United States
                Environmental Protection
                Agency
                Research and Development
  Air and Energy Engineering
  Research Laboratory
  Research Triangle Park, NC 27711
  EPA/600/SR-93/173 March 1994
EPA       Project  Summary
                RFP Tracking System:
                User's Manual
               Charles C. Monroe, T. Allan Dean, and William R. Barnard
                 The Clean  Air Act  Amendments
               (CAAA) of 1990 called for Reasonable
               Further Progress (RFP) inventories to
               be submitted to EPA to demonstrate
               strategies by which a 15% reduction in
               volatile organic compound emissions
               will be achieved over the years 1990 to
               1996. This requirement applies to mod-
               erate, serious, severe, and  extreme
               ozone nonattainment areas. In addition,
               serious,  severe, and extreme  areas
               must demonstrate at least a 3% annual
               average reduction beginning  in 1996
               and continuing thereafter until attain-
               ment is reached. In order to track the
               emission reductions resulting from
               these strategies, emissions reported in
               the RFP projection inventories will be
               compared with actual emissions re-
               ported in periodic adjusted-base inven-
               tories, which are also required by the
               CAAA. However, this comparison  will
               take place a number of years in  the
               future. Therefore, an early warning sys-
               tem capable of independently forecast-
               ing emissions is required to enable EPA
               management and technical staff to track
               progress toward the  15% emission re-
               duction goal mandated by the CAAA.
               This report  describes the  operating
               characteristics of a personal-computer-
               based RFP tracking system developed
              for use by  EPA  in  evaluating the
              progress that nonattainment areas are
              making toward meeting the 15% reduc-
              tion specified in the CAAA. Details on
              the program's capabilities, file handling,
              reporting, and graphics are reported.
                This Project Summary was developed
              by EPA's Air and Energy Engineering
  Research Laboratory, Research Triangle
  Park, NC, to announce key findings of
  the research project that is fully docu-
  mented in a separate report of the same
  title (see Project Report ordering infor-
  mation at back).

  Introduction

   Section 182(b)(1) of the 1990 Clean Air
  Act Amendments (CAAA)  requires all
  ozone nonattainment areas  classified as
  moderate and above to submit a state
  implementation plan (SIP) revision by No-
  vember 15,1993, which describes, in part,
  how the areas will achieve an actual vola-
  tile organic compounds (VOC) emissions
  reduction of at least 15% within the first 6
  years after enactment of the CAAA (i.e.,
 the SIP revisions are due by November
  15,  1996). Emissions and emissions re-
 ductions will be calculated on an average
 daily basis for the peak 3-month ozone
 period (generally June through August).
-The 15% VOC emissions reduction  re-
 quired by November 15, 1996, is defined
 as "rate  of progress." Furthermore, the
 portion of the SIP revision that  illustrates
 the plan for achieving this emissions  re-
 duction is defined as the "Rate of Progress
 Plan." Additionally,  states with  moderate
 ozone nonattainment areas confined within
 their state boundaries will generally  be
 required to submit attainment demonstra-
 tions with their SIP revisions  due by No-
 vember 15, 1993. If these areas choose
 to use the Urban Airshed Model (UAM) to
 prepare their attainment demonstrations,
 they will be allowed to submit attainment
 demonstrations by November 15, 1994. It
 is important to note that section  182(b)(1)
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also requires the SIP for moderate areas
to provide for reductions in VOC and ni-
trogen oxide (NOX) emissions "as neces-
sary to attain the national primary ambient
air quality standard for ozone" by Novem-
ber 15,  1996. This requirement can be
met by using  EPA-approved modeling
techniques and by adopting any additional
control measures beyond  those needed
to meet the 15% emission reduction re-
quirements. Any attainment demonstration
submitted as part of the SIP  revision pro-
cess  is designed to demonstrate attain-
ment of the National Ambient Air Quality
Standards (NAAQS) for ozone.
   In addition to the 15% emission reduc-
tion mentioned above that applies to mod-
erate-and-above ozone nonattainment
areas, Section  182(c)(2) also requires all
ozone nonattainment areas  classified'as .
serious and above to submit a SIP revi-
sion  by November 15, 1994, which de-
scribes, in part, how each  area will
 achieve additional VOC emission reduc-
tions of 3% per year averaged over con-
 secutive 3-year periods from November
 15,  1996,  until the  areas  are redesig-
 nated attainment. These additional VOC
 emissions reductions are defined  in the
 CAAA as "reasonable further progress"
 (RFP) reductions: this term is used in this
 paper as well. It is important to note that
 Section 182(c)(2)(C) allows for actual NO
 emissions reductions (exceeding growth)
 since the base year of 1990 to be used to
 meet post-1996  emissions  reduction re-
 quirements for ozone nonattainment ar-
 eas  classified as  serious and above if
 such NO reductions meet the criteria set
 forth in forthcoming substitution guidance.
 The portion of the  SIP revision (due in
  1994)  that illustrates the  plan for the
  achievement of  these further  reductions
  has been defined as the "Post-1996 Rate
  of Progress Plan." This  plan  must also
  contain an attainment demonstration based
  on photochemical grid modeling.
    Demonstrating achievement of the 15%
  VOC emissions reductions by November
  15,  1996, and then subsequently demon-
  strating achievement of  3% VOC emis-
  sions reductions per year averaged over
  consecutive 3-year periods from Novem-
  ber 15, 1996, are termed milestone dem-
onstrations. Achievement of the milestones
must be demonstrated within 90 days of
the milestone  date  (i.e.,  the  15%  VOC
emissions  reductions must  be demon-
strated by February 13, 1997). Rules re-
garding the development of the milestone
demonstrations will  be promulgated in
summer 1993 and will address the timing
problem  of  developing a full emissions
inventory to meet the milestone demon-
stration requirement.
   Once the milestone demonstrations are
submitted, EPA has 90 days to determine
if the milestone demonstration is adequate.
To help  determine  the adequacy of the
milestone demonstration and to  aid  in
tracking progress that these nonattainment
areas  are  making toward reaching their
emission reduction goals, EPA has devel-
oped a personal-computer-based tracking
system to be used to evaluate RFP. This
report provides details on the program's
capabilities, including file  handling, report-
ing, graphics, and the algorithm used to
project emissions. The system described
 here is designed to track the 3% per year
 reductions required of serious-and-above
 nonattainment areas.

 System Capabilities
   The RFP Tracking System was designed
 to facilitate the projection of future emis-
 sions of ozone  precursors, specifically
 VOC, but the system can also track emis-
 sions of carbon monoxide (CO) and NOx
 for a variety of geographic areas. The
 system  is designed to give  EPA  manag-
 ers the ability to track RFP in emission
 reductions for these pollutants.-'Given a
 reasonable set of input data, the program
 provides  EPA personnel with an early
 warning of an expected future failure of a
 nonattainment area to meet RFP require-
 ments, as specified in the CAAA.
    The RFP Tracking System was devel-
 oped using Superbase 4, a Microsoft Win-
 dows database  package  that  can   be
 compiled and distributed as a stand-alone
  product. As a Windows product, it requires
  Windows in  order to run.  Additionally, a
  computer with a 386SX or better micro-
  processor and 4  Mb of random  access
  memory (RAM) is suggested as the plat-
  form on which to run the program. This is
the minimum configuration typically rec-
ommended for running Windows. Because
the system was developed using a Win-
dows-based  product, it has been config-
ured to run  entirely using  a mouse to
point and click on various buttons to per-
form particular  commands  or  functions.
However,  all functions can also be ac-
cessed  via  the keyboard. The environ-
ment is  entirely  object-oriented and
event-driven. This point-and-click simplic-
ity was intended in order to keep the sys-
tem as user friendly  as possible  and
because the intended  user would  prob-
ably be a  novice.
   An advantage of developing the system
using a Windows-based product is that
certain  tasks can be  performed  in the
"background," since Windows  offers the
capability  to perform multitasking  opera- '
tions when  running on  a 386SX or better
platform.  Thus, when the system  is per-
forming disk-intensive or processor-inten-
sive tasks (such as file imports or emission
projection calculations), the program can
 be minimized to an icon, and the user can
work on documents in a word processor
 or on a spreadsheet until the task is com-
 plete.  The  system is  designed to beep
 when these tasks are  complete, and the
 icon's title  will indicate that the task  is
 complete. At that point, the user can re-
 turn to the program and continue the analy-
 sis.
    The  system can project emissions out
 to the year  2010 at intervals of 1, 3, and 5
 years. In  addition to projecting emissions,
 the system can make projections  in the
 form of percent reduction relative to base
 year emissions. The system is designed
 to  accept   input  data from  either the
 Aerometric Information Retrieval  System
 (AIRS) Facility Subsystem  (AFS)  or the
 Area and  Mobile Source Subsystem
 (AMS). Output from the system is in the
 form of  tables or  graphs, which can be
 directed  to the computer screen or to a
 printer. Tabular results can also be output
 to an ASCII file, allowing the user to sub-
  sequently  import the reported information
  into other software for further analysis (ei-
 ther numeric or graphic). Data contained
  in the output file can  also be exported to
  Lotus  123, dBaselll, or Excel.
                                                                        •&U.S. GOVERNMENT MUNTING OFFICE: »M -

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  C. Monroe, A. Dean, and W. Barnard are  with E. H. Pechan and Associates,
   Durham, NC 27702.
  E Sue Klmbrough is the EPA Project Officer (see below).
  The complete report consists of one paper copy, entitled "RFP Tracking System:
   User's Manual," and four diskettes. Obtain the manual by itself by requesting
   Order No. PB94-104650, Cost: $19.50. Obtain the complete set by requesting
   Order No. PB94-500204, Cost: $90.00. Both costs are subject to change.
  The report and diskettes will be available only from
         National Technical Information Service
         5285 Port Royal Road
         Springfield, VA 22161
          Telephone: 703-487-4650
  The EPA Project Officer can be contacted at
         Air and Energy Engineering Research Laboratory
          U.S. Environmental Protection Agency
          Research Triangle Park, NC 27711

United States
Environmental Protection Agency
Center for Environmental Research Information
Cincinnati, OH 45268

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