United States
                Environmental Protection
                Agency
Robert S. Kerr Environmental
Research Laboratory
Ada, OK 74820
                 Research and Development
EPA/600/S2-91/062  Mar.  1992
EPA        Project  Summary
                 A Model of Virus  Transport in
                 Unsaturated  Soil
                M.V. Yates, S. R. Yates, and Y. Ouyang
                  As a result of the recently-proposed
                mandatory  ground-water disinfection
                requirements to inactivate  viruses in
                potable water supplies, there has been
                increasing  interest in  virus fate and
                transport in the subsurface.  Several
                models have been' developed to pre-
                dict the fate of viruses in groundwater,
                but few include transport in the unsat-
                urated zone, and all require a constant
                virus inactivation rate.  These are seri-
                ous limitations in the models, as it has
                been well documented that consider-
                able virus removal occurs in the unsat-
                urated zone, and that the inactivation
                rate of viruses is  dependent on envi-
                ronmental conditions. The purpose of
                this research was to develop a predic-
                tive model of virus fate and transport
                in Unsaturated soils that allows the vi-
                rus inactivation  rate to vary based on
                changes in soil temperature. The model
                was developed  based  on the law of
                mass conservation of a contaminant in
                porous media and couples the flow of
                water,  viruses, and heat through the
                soil. Model  predictions  were compared
                to measured data of virus transport in
                laboratory column studies, and were
                within the 95% confidence limits of the
                measured concentrations. The model
                should be a useful tool for anyone wish-
                ing to estimate the number of viruses
                entering  ground water after traveling
                through the soil from a contamination
                source. In addition, model simulations
                were performed to identify variables
                that have a  large effect on the results.
                This information can be used to help
design experiments so that important
variables are measured accurately.
  This Project Summary was developed
by EPA's Robert S. Kerr Environmental
Research Laboratory, Ada, OK, to an-
nounce key findings of the research
project that Is  fully  documented in a
separate report of the same title (see
Project Report  ordering information at
back).

Introduction
  The significance of viruses as agents of
ground-waterborne disease in the United
States has been well  documented.  The
increasing interest in preventing ground-
water contamination by viruses and other
disease-causing microorganisms has led
to new  U.S. Environmental  Protection
Agency proposed regulations  regarding
ground-water disinfection, the development
of wellhead protection  zones, and stricter
standards for the microbiological quality of
municipal sludge and treated effluent that
is applied to land. For many of the new
regulations, a predictive model of virus (or
bacterial) transport would be helpful in the
implementation  process.  For example,
such a model could be used to determine
where septic tanks could be placed or
where land application of sludge or efflu-
ent could be practiced relative to drinking
water wells to minimize negative impacts
on the ground-water quality.  Another ap-
plication of microbial transport models is
related  to the ground-water disinfection
rule.  Water utilities  wishing to  avoid
ground-water disinfection may use a patho-
gen transport model to demonstrate that
adequate removal of viruses in the source
                                                                    Printed on Recycled Paper

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water occurs during transport to the well-
head.
  Several models of microbial transport
have been developed during the past 15
to 20 years . The models range from the
very simple, requiring few input param-
eters, to the very complex, requiring nu-
merous Input parameters.  For many of
the more complex models, the data re-
quired for input are  not available except
for very limited environmental conditions.
They may be useful for research purposes,
but would be impractical  for widespread
use. The  potential applications of these
models also range   considerably,  from
being useful,only for screening purposes
on  a regional scale, to predicting  virus
behavior at one specific location.
  One limitation  of  almost  all of  these
models is that they have been developed
to describe virus transport  in saturated
soils (i.e., ground water). However, it has
been demonstrated many times that the
potential for virus removal is greater in the
unsaturated zone than in the ground wa-
ter.  Neglecting the  unsaturated zone in
any model of virus transport could lead to
inaccurately high predictions of virus con-
centrations at the site of interest.   This
omission would be especially significant in
areas with thick unsaturated zones, such
as those in many western states.   The
one transport model  that has reportedly
been developed for predicting virus trans-
port in variably  saturated media is not
specific for viruses, but can be used for
any contaminant.  In addition, it has not
been tested using data of virus transport
in unsaturated soil.
  Another, and more important, limitation
of published models of virus transport is
that none of them has been validated us-
ing actual data of virus transport in unsat-
urated soils.  Most models are developed
based  on theory, and are fitted to data
obtained from one  or two experiments.
Rarely are they tested by applying the
model to data collected under a variety of
conditions and then determining how well
the  model predicts what has been ob-
served in the laboratory or  field without
any fitting or calibration of the model.

Transport Processes
  The transport of viruses through a po-
rous medium such as soil is affected pri-
marily  by the following mechanisms and
processes: Advection;  Hydrodynamic dis-
persion;  Adsorption (and desorption); Fil-
tration;  and Inactivation.

Factors Affecting Transport
Processes
  The  transport of viruses through soil is
controlled by climatic conditions such as
the rate of rainfall (or water application)
and  evaporation  and by soil  properties
such as soil water content,  soil tempera-
ture, adsorption and desorption, filtration,
soil pH, and salt concentration.  The prop-
erties of the specific virus of interest are
also important in determining its behavior
in the subsurface.   Some of the most
important factors that affect the transport
of viruses through soil include soil water
content, soil temperature, the rate of wa-
ter application and evaporation , and soil
heterogeneity.

Objectives
  The purpose of this research was to
develop a model that can be used to pre-
dict virus movement from a contamination
source through unsaturated soil  to  the
ground water. "Several mocfel simulations
were performed to determine the  effects
of different input variables on  model pre-
dictions.  The model was tested by com-
paring model prediction to results of labo-
ratory studies.
  The specific objectives of this  project
were:
  1.  To develop a mathematical model to
     describe the transport of viruses in
     unsaturated  soil that  includes fac-
     tors specific to viruses, and
  2.  To test model predictions with  ex-
     perimental data of virus transport in
     soil.
  Transport equations were  derived  to
describe  the simultaneous transport  of
water, viruses, and heat for a soil profile.
VIRTUS: A Model of VIRUS
Transport in Unsaturated Soil
  The mathematical model developed  is
entitled VIRTUS (VIRus Transport in Un-
saturated Soil), and programmed in FOR-
TRAN for use on IBM and IBM-compatible
PCs.   In  the  Project Report there is a
document describing the  use of the pro-
gram  which is located in Appendix III.
Sample input and output data that can be.
used  to test the model are listed  in Ap-
pendix IV.  The mathematical model and
corresponding   computer  program,
VIRTUS, are demonstrated in a variety of
situations  in the Project Report. The po-
tential applications of this model and its
limitations are also discussed.

Model Applications and
Limitations
  Some of the features of this model in-
clude  its ability to simulate:
  1. unsteady flow in variably-saturated
     media
  2. transport in layered soils
                   2
  3. variable virus inactivation rate (e.g.,
     function of temperature)
  4. different  virus inactivation rates for
     adsorbed versus freely suspended
     virus particles
  5. the flow of heat through soil (which
     affects water flow, virus inactivation
     rate, etc.)

Discussion
  The ultimate measure of a model's use-
fulness as a predictive tool is its ability to
accurately predict field observations of vi-
rus transport under a variety of environ-
mental conditions.  However, most mod-
els that have been developed to  predict
microbial transport have not been tested
using field or laboratory data. There are a
few exceptions to this  (e.g., Teutsch et
al., 1991; Harvey and Garabedian, 1991).
However, both of these models were de-
veloped for use  by the investigators in
order to simulate their own data.  In the
case  of  the colloid  filtration  model of
Harvey and Garabedian, extensive fitting
of the required input parameters was per-
formed by calibrating different solutions of
the transport equation  to the observed
bacterial breakthrough curves. Thus, while
these models may be able to simulate the
investigator's data reasonably  well,  they
may not be able to predict the results of
other investigator's transport experiments.
If a model  is to be  used for purposes
other than research,  such as for commu-
nity planning or for making regulatory de-
cisions, it must be able to predict micro-
bial transport using data obtained by any-
one under a wide range of environmental
conditions.
  In this research a model to describe
virus transport was developed based on
the factors known to affect virus  fate in
the subsurface.  A survey of the literature
was conducted to locate data sets in which
the investigators made measurements of
not only virus properties, but also soil and
hydraulic properties.  Two data sets were
located and used to test VIRTUS.   No
fitting or calibration of the model was per-
formed; the data and measurements as
reported  by the respective investigators
were used as model input. Model  predic-
tions compared favorabry to measured ex-
perimental data as predictions were within
the 95% confidence  limits of the mea-
sured data.  However, only one compari-
son to one  laboratory transport study in
unsaturated soil using a single soil  type
and a single virus type was performed.
  In addition, the temperature-dependent
inactivation rate capabilities of the model
could not ba tested by comparison to ex-
perimental  data.  This is due to the fact

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that the experiments were conducted un-
der constant temperature conditions in the
laboratory, thus the virus inactivation rate
remained constant (theoretically) through-
out the course  of the  experiment.    In
order to test  the model's capacity to cal-
culate new virus inactivation rates as a
function of the changing soil temperature,
data from a laboratory study in  which the
temperature,  is allowed to change (and is
closely monitored) or from a field study in
which the temperature is monitored will be
required.  This will allow an assessment
of the model's capability to accurately cal-
culate heat flow through the soil, which
affects water flow (and thus virus trans-
port) as well as the rate of virus inactiva-
tion during transport.  More testing of the
model is required before using it for any
purposes  other than research.

Conclusions
  This research project has resulted in
the development of a mathematical model
that can be used to predict virus (or bac-
terial) transport in unsaturated soils.  The
model allows the user to specify the virus
inactivation rate as a function of soil tem-
perature or any other input parameters. It
will also allow the user to specify different
inactivation rates for adsorbed  versus
freely suspended virus particles,  if that
information is available.
  A sensitivity analysis of the model indi-
cated that the inactivation rate of the virus
has a large effect on model predictions.
The adsorption coefficient and dispersivity
also affect model predictions, although to
a smaller extent.
  Model predictions compared favorably
to two data sets against which the model
was tested. However, there is a lack of
data available for extensive model testing.
No  complete data sets from field transport
experiments were found that could be used
to test VIRTUS.  Before the model can be
used for any purposes other than research,
it should be extensively tested using ac-
tual field data.
  In its present condition,  the  model re-
quires the user to input several pieces of
information related to climatic conditions.
It also requires a large amount of informa-
tion characterizing the physical properties
of the soil, as do most models of contami-
nant transport. Before VIRTUS could be
used for purposes other than research, a
user interface, extensive help facilities, and
a library of soil and virus properties would
have to be added to the model.

Harvey, R.W., and S.P. Garabedian. 1991.
  Use of colloid filtration theory in model-
  ing movement of bacteria through a con-
  taminated sandy aquifer.  Environ.  Sci.
  Techno!.  25:178-185.
Teutsch,  G.,  K.  Herbold-Paschke, D.
  Tougianidou,   T.   Hahn,  and  K.
  Botzenhart.  1991. Transport of micro-
  organisms  in  the underground  -  pro-
  cesses, experiments,  and simulation
  models.  Wat. Sci. Tech. 24:309-314.
 •U.S. Government Printing Office: 1992 — 648-060/60045

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   M.V. Yates and Y. Ouyang are with the  University of California, Riverside, CA
     92501; and S. R. Yates is with the USDA/ARS,  U.S.  Salinity Laboratory,
     Riverside, CA 92501.
   David M. Walters is the EPA Project Officer (see below).
   The complete report, entitled "A Model of Virus Transport in Unsaturated Soil;"
     (OrderNo.PB92-119 957/AS; Cost: $26.00; subject to change) will be available
     only from:
           National Technical Information Service
           5285 Port Royal Road
           Springfield, VA 22161
           Telephone: 703-487-4650
   The EPA Project Officer can be contacted at:
           Robert S. Kerr Environmental Research Laboratory
           U.S. Environmental Protection Agency
           Ada, OK 74820
 United States
 Environmental Protection
 Agency
Center for Environmental
Research Information
Cincinnati, OH 45268
      BULK RATE
POSTAGE & FEES PAID
         EPA
   PERMIT No. G-35
Official Business
Penalty for Private Use $300
EPA/600/S2-91/062

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