United States
                      Environmental Protection
                      Agency
Air and Energy Engineering
Research Laboratory
Research Triangle Park NC 27711
                      Research and Development
EPA/600/S7-91/001 Apr.  1991
v^EPA        Project  Summary

                       A  Self-Consistent
                       Deutschian  ESP  Model
                      M. G. Faulkner and J.L. DuBard
                        The  electrostatic precipitator (ESP)
                      model developed by Southern Research
                      Institute (SRI) for EPA provides an ac-
                      ceptable simulation of the performance
                      of cold-side utility fly ash ESPs  with
                      typical values of inlet mass loading. To
                      increase the accuracy of model predic-
                      tions in unusual  situations, such as
                      high inlet mass loading or abnormally
                      low  current, a revised version  of the
                      model has been developed. The revised
                      model  is unique in that it  rigorously
                      calculates  the  effects of particulate
                      space  charge on  the  interelectrode
                      electric field and on  subsequent  par-
                      ticle charging.
                         This Project Summary was devel-
                      oped by EPA's Air and Energy Engi-
                      neering Research Laboratory, Research
                      Triangle Park, NC,  to announce key
                      findings of the research project that is
                      fully documented in a separate report
                      of the  same title (See Project Report
                      ordering information at back).

                      Introduction
                         A more  general and more powerful
                      mathematical model of electrostatic pre-
                      cipitation  (ESP)  has  been  developed
                      by Southern Research Institute (SRI). The
                      standard version of the ESP model devel-
                      oped by SRI'for EPA, now  in  its  third
                      revision, provides an acceptable simulation
                      of the performance of  cold-side utility fly
                      ash ESPs with typical values of inlet mass
                      loading. To  increase the responsiveness
                      of the  ESP model to situations  having
                      high  inlet mass loading and/or abnormally
                      low corona current, a  revised version of
                      the model has been prepared.
   Both versions of the model apply the
Deutsch equation to narrow particle size
bands over short ESP length  increments
to determine particle collection efficiency.
In the  standard version,  the effects of
particulate space charge  are estimated
by a formula  that predicts an  effective
mobility for combined ions and  particles
and a  reduced  ion density  for particle
charging. These estimated values are then
used to separately calculate the electric
field at the plate and the particle charge
which are required for the  Deutsch  equa-
tion.
   The revised version differs from the
standard version in that the former treats
the particulate  space charge explicitly, al-
lowing  the interrelation of the particle
charge  and electric field calculations. The
charge  and field calculations are alternated
until they become self-consistent  within
each length increment throughout the en-
tire  ESP. Self-consistency occurs  when
the charge used for the space charge in
the field calculation is the same as that
calculated  using the  results  of  the field
calculation. The explicit treatment of the
space charge directly relates the particle
charge  and electric field calculations, and
therefore the collection efficiency calcula-
tion, to the dust load present in the gas
stream.
  The  revised  ESP model report  includes:
    •  operating instructions for the
       revised  model,

    •  descriptions of the input data,
       the video display during
       operation, and the output  data,
    •  a discussion of the underlying
      theory of the revised model,  and
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    •  comparisons of the revised and
       standard (Revision 3) models in
       terms of logic and calculated
       results.

 Operating Instructions
   Although the revised  ESP  model de-
scribed in this report was developed on a
main-frame computer, it can be run on an
IBM  PC-compatible  microcomputer.  Be-
cause the model performs a large number
of mathematical calculations, equipping the
microcomputer  with a math  coprocessor
minimizes the time required for running
the  model. The  revised  ESP model,
ESPREV.FOR,  is written  in  Microsoft-
compatible FORTRAN  and  occupies
67,574 bytes of memory. The  executable
file,  ESPREV.EXE, occupies 264,298
bytes of memory.
   To  run the  model, type ESPREV and
press enter. The program will prompt the
user for the names of  a file  containing
input data and a file into which to write the
output data. The revised ESP model reads
the same input data format as the standard
version of the model. The instructions for
creating  a data  set, excerpted from the
standard  model instruction manual,  are
given in an appendix. Descriptions  of the
video display generated by the  model and
the output data  are given in the report.
Due  to  the large amount of data gener-
ated  by this model,  the  output data are
written to a file. To obtain a hard copy of
the data,  it is necessary  to print this file
using a PRINT command. An  option for
shortening the amount  of output  data
generated is provided.

Theory
   The underlying assumptions for the re-
vised version of the model are listed be-
low.
  1.   The space charge due to charged
particles is constant in a  given length  in-
crement and is uniformly distributed in the
gas stream.  This allows the development
of a rigorously Deutschian model, as these
were the conditions for which the Deutsch
equation was derived. The assumption of
uniformity is particularly good for fine par-
ticles  in  a turbulent gas flow. The fine
particles are especially important in ESP
modeling  as these are the most difficult
particles for an ESP to collect.
   2.   The  space charge due to ions is
neither uniformly distributed nor constant
because the ions follow the  electric field
lines,  which are non-uniform in the
interelectrode space.
   3.   The total space charge density is
the sum of the particulate and ionic space
charge densities.  In the  revised model,
the particulate and  ionic densities  are
treated  separately and explicitly, in con-
trast to the estimated treatment of a com-
bined ionic and particulate space charge
found in the standard version of the model.
   4.  The current is ionic except  in the
laminar boundary  layer at the collection
plate. This is due to the assumption that
the particles are stationary in a given  length
increment. This is a good approximation
since the particulate  mobility  is several
orders of magnitude less than the mobility
of the ions. Since the particles  are sta-
tionary, only the ionic  current density ap-
pears in the current continuity equation.
   5.  The ionic mobility is  used only in
the calculation of the ionic current density
on the plate. The mobility drops out of the
equations in  the remainder  of the
interelectrode space.
   6.   The particulate current density is
included when determining  the total cur-
rent density on the plate and is computed
from the calculated charges and  Deutsch
migration  velocities of the  different size
particles.
   7.  Overall  electric field convergence
is tested using the measured average plate
current density.
   8.  The calculations of the electric field
and the particle charge are alternated un-
til self-consistency is obtained in  each in-
cremental  length  before proceeding  to
the next incremental length  in the ESP.
The  self-consistency  is  determined by
comparing the  changes  in the  average
electric field  between  successive  field-
charge iterations. When the change in the
field  is sufficiently small, the calculation is
assumed to have converged.
   9.   The algorithm in the revised ESP
model includes corrections for the non-
ideal effects of gas sneakage, non-uniform
gas flow, and rapping  reentrainment. The
gas sneakage  calculation is made  at the
end of each section of the ESP. The non-
uniform  gas  flow, and rapping
reentrainment  calculations are made  at
the end of the efficiency calculation.

 Evaluation
   The primary reason for the develop-
ment  of the revised ESP model was  to
provide an ESP performance model that
is responsive to changes in dust  loading.
This  goal has  been met. Data compari-
sons show that the revised model clearly
demonstrates  the  effects of its explicit
space charge calculation. Examination of
the calculated  particle charging rate with
changes in inlet dust  load  show charge
retardation and then suppression as the
dust  load is increased. Similar suppres-
sion of charging due to  high mass loading
has  been  measured  on a pilot ESP at
SRI. The  standard ESP model gives the
same charging rate for all dust loads.
   The second reason for revising the ESP
model was to eliminate the three deficien-
cies that have been identified in the stan-
dard model:
   1.  The space charge effects are not
explicitly  calculated  but  are estimated
based on an effective mobility which ac-
counts for fast moving ions and slow mov-
ing particles. The effective mobility is not
a composite of mobilities but is  given by
an equation that applies only to small par-
ticles near the collection plate.
   2.  The electric field and particle charge
calculations are  not  mathematically con-
nected.
   3. An empirical correction factor must
be applied to the  average migration ve-
locities of  small particles to make their
calculated  efficiencies match measured
data.
   The first two deficiencies were elimi-
nated by the structure of the revised model.
It  was  hoped that making the revised
model rigorously Deutschian would remove
the need for an empirical correction factor
for small-particle migration velocities (the
third deficiency). A comparison  of mea-
sured migration velocities to migration ve-
locities calculated  by the  revised  model
for 10 cold-side utility ESPs chosen from
the SRI ESP  data base shows  that this
was not the case. By  including an empiri-
cal correction factor similar to the one in
the standard model, the performance pro-
jections can be corrected.

Conclusions and
Recommendations
   The revised ESP model represents an
improvement over  the standard model in
that the calculations of particle charge and
collecting  electric  field  required for  the
Deutsch  equation  are not  separate  but
are interrelated such that the charging and
field calculations are made self-consistent
in each length increment of the ESP. The
algorithms used  in the revised model are
conceptually rigorous, except for the con-
tinued use of an average  interelectrode
electric field  in the charging calculation.
These features result in a  model that is
responsive to changes in  dust  load as
well as electrical conditions.
   Following the theoretical efficiency cal-
culation, two non-rigorous corrections are
applied to model predictions: the calcula-
tion of rapping reentrainment and the cor-
rection of small-particle migration veloci-
ties.  The rapping correction must be em-
pirical  in  nature because no applicable
theory exists.  That a  correction  factor is

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necessary  for  a rigorously Deutschian
model to match the small particle migra-
tion velocities in full-size ESPs indicates a
shortcoming in the Deutsch theory, possi-
bly due to an oversimplification in the un-
derlying assumptions of the theory. At this
time, however,  no competing theories of
ESP particle collection do not also require
empirically derived constants. The revised
model  has been  tested against  the  SRI
data base  of conventional utility fly  ash
ESPs to verify that the same answers are
obtained as from  Revision 3. However, a
careful measurement program on several
high-dust-load ESPs is required before the
revised model can be validated.

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 M. Faulkner and J. DuBard are with Southern Research Institute, Birmingham, AL
   35255
  Louis $. How's is the EPA Project Officer (see  below).
 The complete report, entitled "A Self-consistent Deutschian ESP Model. "(Order No.
   PB91- 149518/AS; Cost: $17.00, subject to change)  will be available only from:
         National Technical Information Service
         5285 Port Royal Road
         Springfield,  VA 22161
         Telephone:  703-487-4650
 The EPA Project Officer can be contacted at:
         Air and Energy Engineering Research Laboratory
         U.S. Environmental Protection Agency
         Research Triangle Park, NC 27711
 United States
 Environmental Protection
 Agency
Center for Environmental
Research Information
Cincinnati, OH 45268
      BULK RATE
POSTAGE & FEES PAID
         EPA
   PERMIT No. G-35
Official Business
Penalty for Private Use $300
EPA/600/S7-91/001

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