United States
                    Environmental Protection
                    Agency
 Air and Energy Engineering
 Research Laboratory
 Research Triangle Park, NC 27711
                    Research and Development
 EPA/600/SR-92/125  December 1992
<8rEPA      Project Summary
                    HVAC Systems in  the  Current
                    Stock of  U.S.  K-12  Schools
                    Jerald D. Parker
                     This report summarizes information
                   on the types of heating, ventilating, and
                   air-conditioning (HVAC) systems com-
                   monly found in U. S. school buildings
                   and the effect  that the operation  of
                   these  systems has on indoor radon lev-
                   els. The report describes the ability of
                   various HVAC systems to pressurize
                   and ventilate classroom spaces, how
                   they operate, and how they are con-
                   trolled. Some information is given  to
                   compare systems as to energy usage,
                   cost, and their ability to maintain stable
                   levels of static pressure in classrooms
                   and/or to adequately  ventilate the
                   spaces.
                     Previous studies of school buildings
                   have shown that radon levels can be
                   reduced by depressurization and venti-
                   lation  of soil under slabs, but this
                   method is not readily applicable to all
                   such  buildings. The HVAC systems
                   have also been shown to have an im-
                   pact on radon levels through pressur-
                   ization and ventilation  of  classroom
                   spaces.
                     Not  all HVAC systems can provide
                   pressurization since some have no pro-
                   vision for the makeup air to replace the
                   exfiltration losses always created by
                   positive room pressure. The  level  of
                   pressure attainable in a space depends
                   upon fan characteristics, duct design,
                   room leakiness, and the method of con-
                   trol of fans and dampers. Return fans
                   and relief dampers play an important
                   role in some systems, and exhaust fans
                   always work against maintaining posi-
                   tive room pressures.
                     There appear to be no well defined
                   trends in the types of HVAC systems
                   involved in current school building con-
struction and modification. Some sys-
tems using reheat and/or mixing have
been prohibited or their use discour-
aged by local codes and regulations
because they waste energy. Capital
costs appear to vary more with locale
and quality of construction  than with
the type of system installed.
  The unit ventilator (UV) has been the
most popular system in U.S. schools
but its noise and operating limitations
have reduced  its popularity in recent
years relative to central systems. UVs
can provide limited pressurization and
dilution through outdoor air intake but
the fan must be operating for it to be
effective.
  The two-fan, dual-duct variable air
volume (VAV) system appears to be an
excellent choice for relatively low oper-
ating costs in future construction and
should be capable of pressurization and
ventilation. All HVAC systems will have
significantly increased utility costs if
they  are  operated long hours during
unoccupied periods and/or if they are
modified to maintain higher static pres-
sure levels in classrooms. This is par-
ticularly true for U.S. school buildings,
many of which  are not tightly  con-
structed (i.e., they have high passive
rates of outdoor air exchange through
the building envelope).
  This Project Summary was developed
by EPA's Air and Energy Engineering
Research Laboratory, Research Tri-
angle Park, NC, to announce key find-
ings of the research project that is fully
documented in a separate report of the
same title (see Project Report ordering
information at back).
                                                                   Printed on Recycled Paper

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Introduction
  The U.S.  Environmental  Protection
Agency (EPA) has studied ways to re-
duce radon levels in schools since 1987.
Some of these studies are described in
the proceedings of the 1991  International
Symposium on Radon and Radon Reduc-
tion Technology.  Radon mitigation re-
search to date has emphasized reduction
of radon levels through the use of active
subslab depressurization  (ASD). Although
ASD has proved successful in a number
of schools, it is not applicable in all school
buildings. As a result, reduction of radon
levels with HVAC  systems needs to be
investigated as an alternative approach to
radon  mitigation,  particularly in schools
alternative approach to radon  mitigation,
particularly in schools with moderately el-
evated radon levels (4 to 20 pCi/L). One
recent study  concludes that  one of the
most significant factors contributing to el-
evaled levels of radon in schools and in-
fluencing the mitigation  approach  is the
design and operation of  the  HVAC sys-
tem,  and that complexities of large build-
ing HVAC systems, present problems not
previously encountered in house mitiga-
tion.
   A report on an EPA school evaluation
program (SEP),  involving site studies in
26 schools in 8 regions in the U.S., states
that an HVAC system approach was the
preferred radon reduction technique over
soil depressurization in 23  of the  26
schools evaluated. The reason given was
that many of the  schools did not  meet
current standards  for school  ventilation,
and that radon levels were low enough
that meeting ventilation standards would
likely solve the  radon problem.  A wide
variety of ventilation systems were found
in the SEP schools,  and many of these
systems were not designed or operated
properly.
   Researchers at  EPA desired to better
understand  the  various  types of  HVAC
systems that exist in kindergarten through
twelfth  grade (K-12) schools  throughout
the U. S. This report fills the need for  a
reference document that identifies the vari-
ous HVAC systems that one should ex-
pect to find in U. S. schools, the ability of
these systems to pressurize and ventilate,
strategies used  to control pressurization
and ventilation, and modifications (and their
effects on pressurization and  ventilation
control) that might have been  made by
owners to conserve energy.

 HVAC System Prevalence/
 Characteristics
    Data regarding  types  and numbers  of
 HVAC systems presently installed in U. S.
schools was  not  readily available. Data
from a 1979 report give the distribution of
U. S. school building heating and air-con-
ditioning (HAC) systems. These data are
described and  shown graphically in the
full report.  Most of the  school buildings
described by the data are  likely still in
use, some with modifications to their HVAC
systems. Recent construction probably has
led to trends different from  those of the
1979 study.
   Calls and inquiries to  school adminis-
trators and staff and to  consulting  engi-
neers revealed no newer quantitative data
but did show clearly that a very wide vari-
ety of HVAC systems are in use in  U. S.
schools. While most school systems  oper-
ate within guidelines of state and federal
regulation,  they are generally free to se-
lect  their own  architects..and engineers—
and  the designs and policies followed in
building construction are locally controlled.
The types of systems might depend  more
upon age, size of  plant,  and local eco-
nomics and wage scales that upon geog-
raphy or even  climate,  although  cooling
systems do appear to be more common
in the  warmer southern  states than in
states with cooler or milder summers. They
are  also more  common  in schools used
year-round.
   Air conditioning (cooling) very often has
more elaborate ventilation and control sys-
tems than  where only heating is utilized.
Some types of heating systems, such as
radiant systems, have no controlled  venti-
lation as part of the system and depend
entirely upon radiation or free convection
to transfer heat to the controlled space
and depend on infiltration for ventilation.
•   School boards and administrators are
becoming more concerned with indoor air
quality problems and hopefully will benefit
from the current attention being given to
environmentally sound design. There is  a
boom in construction and refurbishing of
schools in many parts of the'country, with
the  national level  being  its  highest since
the  1950s. The estimate of the  F. W.
 Dodge Group of McGraw-Hill for 1990 is
that elementary and high school construc-
tion  spending  is  at  an  all-time  high of
 $10.7 billion and is  expected to continue
 at near this level throughout the decade.
   A very  large part of  the current con-
 struction projects involve overhauls  of ex-
 isting buildings, most of which were built
 during the  1950s and 1960s and  which
 generally were of  low-cost construction.
 Many school  buildings  have undergone
 modification, some with only quick fixes
 attempting to reduce energy consumption.
 Many school  buildings  have  HVAC sys-
 tems that need significant repairs. Thus  it
 is a good  time to  be promoting good de-
 sign for improvement of  indoor air quality.
  Regarding  future trends,  the  require-
ments  of local  building codes  will be
strongly influenced by ASHRAE Standard
90.1 -1989, Energy Efficient Design of New
Buildings Except  Low-Rise Residential
Buildings, and ASHRAE  Standard  62-
1989,  Ventilation for Acceptable Indoor
Air Quality. These standards and the de-
sire of school boards to have both  low
initial and operating  costs in their  build-
ings will  probably cause certain types of
systems  (e.g., reheat and dual-duct, con-
stant flow) to  no longer be built. No single
type of system seems to be the  obvious
best choice for all schools. The following
is from the 1991  Applications Handbook:
  "No trends  in educational facility design
as related to  heating, ventilating,  and air-
conditioning-systems  are  evident, In
smaller single-building facilities,  central-
ized systems  are often applied. These sys-
tems include unit ventilator, rooftop  and
single  and multizone-type units. Central
station equipment, especially variable vol-
ume systems, continues to have wide ap-
plication in larger facilities; water-to-air heat
pumps have also been used."
  The  single most significant factor con-
sidered in this study  is the air distribution
system of a  school building  and  whether
that system has  provision for outdoor air.
Schools which have no air distribution sys-
tems, for example ones with only radiant
heating or schools with exhaust only ven-
tilation, cannot (without modification) pres-
surize  the space for reduction of  radon
levels. Modification for  radon  abatement
would  require the addition of an air distri-
bution  system, properly designed  to be
compatible with  the existing comfort  sys-
tem or to totally  replace it.
  Some existing school HVAC  systems
have air circulation but no controlled pro-
vision  for outdoor air. Some systems with
outdoor  air have been  modified to mini-
mize (or eliminate) outdoor airto save on
energy costs, and in some  systems out-
door air dampers no longer operate prop-
erly due to poor  maintenance. Every one
of the  26 schools in the EPA SEP study
was reported to  have at least one ventila-
tion problem.
   Pressurization of a building occurs when
the amount of outdoor air introduced into
the  building  exceeds the amount of air
removed by exhaust systems. The excess
air (air not exhausted by fans)  is  forced
out of the building through leaks  in the
building shell (e.g.,  floor  cracks, around
windows and exterior doors). This leak-
age of air from  inside the building to the
outdoors is referred to  as exfiltration. Air
 exfiltration always occurs under a positive
 pressure condition. Therefore any system
without  controlled outdoor air  must be

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modified to provide that feature  if room
pressurization is to be ensured. It should
be  obvious that dilution of room air by
ventilation cannot occur without the intake
of outdoor air. Room pressurization is al-
ways accompanied by some dilution due
to the required introduction  of outdoor air.
  After a  brief  introduction of pertinent
HVAC terms, the full report describes the
basic central air  system and uses it as the
basis for comments on the different types
of systems existing in schools.
                                                                                         'U.S. Government Printing Office: 1993 — 750-071/60173

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   J.D. Parker is with Oklahoma Christian University, Oklahoma City, OK 73136.
   Timothy M. Dyess is the EPA Project Officer (see  below).
   The complete report, entitled "HVAC Systems in the Current Stock of U.S. K-12
     Schools," (Order No. PB92-218338/AS;  Cost: $19.50 subject to change) willbe
     available only from:
          National Technical Information Service
          5285 Port Royal Road
          Springfield, VA 22161
           Telephone: 703-487-4650
   The EPA Project Off her can be contacted at:
          Air and Energy Engineering Research Laboratory
           U.S. Environmental Protection Agency
           Research Triangle Park, NC 27711
United States
Environmental Protection Agency
Center for Environmental Research Information
Cincinnati, OH 45268

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