oo )
                     Draft April 26, 1994
             STREAM  RESTORATION:
          THE  COSTS  OF ENGINEERED
    AND  Bio- E N GIN EER^D. ALTERNATIVES
                         'by

        DENNIS M. KING, 1 CURTIS C. BOHLEN, 1 MARK L. KRAUS 2
        •              Research funded by

       Environmental Protection Agency, Office of Policy Analysis

            •        Contact: William Painter

                           under

           EPA Cooperative Agreement No. CR-818277-C1

                            with

 University of Maryland,  Center for Environmental and Estuarine Studies
 Chesapeake Biological Laboratory, Solomons Island, MD 20688
1-  University of Maryland, Center for Environmental and Estuarine
   Studies, Chesapeake Biological Laboratory, Solomons, MD 20699
2.  Environmental Concern, Inc., St. Michaels, MD 21663
              EPA  230-D-96-001

-------
                            Draft April 26, 1994
 INTRODUCTION


 NEW FOCUS ON STREAM QUALITY

      Over the last few years, a new approach  to water quality  issues one
 which de-emphasizes simple  chemical measures of  water 'quality and
 emphasizes a more holistic  view of water  quality,  has gained strength
 Evidence of this change can be observed in a variety  of contexts, including
 increasing  attention to watershed planning,  growing interest in biological
 indicators^ water quality, increasing focus  on nonpoint sources of pollution
 and growing recognition that water quality  depends as much on the  ecotoW
 of watersheds as on the chemistry of surface water. This new approach  to
 water quality is based on the recognition that "fishable and swimable" surface
 waters result  from and are maintained by functioning watersheds and relv  as
 much on intact  wetland  systems and healthy streams as on  the chemical
 f-O^ciUcij of Water bodies.                            '    <
                     i   ,              ,          •",  .    .    i '  '   '    ,
    . The  recognition  that  water  quality and water  chemistry are not
 synonymous has helped focus  attention  on the  dynamic roles  that streams
 rivers, and floodplains play in creating, maintaining, and even restoring
 healthy surface waters.  These systems receive and transport  nonpoint
 pollution and, if they are healthy, can  ameliorate the effects of nonpoint
 pollution  on receiving water bodies. For  this reason, stream restoration— the
 act of rebuilding and repairing  stream  banks,  stream beds, and adjacent
 natural habitats— has been identified as a potentially cost-effective method of
 improving  water quality,  controlling nonpoint pollution,  and creating
 healthier watersheds. Research is now underway  to evaluate the effectiveness
 of stream restoration in improving water quality, increasing the capacity of
 watersheds to absorb and process pollution, and improving overall ecosystem
 P
     Interest in stream restoration is also increasing because the financing of
even large-scale  stream restoration  projects  may soon  be possible if
pomt/nonpoint  pollution  trading systems  now' being  discussed  are
implemented.  Under such systems,  those  responsible for point-source
pollutant emissions may fulfill their legal responsibilities to protect water
quality  directly by investing in emission reductions at the point  source  or
indirectly, by  funding projects that  reduce  nonpoint  pollution.  Further
reductions in  point-source emissions  from most industrial and  municipal
sites will be very costly. Therefore, if stream restoration can be shown to be a
cost-effective  way of achieving  water quality goals,  it may become an
important and  widely used tool for improving water quality and  watershed
health.

-------
                   Draft April 26, 1994
eCOn°miC
                     ides a preliminary assessment of stream restoration cose-
  in F^Tr^'1^ iaut0rS that affeCt Stream restoration costs. Combined with
  mtormation aoout the expected ecological and water quality payoffs from

  stream' rStoratidn'ca   ^ i?formatio^can ^e used to determine what rok.

  lt^Si?'eT? ^"p^np^t TourcetTtlV^
  aoout the relative  cost-effectiveness of strpam   '<•    •          <-'iij.idi.iuii
  also  help, those responsible .for guiding strea'm °resto«tLn'efforts Tnd
  developing design and construction standards for-stream restoration project


  SCOPE OF THE .ANALYSIS                                   "

-      The  term stream  restoration has  been used to  describe such varied

'reclImSorf orTo^em^1  fl°ws. to .Provide sewa§e treatment,  mine
 waterfowl habitat or water chemistry. The wide°range  oTdSmilaf amities"
 capered under the  term makes it difficult to analyze* the cost or performance
 of stream  restoration m any aggregate sense.' This paper presents the results of
 an initial  screening of costs associated with a small, number of projects tha
 are  .typical  in the sense that  they  have commonly encountered goals and
 consist  of^activities  or tasks  that are often included  in stream  restoration
 projects. The paper also identifies additional data that would be needed  for a
 fuller understanding of  project costs and how they are related  to project
success. Where it is useful, the paper compares and contrasts the economic
context under which stream restoration projects are designed and constructed
with those under which wetland restoration projects are undertaken.

     For purposes of this paper; the term  stream  restoration is limited  in
meaning to physical activities within the stream's corridor and surrounding
buffer ttiat are undertaken to improve water  quality or wildlife habitat. These
activities could include fencing  stream  buffers  to prevent livestock-related
impacts;  returning  meanders -and  uneven  channel  configurations  to
previously channeled  streams;  planting stream edges .and  buffers  with
vegetation; building structures such  as  dams; and using a variety of other
techniques to change the characteristics of stream banks or stream beds  It
excludes efforts intended to change offsite sources of stream degradation such
as programs to reduce agricultural or urban stormwater runoff, or efforts  to
better manage large scale water control or diversion projects.

     Two specialized types of stream restoration are also'excluded from
consideration  in  this report. The first  is stream  restoration carried  out
specifically to improve stream aesthetics. Such projects rely heavily on the -
planting of trees, shrubs, and herbs that are pleasing to  view or use and  like
other types of landscaping projects, may not contribute significantly to broader
habitat or water quality objectives. The second exclusion is stream restoration
carried out .in association with mine reclamation. These projects tend to focus

-------
                        ,'   Draft April 26, 1994

primarilv on changing the  chemistry  of severely polluted'waters  draining
from mines and mine tailings. Because these projects deal with exceptional
  afer  qua i "problems, thev are  often qualitatively different from those
designed to deal with more typical stream quality problems. By excluding.
the4 two tvpes of stream restoration projects, we avoided a potential source  .
of bias in our cost analysis, and were able to focus on restoration projects wi h
wider water quality and ecosystem health benefits,and with applicability
under a broader range of circumstances.
                                                              , '    ' /  i
BIO-ENGINEERED VERSUS ENGINEERED APPROACHES

     In o-eneral, stream restoration techniques can be broken down into two ,
broad categories: engineered or hard techniques and bio-engineered or sot
 techniques Engineered techniques. generally involve building permanent
 structures and fnclude such activities  as constructing dams and fish ladders
 and S rip rap or gabion walls for  stream, bank protection. Bio-engineered
 L,hnToueDs relv less o§n permanent structures, and include  such activities as
 plantin- vegetation for erosion control or using coconut fiber matting and
 ?oCvegetation mats, and bundles of live willow stakes to  simultaneous y
 reduce  Shoreline  erosion and establish riparian  vegetation.  ™ere  are
 circumstances where one  or the other - an engineered or a bio-engineered
 aDD^ach-is clearly preferable.  In  many cases, however, both types of
        ues can be us^to accomplish the same basic result  as illustrated by a
         not Rip-rap" publicity campaign currently being used by an  East Coast
        t^n to to  promote its patented bio-engineering solution to shoreline
 erosion problems.

      ,As the focus of stream restoration shifts from shoreline erosion control
  to other water quality and habitat  objectives, interest in and use of  bio-
  Ingineering techniques  is  increasing at the expense of more  traditaonal
  enlneered approaches. Where soft bio-engineering approaches are suitable
  Sey areToften considered preferable to hard heavily-engineered approaches
  for'at least three reasons:

     m   LOWER  UP-FRONT  COSTS—Bio-engineered  techniques  are
          generally less expensive than engineered techniques at _the design
          and construction phase because they emphasize simplicity, tend to
          require inexpensive construction materials and techniques,  and
          take advantage   of the work that  natural stream systems can
          provide to achieve desired stream condition.

      m  LOWER  OPERATING  AND  MAINTENANCE  COSTS-Bio-
          engineered alternatives can  more easily be  designed to.work with
          rather than a'gainst stream hydrological, ecological, and geological
          processes.  As a result they are more likely  than engineered
           techniques to  produce  self-maintaining stream reaches  that
                                      . 3

-------
                       •   "Draft April 26, 1994'

      '.  maintain desirable characteristics over the long term. This reduces .
   '  '   the need for expensive maintenance or reconstruction.

   (3)  -ANCILLARY  BENEFITS—Bio-engineered projects -typically
        produce  a  variety'  of -incidental environmental benefits, "in.
        addition to  the specific, narrowly defined engineering  goal for
        which they are usually designed. Willow  stakes planted' for stream
        bank erosion  reduction/for example,  also supply- substantial
        riparian vegetation  that .provides shade and  supplies organic
        inputs  to  streams  and thereby  enriches the  local  biota  and
        contributes to water quality.           ,
THE  ECONOMICS OF STREAM RESTORATION   -

     The.  stream restoration industry consists of many different-types'of
engineering, research, and landscaping firms and a few specialized restoration
firms that offer  to design, construct, maintain, and monitor restored streams.
Firms in  this industry are more diverse  than those  in the better known
wetland restoration industry.  Since  stream restoration is still a relatively
.young and fragmented industry few industry standards exist and the industry
lacks a general consensus about when and where specific techniques can and'
should be applied. Training programs and  handbooks explaining principles
and techniques  of stream restoration are still rare, and the practice of stream
restoration is  still heavily  influenced  by the work  of a  few innovative
individuals, and small specialized restoration firms.  Large environmental
consulting and  engineering firms who are moving, into this practice are just
beginning to acquire the. expertise needed to supply this growing market and •
in many  cases,  are still learning from their mistakes. Although information
about what works  and what doesn't is  still shared  openly among most
restoration experts, the market  for stream  restoration is growing and
competition among larger restoration firms is increasing. As a result, there
will be a growing tendency for firms to view more of what  they learn from
 their successes  and failures as  "trade secrets/' Although each' firm .striving to
 gain a competitive advantage could promote  innovation, the  structure and
 performance of the industry should  be monitored to  insure that conditions
 do not begin to limit the access of small firms and inhibit innovation.
         -o
      Unlike wetland restoration, modern stream restoration serves a market
 that is not linked specifically with regulatory requirements. The market for
 wetland restoration is driven almost exclusively by the demand for permits
 under  Section  404  of  the  Clean Water  Act.  The  demand  for  stream
 restoration, on  the  other hand, is  driven by such things as  stormwater
 management  requirements   and  the desire of  organizations  and  local
, governments to improved stream aesthetics or fish habitat, or achieve local
 and regional water quality goals. Since regulatory .forces-are seldom driving
 stream restoration projects,  they differ  substantially  from typical wetland

-------
                           Draft April 26, 1994

restoration projects in the way they are conceived and carried out. Among the
most significant differences are:

   (1)   DIFFERENT  MOTIVATION—The ' sole  motive  behind  most  '
        wetland restoration projects is the desire on the part of the project
        sponsor to acquire a  wetland permit. Thus strong incentives exist
        on the part of the project sponsor to minimize project costs  and
        avoid any liability for failure  to meet  mitigation requirements.
        Th-e choice of specific wetland restoration techniques, therefore, is
        often driven by legal and regulatory, not ecological criteria. The
        motivation behind most  stream restoration projects, on the other
        hand, is  usually more complex. Since stream restoration projects
        are not driven by regulatory requirements, project sponsors decide
        what types  of stream restoration techniques  to  apply and  how
        intensive or extensive the effort will be on the basis of their own
        assessment of costs and benefits.

    PI  LACK OF OBJECTIVES AND PERFORMANCE  GOALS—Since
        stream restoration is seldom carried out as' mitigation for other
        environmental harm, few  stream  restoration  projects need to
        achieve  specific  goals or  reach performance  targets  Since the
        stream restoration' industry has yet to develop  widely accepted
        project design standards, this lack of clear performance criteria-
        makes it difficult to determine how the restoration techniques
         used in a stream project were chosen or how to evaluate their
         results.

    (3)  LOWER PLANNING  AND  MONITORING COSTS-Wetland
         restoration often requires  substantial commitments of time and
         money for  advanced planning, design,  monitoring,  and
         maintenance. These costs arise in part from regulatory needs, in
         particular, requirements for documentation of  project planning,
         construction, and success or failure. Without specific performance
         targets, much of the scrutiny  that wetland  mitigation projects
         undergo would  be  unnecessary. Thus the design and  construction
         of stream restoration projects are seldom documented as carefully
          as  modern wetland restoration projects, and they do not get the
          same level of monitoring.

       The economic  and political context under  whichjrtream restoration
  projects  take place are important in evaluating cost data because they have a
  sSdfSant  influence on the selection of techniques  and approaches (e.g.,
  en^neering and  bio-engineering)  used to accomplish stream restoration
  S Until the stream restoration industry matures and develops standard
  Approaches for solving common stream restoration  problems,  no simple
   scheme  for  categorizing  stream  restoration  projects will  adequately

-------
                   .  . • - •    Draft April 26, 1994      -          .  " •  •      :

summarize.the range of stream types, project goals and constraints found in
the  United  States. This  study  makes no effort  to  develop  a • detailed
categorization of stream restoration activities or projects  based on expected
results/or cost-effectiveness.  Instead, we'.-take the simpler route and, examine.
actual stream restoration costs for'"typical" projects. carried out on streams
with different physical characteristics. Subsequent research will need to focus
on the relative  cost-effectiveness of different techniques applied at  similar
sites and the, relative  cost  effectiveness of. the same technique' applied at
different sites.       •.        ,                '        .
 MET HO DS
 STREAM RESTORATION  COST ESTIMATION              •    .  . .

   -  .For  purposes  of cost  analysis a stream restoration  project can be
 characterized in terms of  a number of discrete tasks or 'activities that require
 cash outlays for labor,  material, equipment,  and other inputs. These tasks
 involve:  (1)  designing  and  planning  the project,  (2) site management
 activities such as  trash  removal  and fence installation, and (3) structural
 stream restoration practices  that may vary  from planting  vegetation  to
 constructing dams  and levees.  The cost of completing a given project then can
 be estimated as the sum of the  costs of all of the tasks required to complete the
 project.       . J                                   .    •       ...

     The  procedure for estimating costs for a given stream restoration project,
 therefore, involves four simple steps:

• "  .Step-1 •   Estimate,the  cost  of completing  each pre-construction,
             construction, and post-construction task that could be used in
             a project.                           '

    Step 2   Characterize the  project in terms of the number of each task
             required per unit length or  area  (e.g., per linear  foot of
             stream).                                                    .

    StepS   Adjust cost  per.task estimates to account for economies of
             scale and'other site-specific factors.

    Step 4   Calculate overall project costs by multiplying the adjusted, ,
              cost of completing each task (Results of Step 3) by the number
              of each task required (Results of Step 2) and adding them.
                                     6  .

-------
                           Draft April 26, 1994

     Tasks  and Costs Per Task
     For our preliminary cost analysis we started with a partial list of stream
restoration  techniques .(tasks)' and cost estimates developed by  Apogee.
Research Inc.  under contract  to  EPA. This list included a wide variety of
structural and non structural restoration  practices, from  trash removal to
boulder 'emplacement to construction of "K" Dams, and included an average
cost per unit (e.g., per boulder, per linear foot of planting or fencing) for each
technique on  the  list.  We supplemented this list "of tasks  to include some
recently developed bio-engineering techniques (e.g., use of willow  or shrub
"mattresses"  and fascines — bundles' of live  stakes from willow  or other
riparian shrubs — to reduce streambank erosion), many of which  are now
becoming more widely used. We also worked with practicing restoration
specialists to develop estimates of project design, planning, and management
costs, and we refined and updated some cost estimates on the initial list 'of
tasks on the basis of a limited survey of material and equipment suppliers
and restoration contractors.  The  final  list of stream restoration tasks and
associated per unit costs is presented in Table 1. While it is by no means
comprehensive, it includes the  techniques most , typically used in stream
restoration projects.

     Overall  Project  Costs
     Fourteen project profiles, including detailed information on design and
management  tasks,  site management  activities, and  structural restoration
practices were developed on the basis of discussions with stream restoration
specialists  that  we subcontracted and collaborating  stream restoration
practitioners. Each project  profile  included  information on  stream
classification (see below), the techniques used, and the number of techniques
(e.g., check  dams and wing deflectors placed), or quantity of techniques (e.g.,
length of streambank fencing or amount of  material dredged) that were used.

     All profiles were based on  actual . stream restoration projects.  In some
cases, however, detailed records of project  inputs and costs were unavailable,
so  the number of tasks and the quantities  of inputs required per task (labor,
equipment, materials) and their  costs (wages, rents, prices) were estimated
through discussions with collaborating restoration specialists and individuals
familiar with  the design and implementation of the project in question. A list
of projects,  overall project cost estimates, and project costs per linear foot of
stream reach that resulted from this exercise are presented in Table 2.


STREAM CLASSIFICATION

     Existing Stream Classification  Systems
     The concept of stream ordering and a system for stream classification was
developed  by Strahler (1952) and Shreve  (1966). Using  this system, a small
                                    7

-------
                            Draft April 26, 1994   -   •    ,'

.stream with a limited watershed area,is classified as a first order stream. As a.
 stream grows and reaches confluence with other streams, the larger stream
 would increase in order. Two first order streams that converge produce a
 second order stream, two, second Border  streams converge to produce  (in.
.Strahler's numbering scheme) a third order stream, and so on. Later/ Pennak
 (1978) proposed a classification system based on a "cluster" of physical and
 chemical measurements,  which was refined  further by Rosgen (1985) in a
 stream classification system based on  a much larger suite of chemical and
 physical parameters.                         '-..•'

     None of these  popular stream  classification systems,' however,  are
 appropriate for the purposes of this .study of stream restoration costs. The
 simple stream order classifications of Strahler (1952) and Shreve (1966) do  not
 describe the gradient (slope) or volume  of  a stream sufficiently to allow
 stream type groupings for purposes of evaluating restoration  opportunities.
 Rosgen's (1985) approach suffers from the opposite problem in  that it is so
 thorough that it requires too  many particulars ,to  be used in a survey of
 relatively small-scale projects. In time, a complex stream classification system
 may be developed that will prove useful for aggregating projects according to
 restoration opportunities and appropriate techniques and associated costs.
 This, will only occur after  the stream restoration industry matures to the point
 of developing standard approaches and techniques, or after data on a large
 enough  number,  of restoration projects  is  available , to  allow statistical
 comparisons.  For purposes  of  'this study, we  developed  a simple stream
 classification system that  groups streams into broad categories within which
 generally similar stream restoration techniques are likely to be used.

    A Simplified Classification  Scheme  for Studying Restoration
     Costs

     Two, of the-major factors determining what methods  are appropriate for
 a stream restoration project are (1)  the .stream's slope or gradient, and (2)  the
 volume  of water  the stream conveys. In order  to consider how different
 restoration techniques can be applied to various stream types, we therefore
 developed a simplified stream classification system based on stream gradient
 and stream volume. The  criteria used to group streams in the classification
 system are as follows:                                                   .
    Low  Gradient      A stream channel with a gentle slope  that under
                      normal conditions  causes low turbulence water
          ,            flow. Example:  a backwater river in. the Piedmont
                      or coastal plain.
    High Gradient     A  stream channel  with  steep slopes that under
                      normal-conditions" causes, turbulent water  flow.
                      Example; a mountain stream.

-------
                          Draft April 26, 1994.

   Low  Volume     A stream with a small channel that conveys water
                    from -a limited watershed  area. Example: a first
                    order mountain stream, or a headwater stream.
   Medium  Volume Usually a stream receiving water from two or more
                    Low Volume Streams, or a first order  stream with a
                    large watershed. Example: The Susquehanna River
                    at Oneonta, NY.
   Hi^h Volume     Usually  fourth or  fifth  order  streams  (or higher)
                    with  very  large  watersheds.  Example:  the
                    Mississippi River at St. Louis, MO.
   Intermittent      A stream that, flows only part of the year,  ...
   Tidal            Streams, both freshwater and saltwater, influenced
                    by tidal action.

     Using these criteria we  defined six major stream classification:-  for
purposes of evaluating  the characteristics and costs of restoration:
(1)          Low Gradient, Low Volume
(2)          Low Gradient, Medium Volume
(3)          Low Gradient, High Volume
(4)          High Gradient, Low Volume
(5)          High Gradient, Medium Volume
(6)          High Gradient, High Volume (omitted from the analysis)

     In order  to focus attention on practical stream restoration alternatives,
the  sixth category—high gradient, high volume streams—was eliminated
from further  consideration. These  involve large volume rivers  that must
collect water  from  large watersheds and then maintain a  sufficient vertical
drop before reaching sea level to enable high stream gradients to persist in the
face of prolonged erosion and sediment deposition. These conditions  are so
rare (e.g., the  Laurentian great lakes and the Niagara escarpment ) and are so
infrequently  considered  within the context  of  restoration  that  they were
eliminated from the analysis.   ,

      Special   Cases
      There are certain stream types  for which  appropriate restoration
 approaches and techniques  cannot be predicted  by stream volume and
 gradient alone. Among  these are intermittent streams, tidal  streams, and
 urban streams. For purposes of this initial scoping effort we decided to classify
 these projects separately as described below:

 Intermittent  streams  include small seasonal, low volume streams in humid
                      regions as well as low. and medium volume streams in

-------
Tidal streams
Urban Streams
       Draft April 26, 1994    '.      ,  •.    .'

 arid climates. Intermittent streams may "be" either low"
 or  high gradient. Arroyos  and  other  intermittent
 streams that convey surface runoff from storm events
 in arid ..regions are among the most likely intermittent
 streams "to be the focus  of restoration  interest. These
 channels convey large volumes of water for very short
 periods  of." time., 'High  peak  flows,   complex
 relationships with  groundwater  systems, and the
 difficulty  of  reestablishing  vegetation  in  arid
 environments make these streams difficult to restore.

 (both freshwater and salt) also have unique restoration
 requirements.  Bi-directional water  flow,  regular'
 oyerbank flooding,  and daily inundation create  a
 system in which stream restoration must generally be
 carried out in  the context of  broader  wetland
 restoration  efforts.  Tidal streams  may  be of  low,
 medium, or high  volume.-They are, except for over
 extremely short distances, low gradient streams,  '

 in urban environments also require special restoration
 treatments.  The  high  imperviousness  of  urban
 watersheds  prevents adequate management of  peak
 flows following storm events. This situation creates
 extremely flashy streams which generally require the
 use  of  mechanical  and  structural  restoration
 techniques  rather  than bio-engineered or vegetative
 techniques.  In   addition, 'many  urban  stream
restorations include  the  cost of  "releasing" streams,
removing them from culverts  and pipes and restoring
a more natural stream channel.
RESULTS
COST OF STREAM RESTORATION

     Costs per task estimates are presented in Table 1 and overall project costs
and costs per linear foot of stream for the fourteen projects we evaluated-are
presented  in Table 2.                         ,              ,
                                  10

-------
                                 Draft April 26, 1994
Table 1:
 Estimated typical costs  of component tasks  of stream  restoration
 project, as used in this study to estimate total project costs.
       (1)
       (2)

       (3)
Best Management
Practices (BMPs)
Adding/Movina a Meander
Bank Crib and Cover Loa
Boulder Placement
Brush Bundle
Brush Mattresses/Mats
Channel Block
Channel Constrictor
Debris Removal
Excavation / Fill
Fascines 1
Fence Stream Banks
Barbed Wire Fence
Chain Link Fence
Fiber Schines 2
Gabions
Gabions With Willow
Gravel Bedding .
Live Stakes
Log and bank shelter
Plant Trees or Shrubs
Bare Root Tree
Container Tree
• Shrub
Planting Emergents
P re-Rooted Live Stakes
Project Design
Reed Rolls 3
Rip-rao
Riprao + Willow
Rootwad
Seeding Grasses and Herbs
Grass
Herbs
Single-wingJDef lector
Trash Catcher
Tree or Log Cover
Tree Removal
Wedge. K. or Other Dam
Willow Branches

Unit Cost Per
Unit
See Excavation/Fill
1
10
If
sf
1
1
dav
cy
If
mile
mile
If
l.f.
. If
cy
1
1
tree
tree
shrub
. Plug
1
hours
If
If
If
10
acre
acre
1
1
1
10 sf
1
If
$1,364
• $520 ;
$62
• $30
$454
$1.167
$823
$6
$18
$20,000
$40,000
$7.50
$80.00
$90
$11
$1
$352
$12
$20
$11
$1.40
$2.50
$75
$10.50
$70
$80
$150
$2,500
$3,000
$362
$346
$47
$10
$1,081
$10
Fascines are bundles of live stakes of willow or other hydrophytic shrubs.
Fiber.Schines are bundles of organic fiber placed along shorelines to reduce erosion and
provide a stable rooting medium for plant establishment.
Reed Rolls are fiber schines pre-seeded or pre-rooted with desirable plant species.
                                          11

-------
                              Draft April 26, 1994

  Table 2: Summary of Stream Restoration Projects Examined.
Project Name
	 	 	 — _____
• Blue Route Expressway
Pratt Hollow Run
Democracy Boulevard
Linville Gorge
Milwaukee River
Ohio River
Upper Mississippi •
Fort'Belvoir

Johnstown
.South Branch Potomac
Chama River
Lick Run
Rio Puerco
Tidal 1
1
State
	
PA,
.MD,
MD
NC •
IN
Several
Several
VA

PA
WV
NM
VA
NM .
MD

Restoration
Type
Bio-engineered
Bio-engineered
Structural, Mechanical
Bio-engineered
. Bio-engineered
Bio-engineered ..
Mixed >
Mixed

Bio-engineered
Bio-engineered
(Stream Fencing)
Structural
Bio-engineered
Structural
Mixed

'"•""•"— «— •
Stream
Class
— ..— .
. -1
1
1 / •
1 •
2
• 2 ,
3
4-

•4
5
5
A
A

• B
.
Project
Size (l.f.)
'
600
2,640
1,800
• 200
4,752 •
13'2,000
3,696,000

6,336
1,000
158,400
15,840
- . 900
10,560

300
*— — • — t i
Total Cost

	
'• $36,426
' $30,016
$154,050
$5,550
' $22.000
: $211,929
$83,210,000

$333,303
$32,836
$12,560,
. $729,975
$16,961
$1,719,600

$1-9,872
-"•^^^••^^^•i i
Cost' Per
Linear , Foot

$60.71
$-11.37
$85.58

527. / p
$4.63
$1.61
$22.51

$52.60
$32:84
$0.08
$46.08
$18.85
•$162.84

$66.24
    _ Costs per linear foot of stream restored varied tremendously among the
  ixteen projects-from well under $1 to over $150 dollars. This range reflects
 the-diversity of stream  types, goals and definitions  of stream rltoraSn
 a gressive  and passive  approaches to stream restoration, and  site-specific

 aKTa'nd^ f ^^ T^ reSt°ration ******  that L not
 cinSctor,  fl VI  ^  ^^  Way ^ different  ^storation  specialists or
 contractors. Until  there is more standardization within the industry'the
 ^aractenstzcs of restoration project and costs, even at apparently  simiJsites
 with apparently similar goals, can be expected to be quite variable.        •

     Preliminary  Observations                  '

     While it is impossible from  such a small sample of projects to make anv
 defimtive statements  about  differences in  project  costs  among  stream
 categories, the data suggests certain patterns.             '      ,    5  ^rea.m

.  . •      Projects  carried out on small streams tend, to be relatively
          expensive, (higher  cost per  linear  foot),  even though  they.'
                                    12

-------
                            urarc April 26, 1994              ,-      ,

          involve altering  relatively low  volume systems  with  lower
          hydrologic forces  to  manage.  This reflects  differences in the
          nature  of  the restoration efforts more  than conventional
          economies of scale issues.

          Project, size, as measured by the length of the stream reach being
          restored, tends to be smallest for  low volume streams. Until
          more disaggregation of data is possible, this will confound efforts
          to  estimate  economies  of scale or evaluate the  relative cost
          effectiveness of small-scale versus large-scale projects.

    •      The most expensive projects in the database are structural (hard
          engineering) projects carried out in  a small volume-intermittent
          stream and in small volume-low gradient streams,-and mixed
          (structural with bio-engineered) restoration of a tidal freshwater
          stream.

    •      By far the least expensive  restoration  project (approximately
          $0.08 per linear foot basis) was a project to restore several miles
          of the South Branch of the Potomac River by placing 3,000 linear
          feet of strategically  located .barbed  wire fencing to exclude
          livestock from the river banks and allow natural revegetation.


RESTORATION TECHNIQUES AND STREAM GLASS

    Certain types of restoration practices (e.g., boulder placements) are more
likely to be used in restoration projects in high gradient streams, while others
(e.g. reed  rolls or planting emergent vegetation) are most likely to be used in
low gradient streams. Similarly, some practices (e.g., "K" dams) are difficult to
use in medium or high  volume streams, and are easy to apply successfully in
low volume "streams. Table  3 illustrates  the relative effectiveness of specific
management practices applied in various stream types.                 '
                                   13

-------
                            Draft April 26, 1994
 Table 3:
Best Management Practices (BMPs) used in Streams^of each category,
/_!_• 7""\£f cm U££-._i.*,_ - ^ . r<	i?     T-. * f  ..     	   -       -    O  >
PreaScticMesn "'&' L°w Gradient Streams 'mgh^radient Durban |
Addina/Movinq a Meander
Bank Crib and Cover Log
Boulder Placement
Brush Bundle
Brush Mattresses/Mats
Channel Block
Channel Constrictor
Debris Removal
Fascines 1
Fence Stream Banks •
Fiber Schines 2 -
Gabions
Gabions with Willow
Live Stakes
Planting Trees or Shrubs
Planting Emeraents
Pre-Rooted Live Stakes
Reed Rolls3
Rip-rap
Riprap .+ Willow
Rootwad
Seeding Grasses & Herbs
Sinqle-winq Deflector
trash-Catcher
Tree or Loq Cover
Wedqe, K, or Other Dam
Willow Branches '
— 	 ' 	 - ;—•••• 	 —
Low
Volume
4-
4-
+
+ •
4- .
4-
+
+
. 4-
+
•
•
•
4-
+
+
+
+
+
+
+
+
4-
4-
. - +
+
•^^sss^^7!!rmisss
Medium
Volume
+
+ •
9
+ -
+
O
+
+'
+ •
+
+
+
4-
- 4-
4-
+
4- '
+ .
+
4-
4-
•
4-
•
?s
'
High '
Volume
•
•
•
+
•
+ .
•
• 4- . •
4-
•
4-
4-
•
• ""
4-
4-
4-
•
=====
Low
Volume
•
.' 4- •
+
+
•
+
+
-+ .
•
4-
4-
4-
4-
4-
•
•
•4-'
•4-
4-
4-' .
•
4-
. 4-
4-
=====
Medium
Volume
•
+.
4-
•
•
_ 4-
•
4-
. 4-
4- '
+
' +
4-
•
4-
+
, 4-
4- '
•
•
4-
1 •
=======
4-
- • •
•
•
4- '
+
+
+
+
4-
•
4-
4- •
•
. +
*
===^==
DISCUSSION
Low VOLUME  VERSUS HIGH VOLUME  STREAMS

 - .   Our results show that restoration projects carried out in the  smallest
streams, which are generally low volume .streams, are  more expensive per
hnear foot than  projects  carried out  in medium and high volume  streams
The magnitude of  the forces being managed and the volume of water being
affected are both much larger for high volume streams. This, combined with
the  fact that it should be  easier to achieve restoration goals on small streams
where the erosive and other disruptive forces are smaller, made-these results
somewhat  counter-intuitive. Conventional economies  of scale certainly
                                  14

-------
                           Draft April 26,, 1994

account for some of the difference, but our initial review suggests systemic
differences are as important as scale differences.

     As a general rule costs per task can be expected to decline as the number
of tasks used in a project increases—typical economies of scale. However, in
our case studies, a greater number of restoration tasks were used, both hard
and soft, per linear foot of restoration on small streams than on large streams.
This higher number of tasks, contributed to the higher relative costs of small
stream projects  more than higher costs per task.' More intensive restoration
efforts on small streams; as reflected by more tasks per linear foot, probably
reflect a stronger desire on the part of sponsors  of these projects to achieve
substantial restoration benefits in the  shortest amount of time. Sponsors of
larger projects, especially projects on medium and high volume streams, may
be less willing to invest in intensive efforts—higher costs per  unit area—and
more willing to wait and let restoration benefits accrue gradually as a result of '
natural forces. This would explain why relatively few techniques were used
per linear foot for relatively large projects and may also explain why more of
the techniques that are used in relatively large'projects were  bio-engineered
techniques that are less expensive and yield results gradually  as the restored
stream achieves a new biological, hydrodynamic, and geological equilibrium.

     The issue of whether large scale projects or projects on medium or high
volume streams are less costly in general or simply tend  to be less costly
because they  involve  less aggressive  restoration- efforts requires additional
research. Of course cost is only part of the picture. The cost effectiveness of
small and large scale projects also  depends on how successful they are at'
achieving water quality arid habitat goals. Further research into the causes of
cost  differences  for  different  project types  should be  undertaken  in
collaboration  with  research aimed at measuring restoration-induced
improvements in habitat and water quality.values.


ENGINEERED VERSUS BIO-ENGINEERED TECHNIQUES

      Comparing  costs  of  "typical"  stream  restoration  projects  using
engineered and bio-engineered alternatives is difficult because the field of bio-
engineering is new and has developed almost as a cottage industry with little
careful research and  few industry  standards. Regional experts and agency
staffs tend to promote the techniques with which  they are most familiar/
which may limit opportunities to observe the cost-effectiveness of innovative
methods. Because of the wide variety  of soft and hard restoration techniques
that can often  be used to achieve similar results  and the lack of  generally
accepted standards or guidelines, it is difficult to sort through and interpret
the  causes  of observed cost  differences  or evaluate whether  they are
universal, project-specific, or site-specific.
                                    15

-------
      :   '        '            Draft April 26, 1994               '     ..

      Comparisons of engineered, and  bio-engineered approaches to stream"
  restoration based purely on costs  may-also be misleading. Bio-engineered
  approaches to stream restoration  do not have as  long a track record as
  engineered  approaches, Bio-engineering methods  tend  to  take lon-er to-
  achieve final results than engineered methods, and thev have beneficial side
  effects that engineered approaches do not share. Moreover, project costs often
  vary .not only because  of what  is being done, but also because  different
  contractors use different practices to achieve similar ends, and have different
  f™6 S/rjertlSe ^^rand carrying thenrout Thus the results of this
  limited study can  offer only a few insights ,on the relative cost-effectiveness of
  engineered or bio-engineered restoration approaches, and cannot  be* used to
,  compare specific techniques within these two general categories.

      A few general rules, however,-do, emerge from our analysis. Stream
  restoration  projects that, rely on engineered (hard) techniques: are generally
  more expensive than  projects that rely on  bio-engineered (soft) techniques
  Ihis^may be because engineered techniques  require  building structures out of.
  relatively expensive materials  such as  timber or concrete, whereas bio-
  engineered  techniques tend, to use locally available materials and relatively
  inexpensive commercially .available natural ;fnaterials such as coconut  fiber
  mattings and  live  vegetation. Engineered techniques also emphasize  resisting
  the erosive and 'Other dynamic forces found in the stream environment
  whereas bio-engineered approaches  emphasize working with those forces  to '
 "produce desired results.                •-.-•-'

 ,    Bio-engineered techniques,  however, cannot be  used  under  all
  circumstances or incorporated into all restoration projects, so they should not
  be viewed as perfect substitutes for engineered solutions. They often work
 poorly or cannot be used at all, for example, in projects  that involve  high
 volume or high,gradient streams, or in stream systems  where stormwater
 cannot be adequately controlled  resulting  in "flashy" characteristics (e g
 urban streams,, arroyos).  In these situations,  the volume and velocity of the
 water have  the potential  to wash away the results of many bio-engineered
 projects, so,engineered structures, at the present time,  are the only option.
 Bio-engineermg techniques may also be more prone to project failure in the
 event of an unexpected severe storm during or immediately following project
 construction than  are most hard engineering  techniques. Moreover  since
 many of the bio-engineering techniques, although  promising, do not have  "
 long track records, little is known about their long-term success. In principle,
 bio-engineered stream  restorations  may have extremely long  project
 lifetimes, since a fully restored stream  reach can maintain desirable stream
 conditions indefinitely. In practice,  however, it is  still unknown  how  well
 bio-engineered strearn  systems, will" stand up in  many urban, suburban, and
 even agricultural  landscapes where stream hydrodynamics are severely  "
 altered.       •              •       ,         '    -'       . • .       '  ,>J'
                                    16

-------
                           Draft April 26, 1994

     For all these reasons bio-engineered techniques may not be suitable
when the expected cost of project failure  in economic or ecological terms is
relatively high. In some cases, however, the additional risk of failure may be
more than offset  by  the  ancillary habitat and watershed benefits that are
expected if the  bioengineered efforts are successful. Attempting  a bio-
engineered solution  when costs and  risks  are  relatively  low  and  later
implementing an engineered solution if  necessary may be a preferred option.
More research into the relative  costs  and preference of.-.different types of
projects  and opportunities to  initiate follow-up  restoration/in efforts when
projects fail, will help determine when and where this option is possible
     As a general rule the larger projects that we studied relied more heavily
on  bio-engineered solutions, while the smaller projects  relied more on
conventional engineered techniques. This pattern probably reflects not just
pure differences in project scale, but also several other differences between
large and small projects. Small  projects are more often located in urban or
suburban areas, where engineering constraints imposed by  the flashiness of
streams in developed watersheds make bio-engineering approaches difficult
or impossible. Small projects are also more often carried out to solve specific,,
narrowly defined local problems that have a long history of being addressed
successfully  using  traditional  engineered techniques, and a  more limited
record 'of being addressed using bio-engineered solutions. Large projects, in
contrast,  are  often  carried   out  in • order to  achieve more  general
environmental benefits that are  often broadly and vaguely  defined,  and are
difficult or impossible to achieve using traditional engineered approaches.
Large  projects  also rely more heavily on bio-engineered approaches  because
they are generally less expensive and help  keep the 9verall costs of large
projects under control.

     As  stream restoration  becomes  a more  frequently used  tool of
environmental policy, associated costs  and effectiveness will both rise. Recent
studies on wetland  restoration projects, however, suggest that regulatory
requirements, unless they are carefully thought out, can drive the costs  of a
restoration project up significantly  with no  corresponding improvement in
project performance (King and Bohlen 1994).  Discussions with  stream
restoration practitioners suggest that, despite a relative lack of regulatory
involvement in most stream  restoration, government involvement does
bring with  it  additional  costs.  One stream restorationist,  for example,
estimated that planning and design costs could be as high as 30%-50% of
overall project costs when government funds are involved,  compared to 5%-
10% of. overall project costs for privately funded projects. We have not been
able to examine this  claim in detail, nor adequately explain it, if it is true.
Such  differences  may  reflect  more  stringent planning  and  design
 requirements, the need to more carefully document project activities and
 expenditures, the  cost  of consultations  with  government sponsors,
 government procurement requirements', or other factors that may-or may not
                                    17

-------
        •   •-               Draft April 26,. 1994          ' ' '  .  ~

 affect project results.  On  the  other hand/the higher cost of  government'
 sponsored projects may reflect  requirements that contractors not cut corners,
 use proven materials and techniques, guarantee their work, or provide long-
 term  site  monitoring and maintenance; that should result in more successful
 stream restoration over the long  term: As stream restoration becomes more
 closely linked with new or existing government programs^ the  project costs
 associated with planning,  implementing, monitoring, and maintenance are
 likely to increase. If the emerging standards  for completing these tasks are
 designed  with care, the  payoff  from these  higher costs should be more
 successful projects. If they are  not, the higher costs 'could inhibit  the use of
 stream restoration as a water quality management tool and undermine public
 support for such endeavors.


 STREAM RESTORATION  AND  WATER QUALITY

    A significant amount of time .and energy is being spent researching the
 effects of wetlands on water quality. Much of the information being generated
 is directly related to  stream restoration  using either bio-engineered and
 engineered techniques. Simply putting up fencing along stream banks  to
 prevent livestock from  grazing within a narrow stream buffer or  entering the
 stream can significantly reduce sediment and nutrient loads and improve •
 water quality. Adding vegetation to the stream bank and buffer can cool
 streams and reduce thermal pollution, as well  as provide wildlife habitat and
 improve nutrient processing within  the stream.  Returning meanders  to
 channeled streams, and building check, dams  to provide areas of quiet water
 provide, water velocity reduction benefits,  which in. turn promote the
settlement of particles out of the water column so they are not transported to
 other  parts of the watershed. Such alterations' also  improve habitat for fish, •
waterfowl, and other wildlife arid generate economic values associated with
 the enjoyment ,of these resources.. However, while surface water quality can
be improved  through a concerted  effort of stream restoration, to  be the most
effective,  stream buffer  and .stream bank restoration should  be planned
within the context of an overall strategy for watershed  restoration that
 includes implementing Best Management'Practices (BMPs) for controlling
urban, suburban, and agricultural runoff, as well as improving conditions in
streams and wetlands.'
                                 ,18

-------
                            Draft April 26, 1994



REFERENCES       ,

APOGEE Research Inc. 1994. Draft Report, Bethesda, MD.

King, D. M., and C. C. Bohlen. 1994. Making Sense  of Wetland Restoration
      Costs. University of Mary land-Center for Environmental and Estuarine
      Studies Technical Report UMCEES-CBL-94-045.

Rosgen, D. L. 1985. A  stream classification system.  General Technical Report,'
      Rocky Mountain Forest and Range Experiment Station, U.S. Forest
      Service, Fort Collins/CO, pp. 91-95.          .   -

Pennak, R.  W. 1978.  The  dilemma  of stream classification for  the  USA,]
      including aquatic  habitats.  USFWS Office of Biological Services,
      Washington, DC/pp. 59-66.,  '

Shreve, R. L. 1966. Statistical Law of Stream Numbers. /. Geol. 74: 17-37.

Strahler, A. N. 1-952. Dynamics Basis of Geomorphology.  Geol. Soc. Am. Bull.
      63: 923-38.
                                    19

-------