United States
Environmental Protection
Agency	
Risk Reduction
Engineering Laboratory
Cincinnati, OH 45268
Research and Development
EPA/600/SR-92/089  June 1992
 Project  Summary
A Study to Determine the
Feasibility of  Using  a Ground-
Penetrating  Radar for  More
Effective  Remediation of
Subsurface Contamination
Dennis G. Douglas, Alan A. Burns, Charles L. Rino, Joseph W. Ma re sea, Jr.
and James J. Yezzi
  A study was conducted (1) to assess
the capability of ground-penetrating ra-
dar (GPR) to identify natural subsur-
face features, detect man-made objects
burled in the soil, and both detect and
define the extent of contaminated soil
or ground water due to a toxic spill,
and (2) to determine the minimum per-
formance specification (In terms of
hardware, data collection, and  signal
processing) necessary for a GPR to
achieve these goals. As a means of
addressing both aspects of the study,
several models were developed to
quantify the response of different GPR
systems to these subsurface environ-
ments. A number of conclusions
emerged  from this study. The technol-
ogy for making all  of the above mea-
surements already exists, but the sys-
tems  most commonly found in com-
mercial use today  either are not ad-
equately designed to detect and define
subsurface soil and ground-water con-
tamination or are not operated in such
a way as to make this possible. In terms
of hardware, it was found that, to oper-
ate effectively in all three generic sub-
surface environments  investigated in
this study, a radar system must  have a
very  high figure of merit. In terms of
signal processing, it was found that for
typical GPR  systems  synthetic-aper-
ture-radar (SAR) processing is required;
this conclusion was  based on three
reasons:  (1)  better horizontal resolu-
tion is achieved with SAR processing;
(2) SAR processing allows the system
to operate at lower frequencies and thus
achieve deeper penetration; and (3)
SAR processing reduces ambient noise,
which improves the detection and iden-
tification capabilities of GPR. It is rec-
ommended that simple proof-of-prin-
ciple experiments be undertaken to vali-
date the models developed in this
study. To the  extent that the experi-
ments prove successful, GPR may be-
come a significant tool in rapidly iden-
tifying and cost-effectively remediating
subsurface contamination.
  77i/s Project Summary was developed
by EPA's Risk Reduction  Engineering
Laboratory, Cincinnati, OH, to announce
key findings of the research project
that Is fully documented In a separate
report of the same title (see Project
Report ordering Information at back).

Introduction
  Remediation of toxic spills is often costly
and entails  cumbersome procedures to
determine the horizontal and vertical ex-
tent of the  contaminated soil or ground
water. The  traditional method is to drill
core samples in the area where the con-
taminant  is  thought to  be  present and
then analyze these in a laboratory. The
denser the sampling grid, the more effec-
tive it is; unfortunately, it  is also  more
expensive to implement and more damag-
ing  to the environment. Even with very
dense sampling  grids, serious interpreta-
tion mistakes can be  made if a fluvial
pathway is  not  detected by monitoring
wells. A nonintrusive method of detecting
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 subsurface contamination, therefore, would
 be highly desirable. Toward this end, the
 use of ground-penetrating radar (GPR) to
 locate and map subsurface contamination
 was investigated. If GPR proves effective,
 it can be combined with conventional meth-
 ods to ensure better placement of drilling
 sites and to reduce the number of samples
 necessary.
   GPRs have been proposed repeatedly
 for applications involving sensing or map-
 ping the location of underground contami-
 nants. Some experimental evidence of the
 successful use of GPR  for this purpose
 has been presented in a number of publi-
 cations and technical presentations. How-
 ever, this  evidence  is largely  anecdotal
 and lacks quantitative support. Thus, those
 positive  results appear as special cases
 that cannot be extrapolated to general situ-
 ations. This deficiency arises from the lack
 of a quantitative  model  for the effect of
 contaminants on those properties of soils
 that affect GPR performance and,  hence,
 GPR performance specifications. The work
 described in the full report shows that the
 lack of success in these  earlier programs
 can be largely ascribed to use (or consid-
 erations) of radars whose performance lev-
 els are insufficient for the task and  to a
 need for much more  intensive data pro-
 cessing.
   While the literature  indicates  that radar
 measurement  systems may  have  the po-
 tential to improve remediation efforts, such
 potential has yet to be realized. Three key
 elements are lacking in the radar studies:
 (1) a quantitative  model of  the effect of
 contaminants on the radar-relevant prop-
 erties  of soils,  (2)  understanding  and
 "matching" the radar characteristics to the
 environment and  the  target(s) to  be de-
 tected so as to get the best possible sig-
 nals, and (3) the development  of  signal-
 processing methods best suited to take
 advantage of  the  signals returned from
 subsurface scatterers.

 Objectives
  One objective of this work was  to as-
 sess the capability of GPR to identify natu-
 ral subsurface  features, detect man-made
 objects buried  in the soil, and both detect
 and define the extent of contaminated soil
 or ground  water.  The second  objective
 was to determine the minimum GPR  per-
 formance specification required to accom-
 plish the first objective.

 Report Organization
  The work done  in fulfilling these  objec-
tives is  presented  in the final report, "A
 Study to Determine the Feasibility  of Us-
 ing a Ground-Penetrating Radar for More
 Effective Remediation of Subsurface Con-
 tamination."

 Conclusions
   The consideration of alternative designs
 for the radar system required the elucida-
 tion of a  "figure of merit" for the system
 that included hardware and data  collec-
 tion considerations. This work considered
 the  relative performance of several exist-
 ing  radar  designs: a  typical short-pulse
 radar, a short-pulse radar with higher trans-
 mitter power, and a synthetic-pulse radar.
 The results of this work showed that, al-
 though the short-pulse and synthetic-pulse
 radars were mathematically equivalent, the
 synthetic-pulse radar offered performance
 that was  potentially 40 to 60  dB better
 than the short-pulse radar because it could
 transmit  far  greater power per spectral
 line. Furthermore, while the improved per-
 formance offered  by  the  synthetic-pulse
 system was not often needed for the usual
 "hard-target" GPR applications, this  im-
 proved performance was essential  for the
 detection  of small changes in  dielectric
 constant such as would be expected in a
 situation where a small region (or  thin
 layer) of contamination was encountered.
   Two signal-processing  methods were
 included in this stage  of the work: real-
 aperture and synthetic-aperture (SAR) pro-
 cessing. The results showed that synthetic-
 aperture (coherent) processing had a sig-
 nificant advantage in remediation applica-
 tions over the typically used  incoherent
 processing. Although it is computation-in-
 tensive, SAR processing afforded a higher
 signal-to-noise  ratio and effectively sup-
 pressed the clutter from adjacent  reflec-
 tions. To  detect  modest levels of most
 common contaminants at depths of 10 to
 15m and in moderately conducting soils,
 it was estimated that a combined  radar-
 processing figure of merit of  200 to  220
 dB is necessary. Considering the current
 radar technology,  it was determined  that
 this  level of figure of merit could best be
 achieved by combining a synthetic-pulse
 radar with  synthetic-aperture processing.
 It was also determined that one can ob-
 tain  an  additional  processing gain of 35
 dB by using a 3000-s observation time to
 collect data from a three-dimensional vol-
 ume and then SAR-processing these data;
 the figure  of merit could thus  be  effec-
 tively increased  by 35 dB, which  would
 mean better performance of the GPR in
 detecting the desired target.
  As part of the radar design assessment
task,  a numerical  model was developed
that  could  illustrate the nature  of radar
 returns from  various modeled soils  and
geometries and show the processing gains
 obtained  by different signal-processing
 methods. The model described the electri-
 cal characteristics of soils and of various
 potential  contaminant  materials at  radar
 frequencies from about 20 MHz to about
 200 MHz. This work showed that, for the
 radar frequencies considered, the dielec-
 tric  constant and attenuation coefficient
 associated with these  soils (with the ex-
 ception of wet clays and ionic (salt-laden)
 silts and sands) were not fundamental ob-
 stacles to the propagation of radar energy
 through the  medium.  The work further
 showed that, for the range of  radar fre-
 quencies  most suitable  to radar energy
 penetration to a working-goal-depth of
 about  10 m (in nominal soil conditions),
 consistent with the bandwidth necessary
 for adequate resolution, the dielectric con-
 stants and attenuation coefficients  were
 nearly constant over the spectral range.
   The second stage of the work entailed
 developing geological  and  contamination
 geometries that  could describe  various
 contamination layers and plumes. These
 geometries were  needed so that the per-
 formance of the  radar designs could be
 tested against the modeled electrical char-
 acteristics of the bulk materials. This work
 led to the development of three essential
 geometries that represented seven of the
 ten "common cases" of remediation  con-
 figurations described by the EPA.
   It  is difficult  to define  a "typical"
 remediation site  suitable for a  baseline
 test, because soil  properties, moisture con-
 tent, and  contamination  environment dif-
 fered dramatically from  site  to  site. An
 almost  limitless  combination of  factors
 could be  ascribed; this  made the radar
 design  assessment difficult because  not
 every combination  could be addressed.
 To deal with this  lack of a "typical site," a
 generic soil condition (comprised of a sand-
 clay  mixture) was selected. The assess-
 ment work entailed adding  various mois-
 ture  and contaminant contributions to this
 soil mix, appropriate to the geometry con-
 sidered. This "soil" is roughly equivalent to
 the "synthetic  soil  matrix"  (SSM) devel-
 oped by  the EPA as representative of
 Superfund sites.
  The  numerical  model  allowed  the ef-
 fects of various spatial  sampling schemes
 to be examined. This model showed that,
 with the incoherent signal processing usu-
 ally  applied to  GPR data, the wide
 beamwidths associated with  GPRs  cre-
 ated a  confusing display of the subsur-
face  environment; these results were con-
 sistent with the images  usually created by
commercial GPRs.  The numerical model
 also  showed that  when synthetic-aperture
processing was  used, the background

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noise in the  radar images was reduced
and discrete  scatterers in the radar field
of view were tightly localized.
  A significant  portion of the design as-
sessment  task  addressed various  detec-
tion strategies. That is, given a  radar and
a geometry, this work sought to identify
key strategies that could be used  to de-
duce the presence (or lack) of contamina-
tion in the subsurface returns from the
processed data. This was a central effort
in the work (after the basic feasibility  of
using synthetic-pulse radar and SAP pro-
cessing for remediation support had been
established).  This work  resulted  in two
novel findings.  First,  it  appears that for
contaminants with low dielectric constants
(which include most non-ionic materials),
there can  be  large contrasts in volumetric
scattering (up to 7 dB) between contami-
nated and uncontaminated regions. Such
contrast ratios are well within the  detec-
tion range of a system with a high figure
of merit, such as the synthetic-pulse radar
with SAR processing designed in this work
assignment.  Second,  it  was determined
that a thin layer of contaminant "floating"
on the water  table will produce a measur-
able signal if the layer is  more than a few
centimeters thick; the appearance of such
a signal at some  point in a survey would
indicate the presence of contaminant there.
However,  the nature of this signal is such
that  it might be difficult  to distinguish  it
from a  local  change in the depth of the
water table, so its overall utility is ques-
tionable,  even though  it  is surprisingly
strong. On the other hand, thicker layers
will produce  a strong and distinctive sig-
nal. Strong signals will also be produced if
abrupt  transitions  are  induced  at the
boundaries between a lighter, immiscible
contaminant and a water  table with gradu-
ally increasing saturation. It was  shown
that  volumes of pure fine  and very fine
soil particles (such as are found in silts
and clays) can greatly degrade the perfor-
mance of a GPR. Some fraction of these
soils is usually composed of larger imbed-
ded  particles, such as sand  grains. The
analytical model has determined that the
presence of these  larger particles  facili-
tates the detection of contaminated re-
gions.

Recommendations
  This work assignment showed that, for
the environments and contamination ge-
ometries modeled  here, a radar with a
high figure of merit combined with coher-
ent signal processing  can detect contami-
nation under a wide range of conditions.
Such a radar can be  achieved with  exist-
ing technology.
  The results of this work showed that
two-dimensional coherent processing (sur-
face  distance,  depth) was necessary  to
detect deep, low-contrast targets. Impor-
tant  performance  gains, however,  could
be achieved with the  use of three-dimen-
sional techniques (surface area, depth).
This type of data collection (and process-
ing)  will be necessary in order to enhance
weak targets in a cluttered environment,
and  it is essential for providing a vehicle
for "intelligent," understandable displays.
  The models developed in this work rep-
resented an idealized soil environment and
did not address an inhomogeneous propa-
gation medium. In  an extreme case, an
inhomogeneous medium can lead to poor
estimates of the radar propagation veloc-
ity, which limits the ability of the coherent
processing to properly "register" the  scat-
terers. It can also lead  to an  increase in
the  radar  clutter field,  which decreases
the  otherwise achievable high signal-to-
noise ratio. On the other hand, the detec-
tion of contaminants is facilitated by the
presence of small irregularities in an oth-
erwise "pure" soil as a result of the in-
creased  volume  scattering that  occurs.
While modeling of more complex environ-
ments is possible in principle, such work
would not (because of the clutter) realisti-
cally or economically model any particular
environment. Therefore, unless an experi-
ment is performed to test and validate the
models and  the  findings  resulting from
this work, the use of GPR for remediation
purposes will remain an unanswered ques-
tion.
   It is recommended that simple proof-of-
principle experiments  be  undertaken  to
validate the  models and  findings devel-
oped in  this study.  The purpose of the
initial experiments would be to calibrate a
GPR in terms of figure of  merit and other
needed parameters. Once the figure  of
merit of the radar has been estimated,
additional experiments would be conducted
at a quantified site.  The purpose of this
second set of experiments would be  to
collect a limited  set of subsurface data
with which  to  validate the models and
better understand in real environments the
use of high-figure-of-merit radars with syn-
thetic-aperture signal processing.  It is fur-
ther recommended that in the initial ex-
periments data be collected and coher-
ently processed three-dimensionally. With
theoretically attainable improvements in the
performance figure  of  merit,  GPR  may
become a significant tool in rapidly identi-
fying and cost effectively remediating sub-
surface contamination.
   The full  report was  submitted in fulfill-
ment of Contract  No. 68-C9-0033 by Vista
Research,  Inc., under the  sponsorship of
the U. S. Environmental Protection Agency.
  •U.S. Government Printing Office: 1992 — 648-080/60035

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    Dennis G. Douglas, Alan A. Burns, Charles L Rino, and Joseph W. Maresca, Jr.,
      are with Vista Research, Inc., Mountain View, CA 94042. The EPA author, James
      Yezzt (also the EPA Project Officer,  see below) is with the Risk Reduction
      Engineering Laboratory, Edison, NJ 08837.
    The complete report, entitled "A  Study  to Determine the Feasibility of Using a
      Ground-Penetrating Radar for More Effective Remediation of Subsurface Con-
      tamination, " (Order No. PB92-169 382/AS; Cost: $26.00, subject to change) will
      be available only from:
            National Technical Information Service
            5285 Port Royal Road
            Springfield, VA 22161
            Telephone: 703-487-4650
    The EPA Project Officer can be contacted at:
            Risk Reduction Engineering Laboratory
            U.S. Environmental Protection Agency
            Edison, NJ 08837
 United States
 Environmental Protection
 Agency
Center for Environmental
Research Information
Cincinnati, OH 45268
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Penalty for Private Use $300
EPA/600/SR-92/089

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