United States
                    Environmental Protection
                    Agency
Air and bnergy bngmeering
Research Laboratory
Research Triangle Park, NC 27711
                    Research and Development
EPA/600/SR-95/066
May 1995
& EPA      Project  Summary
                    Alternative  Technologies  for
                    Refrigeration and
                    Air-Conditioning Applications

                    D.C. Gauger, H.N. Shapiro, and M.B. Pate
                     A study was conducted to assess
                    refrigeration technologies which are
                    alternatives to vapor compression re-
                    frigeration for use in five application
                    categories: domestic air conditioning,
                    commercial air conditioning, mobile air
                    conditioning, domestic refrigeration,
                    and commercial refrigeration. A funda-
                    mental criterion for the selection of the
                    alternative refrigeration technologies to
                    be  assessed was that they be environ-
                    mentally safe.
                     The study was conducted in three
                    phases: a survey of U.S. patents, sys-
                    tem modeling, and a technology as-
                    sessment. Each  refrigeration applica-
                    tion was defined by a set of thermal
                    source and sink temperatures. The U.S.
                    patent survey was conducted from 1918
                    to  the present. A method was devel-
                    oped for classifying refrigeration tech-
                    nologies found during the survey.
                     Thermodynamic models were devel-
                    oped for the alternative  refrigeration
                    cycles. A computer program  was writ-
                    ten using these thermodynamic mod-
                    els to conduct a parametric study of
                    the cycle  efficiency of the alternative
                    refrigeration technologies.
                     A method for assessing and compar-
                    ing the refrigeration technologies was
                    developed. Six technical assessment
                    criteria were identified: state-of-the-art,
                    complexity,  size and  weight, mainte-
                    nance, useful life, and efficiency.
                     It was concluded that the most prom-
                    ising alternative refrigeration technolo-
                    gies  to vapor compression  were ab-
                    sorption and solid sorption. From en-
                    vironmental and economic standpoints,
 none of the alternative refrigeration
 technologies  were as attractive  as
 adapting vapor compression refrigera-
 tion to non-chlorofluorocarbon refrig-
 erants.
   This Project Summary was developed
 by EPA's Air and Energy Engineering
 Research Laboratory,  Research Tri-
 angle Park, NC, to announce key find-
 ings of the research project that is fully
 documented in a separate report of the
 same title (see Project Report ordering
 information at back).

 Introduction
   The vapor compression cycle is pres-
 ently the most widely used method of cool-
 ing for domestic, commercial, and mobile
 air conditioning  and refrigeration. Vapor
 compression technology has been devel-
 oped to  its  present level of maturity by
 using chlorofluorocarbon  (CFC) and
 hydrochlorofluorocarbon (HCFC) refriger-
 ants.  These refrigerants have excellent
 thermodynamic properties  for cooling
 cycles. They are inexpensive, stable, non-
 toxic, and (until 1974) were thought to be
 environmentally  safe. In  1974,  a  paper
 was published hypothesizing the poten-
 tial destruction of upper atmosphere
 ozone due to the release of chlorofluo-
 romethanes. This  naturally occurring
 ozone in the upper atmosphere shields
 the Earth's surface from ultraviolet (UV)
 radiation emitted from the sun. Depletion
 of ozone results in the additional transmit-
 tance of UV band electromagnetic  radia-
 tion to the  Earth. Overexposure to UV
 radiation has been linked to skin cancer
 and other medical problems in  humans
 and other animals.

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  Refrigeration equipment utilizing the va-
por compression cycle is  capable of cool-
ing  performance which has been consid-
ered acceptable in areas where a ready
supply of low-cost electricity is  available.
Vapor  compression machinery  also  has
the  advantages of low first cost and high
reliability, compared to other existing re-
frigeration methods. This is due to its high
level of development.
  Recently,  two  global  problems have
caused the engineering community to ex-
plore  alternatives to  vapor  compression
refrigeration:
  •  Global environmental changes brought
    about by ozone depletion in the up-
    per atmosphere and global warming.
  •  The continuing need and an  increased
    desire for refrigeration in parts of the
    world where  electricity is not readily
    available or economical.
  Global warming is caused by the re-
lease of greenhouse gases into the atmo-
sphere. Of all carbon dioxide (CO2) emis-
sions,  75% are from fossil fuel combus-
tion. The release of HCFC and CFC re-
frigerants  also contributes to the green-
house  effect.  Some of these gases have
a longer atmospheric lifetime and a much
higher global warming potential  (GWP)
than CO2.
  Refrigeration  systems  can make  two
potential  contributions to  the greenhouse
effect:  (1) The direct GWP  contribution
results from  the  release of refrigerants
with a high GWP into the  atmosphere,
and (2) The indirect GWP results from the
creation of CO2 during the combustion of
fossil fuels to produce work to drive me-
chanical systems or to convert  the fossil
fuel  energy to  thermal  energy to drive
heat-driven systems.

Project Objective
  The  objective of this project was to iden-
tify,  analyze, and assess refrigeration tech-
nologies  which could serve as alterna-
tives to vapor compression refrigeration.

Project Description
  This project  was conducted in three
phases: (1)  Identification and classifica-
tion of  refrigeration technologies, (2) Ther-
modynamic analysis of some of the more
promising cycles, and (3) Technical as-
sessment of the alternative technologies.
  The  U.S. patents and the technical lit-
erature were used as sources for identify-
ing  the different  means  of  refrigeration.
Once a representative group of refrigera-
tion method concepts had been identified,
a method  of classifying them for thermo-
dynamic analysis was developed.
  The reversed Brayton, reversed Stirling,
magnetic, thermoacoustic, thermoelectric,
and  pulse-tube refrigeration thermody-
namic cycles were analyzed  in detail. A
computer model was developed for each
of these cycles,  and computer subrou-
tines were written for each model. An  in-
teractive program was written  to allow us-
ers to choose cycles they wished to con-
sider and to vary specific parameters on a
case-by-case  basis. The program was
used to provide an  estimate  of both the
coefficient of performance (COP) and the
thermodynamic (Second  Law) efficiency
for the cycles.
  The final  phase of this project was a
technical assessment of refrigeration con-
cepts. Criteria which were common to all
refrigeration systems were identified.
These criteria were rated on a scale of 1
(very low) to 5  (very high) for each tech-
nology and application category. A com-
puter  program  was written  to  rank the
refrigeration technologies from  best to
worst for each  application area.

Discussion

Identification of Refrigeration
Technologies
  Phase 1 of this study involved identify-
ing refrigeration technologies  for the pur-
poses of further  analysis and  technical
assessment. U.S. patents and  literature
were  surveyed  to  identify  refrigeration
methods known to the technical commu-
nity from 1918 to the present. The litera-
ture survey was conducted in  parallel with
the patent survey.
  The initial search for refrigeration pat-
ents was conducted manually for patents
granted  between  1918 and  1950.  A  list
was compiled of U.S.  patent classes and
subclasses related to refrigeration and air
conditioning. The patent classes and sub-
classes  were used to  locate patent num-
bers  in  the  U.S.  Patent  Index for each
calendar year being  surveyed. The patent
number was used to locate the abstract
for the patent abstract  in the  Official Ga-
zette of the United States Patent Office.
  Databases are  available which contain
a complete listing of all U.S.  patent titles
and abstracts  granted  from  1950 to the
present. The patents relating to a particu-
lar technology can be located  in the data-
base by supplying the computer with a list
of the appropriate class and subclass num-
bers. Class and subclass numbers which
had  been identified  during  the manual
patent search were  used to locate  refrig-
eration  patent  abstracts within the data-
base. The abstracts were reviewed to de-
termine  the nature of the patents. Patents
were accepted or rejected based on ab-
stract information.
  Approximately 2140 patent titles and
abstracts were  surveyed.  Approximately
800 of these were from 1918 to 1950, and
the remainder were for the post-1950 pe-
riod. Since  many of the refrigeration con-
cepts found during the patent survey were
similar,  patents that  were  representative
of those found in the survey were se-
lected to avoid redundancy.
  Once a representative sample of refrig-
eration technologies was found, they were
classified into categories which had simi-
lar thermodynamic cycles.

Classification of Refrigeration
Technologies and Applications
  Two classification systems were  devel-
oped  for this study:  the  first to classify
refrigeration technologies which had been
identified during the  U.S.  patent and  lit-
erature  survey, and the second to  define
the types of applications in which the  re-
frigeration technologies would be used with
a set of thermodynamic source and sink
temperatures.
  During the review  of the U.S. patents
found during the   patent survey, it was
determined that the technologies fell into
groups that could  be  defined by the ther-
modynamic  cycle  used for refrigeration.
These cycles were used to categorize the
refrigeration technologies for the thermo-
dynamic analysis  and technical  assess-
ment phases of the project (Phases 2 and
3).
  The refrigeration technology categories
considered  during  this project were ab-
sorption,  adsorption, pulse-tube and
thermoacoustic,   magnetic,  reversed
Brayton, reversed Stirling, thermoelectric,
and vapor compression.
  The temperatures of the thermodynamic
source (from which heat is accepted) and
sink (to which heat is rejected) were es-
tablished for each  application.  A search of
refrigeration industry  standards and other
technical literature was conducted  to de-
termine a practical set of source and sink
temperatures for  each application area.
Based  upon this survey, a  set of source
and  sink temperatures was  established
for each of the five application categories.
Table 1 summarizes  the five refrigeration
categories and the source and sink tem-
peratures  used for comparing refrigera-
tion technologies  in each category. Four
source temperatures  were used for com-
mercial  refrigeration.  These source tem-
peratures are for  Refrigeration Groups  I
through IV in the Air-Conditioning and Re-
frigeration  Institute (ARI) Standard 420-
1977, Standard for Unit Coolers for Re-
frigeration.

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Table 1. Thermal Source and Sink Temperatures for Five Refrigeration Categories
Refrigeration Category
Source Temperature (°C)
Sink Temperature (°C)
Domestic Air Conditioning
Commercial Air Conditioning
Mobile Air Conditioning
Domestic Refrigeration
Commercial Refrigeration:
ARI Group 1
ARI Group II
ARI Group III
ARI Group IV
25.0
25.0
25.0
-18.0

2.8
1.7
-2.2
-23.3
35.0
35.0
35.0
35.0

35.0
35.0
35.0
35.0
Refrigeration Technology
Modeling
  An  interactive computer program was
written in  FORTRAN  to  analyze  the  re-
generative and non-regenerative reversed
Brayton, reversed Stirling, thermoelectric,
pulse-tube, thermoacoustic, and magnetic
refrigeration cycles. The program calcu-
lates  the  COP and cycle efficiency  for
source temperatures from -24 to 28°C and
a  fixed sink temperature  of 35°C  (or
changed to another value by the user).
  Thermodynamic  property routines were
developed for air, helium, and gadolinium
(a magnetic solid  used  as the  working
material in magnetic refrigerators).


Technical Assessment of
Refrigeration Technologies
  The assessment of refrigeration  tech-
nologies  involved  the  evaluation  of two
fundamental criteria common to all refrig-
eration and  air-conditioning applications:
environmental  acceptability and  system
cost.

Environmental Acceptability
  Environmental acceptability consider-
ations include:
  1 Ozone depletion  potential (OOP) of
    the working material
  2 Global warming potential  of  the  re-
    frigeration technology.
  3 Toxicity of the  working material.
  4 Flammability of the working material.
  5 Noise generated  by the refrigeration
    system hardware.
  Only refrigeration technologies capable
of using working materials which  are not
ozone depleting  were considered in this
study.
           Cost-Related Technology
           Assessment
             Cost-related technology  assessment
           considerations include:
             1 State-of-the-art. Some alternative re-
               frigeration technologies are more ma-
               ture  than  others.  Research  and de-
               velopment were  considered in  two
               broad areas:  basic technology devel-
               opment and system development. For
               this  study, a basic technology was
               defined as one which is not unique to
               refrigeration and  would have many
               potential applications in other areas.
               Generally, improving a basic technol-
               ogy is extremely expensive and there
               are no  guarantees of success.  Sys-
               tem  development refers to refining a
               refrigeration technology until  it is mar-
               ket-ready.
             2 Size and weight. Size and weight con-
               siderations are important for many
               refrigeration  applications.  Larger,
               heavier systems with the same  cool-
               ing capacity as smaller,  lighter sys-
               tems contain more raw material, which
               increases the capital costs of the sys-
               tem. Increased  size and  weight cre-
               ate higher capital  costs for structures
               in which they are  used or  reduce the
               usable  space within the  structures,
               this  is  particularly true  in transporta-
               tion applications.
             3 System complexity. Assessment of
               system complexity includes consider-
               ations regarding the number  and sim-
               plicity of subsystems, number of mov-
               ing parts, and  uncommon materials
               used in a refrigeration system. The
               difficulty in manufacturing the system,
               including  likely manufacturing tech-
               niques and precision, and  the cost of
               the working material and controls were
    also considered. These issues relate
    directly to the capital  cost of the  re-
    frigeration system.
  4 Useful life. Useful life of the refrigera-
    tion system  is defined as the length
    of time during which the  major com-
    ponents remain functional while oper-
    ating  with a nominal duty cycle and
    receiving normal maintenance. For ex-
    ample, the useful  life of  a domestic
    central air conditioner would be the
    life of the compressor, the major sys-
    tem component expected to have the
    shortest useful life.
  5 Maintenance. Maintenance cost con-
    siderations include the amount of  re-
    pair and  preventive maintenance  re-
    quired, skill level of maintenance per-
    sonnel,  portion of  time  an operator
    would need  to attend to the system,
    likelihood of component  failure, and
    recurring costs (such as recharging a
    refrigeration  system with working ma-
    terial  as  needed over the life of the
    system) for normal system operation.
  6 Efficiency. Two factors are affected
    by the efficiency of the system: the
    cost to operate the refrigeration sys-
    tem and the indirect GWP.  It was
    assumed for this study that all heat or
    electricity required  to operate the  re-
    frigeration systems  originated from the
    combustion  of fossil fuels. The effi-
    ciency criterion rating is based on the
    cycle efficiency (fraction of the Carnot
    COP) at  which  the refrigeration sys-
    tem would  operate  for a  particular
    application.  This rating is based  on
    what  is  technically  feasible in  the
    1990s. As technology advances, the
    cycle efficiency of  some  less mature
    technologies may improve. Therefore,
    some of  these technologies may be-
    come more attractive in the future.

Rating Factors
  Numerical rating factors were assigned
to assess the individual technical assess-
ment  criteria  for each  refrigeration tech-
nology.   Each  rating  factor is the
investigator's  best estimate, on a scale of
1 (very  low) to 5 (very  high),  of the merit
of a particular technology for a technical
assessment criterion. A rating of 5 for a
criterion would indicate that  it is particu-
larly attractive for a technology. A rating
of 1 would indicate that it is very unattrac-
tive with  respect to the  criterion  being
considered. Table 2  summarizes the  lin-
guistic interpretation  of the extreme  rat-
ings (1 and 5) for each criterion. The rat-
ing  numbers for the efficiency criteria are
listed  in Table 3.

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Table 2. Literal Definition of the Numerical Ratings for Technology Assessment Criteria

Tech. Assessment Criterion                  Rating of 1                  Rating of 5
State-of-the-Art
Complexity
Size and Weight
Maintenance
Use Life
Efficiency
                Theory Only
                Very Complex
                High
                High
                Short
                0.0 to 0.12
                          Fully Matured
                          Very Simple
                          Low
                          Low
                          Long
                          Above 0.50
Table 3. Numerical Definition of the Efficiency
Criteria Rating Scale
Efficiency
Rating No.
Cycle Efficiency
    Range
                          0.000 < 0.125
                        > 0.125 < 0.250
                        > 0.250 < 0.375
                        > 0.357 < 0.500
                        >0.50
Technical Assessment Ratings
for the Refrigeration
Technologies
  To rate  suitability of refrigeration tech-
nologies for domestic, commercial,  and
mobile air conditioning and domestic  and
commercial refrigeration, an algebraic ex-
pression was developed:
    Q = £ wfi x i
        i = A
           (1)
where
  Q = the overall technology rating, di
      mensionless
  wf. = the technical assessment weight-
        ing factor for each criterion, frac-
       tion
  A, B,...,F = the individual technical as-
             sessment criterion rating for
             each technology.
  The  individual weighting  factors,  wf: ,
are chosen  so  that their sum equals 1;
i.e.,
        wfi= 1.0
          (2)
  Weighting factors were developed for
each application to rank the  relative im-
portance of each  of the  six criteria for
each type of application.
  A computer program using Equation (1)
was  developed  to  calculate  the  overall
technology rating, Q, and rank the refrig-
eration  technologies  from  high  to  low
based on the value of Q for each technol-
ogy.

Results of Technology
Assessment and Summary of
Conclusions
  The  alternative refrigeration  technolo-
gies considered  during this  project were
rated using the computer program apply-
ing  Equation (1), the numerical technol-
ogy assessment  rating data presented for
each technology, and the weighting  fac-
tors. The  data in the computer program
are a numerical  summary  of the  patent
search,  numerical modeling, and technol-
ogy  assessment information developed
during this project.

Technology Assessment
Criteria Weighting Factors
  Technology assessment criteria  weight-
ing factors were developed for each of the
five applications areas. The value  of each
of these weighting factors was chosen to
reflect the relative importance of  the six
criteria  (state-of-the-art,  complexity,  size
and weight,  maintenance, useful life,  and
efficiency) for each application (Table 4).

Results

Domestic Refrigeration
  Table 5 contains the technology ratings
for domestic refrigeration. The technology
ratings are distributed into four groups:
  1 High  (Rating  of 4.60) Vapor com-
    pression was the most suitable tech-
    nology for domestic air conditioning.
  2 Medium (Rating of 3.70 to 3.25) Ab-
    sorption  received a medium  rating.
    Absorption systems  are characterized
    by  a  high cycle  efficiency;  however,
    the absorption  refrigeration technol-
    ogy was penalized for use in  domes-
    tic refrigeration because of  additional
    complexity increased size,  increased
    maintenance, and shorter useful life
    than vapor compression systems.  The
    hardware for the reversed Stirling re-
    frigeration cycle is compact. However,
    additional heat transfer loops are re-
    quired  so that the heat exchangers
    used in the  reversed Stirling  system
    can be in communication with the ther-
    mal source and sink. These additional
    heat transfer loops add to the com-
    plexity (and capital cost) of the refrig-
    erator and reduce the cycle efficiency
    which is already low when compared
    to the cycle efficiency of  domestic
    refrigeration  systems  using vapor
    compression.
  3 Low (Rating of  3.05  to 2.60) The
    solid sorption, reversed Brayton, and
    pulse-tube/thermoacoustic technolo-
    gies received low ratings.  Presently,
    solid sorption  refrigeration and  the
    pulse tube/thermoacoustic technolo-
    gies are immature. Therefore, the cost
    to develop these refrigeration tech-
    nologies into marketable domestic re-
    frigeration systems probably  will be
    high.
  4 Very Low (Rating of  2.20 to 1.95)
    Two technologies (thermoelectric re-
    frigeration and magnetic refrigeration)
    received the lowest rating for domes-
    tic  refrigeration.  Both  technologies
    have very low cycle efficiencies. An-
    other limiting feature of thermoelec-
    tric refrigeration  is the  small amount
    of tellurium-based material which is
    available for producing the semicon-
    ductors used in  thermoelectric cool-
    ing modules. Furthermore, the maxi-
    mum temperature lift for a single stage
    of thermoelectric  refrigeration is ap-
    proximately 22°C which is insufficient
    for refrigeration,  making it necessary
    to cascade thermoelectric systems in
    order to achieve the required source
    temperatures. This would further re-
    duce the already low cycle efficiency.
    Magnetic  refrigeration  technology is
    immature. The principal technical area
    which must be developed to achieve
    higher  cycle efficiencies is regenera-
    tive  heat  transfer with a  very  high
    effectiveness.

Domestic Air Conditioning
  Table 6 contains the refrigeration tech-
nology ratings for domestic air condition-
ing. Four rating groups were observed for
domestic air conditioning.
  1 High  (Rating  of 4.80) Vapor com-
    pression  received the  highest rating
    for use in  domestic air conditioning.
  2 Medium  (Rating of 3.80) Absorption
    received a medium rating. Absorption
    systems  used  in air conditioning are

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Table 4. Technology Assessment Criteria Weighting Factors by Refrigeration Application
Assessment
Criterion
State-of-the-Art
Complexity
Size and Weight
Maintenance
Useful Life
Efficiency
Domestic
AC
0.20
0.15
0.05
0.15
0.15
0.30
Commercial
AC
0.20
0.10
0.05
0.15
0.20
0.30
Mobile
AC
0.15
0.20
0.30
0.20
0.05
0.10
Domestic
Refrif.
0.20
0.20
0.10
0.10
0.15
0.25
Commercial
Refrig.
0.20
0.10
0.05
0.15
0.20
0.30
Table 5. Ranking of Domes/to Refrigeration Technologies from Most to Least Favored

Ranking                          Refrigeration Technology
                                Rating
1
2
3
4
5
6
7
8
Vapor Compression
Absorption
Reversed Stirling
Solid Sorption
Reversed Brayton
Pulse-Tube/Thermoacoustic
Thermoelectric
Magnetic Refrigeration
4.60
3.70
3.25
3.05
2.65
2.60
2.20
1.95
Table 6. Ranking of Domestic Air-Conditioning Technologies from Most to Least Favored

Ranking                          Refrigeration Technology                     Rating
                                 Vapor Compression
                                 Absorption
                                 Pulse-Tube/Thermoacoustic
                                 Reversed Stirling
                                 Solid Sorption
                                 Reversed Brayton
                                 Thermoelectric
                                 Magnetic Refrigeration
                                4.80
                                3.80
                                2.95
                                2.90
                                2.80
                                2.35
                                2.05
                                1.95
    characterized  by high  cycle efficien-
    cies and long  useful lifetimes  in air
    conditioning. However,  the absorption
    refrigeration technology rating  was
    penalized for domestic air condition-
    ing because of additional complexity,
    increased size, and  increased  main-
    tenance.
  3 Low (Rating  of 2.95  to 2.80) The
    pulse-tube/thermoacoustic, reversed
    Stirling, and solid sorption technolo-
    gies received a low rating for domes-
    tic  air  conditioning.  The pulse-tube/
    thermoacoustic technology is imma-
    ture, and has low cycle efficiencies at
    source  temperatures  of 20°C and
    above. The most promising technol-
    ogy in this group for domestic air con-
    ditioning is solid  sorption. The cycle
    efficiency of  solid sorption  systems
    should be high in the temperature lift
    range used for air conditioning.
  4 Very Low (Rating of 2.35 to 1.95)
    The reversed Brayton, thermoelectric
    refrigeration,  and magnetic refrigera-
    tion were rated as having very  low
    suitability for domestic air condition-
    ing. The  principal reasons for the very
    low rating of the reversed Brayton
    technology are:  a large physical size
    per ton of cooling effect of the hard-
    ware (compressor,  expander,  and
    ducts),  high  complexity  (and there-
    fore high capital cost) of the turbine
    and expander,  and a  low cycle effi-
    ciency.

Mobile Air Conditioning
  Table 7 contains  the refrigeration tech-
nology ratings for mobile air conditioning.
The technologies are ranked from the most
to least favored. The size and weight cri-
teria were given a  high  relative  impor-
tance and the efficiency  criterion weight-
ing was reduced for mobile air condition-
ing (Table 3). The  useful life of mobile air
conditioning systems is also shorter than
for the other four application areas (a 10-
year average  life  was  used as an  esti-
mated  life  of mobile air conditioners for
this study).  The refrigeration  technology
ratings in Table 7  were considered to be
in  four groups of suitability for mobile air
conditioning:
   1 High  (Rating of 4.30) Vapor com-
    pression was  rated highest. The pri-
    mary reasons  for rating were  a  rela-
    tively low weight and small hardware
    size per ton of cooling effect  in  mo-
    bile cooling. Mobile vapor compres-
    sion cooling systems also require  little
    maintenance and are relatively inex-
    pensive to  produce.
  2 Medium (Rating of 3.25) The re-
    versed Stirling technology was rated
    as  medium for  mobile cooling.  The
    important attributes of reversed Stirling
    technology for  mobile cooling are com-
    pactness and  low maintenance of the
    refrigeration system.  The  low cycle
    efficiency, particularly at higher source
    temperatures,  was  the principal rea-
    son that reversed Stirling did  not re-
    ceive a high rating for mobile cooling.
  3 Low (Rating  of 2.65 to  2.30)  The
    pulse-tube/thermoacoustic, solid sorp-
    tion, reversed Brayton, and absorp-
    tion technologies received low  ratings
    for mobile  air conditioning. The  pri-
    mary reasons  for the low rating was
    the large size and high weight per ton
    of cooling  capacity as  compared to
    vapor compression systems.
  4 Very Low (Rating below 2.15) Ther-
    moelectric  cooling and magnetic re-
    frigeration were  rated lowest for  mo-
    bile air conditioning. The reasons for
    the very low rating were a low cycle
    efficiency  and the  need for a large
    electrical generation system aboard
    the vehicle for both technologies.

Commercial Air Conditioning
  Table 8 contains the refrigeration tech-
nology ratings  for commercial air condi-
tioning. The suitability ratings are  distrib-
uted into three groups:
   1 High (Rating  of 4.85 to 4.45) Vapor
    compression was the  most suitable
    technology for commercial air condi-
    tioning. Absorption was  also  rated
    high. Since commercial air-condition-
    ing systems generally have a larger
    cooling capacity and longer life ex-
    pectancy than  domestic systems, they
    were not penalized as  heavily  for ad-

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Table 7. Ranking of Mobile Air-Conditioning Technologies from Most to Least Favored

Rankng                           Refrigeration Technology                     Rating
                                  Vapor Compression
                                  Reversed Stirling
                                  Pulse-Tube/Thermoacoustic
                                  Solid Sorption
                                  Reversed Brayton
                                  Absorption
                                  Thermoelectric
                                  Magnetic Refrigeration
                                4.30
                                3.25
                                2.65
                                2.55
                                2.50
                                2.30
                                2.15
                                1.25
Table 8. Ranking of Commercial Air-Conditioning Technologies from Most to Least Favored

Ranking                          Refrigeration Technology                     Rating
1
2
3
4
5
6
7
8
Vapor Compression
Absorption
Pulse-Tube/Thermoacoustic
Solid Sorption
Reversed Stirling
Reversed Brayton
Magnetic Refrigeration
Thermoelectric
4.85
4.45
3.10
2.80
2.75
2.35
2.05
1.95
    ditional  complexity  and  increased
    maintenance.  Emphasis was placed
    on  the  efficiency  of commercial  air
    conditioning systems.
  2 Medium (Rating of 3.10 to 2.75) The
    pulse-tube/thermoacoustic, solid sorp-
    tion, reversed Stirling, and reversed
    Brayton technologies were in the me-
    dium suitability  rating group. These
    gas cycle  refrigeration technologies
    have low  cycle efficiencies at  the
    higher source temperatures used in
    air  conditioning. Solid sorption refrig-
    eration  technology  has  the  highest
    cycle efficiency in the medium group.
  3 Low (Rating of 2.35 to  1.95) Ther-
    moelectric  and magnetic refrigeration
    have very low cycle efficiencies. Pres-
    ently, the amount of tellurium-based
    material for semiconductors is limited.
    Therefore,  the first  cost of thermo-
    electric  systems will be  high. Mag-
    netic refrigeration technology  is im-
    mature. Highly effective  regenerative
    heat transfer is the principal technical
    area which must be  developed to im-
    prove the cycle efficiency of magnetic
    air  conditioning.

Commercial  Refrigeration
  Table 9 contains the refrigeration tech-
nology  ratings  for  commercial  refrigera-
tion. The suitability ratings are distributed
into four groups:
  1 High  (Rating of  4.70) Vapor com-
    pression received the highest  rating
    for commercial refrigeration.
  2 Medium (Rating of 3.80) Absorption
    refrigeration was rated  next  highest.
    Although  absorption  refrigeration is
    capable of high cycle efficiencies, it is
    not as attractive as vapor compres-
    sion from the perspective of complex-
    ity, size and weight, and maintenance
    (particularly for supermarkets).
  3 Low (Rating  of 3.10 to 2.80) The
    gas  cycle  refrigeration  technologies
    (reversed Stirling, reversed Brayton,
    and pulse-tube/thermoacoustic  refrig-
    eration) were in the low  suitability rat-
    ing  group. The  cycle efficiencies of
    refrigeration systems using these tech-
    nologies  increase with decreasing
    source temperature. All of these tech-
    nologies are best suited for cryogenic
    and low-temperature industrial refrig-
    eration.
  4 Very  Low (Rating  of 2.05) Thermo-
    electric and magnetic refrigeration
    were  in the lowest suitability  rating
    group  for commercial  refrigeration  .
    Both of these technologies have very
    low cycle  efficiencies.

Conclusions
  • Vapor compression refrigeration us-
    ing non-CFC refrigerants  is the  most
    desirable technology of those consid-
    ered for use in the five  application
    areas  considered  in this  study (do-
    mestic, commercial, and  mobile  air
    conditioning; and domestic and com-
    mercial refrigeration). This conclusion
    is supported by the  first place ranking
    that vapor compression  received in
    the technical assessment of each
    technology (Tables  5 through 9).
  • Absorption  refrigeration is  attractive
    for commercial  refrigeration and  air
    conditioning. If  the complexity and
    maintenance levels can be reduced,
    it could also be  attractive  for domes-
    tic applications.
  • Solid sorption refrigeration technology
    is  immature. This  technology  may
    have some  advantages over absorp-
    tion systems using  liquid absorbents,
    particularly for domestic refrigeration
    and air conditioning. Canister sorp-
    tion and heat transfer efficiencies must
    be  improved above present  levels.
    Complete  systems must be developed
    to  demonstrate  a  reasonable useful
    life and acceptable  maintenance lev-
    els. Solid sorption is the most promis-
    ing new  refrigeration  technology in
    terms  of technical feasibility, particu-
    larly for air conditioning and refrigera-
    tion, where batch  processes can  be
    used.
  • The highest cycle efficiencies for the
    gas cycle  refrigeration technologies
    (reversed  Stirling,  reversed Brayton,
    and pulse-tube/thermoacoustic) occur
Table 9. Ranking of Commercial Refrigeration Technologies from Most to Least Favored

Ranking                          Refrigeration Technology                     Rating
1
2
3
4
5
6
7
8
Vapor Compression
Absorption
Reversed Stirling
Solid Sorption
Reversed Brayton
Pulse-Tube/Thermoacoustic
Magnetic Refrigeration
Thermoelectric
4.70
3.80
3.15
3.10
3.00
2.80
2.05
2.05

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at source temperatures below the low-       •  The thermoelectric and magnetic re-
est  temperature  considered in this         frigeration technologies are impracti-
study (-24°C). These technologies are         cal  for normal  refrigeration and air
best suited to low temperature refrig-         conditioning at this time.
eration.

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   D. Gauger, H. Shapiro, and M. Pate are with Iowa State University, Ames, IA 50011.
   Theodore G. Brna is the EPA Project Officer (see below).
   The complete report, entitled "Alternative  Technologies for Refrigeration and Air-
     Conditioning Applications," (Order No. PB95-224531; Cost $44.50, subject to
     change) will be available only from:
           National Technical Information Service
           5285 Port Royal Road
           Springfield, VA 22161
           Telephone: 703-487-4650
   The EPA Project Officer can be contacted at:
           Air and Energy Engineering Research Laboratory
           U.S. Environmental Protection Agency
           Research Triangle Park, NC 27711
United States
Environmental Protection Agency
Center for Environmental Research Information
Cincinnati, OH 45268

Official Business
Penalty for Private Use $300
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