vvEPA
                        United States
                        Environmental Protection
                        Agency
                        Research and Development
                                   Risk Reduction
                                   Engineering Laboratory
                                   Cincinnati, OH 45268
                                   EPA/600/S-92/059   October 1992
ENVIRONMENTAL
RESEARCH   BRIEF
           Waste Reduction Activities and Options for a Manufacturer of
                            Electroplating Chemical Products

                                  Alan Ulbrecht and Daniel J. Watts*
Abstract
The U.S. Environmental Protection Agency (EPA) funded a
project with the New Jersey Department of Environmental
Protection and Energy (NJDEPE) to assist in conducting waste
minimization assessments at 30 small- to medium-sized busi-
nesses in the state of New Jersey. One of the sites selected
was a facility that produces chemicals for use in electroplating
baths. The process formulates and blends concentrates of
metal salts and additives which are used in electroplating and
other metal finishing operations. The resulting solutions are
clarified and tested for quality and consistency. A site visit was
made in 1990  during which several  opportunities for waste
minimization were identified. Options identified include a spill
prevention plan, expanded use of ion exchange, and electrow-
inning to recover metal from concentrated waste streams.
Implementation of the identified waste minimization opportuni-
ties was not part of the program. Percent waste reduction, net
annual savings, implementation  costs and  payback  periods
were estimated.

This Research Brief was developed by the Principal Investiga-
tors and EPA's Risk Reduction Engineering Laboratory in Cin-
cinnati, OH, to announce key findings of this completed as-
sessment.


Introduction
The environmental issues facing industry today have expanded
considerably beyond traditional concerns.  Wastewater, air
emissions, potential soil and groundwater contamination, solid
waste disposal, and employee health and safety have become
increasingly important concerns. The management and dis-
posal of hazardous substances, including both process-related
* New Jersey Institute of Technology, Newark, NJ 07102
                        wastes and residues from waste treatment, receive significant
                        attention because of regulation and economics.

                        As environmental issues have  become more complex, the
                        strategies for waste management  and control have become
                        more systematic and integrated. The positive role of waste
                        minimization and pollution prevention within industrial operations
                        at each stage of product life is recognized throughout the
                        world. An ideal goal is to manufacture products while generat-
                        ing the least amount of waste possible.

                        The Hazardous Waste Advisement Program (HWAP) of the
                        Division of Hazardous Waste Management, NJDEPE, is pursu-
                        ing the goals of waste minimization awareness and program
                        implementation in the state. HWAP, with the help of an EPA
                        grant from the Risk Reduction Engineering Laboratory, con-
                        ducted an Assessment of Reduction and Recycling Opportuni-
                        ties for Hazardous Waste (ARROW) project. ARROW was
                        designed to assess waste minimization  potential across a
                        broad range of New Jersey industries. The project targeted 30
                        sites to perform waste minimization assessments following the
                        approach outlined in EPA's Waste Minimization Opportunity
                        Assessment Manual (EPA/625/7-88/003). Under contract to
                        NJDEPE, the Hazardous Substance Management Research
                        Center at the New Jersey Institute of Technology (NJIT) assisted
                        in conducting the assessments. This research brief presents
                        an assessment of the production  of  chemicals for use in
                        electroplating baths (1 of the 30 assessments performed) and
                        provides recommendations for waste minimization options re-
                        sulting from the assessment.


                        Methodology of Assessments
                        The assessment process was coordinated by a team of techni-
                        cal  staff from NJIT with experience in process operations,
                                                                             Printed on Recycled Paper

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basic chemistry, and environmental concerns and needs. Be-
cause the EPA waste minimization manual is designed to* be
primarily applied by the inhouse staff of the facility, the degree
of involvement of the NJIT team varied according to the ease
with which the facility staff could apply the  manual.  In some
cases,  NJIT's role was  to provide advice.  In  others,  NJIT
conducted essentially the entire evaluation.

The goal of the  project was to encourage participation in the
assessment process by management and staff at the facility.
To do this, the participants were encouraged to proceed through
the organizational steps outlined  in the manual. These steps
can be summarized as follows:

   • Obtaining corporate commitment to a waste minimization
    initiative
   • Organizing a task force or similar group to  carry out the
    assessment
   • Developing a policy statement regarding waste minimiza-
    tion for  issuance by corporate management
   • Establishing tentative waste reduction goals to be achieved
    by the program
   • Identifying waste-generating sites and processes
   • Conducting a detailed site inspection
   • Developing a list of options which may lead to the waste
    reduction goal
   • Formally analyzing the feasibility of the various options
   • Measuring the effectiveness of the options and continuing
    the assessment.

Not every facility was able to follow these steps as presented.
In each  case, however, the identification of  waste-generating
sites and processes, detailed site inspections, and development
of options was carried out. Frequently, it was necessary for a
high degree of involvement by  NJIT to accomplish these steps.
Two common reasons for needing outside participation were a
shortage of  technical staff within  the company and a need to
develop  an agenda for technical action before corporate com-
mitment  and policy statements could be obtained.

It was not a goal of the ARROW project to  participate in the
feasibility analysis or implementation steps. However,  NJIT
offered to provide advice for feasibility analysis if requested.

In each  case, the NJIT team  made several site visits to the
facility. Initially, visits were made to explain  the EPA  manual
and to encourage the facility through the organizational stages.
If delays and complications developed, the team offered assis-
tance in the  technical review, inspections, and option develop-
ment.

No sampling or laboratory analysis was undertaken as part of
these assessments.
Facility Background
The facility  is a manufacturer of pure chemical concentrates for
use in the  electroplating and  metal finishing industries.  The
process uses several large tanks for precise formulation of the
components  of  the  marketed concentrates. Quality control
checks  for purity  and product consistency  are carried  out.
Filtration of the batches to clarify the liquids  prior to shipment
to customers is also carried out.

This urban facility employs about  50 people. It has been  in
business at its present location for about 50 years.
Manufacturing Processes
The production of the plating bath chemicals is fundamentally a
blending and dissolving process where mixtures of the chemi-
cals required  for use  in electroplating baths or  other metal
finishing processes are prepared in large tanks (1000 to 3000
gal). The product concentrates are useful to metal finishers
because they facilitate bath preparation and makeup  at their
facilities and the consistent quality  reduces the likelihood of
metal finishing problems and resulting waste from their activi-
ties. Regular chemical analysis is carried out during the course
of the preparation to  assure quality and  consistency  of the
product. Off-specification material is sent for treatment or for
recycling.

The formulated solutions are filtered to assure purity and clarity
when they reach the customer and then packaged for shipment.
Besides the off-specification  materials,  waste streams  are
generated by  spills  and leaks, laboratory wastes, filter clean-
up, and cleaning of other equipment. The facility  produces
products containing  nickel, copper, tin, and lead.


Existing Waste  Management Activities
The company has already instituted pollution prevention activi-
ties. For example, certain  metal-containing concentrates have
been  sent to smelters or other secondary recovery operations
in order to reduce the volume of the waste stream which is
sent for disposal. Spills are treated with adsorbent rather than
being washed into discharge to the POTW. This  reduces the
burden  of metals to the POTW, but does create a solid waste
stream.

The concern for quality and consistency in the products leads
to a certain amount of the production being considered off-
specification. Often  this results at the end of  production runs
when levels  of some additives such as sulfate or ammonia may
be  too  high.  These materials are  sent  offsite for  recovery.
About 3200 gal  of this type of waste  is generated annually.
These streams typically have about 30% solids.

The batches of metal-containing concentrates are filtered through
spiral wound polypropylene filters to specified clarity. The filters
are washed  with hydrochloric and  sulfuric acids to remove
residual  metal solution, and the  acid solutions are combined
with other acid  streams from  throughout  the operation.  The
washed filters are disposed of as nonhazardous solid waste.

The laboratory tests both in-process and finished batches from
the manufacturing process. In addition,  samples of customer's
electroplating  baths made  from the company's products are
analyzed upon customer request. Analysis of on-going research
and development products is also carried out in the laboratory.
All  unused samples, concentrates, and similar materials are
collected and  separated by metal type for  either  recovery or
combination,  where  feasible, with spent concentrate batches.
Solutions generated from the laboratory procedures are com-
bined with other  acid streams from throughout the  facility.

Spills  and leaks of processing chemicals and formulated batches
are cleaned up by application of commercial adsorbent cleanup
materials. These products  are collected  and sent offsite  for
disposal as  hazardous waste. Approximately  1200 Ib of  this
waste stream are generated annually

The combined acid  streams are  adjusted to pH 10 to induce
precipitation  of hydroxide sludges. The solids are recovered by
use of a filter press. The supernatant liquids are  polished by

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passage through ion exchange resins and the effluent is dis-
charged to the POTW. The resins are regenerated by use of
sulfuric acid and this acid stream is recycled back to the mixed
acid stream for precipitation.


Waste Minimization Opportunities
The type of waste currently generated  by the facility,  the
source of the waste, the quantity of the waste and the annual
treatment and disposal costs are given in Table 1.

Table 2 shows the opportunities for waste  minimization recom-
mended for the facility. The type of  waste, the minimization
opportunity, the  possible waste reduction and  associated sav-
ings, and the implementation cost along with the payback time
are given in the  table. The quantities of waste  currently gener-
ated at the facility and possible waste reduction depend on the
level of activity of the facility.

It should be noted that the  economic savings of the minimiza-
tion opportunity, in  most cases,  result from the need for less
raw material and from reduced present and future costs asso-
ciated  with  waste treatment and disposal. It  should  also  be
noted that the savings given for each opportunity  reflect the
savings achievable when implementing each waste minimization
opportunity  independently  and do  not reflect duplication  of
savings that would result when the opportunities are imple-
mented in  a  package. Also, no equipment  depreciation is
factored into the calculations.

Some of the opportunities for waste reduction in manufacturing
operations related to this one include possibilities for reblending
* Mention of trade names or commercial products does not constitute endorsement
 or recommendation for use.
                                        of off-specification batches into future batches of the product.
                                        The demands of the customers for quality and consistency in
                                        the  product concentrates  preclude such an  approach in the
                                        opinion of the management of the facility. Another potentially
                                        useful option at this facility would be to  segregate  metal-rich
                                        waste streams  and  subject them to electrowinning giving a
                                        marketable metal product. Such waste streams may be cre-
                                        ated from the ion exchange resin backwashings or the washings
                                        of the clarifying filters.


                                        Regulatory Implications
                                        The greatest regulatory imperative which drives  pollution pre-
                                        vention in the metal finishing industry and affiliated industries
                                        are  regulations, or the possibility of regulations, which govern
                                        levels of  heavy metals in  water discharges and  in streams to
                                        be sent for landfilling. Aside from that type of acceleration,
                                        there  seems to be no significant regulatory impediment at a
                                        facility of  this type.  The option  of electrowinning to recover
                                        metal from concentrated process streams might be interpreted
                                        by some  regulators as a treatment process requiring a RCRA
                                        permit. Any such  permitting requirements would make imple-
                                        mentation of an option such as this very difficult.

                                        This Research Brief summarizes a part of the work done under
                                        cooperative Agreement No. CR-815165  by the New Jersey
                                        Institute of Technology under  the sponsorship of the  New
                                        Jersey Department of Environmental Protection and Energy
                                        and the U.S. Environmental Protection Agency. The EPA Project
                                        Officer was Mary Ann Curran. She can be reached at:

                                                Pollution  Prevention Research Branch
                                                Risk Reduction Engineering  Laboratory
                                                U.S. Environmental Protection Agency
                                                Cincinnati, OH 45268
Table 1. Summary of Current Waste Generation
Waste Generated
High Metal Content
Liquids
Metal Contaminated
Source of Waste
Off-specification products
Clean-up of spills and
Annual Quantity
Generated
3,200 gal
1,200 Ib
Annual Waste
Management Costs
$11,600
2,400
Adsorbent
leaks
Metal Hydroxide Sludge   Filter press cake from acid
                      stream precipitate
Aqueous Discharge
Supernatant from metal
precipitation
                                    8,300 Ib                 6,000
                                    (The facility did not supply this information,
                                    the values are estimated based on analogy with
                                    similar facilities.)
280,000 gal
60
                                                                             GOVERNMENT PRINTING OFFICE: 1994 - 550-067/80177

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Table 2.  Summary of Recommended Waste Minimization Opportunities

Waste Stream          Minimization Opportunity
Reduced
Annual Waste Reduction
Quantity
Percent
Net Implementation
Annual Savings Cost
Payback
Years'
Cleanup Adsorbent
Develop spill control and leak
mitigation plan
600 Ib
Metal Hydroxide Sludge Install electrowinning capability,        4000 Ib
                     segregate concentrated metal streams
                     by metal type, recover metal for scrap
Acid Waste Stream
Rather than precipitation of metals     8,300 Ib
consider expanded use of ion exchange
capability.  Process all acid wastes
with segregation according to metal content
through resins. Recover washings and
electrowin metal.
50
                                                 50
                                                                       100
$1,200         $4,000         3.3
               (This will be a continuing
               activity with continuing
               expenses.)

 3,000          20,000         6.6
   (Electrowinning from the process
   off-specification material may improve
   may change the economics but may also
   require different size units and more
   operating expense.)
                             6,000
                                                                                                   20,000
                                            3.3
* Savings result from reduced raw material and treatment and disposal costs when implementing each minimization opportunity independently.
  United States
  Environmental Protection Agency
  Center for Environmental Research Information
  Cincinnati, OH 45268

  Official Business
  Penalty for Private Use
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  EPA/600/S-92/059

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