SEPA
                         United States
                         Environmental Protection
                         Agency
                                   National Risk Management
                                   Research Laboratory
                                   Cincinnati, OH 45268
                         Research and Development
                                   EPA/600/S-95/027  September 1995
ENVIRONMENTAL
RESEARCH   BRIEF
             Pollution Prevention Assessment for a Metal Parts Coater
                        Harry W. Edwards*, Michael F. Kostrzewa*, Trevor Spika*,
                                       and Gwen P. Looby**
Abstract
The U.S. Environmental Protection Agency (EPA) has funded
a pilot project to assist small and medium-size manufacturers
who want to minimize their generation of waste but who lack
the expertise to do so. In an effort to assist these manufactur-
ers Waste Minimization  Assessment Centers (WMACs) were
established at selected universities and procedures were
adapted from the EPA  Waste Minimization Opportunity As-
sessment Manual (EPA/625/7-88/003, July 1988). That docu-
ment has been superseded by the Facility Pollution Prevention
Guide (EPA/600/R-92/088, May 1992).  The WMAC team at
Colorado State University performed an assessment at a plant
that applies corrosion resistant coatings to metal parts. Alumi-
num parts received from customers may be anodized or may
receive a chromate conversion coating. Brass, copper, steel,
and aluminum parts from customers are nickel plated—either
by electrolytic or electroless plating. The assessment team's
report, detailing findings and recommendations, indicated that
large quantities of wastewater and metal sludge are generated
by the plant and that significant cost savings could be achieved
through replacement of Freon used for degreasing.

This Research Brief was developed by the principal investiga-
tors and  EPA's National Risk Management Research Labora-
tory,  Cincinnati, OH, to  announce key findings of an ongoing
research project that is fully documented in a separate report
of the same title available from University City Science Center.
  Colorado State University, Department of Mechanical Engineering
  University City Science Center, Philadelphia, PA
                        Introduction
                        The amount of waste generated by industrial plants has be-
                        come an increasingly costly problem for manufacturers and an
                        additional stress  on the environment. One solution to the
                        problem of waste generation is to reduce or eliminate the
                        waste at its source.

                        University City Science Center (Philadelphia, PA) has begun a
                        pilot project to assist small and medium-size manufacturers
                        who want to minimize their generation of waste but who lack
                        the in-house expertise to do so. Under agreement with EPA's
                        National Risk Management Research Laboratory, the Science
                        Center has established three WMACs.  This assessment was
                        done by engineering faculty and students at Colorado State
                        University's (Fort Collins) WMAC. The assessment teams have
                        considerable direct experience with process operations in manu-
                        facturing plants and also have the knowledge and skills needed
                        to minimize waste generation.

                        The pollution prevention opportunity assessments are done for
                        small and medium-size manufacturers at no out-of-pocket cost
                        to the client. To qualify for the assessment, each client must
                        fall within Standard Industrial Classification Code 20-39, have
                        gross annual sales not exceeding $75 million, employ no more
                        than 500 persons, and lack in-house expertise in  pollution
                        prevention.

                        The potential benefits of the pilot project include minimization
                        of the amount of waste generated by manufacturers, and
                        reduction of waste treatment and disposal costs for participat-
                        ing plants. In addition, the  project provides valuable experi-
                        ence for graduate and undergraduate students who participate
                        in the program, and a cleaner environment without more regu-
                        lations and higher costs for manufacturers.

                                                *§& Printed on Recycled Paper

-------
 Methodology of Assessments
 The pollution prevention opportunity assessments require sev-
 eral site visits to each client served. In general, the WMACs
 follow the procedures outlined in the EPA Waste Minimization
 Opportunity Assessment Manual (EPA/625/7-88/003, July 1988).
 The WMAC staff locate the sources of  waste in the plant and
 identify the current disposal  or treatment methods and  their
 associated costs. They then identify and analyze a variety of
 ways to reduce or eliminate the waste. Specific measures to
 achieve that goal are recommended and the essential support-
 ing technological and economic  information is  developed. Fi-
 nally,  a confidential  report that details the  WMAC's findings
 and recommendations (including cost savings, implementation
 costs, and payback times) is prepared for each  client.


 Plant Background
 This plant applies corrosion resistant coatings to metal parts. It
 operates as a job shop and produces approximately 200,000
 coated parts annually during 4550 hr/yr  of operation.


 Manufacturing Process
 Coatings to provide protection or to enhance appearance are
 applied to parts received from the plant's customers. Coating
 processes used by this plant include anodizing,  chromate  con-
 version coating, electrolytic nickel plating, and electroless nickel
 plating. Each of these coating procedures is  described below.


 Anodizing
 Anodizing is performed on aluminum parts only.  Parts received
 from customers are racked in aluminum or titanium racks. The
 racks are immersed in a series of chemical solutions and rinse
 water  baths to generate  an aluminum  oxide coating on the
 part's surfaces.

 Three  steps-- cleaning, anodizing, and  dyeing- make up the
 anodizing process. The cleaning process sequence consists of
 an alkaline cleaner,  a two-tank  counterflow rinse,  a caustic
 etch, a second two-tank counterflow rinse, a desmut rinse, a
 third two-tank counterflow rinse, and a final acid  rinse. After the
 cleaning process, the parts are soft- or  hard-coat anodized in
 sulfuric acid. Following anodizing, the parts either proceed to a
 dyeing process or remain uncolored (clear). The  baths  that
 make up the dyeing process are an agitated deionized water
 rinsa, a two-tank counterflow deionized  rinse, a dye tank,  and
 another two-tank counterflow deionized rinse.

 Both the dyed parts and the clear parts are then  immersed in a
 sealing solution and rinsed in a two-tank counterflow rinse and
 a heated deionized water  rinse. The racks containing the parts
 are then hung on bars to allow the parts to air dry. Dried parts
 are removed from the racks,  inspected, packaged, and re-
 turned to the customer.


 Chromate Conversion Coating
 Only aluminum parts  receive chromate conversion coatings.
The chemical solutions and rinses  for chromating are inte-
 grated  with the  anodizing solutions, and, therefore  the
chromating process uses many  of  the same  baths as  the
 anodizing process. The sequence of baths used for chromate
conversion is: alkaline cleaner, two-tank counterflow rinse, caus-
 tic etch, two-tank counterflow rinse,  tri-acid etch or desmut
 (determined by the part and customer specifications), two-tank
counterilow rinse, yellow  or clear chromic acid  solution, two-
 tank counterflow rinse, and deionized water rinse. Following
 processing, the parts are allowed to dry and are removed from
 the  racks, inspected, packaged, and shipped back to the cus-
 tomer.


 Electrolytic Nickel Plating
 Electrolytic nickel plating is performed on brass, copper, alumi-
 num, and steel parts. However, this line is not used very often
 and as a result generates very little waste. The treatment baths
 used in the  electrolytic  nickel line are: caustic  cleaner,
 electrosoap,  two-tank counterflow  rinse,  desmut, desmut
 dragout, two-tank counterflow rinse, acid salt, hydrochloric acid,
 nickel strike, three-tank counterflow rinse, nickel plating, nickel
 dragout, two-tank counterflow rinse, and heated deionized wa-
 ter rinse. The parts are allowed to air dry,  inspected, packaged,
 and shipped.


 Electroless Nickel Plating
 Most of the production in this plant is  electroless nickel plating
 of steel and  aluminum parts. Five lines are used for nickel
 plating:  a hand-operated barrel plating line, a second line with
 an overhead hoist, a third line dedicated  to aluminum parts, a
 fourth line dedicated to plating ice cube trays, and a crane-
 operated line for large parts.

 The process solutions used in each line are similar, but differ-
 ent prep solutions are  required for the different base metals
 that are plated. In general, the sequence of preparation tanks
 is: alkaline cleaner, electrolytic soap, two-tank counterflow rinse,
 desmut, desmut dragout tank, two-tank counterflow rinse, acid
 dip,  two-tank  counterflow rinse, acid salt, and  a two-tank
 counterflow rinse.

 An abbreviated process flow diagram for the processes used in
 this plant is shown in Figure 1.


 Existing Waste Management Practices
 This plant already has implemented the following techniques to
 manage and minimize its wastes.

  •  Electrowinning is used to generate reusable nickel prior to
    precipitation, thereby reducing the generation of nickel hy-
    droxide sludge.

  •  Flow reducers are used on all flowing rinses to reduce water
    consumption.

  • Staged counter-flowing rinse tanks are used for more effec-
    tive rinsing and to reduce water consumption.

 Pollution Prevention Opportunities
The type of waste currently generated by  the plant, the source
of the waste, the  waste management method, the quantity of
the waste, and the annual waste management cost for each
waste stream identified are given in Table 1.

Table 2 shows the opportunities for pollution prevention that
the WMAC team recommended for the plant. The opportunity,
the type of waste, the possible waste reduction and associated
savings, and the  implementation  cost along  with the simple
payback time are given in  the table. The quantities of waste
currently generated by the plant and possible waste reduction
depend on the production level of the plant. All values should
be considered in that context.

-------
  It should be noted that, in most cases, the economic savings of
  the opportunities result from the need for less raw material and
  from  reduced present and future costs associated with waste
  treatment and disposal. Other savings not quantifiable by this
  study include a wide variety of possible future costs related to
  changing emissions standards, liability, and employee health. It
  also should be noted that the savings given for each opportu-
  nity  reflect the savings achievable when implementing each
  opportunity  independently and  do not  reflect duplication of
          savings that would result when the opportunities are  imple-
          mented in a package.

          This research brief summarizes a part of the work done under
          Cooperative Agreement No. CR-814903 by the University City
          Science Center under the sponsorship of the U.S. Environmen-
          tal Protection Agency. The EPA Project Officer was Emma
          Lou George.
                    Aluminum

                       Parts
     Anodizing



 - Cleaning

 - Anodizing

 - Dyeing

 - Sealing

 - Rinsing
Finished Parts
                    Aluminum

                      Parts
   Chromating



 - Cleaning

 - Chromating

 - Etching

 - Rinsing
                                                                                            Finished Parts
                Stainless Steel,
                Copper, Brass,

                and Aluminum
                     Parts
  Nickel Plating


- Cleaning

- Etching

- Plating

- Rinsing
                                                                                                 Freon

                                                                                                Cleaning
                                                                                            Finished Parts
Figuret. Abbreviated process flow diagram for metal parts coating.

-------
Table 1. Summary of Currant Waste Generation
Wasta Generated
                               Source of Waste
                                       Waste Management Method
                                                                                                      Annual Quantity     Annual Waste
                                                                                                      Generated (Ib/yr)   Management Cost"
Rinse water
Chromium-containing wastewater
Chromium-containing sludgo
Nickel-containing wastewater
Nickel-containing sludge
Waste Freon TF™
Wasta 1,1,1-trichtoroettano
AH process lines
Chromatlng and anodizing lines
Pratreatment of chromium-containing
wastewater
Nickel plating
Pretreatment of nickel-containing wastewater
Vapor degreaslng of parts
Miscellaneous cleaning jobs
pH adjusted; sewered                 62,700,00          $10,500
Chromium removed by Ion exchange;    2,590,000           1,330
pH adjusted; sewered
Shipped offsite.to reclaimer              1,470            2,930
Nickel removed by ion exchange;        3,070,000            510
pH adjusted; sewered
Shipped offsite to reclaimer              1,730            3,470
Allowed to evaporate onsite              8,630            28,500
Shipped offsite for Incineration            2,090            2,250
 'Includes waste treatment, disposal, and handling costs and applicable raw material costs.
T*bl»2. Summary of Recommended Pollution Prevention Opportunities.
                                                           Annual Waste Reduction
Pollution Prevention Opportunity
Replace Freon TF™ used In the vapor de-
gtmser with a nonhazardous cleaner and
post -dean rinse, Thaspont cleaner can be
regenerated onsKa through vacuum distillation
»nd tfw waste post-dean rinse can be
sewered.
Replace the chromic add cleaner In the
etectrotoss-plating hoist Una with a less
hazardous cleaner such as a phosphoric
acid ctatnor. The current use of chromic add
results In the generation of a chromium-con-
talnlng sludge. The replacement cleaner can
be pH-adfustad onsite.
Waste Reduced
Quantity (Ib/yr) Percent
Waste Freon TF™ 8,630 100
Chromium-containing 1, 180 80
sludge
Net Annual Implementation tiimpie
Savings Cost Payback (yr)
$26,2001 $4,900 0.2
2,940 0 0
 1 Total annual savings have been reduced by an annual operating cost required for implementation.
 United States
 Environmental Protection Agency
 National Risk Management Research Laboratory (G-72)
 Cincinnati, OH 45268
 Official Business
 Penalty for Private Use
 $300
                                                                                 BULK RATE
                                                                           POSTAGE & FEES PAID
                                                                                     EPA
                                                                              PERMIT No. G-35
 EPA/600/S-95/027

-------