucleus Breeding Center and quarantine centers, and supplies
 SPF shrimp stocks to the U.S. shrimp industry (Dill et al., 1994; Prader et al., 1995).  These
 facilities supply seed for commercial use.  Currently, nine viruses and numerous other pathogens
 are monitored in either primary or secondary broodstock, or in seed for commercial use (Lotz et
 al., 1995). Even so, disease outbreaks have occurred in the U.S. No Federal animal health
 certification protocols are currently in existence or required for U.S. commercial shrimp
 aquaculture operations.

       State Governments.  States have responsibilities to protect the shrimp fishing industry and
to prevent the introduction of exotic shrimp viruses. Wildlife conservation agencies in all states
along the Gulf of Mexico and the southeastern U.S. Atiantic.coast regulate imported fish,
crustaceans, or mollusks. In the shrimp fanning states of Hawaii, Texas, and South Carolina,
protocols have been implemented to prevent the introduction of pathogenic viruses through
movement of imported shrimp seed and brood fish for aquaculture. For example, basic
requirements in South Carolina include: facility design approval (including facility placement,
escapement prevention, and effluent treatment); broodstock and seed supplier certification; record
keeping of both stock imports, pond harvests, and daily pond monitoring (including immediate
reporting of unusual occurrences); chemical and/or mechanical treatment of effluent; quarantine of
incoming stock and nurseries; contingency plans for unusual occurrences or disease, (including
cessation of discharge); broodstock and seed from suppliers with a rninimum of 12 and 6 months
(respectively) free of listed diseases; and routine inspections. In addition to these kinds of

                                           10

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procedures, states also attempt to enhance yield of wild shrimp harvests by regulating gear type,
ne^tsandmeshsize, and-me season and time of day when fishing is permitted.        ,    i

Federal Government. Recent evidence indicates that exotic pathogenic shrimp viruses have been
imported into the U.S.  Because these pathogenic viruses have the potential to be spread through
interstate commerce, the Federal government has regulatory authority in this area.  Numerous
Federal agencies have different statutory authorities, roles, and overlapping responsibilities for
regulating the importation and movement of aquatic animals and products in commerce. Although
human health and food safety are clearly provided for under, existing Federal statutes, the health of
U.S. domestic shrimp, other crustaceans, and other susceptible "wild" animals may not be
adequately protected from diseases that may result from the importation of aquatic animals or
animal products into the U.S. Under the Lacey Act (16 U.S.C. §§ 3371 to 3378; 18 U.S.C. 42),
the importation of plants or animals that are considered injurious to humans, to the interests of
agriculture, horticulture, forestry, or to the fisheries and wildlife resources of the U.S. is
prohibited. The implementing regulations of the Laeey Act include Title 50 (50 CFR Part 16),
which lists species of mammals, birds, fishes, mollusks, and crustaceans that are either prohibited
entry or that are subject to special provisions. Part 16.13 of Title 50 applies to importation of live
or dead fish, mollusks, and crustaceans, or their eggs. The current version prohibits importation of
live walking catfish, mitten crabs, or zebra mussels.  Other species of live or dead fish, mollusks,
crustaceans, and their parts or gametes are allowed importation, transportation, and possession (but
not release into the wild), with the exception of live salmonid fish, their fertilized eggs, viable
gametes, and uneviscerated carcasses that are prohibited entry unless accompanied by a health
certificate issued in accordance with procedures specified under Title 50.
                •'         '          _               „                     i       '
       To prevent future threats to aquaculture, indigenous species, and aquatic ecosystems,
Federal agencies need to better define and coordinate their roles in a number of areas, including
importation, interstate movement, release of live animals, and waste management.  A variety of
Federal statutes give several different agencies responsibilities for managing risks associated with
shrimp viruses; however, as discussed above, these statutes do not specifically reference shrimp
pathogens. Those Federal departments or agencies that may have relevant authority include the
Fish and Wildlife Service (FWS), the National Marine Fisheries Service (NMFS), the Animal and
Plant Health Inspection Service (APHIS), and the Environmental Protection Agency (EPA).

       Fish and Wildlife Service. The Fish and Wildlife Service, under the Lacey Act (18
U.S.C. 42) and Title 50 (50 CFR Part 16),  has the responsibility to protect fish health from disease
transfers in live imports. Shrimp containing pathogens can be restricted from import under Title
50 in the injurious wildlife listing. When pathogens, including viruses, are determined to be
harmful, the specific pathogen can be added to the injurious wildlife listing as needed. Under a
separate authority, these viruses could be considered non-indigenous aquatic nuisance species, and
therefore could be subject to the Non-Indigenous Aquatic Nuisance Species Prevention and
Control Act of 1990. Under this act, any affected agency or entity may recommend that the
Aquatic Nuisance Species Task Force initiate a control effort.  A number of factors must be
considered before the Task Force initiates  such an effort. These factors include: 1) Is the non-

                             '.-.  ..-  .-  .11                   •:        ,       '  -

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 indigenous organism already established, and if so, for how long ? 2) Is the introduction planned
 and deliberate? 3) Are risks associated with specific identified pathways?  4) Is the likelihood of
 permanent establishment significant? 5) Would establishment create significant economic or
 environmental harm?  6) Does opportunity exist to manage the organism and prevent introduction
 and establishment?

       National Marine Fisheries Service. The NMFS has the authority for the regulation and
 protection of the wild shrimp resources in the waters of the U.S. Exclusive Economic Zone and
 cooperates with the States and other Federal agencies to protect these resources. The NMFS can
 use the Lacey Act (16 U.S.C. § et seq 3371; Reorganization plan 4 of 1970 (84 Stat. 2090)
 (5 U.S.C. §  903}; Amended Nov. 16,1981, P-L 97-79, § 2, 95 Stat. 1073) to prevent the
 movement and importation of exotic shrimp, if a state law has been violated, and the state so
 requests. Also, under Title 50  (50 CFR Part 16), NMFS can act to include an injurious organism
 following the processes established under the Lacey Act. In the implementation of regulatory
 Shrimp Fishery Management Plans, the NMFS participates and provides technical support to the
 South Atlantic and the Gulf of Mexico Fishery Management Councils.  Further, NMFS conducts
 regular assessments of the shrimp stocks hi the Gulf of Mexico and the southeastern U.S. Atlantic
 coastal waters. NMFS also conducts basic research on methods for pathogen detection, pathogen
 transmission, and in development of disease control methods. The NMFS has developed,
 implemented, and presently supports a voluntary seafood inspection program. Finally, the NMFS
 cooperates with the Mexican Government to manage shared resources in the Gulf of Mexico and
 participates in the International Commission on the Exploration of the Seas to develop transport
 protocols for marine organisms.       .
       Animal and Plant Health Inspection Service. The USDA's Animal and Plant Health
Inspection Service (APHIS), under authority of the.plant and animal quarantine laws (a complete
listing of these laws is beyond the scope of this document) and the Agricultural Marketing Act of
1946 (7 U.S.C. 1622,1624) § 203,205 as amended, is responsible for preventing the introduction
and spread of foreign diseases and pests detrimental to agriculture. The APHIS has authority to
regulate importation and interstate movement of diseased and contaminated animals and has field
offices in each state and at all U.S. ports of entry. It is the lead agency in international
negotiations regarding animal health sanitary issues and is recognized by the European Union and
other trading partners. The APHIS has experience negotiating international zoosanitary
regulations for traditional agricultural species such as livestock and poultry, eradicating introduced
pests and pathogens, and in certifying the health status of exported animals and animal products.
In addition, APHIS works with the states and with industry on cooperative programs to address
animal health issues and oversees the licensing of vaccines and other veterinary products. The
USDA's Office of General Counsel is currently investigating whether existing statutes and
executive orders can be interpreted to provide APHIS the authority to regulate the importation and
interstate movement of shrimp and shrimp products to prevent and control shrimp viruses.
                                          12

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        Environmental Protection Agency. The EPA can use its authority under the Clean Water
  Act (CWA) to regulate discharges of virus-containing effluents.  Prior to the discharge of shrimp
  processing wastewater to surface waters, the EPA or designated state programs can impose
  physical screening or other primary treatment, at a minimum (under § 301,402 of CWA; 40 CFR
  Part 125 Subpart A). To protect receiving waters designated as water quality limited, additional
  treatment (i.e., beyond the minimum technology-based standards) can be imposed to meet water
  quality standards and implementation plans (under § 131,302,402 of CWA; 40 CFR Part 125).
  Based on these requirements and standards, permits for effluent discharge(s) are issued under the
  National Pollution Discharge Elimination System (NPDES; under § 402 of CWA; 40 CFR Part
  122 -125). Ocean discharge criteria (under § 403 of CWA; 40 CFR Part 125 Subpart M) may also
  be applicable.                                     .    r    .

        Regarding control of shrimp or shellfish disease organisms, NPDES permits have neither
  addressed shrimp viruses' as pollutants, nor have they required additional treatment technology.
  However, NPDES permits have addressed human disease organisms as pollutants in order to
  protect shellfishing waters, bathing beaches,  and drinking water supplies. Thus, the NPDES  .
  permitting process provides a potential mechanism for addressing shrimp viruses as pollutants,

        Collaborative Activities. Besides the regulatory activities of state and Federal agencies,
 there have been a number of cooperative efforts among risk managers and stakeholders to address
 the shrimp virus issue. One example is a recent workshop on shrimp viral pathogens held in June
  1996, sponsored by the U.S. Department of Commerce, National Oceanic and Atmospheric
 Administration, National Marine Fisheries Service (DOC/NOAA/NMFS); U.S. Department of
 Agriculture, Cooperative State Research, Education and Extension Service (DOA/CREES) arid
 Agricultural Research Service (DOA/ARS); and the U.S. Environmental Protection Agency
 (EPA), Gulf of Mexico Program: This workshop included individuals from all major stakeholder
 groups as well as representatives of the Mexican government. Workshop participants discussed
 the shrimp pathogen problem and recommended research priorities aimed at controlling threats to
; cultured and wild shrimp stocks in North and Central America,

        Joint research programs will play an increasingly important role hi addressing the shrimp
 virus problem.  One example is research sponsored by the USDA under the U.S. Marine Shrimp
 Farming Program.  A consortium formed through this program has been extensively involved in
 research addressing the issue of shrimp viruses. Projects include developing viral diagnostic
 techniques, as well as establishing a monitoring system to evaluate the health status of various
 commercial culture systems and to track SPF  stocks.  Recommendations are being developed for
 the exclusion, containment, and control of imported pathogens via the shrimp culture industry.

       Another significant joint research effort is the virus containment research sponsored by
 NMFS under the Saltonstall-Kennedy Grants program. Through this joint effort, research is
 conducted on shrimp viruses. Grants have been awarded for basic research on virus virulence and
 bioassay technique. In-house work on. virus control strategies, risk assessment, and monitoring is
 also underway.                                        .                               •

                      :     .       -      '13,     '       •         •   '    :      -   '"

-------
       There are many tools now available to address the challenges posed by the introduction of
 exotic pathogenic viruses to U.S. wild
 shrimp populations. Preventing the
 introduction, establishment, and spread
 of pathogenic viruses to the wild shrimp
 fisheries and aquaculture industries will
 be achieved only by a collaborative
 effort, i.e., a combination of voluntary
 industry action and the application of
 existing or modified regulations.
 Collaboration and cooperation among
 stakeholders and risk managers are
 essential to protect commercial shrimp
 fisheries from possible pathogens, assure
 the viability of the U.S. shrimp
 aquaculture industry, and provide for
 sustainable growth of the entire shrimp
 industry.
       Planning a Risk Assessment and
          Setting Management Goals

       The initial planning stages of an ecological
risk assessment are critical for ensuring that the
results of the risk assessment will be useful for
environmental decision-making (EPA, 1996a).
Planning helps to (1) establish management goals
that are agreed on; clearly articulated, and contain
a way to measure success; (2) define the decisions
to be made within the context of the management
goals; and (3) agree on the scope, complexity, and
focus of the risk assessment, including the
expected output and the technical and financial
support necessary for its completion.
       Both risk managers and risk assessors are
responsible for coming to agreement on the goals,
scope, and timing of a risk assessment, as well as
the resources that are available and will be
necessary to achieve the goals. Together, they use
information on the ecological systems of concern,
any regulatory endpomts, and publicly perceived
societal (environmental) values to interpret the
goals for use in the ecological risk assessment.
Management goals are generally formed as a
consensus based on many diverse values reflected
in Federal, state, and local regulations,
constituency group views, and public concerns.
Significant interactions among a variety of
stakeholders are required to generate agreed-on
management goals for the resources of concern.
23    Management Goals

       A risk assessment is initiated by
planning activities involving both risk
assessors and risk managers.  At this
stage, early in the risk assessment
process, it is important to establish
management goals, define the
management decisions to be made within
the context of the goals; and to agree on
the scope of the assessment (see text
box). While the scope and management
goals for a shrimp virus risk assessment
must still be determined (section 7), the
Shrimp Virus Work Group developed'a
draft management goal to initiate
discussions and provide a focus for this report:

       Prevent the establishment of new disease-causing viruses in wild populations of shrimp in
       the Gulf of Mexico and southeastern 'U.S. Atlantic coastal waters, while minimizing
       possible impacts on shrimp importation, processing, and aquaculture operations.

       Although the focus of mis report is on the impacts of pathogenic viruses on wild shrimp
populations, these viruses also pose substantial risks to the U.S. aquaculture, importation, and
                                           14

-------
processing industries. This report identifies and discusses pathways of viral pathogens both to and
from these industries. The.focus of this report is on the Gulf of Mexico and the southeastern U.S.
coastal waters because they represent the largest volume of U.S. landings of wild shrimp (figure
2).  However, shrimp industries in other geographic areas of the U.S. also may be affected by
pathogenic viruses, and mere may be significant impacts on the local economies of those areas as
well.-                                                         :.',•'
                                           15

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       ECOLOGICAL RISK ASSESSMENT: PROBLEM FORMULATION
       Ecological risk assessment includes
 three primary phases: problem formulation,
 analysis, and risk characterization (see figure 5
 and text box).  This report provides much of
 the information relevant to developing the
 problem formulation phase of the shrimp virus
 risk assessment While it is premature to
 describe in detail the analysis or risk
 characterization phases for a shrimp virus risk
 assessment, a general description of these
 phases is provided in sections 4 and 5. Three
 steps important for problem formulation are
 described below.

 •     Define assessment endpoints.
       Assessment endpoints are "explicit
       expressions of the actual environmental
       value that is to be protected" (U.S.
       EPA,  1992). An example is "survival,
       growth, and reproduction of wild
       penaeid shrimp populations". Selecting
       appropriate assessment endpoints helps
       to ensure that the risk assessment
       addresses important scientific issues
       while being responsive to management
       concerns.
 •     Develop the conceptual model. Conceptual models portray the relationships between
       stressors, their sources, and the ecological effects they may cause. Frequently shown as a
       diagram, a conceptual model helps risk assessors focus a risk assessment on the most  -
       important sources, stressors, and effects.
 •     Develop an analysis plan,  in. the analysis plan, risk assessors identify what will be done in
       an assessment. The analysis plan also describes the data and measures to be used, the
       analyses to be performed, and how risks will be characterized.

3.1    Assessment Endpoints and the Conceptual Model

       The previous section proposes a management goal for a shrimp virus risk assessment.  In
this section, that goal is linked to assessment endpoints, i.e., formal expressions of environmental
        Ecological Risk Assessment
            (U.S. EPA, 1996a)

       Problem formulation is the initial
planning phase of an ecological risk
assessment, where assessment endpoints are
selected, a conceptual model is prepared, and
a plan for the assessment is developed. Next,
during the analysis phase, exposure and
effects data are evaluated to determine the
relationship between stressor levels and
ecological effects. In the risk
characterization phase, risks are estimated by
integrating exposure and effects information
and major uncertainties are evaluated.
Finally, risks are described by discussing any
relevant lines of evidence and the potential
for ecologically adverse consequences.
Interactions between risk assessors, risk
managers, and stakeholders at the beginning
and end of the risk assessment are critical for
ensuring that the results of the assessment
can and will be used to support a
management decision.
                                           16

-------

Planning
(Risk
Assessor/
Risk
Manager
Dialogue)
-


Ecoloaical Risk AssA" •»•'
- ^ - - - ^. ^ -„ . ^ . ,
^ " -^4v X ^ -^
- . --*" ; 4^ * --


f
^ ^ ""v
'~f e of
>sure Ecological
Effects

r A~ 'I~ - ^^
> ~ - "-. . •<£.
vrfarf** *" — K*
^ ^ T <^ ^ ?4 *
™ ^ ji s "
' J "*, - '"*-'„-,
r~r ** *" " ^ ^ ^ *^x
•**'£-'»<.
« --»* ° ^ «.-
~s s- „ " *"^» » j,
•« — ^ f
ACTERIZATIOIS
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">2~ "-
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f~. .*, •*• *
• ~ -w-"* -' -*..
-V f
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-5, •». ^
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-" ^X-
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L
.



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(0
Necessary: Acquire Data, Iterate Process,
Monitor Results
A
                                     J
                          Communicating Results to
                              the Risk Manager
                                     I
                              Risk Management
Figure 5. The ecological risk assessment process
                                   17

-------
 values to be protected (see text box).  Information contained in this report is directed primarily
 toward the following assessment endpoint:

       Survival, growth, and reproduction of wild penaeid shrimp populations in the Gulf of
       Mexico and southeastern U.S. Atlantic coastal waters.
       The focus of this report is on wild
penaeid shrimp because of their societal and
ecological importance (section 2.1) and
because of their known susceptibility to the
identified stressors (viruses, section 3.3).  •
While population-level effects on shrimp (e.g.,
mass mortality, disease) are the primary
concern of this report, it is recognized that
shrimp populations cannot be protected
without considering the ecological systems
they inhabit Thus, the Shrimp Virus Work
Group has proposed a second assessment
endpoint:

       Ecological structure and Junction of
       coastal and near-shore marine
       communities as they affect wild
      penaeid shrimp populations.

       To illustrate the appropriateness of this
secondary endpoint, consider the following
example.  Other crustaceans such as copepods,
amphipods, or crabs are year round residents of
coastal marshes where penaeid shrimp spend
an important part of their life cycle (i.e.,
postlarval to juvenile stages).  Some of these
other crustacean species could be alternate
hosts for the viruses, thus serving as a potential
reservoir and vector for transmission of the
viruses for infection of penaeid shrimp during
susceptible life stages. In Asia, for example,
WSSV has already been found in field samples of several species of crabs, copepods, shore flies,
and crayfish (section 3.7). If these other species are themselves affected by the virus, resulting
ecological effects (e.g., removal of copepods as a food source) could be detrimental to penaeid
shrimp as well as other ecosystem inhabitants (e.g., crabs, fish).
          Assessment Endpoints

       Assessment endpoints are developed
jointly by risk managers and risk assessors in
cooperation with a diverse group of
stakeholders. Assessment endpoints contain
two elements: a valued ecological entity (e.g.,
wild shrimp) and an attribute of mat entity
(e.g., population growth and development).
Effective assessment endpoints are clearly
defined, biologically and socially relevant,
accessible to measurement, estimation or
prediction, susceptible to environmental
stressors of concern, and representative of
management goals (Suter, 1990).
       For a risk assessment to have
scientific validity, assessment endpoints must
reflect ecologically important components of
the systems they represent. Assessment
endpoints that adequately reflect societal
values and management goals are more
effective hi that they increase the likelihood
that the risk assessment will be used hi
environmental management decisions.
       Additional information oh developing
management goals and objectives and
assessment endpoint is described elsewhere
(U.S. EPA, 1995,1996a).
                                           18

-------
       Conceptual models show linkages
 between human activities, stressors, and,
•assessment endpoints that are useful in
 developing risk hypotheses (see text box).
 Diagrams are useful tools for communicating
 important pathways in a clear and concise
 way and for identifying major sources of
 uncertainty. The Shrimp Virus Work Group
 developed a proposed conceptual model
 diagram (figure 6) to describe the potential
 scope for a shrimp virus risk assessment. The
 simple model shows the important links
 between major potential sources of stressors
 (viruses and anthropogenic stressors),
 possible routes of exposure of wild penaeid
 shrimp, and potential ecological effects of
 these pathogenic viruses. The first row of
 boxes shown under virus sources represents
 major potential pathways by which wild
 shrimp populations may be exposed to exotic
 pathogenic viruses.  It is conceivable that
 viruses may be transferred between any of the
 potential sources via the pathways shown.
 Later in this report, more detailed descriptions
 of the major sources and pathways are
 provided.  Other sources1 thought to be of lessor
   Conceptual Models and Risk Hypotheses

         Developing, a detailed conceptual
  model helps the risk assessor identify the risk
  hypotheses to be evaluated in the risk
  assessment. Risk hypotheses describe
  predicted relationships between the source,
  stressor, and potential effects on an
  assessment endpoint. For example, a simple
  risk hypothesis might be: diseased shrimp in
  aquaculrure grown from infected seed may
  escape in pond effluents and reach wild
  populations of shrimp in the Gulf of Mexico.
  Risk hypotheses do not necessarily require
  statistical testing or any particular analytical
  approach.  Risk hypotheses may predict the
  release of a virus or they may postulate the
  causes of observed declines in shrimp
  populations. A complex assessment can lead
  to a large number of possible hypotheses.
  Thus, a critical aspect of problem formulation
  is to select the key hypotheses that will be the
  focus of the assessment.
importance are also described.
       The next row of boxes in figure 6 identifies four viruses mat are the primary stressors of
concern for this report. The potential effects of these viruses on wild shrimp must be determined
with consideration of other factors that may significantly affect shrimp populations, including non-
viral stressors.resulting from human activities and important environmental and ecological factors.

       A generalized penaeid shrimp life cycle is provided to emphasize the importance of
shrimp life history on exposure to the pathogenic shrimp viruses.  Exposure to the virus 'depends
not only on the'spatial and temporal patterns of viral entry into coastal and marine systems, but
also on the movements and life history patterns of the shrimp. For example,  shrimp would most
likely be exposed to a virus-contaminated effluent discharged at the inlet to an estuary if the
discharges occurred during their seasonal hnmigration or emigration through the inlet.  Finally,'the
diagram shows that effects (bottom row) on penaeid shrimp populations may occur either directly ,
(through the combined effects of individual mortality), or through direct or indirect effects on
other ecological entities (e.g.j other susceptible crustaceans).
                                          ,19

-------

VIRUS SOURCES-AMD PATHWAYS
I-* " '•— >

Aquaculture



Shrimp
Processing

h>- ~
f
Other
Sou rces/Pathways
i 1!
*-Q. J *
              STRESSORS
  VIRUSES
     Taura Syndrome
       White Spot
      Yellow Head
         IHHNV
  Other Anthropogenic
      Stressors
    (e.g., harvesting,
     contaminants,
   habitat destruction)
        Environmental and
        Ecological Factors
         (e.g., temperature,
         salinity, predation)
   EXPOSURE
                    P
                  ,.:£
 enaeid
Shrimp
  Life
 Cycle
                                                   f Protozoea
                                                        *
                                                        Naupilus
              ESTUARY
                  VIRAL EFFECTS
                                                 Individual
                                                  Mortality
    Viral Effects
      on Other
      Species
       Indirect
      Ecological
       Effects
           Population
             Effects
      Assessment Endpoint:
      Ecological structure and function of
        coastal and near-shore marine
      communities as they affect penaeid
            shrimp populations
           J
Assessment Endpoint:
  survival, growth, and
 reproduction of Penaeid
         shrimp           j
Figure 6. Proposed shrimp virus conceptual model

                                 20

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 3.2   Virus Sources and Pathways

       A critical aspect of evaluating the risks of shrimp viruses is understanding the sources of
 virus and the pathways to the wild penaeid shrimp.  This section provides more detail on two
 possible sources and potential pathways for the viral effects shown in the conceptual model (figure
 6): aquaculture, and shrimp processing. The Shrimp Virus Work Group considered these two
 sources as those with the greatest potential to introduce viral diseases into wild penaeid shrimp
 populations; this report also describes many other potential sources and pathways that were
 considered less critical (section 3.2.3).

 3.2.1  Aquaculture                                                 .

       Several penaeid shrimp species are reared commercially worldwide, with the largest
 production in Asia and South America. Intensive penaeid culture was first developed in Japan
 (Hudinaga, 1942; Fujinaga, 1969) using P.japonicus. Later, during the 1970's, penaeid culture
 was developed as a large-scale industry in the third world. During this period, many U.S.
 companies that used native species failed because of difficulties spawning broodstock and rearing
 succeeding generations. However, research in the U.S. has continued with attention devoted to P.
 vannamei, the species most commonly reared in Latin America. Penaeus monodon, representing
 nearly 80% of the world penaeid aquaculture supply, remains the species of choice in Asia.
                      ":'-.'*           '                                l
               -               •                         . ,                  .?   -
       At present, most penaeid aquaculture in the continental U.S. occurs in Texas and South
 Carolina. Figure 7 shows the number and distribution of aquaculture facilities located in Texas:
 There are 17 Texas facilities; 12 of these covering approximately 1625 acres are presently in active
 penaeid production (Reisinger, Pers. Comm.).  In 1994 there were 15 commercial farms operating
 in South  Carolina, including 115 hectares (284 acres) of ponds and supplying 450 metric tons
 (3,913 kg/hectare) of shrimp. The maximum number of farms ever operating in South Carolina
 was 18 (Browdy, Pens. Comm.).  Some additional commercial rearing of postlaryae occurs in
 Florida and Hawaii.   ,   '_

      Nearly all U.S. aquaculture facilities stocked P. vannamei until 1995, when major
 outbreaks of TSV decimated crops of P. vannamei in South Texas (more than 95% loss; -  .
 Reisinger, Pers. Comm.). In 1996, P. vannamei stocks in both Texas and South Carolina were
 again severely impacted by TSV. As a result, Texas aquaculture facilities began restocking with
P. setiferus. Following restocking at these facilities, WSSV and YHV occurred for the first time
in the western Hemisphere shrimp aquaculture (Lightner, 1996a, 1996b).  Prior to November
 1995, there had been no documented occurrences of either WSSV or YHV in U.S. commercial
facilities, and lethal outbreaks of these viruses had been confined to Asian production facilities.

       Although there are few outbreaks with confirmed sources, figure 8 suggests several ways
in which viruses may enter aquaculture facilities! For those viral outbreaks in Texas in 1995, it
                                           21

-------
                                 58 acres
                           .s 70 acres
                         20 acres
                      40 acres
Figure 7.  Active commercial shrimp aquaculture facilities on the Gulf Coast of Texas
(acreage does not indicate acres stocked)
                                            22

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                            Aquaculture

                                          Contaminated
                                           Vehicles or
                                            Transport
                                           Containers
                             Bird and
                              Animal
                            Transport
Contaminated
    Feed
Infected Brood
 Stock/Seed

         Pond Effluent
Escapement
                                                 Bait Shrimp
                               Transport to
                            Processing Facility
                    Sediment and Solid
                      Waste Disposal
   Pond Flooding
  Factors Affecting
  Exposure
    Location
    Timing
    Facility Size
    Disinfection
    and Quarantine
Figure 8. Conceptual model: virus sources and pathways for aquaculture
                                     23

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was speculated that viruses might have been transferred by birds (i.e., by seagulls via feces) to the
affected aquaculture facilities.  Though never confirmed, nearby shrimp packing plants, major
importers and re-processors of large quantities of shrimp from the far east, were suspected as the
ultimate source of the imported viruses. Reports that non-shrimp animal species may have been
the source of some infections (i.e., either as carriers or transmitters) have been unsubstantiated, but
non-shrimp species (e.g., crabs, crayfish, squid, other crustaceans, amphipods, isopods) have only
recently been subjected to bioassay and other definitive tests for the presence of viruses.

       The 1996 TSV outbreaks in South Carolina and Texas apparently resulted from broodstock
that were contaminated after they arrived at a hatchery (Lotz, Pers. Comm.), although the original
source of broodstock infection is unknown. Farmers purchased infected seed from this facility,
although recommended procedures direct farmers to avoid purchasing seed from a supplier having
a recent history of disease. See Pruder (1996) for a further description of these outbreaks. Other
potential sources for entry of viruses into aquaculture include contaminated feed (see section
3.2.2) and contaminated vehicles or transport containers (figure 8).

       Shrimp used in U.S. commercial aquaculture originate from the U.S. Marine Shrimp Farm
Program.  A total of 4-5 original groups of wild shrimp have been used to date. Offspring of these
are used as the primary source of stock and are kept at the Nucleus Breeding Center at
the Oceanic Institute. These are routinely tested for nine viruses, including IHHNV, TSV, WSSV
and YHV, and numerous other pathogens.  These shrimp are determined to be specific pathogen-
free through two generations before use in commercial postlarvae production (Lotz et al., 1995).
Shrimp from the Nucleus Breeding Center are provided to Consortium research facilities,
commercial suppliers of postlarvae (seed), and to commercial broodstock multiplication centers.
Pathogen screening is much reduced once shrimp enter either commercial broodstock
multiplication centers or commercial posllarvae producers.

       Postlarvae available to commercial growout facilities (i.e., farmers) are purchased from
commercial seed producers.  Currently, seed are obtained from commercial hatcheries hi Hawaii,
Texas, and Florida, and research facilities in Mississippi and South Carolina.  Although the extent
to which postlarvae are screened for pathogens varies from producer to producer, individual
shipments are not routinely examined for diseases. South Carolina requires certification that
suppliers have a history of at least 6 months free of listed specific pathogens, including TSV,
IHHNV, WSSV, YHV. Presently, there is no Federal program to certify individual shrimp
shipments or facilities.

       Shrimp farmers usually stock postlarvae in the early spring, and harvest at least one crop
prior to the onset of cold weather.  Though stocking densities vary widely, most U.S. commercial
farmers are semi-intensive. As an example, south Texas ponds are usually stocked at about
100,000 - 200,000 postlarvae per ha, and the average pond covers less than 3 ha. Farms are
generally located near a source of brackish or saline water, and may recirculate wastewater back to
their source waters. Under normal conditions, effluent is held hi ponds to settle before
                                           24

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discharge.  In South Carolina, at the onset of disease, farmers are. required to hold water on their
farms. Under these conditions, water quality in the ponds is maintained by constant aeration, and
wastewater is discharged only after harvest. Once an aquaculture facility becomes infected with a
shrimp virus, there are no reliable, generally accepted, or standardized procedures available for
pond disinfection.

       As shown hi figure 8, native shrimp' species may be exposed to viruses through a number
of pathways from aquaculture, including pond effluents or flooding of ponds, escape of infected
shrimp, spills or losses during transport to shrimp processing facilities, disposal of pond sediment
or solid waste, or through infected bait shrimp. Wild shrimp may be most susceptible to these
exposures during certain critical time periods (see section 3.2). Wild penaeid populations are most
dense during immigration of postlarvae (e.g., usually spring and early summer) and emigration of
juveniles (e.g., later summer into fall). In addition to these spatial and temporal relationships,
other important factors in assessing potential exposures to native shrimp species include .the  ,
volume of effluent discharges from shrimp farms and processors, as well as disinfection and
quarantine procedures used in these facilities. Infected wild shrimp may contaminate aquaculture
stocks through the use of infected wild broodstock and postlarvae or from contaminated materials
entrained in local water supplies.                  ,

Data Gaps;        •

•     Water exchange with natural waters - protocols for aquaculture operations, water
       treatment, etc;                    ,
•     Number and size of U.S. aquaculture operations in relationship to receiving
       waters/habitats harboring native shrimp
•     Volume, disposal patterns, and treatment for solid wastes from aquaculture
•     Estimates of the extent of virus contamination of feed, broodstock/seed, vehicles, and
       birds/animals that could transport virus

3.2.2  Shrimp Processing

       Historically, the shrimp processing industry in the Gulf of Mexico and southeastern U.S.
Atlantic coastal area has been a seasonal industry.  Shrimp were generally caught hi the spring,
summer, arid fall of each year and were either frozen as green headless shrimp, or canned. They
were held through late fall, and as supplies diminished during the winter months, the shrimp were
marketed at a premium price.  Most of the processing facilities were located adjacent to the fuel
and ice docks that supported the, fleets, so that during the fishing season the shrimp catch ,could be
off loaded, the boats refueled, iced, and returned to the  fishing grounds as quickly as possible.
This arrangement cut down on costs and the time required to transport and handle the catch.

       Processing plants were generally located on a waterway and any processing wastes,both
solids and liquid, were discharged directly into the adjacent waters.  During the late '70's, it was
recognized that due to waste volume and seasonality, the biochemical oxygen demand (BOD)

        ••••'''               •   .        25

-------
levels in the processing wastes imposed too great a burden on receiving waters (i.e., because
discharges were greater during spring and summer months when light intensity, ambient water
temperatures, and biological productivity are higher). To reduce BOD levels, methods were
developed to screen out the solids (i.e., heads and shells). After screening, solids were either
disposed of in a landfill, or were dried and processed into a shrimp meal or feed, and the remaining
process wastewater was discharged directly into local waters. In recent years, efforts have been
underway in the southeast to route process effluents through some type of treatment facility before
discharge. Because of irregular effluent volumes, the large area over which plants are  distributed,
and the seasonaliry of the processing industry, it has been difficult to build treatment facilities to
accommodate the needs of this industry.

       Increasing demand for shrimp in the U.S. (section 2.1) has had a major impact  on the
operation of shrimp processing facilities.  Prior to about 1955, imports of foreign shrimp were
negligible, and processing plants mainly relied on locally produced wild shrimp for their raw
product. However, during the 1960's and 70's, U.S. shrimp imports  rose dramatically  along with
increasing market demand.  There are approximately 400 firms in shrimp-related industries located
along the Gulf of Mexico, and two-thirds (268) of these are located hi Louisiana and Texas. These
plants are generally larger than those hi the past and are in production year round.

       Currently, there are over 60 countries exporting both pond-raised and wild shrimp to the
U.S. Over one-half of the shrimp processed in the U.S. is imported from Thailand, India, and
numerous other countries where viral diseases are a major problem.  Some countries harvest
shrimp during the early stages of a disease outbreak hi order to minimize disease effects on
cultured shrimp yield. This strategy effectively avoids high mortality and catastrophic economic
losses in those countries, but increases the likelihood that shrimp imported into the U.S. will be
contaminated with viable virus particles (Lightner, 1996a, 1996b). In fact, shrimp infected with
WSSV, YHV,  and  TSV have been identified hi retail stores hi the U.S. (Lightner, unpublished
data). Thus, the importation of infected shrimp for processing by the U.S. shrimp industry
significantly increases the potential for the introduction of pathogenic viruses into coastal waters
adjacent to the processing plants.  This pathway may pose a significant threat to wild shrimp
populations.

       Infected shrimp processed in the U.S. may infect wild shrimp via solid wastes,  effluents,
bait shrimp, and infected material from processing used in shrimp and fish feed (figure 9). For
example, solid wastes from processing facilities are often processed into meal at low temperature
(I.e., not sufficient to inactivate pathogenic viruses). This meal is added as a protein source to
shrimp feeds. If this contaminated feed is used for animals in aquaculture, and wastewater
containing pathogenic viruses from culture facilities is discharged into local receiving waters, local
wild shrimp stocks may be at risk from this pathway. Shrimp processing wastes containing viable
viruses could also result in the infection of aquaculture facilities through one of the entry
mechanisms shown hi figure 8. Important factors modifying potential exposures include facility
location, seasonal patterns and varying volumes of effluent discharges, the source of potentially
                                           26

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                         Shrimp Processing
                                                      ™>v^fe^«ws^!3^^>^3&^^

           Infected Domestic Shrimp
         (Aquaculture or Wild-Caught):
          Heads On/Heads Off/Peeled
                           infected imported Shrimp
                         (Aquaculture or Wild-Caught)
                          Heads On/Heads Off/Peeled
                                  Retail
                                  Market
                               Processing
                                              Solid Waste
                                                              Shrimp/
                                                                Fish
                                                                Feed
     Effluent
(Treated/Untreated)
      Factors Affecting
      Exposure
        Location
        Seasonally
        Volume
        Shrimp source
        Waste treatment

Figure 9. Conceptual model: virus sources and pathways for shrimp processing
                                   27 ,

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 contaminated shrimp for processing, and waste treatment procedures used are important for
 evaluating risks to native shrimp populations.

       An approach for controlling potential sources of virus exposure from processing facilities
 is to apply concepts developed for preventive food safety (Hazard Analysis Critical Control Point
 program; NACMCF, 1992). A logical extension of this preventive approach could be used to
 identify specific sources of exposure that may occur during shrimp processing and develop control
 measures to prevent significant exposures.

 Data Gaps:                                                                 .

 •     Volume, disposal patterns, and types of treatments for shrimp processing effluents
       and solid wastes
 *     Number and size of shrimp processing facilities in relationship to receiving
       waters/habitats harboring wild shrimp
 •     Estimates of the extent of virus contamination of shrimp received for processing
 •     Extent and distribution of contaminated shrimp in retail seafood markets and
       disposal patterns
 •     Presence of virus in fish and shrimp feed

3.2.3  Other Sources/Pathways

       During preliminary discussions leading to the development of this report, the Shrimp Virus
Work Group identified several other virus sources/pathways to wild shrimp. The Shrimp Virus
Work Group felt that a risk assessment should focus on the two major sources described above,
but it is also important to recognize the potential risks associated with these other less significant
sources/pathways.

       Bait Shrimp (live or frozen). Pathogenic viruses may be found in infected bait shrimp
that could contaminate wild stocks through use in recreational and subsistence fishing.  The bait
shrimp industry is integral to and is a significant segment of the U.S. shrimp fishery that supports
a large and economically-important sportfishing industry in the southeastern United States. For
example, in Texas alone, about 1786 bait shrimp licenses were issued in 1996 (Robinson et al.,
1996).  Bait shrimpers generally target small shrimp in the shallow, muddy estuarine nursery
areas. These small shrimp are usually trawl caught (Baxter et al., 1988: Salomon, 1965), kept
alive with recirculated seawater on board ship, and are delivered to shore-based facilities, where
they are kept in recirculated seawater tanks while being held for sale. Because the demand for bait
shrimp is high, especially when local shrimp supplies are limited, many bait shrimpers haul live
shrimp between bays within a state or across state lines.  This practice could result in the
movement of contaminated shrimp from one area to another..

       At certain times of the year, the demand for bait shrimp has been so great that suppliers to
the recreational fishery have had to depend on imported shrimp to meet the demand.  Because

                                          28                               .

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 these imports may be contaminated with viruses, their use as bait shrimp could provide a potential
 pathway for the introduction of pathogenic viruses. When contaminated bait shrimp are discarded,
 wild stocks feeding on these discards could be vulnerable to infection,' especially during the spring
 and summer when postlarval shrimp are immigrating into coastal nursery areas. If the shrimp
 culture industry expands to meet the needs of the bait shrimp industry, cultured bait shrimp
 represent another potential pathway for introduchig pathogenic viruses into wild shrimp
 populations.

       Ballast Water. The transport of live shrimp in ballast water is well documented (Carlton
 and Geller, 1993; Williams et al., 1988; see section 3.4). It is estimated that 25 or more species of
 shrimp have been released to U.S. surface waters from ship ballasts. There is no accurate estimate
 of the number of shrimp species that, through the movement of ballast water, may have been
 established worldwide. While many of these shrimp establishments may have been overlooked, a
 few well-documented records include the Indonesian shrimp (Exopalaemon styliferus) from
 Indonesia/India introduced to the Arabian Gulf; the Korean shrimp (Palaemon macrodactylus).
 introduced to California, Oregon, and Australia; the Asian shrimp (Exopalaemon mddestus)
 introduced to the Columbia River in Oregon; the Japanese shrimp (Salmoneus gracilipes)
 introduced to. California; and the Atlantic shrimp (Hippolyte zostericold) introduced from U.S.  -
 Atlantic coast to Colombia, South America (Carlton, Pers.Comm.).  The introduction of
 pathogenic viruses may be possible with the establishment of these new species.

       Introduction of pathogenic shrimp viruses to wild stock may result even if exotic shrimp
 species originating in ballast water-do not become established.  For example, diseased, dead, or
 dying shrimp discharged from ballast .may be eaten by or come in contact with wild crustaceans
 Ballast water can be a source of a mix of crustacean species (e.g., crab larvae, amphipods, and
 isopods), and some of these may not normally co-occur in nature. The possibility of viral
 transmission from one .crustacean species to another may be amplified under these conditions.

       Research and Display. Pathogenic viruses may be unwittingly released in association
 with wastes, feed, or organisms from research activities at public agencies, universities, or large
public aquaria, or by discarded ornamental cultures of shrimp or other crustaceans. Many of these
 facilities are located in coastal areas hi proximity to habitat for wild shrimp populations.  Proper
 quarantine or disinfection procedures for new or exotic organisms (i.e., especially those known to
 carry pathogens) are critical for preventing the release of pathogenic organisms, but the extent of
these procedures varies greatly among research and display facilities.
                  • •        ,   '      .              '    '           , i
       Non-Shrimp Translocated Animals.  Animals other than shrimp may carry viruses that
could infect shrimp populations (see section 3.7). Potential pathways for viral entry include
international, national, or regional transport of infected live animals, bait, or, feed materials.
Important factors affecting exposure to wild shrimp include location, seasonality, the number of
animals, and the proximity of their habitat relative to wild shrimp. All but the most basic
information is unavailable for evaluating the potential exposures these, animals represent to wild
shrimp.

          '       '     ' "•   ,    '   '         29        '      ."."•'•    " '         . "  "

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       Natural Spread. While this report considers the importance of anthropogenic pathways
 for the introduction of pathogenic viruses to wild shrimp, it is possible that the spread of a virus
 could be enhanced by natural processes.  Examples include movements by large scale water
 currents, hurricane or flood events, and translocation by birds or other animals.  Little information
 is available on this potential pathway for exposure to pathogenic shrimp viruses.

       Two other sources are considered less important than the preceding sources: fishing vessels
 and intentional introductions. When fishing vessels based in U.S. ports return from foreign
 waters, their nets and other equipment may be contaminated with organisms or materials that
 harbor pathogenic shrimp viruses. While intentional introduction of a virus is possible, it  is not
 considered likely, and it would be difficult if not impossible to predict or control.

 33    Viral Stressors

       The conceptual model (figure 6) shows types of stressors affecting wild penaeid shrimp
 populations.  This report focuses on four disease-causing viruses: IHHNV, TSV, WSSV, and
 YHV. There are many other viruses as well as other organisms such as bacteria, fungi, and
 commensal organisms that may cause disease in shrimp.  For each virus, this section describes
 available information on the following topics: virus taxonomy, where first identified, infectivity,
 virulence and resistance, transmissibiliry and carrier, status, host range, geographic distribution,
 and disease symptoms and detection methods.

       Infectious Hypodermal and Hematopoietic Necrosis Virus (IHHNV)  is a small  (20-22
 nm), single stranded DNA virus belonging to the Parvovirus group.  This disease was first
 described by Lighmer et al. (1983a, 1983b) hi postlarval P. stylirostris and P. vannamei isolated
 from aquaculture facilities hi Hawaii. IHHNV is a highly lethal disease, causing up to 90%
 mortality in affected populations of susceptible P. stylirostris.  Some members of the population
 that survive IHHNV infections and/or epizootics are apparently carriers, passing, the virus to
 progeny and other populations (Lightner, 1996b).

       IHHNV has been documented hi wild species of shrimp including  P. stylirostris, P.
 vannamei, P.  occidentalism P. califomiensis, P. monodon,P. semisulcatus, an&P.japonicus. All
three species (P.  setiferus, P. aztecus, and P. duorarum) native to the U.S. have been infected
 experimentally (Lightner et al., 1985).

       IHHNV is widely distributed hi aquaculture facilities hi both the Americas and throughout
Asia.  It is assumed to be enzootic (i.e. endemic) hi wild penaeids hi the Indo-Pacific and Ecuador.
In the Americas., IHHNV has been found hi wild penaeids hi Ecuador, western Panama, and
western Mexico.

       Clinical symptoms of IHHNV are not specific. Juvenile P. stylirostris show reduced food
 intake and other behavioral changes. There are buff-colored lesions hi the cuticular epidermis.
                                           30

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  P. vannamei display runt deformity syndrome, including cuticular deformities. A gene probe
 (definitive diagnostic method) is available commercially.

        Taura Syndrome Virus (TSV) is a small (28-30 nm), single-stranded RNA (ssRNA)
 virus, belonging to the Picqmavirus group (Hasson et aL, 1995). The disease, also variously
 described as Red Tail or Blackspot disease, was originally reported in mid-1992 in cultured
 P. vannamei near the Taura River, Ecuador. This first outbreak resulted in catastrophic
 mortalities of 80 - 90% of young P. vannamei.  TSV has been identified in live shrimp postlarvae
 and brood stocks in hatcheries.  TSV has also been identified in seagull feces and water boatmen.

     .   Numerous shrimp species native to the western hemisphere, including the U.S., are
 susceptible to TSV under experimental conditions.  All three species native to the U.S.
 (P. setiferus, P. aztecus and P. duorarmri) have been infected experimentally (Lightner, 1996a,
 1996b; Overstreet et al., 1997).  Once infected, P. setiferus experiences heavy mortality.

        TSV disease has reportedly spread throughout aquaculture facilities Ideated in the
 Western Hemisphere including Peru, Colombia, Honduras, Guatemala, El Salvador, Brazil and
 western Mexico (Lightner, 1996a, 1996b) and has been documented in wild postlarval and adult
 P. vannamei from near-shore and off-shore fisheries in Ecuador, El Salvador, and off the
 Mexican state of Chiapas near the borderof Guatemala. It has also been reported in U.S.
 aquaculture and hatchery facilities in Hawaii, Florida, Texas, and South Carolina (Lightner
 1996a, 1996b).                                                          S        '

        Gross signs of the disease are red tails and/or appendages, cuticular necrosis, soft shells,
 and cuticular black spots. Positive identification of acute but not chronic infections can be made
 through histological examination.  Chronic infections can be diagnosed by bioassay with SPF P.
 vannamei or by commercially available gene probe. Definitive diagnostic methods are available
 and include a gene probe and  PCR (polymerase  chain reaction). TSV has been identified by
 bioassay in imported frozen shrimp (Lotz, Pers. Comm.; Lightner, In Press).

       White Spot Syndrome Virus (WSSV), a non-occluded baculovirus, is a medium size
 (100-290 nm), double-stranded DNA virus. The disease, also variously described as Red
 Disease, China Virus Disease, and Shrimp Explosive Epidemic Disease, was first identified in
 1992-93 in China and Taiwan. Where, it has been confirmed, WSSV has caused mass mortalities
 reaching 90-100% in several species of shrimp in aquaculture. This virus has been shown to
 infect a number of other crustacean species (e.g., amphipods, ostracods, swimming crabs,
 crayfish, copepods, and shore flies), some of which have transmitted the disease into Asian
penaeid aquaculture facilities (Chang et al., In Press a, In Press b; Lo et al., 1996; Wang et al.,
 1995; Wang et al., In Press, Lan et al., 1996; Flegel et al., 1996). The infection of numerous
non-shrimp species and other crustaceans raises concerns that these organisms could act as a
reservoir, or intermediate host, presenting a possible pathway to infect not only native shrimp,
but also other,native marine and freshwater species (see potential effects, section 3.7).
                                          31

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       All native U.S. species of shrimp are susceptible to WSSV under experimental conditions
(Lightner, 1996a, 1996b). WSSV infects and causes disease in many foreign species of shrimp
including P. monodon, P. semisulcatus, P. merguiensis, P. indicus, P. chinensis, P. penicillatus,
and P.japoniajs. Outbreaks were recorded in 1994-95 in Thailand, India, Japan, and Korea.
WSSV is now believed to infect shrimp farms throughout east Asia, Southeast Asia, Indonesia,  •
India and was reported in Texas in November 1995.

       Clinical signs of the disease include a red color to the entire body and appendages along
with small subcutaneous  white spots. Histological examination reveals prominent intranuclear
inclusion bodies in cuticular epithelium, subcutis and connective tissues. Definitive diagnostic
techniques have been developed, and include a gene probe and PCR hybridization.  WSSV has
been identified by bioassay, gross examination, and PCR in imported frozen shrimp products in
retail stores in the U.S. (Lightner, In Press; see section 3.2.2).

       Yellow Head Virus Syndrome (YHV) is a small to moderate size (44 x 173 nm), ssRNA
rhabdo-like virus. • The virus was first reported in aquaculture operations of the tiger prawn
shrimp (P. monodon) in Thailand in 1992. YHV is widespread in cultured P. monodon and is
suspected as the causal agent of major losses of cultured shrimp production in Taiwan, Indonesia,
China, and the Philippines in the late 1980's (Lightner, 1996b).

       Juvenile shrimp are apparently the most vulnerable to YHV infection, although earlier
and later stages appear to be somewhat resistant.  Thus, juvenile stages of P.  setiferus, P. aztecus
and P. duorarum can be infected experimentally with YHV, although then: postlarval stages
appear to be resistant (Lightner, 1996b). However, all stages of live shrimp in aquaculture,
including nauplii, postlarvae, and broodstock may be carriers of YHV. Asymptomatic YHV
carriers were identified in shrimp from Australia, as well as in shrimp showing signs of WSSV "
disease in Thailand, India and Texas (Lightner, 1996b). YHV has also been found in P.
merguiensis and Metapenaeus ensis in Australia. YHV has been experimentally transferred to P.
vannamei, P. stylirostris, and P. setiferus, and has been detected in the carrier state hi Acetes sp.
(krill) and Palaemon stylifertis (mysid shrimp), both ecologically important species in marine
environments. The ability of YHV to infect a number of other genera and species is a warning
that YHV could pose a problem to other U.S. marine crustaceans (see section 3.7).

       By 1994, YSV had also been identified hi India, Malaysia, and Indonesia. In November
1995, YSV was found hi  aquaculture operations hi Texas.

       The most obvious clinical sign of the disease is the yellow coloration of the shrimp's .
head. Histological examination reveals generalized necrosis of lymphoid organs, and connective
tissues and cuticular epidermis, with cells showing pyknosis and cytoplasmic inclusions.
Available diagnostic techniques include histology, electron microscopy, and bioassay.  YHV has
been identified by bioassay hi imported frozen shrimp (Lightner, In Press).
                                         • 32

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 Data Gaps:
       Temporal and spatial distributions of wild penaeid shrimp relative to the viruses
       Concentrations, frequency, duration, location, and environmental medium of the
       viruses
       Species-specificity of the viruses
       Alternative hosts of the viruses       "•  •   '  .
       Infectivity, transmissibility, and virulence of viruses
       Persistence of viruses in different environmental media
       Extent and rate of spread of the viruses among wild shrimp populations
       Analogous information from other introductions of exotic diseases
       Potential for immunity/resistance and length of any immunity
       Carrier status of surviving infected shrimp

 3.4    Other Anthropogenic Stressors on Wild Shrimp Populations

       Although this report focuses on the potential effects of pathogenic viruses on wild shrimp
 populations, other factors acting alone or in conjunction with shrimp viruses may also have
 detrimental effects.  These include natural environmental factors (see section 3.5) as well as other
 anthropogenic (i.e., human-introduced) Stressors such as  hypoxia (i.e., low dissolved oxygen),
 coastal wetland habitat modification, harvesting practices, and the introduction of exotic species.
 The potential risks from combinations of multiple Stressors are also considered.

       Hypoxia. Recently, evidence of an increasing area of hypoxia (up to 9500 km2 in 1993)
 has been documented, extending west from the mouth of the Mississippi River, along the coast of
 Louisiana, and into the Gulf of Mexico (Rabelais et al., 1996, U.S. EPA, 1996b). The extent of
 this hypoxic area varies in both temporal and spatial extent, depending upon environmental and
 meteorological conditions.  These large-scale hypoxic areas are rich in nutrients that can promote
 phytoplankton blooms.  Some of these blooms may create toxic byproducts that could have
 deleterious ecological impacts.

       Because these hypoxic areas often overlap with fishing grounds for both white and brown
 shrimp (Zimmerman et al., 1996), their potential effects on wild shrimp populations cannot be
 disregarded. Laboratory studies have shown that penaeid shrimp avoid hypoxic waters (Renaud,
 1986a), and field evidence has documented lower shrimp population densities in hypoxic coastal
 areas (Renaud, 1986b).  Recent studies suggest that shrimp landings are negatively affected in
areas of hypoxia; shrimp apparently concentrate in near shore areas between the area of hypoxia
 and the shoreline. This inshore concentration of migrating shrimp near shore-based sources of
virus may increase their potential for exposure to disease. Zimmerman et al. (1996) found that
diminished catch appeared to extend offshore beyond the  hypoxic area, suggesting that these
areas may block critical  zones through which shrimp migrate.
                                          33

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        Habitat Modification.  Although the effects are largely unknown, loss of coastal
 wetland habitat can affect the shrimp populations which utilize them. Juvenile shrimp spend a
 significant portion of the life cycle in coastal wetland areas, where they grow and develop to high
 densities (Fast, 1992). These areas of critical habitat, however, are under increasing pressure due
 to coastal development, levee construction, channelization, and dredge spoil sediment disposal.

       Consider, for example, the state of Louisiana. Since 1930, Louisiana has been
 particularly hard hit by coastal development and habitat modification. Because of man's
 activities (e.g., marsh inundation, erosion, and such human interventions as construction of
 canals, levees, and dikes), the state has lost wetland areas amounting to 3950 km2 (Boesch et al.,
 1994). As a result of coastal habitat modification, saltwater intrusion has occurred in some areas.
 The effects of saltwater intrusion, both positive and negative, on migratory fishery fauna (i.e.,
 including shrimp) have been documented elsewhere (Rogers et al., 1994; Herke et al., 1996:
 Rozas, 1992; and Rozas and Reed, 1994).

       Evidence suggests that marsh edge (i.e., marsh to open water interface), which is
 important as a source of food, substrate for growth and development, or refugia to avoid
 predators, is utilized extensively by juvenile shrimp (Minello et al., 1994). Eroding salt marshes
 have greater available edge; thus, it is thought that coastal development may, at least initially,
 result in increased shrimp population levels. At some critical threshold however, shrimp
 populations will be detrimentally affected by increasing losses of critical habitat.

       The indirect effects of habitat modification on other ecologically important species may
 also be significant. As losses become more extensive and as wetland areas become more highly
 fragmented (or disappear altogether), non-shrimp species that depend on shrimp as a food source
may also be severely impacted,

       Harvesting Practices. The possible negative effects of shrimp harvesting practices on
population levels in Gulf of Mexico and the southeastern U.S. Atlantic coastal waters has been
discussed since the early 1930's (Higgins, 1938). Although catch and fishing, effort, as well as
landings, have increased over the years, catch per unit effort (i.e., yield) of the major shrimp
species has not shown a significant decline (Nance and Nichols,  1988). There are several
possible explanations for the lack of decline in shrimp yield. These findings assume an annual
shrimp crop, but some shrimp live longer than one year, thus increasing the reproductive
potential of the population. Also, given the tremendous fecundity of adult shrimp, population
levels seem to depend less on adult survival than on many critical environmental factors affecting
young shrimp. Environmental factors such as the salinity and temperature of coastal waters, and
predation by other organisms, appear to have a greater influence (i.e. higher mortality rates) on
the survival of the larval and juvenile shrimp than do current fishing practices.

       Introduction of Exotic Species. It is well documented that the introduction,
establishment, and spread of non-indigenous species in fresh, estuarine, and marine
environments, have had adverse environmental effects (OTA, 1993; NOAA, 1994; EC, 1993;

                                          34

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                    '          ••<'"-.".              *
 and NEMO, 1994). Data from around the world clearly indicate that the current rate of
 movement and establishment of exotic organisms in marine and estuarine environments is
 unprecedented. Changes in the ecological structure and function of estuarine habitats have
 resulted from such exotic introductions.                                     •

       In estuaries that have been monitored carefully overtime, the establishment of exotic
 species has caused extensive changes in species composition arid structure (Cohen and Carlton,
 1995). For example, in San Francisco Bay, exotic species account for 40% to 100% of the
 common or dominant species in benthic and fouling communities measured at various sites
 throughout the estuary (Cohen,  1996). One species, the Amur River clam (Potamocorbula
 amurensis)vjas first detected in San Francisco Bay in October 1986.  By the summer of 1987
 (nine months later), the Amur River clam had become the most abundant clam in San Francisco
 Bay, attaining densities of 2,000 clams per square foot.  Because the clam can completely filter a
 volume of .water equivalent to the entire bay every few days, it can deplete the phytoplankton
 that form the base of the food web for many native fish and marine mammals (Cohen, 1996).

       Impacts on shrimp populations due to introduced species, could be either direct or
 indirect. An exotic species may affect the shrimp population directly, as a predator, parasite, or
 pathogen of shrimp, or as a carrier of parasitic or pathogenic organisms. However, the most
 damaging exotic species have been those that resulted in indirect ecological effects through
 habitat alteration.  Examples include the zebra mussel (Dreissena polymorpha) in the Great
 Lakes and the ctenophore (Mnemiopsis leidyi) in the Black Sea, two of the most devastating
 exotic invasions of the 20th century.
                 . -      -i                     ,                          •
       The ecological structure and function of Gulf of Mexico and southeastern U.S. Atlantic
 coastal waters are currently threatened by the establishment and spread of many exotic
 invertebrates (e.g., barnacles, sea squirts, anemones, crabs, and wood-boring crustaceans),
 seaweeds, and green algae.  Problems specific to  southeastern U.S. Atlantic coastal areas include
 the recent establishment of the Japanese shore crab (Hemigrapsus sanguineus) and the
 Indo-Pacific swimming crab (Charybdishetteri).  The shore crab may threaten salt-marsh
 ecosystems through its  extensive burrowing activity (Geller, 1996), while the swimming crab is a
 potential competitor of the economically-important blue crab.. The Indo-Pacific swimming crab
 has become established along the Gulf of Mexico. In addition, the exotic brown mussel (Perna
pernd) is quickly spreading along the Gulf Coast, where it has shown the potential to displace
 native species and has already caused fouling of-offshore oil platforms and navigation buoys.

       Multiple Stressors.  The interactive effects of multiple environmental stressors, both
 natural environmental parameters and anthropogenic stressors, are very difficult to predict, but
 may be substantially greater than might be predicted based on an analysis of the individual
 factors.  "When any of these environmental stressors are present, either singly, or in combination,
 the effects on resident populations may be severe. For example, man-fnade alterations hi marsh
 habitat can alter many important environmental parameters resulting in adverse environmental,
 conditions (e.g., higher temperatures, absence of cover, altered species composition). As the area'

 '    •'  '  '     -.'•.-'•'..         35       ,                     "      .  ;

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 of marsh available to the species is decreased, both food supply and cover are reduced; thus,
 increasing the likelihood of predation and disease.  Physiological stress imposed by multiple
 environmental stressors (e.g., hypoxia, habitat modification, exotic introductions, and harvesting
 practices) acting on individual wild shrimp may increase their susceptibility to, as well as the
 effects of, infection by pathogenic viruses.

 DataGaps:

 •      Relationship between stress and disease susceptibility in shrimp
 •      Evaluating the effects of interactions among multiple stressors

 3.5     Environmental and Ecological Factors Regulating Wild Shrimp Populations

        Wild shrimp population dynamics (e.g., mortality, growth, reproduction, and movement)
 are regulated by environmental and ecological factors (see also section 3.6).  Predation is a major
 ecological regulator of mortality in wild juvenile penaeids (Minello et al., 1989; Minello and
 Zimmerman, 1991). Changes hi environmental factors such as temperature or salinity may be
 adverse during certain critical life stages (e.g., juvenile stages hi the marshes). Species differ,
 however, in their responses to changes in these environmental factors.  For example, white
 shrimp juveniles tolerate warmer temperatures, but are stressed by temperatures less than 18°, as
 indicated by decreased growth and survival hi laboratory studies.

        When changes hi environmental factors occur in combination, interactions among
 stressors may be extremely important (Zein-Eldin and Renaud, 1986). Exposure to extremes of a
 single factor may be tolerated, however, combinations may be adverse or even lethal.  Under
 these conditions, exposure to additional stressors such as hypoxia, habitat loss, etc., may
 predispose the animals to infection or disease.

 3.6    Shrimp Life History and Ecology

       Understanding the life history and ecology of penaeid shrimp is critical for evaluating
 their exposure to pathogenic viruses as well as the ecological effects of disease on shrimp
 populations.  The life histories of penaeids worldwide are similar, although species differ in
 distribution, seasonality, and response to various environmental factors. Three penaeid shrimp
 species are of principal importance to the U.S. commercial fishery: the white shrimp (P.
setiferus), the brown shrimp, (P. aztecus) and the pink shrimp, (P. duorarum).

       The three species are discontinuously distributed from New Jersey to the Florida Keys,
and along the coasts of the Gulf of Mexico from Florida through Texas, and into eastern Mexico
 (Lindner and Cook, 1970). The white shrimp, fishery does not occur along the south and west
coasts of Florida, but occurs again around the northwestern and western Gulf as far south as
Tampico, Mexico (figure 10).  The white shrimp, the principal species hi the south Atlantic, is a
daytime fishery, usually hi waters less than 27 m (Lindner and Anderson 1956).

                                          36

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                                                                      FIRE ISLAND
          GENERAL DISTRIBUTION
          MAJOR FISHING GROUNDS
                                                                 PAMLICO SOUND
                                                     VERO BEACH
                                                     ST. LUC1E INLET
                                                                         Atlantic Ocean
Figure 10. Distribution and major fishing areas for the white shrimp, P. setiferus
                                         37

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       The brown shrimp, the most important U.S. commercial species, occurs as far north as
Martha's Vineyard, and south to Florida, It is found hi the Gulf of Mexico along the panhandle
of Florida, and westward as far as Campeche, Mexico (Cook and Lindner, 1970); however, major
fishing areas are off the coasts of Texas and Louisiana (figure 11). Compared to the white
shrimp, it is a night fishery, at distances farther offshore (up to 198 km) and at greater depths (up
to 110 m) (Temple and Fischer, 1967).

       Of the three species, the pink shrimp has the most limited distribution, and the smallest
fishery. It is fished to some extent off North Carolina and the northeast coast of Florida, but is
the major species from Sannibel along the Florida Keys (Costello and Allen, 1970).  Most of the
pink shrimp found in the western Gulf of Mexico range from south Texas to Campeche, Mexico
(figure 12).  Like brown shrimp, pink shrimp are caught at night.

       The sexually mature adults of all species are present hi offshore, more saline waters.
Spawning, followed by hatching and completion of a complex larval development process,
occurs at various distances-offshore (Renfro and Brusher, 1982).  All larval stages differ
morphologically, and include five naupliar, three protozoeal, and three mysis stages. Depending
on the season (Temple and Fisher, 1967; Brusher, Renfro and Neal, 1972), all larval stages
usually occur at fairly low densities (less than 1 /m3; Temple and  Fisher, 1965) in offshore waters
near their spawning grounds.

       The bulk of white shrimp spawn in waters less than 27 m deep (Lindner and Anderson,
1956), brown shrimp spawn hi deeper waters (up to 110 m), and pink shrimp generally spawn in
waters between 15 and 48 m.  The dense eggs sink to the bottom, where they hatch within hours.
Pelagic development is usually rapid, but occurs at a rate dependent upon temperature.

       Early postlarvae (less than 10 mm total length) are transported by currents and tidal
action onto the beaches, and enter through coastal passes hito estuaries and marshes. Densities at
time of entry vary considerably, from day to day, within a single 24-hour period, vertically in the
water mass (Baxter and Renfro, 1967; De Lancy et al., 1994; Duronsolet, etal. "1972; King,
1971; Matthews et al.,  1991), and especially with season. Concentrations of entering postlarvae
greatly exceed those of offshore stages. For example, during 1960 to 1963, Baxter and Renfro
(1967) recovered between 50 and 100 postlarval brown shrimp/m3 from the Galveston Bay
entrance between late February and early April (i.e., period of maximum immigration for that
species). Higher densities of brown shrimp have been reported; 2000 brown postlarvae/m3 were
recorded hi the same area following an early spring "norther" that kept postlarvae on the ocean
beach fronts rather than allowing them to enter through the passes (Matthews, Pers. Comm.).
Brown shrimp postlarvae (11-13 mm total length), thought to be from late fall spawns of adult
brown shrimp (Temple and Fischer, 1965) arrive earliest hi the year. Depending upon water
temperature and currents, brown shrimp postlarvae enter the estuaries as early as late February
and early March (Baxter and Renfro, 1967), peaking hi March and April. Brown postlarvae
continue to enter the passes hi waves throughout the spring. A second peak of somewhat smaller
                                          38

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           GENERAL DISTRIBUTION
           MAJOR FISHING GROUNDS
                                                                    PAMLJCO SOUND
                                                                       Atlantic Ocean
                                                T  ^§ VERO BEACH
                                                      ST. LUCIE INLET
                                        Caribbean Sea
Figure 11. Distribution and major fishing grounds for the brown shrimp, P, aztecus
                                         39.  .

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           DISTRIBUTION
           MAJOR SPAWNING FISHING GROUNDS
           MAJOR OFFSHORE FISHING GROUNDS
                       Afchafalaya Biy
                    Gulf of Mexico
Chesapeake Bay
  Tamaullpac
                                                           Atlantic Ocean
                Tabasco
Figure 12. Distribution and major fishing grounds for the pink shrimp, P. duorarum
                                            40

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 (about 10 mm total length) postlarvae occurs in late summer, and rarely results in more than 10
 postlarvae/rn3.

        Early brown postlarvae are usually longer (10-12 mm) and heavier than those entering
 subsequently, and are more tolerant of low temperature, suggesting acclimation to colder
- offshore temperatures. Laboratory studies have shown that growth in brown shrimp postlarvae
 occurs at temperatures below 20° C (from 11 to 18° C in the laboratory; Zein-Eldin and Aldrich,
 1965). In contrast, at temperatures 20° C and above, growth can be expected among the estuarine
 shrimp population as a whole.

        The white shrimp appear to have a shorter spawning season than the browns. Mature
 white females are found (May through summer) in near shore waters less than 3 m. Postlarval
 white shrimp do not immigrate (enter the bays) until mid-May to June and continue to enter the
 estuaries throughout the summer. White shrimp postlarvae were recorded in, numbers greater
 than 100/m3. only once hi more than 400 sampling days at the Galveston Bay entrance (Baxter
 and Renfro, 1967). m contrast to both the brown and white shrimp, pink shrimp postlarvae enter
 the estuaries continuously throughout the spring,  summer, and into autumn, with peaks in April
 through June in south Florida (Tabb et'al., 1962; Allen et al., 1980) and somewhat later in North
 Carolina (Williams, 1959).  Their numbers increase again hi late fall.

        Postlaryae rapidly become benthic and, as juveniles, brown shrimp are present hi large
 numbers (densities up to 43/m2) in the marshes from March through July (Zimmerman et al.,
 1984; Zimmerman and Minello, 1984). White shrimp., present later in the season, may exhibit
 densities as high as 115/m2 (Zimmerman et al., 1984). The growth and development of all three
 species during this estuarine-marsh stage are rapid, but are affected  by temperature and salinity,
 the presence of desired food, cover (e:g., sea grasses), substrate type, and the presence of
 predators (Zein-Eldin andRenaud, 1986).                                  •

         Zimmerman and Minello (1984) reported that juvenile brown shrimp appeared to select
 for vegetation, but white shrimp present during the same summer periods showed no significant
 preference.  In fact, during the estuarine portion of their life cycle, postlarval and juvenile white
 shrimp are relatively evenly distributed throughout the estuary, on both vegetated and non-
 vegetated bottom. Consistent with Zimmerman and Minello, various studies have shown that
 brown shrimp, the more carnivorous of the species, prefer marsh edges (Spartina sp.;
 Zimmerman et al, 1984), where they can graze on nematodes, amphipods and other benthic fauna
 (McTigue and Zimmerman, 1991; Gleason and Wellingon, 1988; Gleason and Zimmerman,
 1984). The distribution of pink shrimp appears to be determined by the presence of sea grass, as
 well as the type of available substrate (i.e., coarse sand-shell substrate, Williams, 1960).

        Juvenile shrimp emigrate out of the marshes for completion  of their life cycle in open
 water. Factors controlling emigration are not well understood, although size and lunar stage
 (particularly for pink shrimp) are thought to be important (Costello and Allen, 1970). Juvenile
 brown shrimp (about 100 mm total length) emigrate to open waters from about mid-June through

    •   '  •   '      -      '     '      '       41. '-    "...-..'    -..•'"-.

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early August, perhaps under the influence of strong lunar tides. Brown shrimp are not reported
in large numbers during the hot summer months, and have largely left the bays by the end of the
summer. Laboratory studies have demonstrated that brown shrimp are.less tolerant of
temperatures above 30° C than are white shrimp (Zein-Eldin and Griffith, 1969). White shrimp
remain until the first cold periods in fall and winter.  Major emigration of white shrimp through
the passes usually follows the onset of a "norther". Even then, some white shrimp remain in the
bays where they overwinter until the following season.

Data Gaps;

'•     Population models that adequately explain observed variability of wild populations
*     Distribution and genetic diversity of off-shore populations

3.7    Potential Effects of Shrimp Viruses

       This section summarizes the potential effects of pathogenic viruses on wild shrimp
populations. In addition, the possibility that widespread virus infection of wild shrimp
populations may limit the availability of pathogen-free broodstock and seed for aquaculture is
considered. Also, examples of possible viral effects on ecosystem structure and function are
discussed. Finally, available information on related topics such as viral symptoms, infectivity,
immunity, etc. are addressed in the section on virology (section 3.3).

3.7.1   Wild Shrimp Populations

       The geographic distribution of IHHNV, TSV, WSSV, and YHV and other pathogenic
viruses is likely to increase because of the extensive worldwide transport and trade of live shrimp
and shrimp products.  Although there are examples noted below of the occurrence of pathogenic
viruses in wild shrimp populations in other parts of the world, the presence  of these viruses has
yet to be confirmed in wild shrimp found in U.S. coastal waters. Brock et al. (1996) noted that
TSV has not been observed hi any native U.S. species, nor has any impact of TSV on U.S.
fishery stocks been reported recently. However, there is some imconfirmed, preliminary evidence
of WSSV in wild shrimp and other organisms in South Carolina. Therefore, either the viruses
are not present in U.S. wild stocks, or they may be present but undetected for the following
reasons.

•     Virus surveillance has not been conducted. The annual variability in wild shrimp harvests
       is well known, but until the recent virus-related problems hi aquaculture there was no
       compelling reason to consider viral pathogens as a potential cause for these variations.
       Thus, there was no reason to search for viruses in wild populations.
•     Where surveillance has been conducted, population sampling methods may have been
       inadequate to detect low levels of virus occurring in wild shrimp populations. Because of
       the rapid onset of viral diseases and the known intensity of predation pressures in wild
                                          42

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        shrimp populations, it is unlikely that wild shrimp showing frank symptoms of the
        disease would be found.                                        ,
 *     Surveillance was conducted on shrimp, but viruses were not detected in infected shrimp
        Viruses may not have been detected because methods for known viruses were not yet
        available, were insufficiently sensitive, or because shrimp were infected with previously
        unknown viruses. Until disease outbreaks are observed, research to detect a pathogenic
        virus Is not initiated. Because of the rate of increase in the occurrence of previously
        unknown viruses, research to develop detection methods with the necessary specificity
        and sensitivity lags substantially behind the initial recognition of the problem.

 It is also possible that viruses have been present at low levels in wild populations without
 causing observable disease incidents, but aquaculture conditions (e.g., crowding and
 physiological stress) potentiate the development and spread of disease.
                                                !                               ,
        There are several examples of the occurrence of pathogenic shrimp viruses in wild
 populations. In Asia, WSSV is reported to have spread from naturally-occurring organisms to
 shrimp in aquaculture (Chang, In Press a, In Press b; Wang, et al., In Press). Other evidence
 suggests that some wild shrimp species in Asia may either be infected or are carriers of virus
 (Chen, Pers. Comm.). In Mexico, blue shrimp (P. stylirostris) populations in the Gulf of
.California declined to levels which could not support commercial harvests until 1994, coincident
 with onset of IHHNV disease (Lightener et al., 1992,1996a; Pantoja, 1993; Pantoja-Morales and
 Lighterier, 1991). Beginning with the 1987-88 season, landings of blue shrimp decreased by
 about 1000 tons per year for four consecutive years.  Stocks began to recover only after about
 six years. This is the best chronological association of disease and wild population effects
 currently known.  The source of virus that caused the outbreak is not confirmed, but may have
 resulted from the release of infected cultured shrimp. In south and central America, TSV has
 been documented in wild stocks of P. vannamei (postlarvae and adults) collected from near-shore
 or off-shore fisheries in Ecuador, El Salvador, and the southern Mexican state of Chiapas
 (Lightner, 1996a).  Finally^ IHHNV appears to be endemic in wild penaeids in the Indo-Pacific,
 Equador, and western Panama, but it is not known whether there have been effects of IHHNV on
 wild shrimp populations in these areas.                     .    -
                           "                 '       '                \
 Data Gaps:

 •      Baseline information on presence and distribution of pathogenic viruses in U.S. wild
       stocks (e.g., data from summer trawls in Galveston Bay)
 •      Population models that adequately explain observed variability of wild populations
 •      Relevance of data from viral disease outbreaks in aquaculture for predicting the
       occurrence of disease in wild populations (e.g., effects of differences in Me stage,
       density, water quality, survival, recovery, and carrier status of diseased shrimp, etc.)
                                          43

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3.7.2  Ecological Effects

       Shrimp viruses may affect penaeid shrimp populations either directly (i.e., through the
combined effects of individual mortality) or through direct or indirect effects on other ecological
entities. Significant indirect changes might include alterations in ecosystem structure (e.g.,
species composition) or function (e.g., predator/prey relationships, competition, nutrient cycling).
In this section, we are concerned with the unpredictable ecological consequences mat may result
from alterations in shrimp populations caused by disease and with the potential consequences of
viral infection of crustaceans other than shrimp.

       WSSV has been identified in a number of non-penaeid shrimp and crustacean species
throughout Asia, but its disease-causing potential in these species is unknown.  WSSV has been
experimentally induced in four Asian crustacean species: a penaeid shrimp, Trachypenaeus
curvirostris., two non-penaeid shrimps, Exopalaemon orientalis, Macrobrachium sp, and the red
swamp crayfish, Procambarus clarkii (Lan et al., 1996). WSSV has been detected at low levels
in naturally-occurring Asian crab species (Scylla serrata, Charybdis feriatus, Portunus
pelagicus, Portunus sanguinolentus, and Thalamita sp.), copepods, and shorefiies (Lighmer, In
Press). In the U.S., WSSV infections have been reported in crayfish (Procambarus sp.) in the
National Zoo (Eichman, unpublished data). The persistence of WSSV hi native biota may
increase the potential for disease transmission to susceptible organisms over time.

       Potential adverse ecological effects include the transmission of virus to  economically
important penaeid species or the displacement or loss of ecologically or economically important
species via food web interactions. For example, if WSSV infection and mass mortality occurred
in wild (native) copepods, other marsh inhabitants such as juvenile shrimp and  crabs that rely on
copepods as a food source could also be impacted, and these species could, in turn, serve as
reservoirs for infection of other species.

Data Gaps;

•     Distribution and effects of virus in non-shrimp organisms
•     Ecological importance of affected non-shrimp species

3.73  Aquaculture Effects

       Shrimp aquaculture today depends on the availability of pathogen-free brood stocks. If
wild shrimp populations become infected with pathogenic viruses, pathogen-free brood stocks
may be difficult or impossible to obtain.  Moreover, new pathogens, including viruses, likely will
be discovered as international trade of shrimp and other fisheries products expand. If the
introduction of new pathogens to wild shrimp populations is not prevented, the ability to obtain
pathogen-free broodstock will be further eroded. Because the U.S. Marine Shrimp Farming
Program can only address known diseases for which analytical methods are available, this
program alone cannot and will not prevent the entry and spread of all shrimp diseases.

                                           44

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3.8    Analysis Plan

       An analysis plan, usually the final stage of problem formulation (Fig. 5), is a necessary
and important part of the risk assessment process, particularly in complex risk assessments like
the proposed shrimp virus assessment.  The analysis plan evaluates risk hypotheses and
summarizes the assessment design, data needs, measures, and methods for conducting the
analysis phase of the risk assessment.  It may be brief or extensive, depending on the nature of
the assessment.

       Using the conceptual model developed during problem formulation, the analysis plan
identifies the pathways most important to exposure and specifies which relationships are most
critical for evaluating risks. The analysis plan also identifies measures of effects, exposure, and
ecosystem characteristics that will be evaluated.  Issues are identified concerning the level of
confidence that can be expected from the available data relative to the level of confidence
required for effective decision making.  If new data are required for estimating exposures or
effects, the feasibility of acquiring these data is evaluated. The risk assessment may be designed*
in a tiered approach to allow the collection of new data hi a step  wise fashion that will provide
risk managers with an opportunity to make decisions on issues or data as they become available.

      A good analysis plan can help ensure that managers will receive the type and extent of
information required for effective decision making.  Because this report is not a risk assessment,
an analysis plan has not been detailed here, but will,be included during the development of an
actual risk assessment.
                                          45

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 4     ANALYSIS

        The analysis phase of a risk
 assessment (figure 5) follows problem
 formulation and includes two principal
 activities: characterization of exposure and
 characterization of ecological effects.
 Characterizing exposure for viral infections
 of wild populations of penaeid shrimp
 involves a number of considerations:

 •    Temporal patterns (seasonal
       migration, changes in life stage,
       frequency of viral introductions).
 •    Spatial patterns (distribution of
       shrimp relative to virus).
 •    Species-specificity of viruses (i.e.,
       species differences hi infectiviry and
       virulence)
 •     Susceptibility of wild populations to
       infection.
 •     Ability of carriers and hosts to
       transmit disease.
 •     Ability of virus to undergo genetic
       change or mutation.
 •     Effects of shrimp  processing on
       virulence.
 •     Alternative hosts for the viruses.
 •     Persistence of virus in different
       environmental media
 •     Minimum effective dosage;
       frequency and concentrations of
       virus in the environment.
       Mode of infection.
       Inter-/Intrapopulation transfer rates.
       Food chain transfer.
       Co-occurrence of shrimp with virus.
       Efficacy of disinfection methods.

    „   In characterizing ecological effects, direct or indirect impacts on wild shrimp populations
are considered. As with characterizing exposure, there are a number of factors to consider. If
infection occurs in a wild population, what level of mortality is expected and how might
individual mortality be translated into population effects? Could viral effects on other
              The Analysis Phase

         The characterization of exposure and
  characterization of ecological effects both
  involve evaluating available data for its
  scientific credibility and relevance to
  assessment endpoints as well as the
  conceptual model. In ecological effects
  characterization, stressor-response
  relationships or evidence that exposure to a
  stressor causes an observed response are
  evaluated. In exposure characterization, the
  source(s) of stressors, the distribution of
  stressors hi the environment, and the contact
  or co-occurrence of stressors with ecological
  receptors are described.  The process should
  be flexible, with interactions between
  evaluations of ecological effects and
  exposure.
        The products of the analysis phase are
  summary profiles that describe exposure and
  effects (stressor-response relationships).
  These profiles may be written documents or
  may be modules of a larger process model.
  Alternatively, documentation may be deferred
  until risk characterization. In any case, the
  objective of the analysis plan is to ensure that
  the information needed for risk
  characterization has been collected and
  evaluated.
46

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susceptible species cause indirect effects on penaeid populations? Some other possible effects
issues include:                           ,
       Relevance of aquaculture survival rates and clearance of virus from survivors to wild
       populations.
       Individual morbidity/mortality/fecundity/growth, behavior, and appearance of infected
       organisms.
       Potential for immunity/resistance and length of any* immunity.
       Carrier status of surviving infected shrimp.
       Which species are of concern (e.g., species withcritical ecological or economic
       importance); effects on species that may affect shrimp (e.g., food chain dynamics).
       Known outbreaks/epizootics of viruses.
       Relative sensitivity of different life stages.
       Potential for population recovery.
       Utility of analogous information from other aquatic disease examples.
                                          47

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5      RISK CHARACTERIZATION

       Risk characterization (figure 5) is the final phase of an ecological risk assessment.
During this phase, risks are estimated and interpreted. The strengths, limitations, assumptions,
and major uncertainties about the risks are summarized. Risks are estimated by integrating
exposure and effects profiles, using a wide range of techniques including comparisons of point
estimates or distributions of exposure and effects data, process models, or empirical (e.g., field)
approaches. For a shrimp virus risk assessment, the specific approaches) for estimating risks and
describing uncertainties will depend on the availability and quality of data and the resources for
the assessment (e.g., time, funding, etc.).

       To describe risks, risk assessors evaluate the evidence supporting or refuting the risk.
estimate(s) and interpret the potential for adverse effects on the assessment endpoint.  Criteria for
evaluating adverse effects include the nature and intensity of effects, spatial and temporal scales,
and the potential for recovery. Agreement among different lines of evidence increases
confidence in the conclusions of a risk assessment. Some of the possible lines of evidence that
could be drawn upon to describe the risks associated with different exposure pathways include:
laboratory bioassay of shrimp viruses; observations of viral outbreaks in aquaculture;
observations of effects (or lack of effects) in exposed wild shrimp populations; and predicted
effects based on anticipated exposure scenarios.
                                           48

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6      SUMMARY

       This section highlights the most important uncertainties surrounding the shrimp virus
issue (section 6.1) and summarizes major points identified in this report concerning exposure to
and effects of shrimp viruses'(section 6.2).

6.1    Data Gaps and Research Needs

       This section highlights areas where additional information would be most useful in
supporting the risk assessment process.

       Potential Yiral Effects

•      Baseline information on presence and distribution of pathogenic viruses in U.S. wild
       stocks (e.g., data from summer trawls in Galveston Bay)
•      Population models that adequately explain observed variability of wild populations
•      Relevance of data from viral disease outbreaks in aquaculture for predicting the
       occurrence of disease m wild populations (e.g., effects of differences in life stage5
       density, water quality, survival, recovery, and carrier status of diseased shrimp, etc.)?
•      Distribution and effects of virus in non-shrimp organisms
•      Ecological importance of potentially affected non-shrimp species

       Virus Information
       Temporal and spatial distributions of wild penaeid shrimp relative to ithe virus
       Concentrations, frequency, duration, location, and environmental medium of the virus
       Species-specificity of the viruses
       Alternative hosts of the virus       ,
       Infectivity, transmissibility and virulence of virus    .                        .    "
       Persistence of virus in different media
       Extent and rate of spread of me virus among wild shrimp populations
       Analogous information from other introductions of exotic diseases
       Potential for immunity/resistanqe and length of any immunity
       Carrier status of surviving infected shrimp
       Relationship between stress and disease susceptibility in shrimp

       Virus Pathways

       Water exchange^ with natural waters - protocols for aquaculture operations, water
       treatment, etc.
       Number and size of U.S. aquaculture operations in relationship to receiving
       waters/habitats harboring native shrimp                        '
       Volume, disposal patterns, and treatment for solid wastes from aquaculture
                                          49

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 •     Estimates of the extent of virus contamination of feed, broodstock/seed, vehicles, and
       birds/animals that could transport virus
 •     Volume, disposal patterns, and treatment for shrimp processing effluents and solid wastes
 •     Number and size of shrimp processing facilities hi relationship to receiving
       waters/habitats harboring native shrimp
 •     Estimates of the extent of virus contamination of shrimp received for processing
 •     Extent and distribution of contaminated shrimp in retail seafood markets and disposal
       patterns
 •     Evidence of virus transfer between aquaculture and wild shrimp populations

 6.2    Key Findings for Exposure to and Effects of Pathogenic Shrimp Viruses

       The Shrimp Virus Work Group identified a number of important findings relative to the
 exposure and effects of pathogenic shrimp viruses. A summary of these findings follows.

 •     Shrimp viral diseases are widespread throughout the world, both in wild and cultured
       shrimp. IHHNV and TSV are endemic in wild populations of shrimp throughout much of
       Central and South America. WSSV and YHV are endemic throughout much of Asia.
 •     In at least one incident, viral disease has been associated with drastic reductions in wild
       shrimp harvests. Beginning in 1987, one viral disease (IHHNV) was associated with a
       decline in the Gulf of California shrimp fishery to levels that could not support
       commercial harvests until 1994.
 •     Although these viruses have not  yet been positively identified hi native U.S. shrimp
       populations, very little effort has been expended to look for them. Where investigations
       have been conducted, analytical methods (if available) or sampling intensities may have
       been inadequate to detect infection.
 •     Viruses have affected cultured shrimp throughout the world, often with catastrophic
       effects on production.  For example, imports from Chinese aquaculture operations
       dropped substantially (1990 to 1995) due hi part to viral disease. Outbreaks hi 1995 and
       1996 on U.S. shrimp farms caused a 50 to 95 percent loss of production at affected farms.
•     Despite extensive efforts to prevent outbreaks on U.S. farms by the U.S.  Marine Shrimp
       Farming Program, state agencies, and producers, numerous disease outbreaks have
       occurred hi 1995,1996, and early 1997.
•     There are major economic concerns at stake. The U.S. shrimp processing industry
       employs over 11,000 people hi 182 companies. Any new requirements that may be
       necessary to reduce disease risks will increase costs to producers and processors, and
       ultimately to consumers.
•     Some foreign aquaculture operations, harvest then: ponds immediately upon finding
       disease and export the infected shrimp. This management practice, combined with
       tremendous increases hi shrimp importation, may increase risks to U.S. natural resources.
       Infected shrimp are now routinely found in U.S. .retail markets.
•     Shrimp may become infected from many sources. Major potential exposure pathways to
       wild shrimp in the U.S. include shrimp processing plants wastes and wastes and

                                         50

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escapement from aquaculture ponds, Other potential viral sources include infected bait
shrimp, ship ballast water, non-shrimp translocated animals, and natural spread of the
virus. Fishing vessels and intentional introductions are also possible sources.
Domestic shrimp are vulnerable.  Specific life stages of all of the principle U.S. shrimp
species are highly susceptible to infection and disease from one or more of the four
subject viruses as demonstrated in laboratory tests and outbreaks at aquaculture facilities.
Recently discovered Asian viruses appear to be more virulent to domestic shrimp species
man those viruses thought to be endemic to South and Central America.         ,
Species other than shrimp may be at risk. One or more of these viruses have been found
in samples of other crustaceans from around the world, including copepods, crabs, shore
flies and crayfish. A number of alternate host species for the viruses have been identified.
                                    51.

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 7     ACTION ITEMS

       In response to the potential risks of pathogenic shrimp viruses to wild shrimp
 populations, the Shrimp Virus Work Group recommends that the JS A evaluate and select among
 several options for conducting a risk assessment and consider endorsing the following actions:
 publish a scoping notice for a risk assessment in the Federal Register; sponsor stakeholder
 meetings to involve interested parties in the risk assessment process; coordinate an expert
 workshop to initiate the risk assessment; and, enhance interagency coordination to improve
 Federal agency responsiveness to the shrimp virus problem. Each of these actions is discussed in
 more detail below.

 7.1    Evaluate Risk Assessment Options

       The scope and focus of a risk assessment are driven by the management decisions
 supported by the assessment, the extent and quality of available data, and the resources (e.g.,
 funding and time) available.  In general, the lower the tolerance for uncertainty in the conclusions
 of the risk assessment, the greater the expenditure of resources that will be required. In this case,
 the principal driver for the shrimp virus assessment may be time limitations. The perceived need
 to complete a risk assessment may preclude waiting for the additional research that may be
 required for a more in-depth assessment.

       To help initiate discussions, the Shrimp Virus Work Group offers three possible risk
 assessment options. While many approaches are possible, and a final selection cannot be made
 without a more thorough evaluation of available data, this discussion is intended to highlight the
 advantages and limitations of different approaches and to illustrate the trade-offs between the
time required for the assessment and the degree of uncertainty hi the results. It is important to
note that  while it is critical to include stakeholders in the risk assessment planning process (next
 section), to do so will lengthen the time required to complete a risk assessment.

 •      Qualitative assessment  This approach is illustrated by the Aquatic Nuisance Species
       methodology (Risk Assessment and Management Committee, 1996). An expert panel
       compiles available information and judges risks and uncertainties based on qualitative
       (e.g., low, medium, and high) categories. Usually, this type of assessment can be
       conducted quickly (e.g., 3-6 months after the expert workshop [section 7.4]) and for
       relatively little cost (e.g, S30-50K). Such a screening assessment can help identify key
       uncertainties and research as well as provide a basis for immediate or interim policy
       decisions. Nevertheless, this approach does not provide quantified risk or uncertainty
       estimates.
 •      Quantitative Assessment. A quantitative assessment would provide numerical estimates
       of the likelihood of risks to wild populations of shrimp from viral exposure from a
       number of sources.  In this approach, uncertainties are quantified. Such an approach
       offers risk managers a definitive basis for making risk mitigation decisions. The
       availability of stressor-response information could be used to evaluate how the level of

                                          52  ,                 .     .  , .

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    .   effects vary with the level of exposure. However, the current state of scientific
      '• knowledge may not support this type of risk assessment. For example, models for shrimp
      , populations in the Gulf of Mexico are probably inadequate for use in risk assessments.
       Thus, the greater time and cost requirements for a quantitative assessment (e.g., one year
       and $200-300K) are compounded by the need for additional research that may take
       months or years to complete.
 •     Tiered Assessment. Rather man an either/or choice between qualitative and quantitative
       assessments,it may be possible to conduct the risk assessment in a tiered approach,
      . starting with a simple approach and advancing to a more complete assessment as the state
       of knowledge develops and time and resources permit. Management decisions made
       based on a preliminary assessment can be revisited based on additional findings from a
       more comprehensive risk assessment.                                          .

 7.2    Publish Federal Register Scoping Notice

       The Shrimp Virus Work Group proposes the following notice for publication in the
 Federal Register to notify interested parties of the ISA's intent to conduct a risk assessment on
 shrimp viruses, the availability of this report, and the dates and locations for public (stakeholder)
 meetings to facilitate public comments on report findings

 .DEPARTMENT OF COMMERCE
 National Oceanic and Atmospheric Administration
 [I.D. 060297C]

 An Evaluation of Potential Shrimp Virus Impacts on Cultured Shrimp and on Wild
 Shrimp Populations in the Gulf of Mexico and Southeastern U.S. Atlantic Coastal Waters
        >\,         -       '                  ....               '•
 AGENCY: National Marine Fisheries  Service (NMFS), National Oceanic and Atmospheric
 Administration (NOAA), Commerce, on behalf of the Joint Subcommittee on Aquaculture.

 ACTION: Advance notice of a proposed shrimp virus risk assessment and public meetings.

 SUMMARY: The Joint Subcommittee on Aquaculture (JSA); Office of Science and Technology
 Policy, is releasing a report describing the potential impacts of shrimp viruses on cultured shrimp
 and on wild shrimp populations in the Gulf of Mexico and southeastern U.S. Atlantic coastal
waters. Comments received in writing, or at public meetings, will be used to  help develop plans
for an ecological risk assessment on shrimp viruses.

DATES:  Consideration will be given only to those comments received on or before [insert date
60 days after date of publication in the FEDERAL REGISTER]. In addition, comments may be
provided at any of three public meetings. See SUPPLEMENTARY INFORMATION section
for further details regarding these meetings.
                                        53

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 ADDRESSES: Copies of a report prepared for the JSA entitled, "An Evaluation of Shrimp Virus
 Impacts on Cultured Shrimp and on Wild Shrimp Populations in the Gulf of Mexico and
 Southeastern U.S. Atlantic Coastal Waters" (the shrimp virus report) may be obtained by
 contacting NMFS Assistant Administrator's Office of Industry and Trade, at: (301) 713-2379 or
 by accessing the NMFS Home Page, at: http://kmgfish.ssp.nmfs.gov/oit/oit.html.  To ensure that
 •written comments are considered, send an original and three copies to Mr. Jerome Erbacher,
 Office of Industry & Trade, Room 3675, SSMC3, NMFS, 1315 East-West Highway, Silver
 Spring, MD 20910, or facsimile to (301) 713-2384. To attend any of the public meetings, contact
 the Eastern Research Group, Inc. (ERG), Conference Registration Line,(617) 674-7374.

 FOR FURTHER INFORMATION CONTACT: Dr. Thomas Mcllwain, Chairperson of the
 JSA Shrimp Virus Work Group, NMFS, 3209 Frederick Street, Pascagoula, MS 39567, (601)
 762-4591 or Dr. Thomas C. Siewicki, 219 Ft. Johnson Road, Charleston SC 29412,
 (803)762-8534.

 SUPPLEMENTARY INFORMATION: Evidence suggests that exotic shrimp viruses may be
 inadvertently introduced into U.S. coastal regions. If established, these introduced viruses have
 the potential to infect both wild shrimp stocks and shrimp hi aquaculrure through a number of
 different pathways. Two potentially significant pathways involve the shrimp aquaculrure and
 shrimp processing industries. Though considered less significant, examples of other potential
 pathways include bait shrimp, ship ballast water, research and display, translocated animals (non-
 shrimp), and natural spread (e.g., migratory birds, large scale currents, flooding).

 In 1995, Taura Syndrome Virus (TVS) was documented in shrimp culture ponds in Texas. After
 the Texas outbreak, ponds were restocked with shrimp seed native to the Gulf of Mexico.
 However, some of the shrimp in the second stocking were later found infected with other
 pathogenic viruses (e.g., White Spot Syndrome Virus (WSSV) and Yellow Head virus (YHV)),
 only previously identified hi shrimp imported from the far east, hi 1996, a repeat outbreak of
 TSV was documented. In 1997, YHV and WSSV were identified (based on very limited data) in
 South Carolina. These outbreaks have raised concerns that viruses could be spread from
 aquaculrure facilities to the wild shrimp stocks in U.S. coastal waters, with potentially serious
 implications.

 To determine the likelihood and the potential impacts of exotic shrimp viruses on wild shrimp
populations in the Gulf of Mexico and southeastern U.S. Atlantic coastal waters and on cultured
 shrimp hi aquaculrure hi these areas, the JSA has decided to conduct an ecological risk
 assessment. (The JSA consists of representatives from several Federal organizations, including
the National Marine Fisheries Service, U.S. Department of Agriculture, U.S. Fish and Wildlife
 Service, and the U.S. Environmental Protection Agency), hi support of information exchange and
 education, and to determine any necessary course of action to avert the introduction of
pathogenic viruses, the JSA tasked a Federal interagency work group (Shrimp Virus Work
 Group; SVWG) with identifying research on shrimp viruses, the mode of virus transmission, and
the potential for the introduction of these viruses into the Gulf of Mexico and southeastern U.S.

                                         54

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 Atlantic coastal waters. The SVWG helped to organize and participated in a shrimp virus
 workshop in New Orleans, LA, in June 1996. Recently, the' SVWG prepared a shrimp virus
 report that summarizes readily-available risk-relevant information on shrimp viruses. This report
 has been approved by the ISA and is available to the public for comment  Comments on the
 shrimp virus report received from the public (whether hi writing or at the public meetings) will
 be used as input to a workshop that will help finalize plans for conducting a shrimp virus ,
 ecological risk assessment.

 Meeting Locations and Times: July 15, hi Charleston, South Carolina; July 21, in Mobile,
 Alabama; and July 23, hi Brownsville, Texas. There is no charge for attending the public
 meetings listed above; however, seats are limited, so it is advisable to register as soon as
 possible. Participants wishing to make comments or address issues can register with ERG prior
 to the workshop, or on site.-Each participant will be assigned a time slot on a first-come, first-
 served basis. Individual comments should be limited to 3 to 5 minutes; additional or lengthy
 comments may be submitted hi writing to the address provided above.  •

 Dated: June 10,1997.
 Holland Schmitten,
 Assistant Administrator for Fisheries,                                         ,
 National Marine Fisheries Service.                                '
 7.3    Sponsor Stakeholder Meetings
                                               '        .         ,         '
       Given the scope.and potential impact of the shrimp virus risk assessment, it would be
 useful to include a,wide range of interested parties ("stakeholders") in the initial planning
 process.  One way of increasing involvement (and "buy-in" to the assessment) is to hold planning
 meetings very early in the process.  Participants could include individuals from government
 (Federal, state, local), industry (shrimp processing, wild fishery, and aquaculture), non-
. government organizations (e.g., environmental groups), and the public. The Shrimp Virus Work
 Group suggests two or three meetings following publication of the Scoping Notice (section 7.2).
 Note that while stakeholder meetings increase the time required to complete a risk assessment,
 even greater time may be lost if such meetings do not take place, because stakeholders are much
 more likely to disagree with management goals and the risk assessment process.
                                           55

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 7.4    Coordinate Expert Workshop

        The Shrimp Virus Work Group recommends the development and implementation of an
 "expert" workshop on the shrimp virus problem to: (1) obtain additional risk-relevant
 information; (2) further develop the problem formulation for a shrimp virus risk assessment; and
 (3) enhance integration and coordination of risk assessment efforts. Both the U.S.
 Environmental Protection Agency and the USDA Animal and Plant Health Protection Service
 have extensive experience in developing and conducting risk assessments, developing
 management goals, and selecting assessment endpoints and their measures.  Technical and
 management staff from these agencies could serve as group facilitators and provide on-site
 technical assistance.  Using this mechanism, technical experts from a diverse field of interests
 (e.g., crustacean virology and life history, shrimp industry, regulators (all levels), environmental
 groups, etc) would have the opportunity to provide needed input to the shrimp virus risk
 assessment during the initial planning phase. This report could serve as a resource document for
 review and discussion at such a workshop. An expert workshop would not only make a
 significant contribution to the planning of a shrimp virus risk assessment, but would also help to
 ensure that the results of the risk assessment are useful to risk managers and decision makers.
 This workshop, together with the recommended public "stakeholder" meetings, will provide
 needed "buy in" and support from the stakeholder community, thus contributing to 'the timely
 completion of a shrimp virus risk assessment.

 7.5    Enhance Interagency Coordination

       The Shrimp Virus Work Group recommends increased coordination among Federal
 agencies having appropriate expertise and authority to protect U.S. marine resources from
 pathogenic shrimp viruses. These agencies need to work collaboratively to better utilize the
 resources currently available and to better define roles and responsibilities of individual agencies.
 Existing Federal statutory authority may not be adequate to prevent further disease outbreaks*,
 and new authorities may be necessary. However statutory authorities alone will not be sufficient
 to control new diseases. There is a need to implement complementary programs across the
 responsible Federal agencies as well as to enhance research and technology to effectively reduce
the risk of disease outbreaks. The Shrimp Virus Work Group recommends that representatives
 of the responsible  Federal agencies should work closely with the aquaculture, processing, and
harvesting industries to explore a variety of opportunities to reduce the risks posed by shrimp
viruses.                                        ,
                                          56

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