United States
Environmental Protection
Agency
National Risk Management
Research Laboratory
Cincinnati, OH 45268
Research and Development
EPA/6QQ/SR-97/081   October 1997

 Life
Geoffrey M. Lewis and Gregory A. Keoleian
  The life cycle design framework was
applied to photovoltaic (PV) module de-
sign. The primary  objective  of this
project was to develop and evaluate
design metrics for assessing and guid-
ing the improvement of PV product sys-
tems. Two metrics were used to assess
life cycle  energy  performance of a PV
module: energy payback time and elec-
tricity  production efficiency.  These
metrics are based on material produc-
tion, manufacturing, and transportation
energies,  and  were evaluated for sev-
eral  geographic  locations.  An  alumi-
num frame  is  responsible  for a
significant fraction of the total energy
invested in the module studied. Design
options to reduce the energy impact of
this  and  other components are dis-
cussed.
  This Project Summary was developed
by EPA's National  Risk  Management
Research  Laboratory,  Cincinnati, OH,
to announce key findings of the research
project that is fully documented in a
separate report of the same title (see
Project Report ordering information at
back).

Introduction
  Interest  in sustainable energy technolo-
gies  that are  both practical and affordable
has increased with growing awareness of
the  environmental and  political  conse-
quences of fossil fuel and nuclear electric-
ity generation. PV modules, one variety of
which is the subject of this report, offer a
promising  alternative to  our current de-
pendence  on nonrenewable energy tech-
nologies.   Photovoltaic modules  convert
some of the energy contained in  sunlight
directly  into  electricity without producing
waste or emissions.
  This life cycle design project was a col-
laborative effort between the University of
Michigan and United Solar Systems Cor-
poration (United Solar). United Solar is a
joint venture between Energy Conversion
Devices (ECD) of Troy,  Michigan, and
Canon,  Inc. of Japan. ECD is a leader in
the research and development of thin film
amorphous silicon photovoltaic modules.
Canon is known worldwide as a manufac-
turer of electronic, office, and photographic
equipment.
  The United Solar UPM-880 tandem junc-
tion commercial power generation module
was the product chosen  for this demon-
stration  project. The UPM-880 is currently
United Solar's standard power generation
module  and  is the most directly compa-
rable with  other manufacturers' products.
It employs thin film amorphous silicon as
the photovoltaic material and contains two
identical semiconductor junctions (hence,
tandem). This module has a rated output
power of 22 watts, is 119.4 x 34.3 x 3.8
centimeters in size, weighs 3.6 kilograms,
and has a stabilized conversion efficiency
of 5%.
  The UPM-880 represents a point in the
development of thin film  PV technology
which has since been surpassed. The op-
portunity to influence this technology im-
provement  made  the  UPM-880 product
system a good candidate for study. United
Solar  is exploring innovative applications
of thin film PV technology including incor-
poration of PV into building materials such
as standing seam metal  roofing systems
and roofing  shingles that  have the ap-

-------
pearance  of common  asphalt shingles.
Roofs, glazings, and facades all become
producers of electricity in addition to per-
forming their traditional structural or archi-
tectural functions  when thin  film  PV
materials are used  to  coat  building sur-
faces. These building-integrated PV appli-
cations are made possible in part by thin
film characteristics such  as  ruggedness,
flexibility, and low cost.
  Life cycle design was developed to more
effectively integrate environmental consid-
erations into product system design. The
product system encompasses material pro-
duction, parts  fabrication and assembly,
use, and  retirement.  Systems  analysis
based  on  the  product  life cycle offers a
comprehensive approach for guiding im-
provement of photovoltaics and other prod-
ucts.

Objectives
  The primary  objective  of  this demon-
stration project was  to  develop and apply
design metrics  for assessing the energy
performance of photovoltaic technologies.
This study was  a partial application of the
life  cycle design methodology which also
includes the assessment of waste and
emissions throughout the product life cycle.
The scope of this study was limited by the
availability of life cycle inventory data. The
two metrics discussed here  are energy
payback  time  and  electricity  production
efficiency.
  The length of time required for a mod-
ule to  generate energy equal to the amount
required to produce it from raw materials
is called the energy payback  time. Energy
payback time is frequently used as a per-
formance  benchmark for  renewable  en-
ergy technologies, particularly PV.  Fossil
fuel and  nuclear electricity generating
plants  are not evaluated  by  energy pay-
back time because they effectively never
pay back.  Generating losses and the on-
going  need for input energy (as fuel) con-
spire to ensure that fossil fuel plants cannot
generate as much  energy as they con-
sume  on a primary energy basis.
  Electricity production efficiency is  de-
fined as the ratio of the total energy pro-
duced  by  a generating system over  its
lifetime to the sum  of energy inputs  re-
quired for the system's manufacture, op-
eration and  maintenance (including fuel),
and end-of-life management. This ratio can
be  used to  compare all types of renew-
able or fossil fuel based generating tech-
nologies.

Product Description
  Over 26 different  materials are used  in
the  production of the  UPM-880, 20 of which
are  actually  incorporated  into the finished
product. Module production begins with a
stainless steel substrate  which  is pro-
cessed  in the  following steps: washing,
back reflector  deposition, amorphous sili-
con alloy deposition, transparent conduc-
tive oxide (TCO) deposition and  scribing,
short passivation, grid pattern printing, and
cell cutting. All steps through TCO depo-
sition are continuous processes.
  The  processed substrate  is laminated
inside encapsulation materials which pro-
vide environmental protection while allow-
ing the  maximum  amount of  light
transmission  to the active  photovoltaic
material. A sandwich of materials is as-
sembled in the following order (from front
to back): Tefzel (a Teflon based polymer),
EVA, the processed substrate, an EVA/
polymer composite layer, and finally a gal-
vanized  steel  backing plate  (Figure  1).
The steel backing  plate  is laminated to
the material in the rest of the module by
EVA, making its separation during disas-
sembly nearly  impossible. The steel back-
ing  plate and  aluminum frame serve  as
structural components  only,  providing ri-
gidity and mounting points  for the module.

Methodology

Scope and Boundaries
  Clearly defined boundaries that constrain
data gathering  and analysis are  critically
important in comparative product system
studies. Results depend directly on bound-
ary definition, which  also  determines
whether the results may be compared with
those of other studies. This study included
data for raw material extraction and pro-
cessing (for  both  product and  process
materials), transporting processed materi-
als  to  manufacturing  facilities, manufac-
turing,  transporting modules  to  the  use
site, and module use. All data were deter-
mined  on a  per module  basis.  Not  in-
cluded  were   data on  installation  or
balance-of-system  (BOS) components.
BOS components  include mounting and
support structures,  tracking hardware (un-
less the array is fixed), wiring and termi-
nals for interconnection of modules in the
array, power inverters to convert the DC
output of the PV module into utility-grade
AC and to interface with the utility electric-
ity grid, energy storage (if the array is not
grid-connected), and labor for installation,
operation and maintenance.  Energy used
for the manufacturing facility physical plant
(lighting and  space  conditioning) and en-
ergy involved in packaging and packaging
materials were also  not included.
   Data on the end-of-life phase were not
collected since there  is no infrastructure
to deal specifically with PV modules. En-
ergy required for or credited from reuse or
recycling options  was not considered in
this  study, except  as discussed in the
Design Implications  section below.

Data Collection and Analysis
  All  energy data were considered  on  a
per module  basis and were  converted to
equivalent primary  energy (EPE) to ac-
count for losses in  conversion  and gen-
eration.  EPE makes all  energy  data
functionally equivalent, allowing direct com-
parison. For example, electric energy from
the grid cannot accurately be compared
to natural gas energy without taking into
account production  efficiencies for both
electricity generation and natural gas pro-
duction. Ignoring the fuel required to pro-
duce electricity  significantly  distorts
analysis.  To avoid this, the United States
average  electricity  generating  efficiency
ratio of 0.32 was used to convert electric-
ity to  EPE for this study.

Materials
   Published data  for extracting and pro-
cessing  raw  materials (material produc-
tion  energy) were  not  available for  all
materials used to produce the UPM-880.
Estimates were made for some materials
based on  discussions  with  industry
sources. For materials manufactured by a
small number of firms,  energy data are
usually considered  proprietary. In these
cases, we substituted data for similar ma-
terials or processes.
   United Solar provided a bill of materials
for the UPM-880 with all  data items on a
per module  basis. United Solar provided
data  on  supplier  location and  utilization
                                                    Processed substrate

                                                    EVA / polymer composite
                                                    Steel backing plate
                                          Figure 1. Laminated module, edge cross section.

-------
efficiency for each material as well, allow-
ing a calculation of the actual amount of
material incorporated  into a module  and
the amount of waste material per module.
  The amount of  energy  expended to
transport materials to  United  Solar facili-
ties was calculated using  distances deter-
mined from the location data, information
on transportation energy  requirements in
units  of energy per weight-distance (Btu
per ton-mile),  and  material weight data
from the bill of materials.  It was assumed
that a diesel tractor trailer was used for all
overland transportation  and  an ocean
freighter was  used for all  overseas trans-
portation.

Manufacturing
  There are three  components of manu-
facturing  energy: processing energy, en-
ergy in process materials, and energy for
transportation to the use site. Manufactur-
ing process energy data were provided,
on a  per module basis,  by United  Solar.
Process materials  were  handled by the
same method  discussed  above for prod-
uct materials.  In  most cases,  however,
data  on  material production  energy for
process materials were not readily avail-
able from the  literature.  The  amounts of
process materials used per module were
low relative to  most product  material in-
puts, so process materials were assumed
to contribute a  negligible  amount to total
module energy  requirements.

Use
  Use phase  data for the  energy payback
time calculation consist only of insolation
at the module location and the module's
conversion efficiency  (module  size is  a
constant,  equal to  0.372m2).  Insolation
data,  as  direct normal solar  radiation in
watt-hours per square meter per day, were
taken from the National  Renewable  En-
ergy Laboratory's (NREL)  online computer
database and  converted  to units of kilo-
watt-hours per square meter per year. Data
were taken for three cities of interest: De-
troit, Michigan, near United  Solar and the
University of Michigan; Boulder,  Colorado,
near NREL; and Phoenix,  Arizona, a loca-
tion generally considered  to be an  excel-
lent  site for PV use.  These  three cities
approximately span the  range  of insola-
tion  available  in the  continental United
States, from a  low of  around 1200 kWh/
m2/yr in Detroit to around  2000 kWh/m2/yr
in Boulder to a high of around 2500 kWh/
m2/yr in Phoenix.

Life Cycle  Metrics
  Material production energy includes en-
ergy for raw material extraction,  process-
ing, and transportation. These data were
gathered in megajoules per kilogram. Be-
cause material production energy data vary
over a wide range, low and high values
were  used in separate calculations, re-
sulting in two values for each energy met-
ric.  The  energy  used to transport one
module worth of materials to manufactur-
ing facilities was then calculated and added
to the material energy.
  Energy data for each module manufac-
turing process step were  gathered on  a
per module basis.  This energy was all  in
the  form  of electricity and was converted
to equivalent primary energy as discussed
above. Transport to the use  site was as-
sumed to be by diesel tractor trailer.
  Calculating energy generated by a mod-
ule  in use requires data for  its  stabilized
conversion efficiency and  area, along with
average insolation where it will be installed.
Once the energy generated by  a module
was known, all data necessary to calcu-
late energy  payback time and  electricity
production  efficiency metrics were avail-
able.
  Two other metrics, life cycle conversion
efficiency and life cycle cost, are discussed
in the full report from this  project.

Energy Payback Time
  Payback time in years was  calculated
by  dividing the  total  amount  of energy
used to manufacture a module from raw
materials, install and  operate  it over  its
lifetime, and deal with end of life disposi-
tion by the amount of energy a module
generates in a year using  Equation 1. The
variables in this equation  are defined  as
follows: Emat = energy to extract, process,
and transport raw materials to the manu-
facturing  facility;  Efab = energy to fabricate
a module from raw materials and trans-
port it  to the use site; Einst = energy re-
quired for module installation (assumed to
be 0); Eelm = energy required for any end-
of-life management activity (assumed to
be  0);  Egen/yr = energy generated by  a
module in one year; and E0&m/yr = energy
used annually for operation  and mainte-
nance (assumed to be 0).
lifetime (Eelm), using Equation 2.  Eiom and
Eelm were assumed to  be zero for this
analysis;  in actuality both are likely to be
small  numbers.
  Payback time
                   + E
                     eim
       -gen'
                                   (1)
Electricity Production Efficiency
  Electricity production efficiency is cal-
culated by summing  the energy  pro-
duced by a generating system over  its
lifetime (Egen (lifetime)), and  dividing  it
by  the sum  of the energy  inputs re-
quired to manufacture (Emat +  Efab),  in-
stall, operate  and maintain (Eiom, which =
Einst + (module lifetime)  (E0&m/yrj), and dis-
pose  of  or reclaim it  at  the  end  of  its
  Electricity production efficiency

  	Egen (lifetime)

     Emat+Efab + Eiom + Eelm
(2)
  Electricity production efficiency was cal-
culated for the same geographic locations
as payback time.  Two  possible module
lifetimes, 10 and 25 years, were chosen
to demonstrate how this variable effects
the metric (the UPM-880  is  currently
warranted for  10 years).
  Electricity production efficiency is  pre-
sented as a ratio.  A system that gener-
ates more energy than  is required to
produce it would have an electricity  pro-
duction  efficiency greater  than unity  and
could  be considered to be a sustainable
system.

Results and Discussion

Life Cycle Data
  Energy  data for production and  trans-
port of product materials are shown on a
per module basis in Table 1, sorted from
highest energy at the top to lowest at the
bottom.  When more than one material  is
required for a function, it is noted as "vari-
ous" in the material column.  Notice  also
that there are  two  totals at the bottom of
the table, one  for a standard module  and
one for a frameless module. This classifi-
cation highlights the impact of the  alumi-
num frame on the energy requirements
for the UPM-880.
  Energy required for manufacturing, con-
verted to equivalent primary energy (EPE),
is shown  in Table 2. These data were
gathered at United Solar by measuring
electrical consumption of  the respective
machines  for the amount  of time neces-
sary to process one module. The bulk of
this energy is  invested in  processes  that
require elevated temperatures for a  long
period of time (encapsulation) or at greatly
reduced  pressure  (all  of  the deposition
steps).

Life Cycle Metrics

Energy Payback Time
  Energy  payback time results are  pre-
sented in Table 3.  Module production en-
ergy summarizes the  material, transport,
and manufacturing energy discussed  in
Tables 1 and 2 for both the standard  and
frameless cases. Table 3 presents energy
payback times in years  for various loca-
tions and module conversion efficiencies.
Energy  generated  per year  is calculated
as the product of insolation, conversion

-------
Table 1. Product Constituent Material Production Energy, in MJ
Function
Frame
Encapsulation
Substrate
Backing plate
Deposition materials
Busbar
Back reflector
Grid
TCO
Material
aluminum
various
stainless steel
steel
various
various
various
various
various
Low Case
196.0
84.0
58.7
9.7
7.7
0.8
0.2
*
*
High Case
566.1
114.8
73.0
65.4
7.7
3.6
0.7
*
*
Transport
7.8
7.7
3.9
6.1
0.1
0.1
*
*
*
% Module
Mass
38.0
25.2
11.4
24.8
*
*
*
*
*
Standard, total material energy

Frameless, total material energy
357.1

161.1
831.4

265.4
25.5

17.7
* Negligible amount, <0.05.
Standard - low energy case uses lowest reported data and assumes 70% primary / 30% secondary frame material;
  high uses the highest available data and assumes frame is 100% primary aluminum .
Frameless - low and high cases reflect the range of values reported in the literature.
Source: Appendix B in [7].
Table 2. Manufacturing Equivalent Primary Energy (EPE)

Process Step	EPE (MJ)
                  % of Total
Encapsulation
Amorphous SI alloy deposition
TCO deposition
Back reflector deposition
Substrate wash
TCO etch
Short passivation
Grid pattern screen print
Testing and packaging
Total process energy
56.2
37.9
32.7
30.3
23.1
7.0
7.0
7.0
*
201.2
28.0
18.8
16.3
15.0
11.4
3.5
3.5
3.5
*
100.0
* Negligible amount.


efficiency, and module size. Energy pay-
back time in years is  calculated as mod-
ule production energy  (in kWh) divided by
energy generated per year. The conver-
sion efficiency of  the UPM-880  is cur-
rently around  5%,  but  energy payback
times were also calculated for a conver-
sion efficiency of 8% to illustrate the effect
of efficiency  improvements on payback
time. United Solar has produced  a proto-
type module with a 10% conversion effi-
ciency and  is  currently translating this
technology into production.
  Our  methodology  results  in payback
times higher  than  previously reported.
 Srinivas reports payback times for 5% ef-
 ficient  amorphous silicon modules pro-
 duced in batch production facilities outside
 North America. His results ranged from
 2.18 years for a frameless module  to 2.6
 years for a  module  framed with plastic
 and glass using an insolation level roughly
 equivalent to  our  Detroit case. Hagedorn
 estimates a payback time of 3.5 years for
 a 5% efficient module framed  with plastic
 and glass produced in a proposed facility.
 Construction and  material factors in both
 of these studies seem to indicate modules
 with  shorter lifetimes than the UPM-880.
 Payback times calculated  in  this  study
should be compared with others published
in the  literature only if differences in the
assumptions, data, and methodologies are
carefully considered.

Electricity Production Efficiency
  Electricity production efficiency results
are presented in Table 4. Module produc-
tion energy is  identical to  that noted  in
Table 3 and the same three locations are
used,  although the number under the  lo-
cation now  represents the amount of elec-
tricity  generated per year by a module  at
5% conversion efficiency.  Energy gener-
ated over a module's  lifetime is the prod-
uct of  electricity generated per year and
module lifetime. Electricity production effi-
ciencies were calculated with Equation  2.
Note that the high electricity  production
efficiency value for each case results from
the low module production  energy value,
and vice versa, and also that values less
than unity result from module production
energy  being greater than energy gener-
ated. For comparative purposes, the United
States electricity grid has an average elec-
tricity  production efficiency of 0.32.

Design Implications
  Two components of the UPM-880 pho-
tovoltaic module offer major opportunities
for improved design: the aluminum frame
and EVA encapsulant.
  Energy invested in the aluminum frame
consists of material production energy and
energy  required to  extrude  and anodize
the frame parts.  Material  production en-
ergy can be reduced by using a higher
proportion of secondary (scrap) aluminum
to  primary  material, or by using a differ-
ent,  less energy intensive  material.  A
higher proportion of secondary material
might cause a decrease  in the frame's
surface quality, but as long as its struc-
tural properties and lifetime  remain unaf-
fected, cosmetic imperfections should  be
tolerable. Use of the  module in applica-
tions not requiring a  frame  obviates the
material selection process for this compo-
nent and also eliminates  significant en-
ergy investments.
  Reusing the aluminum frame is another
method of reducing energy investment.  In
the current design, the frame is  easily
separable and can be used on another
module with  minimal  processing besides
transportation to the production facility. The
impact  of reusing the frame on  energy
metrics is  dramatic,  because the frame
represents  between 34 and 53 percent  of
the total module  production energy (be-
tween 55 and 68  percent of total material
production  energy).  Reusing the  frame
once  halves its energy contribution and
reusing it twice drops the  energy cost  to

-------
Table 3.  Energy Payback Time Calculations
                                                        Payback Times
Location and Conver.
Insolation Eff., %
Detroit, Ml
1 202 kWh/m2/yr
Boulder, CO
1 974 kWh/m2/yr
Phoenix, AZ
2480 kWh/m2/yr
5
8
5
8
5
8
Energy Gen/
Year (kWh)
22.3
35.7
36.7
58.7
46.1
73.7
Standard
low
7.5
4.7
4.5
2.8
3.5
2.2
Standard
high
13.4
8.4
8.1
5.1
6.4
4.0
Frame-
less
low
5.0
3.1
3.0
1.8
2.3
1.4
Frame-
less
high
6.3
3.9
3.7
2.3
2.9
1.8
Standard: module production energy is: material production + manufacture + transport = 162.2 kWh (583.8 MJ) low
  case; = 293.9 kWh (1058.1 MJ) high case.
Frameless: module production calculated as above = 105.6 kWh (380.0 MJ) low case; = 134.5 kWh (484.3 MJ) high
Table 4.  Electricity Production Efficiency Calculations*
                                            Electricity Production Efficiencies
Location and
Generation
Detroit, Ml
22.3 kWh/yr
Boulder, CO
36.7 kWh/yr
Phoenix, AZ
46.1 kWh/yr
Module
Life (yr)
10
25
10
25
10
25
Standard
low
0.75
1.87
1.24
3.09
1.56
3.91
Standard
high
1.33
3.33
2.23
5.57
2.83
7.07
Frameless
low
1.60
3.99
2.68
6.69
3.40
8.51
Frameless
high
2.01
5.03
3.39
8.49
4.33
10.83
"Assumes 5% module conversion efficiency, includes module transport energy: Detroit, 19.31 MJ; Boulder, 8.97MJ;
  Phoenix, 3.01 MJ.
Standard: module production energy is: material production + manufacture + transport = 162.2 kWh (583.8 MJ) low
  case; = 293.9 kWh (1058.1 MJ) high case.
Frameless: module production calculated as above = 105.6 kWh (380.0 MJ) low case; = 134.5 kWh.
Table §. Energy Metrics for Frame Reuse
Location and Metric
                                                          Number of Uses
Detroit, Ml
low energy payback time (yr)
high energy payback time (yr)

low electricity production efficiency
high electricity production efficiency

Boulder, CO
low energy payback time (yr)
high energy payback time (yr)

low electricity production efficiency
high electricity production efficiency

Phoenix, AZ
low energy payback time (yr)
high energy payback time (yr)

low electricity production efficiency
high electricity production efficiency
 7.5
13.4

 0.8
 1.3


 4.5
 8.1

 1.2
 2.2


 3.5
 6.4

 1.6
 2.8
 6.8
10.4

 1.0
 1.5


 3.9
 6.1

 1.7
 2.6


 3.0
 4.7

 2.1
 3.4
6.8
9.7

1.0
1.5


3.8
5.5

1.8
2.7


2.8
4.2

2.4
3.5
Assumes 5% module conversion efficiency; 10 year lifetime; includes transportation energy.
one third of the single-use value. Table 5
contains energy metrics calculated for vari-
ous levels of frame reuse.  These results
assume a module with 5% conversion ef-
ficiency and include energy  to  transport
the module back to the manufacturing fa-
cility for each frame reuse. Transportation
energy was assumed to be the  same for
each  use of the frame; distance from the
module disassembly facility to United So-
lar was the same as the distance from the
frame manufacturer to United Solar.
  The useful life of a photovoltaic module
is  a  primary  design parameter,  as indi-
cated  in Table 4.  EVA encapsulant fre-
quently determines a  module's useful life
as it  either degrades  in optical quality or
moisture permeability. Formulations of EVA
have  evolved to the point where  browning
is no  longer the concern  it once was, but
moisture permeability remains a  main de-
terminant of module lifetime. In  addition,
the current formulation  of  EVA requires
relatively  high energy for  lamination.  A
formulation  with a  quicker cure time and/
or a lower cure temperature would reduce
this process energy requirement.
  The one other likely candidate for com-
ponent reuse is the steel backing plate.  In
the current design, the backing plate  is
bonded to the module in the laminating
press  by a layer of EVA. If this layer  of
EVA could be deleted from the module, it
would greatly  facilitate disassembly  and
reuse or  recycling  of the  backing  plate
while  reducing  material  energy  require-
ments. However, our calculations revealed
that eliminating one layer of EVA and re-
using the steel backing plate  had only an
incremental effect on values of the metrics,
especially compared to the  effect of reus-
ing the frame. Even so, deleting a layer of
EVA does facilitate  manufacturing and end
of life management and can reduce cost.

Conclusions
  The application of the life cycle design
framework  offered   many useful insights
for enhancing the energy performance  of
photovoltaic technology. Life cycle energy
analysis highlighted the energy  contribu-
tion of individual life cycle stages, process
steps, parts and components, and spe-
cific  materials.  The  project team devel-
oped   metrics  to guide improvement  of
photovoltaic devices and to  assess  how
sustainably these devices generate  elec-
tricity. One of these metrics, electricity pro-
duction efficiency, was discussed.
  The metrics presented  in Tables 3 and
4 demonstrate the  relative significance  of
geographic locations  with  higher  insola-
tion  and the  aluminum frame. The best
results are obtained with  frameless appli-
cations in  areas of high insolation, but

-------
either increased insolation or reduced mod-
ule production energy are beneficial indi-
vidually.  For  example, comparisons of
standard and frameless modules indicate
that the frame approximately doubles en-
ergy payback time and reduces electricity
production  efficiency by  about half. The
beneficial effect of increased module life-
time is also clearly demonstrated in Table
4.
  Electricity production efficiency is a pow-
erful  metric for comparing  photovoltaic
technology with other systems for gener-
ating  electricity because it puts all sys-
tems  on  an equivalent basis. To meet a
definition of sustainability,  an  electricity
production efficiency greater than unity is
necessary: this enables the device to pro-
duce  sufficient energy over its lifetime to
at least reproduce itself (the current United
States electricity  grid efficiency is  0.32).
All  but one of the  cases presented  in
Table  4  show efficiencies greater than
unity; most are substantially higher.
  The energy investment in  a conven-
tional power plant is generally  neglected
in life cycle energy analysis because it is
assumed to be small relative to fuel en-
ergy inputs. This study shows that energy
investment in the  "power plant" for photo-
voltaic devices is substantial  relative to
their energy generating capacity and can-
not be neglected.  A comprehensive  and
fair comparison  of PV and  conventional
generating  systems would  involve enu-
merating all terms in (2) (including  any
storage necessary for the PV system) and
other environmental impacts such as air
emissions and waste for both systems.
  A simple but important conclusion from
Table 5 is that increasing the  number of
module components that can  be reused
and the number  of times they are reused
significantly  improves energy metrics. Re-
using the aluminum frame will yield by far
the  greatest  improvement in  energy
metrics; reusing other components affects
the metrics  only incrementally  and may
not be worth additional effort from an en-
ergy standpoint.
  Energy payback time  should be a criti-
cal factor in  deciding whether or where to
deploy photovoltaic modules,  although cost
is usually the sole criterion for these deci-
sions. Accurate comparison  between our
values of this metric and  other  studies
requires  careful consideration  of differ-
ences in methodology or data.  This study
is based on  actual data from an operating
production facility; many other studies use
theoretical calculations which tend to im-
prove metrics.
  Photovoltaic  technology development
focuses primarily on  increasing conver-
sion efficiency  and reducing  cost. How-
ever, energy payback time and electricity
production efficiency add valuable perspec-
tives for guiding photovoltaic technology
development. Energy payback time  can
be  used for strategic planning  and deci-
sion making when all assumptions are
considered. Electricity production efficiency
is a more comprehensive metric because
it assesses the  performance of a generat-
ing  system  over  its entire lifetime. This
metric  should also be used by  designers
for  product material selection and process
design. In addition, PV manufacturers, util-
ity companies, policymakers, and the pub-
lic should use this metric to make accurate
comparisons between generating technolo-
gies.
  The  properties of amorphous silicon thin
film technology  seems to make it a natu-
ral  fit  in building-integrated PV applica-
tions  such  as glazing  and  sheathing
materials and standing seam metal roof-
ing.
  The  full report was submitted in  partial
fulfillment of Cooperative Agreement num-
ber CR-822998-01-0 by the National  Pol-
lution Prevention Center at the  University
of Michigan  under the sponsorship of the
United  States  Environmental  Protection
Agency.

-------
  Geoffrey M. Lewis and Gregory A. Keoleian are with the University of Michigan,
   Ann Arbor, Ml 48109-1115.
  Kenneth R. Stone is the EPA Project Officer (see below).
  The complete report, entitled "Life Cycle Design of Amorphous Silicon Photovol-
   taic Modules," (Order No. PB97-193106; Cost: $21.50, subject to change)  will
   be available only from
         National Technical Information Service
         5285 Port Royal Road
         Springfield, VA22161
         Telephone: 703-487-4650
  The EPA Project Officer can be contacted at
         National Risk Management Research Laboratory
         U. S. Environmental Protection Agency
         Cincinnati, OH 45268
United States
Environmental Protection Agency
Center for Environmental Research Information
Cincinnati, OH 45268
Official Business
Penalty for Private Use
$300
     BULK RATE
POSTAGE & FEES PAID
         EPA
   PERMIT No. G-35
EPA/6QQ/SR-97/081

-------