xEPA
          United States
          Environmental Protection
          Agency
            Office of
            Research and Development
            Washington, DC 20460
EPA/62EI/7-91/017
October 1991
Guides to Pollution
Prevention

The  Pharmaceutical Industry

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                                             EPA/625/7-91/017
                                             October 1991
     Guides to Pollution Prevention

      The Pharmaceutical Industry
    Risk Reduction Engineering Laboratory
                    and
Center for Environmental Research Information
     Office of Research and Development
    U.S. Environmental Protection Agency
           Cincinnati, Ohio 45268
                                     > Printed on Recycled Paper

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                                           Notice
    This report has been subjected to the U.S. Environmental Protection Agency's peer and administrative
review and approved for publication.  Mention of trade names or commercial products does not constitute
endorsement or recommendation for use.

    This document is intended as advisory guidance only to pharmaceutical manufacturers in developing
approaches for pollution prevention.  Compliance with environmental and occupational safety and health
laws is the responsibility of each individual business and is not the focus of this document.

    Worksheets are provided for conducting waste minimization assessments of pharmaceutical manufac-
turing plants.  Users are encouraged to duplicate portions of this publication  as needed to implement a
waste minimization program.

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                                          Foreword
    Pharmaceutical manufacturing plants generate a variety of wastes during manufacturing, maintenance
and housekeeping operations. While maintenance and housekeeping activities are similar from one plant to
the next, the actual processes used in pharmaceutical manufacturing  vary  widely.  The pharmaceutical
industry is also highly competitive, so companies are often unwilling to divulge details pertaining to their
processes. With this diversity of processes  comes a similarly diverse set of  waste streams. Typical waste
streams include spent fermentation broths, process liquors, solvents, equipment washwaters, spilled materi-
als, off-spec products, and used processing aids.

    Reducing the generation of these wastes at the source,  or recycling these  wastes,  will benefit
pharmaceutical manufacturers by increasing product yields, reducing raw material needs, reducing disposal
costs, and reducing the liabilities associated with hazardous waste management.  This guide provides an
overview of several  pharmaceutical manufacturing  processes  and  operations that generate waste  and
presents options for minimizing the generation of waste materials through source reduction and recycling in
such cases where suitable opportunities exist.   Because of  the confidential nature of each company's
specific operation, only very general discussion of material substitution and process modification can be
given.  The intent is to stimulate the thinking of manufacturers  about their own processes, rather than
provide a comprehensive set of detailed recipes for reducing waste.

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                                   Acknowledgments
    This guide is based on a  waste audit study for the  pharmaceutical industry performed by ICF
Technology Inc. for the California Department of Health Services, under the direction of Benjamin Fries of
the Alternative Technology Section, Toxic Substances Control Program.   Teresa Harten of the  U.S.
Environmental Protection Agency, Office of Research and Development,  Risk Reduction Engineering
Laboratory, was the project officer responsible for the preparation  of this manual, which was edited and
produced by Jacobs Engineering Group Inc. Denise Luckhurst served as author of this manual.

    The following individuals contributed substantially to the development of this document:

        Mr. Laurence Delia Vecchia, Ciba-Geigy Pharmaceuticals;
        Mr. Melvin Friedman, Boehringer-Ingelheim Pharmaceuticals;
        Mr. Charles Sawyer, Camargo Associates;
        Ms. Cheryl Sutterfield and Mr. Tom White,  Pharmaceutical Manufacturers Association.

    Their contributions are hereby gratefully acknowledged.
    Much of the  information  in this guide that provides a national perspective on the issues of waste
generation and minimization for pharmaceutical manufacturers was provided originally to the U.S. Envi-
ronmental Protection Agency by Versar, Inc. and Jacobs Engineering Group Inc. in  Waste Minimization -
Issues and Options, volume II, report NTIS No. PB87-114369 (1986).
                                               IV

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                                         Contents
Section                                                                                   Page
Notice	ii
Foreword	,iii
Acknowledgments	iv
1.   Introduction	1
        Overview of Waste Minimization	;	1
        Waste Minimization Opportunity Assessment	1
        References	3
2.   Pharmaceutical Industry Profile	5
        Industry Description	5
        Process Descriptions	5
        Waste Streams	.8
        References	9
3.   Waste Minimization Options for Pharmaceutical Facilities	11
        Source Reduction	11
        Recovery and Recycle	13
        References	.....14
4.   Waste Minimization Assessment Worksheets	17

Appendix A
    Pharmaceutical Manufacturing Plant Assessments:	37
    Case Studies of Plants A, B and C
Appendix B	41
    Where to Get Help: Further Information on Pollution Prevention	69

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                                                  Section 1
                                               Introduction
    This guide is designed to provide pharmaceutical indus-
try personnel with waste minimization options appropriate
for this industry. It also provides worksheets for carrying out
a waste minimization assessment of a pharmaceutical manu-
facturing plant.  It is envisioned that this guide be used by
pharmaceutical companies, particularly their plant operators
and engineers.  Others who  may find this document useful
are regulatory agency representatives, industry suppliers, and
consultants.

    In the following sections of this  manual you will find:

    •   A profile of the pharmaceutical industry and
        the processes used by the industry (Section 2);
    •   Waste minimization options for pharmaceutical
        firms  (Section 3);
    •   Waste minimization assessment guidelines and
        worksheets (Section 4);
    •   Appendices, containing:
        - Case  studies of waste generation  and  waste
          minimization  practices  of pharmaceutical
          firms;
        - Where to get help: additional sources  of in-
          formation.

    The  worksheets and the list of waste minimization op-
tions were developed through assessments of three pharma-
ceutical manufacturing companies commissioned by the Cali-
fornia  Department of Health Services  (Calif. DHS  1989).
The operations, manufacturing processes, and waste genera-
tion  and management practices  were surveyed, and  their
existing and potential waste minimization options were  char-
acterized.

Overview of Waste Minimization
    Waste minimization is a policy specifically mandated by
the U.S.  Congress in the 1984 Hazardous and Solid Wastes
Amendments to the Resource Conservation and Recovery
Act (RCRA).  As the federal agency responsible for writing
regulations under RCRA, the U.S. Environmental Protection
Agency (EPA) has an interest in ensuring that new methods
and approaches are developed for minimizing hazardous waste
and that such information is  made available to the industries
concerned. This guide is one of the approaches EPA is using
to provide industry-specific information about hazardous waste
minimization.  The options and procedures outlined can also
be used in efforts to minimize other wastes generated in  a
business.

    In the working definition used by EPA, waste minimiza-
tion  consists of source reduction and recycling.  Of the two
approaches, source reduction is considered preferable to re-
cycling.  While a few states consider treatment of waste an
approach to waste minimization, EPA does not, and thus
treatment is not addressed in this  guide.

Waste Minimization Opportunity Assessment
    EPA has developed a general manual for waste minimi-
zation  in industry.   The Waste  Minimization Opportunity
Assessment Manual (USEPA  1988) tells  how to conduct  a
waste minimization assessment and develop options for re-
ducing hazardous waste generation at a facility.  It explains
the management strategies needed to incorporate waste mini-
mization into company policies and structure, how to estab-
lish a company-wide waste minimization program, conduct
assessments, implement options,  ;and make the program an
ongoing one.

    A  Waste  Minimization Opportunity  Assessment
(WMOA), sometimes called a waste minimization audit, is a
systematic procedure for identifying ways  to reduce or elimi-
nate waste. The four phases of a waste minimization oppor-
tunity assessment are:  planning and organization, assess-
ment, feasibility analysis,  and implementation.   The steps
involved are shown in Figure 1 and presented in more detail
below.  Briefly, the assessment consists of a careful review
of a plant's operations and  waste  streams and  the  selec-
tion  of specific areas to assess.  After  a particular waste
stream or area is established as the WMOA focus, a number
of options with the potential to  minimize waste are  devel-
oped and screened. The technical and economic feasibility
of the selected options are then evaluated.  Finally, the most
promising options are selected for implementation.

Planning and Organization Phase
        Essential elements  of planning and organization for
a waste  minimization  program  are:  getting management
commitment  for the program; setting waste minimization
goals; and organizing an assessment program task force.

Assessment Phase
    The assessment phase involves a number of steps:

        Collect process and site  data;
    •   Prioritize and select assessment targets;
        Select assessment team;
    •   Review data and inspect site;
    •   Generate options; and
    •   Screen and select options for further study.

    Collect process and site data.  The waste streams at a
manufacturing plant should be identified  and characterized.
                                                        1

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Figure 1. The Waste Minimization Assessment Procedure.
                                          The Recognized Need to Minimize Waste
                                          Planning and Organization Phase
                                          • Get management commitment
                                          • Set overall assessment program goals
                                          • Organize assessment program task force
                              Assessment Organization &
                                Commitment to Proceed
                                                     Assessment Phase
                                             Collect process and site data
                                             Prioritize and select assement targets
                                             Select people for assessment teams
                                             Review data and inspect site
                                             Generate options
                                             Screen and select options for further study
                                   Assessment Report c
                                      Selected Options
                                               Feasibility Analysis Phase
                                             Technical evaluation
                                             Economic evaluation
                                             Select options for implementation
                                   Final Report, Including
                                   Recommended Options
I
                                                  Implementation Phase
                                               Justify projects and obtain funding
                                               Installation (equipment)
                                               Implementation (procedure)
                                               Evaluate performance
                                     Select New Assessment
                                     Targets and Reevaluate
                                         Previous Options
                                            Repeat the Process
                                                Successfully Implemented
                                               Waste Minimization Projects

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Information about waste streams may be available from haz-
ardous waste manifests, National Pollutant Discharge Elimi-
nation System (NPDES) reports, routine sampling programs
and other sources.

    Developing a basic understanding of the processes that
generate waste at a site is essential to the WMOA process.
Flow  diagrams should be prepared to identify the quantity,
types  and rates of waste generating processes. Also, prepar-
ing material balances for the different processes can be use-
ful in tracking various process  components and identifying
losses  or emissions that may  have been unaccounted  for
previously.

    Prioritize and  select  assessment targets.   Ideally, all
waste streams in a manufacturing plant should be evaluated
for potential waste minimization opportunities.  If resources
are limited, however, the plant manager may need to concen-
trate waste minimization efforts  in a specific  area.  Such
considerations as quantity of  waste, hazardous properties of
the waste, regulations, safety  of employees, economics, and
other  characteristics need to  be evaluated in  selecting  the
target streams or operations.

    Select assessment team. The team should include people
with direct responsibility for  and/or knowledge of the par-
ticular waste stream or area  of the facility being assessed.
Equipment operators and people  involved in routine waste
management should not be ignored.

    Review data  and inspect site.  The assessment team
evaluates process data in advance of the inspection.  The
inspection should follow the  target process from the point
where raw materials enter to the point where  products and
wastes leave. The team should identify the suspected sources
of waste. This may include the production processes, main-
tenance operations,  and storage areas for raw materials, fin-
ished  products, and work  in progress.  The inspection may,
result in the  formation of preliminary  conclusions about
waste minimization  opportunities. Full confirmation of these
conclusions may require additional data collection, analysis,
and/or site visits.

    Generate options.  The objective of this step is to gener-
ate a  comprehensive set of waste minimization options  for
further  consideration.  Since technical  and  economic con-
cerns  will  be considered in  the later  feasibility  step, no
options are ruled out at this time. Information from the site
inspection, as well  as from trade associations, government
agencies, technical  and trade reports,  equipment vendors,
consultants, plant  engineers,  and operators may serve as
sources of ideas for waste minimization options.

    Both source reduction and recycling options should be
considered.  Source reduction may be accomplished  through
good  operating practices, technology changes, input material
changes, and product changes.  Recycling includes use and
reuse  of water, solvents and other recyclable materials, where
appropriate.
    Screen and select options for further study. This screen-
ing process is intended to select the most promising options
for a full technical and economic feasibility study. Through
either an informal review or a quantitative decision-maldng
process, options that appear marginal, impractical or inferior
are eliminated from further consideration.

Feasibility Phase
    An option  must be shown to be technically and eco-
nomically feasible in order to merit serious consideration for
adoption at a facility.   A  technical evaluation determines
whether a proposed option will work in a specific applica-
tion.  Both process and equipment changes need to be as-
sessed for their  overall effects on waste quantity and product
quality.  A major concern is  the; impact of any proposed
changes on the product license.   Minor changes may be
implemented rather easily, but major changes may require
review and approval of the revised process by the FDA.  The
time required for this activity may render some options non-
feasible.

    An economic evaluation is carried out using standard
measures of profitability such  as payback period, return on
investment, and net present value,, As in any other project,
the cost elements of a waste  minimization project can be
broken down into capital and operating costs.  Savings and
changes in revenue also need to be considered, as do present
and future cost avoidances.  In cases of increasingly stringent
government requirements, actions that  increase the cost of
production may be necessary.

Implementation Phase
    An option that passes both technical and economic feasi-
bility reviews should be implemented.   The project can be
turned over to the appropriate group for execution while the
WMOA team, with management support, continues the pro-
cess of tracking wastes and identifying other opportunities
for waste minimization.  Periodic reassessments may be
conducted to see if the anticipated waste reductions  were
achieved.  Data can be tracked and reported for each imple-
mented idea in terms such as pounds of waste per production
unit.  Either the initial  investigations of waste minimization
opportunities or the reassessments can be conducted using
the worksheets in this manual.

References
Calif.  DHS. May 1989.   "Waste audit study:   drug
    manufacturing  and processing industry."   Report
    prepared by  ICF Technology  Inc., Universal  City,
    California for the Alternative Technology Section, Toxic
    Substances Control Division, California Dept. of Health
    Services.
USEPA. 1988.  Waste minimization opportunity assessment
    manual.  Hazardous Waste Engineering Research
    Laboratory, Cincinnati, Ohio. EPA/625/7-88/003.

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                                                  Section 2
                                   Pharmaceutical Industry Profile
Industry Description
    The primary charter of the pharmaceutical industry is to
produce substances that have therapeutic value for humans
and animals.  The industry employs about 170,000 people
and produces goods valued at over 39 billion dollars in 1987
(USDC 1989).  Products of the industry are split into four
categories,  based on the Standard Industrial  Classification
(SIC) system (USOMB 1987), including medicinal chemi-
cals and botanical products (SIC 2833), pharmaceutical prepa-
rations (SIC 2834), in vitro and in vivo diagnostic substances
(SIC 2835), and biological products, except diagnostic sub-
stances (SIC 2836).

Process Descriptions
        The pharmaceutical industry utilizes a vast array of
complex batch-type processes and technologies in the manu-
facture of pharmaceutical products.  Due to the diversity of
these processes, it is impractical to provide a  general set of
waste minimization guidelines that would apply to all drug
manufacturing.  Along with research and development, four
common methods used in the  manufacture  of pharmaceuti-
cals are considered:

    1) research and development,
    2) chemical synthesis,
    3) natural product extraction,
    4) fermentation, and
    5) formulation.

    The processes, raw materials, and wastes of these five
areas are discussed in the following sections.

Research and Development
    Research and development (R&D) in the pharmaceutical
industry encompasses several fields, including chemical re-
search, microbiological research, and pharmacological re-
search. The development of a new  drug requires the coop-
erative efforts of a large number of trained personnel special-
izing in medicinal, organic, and analytical chemistry; micro-
biology; biochemistry; physiology;  pharmacology; toxicol-
ogy; chemical engineering; and pathology. As a result of
this diverse nature of pharmaceutical research and develop-
ment,  a wide range of chemical and biological  laboratory
wastes are produced. Examples of the more common chemi-
cal wastes  produced from pharmaceutical research and de-
velopment include halogenated and non-halogenated solvents,
photographic chemicals, radionuclides, bases,  and oxidizers
(Zanowiak 1982).  Biopharmaceutical research also gener-
ates  significant amounts of waste materials, including bio-
logical and medical wastes.
Chemical Synthesis
    Most drugs today are produced by chemical synthesis.
In a typical manufacturing plant, one or more batch reactor
vessels is used in a series of reaction, separation and purifi-
cation steps to  make the desired end product  Numerous
types of chemical reactions, recovery processes, and chemi-
cals are employed in order to produce a wide variety of drug
products, each conforming to its own rigid product specifica-
tion.

    Within a drug manufacturing plant, reaction vessels and
ancillary equipment are often arranged into separate, dedi-
cated process units, with these dedicated units being used for
the highest throughput products. Some pharmaceutical prod-
ucts are manufactured in single product "campaigns," which
may last a  few weeks or a few months depending upon the
market for the product.  During a campaign,  operators or
computerized controllers add the required reagents and moni-
tor process functions (i.e., flow rate, pH, temperature) ac-
cording to  good manufacturing practice (GMP) protocols.
At the end of a campaign, process equipment is thoroughly
cleaned.  Campaign schedules are tightly controlled to ensure
timely product delivery and availability of raw materials and
process equipment.

    Chemicals used in chemical synthesis operations range
widely and include organic and inorganic reactants and cata-
lysts.  , In  addition,  manufacturers use  a wide variety of
solvents  listed as  priority pollutants  (USEPA  1983); these
are used for product recovery, purification, and as reaction
media.

    Waste  streams from chemical synthesis operations are
complex due to the varied operations  and reactions em-
ployed.  Virtually  every step of an organic  synthesis gener-
ates a mother liquor that contains unconverted reactants,
reaction  byproducts, and  residual product in the  organic
solvent base.  Acids, bases, cyanides, and metals may also be
generated.  Typically, the spent solvents are recovered on-
site by distillation or extraction (Cooper 1983), which also
generate solvent recovery wastes  such as still bottom tars.
The use of volatile solvents can also result in air emissions,
which may be reduced  by employing scrubbers or condens-
ers to reclaim the solvent vapors.  An aqueous waste stream
results from miscible solvents, filtrates, concentrates, equip-
ment  cleaning,  wet scrubbers, and spills.  Because of the
waste stream concentration or toxicity, pretreatment may be
required prior to sewer discharge.  Waste waters from syn-
thesis processes  typically have  high  biological oxygen de-
mand (BOD), chemical oxygen  demand (COD),  and total
                                                        5

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suspended solid (TSS) levels and pHs from 1 to 11 (USEPA
1983).

Natural Product Extratction
    Natural product extraction is the production of pharma-
ceuticals from natural material sources such as roots, leaves,
and animal  glands.  Such Pharmaceuticals, which typically
exhibit  unique pharmacological properties, include  allergy
relief medicines, insulin, morphine, alkaloids, and papaver-
ine.  Another characteristic of natural product extraction is
that the amount of finished drug product is small compared
to the amount of natural source material used. During each
process step, the volume of material being worked can greatly
diminish to the point where final purification may occur on
volumes less than one-thousandth of the initial volume.  Be-
cause of these volume reductions, conventional batch and
continuous processes typically are not  suitable for  natural
extraction operations.

    Product recovery and purification processes include pre-
cipitation,  with lead  and zinc being used as precipitating
agents,  and solvent extraction, where common solvents in-
clude ketones and alcohols.  Solvents are used in product
recovery to dissolve fats and oils which would contaminate,
the product. Ammonia, in solution or anhydrous forms, is
often used for pH control, as are the hydroxides of  various
cations.

    Wastes from  natural product extraction  include spent
raw  materials such as leaves and roots, water-soluble sol-
vents, solvent vapors and waste waters.   Extraction waste
waters typically have low BOD, COD and TSS levels and a
pH in the range of 6 to 8 (USEPA 1983).

Fermentation
    Steroids, Vitamin B12, and antibiotics are typically pro-
duced using batch fermentation processes (Resource Integra-
tion Systems et al.).  Overall, fermentation processes consist
of two major steps:  inoculum and seed  preparation and
fermentation, followed by crude product recovery and purifi-
cation.

    Sterile inoculum preparation begins  in the lab with a
carefully maintained population of a microbial strain. A few
cells from  this culture are matured into a  dense suspension
through a series of test tubes, agar slants, and shaker flasks.
For  further propagation, the cells are then transferred to a
seed tank which operates like a full scale fermenter and is
designed for maximum cell growth.  The final seed tank
volume occupies from 1 to 20 percent of the volume used in
full scale production.

    To begin fermentation, a sterilized fermenter is charged
with material from the seed tank through a series of sterilized
lines and valves. Once these sterilized nutrient materials are
added to the vessel, fermentation commences.  During fer-
mentation, the vessel contents are usually agitated and aer-
ated with sterile air via a sparger. Dissolved oxygen content,
pH, temperature and several other parameters are carefully
monitored  throughout the fermentation cycle.

     Following cell maturation,  the fermenter broth  is often
filtered to  remove the solid residues resulting from  the fer-
mentation process.  The filtrate is then processed to recover
the desired product using solvent extraction, precipitation,
and ion exchange or adsorption chromatography (Bailey and
Ollis 1977).

    In solvent extraction, the aqueous filtrate is contacted
with an organic  solvent, typically methylene chloride  or
butyl acetate, to transfer the product into the solvent phase.
The product  is recovered by further  extraction processes,
precipitation, or crystallization.  In precipitation processes,
the product is recovered directly from the treated fermenter
broth.  Ion exchange resins are used to remove products from
the treated broth for additional purification steps  prior to
final isolation.           .    .       ,

    The fermentation  process generates large volumes  of
wastes such as the spent aqueous fermentation medium and
solid  cell debris.   The  aqueous medium  is very  impure,
containing unconsumed  raw materials such as  corn steep
liquor, fish meal, and molasses. Filtration processes result in
large  quantities of  solids in the form of spent filter cake
which includes solid remains of the cells; filter aid, and some
residual product.   After product recovery,  spent filtrate is
discharged as waste water, augmented by waste water from
equipment cleaning operations and fermenter vent gas scrub-
bing.   Waste waters from fermentation operations typically
have high BOD, COD and TSS levels with a pH range of 4
to 8  (USEPA 1983).    Volatile solvents used  in product
recovery operations may release vapors to the air.

Formulation
    Pharmaceutical formulation is the preparation of dosage
forms such as tablets, capsules, liquids, parenterals, and creams
and ointments.   These  formulations are discussed in this
section and a complete listing of dosage forms is presented
in Table 1.

    Tablets account for over 90 percent of all medications
taken  orally  (Zanowiak 1982)  and are  produced  in  three
varieties: plain compressed, coated, and molded.  The tablet
form'depends upon the desired release characteristics  of the
active ingredient, which can be slow, fast, or sustained. One
way of controlling the release characteristics involves  spray-
ing or tumbling the tablets with a coating material.

    Tablets are produced by blending the active ingredient
with fillers, such as starch or sugar; and binders, such as corn
starch.   The  blend is compressed following one  of three
production methods, including wet granulation, direct com-
pression, or  slugging.   In  wet granulation, the powdered
active ingredient and filler are blended and then wetted with
a binder solution.  Coarse granules are  formed, dried, and
mixed with lubricants, such as magnesium stearate.  The mix
is then compressed into tablets.         ,

    Direct compression utilizes a tablet press in which a  die
holds  a measured  amount  of material and a punch  com-
presses the tablet.  Multi-layered tablets  are produced using
presses with several feed hoppers.   The 'tablet is partially
compressed each time a layer is added and  is completely
compressed after the final layer is added.  ".  •

    Slugging is a process used for drugs that are unstable
under wet granulation procedures or for formulations that

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Table 1.  Pharmaceutical
Dosage Form
Dosage Forms
     Constituents, Properties
Uses
Liquid solutions
 aromatic waters
 liquors or solutions
 syrups
 elixirs

 spirits, essences
 tinctures
 collodions

 liniments
 mucilages
 parenteral solution

 ophthalmic

 nasal

 otic
 mouthwash, gargles
 nhalations
 enemas, douches

Liquid dispersions
 suspensions

 emulsions, lotions
 gels, jellies, magmas
 gaseous solutions,
 dispersions
Semisolid and plastic
 dispersions
 ointments
 pastes and cerates

 suppositories

Solids
 bulk powder

 effervescent
 powder
 dusting powder
 insufflations

 lyophilized powders
      volatile solids or oils, water
      water, chemicals
      sweetener, solvent, medicinal agent            ;
      sweetened hydroalcoholic solution,
      may be medicated
      alcohol, water, volatile substances
      natural drugs, extracted with appropriate solvent
      pyroxylin in ether, medicinal agent (castor oil,
      camphor)
      oily or alcoholic solutions, suspensions
      colloidal polymer solutions
      sterile,  pyrogen-free, isotonic, pH close to
      that of blood; oily or aqueous suspension
      sterile,  isotonic, pH  close to that of tears;
      viscosity  builder
      aqueous, isotonic, pH close to that of nasal
      fluid; sprays or drops
      glycerol-based
      aqueous, antiseptic
      administered with mechanical devices
      aqueous  solution or suspension, may include
      medicinal agent

      powder suspended in water; alcohol, glycol,
      or an oil; viscosity builders,  wetting agents,
      preservatives
      oil-in-water (o/w), or water-in-oil (w/o)
      viscous, colloidal dispersions
      delivered in atomizers, nebulizers, aerosols,
      inhalers
      hydrocarbon (oily), absorptive water-
      washable, or water-soluble bases;
      emulsifying agents; glycols; medicating agent
      ointments with high dispersed solids or waxes,
      respectively
      theobroma oil, glycerinated gelatin, or
      polyethylene glycol base plus medicinal agent
      comminuted or blended, dissolved in or
      mixed with water
      CO2-releasing base ingredients
      contain also absorbents
      insufflator propels medicated powder into
      body cavity
      reconstitution by pharmacist of unstable products
flavoring agents, carminative action
internally or externally formulating aids
flavoring agent,  medicinal

flavor or medicinal
flavor or medicinal
external or internal

external for corns and bunions
external with rubbing
formulation adjuvant

intravenous, intramuscular, subcutaneous injection

eye treatment

nose treatment
ear treatment
refreshment,  short-term bacterial control
medication of trachea or bronchioles

irrigation of body cavity

oral dosing, skin application

oral, external or injection
internal (oral), external

external or internal
external

external

insertion in body cavity

external, internal

oral
skin treatment

body cavities       ,                .
various uses, including parenteral and oral

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Table 1. (continued).

Dosage Form
Constituents, Properties
Uses
 capsules


 massed or molded solid
 pills


 troches, lozenges, pastilles


 tablet triturates


 granules

 compressed tablets


 pellets

 coated tablets

Source: Zanowiak 1982
small-dose bulk powder enclosed in gelatin shell;
active ingredient plus diluent


adhesive or binding agents facilitate compounding;
prepared by massing and piping

prepared by piping and cutting or disk candy
technology; compounded with glycero-gelatin

small molded tablets intended for quick complete
dissolution (e.g., nitroglycerin)

particle size larger than powder

dissolved or mixed with water; great variety of
shapes and formulations

for prolonged action

coating protective; slow release
internal



external


slow dissolution in mouth


oral

oral


oral and external

implantation

oral
cannot be directly compressed.  Slugging requires  heavy
duty tablet presses to compress relatively large 20 to 30 gram
tablets which are ground and screened to a desired mesh size,
then recompressed into final tablets.

    After tablets, capsules, prepared in hard or soft form, are
the next most widely used oral dosage form for solid drugs.
Hard capsules consist of two separate pieces which are formed
by  dipping pins into a solution of gelatin maintained  at a
specified  temperature.   When removed, a gelatin  film  is
deposited on the pins.  The temperature of the gelatin affects
the viscosity and, hence, the wall thickness of the capsule.
After drying and trimming, the separate sections of the  cap-
sule are filled and joined.

    Unlike hard capsules, soft capsules are prepared by plac-
ing two continuous gelatin films between rotary  die plates.
As the plates are brought together and sealed to form the two
halves of the capsule, the drug,  usually a nonaqueous solu-
tion or soft mass, is injected into the capsule.

    The third type of pharmaceutical formulation is the liq-
uid dosage form prepared for injection or oral use,  which
includes solutions, syrups, elixirs, suspensions, and tinctures,
all of which are usually prepared by mixing the solutes with
a selected solvent in a glass-lined or stainless  steel vessel.
Solutions are then filtered and pumped into storage tanks for
quality control inspection prior to packaging in final contain-
ers.  Suspensions and  emulsions are frequently prepared
using colloid mills and homogenizers.

    Liquid dosage forms are prepared with preservatives  to
prevent mold and bacteria growth,  but they  do not require
sterilization if they are intended for  oral or  topical  use.
However, prescriptions and formulations  for ophthalmic use
must be sterilized, and are, therefore, prepared in a manner
similar to parenteral products.
                                     Parenteral dosage forms are injected into the body either
                                 intramuscularly, intravenously, or subcutaneously. Parenterals
                                 are prepared as solutions, as dry solids which are dissolved
                                 immediately before injection, as suspensions, as dry insoluble
                                 solids which are suspended  before injection, and as  emul-
                                 sions.  The injection vehicle is  usually aqueous but can be
                                 nonaqueous.  Terminal sterilization of parenteral dosages is
                                 performed as soon as possible after filling and sealing  of the
                                 product container, usually using moist heat in a steam auto-
                                 clave.  Products which are degraded by heat can be passed
                                 through bacteria-retaining filters into sterile containers,  which
                                 are then sealed under aseptic conditions.

                                     Ointments and creams,  the fifth formulation type, are
                                 sernisolid dosage forms prepared for topical use.  Ointments
                                 are usually prepared by melting a base, which is typically the
                                 petroleum derivative petrolatum. This base is then  blended
                                 with the drug and the  cooled mixture is passed through a
                                 colloid or roller mill. Creams are oil-in-water or water-in-oil
                                 emulsions, rather than being petrolatum based, and are manu-
                                 factured in a similar manner.

                                 Waste Streams
                                     The wastes generated during these various formulation
                                 processes result  from  cleaning and sterilizing  equipment,
                                 chemical spills, rejected products and  the processes  them-
                                 selves.  During mixing or tableting operations, dusts can-be
                                 generated which are recycled back into the formulation pro-
                                 cess, though small amounts of waste dust may be generated.
                                 The primary waste.water source is equipment washwater
                                 which  may contain inorganic salts, sugars, and syrups  and
                                 typically has low BOD, COD,  and TSS, with near neutral
                                 pH.  Air emissions may result from the use of any volatile
                                 solvents in the formulation  process.  Table 2 lists typical
                                 waste and their process origins.
                                                          8

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Table 2. Pharmaceutical Process Wastes

Waste Description                 Process Origin
                                         Composition
Process liquors

Spent fermentation broth

Spent natural product
raw materials

Spent aqueous solutions

Leftover raw material
containers

Scrubber water from
pollution control equipment

Volatile organic compounds


Off-spec or out-dated products

Spills


Waste water


Spent solvents


Used production materials


Used chemical reagents

Natural gas combustion
products
Organic syntheses

Fermentation processes

Natural product
extraction processes

Solvent extraction processes

Unloading of materials
into process equipment

Dust or hazardous vapor
generating processes

Chemical storage tanks,
drums

Manufacturing operations

Manufacturing and lab
operations

Equipment cleaning,
extraction residues

Solvent extraction or
wash practices

Manufacturing operations
R & D operations

Steam boilers
Contaminated solvents

Contaminated water

Leaves, tissues


Contaminated water

Bags, drums (fiber, plastic,
metal), plastic bottles

Contaminated water


Solvents


Miscellaneous products

Miscellaneous chemicals


Contaminated water


Contaminated solvents
Filters, tubing,
diatomaceous earth

Miscellaneous chemicals

Carbon compounds, oxides
of nitrogen and sulfur
References
Bailey, J.E. and D.F. Ollis. 1977. Biochemical
    engineering fundamentals, McGraw-Hill, New York.
Calif. DHS.  1989.  Waste audit study: drug manufacturing
    and processing  industry.   Report Prepared by  ICF
    Technology Inc. for the California Department of Health
    Services,  Alternative  Technology  Section,  Toxic
    Substances Control Division.
Cooper, C.M. 1983. "Solvent Recovery," In: Kirk-
    Othmer encyclopedia of chemical  technology, Vol 21.
    Third Edition.
Resource Integration Systems Ltd., Ontario Research
    Foundation, J.L. Richards  and Assoc. Ltd., and  The
    Proctor and Redfern Group. No Date. Technical manual:
                              waste  abatement,  reuse, recycle and  reduction
                              opportunities in industry.
                          USDC. 1989.  U.S. Department of Commerce 1987 census
                              of manufacturers, preliminary report of industry series.
                          USEPA.  1983.  U.S. Environmental Protection
                              Agency. Development document for effluent limitations
                              guidelines  and standards for  the  pharmaceutical
                              manufacturing point source category. EPA/440/1-83/084.
                          USOMB.  1987. U.S. Government Office of Management
                              and Budget. Standard industrial classification manual.
                          Zanowiak, P. 1982. "Pharmaceuticals," In:  Kirk-
                              Othmer encyclopedia of chemical technology, Vol 17,
                              Third Edition.

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                                                  Sections
                                  Waste Minimization Options  for
                                       Pharmaceutical Facilities
Introduction
    The pharmaceutical industry is characterized by a low
ratio of finished products to raw materials (USEPA 1983), in
particular, among drugs produced by natural product extrac-
tion  and fermentation.  Depending on  the  processes and
materials involved,  large amounts  of extraction waste and
fermentation media are generated which may contain hazard-
ous components. The primary waste streams associated with
pharmaceutical operations  are listed in Table 3, along with
suggested waste  minimization options.  Source reduction is
always the most desireable option with recycling, the reuse
or reclamation of part or all of a waste stream, being the next
desired option. Both source reduction options and recycling
options suited to  pharmaceutical manufacturing are discussed
in this section.

    In addition  to  the  specific recommendation  provided
below, rapidly advancing technology makes it important that
companies continually educate themselves about improve-
ments that are waste reducing and pollution" preventing.  In-
formation sources to help inform companies about such
technology include trade associations and journals, chemical
and equipment suppliers, equipment expositions, conferences,
and industry newsletters. By keeping abreast  of changes and
implementing  applicable technology improvements, compa-
nies can often  take advantage of the dual benefits of reduced
waste generation and a more cost efficient operation.

Source Reduction
    Source reduction of hazardous wastes can be achieved in
industry through changes in products, raw materials, process
technologies,  or procedural and  organizational practices.
Various source reduction alternatives, including material sub-
stitution, process modification, and good  operating practices,
are provided here. Pharmaceutical manufacture is a diverse
and  highly competitive industry.  Because of the highly
specific and often confidential nature  of each company's
specific operations, only very general discussions of material
substitution and process modification can be  given.  The
intent is to stimulate the  thinking of manufacturers  about
their own processes.

Material  Substitution
    Material substitution is a change in  one  or more of the
raw  materials used  in production in  order  to reduce  the
volume or toxicity of waste generated.  For the pharmaceuti-
cal industry, however, product reformulation is likely to  be
very  difficult due to the testing required to ensure that the
reformulation  has the same therapeutic effect,  stability and
purity profile as  the original drug.  Furthermore, a consider-
able amount of time is required for FDA approval of the
reformulated drug.  An additional  concern is the effect of
reformulation on  the product's aesthetic qualities  because
changes in characteristics such as taste, color, or dosage form
could result in customer rejection of the product.

    Material substitution has been used successfully in phar-
maceutical  tablet coating  operations to reduce  hazardous
waste generation.  In one manufacturing plant, development
of a water-based solvent and new spray equipment for a
tablet coating application eliminated the need for expensive
($180,000)  air pollution control equipment.  The resulting
savings in solvent make-up cost was $15,000 per year (ILSR
1986). Another tablet coating operation reduced  methylene
chloride usage from 60  tons per year to 8 tons per year by
converting  from  conventional film  coating to aqueous film
coating (Wayman and Miller 1987).

    Other material substitutions that may be suited to phar-
maceutical  manufacturing includes the use of aqueous-based
cleaning solutions instead of solvent-based solutions and the
replacement of chlorinated solvenits  with non-chlorinated sol-
vents.  Because of the reformulation difficulties encountered
in the production phase, waste minimization should be intro-
duced  at the research  and  development (R &  D) phase.
Careful examination of all materials  which can be used in
manufacturing or formulating a pharmaceutical with the aim
to reduce toxicity of residuals should be an integral part of R
& D activities.

Process Modificaiton
    Besides investigating material substitution options, a phar-
maceutical  manufacturer can look  for source reduction op-
portunities that can be accomplished through modification or
modernization of the existing  process.   In most  cases, the
product/process yield determines  the product/waste ratio.
Reasons for high byproduct yield  include inadequate feed
rate control, mixing or  temperature control.  By controlling
reaction parameters, reactor efficiency'can be improved and
byproduct formation reduced. Increased automation can also
reduce operator errors.  For example, automated systems for
material handling and transfer, such  as conveyor belts for
bagged materials, can help reduce spillage.

    Fouling deposits on interior equipment surfaces are caused
by crystallization, sedimentation, polymerization and corro-
sion.   These deposits reduce process operating efficiencies
and increase waste generation.  Proper agitator design and
optimization of operating  temperatures can inhibit fouling
deposits.
                                                       11

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Tabled. Waste Minimization Methods for the Pharmaceutical Industry
Waste Stream
Waste Minimization Methods,
Containers




Air Emissions




Equipment Cleaning Wastes



Spills and Area Washdown


Off-spec Products

Solvents


Production Materials
Return empties'to supplier .
Thoroughly empty and triple rinse with minimal water
Use containers with recyclable liners
Segregate solid waste
Collect and reuse plastic from in-house molding

Control bulk storage air emissions (e.g. internal floating roofs).
Use dedicated dust collectors and rework dust back into product
Optimize fossil fuel combustion
Use dedicated vent condensers and return condensate to source, where possible
Maintain N2 purge rates at minimum through vapor space of agitated reactors

Maximize number of campaigns to reduce cleaning frequency
Use final rinse as prerinse on next cleaning cycle
Use wiper blades and squeegees and rework remainders into products
Use low volume,  high efficiency cleaning (e.g. spray heads)

Use dedicated vacuum systems
Use dry cleaning  methods
Use recycled water

Rework off-spec material
Use automated processing systems

Substitute aqueous systems where possible
Reduce quantity of solvent used
Regenerate/recover spent solvent

Validate cleaning and reuse
    Another process modification option is to redesign chemi-
cal transfer systems to reduce physical material losses.  For
example, replacing gas pressurization with a pumped transfer
eliminates the tank pressurizing step and its associated mate-
rial losses (ICF 1987). Other design considerations for waste
minimization include modifying tank and vessel dimensions
lo improve  drainage, installing internal recycle systems for
cooling waters and solvents, selecting new or improved cata-
lysts, switching from batch to continuous processes for  sol-
vent recovery, and optimizing process parameters to increase
operating efficiency.

    In one case, excessive solvent emissions from the purg-
ing of autoclaves used for the manufacture of synthetic  ste-
roids were  considerably reduced  by installing rotameters
with integral needle valves to control nitrogen flow into the
reactor.  Nitrogen flow  and  resulting solvent vapor pickup
were reduced by a factor of six, compared to the baseline
situation where nitrogen flow was not controlled and oper-
ated in an on/off fashion without throttling.

    While process modification can result in significant waste
reduction, there may be major obstacles to this approach to
waste minimization.  Extensive process changes can be ex-
pensive; downtime will occur when production is stopped for
new equipment installation; and new processes must be tested
and validated to ensure that  the resulting product is accept-
able.  In  addition, to the extent that processes  and process
equipment are specified in  an approved  drug application,
FDA approval is likely to be required prior to instituting any
changes.
                  Good Operating Practices
                      The good operating practices listed in Table 4 can help
                  reduce hazardous and other waste generation and material
                  losses.

                      Management Incentives.  Because of rising disposal costs
                  and environmental responsibilities, many firms are now in-
                  stituting environmental programs.  Management initiatives
                  can encourage new  ideas from knowledgeable employees,
                  which result in reduction or recycling of waste.

                      Employee Training. To  be effective,  a waste manage-
                  ment program must contain an employee training program so
                  that all personnel operating equipment or handling wastes are
                  trained in safe operating procedures,  proper equipment use,
                  process control specifications, and  industrial hygiene.  This
                  training should occur prior  to job assignment and continue
                  during the period of employment  for all  supervisors, lead
                  persons and operators.

                      Employees  need to be informed of the  materials that
                  they will handle and the possible health effects from expo-
                  sure to these materials. They should be fitted  for any neces-
                  sary protective equipment and trained in proper equipment
                  care, equipment  operation, material handling,  and spill
                  cleanup. Employees should be taught methods for detecting
                  chemical releases and be briefed on regulatory requirements.

                      Regularly  scheduled drills and  safety meetings are a
                  necessary part of employee training, as is supervisory review
                  of industrial hygiene, material handling, and emergency prac-
                  tices.  Employees should be aware of waste  disposal costs
                                                          12

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Table 4. Good Operating Practices

Plant Management:      Waste Management:
Management incentives
Employee training
Closer supervision
Production scheduling
Additional documentation

Materials Handling:
Materials tracking and inventory control
Spill prevention
Material handling and storage procedures
Preventive maintenance
Waste/environmental audits
Waste stream segregation
Waste handling and storage procedures
and  liabilities, and they should understand the causes of
waste generation and potential process upsets.

    Closer Supervision. Closer supervision of plant person-
nel and operations can increase production efficiency and
reduce waste generation by reducing material losses, spills,
and production of off-spec products.  Coordination within
the overall plant operation can, in turn, increase opportunities
for early detection of mistakes.

    Production Scheduling. Effective production and main-
tenance scheduling can help reduce waste generation. Proper
scheduling ensures raw materials are used before expiration
and products are recovered and processed efficiently, while
maintenance scheduling makes sure that work is done on
equipment at a time least likely to result in product losses.
Minimization  of equipment cleaning requirement should be
one of the objectives of production scheduling.

    Additional Documentation. Documentation of process
procedures ensures that job duties are precisely defined. A
good operating manual informs employees how each job fits
into  the overall process.   It describes  startup,  shutdown,
emergency, special, and normal operating procedures; con-
trol parameters; job responsibilities; and  potential personnel
hazards.  The manual also should outline effluent sampling
procedures and equipment failure procedures.  Having and
using accurate procedural  guidelines will reduce waste gen-
eration during maintenance or emergency shutdowns.

    Materials Tracking and Inventory Control.  A signifi-
cant contributor to hazardous waste generation  is overstock-
ing inventory.  Accurate material, product, and waste track-
ing improves  material  handling and storage procedures. A
computerized  inventory system can assist in controlling and
tracking materials and thus in reducing overstocking.  Using
inventory on a first-in/first-out basis minimizes waste from
expired chemicals.  Some  suppliers will take back expired
chemicals.

    Spill Prevention. Spillage or leakage of hazardous chemi-
cals  generates hazardous wastes: liquid waste from washing
spilled toxic chemicals, and solid waste from cleanup using
absorbent materials.  Spill and leak prevention are critical to
waste minimization, and  a properly trained and equipped
spill control team is needed to prevent or contain  spills.
Methods of reducing or preventing spills include:  conduct-
ing hazard assessment studies; using properly designed stor-
age tanks and process vessels; equipping all liquid containers
with overflow alarms; and testing alarms periodically. Also,
steps should be taken to maintain the physical integrity of
containers; set up administrative controls; and install suffi-
cient secondary containment.   Other preventive  measures
include having a good valve layout; having interlock devices
to stop flow to leaking sections; not allowing the operators to
bypass interlocks or alter set points; and isolating equipment
or process lines that are not in  service.  Finally, spills and
their related dollar values should be documented in relation
to overall operating efficiency.

.-  .Material Handling and Storage Procedures.   Proper
handling and  storage ensures that raw materials reach the
production process and products and wastes leave the pro-
cess without spills, leaks, or other forms of waste generation.
For small operations, proper storage of hazardous materials
includes  adequate spacing  between rows of drums, storage
based on chemical compatibility, insulating electrical cir-
cuitry, raising drums off the ground to prevent corrosion, and
using large drums (greater  than 55 gallons) for storage.  All
storage containers should clearly identify the material in the
container and  display health hazard warnings, storage, han-
dling, first aid, and spill procedures. Material Safety Data
Sheets (MSDSs), which provide proper handling and safety
information, should be available to  all employees  working
with hazardous materials.                                '

    Maintenance  Programs.  A proper maintenance pro-
gram, which includes preventive as well as corrective main-
tenance,  can minimize waste generation caused by equip-
ment failure or mechanical breakdown and can  cut costs
stemming from equipment  repairs, waste disposal, and busi-
ness interruptions.

    Preventive maintenance programs can reduce the inci-
dence of equipment breakdown and malfunction by routinely
cleaning, making minor adjustments, lubricating, testing, mea-
suring, and replacing minor parts. Typically, equipment data
cards,  master  preventive  maintenance  schedules,  deferred
preventive maintenance reports, equipment history cards, and
equipment breakdown reports  are  used as record-keeping
documents.

    Corrective maintenance repairs the unexpected failures
as they occur and collects data for use in determining mainte-
nance demand. Maintenance and operating data sheets should
be prepared  for each piece  of equipment.

    Waste Stream Segregation.   Hazardous waste hauled
off-site is often a mixture of two or more waste  streams.
Waste stream segregation involves separating hazardous ma-
terials from nonhazardous materials; sorting hazardous waste
by contaminant; and separating liquid from solid waste. This
segregation reduces waste  haulage volumes, simplifies  dis-
posal, and facilitates  recovery and. recycle.

Recovery and Recycle
    Recovering and recycling includes direct reuse of waste
material, recovering  used materiEds for a separate use, and
removing impurities  from waste to obtain relatively pure
substances.  The goal is to  recover materials for reuse in the
                                                         13

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process or for reuse in a different application.   The strict
quality control requirements of the pharmaceutical industry
often restrict reuse opportunities, though some do exist.  Af-
ter a high degree of purification, materials recovered from
manufacturing processes may be reused.  Recycling can be
performed either on-site or off-site.  On-site recycling can be
either integral to an operation or in a separate operating area.

    Advantages include:

    reduced waste leaving the plant;
    management control of reclaimed material purity;
    reduced cost and liability of waste transported
     off-site;
    reduced reporting requirements; and
    lower unit costs for raw materials use.

    Disadvantages include:

    capital expenditure for recycling equipment;
    additional operating and maintenance costs;
    potential additional permitting requirements;
    increased operator training; and
    increased risks to workers.

    The last three disadvantages do not apply when recy-
cling is included in the initial design of a process.

    Off-site recycling, performed at commercial recycling
facilities, is well suited for small  quantity generators  and
firms which cannot accept the technical, economic, and mana-
gerial requirements of on-site recycling.  The recycler may
charge the generator a straight fee or may base fees on waste
volumes and in some instances, may credit the generator for
the value of saleable wastes.  The value  of a waste depends
on the type, market, purity, quantity and frequency of gen-
eration, and distance between the generator and the recycling
operation.

    The decision to recycle on-site or off-site depends on the
capital investment, operating costs, and expertise needed. If
waste volumes are small or in-house expertise is unavailable,
off-site recycling is more likely to be the alternative chosen
(Calif. DHS 1986). Because generators can be held liable for
future clean-up cost of wastes leaving  their plants, it is
important to select a recycler that is reliable.

Solvent Waste Recycling
    Solvents are used  for equipment cleaning, reaction  me-
dia, extraction media, and  coating media.  Processes • for
solvent recovery from concentrated waste streams include
distillation, evaporation, liquid-liquid extraction, sedimenta-
tion, decantation, centrifugation, and filtration. Many stan-
dard references provide a good description  of  these  unit
operations. Table 5 lists some commonly used and recycled
solvents.

    The following  steps  can  improve  solvent  waste
recyclability:

     Segregate solvent wastes as follows:
     chlorinated from non-chlorinated solvent wastes;
    aliphatic from aromatic solvent wastes;
Table 5. Solvents Commonly Used In Pharmaceutical Manufacturing

                          Acetone

                        Cyclohexane

                      Methylene Chloride

                        Ethyl Acetate

                        Butyl Acetate

                          Methanol

                           Ethanol

                         Isopropanol

                           Butanol

                           Pyridine

                      Methyl Ethyl Ketone

                     Methyl Isobutyl Ketone

                        Tetrahy drof u ran

    Source: Calif. DHS 1986.
    chlorofluorocarbons from methylene chloride; and
    water wastes from flammables.
    Minimize solids concentration in solvent wastes.

    Label all solvent wastes and record compositions  and
methods of generation.

Waste Exchanges
    An alternative to  recycling is waste exchange, which
involves the transfer of a waste to another company for use
as is or for reuse after treatment.   Waste exchanges are
private or government-subsidized organizations that help to
identify the supply and demand of various wastes. Appendix
B lists exchanges currently in operation.

    Three types of waste exchanges are available:  informa-
tion exchanges, material exchanges, and waste brokers.  In-
formation exchanges are clearing houses  for information
on supply and demand, and typically publish a newsletter or
catalog.  Material exchanges take temporary possession of a
waste  for transfer to  a third party, in contrast  to  waste
brokers, who do not take possession of the waste but charge
a fee to locate buyers or sellers.

    Because of their high recovery value,  metals  and  sol-
vents' are the most frequently recycled materials via waste
exchange.  Other wastes commonly recycled through waste
exchanges include acids,  alkalis,  salts  and  other inorganic
chemicals, organic chemicals, and metal sludges.  .Of the
total materials listed with waste exchanges, approximately 20
to 30 percent are actually exchanged (Calif.  DHS 1989).

References
Calif. DHS.  1989. Waste audit study: drug manufacturing
    and processing industry.  Report Prepared  by ICF
    Technology Inc. for the California Department of Health
    Services,  Alternative Technology  Section, Toxic
                                                         14

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    Substances Control Division.
Calif. DHS.  1986. Guide to solvent waste reduction
    alternatives.  Prepared by ICF Consulting Associates,
    Inc.  for  California Department of Health  Services,
    Alternative  Technology Section,  Toxic  Substances
    Control Division.
ICF Technology Inc. May 1987. Waste Identification
    and Minimization:  A Reference Guide.
ILSR. 1986.   Proven profits from pollution prevention:
    case studies in resource conservation  and waste
    reduction, Case  Study 14.  Institute  for  Local  Self-
    Reliance.
USEPA. September 1983. Development document  for ef-
    fluent limitations  guidelines and standards for the
    pharmaceutical manufacturing point source category.
    EPA /440/1 -83/084.
Wayman, C.H. and K.S. Miller. November 18, 1981.Waste
    minimization through the adaption of coatings conversion
    and catalytic oxidation, presented at the PMA workshop
    on waste minimization practices  in the pharmaceutical
    industry.
                                                      15

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                                                     Section  4
                                              Waste Minimization
                                           Assessment Worksheets
     The worksheets provided in this section are intended to
assist pharmaceutical manufacturers in systematically evalu-
ating waste generation processes and in  identifying waste
minimization opportunities.  These worksheets include only
the waste minimization assessment phase of the procedure
described in the Waste Minimization Opportunity Assessment
Manual. A comprehensive waste minimization  assessment
includes planning and organization, gathering background
data  and  information,  a feasibility  study  of specific waste
minimization options, and an implementation phase.
        In addition, performance of a material balance on each
   major waste generating process is recommended.  For a full
   description of waste  minimization  assessment procedures,
   refer to the manual.
        Table 6 lists the worksheets; that are  provided in this
   section.   After completing the v/orksheets, the assessment
   team should evaluate the applicable  waste minimization op-
   tions and develop an implementation plan.
Table 6. List of Waste Minimization Assessment Worksheets
No.     Title
                                                            Description
1.       Waste Sources
2a.      Waste Minimization: Material Handling
2b.      Waste Minimization: Material'Handling
2c.      Waste Minimization: Material Handling
3.       Input Materials Summary
4.       Products Summary
5.       Option Generation: Material Handling
6a.      Process Description
6b.      Process Description
6c.      Process Description
6d.      Process Description
6e.      Process Description
7a.      Waste  Stream Summary
7b.      Waste  Description
8.       Waste  Minimization: Reuse and Recovery
9.       Option  Generation: Process Operation «
10.      Waste  Minimization: Good Operating Practices
11.      Option  Generation: Good Operating Practices
  Checklist of significant wastes
  Questionnaire for material handling techniques
  Questionnaire on bulk liquids handling
  Questionnaire on drums, containers and packages
  Questionnaire on raw materials and supplies
  Questionnaire on products manufactured
  Waste minimization options checklist
  Questionnaire on processing operations
  Questionnaire on processing operations
  Questionnaire on processing operations ,
  Questionnaire on processing operations
  Questionnaire on processing operations
  Relative importance of sources
  Questionnaire on waste stream characteristics
•  Checklist of waste reuse and recovery techniques
  Waste minimization options for process operations
  Checklist for waste minimization techniques
  Waste minimization options for good operating practices
                                                          17

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Firm

Date


WORKSHEET
1

Waste Source
Off-spec materials
Obsolete raw materials
Obsolete products
Spills & leaks (liquids)
Spills (powders)
Empty container cleaninq
Container disposal (metal)
Waste Minimization Assessment
Proj. No.
•
Prepared By
Checked By
Shppt of


PanR nf


WASTE'SOURCES


: Material Handling







Container disposal (paper, plastic)
Pipeline/tank drainaqe
Laboratory wastes
Evaporative losses
Other




•


Waste Source: Process Operations
Tank cleaninq
Container cleaninq
Blender cleaninq
Process equipment cleaninq






•.








Significance at Plant
Low















Medium















High























































htm/phaf/ws1
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  Firm
  Site
  Date
                                   Waste Minimization Assessment

                                 Proj. No.	
Prepared By   .	
Checked By 	
Sheet 	  of	  Page __ of 	
         WORKSHEET
             2a
                               WASTE MINIMIZATION:
                                       Material Handling
  A.
       GENERAL HANDLING TECHNIQUES

Are all raw materials tested for quality before being accepted from suppliers?

Describe safeguards to prevent the use of materials.that may generate off-spec product:
                                                                                  CD yes    Q  no
  Is obsolete raw material returned to the supplier?

  Is inventory used in first-in first-out order?

  Is the inventory system computerized?

  Does the current inventory control system adequately prevent waste generation?

  What information does the system track?	_^
                                                                                Q yes

                                                                                CD yes

                                                                                Q yes

                                                                                G yes
                      13  no

                      CD  no

                      CD  no

                      Q  no
  Is there a formal personnel training program on raw material handling, spill prevention,
  proper storage techniques, and waste handling procedures?                              Q yes    Q no

  Does the program include information on the safe handling of the types of drums, containers
  and packages received?                                                            Q yes    Q no
  How often is training given and by whom?
  Is dust generated in the storage area during the handling of raw materials?

  If yes, is there a dedicated dust recovery system in place?

  Are methods employed to suppress dust or capture and recycle dust?

  Explain:	-
                                                                                CD yes    Q no

                                                                                Q yes    CD no

                                                                                Q yes    Q no
htm/phar/ws2
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 Firm
 Site
 Date
     Waste Minimization Assessment
                                   Proj. No.
Prepared By  	
Checked By    '	
Sheet	 of  	   Page	  of	
        WORKSHEET
            2b
WASTE  MINIMIZATION:
        Material Handling
  B.     BULK LIQUIDS HANDLING

  What safeguards are in place to prevent spills and avoid ground contamination during the transfer and filling of
  storage and blending tanks?
         High level shutdown/alarms   G
         Flow totalizers with cutoff     Q
                 Secondary containment      G
                 Other                     G
  Describe the system:
  Are air emissions from solvent storage tanks controlled by means of:
         Conservation vents      Q       Absorber/Condenser           G
         Nitrogen blanketing      Q       Other vapor loss control system  Q
                                          Adsorber
  Describe the system:
  Are all storage tanks routinely monitored for leaks? If yes, describe procedure and monitoring frequency for above-
  ground/vaulted tanks:	;	:	:	'.	:	
  Underground tanks:
  How are the liquids in these tanks dispensed to the users? (i.e., in small containers or hard-piped.).
  What measures are employed to prevent the spillage of liquids being dispensed?.
  Are pipes cleaned regularly? Also discuss the way pipes are cleaned and how the resulting waste is handled:.
  When a spill of liquid occurs in the plant, what cleanup methods are employed (e.g., wet or dry)? Also discuss the
  way in which the resulting wastes are handled:		;	__	—-
  Would different cleaning methods allow for direct reuse or recycling of the waste? (explain).
hlm/phar/ws2
                                                  20

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  Firm ;
  Site  .
  Date
  Waste Minimization Assessment
Proj. No.
Prepared By	.
Checked By	
Sheet	of	;.Page	of
        WORKSHEET
                                    INPUT  MATERIALS
                                           SUMMARY
                   Attribute
                                                                      Description
                                                    Stream No.
                                  Stream No.
                                                                                     Stream No.
    Material Name/ID
    Source/Supplier
    Hazardous Component
   Annual Consumption Rate
    Purchase Price, $ per.
   Overall Annual Cost
   Material Flow Diagram available (Y/N)
   Delivery Mode'
   Shipping Container Size & Type'
   Storage Mode
   Transfer Mode
   Control Mode
   Empty Container Disposal/Management
   Shelf Life
   Supplier Would
    accept expired material (Y/N)
    > accept shipping containers (Y/N)
    revise expiration date (Y/N)
   Acceptable Substltute(s), If any
   Alternate Supplier(s)
    1  e.g., pipeline, tank car, 100 bbl. tank truck, truck, etc.
    2  e.g., 55 gal. drum, 100 Ib. paper bag, tank, etc.
    3  e.g., outdoor, warehouse, underground, abovegrourid, etc.
    4  e.g., pump, forkllft, pneumatic transport, conveyor, etc.
    5  e.g., en-demand to all, select people only, sign out
    6  e.g., crush and landfill, clean and recycle, return to supplier, etc.
htm/phar/ws3
                                                 21

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Firm Waste Minimization Assessment Prepared Bv
Site

Date Proj. No.
Checked Bv
Sheet of Paqe of
.

WORKSHEET
A PRODUCTS SUMMARY


AttributG
Name/ID

Hazardous Component

Annual Production Rate

Annual Revenues, $

Shipping Mode
Shipping Container Size and Type
On-site Storage Mode
Containers Returnable (Y/N)
Shelf Life
Re-work Possible (Y/N)

Customer would:
• Relax specification (Y/N)
• Accept larger containers (Y/N)













Description
Stream No.



























-,


Stream No.






























Stream No.






























hlm/pharAvs4
                                                               22

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   Firm.
   Site  .
   Date
    Waste Minimization Assessment
  Proj. No.
Prepared By	
Checked By _____
Sheet	of	 Page .
                                                                                       _of
         WORKSHEET
OPTION GENERATION:
       Material Handling
     Meeting Format (e.g., brainstorming, nominal group technique)
     Meeting Coordinator 	*	  •
     Meeting Participants	-
        Suggested Waste Minimization Options
   A.  General Handling Techniques
      Quality Control Check
      Return Osbsolete Material to Supplier
      Minimize Inventory
      Computerize Inventory
      Formal Training
   B.  Bulk Liquids Handling
      High Level Shutdown/Alarm
      Flow Totalizers with Cutoff
                        Currently
                        Done Y/N?
  Rationale/Remarks on Option
      Secondary Containment
      Air Emission Control
      Leak Monitoring
     Spilled Material Reuse
     Cleanup Methods to Promote Recycling
  C. Drums, Containers, and Packages
     Raw Material Inspection
     Proper Storage/Handling
     Preweighed Containers
     Soluble Bags
     Reusable Drums
     Bulk Delivery
     Waste Segregation
     Reformulate Cleaning Waste
htm/pharm/ws5
                                                 23

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 Firm
 Site
 Date
  Waste Minimization Assessment
Proj. No..
Prepared By     •	
Checked By 	
Sheet	of	Page	of	
        WORKSHEET
            6a
                                   PROCESS DESCRIPTION
 1.     GENERAL

 Aqueous Cleaning

 Type of
 Aqueous Cleaner

 Alkaline Surfactant             	
 Alkaline Cleaner               	
 Acid Cleaner                  	
 Acid Sanitizer                	
 Other

 How are spent cleaning solutions managed:

 Biodegradable; disposed of in sewer
 Treated on site; disposed of in sewer
 Transported off site
 Other
   Cleaning Procedure
   (CIP. manual wash)
        Hazardous or
      Active Ingredient
                                               Q yes
                                               Q yes
                                               Q yes
                                               Q yes
                      Q  no
                      Q  no
                      Q .no
                      Q  no
 If yes, explain:
 List waste streams generated by aqueous cleaning:.

 Solvent Cleaning
             Type of
           Solvent Used
       Cleaning Procedure
        Hazardous or
      Active Ingredient
  How are spent cleaning solutions managed:
  Biodegradable; disposed of in sewer
  Treated on site; disposed of in sewer
  Transported off site
  Other
  If yes, explain:	
                                               Q yes
                                               Q yes
                                               Q yes
                                               Q yes
                      Q  no
                      Q  no
                      Q  no
                      Q  no
  List waste streams generated by solvent cleaning:
Iilm/phar/ws6
                                                  24

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  Firm
  Site
  Date
  Waste Minimization Assessment

Proj. No.	
Prepared By	.	
Checked By	-
Sheet	of_	  Page    of
          WORKSHEET
              6b
 PROCESS DESCRIPTION
  1.      GENERAL (continued)
  Disinfecting/Sterilizing

        Type of
        Disinfectant Used
     Disinfecting Procedure
     (Spray, wipedown. etc.)
         Hazardous or
         Active Ingredient
  How are spent disinfectants managed:
  Biodegradable; disposed of in sewer
  Treated on site; disposed of in sewer
  Transported off site
  Other
  If yes, explain:
  Is ethylene oxide used for sterilization?

  What type of pollution control equipment is used?_
  What is the percent (%) ethylene oxide captured? .
  What is the percent (%)chlorofluorocarbon captured?.
  List waste streams generated by disinfecting/sterilizing:

  Venting

  What large-volume liquid chemicals are stored on-site?

  Are storage tanks with breathing vents used?     -

  Do process vessels release vapors?	
  What chemicals are released through vessel vents?
  What type of pollution control equipment is in place? _
  What percent (%) of vent gases generated are captured?

  List waste streams generated by venting:	
                                               3 yes    Q no
                                               3 yes    Q no
                                               Q yes    I] no
                                               Q yes    Q no
                                                  yes
                                                            no
htm/phar/ws6
                                                  25

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  Firm
  Site
  Date
  Waste Minimization Assessment

Proj. No.	
Prepared By	
Checked By	
Sheet	of	  Page	of	
         WORKSHEET
              6c
 PROCESS DESCRIPTION
   1.      GENERAL (continued)

 Disposables

 List the disposable items used in manufacturing:
  Off-Spec Materials

  List the production raw materials that have been disposed of due to being out-dated or off-spec:
 List the products you manufacture that have been destroyed and disposed of due to being out-dated or off-spec:
  How are these items managed?.
 2.     FERMENTATION

 Fermenter Information

 Description of fermenter:

 Identification number:
 Type of growth media used:

 Size of sump:  	
  Frequency of sump cleanout:
  Does sump fluid go to waste treatment tank?
  How often is fermenter inspected for the following:
        Heat transfer fluid leakage:  	
        Agitator seal fluid leakage:
        Integrity of process connections:
        Integrity of sterile barriers:   	
  What is the length of the fermentation cycle?

  Process Information

  How is culture removed from fermenter?  	
hlm/pharAvs6
                                                  26

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 Firm
 Site
 Date
 Waste Minimization Assessment
                                Proj. No.
Prepared By	_^
Checked By	.
Sheet	of	  Page	of	
         WORKSHEET
             6d
PROCESS DESCRIPTION
  2.     FERMENTATION (continued)

  Where does it go? 	
  How are cells removed?
  Is used media sterilized?	: If so, How:
  Are media, cell debris, or vent gas waste streams hazardous?

  If yes, list hazardous components: 	
  How are contaminated fermentation batches handled?
 What is the fermentation yield percentage?.
  List the waste streams that are generated by fermentation:
 3.     CHEMICAL SYNTHESIS, NATURAL PRODUCT EXTRACTION, FORMULATION

 Solvent-Based Processes

          Solvent                             Operation                        Annual Usage
  How are spent solvents managed:
  List waste streams generated by solvent-based processes:
htm/phar/ws6
                                              27

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Firm Waste Minimizat
Site
Date • Proj. No.


WORKSHEET PROCESSD
6e

ion Assessment Prepared Bv
Checked Bv
Sheet of Page of


ESCRIPTION

CHEMICAL SYSTHESIS, NATURAL PRODUCT EXTRACTION, FORMULATION (continued)
Aqueous-Based Processes
What types of water are used in your plant?
Water for injection Q yes . U no
Distilled water Q yes 3 no .
Softened water " Q yes 3 no
Municipal water O yes ID no
Reverse osmosis/Deionized water 3 yes 3 no
What aqueous process solutions are generated or used?
Aqueous Solution Type of Water ' Operation Annual Usage



How are spent aqueous solutions managed:
Biodegradable; disposed of in sewer
Recycled on-site
Recycled off-site
Treated on-site
Treated off-site
Other
If yos axnlain:

List v/aste streams generated by aqueous-based processes
4. RESEARCH AND DEVELOPMENT
List disposable itoms usjflri in R&D processes:

Q yes Q no ,
Q yes Q no
Q yes 'Q no
Q yes Q no
'" Q yes 3 no
Q yes Q no

;:



List other R&D wastes:
Current Waste
Process Type of Waste Management Method



htm/phar/wsS
                                                             28

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Firm Waste Minimization Assessment
Site
Date ... Proj. No.

WORKSHEET WASTE SJREAM
73 SUMMARY
Attribute
Waste ID/Name
Source/Origin


Annual Generation Rate (units/year)
Hazardous Component Name
Annual Rate of Component(s) of Concern


Annual Cost of Disposal
Unit Cost ($/ )

Method of Management1

Prionty.Rating Criteria Wt.(wj
Regulatory Compliance
Treatment/Disposal Cost
Potential Liability
Waste Quantity Generated
Waste Hazard
Safety Hazard
Minimization Potential
Potential to Remove Bottleneck
Potential By-product Recovery
Sum of Priority Rating Scores
Priority Rank
Prepan
Checks
Sheet
3d Bv
id By
of Paqe of

Description
Stream No.














Rating (R) R x W









I(RxW)

Stream No.














Rating (R)









I(RxW)
R x W
.-










Stream No.














Rating (R) R x W









I(RxW)

Notes: 1. For example, sanitary landfill, hazardous waste landfill, on site recycle, incineration, combustion with heat
recovery, distillation, dewatering, etc.
2. Rate each stream in each category on a scale from 0 (none) to 10 (high).
3. Very important criteria for your plant would receive a weight of 10; relatively unimportant criteria might be
' given a weight of 2 or 3.
htm/phar/ws7a
                                                              29

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 Firm
 Site
 Date
                             Waste Minimization Assessment
                           Proj. No.
                                Prepared By	
                                Checked By 	
                                Sheet	of	  Page	of	
        WORKSHEET
            7b
                        WASTE  DESCRIPTION
1.
 5.
Waste Stream Name/ID:
Process Unit/Operation_
                                                                                Stream #
       Waste Characteristics (Attach additional sheet with composition data, as necessary)
       a  gas              Q  liquid                   • Q  solid                a mixed phase
       Density, Ib/cu. ft.	
       Viscosity/Consistency	
       pH.	flash point
                                         High Heating Value, Btu/lb_
                                               % water
       Waste leaves process as:
       Q air emission       Q  waste water
       Q other 	:	..—
                                               Q  solid waste
                                      Q  hazardous waste
       Waste Generation is:
       Q continuous  	
       Q discrete  	
          discharge triggered by:
                              Q chemical analysis
                              Q other (describe)
        Type:
               Q periodic	length of period:
               Q sporadic (irregular occurrence)
               Q non-recurrent	
Generation Rate
        Annual  _
        Maximum _
        Average _
        Frequency_
        Batch Size.
                Average
Ibs per year
IDS per year
Ibs per year
batches per
Range	
        Waste Origins/Sources

        (Fill out this worksheet to identify the origin of the waste.  If the waste is a mixture of waste streams,
        fill out a sheet for each of the individual wastes).
        Is waste mixed with other wastes?  Q yes         Q no
        Is waste segregation possible?     Q yes       •  Q no
        If yes, what can be segregated from it?.
        If no, why not?
        Input material source of this waste
htm/phar/wsTb
                                                  30

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Firm Waste Minimization Assessment F
Site C
Date Proj. No. £


wuHKbHEET WASTE MINIMIZATION:
O Reuse and Recovery
'reparecl By
)hecked By
>heet of Page of
- - - • • • -.


A. SEGREGATION
Segregation of wastes reduces the amount of unknown material in waste and improves
prospects for reuse and recovery.
-
Are different solvent wastes due to equipment clean-up segregated? Q yes G no
Are aqueous wastes from equipment clean-up segregated from solvent wastes? Q yes G no
Are spent alkaline solutions segregated from the rinse water streams? Q yes G no
If no, explain:

B. ON-SITE RECOVERY
On-site recovery of solvents by distillation is economically feasible for as little as 8 gallons of •
solvent waste per day.
Has on-site distillation of the spent solvent ever been attempted? G yes G no
If yes, is distillation still being performed? Q yes G no
If no, explain:

C. CONSOLIDATION/REUSE
Are many different solvents used for cleaning? Q yes Q no
If too many small-volume solvent waste streams are generated to justify on-site distillation,
can the solvent used for equipment cleaning be standardized? Q yes Q no
Is spent cleaning solvent reused? Q yes Q no
Are there any attempts at making the rinse solvent part of a batch formulation (rework)? Q yes Q no
Are any attempts made to blend various waste streams to produce marketable products? Q yes Q no
Are spills collected and reworked? Q yes , Q no
Describe which measures were successful:

Is your solvent waste segregated from other wastes?
Has off-site reuse of wastes through waste exchange services been considered?
Or reuse through commercial brokerage firms?
If yes, results:
\ " _ ,
Q yes Q no
Q yes Q no
Q yes Q no


htm/phar/ws8
                                                              31

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pirm Waste Minimization Assessment
Rite
Dato " Pr°j N°


Prepared Bv
Checked Bv
Sheet of Page of


WORKSHEET OPTION GENERATION:
Q Process Operation

Meeting Format (e.g., brainstorming, nominal group techn
Meeting Coordinator
que>

Meeting Participants

Suggested Waste Minimization Options
A. Substitution/Reformulation Techniques
Solvent Substitution
Product Reformulation
Other Raw Material Substitution


B. Cleaning
Vapor Recovery
Tank Wipers
Pressure Washers
Reuse Cleaning Solutions
Spray Nozzles on Hoses
Mop and Squeegees
Reuse Rinsewater
Reuse Cleaning Solvent
Dedicated Equipment
Clean with Part of Batch
Segregate Wastes for Reuse











Currently
Done Y/N?



























•

Rationale/Remarks on Option





. . -
















-•-_






him,1pharm/ws9
                                                               32

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 Firm
 Site
 Date
                             Waste Minimization Assessment
                           Proj. No:
Prepared By	
Checked By	
Sheet	of	  Page	of_
         WORKSHEET
             10
                         WASTE MINIMIZATION:
                            Good Operating Practices
  A.
PRODUCTION SCHEDULING TECHNIQUES
  Is the production schedule varied to decrease waste generation? (For example, do you attempt to increase size of
  production runs and minimize cleaning by accumulating orders or production for inventory?)
  Describe:	.	
  Does the production schedule include sequential formulations that do not require cleaning between batches?
  If yes, indicate results:	    .	;	

  Are there any other attempts at eliminating cleanup steps between subsequent batches? If yes, results:

  B.      AVOID OFF-SPEC PRODUCTS
  Is the batch formulation attempted in the lab before large scale production?                    Q  yes     Q  no
  Are laboratory QA/QC procedures performed on a regular basis?                            Q  yes     Q  no
  C.      OTHER OPERATING PRACTICES
  Are plant material balances routinely performed?
  Are they performed for each material of concern (e.g. solvent) separately?
  Are records kept of individual wastes with their sources of origin and eventual disposal?
  (This can aid in pinpointing large waste streams and focusing reuse efforts.)
  Are the operators provided with detailed operating manuals or instruction sets?                Q  yes     Q  no
  Are all operator job functions well defined?                                               Q  yes     Q  no
  Are regularly scheduled training programs offered to operators?                             Q  yes     Q  no
  Are there employee incentive programs related to waste minimization?                        Q  yes     Q  no
  Does the plant have an established waste minimization program in place?                     Q  yes     Q  no
  If yes, is a specific person assigned to oversee the success of the program?               "  •  P  yes     Q  no
  Discuss goals of the program and results:    '	'
                                                                           Q yes    Q no
                                                                           Q yes    Q no
                                                                           Q yes    Q no
  Has a waste minimization assessment been performed at this plant in the,past? If yes, discuiss:
htm/phar/ws10
                                                   33

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Pjrm Waste Minimization Assessment
fiilo
n^tn , 	 	 Proj. No.


Prepared By
Checked Bv
Sheet of Paqe of


WORKSHEET OPTION GENERATION:
"j "1 Good Operating Practices

Meeting Format (e.g., brainstorming, nojninal group techn
Meeting Coordinator
que)

Meeting Participants

Suggested Waste Minimization Options
A. Production Scheduling Techniques
Increase Size of Production Run
Sequential Formulating
Avoid Unnecessary Cleaning
Maximize Equipment Dedication

B. Avoid Off-Spec Products
Test Batch Formulation in Lab
Regular QA/QC

C. Good Operating Practices
Perform Material Balances
Keep Records of Waste Sources & Disposition
Waste/Materials Documentation
Provide Operating Manuals/Instructions
Employee Training
Increased Supervision
Provide Employee Incentives
Increase Plant Sanitation
Establish Waste Minimization Policy
Set Goals for Source Reduction
Set Goals for Recycling
Conduct Annual Assessments






Currently
Done Y/N?













-















Rationale/Remarks on Option












-

.














htm.*pharAvs1 1
34

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                                               Appendix A
                      Pharmaceutical Manufacturing Plant Assessments
                                 Case Studies of Plants A,B, and C
    In 1989 the California Department of Health  Services
commissioned a waste minimization study of three pharma-
ceutical manufacturers.  The objectives of the waste minimi-
zation assessments were to:

    •   Gather site-specific information concerning the
        generation, handling,  storage,  treatment,  and
        disposal of hazardous wastes;
    •   Evaluate existing waste reduction practices;
    •   Develop recommendations for waste reduction
        through source  reduction  and  recycling
        techniques; and
        Assess  costs/benefits   of  existing   and
        recommended waste reduction techniques.

    The first steps in conducting the assessments were se-
lecting and contacting the plants to solicit voluntary partici-
pation  in the assessment study.  Plant selection emphasized
small businesses which generally  lack the financial and/or
internal technical resources  to perform a  waste  reduction
assessment.  One relatively large plant was also selected for
study because it offered the opportunity to evaluate a wide
variety of manufacturing operations, as well as a number of
in-place waste reduction measures.

    During each of the plant visits, the team observed manu-
facturing processes; inspected waste management facilities;
interviewed  the plant manager, environmental compliance
personnel, and operations supervisors; and reviewed and cop-
ied records pertinent to waste generation and management.
From  the three assessments that were conducted, it was
evident that employee knowledge of waste streams, waste
minimization approaches and the hazardous waste regulatory
structure varied greatly.  Most of  their technical expertise
came from on-the-job experience or vendor contacts. Records
of hazardous waste generation  were sketchy, and there was
little understanding of the importance of waste minimization.
In all three plants, accurate material balances often could not
be prepared because of inadequate record-keeping.

    It should be noted that the information presented here
represents procedures which  are being  conducted by the
three pharmaceutical manufacturing companies. These pro-
cedures and the suggested wastes minimization options should
not be construed to represent  recommendations of the U.S.
Environmental Protection Agency.  In addition, these waste
management techniques are specific to the California firms.
State regulations vary and alternate techniques may be re-
quired elsewhere.

    This Appendix presents both the results of the assess-
ments of the plants (here identified as A, B, and C) and the
potentially useful waste minimization  options  identified
through the  assessments.  Also included are the practices
already in use at  the plants that have  successfully reduced
waste generation from past levels.  The original assessments
may be obtained from:

        Mr. Benjamin Fries
        California Department of Health Services
        Alternative Technology Division
        Toxic Substances Control Program
        714/744 P Street
        Sacramento, CA. 94234-7320
        (916) 324-1807

    In addition, the results of the waste assessments were
used to prepare waste minimization assessment worksheets
to be completed by other pharmaceutical manufacturers in a
self-assessment process.  Examples of the  worksheets are
included  at the end of this Appendix.
                                                       35

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                                                    Plant A
                                   Waste Minimization Assessment
Plant Description
        Plant A produces erythromycin base and erythromy-
cin derivatives using batch fermentation. Erythromycin de-
rivatives include erythromycin thiocyanate, erythromycin
stearate, and erythromycin estolate.  Large quantities of base
product and its derivatives are manufactured in bulk for sale
to industry for further processing.  At the time of the waste
assessment, Plant A was producing erythromycin thiocya-
nate.  Erythromycin thiocyanate is used as a growth promoter
and disease preventative in animal  feed or can be sold for
further processing.

    The plant recently changed  ownership and  full scale
production had not yet been implemented. At the time of the
waste assessment, Plant A was operating at approximately 50
percent of full production capacity^

Raw Materials
    The raw materials used by Plant A include the inoculum
organisms and nutrients for fermentation; solvents for prod-
uct recovery; ammonium  thiocyanate and acetic acid for
processing; a diatomaceous earth filter aid for fermentation
broth processing; and sodium carbonate, sulfuric acid, and
sodium hydroxide for pH control. Raw material storage and
management procedures  are designed to be in compliance
with current Good Manufacturing Practices as detailed in 21
CFR211.

    Powdered nutrient materials (e.g., sugar, flour, and fill-
ers) are purchased  in  bulk and arrive  in bags on pallets.
Upon delivery, nutrient materials are kept segregated and are
stored in an on-site warehouse.  The identity of each compo-
nent is  verified by quality control inspection and materials
are kept in quarantine  before they are released for produc-
tion.

    Solvents  used at Plant A for  product  extraction  and
processing consist of acetone and amyl acetate. Acetone is
used for product recovery during erythromycin base cam-
paigns and amyl acetate is used during base derivative cam-
paigns.  During processing, spent solvents are sent to stripper
and distillation units for recovery, then placed in  storage
tanks prior to release and reuse.

Process Description
    The following paragraphs present a generalized descrip-
tion of the manufacturing process in use at Plant A.  Figure
A-l shows a block flow diagram for this process.

    A lab culture of inoculum is delivered to a sterile 2,000-
gallon seed tank containing nutrients in an aqueous  media.
After an initial fermentation period, seed tank components
are transferred to a 67,000-gallon fermentation vessel. Solu-
tion transfer lines are steam-sterilized prior to transfer. The
fermentation cycle runs for seven days with nutrients being
added over the course of the fermentation. During the cycle,
the vessel contents are aerated and mechanically stirred while
sterility is monitored and fermentation off-gases are vented
to the atmosphere via a sub-micron filter.  Upon maturation,
harvest solution containing eryttiromycin base is transferred
to a  holding tank for  further processing.   Under  current
scheduling,  an  average of five batches is harvested each
week. This rate  will approximately  double when full scale
operations commence.

    To separate  erythromycin base  from  the fermentation
broth, rotary vacuum filtration is used.  Filtration units are
precoated with  an aqueous slurry of  filter aid and the aque-
ous filtrate from  the filter aid application step is discharged
to the sewer. - After the filtration is complete, the  solid cake
is scraped from the filter drum, dropped onto conveyor belts,
and collected in  a large disposal bin for removal from the
plant by a waste hauler. Filtrate containing the erythromycin
base, free of any suspended  solids, is  sent to the  solvent
extraction process.

    Erythromycin base is removed from the filtrate using a
multistage countercurrent liquid-liquid extraction process. The
rich organic solvent layer and the raffinate, a water layer
containing some solvent, are sent to their respective recovery
units  for recovery and recycle of the solvent.

    The erythromycin-rich extract is then sent to a crystalliz-
ing unit for product recovery.  Crystallized  erythromycin
base  is then separated  by •centrifugation  and the resulting
centrifuge cake is sent to a fluid bed dryer.  The centrate or
spent solvent is again recovered and recycled. Dried product
is drummed and sent to the warehouse for storage and quality
control  inspection with dryer off-gases being vented to the
atmosphere. Approximately one-half of one percent of all
dried product fails to meet the required product  specifica-
tions.  This off-spec product is stored on-site and saved for
subsequent reworking.

    To produce erythromycin thiocyanate, erythromycin base
is reacted with  ammonium thiocyanate prior to crystalliza-
tion.  Erythromycin  thiocyanate is then  crystallized, centri-
fuged, and dried.   Dried product is drummed and stored in
the warehouse.

Waste Streams and Waste Management
    The principal waste streams generated at Plant A include
the following:
                                                        37

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               Inoculum
                     Vent to         Filter
                   Atmosphere     Precoat    Water      Solvent (amyl Acetate or Acetone)
 Nutrlonts
Fermentor

	 ^
Rotary
Vacuum
Filter
^^

Solvent
Extraction
Spent Solvents to Recovery
Spent Broth to Solvent Recovery
                                                                                                        Vent to
                                                                                                      Atmosphere

  Filtered
  Solids
to Disposal
                                             Liquid
                                             Precoat
                                            to Sewer
Crystallizer
Unit


Centrifuge
                                                                               Spent Solvent
                                                                                to Recovery
                                                                    Product to
                                                                     Warehouse
Figure  A-1: Plant A Process Flow Diagram
Filtration Process Wastes
    To remove erythromycin  base from  the  fermentation
broth, harvests are filtered using rotary vacuum filters coated
with diatomaceous earth. Waste streams from this process
consist of the aqueous precoat filtrate and the wet filter cake.
The precoat material is applied continuously at a rate  of
approximately 1,100 kg/hr during the precoat operation and
the filtrate is discharged into the local sewer. During filtra-
tion, each rotary  vacuum unit generates solid  filter cake
waste continuously at a rate of 1,243 kg/hr.  The filter cake,
consisting of mycelia and filter aid, is mechanically scraped
off the filter drum and dropped onto a conveyor belt system.
The wet  waste cake is directed into large waste bins for
disposal in shipments ranging from five to 10 tons per load,
with an average weight of nine tons per load. The filter cake
material is  a  nonhazardous waste and is disposed of in a
municipal landfill.

    Because of the volume of material produced, the wet
filter cake is the major waste stream generated by Plant  A.
Filter cake disposal is contracted out to a waste hauler at a
price of $160 for the first six tons plus $16 per ton for each
ton thereafter. Seven to 10 loads (five to 10 tons each) are
disposed of each week, with the amount of filter cake waste
expected  to increase significantly as Plant A reaches full
scale production.  To reduce the amount of filter cake waste
                            generated, Plant A is investigating replacing the rotary vacuum
                            filters currently in use with an ultrafiltration process.  Vol-
                            ume reduction will be accomplished by elimination of the
                            requirement for diatomaceous earth filter aid.

                            Solvents
                                Spent solvents are generated from recovery and purifica-
                            tion operations. Two to three thousand gallons of solvent are
                            used in processing a single fermentation harvest.  Under
                            current  management practices, spent solvent solutions are
                            transferred to storage tanks,  then recovered  and recycled
                            back into the production process.  This solvent recovery
                            process generates an average of two 55-gallon drums of still
                            bottoms per week.  A discussion of solvent recovery opera-
                            tions and an estimate of sayings  is presented later in this
                            section.

                            Equipment Cleaning Wastes
                                Process equipment is thoroughly cleaned between manu-
                            facturing campaigns to ensure product  purity and to main-
                            tain operating  efficiency.   Washwaters are generated
                            intermittently around these campaigns depending upon prod-
                            uct scheduling.  Periodically, a caustic solution is used to
                            clean out the fermentation vessels.  Washwaters are routinely
                            discharged into  the local sewer system but the quantity of
                            washwater being discharged is undetermined.
                                                          38

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Spills
    Spills are the result of inadvertent material discharge
during operations.  Two types of spills were noted during the
plant visits:  spillage of dry filter aid material and wet filter
cake waste.  Prior to filtration, the aqueous filter aid slurry is
made by mixing a powdered filter aid material with water.
The filter aid material is purchased in bags, and spills can
occur as a result of the bags being  handled.  During  the
assessment,  it was noticed that a small amount of the filter
aid material was falling onto the ground and onto adjacent
equipment in the filtration area. The amount of spilled filter
aid was not quantified.

    As noted earlier,  wet filter  cake is scraped from  the
filtration unit surface and allowed to fall onto a conveyor belt
located beneath the scraper bar.  During  operation, small
quantities of filter cake, relative to that which is generated,
fail to land on the conveyor belt and fall to the ground below.
Spilled filter cake material is either shoveled up for disposal
or washed into sewer sumps with water.  Filter cake material
accumulating in the sumps is periodically shoveled up for
disposal.

Waste Minimization and Management Alternatives
    This section presents waste minimization and manage-
ment alternatives developed for Plant A.   The alternatives
presented apply to  specific waste streams identified during
the waste assessment.  Waste minimization and management
alternatives  for each of these waste  streams are presented
below along with a summary of the generation  rate,  current
disposal practice and disposal cost

Alternatives for Filtration Process Wastes
    Filtration process  wastes  consist of the liquid precoat
carrier and waste filter cake.  As discussed earlier, the liquid
material is not a hazardous  waste and no pretreatment is
required prior to sewer discharge. Because of this, the liquid
was not considered a  high priority for waste minimization
and alternatives are not  presented for this waste  stream.
(Editor's note:  While early waste minimization assessments
focused on hazardous waste reduction, EPA now encourages
attention  to all wastes generated using a  multi-media  ap-
proach.)

     Alternate uses  for waste filter cake could result in sig-
nificant reductions  of waste quantities.  At current produc-
tion rates, the average quantity of waste is seven to 10 loads
per  week, or 364  to  520 loads per year.  Assuming an
average load weight of nine tons, this results in 3,276 to
4,680 tons per year of filter cake waste being disposed of in
landfills.  According to  plant personnel,  filter cake waste
generation will increase significantly when full scale produc-
tion is achieved.

     Using the' waste quantities  specified  above and a dis-
posal  cost of $208 per nine-ton load, the current yearly
disposal cost for filter cake waste is between $76,000 and
$108,000. The estimated  disposal cost for filter cake during
full scale production is approximately $250,000 per year. To
reduce the amount of material disposed of via landfilling and
the associated  disposal cost, byproduct uses of filter cake
material should be examined.  These savings would be aug-
mented by the additional revenue generated from the sale of
the filter cake material.

    Potential uses include:

Use as a Fertilizer
    According to the USDA, in order for a byproduct to be
considered usable as a fertilizer, the nitrogen, phosphorous,
and potassium (N+P+K) content must be greater than five
percent.  Based on mineral analyses, the N+P+K content of
the filter cake is less than two percent  Therefore,  it is
unlikely  that the filter cake generated at Plant A is directly
usable as a fertilizer.

Use as a Soil Additive
    To evaluate the potential for use as a soil additive, soil
specialists from the University of California campuses at
Davis and Riverside were contacted. Both sources believed
the analyses of the filter cakes showed that the material has
the basic components of regular soil and recommended using
the material  as a soil additive.

    The KC Mattson Company, a  fertilizer manufacturer in
San Marino, California, expressed interest in utilizing the
filter cake as a soil additive. Concerns affecting'the potential
for use as a soil additive included the amount of odor pro-
duced by the material, the moisture content, and the price per
unit. .As the filter cake is  moist (approximately 64 percent
water) and does generate an odor,  additional  treatment may
be required before use as a  soil additive.  Water content may
be reduced by heating the filter cake as it is transported along
conveyor belts to the disposal bins or by batch drying.  A
sample of the filter cake would be needed in order for the KC
Mattson  Company to fully evaluate this alternative.

Alternatives for Solvents
    Under current waste management practices, spent sol-
vent solutions of amyl acetate and acetone are recycled.  In
addition, small quantities of spent solvent which remain after
product recovery are also recycled.  Solvent recovery pro-
cesses include the use of a stripping column,  an evaporator,
and a rectifying column. Recovery operations result in the
recycle of over 99 percent of solvents processed.

    The solvent requirement per  harvest is two to three
thousand gallons. Based on a cost of $1.78 per gallon of raw
solvent,  a savings of approximately $3,520  to $5,290 per
harvest is achieved with a 99 percent recycle of spent sol-
vents.  These estimated savings are offset by operating costs
of the recovery units, still bottoms  disposal, and makeup for
non-recovered solvent. Solvent recovery operations on aver-
age generate two 55-gallon drums per week of still bottoms.
Solvent recovery wastes are disjposed of by off-site incinera-
tion at a cost of $250  to $300 per drum, depending on the
solvent being recovered.   Wilh current recycle processes
operating in excess of 99 percent, additional solvent recovery
or recycle is a low priority at this time and is not pursued as a
new waste minimization alternative.

Alternatives for Equipment Cleaning Washwaters
    Washwaters  generated during  equipment cleaning are
nonhazardous and require  no treatment prior to sewer dis-
                                                         39

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charge.  Therefore,  washwaters are not considered a high
priority for waste  minimization,  and alternatives are not
developed for this waste stream.  (Editor's note:  As previ-
ously stated, EPA now encourages attention to  all wastes
generated.)

Alternatives for Spill Reduction
    As noted previously, filter cake from fermentation broth
filtration is scraped from rotary vacuum filters onto conveyor
belts  for collection  and disposal.   During  this  operation,
some of the filter cake material misses  the  conveyor belts
and falls to the ground. The amount of filter cake falling to
the ground could not be  determined but is  believed to be
small compared to the total amount  of material  generated.
Under current practices, spilled filter cake  is periodically
shoveled up and placed into bins for disposal.

    Because the filter cake may have value as a byproduct, it
would be beneficial to prevent the filter cake  from falling on
the ground.   Spillage could be prevented by installing v-
shaped guides beneath the rotary vacuum filters which direct
the scraped filter cake onto the center of the conveyor belt.
Installation would require little capital investment, no operat-
ing cost, and could be accomplished between filtration batches.
    Another source of spilled material at Plant A is the dry
filter aid used to prepare the rotary vacuum filters.   Good
operating  practices will keep filter aid spillage to a mini-
mum.

Recommendations
    Based on the waste assessment and  the  discussion  of
alternatives presented above, the following recommendations
for waste management were prepared for Plant A:

    •   Provide KC Mattson Company and Kruse OH
        Grain and Milling with filter cake samples and
        any  other  data required to establish the
        usefulness of the material as a  soil additive.
        Identify any subsequent treatment required and
        the potential value of the material as a byproduct.
        Investigate methods for reducing  water content
        and odor levels in filter cake wastes.
    •   Install guides beneath each rotary vacuum filter
        to prevent filter cake materials  from missing
        the conveyor belts and falling onto the ground.
                                                         40

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                                                   Plant B
                                   Waste Minimization Assessment
Plant Description                       ,
    Plant B produces  a wide range  of dermatologic and-
ophthalmic products. These pharmaceutical compounds are
formulated in the production section after having been thor-
oughly researched by the R & D section. The R & D section
is divided into two major groups, the synthetic chemistry
division, and the product development division.

Raw Materials
Production
    The raw materials used by Plant B in the production
section  consist of a large variety  of active ingredients and
fillers. Fillers include oils, fatty acids, surfactants, alcohols,
and water used to prepare the various ointments and liquid
bases.  Raw material storage and management procedures are
designed to be  in compliance  with Good Manufacturing
Practices.

R&D
    The R&D section uses a large number of chemicals in
small quantities. The materials in use at a given time will
vary depending  upon the focus of the R &  D .program.
Chlorinated and non-chlorinated  solvents  such as chloro-
form, methylene chloride, methahol,  acetonitrile, acetone,
ethyl ether, xylene and hexane are commonly used for ex-
traction and analyses.  Acetonitrile and methanol are exten-
sively used as carrier liquid in high performance liquid chro-
matography (HPLC) with annual consumptions of 400 gal-
lons of acetonitrile and  991  gallons of methanol.  Sulfuric
acfd is the most widely used acid at an annual consumption
of 450 gallons. In addition, a large quantity of sulfuric acid
is used during glassware washing at an annual acid consump-
tion of approximately 1,080 gallons.

Process Description
Production
    The following categories of products are formulated by
the ophthalmic section:

        Contact lens cleaners;
        saline solutions;
        ophthalmic ointments;
        eye drops; and
        disinfecting solutions.

    The following categories of products are formulated by
the dermatologic section:

        Shampoos, including dandruff shampoos;
        creams;
        suntan lotions;
        acne medications; and
        itch soothing preparations.   "

    Ophthalmic and dermatologic compounds are produced
in batches where the raw materials are mixed in 1,000-gallon
vessels according to detailed batch records. To avoid spill-
age, raw materials are carefully poured into the vessels dur-
ing formulation.  The finished compounds are sampled and
analyzed by the QA/QC laboratory where the dermatologic
section has found that none of the batches were rejected in
the previous 15 months as a result of tight QA/QC during the
formulation stage.

    After satisfactory analysis results have been obtained,
the formulated compounds are released  for packaging  into
the finished product containers where they are again sampled
by QA/QC personnel. A minimal amount of rejects is gener-
ated during packaging operations and, in fact, less than 0.3
percent of finished products from the dermatologic section is
rejected, which corresponds to approximately 12,000 units
per year.

R&D
    The R&D section includes the synthetic  chemistry
division and the product development division. In the syn-
thetic chemistry division,  new active ingredients and pro-
cesses are developed by performing laboratory scale experi-
ments. The product development division performs stability
tests and scales-up operations for new products discovered
by the synthetic chemistry division. Compared to the syn-
thetic chemistry division, product development activities are
more  homogenous,  with single processes being  tested for
several months until the optimal performance is achieved.

    In both R & D  divisions, synthesized products are ana-
lyzed  using HPLC. The HPLC uses mixtures of solvents and
water as carriers for these separations.

Waste Streams and Waste Management
Production
    The principal waste streams generated by the production
section include equipment and floor cleaning washwater and
reject products.  After use, process equipment (i.e. vessels
and filling apparatus) is thoroughly cleaned with water. This
washwater, which is generated intermittently, typically in-
cludes residues from the formulated batch and is discharged
to the local sewer system.   Depending on the manufactured
products, the waste  water  will have low to medium BOD,
COD, TSS and total dissolved solids (TDS) concentrations.
Floor  cleaning  washwater  also typically includes traces of
                                                       41

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the manufactured products and is discharged according to an
industrial sewer discharge permit. The quantity of washwater
generated was not determined.

    At the dermatologic production section, rejected items
constitute only 0.3  percent of the total number of finished _
products, equating to approximately 12,000 reject containers
per year. Currently, 25 percent of these items is disposed of
by washing the finished product from the packaging into the
sewer and sending the used packaging to a municipal land-
fill.  This manual operation disposes of 50 finished product
rejects hourly  per  person.   The remaining 75 percent of
rejected finished products is disposed of in a Class I landfill.
These items are not accepted by municipal landfills due to
the excessively liquid nature of the semi-solid materials (i.e.
materials which failed .the compression test),  high alcohol
content, or, for one product, high selenium concentration.

R&D
    The principal waste streams generated by the R & D
section are solvent  wastes, sulfuric acid wastes and expired
chemicals. Descriptions of the  waste source, waste charac-
teristics, and current waste management techniques for these
streams are described below.

Solvent Wastes
    Two different  procedures have been implemented' for
collecting solvent  waste in the R  &  D section.  In one
procedure, each chemist collects the generated waste  in a 5-
gallon closed  safety can. In this method, different types of
solvents are collected and mixed in a single container. In the
second procedure, waste solvents are segregated by type (i.e.
halogenated, non-halogenated and methylene chloride), into
dedicated safety cans.  All cans are labelled to show waste
types and concentrations.  The safety cans are then taken to
the hazardous waste storage area where they are emptied into
appropriate containers for disposal by a contractor.

     Off-site methods used for  handling  solvent wastes in-
clude recycling and regeneration of fresh solvent, burning of
waste solvents as fuel supplements, and incineration.  Cur-
rently,  only methylene chloride  wastes with a minimum
purity of 75 percent are recycled.  The majority  of solvent
wastes generated consists of non-halogenated solvents that
are sent to cement kilns for use as fuel  supplements.  The
remaining wastes, halogenated solvents and solvent mixtures
containing heavy metals, are sent to a hazardous waste incin-
erator.

     During the assessment, it was noted that solvent wastes
were collected in  four-liter glass bottles.   Solvent  wastes
were transferred from the four-liter collection bottles  into
containers for collection by a waste disposal contractor and
the glass bottles were broken and subsequently disposed of at
a hazardous waste  landfill.

Sulfuric Acid Waste
     Sulfuric acid is  used  to remove glassware labels made
 with indelible markers. In order to remove the markings, the
 glassware is loaded onto a stainless steel basket and is dipped
 into a sulfuric acid bath for 5 to 10 minutes.  The basket is
 then removed and rinsed  with water prior  to placing the
 glassware into a commercial dishwasher. The sulfuric acid
 bath is reused several times prior to being sent to an off-site
 facility for treatment and disposal.  In the very near future,
 Plant  B plans to send the spent  sulfuric acid to a battery
 manufacturer for reuse as a production raw material.

, Expired Chemicals
     Expired chemicals are discarded periodically by trans-
 ferring them to the storage area where a waste disposal
 contractor consolidates them into lab-packs prior to disposal
 at a hazardous waste landfill.

 Waste Minimization and Managemnt Alternatives
 Alternatives for Production Section Wastes
     As discussed earlier,  the production section wastes in-
 clude equipment and floor washwaters and rejected products.
 Waste minimization methods for these streams largely de-
 pend  on careful  operator actions.   Minimizing spills will
 decrease the water required for floor cleaning.  A  weekly
 cleaning may still be necessary, but in between cleanings can
 be reduced if spills are prevented.

     Equipment used in the pharmaceutical industry is also
 subject to frequent cleaning. Careful use of water can help
 decrease this waste stream.  If equipment is being manually
 cleaned, hoses should only be on when  equipment is being
 rinsed.  A second operator may be needed for assistance with
 this effort.   If equipment cleaning is automated, cleaning
 cycles should be optimized and validated which use minimal
 amounts of water.

     Careful attention to batch records and frequent QA/QC
 checks can help reduce the incidence of reject batches. Test-
 ing raw materials  prior  to use  can also  decrease  rejects.
 When rejected batches have been identified, they should be
 analyzed  to determine  if they are suitable for rework.  It
 would be preferable to keep these rejects and rework the
 product, rather than discard entire batches.

 Alter natives for R&D Section Wastes
 General Procedures
     Currently, two different methods for solvent waste col-
 lection are used in the R & D section as described above. In
 order to establish and maintain an effective waste minimiza-
 tion program,  a  formalized waste collection  system acces-
 sible to all concerned employees should be formalized in  a
 standard operating procedure.   Solvent collection  in non-
 reusable containers such as the glass four-liter bottles should
 be discouraged since disposing of glass containers can easily
 be avoided by employing reusable safety cans.

     To minimize waste generated by expired chemicals, Plant
 B should consider installation  of a computerized inventory
 and material tracking system,  implementation of a  central-
 ized purchasing department, and creation of a chemical stock
 room.

      A computerized inventory and material tracking system
 can provide R&D personnel with an  up-to-date listing of
 currently available chemicals which  will allow personnel to
 locate needed  chemicals  on-site rather than purchasing new
  stocks. Establishing a centralized purchasing department for
  the R & D section will reduce overstocking caused by dupli-
                                                          42

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cation of orders.  Furthermore, by grouping orders, chemi-
cals will be purchased in the most efficient quantities for R
& D needs. A chemical stock room could serve as a central-
ized purchasing location to handle all orders for new chemi-
cals. Individuals would be required to check out chemicals
from the stock room  so that the  location of chemicals and
usage requirements could be closely monitored.  Commonly
used chemicals would be routinely kept in stock while spe-
cialty chemicals could be ordered as  needed.   Maintaining
one large stock  of certain chemicals,  rather than several
small1 supplies, could result in volume price discounts.

Alternatives for Solvent Waste Management
    More than 19 different solvents are used by the R & D
section, several of them in quantities large enough to con-
sider recycling.   Currently, only spent methylene chloride
with a minimum  75 percent purity is recycled at an off-site
facility at a cost of $120/drum.  By recycling, as opposed to
incineration, Plant B minimizes waste and saves on disposal
costs.  Incineration costs  at  a hazardous waste incinerator
versus a cement kiln are $320/drum (excluding packing and
transportation costs) for the incinerator and $200-270/drum
(including packing and transportation costs) for the cement
kiln.

    On-site small scale recycling can be performed using a
reflux apparatus.  Implementation of this process will require
laboratory space  to set up the equipment and minimum su-
pervision.  The  recovered product would be  analyzed to
verify  its purity.  On-site recycling will reduce both new
material purchases and disposal costs'. Then, only the distil-
lation bottoms will require disposal.
Alternatives for Spent Sulfuric Acid
    The spent sulfuric acid generated from washing proce-
dures is currently sent off-site for treatment and disposal at a
cost of $380/drum excluding transportation fees. The pro-
posed waste management option of providing spent acid to a
battery manufacturer will eliminate the cost of off-site treat-
ment and disposal. Reuse will generate savings by eliminat-
ing the cost of hazardous waste disposal.

    As the purpose of sulfuric acid is to remove ink mark-
ings from glass,  it is recommended that small amounts of
acid be used to wipe  off the indelible ink.  This  may  be
slightly more labor-intensive, but the need for sulfuric acid
will be greatly reduced. The estimated cost of sulfuric acid
is $7,700/year and the estimated cost of removal and treat-
ment of this acid is $7,600/year. Assuming acid is already
available in the lab, the resulting annual savings from elimi-
nating the sulfuric acid soaking will be approximately $15,300.

Recommendations
    Based  on the waste assessment and the discussion
        of alternatives presented above, the following
        recommendations are given:
    •   Evaluate manual versus automated destroying
        of the finished product rejects.
    •   Prepare a standard operating procedure manual
        for R &  D waste management.
    •   Implement on-site recycling of solvents.
        Implement the sale of spent sulfuric acid.
        Investigate changing glassware labelling as a
        means of reducing sulfuric acid usage.
        Review and revise the purchasing and inventory
        tracking procedures of the R & D section to
        reduce waste generated from expired chemicals.
                                                        43

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                                                    Plant C
                                   Waste Minimization Assessment
Plant Description
    Plant C produces sophisticated biochemicals, bulk phar-
maceutical compounds, and immunochemicals by batch pro-
cessing methods.  In this assessment, the production pro-
cesses for a pharmaceutical raw material, an anti-convulsive
drug, and a livestock antibiotic—referred to here as Product
A, Product B and Product C, respectively—and a pH buffer,
Tris-HCl, are examined.  At  the time  of this  assessment,
products B and C were awaiting FDA approval.

    Plant C was recently purchased by the current manage-
ment. Under the previous management, the focus of produc-
tion was diagnostic products.  The company no longer pro-
duces diagnostics, and is concentrating more on the produc-
tion of biochemicals.

Raw Materials
    Raw materials used by  Plant  C include solvents for
product processing and recovery; sulfuric and hydrochloric
acids for pH control and product processing; sodium hydrox-
ide and ammonia for pH control; and a filter aid (Celite) for
use in product filtrations. Solvents used include methanol,
butyl acetate, chloroform, acetone, and isopropanol.   Raw
materials are purchased in 55-gallon  drums and are stored
outdoors in a fenced-off storage area approximately 100 feet
behind the building. Stored materials are brought to a dis-
pensing area as needed, where smaller containers are filled
and brought inside to the production site. Many raw materi-
als are purchased in smaller quantities, especially reagents
for the small quantity sophisticated biochemicals. These raw
materials are stored where the products are made.

Process Descriptions
Product A  ,
    Product A is made via chemical synthesis (see Figure C-
1). Potassium permanganate, Product A precursor, and water-
are mixed  in a 3,000-gallon reactor.  A manganese dioxide
precipitate  is formed and is removed from the solution by a
rotary drum filter coated with Celite.  The wet filter cake
(manganese dioxide precipitate and Celite) is deposited into
trash bins for disposal at a municipal landfill.

    The filtrate is neutralized with sulfuric acid and sent to a
climbing film evaporator. Overhead water is collected and
discharged into the sewer. The enriched Product A solution
is then sent to an 800-gallon Pfaudler vessel where the final
pH adjustment is made with sulfuric acid.  As the mixture is
agitated and cooled, potassium sulfate crystallizes. The po-
tassium sulfate crystals are removed from the reaction mix-
ture by centrifugation, dissolved in water and then discharged
to the sewer.  Butyl acetate is added to the centrate and the
mixture is azeotropically dehydrated. In a continuous pro-
cess, the overhead azeotropic mixture is condensed and sent
to a decanter where the lower waiter layer is discharged to the
sewer and the butyl acetate is taken off the top and returned
to the  product mixture.  This is continued  until all of the
water (which contains some butyl acetate) is removed. The
butyl acetate product mixture is  then filtered to remove any
remaining salt.

    The filtered solution is then  cooled, allowing Product A
to crystallize  and be  separated by centrifugation.   Butyl
acetate is recovered and stored for reuse. The product is sent
to a tumble dryer prior to packaging.  Butyl  acetate vapor is
vented from the dryer,  condensed and recovered for reuse.
This year Plant C estimates  it will produce six batches of
Product A yielding approximately 250 kg per batch.

Product B
    Product B is also made via chemical synthesis (see
Figure C-2). A mixture of valproic acid and  sodium methyl-
ate (25%  wt/vol in methanol) js first heated and then cooled
in a ISO-gallon tank.   The cooled mixture is  placed onto
trays in a vacuum drying oven for one to two days with the
methanol vapor being vented to a scrubber system where it is
collected in an aqueous scrubber liquor for subsequent recov-
ery. The dried product is ground, sieved, and packaged.
This year Plant  C will make two batches of Product B
yielding 100 to 200 kg product per batch.

Product C
    Product C is an intracellular bacterial fermentation prod-
uct (see Figure C-3).  The cells are harvested and separated
from the fermentation broth by centrifugation then sent off-
site for lyophilization. The spent broth centrate is discharged
to the  sewer  without  any  treatment.  The  fermenters are
cleaned with a caustic solution (NaOH) which is neutralized
before  being discharged to the sewer.

    To extract the product from the cells,  the  lyophilized
cells are  mixed with a 2:1  methanokchloroform  solution.
After one day of stirring, the mixture is filtered under vacuum.
The filtrate, which contains  Product C, methanol, and chloro-
form, is passed through charcoal, if necessary, to remove any
color caused by fermentation products. This liquid is then
sent to  a climbing film evaporator to be concentrated and
then to a  cooler where the product crystallizes.  The metha-
nol and chloroform from the evaporator and crystallizing unit
lare recycled to the filter unit for further extraction of the
cells with fresh chloroform or methanol added to adjust the
methanolrchloroform ratio.  After the third extraction, the
                                                        45

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    Raactants
                                                                  Acid
   Mixing Tank
                     Rotary Drum
                         Filter
                                      T
                                   Manganese
                                  Dioxide/Celite
    Centrifuge
 Potassium
   Sulfnte
I
                                    Filter Unit
                Butyl Acetate
                                  Butyl Acetate
Figure C-1:  Process Flow Diagram for Product A
Neutralization
     Tank
Climbing Film
 Evaporator
                                                                                                                     Water
                                                     Crystallizer
                                                                                                Acid
                                                                                                    Pfaudler
                                                               Butyl Acetate Vapor
Pfaudler


Centrifuge


Tumble Dryer
                                                                                         Product
                                Reactants
                                   1
Mixing Tank


Vacuum Shelf
Dryer
                                                                                 Product
Figure C-2. Process Flow Diagram for Product  B
                                                           Methanol Vapor
                                                              46

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Recycled Solvent
solvents Mixing Tank ^ Filter Unit
Lyophilized *"
Cell Cake



1^ Climbing Film
™ Evaporator
1
Solvents
(Recycled to
'Filter Unit)
Prc
(
-^ Nutrient Medium
-^ Cell Cake (off-site
lyophilization)
^ Crystallization
^ Unit
1
Vacuum
| 	 Dryer
1
Methanol
Vapor
Solvents
fefc.
	 ^
(Recycled to
Filter Unit)
Figure C-3. Process Flow Diagram for Product C.
Reactants



Reactor









t- Filter Unit

I
Trace Insolubles



Cold Filtered
Methanol
I

_^^ Crystallization
W^ Unit


Methanol
Wash
J




Filter Unit

Methanol
ft)
and Water
' 1

Product ^ 	


Vacuum
Shelf
Drytsr



                                                                                     Methanol Vapor
Figure C-4. Process Flow Diagram for Tris-HCI Buffer
                                                          47

-------
                                                 Water        Ven

                                                   It
    Vent to Atmosphere
Reactors
or Misc. Air
fromPlant

^-
~^
[
Four-Stage
Scrubber
Water to sewer
Non-condensibles to scrubber
House
Vacuum
Shelf
Dryer
Volatlles
^

Oil Seal
Vacuum
Pump
Vacuum
Une^

Receiver




Liquid Ring
Vacuum
Pump
i
Rgure C-5. Vacuum Piping and Scrubber Systems
                                                                                               f
                                                                                           Condensibles
                                                                                             to sewer
solvent coming off the crystallizing unit is put into storage
drums for reuse in the next batch.

    The  crystals from each extraction are combined and
washed with methanol prior to being dried in a vacuum shelf
dryer and packaged.  The spent methanol is put into storage
tanks for disposal and the  dryer off-gas  is vented to the
scrubber system.  Two batches of Product C will  be pro-
duced this year, yielding  10 kg per batch.

Tris-HCl Buffer
    Tris-HCl is produced via chemical synthesis (see Figure
C-4).  Crude tris amino and hydrochloric acid are mixed in a
200-gallon tank and agitated until the reaction is complete.
The mixture is then filtered to remove any residual insolubles
and is sent to a crystallization unit. Cold filtered methanol is
added slowly and the product is crystallized. The crystals
are washed  with two smaller aliquots of methanol and are
then  vacuum dried,  sieved and packaged to produce three
300-kg batches of Tris-HCl.  The methanol is collected and
stored for disposal and the dryer off-gas is sent to the scrub-
ber system.

Waste Stream and Waste Management
    The principal waste streams generated at Plant C include
spent solvents, acid and solvent vapors, acidic and caustic
solutions and non-hazardous solid waste. The sources, com-
ponents, and waste management techniques for each of these
waste streams are discussed in the following sections.

Spent Solvents
    Solvents such as methanol, chloroform,  and butyl ac-
etate, are used  for product processing and recovery.  The
butyl acetate used in Product A processing is  recovered and
recycled,  while the  methanol/chloroform  solution used to
extract Product C from the cell cake is used for three extrac-
tions and then stored for reuse in subsequent batches.  Metha-
nol used  for the crystallization of Tris-HCl buffer is not
recovered or recycled.

    Spent solvent is temporarily stored in 200-gallon tanks,
then is eventually transferred to 1,100-gallon storage tanks to
await disposal.  The spent solvent is burned as supplemental
fuel in cement kilns where it must meet a minimum heating
value (BTU) content requirement, and not exceed 1 percent
chlorine  content.  The solvent is transported in 6,800- to
7,000-gallon loads at a cost of $600 per load.  The cost of
reuse is $0.35 per gallon.

     In 1987, 30,409 gallons were sent to the cement kiln via
commercial recycler at a total cost (including  transportation)
of $13,351.  If this solvent  had been incinerated instead of
used as supplementary fuel, the disposal cost, including trans-
portation, would have been  approximately $110,000, based
                                                        48

-------
on a disposal cost of $200 per 55-gallon drum. Thus, reuse
for energy is much more economical than incineration.

Acid and Solvent Vapors
    Off-gases from the plant are sent to the house vacuum
system for disposal. This includes methanol vapor coming
off when drying Product B, Product C, and Tris-HCl buffer.
Figure C-5 shows a block diagram of the house vacuum and
scrubber systems.  Volatile  organic compounds from the
vacuum shelf dryer pass through an oil seal vacuum pump to
the house vacuum line.   Condensible and non-condensible
compounds are separated in the receiver. The non-condensible
compounds are sent to the scrubber  while the condensible
compounds pass through the liquid ring vacuum pump to the
sewer.

    Vapor emissions from various places  in the plant (in-
cluding reactor gases and volatiles from the vacuum system
described above) pass through a four-stage scrubber system
containing either a caustic solution or water.  Water is con-
tinuously passed through all  four stages and is sent to the
sewer. The volatiles that are not neutralized by the caustic
solution  or entrained by the water are vented to the atmo-
sphere.

    The tumble dryer used for Product A processing utilizes
a  liquid  ring  vacuum pump as  a source  of vacuum.  A
condenser  cooled with chilled ethylene glycol is  used  to
condense and  recover  the butyl acetate evaporating in the
dryer.  The butyl acetate that is not recovered is sent to the
scrubber system described above.

Acidic and Caustic Solutions
    Acidic and caustic solutions,  such as the caustic solu-
tions used to clean fermenters, are placed in an underground
tank for neutralization and then are discharged to the sewer.
The industrial waste discharged to the sewer is passed through
tanks containing baffles  used to decrease the flow velocity
and allow suspended solids to settle. In 1987, approximately
33,000 gallons of 5 percent HC1 and 6,500 gallons  of 5
percent NaOH were consumed at the plant.  The spent acidic
and caustic solutions are neutralized with fresh caustic and
acidic solutions.

Non-Hazardous Solid Waste
    The  non-hazardous  solid waste  generated at Plant C
includes  manganese dioxide/Celite, potassium  sulfate, and
cell cake.  As they are not hazardous, manganese dioxide/
Celite and cell cake are deposited into trash  bins for disposal
at a municipal landfill, and potassium sulfate is dissolved in
water and discharged into the sewer. The quantities  pro-
duced per year are 24,000 kg.of wet manganese dioxide/
Celite, 10,200 kg  of wet potassium sulfate, and 600 kg of
cell cake.

Waste Minimization
    Plant C has considered waste minimization and manage-
ment as a high priority. The processes have been designed to
minimize the waste generated,  and solvents  have been re-
cycled or recovered whenever possible.   Plant C is  also
planning to employ a staff person, who would be devoted to
waste minimization and  management. The following  sec-
 tions outline the current practices and future plans for this
 waste minimization and waste management.

 Alternatives For Spent Solvents
     Plant C currently disposes of spent solvent at a location
 where it is burned as supplemental fuel in cement kilns.  The
 cost of removing the 30,409 gallons of spent solvent gener-
 ated in 1987, including transportation, was $13,351. Wher-
 ever possible, however, the solvents are recovered and re-
 cycled, especially chlorinated  solvents because of the diffi-
 culties encountered  in their disposal.  During Product A
 processing, 1,500 liters of .butyl acetate are used per batch.
 Approximately 1,350 liters  are recovered  when recovering
 the Product A crystals.

     Based on a purchase price of $0.22/liter for fresh butyl
 acetate,  the savings from this recovery are approximately
 $292 per batch of Product A made.  (Editor's note: Recy-
 cling is  preferred,  as  incineration  is  treatment,  not waste
 minimization).

     Plant C has considered more extensive recycling of spent
 solvents  by distillation. However, because of contamination
 from other solvents, product,  and water, and the relatively
 small volume of spent solvents generated per process, recov-
 ery of solvents for reuse would require a very sophisticated
 system.  Plant C has determined that such a sophisticated
 system would not be economically feasible at this time.

    Recovering and recycling spent solvents may be feasible
 if they are  segregated by type of solvent, i.e., if spent metha-
 nol is stored separately from spent isopropanol.  The distilla-
 tion system required for recovering one  solvent from an
 aqueous  solution is less complex than the distillation system
 required  for recovering many  solvents from one solution.
 Further investigation into solvent segregation is recommended,
 as both  the purchase of fresh solvent and the disposal of
 spent solvent are costly.

Alternatives For Acid and Solvent Vapors
    Acid and  solvent vapors generated in the plant such as
 methanol and butyl acetate are:  sent to  a house  vacuum
 system for  disposal. Non-condensibles pass through a scrub-
ber  system before being  released  to  the atmosphere.
 Condensible compounds are discharged to the sewer.  The
 solvent vapors are not recovered from this system because of
 the probable contamination by other solvents from the vacuum
 lines.

    The  tumble dryer used to  di-y Product A crystals has a
separate  source of vacuum from the house vacuum system.
 Because  the only product processed in this unit is Product A,
it is possible to recover butyl  acetate vapor from the dryer
off-gas without the  problem of contamination from other
solvents.  An  additional 100 to 120 liters of butyl acetate
vapor coming off the tumble dryer are recovered and con-
densed.   The 30 to 50 liters not recovered are sent to the
scrubber system on  the house vacuum line.  Based  on a
purchase price of $0.22/liter for fresh butyl acetate, the sav-
ings from this recovery are an additional $26 per batch. This
increases the savings due to butyl acetate recovery to $318
per batch of Product A  made.
                                                        49

-------
Alternatives for Acidic and Caustic Solutions
    In 1987, 33,000  gallons of 5 percent HC1 and  6,500
gallons of 5 percent NaOH were generated by manufacturing
operations which required neutralization with fresh solutions
of NaOH or HC1.  The cost of the fresh acid and caustic
solutions used to neutralize the spent solutions generated in
1987 was approximately $470 and $155, respectively.  If the
NaOH could be saved and used to neutralize some of the
HC1, the requirement for fresh acid and  base could be re-
duced.

    Future plans for this plant include a new industrial waste
treatment system in above-ground tanks. Above-ground tanks
can be monitored more closely than underground  tanks,
thereby reducing the potential for leaks and spillage.  Treat-
ment will include batch clarification and automated pH con-
trol of the waste before discharge  into  the sewer.  The
automation of pH adjustment will decrease labor  costs and
increase efficiency by reducing the amount of chemicals
needed.  An additional cost savings would result from this
decreased use of acid and base.
Alternatives for Non-Hazardous Solid Waste
    The  manganese  dioxide/Celite, potassium sulfate and
cell cake generated are non-hazardous.  The manganese di-
oxide/Celite and cell  cake are disposed in a municipal land-
fill; the potassium sulfate is dissolved and discharged to the
sewer.  As these wastes are  non-hazardous, no alternative
minimization or  management  practices  are presented.
(Editor's note:  EPA suggests that these wastes be further
examined for waste minimization opportunities.)

Recommendations
    Based  on the waste assessment and the  discussion of
alternatives presented above, the following recommendations
are given:

        Examine implementation of solvent segregation.

    •   Use existing NaOH waste to neutralize waste HC1.

References
Pettigrove, Stewart. UC Davis Agriculture  Department.
    U.S.  Food and Drug Administration Policy Guide
    7126.31.
                                                         50

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Firm
Site
Date
                                  Waste Minimization Assessment
                                Pro]. No.
Prepared By     OGL.
Checked By __E&F
Sheet _/_ol'_Z_ Page /  nf
        WORKSHEET
             1
                                   WASTE SOURCES
                Waste Source: Material Handling
    Off-spec materials
    Obsolete raw materials
    Obsolete products
    Spills & leaks (liquids)
    Spills (powders)
    Empty container cleaning
    Container disposal (metal)
    Container disposal (paper, plastic)
    Pipeline/tank drainage
    Laboratory wastes
    Evaporative losses
                                                                       Significance at Plant
                                                                  Low
                                                                X
                                                                x
                                                                X
                                                                         Medium     High
                                                                           X
                                                                           X
                                                                           X
                                                                           X
                                                                                      X
    Other
                Waste Source:  Process Operations
 	 Tank cleaning
                                                                           X
   Container cleaning
                                                                X
   Blender cleaning
                                                                X
   Process equipment cleaning
                                                                           X
htm/phar/wsl
                                             .51

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Firm
Site
Date    N\
        /Ag>c.
  Waste Minimization Assessment

Proj. No.	(	
Prepared By.
Checked By .
Sheet _/. of  /    Page 2- of /-?
                                                                                    pep
        WORKSHEET
            2a
                               WASTE  MINIMIZATION:
                                       Material Handling
 A.     GENERAL HANDLING TECHNIQUES

 Are all raw materials tested for quality before being accepted from suppliers?

 Describe safeguards to prevent the use of materials that may generate off-spec product: _
                                               vfi
                                                                                   yes
                                                                                          G no
                                                                              
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Firm   A &O   CO K,T •
Site    L-O^ AfOG£.U£i^
Date   rAAg.£-H  .  I ^ ^ f
                                       Waste Minimization Assessment

                                     Proj. No. 	(_
Prepared By
Checked By
Sheet _L of J_   Page ,-3 of/^
pep
          WORKSHEET
              2b
                               WASTE MINIMIZATION:
                                       Material Handling
   B.     BULK LIQUIDS HANDLING
   What safeguards are in place to prevent spills and avoid ground contamination during the transfer and filling of
   storage and blending tanks?                                                       .          a
          High-level shutdown/alarms   Q
          Flow totalizers with cutoff     Q -
                                                Secondary containment
                                                Other
Describe the system:   U.-\.Jx<2
                                -«a r 0
                                                                                       up,
Are air emissions from solvent storage tanks controlled by means of:
       Conservation vents.     Q      Absorber/Condenser            Q
       Nitrogen blanketing      Q      Other vapor loss control system   Q
Describe the system:        KJ Q
                                                                           Adsorber
   Are all storage tanks routinely monitored forjeaks? If yes, describe procedure and monitorinq frequency for above-
   ground/vaultedtanks:      Vf^vJ^M   (^-—.pec-y-; Ov^   \>Je_e_W\^
   Underground tanks:     V'fr7vJo^
                                                    i0<->,
   How are the liquids in these tanks dispensed to the users? (i.e., in small containers or hard-piped.) _J2
                                       -£*-<- |^<-ge_.  ^pill-s-
                                                                          ^
  Would different cleaning methods allow for direct reuse or recycling of the waste? (explain)  R
-------
Firm
Site
Date
k^C
L~O$ ANJ
NVA,R.
Ce^?.
Gt\_e:.S
C-H, m (
WORKSHEET
2c
Waste Minimization Assessment Prepared By £> 6 U
Checked By P C P
Proj. No. \ Sheet \ of 1 Page _^_ of JJL
WASTE MINIMIZATION:
Material Handling
	 . 	 	 	 — 	 	
C. DRUMS, CONTAINERS, AND PACKAGES
Are drums, containers, and packages inspected for damage before being accepted? 3yes 3 no
 Are employees trained in ways to safely handle the types of drums & packages received?

 Are they properly trained in handling of spilled materials?                                    31 yes

 Are stored items protected from damage, contamination/or exposure to rain, snow, sun & heat?

 Describe handling procedures for damaged items:     r  \ <^ ce.—'"\  l°-"--=\?.-  RV.C-
                                                                                               I] no

                                                                                               G no

  Does the layout of the facility result in heavy traffic through the raw material storage area?       Q yes     3lno
  (Heavy traffic increases the potential for contaminating raw materials with dirt or dust and
  for causing spilled materials to become dispersed throughout the facility.)
  Can traffic through the storage area be reduced?
                                         •
                                                                                       G  yes    -I no
                                    v    •/
  To reduce the generation of emptyWg &yckages, dust from dry material handling and liquid wastes due to
  cleaning  empty drums, has the planVatterripted to:
  Purchase hazardous materials in preweighed containers to avoid the need for weighing?     Q yes     3f no
  Use reusable/recyclable drums with liners instead of paper bags?                         STyes     Uno
  Use larger containers or bulk delivery systerms that can be returned to supplier for cleaning? Q yes
                                                                                                  3f
                                                                                                     no
  Dedicate systems in the loading area so as to segregate hazardous from
  non-hazardous wastes?
  Recycle the cleaning waste into a product?

Describe the results of these attempts:    iA-ivw\.S—V0t~^rx	N v~v^
31 yes

Q- yes
                                                                                                ia n
                                                                                                      no

                                                                                                      no
  Are all empty bags, packages, and containers that contained hazardous; materials segregated fromjhose that
               -                      cribe method currentl used to dispose of this waste.	'vo
contained non-hazardous wastes? Describe method currently i

                                              -^
                                                                                  u^-^     U\0
Wm/phw/ws2
                                                     54

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Firm A6C- Co^U"? .
Sit* <-OS A^G£<-fe:S
nafa rv\k^Q4 \=\-M

WORKSHEET
3

Waste Minimization Assessment
Proj. No. 1

Prepared By T)<^> 1— ,
Checked By P^ P
Sheet jLof _L Page S~oi J^_
INPUT MATERIALS
SUMMARY

Attribute
Material Name/ID
Source/Supplier
Hazardous Component

Annual Consumption Rate

Purchase Price. $ per •
Overall Annual Cost
Material Row Diagram available (Y/N)
Delivery Mode '
Shipping Container Size & Type 2
Storage Mode
Transfer Mode*
Control Mode :
6
Empty Container Disposal/Management
Shelf Life
Supplier Would
• accept expired material (Y/N)
. accept shipping containers (Y/N)
• revise expiration date (Y/N)
Acceptable Substrtute(s), If any
Alternate Supplter(s)

Description
Stream No. /
-}t.diL>.v\ CMC- t-i /A

5"£,ccc k3

& 5 /^
* Z. To, Co o
- /•-/
-fv-u~e,fc- ,
Z5" Ib =L>--r-
U-v~ ri l~o^.5e_
(Ti»-vvA j-Vu c,k.
5>in,vx c.>,-V"
Ct-u->K ^ k^Afcll
z-r-

Y
Y
Y, Jc-"^
AT^Al*.
A^o.ve
^grVtrf^AU-
Stream No. /
\M*rV G. r" 6.0 p ns
trr\a.i«. iM-hiiuSe-.
^ /A

7 (DOo- <~CQ J—
s
•S-1 /i-
^,000,0 CO
y
<7 r p
-------
Firm A'feC ^-o^P Waste Minimization Assessment Prepared By J><3 L_
Site L-ty-y ANjGSrL-e-S
Date N\.A£-£-H. 1^1 Proj. No.
/
Checked By P^P
Sheet / of / Page £> of 1 3

WORKSHEET
£ PRODUCTS SUMMARY


Attribute
Name/ID

Hazardous Component

Annual Production Rate

Annual Revenues, $

Shipping Mode
Shipping Container Size and Type
On-site Storage Mode
Containers Returnable (Y/N)
Shelf Life
Re-work Possible (Y/N)

Customer would:
• Relax specification (Y/N)
• Accept larger containers (Y/N)













Description
Stream No. '
^>£X\ .'"\£. t-»eA>J^" lo "

	

l,oov , c-oo U

•flfg.g- _;\v;^

-fJZ,V) C-\<.
CAf'-P'&C.A^.'O •&<.•>>
5' - 2-' « f '
c^fe A.ot^s-«i-
A/
/ ^ e^^f
y


A/
/V












Stream No. 2-
/ ro J~t> ,r\ <^a l>st~ic, .->

—

2», GOO (—

" 2-SO vs^xll 10^,

f (i-0 C,V^-
C- A. Z_p^c> A B-I> *>oX
-^' A 2-'x / '
Cola fhtr***'
A/ -1
^> /no^ .
A/


A/
/w












Stream No.





























	 .^ 	 J
him/phar/ws4
                                                              5Q

-------
Firm Al>C- ODK^f. Waste Minimization Assessment
Site, <-£>*=> AAJ<3tU£:S
npt0 MA£-CH; i
Meeting Coordinator T><5 •—

Meeting Participants rn AT" , PE:P ^L-S

Suggested Waste Minimization Options
A. General Handling Techniques
Quality Control Check
Return Osbsolete Material to Supplier
Minimize Inventory
Computerize Inventory
Formal Training

B. Bulk Liquids Handling
High Level Shutdown/Alarm
Flow Totalizers with Cutoff
Secondary Containment
Air Emission Control
Leak Monitoring
Spilled Material Reuse
Cleanup Methods to Promote Recycling

C. Drums, Containers, and Packages
Raw MateriaUnspection
Proper Stoprage/Handling
Preweigbed'Containers
Soluble Bags
Reusable Drums
Bulk Delivery
Waste Segregation
Reformulate Cleaning Waste




Currently
Done Y/N?

i
A/
Y
W
N


y
A/
y
N
A/
A/
H


V
i
N
N/
-Y
M
M
hJ




Rationale/Remarks on Option


^uffllf-f wc^-U t»-kt t^.J^'.Jo-^ ^^r.v

^-J1- <^<;-5-f «L ff «; e.-f i' v/o
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^00 £ ' •-<- 'ro -r^"^ i s
^^•s,-t- ?^
A^O->-v-— »t~ (S N/\?*
^.X^-v^vi^e. tip; H -f-jp-e-.S.
	 1 	 M 	

-

We£-d~{t? VA'^-I^K •<- ^e<-r-Kj r^.V\t>^>i
f^JO

TO ^3«_ <^,,^S. lWT>} - W o^sf«
J " ••




him/jaharm/wsS
57

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Firm A6
Site
Date
               ££>£.? .
                      °i /
                                  Waste Minimization Assessment
                                Proj. No..

Prepared By _
Checked By _
Sheet _/_ of  /  Page ff  of 13
                                                                                    Pe
      WORKSHEET
           r*^
           6a
                                  PROCESS DESCRIPTION
1.      GENERAL

Aqueous Cleaning

Type of
Agjjepus Cleaner
Alkaline Surfactant             	
Alkaline Cleaner               	
Acid Cleaner                  	
Acid Sanitizer                	
Other

How are spent cleaning solutions managed:

Biodegradable; disposed of in sewer
Treated on site; disposed of in sewer
Transported off site
Other

If yes. explain:      Ny^u.^
                                    Cleaning Procedure
                                     CIP. manual wash)
                                        CiF
                                        C\
 List waste streams generated by aqueous cleaning:.

 Solvent Cleaning      /J A
             Typ« of
          Solvent Used
                                          \Hazardou8or
 How are spent cleaning solutions managed:
 Biodegradable; disposed of in sewer
 Treated on site; disposed of in sewer
 Transported off site
 Other
 If yes. explain:    '		
  List waste streams generated by solvent cleaning:.
                                                                           Hazardous or
                                                                          Active Inredient
                                                                            -f
                                                                                3T
                                                                                   yes
                                                                                3  yes
                                                                                Q  yes
                                                                                             no
                                                                                             no
                                                                                             no
                                                                                             no
                                                                                             [o
                                                                           Active Ingredient
                                                                                Q yes
                                                                                Q yes
                                                                                Q yes
                                                                                L3 yes
                                                                                          Q no
                                                                                          Q no
                                                                                          O no
                                                                                          Q no
hlm/phar/ws6
                                                 58

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Firm     Ag>C
Site    £-
  Waste Minimization Assessment

Proj. No.	  /  	
Prepared By
Checked By
Sheet  I  of
                                                                                        Page  ^ of
        WORKSHEET
            6b
                                     PROCESS DESCRIPTION
  1.      GENERAL (continued)
  Disinfecting/Sterilizing

        Type of
        Disinfectant Used
                                        Disinfecting Procedure
                                        (Spray, wipedown. etc.)
                                                   o»^j v\
                                             Hazardous or
                                             Active Ingredient
                                            
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Firm
Site
Date
                                    Waste Minimization Assessment
                                  Proj. No.
Prepared By	
Checked By      P (r P
Sheet _L of _L  Page/£> of
         WORKSHEET
             6c
                                   PROCESS DESCRIPTION
  1.      GENERAL (continued)

 Disposables

 List the disposable items used in manufacturing:
 Off-Spec Materials

 List the production raw materials that have been disposed of due to being out-dated or off-spec:
 List the products you manufacture that have been destroyed and disposed of due to being out-dated or off-spec:
 HOW are these items managed?    N)a.C\
               £.' ly,) "H OVA'S
 2.      FERMENTATION

 Fermenter Information

 Description of fermenter:

 Identification number:
                                 A
 Type of growth media used:

 Size of sump:  	
 Frequency of sump cleanout:    	

 Does sump fluid go to waste treatment tank?
 How often is fermenter inspected for the following:
        Heat transfer fluid leakage:   	
        Agitator seal fluid leakage:
        Integrity of process connections:
        Integrity of sterile barriers:   —
 What is the length of the fermentation cycle?

 Process Information

 How is culture removed from fermenter?  —
htm/phnr/ws6
                                                  60

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 Firm
 S\(e
 Date    WAZChl
  Waste Minimization Assessment

Proj. No.	)     	
                                                                  Prepared By	JXj L	
                                                                  Checked 8y     Pt: P   .    J
                                                                  SheetJ__of_/_  Page // of/?
         WORKSHEET
             6d
 PROCESS DESCRIPTION
  2.     FERMENTATION (continued)

  Where does it go?	
  How are cells removed?
  Is used media sterilized?	 If so, How:
 Are media, cell debris, or vent gas waste streams hazardous?

 If yes. list hazardous components:  	
  How are contaminated fermentation batches handled?
 What is the fermentation yield percentage?.
 List the waste streams that are generated by fermentation:
 3.     CHEMICAL SYNTHESIS, NATURAL PRODUCT EXTRACTION, FORMULATION

 Solvent-Based Processes
          Solvent
             Operation
                                                                              Annual Usage
How arespentsolvents managed:
                                     -p
                 &  r~e_clo.,*
                                                                       c/i5J~>'
                                                                        ~
List waste streams generated by solvent-based processes:  •$ ?  r -g_&"i' •€. \ '\s^S
                                        \ ^^ I ^'
                                                                                    ' ° "
                                                 p
htm/phar/ws6
                                               61

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Firm  A £> C  c"
Site
Date
                j<3t
                                   Waste Minimization Assessment

                                 Proj. No.           /
Prepared By
Checked By
Sheet /  of
                                                                                  Page /2- of  /?
       WORKSHEET
                                  PROCESS DESCRIPTION
       CHEMICAL SYSTHESIS, NATURAL PRODUCT EXTRACTION, FORMULATION (continued)

 Aqueous-Based Processes

                          _ ..__.__!__ x<^
                                                                               3yes
What types of water are used in your plant?
Water for injection
Distilled water
Softened water
Municipal water
Reverse osmosis/Deionized water

What aqueous process solutions are generated or used?

   Aqueous Solution           Type of Water
                                                                               Q yes
                                                                               £3 yes
                                                                               I] yes
                                                                                           no
                                                                                           no
                                                                                           no
                                                                                           no
                                                                                           no
                                                          Operation
                                                         ' fVyu. lo~.ll C
                                                                                Annual Usage
                                                                                I OOP C-O O ^—•
How are spent aqueous solutions managed:
Biodegradable; disposed of in sewer
Recycled on-site
Recycled off-site
Treated on-site
Treated off-site
Other          _ .           .  ;
                                                                                31
                                                                                   yes
                                                                                U yes
                                                                                Q yes
                                                                                Q yes
                                                                                Q yes
                                                                                          '_]  no
                                                                                          3  no
                                                                                          Q  no
                                                                                          3  no
                                                                                          3  no
                                                                                          Q  no
  If yes. explain:
                                            4^
  List waste streams generated by aqueous-based processes:
  4.     RESEARCH AND DEVELOPMENT

  List disposable items used in R&D processes:.
  List other R&D wastes:
                  Process
               F. /-f">-*»-~f~i o
                                         Tva of Waste
                                                                    Current Waste
                                                                             Method
htm/phar/ws6
                                                 62

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Firm A ^>C Co£.P, Waste Minimization Assessment

AA A P f u i c* Q i }
nato w rt t-OH ] mi pro)- No /

WORKSHEET WASTE STREAM
73 SUMMARY
Attribute
Waste ID/Name
Source/Origin


Annual Generation Rate (units/year)
Hazardous Component Name
Annual Rate of Component(s) of Concern


Annual Cost of Disposal
Unit Cost ($/ 	 )

Method of Management1

Priority Rating Criteria vvt (W)
Regulatory Compliance ^
Treatment/Disposal Cost <-}
Potential Liability -7
Waste Quantity Generated 6
Waste Hazard 2,
Safety Hazard 'b
Minimization Potential 5
Potential to Remove Bottleneck 1
Potential By-product Recovery O
Sum of Priority Rating Scores
Priority Rank

Checked Ry P £ F
Sheet of 1 Pago '-^of /?

Description
Stream No. I
C/«a«^oaste

'cyu/xnv^f
/
Jfyoo&iAhr
• —
-


^(000
^-o.oofe//.,^

^ew«,<-

Rating (R) RxW
5 4o
3 'i
^ 35
<=] 5S
2. H
\ ^
¥ 4o
2, 1
\ 0
I(RxW) |t:?'2-
•2_
Stream No. 2-
£-+^^ v^^r
^-b-T^^, o-
, J ,

/OOO ^-J/^r-
—
—


a- oc,o
* A-J?

^VvV fevv\\ ^5 \tpv\

Rating (R) RxW
^ ~^
3 »T-
"5" -Jt5"
f 7,4
6? ' vt-
1 ^
7 -3>^
2- ^
( O
S(RxW> /'^}''7
I
Stream No. 3
t r~*\ lO ^\ » T^^'Y

Rating (R) RxW
^ 3-2,
n i& '
S 3S
6 T>(°
-2- >4
/ ^>
8 ^°
-2- -A
\ ^
KRxW) /*B2^
3
Notes: 1. For example, sanitary landfill, hazardous waste landfill, onsite recycle, incineration, combustion with heat
recovery, distillation, dewatering, etc.
2. Rate each stream in each category on a scale from 0 (none) to 10 (high).
3. Very important criteria for your plant would receive a weight of 10; relatively unimportant criteria might be
given a weight of 2 or 3.
htm/pharAvs7a
                                                              63

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Firm
Site
Date
                             Waste Minimization Assessment

                           Proj. No.	1	
                                                                                          <-
Prepared By _
Checked By _
Sheet _/_ of _/_  Page/^ of A?
                                                                               P£P
       WORKSHEET
                               WASTE  DESCRIPTION
1.
2.
 5.
Waste Stream Name/ID:     b/f k<3.~gf
Process Unit/Operation     ^ i~o -
                                                                                 Stream*
                                           ^
Waste Characteristics (Attach additional sheet with composition data, as necessary)
                    Q  liquid                    Q solid               Q mixed phase
Density. Ib/cu. ft.	
Viscosity/Consistency	
pH	 flash point

Waste leaves process as:
a-'aire
D  other
                                                High Heating Value, Btu/lb,.
                                                        water
                                                      Q solid waste
                                                                      a  hazardous waste
       Waste Generation is:
       2x'continuous    ht* i
       D discrete  	
                                                               %
          discharge triggered by:
                               a ch<
                                                                         t  ?*^&
                                                                         —ZT
        Type:
                a  periodic	length of period:
                G  sporadic (irregular occurrence)
                Q  non-r
 Generation Rate
       Annual   	
       Maximum_
       Average _
       Frequency_
       Batch Size.
                Average
                              •tee per year
                               Ibs per year
                               Ibs per year
                               batches per
                             . Range	
        Waste Origins/Sources

        (Fill out this worksheet to identify the origin of the waste. If the waste is a mixture of waste streams,
        fill out a sheet for each of the individual wastes).
        Is waste mixed with other wastes?  Q yes          a^no
        Is waste segregation possible?    Q yes          
-------
Site
Date
        L£>  S>
                 'Co
  Wast* Minimization Assessment
Proj. No.        / 	
Prepared By.
Checked By
Sheet 7_.  of ±_ Page />'of
Pc.P
         WORKSHEET
               8
                                WASTE MINIMIZATION:
                                      Reuse and Recovery
  A.     SEGREGATION       fj/p\
  Segregation at wastes reduces the amount of unknown material in waste and improves
  prospects for reuse and recovery.
  Are different solvent wastes due to equipment clean-up segregated?
  Are aqueous wastes from equipment clean-up segregated from solvent wastes?
  Are spent alkaline solutions segregated from the rinse water streams?
  If no, explain:	
                                                                                  -I  yes     J  no
                                                                                  3  yes     3  no
                                                                                  Q  yes     3  no
  B.     ON-SITE RECOVERY
  On-site recovery of solvents by distillation is economically feasible for as little as 8 gallons of
  solvent waste per day.
  Has on-site distillation of the spent solvent ever been attempted?
  If yes, is distillation still being performed?
  If no, explain:	  -	
                                                                                  3yes
                                                                                  •J*'yes
                                                            no
                                                          13 no
  C.     CONSOLIDATION/REUSE
  Are many different solvents used for cleaning?                                          Q yes
  If too many small-volume solvent waste streams are generated to justify on-site distillation,
  can the solvent used for equipment cleaning be standardized?                              Q yes
  Is spent cleaning solvent reused?                                                     Q yes
  Are there any attempts at making the rinse solvent part of a batch formulation (rework)?         Q yes
  Are any attempts made to blend various waste streams to produce marketable products?       Q yes
  Are spills collected and reworked?                                                     Q yes
  Describe which measures were successful:	
                                                                                               no

                                                                                            Q  no
                                                                                            3  no
                                                                                            Q  no
                                                                                            Q  no
  Is your solvent waste segregated from other wastes?
  Has off-site reuse of wastes through waste exchange services been considered?
  Or reuse through commercial brokerage firms?
  If yes, results:	-     	-    	•   ••
                                                                                  Gfyes     Q  no
                                                                                  Q  yes     QT^no
                                                                                  Q  yes     Q'lio
htm/phar AvsS
                                                  65

-------
AS£- ££>R~."P> Waste Minimization Assessment
Sim /~0S -A/UCStl-e^
PHtQ )V\A£6H nSl Prnj.No. /


Prepared Bv $& L.
CheckedBy P^P
Sheet / of / Page /6 of /?


WORKSHEET OPTION GENERATION:
Q Process Operation
Meeting Format (e.g., brainstorming, nominal group technh
Mpptjn.g Coordinator
3U6) 1^£,4 Xj S 7T-. ?~.t^\\^J C,

Mooting Participants M\ (\ T" ; T" t P T>L_S> ^\ -T S

Suggested Waste Minimization Options
A. Substitution/Reformulation Techniques
Solvent Substitution
Product Reformulation
Other Raw Material Substitution


B. Cleaning
Vapor Recovery
Tank Wipers
Pressure Washers
Reuse Cleaning Solutions
Spray Nozzles on Hoses
Mop and Squeegees
Reuse Rinsewater
Reuse Cleaning Solvent
Dedicated Equipment
Clean with Part of Batch
Segregate Wastes for Reuse











Currently
Done Y/N?

rv/
AJ
AJ



Nl
M
V
V
-/
y
^
NJ
T
fiJ
^












Rationale/Remarks on Option

•T
K/Jt,'4 f^> Cv s •' U 1 -e-
} •



To o-HxU-tV.s W t-VovA


^r Cv? o^-V^


.CvPo-vV-j - fc^.A_V r.^sa-
p r
-------
Firm
Site
Date
         A S  1L. ?
                                    Waste Minimization Assessment

                                  Proj. No.          /     	
Prepared By     PCTL	
Checked By      ?hrP	
Sheet _/_  of_|_  PageHof _/?_
               • "
                                WASTE  MINIMIZATION
                                   Good Operating Practices
         PRODUCTION SCHEDULING TECHNIQUES
  Is the production schedule varied to decrease waste generation? (For example, do you attempt to increase size of
  production runs and minimize cleaning by accumulating orders or production for inventory?)
  Describe:
                                           £
                                            -^
                                              ¥
                                                                                w (Ctrl
                                                                                '1
  Does the production include sequential formulations that do not require cleaning between batches?
  If yes, indicate results:
  Are there any other attempts at eliminating cleanup steps between subsequent batches? If yes, results:
B.     AVOID OFF-SPEC PRODUCTS
Is the batch formulation attempted in the lab before large scale production?
Are laboratory QA/QC procedures performed on a regular basis?
C.     CONSOLIDATION/REUSE
Are plant material balances routinely performed?
Are they performed for each material of concern (e.g. solventj^eparately?
Are records kept of individual wastes with their sources of/orgin and evs/ntual disposal?
(This can aid in pinpointing large waste streams and focusingj^use efforts.)
Are the operators provided with detailed.operating manuals or instruction sets?
Are all operator job functions well defined?
Are regularly scheduled training programs offered to operators?
Are there employee incentive programs related to waste minimization?
Does the facility have an established waste minimization program in place?
If yes, is a specific person assigned to oversee the success of the program?
Discuss goals of the program and results:	
                                                                                    3 yes
                                                                                    \2 yes

                                                                                    Q  yes
                                                                                    Q  yes
                                                                                    Q  yes

                                                                                    G3yes
                                                                                    CB^yes
                                                                                    ET'yes
                                                                                    Q  yes
                                                                                    G  yes
                                                                                    Q  yes
                                                                                             'U  no
                                                                                             Q  no
                                                                                             GKno
                                                                                             GTno

                                                                                             Q  no
                                                                                             Q  no
                                                                                             Q  no
                                                                                                no
                                                                                             CT'no
                                                                                             Q  no
  Has a waste minimization assessment been performed at this plant in the past?  If yes, discus;;:
htm/phar/wslO
                                                  67

-------
prr^ X3-C- £jQjL.V> Waste Minimization Assessment
sjtft Z_o£> ^ /^j<<,£"ue5>
DatO ^VA^H. nil Pro]. No. )


Prepared By £*3 L-
Checked Bv ?(=rF
Sheet J_0f J_ Page /.? of /?

WORKSHEET OPTION GENERATION:
"j "| Good Operating Practices

Meeting Format (e.g., brainstorming, nominal group techni
Meeting Coordinator \J<3(~-
quo) ^>^^ -^ '"'To !?— !Wv v KJ O,

Mating Participant-, ^ AT , T & P ; ^1"^ , 3e<=^ T>L_S>

Suggested Waste Minimization Options
A. Production Scheduling Techniques
Increase Size of Production Run
Sequential Formulating
Avoid Unnecessary Cleaning
Maximize Equipment Dedication

B. Avoid Off-Spec Products
Test Batch Formulation in Lab
Regular QA/QC

C. Good Operating Practices -
Perform Material Balances
Keep Records of Waste Sources & Disposition
Waste/Materials Documentation
Provide Operating Manuals/Instructions
Employee Training
Increased Supervision
Provide Employee Incentives
Increase Plant Sanitation
Establish Waste Minimization Policy
Set Goals for Source Reduction
Set Goals for Recycling
Conduct Annual Assessments






Currently
Done Y/N?

V
V
r
i


V
V


M
fj
rt
Y
y
•v
/\>
K
X
v
r^
V






Rationale/Remarks on Option

C;O^V<^ <\0 '\ea.y-«*^
11 It II "



*T"o ^=e- C-0 NJ S k D erP-£r^

E^i'/ProA^ -\T3 Ao -V^^S
u " - " •'

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68

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                                                 Appendix B
                                            Where to Get Help
                           Further Information on Pollution Prevention
     Additional information on source reduction, reuse and
 recycling approaches to pollution prevention is available in
 EPA reports listed in this section, and through state programs
 and regional EPA offices (listed below) that offer technical
 and/or financial assistance in the areas of pollution preven-
 tion and treatment.  An industry assocation that can make
 referrals for waste minimization information is also listed.

     Waste exchanges have been established in some areas of
 the U.S. to put waste generators in contact with potential
 users of the waste. Twenty-four exchanges operating in the
 U.S. and Canada are listed.

 U. S. EPA Reports on Waste Minimization
 Waste. Minimization Opportunity Assessment Manual.
    EPA/625/7-88/003."*
 Waste Minimization Audit Report: Case Studies of Corrosive
    and Heavy Metal Waste Minimization Audit at a Specialty
    Steel Manufacturing  Complex.   Executive Summary.
    NTIS No. PB88 - 107180*
 Waste Minimization  Audit Report: Case  Studies of
    Minimization of Solvent Waste for Parts Cleaning and
    from Electronic  Capacitor Manufacturing  Operation.
    Executive Summary. NTIS°No. PB87 - 227013*
 Waste   Minimization Audit  Report:  Case  Studies of
    Minimization  of  Cyanide Wastes from Electroplating
    Operations.  Executive Summary.  NTIS No. PB87 -
    229662.*
 Report to Congress:  Waste Minimization, Vols.  I  and II.
    EPA/530-SW-86-033  and -034  (Washington, D.C.-
    U.S.EPA,1986),*'
 Waste Minimization - Issues and  Options,  Vols  I-IH
    EPA/530-SW-86-041 through -043. (Washington, D.C •
    U.S.EPA.1986."
  Executive Summary available from EPA, CERI Publications
  Unit, 26 West Martin Luther King Drive, Cincinnati, OH, 45268; full
  report available from the National Technical Information Service (NTIS),
  U.S. Department of Commerce, Springfield, VA 22161.
  Available from the National Technical Information Service as a five-
  volume set, NTIS No.PB-87-114-328.
"' Available from EPA CERI Publications Unit, 26 West Martin Luther
  King Drive, Cincinnati, OH 45268. (513)569-7562.

    The Guides to Pollution Prevention manuals*" describe
waste minimization options for specific industries.  This is a
continuing series which currently includes the following titles:

Guides to Pollution Prevention Paint Manufacturing Industry
    EPA/625/7-90/005  -
Guides to Pollution Prevention The Pesticide Formulating
    Industry. EPA/625/7-90/004
 Guides to Pollution Prevention  The Commercial Printing
     Industry. EPA/625/7-90/008
 Guides to Pollution Prevention The Fabricated Metal Industry
     EPA/525/7-90/006
 Guides to Pollution Prevention For Selected Hospital Waste
     Streams.  EPA/625/7-90/009
 Guides to Pollution Prevention  Research and Educational
     Institutions. EPA/625/7-90/010
 Guides to Pollution Prevention  The Printed Circuit Board
     Manufacturing Industry.  EPA/625/7-90/007
 Guides to Pollution Prevention The Photoprocessing Industry
     EPA/625/7-91/012
 Guides to Pollution Prevention  The Fiberglass Reinforced
     and Composite Plastic Industry.  EPA/625/7-91/014
 Guides to Pollution Prevention  The Automotive  Repair
     Industry.  EPA/625/7-91/013
 Guides to Pollution Prevention The Automotive Refinishing
     Industry.  EPA/625/7-91/016
 Guides to Pollution Prevention The Marine Repair Industry
     EPA/625/7-91/015
 U.S. EPA Pollution Prevention Information Clearing House
     (PPIC): Electronic Information Exchange System (EIES)
     - User Guide,  Version 1.1. EPA/600/9-89/086

 Waste Reduction Technical/Financial Assistance Programs
     The  EPA Pollution  Prevention  Information  Clearing-
 house (PPIC) was  established to  encourage waste  reduction
 through technology transfer,  education, and public  aware-
 ness.  PPIC collects and disseminates technical and other
 information about  pollution prevention through a  telephone
 hotline and an electronic information exchange network. In-
dexed bibliographies and abstract:? of reports,  publications,
and  case studies about pollution  prevention are available.
PPIC also lists a calendar of pertinent conferences and semi-
nars; information about activities abroad and a directory of
waste exchanges.   Its Pollution Prevention Information Ex-
change System (PIES) can  be accessed electronically 24
hours a day without fees.

    For more information contact:

    PIES Technical Assistance
    Science Applications  International Corp.
    8400 Westpark Drive
    McLean,  VA  22102
    (703)821-4800
       or

    U.S. Environmental Protection Agency
    401 M Street S. W.
    Washington, D. C. 20460
                                                       69

-------
       Myles E. Morse
       Office of Environmental Engineering
       and Technology Demonstration
       (202) 475-7161

       Priscilla Flattery
       Pollution Prevention Office
       (202)245-3557

    The EPA's Office of Solid Waste and Emergency Re-
sponse has a  telephone call-in service to answer questions
regarding RCRA and Superfund (CERCLA). The telephone
numbers are:

    (800) 424-9346 (outside the District of Columbia)

    (202) 382-3000 (in the District of Columbia)

    The following state programs offer technical and/or fi-
nancial assistance for waste minimization and treatment.

    Alabama
    Hazardous Material Management and Resources
    Recovery Program
    University of Alabama
    P.O. Box 6373
    Tuscaloosa, AL 35487-6373
    (205) 348-8401

    Alaska
    Alaska Health  Project
    Waste Reduction Assistance Program
    431 West Seventh Avenue, Suite 101
    Anchorage, AK 99501
    (907) 276-2864

    Arkansas
    Arkansas Industrial Development Commission
    One State Capitol Mall
    Little Rock, AR 72201
    (501) 371-1370

     California
     Alternative Technology Division
    Toxic Substances Control Program
     California State Department of Health Services
     714/744 p Street
     Sacramento, CA 94234-7320
     (916) 324-1807

     Connecticut
     Connecticut Hazardous Waste Management Service
     Suite 360
     900 Asylum Avenue
     Hartford, CT 06105
     (203) 244-2007

     Florida
     Waste Reduction Assistance Program
     Florida  Department of Environmental Regulation
     2600 Blair Stone Road
     Tallahassee, FL  32399-2400
      (904) 488-0300
Georgia
Hazardous Waste Technical Assistance Program
Georgia Institute of Technology
Georgia Technical Research Institute
Environmental Health and Safety Division
O'Keefe Building, Room 027
Atlanta, GA 30332
(404)894-3806

Environmental Protection Division
Georgia Department of Natural Resources
Floyd Towers East, Suite 1154
205 Butler Street
Atlanta, GA 30334
(404) 656-2833                        ,

Guam
Solid and Hazardous Waste Management Program
Guam Environmental Protection Agency
IT & E Harmon Plaza, Complex Unit D-107
 130 Rojos Street
Harmon. Guam 96911
 (671)646-8863

Illinois
 Hazardous Waste Research and Information Center
 Illinois Department of Energy and Natural Resources
 One East Hazelwood Dr.
 Champaign, IL 61820
 (217)333-8940

 Illinois Waste Elimination Research Center
 Pritzker Department of Environmental Engineering
 Alumni Building, Room 102
 Illinois Institute  of Technology
 3200 South Federal Street
 Chicago, IL 60616
 (313)567-3535

 Indiana
 Environmental Management and Education Program
 Young Graduate House, Room 120
 Purdue University
 West Lafayette, IN 47907
 (317) 494-5036

 Indiana Department of Environmental Management
 Office of Technical Assistance P.O. Box 6015
  105 South Meridian  Street
 Indianapolis, IN 46206-6015
 (317)232-8172

 Iowa
  Center for Industrial Research and Service
  205 Engineering Annex
  Iowa State University
  Ames, IA 50011
  (515) 294-3420

  Iowa Department of Natural Resources
  Air Quality and Solid Waste Protection Bureau
  Wallace State Office Building
  900 East Grand Avenue
  Des Moines, IA 50319-0034
  (515) 281-8690
                                                       70

-------
 Kansas
 Bureau of Waste Management
 Department of Health and Environment
 Forbesfield, Building 730
 Topeka, KS 66620
 (913)269-1607

 Kentucky
 Division of Waste Management
 Natural Resources and  Environmental Protection
 Cabinet
 18 Reilly Road
 Frankfort, KY 40601
 (502) 564-6716

 Louisiana
 Department of Environmental Quality
 Office of Solid and Hazardous Waste
 P.O. Box 44307
 Baton Rouge, LA 70804
 (504) 342-1354

 Maryland
 Maryland Hazardous Waste Facilities Siting Board
 60 West Street, Suite 200 A
 Annapolis,  MD 21401
 (301) 974-3432

 Maryland Environmental Service
 2020 Industrial Drive
 Annapolis,  MD 21401
 (301) 269-3291
 (800) 492-9188 (in Maryland)

 Massachusetts
 Office of Technical Assistance
 Executive Office of Environmental Affairs
 100 Cambridge Street, Room 1094
 Boston, MA 02202
 (617) 727-3260

 Source Reduction Program
 Massachusetts Department of  Environmental
 Protection
 1 Winter Street
 Boston, MA 02108
 (617) 292-5982

 Michigan
 Resource Recovery Section
 Department of Natural Resources
 P.O. Box 30028
 Lansing, MI 48909
 (517)373-0540

 Minnesota
 Minnesota Pollution Control Agency
 Solid and Hazardous Waste Division
 520 Lafayette Road
 St. Paul, MN 55155
 (612)296-6300

Minnesota Technical Assistance Program
Box  197 Mayo
420 Delaware Street S.E.
 University of Minnesota
 Minneapolis, MN 55455
 (612) 625-9677
 (800) 247-0015 (in Minnesota)

 Missouri
 State Environmental Improvement and Energy
 Resources Agency
 P.O. Box 744
 Jefferson City, MO 65102
 (314)751-4919

 New Hampshire
 New  Hampshire Department  of Environmental
 Sciences
 Waste Managemnt Division
 6 Hazen Drive
 Concord, New Hampshire 03301-6509
 (603) 271-2901

 New Jersey
 New  Jersey  Hazardous  Waste Facilities  Siting
 Commission
 Room 614
 28 West State Street
 Trenton, NJ 08608
 (609) 292-1459
 (609) 292-1026

 Hazardous Waste Advisement Program
 Bureau of Regulation and Classification
 New Jersey Department of Environmental Protection
 401 East State Street
 Trenton, NJ 08625
 (609) 292-8341

 Risk Reduction Unit
 Office  of Science and Research
 New Jersey Department of Environmental Protection
 401 East State Street
 Trenton, NJ 08625
 (609) 984-6070

 New York
 New York State Environmental Facilities Corporation
 50 Wolf Road
 Albany, NY 12205
 (518) 457-3273

 North Carolina
 Pollution Prevention Pays Program
 Department of Natural Resources and Community
 Development
 P.O. Box 27687                       -
 512 North Salisbury Street
 Raleigh, NC 27611
 (919)733-7015

Governor's Waste Management Board
 325 North Salisbury Street
Raleigh, NC 27611
 (919)733-9020

Technical Assistance Unit
Solid and Hazardous Waste Management Branch
                                                 71

-------
North Carolina Department of Human Resources
P.O. Box 2091
306 North Wilmington Street
Raleigh, NC 27602
(919) 733-2178

Ohio
Division of Solid and Hazardous Waste Management
Ohio Environmental Protection Agency
P.O. Box 1049
1800 WaterMark Drive
Columbus, OH 43266-1049
(614) 481-7200

Oklahoma
Industrial Waste Elimination Program
Oklahoma State Department of Health
P.O. Box 53551
Oklahoma City, OK 73152
(405) 271-7353

Oregon
Oregon Hazardous Waste Reduction Program
Department of Environmental Quality
811 Southwest Sixth Avenue
Portland, OR 97204
(503) 229-5913

Pennsylvania
Pennsylvania Technical Assistance Program
501 F. Orvis Keller Building
University Park, PA 16802
 (814) 865-0427

 Center of Hazardous Material Research
 320 William Pitt Way
 Pittsburgh, PA 15238
 (412) 826-5320

 Bureau of Waste Management
 Pennsylvania  Department  of Environmental
 Resources
 P.O. Box 2063
 Fulton Building
 3rd and Locust Streets
 Harrisburg, PA 17120
 (717)  787-6239

 Rhode Island
 Office of Environmental Coordination
 Department of Environmental Managemnt
 83f Park Street
 Providence, RI 02903
 (401) 277-3434
 (800) 253-2674 (in Rhode Island)

 Ocean State Cleanup and Recycling Program
 Rhode Island  Department of Environmental
 Management
 9 Hayes Street
 Providence, RI 02908-5003
 (401) 277-3434
 (800) 253-2674 (in Rhode Island)
  Center for Environmental Studies
  Brown University
  P.O. Box 1943
  135 Angell Street
  Providence, RI 02912
  (401) 863-3449

  Tennessee
  Center for Industrial Services
   102 Alumni Hall
  University of Tennessee
  Knoxville, TN 37996
  (615) 974-2456

   Virginia
   Office of Policy and Planning
   Virginia Department of Waste Management
   llth Floor, Monroe Building
   101 North 14th Street
   Richmond, VA 23219
   (804) 225-2667

   Washington
   Hazardous Waste Section
   Mail Stop PV-11  •
   Washington Department of Ecology
   Olympia, WA 98504-8711
   (206) 459-6322

   Wisconsin
   Bureau of Solid  Waste Management
   Wisconsin Department of Natural Resources
   P.O. Box 7921
   101 South Webster Street
   Madison, WI 53707
   (608) 267-3763

   Wyoming
   Solid Waste  Management Program
   Wyoming Department of Environmental Quality
   Herchler Building, 4th Floor, West Wing
    122 West 25th Street
   Cheyenne, WY  82002
   (307) 777-7752

Waste Exchanges
    Alberta Waste Materials Exchange
    Mr. William C.  Kay
    Alberta Research Council
    Post Office Box 8330
    Postal Station F
    Edmonton, Alberta
    CANADA T6H 5X2
    (403)450-5408

    British Columbia Waste Exchange
    Ms. JudyToth
    2150 Maple Street
    Vancouver,  B.C.
    CANADA V6J 3T3
    (604) 731-7222

    California Waste Exchange
    Mr. Robert  McCormick
                                                  72

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    Department of Health Services
    Toxic Substances Control Program
    Alternative Technology Division
    Post Office Box 942732
    Sacramento, CA 94234-7320
    (916) 324-1807

    Canadian Chemical Exchange*
    Mr. Philippe LaRdche
    P.O. Box 1135
    Ste-Adele, Quebec
    CANADA JOR 1LO
    (514)229-6511

    Canadian Waste Materials Exchange
    ORTECH International
    Dr. Robert Laughlin
    2395 Speakman Drive
    Mississauga, Ontario
    CANADA L5K IB3
    (416) 822-4111 (Ext. 265)
    FAX: (416) 823-1446

    Enstar Corporation*
    Mr. J.T. Engster
    P.O. Box 189
    Latham, NY 12110
    (518) 785-0470

    Great Lakes Regional Waste Exchange
    400 Ann Street N.W., Suite 201 A
    Grand Rapids, MI  49505
    (616) 363-3262

    Indiana Waste Exchange
    Dr. Lynn  A. Corson
    Purdue University
    School of Civil Engineering
    Civil Engineering Building
    West Lafayette, IN 47907
    (317)494-5036

    Industrial Materials Exchange
    Mr. Jerry  Henderson
    172 20th Avenue
    Seattle, WA 98122
    (206) 296-4633
    FAX: (206) 296-0188

    Industrial  Materials Exchange Service
    Ms. Diane Shockey
    Post Office Box 19276
    Springfield, IL  62794-9276
    (217) 782-0450
    FAX: (217) 524-4193

    Industrial  Waste Information Exchange
    Mr. William E. Payne
    New Jersey Chamber of Commerce
    5 Commerce Street
    Newark, NJ 07102
    (201)623-7070
"For-Profit Waste Information Exchange
 Manitoba Waste Exchange
 Mr. James Ferguson
 c/o Biomass Energy Institute, Inc.
 1329 Niakwa Road
 Winnipeg, Manitoba
 CANADA R2J #T4 R2J3T4
 (204) 257-3891

 Montana Industrial Waste Exchange
 Mr. Don Ingles
 Montana Chamber of Commerce
 P.O. Box 1730
 Helena, MT 59624
 (406) 442-2405

 New Hampshire Waste Exchange
 Mr. Gary J. Olson
 c/o NHRRA
 P.O. Box 721
 Concord, NH 03301
 (603)224-6996                ......

 Northeast Industrial Waste Exchange, Inc.
 Mr. Lewis Cutler
 90 Presidential Plaza, Suite  122
 Syracuse, NY 13202
 (315) 422-6572
 FAX: (315) 422-9051

 Ontario Waste Exchange
 ORTECH International
 Ms. Linda Varangu
 2395 Speakman Drive
 Mississauga, Ontario
 CANADA L5K 1B3
 (416) 822-4111 (Ext. 512)
 FAX: (416) 823-1446

 Pacific Materials Exchange
 Mr. Bob Smee
 South 3707 Godfrey Blvd.
 Spokane, WA 99204         .••-<-•     .-.:
 (509)623-4244                X  ,

 Peel Regional Waste Exchange
 Mr. Glen Milbury
 Regional Municipality of Peel
 10 Peel Center Drive
 Brampton, Ontario
 CANADA L6T 4B9
 (416) 791-9400

 RENEW
 Ms. Hope Castillo
Texas Water Commission
Post Office Box 13087
 Austin, TX 78711-3087
 (512) 463-7773
FAX: (512) 463-8317

San Francisco Waste Exchange
Ms. Portia Sinnott
2524 Benvenue #35
Berkeley, CA 94704
(415) 548-6659
                                                    73

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   Southeast Waste Exchange
   Ms. Maxie L. May
   Urban Institute
   UNCC Station
   Charlotte, NC 28223
   (704) 547-2307

   Southern Waste Information Exchange
   Mr. Eugene B. Jones
   Post Office Box 960
   Tallahassee, FL 32302
   (800) 441-SWIX (7949)
   (904) 644-5516
   FAX: (904) 574-6704

   Tennessee Waste Exchange
   Ms. Patti Christian
   226 Capital Blvd., Suite 800
   Nashville, TN  37202
   (615) 256-5141
   FAX: (615) 256-6726

   Wastelink, Division of Tencon, Inc.
   Ms.  Mary E. Malotke
   140 Wooster Pike
   Milford,OH 45150
   (513) 248-0012
   FAX:  (513)248-1094

U.S. EPA Regional Offices
   Region 1 (VT, NH, ME, MA, CT, RI)
   John F. Kennedy Federal Building
   Boston, MA 02203
   (617) 565-3715

   Region 2 (NY, NJ)
   26 Federal Plaza
   New York, NY 10278
    (212) 264-2525

   Region 3 (PA, DE, MD, WV, VA)
    841 Chestnut Street
   Philadelphia, PA .19107
    (215) 597-9800
   Region 4 (KY, TN, NC, SC, GA, FL, AL, MS)
   345 Courtland Street, NE
   Atlanta, GA 30365
   (404) 347-4727

   Region 5 (WI, MN, MI, IL, IN, OH)
   230 South Dearborn Street
   Chicago, IL 60604
   (312)353-2000

   Region 6 (NM, OK, AR, LA, TX)
   1445 Ross Avenue
   Dallas, TX 75202
   (214) 655-6444

   Region 7 (NE, KS, MO, IA)
   756 Minnesota Avenue
   Kansas City, KS 66101
   (913) 236-2800

   Region 8 (MT, ND, SD, WY, UT, CO)
   999 18th Street
   Denver, CO 80202-2405
   (303) 293-1603

   Region 9 (CA, NV, AZ, HI)
   75 Hawthorne Street
   San Francisco, CA 94105
   (415) 744-1305

   Region 10 (AK, WA, OR, ID)
    1200 Sixth Avenue
   Seattle, WA 98101
   (206) 744-1305

Industry Association
   Pharmaceutical Manufacturers Association
    1100 15th Street NW
   Washington, DC 20005          .    :
    (202) 835-3400
                                                     74
                                                              •&U.S. GOVERNMENT PRINTING OFFICE: 1992 - «48-003/40«99

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