United States
                    Environmental Protection
                    Agency	
 Risk Reduction
 Engineering Laboratory
 Cincinnati, OH 45268
                    Research and Development
w EPA       Project  Summary
 EPA/600/SR-92/023  April 1992
                    Reduction  of Disinfection
                    By-Product Precursors by
                    Nanofiltration
                    J.S. Taylor, C.R.Reiss, P.S. Jones, K.E. Morris, T.L. Lyn, O.K. Smith,
                    L.A. Mulford, and S. J. Duranceau
                     This document summarizes a project
                    that investigated the cost and perfor-
                    mance of employing a membrane pro-
                    cess to remove disinfection by-product
                    (DBF) precursors at  highly organic
                    groundwater and surface water sites.
                    The groundwater investigation was fol-
                    lowed by the surface water investiga-
                    tion. The main phases of the project at
                    the groundwater and surface water sites
                    were  site selection, membrane  selec-
                    tion,  pretreatment studies  and pilot
                    plant  operation for  1 yr at each site.
                    Eleven different membranes were in-
                    vestigated at the groundwater site,
                    Daytona Beach, FL, using a 1000 gpd
                    membrane pilot plant to produce flow,
                    pressure, and water quality samples.
                    Nine membranes with molecular weight
                    cutoff below 300 produced Jess than
                    0.10 mg/L DBF formation potential (FP)
                    as Cl- in the permeate.  Only  mem-
                    branes classified as ultrafilters did not
                    achieve DBPFP reduction of more than
                    90%.  The pretreatment study at the
                    groundwater  site clearly demonstrated
                    that  only  scaling  control   and
                    prefiltration were required  to control
                    nanofilter fouling. A three stage 50,000
                    gpd pilot plant  was operated for 8650
                    of 8704 hr available for production, ex-
                    periencing less than 1% downtime. Av-
                    erage DBPFP in the permeate stream
                    was 20 ng/L as C|- and was more than
                   96% rejection of DBP precursors  in the
                    raw water. The average rate of  mass
                   transfer coefficient (MTC) decline dur-
                    ing  operation at the groundwater site
                   was taken as 2.2E-7/d2, which did not
                   include a period when new wells were
                   placed on line before adequate flush-
 ing was achieved. DBPFP in the per-
 meate was independent of variation in
 pressure and recovery.   The surface
 water site nanofiltration  (NF)  project
 was conducted at Melbourne, FL. Nine
 different  membranes were tested for
 long-term operation  using  the same
 technique as used at the  groundwater
 site.  Seven of the tested membranes
 with molecular weight cutoffs of 300
 removed  95% of  the DBPFPs to less
 than 100  )ig/L as  Ch  Membranes se-
 lected for long-term operation were the
 DuPont A15s* (A15s) and the Desal DS5
 (DS5) on  the basis of precursor rejec-
 tion and high productivity. Pretreatment
 studies demonstrated that conventional
 pretreatment alone or with sand filtra-
 tion was not  adequate  to remove
 foulants at the surface water site. Alum
 coagulation-settling and rapid sand fil-
 tration (ACSSF),  microfiltration (MF),
 and granular activated carbon (GAC)
 filtration were found to significantly re-
 duce fouling in the pretreatment stud-
 ies  and were used in the pilot plant
 studies. Six different NF systems were
 studied at the surface water site con-
 sisting of three  different pretreatments
 and two different  membranes.  These
 systems  were operated for 16,770.8
 out  of 17,944.5 hr with less than 7%
 downtime. The AC-DS5  system was
found to have the lowest rate of MTC
decline, 0.00010/d2. GAC pretreatment
was the least effective means of reduc-
 ing  MTC  decline.   Alum  coagulation
* Mention of trade names or commercial products does
 not constitute endorsement 'or recommendation lor
                                                                    Printed on Recycled Paper

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(AC), and the DS5 nanofilter were the
most  effective pretreatment process
and membrane for minimizing MTC de-
cline.  The DBPFP averaged 22 |ig/L as
Ch in the permeate stream and repre-
sented more than  98%  reduction of
the raw water DBPFP.  Cost estimates
for a  10  mgd groundwater  NF plant
were  $18,424,250  to  construct and
$0.58/Kgal for operation and mainte-
nance costs. Cost estimates for the 10
mgd surface water NF  plants using
alum, MF, and GAC pretreatment were
$26,402,250,   $30,537,250,   and
$24,571,750 to construct and $1.41/Kgal,
$0.96/Kgaf, and $1.04/Kgal for opera-
tion and  maintenance costs, respec-
tively.
   This Project Summary was developed
by EPA'a Risk Reduction Engineering
Laboratory, Cincinnati, OH, to announce
key findings  of  the research  project
that Is fully documented in a separate
report of the same title (see  Project
Report ordering information at back).

Analytical and Field Procedures
   Standard analytical procedures as ref-
erenced in the 17" Edition  of Standard
Methods (SM) and EPA were utilized for
this project with the exception of DBP,
which  were measured  by interim EPA
methods 551 for the base neutral and 552
for the acid  extractable DBPs.   The
trihalomethanes (THMs) were  measured
by the approved  EPA method 501  and
were also measured as a base neutral in
EPA   method 551.   Both 501 and 551
THMs  are  contained in the final report.
THMs  discussed in this  document were
measured using EPA method 551. Com-
parison of permeate THMs measured by
EPA methods 501 and 551 found statisti-
cally equivalent measurements for total
THMs,  dichlorobromomethane  and
dibromochloromethane,  but  different for
chloroform and bromoform.  All methods
and instruments were standardized and
calibrated before use.
   Field procedures included the installa-
tion and operation of a membrane pilot
plant  at the Daytona Beach, FL, ground-
water site, and the installation and opera-
tion of three membrane pilot plants at the
Melbourne, FL, surface water she. Field
samples were transported to University of
Central Florida (UCF) in ice  filled coolers
on the day of collection.  Laboratory analy-
sis of field samples was completed within
the specified SM or EPA holding times
which never exceeded 2 wk.

Groundwater Study
   The groundwater NF study for DBPFP
reduction was divided into  phases for
membrane selection, pretreatment, and
long-term productivity.  The groundwater
site selected for the year of operation was
located at the Daytona Beach  Brennen
water treatment plant on the east coast of
Florida.  This site  was selected  because
of the high DBPFP, utility  support, and
proximity to UCF.

Groundwater Membrane
Selection
  Eleven  membranes  were tested  at
Daytona Beach for DBP control  and pro-
ductivity with the  use of a small-scale
membrane  unit.   Nine of the  11  mem-
branes tested met  a 0.1  mg/L as Cl~ DBP
concentration limit, and from these, the
A15s was selected on the  basis of pro-
ductivity. The A15s had an MTC of 0.0094
day1.

Groundwater Pretreatment
Studies
  A pretreatment  study was performed
using the bench-scale membrane system
and one A15s membrane. The raw water
was adjusted to pH 6.2 and continuously
passed through a 5m filter for 571 hr at 30
to 65 psi and 20% to 25% recovery. The
stability of the MTC demonstrated that no
pretreatment  other than acidification and
filtration was required. Consequently only
conventional membrane pretreatment was
required for pilot  plant operation  at the
groundwater site.

Groundwater Operation
  The plant personnel recorded pressure
and flow daily and  university personnel
conducted trailer  repairs, chemical
makeup, and sample collections.  The flow
diagram of the groundwater site NF pilot
plant is shown in Figure 1. Each pressure
vessel contained three 4-in. x 40-in. mem-
brane elements in  series. During the year
of operation, 8938.4 hr were available for
operation.  The pilot plant operated 8650
hr  with  54 hr of  unavoidable downtime
and produced water more than 99%  of
the time.
   A change in either pressure or recovery
defined  operational periods that are des-
ignated  by number and vertical  line  in
Figure 2,  the system water MTC  versus
time. System recovery was varied from
70% to 90%, and feed pressure  varied
from 110 to 170 psi. In this figure three
natural operational time periods were es-
tablished by the MTC slope. The rate of
MTC decline during the first period, from 0
to 4750 hr, was 6.53E-6/d2. This decline
rate was representative  of normal mem-
brane fouling and deterioration. From 4750
to 5750 hr, the MTC declined at a rate of
3.96E-4/d2.  During this time, new unde-
veloped wells were put on-line and caused
increased  colloidal fouling.  The  mem-
branes were cleaned with a high phos-
phate cleaner at hr 5750, and the MTC
decline rate was  4.08E-6/da for  the re-
maining operation  to 8650 hr.  The MTC
did not change as operating conditions
changed  but did decline steadily during
operation. The overall MTC decline dur-
ing the year of operation was 24%, 15%
was attributed to normal membrane dete-
rioration and 9% was attribute to irrevers-
ible well field fouling.
  The  raw, feed,  and  permeate  DBPFP
for the surface water and groundwater
sites are  reported in Table 1.   Average
DBPFP concentrations in the groundwa-
ter feed and system permeate were 503
and 20 ng/L as Ch, respectively. THMs
accounted for 72% and 75% of the feed
and permeate DBPFP.  The other major
DBPs  found  in the feed water were
haloacetic acids (HA), averaging 105 u.g/L
as Ch, and chloral hydrate, averaging 32
u.g/L as Ch. The same DBPs, THMs, HA,
and chloral hydrate found in the feed wa-
ter were  dominant in the system perme-
ate. THM, FP, HA, and chloral  hydrate
averaged, 15, 3, and 2 ug/L as Ch in the
system permeate.  Chloroform was the
dominant species  in the feed and system
permeate, comprising  67% of the feed
and 40% of the permeate DBPFP.  The
two major HA in  the feed were  di- and
trichloroacetic acid,  comprising 9% and
12% of the DBPFP.  Mono-, di-, and tri-
chloroacetic acid  were the major HA  in
the permeate accounting for 5%  each  of
the DBPFP.  Over the year, 96% of the
feed stream DBPFP was rejected and the
permeate stream DBPFP never exceeded
0.1 mg/L as C|-
   The total organic halogen formation po-
tential (TOXFP) and  non-purgable dis-
solved organic carbon  (NPDOC), and se-
lected inorganic water quality parameters
for the surface and groundwater sites are
reported in Table 2.  On average,  96% of
the TOXFP was rejected, corresponding
to the rejection of  DBPFP. NPDOC aver-
age rejection was  98%.  Changing operat-
ing conditions of feed pressure and sys-
tem recovery did not appear to affect the
rejection  of either TOXFP, NPDOC,  or
DBPFP.   This result would indicate that
the large organic molecules that comprise
these groups are rejected by sieving rather
than by diffusion.  Calcium hardness aver-
aged 264 mg/L as CaCO3 in the feed and
22 mg/L as CaCO3 system permeate. TDS
averaged 368 mg/L in the feed and 48
mg/L in the system permeate.

Surface Water Study
   The surface water investigation was
similar to the groundwater NF investiga-
tion in that a membrane selection, pre-
treatment, and long-term productivity stud-

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                                               Stage 1
                                                                      Stages
                                                                                                  Stage 3
 Raw Water
                                                                                                             Concentrate
      t*d  Valve


    «P   W/p/i Pressure Pump


     Numbers indicate gage and/or sample locations




 Figure 1. Groundwater membrane pilot plant flow diagram.
                                                                                                          Permeate
 a
      0.015
     0.012
§0.009 -
     O.OOS -
     0.003
                 7000    2000   3000    4000   5000    6000   7000   SOOO    9000
                                     Hours of Operation
Figure 2. Groundwater system (MTC) for the nanofiltration pilot plant.
les were conducted.  After several poten-
tial surface water sites were considered
for pilot plant  operation,  Melbourne,  FL,
was selected because of the very high FP
of the water,  city support,'and the prox-
imity to the university.

Surface Water Site Membrane
Selection
  A total of 10 different spiral-wound thin-
film composite membranes were investi-
gated for pilot plant operation by monitor-
ing flow and pressure and by analyzing
water quality samples collected during the
operation of each of the membranes in a
single element system.   Seven  of  the
                                      tested membranes  reportedly  have mo-
                                      lecular weight  cutoffs less  than 300
                                      and removed  more  than 95%  of the
                                      DBPFP from 1522 u.g/L to less than 100
                                      (ig/L as Ch The productivity of the mem-
                                      branes  as  measured  by the water MTC
                                      ranged from 0.0041/d to 0.0296/d averag-
                                      ing 0.0094/d. Two membranes, an A15s
                                      and a DS5, were selected on the  basis of
                                      DBPFP precursor rejection and high pro-
                                      ductivity.

                                      Surface Water Site
                                      Pretreatment Studies
                                        Four  different pretreatment techniques
                                      in  addition  to conventional pretreatment
 for a NF membrane process were investi-
 gated on a short-term basis.  Each of the
 four techniques included conventional pre-
 treatment,  which is  typically defined  as
 prefiltration through a filter with pore  di-
 ameters of 5 to 20m and acid or antiscalent
 addition to keep a salt from precipitating
 on the feed stream side of the membranes.
 The pretreatment techniques  were con-
 ventional pretreatment, sand filtration,
 ACSSF, MF, and GAC filtration. The  ef-
 fectiveness of the pretreatment techniques
 was judged by the resulting MTC decline
 over time of operation. Limiting the MTC
 decline  to  a maximum of 15% over  an
 assumed 2-wk operation period results in
 an MTC decline rate 0.0001/d2 for a typi-
 cal nanofilter.
   The conventional pretreatment system,
 5m prefiltration and  scaling control, re-
 sulted in less than 2 hr of operation be-
 fore the prefilter had to be replaced. Sand
 filtration in  addition to conventional pre-
 treatment resulted in less than 8 hr  of
 operation before the prefilter had  to.be
 replaced. These experiments clearly dem-
 onstrated that conventional pretreatment
 and sand filtration in addition to conven-
tional pretreatment using a disbursant was
 not adequate for fouling control at the
surface water site.
  The remaining pretreatment systems
 (ACSSF, MF, and GAC) were more effec-
tive.   ACSSF pretreatment resulted in an
MTC  decline  rate  of 0.00035/d2 during
runtimes varying from  40 to 70 hr.  A
Memcor cross-flow microfilter (CFMF) was

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T«W« 1. Organic Water Quality Summary (ng/L as Cl1 for Groundwater and Surface Water Site Nanofiltration Pilot Plant Site
Raw Water
Source
Ground Surface
NPDOC (mg/L)
TOXFP
DBPFP
Bromochtoroacetonitrite
Dichtoroacetonitrilo
DibromoDcotonitrite
Trichloroacetonitrite
Carbon tetrachtorida
Trichtoroethyfane
Totrachloroethylene
1,1,1-TrichIoroethane
1,2-Dibromoe thane
1 ^-Dibromo-3-chloropropane
Chtoroform
Bromodichlorormethane
Chlorodibromomethane
Bromoform
1,1-Oichloropropanone
1,1,1-Trichforopropanone
Chtoropfcrin
Chloral hydrate
Monochtoroacetic acid
Monobromoacetic acid
Dtchloroocetic acid
Dibranoacetic acid
Trichtoroacelic acid
2-ChIorophenol
2,4-Dichlorophenol
2,4,6-Tnchtorophenol
9
1120
503
0
2
0
0
0
0
0
0
0
0
335
27
1
0
0
1
0
32
2
0
43
0
60
0
0
0

AC
29 10
6232 1248
2446 478
4
27
1
1
1
0
0
0
0
0
865
80
5
3
2
43
1
187
9
0
336
2
878
0
0
0
3
4
0
0
0
0
0
0
1
0
176
65
20
3
0
13
3
40
4
0
60
3
80
0
0
0
Surface
Feed
MF
27
4925
1939
3
35
6
1
0
0
0
6
0
0
735
84
5

3
40
0
146
8
0
267
2
630
0
0
0

GAC
23
3467
1342
3
3
0
0
0
0
0
0
0
0
502
68
5

26
62
6
0
182
3
452
0
0
0
Ground
PERM
A158
0.2
43
20
0
0
0

0
0
0
0
0
8
5
2

0
2
1
0
1
0
1
0
0

PERM
AC-
A15s
0.1
56
18
0
0

0
0
0
0
0
3
4
4
1
1
0
0
1

2

1
0
0


PERM PERM
CGMG- GAC-
DS5 DS5
0.2
47
30
0




0
1
0
3
8
7
3

0
0-
2
1




0
0
0.1
94
14
0'
0



Q
0
0
0
1
3
5
'3
0
0
o
0
0
A
1
•1
1
Q
0
0
Surface
PERM
AC-DS5
0.4
74
35
0
o


o
0
0
0
4
7
10
6
0
0
0
1
2
o

2
1
i
o
0
0

PERM
DFMF-
DS5
1.6
56
26
o
0
o
0
o
o
o
0
1
0
1
4
7
5
0
0
0
1
4
o
•(
2
o
0
0
0

PERM
GAC-
A15s
BDL
62
16
0
0
0
0
o
o
0
0
0
0
1
2
5
3
0
0
0
0
0
1
2
1
•(
0
0
0

PERM
GAC-
A15S
1.3
45
18
0
0
0
0
0
0
0
0
0
0
2
3
5
2
0
0
0
1
1
1
1
2
0
0
0
0
 used to pretreat the raw water before NF.
 Operational times up to 365 hr using only
 the CFMF were achieved before CFMF
 fouling terminated the experiment. CFMF-
 NF series operation achieved run times of
 110 to 150 hr before a scheduled termina-
 tion was implemented. The NF MTC de-
 cline rate was 0.0006/d2 to 0.0008/d2 in
 these studies.  The CFMF flux was varied
 from 70 to  161 gal/ftVday (gsfd).  CFMF
 lluxes less than 100 gsfd resulted in longer
 times o! operation.  GAC pretreatment
 resulted in NF MTC declines of  0.0010/d2
 or higher.  The longest time of  operation
 (approximately 40 to 60 hr) was achieved
 at the lowest GAC surface loading rates
 (SLR). GAC SLRs were varied  from 1.54
 to 0.72 gal/ftVmin  .
    The surface water site pretreatment
 studies  demonstrated that some form of
 pretreatment would significantly decrease
 the rate of  NF MTC decline and cleaning
 frequencies.  AH pretreatment processes
 had reduced NF  fouling relative to con-
 ventional pretreatment.  CFMF was the
 most effective process for reducing the
 rate of MTC decline, but the results of the
 pretreatment study showed ACSSF and
GAC as effective processes for reduction
of NF fouling.  The pilot plant was modi-
fied from a three-stage system to two sepa-
rate two-stage systems. The CFMF was
used in series with the single-stage pilot
plant, and the modified  pilot plant was
used to investigate GAC and alum coagu-
lation pretreatment. Consequently all pre-
treatment  processes were evaluated  in
long-term operation at  the surface  water
she.

Surface Water Site Operation
   Six separate systems were evaluated
on a long-term basis at the surface water
site that involved three different pretreat-
ment  processes and two different
nanofilters. The pretreatment systems —
ACSSF,  GAC,  and both crossflow and
direct flow microfiltration (CFMF, DFMF)
— were used in advance of the DS5 and
the A15s nanofilters.  The systems are
abbreviated  as  AC-A15S, CFMF-DS5,
GAC-DS5,  AC-DS5,  DFMF-DS5, and
GAC-A15S.   A single-stage  NF system
was used to pilot the CFMF-DS5 and the
DFMF-DS5 systems.  The remaining  NF
systems were operated using a two-stage
pilot plant. The AC-A15S, GAC-DS5, and
CFMF-DS5 systems were operated simul-
taneously in the initial phase of the project.
The AC-DS5,  GAC-A15s,   and DFMF-
DS5 were operated simultaneously in the
latter phase of the project.

Run Time Analysis
  The six NF systems were available for
operation a total of 20.141.3 hr and expe-
rienced  a total downtime of 3373.5 hr,
which was subdivided into avoidable and
unavoidable downtime. Avoidable down-
time was classified as time generated due
to  research preparation.   Unavoidable
downtime, lost because of normal produc-
tion activities, totaled 1173.7 hr.  The un-
avoidable downtime, which varied  from
5% to 10%, averaged 7% of the produc-
tion time taken as the sum of the runtime
and the  unavoidable downtime.  Two of
the major categories of unavoidable down-
time were power interruption due to main
plant shutdown and filter backwash, which
accounted for 23% and 10% of the un-
avoidable downtime and would be avoided
in an actual membrane plant environment.
The surface water site NF  systems con-

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 Table 2. Inorganic Water Quality Summary for Groundwater and Surface Water Site Nanofiltration Pilot Plant Sites
                            Raw Water
Parameter
Color
TDS
Sodium
Total
Hardness
Calcium
Hardness
Chloride
Sulfates
Alkalinity
pH
Iron
Turbidity
Heterotopic
Plate Count
Source
Units
Ground Surface
(CPU) -
(mgn.)
(mg/L)

(mg/L as CaCOJ

(mg/L as CaCO3
(mgO.)
(mgfl.)
(mgfl.)
6.3
(mgO.)
(NTU)

(CFU/mL)
31
368
20

289

264
29
0.3
295
7.7
374
0.67

63
224
379
46

138

99
93
0
95
7.3
304
5.33

3174

AC
12
458
47

196

148
98
90
65
7.8
71
0.42

1427
Surface
Feed
MF
167
364
45

141

101
94
0
111
7.5
154
0.16

978

GAC
149
358
39

135

101
87
4
82
4.4
165
0.93

2030
Ground
PERM
A15s
1
48
7

25

22
5
2
22
3.7
32
0.14

410

PERM
AC-
A15s
1
38
15

26

23
34
6
4
6.5
11
0.11

409

PERM
CFMF-
DS5
1
228
32

56

53
85
1
88
3.2
3
0.12

351

PERM
GAC-
DS5
0
169
29

49

37
68
29
25
2.9
4
0.02

173
Surface
PERM
AC-DS5
1
162
36

27

18
77
16
0
4.8
35
0.00

146

PERM
DFMF-
DS5
1
230
37

-65

45
84
0
29
6.4
25
0.04

1129

PERM
GAC-
A15s
0
149
28

43

26
51
0
24
5.6
120
0.20

1123

PERM
GAC-
AlSs
1
119
20

26

18
40
0
8

2
0.04

tooo
 sistently produced water on average more
 than 93% of the time.

 System Water Quality
  The organic solute average concentra-
 tions  for the  most frequently observed
 DBPFPs from different systems were ana-
 lyzed statistically.  The analysis indicated
 that systems involving DFMF pretreatment
 and the AC-DS5 system produced statisti-
 cally different average permeate concen-
 trations.  These occurrences  were most
 common to  the THM and  HA  species;
 when the occurrences were compared with
 the average DBPFPs of each system, the
 AC-DS5  system and  systems involving
 DFMF pretreatment were found to be the
 least effective for DBP precursor removal.
  Percent NPDOC removal through only
 the nanofilter for the corresponding sys-
 tem percent recovery and pressure gradi-
 ent, as shown in Figure 3 for the CFMF-
 DS5 system, is independent of the oper-
 ating conditions or percent recovery. This
 same trend was found for all systems.  In
 a diffusion controlled process, the  solute
 percent removal would increase as pres-
 sure increase  and recovery decreased.
 That trend may be slightly evident for the
 AC-DS5 and GAC-DS5 systems, but the
 opposite  or,  more likely,  no  trend was
 indicated for the remaining systems. Siev-
 ing  is indicated as the major mechanism
 of NPDOC removal because the percent
 of NPDOC removal is largely  unaffected
by variations  in pressure  and recovery.
As  NPDOC is representative  of DBPFP
precursors, the majority of DBPFP reduc-
tion would be realized by sieving and would
be independent of process optimization at
high flux  and low recovery.   A similar
relationship for  general DBPFP and
TOXFP independence from pressure and
recovery  was also observed.  Conse-
quently these  data indicate that a very
high DBPFP reduction may be  realized by
NF but that optimization of a given mem-
brane for DBPFP reduction is not feasible
by varying pressure and  recovery.  The
data in Table  1 show that the permeate
DBPFP varied from 14 to 35 ug/L as Gl-
and  averaged  22 ng/L as C|-  for all sys-
tems.  The two lowest permeate DBPFP
average concentrations were realized  by
the GAC-DS5 and the GAC-A15s two-
stage systems. The highest DBPFP aver-
age concentration was realized by the AC-
DS5 system. These results indicated that
a THM concentration below 50 jig/L, but
not below 25 ug/L, as the species could
be consistently maintained in a field appli-
cation.  The ratio of DBPFP, THMFP, and
HAFP to TOXFP was statistically equiva-
lent  in the  raw,  feed,  and  permeate
streams for each system at all  sites. The
ratio of brominated species  was greater
in  the permeate than in the feed or raw
streams at the surface water  site for  all
systems. The  concentrations  of chloro-
dibromomethane,   bromoform,   and
dibromohaloacetic  acid was  in general
greater or equal in the permeate stream
as opposed to the raw and feed streams.
The THMFP of the AC-A15s,  GAC-DS5,
and GAC-A15s systems was 11 or 12 ug/
L as Cr and was the lowest for the six
 systems.  The AC-DS5 system recorded
 the highest THMFP, 27 u.g/L as Ch  The
 HA concentration in .the  permeate from
 the six systems ranged from 2 to 7 ug/L
 as Ch with dibromoacetic acid being the
 most prevalent.
   The inorganic species was dependent
 on NF pressure and recovery, which  is
 indicative  of a diffusion controlled solute
 mass transfer process.  Consequently in-
 organic permeate concentration varied by
 changing  pressure and recovery  but or-
 ganic permeate concentration did not  in
 these studies.  All NF systems effectively
 reduced color to 0 or 1 cpu on average.
 The calcium hardness ranged from 18 to
 53 mg/L as CaCO3. All systems realized
 moderate  sodium removal.  The AC-A15S
 system achieved the lowest sodium con-
 centration in the permeate stream, 15 mg/
 L. The microfilter was the  most effective
 pretreatment process for removal of tur-
 bidity  and heterotrophic plate count re-
 duction.

 System Productivity
  The  NF pilot plants were  operated in
 time intervals or periods specified by dif-
 ferent combinations of flux and recovery.
 Four operating conditions were used to
 evaluate the performance of the 2-stage
 pilot plant  using GAC or alum coagulation
 pretreatment:  10 gsfd/45%, 10 gsfd/65%,
 15 gsfd/45%,  and 15 gsfd/65%. Six dif-
ferent operating conditions were used to
 evaluate the performance of the  single-
 stage pilot plant, which specified nanofilter
flux, nanofilter recovery, and microfilter flux:

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         140
         1 2O
     I
     JB  *0°

     §

     °-  80


        60
                                                            100
                                              98
                                 98
                                         100
                          100
                                    98
                                       J_
            10
                         20
                                     30
                                 Recovery (%)
                                                    40
                                                                 SO
Figure 3. Percent NPDOC rejection for the CFMF-DS5 surface water site nanofiltration system.
      0.03
                         rooo
                                                                      4000
                                      2000           3000
                                   Hours of Operation

Figure 4. Mass transfer coefficients for the various pretreatment systems for the surface water
         nanofiltration site.
10gsfd/15% and 15 gsfd/24% each in com-
bination with  50 gsfd, 75 gsfd, and 100
gsid.   The GAC-A15s system was  also
operated as a single-stage system so that
a lower  GAG SLR  could be evaluated.
The MTC declined with time within peri-
ods of operation and is shown  in Rgure4
for all the surface water site NF systems .
The abrupt changes occurred  when  the
nanofilters were cleaned.
  The productivity of each of the six sur-
face water site NF systems was analyzed
by determining the  change of the MTC
(1)  with  respect to  time of operation by
linear regression and (2) with  respect to
time of operation, surficial membrane ve-
locity, membrane flux, feed stream NPDOC
concentration, and microfilter flux by mul-
tivariate  linear regression. The multivari-
ate linear regression equation is shown
below:

   MTC = A + B(FR) + CT + DF+
   EO + G(MF)
   where: MTC = mass transfer
          coefficient, 1/d
          A = constant
          B,C,D,E,G = linear regression
          coefficients
          FR = (F/2)(1/R + (1-R/R)), gsfd
          T = time of operation, hr
          O = NPDOC, mg/L
           F = nanofilter flux, gsfd
           MF = microfilter flux, gsfd
           R = decimal fraction NF
           recovery
   The results of this analysis  are shown
 in Table 3.   Only the time and MF coeffi-
 cients have  a consistent sign, negative.
 This  would indicate a changing relation-
 ship  between fouling and the remaining
 variables identified in the regression equa-
 tion.  The lack of a consistent  sign on the
 FR,  F,  and  NPDOC coefficients for the
 model will not support any readily appar-
 ent overall interpretation of horizontal flux,
 vertical  flux, and NPDOC on water pro-
 ductivity. The system productivity did al-
 ways decrease  with time and MF flux.
 Both linear models were descriptive of the
 MTC with a high level of confidence, but a
 significant amount of the variation between
 the actual and predicted MTCs cannot be
 accounted for by the models.
   Initially, during simultaneous operation,
 the CFMF-DS5 system had the least MTC
 decline with  time, 3.99E-6, which was 36%
 less than the AC-A15S system and 255%
 less  than  the GAC-DS5  system.  All
 NPDOC coefficients were negative during
 the  initial operation as expected.  The
 CFMF-DS5  system MTC was less effected
 by NPDOC  than were  the other systems.
 The CFMF-DS5 NPDOC coefficient was

-------
-1.2E-4,  which  was  approximately one-
third of the GAC-DS5 and one-sixth of the
AC-A15S NPDOC coefficients during this
time period.   Interestingly,  the highest
NPDOC concentrations were received by
the CFMF-DS5 system, 25 mg/L, as com-
pared with 20 mg/L for the GAC-DS5 sys-
tem and '8 mg/L for the AC-15s system.
The rate  of MTC decline with respect to
NF flux was unexpectedly positive varying
from 1.46E-4to2.57E-4.
  During the simultaneous operation in
the latter  phase of the project, the AC-
DS5 system was found to have the least
rate of MTC decline with time as  shown
by the multivariate regression coefficient
for time,  -5.26E-7, which  was more than
one order of magnitude less than  that of
the DFMF-DS (-7.77E-6) or that  of  the
GAC-A15S (-8.42E-6). The AC-DS5 sys-
tem  had the least rate  of  MTC decline
with respect to time for both the linear and
multivariate regression.   The regression
coefficients for FR, flux, and NPDOC var-
ied positively and negatively during the
latter simultaneous operation period; this
does not  indicate any apparent relation-
ship to MTC and was unexpected.
  The multivariate MTC analysis indicated
that any surface water system using GAC
pretreatment had the  most  rapid rate  of
MTC declines, which was approximately
an order of  magnitude more than  other
systems; the DS5 membrane was  less
fouled during operation; and the alum co-
agulation pretreatment produced the least
rate of MTC decline. The GA.C-A15s sys-
Tablo 3. Surface Water Site Solvent Mass Transfer Coefficent (MTC) Multiple Regression

System        Constant   	Coefficients	    R2      F d(MTC)

AC-Al5sOld*
AC-Al5sNew
CFMF-DS5
GAC-DS5
AC-DS5
DFMF-DS5
GAC-A15S
GAC-A15s"

0.013
0.021
0.013
0.025
0.016
0.014
-0.009
0.002
FR
105
-4.27
-16.6
6.55
25.7
45.1
-1.43
95.7
-35.6
Time
105
-0.70
-0.54
-.040
-1.02
-0.05
-0.78
-0.84
-3.93
NF
Flux
•10*
2.02
2.45
1.46
2.57
-4.27
-1.12
5.97
9.96
NPDOC
10*
-2.41
-7.47
-1.20
-3.39
1.68
-1.77
1.80
8.47
MF
105
0.450
0.452
-3.38 0.317
0.648
0.475
-7.12 0.668
0.610
0.662

100
67
46
146
58
96
76
31
dt
10*
-2.53
-2.10
-1.89
-2.25
-1.00
-1.88
-6.02
-17.4
 ' Used at Groundwater Site
 ' Single Stage
Table 4.   Summary Cost Table for Various Water Treatment Processes for a 10 MGD Membrane
         Nanofiltration Plant
Type of plant
Groundwater
Capital:

O&M

Surface water
Capital:

O&M:

Surface water
Capital:

O&M

Surf act water
Capital:

O&M


$
$/Kgal
$/yr
$/Kgal

$
$Kgal
$/yr
$/Kgal

$
$/Kgal
$/Vr
$/Kgal

$
$/Kgal
$/yr
$/Kgal
Advanced
Pretreatment
None
0
0
0
0
Alum
5,494,000
0.18
2,835,000
0.78
GAC
3,663,500
0.12
760,400
0.20
Microfiltration
9&80.000
0.32
938,000
0.27
Membrane Total Cost $/Kgal
Nanofiltration
18,424,250
0.59
2,109,000
0.58
Nanofiltration
20,908,250
0.67
2,304,000
0.63
Nanofiltration
20,908,250
0.67
3,054,000
0.84
Nanofiltration
20,557,250
0.66
2,514,000
0.69




1.17




2.26




1.83




1.94
 tern was operated as a single-stage sys-
 tem to  determine if the rate of MTC de-
 cline could be lessened by a reduced GAC
 SLR; however, the rate of MTC decline
 increased  as the GAC SLR decreased.
 These results demonstrated that the DS5
 nanofilter was less fouling than the A15s
 nanofilter;  that  decreasing GAC SLR did
 not reduce nanofilter fouling; and that the
 indicated  rate of nanofitter MTC decline
 by pretreatment was alum coagulation  <
 MF < GAC. The linear regression of MTC
 with time indicated that GAC pretreatment
 was the least effective  treatment for the
 reduction of fouling; that the AC-DS5 sys-
 tem  experienced the least rate of MTC
 decline (0.000100/d2); that the DS5 mem-
 brane  had a slightly better rate of MTC
 decline; and that alum coagulation was  a
 better pretreatment process for fouling re-
 duction.

 Cost Estimates
   Cost  estimates (Table 4) for the con-
 struction, operation, and maintenance of
 representative 10  mgd NF  plants  at
 groundwater and surface water sites were
 developed  for  an  NF  system that con-
 sisted  of prefiltration, acid addition, NF,
 packed tower aeration, disinfection, stabi-
 lization, and storage.  Additional pretreat-
 ment costs were incorporated in the sur-
 face water estimates: ACSSF, MF, and
 GAC filtration. All capital costs were am-
 ortized for 20 yr at 10%, and all unit costs
 ($/Kgal) are based on 10 mgd of finished
 product water.
   The  groundwater  cost estimate for the
 NF plant was  based on  85% recovery
 and 15 gsfd flux.  The total cost estimate
 for constructing, operating, and maintain-
 ing an NF plant at  the  groundwater site
 was  $1.17/Kgal. Only conventional pre-
 treatment (acid  addition and prefiltration)
 is required.  Construction cost was esti-
 mated  at  $18,424,250 ($0.59/Kgal); the
 O&M cost at $2,109,000/yr ($0.58/Kgal).
   An NF system constructed  and oper-
 ated  at Melbourne, utilizing a surface wa-
ter source,  would have a higher cost due
to required pretreatment.  The  surface
 water NF plants were based on a 10 gsfd
flux and 75% recovery.   The cost esti-
 mate to build and operate a 10 mgd GAC-
 NF system  was $24,571,750  or $1.83/
 Kgal.  The total cost estimate to build and
 operate a  10 mgd  AC-NF system was
$26,402,250 or $2.26/Kgal.. The total cost
estimate to build and operate a 10 mgd
 MF-NF system was $30,537,250 or $1.94/
Kgal.

Summary
  NF pilot  plants processing highly or-
ganic raw  waters  were operated at  a
         •&U.S. GOVERNMENT PRINTING OFFICE: »»3 - 75047I/80N8

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Daytona Beach, FL, groundwater site for
8650 hr and at a Melbourne, FL, surface
water site for  16,770.8 hr.   Both plants
consistently removed 98% of the DBPFP,
whfch averaged 20  and 22 u.g/L as Cl~,
respectively, in the finished water.  The
rate of MTC decline  averaged approxi-
mately 2E-7/d2 and 2E-4/6?, respectively,
and the approximate cleaning frequency
at the groundwater and surface water sites
 was  6 mo and 1  wk, respectively.  The
 order of the pretreatment processes based
 on the least  rate of NF MTC decline was
 alum coagulation,  MF, and GAG filtration.
 The  removal of DBP precursors by NF
 was  independent  of pressure and recov-
 ery variations  at  both  sites, which  indi-
 cates DBP rejection  by NF can  be pre-
 dicted by a sieving as opposed to a diffu-
 sion  model.   The cost estimate  for the
groundwater plant was $0.59/Kgal for con-
struction and $0.58/Kgal for operation. The
least costly surface water plant used GAC
pretreatment and was estimated  to be
$0.79/Kgal for construction and $1.04/Kgal
for operation and maintenance.
  The full report was submitted in  fulfill-
ment of CR 815288  by the University of
Central Florida under the sponsorship of
the U.S. Environmental Protection Agency.
   J.S. Taylor, C.R.Reiss, P.S. Jones, K.E. Morris, T.L. Lyn, O.K. Smith, LA. Mulford,
     and S. J. Duranceau are with the University of Central Florida, Orlando, FL 32816.
   J. Keith Carswell  was the EPA Project Officer (see below).
   The complete report, entitled "Reduction of Disinfection By-Product Precursors by
     Nanofiltratlon," (Order No. PB92-149 269/AS; Cost:  $73.00, subject to change)
     wilt be available only from:                           '.
           National Technical Information Service          ;
           5285 Port Royal Road                        :
           Springfield, VA 22161
           Telephone: 703-487-4650
   For further Information, Jeff Adams can be contacted at:
           Risk Reduction Engineering Laboratory
           U.S. Environmental Protection Agency
           Cincinnati, OH 45268
United States
Environmental Protection
Agency
Center for Envirpnmental Research
Information     ;
Cincinnati, OH 45268
             BULK RATE
        POSTAGE & FEES PAID
                 EPA
           PERMIT NO. G-35
Official Business
Penalty for Private Use $300
EPA/600/SR-92/023

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