oo ) Draft April 26, 1994 STREAM RESTORATION: THE COSTS OF ENGINEERED AND Bio- E N GIN EER^D. ALTERNATIVES 'by DENNIS M. KING, 1 CURTIS C. BOHLEN, 1 MARK L. KRAUS 2 • Research funded by Environmental Protection Agency, Office of Policy Analysis • Contact: William Painter under EPA Cooperative Agreement No. CR-818277-C1 with University of Maryland, Center for Environmental and Estuarine Studies Chesapeake Biological Laboratory, Solomons Island, MD 20688 1- University of Maryland, Center for Environmental and Estuarine Studies, Chesapeake Biological Laboratory, Solomons, MD 20699 2. Environmental Concern, Inc., St. Michaels, MD 21663 EPA 230-D-96-001 ------- Draft April 26, 1994 INTRODUCTION NEW FOCUS ON STREAM QUALITY Over the last few years, a new approach to water quality issues one which de-emphasizes simple chemical measures of water 'quality and emphasizes a more holistic view of water quality, has gained strength Evidence of this change can be observed in a variety of contexts, including increasing attention to watershed planning, growing interest in biological indicators^ water quality, increasing focus on nonpoint sources of pollution and growing recognition that water quality depends as much on the ecotoW of watersheds as on the chemistry of surface water. This new approach to water quality is based on the recognition that "fishable and swimable" surface waters result from and are maintained by functioning watersheds and relv as much on intact wetland systems and healthy streams as on the chemical f-O^ciUcij of Water bodies. ' < i , , •", . . i ' ' ' , . The recognition that water quality and water chemistry are not synonymous has helped focus attention on the dynamic roles that streams rivers, and floodplains play in creating, maintaining, and even restoring healthy surface waters. These systems receive and transport nonpoint pollution and, if they are healthy, can ameliorate the effects of nonpoint pollution on receiving water bodies. For this reason, stream restoration— the act of rebuilding and repairing stream banks, stream beds, and adjacent natural habitats— has been identified as a potentially cost-effective method of improving water quality, controlling nonpoint pollution, and creating healthier watersheds. Research is now underway to evaluate the effectiveness of stream restoration in improving water quality, increasing the capacity of watersheds to absorb and process pollution, and improving overall ecosystem P Interest in stream restoration is also increasing because the financing of even large-scale stream restoration projects may soon be possible if pomt/nonpoint pollution trading systems now' being discussed are implemented. Under such systems, those responsible for point-source pollutant emissions may fulfill their legal responsibilities to protect water quality directly by investing in emission reductions at the point source or indirectly, by funding projects that reduce nonpoint pollution. Further reductions in point-source emissions from most industrial and municipal sites will be very costly. Therefore, if stream restoration can be shown to be a cost-effective way of achieving water quality goals, it may become an important and widely used tool for improving water quality and watershed health. ------- Draft April 26, 1994 eCOn°miC ides a preliminary assessment of stream restoration cose- in F^Tr^'1^ iaut0rS that affeCt Stream restoration costs. Combined with mtormation aoout the expected ecological and water quality payoffs from stream' rStoratidn'ca ^ i?formatio^can ^e used to determine what rok. lt^Si?'eT? ^"p^np^t TourcetTtlV^ aoout the relative cost-effectiveness of strpam '<• • <-'iij.idi.iuii also help, those responsible .for guiding strea'm °resto«tLn'efforts Tnd developing design and construction standards for-stream restoration project SCOPE OF THE .ANALYSIS " - The term stream restoration has been used to describe such varied 'reclImSorf orTo^em^1 fl°ws. to .Provide sewa§e treatment, mine waterfowl habitat or water chemistry. The wide°range oTdSmilaf amities" capered under the term makes it difficult to analyze* the cost or performance of stream restoration m any aggregate sense.' This paper presents the results of an initial screening of costs associated with a small, number of projects tha are .typical in the sense that they have commonly encountered goals and consist of^activities or tasks that are often included in stream restoration projects. The paper also identifies additional data that would be needed for a fuller understanding of project costs and how they are related to project success. Where it is useful, the paper compares and contrasts the economic context under which stream restoration projects are designed and constructed with those under which wetland restoration projects are undertaken. For purposes of this paper; the term stream restoration is limited in meaning to physical activities within the stream's corridor and surrounding buffer ttiat are undertaken to improve water quality or wildlife habitat. These activities could include fencing stream buffers to prevent livestock-related impacts; returning meanders -and uneven channel configurations to previously channeled streams; planting stream edges .and buffers with vegetation; building structures such as dams; and using a variety of other techniques to change the characteristics of stream banks or stream beds It excludes efforts intended to change offsite sources of stream degradation such as programs to reduce agricultural or urban stormwater runoff, or efforts to better manage large scale water control or diversion projects. Two specialized types of stream restoration are also'excluded from consideration in this report. The first is stream restoration carried out specifically to improve stream aesthetics. Such projects rely heavily on the - planting of trees, shrubs, and herbs that are pleasing to view or use and like other types of landscaping projects, may not contribute significantly to broader habitat or water quality objectives. The second exclusion is stream restoration carried out .in association with mine reclamation. These projects tend to focus ------- ,' Draft April 26, 1994 primarilv on changing the chemistry of severely polluted'waters draining from mines and mine tailings. Because these projects deal with exceptional afer qua i "problems, thev are often qualitatively different from those designed to deal with more typical stream quality problems. By excluding. the4 two tvpes of stream restoration projects, we avoided a potential source . of bias in our cost analysis, and were able to focus on restoration projects wi h wider water quality and ecosystem health benefits,and with applicability under a broader range of circumstances. , ' ' / i BIO-ENGINEERED VERSUS ENGINEERED APPROACHES In o-eneral, stream restoration techniques can be broken down into two , broad categories: engineered or hard techniques and bio-engineered or sot techniques Engineered techniques. generally involve building permanent structures and fnclude such activities as constructing dams and fish ladders and S rip rap or gabion walls for stream, bank protection. Bio-engineered L,hnToueDs relv less o§n permanent structures, and include such activities as plantin- vegetation for erosion control or using coconut fiber matting and ?oCvegetation mats, and bundles of live willow stakes to simultaneous y reduce Shoreline erosion and establish riparian vegetation. ™ere are circumstances where one or the other - an engineered or a bio-engineered aDD^ach-is clearly preferable. In many cases, however, both types of ues can be us^to accomplish the same basic result as illustrated by a not Rip-rap" publicity campaign currently being used by an East Coast t^n to to promote its patented bio-engineering solution to shoreline erosion problems. ,As the focus of stream restoration shifts from shoreline erosion control to other water quality and habitat objectives, interest in and use of bio- Ingineering techniques is increasing at the expense of more traditaonal enlneered approaches. Where soft bio-engineering approaches are suitable Sey areToften considered preferable to hard heavily-engineered approaches for'at least three reasons: m LOWER UP-FRONT COSTS—Bio-engineered techniques are generally less expensive than engineered techniques at _the design and construction phase because they emphasize simplicity, tend to require inexpensive construction materials and techniques, and take advantage of the work that natural stream systems can provide to achieve desired stream condition. m LOWER OPERATING AND MAINTENANCE COSTS-Bio- engineered alternatives can more easily be designed to.work with rather than a'gainst stream hydrological, ecological, and geological processes. As a result they are more likely than engineered techniques to produce self-maintaining stream reaches that . 3 ------- • "Draft April 26, 1994' '. maintain desirable characteristics over the long term. This reduces . ' ' the need for expensive maintenance or reconstruction. (3) -ANCILLARY BENEFITS—Bio-engineered projects -typically produce a variety' of -incidental environmental benefits, "in. addition to the specific, narrowly defined engineering goal for which they are usually designed. Willow stakes planted' for stream bank erosion reduction/for example, also supply- substantial riparian vegetation that .provides shade and supplies organic inputs to streams and thereby enriches the local biota and contributes to water quality. , THE ECONOMICS OF STREAM RESTORATION - The. stream restoration industry consists of many different-types'of engineering, research, and landscaping firms and a few specialized restoration firms that offer to design, construct, maintain, and monitor restored streams. Firms in this industry are more diverse than those in the better known wetland restoration industry. Since stream restoration is still a relatively .young and fragmented industry few industry standards exist and the industry lacks a general consensus about when and where specific techniques can and' should be applied. Training programs and handbooks explaining principles and techniques of stream restoration are still rare, and the practice of stream restoration is still heavily influenced by the work of a few innovative individuals, and small specialized restoration firms. Large environmental consulting and engineering firms who are moving, into this practice are just beginning to acquire the. expertise needed to supply this growing market and • in many cases, are still learning from their mistakes. Although information about what works and what doesn't is still shared openly among most restoration experts, the market for stream restoration is growing and competition among larger restoration firms is increasing. As a result, there will be a growing tendency for firms to view more of what they learn from their successes and failures as "trade secrets/' Although each' firm .striving to gain a competitive advantage could promote innovation, the structure and performance of the industry should be monitored to insure that conditions do not begin to limit the access of small firms and inhibit innovation. -o Unlike wetland restoration, modern stream restoration serves a market that is not linked specifically with regulatory requirements. The market for wetland restoration is driven almost exclusively by the demand for permits under Section 404 of the Clean Water Act. The demand for stream restoration, on the other hand, is driven by such things as stormwater management requirements and the desire of organizations and local , governments to improved stream aesthetics or fish habitat, or achieve local and regional water quality goals. Since regulatory .forces-are seldom driving stream restoration projects, they differ substantially from typical wetland ------- Draft April 26, 1994 restoration projects in the way they are conceived and carried out. Among the most significant differences are: (1) DIFFERENT MOTIVATION—The ' sole motive behind most ' wetland restoration projects is the desire on the part of the project sponsor to acquire a wetland permit. Thus strong incentives exist on the part of the project sponsor to minimize project costs and avoid any liability for failure to meet mitigation requirements. Th-e choice of specific wetland restoration techniques, therefore, is often driven by legal and regulatory, not ecological criteria. The motivation behind most stream restoration projects, on the other hand, is usually more complex. Since stream restoration projects are not driven by regulatory requirements, project sponsors decide what types of stream restoration techniques to apply and how intensive or extensive the effort will be on the basis of their own assessment of costs and benefits. PI LACK OF OBJECTIVES AND PERFORMANCE GOALS—Since stream restoration is seldom carried out as' mitigation for other environmental harm, few stream restoration projects need to achieve specific goals or reach performance targets Since the stream restoration' industry has yet to develop widely accepted project design standards, this lack of clear performance criteria- makes it difficult to determine how the restoration techniques used in a stream project were chosen or how to evaluate their results. (3) LOWER PLANNING AND MONITORING COSTS-Wetland restoration often requires substantial commitments of time and money for advanced planning, design, monitoring, and maintenance. These costs arise in part from regulatory needs, in particular, requirements for documentation of project planning, construction, and success or failure. Without specific performance targets, much of the scrutiny that wetland mitigation projects undergo would be unnecessary. Thus the design and construction of stream restoration projects are seldom documented as carefully as modern wetland restoration projects, and they do not get the same level of monitoring. The economic and political context under whichjrtream restoration projects take place are important in evaluating cost data because they have a sSdfSant influence on the selection of techniques and approaches (e.g., en^neering and bio-engineering) used to accomplish stream restoration S Until the stream restoration industry matures and develops standard Approaches for solving common stream restoration problems, no simple scheme for categorizing stream restoration projects will adequately ------- . . • - • Draft April 26, 1994 - . " • • : summarize.the range of stream types, project goals and constraints found in the United States. This study makes no effort to develop a • detailed categorization of stream restoration activities or projects based on expected results/or cost-effectiveness. Instead, we'.-take the simpler route and, examine. actual stream restoration costs for'"typical" projects. carried out on streams with different physical characteristics. Subsequent research will need to focus on the relative cost-effectiveness of different techniques applied at similar sites and the, relative cost effectiveness of. the same technique' applied at different sites. •. , ' . MET HO DS STREAM RESTORATION COST ESTIMATION • . . . - .For purposes of cost analysis a stream restoration project can be characterized in terms of a number of discrete tasks or 'activities that require cash outlays for labor, material, equipment, and other inputs. These tasks involve: (1) designing and planning the project, (2) site management activities such as trash removal and fence installation, and (3) structural stream restoration practices that may vary from planting vegetation to constructing dams and levees. The cost of completing a given project then can be estimated as the sum of the costs of all of the tasks required to complete the project. . J . • ... The procedure for estimating costs for a given stream restoration project, therefore, involves four simple steps: • " .Step-1 • Estimate,the cost of completing each pre-construction, construction, and post-construction task that could be used in a project. ' Step 2 Characterize the project in terms of the number of each task required per unit length or area (e.g., per linear foot of stream). . StepS Adjust cost per.task estimates to account for economies of scale and'other site-specific factors. Step 4 Calculate overall project costs by multiplying the adjusted, , cost of completing each task (Results of Step 3) by the number of each task required (Results of Step 2) and adding them. 6 . ------- Draft April 26, 1994 Tasks and Costs Per Task For our preliminary cost analysis we started with a partial list of stream restoration techniques .(tasks)' and cost estimates developed by Apogee. Research Inc. under contract to EPA. This list included a wide variety of structural and non structural restoration practices, from trash removal to boulder 'emplacement to construction of "K" Dams, and included an average cost per unit (e.g., per boulder, per linear foot of planting or fencing) for each technique on the list. We supplemented this list "of tasks to include some recently developed bio-engineering techniques (e.g., use of willow or shrub "mattresses" and fascines — bundles' of live stakes from willow or other riparian shrubs — to reduce streambank erosion), many of which are now becoming more widely used. We also worked with practicing restoration specialists to develop estimates of project design, planning, and management costs, and we refined and updated some cost estimates on the initial list 'of tasks on the basis of a limited survey of material and equipment suppliers and restoration contractors. The final list of stream restoration tasks and associated per unit costs is presented in Table 1. While it is by no means comprehensive, it includes the techniques most , typically used in stream restoration projects. Overall Project Costs Fourteen project profiles, including detailed information on design and management tasks, site management activities, and structural restoration practices were developed on the basis of discussions with stream restoration specialists that we subcontracted and collaborating stream restoration practitioners. Each project profile included information on stream classification (see below), the techniques used, and the number of techniques (e.g., check dams and wing deflectors placed), or quantity of techniques (e.g., length of streambank fencing or amount of material dredged) that were used. All profiles were based on actual . stream restoration projects. In some cases, however, detailed records of project inputs and costs were unavailable, so the number of tasks and the quantities of inputs required per task (labor, equipment, materials) and their costs (wages, rents, prices) were estimated through discussions with collaborating restoration specialists and individuals familiar with the design and implementation of the project in question. A list of projects, overall project cost estimates, and project costs per linear foot of stream reach that resulted from this exercise are presented in Table 2. STREAM CLASSIFICATION Existing Stream Classification Systems The concept of stream ordering and a system for stream classification was developed by Strahler (1952) and Shreve (1966). Using this system, a small 7 ------- Draft April 26, 1994 - • ,' .stream with a limited watershed area,is classified as a first order stream. As a. stream grows and reaches confluence with other streams, the larger stream would increase in order. Two first order streams that converge produce a second order stream, two, second Border streams converge to produce (in. .Strahler's numbering scheme) a third order stream, and so on. Later/ Pennak (1978) proposed a classification system based on a "cluster" of physical and chemical measurements, which was refined further by Rosgen (1985) in a stream classification system based on a much larger suite of chemical and physical parameters. '-..•' None of these popular stream classification systems,' however, are appropriate for the purposes of this .study of stream restoration costs. The simple stream order classifications of Strahler (1952) and Shreve (1966) do not describe the gradient (slope) or volume of a stream sufficiently to allow stream type groupings for purposes of evaluating restoration opportunities. Rosgen's (1985) approach suffers from the opposite problem in that it is so thorough that it requires too many particulars ,to be used in a survey of relatively small-scale projects. In time, a complex stream classification system may be developed that will prove useful for aggregating projects according to restoration opportunities and appropriate techniques and associated costs. This, will only occur after the stream restoration industry matures to the point of developing standard approaches and techniques, or after data on a large enough number, of restoration projects is available , to allow statistical comparisons. For purposes of 'this study, we developed a simple stream classification system that groups streams into broad categories within which generally similar stream restoration techniques are likely to be used. A Simplified Classification Scheme for Studying Restoration Costs Two, of the-major factors determining what methods are appropriate for a stream restoration project are (1) the .stream's slope or gradient, and (2) the volume of water the stream conveys. In order to consider how different restoration techniques can be applied to various stream types, we therefore developed a simplified stream classification system based on stream gradient and stream volume. The criteria used to group streams in the classification system are as follows: . Low Gradient A stream channel with a gentle slope that under normal conditions causes low turbulence water , flow. Example: a backwater river in. the Piedmont or coastal plain. High Gradient A stream channel with steep slopes that under normal-conditions" causes, turbulent water flow. Example; a mountain stream. ------- Draft April 26, 1994. Low Volume A stream with a small channel that conveys water from -a limited watershed area. Example: a first order mountain stream, or a headwater stream. Medium Volume Usually a stream receiving water from two or more Low Volume Streams, or a first order stream with a large watershed. Example: The Susquehanna River at Oneonta, NY. Hi^h Volume Usually fourth or fifth order streams (or higher) with very large watersheds. Example: the Mississippi River at St. Louis, MO. Intermittent A stream that, flows only part of the year, ... Tidal Streams, both freshwater and saltwater, influenced by tidal action. Using these criteria we defined six major stream classification:- for purposes of evaluating the characteristics and costs of restoration: (1) Low Gradient, Low Volume (2) Low Gradient, Medium Volume (3) Low Gradient, High Volume (4) High Gradient, Low Volume (5) High Gradient, Medium Volume (6) High Gradient, High Volume (omitted from the analysis) In order to focus attention on practical stream restoration alternatives, the sixth category—high gradient, high volume streams—was eliminated from further consideration. These involve large volume rivers that must collect water from large watersheds and then maintain a sufficient vertical drop before reaching sea level to enable high stream gradients to persist in the face of prolonged erosion and sediment deposition. These conditions are so rare (e.g., the Laurentian great lakes and the Niagara escarpment ) and are so infrequently considered within the context of restoration that they were eliminated from the analysis. , Special Cases There are certain stream types for which appropriate restoration approaches and techniques cannot be predicted by stream volume and gradient alone. Among these are intermittent streams, tidal streams, and urban streams. For purposes of this initial scoping effort we decided to classify these projects separately as described below: Intermittent streams include small seasonal, low volume streams in humid regions as well as low. and medium volume streams in ------- Tidal streams Urban Streams Draft April 26, 1994 '. , •. .' arid climates. Intermittent streams may "be" either low" or high gradient. Arroyos and other intermittent streams that convey surface runoff from storm events in arid ..regions are among the most likely intermittent streams "to be the focus of restoration interest. These channels convey large volumes of water for very short periods of." time., 'High peak flows, complex relationships with groundwater systems, and the difficulty of reestablishing vegetation in arid environments make these streams difficult to restore. (both freshwater and salt) also have unique restoration requirements. Bi-directional water flow, regular' oyerbank flooding, and daily inundation create a system in which stream restoration must generally be carried out in the context of broader wetland restoration efforts. Tidal streams may be of low, medium, or high volume.-They are, except for over extremely short distances, low gradient streams, ' in urban environments also require special restoration treatments. The high imperviousness of urban watersheds prevents adequate management of peak flows following storm events. This situation creates extremely flashy streams which generally require the use of mechanical and structural restoration techniques rather than bio-engineered or vegetative techniques. In addition, 'many urban stream restorations include the cost of "releasing" streams, removing them from culverts and pipes and restoring a more natural stream channel. RESULTS COST OF STREAM RESTORATION Costs per task estimates are presented in Table 1 and overall project costs and costs per linear foot of stream for the fourteen projects we evaluated-are presented in Table 2. , , 10 ------- Draft April 26, 1994 Table 1: Estimated typical costs of component tasks of stream restoration project, as used in this study to estimate total project costs. (1) (2) (3) Best Management Practices (BMPs) Adding/Movina a Meander Bank Crib and Cover Loa Boulder Placement Brush Bundle Brush Mattresses/Mats Channel Block Channel Constrictor Debris Removal Excavation / Fill Fascines 1 Fence Stream Banks Barbed Wire Fence Chain Link Fence Fiber Schines 2 Gabions Gabions With Willow Gravel Bedding . Live Stakes Log and bank shelter Plant Trees or Shrubs Bare Root Tree Container Tree • Shrub Planting Emergents P re-Rooted Live Stakes Project Design Reed Rolls 3 Rip-rao Riprao + Willow Rootwad Seeding Grasses and Herbs Grass Herbs Single-wingJDef lector Trash Catcher Tree or Log Cover Tree Removal Wedge. K. or Other Dam Willow Branches Unit Cost Per Unit See Excavation/Fill 1 10 If sf 1 1 dav cy If mile mile If l.f. . If cy 1 1 tree tree shrub . Plug 1 hours If If If 10 acre acre 1 1 1 10 sf 1 If $1,364 • $520 ; $62 • $30 $454 $1.167 $823 $6 $18 $20,000 $40,000 $7.50 $80.00 $90 $11 $1 $352 $12 $20 $11 $1.40 $2.50 $75 $10.50 $70 $80 $150 $2,500 $3,000 $362 $346 $47 $10 $1,081 $10 Fascines are bundles of live stakes of willow or other hydrophytic shrubs. Fiber.Schines are bundles of organic fiber placed along shorelines to reduce erosion and provide a stable rooting medium for plant establishment. Reed Rolls are fiber schines pre-seeded or pre-rooted with desirable plant species. 11 ------- Draft April 26, 1994 Table 2: Summary of Stream Restoration Projects Examined. Project Name — _____ • Blue Route Expressway Pratt Hollow Run Democracy Boulevard Linville Gorge Milwaukee River Ohio River Upper Mississippi • Fort'Belvoir Johnstown .South Branch Potomac Chama River Lick Run Rio Puerco Tidal 1 1 State PA, .MD, MD NC • IN Several Several VA PA WV NM VA NM . MD Restoration Type Bio-engineered Bio-engineered Structural, Mechanical Bio-engineered . Bio-engineered Bio-engineered .. Mixed > Mixed Bio-engineered Bio-engineered (Stream Fencing) Structural Bio-engineered Structural Mixed '"•""•"— «— • Stream Class — ..— . . -1 1 1 / • 1 • 2 • 2 , 3 4- •4 5 5 A A • B . Project Size (l.f.) ' 600 2,640 1,800 • 200 4,752 • 13'2,000 3,696,000 6,336 1,000 158,400 15,840 - . 900 10,560 300 *— — • — t i Total Cost '• $36,426 ' $30,016 $154,050 $5,550 ' $22.000 : $211,929 $83,210,000 $333,303 $32,836 $12,560, . $729,975 $16,961 $1,719,600 $1-9,872 -"•^^^••^^^•i i Cost' Per Linear , Foot $60.71 $-11.37 $85.58 527. / p $4.63 $1.61 $22.51 $52.60 $32:84 $0.08 $46.08 $18.85 •$162.84 $66.24 _ Costs per linear foot of stream restored varied tremendously among the ixteen projects-from well under $1 to over $150 dollars. This range reflects the-diversity of stream types, goals and definitions of stream rltoraSn a gressive and passive approaches to stream restoration, and site-specific aKTa'nd^ f ^^ T^ reSt°ration ****** that L not cinSctor, fl VI ^ ^^ Way ^ different ^storation specialists or contractors. Until there is more standardization within the industry'the ^aractenstzcs of restoration project and costs, even at apparently simiJsites with apparently similar goals, can be expected to be quite variable. • Preliminary Observations ' While it is impossible from such a small sample of projects to make anv defimtive statements about differences in project costs among stream categories, the data suggests certain patterns. ' , 5 ^rea.m . . • Projects carried out on small streams tend, to be relatively expensive, (higher cost per linear foot), even though they.' 12 ------- urarc April 26, 1994 ,- , involve altering relatively low volume systems with lower hydrologic forces to manage. This reflects differences in the nature of the restoration efforts more than conventional economies of scale issues. Project, size, as measured by the length of the stream reach being restored, tends to be smallest for low volume streams. Until more disaggregation of data is possible, this will confound efforts to estimate economies of scale or evaluate the relative cost effectiveness of small-scale versus large-scale projects. • The most expensive projects in the database are structural (hard engineering) projects carried out in a small volume-intermittent stream and in small volume-low gradient streams,-and mixed (structural with bio-engineered) restoration of a tidal freshwater stream. • By far the least expensive restoration project (approximately $0.08 per linear foot basis) was a project to restore several miles of the South Branch of the Potomac River by placing 3,000 linear feet of strategically located .barbed wire fencing to exclude livestock from the river banks and allow natural revegetation. RESTORATION TECHNIQUES AND STREAM GLASS Certain types of restoration practices (e.g., boulder placements) are more likely to be used in restoration projects in high gradient streams, while others (e.g. reed rolls or planting emergent vegetation) are most likely to be used in low gradient streams. Similarly, some practices (e.g., "K" dams) are difficult to use in medium or high volume streams, and are easy to apply successfully in low volume "streams. Table 3 illustrates the relative effectiveness of specific management practices applied in various stream types. ' 13 ------- Draft April 26, 1994 Table 3: Best Management Practices (BMPs) used in Streams^of each category, /_!_• 7""\£f cm U££-._i.*,_ - ^ . r< i? T-. * f .. - - O > PreaScticMesn "'&' L°w Gradient Streams 'mgh^radient Durban | Addina/Movinq a Meander Bank Crib and Cover Log Boulder Placement Brush Bundle Brush Mattresses/Mats Channel Block Channel Constrictor Debris Removal Fascines 1 Fence Stream Banks • Fiber Schines 2 - Gabions Gabions with Willow Live Stakes Planting Trees or Shrubs Planting Emeraents Pre-Rooted Live Stakes Reed Rolls3 Rip-rap Riprap .+ Willow Rootwad Seeding Grasses & Herbs Sinqle-winq Deflector trash-Catcher Tree or Loq Cover Wedqe, K, or Other Dam Willow Branches ' — ' - ;—•••• — Low Volume 4- 4- + + • 4- . 4- + + . 4- + • • • 4- + + + + + + + + 4- 4- . - + + •^^sss^^7!!rmisss Medium Volume + + • 9 + - + O + +' + • + + + 4- - 4- 4- + 4- ' + . + 4- 4- • 4- • ?s ' High ' Volume • • • + • + . • • 4- . • 4- • 4- 4- • • "" 4- 4- 4- • ===== Low Volume • .' 4- • + + • + + -+ . • 4- 4- 4- 4- 4- • • •4-' •4- 4- 4-' . • 4- . 4- 4- ===== Medium Volume • +. 4- • • _ 4- • 4- . 4- 4- ' + ' + 4- • 4- + , 4- 4- ' • • 4- 1 • ======= 4- - • • • • 4- ' + + + + 4- • 4- 4- • • . + * ===^== DISCUSSION Low VOLUME VERSUS HIGH VOLUME STREAMS - . Our results show that restoration projects carried out in the smallest streams, which are generally low volume .streams, are more expensive per hnear foot than projects carried out in medium and high volume streams The magnitude of the forces being managed and the volume of water being affected are both much larger for high volume streams. This, combined with the fact that it should be easier to achieve restoration goals on small streams where the erosive and other disruptive forces are smaller, made-these results somewhat counter-intuitive. Conventional economies of scale certainly 14 ------- Draft April 26,, 1994 account for some of the difference, but our initial review suggests systemic differences are as important as scale differences. As a general rule costs per task can be expected to decline as the number of tasks used in a project increases—typical economies of scale. However, in our case studies, a greater number of restoration tasks were used, both hard and soft, per linear foot of restoration on small streams than on large streams. This higher number of tasks, contributed to the higher relative costs of small stream projects more than higher costs per task.' More intensive restoration efforts on small streams; as reflected by more tasks per linear foot, probably reflect a stronger desire on the part of sponsors of these projects to achieve substantial restoration benefits in the shortest amount of time. Sponsors of larger projects, especially projects on medium and high volume streams, may be less willing to invest in intensive efforts—higher costs per unit area—and more willing to wait and let restoration benefits accrue gradually as a result of ' natural forces. This would explain why relatively few techniques were used per linear foot for relatively large projects and may also explain why more of the techniques that are used in relatively large'projects were bio-engineered techniques that are less expensive and yield results gradually as the restored stream achieves a new biological, hydrodynamic, and geological equilibrium. The issue of whether large scale projects or projects on medium or high volume streams are less costly in general or simply tend to be less costly because they involve less aggressive restoration- efforts requires additional research. Of course cost is only part of the picture. The cost effectiveness of small and large scale projects also depends on how successful they are at' achieving water quality arid habitat goals. Further research into the causes of cost differences for different project types should be undertaken in collaboration with research aimed at measuring restoration-induced improvements in habitat and water quality.values. ENGINEERED VERSUS BIO-ENGINEERED TECHNIQUES Comparing costs of "typical" stream restoration projects using engineered and bio-engineered alternatives is difficult because the field of bio- engineering is new and has developed almost as a cottage industry with little careful research and few industry standards. Regional experts and agency staffs tend to promote the techniques with which they are most familiar/ which may limit opportunities to observe the cost-effectiveness of innovative methods. Because of the wide variety of soft and hard restoration techniques that can often be used to achieve similar results and the lack of generally accepted standards or guidelines, it is difficult to sort through and interpret the causes of observed cost differences or evaluate whether they are universal, project-specific, or site-specific. 15 ------- : ' ' Draft April 26, 1994 ' .. Comparisons of engineered, and bio-engineered approaches to stream" restoration based purely on costs may-also be misleading. Bio-engineered approaches to stream restoration do not have as long a track record as engineered approaches, Bio-engineering methods tend to take lon-er to- achieve final results than engineered methods, and thev have beneficial side effects that engineered approaches do not share. Moreover, project costs often vary .not only because of what is being done, but also because different contractors use different practices to achieve similar ends, and have different f™6 S/rjertlSe ^^rand carrying thenrout Thus the results of this limited study can offer only a few insights ,on the relative cost-effectiveness of engineered or bio-engineered restoration approaches, and cannot be* used to , compare specific techniques within these two general categories. A few general rules, however,-do, emerge from our analysis. Stream restoration projects that, rely on engineered (hard) techniques: are generally more expensive than projects that rely on bio-engineered (soft) techniques Ihis^may be because engineered techniques require building structures out of. relatively expensive materials such as timber or concrete, whereas bio- engineered techniques tend, to use locally available materials and relatively inexpensive commercially .available natural ;fnaterials such as coconut fiber mattings and live vegetation. Engineered techniques also emphasize resisting the erosive and 'Other dynamic forces found in the stream environment whereas bio-engineered approaches emphasize working with those forces to ' "produce desired results. •-.-•-' , Bio-engineered techniques, however, cannot be used under all circumstances or incorporated into all restoration projects, so they should not be viewed as perfect substitutes for engineered solutions. They often work poorly or cannot be used at all, for example, in projects that involve high volume or high,gradient streams, or in stream systems where stormwater cannot be adequately controlled resulting in "flashy" characteristics (e g urban streams,, arroyos). In these situations, the volume and velocity of the water have the potential to wash away the results of many bio-engineered projects, so,engineered structures, at the present time, are the only option. Bio-engineermg techniques may also be more prone to project failure in the event of an unexpected severe storm during or immediately following project construction than are most hard engineering techniques. Moreover since many of the bio-engineering techniques, although promising, do not have " long track records, little is known about their long-term success. In principle, bio-engineered stream restorations may have extremely long project lifetimes, since a fully restored stream reach can maintain desirable stream conditions indefinitely. In practice, however, it is still unknown how well bio-engineered strearn systems, will" stand up in many urban, suburban, and even agricultural landscapes where stream hydrodynamics are severely " altered. • • , ' -' . • . ' ,>J' 16 ------- Draft April 26, 1994 For all these reasons bio-engineered techniques may not be suitable when the expected cost of project failure in economic or ecological terms is relatively high. In some cases, however, the additional risk of failure may be more than offset by the ancillary habitat and watershed benefits that are expected if the bioengineered efforts are successful. Attempting a bio- engineered solution when costs and risks are relatively low and later implementing an engineered solution if necessary may be a preferred option. More research into the relative costs and preference of.-.different types of projects and opportunities to initiate follow-up restoration/in efforts when projects fail, will help determine when and where this option is possible As a general rule the larger projects that we studied relied more heavily on bio-engineered solutions, while the smaller projects relied more on conventional engineered techniques. This pattern probably reflects not just pure differences in project scale, but also several other differences between large and small projects. Small projects are more often located in urban or suburban areas, where engineering constraints imposed by the flashiness of streams in developed watersheds make bio-engineering approaches difficult or impossible. Small projects are also more often carried out to solve specific,, narrowly defined local problems that have a long history of being addressed successfully using traditional engineered techniques, and a more limited record 'of being addressed using bio-engineered solutions. Large projects, in contrast, are often carried out in • order to achieve more general environmental benefits that are often broadly and vaguely defined, and are difficult or impossible to achieve using traditional engineered approaches. Large projects also rely more heavily on bio-engineered approaches because they are generally less expensive and help keep the 9verall costs of large projects under control. As stream restoration becomes a more frequently used tool of environmental policy, associated costs and effectiveness will both rise. Recent studies on wetland restoration projects, however, suggest that regulatory requirements, unless they are carefully thought out, can drive the costs of a restoration project up significantly with no corresponding improvement in project performance (King and Bohlen 1994). Discussions with stream restoration practitioners suggest that, despite a relative lack of regulatory involvement in most stream restoration, government involvement does bring with it additional costs. One stream restorationist, for example, estimated that planning and design costs could be as high as 30%-50% of overall project costs when government funds are involved, compared to 5%- 10% of. overall project costs for privately funded projects. We have not been able to examine this claim in detail, nor adequately explain it, if it is true. Such differences may reflect more stringent planning and design requirements, the need to more carefully document project activities and expenditures, the cost of consultations with government sponsors, government procurement requirements', or other factors that may-or may not 17 ------- • •- Draft April 26,. 1994 ' ' ' . ~ affect project results. On the other hand/the higher cost of government' sponsored projects may reflect requirements that contractors not cut corners, use proven materials and techniques, guarantee their work, or provide long- term site monitoring and maintenance; that should result in more successful stream restoration over the long term: As stream restoration becomes more closely linked with new or existing government programs^ the project costs associated with planning, implementing, monitoring, and maintenance are likely to increase. If the emerging standards for completing these tasks are designed with care, the payoff from these higher costs should be more successful projects. If they are not, the higher costs 'could inhibit the use of stream restoration as a water quality management tool and undermine public support for such endeavors. STREAM RESTORATION AND WATER QUALITY A significant amount of time .and energy is being spent researching the effects of wetlands on water quality. Much of the information being generated is directly related to stream restoration using either bio-engineered and engineered techniques. Simply putting up fencing along stream banks to prevent livestock from grazing within a narrow stream buffer or entering the stream can significantly reduce sediment and nutrient loads and improve • water quality. Adding vegetation to the stream bank and buffer can cool streams and reduce thermal pollution, as well as provide wildlife habitat and improve nutrient processing within the stream. Returning meanders to channeled streams, and building check, dams to provide areas of quiet water provide, water velocity reduction benefits, which in. turn promote the settlement of particles out of the water column so they are not transported to other parts of the watershed. Such alterations' also improve habitat for fish, • waterfowl, and other wildlife arid generate economic values associated with the enjoyment ,of these resources.. However, while surface water quality can be improved through a concerted effort of stream restoration, to be the most effective, stream buffer and .stream bank restoration should be planned within the context of an overall strategy for watershed restoration that includes implementing Best Management'Practices (BMPs) for controlling urban, suburban, and agricultural runoff, as well as improving conditions in streams and wetlands.' ,18 ------- Draft April 26, 1994 REFERENCES , APOGEE Research Inc. 1994. Draft Report, Bethesda, MD. King, D. M., and C. C. Bohlen. 1994. Making Sense of Wetland Restoration Costs. University of Mary land-Center for Environmental and Estuarine Studies Technical Report UMCEES-CBL-94-045. Rosgen, D. L. 1985. A stream classification system. General Technical Report,' Rocky Mountain Forest and Range Experiment Station, U.S. Forest Service, Fort Collins/CO, pp. 91-95. . - Pennak, R. W. 1978. The dilemma of stream classification for the USA,] including aquatic habitats. USFWS Office of Biological Services, Washington, DC/pp. 59-66., ' Shreve, R. L. 1966. Statistical Law of Stream Numbers. /. Geol. 74: 17-37. Strahler, A. N. 1-952. Dynamics Basis of Geomorphology. Geol. Soc. Am. Bull. 63: 923-38. 19 ------- |