United States
     Environmental Protection
     Agency
                Office of Enforcement
                & Compliance Assurance
                Washington, DC 20460
EPA 305-F-99-006
May 1999
www.epa.gov
                                                               Ar—if—^r^
                                                       g Center
                                                         Helping Agriculture Comply with
                                                         Environmental Requirements
FOCUS
O  N
        CAFO Permit Requirements-

        Slaughter  and  Feeder Cattle
        This fact sheet will help you understand why your slaughter or feeder cattle operation may need
        a National Pollutant Discharge Elimination System (NPDES) permit and what parts of your
        operation might be subject to these special requirements to protect water quality.
        Feeding operations may require
        permits
        If you have a slaughter or feeder cattle
        operation that may discharge manure
        into surface water or groundwater, you
        may need to obtain an NPDES permit
        and meet certain requirements for the
        protection of water quality. The federal
        laws discussed in this fact sheet define
        the types of operations that are
        regulated in this way. Many states also
        have their own regulations, which may
        be more stringent.


        Why is regulation necessary?
        Animal feeding operations (AFOs) are a
        significant source of groundwater and
        surface water pollution because of high
        levels of nitrates and phosphorus,
        harmful bacteria, and salt found in
                            manure. These pollutants pose a health
                            risk to humans and animals, increase the
                            cost of safe drinking water, and may
                            mean that the contaminated surface
                            water cannot support recreation,
                            provide a healthy aquatic environment,
                            or meet Clean Water Act requirements.
                            How do animal feeding
                            operations contaminate water
                            sources?
                            Manure from AFOs can pollute sources
                            of drinking water by moving into surface
                            water after being applied to land, or by
                            leaching into groundwater. During
                            periods of heavy precipitation, manure
                            management systems (lagoons, ponds,
                            etc.) may overflow and spill wastewater
                            into nearby waterways such as rivers,
                            lakes, and streams.
         Sfit-

-------
If your operation
houses more than
one type of animal,
see the Ag Center
fact sheet "Focus
on CAFO Permit
Requirements —
General" to learn
how EPA uses
"animal units" to
determine CAFO
size.
Is my facility an AFO or a CAFO?
Federal government rules are based, in
part, on whether a facility meets the
definitions of Animal Feeding
Operations (AFOs) and Concentrated
Animal Feeding Operations (CAFOs).

Generally, your slaughter or feeder cattle
operation is defined as an AFO under
federal regulations if
•   cattle have been, are, or will be
    stabled or confined, and fed or
    maintained, for a total of 45 days or
    more in any 12-month period, and
•   crops, vegetation forage growth, or
    post-harvest residues are not
    sustained during the normal
    growing season over any part of the
    facility.

A CAFO is a specific type of AFO that
has the potential to contaminate nearby
waterways. A slaughter or feeder cattle
AFO is a CAFO under federal
regulations if
•   it confines more than 1,000
    slaughter or feeder cattle
                 OR
•   it confines between 301 and 1,000
    slaughter or feeder cattle and
    discharges pollutants into waters of
    the  United States (either directly into
    on-site water, or indirectly by
    channeling wastes through a ditch,
    flushing system, or other device)
                                                                        The term waters of the United
                                                                        States, also called navigable waters
                                                                        in this regulation, means any surface
                                                                        waterways in or surrounding the
                                                                        United States, including not only rivers
                                                                        and lakes, but also ditches, streams,
                                                                        wetlands, or drainages that empty into
                                                                        or are adjacent to any tributary of a
                                                                        body of water. Groundwater that has
                                                                        a direct connection to surface water is
                                                                        also included in the definition.
                 OR
•   EPA has designated it as a CAFO
    upon determining that the
    operation, regardless of its size, is a
    significant source of pollution.  This
    determination, which considers a
    number of factors (such as slope,
    vegetation, and the proximity of the
    operation to the waters), is based on
    an on-site inspection by the agency
    that issues the permits.


Exception: A facility will not be
considered a CAFO if it discharges
pollutants only in the event of a 25-
year, 24-hour storm—the number of
inches of rainfall in a 24-hour period
that is expected to occur only once  every
25 years, a figure that is published for
every location in the United States by
the National Weather Service.
                         Ag Center Fact Sheet Series
                         Animal Agriculture/Concentrated Animal Feeding Operations
                         CAFO Permit Requirements-Slaughter and Feeder Cattle
                                                                              Page 2

-------
 Animal Agriculture

In most states,
NPDES permits are
issued by the state
government rather
than by EPA; in other
states, a facility may
be subject to both a
federal NPDES
permit and a state-
issued permit.
Other CAFO criteria
You should also know that
•   Two operations with the same
    owner are considered one operation
    if they share a common border.or
    have a common waste disposal area
    or system.
•   A totally enclosed facility with no
    discharge of wastes is not a CAFO.
    But a partially sheltered facility
    that otherwise meets the criteria will
    be  considered a CAFO.
    Sheltered and unsheltered animals
    are counted equally, and the entire
    operation is considered one unit.
•   Facilities where cattle are housed
    temporarily, such as livestock
    auction houses and transfer
    facilities, may be considered CAFOs
    if they house the designated number
    of cattle for 45 days or more in a 12-
    month period.


Obtaining a permit
A CAFO is not allowed to discharge
pollutants to waters of the United States
unless  it has obtained a federal permit
for  the discharge. The permit, which
EPA issues under the authority of the
Clean Water Act, is called a National
Pollutant Discharge Elimination System
 (NPDES) permit. Violators are subject
to fines and penalties.

Operations that require a permit include
not only those that meet the standard
definition of a CAFO, but also any
smaller operations whose potential for
point-source pollution has caused them
to be designated as CAFOs on the basis
of on-site inspection.
What areas of a CAFO are
regulated?
NPDES permit restrictions apply, for
example, to areas such as cattle watering
systems; washing, cleaning, or flushing
pens; and manure stacks or pits. Areas
where dust is produced are also
included, because the dust may contain
particles of manure, litter, bedding, and
feedstuffs.

What does an NPDES permit
require?
EPA's NPDES permits for CAFOs may
include requirements for
•   eliminating the discharge of animal
    wastes to U.S. waters
•   providing a retention structure for
    animal wastes (including
    specifications on construction,
    maintenance, and operation)
•   periodic reporting of water quality
    monitoring results
•   proper land application of wastes
•   best-management practices
•   pollution prevention plans.

When is a discharge from a
CAFO not a violation of the
Clean Water Act?
A large operation (more than 1,000
cattle) that has been designated as a
CAFO will not be in violation of the
Clean Water Act for an overflow
discharge resulting from catastrophic or
chronic rainfall events, as long as the
operator has
•   obtained an NPDES permit, and
•   properly designed, constructed, and
    operated a containment system
    capable of handling all the facility's
    process-generated waste waters plus
                          Ag Center Fact Sheet Series
                                                                            PageS

-------
  Animal Agriculture
  Concentrated Animal Feeding
Rainfall that could
cause overflow leading
to water
contamination cannot
always be predicted.
T/ie key to compliance
is the proper design,
continual mainte-
nance, and correct
operation of the
manure management
system.
    the runoff from a 25'year/24-hour
    storm.
The rainfall events included in this
exception are
•   catastrophic events-including
    tornados, hurricanes, and 25-
    year/24-hour storms
•   chronic rainfall—a series of wet
    weather conditions that prevent
    waste removal from properly
    maintained waste retention
    structures.
National Agriculture Compliance
Assistance Center
901 N. 5th St.
Kansas City, KS 661 01
Toll-free:
Internet:
Fax:
           I -888-663-2 1 55
           www.epa.gov/oeca/ag
           9 1 3-55 1 -7270

        United States Environmental
        Protection Agency
        Washington, DC 20460
                          Permits for smaller CAFOs (1,000
                          slaughter or feeder cattle or less)
                          generally also provide these protections
                          to permit holders.


                          For more information
                          This factisheet is only a general
                          description of EPA's rules and
                          regulations on slaughter and feeder
                          cattle CAFOs.  For more specific
                          information about how EPA or state
                          requirements may apply to your facility,
                          consult the applicable regulations
                          directly, or contact  your EPA regional
                          office or state government.

                          You can get more facts about
                          compliance by calling the Ag Center's
                          toll-free number. Materials can be sent
                          to you by fax or by mail, or you can talk
                          to an Ag Center representative. For a
                          list of all publications available from the
                          Ag Center, request-document number
                          10001, "Ag Center Publications."


                          The Ag Center welcomes comments on
                          this document and  its other services.
                          Ag Center Fact Sheet Series
                                                                           Page 4

-------