vxEPA
           United States
           Environmental Protection
           Agency
             Office of Research and
             Development
             Washington DC 20460
Guide to
Cleaner
Technologies

Alternative
Metal Finishes
EPW625/R-94/007
September 1994

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                                         EPA/625/R-94/007
                                           September 1994
GUIDE TO CLEANER TECHNOLOGIES
    ALTERNATIVE METAL FINISHES
            Office of Research and Development
         United States Environmental Protection Agency
                Cincinnati, OH 45268

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                                             NOTICE
This guide has been subjected to the U.S. Environmental Protection Agency's peer and administrative review and
approved for publication. Approval does itiot signify that the contents necessarily reflect the views and policies
of the U.S. Environmental Protection Agency, nor does mention of trade names or commercial products constitute
endorsement or recommendation for use. This document is intended as advisory guidance only to metal finishers
in developing approaches for pollution prevention. Compliance with environmental and occupational safety and
health laws is the responsibility of each individual business and is not the focus of this document.

Users are encouraged to duplicate portions of this publication as needed to implement a waste minimization plan.

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                                  ACKNOWLEDGMENTS
This guide was prepared under the direction and coordination of Douglas Williams of the U.S. Environmental
Protection Agency's (EPA's) Center for Environmental Research Information (CERI) and Paul Randall of the
EPA Risk Reduction Engineering Laboratory (RREL), both located in Cincinnati, Ohio.  Eastern Research
Group, Inc. (ERG) of Lexington, Massachusetts, and Battelle of Columbus, Ohio, under contract to CERI,
compiled and prepared the information used in this guide.

The following individuals participated in the development and review of this document. Their assistance is
kindly appreciated.
Frank Altmayer
Scientific Control Laboratories, me.
3158 S.Kolin Avenue
Chicago, IL 60623-4889

JackW. Dini
Lawrence Livermore National Laboratory
University of California
P.O. Box 808 L-332
Livermore, CA 94557
Theresa Marten
Risk Reduction Engineering Laboratory
U. S.  Environmental Protection Agency
Cincinnati, OH 45268

William Sontag
National Association of Metal Finishers
1101 Connecticut Avenue NW, Suite 700
Washington, DC 20036

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                                        CONTENTS
                                                                                         age
Section One   Introduction	{	 1

Section Two   Pollutants of Concern in the Metal Finishing Industry			9

Section Three  Available Technologies	. i	 15

              Non-Cyanide Copper Plating	i	 15
              Non-Cyanide Metal Stripping	 19
              Zinc-Alloy Electroplating	i	22
              Blackhole Technology	:	28
              Ion Vapor Deposition of Aluminum (TVD)	34
              Physical Vapor Deposition (PVD)	:	39
              Chromium-Free Surface Treatments for Aluminum and Zinc	I	:. .42
              Metal Spray Coating	 44

Section Four   Emerging Technologies	'.	47

              Nickel-Tungsten-Silicon Carbide Plating	]..		47
              Nickel-Tungsten-Boron Alloy Plating	;	49
              In-Mold Plating	',	51

Section Five   Pollution Prevention Strategies  	I	53
Section Six
Information Sources	;	57

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                                                                                        Section One
SECTION ONE
INTRODUCTION
What is a Cleaner
Technology?
Why Finish Metals?
A cleaner technology is a source reduction or recycle method applied to
eliminate or significantly reduce the amount of any hazardous substance,
pollutant, or contaminant released to the environment.  The emphasis of
cleaner technologies  is on  process  changes that can prevent pollution.
Pollution prevention occurs through source reduction, i.e., reductions in the
volume of wastes generated, and source control (input material changes,
technology changes, or improved operating practices).

Cleaner technologies include process changes that reduce the toxicity or
environmental impact of wastes or emissions.  Processes that reduce waste
toxicity by transferring pollutants from one environmental media to another
(e.g., from wastewater to sludge or from air emissions to scrubber wastes) are
not inherently cleaner and are not considered to be source reduction.

Cleaner technologies also include recycle methods, but recycling should be
considered only after source reduction alternatives have been evaluated and
implemented where technically feasible. Where they are used, recycling
techniques should take occur in an environmentally ^afe manner.
                                               !
Without metal finishing, products made from metals would last only a fraction
of their present life-span. Metal finishing alters the surface of metal products
to enhance properties such as corrosion resistance, wear resistance, electrical
conductivity, electrical resistance, reflectivity, appearance, torque tolerance,
solderability, tarnish resistance, chemical resistance, ability to bond to rubber
(vulcanizing), and a  number of other special properties (electropolishing
sterilizes stainless steel, for example). Industries that use metal finishing in
their manufacturing processes include:
                                 *• Automotive

                                 > Telecommunications

                                 »• Heavy Equipment
                                >• Electronics

                                »• Hardware

                                *• Appliances
»• Aerospace

> Jewelry

> Tires
                               A wide variety of materials, processes, and products are used to clean, etch,
                               and plate metallic and non-metallic  surfaces.   Typically, metal parts or
                               workpieces undergo one or more physical, chemical, and electrochemical
                               processes.   Physical  processes  include buffing, grinding, polishing, and
                               blasting. Chemical processes include degreasing, clpaning, pickling, etching,
                               polishing,'and electroless plating. Electrochemical 'processes include plating,
                               electropolishing, and anodizing.
                                                                                               Pagel

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 Section One
 Pollution Problem
Regulatory
Environment
 All metal finishing processes tend to create pollution problems and to' generate
 wastes to varying degrees.  Of particular jmportance are those'processes that
 use highly toxic or carcinogenic ingredients that are difficult to destroy or
 stabilize and dispose of in an environmentally sound manner.- Some of these
 processes  are:                    .!v  ,                   '•.';>.•••   "  *
  '.-.'•;•           -     ,      .-  - i" "5-'
    >  Cadmium plating.         •.<>;•-•
 ';- - -           -...        •••'••' -4t ,-• •
     >  Cyanide-based plating, especially zinc, copper, brass, bronze and
        silver plating.

•.  -  *  Chromium plating and conversion coatings based on hexavalent
        chromium compounds.         •
    .  i ' --               .- •            '- ;  *
     *••  Lead and lead-tin plating.

     *•  Numerous other processes.
                                     "•>                \
 This guide presents information on process alternatives that can reduce or
 eliminate the generation of some of these wastes and emissions from metal
 finishing operations.

 The  : metal  finishing  industry  is  heavily  regulated .unders> numerous
 environmental  statutes, including th&.Clean Water Act (CWA), Resource
 Conservation and Recovery Act  (RCRA), Clean Air Act Amendments
 (CAAA), and additional  state and local authorities. Emissions of cadmium,
 chromium, and cyanides are targeted for voluntary reduction under the U.S.
 EPA's 33/50 program, and emissions reporting for all three is required under
 the EPA's Toxic Release Inventory (TRI).- These programs provide additional
 incentives to metal finishing facilities to reduce their waste generation and
 emissions.

 In addition to RCRA requirements for a waste minimization program for all
 hazardous wastes, the Pollution Prevention Act of 1990 establishes a hierarchy
 that is to be used for addressing pollution problems.  The Act emphasizes
 prevention  of pollution at the source as the preferred alternative, with recycling
 and treatment and disposal identified as less desirable options. Many states
 have embraced the  pollution prevention .approach and now require certain
 categories  of industrial facilities to'prepare and submit pollution prevention
 plans detailing their efforts to reduce waste and prevent pollution.

 As further regulations are passed or .existing standards  ,are revised the
 allowable  concentrations of pollutants in emissions from metal finishing
 operations may  continue to  decrease, creating ongoing economic and
 compliance concerns for metal finishing industry.          '
Page 2

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                                                                                          Section One
Follow-Up
Investigation
Procedures
Who Should Use this
Guide?
What's in this Guide?
This guide covers several cleaner alternative metal f inishing systems that are
applicable under different sets of product and operating conditions.  If one or
more of these are sufficiently attractive for your operations, the next step
would be to contact vendors or users of the technology to obtain detailed
engineering data that will facilitate an in-depth evaluation of its potential for
your facility. Section Five of this guide provides an extensive list of trade and
technical  associations  that may be  contacted for  further information
concerning one  or  more of these  technologies,   including  vendor
recommendations.

This guide  should be valuable to metal finishing firms that apply all types of
metal finishes to both metallic and non-metallic parts and components. Firms
that apply cadmium and chromium finishes, as well as finishers that use
cyanide-based baths or copper/formaldehyde solutions, will find information
on alternative "cleaner" technology systems particularly useful.

The information contained in the guide can enable plant process and system
design engineers to evaluate cleaner technology options for existing plants and
proposed new metal finishing operations.

This guide describes cleaner technologies that can be used to reduce waste and
emissions from metal finishing operations.  The objectives of the guide are:

     *•   To identify potentially viable clean technologies that can reduce waste
        and emissions by modifying the metal finishing process.

     >   To provide resources for obtaining more detailed engineering and
        economic information about these technologies.

The following are the main pollution prevention issues discussed in the guide.
In evaluating potential alternative processes and technologies, the reader is
advised to  explore these questions as thoroughly as possible:

     >   What alternate metal finishing processes are available or emerging
        that could significantly reduce or eliminate the pollution and/or health
        hazards associated with processes currently in use?

     »:   What  advantages would the alternate processes offer  over  those
        currently used?                         ;
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Section One
                                       What difficulties would arise and need to be overcome or controlled
                                       if the alternate processes were used, including:
                                    • Would new or different
                                    pollution and health problems
                                    arise as a result of adopting it?

                                    • Would the product quality be
                                    different from present?

                                    • Would the process require
                                    significantly different procedures
                                    for handling rejects?

                                    • Would production personnel
                                    need to develop significantly
                                    different skills?

                                    • Would there be a need for
                                    significant capital investment?
                                        • Would the process require
                                        significantly different process
                                        controls?

                                        • Would the consumer accept the
                                        substitute?

                                        • Would production rates be
                                        affected?
                                        • Would production costs be
                                        increased?
Organization of this
Guide
This guide has been designed to provide sufficient information to users to help
in selecting one or more candidate cleaner technologies for further analysis and
in-plant testing.  The guide does not recommend any single technology over
any other, since site-specific and application-specific factors often can affect
the relative attractiveness of alternatives.                  ;

The gui.de  presents  concise summaries of  applications, and operating
information  that can be  used to support preliminary selection of clean
technologies for testing in specific production settings.  It is  hoped that
sufficient detail is provided to allow identification of possible technologies for
immediate consideration in programs to eliminate or reduce waste production
ortoxicilty.

This guide is organized into five sections.  Section One is an introduction to
metal finishing and pollution prevention issues for the metal finishing industry.
It identifies the principal metal finishing processes th^t  give rise  to
environmental concerns. Section Two describes the environmental issues in
further detail and  serves  as background to  the discussions  of cleaner
technology alternatives addressed in Sections Three and Four. Section Three
provides in-depth profiles of alternative cleaner  technologies that partially or
completely alleviate one or more of the environmental concerns discussed in
Section Two. The technologies addressed in Section Three are considered to
be "available", i.e., well-established and in use in a variety of metal finishing
settings. Technologies discussed in Section Four, on the other hand, are more
"emerging" in nature. They include techniques that, while not yet widespread
Page 4

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                                                                                         Section One
                               in use, are receiving increased attention for their pollution prevention potential.
                               Section Five is a strategy section that provides an overview of the role of
                               individual cleaner technologies in addressing specific environmental concerns
                               of metal finishing facilities.

                               In reviewing the available and emerging technologies the reader should be
                               aware that the need to reduce wastes and emissions has led to a considerable
                               research effort into the development of cleaner teclinologies  for  metal
                               finishing. Process alternatives developed from this research are in a constant
                               state of refinement and evaluation. New developments in this area can be
                               monitored in leading industry publications such as Metal Finishing, Products
                               Finishing, and Plating and Surface Finishing. The trade associations listed
                               in Section Six of this document are also an important source of additional
                               information.
Keyword List
The table on the next page presents keywords that enable the reader to scan the
list of technologies and identify those that are generally available and those
that are less widely used. Some but not all of the emerging technologies may
still be in development or pilot stages.

The distinction between "available" and "emerging" technologies made in this
guide is based upon the relative state of  development of each  group of
technologies.  It is not intended to reflect judgement:? concerning the ultimate
potential for any one technology  over any other.   \
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 Section One
 Table 1. Keyword list - cleaner technologies for metal finishing.
            General
           Keywords
               Available
              Technologies
  Technologies Under
     Development
       Cleaner technology

       Pollution prevention

        Source reduction

         Source control

           Recycling
       Non-cyanide copper plating

       Non-cyanide metal stripping

        Non-cyanide zinc plating

         Zinc/zinc-alloy plating

         Blackhole Technology

       Ion vapor deposition (IVD)

     Physical vapor deposition (PVD)

  Chromium-free substitutes for selected
          immersion processes

          Metal spray coating

       Trivalent chromium plating
       for decorative applications
Nickel-tungsten-silicon
 carbide substitute for
      chromium

Nickel-tungsten-boron
substitute for chromium

    In-mold plating
Summary of Benefits
The cleaner technologies described in this guide are categorized as either
"available" or "emerging", depending on their level of development and extent
of adoption of each technology within the industry. Available technologies
include more commercially available processes that have been adopted by
numerous metal finishers and are perhaps being used for more  than  one
application. Emerging technologies are typically in a less developed state  and
may be currently in the advanced pilot plant stages.

Table 2 summarizes the pollution prevention, operational? and economic
benefits of these metal finishing process alternatives. The reader may wish, to
scan this summary table to identify the cleaner technology options that best fit
the operations and needs of his or her company. Detailed discussions of the
benefits and operational aspects for each cleaner technology are provided in
Sections Three and Four.
Page 6

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                                                                             Section One
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                                                                                    Section Two
SECTION TWO
POLLUTANTS OF CONCERN IN
THE METAL FINISHING INDUSTRY
Introduction
Hazardous Materials
and Processes
This section describes the major pollutants of concern in the metal finishing
industry and the unit processes and operations that give rise to wastes and
pollutants addressed by this cleaner technology guide.

The metals finishing  industry  is concerned  with pollution and wastes
generated by all processes but especially those generated by the use of four
specific materials in finishing processes: (1) the use of cadmium as a plating
material, (2)  the use of chromium  as a plating material, (3) the use of
cyanide-based   electroplating  solutions,   and   (4)   the   use   of
copper/formaldehyde-based electroless copper solutions. This  section
discusses the use, benefits, and hazards of each of 'these materials hi further
detail. The information presented  provides background to the detailed
profiles on individual pollution prevention technologies that are presented
in Sections Three and Four. Most of these technologies address concerns
related  to   cadmium  and   chromium  plating  and  the   use  of
copper/formaldehyde and cyanide-based plating solutions.

Cadmium

Cadmium is a common plating material that has properties superior to other
metal  coatings in some applications.  Besides its excellent corrosion
resistance, cadmium is valued for its natural lubricity. It is commonly used
for plating fasteners to ensure that the fasteners pass torque-tolerance tests.
These tests simulate the action of a power wrench tightening a nut on a bolt.
The nut should tighten quickly under properly applied torque and hold
securely thereafter.  Cadmium is a soft metal with natural lubricity; these
properties give cadmium good torque tolerance and bendability. Cadmium
also exhibits good corrosion resistance, and meets the salt-spray test
requirements of the automotive industry. It is a readily solderable metal and
is toxic  to fungus and mold growth.  In the past;, numerous military
specifications have specified the use of cadmium,

The major cadmium complex  used in electroplating baths is cadmium
cyanide, or Cd(CN)f. Other plating electrolytes include cadmium sulfate,
sulfamate, chloride, fluoroborate, and pyrophosphate.  Cadmium fluobOrates
are used with fluoroboric acid for electrodeposition of cadmium on high-
strength steels. Cadmium oxide is dissolved in excess sodium cyanide to
form the cadmium complex used in the bath most commonly used to plate
cadmium.
                                                                                         Page 9

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 Section Two
                               Cyanide solutions

                               Sodium and potassium cyanide are used in electroplating bath formulations
                               for the deposition of copper, zinc, cadmium, silver, gold, and alloys such as
                               brass, bronze, and alballoy (copper-tin-zinc). Electroplating baths may also
                               utilize cyanide  compounds of the metal being plated, such as copper
                               cyanide, potassium gold cyanide, or silver cyanide.  As the plating solution
                               is consumed, complex cyanides are formed from the reaction 'between metals
                               dissolved at the anode from dropped parts and the sodium or potassium
                               cyanide-(called "free" cyanide).  In a well-designed wastewater treatment
                               system, most cyanides can be destroyed (oxidized) to concentrations that
                               comply with the CWA. Some of the complexed cyanides formed during
                               plating, however, are resistant to conventional oxidation methods and
                               become part of the solid waste stream (EPA Hazardous Waste Number F-
                               006) generated  by the system.   Cyanides used  in stripping solutions,
                               especially those for stripping nickel, are similarly resistant to oxidation and
                               typically must be disposed of in bulk at a high cost

                               Copper/formaldehyde solutions

                               Electroless copper deposits are frequently used to apply a conductive base
                               to non-conductive substrates such as  plastics.  A  thin copper  deposit
                               provides abase for an additional decorative or functional coating of copper,
                               nickel, etc.  One important application  is in the coating of printed circuit
                               boards.                                              :

                               Formaldehyde, a suspected carcinogen  and water pollutant, is used as the
                               reducing agent in  electroless copper baths. Caustic  mists resulting from
                               hydrogen evolution and air sparging in the baths present an additional
                               hazard.

                               Chromium

                               Chromium plating falls into two basic categories depending on the service
                               feature desired.   When the goal is mainly a pleasing  appearance and
                               maintenance of appearance over time, the plating is considered "decorative".
                              Decorative chromium plating is almost always applied over a bright nickel
                              plated deposit, which in turn can be easily deposited on steel, aluminum,
                              plastic, copper alloys, and zinc die castings. When chromium is applied for
                               almost any other purpose, or when appearance is an incidental or lesser
                              important feature, the deposit is commonly referred to as "hard chromium
                              plating," or more appropriately, "functional chromium plating." Functional
                              chromium  plating is normally not applied  over bright nickel plating,
                              although In some cases, nickel or other deposits are applied first to enhance
                              corrosion resistance.
Page 10

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                                                        Section Two
Functional chromium plating tends to be relatively thick, ranging from 0.1
mils to more than 10 mils. Common applications of functional chromium
include hydraulic cylinders and rods, crankshafts, printing plates/rolls,
pistons for internal combustion engines, molds for plastic and fiberglass part
manufacture,  and cutting  tools.   Functional chromium is commonly
specified for rebuilding worn parts such as rolls, molding dies, cylinder
liners, and crankshafts.

Decorative chromium plating is most often less than 0.05 mils in thickness,
and typically ranges from 0.005 mils to 0.01 mils;. Decorative chromium
plating can be found on numerous consumer items, including appliances,
jewelry, plastic knobs, hardware, hand tools, and automotive trim.

Hexavalent chromium—Traditionally, chromium deposits are produced
from an electrolyte containing hexavalent chromium ions. These deposits
have a pleasing bluish-white appearance. Chemical compounds containing
hexavalent chromium are  used in  several metal finishing  operations,
including plating, conversion coating, sealing of anodic coating, and
enhanced adhesion of paint films on phosphated steel.  Chromium plate is
applied to a variety of substrates for abrasion resistance (hardness) and its
resistance to household chemicals, as well as its ability to "hold" lubricants
such as oils on the surface and the pleasing appearance (when plated over
a bright nickel).

The main  ingredient in all hexavalent chromium plating solutions is
chromium trioxide (Cr03), a compound that  contains approximately 25
percent hexavalent chromium.  Other ingredients, typically present only at
very low concentrations, are considered to be either catalysts or impurities.
Hexavalent chromium has been linked to cancer in humans following
prolonged inhalation,  and is  toxic to  aquatic  life  at relatively low
concentrations. Hexavalent chromium in rinsewater can be treated to very
low concentrations using reducing  agents such as bisulfites and sulfur
dioxide.

Plating solutions based on hexavalent chromium are very low in current
efficiency.  As a result, much of the current (as much as 90 percent) goes
towards decomposing  water into oxygen and hydrogen  gas.   As the
hydrogen and oxygen break the surface of the bath, they carry with them the
bath constituents, including chromic acid, as a fine mist spray. The mist is
exhausted through a ventilation system on the plating tank and captured hi
either a scrubber or mesh pad system.  Hexavalent chromium emissions
from decorative and functional chromium plating operations soon will be
regulated under provisions of the Clean Air Act. These  emissions are
presently regulated on the local level throughout the U.S.
                                                            Page 11

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 Section Two
                               Hexavalent chromium plating solutions typically use lead anodes which
                               decompose over time, forming lead chromates that must;be treated and
                               disposed of as hazardous wastes. These solutions also are frequently treated
                               with barium compounds to control the sulfate concentration, which creates
                               a barium sulfate that is typically soaked with chromium plating solution, and
                               which must be disposed of as a hazardous waste.          !

                               Fugitive air emissions, water emissions from poorly treated rinsewater, and
                               solid waste generated from hexavalent chromium plating processes can have
                               a detrimental impact on the environment.  This impact can be eliminated or
                               reduced if a cleaner technology is used.

                               It is particularly difficult  to substitute alternate materials for chromium
                               because of chromium's hardness, bright appearance, resistance to commonly
                               encountered corrosive environments, ease of application, and low cost.

                               Hexavalent chromium chemicals, such as chromic acid, are frequently used
                               in metal plating applications to provide chromium coatings exhibiting
                               hardness  and aesthetic appeal.  Chromium plating is used to provide a
                               working surface for a part. It is also the standard method for improving
                               hardness and smoothness for a wide variety of substrates, as well as the
                               resistance  to wear, abrasion, galling, or high  temperatures.   Typical
                               applications are cylinder liners and pistons for internal, combustion engines,
                               and cylinders and rams for hydraulic pistons (Guffie, 1986).  Chromium
                               plating will continue to be needed for specific applications, but alternatives
                               are available for many traditional uses. Because of environmental concerns,
                               design engineers will be required to explore alternative technologies and be
                               more selective in specifying chromium plating in the future.

                               Trivalenit chromium—Decorative chromium plating is produced using
                               aqueous solutions  that contain either  hexavalent or trivalent chromium
                               compounds. The trivalent chromium process has been available for 20 years
                               and is considered less toxic and more environmentally friendly because of
                               the lower toxicity of trivalent chromium and the lower content of chromium
                              in the plating solution. Over the last few years, several competitive plating
                              processes based on trivalent chromium have been developed. Some of these
                              processes yield a deposit that more closely resembles the plating produced
                              by a hexavalent solution, albeit at a slightly higher cost and requiring more
                              careful  control  of plating conditions.  Functional  chromium plating
                              presently is available commercially only from the hexavalent formulation,
                              although recent efforts to optimize trivalent chromium formulations and
                              bath  operation  for hard  plating  show  promise (Kudryavtsev  and
                              Schachameyer, 1994).
Waste Generation and
Waste Handling
Page 12
The major pollutants of concern in the metal finishing industry are spent
solutions containing heavy metals and other toxic and noxibus chemicals.
Metal finishing operations typically  treat these solutions in wastewater

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                                                        Section Two
pretreatment systems designed to meet CWA requirements. These systems
in turn generate  solid and  liquid wastes that are regulated under the
provisions of RCRA.   The air emissions from  many  metal finishing
processes must be controlled using scrubbing equipment.   These can
generate further wastes that must also be treated, disposed, or recycled.
Some of the processing solutions used in metal finishing have a finite life,
especially conversion coating solutions, acid dips, cleaners and electroless
plating baths. These processes yield additional concentrated wastes that
must be treated and disposed of.

Physical processes such  as  abrasive blasting, grinding, buffing,  and
polishing do not contribute as much to  hazardous waste generation as
chemical and electrochemical processes. The chemical and electrochemical
processes are typically performed in chemical baths that are followed by
rinsing operations.  The most common hazardous WEiste sources are rinse
water effluent and spent process baths.

It is important to recognize that wastes are created as  a result of the
production activities of the metal finishing facility, not the operation of
wastewater pretreatment  and  air scrubbing systems.  If the finishing
processes were inherently "cleaner,"  significant progress could be made
toward reducing environmental impacts.
                                                            Page 13

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                                                                                  Section Three
SECTION THREE
AVAILABLE TECHNOLOGIES
Introduction
This chapter describes cleaner technologies commercially available for the
metal finishing industry that can reduce the finisher's reliance on one or
more  materials of environmental concern (e.g., cadmium, chromium,
cyanide, copper/formaldehyde).
NON-CYANIDE COPPER PLATING
Pollution Prevention
Benefits
How Does it Work?
Why Choose this
Technology?
Alkaline non-cyanide copper plating solutions eliminate cyanide from rinse
water and sludges generated during waste treatment of the rinsewater. Non-
cyanide baths contain one-half to  one-quarter as  much copper as full
strength cyanide processes, resulting in lower sludge volume generation
rates. The sludges from waste treatment of cyanide bearing rinsewater (EPA
Hazardous Waste Number F-006) can be particularly difficult to dispose of
because of residual cyanide content, which is regulated by RCRA to a
maximum of 590 mg/kg of total cyanide and 30 mg/kg of cyanide amenable
to chlorination. By eliminating cyanide from the rinsewater, compliance
with cyanide regulations in wastewater discharges is ensured (in the absence
of other cyanide bearing processes). Rinsewater from alkaline non-cyanide
copper plating only requires pH adjustment to precipitate  copper as the
hydroxide. This eliminates the need for a two-stage chlorination system
from the waste treatment system and avoids the. use of chemicals such as
chlorine and sodium hypochlorite.              :

Non-cyanide copper plating  is an electrolytic process similar to  its
cyanide-based counterpart. Operating conditions and procedures are similar,
and existing equipment  usually will  suffice when  converting from a
cyanide-based process to a non-cyanide process.  Alkaline non-cyanide
processes operate in a pH range of 8.8 to 9.8 compared to a pH of 13 to 14
for the cyanide processes. At least one proprietary process requires the
addition of a purification/oxidation cell to the plating tank.

Applications

Non-cyanide copper plating baths are commercially available for coating
steel, brass, lead-tin alloy, zinc die cast metal, and zincated aluminum; The
process can be used for rack or barrel plating. Other applications include
fasteners,  marine  hardware,  plumbing hardware,  textile  machinery,
automotive and aerospace parts, masking applications, electro-magnetic
interference (EMI) shielding, and heat treatment stop-off.  Non-cyanide
copper plating can be applied as a strike (thin deposit), or as a heavy plate.
                                                                                        Page 15

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Section Three
                              Operating Features

                              Non-cyanide copper plating has the following characteristics:

                                      ••      Bath temperatures typically are elevated (110°F to 140°F).
                                             The pH is in the range of 8.8 to 9.8. Throwing power is as
                                             good as that of cyanide-based processes.

                                      »•      Deposits  have a matte  appearance  with  a  dense,
                                             fine-grained  amorphous microstructure.  Semi-bright to
                                             bright appearances  can be  obtained  with the use  of
                                             additives,.

                                      '•      Copper ions are present in the Cu-H- state as compared to
                                             Cu+  for cyanide-based baths, providing a faster plating
                                             speed at the same current density.

                                      »•      Changing over to a non-cyanide process requires a lined
                                             tank and a purification compartment outside of the plating
                                             tank (for at least one commercial process). Good filtration
                                             and carbon treatment are also mandatory.

                              Assuming 100 percent cathode efficiency, a non-cyanide bath requires twice
                              as much current to plate a given weight of copper as a cyanide copper bath.
                              The non-cyanide process, however, can operate at higher current densities,
                              yielding plating speeds that are equivalent to or faster (in barrel plating) than
                              the cyanide process.

                              Required Skill Level

                              Non-cyanide copper  plating  requires  more frequent bath analysis and
                              adjustment than does cyanide-based plating. Cyanide-based copper plating
                              baths are relatively forgiving to bath composition.  Operating personnel
                              should be capable of operating the non-cyanide process as easily as the
                              cyanide-based process.                                 ;

                              Cost                                                 :

                              Operating  costs  for  the  bath itself  are  substantially higher for the
                              non-cyanide process  than the cyanide process.  Because replacing the
                              cyanide-based bath with  a non-cyanide  bath  eliminates  the need for
                              treatment of cyanide-containing solutions,  however,  the cost differential
                              between the two processes is greatly  reduced.  Unless a  facility  faces
                              substantial compliance costs  for cyanide emissions, the higher operating
                              costs of the non-cyanide  process may not justify conversion on a cost
                              comparison basis alone.
Page 16

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                                                                                     Section Three
Reported Applications
The use of non-cyanide copper plating baths is not widespread in industry.
One industry consultant reports that the number of companies running non-
cyanide plating trials is small but growing (Altmayer, 1994).  Of the
companies that have tried the process several have switched back due to the
higher costs of the non-cyanide alternative.

One application for non-cyanide plating that could be attractive from a cost
perspective alone is selective carburizing. This process is used widely in the
heavy equipment industry for hardening portions: of coated parts such as
gear teeth.  Gears must be hard at the edges b\it not throughout, since
hardness throughout could cause the part to become brittle. To achieve this
selective hardening, a copper  mask is applied to that portion of the part
which is not targeted for hardening, and the part is then treated with carbon
monoxide and other gases.  In addition to eliminating the use of cyanide,
non-cyanide copper baths can improve production efficiency of this masking
process and produce a more dense carbon deposit,

Availability

Non-cyanide processes are commercially available from several sources.
These sources typically advertise in the following trade journals:
                                             Metal Finishing
                                             Plating and Surface Finishing
                                             Products Finishing
                                             Industrial Finishing
Operational and
Product Benefits
Non-cyanide copper plating has the following benefits:

        »•      Greatly reduces safety risks to workers.
        *•      Greatly reduces the costs and complexity of treating spent
               plating solutions.
        *•      Drag-out to an acidic bath poses no risk of HCN evolution.
        *•      Plating solution does not have to be treated for carbonates.

Replacement of cyanide-based plating baths greatly reduces safety risks to
workers. Cyanide is extremely toxic and electropllaters are most at risk for
exposure to hydrogen cyanide (HCN) through ingestion and inhalation. Skin
contact with dissolved cyanide salts is somewhat less dangerous but will
cause skin irritation and rashes. The most likely scenario for exposure to
lethal doses of HCN is an accident involving the addition of an acid to a
cyanide-containing electroplating bath or the mixing of cyanide wastes with
acid-containing waste streams.
                                                                                           Page 17

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Section Three
Hazards and
Limitations
Summary of
Unknowns/State of
Development
REFERENCES
Cyanide-based  baths  remove impurities  so  that  coatings  are not
compromised.  Non-cyanide baths are less tolerant of poor surface cleaning,
so thorough cleaning and activation of the surface to be coated is critical.

With one exception, alkaline non-cyanide processes are unable to deposit
adherent copper on zinc die castings and zincated aluminum parts.  The
exception is a supplier that claims to be able to plate such parts using a
proprietary process. Several facilities are currently testing this process on
a pilot scale (Altmayer, 1994). Two facilities using the process reported mat
the application costs approximately two to three  times as.much as other
processes, even when waste treatment and disposal costs are included.  One
of the facilities discontinued use of the process,  while the other facility
believed that the added safety and compliance insurance was worth the cost
and has continued with the process.

Non-cyanide copper plating baths typically are developed by, manufacturers
of bath solutions. Chemical compositions and their formulae are proprietary
information and are outside the public domain.  As a result, very little has
been published on development activities. According to one manufacturer,
product improvement will continue for some  time, although no major
developments  are expected.

Altmayer, F.  1994. Personal communication between Frank Altmayer,
Scientific Laboratories, Inc. and Jeff Cantin, Eastern Research Group, Inc.
April, 1994.

Altmayer, F.  1993. Comparing  substitutes for Cr and Cu, to prevent
pollution, Plating and Surface Finishing. February,  pp. 40-43.

Barnes, C. 1981. Non-cyanide copper plating solution based on a cuprous
salt Annual Technical Conference - Institute of Metal Finishing. Harrogate,
England (May 5-9). London:  Institute of Metal Finishing.

Humphreys, P.O. 1989. New line plates non-cyanide cadmium. Products
Finishing. May. pp. 80-90.

Janikowski, S.K. et al. 1989. Noncyanide stripper placement program. Air
Force Engineering & Services Center. ESL-TR-89-07. May.

Kline, G.A.  1990. Cyanide-free copper plating process.  U.S. Patent
4,933,051. June 12,1990.

Kline, G.A.  and J.M. Szotek. 1990. Alkaline non-cyanide copper plating.
Asia Pacific Interftnish '90: Growth Opportunities in the 1990s. Singapore
(November  19-22). Victoria,  Australia: Australasian Institute of Metal
Finishing.
Page 18

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                                                                                    Section Three
                              Krishnan, R.M. 1990. A noncyanide copper plating electrolyte for direct
                              plating on mild steel. Bulletin of Electrochemistry. 6(11). November, pp.
                              870-872.                               ''    !  '
NON-CYANIDE METAL STRIPPING
Pollution Prevention
Benefits
How Does it Work?
Why Choose this
Technology?
The use of cyanide-based metal strippers results  in the generation of
cyanide-contaminated solutions. These solutions require special treatment
and disposal procedures. The use of a non-cyanide: stripper eliminates cya-
nide from the spent stripper solution. In general, these non-cyanide strippers
are less toxic than their cyanide-based counterparts  and more susceptible to
biological and chemical degradation, resulting in simpler and less expensive
treatment and disposal of spent solutions.

In addition, the use of a non-cyanide stripper can  simplify the removal of
metals from spent solutions.  These metals are difficult to remove from
cyanide-based solutions  because they form  a strong complex with the
cyanide ligand.

Metal strippers are used to remove metallic coatings previously deposited
on parts. Metal stripping is a common practice that, might be required when
defective coatings have been applied, or when reconditioning of parts and
reapplication of worn coatings is required. Another common use of metal
strippers is rack plating  where it is employed to remove coatings that build
up on part holders. Cyanide-based stripping solutions  act by assisting in the
oxidation of the coating metal.  The oxidized metal complexes with the
cyanide ligand and is subsequently solubilized.

Because non-cyanide  stripping solutions   are typically  proprietary
formulations, the detailed chemistry of coating removal is not known for
most solutions. Stripping solutions are available for  a wide variety of
coating metal/base metal combinations. Some of the stripping processes are
electrolytic; others are not. Processing temperatures,  bath  life, ease of
disposal, and other operating characteristics vary widely.

Applications

Metal strippers can be purchased for a wide variety of coating and substrate
metals. The U.S. Air Force has performed testing  on a number of
non-cyanide strippers, particularly nickel and silver non-cyanide strippers.
Several of these  strippers have  been  adopted at Kelly Air Force Base.
Applications are not limited to aerospace, however,  and industries such as
railroads (locomotive crankshafts), automotive pacts, and silverware all use
stripping agents prior to refinishing. In addition, sitripping is a normal step
                                                                                          Page 19

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 Section Three
                              iaany production line using rack plating, as racking equipment will become
                              encrusted with plate material and must be removed on a regular basis.

                              Operating Features

                              The wide variety of non-cyanide strippers makes it difficult to generalize
                              about operating parameters. Some strippers are designed  to operate at
                              ambient  bath  temperatures, Whereas others  are  recommended for
                              temperatures as high as 180°F. Stripping processes range! from acidic to
                              basic. In general, the same equipment used for cyanide-based stripping can
                              be used for non-cyanide stripping.  With acidic solutions, however, tank
                              • liners might be needed to prevent corrosion.

                              Required Skill Level        J

                              Personnel trained in the use of cyanide-based strippers should also be able
                              to use non-cyanide strippers. For example,, the U.S. Air Force reported that
                              higher skill levels were not required for the non-cyanide metal strippers
                              implemented at Kelly Air Force Base.

                              Cost
                                                                                   i

                              Non-cyanide strippers will have some impact on costsr

                                     *••       Waste treatment costs will be reduced when switching to
                                             non-cyanide strippers.  If cyanide-based solutions are not
                                             used elsewhere in the facility, the cyanide treatment system
                                             can be eliminated.

                                     >       A large capital outlay is not required when switching to a
                                             non-cyanide stripper because the equipment requirements
                                             are generally the same.

                                     >•      The costs; of the makeup solutions will increase slightly.
Reported Applications
Non-cyanide strippers have  been available for many  years.   Major
drawbacks of this new technology include lack of speed, etching of some
substrates, and the need for electric current.  As  the disposal costs of
cyanide-based strippers continue to escalate, however, many companies
have switched to non-cyanide stripping methods. Production cycles have
been adjusted to account for the slower stripping speed.
Page 20

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                                                                                    Section Three
                              Availability
                                                                           i -
                              A partial list of companies that supply non-cyanide strippers is found below.
                              This list does not constitute a recommendation.
                               Circuit Chemistry Corp.

                               Electrochemical, Inc.

                               Frederick Gumm Chemical
                               Company

                               Kiesow International

                               MacDermid Inc.
                                   Metalline Chemical Corp.

                                   Metalx Inc.;

                                   OMI International


                                   Patclin Chemical Company

                                   Witco Corporation
Operational and
Product Benefits
 Cyanide based strippers typically contain chelating agents and strong metal-
 cyanide complexes  that make waste treatment of spent strippers and
 rinsewater extremely difficult.  The use of non-cyanide based strippers
 improves waste treatment, making it easier and mipre efficient.

 At least one  proprietary  non-cyanide stripping process can crystallize
 stripped nickel coatings. Crystallization extends the life of the stripping
 solution indefinitely  and  creates a product that is readily recycled by
 commercial firms.                            ,

 Non-cyanide metal strippers have the following benefits:

        >      Significant potential for reducing waste treatment costs.

        *•      Often easier to recover metals from spent solutions.

        >•      Bath life is longer because higher metal concentrations can
               be tolerated.

 One of the main incentives  for eliminating the use of cyanide-based
 stripping processes is to reduce health  hazards to personnel.  Although
 cyanide in  solution  is  itself very toxic, one of the  main dangers for
 electroplaters.is the accidental addition of acid into  the  cyanide bath,
resulting in the formation of hydrogen cyanide gas, HCN. Dermal contact
 with dissolved cyanide salts is  less dangerous than  inhaling HCN or
ingesting cyanide, but it nonetheless will still cause skin irritation  and
rashes.
                                                                                         Page 21

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Section Three
Hazards and
Limitations
Facilities that consider switching to non-cyanide strippers must consider the
health and safety  aspects of the substitute, such as higher operating
temperatures, corrosivity, and so on.

Non-cyanide metal strippers have some disadvantages:    ;

        *•       For some strippers, the recommended process temperatures
               are high enough to cause safety problems. Operating at
               lower temperatures can slow down the stripping reaction
               and result in a loss of effectiveness.

        »       Stripping rates for certain coatings might be lower than for
               cyanide-based counterparts.

        »       Some strippers can produce undesirable effects on substrate
               metals, even if the stripper has been recommended by the
               manufacturer for the application in question.
Summary of
Unknowns/State of
Development
REFERENCES
The removal of nickel coatings is a major use for non-cyanide strippers.
Advances in non-cyanide alternatives for nickel have been spawned by the
difficulty of treating nickel-cyanide waste streams. Opportunities for further
improvement  still  remain,  however,  as  non-cyanide ;processes  are
significantly slower than cyanide processes (8 hours versus 1 hour). Future
development will focus on speeding up the process and adjusting the
product to handle different metal coatings (e.g., silver) and substrates.

Janikowski, S.K., et al. 1989. Noncyanide Stripper Placement Program. Air
Force Engineering & Services Center. ESL-TR-89-07. May.
 ZINC-ALLOY ELECTROPLATING
Pollution Prevention
Benefits
 How Does it Work?
 Alloys of zinc can be used to replace cadmium coatings in a variety of
 applications. Cadmium is a heavy metal that is toxic to humans. In addition,
 electroplated cadmium coating processes normally are performed hi plating
 solutions containing cyanide. Cyanide is highly toxic to humans  and animal
 life.   The use of both  cadmium and  cyanide can be, eliminated by
 substituting an acid or non-cyanide alkaline zinc-alloy coating  process for
 a cyanide-based cadmium electroplating process.        :

 Both zinc and zinc-alloy electroplating processes are very common and have
 a long history in the electroplating industry. Recently, however, these
 processes have been considered as possible replacements  for cadmium
 coatings (Zaki, 1993).  Viable replacements for cadmium should provide
 Page 22

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                                                                                     Section Three
                              equivalent properties, such as corrosion protection and lubricity, at an
                              affordable cost.   The  ideal cadmium coating' replacement is also a
                              non-cyanide-based process, because this also eliminate cyanide waste and
                              associated treatment costs.

                              Among  the  zinc and .zinc-alloy processes  evaluated  as cadmium
                              replacements, the most promising are the following:

                                      >•      Zinc-nickel
                                      »•      Zinc-cobalt
                                                                           i

                              Zinc alone can provide corrosion protection equivalent to cadmium at
                              plating thicknesses above 1 mil. For thinner deposits, however, cadmium
                              will outperform zinc.  Additionally, zinc coatings? cannot match the other
                              properties for which cadmium is valued, e.g., lubricity.  For this reason, zinc
                              is not considered to have wide potential for replacing cadmium (Brooman,
                              1993).  Similarly, alloys such as zinc-iron may not qualify because they
                              cannot match cadmium's appearance attributes.  Tin-zinc is a potential
                              substitute for cadmium (Blunden and Killmeyer, 1993) but will probably
                              remain prohibitively expensive for most applications.

                              Table 3  compares  relevant  properties  for several zinc alloys.  The
                              identification of zinc-nickel and zinc-cobalt as the alloys with the greatest
                              potential for as a cadmium substitute is based on their properties and on the
                              range of applications for which these alloys have already seen commercial
                              use (see below).
Why Choose this
Technology?
Reported Applications

The ability of any alternative coating to replace cadmium depends on the
properties required by the application in question. Some zinc alloys have
as good and in some cases better resistance to corrosion, as measured in salt
spray tests. Few match cadmium for natural lubricity in applications such
as fasteners, however.  In addition, where cadmium is selected for its low
coefficient of friction or for its low electrical contact resistance, none of the
candidates mentioned  above may be suitable.  Table  3  indicates  that
applications requiring heat treatment would eliminate zinc-cobalt alloys as
a substitute.                                  !

Operating Features

Some of the operating features of the zinc-nickel and zinc-cobalt alloys are
listed in Table 4. Both zinc-nickel and zinc-cobalt cant be  plated from acid
or alkaline baths.                              i
                                                                                          Page 23

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Section Three
                              TableS. Comparison of zinc alloy processes.

Deposit properties
Appearance
Solderability
Abrasion resistance
Whisker
Ductility
Corrosion resistance
To white rust
To red rust
To white rust
To red rust
To white rust
To red rust
Bath characteristics
Throwing power
Plating speed
Covering power
Bath control
Analysis &
measurement
X-ray fluorescence
Coulometric
X-ray fluorescence
Wet analysis
Anodes

Alkaline
Zinc

Good
Fair
Fair
Fair
Fair

Fair
Fair

Poor
Poor

Fair
Fair

Good
Fair
Fair
Good

Good
Good

Good
Good
Separate

Alkaline
Zinc-
Nickel

Good
Fair
Good
Good
Fair

Excellent
Excellent

Good
Good

Good
Good

Excellent
Poor
Fair
Fair

Good
Good

Good
Good
Zinc
Bath Type
Neutral Alkaline
Tin-Zinc Zinc-Iron
:
Fair Good
Excellent Fair
.Poor Fair
Fair- Fair
Good
Excellent Fair
As plated
Fair Excellent
Excellent Good
Heat treated
Poor Poor
Fair Poor
After bending
Fair Fair
Excellent Fair

Poor Good ;
Good Fair
Excellent Fair
Fair Fair
Thickness
Good Good
Good Good
Alloy ratio
Good Poor
Good Fair
Alloy Zinc

Acid Zinc-
Cobalt

Excellent
Fair
Fair
Fair
Fair

Fair
Good

Poor
Poor

Fair
Fair

Poor
Good
Fair
Fair

Good
Good

Fair
Fair
Zinc
Source: Budman and Sizelove (1993).
Page 24

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                                                        SectionThree
 Required Skill Level

 Switching to a zinc or zinc-nickel coating process does not require any
 increase  in  operator skill level.  These are conventional electroplating
 processes that require little or no retraining. Increased  attention to bath
 monitoring and adjustment might be necessary because these processes are
 more sensitive to bath contaminants and variations in bath parameters than
 cyanide-based baths.
 Table 4. Bath parameters for zinc-nickel and zinc-cobalt plating.




Properties
Bath contents







pH
Temp'C
Cathode CD
A/dm2
Anode CD
A/dm2
Anodes



Acid
Zinc-
Nickel
(rack
plating)
Zinc
chloride,
nickel
chloride,
potassium
chloride


5.0-6.0
24-30
. 0.1-4.0

n/a

Zinc and
nickel
separately

Acid
Zinc-
Nickel
(barrel
plating)
Zinc
chloride,
nickel
chloride




5.0-6.0
35-40
0.5-3.0

n/a

Zinc and
nickel
separately
Plating bath

Alkaline
Zinc-
Nickel
Zinc metal,
nickel
metal.
sodium
hydroxide



n/a
23-26
2-10

5-7

Pure zinc





AcidZinc-
: Cobalt
, Zinc metal,
potassium
chloride,
ammonium
chloride,
cobalt (as
metal),
boric acid
5.0-6.0
21-38
0.1-5.0

n/a

Pure zinc





Alkaline
Zinc-Cobalt
Zinc,
caustic
soda, cobalt
metal




n/a
21-32
2.0-4.0

n/a

Steel


Source: Budroan and Sizelove (1993). '
Acid zinc-nickel delivers a higher nickel content than the alkaline bath (10
percent to 14 percent versus 6 percent to 9 percenit). Corrosion protection
increases with nickel content up to about 15 percent, thus favoring the acid
bath.  Acid solutions,  however, tend to produce deposits with poorer
thickness distribution and greater alloy variation!  between high and low
current density areas.  Alkaline baths produce a deposit featuring columnar
                                                             Page 25

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Section Three
                              structures (which tend not to favor applications that require bendability), as
                              opposed to the laminar structure deposited by the acid system.  Alkaline
                              baths are simpler to operate and are similar to conventional noncyanide zinc
                              processes (Budman and Sizelove, 1993).

                              Zinc-cobalt  deposits contain approximately 1 percent cobalt with the
                              remainder made up of zinc. The acid bath has a high cathode efficiency and
                              high plating speed, with reduced hydrogen embrittlement compared to
                              alkaline systems. Thickness distribution of the acid bath varies substantially
                              with the current density.               ,

                              Cost

                              Existing electroplating equipment can be used for any of these alternative
                              processes. Therefore, a large capital expenditures would not be required to
                              switch to an alternative process. Conversion to an acid bath, however, does
                              require existing tanks to be relined. With older equipment, new tanks might
                              possibly have to be installed to provide the necessary corrosion resistance.

                              The costs associated with cyanide waste treatment can be eliminated for any
                              process line in which a cyanide-based cadmium process is replaced.
Reported Applications
Acid baths have been used for some time in zinc and zinc alloy plating. The
desire to eliminate cyanide from the plating process has resulted in the
development of non-cyanide alkaline baths and chloride-based baths for zinc
coatings. The use of zinc-nickel alloys has gained ground because of their
potential to replace cadmium, particularly in Japan and other countries
where the use of cadmium coatings has been curtailed or prohibited for
several years.  Zinc-nickel alloys have been introduced in  Japan and
Germany in the automotive industry for fuel lines and rails, fasteners, air
conditioning components,  cooling system pumps, coils and couplings
(Budman and Sizelove, 1993).  Improved warranty provisions from vehicle
manufacturers  such as  Honda,  Toyota  and  Mazda further  boosted
applications for zinc alloys. Chrysler followed with new specifications for
zinc-nickel and zinc-cobalt in  1989, and Ford developed specs for alkaline
zinc-nickel to replace cadmium  in 1990  (Zaki,  1993).    Additional
applications  include  electrical power transmitting equipment,  lock
components, and the maritime, marine, and aerospace industries. Zinc-
nickel coatings  have also  reportedly been substituted for cadmium  on
fasteners for electrical transmission structures and on television coaxial
cable connecters (Brooman, 1993).                      :

Availability

Zinc alloy plating systems are commercially available from numerous
manufacturers.    Suppliers  can  be  identified  through  articles  or
 Page 26

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                                                                                     Section Three
 Operational and
 Product Benefits
 advertisements appearing in trade journals such as Metal Finishing, Plating
 and Surface Finishing, and Products Finishing.

 Replacing cyanide-based cadmium coating with  one of the processes
 described eliminates workplace exposure to both cadmium and cyanide, and
 reduces environmental releases of both these chemicals.

 Additional operational benefits may result depending on the properties of
 the alloy relative to the cadmium deposit being replaced:

        >•       Corrosion resistance for zinc is as good as cadmium for
                many applications.

        >•       Zinc-nickel  alloys  have better  wear  resistance  than
                cadmium.

        >•       Zinc-cobalt deposits show good resistance to atmospheres
                containing SO2.

 As discussed, the desired properties for the application must be matched to
 the properties of the alloy.
Hazards and
Limitations
Summary of
Unknowns/State of
Development
 Zinc and zinc-nickel alloy electroplating processes have the following
 disadvantages:

        »•      Electrical contact resistance is higher for zinc  than for
               cadmium.

        >•      Zinc  and zinc-nickel  alloy coatings  do  not have the
               lubricity of cadmium coatings.

        *•      Acid zinc coatings have comparatively poorer throwing
               power than cadmium, and deposits: are not fully bright.

        •>      In  general,  plating  with  non  cyanide-based  plating
               processes requires that parts be cleaner than for cyanide
               based processes.

The processes outlined above are well-developed and are available from
numerous vendors.  These alternatives, however, have only recently been
considered as replacements for cadmium coatings. Industry recognizes that
the move away from cadmium plating is well underway and zinc alloys are
expected to play an important role as substitute (Zafci, 1993). Nonetheless,
more work needs to be done  to compare these iilternative coatings to
cadmium for specific applications.
                                                                                         Page 27

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Section Three
REFERENCES
Blunden, SJ. and AJ. Killmeyer.  1993. Tin-zinc alloy plating: a non-
cyanide alkaline deposition process. 1993 SUR/FIN. pp. 1077-1081.

Brooman,   E.   1993.   Alternatives   to   cadmium  coatings  for
electrical/electronic applications. Plating and Surface Finishing. February.
pp. 29-35

Budman, E. and R. Sizelove.  1993. Zinc alloy plating.  1993 Products
Finishing Directory, pp. 290-294.

Courier, E. 1990. Zinc-nickel alloy electroplating of components: corrosion
resistance is selling point for autos. American Metal Market. May 17. p. 17.

DM, J.W. 1977. Electrodeposition of zinc-nickel alloy coatings. Workshop
on Alternatives for   Cadmium  Electroplating  in  Metal  Finishing.
Gaithersburg, MD (October 4). Washington: U.S. Dept. of Energy. 38 pp.

Hsu, G.F. 1984. Zinc-nickel alloy plating: an alternative to cadmium.
Plating and Surface Finishing. April, pp. 52-55.

Sharpies, T.E. 1988. Zinc/zinc alloy plating. Products Finishing. April, pp.
50-56.

Sizelove, R.R.  1991. Developments in alkaline zinc-nickel alloy plating.
Plating and Surface Finishing. March, pp. 26-30.

Wilcox,, G.D. and D.R. Gabe. 1993. Electrodeposited zinc alloy  coatings.
Corrosion Science. 35(5-8). p. 1251-8.

Zaki, N, 1993. Zinc alloy plating. 7995 Products Finishing Directory, pp.
199-205
 BLACKHOLE TECHNOLOGY
 Pollution Prevention
 Benefits
 The BlaDkhole Technology Process is an alternative to the electroless copper
 method used in printed wire board manufacturing. The following qualities
 make it environmentally attractive:
                                             Fewer process steps
                                             Reduced health and safety concerns
                                             Reduced waste treatment requirements
                                             Less water required
                                             Reduced air pollution
 Page 28

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                                                                                    Section Three
                              The chemistry in the Blackhole process avoids the use of metals (copper,
                              palladium, tin) and formaldehyde used in electroliess copper processes. The
                              smaller number of process steps reduces the use; of rinse water, decreasing
                              waste treatment requirements.
How Does it Work?
Why Choose this
Technology?
 The Blackhole Technology Process uses an aqueous carbon black dispersion
 (suspension) at room temperature for preparing through-holes in printed
 wire boards (PWBs) for subsequent copper electroplating. The carbon film
 that is obtained provides the conductivity needed for electroplating copper
 in the through-holes. The process steps  are described in the following
 paragraphs and compared with the process steps used for the electroless
 copper method,

 Applications

 The Blackhole Technology  Process  eliminate!? the  need for electroless
 copper metalization of through-holes prior to electrolytic plating in the PWB
 industry. Formaldehyde, a suspected carcinogen and water pollutant, is an
 ingredient of the electroless copper plating process, The Blackhole process
 eliminates this waste stream and avoids costs and environmental/health risks
 associated with disposal or treatment of spent electroless copper plating
 solutions,

 Operating Features

PWBs must be pretteated for desmear/etchback in both the Blackhole
Technology and electroless copper processes. Permanganate is the preferred
desmear process for Blackhole Technology because of its wide operating
conditions and the resulting hole-wall topography.

Process Comparison

PWB manufacturers typically use the electroless copper process to plate
through-holes.  The electroless copper process consists of the following
operational steps:
                                                                                         Page 29

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Section Three
                                  1. Acid cleaner

                                  2. Rinse

                                  3. Micro etch (sodium persulfate
                                  solution)

                                  4. Rinse

                                  5. Activator pre-dip

                                  6. Catalyst

                                  7. Rinse

                                  8. Rinse

                                  9. Accelerator
10. Rinse

11. Electroless copper bath

12. Rinse


13. Sulfuric acid (10 percent) dip

14. Rinse

15. Anti-tarnish dip

16. Rinse

17. Deionized water rinse

18. Forced air dry
                                These steps are performed in order on a process line that uses an automated
                                hoist to move racks of parts from tank to tank. All of the rinses are single
                                use and generate large quantities of wastewater that contains copper. The
                                rinses following the electroless copper, bath  (from Step 11 on) contain
                                complexed copper, which is hard to treat using typical wastewater treatment
                                technology, such as metal hydroxide precipitation.

                                The Blackhole Technology process replaces the electroless copper process
                                for through-hole plating  with a carbon black dispersion in water. The
                                Blackhole Technology process consists of the following process steps:

                                  1. Blackhole alkaline cleaner

                                  2. Rinse

                                  3. Blackhole alkaline conditioner

                                  4. Rinse

                                  5. Blackhole bath

                                  6. Dry
7. Micro-etch

8. Rinse

9. Anti-tarnish dip

10. Rinse

11. Dry
                                 Steps 1 through 6 are performed, then repeated.  Steps 7 through 11
                                 complete the process.  All process steps are performed automatically on
                                 either a horizontal conveyor system or using existing hoists and bath
                                 systems (see Figure 1).
 Page 30

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                                                              Section Three
                                 Figure 1
                 Blackhole Technology Plating Line
    -_	_-  t   -_—_—_- ^—„

  Blackhole mx Blackhole D^er
   Qeaner
           Bath#l
                    Conditioner 115 C
Wns*  Blackhole  HeateA D|yer
                                Bath #2
                         Blackhole   Blackhote
                         Afflcrodean  Antt-Tamish
                    Hollmuller Combisf em CS-65
Source: MacDermid Inc.
                                                                  Page 31

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Section Three
                              The Blackhole Technology Process first uses a slightly alkaline cleaning
                              solution containing a weak complexing agent.  The solution is operated at
                              135°F (57"C) to remove drilling debris from the hole-wall,  to clean the
                              copper surfaces, and to prepare the hole-wall  surface for the subsequent
                              conditioning step.

                              A second alkaline solution containing a weak complexing agent serves as
                              the conditioner. This solution is applied at room temperature. The condi-
                              tioner neutralizes the negative charge on the dielectric surfaces, which helps
                              to increase the absorption of the carbon in the next step.

                              The Blackhole Technology step uses a slightly alkaline, aqueous carbon
                              black-based suspension operating at room temperature. The viscosity of the
                              solution is very close to water. The carbon particles have a diameter of 150
                              to 250 nanometers (1500 Angstroms to 2500 Angstroms).

                              Conventional plating tanks and horizontal conveyorized systems can be
                              used for the Blackhole Technology Process.

                              Material and Energy Requirements.

                              Compared to electroless copper, the Blackhole Technology Process uses
                              fewer individual process steps. Some process steps are repeated, which
                              reduces the floor space needed for the process baths. The number of
                              chemicals used also is reduced. The energy requirements should be about
                              the same, because both processes use a drier and several heated solutions.

                              Required Skill Level                                   ',

                              The skill level required of system operators running the Blackhole process
                              is the same as or less than that for electroless copper processing.

                              Cost

                              If existing process equipment is used, the only  installation cost is the
                              disposal of the electroless copper solutions, cleaning of the tanks,  and
                              replacement with the Blackhole Technology process solutions.
Reported Applications
The Blackhole Technology process has been available commercially since
1989. The technology  is currently used by PWB manufacturers but is
gaining  acceptance. Military Standard  MIL-P-55110D now  permits
through-hole plating technologies other than electroless copper.
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                                                                                  Section Three
                             Availability

                             The Blackhole Technology process is sold by Mac Dermid (formerly Olin
                             Hunt).
Operational and
Product Benefits
Hazards and
Limitations
State of Development

REFERENCES
Process Simplification—The Blackhole technology requires fewer process
steps as well as associated chemicals and rinses, greatly reducing waste
streams from PWB plating.

Contamination Reduction—Unlike the  electroless copper process, the
Blackhole Technology Process does not use formaldehyde.

Ease of Implementation—Because the Blackhole process uses existing
equipment in an electroless copper process line,, it should be very easy to
implement.

Acceptable Product Quality—Product quality should not be affected. The
Blackhole Technology process is accepted under MIL-P-5511OD.

Lower Operating Costs—The Blackhole process results in reduced costs for
chemicals, water, and wastewater treatment.

By using a carbon black suspension, the Blackhole process avoids the use
of metals (copper, palladium, and tin) and formaldehyde.  The process
solutions used in the Blackhole process are mildly alkaline and pose a small
skin/eye  irritation hazard.   Overall health risks would be significantly
reduced if the electroless copper process was replaced by the Blackhole
Technology Process.

The Blackhole Technology is commercially available.

Battisti, AJ. 1986. Blackhole: beyond electroless copper. In Proceedings,
National Electronic Packaging and Production Conference. Anaheim, CA:
February 25-27. Vol. 2.  pp. 271-37.

Olin Hunt Undated. Blackhole Technology. Olm Hunt, 5 Garret Mountain
Plaza, West Paterson, NJ 07424. Product literature.

Plakovic, F. 1988. Blackhole - a description and evaluation. Presented at
IPC Fall Meeting. Anaheim, CA: October 24-28,, IPC-TP-754.

Printed Circuit Fabrication. 1990.  Blackhole upidate. 13(5). May. pp. 36-
42.                                        i
                                                                                        Page 33

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Section Three
ION VAPOR DEPOSITION OF ALUMINUM (I VD)
Pollution Prevention
Benefits
How Does it Work?
Electroplated cadmium coating processes normally use plating solutions that
contain cyanide. Cadmium is a heavy metal mat is toxic to humans. In
addition, cyanide is highly toxic to humans and animal life. Aluminum
coatings deposited through ion vapor deposition (TVD) can replace cadmium
coatings in some applications, eliminating the use of both cadmium and
cyanide. Aluminum is considered nontoxic, and IVD does not employ or
create any hazardous materials.

In IVD, the coating metal is evaporated and partially ionized before being
deposited on the substrate. A typical IVD system consists of a steel vacuum
chamber (measuring 6 feet in diameter by 12 feet in length), a pumping
system, a  parts holder, an evaporation source, and a high-voltage power
supply.

Parts to be  coated must be clean to ensure good adhesion of the coating. To
minimize  surface contamination,  parts are treated frequently with a dry
blasting process using pure aluminum oxide mesh (150-220 mesh). Parts
then are loaded into the chamber on racks, or suspended on hooks from the
ceiling. Hie chamber may hold as few as 2 large parts to as many as 1,000
small parts.

Once loaded, a vacuum is drawn on the chamber to remove trace gases and
vapors fro>m the parts, racks, and  chamber shields. The chamber is then
backfilled with argon to 10 microns, and a large negative potential is applied
between the evaporation source and the parts to be coated. The argon ions
created by the potential difference bombard the part surfaces, dislodging
substrate atoms and removing surface contamination (sputtering). As this
occurs, the parts typically emit a glow of light. This gas cleaning cycle lasts
approximately 10 to 20 minutes.

The evaporation apparatus consists of a series of concave ceramic "boats"
through which a thin strand of aluminum wire is continuously fed.  These
boats can move back and forth between the parts to ensure even coverage.
A high current supplied to the boat melts and vaporizes the aluminum. Once
evaporated, the aluminum atoms collide with high-energy electrons in the
chamber and become  ionized.   The positively aluminum charged ions
accelerate toward the negatively charged substrate, condensing to  form a
protective  metal coating.                                  ;

The coating process itself can take between 1 hour and 2.5 hours, depending
on the configuration of the parts and the desired coating thickness.
Page 34

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                                                                                    Section Three
Why Choose this
Technology?
 Applications

 IVD aluminum coatings can be applied to a wide variety  of metallic
 substrates,   including   aluminum  alloys,   and  most   recently,  to
 plastic/composite substrates. To date, IVD has been mainly used on high-
 strength steels in the aerospace industry and for some marine applications.
 According to Nevill (1993), IVD and paint currently are specified as the
 prime coatings on three leading Department of Defense missile contracts
 (Patriot, Amraam, and  Lantirn).  IVD has replaced anodize  on fatigue-
 critical structures such as wing sections and bulkheads on both military and
 commercial aircrafts. Lansky (1993) reports that approximately 80 percent
 of aircraft parts currently coated with cadmium cam be coated with IVD
 aluminum with no change in corrosion control or performance.

 IVD aluminum coatings tend to be porous when applied.  Burnishing with
 glass media often is used to reduce porosity and improve the durability of
 the finish. Thin coatings of IVD aluminum (0.001 inches) may exhibit low
 corrosion resistance.  Such parts are often chromated after the coating is
 applied to improve corrosion resistance.

 IVD coatings tend to be brittle on fatigue-prone substrates and  are applied
 most often to parts  that are not subject to fatigue in service. A common
 application is steel fasteners on aluminum parts/which must be coated to
 avoid galvanic corrosion in service. IVD aluminum is ideal since identical
 metal provides for  zero galvanic corrosion potential, and the steel  core
 provides much higher strength than solid aluminum fasteners.

 Advantages of IVD aluminum coatings are the uniformity of thickness and
 the excellent "throwing power" that results from the scattering of metal ions.
 Deposition is not limited strictly to "line of sight"  aj(plications, and parts
 with complex shapes, such as fasteners, can be coated successfully.  The
 process is limited, however, in its ability to deposit coating into  deep holes
 and recesses.  In configurations where hole depth exceeds the diameter, for
 example, thickness distribution can drop off substantially.  The reduced
 thickness in these areas may not be significant since the relevant military
 specification  (MEL-C-83488C) requires coating of recessed areas without
 specifying the required thickness of the deposit.
                                             i
 Operating Features

IVD has the following operating features:

       *      Large and/or complex parts can be plated.
       *      Somewhat limited to "line of sight" applications.
       *•      There is no buildup of the  coating on  sharp edges, such as
               can occur in electroplating.
                                                                                        Page 35

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Section Three
                              Required Skill Level

                              Although equipment for IVD is entirely different that used in electroplating,
                              operators who have performed cadmium electroplating have sufficient skills
                              and education to be retrained to perform IVD.  Maintenance of the
                              equipment would require significant retraining.  Although the equipment
                              requires less routine maintenance overall, proper maintenance of vacuum
                              pumps, in particular, is critical to the operation.

                              Cost

                              Capital  costs  and  operating costs for aluminum IVD equipment are
                              significantly higher than electroplating, but are partially offset by reduced
                              waste treatment and disposal costs. IVD does not generate hazardous waste,
                              and it requires less maintenance than tank electroplating. IVD also does not
                              require  handling of hazardous  chemicals, ventilation systems, plating
                              solutions, and rinse tanks.

                              A typical JVD system can cost in excess of $500,000 with another $500,000
                              for installation.  Electroplating equipment and  wastewater treatment for
                              producing the same amount of plated work would be approximately 1/4 to
                              1/6 that amount (Altmayer, 1994). The costs of the aluminum IVD process
                              are higher than those for cadmium physical vapor deposition (PVD), but
                              lower   than  those  for   either the  low-embrittlement  or  diffused
                              nickel-cadmium processes. Costs for cadmium electroplating are likely to
                              keep rising because of ever-increasing hazardous waste disposal costs. In
                              contrast, more widespread use of IVD aluminum will probably lead to cost
                              reductions.
 Reported Applications
The aluminum IVD process is used by a large number of U.S. Department
of Defense  contractors, and is incorporated into several  military  and
industrial specifications as an option for cadmium plating.  Applications
include pneumatic line fittings, steel fasteners and rivets, electrical bonding,
EMI and RFI shielding, and coatings for plastic/composite materials (Nevill,
1993).  Non-military applications include the coating of steel houses for
trolling motors used on fishing vessels and for exhaust manifold headers on
high-performance speed boats.

Availability

The aluminum IVD process was developed in large part by the McDonnell
Aircraft Company (a subsidiary of McDonnell-Douglas) of St. Louis,
Missouri. The trade name of  the process equipment developed by
McDonnell  is the Ivadizer.  In 1987,  McDonnell sold the rights to the
process to the Abar-lpsen Co.  of  Bensalem, Pennsylvania.  Abar-lpsen
 Page 36

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                                                                                   Section Three
                             currently manufactures the equipment Other companies have licenses to use
                             the technology..
Operational and
Product Benefits
 Health and safety risks can be greatly reduced when IVD is used in place of
 cadmium electroplating. Cadmium is a significant health hazard, as is the
 cyanide bath often used in cadmium electroplating.

 For many applications, a chromate conversion coating is used on top of both
 cadmium and aluminum IVD coatings to improve corrosion resistance and
 adherence of subsequent organic coatings. The use of chromate conversion
 coatings generates some hazardous waste. Switching to an aluminum IVD
 process, however, should not increase the use of these coatings.

 The greatest advantage of aluminum IVD is thai: the process significantly
 reduces the generation of hazardous wastes, and potentially eliminates the
' need for special pollution control  systems. Some waste is generated in
 alkaline cleaning and stripping although these wastes can be neutralized and
 disposed of as special (i.e., non-hazardous) wastes.  Odier  potential
 advantages of aluminum IVD coatings are listed below (Nevill, 1993):

        *-      Outperforms cadmium coatings in preventing corrosion in
               acidic environments.

   1     *-      Can be used at temperatures up to 925 °F, as compared to
               450°F for cadmium coatings.   \

        *•-      Can be used to coat high-strengtli steels without danger of
               hydrogen embrittlement. Unlike cadmium electroplating,
               the aluminum IVD process does not expose the substrate to
               hydrogen gas.                ;

        *•      Can be used in contact with titanium without causing solid
               metal conversion problems.

        >"      Can be used in contact with fuels.

        *•      Superior to the vacuum-applied  cadmium  process  hi
               resisting particle impact (e.g., can withstand burnishing
               pressures  up to  90  psi  as  compared to 40 psi  for
               vacuum-applied cadmium coatings),,

        »•      Permits coatings of several mils compared to about 1 mil
               for electroplated and vacuum-applied cadmium coatings,
               increasing corrosion resistance.
                                                                                        Page 37

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Section Three
                                            Provides better uniformity of coatings on the edges of parts
                                            than does electroplating.
Hazards and
Limitations
State of Development
Some of the disadvantages of IVD coatings are:

        »•       It is difficult to coat the interiors of blind holes or cavities
               that have a depth greater than their diameter.

        »•       Compared to  cadmium, aluminum IVD coatings have a
               higher electrodeposit coefficient of friction as well as
               inadequate lubricity.    Application  of  a lubricant is
               sometimes required for proper torque-tension of fasteners.
               When lubricants cannot be used, inadequate lubrication
               might be a significant limitation.

        »•       Unlike cadmium, aluminum IVD cannot be combined with
               nickel to provide an erosion-resistant surface.

        *•       Unlike electroplating, there is no simple way to repair
               damaged aluminum IVD coatings.

        >•       Aluminum IVD is slower than  cadmium electroplating
               (above a certain  level of plating throughput)  due to
               capacity limits of the IVD system. For high-strength parts,
               however, reduced speed is not an issue because these parts
               would have to undergo hydrogen embrittlement relief after
               cadmium electroplating.

        »•       Parts  coated  by   aluminum   IVD   do not   require
               time-consuming heat treatment for hydrogen embrittlement
               (hydrogen stress cracking) relief, thus compensating for the
               slower application speed.

        ••       Because IVD aluminum coatings have a columnar structure
               and tend to be porous, parts might need to be peened with
               glass beads to improve fatigue and corrosion resistance.
               Peening can add to production costs and slow productivity.
               Cadmium electroplating has neither of these disadvantages.

The IVD aluminum coating process is a mature technology that has been
commercially  available for a decade and  is  suitable for  specialized
applications.
Page 38

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                                                                                 Section Three
REFERENCES
Hinton, B.R.W. and WJ. Pollock., 1991. Ion vapouir deposited aluminum
coatings for the corrosion protection of high strength steel. Aeronautical
Research Laboratories (Australia). Government Research Announcements
and Index.  April. 52 pp.

Hinton, B.R.W. et al. 1987. Ion vapor deposited aluminum coatings for
corrosion protection of steel. Corrosion Australasia. June. pp. 15-20.

Holmes, VJL, DJE. Muehlberger, and J.J. Reilly. 1989. Hie substitution of
IVD aluminum for cadmium. Final report. EG&G Idaho. Report No. AD-
A215 633/9/XAB. 201 pp.

Lansky, D. 1993,  IVD: eliminating tank electroplating solutions for
cadmium.  Plating and.Surface Finishing. Janusiry 1993. pp. 20-21.

Legge, G. 1992. High volume automotive-type aluminum coatings by ion
vapor deposition. SUR/FIN'92. Vol 1. Atlanta, GA (June 22-25). Orlando,
FL: American Electroplaters and Surface Finishers Society, Inc.

Nevill, B.T. 1993a. An alternative to cadmiumi: ion vapor deposition of
aluminum.  Plating and Surface Finishing. January 1993. pp. 14-19.

Nevill, B.T. 1993b. Diverse applications of IVD aluminum.  Proceedings
of the 36th Annual Technical Conference, Dallas!, TX. Albuquerque, MM:
Society of Vacuum Coaters. pp. 379-384.

Nevill, B.T. 1992. Ion vapor deposition of aluminum. Atlanta, GA (June
22-25).  Orlando,  FL:  American Electroplaters and Surface Finishers
Society, Inc.

Ressl,  R.  and J. Spessard.  Evaluation of  ion vapor deposition as a
replacement for cadmium electroplating at Anniston Army Depot. Final
Report. FT Environmental Programs. Government Research Announcements
and Index. May. 128. pp.  ,                  i
PHYSICAL VAPOR DEPOSITION (PVD)
Pollution Prevention
Benefits
Hexavalent chromium is extremely toxic and is a knovm carcinogen. Health
and safety considerations as well as rising disposal costs have prompted the
plating industry to consider alternatives for coating processes that involve
hexavalent chromium. Physical vapor deposition (PVD) of alternative
materials is one candidate for replacing chromium electroplating.
                                                                                       Page 39

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Section Three
How Does it Work?
Operating Features
PVD encompasses several deposition processes in which atoms are removed
by physical means from a source and deposited on a substrate. Thermal
energy and ion bombardment are the methods used to convert the source
material into a vapor.

The thoroughly cleaned workpiece is placed in a vacuum chamber, and a
very high vacuum is drawn. The chamber is heated to between 400 and
900°F, depending on the specific process. A plasma is created from an inert
gas such as argon. The workpiece is first plasma-etched to further clean the
surface. The coating metal is then forced into the gas phase by one of the
three methods described below:

        *•       Evaporation
        *•       Sputtering
        >       Ion plating

Evaporation

High-current  electron beams  or resistive heaters are used to  evaporate
material from a crucible. The evaporated material forms a cloud which fills
the deposition chamber and then condenses onto the substrate to produce the
desired film. Atoms take on a relatively low energy state (0.2 to 0.6 eV) and
the deposited films, as a result, are not excessively adherent or dense.
Deposition of a uniform coating may  require complex rotation of the
substrate since the vapor flux is localized and directional. Despite this,
evaporation is probably the most widely used PVD process.;

Sputtering

The surface of the source material is bombarded with energetic ions, usually
an ionized inert gas environment such as argon.  The physical erosion  of
atoms from the coating material that results from this bombardment  is
known as sputtering.  The substrate is placed to intercept the  flux  of
displaced or sputtered atoms from the target Sputtering deposits atoms with
energies in the range of 4.0 to 10.0 eV onto the substrate.   Although
sputtering is more controllable than evaporation it is an inefficient way  to
produce vapor. Energy costs are typically 3 to 10 times that of evaporation.

Ion plating

Ion plating produces  superior coatings adhesion by bombarding the
substrate with energy before and during deposition.  Particles accelerate
towards the substrate and arrive with energy levels up to the hundreds of eV
range. These atoms sputter off some of the substrate material resulting in a
cleaner, more  adherent deposit. This cleaning continues as the substrate is
coated. The film grows as over time because the sputtering or cleaning rate
Page 40

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                                                                                  Section Three
                             is slower than the deposition rate.  High gas pressure results in greater
                             scattering of the vapor and a more uniform deposit on the substrate.
                                                                        i
                             An important variation on these process involve the introduction of a gas
                             such as oxygen or nitrogen into the chamber to form oxide or nitride
                             deposits, respectively.  These reactive deposition processes are used to
                             deposit films of material such as titanium nitride, silicon dioxide,  and
                             aluminum oxide.

                             PVD coatings are typically thin coatings between 2 sind 5 microns.

                             Titanium nitride is a prime candidate for replacing chromium coatings using
                             PVD.  Titanium nitride is much  harder than cliromium but can be cost
                             effectively  applied in much thinner coatings. Because  of the thin, hard
                             nature of the coating, titanium nitride is inferior to chromium as a coating
                             in highpoint or line-load applications. Titanium nitride coatings also do not
                             provide as much corrosion protection as do thicker, crack-free chromium
                             coatings.

                             Substrates coated with  titanium nitride and other PVD coatings  are not
                             subject to hydrogen embrittlement. PVD results in a thin, uniform coating
                             that is  much less likely to require machining after application. However,
                             PVD is a line-of-sight coating process, and parts with complex shapes are
                             difficult to coat.
Reported Applications
REFERENCES
Titanium nitride coatings have already gained wide acceptance in the cutting
tool industry.  They are now being examined by a variety of industries,
including the aerospace industry.

Comello, Vic. 1992. Tough Coatings Are a Cinch with New PVD Method.
R&D Magazine, January pp.59-60.            I

Dini, J.W.   1993b.  Ion plating can improve  coating adhesion.  Metal
Finishing. September 1993. pp. 15-20.       j

Dini, J.W. 1993a. An electroplater's view of PVD processing. Plating and
Surface Finishing. January, 1993. pp. 26-29.

Johnson, P. 1989. Physical vapor deposition of thin films. Plating and
Surface Finishing. 76(6)30-33. June 1989.

Konig,  W.  and  D. Kammermeier.   1992.  New ways toward better
exploitation of physical vapour deposition coatings.  19th International
Conference on Metallurgical Coatings and Thin Films, II. San Diego, CA
(April 6-10). pp. 470-475.                    ;
                                                                                        Page 41

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I
                 Section Three
                                             Podob, M. and J.H. Richter.  1992.  CVD and PVD hardcoatings for*
                                             extending the life of tools used in the stamping industry.  Proceedings:
                                             Manufacturing Solutions, v. 2. Nashville, IN (Feb. 23-26). Richmond Hts,
                                             OH: Precision Metalforming Association.

                                             Russell, T.W.F., B.N. Baron, S.C. Jackson, and R.E. Rocheleau. 1989.
                                             Physical vapor deposition reactors.  Advances  in Chemistry Series.
                                             Washington, DC: ACS, Books and Journals Division, pp. 171-198.

                                             Vagle, M.C. and A.S. Gates.  1990. PVD coatings on carbide cutting tools.
                                             High Speed Machining: Solutions for Productivity.  San Diego, CA (Nov.
                                             13-15). Materials Park, OH: ASM International.

                                             Zega,  B. 1989.  Hard decorative coatings by reactive physical vapor
                                             deposition - 12 years of .development.  16th International Conference on
                                             Metallurgical Coatings (ICMC), Part 2, San Diego, CA (April 17-21). In:
                                             Surface and Coatings Technol. 39(40):507-520.
                 CHROMIUM-FREE SURFACE TREATMENTS FOR ALUMINUM AND ZINC
                 Description
One of the many uses of chromium in the metal finishing industry is for
conversion coatings, which are used to treat nonferrous metal surfaces
(mainly  magnesium,  aluminum,  zinc, and  cadmium) for corrosion
protection or  to  improve adhesion  of subsequent organic coatings.
Unfortunately, chromates, the form of chromium used for treatment, are
carcinogenic and highly toxic. Small amounts of chromic acid or potassium
dichromate will cause kidney failure, liver damage, blood disorders and
eventually death. Prolonged skin exposure can cause rashes, blisters, and
other dermatological problems. Chromate mists entering the lungs may
eventually cause lung cancer.

These health and safety considerations and the increasing cost of disposal
of chromium-containing finishing wastes have prompted users to look at
alternatives  to treatment of aluminum, zinc, and other substrates with
chromates.  Although  a number  of  alternative treatments  have been
examined, very few provide even close to the corrosion protection afforded
by chromate conversion coatings. Even fewer have been developed to the
point where their commercial viability can be assessed.

Sulfuric acid anodizing can  substitute for  some chromium conversion
coatings, although the coatings are more brittle and significantly thicker
than chromare films.                         '

One of the few commercially proven, non-chromate surface treatments for
aluminum is an inorganic conversion coating based on zirconium oxide.
                 Page 42

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                                                                                   Section Three
                             This treatment usually involves immersion of the substrate in an aqueous
                             solution containing  a  polymeric material and  a  zirconium  salt.   The
                             zirconium deposits on the surface in the form.of a zirconium oxide. These
                             coatings have been used on aluminum cans for some time, but they have not
                             been tested in the kind of environments in "which chromate conversion
                             coatings are typically used. Wider application of this coating must await
                             this type of testing.

                             Another process 'showing promise is the SANCHEM-CC chromium-free
                             aluminum pretreatment system developed by Dr. John Bibber of Sanchem,
                             Inc. This process can be summarized as follows:

                                     Stage One—Use of boiling deionized water or steam to form a
                                     hydrated aluminum oxide film. •        .

                                     Stage Two—Treat in proprietary aluminum salt solution for at least
                                     1 minute at 205 °F or higher.

                                     Stage Three—Treat in a proprietary permanganate solution at 135
                                     to 145 °F for at least one minute.

                             A fourth stage of the process exists for cases where maximum corrosion
                             resistance is required for certain aluminum alloys,  he developers claim that
                             the film produced by this  process closely matches the performance  of a
                             chromate conversion process.

                             A recent chrome-free post-rinse process has been  developed  for use on
                             phosphated steel, zinc, and aluminum surfaces prior to painting. The new
                             rinse, known as Gardolene VP 4683, contains neither hexavalent or trivalent
                             chrome. It contains only inorganic metallic compounds as the active
                             ingredient.  The rinse is applied at temperatures ranging to 100 °F and at a
                             slightly acidic pH.  The manufacturer describes tests showing corrosion
                             protection and paint adhesion equal to that of hexavalent chrome (Finishers'
                             Management, 1990).
                                                                . -     '   i
                             Some of the other possible alternatives to chromate conversion coatings that
                             have been examined  are molybdate conversion coatings, rare earth metal
                             salts, silanes, titanates, thioglycollates, and alkoxides. These alternatives are
                             discussed in detail in Hinton (1991).
REFERENCES
Finishers' Management,  1990.  Chrome free piassivating post-rinse for
phosphate coatings reduces toxicity. May, 1990.  pp. 51-52.

Hinton, 1991.  Corrosion prevention and chromates: the end of an era?
Metal Finishing. Part I, September, pp. 55-61. Part II, October, pp. 15-20.
                                                                                        Page 43

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Section Three
METAL SPRAY COATING
Description
Metal spray coating refers to a group of related techniques in which molten
metal is atomized and directed toward a substrate with sufficient velocity to
form a dense and adherent coating. Metal spray coating has been used in a
wide variety of applications, as shown in Table 5. The technique avoids use
of plating solutions  and associated rinses,  thereby reducing wastes.
However, the parts to be sprayed still need to be cleaned prior to spraying.

The individual techniques vary mainly in how the coating is melted and in
the form of the coating prior to melting. The three basic means for melting
the metal are as follows:

       Molten Metal—The metal is heated by some suitable means (either
       resistance heating or a burner) and then supplied to the atomizing
       source in molten form.

       Fuel/Oxldant—Oxygen/acetylene flames are typically used. The
       metal melts as it is continuously fed to the flame in die form of a
       wire or powder.  The flame itself is  not the atomizing source.
       Instead, the flame is surrounded by a jet of compressed air or inert
       gas that is used to propel the molten metal toward the substrate.

       Electric arc—In this method an electric arc is maintained between
       two wires that are continuously  fed as they  melt at  the arc.
       Compressed air atomizes the molten metal at the arc and propels it
       toward  the substrate. DC plasma arc spraying and vacuum plasma
       spraying are  variations of this technique in which  an inert gas
       (usually argon) is used to create a plasma between the electrodes.

The technologies for thermal spraying of metals are well developed, but they
tend to have their own market niche and are not typically thought of as a
replacement for electroplating. As the costs of hazardous waste treatment
and  disposal rises,  however, this  family of techniques may  become
cost-effective replacements for coating applications currently performed by
electroplating. The coatings can be applied to a wide range of substrates,
including paper, plastic, glass, metals, and ceramics with choice of suitable
materials and control of the coating parameter.
Page 44

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                                                           Section Three
Table5.  Applications of thermal spray.
   Wear resistance
   Dimensional
   Restoration

   Corrosion
   Resistance
  Thermal Barriers
   Abrasion
  Dielectrics
  Conduction
  RFI/EMI
  Shielding
 Metals, carbides, ceramics, and plastics are used to
 resist abrasion, erosion, cavitation, friction, and
 fretting. Coating hardness range from < 20 to > 70 Re
 are attainable on practically any substrate.

 Coatings can be applied up to 0.100 inch thick to
 restore worn dimensions and mismachined surfaces.

 Ceramics, metals, and plastics resist acids and
 atmospheric corrosion either by the inert nature of
 the coating or by galvanic protection. Nonporous
 coatings must be applied.

 Zirconia (ZrO2) coatings are applied to insulate base
 metals from the high-temperature oxidation, thermal
 transients, and adhesion by molten metals.

 Softer coatings such as aluminum, polyester, graphite,
 or combinations are used for clearance control,
 allowing rotating parts to "machine in" their own
 tolerance during operation.

 Alumina (A1203) is generally usisd to resist electrical
 conductivity. These coatings have a dielectric strength
 of 250 V/mil of coating thickness.

Materials are selected for their intrinsic thermal or
electrical conductivity. Copper, aluminum, and silver
are frequently used for this application.

These conductive coatings are designed to shield
electronic components against radio frequency or
electromagnetic interference. Aluminum and zinc are
often selected.
  Medical Implants  Relatively new porous coatings of cobalt-base,
                    titanium-base, or ceramic materials sire applied to
                    dental or orthopedic devices to provide excellent
 	adhesive bases or surfaces for bone ingrowth.
  Source: Kutner (1988).
                                                                Page 45

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Section Three
REFERENCES
Kutner, Gerald. 1988. Thermal spray by design. Advanced Materials &
Processes. October,  pp. 63-68.

Thorpe, Merle L.  1988.  Thermal spray applications grow. Advanced
Materials & Processes. October, pp. 69-70.

Herman, Herbert. 1990. Advances in thermal spray technology. Advanced
Materials & Processes. April, pp. 41-45.

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                                                                                    Section Four
SECTION FOUR
EMERGING TECHNOLOGIES
Introduction
 Three emerging clean process changes for metal finishing are presented in
 this section:

         »•       Nickel-tungsten-silicon   carbide   plating  to  replace
                chromium coatings

         *•       Nickel-tungsten-boron plating to  replace  chromium
                coatings

         >       In-mold plating to replace electroless plating followed by
                electrolytic plating.
NICKEL-TUNGSTEN-SILICON CARBIDE PLATING
Description
 The nickel-tungsten-silicon carbide (Ni-W-SiC) composite electroplating
 process is a patented process (Takada, 1990) that can be used to replace
 functional (hard) chromium coatings in some applications. Nickel and
 tungsten ions become absorbed on the suspended silicon carbide particles
 in the plating solution. The attached ions are then [adsorbed on the cathode
 surface and discharged. The silicon carbide partide becomes entrapped in
 the growing metallic matrix.

 The composition and operating conditions for the Ni-W-SiC plating bath are
 given in Table 6.

 Chromium electroplating processes generate toxic mists and wastewater
 containing hexavalent chromium. Hexavalent chromium has a number of
 toxic effects including lung cancer and irritation of the upper respiratory
 tract, skin irritation and ulcers. These toxic emissions are coming under
 increasingly stringent regulations and are difficult to treat and dispose of. In
addition  to hazardous  waste reduction, the Ni-W-SiC process has the
following benefits:

       Higher Plating Rates—The Ni-W-SiC process wdiibits much higher
       plating rates than for chromium. Plating rates ranged from 1.7 to 3.3
       mils/hr at 300 ASF, compared to the typical hard chromium plating
       rate of less than 1 mil/hr.

       Higher  Cathode Current Efficiencies—Current  efficiencies are
       approximately double those for chromium plating. Current effi-
                                                                                       Page 47

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Section Four
                                    ciencies range from 24 percent to 35 percent, whereas typical
                                    chromium plating current efficiencies range from 12 percent to 15
                                    percent.
                              Table 6, Composition and operating conditions for Ni-W-SiC
                              composite plating
                                Composition
Operating conditions
                                Nickel sulfate NiSO4 6H2O

                                 Sodium tungstate Na2WO4

                                 Ammonium citrate NH4HC6H5O7

                                Silicon carbide (0.8 -1.5 urn particles)

                                pH (adjust with ammonium hydroxide
                                or citric acid)

                                Bath temperature

                                Cathode current density
     30 - 40 gA

     55-75g/l

   70-110g/l

     10 - 50 g/1

      6.0 - 8.0


     150-175°F

   100 - 300 ASF
                                     Better Throwing Power—Cathode current efficiencies for the Ni-
                                     W-SiC process decrease with  increasing  current density. This
                                     results in much better throwing power than for chromium plating.
                                     In chromium plating baths, current efficiency increases with current
                                     density, which results in poor throwing power.
                                     Better Wear Resistance—Precipitation-hardened and relief-baked
                                     Ni-W-SiC composite coatings all showed better wear resistance
                                     than a chromium coating in tests using a Taber Abraser.

                              The main disadvantage of Ni-W-SiC process uncovered so far is that the
                              plating bath is more susceptible to metallic and biological contamination.
                              As a result, many questions remain to be answered before widespread use
                              will occur. Some of the unknowns include:
                                             Susceptibility of coated parts to hydrogen embrittlement
                                             Fatigue life of coated parts
                                             Corrosion resistance of coated parts
                                             Maximum thickness of coating before cracking or flaking
                                             occurs
                                             Effect of coating parameters on internal stresses in deposit
 Page 48

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                                                                                    Section Four
                                            Lubricity of coated parts
                                            Maximum service temperature for coating
                                            Stripping techniques for coated parts
                                            Processing techniques for promoting adhesion to various
                                            surfaces
                                            Grinding characteristics
                                            Ability to plate complex shapes
                                            Repair of damaged coatings
                                            Facility requirements.
 REFERENCES
 Takada, 1990. Method of nickel-tungsten-silcon carbide composite plating.
 U.S. Patent 4,892,627. January.

 Takada, K.  1991.  Alternative  to hard chrome plating.  SAE (Soc.
 Automotive Engineers). 100:24-27.
NICKEL-TUNGSTEN-BORON ALLOY PLATING
Description
Properties
Following several years of development, a new chromium alternative based
on an alloy of nickel, tungsten, and boron has bsen recently introduced
(Scruggs et al., 1993).  A family of these alloys is patented under the trade
name AMPLATE. Properties for one specific alloy, known as AMPLATE
"U" have been reported by the developers in the literature. This alloy
consists of approximately 59.5 percent nickel, 39.5 percent tungsten, and 1
percent boron.

Unlike most metals which  exhibit a crystalline structure at ambient
temperatures, the AMPLATE alloys are structureless.  Metals of this type are
often described as "amorphous" and have "glasslike" properties that render
substrate surfaces smooth and  free of the defects that are exhibited by
lattice-structured metals.  Because of the smoothness and hardness of their
surfaces, amorphous metals have excellent corrosion and abrasion resistance
properties.

The properties of this alloy and its advantages as a coating are summarized
as follows (Scruggs et al., 1993):

       Appearance—The alloy is  reflective and  has an appearance of
       bright metal similar to chromium, bright silver, or bright nickel.
       Being amorphous, it adopts the surface  characteristics of the
       substrate being coated (e.g., etching, patterning, or irregularities on
       the substrate surface will show through the coating).
                                                                                       Page 49

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action Four
                                   Hardness—When deposited, the Ni-W-B alloy has a hardness of
                                   about 600 Vickers. Heat treatment for 4 hours at 60°F will raise the
                                   hardness to about HV1000. Other properties are unaffected.

                                   Abrasion/Wear Resistance—-The alloy  compares comparably to
                                   chromium and electroless nickel.  In one test, rollers were plated
                                   with chromium and the AMPLATE U alloy and rotated at 600 and
                                   700 RPM  with a load of 102 Newtons. The chromium coating
                                   failed within 60 to 100 minutes while at the end of 1300 minutes
                                   the alloy showed little oxidative wear.

                                   Corrosion—The alloy exhibits corrosion resistance properties far
                                   superior to .those of chromium.  In testing, pieces coated with
                                   chromium were immersed in a 5 percent NaCI brine acidified with
                                   acetic acid to pH 2 and saturated with hydrogen sulfide. Following
                                   iseven days of immersion, the chromium was completely stripped
                                    and the substrate had been heavily attacked. A similar coating of
                                   the U alloy showed no signs of corrosion.

                                   Ductility—^The coating exhibits surprising ductility. In one test, a
                                    foil of the coating was obtained by dissolving the substrate. The
                                    foil could be tied in a loose knot and ben 18 degrees on itself.
                                    Plated items were successfully bent 9 degrees over a quarter-inch
                                    mandrel with no separation of the plating material.

                                    Heat Resistance—The structure of the amorphous coating is
                                    unaffected by heat to at least 1200°F.  The finish remains bright
                                    upon short exposure to temperatures of 400°F. Treatment in air can
                                    lead to yellowing due to oxidation of the tungsten. This coloration
                                    can be removed by polishing or avoided by heat treating in an inert
                                    gas environment.

                             The plating system is operated at temperature range of 115°F to 125°F and
                             a pH of 8.2 to 8.6. Optimum concentrations of Ni, W, and B are maintained
                             by adding liquid concentrates containing dissolved salts of the three metals.

                             Deposition Characteristics

                             Two versions of  the alloy  solution are available (UA and UA-B), the
                             difference in the "B" formulation being the addition of abrightener and a
                             lower metal concentration. This results in a deposition rate approximately
                             half that of UA. The UA solution is recommended for heavier applications
                             where the surface will be  subsequently  dimensioned by grinding and
                             polishiag.   The UA-B solution will produce a fully bright coating often
                             mils thick or more and can be used for both decorative and engineering
                             purposes.  Thinner deposits of 1-2 mils over bright nickel have the
                             appearance of chromium but with superior corrosion resistance.
Operating Conditions
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                                                                                     Section Four
 Cost and Efficiency
Environmental
REFERENCES
 Equipment Requirements

 Standard plating equipment is suitable for plating with the Ni-W-B alloy.
 Automated chemical feed  equipment is recommended  for optimizing
 concentrations of ammonia and the metals.

 Surface Preparation

 Extra attention is needed to ensure that parts to be plated are absolutely clear
 of contaminants.  When plating with amorphous coatings, even minute
 defects can become stress inducing points or pore generating sites.

 Coating efficiency is around 38 percent or three times that of chromium.
 This reduces energy and plating costs. Savings  iire also generated due to
 reduced need to "grind back" chromium to obtain suitable surfaces and sizes.

 The plating solution is only slightly alkaline and is operated at relatively
 low  temperature.   There  are  virtually no hazardous or carcinogenic
 emissions associated with the process.  Mild  ammonia odors  can be
 controlled through proper ventilation.

 Because the UA-B deposit remains bright and smooth at thicknesses up to
 ten mils or more, the need for grinding and polishing is greatly reduced. In
 addition to reducing costs, this also minimizes atmospheric contamination.

 Scruggs, D., J. Croopnick, and J. Donaldson.  1993.  An electroplated
 nickel/tungsten/boron alloy replacement for cliromium.  1993 AESF
 Symposium on the Search for Environmentally Safer Deposition Processes
 for Electronics.
IN-MOLD PLATING
Description
In-mold plating is the name given to a process developed and patented by
Battelle, Columbus, Ohio. This process combines high-speed plating and
injection molding to apply metal coatings  to plastics in the following
manner. First, the mold is cleaned and prepared, then a plating fixture is
placed on top and a metal, such as copper or zinc, is applied by a high-speed
plating technique. When the required thickness has: been reached, the mold
cavity is emptied, the deposit is rinsed and dried in situ, and the coated mold
is transferred to the injection molding machine. A plastic is then injected,
the mold cooled and a metal-coated plastic part ejected. The plastic typically
is  a thermosetting  resin, but it may be filled with particles or fibers to
improve, stability or toughness. Similarly, a foamed plastic can be used
                                                                                        Page 51

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Section Four
                              because the coated mold surface defines the surface of the finished part, not
                              the plastic material. Besides injection molding, the process can be adapted
                              for compression molding. The process has several advantages:

                                      •>       It has fewer process steps than conventional techniques for
                                              plating plastics.

                                      >       It does  not  generate  any  waste etching or sensitizing
                                              solutions that contain organics, heavy metals, or precious
                                              metals.

                                      >•       It avoids the use of electroless copper to initially metalize
                                              the surface.                                  .

                                      »•       It deposits  only the amounts of metal required and only in
                                              the areas that require coating; thus  it conserves materials
                                              and energy.

                                      »       It provides a very broad range of metal coating and plastic
                                              combinations that can be processed.

                               While potentially reducing and minimizing some waste streams, the process
                               itself only replaces the need for etching and sanitizing the plastic part prior
                               to plating.  It still utilizes a  plating process to plate the mold (and therefore
                               will generate wastewater and wastes to dispose of). Skillful fixturing is
                               required to deposit an adequate plate or sequence of plates into the mold.
                               Improper cleaning and preparation can cause the metal to stay on the mold,
                               requiring  chemical stripping (generates waste) and possibly a need for
                               polishing.

                               The appearance of the final product is directly related to the surface
                               condition of the mold itself, since the plating replicates the surface. The
                               appearance therefore will not match the luster of bright nickel plated plastic
                               parts thai: are processed conventionally.  Also, the process is labor intensive
                               and very  difficult and  expensive to  automate.  It has only specialized
                               applications.

                               Although in-mold plating is not available commercially, several companies
                               are exploring its use in such applications as decorative finishes, plumbing
                               and  architectural  hardware,  and  EMI/RFI  protection  for  electronic
                               components.
 REFERENCES
PF. 1983. New way to plate on plastics. Products Finishing. March, pp.
75-76.

AMM.  1986.  Battelle adopts technology for in-mold plating.  American
Metal Market. December!, p. 8.
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                                                                                     Section Five
 SECTION FIVE
 POLLUTION PREVENTION STRATEGIES
 Introduction
 Cadmium plating
Cyanide-based plating
solutions
 Alternate  technologies are presently  available,  arid others  are under
 development, for the reduction or elimination of use of cadmium, cyanide,
 chromium,  and  copper/formaldehyde  in  specific  metal   finishing
 applications.  These alternate technologies tend  to  fall into two main
 categories:
                                             t
        Alternate finishes—(e.g., aluminum, zinc or zinc alloys, and nickel-
        tungsten-silicon  carbide)  replace  traditional  cadmium  and
        chromium finishes.

        Process substitutions—{e.g., Blackhole Technology,  ion vapor
        deposition, physical vapor deposition, in-mo Id plating, and metal
        spray) use different technologies for metal finishes.

 Both types of changes have the potential to reduce costs (through reduction
 in waste volumes or toxicity and associated savings in disposal costs) and
 improve environmental health and safety. Barriers to acceptance of these
 alternate processes often include high capital cost, higher maintenance costs,
 high levels of required skill, difficulty in automation or bulk processing of
 large volumes of parts, and inferior properties of the alternate process
 coating.

 The vast majority of cadmium plating is performed using cyanide-based
 chemistry for a number of reasons, including:

        »      Ability to cover complex shapes somewhat uniformly (high
               throwing power).
        +      High tolerance to impurities.
        *•      High tolerance to improperly cleaned surfaces.
        *      Ability to obtain a porous deposit that allows for hydrogen
               embrittlement relief.
        »•      Ability to obtain a ductile deposit at high thicknesses.
        >•      High adhesion to substrates.

A growing number of platers have successfully (substituted non-cyanide
cadmium plating solutions based on proprietary chemistries substituting
sulfate and/or chloride salts and organic, additives for the cyanide.

Alternates to cyanide processes for other plating solutions are also available
and in the developmental stage. For example, significant progress has been
made in developing mildly alkaline, non-cyanide copper plating processes
for application in both, rack and barrel plating on ferrous parts, on zinc die
castings, and on zincated  aluminum die castings. These  proprietary
                                                                                        Page 53

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Section Five
                              processes are available from at least four commercial suppliers (Lea-Renal,
                              Harshaw-Atotech, Enthone-OMI, and Electrochemical Products). In addition
                              to the cyanide free alkaline copper and the acid cadmium processes, non
                              cyanide formulations for plating gold and silver have been available for
                              many years. Additional progress in process control and lowering  of
                              operating costs  is required to allow these  substitutes  to. more readily
                              compete with the cyanide based formulations.
Chromium plating
 Nickel-Tungsten-
 Silicon Carbide and
 Nickel-Tungsten-
 Boron Alloy Plating
To find a suitable substitute for chromium, an alternate coating must be
found that offers the combination of benefits provided: wear, corrosion
protection, ability to hold oil/lubricants in microcracks, high temperature
wear resistance, low coefficient of friction, ability to produce very thick
deposits (10 mils  and more), ease of solution maintenance, ease of
embrittlement relief (due to micro-cracked structure),  ease of stripping
rejects, and high tolerance of impurities.

There is no single other metallic coating that offers the above combination
of beneficial properties and processing advantages. However, alternative
coatings presently in the research and pilot plant stage, show promise hi
providing some of the noted properties, and can be used as substitutes in
selected applications.  For example, advanced  ceramic  and  composite
materials have been tested as replacements for chromium plated parts hi
internal combustion engines. Hard coatings such as titanium nitride have
been applied using sophisticated (expensive) equipment that produces the
coating by condensing vaporized metals inside a vacuum chamber.

The deposits obtained from these alternatives are normally very thin and can
exceed chromium in hardness, but do not match up to chromium electroplate
hi economy, ability to produce thick coatings, corrosion  resistance, ease of
stripping reject parts, or ability to deposit into deep recesses.

A significant effort is being made in the aerospace  industry to evaluate
chromium substitutes produced  from alternate aqueous  electroplating
processes. The main focus of these efforts is the application of an alloy of
nickel and tungsten containing finely dispersed particles of silicon carbide,
molybdenum plating,  and  an  alloy of nickel-tungsten-boron. The nickel
tungsten alloy electrodeposits offer better wear resistance and coefficient of
friction than chromium plate. The plating solution  is  approximately 50
percent to 100 percent faster in plating speed than  typical functional
chromium plating solutions (although one supplier of proprietary chromium
plating chemicals has developed a process that would be 20 percent faster
that the nickel tungsten alloy solution).

A primary concern of the nickel-tungsten substitutes is that they contain
ingredients that have similar health/environmental concerns as hexavalent
 chromium. Additionally, these substitutes utilize a plating solution that
produces a wastewater that requires treatment, the solutions themselves are
 Page 54

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                                                                                      Section Five
Hexavalent chromium
Other solutions
  subject to biological decomposition and offer cuiTent efficiencies that are
  only  marginally - more  efficient .that functional chromium plating
  formulations.  The  tungsten  .compound used in the process (sodium
  tungstate) is very expensive and not readily available. Parts that have been
- plated with nickel-tungsten alloys are typically very difficult to strip, if a
:  defective deposit is placed, and the plating solution is more sensitive to
  impurities. At least one of these processes (Ni-W-B) uses platinized titanium
  anodes encased in a membrane cell. This is expensive and the membrane is
  subject to fouling, and expensive to replace. Considerable process control
  problems can be encountered when attempting to deposit an alloy, especially
  one with three alloying elements (Ni-W-B).

  Trivalent chromium solutions require much greeiter care in operation to
  minimize contamination by metallic impurities than hexavalent solutions.
  These  metallic impurities can affect the color of the deposit, and if not
  controlled to a steady state, the deposit will vary In color (darkness) from
  week to week. When carefully controlled, these solutions are capable of
  producing thin chromium deposits for decorative parts that are equivalent
  in color, corrosion resistance, and abrasion resistance to thin deposits from
  hexavalent chromium plating solutions.

  Since decorative applications of chromium may be optional for some parts,
  those parts can also be engineered/designed to be functional in the absence
  of the chromium deposit If the parts are molded from plastic, or formed/cast
  from stainless steel, they may not need plating a.t all! to function and be
  "decorative". The surface of the molded plastic part would be much softer
  than a chromium plated part.  The stainless steel part would also be softer
  and would be far more expensive to produce than a part made from zinc and
  nickel-chromium plated.

  Most other metals commonly used for consumer items  (zinc, aluminum,
  carbon  steel) require some form of protective coating, since those metals
  corrode to  an unpleasant and possibly un-functional condition upon
  exposure to humidity, salt,  water, and household chemical  products.
  Alternative finishes need to provide a pleasing appearance along with high
  corrosion resistance and (sometimes) high abrasion resistance in order to
  adequately replace a nickel-chromium electroplate!

  Hexavalent chromium compounds are also utilized in conversion coatings
  produced on aluminum, zinc, cadmium, magnesium, copper, copper alloy,
  silver, and tin surfaces.  There are a number of other metal  finishing
  operations that  utilize   solutions containing  hexavalent chromium
  compounds, including phosphating and passivation of certain stainless steel
  alloys.

 The surface of aluminum parts can be  converted to an oxide coating in a
 number of solutions, by making the part anodic (positively charged, direct
                                                                                         Page 55

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Section Five
                              current). When fatigue failure and corrosion by trapped anodizing solution
                              in crevices and faying surfaces is of concern, the anodizing solution is
                              formulated from chromic acid, a hexavalent chromium compound.

                              Some anodic coatings are further processed through a sealing operation
                              consisting of an  aqueous solution  of sodium dichromate, The  sealing
                              operation further enhances fatigue resistance and "seals" the pores in the
                              coating to enhance the corrosion resistance.

 Page 56

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                                                                                         Section Six
SECTION SIX
INFORMATION SOURCES
Trade Associations

The following is a list of trade, professional, and standard-setting organizations that provide technical and other
types of support to various segments of the metals finishing industry. Readers are invited to contact these trade
associations and request their assistance in identifying one or more companies that could provide the desired
technological capabilities.
Abrasive Engineering Society
108 Elliot Dr.
Butler, PA 16001
412/282-6210
American Chemical Society
(ACS)
11-55 16th St., N.W
Washington, DC 20036
202/872-4600
202/872-6067 FAX
American Institute of Chemical
Engineers (AIChE)
345 E. 47th St.
New York, NY 10017
212/705-7338
212/752-3297 FAX
American Society for Quality
Control (ASQC)
310 W. Wisconsin Ave.
Milwaukee, Wl 53203
414/272-8575
414/272-1734 FAX

American Zinc Association
1112-16th St., N.W, Ste. 240
Washington, DC 20036
202/835-0164
202/835-0155 FAX
Aluminum Anodizers Council
1000 N. Rand Rd, Ste. 214
Wauconda, IL 60084
708/526-2010
708/526-3993 FAX

American Electroplaters' and
Surface Finishers' Society
(AESF)
12644 Research Pkwy.
Orlando, FL 32826
407/281-6441
407/281-6446 FAX

American National Standards
Institute (ANSI)
11 West 42nd St., 13th Floor
New York, NY 10036
212/642-4900
212/398-0023 FAX
American Society for Testing
Materials (ASTM)
1916 Race St.
Philadelphia, PA 19103-1187
215/299-5400
215/977-9679 FAX

ASM International
Materials Park, OH 44073
216/338-5151
216/338-4634 FAX
Aluminum .Association
900 19th St., N.W,
Washington, DC 20005
202/862-5100
202 862-5164 FAX

American Galvanizers
Association
12200 E. Iliff Ave., Ste. 204
Aurora, CO 80014-1252
303/750-2900
303/750-2909 FAX
American Society for
Nondestructive Testing (ASNT)
1711 Arlington Lane
P.O. Box 28518
Columbus, OH 43228-0518
614/274-6003
800/222-2768
614/27^-6899  FAX

American Society of
Electroplated Plastics (ASEP)
1101 14th St., N.W, Ste. 1100
Washington, DC 20005
202/371-1323
202/371-1090  FAX

Associacio Brasileira De
Tratmetitos De Superficie
(ABTS)
Av. Paulista, 1313,9° Andar
Conj. 913 Cep 01311
Sao Paulo, SP Brazil
55112897501
55 11 251 25 88 FAX
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Section Six
Association Francaise Des
Ingenieurs Et Technicians De
UElectrolyseEtDes
Traitements De Surface
SrueLeBua
Paris 75020 France
14 030 06 80
Cadmium Council Inc.
12110 Sunset Hills Rd, Ste. 110
Reston,VA 22090
703^709-1400
703/709-1402 FAX
Coated Abrasives
Manufacturers' Institute
1300SumnerAve.
Cleveland, OH 44115-2851
216/241-7333
216/241-0105 FAX

Electrochemical Society (ECS)
10 S. Main St.
Pennington,NJ 08534
609/737-1902
609/737-2743 FAX

Halogenated Solvents Industry
Alliance
2001LSt.,N.W.,Ste. 506
Washington, DC 20036
202/775-2790
202/223-7225 FAX
 International Copper
 Association Ltd.
 260 Madison Ave.
 New York, NY 10016
 212/251-7240
 212/251-7245 FAX
Australasian Institute of Metal
Finishing
Clunies Ross House
191 Royal Parade
Parkville, Victoria 3052 ,
Australia
613 347 2299
613 347 9162 FAX

Canadian Association of Metal
Finishers
14 Vintage Ln.
Thomhill, Ontario
L3T 1X6 Canada
416/731-4458
416/731-5884 FAX

Copper Development
Association Inc.
260 Madison Ave., 16th Fl.
New York, NY 10016
212/251-7200
212/251-7234  FAX

Gas Research Institute
8600 W. Bryn Mawr Ave.
Chicago, IL 60631
313/399-8100
312/399-8170 FAX

Institute for Interconnecting &
Packaging Electronic Circuits
(H'C)
7380 N. Lincoln Ave.,
• Lincolnwood, IL 60646
708/677-2850
708/677-9570 FAX

International Hard Anodizing
Association
 14300 Meyers Rd.
Detroit, Ml 48227
 313/834-5000
 313/834-5422 FAX
Bumper Recycling Association
of North America (BRANA)
1730 N.Lynn St., Ste. 502
Arlington, VA 22209
703/525-1191
703/276-8196 FAX
Chemical Coaters Association
International (CCAI)
P.O. Box 54316
Cincinnati, OH 45254
513/624-6767
513/624-0601 FAX
Deutsche Gesellschaft fur
Galvano und Oberflach-
entechnike.V. (DGO)
Horionplalz 6, D-4000
Dusseldorf, Germany
211132381

Gold Institute
111216thSt.,N.W,Ste.240
Washington, DC 20036
202/835-0185
202/835-0155 FAX

Institute of Metal Finishing
(IMF)
Exeter House
48 Holloway Head, Birmingham
Bl INQ England
44 21622 73 87
44 21666 63 FAX

International Lead Zinc
Research (ILZR)
2525 Meridian Parkway
Research Triangle Park, NC
27709
919/361-4647
919/361-1957 FAX
 Page 58

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                                                                                          Section Six
International Magnesium
Association
1303 Vincent PL, Ste. 1
McLean, VA 22101
703/442-8888
703/821-1824 FAX
International Thermal Spray
Association
12 Thompson Rd.
East Windsor, CT 06088
203/623-9901
203/623-4657 FAX

Mass Finishing Job Shops
Association
1859 Onion CneekRd.
Colville,WA 99114-9623
509/732-6191
509/732-6191 FAX

National Association of
Architectural Metal Manu-
facturers (NAAMM)
600 5. Federal St., Ste. 400
Chicago, IL 60605
312/922-6222
312/922-2734 FAX

Nickel Development Institute
214 King StW, Ste.  510
Toronto, Ontario
M5H 356 Canada
416/591-7999
416/591-7987 FAX
Society of Automotive
Engineers (SAE)
400 Commonweallh Dr.
Warrendale, PA 15096
412/772-7129
412/776-2103 FAX
International Precious Metals
Institute (IPMT)
4905 Tilghman St.
Allentown, PA 18104
215/395-9700
215/395-5855 FAX
Lead Industries Association Inc.
295 Madison Ave.
New York, NY 10017
212/578-4750
212/684-7714 FAX
Metal Finishing Association
Federation House
10 Vyse St.
Birmingham B18 6LT England
44 21 236 26 57
44 21236 39 21 FAX

National Association of
Corrosion Engineers (NACE)
1440 S. Creek Dr.
Houston, TX 77084-4906
713/492-0535
713/492-8254 FAX
Porcelain Enamel Institute
1101 Connecticut Ave. N.W.,
Ste. 700
Washington, DC 20036
202/857-1134
202/223-4579 FAX
Society of Manufacturing
Engineers (SME)
One SME Dr., P.O. Box 930
Dearborn, MI 48121
313/271-1500
313/271-2861 FAX
International Society for Hybrid
Microelectronics (ISHM)
P.O. Box 2698
Reston, VA 22090-2698
703/471-0066
800/232-4746
703/471-1937 FAX

Manufacturers Jewelers &
Silversmiths of America
100 India Street
Providence, Rl 02903
401/2743840
401/274-0265 FAX

Metal Finishing Suppliers'
Association (MFSA)
80 IN. CassAve.
Westmont, IL 60559
708/887-0797
708/887-0799 FAX

National Association of Metal
Finishers (NAMF)
401 N. ]Vfichigan Ave.
Chicago, IL 606114267
312/644-6610
312/321-6869 FAX
Society for the Advancement of
Material and. Process
Engineering (SAMPE)
1611 Parkins Dr.
Covina, CA 91724
818/331-0616
818/332-8929 FAX
      •i
Society of Plastics Engineers
(SPE)
14FairfieldDr.
Brookfield, CT 06804-0403
203/775-0471
203/775-8490 FAX
                                                                                            Page 59

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Section Six
Society of Vacuum Coaters
(SVC)
440 Live Oak Loop
Albuquerque, NM 87122
505/298-7624
505/298-7942 FAX
Tin Information Center
1353 Perry St.
Columbus, OH 43201
614/424/6200
614/424-6924 FAX
Titanium Development
Association
4141 Arapahoe Ave., Ste. 100
Boulder, CO 80303
303/443-7515
303/443-4406 FAX
 Page 60
                                            •&U.S. GOVERNMENT PRINTING OFFICE: 1994 - 550-001/00200

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