United States
                         Environmental Protection
                         Agency
            Risk Reduction
            Engineering Laboratory
            Cincinnati, OH 45268
                         Research and Development
            EPA/600/S-93/009  September 1993
     &EPA     ENVIRONMENTAL
                         RESEARCH   BRIEF
               Waste Minimization Assessment for a Manufacturer of
                             Rotogravure Printing Cylinders

                                Man/in Fleischman*, F. William Kirsch**
                                       and Gwen P. Looby**
Abstract
The U.S. Environmental Protection Agency (EPA) has funded
a pilot project to assist small and medium-size manufacturers
who want to minimize their generation of waste but who lack
the expertise to do so. Waste Minimization Assessment Cen-
ters (WMACs) were established at selected universities and
procedures were adapted from the EPA Waste Minimization
Opportunity Assessment Manual (EPA/625/7-88/003, July 1988).
The WMAC team at the University of Louisville performed an
assessment at a plant manufacturing cylinders for rotogravure
printing. A considerable amount of waste is generated by the
various plating operations in the plant. The plant operates its
own wastewater treatment system. The team's report, detailing
findings and recommendations, indicated that the most signifi-
cant cost savings could be realized by installing a batch still
onsite to recover xylene.

This Research Brief was developed by the principal investiga-
tors and EPA's Risk Reduction Engineering Laboratory (RREL),
Cincinnati, OH, to  announce key findings of an ongoing re-
search project that is fully documented in a separate  report of
the same title  available from University City Science Center.


Introduction
The amount of waste generated by industrial plants has be-
come an increasingly costly problem for manufacturers and an
additional stress on the environment. One solution to the prob-
lem of waste is to reduce or eliminate the waste at its source.

University City Science Center (Philadelphia, PA) has begun a
pilot project to assist small and medium-size manufacturers
  University of Louisville, Department of Chemical Engineering
  University City Science Center, Philadelphia, PA 19104
who want to minimize their formation of waste but who lack the
inhouse expertise to do  so. Under agreement with EPA's
RREL, the Science Center has established three WMACs.
This assessment was done by engineering faculty and stu-
dents at the University of Louisville's WMAC. The assessment
teams have considerable  direct experience with process op-
erations in manufacturing plants and also have the knowledge
and skills needed to minimize waste generation.

The waste  minimization assessments are done for small and
medium-size manufacturers at no out-of-pocket cost to the
client.  To qualify for the  assessment,  each client must fall
within Standard Industrial Classification Code 20-39, have gross
annual sales not exceeding $75 million, employ no more than
500 persons, and lack inhouse expertise in waste minimiza-
tion.

The potential benefits of the pilot project include minimization
of the amount of waste generated by manufacturers,  reduced
waste  treatment and disposal costs for participating plants,
valuable experience for graduate and undergraduate students
who participate in the program, and a cleaner environment
without more regulations and higher costs for manufacturers.


Methodology of Assessments
The waste minimization assessments require several site visits
to each client served. In general, the WMACs follow the proce-
dures outlined  in the EPA Waste Minimization Opportunity
Assessment Manual (EPA/625/7-88/003,  July 1988).  The
WMAC staff locate  the sources of waste  in the plant and
identify the current disposal or treatment methods and their
associated  costs. They then identify and analyze a variety of
ways to reduce or eliminate the waste. Specific measures to
achieve that goal are recommended and the essential  support-
                                                                            Printed on Recycled Paper

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ing technological and economic information  is developed.  Fi-
nally,  a confidential report that details the  WMAC's findings
and recommendations (including cost savings, implementation
costs, and payback times) is prepared for each client.


Plant Background
Chrome-plated, engraved,  copper-plated steel and  aluminum
cylinders for  rotogravure printing are manufactured  by this
plant. Approximately 70 employees operate the plant 6,240
hr/yr to produce nearly 4,000 engraved cylinders  annually.


Manufacturing Process
The manufacturing processes used in this plant and the wastes
generated are described below.


Preparation of  Used Cylinders
Customer-provided used cylinders are heated by  a warm water
rinse  over  an open rinse  tank.  Next, rust  and  some of  the
chrome plating are stripped  from  the cylinders in an acid
stripping tank  which contains  muriatic acid.  The  cylinders  are
rinsed again  over the  open rinse  tank. Then,  the  engraved
design, including the rest of the chrome and most of the copper
plating,  is cut out  of the cylinders using a lathe.

The waste  rinse water is sent to the plant's  onsite wastewater
treatment plant (WWTP). Spent stripping acid, which contains
heavy metals, is disposed of offsite as hazardous waste. Cop-
per shavings  and  turnings generated by the  lathe are sold to a
recycier.


Preparation of  New Cylinders
Purchased steel  cylinders are cleaned with a detergent  and
then degreased with a  heated  sodium hydroxide solution. Cyl-
inders are  rinsed with  deionized water.  Spent  rinse water  is
drained to the plant's water treatment facility.

The  purchased aluminum  cylinders are washed with  an  en-
zyme cleaner and rinsed with  a  mixture of  tap and deionized
water. Then the aluminum cylinders are rinsed with hydrofluoric
acid to make  them less reactive prior to plating and rinsed with
water. Spent  rinse water and acid are sent to the onsite water
treatment plant.


Nickel Plating of Steel Cylinders
Steel cylinders are nickel-plated in order to  promote the bond-
ing of copper to  steel during subsequent copper plating.  The
heated  plating bath  contains  copper sulfate, nickel chloride,
boric acid, and water. After the cylinders are plated, they are
rinsed with deionized  water;  spent  rinse water goes to  the
WWTP. The  spent plating  bath is disposed  of as a  hazardous
waste every two years.


Zinc Plating of Aluminum Cylinders
The aluminum cylinders are zinc-plated so that the copper will
bond to the  cylinders during subsequent copper plating.  So-
dium hydroxide, zinc oxide,  and water make up the zincating
bath. Tap water which is used to rinse the  cylinders following
zinc plating is sent to the plant's WWTP. The zincating bath is
dumped  every  three  years  and disposed  of  as hazardous
waste.


Cyaniding of  Aluminum Cylinders
Aluminum cylinders are also treated with cyanide prior to cop-
per plating. The cyanide bath contains copper cyanide, sodium
cyanide,  potassium sodium tartrate, and water. The cylinders
are cleaned with  a brass brush, dipped in  the cyanide bath,
and rinsed over a rinse tank with warm tap water. Wastewater
is  sent to the plant's treatment  facility. The cyanide bath is
dumped  only as it becomes  contaminated (about once  every
four to five years).


Copper Plating of All Cylinders
All cylinders are  plated with copper  after processing as  de-
scribed above. The plating bath contains copper sulfate,  sulfu-
ric acid,  and water. The copper anodes are enclosed in cloth
filter bags to reduce  contamination of the bath with accumu-
lated  sludge. Spent anodes are reclaimed  offsite.

Plating bath wastes, residue from the baths, and spent plating
baths are disposed as hazardous waste.

After  plating, the cylinders are rinsed with warm tap water over
a rinse tank; spent rinse water  goes to the WWTP.


Lathing and Polishing  of Cylinders
The cylinders are then processed in the lathe room. Imperfec-
tions  in  the copper plating are  cut off with a lathe and  the
plating is polished with  a stone grinder. Copper shavings  are
sold to a recycier.

The  cooling and lubrication  of the  stone grinder with  water
generates a colloidal copper sludge. The  sludge  is processed
in a settling tank where sodium hydroxide  is  used to precipitate
dissolved copper. The settled wet sludge  is  sent to  a nonhaz-
ardous industrial  waste landfill. Decanted water from the  set-
tling tank and water from the grinder are sent to the WWTP.


Image  Processing
While the cylinders  are plated, customer-provided art work is
prepared for etching.  First the artwork is  photographed. Then
the colors in the artwork are  separated, using graphic arts  film
to produce one negative per color. The method used for further
processing the film depends upon the process by which  the
image will be etched on the cylinder. If mechanical engraving is
to be used, the negatives are developed onto bromide films.
For the  "direct  transfer" process, positives are  made from the
negatives.

Both  liquid and solid wastes are generated  by image process-
ing.   Silver and some cadmium are  removed  from  the  film
emulsion when the negatives  are washed  in the fixing agent
solution.  Rinse water from  the film  processors goes to the
electrolytic silver recovery units. Water from two of the proces-
sors  goes directly to the sewer; silver levels  in the effluents are
below the POTW limits. Overflow water  from the other three
processors goes to the WWTP.

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Silver removed from the anodes in the electrolytic silver recov-
ery units is sent offsite to a reclaimer. Used films and used
negatives are also sent to the reclaimer.


Mechanical Engraving
Images  are processed onto some of the cylinders using me-
chanical engraving. In this process, the  bromide film  is at-
tached to  a scanning drum  in tandem to  the cylinder  to be
engraved.  A scanning device reads the  image from the rotating
scanning drum and sends  electronic impulses through a com-
puter to a diamond stylus  which etches the rotating cylinder.
The  completed cylinder is then  sent  for proofing. A  small
amount  of  fine copper dust is generated and sold to a recycler.


Direct Transfer
Images  are processed onto most of  the cylinders using a
"direct transfer" method. Cylinders are  scrubbed with an  en-
zyme cleaner and rinsed with muriatic acid and softened water.
Then the cylinders  are coated with a photoresist solution. The
positives produced are retouched to fill in  any  flaws and  are
wrapped around the cylinders and exposed to a mercury lamp.
Light from the lamp exposes bare copper to create an image
on the cylinder. Cylinders  then go to a bath where a xylene-
based developer is poured over the cylinders while they  rotate
over  a  collecting basin. Blue  dye  is  then poured  over  the
cylinders and  the  cylinders  are  rinsed with  softened water,
dried briefly with compressed  air, and  wiped dry  with  paper
towels.

Wastewater from the initial rinse drains to  the plant's WWTP.
Rinse water containing xylene is collected  in a tank for phase
separation. The xylene phase is disposed of offsite as hazard-
ous waste and the water phase is sent to the WWTP.


Staging and Etching
Cylinders which were processed in the direct transfer area are
then sent to the staging area where an asphalt paint is brushed
onto the cylinders  to protect areas which  will not be etched.
Next, the cylinders are cleaned with a muriatic acid-methanol
mixture. The acid removes tarnish and  the methanol provides
quick drying. Waste acid/methanol goes to  the WWTP.

The cylinders then undergo an etching  process  in which cop-
per is removed by a reduction-oxidation process. A ferric chlo-
ride/bentonite clay  slurry is applied to the rotating cylinders to
remove the exposed copper plating. Waste slurry is disposed
of as hazardous waste.  Cylinders  are then rinsed with  tap
water; wastewater drains to the WWTP.

After etching, excess asphalt paint is removed with a naphtha-
wetted rag and excess photoresist is removed with citric-based
solvent  on a rag. The rags are laundered and returned  to the
plant by an outside company. Cylinders then undergo a  quick-
drying rinse with a muriatic acid-methanol mixture. Waste rinse
solution goes to the WWTP.


Proofing
All engraved and  etched  cylinders go through the proofing
process. Lithographic ink  is applied to the cylinders for one-
color proofs. Full-color proofs are then made for the customers
to check the accuracy of the cylinders. If necessary, a cylinder
may be re-etched using the same processes described previ-
ously. Between colors, ink is wiped off of the cylinders with
paper towels which go to a nonhazardous waste landfill. Waste
ink is  disposed  with  waste xylene generated  in the  direct
transfer process.

Following  the  printing of full-color proofs, the  cylinders  are
cleaned with ethyl acetate and glycol thinner using rags. Rags
are cleaned by a local cleaning service and reused.


Chrome  Plating
All cylinders are chrome-plated as a final process step.  Cylin-
ders are first washed with an enzyme cleaner and rinsed with
hot tap water  over an open drain. Wastewater goes to  the
WWTP.

Tape is then placed over the cylinders' shafts to prevent them
from being plated.  Cylinders are  submerged  in the heated
chrome bath which is composed of chromic acid, sulfuric acid,
and  water. An exhaust hood  over the plating tank carries
fumes and mist to a water spray scrubber. Wastewater from
the scrubber goes directly to the WWTP.

The cylinders are removed from  the bath and rinsed with tap
water which drains into the tank.  Cylinders are then immersed
in a second tank filled with tap water. Overflow from the rinse
tank goes to a chrome reduction tank.

Hydrazine  is added to the chrome reduction tank to reduce
chromium (VI) to  chromium (III)  which then precipitates as a
hydroxide.  The settled sludge is  shipped offsite  as hazardous
waste. Wastewater from the chrome reduction unit is treated in
the plant's WWTP.  Plating  bath  correction waste is disposed
offsite.

The chrome-plated cylinders are then polished with fine polish-
ing paper, inspected and shipped.

An abbreviated process flow diagram for printing cylinder  manu-
facturing is shown in Figure 1.


Wastewater Treatment Plant
The plant's wastewater treatment plant processes  wastewater
to meet pretreatment requirements prior to discharging  the
effluent to the POTW. The first treatment step is the addition of
sodium hydroxide to precipitate heavy metals. Next a flocculant
is added to promote the  settling of metal hydroxide precipitates
in the settling  tanks; overflow water goes to the POTW.  The
sludge from the settling tank is  disposed of as a hazardous
waste.


Existing Waste Management Practices
This plant has  already taken the following steps to manage and
minimize its wastes:

   •  Copper shavings from the lathes, grinders, and polishing
     machines are collected and sold to a recycler.

   •  Air agitation and constant circulation are used in all of the
     plating tanks except for the zincating tank to minimize drag-
     out.

   •  Cyaniding of steel cylinders  has been replaced by nickel
     plating because of  concerns over cyanide  in  the effluent
     going to the POTW.

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   Oeionized water is used in nickel plating in order to minimize
   the amount of sludge generated.

   Dry-film photoresist is used instead of chlorinated solvents in
   the image processing area.

   A brand of film containing a small amount of cadmium is used
   to reduce the amount of cadmium in wastewater.

   Silver is reclaimed from the anodes in the electrolytic silver
   recovery units and waste film by a recycler.

   Chromium (VI) is reduced to chromium (III) before disposal.

   The plant operates its own wastewater treatment plant.
                             Waste Minimization Opportunities
                             The waste streams currently generated by the plant, the man-
                             agement  methods applied, the quantities of waste, and  the
                             annual treatment and disposal costs are given in Table 1.

                             Table 2 shows the opportunities for waste  minimization that the
                             WMAC recommended for the plant. Current plant practice, the
                             proposed  action, and waste reduction, savings, and implemen-
                             tation cost data are given for each opportunity. The quantities
                             of waste currently generated by the plant and possible waste
                             reduction  depend  upon the  production level of the plant. All
                             values should be considered in that context.

                             It  should  be noted that the economic savings  of the Waste
                             Minimization Opportunities (WMOs) address only the raw ma-
                             terial cost avoidance and reduction of present and future costs
                             associated with waste  treatment and disposal. Other savings
                             not quantifiable by this  study include a wide variety of possible
                             future costs related to  changing emissions standards, liability,
                             and employee health.
                                New cylinders
  Aluminum
   cylinders
 Steel  .
cylinders
Used cylinders

      I
Rinsing
t
Zinc
plating
t
Cyaniding

Nickel
plating
i
r

Acid
stripping
I
r
Lathing
Copper
plating
.
Polishing,



r-**




Direct
transfer

Mechanical
engraving

»»




Staging




*•




Etching
t

Proofing
i
 Finished **-
 cylinders
Polishing


Chrome
plating
                   J
Additional Recommendations
In addition to the opportunities recommended and analyzed by
the WMAC team, several additional  measures were consid-
ered. These measures were not analyzed completely because
of insufficient data,  implementation  difficulty, or a projected
lengthy  payback as indicated  below.  Since  one or more of
these approaches to waste reduction may, however, increase
in attractiveness with  changing conditions in the  plant, they
were brought to the plant's attention for future consideration.

  • Recover copper plating chemicals from rinse water using
    evaporation or ion exchange. High operating and implemen-
    tation costs were predicted for this measure.

  • Recover zinc from plating rinse water using electrodialysis. A
    high implementation cost  and low cost savings were pre-
    dicted for this measure.

  • Recover naphtha  solvent from the rags used for wiping
    cylinders. The amount of solvent recovered probably would
    not justify the investment required.

  • Investigate the possibility  of using a cyanide-free solution
    prior to copper plating
                  This Research Brief summarizes a part of the work done under
                  Cooperative Agreement No. CR-814903 by the University City
                  Science Center under the sponsorship of the U.S. Environmen-
                  tal Protection Agency. The EPA Project  Officer was Emma Lou
                  George. She can be reached at:
Figure 1.  Abbreviated process flow diagram.
                                 Pollution Prevention Research Branch, MS466
                                 Risk Reduction Engineering Laboratory
                                 U.S. Environmental Protection Agency
                                 Cincinnati, OH 45268

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Table 1. Summary of Current Waste Generation
Waste Stream Generated Waste Management Method
Cylinder preparation
Spent acid stripping solution
Wash and rinse water
Nickel plating
Spent nickel-plating solution
Contaminated nickel-plating
solution/sludge
Rinse water
Zinc plating
Spent zinc-plating bath
Rinse water
Cyaniding
Spent copper cyanide bath
Rinse water
Copper plating
Spent copper-plating
solution and residue
Solution corrections
Spent copper anodes
Rinse water
Chrome plating
Solution corrections
Chromium sludge
Rinse water and fume
scrubber water
Polishing and lathing
Copper shavings
Copper sludge
Cooling and lubrication water
Image processing
Overflow water from developing,
rinsing, and silver recovery
Overflow water from developing,
rinsing, and silver recovery
Negatives and recovered silver
Direct transfer
Waste xylene and ink
Wash and rinse water
Etching
Hydrochloric acid/methanol rinse
Spent ferric chloride etch bath
Rinse water
Rags containing ink
and photoresist
Off site disposal
Treated onsite and sewered
Offsite disposal
Off site disposal
Treated onsite and sewered
Offsite disposal
Treated onsite and sewered
Offsite disposal
Treated onsite and sewered
Offsite disposal
Offsite disposal
Sold to a reclaimer
Treated onsite and sewered
Offsite disposal
Offsite disposal
Treated onsite and sewered
Sold to a recycler
Offsite disposal as non-
hazardous waste
Treated onsite and sewered
Sewered
Treated onsite and sewered
Sold to a reclaimer
Offsite disposal
Treated onsite and sewered
Treated onsite and sewered
Offsite disposal
Treated onsite and sewered
Cleaned and reused through
offsite service
Annual Quantity
Generated
495 gal
77, 500 gal
175 gal
110 gal
27,000 gal
18 gal
2, 600 gal
14 gal
2,600 gal
2,900 gal
1,430 gal
1,000 Ib
19,500 gal
550 gal
400 gal
320,000 gal
6,200 Ib
6,000 Ib
52,000 gal
338, 000 gal
507,000 gal
3,600 Ib
1,200 gal
52, 000 gal
3, 600 gal
2,730 gal
52,000 gal
104,000 units
Annual Waste
Management Cost
$760
990
690
440
350
70
30
380
30
5,350
2,750
(1,800)"
250
3,070
2,530
4,110
(11,160)*
**
670
370
6,5/0
(6,480)"
2,950
670
1,740
4,350
680
**
Mechanical engraving
  Copper dust

Proofing
  Paper towels containing ink
  Rags containing ink

Waste water treatment plant
  Sludge from settling tanks
Sold to a recycler
Conventional landfill
Cleaned and reused through
  offsite service

Offsite disposal
1,872 boxes
78,000 units
  11,000 gal
22,070
  (Revenue received)
  Cost not available

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Table 2. Summary of Recommended Waste Minimization Opportunities

          Present Practice                           Proposed Action
                                                              Savings
Rinsing is done with open garden hoses.
Nickel plating rinse water is discharged
to the onsite waste water treatment plant.
Nickel plating rinse water is discharged
to the onsite waste water treatment plant.
Hydrochloric acid-methanol rinse from
the etching process is sent to the plant's
waste water treatment facility and causes
high biological oxygen demand
(BOD) surcharges.
Xylene waste from the direct transfer
process is drummed and sent off site for
disposal through a fuels program.

Xylene waste from the direct transfer
process is drummed and sent off site
for disposal through a fuels program.
 Chrome-plating rinse water goes to a
 chrome reduction unit which generates
 sludge that is drummed and sent
 offsite for disposal.
Install hand-held spray rinse guns for
rinsing in conjunction with acid stripping
nickel plating, zincating, copper cyaniding,
copper plating, direct transfer, etching,
and chrome plating.  Reduced water usage
and increased return of solutions to
appropriate baths will result.

Use a reverse osmosis system to
recover plating chemicals; recycle
them to the plating bath.  Use the
purified water for rinsing or make-up.
Rinse cylinders directly over the plating
bath to return drag-out to the bath.
Following the application of hydrochloric
acid, rinse the cylinders with hot
deionized water and dry them with
an air knife.
Ship waste offsite for xylene recovery.
 Purchase a small batch still to recover
 and reuse xylene. Ship still bottoms
 offsite for disposal.
 Install an ion-exchange unit to remove
 bath impurity metals from the rinse water.
 Recycle purified water containing
 chromic acid back to the plating bath.
Estimated waste reduction = 90,200 gal/yr
Waste management cost savings = $1,160/yr
Raw material cost savings = $120/yr
Operating cost = $10/yr
Total cost savings = $1,270/yr
Implementation cost = $330
Simple payback = 0.3yr

Estimated waste reduction = 25,650 gal/yr
Waste management cost savings = $330/yr
Raw material cost savings = $2,520/yr
Operating cost = $540/yr
Total cost savings = $2,310/yr
Implementation cost = $5,000
Simple payback = 2.2 yr

Estimated waste reduction = 23,590 gal/yr
Waste management cost savings = $310/yr
Raw material cost savings = $1,110/yr
Operating cost = $20/yr
Total cost savings = $1,400/yr
Implementation cost = $60
Simple payback = 0.1 yr

Estimated waste reduction = 510 mg/l BOD
Waste management cost savings = $1,620/yr
Raw material cost savings = $2,000/yr
Operating cost = $2,400/yr
Total cost savings = $1,220/yr
Implementation cost = $410
Simple payback = 0.4 yr

Estimated waste reduction = 0
Waste management cost savings = $670/yr
Implementation cost = 50
Simple payback is immediate.
Estimated waste reduction = 1,050 gal/yr
Waste management cost savings = $1,900/yr
Raw material cost savings = $8,450/yr
Operating cost = $300/yr
Total cost savings = $10,050/yr
Implementation cost = $6,000
Simple payback = 0.6yr

Estimated waste reduction = 39,950 gal/yr
Waste management cost savings = $6,100/yr
Raw material cost savings = $2,660/yr
Operating cost = $670/yr
Total cost savings = $8,090/yr
Implementation cost = $9,240
Simple payback = 1.1 yr
                                                                          •A-U.S. GOVERNMENT PRINTING OFFICE: I993 - 7S047I/MMI

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United States
Environmental Protection Agency
Center for Environmental Research Information
Cincinnati, OH 45268

Official Business
Penalty for Private Use
$300

EPA/600/S-93/009
     BULK RATE
POSTAGE & FEES PAID
        EPA
   PERMIT No. G-35

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