AEPA
             United States
             Environmental Protection
             Agency
             Technology Transfer
Summary
             Industrial Environmental Research
             Laboratory
             Cincinnati OH 45268
Report
             Control and Treatment
             Technology for the
             Metal Finishing  Industry

             In-Plant Changes
                                -003-

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Technology Transfer
                 EPA 625/8-82-008
Summary Report
Control and
Technology
Treatment
for the
Metal  Finishing Industry
In-Plant Cha
January 1982
nges
This report was developed by the
Industrial Environmental Research Laboratory
Cincinnati OH 45268

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This summary report was prepared for the Industrial Environmental Research
Laboratory's Nonferrous Metals and Minerals Branch in Cincinnati OH.
The Centec Corporation, Reston VA, prepared the report. The EPA Project
Officer is George Thompson.

The contact for further information is:

Nonferrous Metals and Minerals Branch
Industrial Environmental  Research Laboratory
U.S. Environmental Protection Agency
Cincinnati OH 45268
This report has been reviewed by the Industrial Environmental Research
Laboratory, U.S. Environmental  Protection Agency, Cincinnati OH, and
approved for publication. Approval does not signify that the contents
necessarily reflect the views and policies of the U.S. Environmental
Protection Agency, nor does mention of trade names or commercial products
constitute endorsement or recommendation for use.
COVER PHOTOGRAPH: Automatic rack machine for nickel-chromium
plating process

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Overview
•The metal finish
 United States is
ng industry in the
subject to a variety
                                   of changing business conditions.
                                   Two of the most! significant factors
                                   are the increasing costs of materials,
                                   such as plating chemicals and
                                   process water, and the environmental
                                   considerations, which include
                                   the need to control the discharge
                                   of effluent waste streams and
                                   the disposal of hazardous wastes.
                                   The survival of rrany metal finishing
                                   companies will c
                                   The basic plating
                                   immersing parts
                                   solution and the
                epend on how
                                   effectively they ceal with the impact
                                   of these changes and requirements.
                 operation involves
                in a process
                i  rinsing off the
                                   clinging film of plating chemicals,
                                   which is known as drag-out. If
                                   performed inefficiently, this opera-
                                   tion wastes several pounds
                                   (kilograms) per day of expensive
                                   plating chemicals and creates
                                   thousands of gal ons (liters) per day
                                   of contaminated rinse water.
                                   Inefficient operation, therefore,
                                   significantly affects the interrelated
                                   factors of material costs and
                                   pollution control
                                   By January 28, 1
                                   job.shops that d
                                   publicly owned t
                                   must reduce con
                984, electroplating
                scharge to
                •eatment works
                lamination in the
                                   rinse water and other process
                                   wastewaters to federally regulated
                                   levels.  The disposal of treatment
                                   residuals is gove
                                   hazardous waste
                                   promulgated in tie Resource Con-
                                   servation and Re
                covery.Act (RCRA).
                                   Details of the 'wastewater and
                                   solid waste regu
                                   electroplating inc
                                   in an earlier U.S.
                                   Protection Agency (EPA) report.1
                                   Because of rising
                ned by the
                regulations
                ations for the
                ustry are provided
                Environmental
                 prices and
                                   changing regulations, it is necessary
                                   to reevaluate water pollution
                                   control techniques and costs and
                                   to examine methods for improving
                                   raw material yields. In many
                                   cases, changing
                                   process can sign
                :he manufacturing
                ficantly alter
                                   chemical losses a id water flow rates.
                                   These in-plant cranges usually
 involve techniques for reducing both
 the drag-out removed from process
 solutions and the amount of
 water used  in the rinsing process.
 The overall  effect is a reduction  of:

 • Chemical purchases
 • Water use (resulting in  lower
   water and sewer costs)
 • Wastewater treatment needs and
   disposal costs

 Although Federal law does not
 require  compliance with electro-
 plating  pretreatment standards until
 January 28, 1984, in-plant
 changes should be  instituted
 immediately. In addition to pro-
 viding chemical savings and
 reducing water use costs, in-plant
 changes provide a basis for a
 pollution control system design.
 Waste treatment equipment needs—
 whether wastewater concentrating
 techniques,  such as ion exchange,
 or conventional end-of-pipe
 treatment systems—often will be
 reduced significantly by in-plant
 changes. In  some cases, electro-
 platers will be able to reduce
 flows to less than 10,000 gal/d
 (38,000 L/d), thereby reducing their
 pollution control requirements
 as prescribed in the EPA pretreat-
 ment standards.2 This report
 describes the first steps a plater
 should take  to comply with either
 wastewater  or RCRA regulations.

The EPA publication. Economics of
 Wastewater Treatment Alternatives
 for the Electroplating Industry,*
 addresses the costs of meeting water
 pollution control requirements.
That report provides information  on
 reducing the costs of wastewater
treatment through in-plant modifica-
tions to the  plating  baths and
rinse systems. This  summary report
expands that information through
additional discussion of waste
generation phenomena and abate-
ment measures involving in-plant
changes.

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Pollution Sources  and
Characteristics
Contaminants in the effluent from
electroplating shops originate
in several ways. The most obvious
source of pollution is the drag-out of
various processing baths into sub-
sequent rinses. The amount of
pollutants contributed by drag-out is
a function of such factors as the
design of the racks or barrels carrying
the parts to be plated, the shape
of the parts, plating procedures, and
several interrelated parameters
of the  process solution, including
concentration of toxic chemicals,
temperature, viscosity, and
surface tension.

With conventional rinsing tech-
niques, drag-out losses from
process solutions result in  large
volumes  of rinse water contaminated
with relatively dilute concentra-
tions of cyanide and metals. Rinse
waters that follow plating solutions
typically  contain 1 5 mg/L to
100 mg/L of the metal being plated.

Most job shops operate several
plating lines that contain different
types of  cleaning and electroplating
baths,  such as  zinc, copper, nickel,
cadmium, and chromium. The
combined rinse waters dilute the
concentrations of individual metals,
usually to less than 50 mg/L. The
results of a recent survey of effluent
from 22  electroplaters in the
Cleveland area are presented in
Table 1.

Another  source of effluent con-
tamination is discarded process
solutions. These solutions  are pri-
marily spent'alkaline and acid
cleaners used for surface preparation
of parts  before electroplating.
The solutions  are not usually made
up  of metals; however, there are a
few cleaners that contain cyanide.
Plating baths and other process
solutions containing high metal
concentrations, such  as chromate
solutions, are  rarely discarded.

The amount of pollutants con-
tributed to the total pollution load by
discarded process solutions varies
considerably among plating shops. It
is not uncommon to find cyanide
and heavy metals in concentra-
tions of several thousand milligrams
per liter in spent solutions. This
contamination is caused  by drag-in
from previous process cycles and
attack of the basic metals by the
chemicals in the cleaning solutions.
Table 2 presents an analysis  of
some typical process solutions.

Accidental spills, leaks, and drips of
process solutions also can con-
tribute significantly to effluent
contamination. The plating room
usually is laid out so that the
entire area drains on the floor,
whichJs only an extension of the
sewer system leaving the facility. Al-
though  it is not common for  a
tank to spring a leak that would allow
the entire solution to leak away  un-
detected, a  slow leak amounting
to a solution loss of 10 to 20 gal/d
(38 to 76 17d) could go undetected
for months  in many shops. Also,
it is not unusual to compensate
for evaporation losses in a process
tank by adding water to  a process
solution with an unattended hose that
causes  overflow of the solution
to the floor drains.

In some shops, the dripping of plated
parts  is a significant source of
pollution. Process  solution tanks
and rinse tanks often are separated
by a distance of several feet (meters)
or more. Carrying the racks of parts
between tanks will cause plating
solution or drag-out to drip on
the floor and enter the drain system.

Other sources of contaminants from
electroplating shops exist;  how-
ever, they are not  as universally
present as the preceding waste
sources. Additional pollution sources
include sludges from the bottoms of
plating  baths generated during
chemical purification, backwash
from plating tank filter systems,  and
stripping solutions.

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Table 1.

Effluent Characteristics of 22 Cleveland Electroplating
                shops
                  Pollutant
           Effluent concentration (mg/L)

         Minimum   Maximum   Average
Cyanide, total 	

Nickel 	





	 <0.1
	 0.1
	 <0.1
0 1
04
<0 1
<0 1

95.9
47.2
52.2
178 0
101 4
3 0
24 3

14.4
4.7
5.7
20.2
19 3
04
43

The percentage contributed by each
pollution source to the pollutant
concentration of the final  effluent
can vary substantially among
electroplating shops.  For shops
whose primary process is the chrome
plate (copper-nickel-chromium),
drag-out usually will be the major
cause of metal loss. At facilities
that engage in large nickel plating
operations, more nickel is lost from
the operation of the chemical
purification filters and through the
sludge bottom dumps after purifica-
tion than througn normal drag-
out. The main contribution to
effluent metal concentration in zinc
or cadmium plating is often the
zinc or cadmium that is either
stripped off the danglers or rack tips
in the acid dip step of the clean-
ing cycle or removed from the
work in dichromating.4
Although some
higher contribut
from other sourqes,
every case, the
Table 2.

Analysis of Typical Spent Process Solutions That Are Dumped Periodically
 shops may have a
 on of pollutants
    in almost
most significant pol-
lution problem is drag-out and
the resultant contaminated rinse
water. The size and cost of pollution
control equipment depend pri-
marily on wastewater volumetric
flow rate. Because the volumes of
rinse water are overwhelmingly
larger than the volumes of all other
waste sources, it follows that
contaminated rinse water is the
major source of  pollution. A recent
survey in  Cleveland showed that
the average rate of rinse water
discharged from 22 electroplating
shops was 18,500 gal/d (70,000 L7d),
whereas spent process solution
accounted for only 60 gal/d (230 L/d).

Electroplating shops should con-
centrate  on  drag-out and rinse
waters during the planning stages of
pollution control. The emphasis
of this report, therefore, is on the re-
duction of drag-out and rinse
water use. To provide a comprehen-
sive approach to in-plant control,
however,  other sources of contami-
nation, such  as accidents and
discarding of process solutions, will
be addressed.

Pollutant or parameter

Volume {gal} 3
Cyanide total (mg/L)



Nickel (mg/L)
Lead (mg/L)
Zinc (mg/L) 	

Sample solution
Alkaline cleaner
1
>5.0
2.5
0.2
W.O
>8.1
6.9
4.4
1.2
2
340.0
85.5
2.6
(a)
19.4
0.9
0
74.0
3
338.0
2.8
0.4
0.1
10.9
0.3
0.7
162.0
lectrocleane
390.0
1.3
0.8
36.5
1.9
5.2
1.9
10.5

1
65.0
(a)
6.4
39.2
12.1
128.0
11.6
365.0
Acid dip
2
50.0
n
0.1
10.8
0.1
0.6
0.1
5,240.0

3
165.0
(=)
1 ,990.0
n
n

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Drag-Out Minimization
For the typical electroplating job
shop, the drag-out of process
solutions and the subsequent con-
tamination of rinse waters are the
major pollution control problems. This
section explains the  basic prin-
ciples of drag-out theory and
explores the function and applica-
bility of the various drag-out
minimization techniques in use
today.


Principles

Electroplaters are well aware that
drag-out varies considerably among
the various parts plated  at their
shops. For example,  the volume of
drag-out in rack plating  differs
visibly from that in barrel plating.
When a barrel emerges  from a
process tank, it usually carries with
it over 1 0 times more solution
than does a typical rack.  In addition
to the obvious effects of rack
and barrel design and shape of parts,
there are more subtle factors that
affect the volume of  drag-out.
These parameters include viscosity
and chemical concentration,
surface tension, and  temperature.

The viscosity of a plating process
solution can be described as its
resistance to motion or  removal by
another liquid (in this case, rinse
water) because of the attractive
forces of the molecules of the solution.
The difference between  high
and low viscosity can be demon-
strated with honey and water. A
much thicker film will form on
a knife dipped in honey than on one
dipped in water. Honey, therefore,
has the higher viscosity because
of its adhesive quality. The same effect
can be observed with plating
solutions.  If two identical surfaces
are immersed  in separate chromium
baths with  concentrations of
53 oz/gal (397 g/L) and  33 oz/gal
(247 g/L), respectively, the lower
concentration  bath will pror
duce 73 percent less volume of
drag-out.5
Surface tension is another physical
phenomenon that has a signifi-
cant effect in the plating shop. Accord-
ing to kinetic theory, molecules
of a liquid attract each  other. At the
surface  of a solution, such as a
plating bath, the molecules are sub-
jected to an unbalanced force
because the molecules in the gaseous
phase are so  widely dispersed.
As a result, the molecules at the sur-
face are under tension  and form
a thin,  skinlike layer that adjusts to
create a minimum surface area.
The property of surface tension causes
liquid droplets to assume a spheri-
cal shape, water to rise in a capillary
tube, and  liquids, such  as water,
to move through  porous materials
that they are  capable; of
wetting.6

In the plating process, the volume of
solution that  clings to a workpiece
surface  depends largely on the sur-
face tension.  The force of surface
tension appears to be most
effective at the bottom edge of the
part as it passes through and
leaves the process solution. This
force and the resultant volume
of drag-out appear to be greatly
affected by the orientation of the part
relative  to the surface of the liquid.
Positioning parts  so that only
a small  surface area makes contact
with the liquid surface  at parting
results in less volume of drag-out.7

The third major factor that influences
drag-out volume is the tempera-
ture of the process solution.
Temperature  is interrelated with
viscosity and surface tension.
As the temperature of a plating solu-
tion is  increased, its  viscosity,
surface tension, and, therefore, drag-
out volume are reduced. As a
possible exception, when a part  is
withdrawn too rapidly from a hot
process solution,  evaporation may
concentrate the film  and impede
drainage.8 This  problem, however,

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can be overcome by reducing
withdrawal time and using a fog spray
rinse on the parts as they emerge
from the  plating solution.


Techniques

Many devices and procedures can
be used successfully to reduce
drag-out. These techniques usually
are employed to alter viscosity,
chemical concentration, surface  ten-
sion, velocity of withdrawal,
and temperature. Also used are
drag-out  tanks for capturing
lost plating solution and returning
it to the bath.

Most drag-out reduction methods
are inexpensive to implement
and are repaid promptly through
savings in plating chemicals.
An additional savings many times the
cost of the changes will be
realized once  a pollution control
system is installed. The reduced drag-
out will decrease the  need for
treatment chemicals and, subse-
quently, the volume of sludge
produced. By reducing sludge
volume, many platers may be able
to meet the RCRA definition of  a
small generator and thereby
take advantage of reduced regula-
tory requirements.

For some process solutions, return
of drag-out may be impractical.
For example, in the case of process-
ing baths that become steadily
depleted  in use, the return of drag-
out would simply increase the
frequency of dumping.

Controlling Plating Solutions. As
a rule, as the chemical content
of a solution is increased, its viscosity
increases. The result is a thickening
of the film that clings to the work
withdrawn from the  process solution.
Increased viscosity contributes
not only to a larger volume of drag-
out but also to a higher chemical
concentration of drag-out. The con-
sequent need for more rinse water
creates additional pollution control
problems.
Often plating bat is can be operated
at significantly lower concentra-
tions than those recommended by
chemical manufacturers. Research
on chromium plating9 indicates
that chromium deposits from solu-
tions containing jchromic acid
(CrO3) at only 3.3 to 6.6 oz/gal
(25 to 50 g/L) are acceptable. In the
experiments conducted, the
operating conditions were almost the
same as those for the standard
33.4-oz/gal (25(ig/L) bath. The
bright range was| narrower, how-
ever, with lower OrO3 concentrations.
Chromate films,  which appeared
on the surface of deposits from the
dilute baths, cou d be removed by
dipping for a sho'rt period  in the
plating solution.

Chemical manufacturers and sup-
pliers have become concerned
with the pollution  control problems
of their clients—the platers. As a
result,  research
nd develop-
ment efforts by tie chemical manu-
facturers have produced more
environmentally sound plating
solutions.
Cyanide plating baths have been a
major target of the chemical
manufacturers. The conventional
cyanide bath has been preferred for
many plating applications, such as
zinc and cadmium. Because of
stricter effluent limitations on
cyanide,  however, an alternative to
high-concentration cyanide baths
is being sought. The chemical
manufacturers have experimented
and, in some cases, have developed
alkaline noncyan de or low-
cyanide baths and acid  baths includ-
ing neutral chlorine solutions.10
Platers should in
evaluate the varic
disadvantages of
cal solutions. As
of control or the
/estigate and
us advantages and
the new chemi-
a rule,  the acid
bath substitutes c o not offer the ease
overall satisfac-
tory operating conditions and deposit
quality that are available from the
cyanide bath. Fo
brass, and precious metals.
                                    the cyanide plati
                ig bath continues
                                    to be the most cpmmonly used
                                    solution.
 zinc, cadmium.
Most of the substitute solutions also
are limited in application. For
instance, the acid copper bath, which
is not only widely  accepted but
sometimes preferred over the cyanide
copper bath, cannot be used for
direct application to steel and zinc
die castings. A cyanide copper
strike is essential on zinc die
.castings, and either a cyanide
copper or a nickel strike is necessary
on steel before it enters the acid
copper bath. If these substitute
baths are applicable to a plater's
manufacturing conditions, however,
they may be a major factor in
the pollution control strategy.

For years wetting agents have been
used  in process solutions to aid
in the plating process. These sub-
stances are used, for instance,  in
bright-nickel plating to pro-
mote disengagement of hydrogen
bubbles at the cathode. Their use has
also found recent popularity as
an aid to drag-out reduction. A
wetting agent is a substance, usually
a surfactant, that reduces the
surface tension of a liquid, causing it
to spread more readily on a solid
surface. Atypical plating bath solution
has a surface tension close  to that
of pure water at room temperature,
about 0.0050 ibf/ft (73 dyn/cm).
The addition of very small amounts
of surfactants can  reduce  surface
tension considerably—to as
little as 0.001 7 to 0.0024 Ibf/ft
(25 to 35 dyn/cm).10

Kushner5 estimates that the use of
wetting agents will reduce drag-out
loss by as  much as 50 percent. He
recommends the use of nonionic
wetting agents that are not  harmed
by electrolysis in the plating bath.
The safest  maximum amount of
wetting agent should be used in the
bath.  A  check of the surface ten-
sion of the solution will determine
whether sufficient wetting agent has
been  added. A  stalagmometer or a
DelMuoy Tensimeter can be used for
this purpose.

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Kushner further suggests keeping
the concentration of all dissolved salts
at the minimum needed for proper
operation. To follow this recom-
mendation, the plater should not
permit substances to build up in the
plating bath, if it is possible to
control and maintain them at the
proper level. For example, cyanide
baths are permitted to build up
very high carbonate concentrations
even though the concentration level
could be controlled by treatment.
Such a buildup could increase  drag-
out by as much as 50 percent5

Positioning on Rack. The metal
finisher's primary consideration in
the positioning of workpieces
on a rack is proper exposure of the
parts to the anodes for optimal
coverage and uniform thickness
of the electrodeposit. Drainage and
rinsability are important consid-
erations in racking. Damage to
the workpiece surface can be caused
by insufficient or  inefficient rinsing,
and succeeding process solutions
can be contaminated by drag-in
of unremoved  chemicals from  the
previous solution.

Several rules apply to the position of
work on plating racks for drag-
out minimization. The basic principle,
however, is that every object can
be positioned in at least one way that
will produce the minimum of drag-
out This position could be deter-
mined by experiment, but unless a ,
significant number of similar items are
to be plated, it may be advisable
to follow the suggestions of Kushner5
and Wallace:7

• Tilt all solid objects with plane or
   single-curved surfaces so that
   drainage is  consolidated, that is,
   twist or turn the part so that
   the clinging fluid will flow
   together and off the part by the
   quickest route.
• Rack all parts so that they are
   extended more  in area than
   in depth; this will decrease  the
   average depth to which the  parts
   are lowered into a solution and, as
   proven mathematically, will  de-
   crease the film thickness of the
   drag-out
•  If possible, avoid racking parts
   directly over one another to pre-
   vent lengthening the drainage
   path of the plating solution.
•  Avoid tablelike surfaces by
   tipping  the part, but not at the
   expense of forming solution
   "pockets."
•  Orient parts so that only a
   small surface area comes in con-
   tact with the liquid surface as
   it leaves the plating solution.

Workpiece Withdrawal. The velocity
at which work is withdrawn from
the process tank has a marked
effect on drag-out volume. The faster
an item is pulled out of the tank,
the thicker the drag-out layer
will be. The effect is so dramatic
that Kushner5 suggests that most of
the time allowed for withdrawing
and draining the item should be used
for withdrawal.

The velocity of withdrawal of
work from the process tank usually
can be adjusted with automated
equipment. If the  metal finishing
cycle  is operated by hand, however,
the withdrawal velocity is less
controllable. The best control method
is  to place a bar or rail above the
process tank where the rack may be
suspended for drainage while
its predecessor is removed from the
rail and transported to the next
phase of the finishing cycle.

The withdrawal motion also affects
drag-out volume. When a rack is
jerked from a process solution,
surface tension forces do not have a
chance to operate and a much
larger volume of liquid will cling to
the surface. An automatic machine
that performs smooth, gradual
withdrawal usually will drag out less
solution per item  racked than will
manually operated equipment.

Accurate predictions of the drag-out
volume to be saved by a given
reduction in withdrawal speed or by a
smooth withdrawal motion are not
possible. A savings may be expected,
but the degree will be determined
by the specific application.

Draining time over the tank may be
limited by the tendency of the
plated object to spot when the plating
solution dries on the surface.  A
fog spray that uses water from the
first rinse is very effective in keeping
the surface from drying, accelerating
the drainage process, and  maxi-
mizing the time available for
draining.

When considering the purchase of
new equipment, close attention
should be given to withdrawal
and drainage times. These factors
are especially important when
purchasing barrel  plating equip-
ment. Slow barrel rotation during
withdrawal has reduced drag-out
volumes by as much as 50 percent.
Machines may be automated
readily to accommodate this type of
rotation at the time of design.8

Maintenance and Design of Racks
and Barrels. As an industry average,
maintenance of racks, fixtures,
and rack coatings has been poor.
Transport of chemicals inside
loose-rack coatings from one
process to another is!not uncommon.
Chromium-bearing solutions, for
example, appear in plant effluent in
spite  of treatment systems designed
to handle the normal chromium
discharge sources. These solutions
have  been traced  to:rinse tanks and
process solutions that are  located
some distance from the chromium
discharge points.  The chromium-
bearing solutions reach these remote
areas by way of loose rack coat-
ings.  Increased attention to rack
maintenance not only will  eliminate
this potential hazard but also will
contribute to a  welcome reduction
in the number of workpieces
rejected because  of poor contact.

Rack stripping plays an important
role in rack maintenance. The plater,
therefore, should  organize rack
stripping as a separate operating
line. A separate rack strip line has a
number of practical advantages.

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 It prevents the introduction of
 possible contaminants to the plating
 line (for example, chrome strip-
 ping in the soak cleaners and electro-
 cleaners). A separate rack strip
 line also eliminates uncontrolled
 spreading of solutions over the plant
 floor and allows for more regular,
 frequent, and  efficient stripping.

 This separate rack strip line should
 be incorporated into  the racking
 operation. A racking workflow for all
 plating  should be organized in the
 following cycle:

   Rack off machine
   Rack unloading
   Rack stripping
   Rack loading
   Rack onto  machine

 The rack strip line should employ
 multiple counterflow rinses and drip
 tanks for maximum discharge
 control.

 When new racks and barrels are
 purchased, the shape of the rack and
 the coating material should be
 examined closely. The shape should
 not hamper the drainage of plating
 solution, and  the rack coating
 must be a nonwetting material. The
 size and shape of the holes  on
 the barrels also need to be considered
 because they  affect the rate of
 drainage. Increasing the drainage
 area with larger holes, when feasible,
 can speed drainage and reduce
 drag-out.


 Simple  Drag-Out Recovery

 Commercially  available equipment
for the recovery of plating bath
chemicals includes types that apply
such principles as ion exchange,
 reverse  osmosis, electrodialysis, and
evaporation. These devices usually
are applied to a single plating
bath where they concentrate the salts
in the rinse water, return them to
the plating bath, and  recycle the
purified  water to rinse tanks.

Before determining the costs and
benefits of recovery equipment, the
plater should consider several
   Workpiece
                                                    Drip bar
                                                          Concentrated
                                                          solution
Figure 1.

Simple Drag-Oui
 Recovery Devices
simple methods of drag-out recovery
that require muc h less capital
to implement. After using these
methods and establishing new drag-
out conditions, 'tie plater should
consider the applicability of additional
recovery through commercially
available units. A discussion of four
simple drag-out
follows.
recovery methods
Drain Board. A drain board is the
simplest method of drag-out
recovery. It can  capture drips of
plating solution  as racks and barrels
are transferred between tanks
(Figure 1).  Not cnly do drain  boards
save chemicals  and reduce rinse
water requirements, they also prevent
unnecessary floor wetting.

The drain surface can be plastic
or metal. For acid solutions, the best
materials are vinyl chloride,  poly-
propylene,  polyethylene, and
Teflon®-lined steel. Stainless steel
should be used for hot alkaline
solutions.5  The drain surface
should be positic ned at an angle that
allows the  platirg solution to
return to the bath.
Drip Tank. A drip tank is an ordinary
rinse tank that, instead  of being
filled with water,  simply collects the
drips from racked parts and barrels
after plating and  before rinsing. The
drip tank  is useful with  work that
involves continuous dripping over a
period of  time. Barrel plating,
therefore, is a better candidate than
rack plating for drip tanks.  With
barrel plating, the barrel should be
rotated  while  it is suspended
over the drip tank to ensure maximum
drainage.  When a sizable volume
of solution has been collected
in the drip tank, it can be returned to
the plating bath.

Using a drip tank tends to restrict the
potential use of a rinse  tank. As
will be discussed, an additional rinse
tank used as a drag-out tank or in a
series arrangement may be more
beneficial. The determining factors
are the  volume of drag-out and
the evaporation in the plating bath.

Fog Rinsing.  Fog  rinsing is used at
exit stations of process  tanks.
A fine fog is sprayed on the work,
diluting  the drag-out film and causing
a runback into the process  solution.
Fog rinsing is applied when
process operating temperatures.

-------
high enough to produce a high
evaporation rate, allow replacement
water to be added to the process
in this manner. Fog rinsing prevents
dry-on patterns by cooling  the
workpieces, but it may preclude the
use of a drag-out tank as a recovery
option. Forfog rinsing to be effective,
work must be withdrawn from
the process tank at a slow rate.

Drag-Out Tank. The  drag-out tank
(Figure 2} is a rinse tank that
initially is filled with pure water. As
the plating line is operated, the
drag-out rinse tank remains stag-
nant; the salt concentration increases
as more work passes through the
rinse tank. Air agitation must be
used to aid the rinsing process
because there is no waterflow within
the tank to cause turbulence. The
presence of a wetting agent is
helpful.5

After a period of operation, the
diluted plating salts in the drag-out
tank can be used to replenish
the losses to the plating bath. If suffi-
cient evaporation has taken place,
a portion of the drag-out tanksolution
can be added directly to the plating
bath. Evaporation usually will
be  sufficient with baths,  such as
nickel, that are operated at elevated
temperatures. Low-temperature
baths  have minimum surface
evaporation and their temperature
cannot be increased without
degrading heat-sensitive additives.
Recently, new additives, which
are not as readily degraded by heat,
have been developed for many
         Evaporation
   Workpiece
           Plating
           bath
Figure 2.

Recovery With a Drag-Out Tank
of these plating baths. These
additives might make operation of the
plating bath possible at higher
temperatures, facilitating drag-out
recovery by recycle techniques.
Usually the value of the recovered
chemicals is much greater than
the increased energy cost associated
with operating the bath at a
higher temperature.
As a rule, the use of a drag-out tank
will reduce chemical losses by
50 percent or more. The efficiency of
the drag-out tank arrangement
can be increased significantly by
adding a second drag-out tank. Use
of a two-stage drag-out system
usually reduces drag-out losses by
70  percent or more.

The applicability and benefits of drag-
out tanks are discussed in more
detail in the next section.
 8

-------
Rinsing
The major pollution control problem
for electroplaters is process solu-
tion on workplaces being
dragged out and subsequently
rinsed with water. Many electroplat-
ing shops still employ single,
flow-through rinse tanks to remove
the clinging dissolved salts and
solids from workpieces. This method
of rinsing  is extremely ineffi-
cient  and, for a rcypical plating shop,
results in the generation of thou-
sands of gallons (liters)  per
                                    day of rinse wa
               :er contaminated
                                    with dilute concentrations of cyanide
                                    and  metals.

                                    The  enforcemert of pollution
                                    control standards and the rising
                                    costs of water E nd sewer use are
                                    disrupting the conventional rinsing
                                    practices of the
                                    Traditional rinsii
                                    are being  replaced by more efficient
                                    methods,  such  as parallel and
                                                    arrangements  and
               plating industry.
               ig techniques
series rinse tan
drag-out rinses.
                                    water use and tTe amount of pollu-
                                    tants to be trea-
                                    the next step in
                                    A film of proces
                                    is picked up in
                                                   that reduce
               ed or discharged.
                                    Principles

                                    The purpose of
                                    the surface of the workpiece for
               •insing is to prepare
               the plating process.
               s solution that
               he previous plating
                                    step clings to the workpiece. Rinsing
                                    must remove enough of this film to
                                    ensure that the solution in  the
                                    next process tank will be effective
                                    and remain uncontaminated.
                                    To meet this objective,
                                    must use a rinsing
                                    includes:5
                      the plater
                  strategy that
                                      Turbulent motion between work-
                                      piece and water
                                      Adequate period of contact
                                      between wor
                                      Presence of s
               cpiece and water
               ufficient water
                                      during contact to reduce the con-
                                      centration of
               the salts that are
                                      washed off tf e surface
These three principles apply to all
rinsing operations,  including
those Using flow-through or still
rinse tanks.

Turbulence. Agitation is needed to
implement the first principle.
Agitation can be in  the form of flow-
ing water, such as  in conventional,
single, flow-through rinse tanks. This
form  is inefficient, however,
because a very high flow velocity
is necessary to achieve the required
turbulence when  water flows
into a rectangular tank.

Direct water flow can be used
efficiently with spray, fog, and flood
rinsing. With spray rinsing, the
workpiece is exposed to high-
velocity water jets.  Spray rinsing
uses from one-eighth to one-fourth
the amount of water that would
be used for equivalent dip rinsing,5
but this method has limited
application because it is not effective
with recessed and hidden surfaces.

In both spray rinsing and fog rinsing,
water is applied to  the workpiece
from nozzles. With  fog  rinsing,
however, the water is so highly
atomized that it approaches the con-
sistency of vapor. The fog rinsing
method uses less water than
the regular spray  and is used most
often directly over the plating
bath to remove a major portion of the
drag-out before the workpiece
goes to the rinse  tank.

With flood rinsing, the workpiece is
rinsed under a faucet that is con-
nected to an air entrainer or aspirator.
The air bubbles improve the effec-
tiveness of the water movement by
increasing the agitation and
displacing some of  the plating solu-
tion from the workpiece surface.
The flood rinse usually is operated by
pressure on a foot treadle.

-------
Agitation also can be achieved by
moving the workpiece in the water.
This method  is used on manually
operated hand rack lines, and
its effectiveness depends
on the conscientiousness of the
operator. It is possible to move the
workpiece mechanically, but,
in most instances, the bar would have
to be moved  so rapidly that the
pieces would  tend to fall off the racks.

The  most common and efficient
means of creating adequate
turbulence is to apply forced con-
vection within the rinse tank by
pumping water,  by propeller action,
or by blowing air through the
water. The first two methods are
used only for special purposes and
usually are not as efficient as the air
blower for agitating a rinse tank.
Pump rinsing, for example, has
been satisfactorily applied in wire
plating.

Of the forced-convection methods,
air bubbles usually produce  the
best rinsing.  Air bubbles create
sufficient agitation within the rinse
tank to dislodge the plating solu-
tion from the workpiece. Air usually
is filtered and then blown at the
bottom of the tank through  a pipe
distributor. Air also can be forced into
the water by means of an air
entrainer on  the water feed  line.

Contact Time. The second  principle
of a good rinsing strategy is to
allow an adequate period of contact
between the workpiece and the
water. For any particular instance,
this time will  depend on the effective-
ness of the turbulence in the rinse
tanks. With good agitation and
a wetting agent, 5  s may be long
enough in the rinse water;  if
there is little agitation and the
geometry of the work hinders forced
convection, even 10 min may not
be enough. Usually, however, when
good agitation is present, a con-
tact period of 10-15 s will be suffi-
cient. If the agitation is only fair,
30-60 s usually is sufficient.5
Rinse Water Volume. The final
principle of good rinsing is the pres-
ence of sufficient water during
the contact period for proper
reduction of the concentration of salts
that are washed off the surface.
Because water volume is the  main
contributor to waste treatment costs,
this principle must be studied
closely.

As discussed,  the conventional
method of rinsing uses the single,
flow-through  rinse tank. A work-
piece covered with  a thin film
of process solution  enters the rinse
tank and the solution  is removed
to an allowable limit before
proceeding to the next process
tank. The volume of rinse water nec-
essary to complete  this process
depends mainly on  the agitation
within the tank, the period of contact
and the maximum allowable
concentration  of process solution on
the workpiece.

The maximum allowable concentra-
tion becomes  a very important
parameter when the  other two param-
eters are satisfied. In fact, maxi-
mum allowable concentration is the
governing factor with  respect
to water use. To understand
the importance of this parameter, it
will be helpful to begin the dis-
cussion of rinsing equations.


Equations

To determine  the proper water flow
and to evaluate the advantages of
rinsing techniques (such  as
parallel, series, and still tanks),
plating managers can  use two equa-
tions or their equivalent nomo-
graphs.5 The relationship between
the concentration of salts in the
plating bath and the allowable con-
centration within the rinse is
referred to as the rinsing criterion, R.
Under conditions of complete
mixing, which  are closely approached
when turbulence is achieved,
R can be determined by:

R = Cp/Cn                      (1)

where

Cp = concentration of salts  in
     process solution
Cn = allowable concentration in
     rinse

When the volume of drag-out
entering the rinse is considered.
Equation 1  can be expanded to
calculate the required rinse rate:

Q=0(Cp/Cn)                    (2)

where

Q= rinse tank flow rate
9 = drag-out rate

The following simple' example
illustrates the use of Equation 2.

Sample Problem. A Watts nickel
plating solution contains a  nickel
concentration of 11.3 oz/gal
(84.6 g/L). The drag-out rate is
0.05 gal (0.19 L)  per rack, and the
production rate is 1 5 racks per hour.
What flow is necessary to main-
tain rinse tank nickel concentrations
of 50 mg/L and 25 mg/L?

Solution. First convert  11.3  oz/gal
to milligrams per liter using the
multiplication factor of 7,489:

11.3 oz/gal X 7,489 =  84,626  mg/L

Calculate the drag-out  rate in
gallons per minute:

0 = 0.05(15/60)
  = 0.013 gal/min

Then, apply Equation 2 using an
allowable rinse tank concentration
of 50 mg/L:

Q = 0.013(84,626/50)
  = 22.0 gal/min

Using an allowable limit of 25 mg/L,
the required flow would be  exactly
twice as much as for a 50-mg/L
concentration:

0=0.013(84,626/25)
  = 44.0  gal/min
10


-------
Techniques

The most effective means of reducing
water use and waste treatment
costs is to alter rinsing techniques.
Changes can range from simple
piping alterations for recycling rinse
water to more complex changes,
such as installation of two or
three additional rinse tanks that are
arranged to combine the advantages
of series and recovery rinsing.
A discussion of current rinsing
methods follows. The discussion is
accompanied by examples of
using the rinsing equations to eval-
uate the various rinsing techniques.

Rinse Water Recycling. Use of a
simple method of water conservation
is becoming more widespread.
It involves the reuse of rinse water at
two or more rinse tanks where
the contaminants in the rinse water
after a processing step do not
detract from the rinse water quality
at another station. This method is
applied most often to the rinses
following acid dips and alkaline
cleaners. For example, instead of
using 5 gal/min (19  L/min) of
rinse water in each rinse tank [total
of 10 gal/min (38  L/min)], the rinse
water used following the acid
dip can be reused as rinse water
directly after the alkaline cleaner.
This practice will reduce the water use
for  these two tanks by 50 percent
In most cases,  contamination does
not appear to be a problem.  In
fact the rinsing following the alkaline
cleaner appears to improve. The
diffusion part of the  mass transfer
process is  accelerated as the
concentration of alkaline material at
the interface between the alkaline
drag-out film and the surrounding
water is reduced by the chemical
reaction there. Also, alkaline
solutions usually are more difficult
to rinse off than acid solutions
because of the  higher viscos-
ities, so neutralization  aids in this
respect.5

Other recycling  arrangements  can be
employed where the less  contami-
 Drip guards tailored from inexpensive plastic pipe and installed over space
 between countercurrent rinse tanks
nated overflow from critical or
final rinsing operations is reused
for intermediate rinse steps, such as
acid dips and a kaline cleaning
steps. The rinse water following
a nickel plating bath can be routed to
the rinse tank following the acid
dip. This rinse water, in turn, could
be routed to the alkaline cleaner.
Choosing the ODtimal configuration
requires analysis of the particular
rinse water neeps. Interconnecting
rinsing  systemsj might make
operations more complicated, but
the cost advantage justifies the
extra attention  required.

Multiple Rinse  ranks. The bene-
fits from recycli ig rinse water
are limited bea use that method of
conservation cannot be applied
                 Methods exist,
to all rinse tank
however, that c
widely and that
dramatic water
               an be applied more
               result in more
               savings. The three
A parallel rinse
most common methods are parallel
and series rinsing and the use
of still  rinse tan 
-------
   Workplace ••—i

             I
                         Drag-out
   (a)
   Workplace
                                                                                                 Water
                                                                          To
                                                                          waste
                                                                          treatment
                                                    Air agitation
Figure 3.
Three-Stage Rinse Systems:  (a) Parallel and (b) Series With Outboard Arrangement
For two parallel rinse tanks:
  _ r(84,626)(0.013)2'|1/2
Q~ L       50      J
  = 0.54 gal/min per rinse tank, or
    1.08 gal/min total flow

For three parallel rinse tanks:
    r(84,626)(0.013)3]1/3
    L       50       J
  = 0.16 gal/min per rinse tank, or
    0.48 gal/min total flow
                                     Using a series, or countercurrent,
                                     rinse tank arrangement, the plater can
                                     achieve even greater water savings
                                     than with the  parallel system.
                                     With the series feed (Figure 3b),
                                     water flows into the rinse tank
                                     farthest away from the plating tank
                                     and moves toward the rinse tank
                                     closest to the plating tank either by
                                     gravity or by pumping. The work-
piece is dipped in the least pure water
first and  in the cleanest water last.

A conductivity probe can be used
with a series rinse system to ensure
efficient  operation. This water-
saving device controls a  conduc-
tivity  cell, which measures the level
of dissolved solids in the rinse
water and, when the level reaches a
preset minimum, shuts a valve
interrupting the freshvwater feed.
 12

-------
When the concentration of dissolved
solids builds up to the maximum
allowable level,  the conductivity
probe opens the valve. The probe is
especially valuable with an
irregular or varied work sequence
and probable fluctuations in the
level of dissolved salts in the rinse
system.

The quantity of  chemicals entering
the final rinse will be significantly
smaller than that entering a
single-tank rinse system. The amount
of rinse water required for dilution
will be  reduced  the same degree.

Another equation can be  applied to
solve for the required flow with
series rinsing.

Q = [(Cp/Cn)1/n + 1 /n]0           (4)

The use of Equation 4 is  illustrated
in the following example. Using
the operating parameters from the
sample problem following Equation
2, determine the water flow rate
necessary to obtain a rinsing
concentration of 50  mg/L with two
series tanks  and with three series
tanks.

For two series rinse  tanks:

Q = [(84,626/50)1/2 + 1 /2]0.01 3
  = 0.54 gal/min

For three series rinse tanks:

Q = [(84,626/50)1/3 + 1 /3] 0.01 3
  = 0.16 gal/min

A rinse  tank arrangement employing
a drag-out tank  (Figure 2) is
another application of multiple
rinse tanks. This arrangement is
almost  always associated with the
recovery of drag-out solution; there-
fore, it  is only applicable  to rinsing
following plating baths where
the bath is of significant value.

The use of drag-out  tanks usually
results in less water savings than does
parallel or series rinsing.  The
operational  procedure used with
drag-out tanks is responsible for this
effect.  The rinse water in the drag-
out tank increases in plating
      100 r—
                                                          —  0.2
                                                          —  0.4
   §
   o
                                                                  o
                                                                  ~t
                                                                  o
                         RECYCLE RINSE RATIO (r)
    ar = recycle rinse (gal/h) -=- drag-out (gal/h).
    Note.—r (recycle rinse flow) = surface evaporation from bath, n = number of counter-
    flow rinse tanks in recovery use. Cr= concentration in final stage of recovery.
    Cp = concentration in plating bath.
Figure 4.

Percentage of Drag-Out Recovery With Rinse-and-Recovery System
returned to the
compensate for
salts concentration until a portion is
plating bath to
evaporative losses.
The concentration of salts in the
drag-out tank can reach as high
as 75 percent qf the  plating bath
concentration. Consequently, a
significant water flow in the rinse
following the drag-out tank would be
necessary to meet the maximum
allowable concentration.

Figure 4 can be used to determine
flow rates with drag-out recovery.
The percentage recovery of drag-
out is first defined as a function of the
recycle ratio, r,
of recycled rins
which is the volume
3 divided by the
volume of drag-out. The recycle rinse
rate  in the recovery rinse tanks
is equal to the evaporation rate.
Evaporation rates can be figured
using Figure 5. Equation 2 can be
used to determine the required
water rates for the final rinse once
the concentration in the final rinse is
known.

Figure 4 is used in the following
example. Using the operating param-
eters from the sample problem
following Equation 2 and a surface
evaporation rate of 3 gal/h (11  L/h),
determine the water flow neces-
sary  in the free-flowing rinse to obtain
a rinsing concentration of 50 mg/L
using a single drag-out tank (as in
Figure 2)  and with a two-stage
drag-out tank.
                                                                    13

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      0.5
      0,3   —
      0.2   —
      0.1   —
  g
  o
  O
  £
  cc
      0.05  —
      0.03  —
      0.02  —i
      0.01
          80
                    100         120        140

                             BATH TEMPERATURE (°F)
                                                       160
                                                                  180
   Note.—Ambient conditions are 75° F, 75% relative humidity. Plating solution is 95% mole
   fraction H2O.
Figure 5.
Surface Evaporation Rate From Plating Baths With No Aeration
                           = 3.8
The recycle ratio would be:
 	3 gal/h	
r~"0.013 gal/minX60 min'

From Figure 4, a one-stage recovery
rinse  and recycle system  would re-
claim 78 percent; a two-stage system
would  reclaim 97 percent. At
these recovery rates, the concentra-
tion  ratios are 0.21 and 0.05,
respectively. Because the plating bath
concentration is 84,626 mg/L, the
concentration entering the final
rinse is 0.21  X 84,626 = 1 7,772
mg/L for a single drag-out tank
and 0.05X84,626 =4,231 rng/Lfor
a two-stage system.  :

Applying Equation 2, using the
concentration of the last drag-out
tank as Cp, the required rinse rates
would be:

O, =0.013(17,772/50)
   = 4.6 gal/min
Q2 = 0.013(4,231/50)
   = 1.1 gal/min

A relatively new application of
multiple rinse tanks is the drag-in/
drag-out configuration (Figure 6).
With the drag-in/drag-out system, the
rinse  tank  preceding the plating
bath (drag-in tank)  is connected to
the recovery rinse (drag-out tank)
following the bath; the recovered
drag-out solution is circulated
by a pump. The concentrations of
salts  in the drag-in and drag-out
tanks remain about equal. When a
rack or barrel is processed, it drags in
plating  solution to the plating
tank,  thereby increasing  recovery.

The drag-in/drag-out system finds
application with plating baths that
have  a low evaporation rate. The re-
cycle ratio, which determines
recovery efficiency, is calculated as
the volume of recycled rinse
plus the volume of drag-out divided
by the volume of drag-out The recycle
ratio,  therefore, is greater with
a drag-in/drag-out system than a
common recovery tank. If the
evaporation rate is low, the difference
between the recycle ratios for
common recovery and drag-in/
drag-out systems is significant.
When evaporation ratios are high, the
difference  is less.

To illustrate the benefits of a drag-in/
drag-out system, consider adding
a drag-in tank to the recovery
system just discussed. The recycle
ratio  would become:

 _3  gal/h+0.78 gal/h _
r~     0.78 gal/h   ~~ ~4'8
14

-------
                           Reoirculate
   Workplace •
                                     Recycle
                            Plating
                            bath
                                                                                             Rinse
Figure 6.

Drag-In/Drag-Out Recovery Arrangement
From Figure 4, a one-stage recovery
rinse and recycle system would re-
claim 83 percent The increase in
percentage recovery is only 5
percentage points. Considering the
cost of an additional tank and pump,
this  change is not likely to be
cost effective.

If the evaporation rate were only
1 gal/h (4 L/h), the recycle ratio for a
recovery rinse system would be:
                                 ing from chromium solution, which
                                 is notoriously difficult to rinse.
                                 By simply making the first rinse after
                                 chromium plate
               a stagnant rinse
r =
  1  gal/h
0.78 gal/h
              = 1.28
For a drag-in/drag-out system, the
recycle ratio would be:
    1 gal/h+0.78 gal/h
   :     0.78 gal/h
                   = 2.28
The percentage recovery, in this
case, would increase from 51 percent
to 68 percent by  adding a  drag-in
tank.

Chemical Rinsing. The technique
of chemical rinsing has been used by
the metal finishing industry for
many years. One  of its earliest
applications was  to eliminate stain-
containing sodium bisulfite, the
drag-in of hexavalent chromium was
converted to trivalent chromium.
The rinsability cf the workpiece
in the second  rinse was improved
considerably by changing the chem-
ical nature of the film on the work-
piece in the sta gnant rinse and by
reducing film concentrations before
attempting to rinse by diffusion.
The same principles are frequently
employed in "neutralizing" dips.
The application of chemical rinsing to
plant effluent treatment, known
in the industry as integrated waste
treatment, has been described by
Lancy11  and Pinner.12 Aside from the
environmental benefits, this type
of chemical rinsijng also prevents the
majority of heavy metal solids
formed  in the  chemical rinse from
reaching the succeeding water rinses
by removing these materials in  an
external settling vessel.  Removal
of these solids is accomplished by
                                    flowing the che
                                    to a treatment r
                                                nical rinse solution
                                                sservoir. The over-
flow from the reservoir is pumped
back to the rinse tanks, forming
a complete closed-loop system.

Chemicals are added to the reservoir
to provide a controlled excess of
reagent in the solution. The reservoir
acts as a combined reaction and
settling tank Because of the presence
of a controlled excess of reagents
in the  chemical rinse tank, toxic
materials and heavy metals are
removed from the metal finishing
sequence and are prevented from
entering the subsequent water rinse.
At the  same time, rinsing is
improved because the diffusion layer,
which  is present  during conven-
tional water rinsing, is broken down
by the  chemical  reaction.

Rinsing Recovery Systems. The
information provided on drag-out
and rinsing principles can be formu-
lated into a strategy for simple
recovery systems using  multiple
rinse tanks and a minimum of addi-
tional equipment. Examples will
be  presented for various plating
applications and considerations,  such
                                                                                                      15

-------
as space limitations. Before waste
treatment equipment is installed,
the implementation of these systems
will generate substantial savings
in plating chemicals and water.
After waste treatment equipment is
installed, the system can continue to
operate and will provide further
benefits by reducing waste treatment
costs.

The tank arrangement in Figure 2,
which consists of a drag-out tank
followed by a flow-through rinse tank,
is the simplest recovery system.
The drag-out rinse collects a signi-
ficant portion of the process solution
carried on the parts, rack,  or
barrel. Periodically, the strong
solution in the drag-out tank
is returned to the plating tank. The
volume  returned is limited to
the volume made available in the
process tank by evaporation.

The efficiency of a  drag-out tank
recovery system can be improved
significantly by the addition of
a rinse tank. The additional
tank could be used as a second
recovery tank to decrease chemical
losses further,  or it could  be used
in a series arrangement by connect-
ing it with the overflow rinse
(Figure 3b). The latter change would
provide a water savings but would
not reduce chemical losses.

Various other rinsing configurations
could be developed by adding
tanks. The choice of a best arrange-
ment is difficult because of the trade-
offs involved between further
reducing chemical losses  and
further reducing the rinse  flow rate.
Obviously, the  value of the lost
chemicals is a significant cost.
Chemical losses also result in addi-
tional  rinse water and waste treat-
ment chemical requirements and
more sludge.13

Although complex, the evaluation
and selection of a multiple rinse
tank system can be accomplished by
analyzing each rinsing configura-
tion. Such an evaluation involves
using the equations and graphs
presented in this section  and  corn-
Stationary drain board under rack passing between tanks
paring cost factors, such as water,
sewer, and waste treatment. The
results of the evaluation will enable
the plater to determine whether a
multiple rinse tank arrangement
is beneficial and to identify the
most appropriate configuration. It is
important to find this optimal
point  because the space needed for
additional rinse tanks is limited.

The application of the complex
rinsing evaluation will be presented
through the use of examples.
Two widely used electroplating
baths—a concentrated  chromium
and a Watts nickel bath—will be con-
sidered. These baths were selected
because they differ with respect to
two important factors affecting the
selection of an  optimal  rinsing
configuration: operating temperature
and bath concentration. The
concentrated chromium bath normally
is operated at 110° F (43° C) with a
chromium concentration of
200,000 mg/L The Watts nickel
bath normally is  operated at a
temperature of 140° F (60° C) with a
nickel concentration of 85,000
mg/L. The higher evaporation rate
and lower plating bath metal concen-
tration make nickel a better
candidate for recovery. A summary
of the operating  conditions for the
two baths is presented in Table 3.

The cost evaluation of complex
rinsing systems must'include all
significant operating and investment
costs that are affected by the
inclusion of additional rinse tanks
and either flow or chemical loss
reduction. Some site-specific costs,
such as plating room rearrange-
16

-------
Table 3.

Operating  Parameters for Watts Nickel and Concentrated Chrprnjurn.Baths
                                                             Bath
Parameter
Wat
Concentration {mg/L} 	 8


Maximum allowable concentration in final rinse (mg/L) 	

:s nickel
5,000
140
25
50
Concentrated
chromium
200,000
110
25
35
Table 4.
Cost Variables for Evaluating Rinsing Options
Parameter


Treatment chemicals:
Chromium (Cr):b
$/lb Cr

Nickel (Ni):°
$/lb Ni

Sludge disposal:1*
$/lb Cr
$/lb Ni
Plating chemicals:
$/lb Cr 	
$/lb Ni 	


Cost
200
240
041
028
018
0 21
1 48
1 15
4.20
	 6.35
	 1 ,080

"Cost is for flanged, open-top, mild steel tank lined with polyvinyl chloride; cost does not in-
 clude installation, which is highly site specific.

^Treatment chemicals for chromium: sulfur dioxide, 2 Ib/lb Cr; sulfuric acid, 0.2 lb/1,000 gal
 wastewater; sodium hydroxide (NaOH), 1.5 lb/1,000 gal wastewater; NaOH, 2.3 Ib/lb Cr; floc-
 culant, 0.1  lb/1,000 gal wastewater.  ..-

"Treatment chemicals for nickel: NaOH, 1.0 lb/1,000 gal wastewater; NaOH, 2.0 Ib/lb Ni; floc-
 culant, 0.1  lb/1,000 gal wastewater.

d$0.25/gal at 4% solids by weight.

Note.—All costs, except those for treatment chemicals', are in 1981  dc liars. Costs for treat-
ment chemicals, originally in 1979 dollars, were updated to reflect average 1980 prices using the
Monthly Labor Review Producer Price  Index for industrial commodities •
SOURCE: U.S. Environmental Protection Agency, Environmental Regul
The Electroplating Industry, EPA 625/10-80-001, Aug. 1 980.
                3tions and Technology:
ment,  must be considered in the
analysis. Because these costs
will vary from shop to shop, however,
they will not be  included  in this
analysis. Instead, only those costs
that are common to all shops will be
considered (Table 4).
The actual cost
analysis. For ins
sewer cost ($2/
fo"r individual plants
will differ from 1hose used in the
:ance, the water and
1,000 gal, in 1981
dollars) varies considerably
among municipalities.  Platers are
urged to insert the costs that best
reflect their situations, including
                                      any additional costs, before proceed-
                                      ing with their analyses.

                                      For the two examples, 15 different
                                      rinsing configurations were
                                      considered (Figure  7). Configura-
                                      tion 1 is the  basic single overflow
                                      rinse. Configurations 2 through 4 are
                                      the three possible options using
                                      two rinse tanks. Configurations 5
                                      through 9 use three rinse tanks, and
                                      Configurations 1 0 through 1 5
                                      employ four rinse tanks.

                                      Each of the 15  configurations can
                                      be analyzed using the methods pre-
                                      sented earlier in this report.
                                      Examples already have  been pre-
                                      sented for Configurations 1  through
                                      7. Such arrangements as Con-
                                      figuration 8 are more complex,  but
                                      they  can be divided into simpler
                                      problems and analyzed using Equa-
                                      tions 2 and 4 and  Figure 4. The
                                      following example will illustrate this
                                      method.

                                      A Watts nickel  plating solution
                                      contains a nickel concentration of
                                      85,000 mg/L The drag-out rate is
                                      1 gal/h (4 L/h), or 0.01 7 gal/min
                                      (0.063  L/min), and  the evaporation
                                      rate (Figure 5) is 2.75 gal/h
                                      (10.41  L/h). Determine  the per-
                                      centage of  nickel solution that is
                                      saved and the flow  required to meet
                                      a maximum allowable nickel con-
                                      centration criterion  of 50 mg/L
                                      in the final  rinse using Configura-
                                      tion 8.

                                      First, calculate the recycle ratio:

                                          recycle rinse  2.75
                                                                            r= •
                                                                                  drag-out
                                                           1
                                                             - = 2.75
Then,  using Figure 4, find the per-
centage recovery for a single-
stage drag-out tank, which is 77
percent. At this recovery rate, the
concentration ratio  is 0.23.  Now
calculate the concentration
entering the final rinse:

0.23 X 85,000 mg/L = 1 9,550 mg/L
                                                                                                             17

-------
    ONE RINSE TANK
     Configuration 1:
     Single overflow
        TWO  RINSE TANKS
Configuration 2: Two-stage
parallel
    Configurations:  Two-stage
Configuration 4:  One drag-
out. one overflow
                                              THREE  RINSE TANKS
                                                                                                FOUR RINSE TANKS
                                   Configuration 5: Three-stage parallel
                                                                                     Configuration 10:  Four-stage parallel
                                         Configuration 6: Three-stage series
                                                                                      Configuration 11: Four-stage series
                                       Configuration 7: Two drag-out, one overflow        Configuration 1 2: Three drag-out, one overflow
                                  Configuration 8: One drag-out, two-stage        Configuration 13:  Two drag-out, two-stage series
                                  series
                                   Configuration 9: Drag-in/drag-out, one
                                   overflow
                                                                                   Configuration 14: One drag-out, three-stage series
                                                                                     Configuration 15: Drag-in/drag-out, two-stage
                                                                                     series
                              Note.—Decreasing heights of shading show that metals concentrations decrease.
Figure 7.
Rinsing  Configurations
18

-------
Table 5.
Evaluation of Chromium and Nickel Rinsing Systems



1-gal/h drag-out
Configuration Water use
gal/min
1,000 gal/yr
Plating chemicals lost
(lb/yr)a

2-gal/h
Water use
gal/min
1 ,000 gal/yr
drag-out
Plating chemicals lost
(lb/yr)a
Chromium plating
1 	
2 	
3 	
4 	
5.
6
7
8
9 	
10
1 1
12. .
13
14
15

97.1
	 i 	 2.6
	 1 .3
	 46.6
0 9
02
27 2
09
28.6
0.5
0.1
16.5
0.7
0.3
0.7

24,236
649
324
11,638
225
50
6,789
225
7,131
125
25
4,133
175
75
175
6,950
6,950
6,950
3,336
6,950
6,950
1,946
3,336
2,085
6,950
6,950
1,204
1,946
3,336
2,085
188.6
5.0
2.5
127.0
1.5
0.3
102.0
2.1
80.0
1.0
0.1
84.0
1.9
0.6
1.6
47,074
1,248
624
31,699
374
75
25,459
524
19,968
250
256
21 ,080
474
150
412
13,900
13,900
13,900
9,313
13,900
13,900
7,500
9,313
5,838
3,900
13,900
6,151
7,500
9,313
5,838
Nickel plating
1 	
2 	
3
4 	
5 	
6 	
7 	
8 	
9
10
1 1
12. .. .
13 	
14 	
15 	

	 . 28 9
	 14
0 7
	 6.4
	 0.6
	 0.2
	 2.0
	 0.4
62
04
0 1
0.9
	 0.3
	 0.2
	 0.3

7,213
349
175
1,587
150
50
500
100
1,555
100
25
225
75
50
75
2,950
2,950
2,950
650
2,950
2,950
177
650
649
2,950
2,950
91
177
650
649
56.6
2.7
1.4
26.9
1.6
0.2
15.7
1.0
17.6
0.7
0.1
8.2
0.7
0.3
0.8
14,127
674
349
6,714
400
50
3,918
250
4,383
176
25
2,071
174
75
195
5,900
5,900
5,900
2,484
.5,900
5,900
1,383
2,484
1,829
5,900
5,900
859
1,383
2,484
1,829
'Pounds of metal (chromium or nickel) per year.
Next, apply Equation 4, using
1 9,550 as Cp:

Q = [(1 9,550/50)1/2 + 1 /2]{1 /60)
  = (19.8+0.5)(0.017)
  = (20.3}(0.01 7)
  = 0.35 gal/min

Using a similar approach of break-
ing down the complex problem
into two lesser problems, the
flow and percentage recovery of
most rinsing systems can be deter-
mined. After fin Jing these param-
eters, a cost analysis can be
performed usinc
and the optimal
can be identifie i.
 the data in Table 4,
 configuration
To illustrate the use of the cost
analysis, the 15iconfigurations have
been analyzed for a concentrated
chromium bath and a Watts nickel
bath. The  operating parameters for
the baths were
Two analyses a
shown in Table 3.
e performed for
                                    each bath. The first assumes a drag-
                                    out rate of 1 ga /h (4 L/h) and the
second assumes a drag-out rate of
2 gal/h (8 L/h). The results are
presented in Tables 5 through 7.

The following conclusions can be
drawn from the cost analysis of
the chromium and nickel rinsing
systems:

•  Single overflow rinses require
   extremely high flow rates to meet
   good rinsing criteria,  even at
   low drag-out rates.
                                                                                                     19

-------
Table 6.
Chromium Rinsing System Costs
_ .. Flow
Con!lg- rate
uratlon (gal/min)

1'.....
2 	
3 	
4» 	
5 	
6 	
7» 	
8 	
9* ...
10 	
11 	
12 .
13 ....
14 	
15 	


97.1
2.6
1.3
46.6
0.9
0.2
27.2
0.9
28.6
0.5
0.1
16.5
0.7
0.3
0.7


Water and
sewer at
$2/1,000 gal

48,472
1,298
648
23,276
448
100
13,578
450
1 4,262
250
50
8,250
350
150
350

Additional
rinse tanks at
$240/tank

0
240
240
240
480
480
480
480
480
720
720
720
720
720
720

Cost ($)
Treatment chemicals at
$0.41 /IbCr
1-gal/h
2,850
2,850
2,850
1,368
2,850
2,850
798
1,368
855
2,850
2,850
494
798
1,368
855
$0.28/1,000 gal
wastewater
drag- out
6,786
182
91
3,259
63
14
1,901
63
1,997
35
7
1,155
49
21
49

Sludge at
$1.48/lbCr

10,286
10,286
10,286
4,937
1 0,286
10,286
2,880
4,937
3,086
10,286
10,286
1,782
2,880
4,937
3,086

Plating
chemicals
lost at
$4.20/lb Cr

29,190
29,190
29,190
14,011
29,1 90
29,190
8,173
14,011
8,757
29,1 90
29,1 90
5,057
8,173
14,011
8,757

De-ionized
water

0
0
0
1 ,080
0
0
1,080
1 ,080
1 ,080
0
0
1 ,080
1 ,080
1 ,080
1 ,,080

Total

97,584
44,046
43,305
48,171
43,317
42,920
28,890
22,389
30,517
43,331
43,103
18,538
14,050
22,287
14,897
                                                 2-gal/h drag-out
1« 	
2 	
3 	
4' 	
5 ......
6 	
7« 	
8 	
g« 	
10 	
11 	
12" 	
13 	
14 	
15 	

188.6
5.0
2.5
127.0
1.5
0.3
102.0
2.1
80.0
1.0
0.1
84.0
1.9
0.6
1.6

94,148
2,496
1,248
63,398
748
150
50,918
1.048
39,937
500
50
42,1 60
948
300
842

0
240
240
240
480
480
480
480
480
720
720
720
720
720
720

5,699
5,699
5,699
3,818
5,699
5,699
3,075
3,818
2,393
5,699
5,699
2,522
3,075
3,818
2,393

13,181
349
175
8,876
105
21
7,129
147
5,591
70
7
5,902
133
42
115

20,572
20,572
20,572
13,783
20,572
20,572
11,100
13,783
8,640
20,572
20,572
9,103
11,100
13,783
8,640

58,380
58,380
58,380
39,115
58,380
58,380
31,500
39,115
24,520
58,380
58,380
25,834
31,500
39,115
24,520

0
0
0
1,080
0
: o
1,080
1 ,080
1 ,'oso
0
0
1,080
1,080
1 ,'oso
1 ,080

191,980
87,736
86,314
130,310
85,984
85,302
105,282
59,471
82,641
85,941
85,428
87,321
48,556
58,858
38,310

"High rinse rate required with this configuration to meet maximum allowable concentration in the final rinse (35 mg/L Cr)'may|preclude its use.

Note.—All costs, except those for treatment chemicals, are in 1981 dollars. Costs for treatment chemicals, originally in 1979 dollars, were updated
to reflact average 1980 prices using the Monthly Labor Review Producer Price Index for industrial commodities.
   Multiple rinse tank arrangements
   can provide significant cost
   savings.
   With low recycle ratios (1.37 or
   less), drag-out recovery is imprac-
   tical because of high water
   requirements, unless three or more
   drag-out tanks are  used (see
   upper half of Table 6, Configura-
   tion 11) or series rinsing follows
   drag-out (see upper half of
   Table 6, Configurations 12 and
   13).
With  recycle ratios of 2.75 or
greater, all additional tanks should
be used as drag-out tanks rather
than in parallel or series
arrangements.
Drag-in/drag-out systems
usually must include series rinsing.
These systems become cost
effective with recycle ratios at or
   below 1.25 (see  lower half of
   Table 6, Configuration 1 5).

Plating baths that operate at lower
temperatures than those described
in the foregoing examples have
lower evaporation rates ancl offer
fewer opportunities for rinse.
recovery. If the bath can be operated
at an elevated temperature,  even
though it is not required, the cost of
added energy usually will be more
20

-------
Table 7.

Nickel Rinsing System Costs
„ ... Flow
Config-
. a rate
uration . ., . .
(gal/min)

Water and
sewer at
$2/1,000 gal

Additional
rinse tanks at
$240/tank

Cost ($)
Treatme|nt chemicals at
$0.18/lbNi
$0.21/1,000 gal
wastewater
Sludge at
$1 .1 5/lb Ni
Plating
chemicals
lost at
$6.35/lb Ni
De-ionized
water
Total
1-galAi drag-out
1a 	
2 	
3
4
5 .
6
7
8
9
10 	
11 ....
12 ....
13 ....
14 ....
15 ....

28.9
1.4
0.7
6.4
0.6
0,2
2.0
0.4
6.2
0.4
0.1
0.9
0.3
0.2
0.3

14,426
698
350
3,174
300
100
1,000
200
3,110
200
50
450
150
100
150
0
240
240
240
480
480
480
480
480
720
720
720
720
720
720
531
531
531
117
531
531
32
117
117
531
531
16
32
117
117
2-gai/
r
2
3
4a
5 	
6
T 	
8 ....
9a. .
10 ....
11 ....
12 ....
13
14 ....
15

56 6
2 7
1 4
26 9
1.6
02
157
1 0
1 7 6
0 7
0 1
8 2
0 7
03
0 8

28,254
1,294
698
13,428
800
100
7,836
500
8,766
348
50
4,142
348
150
390
0
240
240
240
480
480
480
480
480
720
720
720
720
720
720
1,060
1,060
1,060
447'
1,060
1,060
249
447
329
1,060
1,060
155
249
447
329
1,515
73
37
333
32
11
105
21
327
21
5
47
16
11
16
3,393
3,393
3,393
748
3,393
3,393
204
748
748
3,393
3,393
104
204
748
748
18,733
18,733
18,733
4,127
18,733
18,733
1,123
4,127
4,127
18,733
18,733
578
1,123
4,127
4,127
0
0
0
1,080
0
0
1,080
1,080
1,080
0
0
1,080
1,080
1,080
1,080
38,598
23,668
23,284
9,819
23,469
23,248
4,024
6,773
9,989
23,598
23,432
2,995
3,325
6,903
6,958
i drag-out
2,967
142
73
1,410
84
11
823
53
920
37
5
435
• 37
16
41
6,785
6,785
6,785
2,856
6,785
6,785
1,590
2,856
2,1 04
6,785
6,785
987
1,590
2,856
2,104
37,465
37,465
37,465
15,773
37,465
37,465
8,782
15,773
11,614
37,465
37,465
5,455
8,782
15,773
11,614
0
0
0
1,080
0
0
1,080
1,080
1,080
0
0
1,080
1,080
1,080
1,080
76,531
46,986
46,321
35,234
46,674
45,901
20,840
21,189
25,293
46,41 5
46,085
12,974
12,806
21 ,042
16,278
aHigh rinse rate required with this configuration to meet maximum allo n/able concentration in the final rinse (50 mg/L Ni) may preclude its use.

Note.—All costs, except those for treatment chemicals, are in 1981 dc liars. Costs for treatment chemicals, originally in 1979 dollars, were up-
dated to reflect average 1980 prices using the Monthly Labor Review Producer Price Index for industrial commodities.
than  offset by the benefits of
recovery. Drag-in/drag-out systems
offer perhaps the best situation for
implementing the techniques
presented here When  the recycle
ratio is low. Nevertheless, when
the evaporation
rate is very low, the
most cost-effective solution may be
                                        concentration o1
rinse itself, such as by an evaporator
or by ion exchange, before replace-
ment in the plating tank.14
                 the drag-out
                                                                                                                 21

-------
Plant Assessment
Procedures

A plant assessment is the initial step
in  a pollution control program. It
involves a thorough analysis of
the operations of a metal finishing
plant that relate to pollutant sources
and water use. The information
generated during a plant assessment
is  used in evaluating the  applica-
bility of in-plant changes for reducing
chemical loss and water use.

A plant assessment includes the
following steps:

•  Inspect the plating room layout
•  Review plant operating practices.
•  Examine process water use.
•  Conduct sampling and laboratory
   analysis to characterize waste
   streams and to determine drag-
   out rates.
•  Identify the frequency, volume,
   and characteristics of batch
   dumps.

A plant assessment can be per-
formed by the plater or by a qualified
engineering consultant. Although
the plater has the advantage of
thoroughly knowing the manufactur-
ing process, the consultant can
frequently provide a fresh and
impartial view of the  plant and  often
can identify overlooked possi-
bilities. If the plater performs the
assessment, a laboratory can be
hired to analyze the samples. Most
laboratories  qualified to perform
the analyses charge between $12
and $20  for each heavy metal
parameter that is analyzed and
from $20 to $40 for  cyanide
analysis.3 When the plant assess-
ment is performed by a consultant,
the complete service ranges from
$4,000 to $10,000, depending on
the size and complexity of the shop
and the extent of the survey and
subsequent  evaluation.

In nearly every case, the  benefits  of
a plant assessment will far out-
weigh the amount of time  and money
                                     "Costs in this section are given in 1981 dollars,
                                     except for treatment costs, which are in
                                     1980 dollars.
expended. Usually the assessment
will be repaid in less than 1  year
through savings in chemicals and
water.

Inspect Plating  Room Layout. The
first step in a plant assessment is
relatively simple; it involves the
preparation of drawings showing
the layout of the plating room(s).
For many platers, this task will have
been performed already.

The drawings should be made to
scale showing the location of all
relevant equipment and tanks. Each
tank should be  numbered and
labeled with its contents (for
example. Tank 1, soak cleaner; Tank
2, rinse). Individual plating lines
should be identified,  such as zinc
barrel and chrome plate rack. Also,
water feed lines, gutters, sumps,
and sewer lines should be indicated.
On the water lines, all control
valves and flow regulators should
be identified.

Review Plant Operations. All opera-
tions of the plating room that
relate to chemical or water use—
including the plating-sequences for
each plating line—should be
reviewed and documented. Often
sequences will  vary on a particular
line because of differences in plating
requirements and specifications.
Each major variation  should  be
listed.

Estimates of production for each
line should be developed. Production
can be measured either by hours of
operation or by production units,
such as number of square feet
(square meters) plated or number of
parts,  racks, or  barrels to pass
through a particular plating line or
sequence.

Other, more specific  information
that is needed on the plating opera-
tion can be gathered through
observation during manufacture.
If automatic lines are  used in plating,
rinsing and draining times should
be measured. If manual hoist or hand
 22

-------
lines are used, the efficiency of the
operators in rinsing and draining
should be noted. Also, if the tank
arrangement requires that racks or
barrels be transported between
tanks that are not located next to one
another, the relative amount of drip-
ping onto the floor should be
recorded.

Examine Process  Water Use. A
survey of water use is a basic step in
the plant assessment because the
capital costs of water pollution
abatement equipment depend
primarily on the volume of water
used. Wherever water is used,
therefore, accurate measurements
must be taken. To increase the
accuracy of these data, the plater
should start by reviewing past water
bills to determine an expected
water use rate in gallons (liters) per
day and per minute. The plater
should then measure and record the
actual water use at each process
step. Because most of the water at a
plating shop is used in rinsing,
rinse flow rates must be measured.
Then, a comparison of actual flow
versus metered flow (that is, water
bills) can be made. This compari-
son is referred to as a water balance.

Table 8 shows an  example of a
water balance in which the plant had
individual water meters  installed
on each line. (Whereas  many
plants have meters only at the water
source, individual meters should
be considered for their value in
monitoring and controlling water
use.) The actual, or measured,  flow
rates are within an acceptable
limit (15  percent or less), indicating
that there are no unforeseen water
losses.

Often, however, measured water use
differs considerably from water
bills. One potential source of variance
is faulty water meters. This
problem can be resolved by request-
ing the local water authority to
certify the water meter.  A discrep-
ancy is more likely to result from
                                    Table 8.
 Process Water Survey Sample
                                           Plating line
Water use
Gallons per minute:
Measured ....
Difference:

Gallons per 8-h shift
Metered 	 f

Difference:


Barrel
21 5
	 20 0
1 5
7
	
	 10 320
9 600
	 720
7

Anodizing
100
9 5
0 5
5
4800
4 560
240
5

Zinc rack
automatic
240
22 5
1 5
6 25
1 1 520
10 800
720
6 25

Hoist
23 6
22 0
1 6
6 8
1 1 328
10 560
768
6 8

Still
9 5
8 9
0 6
6 3
4 560
4272
288
6 3

periodic water i se for washing
down floors or simply from hoses
being allowed to  run without regard
to waste.

Water uses other than rinsing also
may contribute jto a difference in
measured versus  metered flow. For
many plating shops, these non-
rinsing  uses of water  include fume
scrubbers,  water-cooled rectifiers,
heat exchangers,  boilers, heating
and cooling coi
and welders.
s, air conditioners.
Water flow rate measurement at
rinse tanks can be performed simply
using one of several methods. First,
a bucket with  a predetermined
volume  can be set under the over-
flow from a rinse tank, provided
rinse water is discharged through an
accessible vertical pipe. The time it
takes to fill the bucket is measured
and the flow rate calculated.  Often
this method cannot be used because
of the location or construction of
the discharge  pipe.

An alternative  for measuring water
flow rate is to  shut off the incoming
water and remove a  specific amount
of water from  thje rinse tank [5 to
10 gal (19 to 38 L)]. The water is
then turned  back on, and the  time it
takes the water level in the tank
to return to  its overflow height is
measured.
A third method of measurement in-
volves depressing a 5-gal (19-L)
bucket into the flowing rinse so that
the water reaches the top of the
bucket but does not enter it This will
cause 5  gal (19 L)  of water to be
depleted from the rinse tank immedi-
ately. Once the overflow from the
rinse tank  appears  normal, the
empty bucket should be removed and
the time it takes the water to resume
an overflow should be measured.

If the second  or third method is
employed, the test should be repeated
several times and the results
averaged. Averaging is recommended
because it  is difficult to ascertain
visually the exact time at which
the flow over the overflow dam or
weir reaches a stabilized flow condi-
tion. It is especially important to
repeat the test if the rinse tank has  a
high flow rate or if air spargers are
used to create turbulence.

Conduct Sampling and Analysis. The
usual  procedure for  sampling at a
plating shop is to sample the final
effluent as local pollution control
authorities often do. During the plant
assessment, the final effluent is
sampled  for the same reason, that is,
to determine which pollutants are not
in compliance  with the regulations.
The effluent, however, is only one of
several points for sampling and
                                                                                                      23

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analysis during the plant assessment
Samples also should be taken of all
individual rinse tanks, overflows,
batch dumps, and, to some extent,
plating solutions. Plating solutions are
sampled when calculations of
drag-out are needed. These addi-
tional samples will be used to isolate
sources of pollution, to calculate
chemical losses, and to evaluate  the
potential benefits of drag-out
reduction and flow minimization
techniques.

Sampling can be performed by taking
a single, or grab, sample of the
effluent or rinse water. A grab sample
gives an instantaneous reading of
the conditions of the water. If
conditions are variable (for instance,
if plating is intermittent, causing
fluctuations in pollutant concen-
trations), the sample is not  likely to
be representative. When variability is
significant, it is  necessary to com-
posite samples over a period of time
(usually one sample every 15 to
30 rnin over a single shift or a single
day) and to analyze the com-
posite to determine the average
conditions.

Compositing is recommended for
samples taken of final  effluent
and individual rinse tanks.  Grab sam-
ples will suffice for batch  dumps
and  plating solutions.

Electroplaters conducting  their own
plant assessments will need
sampling containers. Often the con-
tainers can be secured through the
laboratory  performing the
analysis. If they are not available
from that source, appropriate con-
tainers can be purchased  from an
analytical supply house. Because the
analysis will  be limited to pH,
metallics, and cyanide, either
plastic or glass  containers can  be
used. The  plastic containers cannot
be used if trace organics  are to
be measured. The appropriate plastic
containers are made of polypropy-
lene or polyethylene and should have
a volume of approximately 0.26
gal (1  L).
If metals are to be analyzed, it will be
necessary to collect at least 0.1 3
gal (0.5 L). Usually this sample
will be enough to analyze for the six
federally regulated metallic pollu-
tants in the common metals electro-
plating subcategory.1 If cyanide
is to be analyzed, an additional 0.1 3
gal (0.5 L) of sample must be taken
and  placed in a separate container.
Cyanide is relatively unstable and
must be "fixed" once it reaches
the laboratory.

Samples should  be delivered to a
laboratory as quickly as possible to
retain the accuracy of the analy-
sis. Speed is especially critical  with
cyanide samples, which should
reach the laboratory within 24 hours.

The  sample of the final effluent
should be taken  at a point where all
rinse waters and  other plating
wastes are combined but before the
introduction of domestic and
other process wastes. Often this
point is not accessible to manual
sampling, so it may be necessary to
rent a compositing device.

The  final effluent analysis includes
pH,  all metals being plated,
base metals, regulated metals,  and
cyanide. For shops plating over
10,000 gal/d (38,000 L/d), the analy-
sis usually includes pH, chromium,
copper, lead, cadmium, zinc,
nickel, iron  (a base  metal), and
cyanide; the cost of this effluent
analysis usually ranges from $11 5
to $180.

Rinse tanks are sampled to deter-
mine whether a smaller overflow rate
is possible and to isolate the
sources of pollution. Also,  sampling
of rinses following soak cleaners
and  acid dips may provide data
showing concentration levels of
pollutants below the standards; such
rinses would not need further
treatment.
Because pollutant concentrations
in the rinses fluctuate,  a composite
sample  is advisable. A  composite
sample  can be taken by running
plastic tubing from a rinse tank to a
collection container and placing a
clamp on the tubing. By creating
a siphon with the tube and con-
trolling  the flow with the clamp, a
sample  can be taken over the time
period of a shift without constant
attention. Care must be taken, how-
ever, to avoid positioning the end of
the tube in a "dead" zone of the
rinse tank, such  as a corner. If the
tank is not aerated and fully turbulent,
the end of the tube should be
placed in or near the overflow.

A complete analysis usually is not
necessary for rinse samples
because it can be assumed, based on
knowledge of the manufacturing
process, that some metals or
cyanide are not  present. By review-
ing the  plating operation,  a  signi-
ficant savings in analytical work
can be  achieved. The analysis,
however, should include any metals
and cyanide if they are present
anywhere on the plating line where
the rinse is located, even  when  the
rinse precedes the plating of a
specific metal. Plating solution often
remains on racks, especially if they
are worn, resulting in contamina-
tion of process solutions,  such
as soak cleaners. The concentration
of chromium, for instance, can
build  up to such a level in a
soak cleaner that the rinse following
the soak cleaner has a chromium
concentration above 5  mg/L

Drag-out measurements are per-
formed  at plating tanks to determine
the amount of metal or cyanide
contributed by these sources. This
information is used to  evaluate
the applicability and potential bene-
fits of drag-out minimization
techniques and  innovative rinsing
systems.

Because drag-out volume is affected
by the size and  shape  of the parts
and racks or barrels, measure-
ment of drag-out on a particular line
 24

-------
with significant variability of
these factors will have little meaning.
Where variability is extreme, the
plater should refer to typical
drag-out rates found in the literature
instead of producing meaningless
data.

The method of drag-out measure-
ment described in this report
differs slightly from those presented
by  Kushner.5 The first step in the
drag-out measurement is to stop the
flow in the rinse tank following
the plating tank and empty  its con-
tents. Jf the rinse tank is a still rinse
or drag-out tank,  it should be con-
sidered as a plating bath and the
rinse  following it should  be  used.

After filling the rinse tank with
clean water, the water should be
shut off and a sample should be
taken and marked "Time 0." A sample
should also be taken from the
plating tank (or drag-out  rinse, if
applicable). The plating line should
then be operated. After three to
five racks have gone through,
a second sample of the rinse should
be taken and the number or racks
and elapsed time recorded. The line
is again operated and several
more  racks are plated and rinsed. A
third sample is taken and the
number of racks and elapsed time
are recorded.

The plating solution sample  and the
three  rinse tank samples  should
be analyzed for the plated metal. The
drag-out is then calculated
based on  unit production [gallons
(liters) per part or rack] or time
[gallons (liters)  per hour] for  the two
increments and is averaged.

Identify Batch Dump Parameters.
Process solutions, such as alkali
cleaners and acid dips, become ex-
hausted after a period of  use.
These solutions are routinely
dumped to the  sewer, usually on a
weekly or monthly schedule.
They often contain significant
concentrations  of heavy metals and,
therefore,  will  require treatment
by January 28,  1 984.  Also, these
solutions are by lature either
very basic or acidic and can cause
a significant pH fluctuation in
the total effluent
directly to the sewer. Such
changes in pH  often result in non-
compliance with

Attention should
batch dumps con
impact on waste
when discharged
ocal pH standards.

be given to
Derning their future
treatment
chemical requirements and their
current impact otji compliance
with local pH  standards.  In terms of
analytical parameters, batch
dumps should be analyzed for cyanide
and all  metals that have  a poten-
tial for accumulating in the solution.
A separate sample should be taken to
determine pH ad
ments.
The adjustment of pH on batch
dumps is perform
an acidic (usually
ustment require-
3d by adding either
 sulfuric acid) or
basic (usually caistic soda) solu-
tion until an acceptable pH is
reached. Local regulations
often require that the pH of dis-
charges be in the range of 6.0 to
9.0. The Federal general pre-
treatment regulat
the pH be above
ons15 require that
5.0.
By determining th e relative strengths
of the alkaline cleaners and acid
dips, the plater often can develop a
batch dump schedule that uses
these solutions to  neutralize
each other. This practice will provide
a significant savings in pH  adjust-
ment chemicals.

Application. The information gathered
during a plant assessment pro-
vides the plating shop with the input
needed to evaluate the opportun-
ities for  rinse recovery. These
data are useful ir
in-plant changes
as those designed to reduce total
wastewater flow
10,000 gal/d (38
to less than
,000 L/d).
 assessing other
as well, such
 Case Study

 The following case study is an
 example of the procedures for per-
 forming a plant assessment
 and evaluating optional in-plant
 changes. The data are based  on an
 actual plant's operation; however,
 an incomplete data base necessitated
 the assumption of certain param-
 eters. The  plating shop in the
 example performs mostly zinc,
 cadmium, and tin plating as well as
 chromate conversion coatings.
 The analysis focuses on the shop's
 automatic cyanide zinc barrel  line.

 Data Gathering. The initial step in
 the plant assessment or data
 gathering phase is to inspect  the
 plating  room and develop drawings
 showing the location of all
 relevant equipment and tanks. A
 drawing of the cyanide zinc line is
 presented in Figure 8.

 After sufficient information is
 gathered to prepare  drawings, the
 operating practices of the plant
 should be observed. In this
 example, only one work sequence is
 used. It involves the following
 steps:

 •  Barrels are filled with parts at
   the loading area.
 •  The barrels proceed through each
   process  and rinse tank (Tanks 1
   through 22) in a straight-line  order.
   The observed time at each
   station was 2 min; the draining
   time  was 15s.
 •  Finished parts are  unloaded  at the
   end of the line. The observed
   production rate was 1 2 barrels per
   hour.
 •  The empty barrels are trans-
   ported back to the loading  area.

 It was observed that once the barrels
 were  removed from one tank,  they
 were  not allowed to  drain fully
 before immersion in  the subse-
 quent tank. Another potential
 problem noted was the  lack of air
 agitation in the rinse tanks
following acid dip and zinc plating.
                                                                                                      25

-------
                          Load barrels
                              1
                                                                                     Unload barrels
                       Soak cleaner
            o
                                                                                    Hot rinse   (22]
                       Soak cleaner ( 2
      City water I
Rinse
(0.1 mg/L)'
                                          6 gal/min
                                          City water  ^^^





                                Wastewater           *^^
                                                                                   Series rinse  (21,
Series rinse
(25.0 mg/L)a
                                                                                                     3 gal/min
                                                                                                                   Wastewater
                               9
                               V
                       Electrocleaner
            0
                                                                                     Chromate   (19J
                       Electrocleaner
            ©
                                                                                     Chromate   (18]
               c
Series-rinse
(<0.1  mg/L)a
                                          4 gal/min
                                                                  City water i
                                Wastewater
      City water
                        Series rinse
            0
                                                     c
                                                            Series rinse  (17
                                                                                    Series rinse  (16
                         Acid bath
             ©
     "Concentration of zinc.
                                                     C
                                                                                    Series rinse  (15
                                                                                   Series rinse
                                                                                   (300.0 mg/L)a
                                                                                                      2 gal/min
                                                        Wastewater
                                                     Cyanide zinc plating bath
                                                     (1.34-gal/h drag-out at 86° F)
                                                                   City water
                                                                                    Series rinse (12,
                                          rffwTii, i	\«_ . M, n.v4%r!i^jM gnegysttgyiT'lg'S cd'j^fp^*" "v% ft"^fgt
                                                                                            Wastewater
Figure 8.
Cyanide Zinc Line Before Plant Assessment
26

-------
                r-iJM
                   
-------
moving the final rinse tank following
the acid bath and converting
this rinse and the three-stage series
rinse  arrangement following
plating to a two-stage recovery rinse
and two-stage series rinse. Using
Alternative 1, approximately 34
percent of the drag-out could be
recovered. Air spargers also would be
added to the rinse tanks to in-
crease the mixing and improve the
efficiency of rinsing.  The addition of
air spargers would lower the water
use rate after zinc plating to
0.3 gal/min (1.1  I/mm). The rinse
system following the acid dip is
unchanged in Alternative 1.

Alternative 2 employs the drag-in/
drag-out rinsing  configuration. The
drag-in tank (Tank 12) was
originally the final rinse following
the acid dip. To  eliminate the need
for additional water  in the acid dip
rinsing system, air spargers are
added to Tanks 10 and 11. Similarly,
air spargers  are added to the
rinses in the new zinc plate rinsing
system.

The drag-in/drag-out rinsing con-
figuration  provides 77 percent
recovery of plating chemicals. This
relatively high rate is primarily a
result of increasing the recycle ratio
from  0.35 in Alternative 1 to 1.35
in Alternative 2.

Tables 9 and 10 summarize the
water use and cost analysis of the
rinsing options. For this plating line,
the best choice  is the drag-in/drag-
out rinsing system. The major
benefits include a savings in
plating chemicals and waste treat-
ment and sludge disposal costs.
Table 9.

Evaluation of Case Study Rinsing Systems
                                             Water use
              Rinse system
                          Plating
                        chemicals
                        lost(lb/yr)
                                        gal/min   1,000gal/yr   Zinc   Cyanide
Current	
Alternative 1 .
Alternative 2.
    5         1,248     1,280   1,477
    3.3        824      845    975
    3.3        824      294    340
Table 10.

Evaluation and Cost Comparison of Case Study Rinsing Alternatives
                                                     Rinse system
                Parameter
                                           Current   Alternative 1   Alternative 2
Flow rate (gal/min) 	
Cost ($):
Waterand sewerat$2/1 ,000 gal wastewater. . . .
Additional rinse tanks at $240/tank 	
Treatment chemicals at:
$1 .33/lb cyanide 	
$0.1 8/lb zinc 	
$0.21/1,000 gal wastewater 	
Sludge at $1.15/lb zinc 	 	
Plating chemicals lost at $1 .89/lb zinc 	
De-ionized water 	
Other3 	
5

2,496
0

1,964
230
262
1,472
2,419
0
0
3.3

1,648
0

1,296
152
173;
972
1,597
1 ,080,
160
3.3

1,648
0

452
53
173
338
556
1,080
280
      Total cost.
                                           8,843
                                                     7,078
                                                                 4,580
aCost of retrofitting tanks with air and repiping spargers ($200 per tank depreciated over 5 yr).

Note.—All costs, except those for treatment chemicals, are in 1981 dollars.: Costs for treat-
ment chemicals, originally in 1979 dollars, were updated to reflect average 1 980 prices
using the Monthly Labor Review Producer Price Index for industrial commodities.
 Recommended changes to the zinc
 barrel line are presented in  Figure
 1 0. The investment cost of  the
 changes will be approximately $6,840,
 which includes installation of a
 de-ionized  water unit ($5,400),
 retrofitting  of tanks with air spargers
 and repiping  ($1,400), and flow
control devices ($80). Considering
the reduced water and sewer
costs,  reduced treatment and dis-
posal costs, and  the savings in
plating chemicals, the benefits of
in-plant changes total $7,123/yr.
 28


-------
Figure 10.
Recommended Rinsing Arrangement for Cyanide Zinc L

-------
References
1U.S. Environmental Protection
 Agency. Environmental Regulations
 and Technology: The Electroplat-
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 Aug. 1980.

2U.S. Environmental Protection
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 Source Category Pretreat-
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 Wastewater Treatment Alter-
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 June 1979.

4Steward, F. A., and Leslie E. Lancy.
 "Minimizing the Generation of
 Metal-Containing Waste Sludges."
 In U.S. Environmental  Protec-
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 First Annual Conference on Ad-
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 Cincinnati  OH, Gardner Publi-
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6Sawyer, Clair  N., and Perry L
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 Effect of Bath Composition
 and Plating Conditions on Appear-
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10Lowenheim, Frederick A.
 Electroplating—Fundamentals
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 NY. McGraw-Hill, 1978.

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 (3-pt. article)

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                                                                             U.S. GOVERNMENT PRINTING OFFICE. 560-565 (Rl

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