United States
                     Environmental Protection
                     Agency
Risk Reduction
Engineering Laboratory
Cincinnati, OH 45268
                     Research and Development
EPA/600/SR-93/201
December 1993
\yEPA       Project Summary
                     Carbon-Black  Dispersion
                     Preplating Technology for Printed
                     Wire  Board  Manufacturing
                     Dale W. Folsom, Arun R. Gavaskar, Jody A. Jones, and Robert F. Olfenbuttel
                       This project compared chemical use,
                     waste generation, costs, and product
                     quality between electroless copper and
                     carbon-black-based preplating tech-
                     nologies at  the printed wire board
                     (PWB)  manufacturing facility of
                     McCurdy Circuits in Orange, CA. The
                     carbon-black-based preplating technol-
                     ogy evaluated is used as an alternative
                     process for  electroless copper  (EC)
                     plating of through-holes before elec-
                     trolytic copper plating. The specific pro-
                     cess used at McCurdy Circuits is the
                     BLACKHOLE™1 (BH) technology pro-
                     cess, which uses a dispersion of car-
                     bon black in an aqueous solution to
                     provide a conductive surface for sub-
                     sequent electrolytic copper plating. The
                     carbon-black  dispersion technology
                     provided effective waste reduction and
                     long-term cost savings. The economic
                     analysis determined that the new pro-
                     cess was cost efficient because chemi-
                     cal use was reduced and the process
                     proved more efficient; the payback pe-
                     riod was less than 4 yr. McCurdy Cir-
                     cuits found that the product  quality
                     achieved  was equal to that achieved
                     with EC plating. Thus, the new carbon
                     black dispersion process was found to
                     be a viable alternative to EC.
                      This Project Summary was developed
                     by EPA's Risk Reduction Engineering
                     Laboratory, Cincinnati, OH, to announce
                     key findings of the research  project
                     that Is  fully documented In  a separate
                     1 Mention of trade names or commercial products does
                     not constitute endorsement or recommendation for
                     use.
report of the same title (see Project
Report ordering Information at back).

Introduction
  This study, performed under the U.S.
Environmental Protection Agency's (EPA)
Waste Reduction and Innovative Technol-
ogy Evaluation (WRITE) Program, was a
cooperative effort between EPA's Risk
Reduction Engineering Laboratory (RREL)
and McCurdy Circuits. The goal of the
WRITE Program  is to evaluate, in a typi-
cal workplace environment, examples of
prototype or innovative commercial tech-
nologies that have potential for reducing
wastes and to provide this information to
potential users. The objectives of the car-
bon-black dispersion technology  study
were to evaluate (a) the waste reduction
potential of the technology, (b) the eco-
nomic feasibility of the technology, and (c)
the product quality of the PWBs.
  McCurdy operates two process lines for
the  through-hole plating of PWBs: one
uses EC  and the other uses the carbon-
black dispersion  process.  The EC pro-
cess at McCurdy Circuits consists of the
following 18 operational steps:
   1. Acid cleaner
  2. Rinse (to discharge line)
  3. Microetch (sodium persulfate
      solution)
  4. Rinse (to ion exchange line)
  5. Activator-pre-dip
  6. Catalyst
  7. Rinse (to discharge line)
  8. Rinse (to discharge line)
  9. Accelerator
 10. Rinse (to discharge line)
 11. EC
                                                                    Printed on Recycled Paper

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  12.  Rinse (to separate ion
         exchange system)
  13.  Sulfuric acid 10%
  14.  Rinse (to ion exchange
         system)
  15.  Anti-ox
  16.  Rinse (to discharge line)
  17.  Deionized (D.I.) water rinse (to
        discharge line)
  18.  Forced air dry
  In the first 17 steps, racks of PWBs are
moved from tank to tank with an auto-
mated hoist. All the rinses are single flow
through, which generates more wastewa-
ter than does cascading or multiple-use
rinses. Because of dragout, the rinse fol-
lowing  the EC bath  (Step 11) receives
complexed copper from the bath.  This
complexed copper,  which  is discharged
with the rinse water,  is hard to treat by
typical metal hydroxide precipitation. Rinse
water from the EC process is collected in
one of three drain  lines: one to a  dis-
charge line, another to the first  ion-ex-
change collection system, and the third to
an ion-exchange system for the EC rinse.
  Whereas the EC process is  essentially
a batch process, the carbon-black pro-
cess is a continuous system in which parts
are placed on a roller conveyor. This car-
bon-black dispersion technology,  termed
BLACKHOLE™ technology by the vendor/
inventor,  consists of fewer baths and a
simplified  process. It  has only the follow-
ing  11 process steps:
   1.  BH™ cleaner
   2.  Rinse (water from step 4, to
        discharge line)
   3.  BH™ conditioner
   4.  Rinse (fresh tap water, to
        rinse #2)
   5.  BH™bath
   6.  Dryer
   7.  Microetch
   8.  Rinse (water from step 10, to ion
        exchange system)
   9.  Anti-tarnish
  10.  Rinse (fresh tap water)
  11.  Dry
  The BH™ bath (Step 5) is an aqueous,
carbon-black dispersion, which eliminates
the need for electroless copper metalliza-
tion before electrolytic plating.  The steps
before and following Step 5 are similar to
those used in the EC copper process.
  Unlike the EC process, with BH™ tech-
nology the rinse after the microetch pro-
cess step is the only rinse water  stream
that goes to the ion-exchange  system,
which is shared with the first ion-exchange
system for the EC process. The rest goes
to the  discharge  line. The carbon-black
dispersion process uses only  two rinse
water flows,  and the  process  solutions
contain nonhazardous materials.

Waste Reduction Evaluation
  The amount of waste resulting from the
EC operation, run at full production, was
evaluated to represent baseline data. The
amount of  waste from the carbon-black
dispersion  process  using  BH™ technol-
ogy, run  at full capacity, was then com-
pared with this baseline. The wastestreams
from both processes consisted of the bath
solutions (discarded periodically) and the
rinse water. The  volumes  of these
wastestreams were obtained from plant
records (bath volumes) and field measure-
ments (rinse-water flow). The pollutant con-
tent of the  bath solutions  was estimated
from plant records of the chemical makeup
of the baths.  The pollutant content of the
rinse water was  obtained by analyzing
samples collected during field testing. Mea-
surable factors in analyses to character-
ize the rinse water  included copper,  pH,
and total solids content.
  Samples from both processes were ob-
tained to analyze the pollutants in  the
rinse water. Six sample sets for the elec-
troless copper line and  11 sample sets for
the carbon-black dispersion process  line
were taken over 4 days  of operations.
Composite  samples were  required to al-
low for the  cyclic concentration swings of
the rinse water caused by the batch rins-
ing operations  of the racks used in the
electroless  copper line. In contrast,  the
carbon-black process was continuous and
reached  steady state  rather quickly, al-
lowing for  shorter  composite  sampling
times.
  The copper content in rinse water was
measured  with the use  of inductively
coupled plasma spectrometry by employ-
ing EPA  Method 6010. Total solids were
measured by EPA Method  160.3. Only pH
measurements  were taken  in the field;
these were taken with a pH meter.
  Rinse tanks were used as receiving ves-
sels to determine the rinse-water flow rates
of the two processes. After the rinse-tank
outlet had been plugged, a stopwatch mea-
sured the time required to  raise the water
level  by 2 in. The flow to each rinse tank
in the process was totaled for  all rinse-
water flows listed in Table  1. This total
flow and the material concentrations were
used to determine the quantity  of waste
discharged in the rinse water from each
process.
  The production rate on the carbon-black
dispersion  process line using BH™ tech-
nology (i.e., 3.3 ft2/min) was found to be
2.1 times as fast as the production rate on
the electroless  copper  (EC) process  line
(i.e., 1.6 ft2/min). Production rates were
timed during field testing  and compared
with production schedules maintained by
McCurdy Circuits. The production rate of
8 hr/day, 5 day/wk, for 50 wk/yr assumed
for  this  study  is the  approximate rate at
McCurdy Circuits. McCurdy Circuits oper-
ates the electroless copper process at ap-
proximately the full capacity of 1.6 ft2/min,
which yields 200,000 ft2/yr.  The carbon-
black process line, installed in response
to increased demand, is currently oper-
ated at  only about 11% of its capacity.
Equivalent productions must be used to
compare the waste types and quantities
generated by both processes. In this study,
because we assumed that the carbon-
black process  could  completely replace
the electroless copper process, the waste
reduction  estimates  reflect the potential
production of the carbon-black process at
McCurdy Circuits, not the actual produc-
tion. Tables 2, 3, and 4 generally show
the chemicals used,  costs incurred,  and
wastes generated as  if each process were
operated at capacity  for 1 yr; the figures
given for  the  carbon-black process  are,
therefore,  adjusted to account for the fact
that the carbon-black process would have
processed twice the  number of PWBs as
the electroless copper process.  In this way,
wastes  generated can be compared for
equivalent annual productions.
  As seen  in Table  1, the BH process
uses much less water than does the EC
process. These water volume figures indi-
cate that a smaller quantity of wastewater
treatment chemicals would be needed be-
cause less wastewater would be gener-
ated.
  Waste averages and standard devia-
tions for copper and total solids were cal-
culated, and a t-test was performed with a
95% level of confidence. The test statistic,
which takes into account the standard de-
viations, indicated that the levels of both
copper and total solids discharged by the
BH process  are  significantly lower than
those for  the  EC process. The average
reduction  in copper is 76 mg/ft2, a reduc-
tion of  23%.  The average  reduction in
total solids  is 19,300 mg/ft2, a reduction
of 81%.
  The BH process thus releases signifi-
cantly less copper into the wastestream. If
approximately 200,000 ft2  of  PWB  (the
operating capacity of the EC process) were
run on both processes, the  difference in
copper waste would average  15.2 kg (33.4
lb)/yr.
  The total solids discharge is reduced
when the BH process is used. Although
the higher solids composition  of the BH
baths would lead one to expect that this

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Table 1. Rinse Water Flow Rates
Process
Electro/ess copper









Blackhole™


Operation
Step
2
4
7
8
10
12

14
16
Total
2
8
Total
Flow Rate
(gpm)
2.5
0.9
1.4
6.0
4.6
1.6

1.5
3.8
22.3
2.9
2.6
5.5
Destination
To discharge line
To ion exchange
To discharge line
To discharge line
To discharge line
To complexed ion
exchange
To ion exchange
To discharge line

To discharge line
To ion exchange

process would discharge more solids, the
faster production rate  and fewer process
baths containing chemicals apparently off-
set this effect when the data are normal-
ized.
   Formaldehyde (a suspected human car-
cinogen that poses a significant health
hazard when inhaled  or ingested  or
through direct physical contact)  is com-
pletely  eliminated in  the  BH  process,
whereas approximately 200 gal/yr are  used
in the  EC  bath.  Palladium  and  trace
amounts of cyanide, also used in the EC
process, are not  present  in the carbon-
black dispersion process.

EEconomic Evaluation
  The economic evaluation was based on
data obtained from McCurdy Circuits,  in-
cluding the unit costs  and amounts  used
of chemicals and  water, and from suppli-
ers.  The current  capital cost of carbon-
black dispersion equipment was obtained
from an equipment vendor. The calcula-
tions are based on the production rate of
200,000 ft2  of PWB  per  year,  approxi-
mately the rate of the current EC system.
The BH process cost basis is  half a year,
running at capacity, i.e., the time it would
take to process approximately 200,000 ft2
of PWB.
  Annual  chemical usage and  cost for
both processes are shown in Table 2. As
seen  in Table 3,  the  summary  of major
operating costs, BH has  lower operating
costs than does EC in all cost categories
that could be obtained from company data.
The major savings accrued through lower
chemical and labor (time) costs, and the
total savings added up to more than 50%.
  BH  equipment  having  the  capacity of
the system tested at McCurdy Circuits cur-
rently  costs $212,000  (in 1992  dollars),
with  an estimated installation  cost  of
$9,000. The payback period is less than 4
yr, with an  assumed  cost of capital  of
15%.

Product Quality
  The ability  of the carbon-black disper-
sion process using BH technology to meet
product quality and performance require-
ments was evaluated based on results of
previous  tests done  in accordance with
the Military Standard  MIL-P-55110D re-
quirements for through-hole plating and
internal testing done by McCurdy Circuits.
No additional testing was conducted dur-
ing this evaluation because the tests in-
volve  destructive  testing of a number of
PWBs and are time consuming.
  McCurdy Circuits routinely conducts in-
ternal quality checks of 10% of the PWBs.
During these checks, small coupons are
punched  from selected PWBs, cast  in
resin,  and polished to allow visual inspec-
tion of through-hole plating and layer bond-
ing. Also, the PWBs are placed  on a test
grid that checks continuity of the circuits.
These quality checks made by  McCurdy
Circuits and  inspections by their clients
verify  product quality.

Discussion
  In this  study of waste-reduction poten-
tial of the carbon-black dispersion  pro-
cess  using the BH  technology, the pro-
cess  was found  to  reduce waste by re-
ducing the number of process steps and
the number of hazardous chemicals used
in and wasted from  the process as com-
pared to the EC process. Table 4 summa-
rizes the waste reduction achieved.
  Rinse water use was reduced by a fac-
tor of  eight. Chemical usage dropped con-
siderably,  and copper waste in  the rinse
water was reduced 23%. The only copper
found in the carbon-black dispersion rinse
water was that removed from the PWBs
during microetching. No additional copper
was introduced in the carbon-black dis-
persion baths during processing. This does
not take into account the copper lost due
to replacement of the electroless copper
solution.  Each day, 20% of the 100-gal
electroless copper bath is replaced. A cop-
per solution concentration  of  2 g/L re-
moved from the bath  results in  a loss of
83.4 Ib copper/yr,  based on a 50-wk yr.
  The quantity of  total solids leaving with
the rinse water was reduced by a factor of
five because of the reduced use of rinse
water and the fewer  number of process
baths. The  reduced  solids indicate that
fewer bath chemicals are  lost  and that
fewer chemicals  are  discharged to  the
wastewater treatment  system.
  The carbon-black  dispersion  process
uses five chemical process baths and four
rinse  baths that do not introduce the haz-
ardous metals and materials found  in the
EC process baths  (formaldehyde, cyanide,
palladium, and complexed copper).  In ad-
dition to the positive  long-term  environ-
mental aspects of carbon-black dispersion,
eliminating  the use of formaldehyde di-
minishes health risks to personnel and
reduces industry's potential environmen-
tal liabilities. Reducing the number of pro-
cess  steps  and quantities  of  chemicals
reduces storage and transportation require-
ments, minimizes the  possibility of leaks
and accidental spills  during storage and
transportation,  and results in  economic
savings too varied  and intangible  to be
included in the analysis of economic fac-
tors.
  The BH technology proved to be cost
effective with  the  annual operating cost
determined to  be less  than half that of the
EC process and a payback period of less
than 4 yr. Further, the  option of converting
electroless  copper equipment to the car-
bon-black dispersion  process  would re-
duce  the  capital  cost and  result  in an
even  faster payback period.
  The energy  costs were assumed to be
almost equal for the two process lines.
  The actual waste treatment costs at the
test site were unavailable. In both pro-
cesses, copper-containing wastewater is
passed through an ion-exchange resin to
remove the copper before  entering  the
discharge line. The copper  is eluted from
the resin, recovered by electrowinning, and
given away as scrap. A plant  that oper-
ates a conventional wastewater treatment
system  consisting  of  pH adjustment and
precipitation should realize  a  significant
savings in  treatment  costs with  the car-
bon-black process because of the reduced

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Table 2.  Annual Chemical Use and Costs
Description
Chemical
 Usage
 (gal/yr)
                                                                 Unit
                                                                 Cost
                                Cost
                                Adjusted
                                  Cost
Electroless Copper
Acid cleaner
Microetch:
 Sulfuric acid
 Sodium persulfate

Activator
Catalyst:
 Predip
 Catalyst

Accelerator
Electroless Copper:
 Copper
 Sodium hydroxide
 Formaldehyde

Sulfuric Acid
Anti-Ox
Blackhole™
Cleaner
Conditioner
Blackhole™
Microetch
  Sodium persulfate
  Sulfuric acid
  Copper sulfate

Anti-Tarnish
  CTCS 501
  Sulfuric acid
   145

   195
 1,800 Ib

 2,500

    15.9
    21.8

   393

 3,950
 2,250
   199

   308
 1,250
    41.2
    41.4
    68.0

 1,130lb
    13.2
    50.0 Ib
     6.60
     3.30
 21.70

  0.08
  LOOIb

  3.35

  3.35
280

 18.65

 10.35
  2.50
  6.20

  0.08
 11.95
400
400
595

   1.00
   0.08
   6.62
  12.00
   0.08
 3,150

    15.26
 1,880

 8,380

    53.3
 6,100

 7,330

40,900
 5,630
 1,230

    24.6
14,900
 Total:
16,500
16,600
40,500

  1,130
      1.06
   331
    79.2
     0.26
  Total:
  3,150

     15.6
  1,880

  8,380

     53.3
  6,100

  7,330

 40,900
  5,630
  1,230

     24.6
 14,900
$89,600
  8,250
  8,280
 20,250

    565
      0.53
    166
     39.6
      0.13
$37,500
* Because the BLACKHOLE™ process has a production rate approximately twice that of the electroless copper process, costs were adjusted to compare
 a half year of processing for BLACKHOLE™ to a full year for electroless copper.
Table 3. Comparison of Annual Adjusted Major Operating Costs*


Description
             Electroless
              Copper
                        Blackhole™
                              Blackhole™
                              Savings, %
Chemicals
Tap water
D.I. water
Energy &
Labor
Waste disposal
Waste treatment labor
  Totals
              $89,600
                3,200
                  503
                  N/A
               50,000
                  N/A
               10,000
             $153,000
                        $37,500
                            403
                             38.3
                            N/A
                         25,000
                            N/A
                          3,330
                        $66,300
                                  58
                                  87
                                  92
                                   0
                                  50
                                   0
                                  67
                                  57
' Because the BLA CKHOLE™ production rate is approximately twice as fast as that of the electroless copper process, the costs are adjusted to take this into
 account. The BLACKHOLE™ costs reflect a half year of processing, whereas the electroless copper costs represent a full year.

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 Table 4.  Summary of Waste Reduction
Waste Types
Rinse water
Chemical use
Copper waste
(in rinse water)
Total solids
Electroless
Copper Process
13.8 gal/ff
11,755 gal + 38 Ib
324 mg/ff
23,800 mg/ff
Blackhole™
Process
1.7galrff
90 gal + 611 Ib
248 mg/ff
4,510 mg/ff
Net Change
in Waste
12.2 gal/ff
not calculable
76 mg/ff
19,300 mg/ff
amount of copper waste. This option was
not included in our evaluation.
  In tests conducted by McCurdy Circuits,
product quality of  the carbon  dispersion
processed boards  was similar to that of
the electroless copper processed boards—
boards from both processes were of ac-
ceptable product quality. In addition, PWBs
using the BH carbon dispersion technol-
ogy have passed MIL-P-55110D qualifica-
tion and performance standards for plated
through-holes.
Conclusions
  Because the  carbon-black  dispersion
process reduces wastes, avoids many haz-
ardous chemicals and  metals, is cost ef-
fective, and yields an acceptable product,
it should be considered a viable alterna-
tive to the EC process. If the shop in-
volved is a job shop, client input and re-
quirements would be  important in deter-
mining the feasibility of incorporating the
carbon-black dispersion process. Although
this study provides generalizations for com-
panies considering carbon-black disper-
sion, it is recommended that each com-
pany examine its specific requirements to
determine the suitability of this alternative
technology for specific applications.
  The full  report was submitted in fulfill-
ment  of Contract  No. 68-CO-0003 by
Battelle under the sponsorship of the U.S.
Environmental Protection Agency.
                                                                           •&U.S. GOVERNMENT PRINTING OFFICE: 1994 - 550-067/80139

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D.W. Folsom, A.R. Gavaskar, J.A. Jones, andR.F. Olfenbuttelare with
  Battelle, Columbus, OH 43201-2693
Teresa Marten is the EPA Project Officer (see below).
The complete report, entitled "Carbon-Black Dispersion Preplating Technology
    for Printed Wire Board Manufacturing," (Order No. PB94-114 790/AS;
    Cost: $17.50, subject to change) will be available only from:
        National Technical Information Service
        5285 Port Royal Road
        Springfield, VA 22161
        Telephone: 703-487-4650
The EPA Project Officer can be contacted at:
        Risk Reduction Engineering Laboratory
        U.S. Environmental Protection Agency
        Cincinnati, OH 45268
  United States
  Environmental Protection Agency
  Center for Environmental Research Information
  Cincinnati, OH 45268

  Official Business
  Penalty for Private Use
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POSTAGE & FEES PAID
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