United States
               Environmental Protection
               Agency
Air and Energy Engineering
Systems  Laboratory
Research Triangle Park, NC 27711
               Research and Development
EPA/600/SR-95/014
February 1995
EPA      Project Summary
               HVAC  Systems  as  Emission
               Sources Affecting  Indoor Air
               Quality:  A Critical  Review
              Stuart Batterman and Harriet Burge
                The study evaluates heating, venti-
               lating, and air-conditioning (HVAC) sys-
               tems as contaminant emission sources
               that affect indoor air quality (IAQ). Vari-
               ous literature sources and methods for
               characterizing HVAC emission sources
               are reviewed. Available  methods in-
               clude in  situ tests, longitudinal and
               cross-sectional studies, and laboratory
               studies. A critique of the literature re-
               veals that few studies are  well-con-
               trolled, comprehensive, and quantita-
               tive.  Significant gaps in  the data are
               highlighted  and  procedures are sug-
               gested to improve the characterization
               of bioaerosol and volatile organic com-
               pound (VOC) emission sources. Based
               on the available literature, several HVAC
               components are cited fairly frequently
               as emission sources, and there is broad
               agreement regarding their significance.
               The  components include biological
               growth and bioaerosol generation  in
               the presence of moisture provided by
               air washers  and other recirculating wa-
               ter systems, poor control of humidity,
               poorly  designed humidifying systems,
               and  inadequately maintained cooling
               coils and drip pans. IAQ  problems ap-
               pear to be exacerbated by dust accu-
               mulation  and  by  the presence of  fi-
               brous  insulation.  Other  problems in-
               clude entrainment, migration, and infil-
               tration  of indoor and outdoor contami-
               nants that  are distributed to indoor
               spaces by the HVAC system. Good de-
               sign  and  operation of HVAC systems,
               including the appropriate placement
               and maintenance of air intakes, build-
               ing pressurization, and local exhaust
               in source areas, are all important. More
 limited data implicate dust (resulting
 from inadequate filtration and  mainte-
 nance of filters) as a sink and second-
 ary source for VOCs.
   This Project Summary was developed
 by EPA's Air and Energy Engineering
 Research  Laboratory,  Research  Tri-
 angle Park, NC, to announce key find-
 ings of the research project that is fully
 documented in a separate report of the
 same title (see Project Report ordering
 information back).

 Purpose
   Traditionally, heating, ventilating, and air-
 conditioning (HVAC)  systems have been
 considered to be a part of the solution to
 indoor air quality (IAQ) problems. The pro-
 vision of clean outdoor air to the occupied
 spaces by the HVAC system can remove
 airborne contaminants and dilute occu-
 pant-generated odors.
   Recent studies indicate that the HVAC
 system itself can act as  the source of
 indoor pollution in nonindustrial  spaces.
 This literature review was undertaken to
 identify and evaluate HVAC systems as
 emission sources that affect IAQ.

 General Description
   The  U.S.  Environmental Protection
 Agency (EPA) and the American Society
 of Heating,  Refrigerating and Air-Condi-
 tioning Engineers jointly funded a research
 project with the  University of Michigan to
 identify and quantify sources of indoor air
 pollution from HVAC systems in nonin-
 dustrial buildings.
   Sources were identified through the pro-
 cess of a literature review. Sources were
 quantified in various buildings on the Uni-

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versity of Michigan  campus. The  report
cites only the findings of the critical litera-
ture review.

Approach/Findings
  The review  focuses on  contaminant
sources and highlights sources and prob-
lems in HVAC systems. The literature re-
viewed included data and reviews in peer-
reviewed journals, books and proceedings.
  Based  on the available literature, many
HVAC components can act as direct or
indirect sources of particles and/or volatile
organic chemicals. These can affect IAQ
under some conditions. Most prominent is
the occurrence  of biological  growth and
bioaerosol generation in  the presence of
moisture provided by air washers and other
recirculating water systems.
  These  problems appear to be exacer-
bated by dust accumulation  and infiltra-
tion of outdoor air contaminants that are
distributed to occupied  spaces  by the
HVAC system.
  A  number of  studies describe the im-
portance  of good fundamental HVAC sys-
tem design and  operation, including the
appropriate placement and maintenance
of air intakes, building pressurization, and
local exhaust in source areas.
  Many sources  and problems related to
indoor  air contaminants and  HVAC sys-
tems have been  identified as having the
potential to critically affect IAQ. No single
study  (or collection of studies) of  HVAC
emission sources was comprehensive and
examined and isolated pollutant contribu-
tions from major HVAC components.
 Stuart Batterman is with the University of Michigan, Ann Arbor, Ml 48109; and
   Harriet Burge is with Harvard University, Boston, MA 02115.
 Russell N. Kulp is the EPA Project Officer (see below).
 The complete report, entitled "HVAC Systems as Emission Sources Affecting
   Indoor Air Quality: A Critical Review," (Order No. PB95-178596; Cost: $19.50,
   subject to change) will be available only from
         National Technical Information Service
         5285 Port Royal Road
         Springfield, VA 22161
         Telephone: 703-487-4650
 The EPA Project Officer can be contacted at
         Air and Energy Engineering Research Laboratory
         U. S.  Environmental Protection Agency
         Research Triangle Park, NC 27711
 United States
 Environmental Protection Agency
 Center for Environmental Research Information
 Cincinnati, OH 45268

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