DEFINING PRACTITIONERS' RISK COMMUNICATION NEEDS
                       Interim Report

                       May 31, 1993
                       Caron Chess
                    Kandice L. Salomone
                      Billie Jo Hance
           Center for Environmental Communication
                   •  Rutgers University
                       Cook College
                         Box 231
                  New Brunswick, NJ 08903
                       908-932-8795

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 BACKGROUND
       There is growing evidence of government agencies' interest in risk communication
 issues.  Because agencies have found themselves enmeshed with [increasing frequency in
 environmental, controversies, they have sought to improve the ability of staff to'
 communicate with the public.  Applying the results of risk communication research is a
 useful way to reach this goal.

       This project seeks to close the gap between government agencies' risk
 communication commitment and their practice by more clearly defining the research
 needs of agency practitioners (See Appendix A for project summary).  The first phase of
 this research sought to define and prioritize environmental risk conimunication research
 topics relevant to government practitioners' needs.  The second phase of the project (if
 chosen for funding) will bring together a symposium of leaders ibjhe risk communication
 field to flesh out these topics into research questions.  We propose as a third phase more
 research to better understand risk communication needs of government agencies and the
 barriers to more effective risk communication practices.  Finally; as a fourth phase, we
 propose development of successful case studies as models for agency risk communication
.efforts.  Our goal is to furnish agencies with the inforination needed to make informed
 decisions about research directions, not to determine the kinds of research agencies should
 conduct.
                                               i
       This report describes the progress made in the first year, what we have learned
 thus far, and how what we have learned has informed our decisions about how to
 proceed in year two.                                         |   .

 'YEAR QNE         -'•'••     ,       '        '       '   | ',      '  '  •
                                          -   '         •      i    '  '     •
       In phase one of this project, we proposed to: 1) identify practitioners', risk
 communication research needs; 2) identify risk communication research topics academic
 researchers saw as most critical to practitioners; 3)  identify the commonalities and
 differences among practitioners' and researchers' agendas; and 4) seek to develop a
 consensus about risk communication research priorities where consensus exists and
 identify disparate research agendas where consensus does not exist.

 Telephone Interviews

       We began this process by conducting short telephone interviews with 12 agency
 practitioners and 12 academic researchers regarding their thoughts on  the risk
 communication problems facing practitioners and the directions j they felt future risk
 communication should take.  Interviewees were defined as people with considerable
 expertise and knowledge in the field of risk :communication~the; acknowledged leaders in
 the field among both practitioners and researchers  that fit criteria we developed with the
 assistance of the project manager (See Appendix B for criteria and Appendix C for list

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of interviewees).
      The telephone interviews consisted of open-ended .questions designed to yield two
important products (See Appendix D for interview protocols for academic researchers
and practitioners): 1) a list of risk communication problems, successes, and research
questions.for the Delphi questionnaire, and 2) a longer list of risk communication
practitioners and researchers whom we could involve in the follovjing Delphi
questionnaire process.
           1              • '                       -        .-"'/.''
Findings.  There were some prominent themes that ran through the  interviews with
practitioners. While many felt that agencies had made progress in risk communication
over the past few years, there was also a feeling that there was ccjnsiderable room for
improvement, particularly in the areas of agency acceptance and commitment (There
were certain program exceptions to this, notably, the community Delations efforts in the
Superfund program.)  Many practitioners either mentioned explicitly or implied that trust
and  credibility are important issues in agency communication.  Explaining risk to
laypeople—particularly where uncertainty was involved—was mentioned by many
practitioners as still needing improvement, although several practitioners felt that
agencies had progressed in their written materials in the last few years. Several
practitioners felt one-to-one and small group communication had [improved, and many
expressed that it was on this basis that they had the most success explaining risks to
people. There was a general feeling among practitioners we interviewed that agencies
need answers about who communities are, what their needs are, jpid what concerns they
have.                              '

       Trust and credibility were mentioned by several researchers as well, in as much as
they are important variables to include in a broader model of whkt constitutes successful
risk  communication. Researchers did not feel that there were  very many clear examples
of risk communication successes in agencies, and there was a general feeling that
successful agency risk management and policy-making would result from processes that
included more participation from community members.  There w;as some divergence
among researchers regarding the utility of a persuasion model  of j communication versus
that of an informed consent model.
                        ' '    i            '                    '
       Both practitioners and researchers felt that evaluation was! critical, although they
split on whether they felt better evaluation methods needed  to be developed or whether
agencies simply needed to employ existing ones. Both groups also felt that there needed
to be more models of successful communication for agency staff to follow. In general,
both practitioners and researchers saw the need to get beyond orie-shot communication
studies and efforts and work towards a broader, more naturalistic? communication model
(for researchers) and more holistic communication programs (foij practitioners).

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The Delphi Questionnaire

      Although there was commonality among many of the research topics suggested,
there was also great diversity in topics, and the list of topics generated from the
interviews was quite lengthy.  Grouping these topics into comrnoa areas, we developed
the first draft of a questionnaire, which we sent to two Rutgers' ijesearchers and the
project officer for feedback.  Based on comments by those revievl^ers, the questionnaire
was revised and sent to approximately ten researchers and practitioners not involved in
earlier or later phases of the  project for review.  Their comments were incorporated into
a final revision of the instrument (See Appendix E for final questionnaire).-
              •  ' -      .''.."     -.-''      .              j '•'.     '  •'' ,  '  •   ' •  '.
      While our original proposal had called for sending the questionnaire out to a total
of 50 - 75 practitioners and researchers, we felt it would comproinise our methodology to
try to cut back the list of practitioners and researchers generated! by our original  group of
24. Therefore, we decided to include as Delphi participants everyone recommended by
our original group of experts, as well as the original group of 24. \ The total number of
participants participating in the Delphi process is 145.           !

      The survey, which was sent out in three versions to account  for order effects, also
includes a list of 18 Likert scale statements.  These statements gifew out of issues that
were presented by the initial  interviewees  which, .while perhaps not directly translatable
into research topics, will yield information critical for setting a context for agency risk
communication research (See part II of questionnaire in Appendix  E and the above
discussion of telephone interview findings).

Findings. Thus far, approximately 90 of the 145 questionnaires (J62%) have been
returned.  These were received before a reminder notice went out, so we expect  an  even
greater overall return at the final deadline. The questionnaire has elicited a great deal
of enthusiasm from respondents in EPA, academic institutions, and state and local
agencies.  About half of the respondents provided further comments or suggestions.  Of
these, most reflected respondents' own experience with risk conunuriication, and  ranged
from suggestions for additional research topics to different ways to frame topics in the
questionnaire.  Several respondents mentioned the need for agency commitment  for risk
communication to work; others mentioned the need for research '{tp be grounded  in the
practical concerns of people who are out there every day communicating with the public
about these issues.  Judging by the number of people who have already responded to our
questionnaire and the number of additional comments, it seems deair that the
questionnaire provoked both  interest and  thought about risk communication research.

      Analysis of questionnaire data has not yet been conducted but will begin after the
closing date for returns, May 24.  Once we examine these resultsj we will be able to look
more thoroughly at next steps for this phase.  Our options for the remainder of this
phase of the project include:  1) Continue the Delphi process by creating another
questionnaire based on the results of the first; 2) Send out a questionnaire that asks

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 different questions than the first questionnaire; or 3) Consider at more qualitative next
 step such 'as short or in-depth interviews with some subset of respondents.

       Because of the range of issues suggested by our initial interviews, -the final form of
 the questionnaire was far longer than we had originally intended it to be.  Rather than a
 relatively short questionnaire, it was nine pages long arid contained ten categories of
 research topics plus the 18 Likert scale items at the end. Also, the group of respondents
 was far larger and more diverse than we had originally intended..  As a result, it may not
 only be unnecessary to continue the Delphi process for a second round, but it may also
 be unreasonable  to expect participants to fill out another survey! given considering the
 time they have already given us in filling but the  first-round questionnaire.  Given the
 interest the questionnaire has elicited from respondents, we may decide, after we
 evaluate the results from the questionnaire, that a more  qualitative option such as (3)
 above will yield a more useful product. We will be evaluating  these steps with the
 project officer when we have more data available.

 YEAR TWO

 Symposium

       The proposed second year's research will convene a one-i^ay symposium of
 academics and practitioners to 1) examine the implications and .applications of the final
 report from phase one; 2) define what research already exists on the priority research
 topics; 3) flesh out the priority research topics into meaningful  research questions.
                                                             i        ' •       ' -    ' • .
       The research symposium proposed for year two will be a working session,  asking
 participants to  think through next steps for risk communication research.  Based on -
 research iii year one, we have set the following goals for the  symposium in year two:

 1. Develop research questions to flesh out priority research topics identified from year
 one. That is, the topics which the questionnaires indicate are priority topics undoubtedly
mean different things to different respondents. The topics need;to be fleshed  out more
fully to give life to the research priorities, define potential research questions,  and
explore more fully the gaps in current knowledge.              j

2.     Provide  a forum to bring leaders in jthe field together. TJie forum will develop a
critical mass'for momentum and cohesiveness in risk communication research.  Because
risk communication is inherently interdisciplinary, and,there is nbta society for risk
communication which brings people together routinely, a meeting of leading academics
and practitioners  has not occurred since a conference on evaluation held in 1988.  In the
course of this project, many academics have raised concerns to  u|s that the field lacks
coherence  and  is  in need of more coherent work in theory-building and empirical
research.  In part, these problems reflect the nature of an interdisciplinary'field, but they
may be exacerbated by a lack of opportunities for leaders in the 'field to discuss these


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 concerns;  Similarly, many practitioners expressed concerns about! being isolated frorn
 their peers in the field and keeping up with recent developments,:

 3.  Serve as catalyst for further thinking about improving risk communication in
 government agencies. Our analysis of the results of the statements in part two of the
 questionnaire, which ask for respondents to indicate the extent of their agreement about
 statements related to agencies risk communication practices, will |help to provide fodder,
 for further discussion of agencies risk communication needs, in addition to research.
 (The extent to which we have time to deal with important issues-raside from research
 topics-will be determined by whether we attract sufficient funding for a two-day
 workshop.  Additional funding would also be useful to assess the jneeds of government
 practitioners in addition to defining their research.              I
                                   , •.                i        i" '
 4.  Increase understanding between practitioners and academics: Although there are
 some similar concerns and interests expressed by those in government agencies who deal
 with the public and those who conduct related research, there are; also some
 communication gaps that will be easier to overcome when practitioners and researchers
 meet.  Preliminary review of comments on the questionnaires suggests that researchers
 have some skepticism about the expertise and commitment of thclse dealing with the
 public and practitioners have expressed concerns that the research sometimes does not
 meet their needs.                    -                              :

 5.     Increase communication among government agencies.  We are also finding in our
 first year research that practitioners in different agencies, share sclme similar frustrations,
 concerns, and interests.  But they also realize that they know relatively little about what
 people in other agencies are doing. This adds to the sense of frustration and  results in
 re-inventing the risk communication wheel.      :               !

       While our original proposal called for a smaller group for the symposium, our
year one research has made it clear that the symposium participants should reflect the
range of disciplines and diversity in the field. This will include academics involved in
risk communication research tied  to psychology, sociology, mediation, environmental
equity, communication, and health promotion. We will seek the same diversity among
practitioners, including state, federal, and local practitioners dealing with a range of
environmental issues and communication problems.  We would also  Hike to involve a
limited number of representatives from industry, consulting firms,land environmental
groups.        "  "                            "         '   '  "1   . "•  . •••-''

      As a result, we feel we need participation from at least 50 people to reflect the
field's diversity and  to develop the critical mass needed for productive thought. With
fewer than this number, we are concerned that the symposium will lack the ferment that
will come from going beyond  those who have defined the field thus far. We anticipate
inviting our original group of 24 interviewees as well as others from'the additional 121
practitioners and academics who received our questionnaire on risk communication

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 research. Because those who received the questionnaire were recommended by our
. original list of 24, we feel it is the best list of "top" people in the field that can be
 developed without significant additional (and costly) effort.

 Needs 'assessment

       The original proposal suggested the need in year two of this research for an
 assessment of practitioners' risk communication needs in addition; to their research needs
 (e.g., resources, management policies, etc.). The  options for this phase of research would
 range from an extensive survey of practitioners at all levels of government; a more in-
 depth focus on one or two agencies; or a combination of approaches, and our approach
 would depend on results from earlier phases, funding availability, jand input from the
 project officer.                           ^                     |    '

       As the first year of this project has progressed, it has become apparent to us that
 the needs assessment has already become an integral part of the research. The  Likert
 scale items we included in the questionnaire grew out of interviewees' explicit concerns
 about these issues, and our analysis of these data will give us a better sense of how to
 proceed in further defining the needs of practitioners.

       There does not appear at this point to be funding for a formal and extensive
 needs assessment in addition to the symposium, and our feedback! from respondents
 indicates that they feel it is more important to meet and  discuss these issues with others
 in the field. The larger size of the year two symposium will allowjus to explore
 practitioners' needs more extensively than we would have,been able to do with the
 originally proposed smaller symposium, and we will also be able to  discuss with
 participants their feeling about the value of a large  scale needs assessment in their
 agencies. We feel the needs assessment effort is  an important element and hope that
 funding can be secured for that  effort. However, at  this point, the symposium is a  higher
 priority.                              l
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                              THE SIA1E UNIVERSITY OF MEW JERSEY
Cook College
           Environmental Communication Research Program             '
;     .       A Program oflhe Agricultural Experiment Station •        .''    '    " •'"''
P.O. Box231  • New Brunswick  • .How Jersey 08903-0231 t 908/932-8795 / FAX: 908/932-7815
  Now Namo as of 2/1/93: Center for Environmental! Communication
    .     Assessing Risk Communication Research Needs of Government Agencies
                                    Project Summary,

                 Caron Chess, Kandice L. Salomone, and Bil'lie Jo Hance
 ,„        '   -'  '                   "  March 1993                        ...

     Government agencies at all levels—federal,'state, county and' municipal—are'
 increasingly concerned.about how to.deal with the public more effectively about
 environmental issues.  One source of this concern is the policy paralysis'that frequently
 traps environmental initiatives in unresolvable conflicts  among agencies, communities,
 and other .competing interest groups. More and more, government officials are turning
 .to the field of risk communication for help in determining  how best to alert the public to
 environmental risks  and to minimize the potential for unwarranted conflict.  •
                                  '•-. •-  .  •   ' '  • '•'  '   .   i-  -   '  '' •   ..''-'.    •''.,'
     There is a growing body of literature suggesting how agencies should communicate
 with the public about controversial risk issues and a number of studies .that seek to
 determine what are  the most effective ways to alert laypeople to  environmental risks.
 However, despite numerous research efforts aimed at improving risk communication
 processes,  there is also evidence suggesting that agencies' risk communication practices
 lag behind their interest and commitment.                 1

     As a step toward improving agency risk communication practice, the first phase of
 this project—funded as a cooperative agreement with EPA-keeks -to define and
 prioritize environmental communication  research topics relevant tp the needs of
 government practitioners. Our expectation is  that more coherent risk communication
 research agendas that address specific needs of practitioners iwill more.quickly result in
 the improvement of agency risk communication practices.  Tb this end, phase one of "the"
 project will seek to:
     «-  Identify practitioners' risk communication needs;
     «  Identify the risk communication topics academic researchers consider most critical
       Jo.practitioners, and; ,
     •Identify the commonalities and differences among the} priorities of practitioners  '
        and researchers.      .-.'••       '                              •         .  •
         "                                           t                \
     Because of the nature of practitioners' needs and researchers' concerns, we believe it
 is unlikely that the project will yield one definitive agenda, instead, we anticipate that
 the project will yield multiple agendas, providing agencies wiih options, not prescriptions'

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 Our goal is to furnish agencies witii ihc information needed to make informed decisions
 about research directions, not to determine the kinds of-research" agencies should
 conduct.          '       .'-"•.'.
     Several important factors guided our'thinking while developing a research approach
 for phase one, including: a) project credibility with practitioner^ and the research
 community; b) inclusion of a diversity of perspectives within the; inherently
 interdisciplinary field of risk communication; c) seeking consensus while also allowing for
 diversity of views; and d) collecting .quantitative data to form the general .list of research
 needs and qualitative data for richer understanding of the perspectives in the field.

     Keeping these factors in mind, we concluded that a modified Delphi method would
 be most effective for meeting our objectives.  Generally, the Delphi technique is a     ••.
 method of structuring communication among a group of content experts aimed at
 eliciting ideas and developing consensus among people who are] geographically separated
 and may have diverse views. This communication process is usually implemented using
 an iterative process of mailing questionnaires to experts, analyzing data from these
 questionnaires, and distributing  additional questionnaires that include, summary data
 from earlier rounds. The method compensates for the process loss; of face-to-face   ' * '.
 meetings due  to dominating personalities and deferral to seniority and  offers an opportu-
 nity for participants to answer frankly since responses are nof attributed to specific
.individuals.                  <                     .                        ,          .

     The modified Delphi technique designed for this project includes six stages:  1)
 Telephone interviews conducted with 12 practitioners and 12 researchers who are
 acknowledged by their colleagues as experts in risk communication.  2) Based  on  the
 results of phase one, development, pretesting, and revision :of a questionnaire.  3)
 Distribution of this questionnaire to the initial 24 interviewees and to approximately 75  '
 additional practitioners and researchers they nominated for inclusion in this process.-4)
 Distribution of a second-round questionnaire that includes summary results from the first,
 round and asks for responses that reflect this added informatioij. 5) Analysis of data to'
 clarify the similarities and differences found between the research needs of practitioners
 and  what academics believe are practitioners' research priorities;. 6) Follow-up interviews
 with participants that hold distinct minority views on topics andiwith a  representative
 group of participants that reflect the views where consensus is found. ,
        -•-          T •           . .          "        '    -•       \-       .  •  •  ..      •
     The modified Delphi technique designed for the project will-be useful for  eliciting a
 range of views about the research needs and priorities of agency practitioners-and for
 developing consensus.  However, this technique will not enable  participants to  offer    '
 much .detail on any particular research need or topic they suggest.  To  compensate for
 this  shortcoming, a fa.ce-to-face'mccting of participants is proposed for  phase two  of the
 project.
                                          2

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 TO:  '      Lynn  Ludcrer   '                       •
 FROM:     ' Caron,  Kandice,  arid  BJ  -
 RE:        List  of Ton Practitioners        .
 DATE:.      November  24,  1992
         '       '      /"               ,      "
     We have re-evaluated  the  list of ten  based  c|n the creation
 of a matrix that  adhered to  the .following  criteria that we
 developed  for generating the first list  (see  attajched matrix) :

     Across .the top are the .relevant  agencies'thalt deal with risk
     communication  (state, federal, local)  and thjeir
     communication context (health or environmental).
            1 -.  '                      .,'.'''•'   ^  '•'.".
     On the other axis are the issues practitioner's deal with
     (e.g., superfund, air,  water, etc.),   These| categories come
     from  the list in the  EPA report-  "Reducing Risks	"  . (Sept.
     1990) that established  major types  of human |exposure.   We
     did not include on this matrix worker-exposure,  although it
     appears on the- EPA list.  (Please see questipns.  below on
     •this -item.)                           ,  .      ;

Infilling in the-boxes, we  superimposed on these! choices 'other
criteria from the .original list:.         .      .   [.'.-.
    '              -                •       -         j"  • '         •
 • :   Practitioners must have first hand  experience in
     communicating environmental health  risks tp the  public;  On
     the other hand; we also want practitioners  who have thought
     about the field of .risk communication broadly enough  so that
    ;they can. not only speak about their experiences,  but  also
     contribute their ideas.on what practitioners; need from risk
     communication-research.  In other words, we want "down 'in
     the trenches", types who also go  to  risk  communication
     conferences, attend .workshops, write  articles, .or are in
     other ways involved in  raising the  level of Awareness about
     risk-communication in their agencies.-        !              -.;
 "         '     '       '     . '       -       • •     • I       -    '   .. .  .
    .The list should include agencies .that have  tjaken a. lead in
     risk communication as-well as agencies that are  less  active.

     We felt it' less important to apply  to this  Ijist  different
types of communication  (public participation, behavior change,
education, information)  because most  practitioner^ engage  in a'
range of these activities  and generally  do not see themselves as
specializing in one particular area.        .
1.
2.
3,. /

4.
So,, the current list, based on these criteria:

An EPA person-who specializes in air - Because  our  state  and
local, people.-tend to deal with water concern^, ...we could use
someone in this category.
John Perrecone - EPA Superfund Region V     j         •
Judy Morgan or Jeanne Morosco - MJ DEPE,'a range of
environmental issues including air and water}          /
Ken Cobb — Cooperative Extension, Cornell University  (or

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6.

7.

8.



9.


10".
 other  Extension  person)   .   :            .'[••'.'   '      .
 Max  Lum  -  ATSDR-(a  range of environmental Issues on the  '
 federal  health level)                       |  " '          •
 Sharyn Sutton -  NCI' (specific health communjication on the
 federal  health level')            . • .   •  .    i
 Peter  Galbraith  - CT Department of1 Health Services and
 representative of ASTHO      ,- .              .[  .
 Crystal  St,owe -  Director,  Public Informatiop, .North Carolina
 Low  Level  Radioactive Waste^Management Authority (minority
 person who deals with "impact of this issue pn minority
 communities)         ."..-'              • j _ '  '  . .•
 Heidi  Klein - National Association of County Health.
 Organizations  (NACHO)  or her designate from; local county-
 agency                •  •'   |       -       "[
 A person ,who represents  pesticide/herbicide' communications
 from the state or federal level
Questions
     As we mentioned above, we decided to leave off worker
     communications from our list, as this  field!  is speqific  and
     generally, not dealt with by other risk communication
     practitioners.  How do you feel about  this?  •
2.
.Can you  recommend someone from the .EPA who
with  air issues?
deal specifically
3.   Can you recommend a state or  federal pesticides  person?

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.MEMORANDUM   '.  •   .           -

November 30, 1992

TO:  Lynn Luderer

FR:' Caron, Kandice,  and  BJ

RE:  List of ten researchers.
      Based on  recent "feedback  from  you  and  others,  we  have redone
 our procedures for  selecting the  ten  researcherjs.   Basically,  •-
 we've selected two  criterion variables  to guidel our selection  of
 participants using-quota-sampling.  The two criterion  variables
 are:                               '

      •   • risk communication research area,  (primary variable);
     • .   •    .      • ' • ;      -    '         _    '    i       \
          U.S.  risk communication research  centers  (secondary
          variable).   . •                    .'.':••           '

      Because our  primary  goal  is  to make sure that  all major
 research areas are  included, we were  not able t!o include   .
 participants from all  major research  centers.  If you  feel this
 is a  serious problem,  we  may need to  consider expanding the list
 past  ten, participants.                            .        '  .--.

      These two criteria were used in  conjunction with  three
 others: ,  '        /   ,

      _•  ,  Researchers  shoul'd be  acknowledged.experts'in their
          research  specialty by  other risk  communication  •
          researchers  and/or their  disciplinary colleagues.  ~

          Researchers  should come from a wide-variety  of
          disciplinary backgrounds  (e.g., psychology,  .economics,
          communication,  etc.) and  represent ajwide-variety of
          content specialties  (e.g.,  biotechnology, radon, etc.).

          Researchers  should reflect  the social, cultural, and
          geographic  diversity 'inherent in  the risk communication
          areas of  greatest importance to agencies.  ,

      Although  it was  our  initial  'intent to  create a matrix for
 researchers  that parallelled the practitioners''-matrix, there
 were  not enough overlapping cells for this  method, to be useful
 for generating a list of  researchers.  Therefofe, research areas
 and centers  are presented in  list form, followed by a  list of
 representatives that  we feel best reflect all the criteria
 described  above.                               -I
                                 1

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                                                          Appendix ±j
Main  research areas related to risk communication.
                            . •     •     . .          [
                        ' ' •    '  """   "     '         !
      Areas reflected in current list:           •[

      1.   psychometric paradigm               .1
      2.   social amplification of risk           I
      3. .  econpmic decision analysis
      4.   public participation
      5.   health communication
      6..  organizational analysis
      7.   analyses of self-protective behavior
      8.   risk education
      9. •  science communication
      10.  social/cultural paradigm
list:
     Other areas of, related importance not represented in current
     11.  information-systems paradigm
     12.  marketing paradigm
     13.  environmental equity
     14\  conflict resolution

Man or research centers working in these area's.

     Major 'centers represented in current list:

     1.   Carnegie Mellon University
     2.   Clark University
     3.   Rutgers University
     4.  . Tufts University -
     5.   University of Pennsylvania

     Other institutions represented in current list:

     6.   Cornell University           .' •
     7.   University of California
     8.   University of .Wisconsin
     9.   Stanford University
     10.  University of. North Carolina

     Centers not represented in current list:
 '
     11.  Columbia University                    j
     12.  Decision Research (University of Oregon)
     13.  Pennsylvania State University
     14.  Virginia Polytechnic Institute (not considered because
          of parallel EPA cooperative agreement)
     15.  University of Michigan

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                                                            Appendix B
. 1.

 2.

 3.

 4.

 5.
 6.

.7.

 8.
 9.

 10.
the current list based on these criteria:

 University?hh°ff " Ps^chometrlc Paradigm-/ Carnegie Mellon

                 "" S°cial amPlificdtion or. risk, Clark
                                        analysis,  University

              "" Public •Participation, 'university of North

            ~~ health communication,  Stanford University.
of WiscoSnf    g  ""• Or^anizational  analysis,  University
Neil Weinstein —  analyses  of  self-protective behavior
Rutgers University.             . .    .      |   ^•"^"dvior,
Barbara Tinsley — risk/education, University of  California
            den"MCD°nald  "  SCl                    Cornel 1  '
                ~" 'SQcial/cultural paradigrt, '-Tufts
Clearly, we could substitute  other names  in  many of these
categories   One thing to keep  in mind, however,  is that this
group will be suggesting the  names of  other  participants for
later stages of. the research.   At this point,  the lingering
question seems to be:                           I   -LJ-nyering

-    Should this short-list be  expanded to include others'areas
     of research and/or participants from other{major  research
     wGJltGjjS           -                  -                '

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lobert D. Bullard
)epartment of Sociology
Mversity of California
liverside, CA 92521-0419
                                                                                                 Appendix  C
Baruch Fischhoff
Social & Decision Scierices
Carnegie Mellon University
Pittsburgh, PA 15213  !
Vnn N. Fisher
department of Agricultural
 Economics & Rural Sociology
Hie Pennsylvania State University
07-B Armsby Building
Jniversity Park,  PA 16802
June Flora           I
Department of Communication
McClatchy Hall
Stanford University
Stanford, CA 94305
Jheila Jasanoff
Science & Technology Studies
Cornell University
132 Clark Hall
thaca, NY 14850
Roger E. Kasperson
CENTED
950 Main St.
Clark University
Worcester,  MA 01610
iheldon Krimsky
)epartment of Urban & Environmental Policy
"ufts University
'7 Talbot Ave.
Bedford, MA 02155
)avid B. McCallum
Center for Risk Communication
Columbia University
000 Pptomac Ave. NW
Vashington DC 20005
lip W. Viscusi
)epartment of Economics
!ox 90097
)ufce University
)urham,  NC 27708-0097
Francis Lynn -      .  }
Environmental Resource? Program
University of North Cai'olina
Miller Hall, CB 8165  I
Chapel Hill, NC 27599-^8165
Larry Susskind
Department of Urban Sludies & Planning
Room 7-338          ?
Massachusetts Institute of T'schnology
77 Massachusetts Ave.
Cambridge, MA 02139
Neil Weinstein
Department of Human Ecology
Box 231; Cook College'
Rutgers  University    ;
New Brunswick, NJ 08903-0231

-------

-------
                                                                                                  Appendix  C
 Elinor Blake
 Community Relations Specialist
 California Department of Health Services
 Environmental Epidemiology and Toxicology Branch
 5900 Hollis St.                         '     .
 Emeryville, CA 94608;
   >               .             /

 Jill Lipoti                                        •
 Assistant Director
 Environmental Safety, Health
  and Analytical Programs                     '
 NJ Department of Environmental Protection and Energy
 CN 415                •  "  •
 729 Alexander Rd.
 Trenton, NJ 08625

 Peter D. Galbraith
 Chief
 Bureau of Health Promotion
 Connecticut Department of Health Services
 150 Washington St.
Hartford, Connecticut 06106
 KenCobb
 Waste Management Institute
 Cornell University
 168 Hollister Hall    j
 Ithaca, NY 14853    \
 Max Lum          ~ I
 Director             I
 Department,of Health Education
 ATSDR             j-
 1600 Clifton Rd.      |        .
 Atlanta, GA 30333    |
Alvin Chun
Office of the Regional Administrator
US Environmental Protection Agency
75 Hawthorne.Street
San Francisco, CA 94105
John Perrecone
Community Relations Coordinator
Office of Public Affairs
US Environmental Protection Agency
Mailcode P-19J
77 W. Jackson Blvd.    .
Chicago, IL 60604

Sharyn Sutton
Chief
Information Projects Branch
National Cancer Institute
9000 Rockville Pike
Bldg. 31-10A11
Bethesda, MD 20892

William T. Dixon
Program Manager
Westinghouse-Hanford Co.
P. O. Box 1970
Mailstop B217
Richland, WA 99352
Richard F. Williams  \
Food and Drug Administration
HHF-301
200 C Street SW
Washington, DC 20204
Crystal Stowe
Director
Public Information
North Carolina Low Leivel Radioactive
  Waste Management Authority
116 W, Jones'St.      '
Suite 2109            J
Raleigh, NC 27603-80


-------

-------
                                                                            Ci j_x L):
             Assessing Practitioners' Risk Communication Researbh Needs:
                    Questions for Short Interview with Researchers
1.    a.  What do you feel are. the top three risk communication problems' currently
         facing agency practitioners?
     b.  On the other hand, what are the three risk communication areas you feel
         agency practitioners have the most success with?       I  :'  '
2.    a.  What research do you think will most effectively address
         noted in la?                                  ,
the problems you
     b.  Can you suggest specific research questions that will be critical to the risk
         communication research you noted in 2a?              j
     c.   Why do you see these research questions as critical? [For example:  Because
         they address specific gaps in our knowledge? Because practitioners will be able
         to implement the results? Because the results have a good probability of
         adding to general knowledge about risk communication processes?  Other
         reasons?]              ,                              |
     d.  What theoretical perspectives and related literatures will help inform the
         examination of these questions?      ,                 ;
     Briefly, are there other areas of risk communication research! arid/or practice .that
     you feel are being overlooked?
     Could you suggest the names of other risk communication researchers or
     practitioners you think we should include in this process?   ' j ,•

-------

-------
            Assessing Practitioners' Risk Communication Research Needs:
                   Questions for Short Interview with Practiticlners
1.   a.  What do you feel are the top three risk communication problems currently
         facing agency practitioners?        .       ,       -   '
     b.  On the other hand, what are the three risk communication areas you feel
         agency practitioners have the most success with?
     a.   What risk communicatipn research has been most helpful to you?  Can you
         name specific topics, publications?
     b.   In what three risk communication areas do you feel more research needs to be
       ,  conducted?
     c.   Can you suggest specific questions you would like research in these areas to
         answer?         ..'"'•.     ••.,•'           i
     d.  Why do you see these questions as critical?  [For example: Because they
         address specific gaps in our knowledge?  Because practitioners will be able to
         implement the result? Because the results have a goo
-------

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                                Please return by May 3, 1993.
                                                                                        Appendix E
                     ASSESSING RISK COMMUNICATION RESEARCH NEEDS
                                  OF GOVERNMENT AGENCIES

                  •  -          ."          '      '              .    i        i  ''•.'.'
 * Please note: Although the questionnaire may appear long, our pretest results suggest that it takes no more
 than 30 minutes to complete.                                               ;

 Section I: Research Topics - pp.  1-7                                        i
                                                                         I
 L      For each of the following research topics/please CIRCLE A NUMBER on Ihe iicale that reflects your
        sense of how important RESEARCH ON THE TOPIC is to improving risk communication by
        government agencies.                                                            .    ';
                                           '                       ••-•-!-".     •

        If you have no opinion on the research importance of a topic, check the NO OPINION option rather
        than selecting a number to the middle of the scale. Except for "1" - whicli reflects a response of "not
        at all important" - numbers along the scale represent an increase in the level of importance you attach
        to a research topic.  None of the numbers on the scale represents "neutral" or "no opinion."

        Anchors at each end of the scales - "not at all important" and "extremely important" - are provided
        for your convenience and should not be circled as a response.        ,    i

2.      On page seven (K.  Comments and Other Priority Topics), please give us ybur ideas for any additional
        research topics you  feel are very critical to improve agency risk communication efforts.

Any other comments are welcome.                                           j

Your responses will be confidential.


                                 SECTION!:  RESEARCH TOPICS       j
                               .                    '                     - !  •    s

A.   COMMUNITY INVOLVEMENT AND ENVIRONMENTAL DECISION-AWAKING
    '                  •'           .                                        '' -
1.   Building community consensus beyond active participants
    - -        •        ""         .   -     /                      ;

             not at all                                         extremely    |           [  ]
            important  1       2      3      45      6  important    j       no  opinion

                              , i                     ••                     r
2.   Usefulness of different  approaches to shared decision-making

             not at all                                         extremely    !           [  ]
            important 1      2      34      56  important
3.    Effectiveness of mediation in resolving environmental disputes

             not at all                                         extremely
            important  1      2-3      4      5      6  important
no opinion
   I.]
no opiiuon
                                               A-l

-------
             Mease cirtJe the number that reflects your sense of bow important research qn
                each topic is to improving risk communication by government agencies.
4.   Integrating social, political, economic, and values-based concerns into agency decision-making

                                                             extremely               [  ]
                              23456  important            no opinion
not at all
important  1
5.   Effective ways for citizens to access information

             not at all
             important  1234
                                                 extremely
                                             6   important
   [ 1
no opinion
6.   Basis of public opposition to specific environmental policies

             not at all                                         extremely
             important  12345
                                              6  important
no opinion
 B.  TRUST AND CREDIBILITY

 1.  Determining how and why individuals and societal and cultural groups confer (or withdraw) trust in people
     and organizations
              not at all                                         extremely               [  ]
             important  12345
                                              6  important
 no opinion
 2.   Determining how trust can be regained

              not at all
              important 123
                                                  extremely
                                              6   important
    [ 1
 no opinion
 3.   Effect of scientific uncertainty on credibility

              not at all
              important  123
                                                  extremely
                                        5      6   important
    [ 1
 no opinion
  C.  IMPACT OF RISK COMMUNICATION ON INDIVIDUAL BEHAVIOR

  1.   Factors that influence individual willingness to heed advice


2.


not at all
important 1

2 3 4
extremely
5 6 important
[ 1
no opinion
Impact of new and competing information on attitudes and behavior
not at all
important 1

234
extremely
5 6 important
[ 1
no opinion
                                                  A-2

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                                                                                         Appendix E
               Please circle the number that reflects your sense of how importaciTre^earcfa on
                  each topic is to improving risk communication by government agencies.
  3.
 Communication that encourages environmentally responsible but unpopular behavior by individuals (e e
 reduced automobile use)  .                                           [                       '*"'
              not at all
              important' 1
                                                          extremely
                                                       6   important
                                                                                   no opinion
 4.
 Effect of risk communication efforts on the dynamics among perceptions, alttirudes, and behavior

        not at all
                            .-'-..-               extremely |
              important  1       2       3       4      56  important
                                                                                 [  J
                                                                             no opinion
 D.  THEORY-BUILDING


 1.    Development of a theoretical model for community decision-making based oh sociological research

              not at all                .''-,.
                                                               extremely
             important 1       2      3       4      5   .  6   important !
                                                                             no opinion
 2.
Development of a theoretical model for risk communication that integrates psychological social and
communication constructs
3.
'
not at all
important
Development of a
-
not at all
important
1 2
theoretical model
1 2
Development of a theoretical model
3
for
3
for
4
5
risk communication
4
individual
5
6
extremely
important
based on comm
6
extremely
important
decision-making based on
no
opinion
mication research
no
psychological
[ ]
opinion
research
             not at all
             important  1
                                                         extremely
                                               5     6   important
E.   CONVEYING INFORMATION

1.   Using audience assessment information to develop .communication strategies
                                                                                  no opinion

2.

not at all
important
Methods to increase
not at all
important
1 2
audiences'
1 2
3
overall
3
4
understanding
. 4
5
of
5
6
science
6
extremely
important

extremely
important
M'.'.
no opinion
; :' ' ' ; -
• _ • \
M
no opinion
                                                A-3

-------
             Please circle the number that reflects your sense of how important researca on
                 each topic is to improving risk communication by government agencies.
3.   Evaluating the effectiveness of comparing lifestyle risks to technological risks

             not at all                                          extremely
             important  12345
                                              6  important
   [ 1
no opinion
4.   Determining the informational wants and needs of audiences

             not at all                                          extremely
             important  123456   important
                                                                        [ 1
                                                                     no opinion
5.   Relative effectiveness of different ways of expressing probability
              not at all
             important  1
                                                 extremely
                                              6  important
    I  1
no opinion
6.   The impact of explanations of economic benefits on perception of environmental issues
              not at all
              important 1
                                                  extremely
                                              6   important
    [  1
 no opinion
 F.   RISK COMMUNICATION WITH SOCIAL AND CULTURAL GROUPS
 1.    Ways to sensitize agency staff to the needs of minority communities
                                                                extremely
                               23456   important
not at all
important  1
 no opinion
 2.   Defining needs of minority communities for participation in environmental problem solving
              not at all
              important  1
                                                  extremely
                                               6  important
    [ 1
 no opinion
 3.   Communicating effectively to different social groups in the US, e.g., cultural, ethnic, or racial groups
              not at all
              important  1
                                                  extremely
                                               6  important
     [  1
 no opinion
 4.   Effect of culture on individuals' perception of risk

               not at all
              important  1234
                                                   extremely
                                               6   important
     I  ]
  no opinion
  5.    Factors that influence agencies' environmental protection of different communities
               not at all
               important  1
                                                   extremely
                                               6   important
     [ 1
  no opinion
                                                   A-4

-------
                                                                                          Appendix E
              Please circle the number that reflects your sense of how important research on
                  each topic is, to improving risk communication by government agencies.
 G.  RISK PERCEPTION

 1.   Public perception of government agencies that manage risks

              hot at all                                         extremely
              important  12       3       4      5      6  important
 2.   How laypeople process risk communication messages

              not at all
              important 12      34      5
                                                          extremely
                                                      6   important
                                                                                 [ ]
                                                                              no opinion
                                                                                   no opinion
 3.    The impact of media messages on risk perception

              not at all
             important  1       23       4
                                                          extremely
                                                      6   important
                                                                                  no opinion
'4.   Effect of communication strategies on individuals with strongly held beliefs v. those without strongly held
     beliefs            ,
              not at all
             important  1
                                                          extremely
                                        45      6   important
   .1  1
no opinion
5.
                                                                      (
The process of individuals' knowledge formation and how that impacts their environmental decision-
making                                                               j
            , .not at all
             important  1
                                                         extremely
                                                      6  important
   M
no opinion
6.
The process of individuals' clarifying their values and how that impacts their environmental decision-
making          ...  .                   .
                                                                          ivi;
             not at all
             important  1
                                                         extremely
                                                      6  important
  ..['I
no opinion
H.   EVALUATION OF RISK COMMUNICATION

1.   Determining the long-term effects of risk communication
2.
not at all
important 1
Relative effectiveness
not at all
important 1
2
of different
2
3 4 :
communication
3 4
. . 5 ,
messages,
5
extremely
6 important
strategies, and chan
extremely
6 important
lels
                                                                                 no opinion
                                                                                 no opinion
                                                A-5

-------
3.
4.
Docum
Develo
Please circle the number that reflects your sense of how important
each topic is to improving risk communication by government
sntation and evaluation of risk communication successes and failures
not at all extremely
important 123456 important
pment of effective evaluation methods
not at all extremely
important 123456 important
research on
agencies.

t 1
no opinion
[ 1
no opinion
I.
1.
MANAGING RISK COMMUNICATION PROGRAMS

Increasing managers' accountability for risk communication

                         2       3      45
              not at all
             important  1
   extremely
6  important
   [ 1
no opinion
 2.
Organizational learning about risk communication, risk perception, and risk management

        not at all                                          extremely               [  ]
        important  12345
                                                            6  important
                       no opinion
 3.   Effect of involving agency risk communicators in agency risk management decisions
              not at all
              important  1
                                                          extremely
                                                       6  important
 4.   Organizational structure of a model risk communication program in an agency

              not at all                                          extremely
              important  12345
                                                       6  important
                        no opinion
                           [ 1
                        no opinion
 5.   Approaches to prioritizing agency risk communication efforts

               not at all                                          extremely
              important  12345
                                                       6  important
                        no opinion
  6.    Effect of different spokespeople on perceptions of risk (e.g., risk managers v. community relations experts
       v. agency "mouthpieces")
               not at all                                         extremely              [ 1
               important  1234
                                               .  5
 6   important
 no opinion
  7.   Evaluating the effectiveness of agency risk communication training

               not at all                                         extremely
               important  12345
                                                        6  important
                            [ 1
                         no opinion
                                                   A-6

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                                                                                    Appendix E
             Please circle the number that reflects jour sense of how imporfcmt research on
                 egch topiq is to improving risk communication by government agencies.
 J.   ETHICAL ISSUES IN RISK COMMUNICATION
 1.
Methods for determining when communication is the most appropriate risk management alternative
        not at all
       important  1      23       4      5
                                                             extremely
                                                         6   important
                                                                          no opinion
2.   Ethical dilemmas of agency risk communicators

             not at all
            important  1 '     2       3       4
                                                       extremely
                                                    6  important
                                                                               no opinion
3.   Extent of information needed for well-informed choice

             not at all
            important  1      2      3       4     5
                                                       extremely
                                                    6  important
                                                                               no opinion
K.  COMMENTS AND OTHER PRIORITY TOPICS
                                              A-7

-------
                   SECTION n: IMPROVING AGENCY RISK COMMUNICATION


     Please CIRCLE THE NUMBER on the scale that reflects how much you agree or disagree with the
statement.  Again, if you have no opinion please check the box to the right of the scale rather than selecting a

number to the middle of the scale.

* Please note:  When we refer to "government agencies, " we mean federal, state, or local efforts.  We recognize
there is variability among agencies, but please answer the best you can based on your overall observations.
1    Risk communication research should emphasize building a theoretical model of risk perception
     and risk communication that adequately deals with the complexity of the real world.

                      strongly                                         strongly           []
                      disagree  12345678  agree          no opinion


2.   The most significant barrier to government agencies' evaluation of risk communication is lack of useful

     evaluation methods.
                      strongly
                      disagree  1    2
                                                                      strongly           [  ]
                                         345    6     7     8  agree         no opinion
3.   Overall, government agencies' efforts to communicate environmental risk have improved significantly.

                                                                                        [ 1
                                                                                    no opinion
                      strongly
                      disagree   12345678  agree
 4.    Advice to government agencies about risk communication (contained in manuals and other how-to materials)

      is not sufficiently grounded hi research.

                      strongly                                         Stron8»y           I }.
                      disagree  12345678  agree         no opinion


 5.    Lack of staff expertise in risk communication is a major obstacle to government agencies'  risk communication

      efforts.
                      strongly                                         strongly
                      disagree  12345678  agree
                                                                                           ..
                                                                                     no opinion
 6.   There is need for considerable improvement in agencies' communication about environmental risks.
                      strongly                                          8tronsly
                      disagree   12345678  agree
                                                                                      no opinion
  7.    Risk communication training is more critical to resolving government agency problems than risk

       communication research.                *
                                                                                            .
                                                                                     no opinion
                       strongly
                       disagree   12345678  agree
  8.   Lack of clear goals is a major obstacle to the risk communication efforts of government agencies.

                                                                                          [ 1
                                                                                      no opinion
                       strongly                                         stronsly
                      disagree  1    2    3    4    5    6    7    8  agree
 9.   Lack of resources is a major obstacle to risk communication efforts of government agencies.

                                                                                         U.
                                                                                      no opinion
                       strongly                                         8tron81y
                       disagree  12345678  agree
                                                        A-8

-------
                                                                                                 Appendix  E
   10.  Lack of management commitment to risk communication is a major obstacle to government agencies' risk
       communication.                                                         j

                        strongly                                          strongly           [ ]
                        disagree   1     2   .3    45     6    7     8  agree: '"       no opinion


   11.  Risk communication research should focus on solving immediate problems facing practitioners rather than on
       developing long-term strategies.                               .           j

        -                strongly                                          strongly         ,  [ ]
                        disagree   12    34    5     6    7     8  agree;        .no opinion   ;
          -                •            '               ,          •                i. •                       *
                                                                        . •.      I       ^                -
   12.  The most significant barrier to government agencies' evaluation of risk communication is failure to
       implement existing evaluation methods.          ..'•'_      '              j

                        strongly                                          strongly           [ j
                        disagree   1.2    3    4    5    '6    7     8  agree{         no opinion
                                                                       - '   -    i

   13.  Lack of management expertise in risk communication is a major obstacle to government agencies'  risk
       communication.                '      '                                  [
                                                '             "                  '  ;                   "
.   .                     strongly                                         - strongly           [ ]
                     •   disagree   1    2.3    .4.5     678  agree         no opinion

   14.  Overall, government agencies' written materials about environmental risks have improved significantly.

                        strongly                                          strongly           [']..'
                        disagree   I ^   2    3    4    5     6.    7     8  agree j         no opinion

   15.  Government agencies' risk communication efforts are hindered by agencies*  failure to implement existing
       risk communication advice.                         '.-•"". .   i •.'    •.  -  .    •
.  -.-             •            •           ,      .  .        .                    .I

                        strongly                                          strongly           [ ]
                        disagree   1    2    3    4   ,5     6    78  agree;         no opinion


   16.  Government agencies' inability to compete with advocacy groups' messages is a major obstacle to agency  risk
       communication..                                         .     .          I...
                        strongly                                          strongly           [  ]         x
                        disagree   123    4-5     6    7,    8  agree]         no opinion
                                                       /                     • '
                               -''•-.                   '  '         •     i • • . •
  17.  Lack of staff commitment to risk communication is a major obstacle to government agencies' risk communication
    .   efforts.                -'"••              '          ,'•'.: 1,                 '      '  •  .
         •   ,                 ,.            . ' •           ,.     -.                 j,        ....          -.
      .                  strongly                                          strongly           [  ]                »
                        disagree   1     2    345     6-7    8  agree j  '       no opinion
                                                                             -*!.•'-:''•
                                              ' '   •'          ,'         ''-••'                   '   "
  18.  Government agencies pay little attention to social justice issues when dealing yvith the public.

                        strongly    ,                                      strongly           [  ]
                        disagree   1     2    3    4    5     6    7    8  agree          no opinion
                                                         A-9

-------

-------
     INTERIM REPORT FOR PHASE TWO
Addressing Agencies' Risk Communication Needs:  Tear Two

           A Symposium to Discuss Next Steps
     Progress Report for Period 1/1 through 3/31, 1994
                      Caron Chess
                  Kahdice L.  Salomone
                     Billie Jo Hance
         Center for Environmental Communication
                    Rutgers University
                     April  15, 1994

-------

-------
Overview             "  • •   •     ''''-.-.    /             j.'             .  •

       During the second quarter of year two of this cooperative agreement, our focus has
been on continued planning for our June 6 - 8, 1994 risk communication symposium.  The
following report and attachments detail the progress we have made.
    '•••  •       •            •         '•..•-   '         ..   i          '
Symposium Coordinator

     '. At the beginning of the quarter we hired a symposium coordinator to handle the
myriad details of this endeavor.  Alex Saville is a former employee of CEC and helped
coordinate a previous CEC-sponsored symposium at Rutgers.  He is.superb at dealing with
all aspects of the symposium planning.

Additional Funding
/
       During the last quarter we received verbal confirmation of additional funding for the
symposium from the US Department of Energy and the National Cancer Institute.  This has
enabled us to raise the number of people we are inviting to the symposium to between 70 and
75 (including federal employees for whom we are not paying  travel):         .
                                                                i.           •
                                                  . .   -          i-     ...        -
Participants
                    • "                                           i
                                                                i'.      '"      . '
       Perhaps the most difficult aspect of inviting participants was  limiting the number to
under 80, Many people have heard about the symposium, and have contacted us about
attending. We have been clear, however, that a larger number would inMbit our ability to
achieve the goals we have set forth for the symposium.  Therefore, we have had to strictly
adhere to the systematic  approach we had developed for choosing participants.

       In developing our list of participants, we consulted with the project officer,
representatives of other agencies, and-our advisory committee. As. we stated in the last
quarter's report,  our goal was to create a balance of practitioners representing federal, tribal,
state, and local health and environmental agencies.  We also networlpd widely to find
community activists whose perspective would be useful to the topics
with.  We felt it was particularly important, inasmuch as one of our
communicating with diverse communities, to attempt to represent that sociocultural diversity
 at our symposium.  We have cast a wide net, following up on leads
the symposium deals
sessions concerns
given to us by other
practitioners-.  In most cases we have managed to get the balance we were attempting to
achieve^ and we feel that our list of practitioner participants represents a diversity of
agencies, views,  and geographical regions.                       !

       For academics, we attempted to ensure that we included researcher from the many
disciplines and research areas that are relevant to risk communication.  Appendix A contains
the final list of participants.

-------

-------
 Invitation Packet                                               j
  -'    -  ' -            .    •'         .        '      •:   •'•.      •   '[   -  "  '"    ' .
       Appendix B contains the invitation packet sent to all participants.  It consists of the
 following:     _    , _                                     .       i                     '

. 1.     Invitation letter - This letter outlined our goals for the .symposium and requested that
       participants committed to attending the entire symposium if they accepted our
       invitation.  (We decided that for the sake of continuity, and tp further our goals for
       coming away from the symposium with a better sense of research directions, that we
       needed people to be there for the entire time.)              I      ,
                                         •               -        i •          -      • "

 2.     One page symposium description

 3.     Draft agenda.

 4.     List of advisory committee  members.

 5.     Response form.

 Subsequent mailings

       Subsequent mailings to participants have consisted of the following (Appendix C):

 1.     Questionnaire for academics and practitioners that asked them to list relevant
       experiences and literature in risk communication so we could compile a collection of
       references and case studies  for participants.                 i
                                              -.'••'.•'     i '  '
 2. ' •"  Travel forms that instructed participants how to arrange their travel with our agent.
                               - '              '      -             f-    ' •      '       "
 Agenda
                                                                 L  '
       Appendix D contains the final agenda which lists academic rejsearchers, respondents,
 and other participants.  This list has not changed substantially from the draft list last quarter.
 Note that we have chosen moderators for panels, and finalized the agency and community
.respondents.  (Names with asterisks are those with whom we have had initial contact but not
 a firm commitment as  of this writing.)                            i .     V

       We have  been hi telephone  contact with all paper givers and respondents.  Draft
 papers arid review forms (Appendix E) have been sent to reviewers, and! these will be
 forwarded to authors, along with our review, in the next two weeks.
 be finalized in time to get to respondents and other participants well
 date.
 We plan for papers to
ahead of the conference

-------

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Discussion Groups
       Appendix F contains a list of those we invited to be discussion group facilitators and
recorders (nptetakers), and letters we sent asking for, participants' help as facilitators and
recorders.  (Names with asterisks are those with whom we have hadj initial contact but not a
firm commitment as of this writing.) Each small discussion group will have one academic
and one practitioner facilitator.  Notetakers will record major points to share with the
symposium coordinators  at the end of each discussion period. From! these notes, symposium
coordinators will summarize major points from all discussion groups and share this
information with the larger group at the end of each day.  These notss will also be available
to Dr. Roger Kasperson  to help him prepare his final summary that  'ivill  close the
symposium.

Logistics

       We have been working with Middlesex Travel hi New Brunswick for travel plans for
the symposium.  All participants, work directly with our agent for their travel arrangements.
We work with Historic Inns of Annapolis directly about such issues  as' food, rooms,  etc.  We
are also working with an express bus service from the airport for participants.  Minute
attention to detail seems  to be the only way to deal with such logistics.                  '._

Anticipated Work for Next Quarter

1;     Travel, hotel, and other logistics - Continue to work closely \jvith the travel agent and
       Historic Inns of Annapolis to plan symposium and travel.     j

2.     Assemble a bibliography for evaluation research for the symposium packet.

3.     Review  academic papers and send back to authors  for final rewrite; discuss case
       studies with respondents  and other participants for  inclusion qf brief descriptions in
       symposium packet.                                         |

4.     Complete symposium packet:  agenda, list and short bios of participants; evaluation
       research bibliography;  short risk communication case  studies  bffered by participants;
       etc.

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APPENDIX A

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          ADDRESSING AGENCIES' RISK COMMUNICATION NEEDS:
                   A SYMPOSIUM TO DISCUSS NEXT STEPS
                                PARTICIPANTS
                               PRACTITIONERS
                             HEALTH AGENCIES
FEDERAL
Mary Jo Deering - US Public Health Service, Dir. Health Communication
Sally McCammon - Special Science advisor to Lonnie King at USD A- APHIS
Sharyn Sutton - NCI, Information and Evaluation
Alan Levy - FDA, Division of Market Studies
Max Lum - ATSDR, Dir. Health Education
Paul Jackson - NIEHS, Sr. Public.Health Advisor
Robin Cantor'- National Academy of Science
STATE
Faith Schottenfeld - New York State DOH, Community Relations
Peter Galbraith - Chief, Bureau of Health Promotion, Connecticut DQH
Elinor Blake - Community Relations Coordinator, California DOHS
LOCAL/REGIONAL

Heidi Klein - Project Manager, Environmental Health, NACHO
Elaine O'Keefe - Director of Health & Welfare, Stratford,' CT Healtli Dept.
Ken Cobb - Extension Service, Cornell Waste Management Institute
Guadalupe  Olivas - Director, Pima County (AZ) Health Dept. & on Ipari to PHPPO at CDC

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                          ENVIRONMENTAL AGENCIES
 FEDERAL
 John Perrecone - EPA Region 5, Community Relations
 Frederick Allen - Office of Strategic Planning & Environmental Data, US EPA
 Lynn Desautels - Project Director, Risk Communication, US EPA  i
 Alvin Chun - Office of the Regional Administrator, EPA Region 9
 Lynn Goldman - Ass't Admin., Prevention, Pesticides and Toxic Substances
 Donald Beck - US DOE                                      i
 Jerry Delli Priscoli - Institute for Water Resources, US Army Corps of Engineers
 Dan Fiorino - Dir. of Waste and Chemical Policy  Division, Office cf Policy Analysis,
           US EPA
                                                            I
 Harry Otway - Stakeholder Involvement Office, Los Alamos National Laboratory
.; Robert Knox - Deputy Director of Environmental Equity, USEPA
 STATE    '       •                     ,        •..._..;

 Branden Johnson - Division of Science & Research, NJDEPE      j
 Jeanne Mroczko - Assistant Administrator, Permits,. NJDEPE      I.  .
 Chrystal Stowe - Director of Public Information, NC Low-Level Radioactive Waste
 Julia Winter - FSU & Florida Dept. of Health and Rehabilitative Services
 Lily Townsend - H.S. Teacher, Pensacola, FL, worked with Julia Winter
 TRIBAL
 Sadie Hoskie - Navaho EPA
                                 ARMED FORCES           j

 Lt. Col. Everett K. Foster - Chief, Environmental Programs Division, National Guard

                       PRIVATE CONSULTANTS/INDUSTRY!
 Elaine Arkin - consultant
 Martha Bean - consultant
 Susan Santos - FOCUS Group
 John Slavick - CMA

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                                     ACTIVISTS

Diane Heminway - Dir., Western Citizen Eny. Coalition
Diane Sheridan - Keystone Center
Diane Takvorian - Environmental Health Coalition, San Diego
Bud Ward - National Safety Council
                                   JOURNALISTS
                                    ACADEMICS
Baruch Fischhoff - Carnegie Mellon (psychology)
Ann Bostrom - Georgia Tech .(psychology)

Bunyan Bryant - University of Michigan (environmental equity)

Fran Lynn - University of North Carolina (public participation)
Mary English - University of Tennessee -  Knoxville (public participation)
Steve Kroll-Smith - Louisiana State University (public participation)
Dominic Golding - George Perkins Marsh Institute, Clark University (social & cultural
                      issues)    . '.                            [-.'.'.
Roger Kasperson - Clark University (social & cultural issues)
Srinivas Emani - Clark University (organizational)
Charles Perrow - Yale University (organizational)

Jim Grunig - University of Maryland /corporate communication)

Ann Fisher - Penn State (Agricultural communication/economics)
Howard Kunreuther - University of Pennsylvania

David Conn - University of Virginia (chemical emergencies)
Richard Rich - Virginia Tech (chemical emergencies)

Vicki Freimuth •* University of Maryland (health communication)
Ed Maibach - Emory (health communication)

David McCallum - Columbia University, FOCUS Group

Gerard McKenna - HSMRC  - New Jersey Institute of Technology

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Bill Hallman - Human Ecology, Rutgers University   :

Tom Burke - Johns Hopkins University (formerly New Jersey DOHJ
      - '      -   - '  •              ,                   "      "i

Paul Stern -'National Academy of Science

Joanne Nigg - University of Delaware (natural hazards)

Robert Griffin - Director, Center for Mass Media Research, Marque,tte University
           , '                 •:     "  .      '    '     '"     i-
Sheila Jasanoff - Dept. 'of Science & Technology Studies, Cornell University
                                                           i


TOTAL ACCEPTED PARTICIPANTS: 63 (64 WITH LYNN GOLDMAN)

CEC STAFF:                  .
Caron Chess
Billie Jo Hance
Kandice Salomone
Alex Saville

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APPENDIX B

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                           THE STATE UNIVERSITY OF NEW JERSEY
                           RUTGERS
                        Center for Environmental Communication
            Cook'College • P.O. Box 231  • New Brunswick • New Jersey
                           908/932-8795 • FAX: 908/932-7815.
                                                  date, 1994
08903-0231
Dear
      The Center for Environmental Communication (CEC) at Rutgers University invites
you to participate in Addressing Agencies' Risk Communication Needs:  A Symposium to
Discuss Next Steps in Annapolis, Maryland on June 6-8, 1994.  This national symposium
will bring together leading academics, government practitioners, trib'al leaders, and com-
munity representatives to develop risk communication research priorities and other ap-
proaches likely to improve government agencies' practices.  (See description .on yellow
sheet.)  Commissioned papers followed by government and community respondents will
spark large and small group discussions on three topics rated as most important according to
a national risk communication survey conducted by CEC last year: \(1) Bringing Outside
Perspectives  Into Agency. Decision Making; (2) Making Evaluation Agency Reality; and (3)
Communicating With Diverse Communities.  (See>enclosed agenda.) j                  ,
                       - ,               •          *    •     - [         •
      Attendance at the .symposium, which is funded by the US EPA's Risk Communication
Project With  additional support from the National Cancer Institute, the National Science
Foundation,,and the US  DOE,' is by invitation only and will be limilied.  If you wish to be
one of this select group  of participants, we ask you to complete the enclosed pink form and
return it to us in the accompanying  self-addressed envelope by (two,weeks).  The Center for
Environmental  Communication will pay for non-federal participants' travel and lodging costs
for the entire symposium. We require participants' commitment 1;o attend the entire
symposium from 5 p.m. June 6 to 4:30 p.m. June 8. We know that you will respect our
desire for continuity and cohesion.                           |

      We hope you will join us for what will certainly be an exciting symposium. If you
have any questions, please feel free to call us,                   j

                                                  Sincerely, |
                                                  Caron Chess
                                                  Billie Jo Hance
                                                  Kandice Lj: Salomone
              A Program of the New Jersey Agricultural Experiment Station and the
                   Edward J. Bloustein School of Planning and Public Policy

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                           THE STATE UNIVERSITY OF NEW JERSEY
                           RUTGERS
                        Center for Environmental Communication
            Cook College • P.O. Box 231 •  New Brunswick • New Jersey 08903-0231
                           908/932-8795 • FAX: 908/932-7815     ,  j      -        ,
                            •     '"       "         ,'   -   ' '" • i   '  '         .'  ' '
            -ADDRESSING AGENCIES'  RISK COMMUNICATION JN.EEDS:
                   -  A SYMPOSIUM.TO DISCUSS NEXT STEPS j   .    :
    '           •       • • '..         '•         •   ''   -     ''•'-• f •
             / Caron Chess, Billie JO'Hance,'.arid Kandice L Salojmone

      Government agencies are increasingly concerned: about hovV to deal with the
public more effectively about environmental issues. This multi-year project seeks to!
improve agencies' risk communication practices'by better defininglfhe risk
communication research and other related needs of government personnel at county,
state,  and federal agencies managing environmental issues.       j     .,
                  • '               '        '     '  • . ' '      ..!•••'
                                                            .[
      The first year's research, which'involved  145 leaders in the irisk. communication
field,  identified and prioritized broad areas of environmental communication research
relevant to the needs, of government practitioners and. defined the- extent of consensus    ;
between, practitioners!and academic researchers. In addition, the sjtudy explored,
through both qualitative and quantitative measures, the opinions ot study participants
concerning agencies' risk communication practices.  :           i

      Based on these  findings, a two-day symposium will be heldjjuhe 6 - Q,. 1.994 in ;
Annapolis, MD for invited researchers and practitioners to consideif. next steps for risk
communication research and other approaches to  improve agency.practice./ The
symposium will highlight three risk communication problems identified as priorities by
the first year's  research:  1). Communicating with communities of different races, ethnic
backgrounds, and incomes; 2) Integrating outside concerns into agency'decision-making;.
and 3) evaluating risk communication. The symposium seeks to 1) Provide a'forum to
bring  risk communfcation leaders together; 2) Develop specific  research questions related
to these three risk communication problems; 3)  Serve as a catalyst for further thinking
about improving risk communication in  government agencies; 4) Encourage dialogue
among researchers from a variety of disciplines; 5)  Increase understanding between
practitioners and academics; and 6) Increase communication among government
agencies.         -                .            '      .   ."''''•'      •   -      .

       Small groups of practitioners and academics,  led by skilledjfacilitators, will
suggest research directions, ways to make research more accessible to practitioners, and
other  means of assisting agencies to, overcome risk communication problems.  Papers
presented by leaders in the field will serve as'springboards for these discussions.

      This project is funded through a cooperative agreement witl}i the U.S. EPA Risk
Communication Project, with additional support from the NationaljCancer Institute; the
National Science Foundation and the  U.S. DOE (in cooperation w!|h the National
Council of State Legislatures). Rutgers University's Center for Environmental Commu-
nication conducts research, training/and public service to improve communication about
.environmental issues.."              ,             .             -...'.       ,  ,

           ••  A Program of the .New Jersey Agricultural'Experiment Station and the
                  'Edward J. Bloustein School of Planning and Public Pqilicy

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                              THE STATE UNIVERSITY OF NEW JERSEY
                           Center for Environmental Communication    ;
              Cook College -P.O. Box 231 -New Brunswick • New Jersey 08903-0231
                              908/932-8795 • FAX: 908/932-7815       t     '    .
          ADDRESSING AGENCIES' RISK COMMUNICATION NEEDS:
                    A SYMPOSIUM TO DISCUSS NEXT STEJPS
                    ANNAPOLIS, MARYLAND JUNE 6-8,  1994
                                TENTATIVE AGENDA

                           OPENING EVENING-JUNE 6, 1994
                *\
 5:00-6:00           Reception    .-  '  .              .  .'

 '6:00-7:00  .•   .     Dinner    .                '   : -  .        '   ••   [    '•   -,....'-
                                                             .                 '
.7:00-7:30         '.  Overview - Why are we here? (Lynn Desautels, EPA; CEC)
                                                                 '
 7:30-8:00           Paper— Risk communication unplugged: Two decade? of process
                    Baruch Fischhoff, Carnegie Mellon University.       j     .   ,

 8:00-8:30           Presentation — Agency Progress, Lynn Goldman, Assistant Administrator,
                    Prevention, Pesticides and Toxic Substances, U.S. EPA
                                                                  !

 8:30-9:15           Discussion:  Charge for next day                  j

                       ,         DAY ONE - JUNE 7, 1994

 Morning Topic:  Bringing Outside  Perspectives Into Agency Decision Making
              '         -                   '                       '!•'               " •
 7:30-8:30    '       Breakfast       -                               i
                                                     .       ..-,    . i.    .
 8:30-9:00           Paper — Citizen advisory panels:  What does the research tell us?
                    Frances Lynn, University of North Carolina      ,   j
                                                                  i      .  •
 9:00-9:30           Agency and community respondents with experiences,!information on
                    innovative approaches to bringing outside perspectives into agency decision-
                    making,                                        j
                                                  •'-'•.    -"'!'.
 9:30-10:00          Q & A                   '  . '   .   .     .  "•"'[-

 10:00 10:15  .       Break                .                     ;'  '{_•

 10:15-12:00         Break out groups                                [
                   . 1.  Research priorities?
                    2.  Other  approaches for making this agency reality?

 12:00-1:00          Lunch'                   -.'..,
                A Program of the New Jersey-Agricultural Experiment Station and the
                     Edward J. Bloustein School of Planning and Public Policy-

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   Afternoon Topic:
   1:00-1:30.

   1:30-2:00'      '
.   2:-00-2:30
   2:30-2:45
-   2:45-4:30     ,   •
   5:00-6:00
   6:00-7:15  ?'
   7:15-7:45
   EVENING

   7:30-8:30
   Morning Topic:
   8:30-9:00

   9:00-9:30
   9:30-10:00
   10:00-10:15
   10:15-12:00
    12:00-1:00
    1:00-1:30
    1:30-2:00 .
    2:00-2:15
    2:15-3:30

    3:30-4:30
    4:30P.M.
Making Evaluation Agency Reality   '              'i,  ../;..
                     '         '      •        ;       • j
  Taper -Stranger in a strange land:  Conducting meaningful evaluation for a
  government agency, Sharyn Sutton, National Cancer  Institute
  Agency practitioners:  Successes with evaluation, and what it takes to get there,
  Q &'A  .                .'..'   '":"••
 ' Break                          •   -
   Break out groups
   1.   Research priorities?
   2.   Other approaches for making this agency reality?
   Cash Bar             "                      •
   Dinner
   Summary report by CEC of themes brought out on first day.
   Open

   Breakfast
Communicating with Diverse Communities
DAY TWO - JUNE 8, 1994
   Paper — The significance of socioeconomic and ethnic diversity for the risk
   communication process, Elaine Vaughan, University cif California.
   Agency and community respondents - Experiences, lessons learned.
   Q& A
   Break
   Break out groups                     .           |               <
   L   Research priorities?                          >i" . •
   2.   Other approaches for making this agency reality?|
   Lunch               "                    '       j           •  '      •
   Summary of conference,'Roger Kasperson, Clark University   '
                                                   l
   Q & A:  Discussion   -                          |  ,        "
                                 1                  T'           •        '  '  •
   Break                                          I
                       ...    '   "  "     '    .   *  \ •    "-..'-•     .'   .
   Panel — Making risk communication agency reality: pvercoming organizational
   barriers to risk communication
   Q & A:  Discussion
   ADJOURN                              !

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                          THE STATE UNIVERSITY OF NEW JERSEY -
                          RUTGERS
                        Center for Environmental Communication   ;
            Cook College • P.O. Box 231 • New Brunswick • New Jersey '08903-0231
                        :  908/932-8795 • FAX: 908/932-7815   '
          ADDRESSING AGENCIES' RISK COMMUNICATION NEEDS:
                   A SYMPOSIUM TO DISCUSS NEXT STEEPS
                                 June 6-8, 1994            i
                           ADVISORY COMMITTEE
Frederick (Derry) Allen, United States Environmental Protection Agency
Donald Beck, United States Department of Energy
Elinor Blake, California Department of Health Services
Jerome Delli Priscoli, United States Army Corps of Engineers
Lynn Desautels, United States Environmental Protection Agency
Baruch Fischhoff, Carnegie Mellon University                  (
Ann Fisher, Pennsylvania State  University               \ -.  .j
Peter Galbraith, State of Connecticut Dept. of Public Health and Addiction Services
Dominic  Gdlding, Resources for the Future   ..                 |   •
Jim  Grunig, University  of Maryland                          •!  [    ~  .
Branden  Johnson, New Jersey Department of Environmental Protection and Energy
.Roger E. Kasperson, Clark University                        j    „•..<••"
Heidi Klein, National Association of County Health Officials    '•.,   '.  .  L
Max Lum, Agency for Toxic  Substances and Disease Registry,  : j
Frances Lynn, University of North. Carolina                  .  i
David McCallum, FOCUS GROUP  .                         !,
John Perrecone, United States Environmental Protection Agency  j         •-
Faith Schottenfeld, New York State Department of Health       !        -
Chrystal Stowe, North Carolina Low Level Radioactive Waste Management Authority'
Sharyn Sutton, National Cancer Institute                      j     .
Elaine Vaughah, University of California-Irvine
James D. Werner,  United States Department of Energy
Richard  A. Williams, Jr., Food and Drug Administration
              A Program of the New Jersey Agricultural Experiment Statibn and the
                   Edward J. Bloustein School of Planning and Public tfolicy

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                                          PLEASE COMPLETE AS SOON AS POSSIBLE
                                   - -   •       •      '       .1     •         ' • -
              ADDRESSING AGENCIES' RISK COMMUNICATION^ NEEDS:
                       A SYMPOSIUM, TO DISCUSS NEXT STEP'S
                                  RESPONSE FORM
  Please complete this form and fax your response at your earliest convenience to:
  (908)932-7815
  Name_

  Title  .
  Organization
  Mailing Address__
  Phone
                       Fax
- E-Mail
  Former Position (if formerly with a government agency)_
    WILL
WILL NOT
BE ATTENDING THE SYMPOSIUJVl JUNE 6 - 8, 1994 IN
  ANNAPOLIS, MD.
  TRAVEL
  CEC will be paying for travel for all participants except federal ageincy representatives.  Our
  travel agent will be.making all travel arrangements for the symposium.  Please fill out the
  following so we can get an idea of what carriers and arrangements we should consider:

  I  will be travelling from:                                 '

  City/State	   ^'	
  Airport_
  Train Station
   I will be driving: yes_
               no

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APPENDIX C

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  ADDRESSING AGENCIES'  RISK COMMUNICATION  NEEDS:
           A SYMPOSIUM TO DISCUSS NEXT ISTEPS
   "  •          •                         '    '       i       ' • ' "
            Academics7 Pre-Symposium Questionnaire
Please return by April 6, 1994
I. DIRECTORY OF PARTICIPANTS

For a useful directory of participants, please complete the following questionnaire.
                                                  1
(We have previously requested some of this information.  We hope you will excuse
the repetition as we try to ensure our accuracy. Please list the information exactly
as you.would like it to  appear in the directory.)
Name
Title
Organization^
Please'give three or  four key words or phrases that best [describe your area of
interest/expertise (e.g. natural hazards, health communication, risk perception, nuclear
waste, siting, etc.):

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 Academics' Questionnaire
 II.  RESOURCES
 We are developing a selected bibliography/resource list for symposium participants.
 Please list up to three publications of yours that are most likely to be useful to
 others,at the symposium.  (We, are attempting to  list complete citations, so please
 give as much of the, requested information as possible.)
 1.

 Author(s)

 Editor(s)
 Title of article or chapter _

'Title of periodical or book

 Publisher
 Date of publication

 2.

 Author(s)    '

 Editor(s) •	
 Title of article or chapter _

 Title of periodical or book

 Publisher
 Date of publication

 3.

 Author(s)	.

 Editor(s)	
 Title of article or chapter _

 Title of periodical or book

 Publisher
    City
Volume number
Page numbers!
    City
Volume number
Page numbers!.^
    City
 Date of publication
Volume number
Page numbersf

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Academics"' Questionnaire ,
    CLEARINGHOUSE/RESOURCE CENTER
There has been discussion of establishing a  clearinghouse/resource center for risk
communication information that would be helpful to practitioners and academics.
We" are  interested in your  opinion  of  this idea.   The fo
   lowing  questions are
intentionally vague.  Please feel free to add comments or suggestions.


1. Do you know of any existing clearinghouse for risk communication?	 Yes __ No

If yes, please describe:	-    	
2.  How interested are you in a risk communication clearinghbuse/resource center?
      not at all   1
      interested
4  •
  5  extremely
     interested
•3.  If interested, what  kind of information'would be,most useful to  you?  (e.g., how-to
materials, evaluation research, etc.)     ;       •            V
4.  How likely would you be-to provide information to the clejaringhouse?
      not at all   1
      likely
4.
•  5  extremely
     likely
5.  Which format would be most useful for you?  (e.g., phonb, internet, hard copy)
Comments/suggestions:

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  ADDRESSING AGENCIES' RISK  COMMUNICATION NEEDS:
            A  SYMPOSIUM  TO DISCUSS NEXT STEPS

            Practitioners'Pre-Symposium Questionnaire
Please return by April 6, 1994
1.  DIRECTORY OF PARTICIPANTS
For a useful directory of participants, please complete the follolwing questionnaire.
               -  -    '           ,    ,.     •       .    .  •.-!-     .'•• .
(We have previously requested some of this information.  We hope you will excuse
the repetition as we try to ensure our accuracy; Please list the! information exactly
as you would like it to appear in the directory.)
Name

Title
Organization
Please give three or four key words or phrases that best describe your area of
interest/expertise (e.g., public participation, health communica1:ion, radon, siting,
water quality, etc.):          .     .                     '  [       „
                                    1. '

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Practitioners' Questionnaire            • .           .           •   •. .:[:      . ;              •
                                                          i      '     •
II.  CASE STUDIES                                        |

We are looking for case studies that would be of interest to symposium
participants on the topics to be discussed at the symposium;!  1) Integrating
outside concerns into agency decision making; 2) Evaluating communication
efforts; or 3) Communicating with ethnically and/or economically diverse
communities. These case studies will be presented in short,! written form and be
contained in the packet of materials handed out to each participant.  Below,  please
provide short descriptions of useful case studies. CEC will follow up with a  limited
number of participants,to fill in details and write up descriptions.  WE WILL DO
THE WORK! All you need to do is provide us with examples!
                                                -=          -i                '
1.  Have you participated in what you would define as a "successful" effort
involving integrating outside concerns into agency decision making/practice,
evaluating a communication effort, or communicating with an ethnically or
economically diverse community?  If so, please briefly describe the situation.
2. Have you participated in an "unsuccessful" effort to integrate outside concerns
into decision marking/practice, evaluate a communication effcjrt, or communicate
with an ethnically or economically diverse community?  If so,i please briefly
describe the situation.                                     I

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Practitioners' Questionnaire
III. RESOURCES
We are developing a selected bibliography/resource list for syfnposium participants.
Please list one or two publications (including your own)  that you have found  '
particularly useful.  (We are attempting to list complete  citaticjns, so please give as
much of the requested information as possible.)
1.  ,  •

Author(s)

Editor(s)
Title of article or chapter _

Title of periodical or book

Publisher
     City
Date of publication

2.

Author(s)     '  /

Editor(s)  •
Volume number
Page numbers
Title of article or chapter
Title of periodical or book _

Publisher     , ' .
     City
Date.of publication
Volume number
Page numbers
We realize that there may also be other important resources out there that do not .
lend themselves to citation (e.g., specific organizations, trainings, workshops, phone
numbers).  Please list any such examples below:                            .  .

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•Practitioners' Questionnaire  ,       '      .

IV.  CLEARINGHOUSE/RESOURCE CENTER
There has been discussion of  establishing a clearinghouse/resource center for risk
communication information that would be helpful to practitioners and academics.
We  are interested  in  your opinion of this  idea.   The  following  questions are
intentionally vague.  Please feel free to add comments or suggestions.
1.  Do you know of any existing clearinghouse for risk communication?     Yes    No

If yes, please describe: .  	. •
2.  How interested are you in a risk communication clearinghouse/resource center?
      not at all   1
      interested
3
'4
5   extremely
    interested
3.  If interested, what kind of information  would be most useful to you?  (e.g., how-to,
materials, evaluation research, etc.)
4. How likely would you be to provide information to the clearinghouse?
      not at all   1
      likely
            4
             5        extremely
                likely
5. Which format would be most useful for you?  (e.g., phone, internet, hard copy)
Comments/suggestions:

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             ADDRESSING AGENCIES' RISK COMMUNICATION NEEDS:
                     A SYMPOSIUM TO DISCUSS NEXT STEPS
                                  ;      •   • '              '   i •     '    -
                                                              '•           '•          '
            Travel and Accommodation Guidelines for Non-Federal Participants

 Please read the following guidelines carefully.. They must be adhered to if you desire the
'Center for Environmental Communication to pay for your travel., OiJr, budget is limited, and
.the guidelines are to ensure fairness in covering expenses.  If  you have any questions
 regarding travel or accommodations, please call Alex Saville, CEC's jsymppsium coordinator,
 at (908)  932-8795.                                     •
TIMING

The symposium begins at 5:00 p.m. on Monday, June 6 and ends at 4:30 p.m. on June 8.
It takes approximately one hour to travel between Baltimore-Washington International (BWI)
airport and the hotel.  Please make your plans accordingly. We can only pay for travel for
those who are present for the entire symposium.

AIR AND RAIL TRAVEL
All reservations for air and rail travel must,be made through our trave) agent by Monday, May
2, 1994.  Please contact her.at:               •
             Lynne Frum'kin
             Middlesex Travel
             P.O, Box 1430
             Highland Park, NJ 08904
1-800-537-9853
(908) 572-4102 (fax)
HOTEL ACCOMMODATIONS                                   !          .
   *>                                            .'"[.'
Reservations and confirmations for hotel accommodations for Junes 6-8 have already been
made by  CEC for all confirmed participants.  The hotel will  not take  your  reservation
separately. The reservation we have already made for you includes a room for the nights of
June 6 & 7, and all meals from dinner on June 6 through  lunch on June 8.  Participants are
responsible for any additional  personal costs (e.g., phone chargesv room service, outside
meals).                                                       j"
TRAVEL TO AND FROM AIRPORTS/TRAIN STATIONS
CEC will provide scheduled transportation between Baltimore-Washington International (BWI)
Airport and the hotel on June 6 and June 8 only.  Please note that BWI is also the closest
train station.  You will be notified prior to the:symposium as to where and when to meet the
shuttle to the hotel. CEC will not pay for other transportation between airports, train stations,
and the hotel.

Please keep track of your receipts and mileage for travel to and from your home airport if you
wish to be reimbursed.  CEC will not pay for other incidental travel Boosts.

DRIVING                                                    .["

If you are driving from your home to the symposium and wish to be leimbursed, please keep
track of your mileage and toll and parking receipts. CEC will pay $0.25 per mile plus tolls.

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           ADDRESSING AGENCIES' RISK COMMUNICATION NiEEDS:
              .     A SYMPOSIUM TO DISCUSS NEXT STEPS1,'
          Travel and Accommodation Guidelines for Federal Piarticipants
 CEC cannot'reimburse federal employees' travel expenses. , HoWever, there is some
 information  regarding travel  and  accommodations which  it is important for you to
 know. If you have any questions regarding travel or accommodations, please call Alex
 Saville, CEC's symposium coordinator, at (908) 932-8795.    !
TIMING
The symposium begins at 5:00 p.m. on Monday, June 6 and ejnds at 4:30 p.m. on
June  8.  It takes  approximately one hour to travel between  Baltimore-Washington
International (BWI) airport and the hotel.  Please'rhake your plans accordingly.
HOTEL ACCOMMODATIONS
Reservations and confirmations for hotel accommodations for June 6-8 have been
made by CEC  for all confirmed participants.  The total cost fcj>r the symposium is
$220.00 (a per diem government rate of $110.00).  This includes a room for the
nights of June 6 .& 7, and all meals from dinner on June 6 through lunch on June 8.
Federal  employees who live/work within 50 miles of Annapolis may need to get
waivers from their  agencies if they wish to stay overnight at the hotel.  AH federal
participants who are staying at the hotel will be expected to pay for their rooms on
their arrival.
TRAVEL TO AND FROM AIRPORTS/TRAIN STATIONS

CEC will providescheduled transportation betweenlSaltimore-WaShington International
(BWI) Airport and the hotel on June 6 and June 8 only. Please rjiote that BWlis also
the closest train station.  You will be notified prior to the symposium as to where and
when to meet the shuttle to the hotel.  In a few weeks we will request your arrival
time so that we can make  sure  you  have transportation to the hotel.  Federal
participants will be expected  to pay for the costs of the shuttle each way.

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APPENDIX D

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                            THE STATE UNIVERSITY OF NEW JERSEY
                            RUTGERS
                          Center for Environmental Communication  |
             Cook College • P.O. Box 231 • New Brunswick • New Jerseyi 08903-023'!
\                          908/932-8795 • FAX: 908/932-7815     !,•       •.

         ADDRESSING AGENCIES' RISK COMMUNICATION NEEDS:
                   A SYMPOSIUM TO DISCUSS NEXT STEPS
                    ANNAPOLIS, MARYLAND JUNE 6-8, 1994
                                   '  AGENDA           • '  \   :
                             \                               ,i
                                      •'           •         '"  i         *
                          OPENING EVENING - JUNE 6,1994

 5:00-6:00        .'  Reception                         '-.-]'.      :
 6:00-7:00          Dinner      "                              f

 7:00-7:30          Overview— Why are we here? (Deny Allen, EPA; Lynn Desautels,
                   EPA; Caron Chess, CEC)                      [
                                            '   -              i
 7:30-8:00          Paper - Risk perception and communication: Twenty years of process
                   Baruch Fischhoff, Carnegie Mellon University.   .  I    '  .  '
 8:00-8:15          Q& A                         .            |

 8:15-8:45      •.'   Presentation — Agency Progress
                   Lynn Goldman, Assistant Administrator,
                   Prevention, Pesticides and Toxic Substances, U.S. EPA

 8:45-9:15          Q & A,  discussion, and charge for next day
                               DAY ONE - JUNE 7, 1994        j

 Morning Topic:  Bringing Outside Perspectives Into Agency Decision1 Making
 7:30-8:30          Breakfast           f  .
                                                             I.
 8:30-9:00  ,        Paper - Citizen advisory committees:  What we know, what's left to discover
       • • .--          Frances Lynn, University of North Carolina       |   .                 .
                                                          ' • ' I
 9:00-9:30          Agency and community respondents with experiences!," information on
                   innovative  approaches to bringing outside perspectives into agency decision-
          ,         making.                                               .
                   Moderator: Faith Schottenfeld, NY State Departmenl: of Health
           ,        Panelists:  Martha Bean, Triangle Associates; JeromeJDelli Priscoli*, Institute
                   for Water Resources, Us Army Corps of Engineers; Lily Townsend, consultant,
                   Florida Dept. of Health & Rehabilitative Services
 9:30-10:00          Q& A        .    . .   '    .
 10:00-10:15         Break            .                          j
 10:15-12:00         Break out groups                   '  '   .     1
                   1. Research priorities?                  '     •}
                   2. Other approaches for making this agency reality? j
 12:00-1:00          Lunch
               A Program of the New Jersey Agricultural Experiment Station and the
                    Edward J. Bloustein School of Planning and Public Policy

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  Afternoon  Topic:  Making Evaluation Agency Reality     •
      >                            .                       •         -i             -
•  1:00-1:30         ', Paper.- Stranger in a strange land:  Conducting meaningful evaluation for a '
               '     .  government agency, Sharyn Sutton, USDA '       j,

  1:30-2:00   '        Agency practitioners:' Successes with evaluation, and what it takes to get there.
                      Moderator: Ann Fisher, Perm State               j
                      Panelists:  Lynn Desautels*, US EPA; Branden Johrison, NJ DEPE
  2:00-2:30  -, '       Q& A      .."..  '.''•'•'•',       :     ;  \          '     '     .  ';

  2:30-2:45    ,       Break
  2:45-4:30           Break out groups
 .             .        1.   Research priorities?          ,               |
                      2.   Other approaches for making this agency realityi?
  5:00-6:00           Cash Bar                                       7
                             '•'>•'.        :        ••        •   'i-  '
  6:00-7:15            Dinner        '                                 i    ;
                            •  .         -•       .    . .                 [•    -  .
  7:15-7:45            Summary report by CEC,of themes brought out on first day.
  EVENING   .    :    Open    .'   -   .   '         -           "    '    [•'"   ; ,

                                   DAY TWO - JUNE 8, 1994
 7:30-8:30            Breakfast                             ;          i       '

 Morning Topic: Communicating with Diverse Communities

 8:30-9:00            Paper - The significance of soctoeconomic and ethnic diversity for the risk
                      communication process,  Elaine Vaughan, University bf California.
 9:00-9:30            Agency and community respondents - Experiences, lessons learned.
                      Moderator: Bunyah Bryant, University of Michigan i
                      Panelists: Elinor Blake*, California Dept. of Health .Services; Sadie  Hoskie*,
             •      .,  Navaho EPA; Chrystal Stowe*, NC Low-Level Radioactive Waste Authority
 9:30-10:00          Q & A
 10:00-10:15         Break

 10:15-12:00    ._    Break out groups                 '   "
    ;      ,. .           1.  Research priorities?       '                   |       '  '      ,
                     2.  Other approaches for making this agency realitylj
       •   -           "                                               r-".                     ;
 12:00-1:00          Lunch                         <   --.      ..      |                        ;

 1:00-2:00           Panel - Making risk communication agency reality:  ^vercoming organizational
                     barriers to risk,communication                     |
                     Moderator: Caron Chess, CEC ,        '•'.'..,  '...' '
                     Panelists: Donald Beck*, US DOE; Thomas Burke, Johns Hopkins University;
                    . Charles Perrow, Yale University            .'••.[  •  . •
 2:00-2:30           Q & A: Discussion
 2:30-2:45           Break                              ".':-•

 2:45-3:15           Summary of conference,  Roger Kasperson, Clark University

 3:15-4:00           Q & A, discussion, and wrap-up                   '        '
                      ...-••'                     .       .     |-    .   •
 4:00 P.M.           ADJOURN         ,                            i   * invited

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APPENDIX E

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Dear Reviewer:
      The following paper "title " was commissioned by us to spur thinking on the
topic of "panel name"  for the symposium "title."  We see tl|ie paper serving as the
basis of a brief presentation by the author.  In addition, it will be submitted to Risk
Analysis, which has agreed to publish all the symposium papers (which pass review)
together.                                      t          j
                                       '-"''",!.

      We are asking you to review the paper as you would for an academic journal.
Each paper is being reviewed by one academic researcher and one practitioner.  We
see  this  process as allowing  authors to make  revisions so the manuscripts  will
ultimately be suitable for publication,                     '|
                •,•'/                 .'                r' '  '
      In addition, we are asking you to keep the symposium in mind and suggest the
points you feel are most critical to be stressed in the author's presentation.
      We would appreciate your review being in this office
by April 75 to provide
authors adequate time for revision before papers are mailjed" out to symposium
participants in early May.  Please feel free to fax us or fed ex (our number is #1121-
0747-9).  Thanks so  much for taking the time to work  underjthis deadline.

Sincerely,
Caron Chess
Billie Jo Hance
Kandice L. Salomone

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                             REVIEW BY APRIL 15
                Addressing Agencies' Risk Communication Needs:
                  ;    A Symposium to Discuss Next Steps
Paper title:
Reviewer number:

Clarity
Contribution to Field
Relevance to Government
Technical Quality
Excellent




Good


*






Fair




Poor




Recommendation:.

[ ]   .Excellent and exciting/merits publication.

[ ]    Merits publication with revisions noted.

[ ]    May eventually be publishable, but requires major revision
      indicated below.
                                       -' ,   ,             i    -
Please comment on the following, using additional space if neieded:
          -•         "    •         -    '             •      !:
1.  Suggestions for revision prior to publication.  Feel free to jorovide comments on
   other issues.       -                         "       :
2.  Three points in the paper you feel the author should stress in the symposium
   presentation.                                         i

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APPENDIX F

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           ADDRESSING AGENCIES'  RISK COMMUNICATION  NEEDS:
                    A SYMPOSIUM TO DISCUSS NEXT STEPS

                     LIST OF FACILITATORS & RECORDERS
-FACILITATORS    '            •

 Practitioners

 Faith Schottenfeld
 NY State Dept. of Health

 Elinor Blake*
 CA Dept. of Health Services

 Peter Galbraith
 CT Dept. of Health & Addiction Svcs.

 John Perrecone
 US EPA, Region  5

 Diane Sheridan
 Keystone Center

 Susan Santos
 FOCUS  Group

 Martha, Bean
 Triangle  Associates

 Bud Ward*         '
 National  Safety Council

 Elaine Arkin
 health communication consultant
 Academics

 Jim Grunig
 University of Maryland

 Vicki Freimuth
 University of Maryland

 Ann Fisher
 Perm State

 Bill Hallman   .
 Rutgers University.

 Dominic Golding*
 Clark University

, David McCallum
 FOCUS Group

 Bob Griffin
 Marquette University
 Ann Bostrom           j
 Georgia Institute of Technology

 Mary English          _!
 University of Tennessee  \
RECORDERS

Sri Emani
Clark University
Richard Rich
Virginia Tech
Julia Winter                           Heidi Klein
FL Dept. of Health & Rehabilitation Svcs.  NACHO
* invited

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                                                April 5, 1994
 Dear
       We are delighted you will be attending our "June 6 -8 symposium 'Addressing
'Agencies' Risk Communication Needs in. Annapolis, Md.  As we halve  described in previous
 literature we've sent you, the heart of the symposium will be the srliall groups of
 practitioners and academics that will suggest research directions, ways  to make research
 more accessible to practitioners, and other means of assisting agencies  to overcome these
 problems.  We are writing to ask you to help us document the ideas generated in these
 small  groups by acting as a recorder for a group.  For this task, it is important  that we
 have someone  with the ability to recognize important  ideas as they, are discussed, and to.
 report  the extent of consensus in the group concerning.each idea.   Your notes will be used
 for CEC to  present information to the symposium participants, and also, just as importantly,
 to help us write a summary for those who' could not attend.        j

       The job of recorder will essentially be:  (1) Take down (by  hand or personal
 computer--whichever you prefer) the main ideas  generated in the break out group;  (2) bring
 those ideas back.to the group of recorders (there will be eight in all') who will use  free time
 to help us. synthesize these ideas into a list presented to the entire gibup at the end of the
 day. (We may also need to- get together in the evenings for a while as well.) Since your
 input is also  valuable to us, we would expect you to be a participatcjr in group discussions
 as well as a recorder.  We will be sending recorders detailed information prior to the
 symposium.      '                                              r
                    -,                             • ' '              i     ..••'.
       We hope you will agree to help us with this critical part  of  the conference.  Please
 send back the attached response form by Monday, April 11.  If you have  any questions,
please  contact our symposium  coordinator, Alex  Saville, BJ Hance  or me.  We will be
contacting you with more details as the symposium draws nearer,   j      .                 .
                 "                   ''-".-          i
             '                                  Sincerely,        i                - • "
                                               Caron Chess
                                               Director

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                                                       April 5,  1594
 Dear :                 "         .          -       •
         •    '•'   .'    '        '         •            ,              i -  .. •  .     ..•  -
       The  most  important  segments  of the  symposium  Addressing  Agencies'   Risk
 Communication  Needs: A Symposium to Discuss Next Steps  will be the discussion groups
 following each of the three panels.  Each group, of 8 people will include two  facilitators:

 *      one practitioner skilled in facilitation and involved in risk corrimunication practice; and

 *      one  academic : with  leadership  skills  and  research  background  related to  risk
       communication.                                ~
     -,*•                 .              .       i       '              "

       Because of your expertise and background  in the field, we! are asking you to serve
 as a co-facilitator  for a discussion group.             .
                 '.                          ;       '    ,•'          •''              • •
       During the'course of the two days there will be three discussicjn slots of approximately
 1 1/2 hours each. We see these as the heart  pf the symposium because!  these discussion groups
 will be suggesting ideas for the direction. of risk communication research and agency practice.
 Prior to the symposium, we will send all facilitators  instructions  suggesting how they lead these
 groups through specific topics.  We will also provide you information .about your co-facilitator,
 so you can contact  him/her in  advance, should you wish,     •      !  .          -

       Because your  ideas are  valuable  to the discussions,  we would  also expect you to  be a
participant as well as a facilitator.   By. having a team of facilitators [leading (only) six other
participants, we think you  will have ample  opportunity to participate as  well as lead.

       We hope that  you will  help us to make this symposium a success.  Please fax us the
following response form  by-Monday,  April 11.   Feel free  to contact Alex Saville,  the
symposium coordinator, BJ Hance, or I if you have any questions,  j

                                                      Sincerely,
                                                      Caron Chessi
                                                      Director

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