&EPA
United States
Environmental Protection
Agency
Office of Enforcement
& Compliance Assurance
Washington, DC 20460
EPA 305-F-98-003
May 1999
www.epa.gov
                                                                              AAr**^ It "
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Federal government
ndes are based, in
part, on whether a
facility meets the
definitions of
Animal Feeding
Operations
(AFOs) and
Concentrated
Animal Feeding
Operations
(CAFOs).
What is an AFO?
Generally, an operation is defined as an
AFO under federal regulations if
•   animals have been, are, or will be
    stabled or confined, and fed or
    maintained, for a total of 45 days or
    more in any 12-month period, and
•   crops, vegetation forage growth, or
    post-harvest residues are not
    sustained during the normal growing
    season over any part of the facility.

What is a CAFO?
A CAFO is a specific type of AFO that
has the potential to contaminate nearby
waterways. An AFO is a CAFO under
federal regulations if
•   it confines more than 1,000 animal
    units (see page 3)
                  OR
•   it confines between 301 and 1,000
    animal units and discharges
    pollutants into waters of the United
    States (either directly into on-site
    water, or indirectly by channeling
    wastes through a ditch, flushing
    system, or other device)
                  OR
•   EPA has designated it as a CAFO
    upon determining that the
    operation, regardless of its size, is a
    significant source of pollution. This
    determination, which considers a
    number of factors (such as slope,
  The term waters of the United
  States, also called navigable waters
  in this regulation, means any surface
  waterways in or surrounding the
  United States, including not only rivers
  and lakes, but also ditches, streams,
  wetlands, or drainages that empty into
  or are adjacent to any tributary of a
  body of water. Groundwater that has
  a direct connection to surface water is
  also included in the definition.
    vegetation, and the proximity of the
    operation to the waters),  is based
    on an on-site inspection by the
    agency that issues the permits.


Exception: A facility will not be
considered a CAFO if it discharges
pollutants only in the event of a 25-
year, 24-hour storm—the number of
inches of rainfall in a 24-hour period
that is expected to occur only  once every
25 years, a figure that is published for
every location in the United States by
the National Weather Service.
                         Ag Center Fact Sheet Series
                         Animal Agriculture/Concentrated Animal Feeding Operations
                         CAFO Permit Requirements-General
                                                                              Page 2

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For more about
CAFOs, including
how to calculate
animal units, call the
Ag Center to request
EPA's "Guide
Manual on NPDES
Regulations for
Concentrated Animal
Feeding Operations"
(Ag Center document
number 11009).
Animal'
Slaughter or Feeder Cattle
Mature Dairy Cattle
Swine
(each weighing over 25 kg or about 55 pounds)

(with
Turkeys
Laying Hens or Broilers
unlimited, continuous-flow watering systems)
Laying Hens or Broilers
(with liquid manure handling systems)
Equivalent to 1,000;
Animal Units
1,000
700
2,500
55,000
100,000
30,000
Equivalent to 301
Animal Units
301
200
750
16,500
30,000
9,000 •
What are animal units?
EPA uses the animal unit (AU) to
measure the size of AFOs. A 1,000-
pound steer is the standard; the
equivalent number of any other type of
livestock is considered one animal unit.
The table above shows the numbers of
some other animals that would
constitute 1,000 AUs and 301 AUs.


Does my operation need a
permit?
A CAFO is not allowed to discharge
pollutants to waters of the United States
unless it has obtained a federal permit
for the discharge. The permit, which
EPA issues under the authority of the
Clean Water Act, is called a National
Pollutant Discharge Elimination System
(NPDES)  permit. Violators are subject
to fines and penalties.


Operations that require a permit include
not only those that meet the standard
definition of a CAFO, but also any
smaller operations whose potential for
point-source pollution has caused them
to be designated as CAFOs on the basis
of an on-site inspection.
In most states, NPDES permits are
issued by the state government rather
than by EPA; in other states, a facility
may be subject, to both a federal
NPDES permit and a state-issued
permit.


What areas of a CAFO are
regulated?
NPDES permit restrictions apply, for
example, to areas such as animal
watering systems; washing, cleaning, or
flushing pens; and manure stacks or pits.
Areas where dust is produced are also
included, because the dust may contain
particles of manure, litter, bedding, and
feedstuffs.


What does an NPDES permit
require?
EPA's NPDES permits for CAFOs may
include requirements for
 •  eliminating the discharge of animal
    wastes to U.S. waters
 •  providing a retention structure for
    animal wastes (including specifica-
    tions on construction, maintenance,
    and operation)
                          Ag Center Fact Sheet Series
                                                                                                   Page 3

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  Animal Agriculture
  Concentrated Animal Feeding
Rainfall tliat could
cause overflow leading
to twicer
contamination cannot
always be predicted.
The key to compliance
is the proper design,
continual mainte-
nance, and correct
operation of the
manure management
system.
•   periodic reporting of water quality
    monitoring results
•   proper land application of wastes
•   best-management practices
•   pollution prevention plans.

When is a discharge from a
CAFO not a violation of the
Clean Water Act?

A large operation (more than 1,000
animal units) that has been designated
as a CAFO will not be in violation of
the Clean Water Act for an overflow
discharge resulting from catastrophic or
chronic rainfall events, as long as the
operator has
•   obtained an NPDES permit, and
•   properly designed, constructed, and
    operated a containment system
    capable of handling all the facility's
    process-generated waste waters plus
    the runoff from a 25-year/24-hour
    storm.

The rainfall events included in this
exception are
•   catastrophic events-including
    tornados, hurricanes, and 25-
    year/24-hour storms
•   chronic rainfall-a series of wet
    weather conditions  that prevent
    waste removal from properly
    maintained waste retention
    structures.
                                                                     For more information

                                                                     This fact sheet is only a general
                                                                     description of EPA's rules and
                                                                     regulations on CAFOs. For more
                                                                     specific information about how EPA or
                                                                     state requirements may apply to your
                                                                     facility, consult the applicable
                                                                     regulations directly, or contact your
                                                                     EPA regional office or state government.


                                                                     You can get more facts about
                                                                     compliance by calling the Ag Center's
                                                                     toll-free number.  Materials can be sent
                                                                     to you by fax or mail, or you can talk to
                                                                     an Ag Center representative. For a list
                                                                     of all publications available from the Ag
                                                                     Center, request-document number
                                                                     10001, "Ag Center Publications."
The Ag Center welcomes comments on
this document and its other services.
  National Agriculture Compliance
  Assistance Center
  901 N. 5th St.
  Kansas City, KS66101

  Toll-free:   I-888-663-2155
  Internet:    www.epa.gov/oeca/ag
  Fax:        913-551-7270

          United States Environmental
          protection Agency
          Washington, DC 20460
                          Permits for smaller CAFOs (1,000
                          animal units or less) generally also
                          provide these protections to permit
                          holders.
                          Ag Center Fact Sheet Series
                                                                           Page 4

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