United States
              Environmental Protection
              Agency
Environmental Monitoring
Systems Laboratory
Las Vegas, NV 89193-3478
              Research and Development
EPA/620/SR-94/015 July 1994
EPA      Project Summary
              Environmental  Monitoring and
              Assessment  Program—
              Arid  Ecosystems  1992  Pilot
              Report
              Susan E. Franson
                The U.S. Environmental Protection
              Agency (USEPA) and its collaborators
              have initiated a long-term, policy-rel-
              evant research project, the Environmen-
              tal Monitoring  and  Assessment  Pro-
              gram (EMAP), focused on evaluating
              ecological conditions on regional and
              national scales. In 1992 the EMAP Arid
              Ecosystems Resource Group (one of a
              number of EMAP resource groups) con-
              ducted a pilot study in the southeast-
              ern  Utah portion of the Colorado Pla-
              teau. This  report describes this  first
              field activity for arid ecosystems. The
              1992 pilot study was developed to
              evaluate sampling plot design and the
              sensitivity of selected indicators. The
              study focused  on four objectives re-
              lated to plot design, indicator develop-
              ment, sampling frame material, quality
              assurance, information management,
              and logistics. The primary categories
              of indicators selected for evaluation in
              the  1992 pilot  study were vegetation
              composition, structure, and abundance;
              spectral  reflectance; soil properties;
              and soil erosion. Data were collected
              on 29 sites within two major resource
              classes—desertscrub and  conifer
              woodland. Indicator measurement
              methods and the study results for each
              of the four objectives are explained in
              this report. Each of these  sections in-
              cludes recommendations based on the
              1992 study. The final section  summa-
              rizes the major conclusions and rec-
              ommendations drawn from the 1992 pi-
              lot study, draws implications from the
study results,  and discusses planned
future studies.

Introduction
  In 1992 the Arid Ecosystems Resource
Group conducted a pilot study in the south-
eastern Utah portion of the Colorado Pla-
teau. The purpose of this EMAP group is
to measure and report on the extent, con-
dition, and  trends of several resource
classes in the biogeographical provinces
of nearctic and neotropical North America
within the United States.

  The study focused on four objectives:
  •  Assessment of sampling variance—
    Evaluation of the EMAP-Forests Re-
    source  Group sampling plot design
    relative to the  selected indicators.
  •  Indicator sensitivity—Evaluation  of the
    sensitivity of the indicator measures
    to independent evaluations of site con-
    dition as designated by various land
    management.
  •  Sampling frame and extent—Evalua-
    tion  of the utility  of using classified
    TM imagery and other data acquired
    from the U.S. Fish and Wildlife Ser-
    vice (FWS) Gap  Analysis Program
    (GAP) to select frame materials for
    the pilot study and future studies and
    to provide data for extent estimation
    of arid ecosystems.
  •  Quality  assurance, information  man-
    agement, and  logistics—Evaluation of
    the  quality assurance,  information
    management,  data analysis, logisti-

-------
    cal, and  reporting  requirements and
    constraints based on the pilot study
    area.

1992 Pilot Study Area
  The  Colorado Plateau is an  arid and
semi-arid tableland  in  the  southwestern
U.S. The entire  130,000-square mile re-
gion of the Colorado  Plateau is much more
extensive  than needed to  fulfill the re-
quirements of the intended indicator evalu-
ation pilot; therefore, only a portion of the
plateau  was  chosen for data collection.
This region is predominantly managed as
federal lands, (i.e., Bureau of Land Man-
agement, National Park Service, and For-
est Service, and  part of Navajo  Nation,
state,  and private lands). The diversity of
ownership and jurisdiction promoted inter-
agency participation  in the pilot implemen-
tation. The area is bisected by the Colo-
rado River and includes  many canyon
lands that allowed for evaluation  of logisti-
cal requirements in some of the most diffi-
cult terrain that EMAP-Arid activities will
likely face. The area  includes two resource
classes  which  are  prevalent within  the
Colorado Plateau (desertscrub and coni-
fer woodlands) that  were chosen for indi-
cator evaluation.

Indicator Measurement
Methods

Vegetation Composition,
Structure,  and Abundance
  Vegetation  composition and  structure
have been  evaluated for decades  in arid
ecosystems and are well established as
important indicators  of  ecosystem condi-
tion. The  difficult decision  for the 1992
pilot was to determine what type of mea-
surement  technique best fit within  the
EMAP  approach. Numerous vegetative
sampling techniques were  evaluated in-
cluding plot sampling, belt transects, and
line intercept techniques. Most of the veg-
etative sampling techniques have been
developed for measuring forage supplies
for big game and other herbivores. The
literature was reviewed and the  EMAP-
Arid researchers decided to use a modi-
fied Daubenmire (1968)  approach because
it provides the ability not only to measure
vegetation attributes about species  rich-
ness and diversity, but also to keep open
options for relating this information to wild-
life habitat in future  pilots.

Spectral Reflectance
  A remote sensing approach to  collect
information about a  site offers a number
of advantages for indicator development
such as producing  spatially explicit  esti-
mates of ecological condition over entire
regions in a cost-effective manner. A num-
ber of researchers have developed strong
relationships between measurements and
indices derived from remote  sensing and
ecosystem variables. The Normalized Dif-
ference  Vegetation Index (NDVI) is such
an  index and researchers have  shown
very high relationships between NDVI de-
veloped from satellite and ground mea-
surements and leaf area  index. The leaf
area index correlates strongly with a num-
ber of other extremely important ecosys-
tem variables such as primary productivity
and biomass. The NDVI was selected as
a candidate indicator  for the 1992 pilot
study because it has both a demonstrated
relationship to vegetation parameters and
a lack of sensitivity to atmospheric condi-
tions; in  addition,  it has  been used  to
monitor phenological (vegetation) variables
on regional, continental, and global scales.
The Landsat TM  satellite data were used
to determine NDVI because the waveband
location  for deriving information concern-
ing  vegetation parameters is superior  to
multispectral scanner (MSS) data and the
pixel size of 30 by 30 m correlates more
easily with field-based measurements than
does the 1.1 - by  1.1 -km pixels of the Ad-
vanced Very High Resolution  Radiometer.

Soil Properties and Soil Erosion
  Soil properties were  selected because
they were determined to be critical in  evalu-
ating ecosystem health and  interpreting
vegetative information. The literature pro-
vided the rationale for  looking at  (physi-
cal, chemical, and biological  crusts) soil
parameters and focusing on their implica-
tions to management options,  plant growth
and the water balance. Soil  erosion was
also included in  the  1992 pilot because
most of the data required for estimating
erosion were collected  in the soil  profile.
These data could then be used as  inputs
to the Revised Universal Soil Loss  Equa-
tion (RUSLE) erosion models for evaluat-
ing  the relationship between  soil erosion
and  site condition.  Several  researchers
have identified a positive correlation be-
tween increased runoff and erosion with a
decrease in  the  serai  stage  of arid eco-
systems and have evaluated  the sensitiv-
ity of the models.

Assessment of Sampling
Variance
  The process of collecting samples can
produce extraneous variability in the indi-
cator measurements in addition to the vari-
ability associated with the resource condi-
tion. The EMAP  survey design  protocols
include  annual  visits  to  sampling sites
throughout the region and will require mul-
tiple sampling crews to procure the mea-
surements within  adequate time  frames.
The utility of indicators of resource condi-
tion  to some extent depends upon  the
degree to which these extraneous sources
of variation inhibit the ability of the indica-
tor  measurement to describe resource
characteristics.  Knowledge of these vari-
ance values is necessary not only to con-
struct confidence intervals for the mea-
sured indicators but also to evaluate  the
viability of the  measurements as indica-
tors. The  magnitude and influence of each
of these  components  of variability must
be evaluated by the EMAP-Arid program
as it progresses through the indicator de-
velopment process. Variance components
that continue to require  a  high  level of
investigation include those associated with
the year, crew, measurement,  and  plot
design.
  The  evaluation of indicator measure-
ment variances associated with the sam-
pling units that  potentially could be used
in  a common plot design for monitoring
EMAP-Arid extensive resources was a pri-
mary objective  of the  1992  pilot study.
Year and crew components  of variance
were not considered for investigation in
the  1992 pilot  study and will be deter-
mined  from  larger and  long-term studies
in the future. Measurement variances  are
discussed in Section 7 of the report.
  Measurements  considered  most influ-
ential for  the spectral, vegetation, and soils
indicator  categories were selected as can-
didates for  evaluation  of their  variance
properties. The variable selected for  the
spectral measure was the NDVI; the vari-
ables selected  for vegetation measure-
ments  were total vascular plant cover,
shrub cover, and tree cover; and the  soil
variables  analyzed were the clay, silt, sand,
and  very fine sand percentages; organic
matter; the soil  erodibility factor (K);  and
the length-slope (LS) steepness factor.
  The variables for this analysis also were
selected  to represent measurements  ac-
quired  from  different components of  the
plot  design.  The  selected variables  are
each representative of uniquely different
types of  statistical variables which affect
how the  indicator variables are  used in
the analyses. Each category  of indicator
measurements is discussed separately.
  It is recommended that a study be con-
ducted to determine an  optimal integrated
response design for EMAP-Arid monitor-
ing.  Such a study should be conducted
using a uniform sampling grid that allows
a wide range of arrangements of the  ba-
sic  measurement units  from  linear
transects of varying lengths  to  varying
shapes and sizes of rectangular arrays of
the units.  The relationships of the arrange-

-------
ments  to their respective  variances can
be used to craft efficient sampling designs
at a site. Also, this type of  study would
result in data to estimate the  level of spa-
tial  correlation that can be expected  from
the measurements. Knowledge of the spa-
tial  correlation would indicate the  need for
any spatial  separation among  the  mea-
surement units to increase the amount of
independent information acquired  from the
units.

Indicator Sensitivity
  One of the primary aims of the indicator
evaluation process is to evaluate the de-
gree to which  individual indicators repre-
sent a range of ecological  condition.  This
is often referred to as evaluation of indica-
tor  sensitivity. Two general types of indi-
cator sensitivity are commonly evaluated:
the grouping or clustering of indicator val-
ues across an environmental  gradient and
the degree to which an  indicator varies
within a known range of conditions.
  The  first type of sensitivity analysis nor-
mally  involves recognition of patterns  or
clusters (pattern  recognition or detection)
of values of  indicators  across an  environ-
mental gradient. The study is designed to
determine if  indicator values will  separate
or cluster into one or more  groups and
whether the  groups correspond to the en-
vironmental  gradient. This design allows
an  evaluation of indicator  sensitivity to a
range of environmental conditions, even if
standards (desired conditions) for evalu-
ating condition are not known.
  The  second type of sensitivity  analysis
generally involves  selecting sample  sites
based  on a range of "known" or "desired"
conditions and evaluating  the degree  to
which indicators vary across  those condi-
tions.  This type of sensitivity analysis re-
quires an a priori agreement on what con-
stitutes condition (nominal, marginal,
subnominal) and  knowledge  of the  geo-
graphic range of the  condition   (so that
representative sites can be selected).
  Initially, the EMAP-Arid researchers had
intended to  evaluate indicator sensitivity
relative to known or desired conditions as
determined by existing information  avail-
able from federal land management agen-
cies. The EMAP-Arid team decided to con-
duct this initial pilot study in the Colorado
Plateau due to the wealth of information
available from this area. Discussions were
held with a number of management agen-
cies and these discussions led to the un-
derstanding that EMAP-Arid  could obtain
congruous determinations of site condi-
tion for the Colorado Plateau area. How-
ever, the EMAP team discovered signifi-
cant differences in agency descriptions of
the condition of a site. This difference was
substantial enough in  several cases that
no  consistent  rating  of  a site could be
established.  Recently,  similar concerns
have also been  reported by the  NRC in
their review of rangeland health.  As a
result of these factors, the 1992 pilot study
was not able to address  the objective to
evaluate indicator sensitivity against sites
of "known" condition. Results presented in
this report are only indicative of patterns
in  the  Colorado Plateau  and the actual
range condition,  delineated  in these pat-
terns, is not known. However, it is reason-
able to assume the sites were different
and represented at least a partial range in
condition.

Frame Materials
  The EMAP-Arid group definitions of veg-
etation resource classes, as well as bio-
geographic provinces  have  been estab-
lished.  A method, or set of  methods, to
estimate extent of arid resources needs to
be developed, with the idea that an area
sampling technique will  provide a better
estimate of extent.
  An evaluation of the FWS GAP infor-
mation was conducted to determine how
well the satellite-derived data base identi-
fied plant  communities found at the pilot
study sample  points.  It  is  important to
note that the GAP data used were consid-
ered "preliminary", and   have been  im-
proved since the initial  comparison was
made.
  The  evaluation of the  GAP data was
inconclusive  partly because,  for  a com-
prehensive evaluation,  more sites  are
needed,  and, some discrepancies  ap-
peared to exist.  If the EMAP-Arid group
wants to consider using  GAP data in the
future to select  frame  materials  and to
provide data for extent estimation of arid
ecosystems, then a further assessment of
the accuracy of the  GAP data must be
performed.  This assessment should be
done  on the second  generation (or the
most recent version) of the GAP data and
must include a  sufficient  sample number
for each land cover type.

Quality Assurance, Information
Management, and Logistics
   Quality  assurance  (QA), information
management, and  logistics  are integral
components of EMAP field activities. In a
program of the magnitude of EMAP, over-
looking or ignoring even apparently minor
issues or  details may eventually jeopar-
dize the success of the program. Planning
and documenting QA, information man-
agement, and logistics activities are es-
sential. The report documents these ac-
tivities for the 1992 pilot study.

Conclusions and
Recommendations
   The 1992 pilot study was the first EMAP-
Arid field study,  and addressing the objec-
tives developed for this study is essential
to full  implementation of the  program.
Questions related to these objectives will
continue to be important elements in plan-
ning for future  pilot  studies.  During the
1992 pilot study, the EMAP-Arid team was
successful  in partially addressing  these
objectives but, more importantly, the plan-
ning and implementation of this study un-
covered issues  that were not fully under-
stood  or perceived in  initial design efforts.
For example, the original assumptions that
the EMAP-Forest design  would  be appli-
cable  to EMAP-Arid   indicator measure-
ments or that independent  site  condition
assessments from  land management
agencies could  readily be used  to evalu-
ate sensitivity of indicators were inaccu-
rate. Only  as the  1992  field work pro-
gressed were these difficulties pinpointed.
   The  USEPA,  through  its  Office of Re-
search and  Development (ORD),  funded
and collaborated in the research described
here.  It has  been  peer-reviewed  by the
Agency and approved  as an EPA publica-
tion. Mention of trade  names or commer-
cial products does not constitute endorse-
ment or recommendation  for use.

-------
   Susan E. Franson (also the EPA Project Officer, see below) is with the Environmental
     Monitoring Systems Laboratory, Las Vegas, NV. 89193-3478.
   The complete report, entitled "Environmental Monitoring and Assessment Program—
     Arid Ecosystems 1992 Pilot Report," (Order No. PB94-176898/AS; Cost: $27.00;
     subject to change) will be available only from:
           National Technical Information Service
           5285 Port Royal Road
           Springfield, VA 22161
           Telephone: 703-487-4650
   The EPA Project Officer can be contacted at:
           Environmental Monitoring Systems Laboratory
           U. S. Environmental Protection Agency
           Las Vegas, NV 89193-3478
United States
Environmental Protection Agency
Center for Environmental Research Information
Cincinnati, OH 45268

Official Business
Penalty for Private Use $300
      BULK RATE
POSTAGE & FEES PAID
         EPA
   PERMIT No. G-35
EPA/620/SR-94/015

-------