United States
                  Environmental Protection
                  Agency          	
Atmospheric Research and
Exposure Assessment Laboratory
Research Triangle Park NC 27711
                   Research and Development
EPA/600/S3-90/046 July 1990
&EPA         Project Summary
                   Evaluation  of  the  Regional
                   Oxidant  Model  (Version 2.1)
                   Using  Ambient  and  Diagnostic
                   Simulations

                   Thomas E. Pierce, Kenneth L. Schere, Dennis C. Doll, and Warren E. Heilman
                     This Project Summary discusses
                   an evaluation of the latest version of
                   EPA's Regional Oxidant  Model,
                   ROM2.1. In the ambient evaluation,
                   model estimates were compared with
                   ambient measurements of hourly sur-
                   face  ozone collected  on  26  days
                   during the summer of 1985 In the
                   northeastern United States. Observed
                   and modeled maximum  daytime con-
                   centrations  agreed, on average, to
                   within 2 ppb (79 ppb versus 77 ppb).
                   The model tended to underestimate
                   at the higher extremes of  the fre-
                   quency distribution. The 95th-percen-
                   tile value was underestimated by 8
                   ppb (127 ppb versus 119 ppb). Under-
                   estimates at the  upper percentiles
                   were  more prevalent in the southern
                   and western portions of the model
                   domain. Estimated and observed spa-
                   tial patterns of three day  maximum
                   ozone generally showed good agree-
                   ment. ROM2.1  improved noticeably
                   over ROM2.0 with  regard to the orien-
                   tation of the  high-ozone plumes in
                   the Northeast Corridor.  A unique  as-
                   pect  of the ambient evaluation was
                   an assessment of the model's  ability
                   to estimate boundary conditions for
                   the Urban Airshed Model. Near New
                   York  City, estimated and  observed
                   boundary conditions agreed to within
                   4 ppb (57 ppb versus 61 ppb).  Model
                   performance was degraded, however,
                   during some situations with dynamic
                   mesoscale wind flow conditions.
                   ROM2.1 also  underwent a  series of
                   diagnostic  tests  to  investigate  the
                   accuracy of its  numerical  solution
                   algorithms. When the model was
 subjected to extremely steep concen-
 tration gradients (steeper than those
 observed  in  the ambient  atmo-
 sphere), the model did not conserve
 mass during a 48 h simulation, devia-
 ting by  as much as 18%  from the
 initialized value. However, tests with a
 mass-corrected  version of the full
 simulation model showed that predic-
 ted ozone values deviated only slight-
 ly (less than  4%) from the original
 model.
    This Project Summary  was
 developed  by EPA's Atmospheric
 Research and Exposure Assessment
 Laboratory, Research Triangle Park,
 NC, to  announce key findings of the
 research  project  that  is  fully
 documented in a separate report of
 the  same  title (see  Project  Report
 ordering information at back):,


 Introduction
   After  realizing  that summertime epi-
 sodes of photochemical smog,  were a
 regional  and not a localized urban phen-
 omenon, EPA embarked on a research
 program in the middle  1970s to develop
 a regional-scale computer model for sim-
 ulating the transport and fate of ozone
 (O3) and its precursors. In 1983, this work
 resulted  in the first operational version of
 the EPA  Regional  Oxidant  Model
 (ROM1). Testing of ROM1 and analysis
 of  field data  prompted  additional
 improvements,  including  the ability  to
 model biogenic emissions, horizontally-
 varying layer thicknesses, and improved
 deposition relationships. After a period of
 development, the first application version

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 of the ROM (Version 2.0) was completed
 in 1986. It  has since been used for
 several studies in the Northeast and the
 Gulf Coast regions of the U.S., and it has
 undergone an intensive evaluation using
 field data collected in 1980.
   Additional needs by the  northeastern
 slates and the emergence of new model
 improvements prompted the develop-
 ment  of ROM2.1.  Improvements to
 ROM2.1  over  ROM2.0  included an
 expanded modeling domain, an  updated
 methodology for computing biogenic
 emissions of hydrocarbons, revisions in
 the  objective  wind field interpolator to
 remove  known biases in the low-level
 wind flow,  and  a more  sophisticated
 anthropogenic emissions processor.
   Creation of ROM2.1  was primarily
 motivated by the  Regional Ozone Model-
 ing  for Northeast Transport  (ROMNET)
 project.  In  general,  the objective of
 ROMNET  is to  investigate  interurban
 transport of ozone  and  its precursor
 emissions in the  Northeast U.S.  to  sup-
 port state air pollution control agencies in
 the development of State Implementation
 Plans to achieve the National Ambient Air
 Quality Standard (NAAQS) for 03. In this
 regard, ROM is  being  used to  estimate
 regional  O3  concentrations  and to
 examine  the effectiveness of a variety of
 hydrocarbon  (VOC) and nitrogen oxides
 (NOx)  emissions  control strategies  for
 reducing  O3. Another major objective of
 the  ROMNET project  is  to  use ROM
 calculations for deriving boundary condi-
 tions for urban-scale applications with the
 Urban Airshed Model (UAM). Because of
 ROM's importance for comparing the
 estimated effectiveness of emission con-
 trol strategies and for  estimating boun-
 dary conditions,  representatives of the
 ROMNET project  asked EPA's Office of
 Research and Development  to evaluate
 the performance of ROM2.1.
   The approach  we took complements
 the evaluation of ROM, Version 2.0.  The
 primary  difference  between the  two
 evaluations is that the ROM2.0 evaluation
 used a special field-study data set from
 1980, while our evaluation used routinely-
 collected  data from 1985. Our evaluation,
 unfortunately, could not be as compre-
 hensive as the ROM2.0 evaluation, which
 had access  to extensive field measure-
 ment data for ozone, hydrocarbons,  and
 nitrogen  oxides  as well  as  aircraft
transects. We were  able to use  only
 routine data stored in EPA's Aerometric'
and Information Retrieval System  (AIRS).
Therefore,  the  ambient  evaluation  of
ROM2.1 was limited  to hourly observa-
tions of surface  ozone from  state and
local agency monitoring sites.
    In this project, we compared observed
 and  modeled ozone  concentrations for
 selected periods of high ozone observed
 during the summer of 1985. Periods from
 1985 were  chosen  because  they
 correspond to the base  year emissions
 inventory.  The objectives of the ambient
 evaluation were  (1)  to  examine overall
 evaluation statistics to determine whether
 a general  bias exists  in  the model
 calculations, (2) to look at spatial patterns
 of  maximum concentration to determine
 whether  a spatial bias exists,  and  (3) to
 examine  the  model's applicability for
 determining UAM boundary conditions.
   In addition  to  the ambient evaluation,
 we  performed a series  of  "stressful"
 diagnostic tests  on  the  model. In  the
 original development of the first genera-
 tion  ROM  (ROM1),  a  number  of
 diagnostic tests were performed to  probe
 the accuracy of the numerical  algorithms
 used to  solve the  equations  that  sim-
 ulated physical and chemical processes.
 These tests were designed  in a  hier-
 archial fashion beginning  with  a chem-
 istry-only  simulation.  Transport, was
 added to the  chemical  simulation,  then
 vertical .mixing, and finally source  emis-
 sions. These tests represented the, next
 step  after  independent (external to  the
 ROM framework) tests of  the model's
 numerical  algorithms.  Results from this
 original set of diagnostic  tests, demon-
 strated that the  model faithfully 'repre-
 sented  solutions  to  the  relevant
 equations.
   Since  the time, of  ROM1,  numerous
 changes  have been made to  the entire
 ROM modeling system culminating in .the
 most recent version of the second-gen-
 eration ROM model (ROM2.1).  Although
 there were  significant changes' to the
 chemical and  physical processes simu-
 lated within the ROM,  few changes  were
 made to  the basic numerical  algorithms
 employed  to  solve "these processes.
 Nevertheless, a new round of diagnostic
 testing was proposed for  RO'M2.1   that
 would complement the earlier work  done
 with  ROM1.  We  performed the'se
 diagnostic tests on the production version
 of  ROM2.1   used for  the  ambient
 evaluation.  In  the diagnostic  evaluation,
 the accuracy of the numerical algorithms
 was  assessed  by evaluating the model's
 ability to  conserve  mass for .these
 diagnostic tests.
Ambient Evaluation
   Because  we  wanted  the  model
simulations to correspond to the base
year of  the  1985  NAPAP emissions
 inventory, we examined ozone monitoring
 data from 1985 for candidate episodes. In
 particular,  we were interested in periods
 when  ozone  exceedances  (hourly
 concentrations greater than  120 ppb)
 were observed throughout the Northeast
 Corridor. After identifying  two candidate
 episodes,  we examined these  episodes
 further  for possible  starting and  ending
 dates for model simulations,  recognizing
 that the ROM is  designed  for three-day
 segments  starting at noon and that  the
 first segment should be initialized  with
 "clean" (low ozone/precursor concentra-
 tions) conditions.  The episodes selected
 for modeling were July 7-22 and August
 7-16.
   Two  types   of  databases  were
 assembled for the ambient  evaluation:
 hourly concentrations of ozone from (1)
 model estimates and (2) observations. To
 produce  the modeled  database,  we
 executed the ROM for the two episodes.
 Model inputs included National  Weather
 Service surface  and  upper-air meteor-
 ological data, observed ozone concentra-
 tions for estimating boundary conditions,
 and hydrocarbon and  nitrogen  oxide
 emissions  (both  anthropogenic and
 biogenic).
   The  ROM is a three-layer  Eulerian
 grid-scale  model  that estimates  hourly
 photochemical species concentrations for
 a  64 by 52 grid.  Each grid cell is 1/6°
 latitude by  1/4°  longitude,  or  approx-
 imately 19  km by 19 km. For this study,
 we evaluated only hourly ozone concen-
 trations from layer 1, because concentra-
 tions from  this layer  most  closely repre-
 sent surface ozone observations. In layer
 1, an individual grid cell is typically ~100
 m in vertical extent at night, and 200-500
 m deep during the day.
   We  developed three different  model
 databases  for the evaluation. (1) Point
 estimates  from gridded  data:  For  the
 portion of the evaluation concerned with
 general  statistics, we interpolated gridded
 estimated ozone values to actual monitor-
 ing locations  using a biquintic interpola-
 tion  scheme that  is  consistent with the
 method  used in the model. (2) Contoured
 values  of  gridded data:  For analyzing
 spatial  patterns, we  used  an objective
 contouring  algorithm  to  produce
 computer graphics depicting  concentra-
 tion  fields  based  on the gridded ROM
 data. (3)  Interpolated values  derived
 using the  ROM/UAM  interface method:
 For  the  portion of  the evaluation
concerned with boundary conditions, we
employed  a fairly  elaborate interpolation
scheme, described in the project report,
that  is consistent  with  the  ROM/UAM
interface developed  for the  ROMNET
                                                                                                                    _

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program. This interpolation allowed us to
transform boundary  conditions from
ROM's 19-km grid size to the grid size of
the UAM domain, typically 4 to 10 km.
   Analogous to the model databases, we
developed three observation databases:
(1) a  set  of observations  used  for
developing overall statistics; (2)  a set of
observations used  for creating  contour
plots; and (3) a set of observations used
for developing UAM boundary conditions.
We obtained ozone concentrations from
monitoring  data archived in  EPA's
Aerometric  Information  and Retrieval
System (AIRS), which contains a national
database of hourly ozone (O3) concentra-
tions and information on monitoring sites.
Hourly 03 concentrations were  selected
for sites located in the U.S. portion of the
ROMNET domain for  the  two episodes
that  we modeled with ROM. (Canadian
03 monitoring data are not included  on
AIRS and were not readily available  for
this  analysis.)  An extensive  review and
screening of the data was performed. We
included  only  daytime values  (0800  h
LST to 1900 h  LSI)  in  the evaluation
because nighttime  observations  are
influenced by localized  processes that
often include scavenging of O3 by NOX
emissions and  therefore  do not reflect
vertically-integrated 03 concentrations  in
layer 1 of  the ROM. Furthermore,  we
excluded a  site's data on days  missing
more than 25% of their observations. We
also examined  the  data for extremely
high or low values. Several sites, such as
Poughkeepsie  (NY),  were  eliminated
because mean daytime  O3 concentra-
tions were consistently below 50 ppb and
may have reflected local  NOX scaveng-
ing.  Of the  more than 200  sites in the
original database, 187 of these were used
in computing  general  statistics.  For
portions  of  the analysis, the data  were
divided into  five geographical groups.
   The  monitoring  data  used   for
developing the UAM boundary  condition
database were given  special  consider-
ation.  The  approach  we followed  is
consistent with previous modeling studies
that used monitoring  data to prescribe
 UAM  boundary  conditions. The assign-
ment  of sites  to  a boundary  location
depended  on  the  prevailing wind
direction for that day. If more  than one
 site  was available for  a  location,  the
 hourly concentrations were averaged.
 After averaging at six locations along  the
 UAM  boundary, concentrations  were
 spatially interpolated  (using  linear
 avearaging). To be consistent  with  the
 ROM/UAM  interface  method,  we then
 used the hourly concentrations  to create
 three-hour running averages.
   In the ambient  evaluation  portion  of
the  study,  we found good  overall
agreement.  For a  26 day  simulation,
mean concentrations of the modeled and
observed daily  maximum concentrations
agreed to within 1%.  Concentrations at
the  higher  ends  of the  frequency
distributions  were  slightly  underestim-
ated; the 95th-percentile observed daily
maximum concentration was  127 ppb
while the estimated concentration was
119 ppb. The tendency to underestimate
peak  concentrations is to  be  expected
with  a coarse grid model such  as  the
ROM because  of  the  spatial averaging
that  occurs with Eulerian grid  computa-
tions.
   In the Northern Corridor and Southern
Corridor  geographical  groups (groups  1
and 2, respectively), model performance
was  good,  particularly in group  2. The
group  1  mean observed and modeled
daily maxima agreed to within 11 %  and
the  95th-percentile  observed  and
modeled daily maxima agreed to within
5% (both values were overestimated). For
group  2, the mean daily  maxima were
within  3% of each other and  the 95th-
percentile values  were within 7% (both
values  were  underestimated).  The
quantile-quantile plots  of observed  and
modeled daytime  hourly concentrations
showed  the same  kinds of  tendencies:
overestimation in  the  upper  quantiles of
group  1 and underestimation  in the upper
quantiles of group  2, as well as better
overall agreement for  group  2 than  for
group  1 - only  the top 15% of group  1 's
estimates  were   within  10%  of  the
observations, while for group 2  the top
70% of the estimates were within 10% of
the  observations.  The  medians in  the
time  series  plots  of  daily maxima  for
these  two groups showed  analagous
underestimate-overestimate  tendencies,
and  these  plots  also showed that
exceedances (values over 120 ppb) were
overestimated  in  group 1  (ten versus
eight)  and underestimated in group 2 (six
versus ten).
   Model performance in  group 3  (the
 southwestern  part of the  domain   -
 southern Virginia,  West Virginia, Ohio,
 and western  Pennsylvania),  an  area
 removed from the  extensive  metropolitan
 area  of the  Northeast Corridor,  was
 noticeably  poorer  than  the  performance
 for groups 1 and  2. The group  3 mean
 daily  maximum was  underestimated by
 12%  and  the 95th-percentile daily
 maximum was underestimated  by  19%.
 The  quantile-quantile  plot for  group  3
 showed  that the top  35% of the values
 were underestimated by more than 10%.
 The group 3 time series plot showed that
12  out  of 14  medians  were  under-
estimated, and  that exceedances were
dramatically  underestimated  (six versus
zero). Underestimates of upper-quantile
concentrations in this group perhaps can
be attributed to the relatively small-scale
urban  plumes  and  uncertainties in
estimating naturally-occurring emissions
of NOX and  hydrocarbons. However,
deficiencies  in  anthropogenic emissions
inventories should  not be ignored  and
ongoing efforts to improve them should
continue.
   Groups 4 and 5 (the northern part of
the domain, excluding  the Northeast  Cor-
ridor) had observations close  to back-
ground  values, and  model  estimates
generally  showed good agreement  with
observations,  especially  for the upper
values.
   Spatial  patterns  of  the  three-day
maximum concentrations  usually  showed
reasonable  model  performance.  The
modeled magnitude  and  orientation of
ozone plumes in the northern portion of
the Northeast Corridor, especially around
New  York City,  compared well  with
observed plumes. The model also did an
excellent job of predicting  high ozone
levels around coastal  sections of Maine.
We  believe  that  ROM2.1  performed
better than  ROM2.0 in these areas
because ROM2.1 includes a correction
for the  westerly bias  that occurred in
ROM2.0's low-level  wind  flows.  Dif-
ferences between observed and  modeled
plumes  were  most evident  during  epi-
sodes experiencing coastal troughs and
squall lines. Underestimates in the Wash-
ington, DC, area that were reported in the
ROM2.0 evaluation  were  seen  again  in
our  evaluation. In  addition, ROM 2.1
tended  to  underpredict  rural  peak
concentrations of ozone by about 20 ppb.
Few monitoring data are available for
evaluating  model performance  in  rural
areas, so it is hoped that measurements
being taken  under  the auspices of the
National Acid Precipitation and  Assess-
ment Program  (NAPAP) will  aid in future
evaluation of ozone concentrations.
   The  most  rigorous portion  of  this
analysis was an evaluation of the model's
ability to estimate boundary conditions
for UAM application. Although we do not
recommend  applying  the  ROM  in  a
deterministic  manner,  some  type  of
reliable estimation scheme is needed for
prescribing  boundary conditions when
the  UAM is to  be applied for future-year
emission  control  strategies.  Also, model
estimates are needed because measure-
ments aloft are typically  not available for
specifying the  vertical structure  of
pollutant concentrations. Furthermore, our

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 analysis showed that using monitoring
 data to estimate  boundary  conditions
 requires a great deal of subjectivity and
 is fraught with uncertainty.
    Overall, ROM2.1  estimates compared
 quite well with the monitoring  data  for
 estimating DAM near-surface boundary
 conditions in the OMNYMAP domain. The
 model  overestimated the mean  concen-
 tration for all daytime hours by just 5 ppb
 (8%)  and  underestimated  the 95th-
 percentile value by 9 ppb (9%). However,
 we  saw significant  day-to-day variability
 in  model performance,  ranging  from a
 maximum  underestimate of 24%  to a
 maximum overestimate of  49%.  A case
 study  performed  for  July 10,  1985,
 demonstrated that  small-scale meteoro-
 logical  features can  cause dramatic
 effects  on model performance, apparently
 because such features  are not captured
 in  the  ROM's  overall interpolation  of
 meteorological data. We found that a
 squall  line  resulted  in a  significant
 overestimate in ozone concentrations
 along UAM's western  boundary (the  in-
 flow boundary on that day). We therefore
 caution UAM users to carefully  review
 ROM   estimates  and  be  aware  of
 mesoscale  flow conditions.  On most
 days, however, ROM2.1 did a reasonable
 job estimating UAM  boundary conditions.

 Diagnostic Tests
   In order to perform diagnostic  tests  on
 ROM2.1 and its most critical processors
 under known atmospheric  conditions,  a
 specialized processor system has been
 developed  to allow  the  specification  of
 certain  wind field and model  layer
 patterns in an analytically defined atmo-
 sphere.  By predetermining the wind field
 and model layer depth patterns in time
 and three-dimensional space, the capac-
 ity of the ROM and specific processors to
 obey various physical  laws may be
 tested.
   Particular  wind flow and layer defini-
 tion  sets for  each test  case are defined.
 Also defined  are the wind field and the
 vertical  layer boundaries, each of which
 may  be dependent  on the  various
 physical quantities that are analytically
 set in an earlier meteorological  proces-
 sor.  Eight diagnostic test cases  are de-
 fined. Horizontal diffusion due to turbulent
eddies is set  to zero for these tests. The
temperature lapse rate is defined to be
adiabatic, which  is a good approximation
for  the  actual atmospheric mixed layer
where the ROM is designed to work. The
only atmospheric definitions which do not
approximate the  real atmosphere are the
neglect  of the effect of water vapor on the
 specific gas constant for air  and the
 assumption of no horizontal diffusion due
 to turbulent motion. The neglect of water
 vapor effects is  necessary to achieve a
 tractable solution  of the  atmospheric
 definition equations.
   Test case 1A is designed to test the
 horizontal transport and interlayer mass
 flux mechanisms in the model. For this
 test case, a circular  anticyc'lonic wind
 field  is specified identically for  all three
 model  layers. A temporally  oscillating
 pattern of ROM layer depths was used to
 provide the mechanism for vertical mass
 flux between ROM layers. The three layer
 tops are kept horizontally flat at all times,
 with the heights  of the top of layer one
 and two oscillating  up  and  down in time.
 The depth of  the  full model  domain is
 fixed over all space and time (1500 m).
 For test case  1A, all  chemical reactions
 are  turned  off in  ROM2.1.  Only one
 chemical species, used as a mass  tracer,
 is given a spatially-dependent initial con-
 centration that differs from the prescribed
 background  concentration.  This species
 is given a conical-shaped initial concen-
 tration distribution. It should be noted that
 the initial concentration  magnitudes are
 completely arbitrary, because the  chem-
 ical reactions are turned off for  this test
 case.
   Results of this test show an oscillation
 in the mass  field over time. The period-
 icity corresponds to that of  the oscillation
 in the  ROM layer  depths  for  this test.
 Mass increases as much as 6%  in the
 model domain during the first third  of the
 simulation. Later, a mass  decrease  of
 around  2% is evident. The  overall trend
 in the mass  field is toward a decrease
 over time. The degree of mass change is
 not strong here,  although the test does
 suggest that mass conservation  errors
 may  occur  when  the model  layer
 interfaces change significantly over  time.
   Test case  1B is very similar to 1A,
 except  that  the layer heights  vary over
 space instead of over time.  This case is
 also  designed  to test the transport and
 numerical algorithms of the model. The
 wind field and the initial concentration
 fields for the three  ROM layers are the
 same for test  1B as they  were for 1A.
 Results for test 1B show that the  mass
 total remains  within close proximity  of the
 original  mass amount  during the simula-
 tion.  Maximum changes of about 4%
 from the original mass are seen.
   Test  case  1C is  designed to examine
 the accuracy of the numerical transport
 scheme alone, without  vertical  fluxes
occurring. The wind  field and initial  mass
fields for each ROM layer used here are
 identical to those  used for test case 1A.
 The layer top heights are horizontally flat
 and are constant in time for test 1C. This
 allows for an examination of the ability of
 the  ROM to  conserve  mass  during
 periods of rotational  (non-divergent) flow
 with no vertical transport across the layer
 interfaces. Results show  that the  total
 mass within the domain grows by nearly
 7% in the first third of the simulation, and
 then stabilizes later at a mass increase of
 approximately  8% over the  initial mass.
 Considering that there are no physical or
 chemical sources or sinks of mass in the
 model simulation, this  is a significant
 mass increase.
    Test case  2  is a somewhat more
 complex  test of the  numerical  transport
 algorithms in the ROM. For this test case,
 a purely divergent (convergent) flow  field
 is used. The layer average wind fields for
 each  of the model layers are  identical,
 resulting  in no vertical wind shear. A
 west-to-east zonal wind field is  defined
 for  each  layer such that speed maxima
 exist  along the  western and  eastern
 boundaries of  the modeled  region,  and
 speed  minima  exist  along  the  central
 longitude of the modeled region.
    It was desired for test case 2 that the
, layer boundaries represent material  sur-
 faces, or surfaces across which there is
 no  flux of  material.  Thus,  the layer
 heights must be  determined such that,
 given the  layer average wind fields  and
 the analytically  defined  physical vari-
 ables, there is  no transport of air  across
 the layer boundaries. This stipulation re-
 quires that the layer  heights be  deter-
 mined based on the defined wind field.
    Results show that during the first half
 of this simulation the total mass increases
 by  nearly  18% within  the  grid. This
 corresponds to the region  of convergent
 winds  and  increasingly deep  layer
 heights.  As the cloud  mass  enters the
 region of  divergent winds and  increas-
 ingly shallow  layer  heights  the  mass
 increases  level  off and eventually  the
 mass begins to decrease. This decrease,
 however,  occurs at a  much  slower  rate
 than the  earlier  mass  increase, thus
 resulting  in a  net  mass increase of
 approximately  13%  at the end  of  the
 simulation.
   In test  0, we attempt to simplify the
 transport  environment  to  isolate  the
 cause of  the mass increase.  The ROM
 layer  heights  for test  case  0  were
 spatially and temporally constant over the
 model domain and were set at the values
 used in  test case 1C. The  wind field
 prescribed was essentially constant in
 space and time. The initial concentration
 field  for  test  0  was  similar  to that
 specified for test case 1 A.

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   Results for this test show a total mass
increase of about 10% toward the end of
this simulation.  This  result is significant
because the test has  isolated the numer-
ical errors to the horizontal  transport
scheme, without the complicating effects
of vertical redistribution of mass.
   To determine the degree to which the
noted mass increases from the numerical
advection  algorithms  were a function of
the magnitude of initial concentration gra-
dients, a second test (test OA) was per-
formed in  which the  concentration
gradient  was diminished by  nearly  a
factor of four.
   Results from  test OB  show that mass
is essentially conserved  during the sim-
ulation, with a  mass  increase of  only
0.6%  at the end of the  simulation. The
contrast between the results of this test
and test 0 demonstrate that the numerical
artifact of the mass increase is a function
of the  magnitude  in  concentration
gradient.
   In  the final test case (OB) presented
here,  we investigate  the effect of "clip-
ping" negative  concentration predictions
from  the  model  run.  Small  negative
ripples of concentration near the edges of
large  concentration  gradients  are  pro-
duced when these gradients are advec-
ted.  The negative  concentrations are  a
result of the limitations of finite difference
approximations  to large  sub-grid gradi-
ents. The negative values, in themselves,
do not pose a problem for the advection
routines.  However, when the advection
solution  is  passed  to  the  chemistry
portion of an air quality model,  there
must be no negative concentrations since
these  are  not  defined  in  a  chemical
simulation. Negative values produced by
ROM's numerical transport solution  are
"clipped", or set to 10-16. Since we are
not solving the chemical equations  in
these analytical tests, it is possible  to
retain any negative concentrations resul-
ting from the transport simulation. In test
case  OB  we have  suppressed the  neg-
ative clipping and allow  the propagation
of any negative concentrations.
   The layer depths  are the same as
those used in test case 0,  constant in
space and time.  The wind field is also the
same as in test case 0, simple zonal flow.
The initial concentration field is the same
as that used in test case  2.  Results
indicate an initial increase  of  mass  of
about 0.5%, dropping  back to about 0.4%
for the remainder of the  simulation.  This
value  should be compared to the nearly
10% (and rising) normalized mass ratio at
the end of the  test  0 simulation.  It is
apparent  that the clipping  of  negative
concentrations has introduced  a signif-
icant mass increase during the advection
of sharp concentration gradients.
   To  test  the effect  of  "clipping"
negatives in actual  ambient ROM simula-
tions,  a  two-day  simulation  was per-
formed for July 6-7, 1988, a particularly
severe ozone episode in the Northeast
U.S. In addition to the base  run, con-
taining any mass imbalances caused by
the "clipping" of negatives, a  simulation
was performed in which a first-order cor-
rection  was  .made  to  the  advected
concentration field  to  assure  mass
conservation.
   Results show that the differences
between  the  corrected and  uncorrected
simulation results  were  almost  always
less than 1%. Differences seen  in the
NOX concentrations  were greater than
those of  the other species, but generally
under  10%. These  results suggest that
the implementation  of a mass-correcting
scheme  in ROM's  numerical  advection
algorithm would be  a  desirable, although
probably not essential feature. We plan to
repeat the diagnostic tests  discussed
here  with the global mass-correction
algorithm in place and analyze the  results
in detail.

Summary and
Recommendations
   Using  both  an ambient evaluation and
a series of diagnostic tests, we evaluated
Version  2.1  of  the  Regional Oxidant
Model  (ROM2.1).  In  the  ambient
evaluation, we assessed  ROM2.1's per-
formance for  periods of  high ozone in
July and  August of 1985 in the  north-
eastern U.S., using  AIRS  daytime  hourly
surface ozone monitoring  data. We com-
pared  these  observations with   model
estimates in three types of analyses: (1) a
comparison of overall statistics to  deter-
mine whether  model estimates exhibited
a general bias, (2)  a comparison of spa-
tial patterns of maximum concentrations
to look for  spatial  bias  in  the  model
estimates, and (3) an  assessment  of the
model's  applicability  for determining
UAM  boundary conditions. In  the  diag-
nostic tests, we assessed  the  accuracy of
numerical algorithms  by  evaluating the
model's ability to conserve mass; we per-
formed five  tests that involved only the
horizontal transport algorithm and  two
that involved  both   horizontal  transport
and vertical flux.
   In  the ambient evaluation,  model
estimates were compared with ambient
measurements of hourly  surface  ozone
collected on 26 days during the summer
of 1985 in the northeastern United States.
Observed and modeled maximum day-
time concentrations  agreed, on average,
to within 2 ppb or 1.4%  (79 ppb  versus
77  ppb).  The   model  tended  to
underestimate at the higher extremes of
the  frequency distribution. The 95th-
percentile value was underestimated by 8
ppb or 6.6% (127  ppb versus  119 ppb),
and the overall maximum value was
underestimated by  50 ppb or 22.7% (219
ppb versus  169 ppb). Underestimates at
the upper  percentiles  were more prev-
alent in  the southern  and   western
portions of the model domain. Concentra-
tions at the lower  end of the  frequency
distribution were slightly overestimated.
Estimated and observed  spatial patterns
of three  day maximum ozone generally
showed  good  agreement.  ROM2.1
improved noticeably over ROM2.0 with
regard to the orientation of  the high-
ozone plumes in the Northeast Corridor
and the depiction of high concentrations
along the  coast  of Maine. Similar to
ROM2.0, a  tendency to underestimate
peak  concentrations near  Washington,
DC was  again  evident with ROM2.1. A
unique aspect of the ambient  evaluation
was an assessment of the model's ability
to estimate  boundary conditions for  the
Urban Airshed Model. Near the  New York
City metropolitan  area,  estimated  and
observed boundary conditions  agreed to
within 4 ppb or 7.6% (57 ppb  versus 61
ppb). Model performance was  degraded,
however,  during  some  situations with
dynamic mesoscale wind  flow conditions.
   In the second part of our evaluation,
we employed a series of  diagnostic tests
to assess the model's ability to conserve
mass. For test cases 1A and 1B, in which
mass flux was allowed between  layers,
mass changes were expected to occur in
individual model layers.  For  the other
tests, however, no  change  in mass was
expected for individual  layers.  For  all
tests, there should  have been no change
in mass  for  all layers combined (total
domain).
   For most test  cases,  there were
serious departures  from mass  conserva-
tion. Only in test  case  OA (where the
concentration gradients were  consider-
ably relaxed) and  test case OB (where
negative  clipping was  suppressed) was
the  total  domain  mass effectively
conserved. The results  for the  other five
test cases  suggest a potential problem
with the  ROM's   numerical  transport
procedures,  despite earlier design tests
performed during the  ROM's  develop-
mental stages that  showed no  problems
with mass  conservation.  We  have  de-
layed further diagnostic  tests,  including
examining  test case  3  with  chemical
simulation, and further analysis, including
preservation of peak concentrations, until

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the mass conservation problem has been
corrected.
   A first-order correction  algorithm has
boon  developed based  on  a global
assessment of the mass  imbalance due
to the clipping of negative concentrations.
This  algorithm  was implemented  and
tested on a two-day ambient simulation
during a high 03 concentration period.
Results have  shown that  the differences
between the corrected and  uncorrected
simulation results were almost always
less  than 1%.  Differences seen in the
NOX concentrations were greater than
those of the other species, but generally
under  10%. These  results suggest that
the implementation of a mass-correcting
scheme in ROM's numerical advection
algorithm would  be a desirable, although
probably not essential feature. We plan to
perform further tests  to assess the
degradation in computation time with the
inclusion of the mass correction scheme.
With  this  additional information, we will
weigh  the improvements  in accuracy of
the transport solver with the increases in
computation time. We will also repeat the
diagnostic tests discussed in this section
with the global mass-correction algorithm
in place and analyze the results in detail.
Our analysis has demonstrated the value
of this type of diagnostic testing in model
evaluation.
   Our  evaluation has  suggested  that
further  improvements  to  the ROM are
warranted. We are  improving  the
specification of layer thicknesses and the
computation of naturally-occurring emis-
sions.  In  future  years, we hope  that a
dynamic meteorological  processor can
be incorporated that will  simulate non-
steady  state flows.  To continue making
advances in model development,  addi-
tional  monitoring data are  needed  for
examining other chemical species  (such
as NOX,  isoprene, formaldehyde,  and
HNOa)  and  for  fully  evaluating  model
performance in rural areas.

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   The EPA authors, Thomas E. Pierce, Kenneth L Schere, (also the EPA Project
        Officer,  see below), and Dennis  C. Doll  are  on assignment  from  the
        National Oceanic and Atmospheric Administration. Messrs. Pierce and
        Schere are on assignment to the Atmospheric Research and Exposure
        Assessment Laboratory, Research  Triangle Park, NC 27711. Warren E.
        Heilman is now with the U.S. Forest Service, East Lansing, Ml.
   The complete report, entitled "Evaluation of the Regional Oxidant Model (Version
        2.1) Using Ambient and Diagnostic  Simulations," (Order No. PB 90-225
        293IAS; Cost: $23.00, subject to change) will be available only from:
            National Technical Information Service
            5285 Port Royal Road
            Springfield, VA 22161
            Telephone: 703-487-4650
   The EPA Project Officer can be contacted at:
            Atmospheric Research and Exposure Assessment Laboratory
            U.S. Environmental Protection Agency
            Research Triangle Park, NC 27711'
United States
Environmental Protection
Agency
Center for Environmental Research
Information
Cincinnati OH 45268
Official Business
Penalty for Private Use $300
EPA/600/S3-90/046

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