NOTEBOOKS
          Profile Of THS

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                 UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
                                WASHINGTON, D.C. 20460
                                                                         THE ADMINISTRATOR
Message from the Administrator

Over the past 25 years, our nation has made tremendous progress in protecting public health and
our environment while promoting economic prosperity. Businesses as large as iron and steel
plants and businesses as small as the dry cleaner on the corner have worked with EPA to find
ways to operate cleaner, cheaper, and smarter. As a result, we no longer have rivers catching on
fire. Our skies are clearer. American environmental technology and expertise are in demand
throughout the world.

The Clinton Administration recognizes that to continue this progress, we must move beyond the
pollutant-by-pollutant approaches of the past to comprehensive, facility-wide approaches for the
future. Industry by industry and community by community, we must build a new generation of
environmental protection.

Within the past two years, the Environmental Protection Agency undertook its Sector Notebook
Project to compile, for a number of key industries, information about environmental problems and
solutions, case studies and tips about complying with regulations. We called on industry leaders,
state regulators, and EPA staff with many years of experience in these industries and with their
unique environmental issues. Together with notebooks for 17 other industries, the notebook you
hold in your hand is the result.

These notebooks will help business managers to better understand their regulatory requirements,
learn more about how others in their industry have undertaken regulatory compliance and the
innovative methods some have found to prevent pollution in the first instance. These notebooks
will give useful information to state regulatory agencies moving toward industry-based programs.
Across EPA we will use this manual to better integrate our programs and improve our compliance
assistance efforts.

I encourage you to use this notebook to evaluate and improve the way that together we achieve
our important environmental protection goals. I am confident that these notebooks will help us to
move forward in ensuring that — in industry after industry, community after community ~
environmental protection and economic prosperity go hand in hand.
                                               Carol M. Brown®-
           Recycled/Recyclable • Printed with Vegetable Based Inks on Recycled Paper (20% Postconsumer)

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Sector Notebook Project
Organic Chemical Industry
                                                                  EPA/310-R-95-012
                  EPA Office of Compliance Sector Notebook Project

                 Profile of the Organic Chemical Industry
                                  September 1995
                                 Office of Compliance
                     Office of Enforcement and Compliance Assurance
                         U.S. Environmental Protection Agency
                             401 M St., SW (MC 2221-A)
                                Washington, DC 20460
                          For sale by the U.S. Government Printing Office
                  Superintendent of Documents, Mail Stop: SSOP, Washington, DC 20402-9328
                              ISBN 0-16-048279-8
September 1995
                  SIC 286

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Sector Notebook Project
Organic Chemical Industry
This report is one in a series of volumes published by the U.S. Environmental Protection Agency
(EPA) to provide information of general interest regarding environmental issues associated with
specific industrial sectors.  The  documents were developed under contract by Abt Associates
(Cambridge, MA), and Booz-Allen & Hamilton, Inc. (McLean, VA).  This publication may be
purchased from the Superintendent of Documents, U.S. Government Printing Office. A listing of
available Sector Notebooks and document numbers is included at the end of this document.
AH telephone orders should be directed to:

       Superintendent of Documents
       U.S. Government Printing Office
       Washington, DC 20402
       (202) 512-1800
       FAX (202) 512-2250
       9:00 a.m. to 4:30 p.m., Eastern Time, M-F
Using the form provided at the end of this document, all mail orders should be directed to:

       U.S. Government Printing Office
       P.O. Box 371954
       Pittsburgh, PA 15250-7954
Complimentary volumes are available to certain groups or subscribers, such as public and academic
libraries, Federal, State, local, and foreign governments, and the media.  For further information, and
for answers to questions pertaining to these documents, please refer to the contact names and
numbers provided within this volume.
Electronic versions of all Sector Notebooks are available on the EPA Enviro$en$e Bulletin Board
and via the Internet on the Enviro$en$e World Wide Web. Downloading procedures are described
in Appendix A of this document.
Cover photograph by Steve Delaney, EPA. Photograph courtesy of Vista Chemicals, Baltimore,
Maryland. Special thanks to Dave Mahler.
September 1995
                  SIC 286

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                                     Sector Notebook Contacts

The Sector Notebooks were developed by the EPA's Office of Compliance. Particular questions regarding the
Sector Notebook Project in general can be directed to:

         Seth Heminway, Sector Notebook Project Coordinator
         US EPA, Office of Compliance
         401MSt, SW(2223-A)
         Washington, DC 20460
         (202) 564-7017 fax (202) 564-0050
         E-mail: heminway.seth@epamail.epa.gov

Questions and comments regarding the individual documents can be directed to the appropriate specialists listed
below.
Document Number
EPA/310-
EPA/310-
EPA/310-
EPA/310-
EPA/310-
EPA/310-
EPA/310-
EPA/310-
EPA/310-
EPA/310-
EPA/310-
EPA/310-
EPA/310-
EPA/310-
EPA/310-
EPA/310-
EPA/310-
EPA/310-

EPA/310-
EPA/310-
EPA/310-
EPA/310-
EPA/310-
EPA/310-
EPA/310-
EPA/310-
EPA/310-
EPA/310-
•R-95-001.
•R-95-002.
-R-95-003.
-R-95-004.
-R-95-005.
•R-95-006.
•R-95-007.
-R-95-008.
-R-95-009.
•R-95-010.
-R-95-011.
•R-95-012.
-R-95-013.
-R-95-014.
-R-95-015.
-R-95-016.
-R-95-017.
-R-95-018.

•R-97-001.
-R-97-002.
•R-97-003.
-R-97-004.
•R-97-005.
•R-97-006.
•R-97-007.
•R-97-008.
•R-97-009.
•R-97-010.
EPA/310-B-96-003.
    Industry

 Dry Cleaning Industry
 Electronics and Computer Industry
 Wood Furniture and Fixtures Industry
 Inorganic Chemical Industry
 Iron and Steel Industry
 Lumber and Wood Products Industry
 Fabricated Metal Products Industry
 Metal Mining Industry
 Motor Vehicle Assembly Industry
 Nonferrous Metals Industry
 Non-Fuel, Non-Metal Mining Industry
 Organic Chemical Industry
 Petroleum Refining Industry
 Printing Industry
 Pulp and Paper Industry
 Rubber and Plastic Industry
 Stone, Clay, Glass, and Concrete Industry
 Transportation Equipment Cleaning Ind.

*Air Transportation Industry
 Ground Transportation Industry
* Water Transportation Industry
 Metal Casting Industry
 Pharmaceutical Industry
 Plastic Resin and Man-made Fiber Ind.
 *Fossil Fuel Electric Power Generation Irid.
 *Shipbuilding and Repair Industry
 Textile Industry
 *Sector Notebook Data Refresh,1997

 Federal Facilities
Contact

Joyce Chandler
Steve Hoover
Bob Marshall
Walter DeRieux
Maria Malave
Seth Heminway
Scott Throwe
Keith Brown
Suzanne Childress
Jane Engert
Keith Brown
Walter DeRieux
Tom Ripp
Ginger Gotliffe
Maria Eisemann
Maria Malave
Scott Throwe
Virginia Lathrop

Virginia Lathrop
Virginia Lathrop
Virginia Lathrop
Jane Engert
Emily Chow
Sally Sasnett
Rafael Sanchez
Suzanne Childress
Belinda  Breidenbach
Seth Heminway

Jim Edwards
Phone (202)

564-7073
564-7007
564-7021
564-7067
564-7027
564-7017
564-7013
564-7124
564-7018
564-5021
564-7124
564-7067
564-7003
564-7072
564-7016
564-7027
564-7013
564-7057

564-7057
564-7057
564-7057
564-5021
564-7071
564-7074
564-7028
564-7018
564-7022
564-7017

564-2461
*Currently in DRAFT anticipated publication in September 1997
This page updated during June 1997 reprinting

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Sector Notebook Project
Organic Chemical Industry
               Industry Sector Notebook Contents:  Organic Chemicals
Exhibits Index	  iii

List of Acronyms	iv

I. INTRODUCTION TO THE SECTOR NOTEBOOK PROJECT	1
   A. Summary of the Sector Notebook Project	1
   B. Additional Information  	2

II. INTRODUCTION TO THE ORGANIC CHEMICALS INDUSTRY	3
   A. Introduction, Background, and Scope of the Notebook	3
   B. Characterization of the Organic Chemicals Industry	,.	4
       1. Industry size and geographic distribution	4
      2. Product Characterization	7
      3. Economic trends  	9

III. INDUSTRIAL PROCESS DESCRIPTION	11
   A. Industrial Processes in the Organic Chemicals Industry	11
   B. Raw Material Inputs and Pollution Outputs	25
   C. Management of Chemicals in the Production Process	26

IV. CHEMICAL RELEASE AND TRANSFER PROFILE	29
   A. EPA Toxic Release Inventory for the Organic Chemicals Industry	32
   B. Summary of Selected Chemicals Released	44
   C. Other Data Sources	47
   D. Comparison of Toxic Release Inventory Between Selected Industries	48

V. POLLUTION PREVENTION OPPORTUNITIES	53

VI. SUMMARY OF APPLICABLE FEDERAL STATUTES AND REGULATIONS  	73
   A. General Description of Major Statutes	73
   B. Industry Specific Requirements	83
   C. Pending and Proposed Regulatory Requirements	85
September 1995
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Sector Notebook Project
                Organic Chemical Industry
VII. COMPLIANCE AND ENFORCEMENT PROFILE 	87
    A. Organic Chemicals Compliance History	91
    B. Comparison of Enforcement Activity Between Selected Industries  	93
    C. Review of Major Legal Actions	98
       1. Review of major cases	98
      2. Supplementary Environmental Projects (SEPs)	98

VHI. COMPLIANCE ACTIVITIES AND INITIATIVES	103
    A. Sector-related Environmental Programs and Activities 	103
    B. EPA Voluntary Programs  	103
    C. Trade Association/Industry Sponsored Activity	110
       1, Environmental Programs  	110
      2. Summary of Trade Associations	112

IX. CONTACTS/ACKNOWLEDGMENTS/RESOURCE MATERIALS/BIBLIOGRAPHY 117

Endnotes	127

Appendix A	A-l
September 1995
n
SIC 286

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Sector Notebook Project
                  Organic Chemical Industry
                                    Exhibits Index

Exhibit 1:  Small Number of Large Facilities Account for Majority of Shipments	5
Exhibit 2:  Organic Chemical Manufacturing Facilities (SIC 286)  	5
Exhibit 3:  Top U.S. Companies with Organic Chemical Operations	7
Exhibit 4:  High Volume Organic Chemical Building Blocks	12
Exhibit 5:  Organic Chemicals and Building Blocks Flow. Diagram 	13
Exhibit 6:  Reaction/Process Types by Chemical Category for a Sampling
          of Organic Chemicals	14
Exhibit 7:  Distribution of Uses for Ethylene	17
Exhibit 8:  Manufacturing Processes Using Ethylene	18
Exhibit 9:  Distribution of Propylene Use	19
Exhibit 10: Manufacturing Processes Using Propylene	20
Exhibit 11: Distribution of Benzene Use  	21
Exhibit 12: Manufacturing Processes Using Benzene	22
Exhibit 13: Manufacturing Processes Using Vinyl Chloride  .	24
Exhibit 14: Potential Releases During Organic Chemical Manufacturing	25
Exhibit 15: Source Reduction and Recycling Activity for the Organic
          Chemical Industry (SIC 286) as Reported within TRI	27
Exhibit 16: 1993 Releases for Organic Chemical Manufacturing Facilities in TRI,
          by Number of Facilities Reporting	34
Exhibit 17: 1993 Transfers for Organic Chemical Manufacturing Facilities in TRI,
          by Number of Facilities Reporting	38
Exhibit 18: Top 10 TRI Releasing Organic Chemical Manufacturing Facilities	42
Exhibit 19: Top 10 TRI Releasing Facilities Reporting Organic Chemical
          Manufacturing SIC Codes to TRI 	43
Exhibit 20: Pollutant Releases (short tons/year)	48
Exhibit 21: Summary of 1993 TRI Data: Releases and Transfers by Industry	50
Exhibit 22: Toxics Release Inventory Data for Selected Industries	51
Exhibit 23: Pollution Prevention Activities Can Reduce Costs	54
Exhibit 24: Process/Product Modifications Create Pollution Prevention Opportunities	56
Exhibit 25: Modifications to Equipment Can Also Prevent Pollution  	65
Exhibit 26: Five-Year Enforcement and Compliance Summary for Organic Chemicals	92
Exhibit 27: Five-Year Enforcement and Compliance Summary for Selected Industries	94
Exhibit 28: One-Year Inspection and Enforcement Summary for Selected Industries	95
Exhibit 29: Five-Year Inspection and Enforcement Summary by Statute for Selected Industries 96
Exhibit 30: One-Year Inspection and Enforcement Summary by Statute for Selected Industries 97
Exhibit 31: FY-1993 and 1994 Supplemental Environmental Projects Overview:
          Organic Chemical Manufacture	100
Exhibit 32: 33/50 Program Participants Reporting SIC 286 (Organic Chemicals)	104
September 1995
111
SIC 286

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Sector Notebook Project
                 Organic Chemical Industry
                                 List of Acronyms

AFS -      AIRS Facility Subsystem (CAA database)
AIRS -     Aerometric Information Retrieval System (CAA database)
BEFs -      Boilers and Industrial Furnaces (RCRA)
BOD -      Biochemical Oxygen Demand
CAA -      Clean Air Act
CAAA -    Clean Air Act Amendments of 1990
CERCLA -  Comprehensive Environmental Response, Compensation and Liability Act
CERCLIS - CERCLA Information System
CFCs -     Chlorofluorocarbons
CO -       Carbon Monoxide
COD -      Chemical Oxygen Demand
CSI -       Common Sense Initiative
CWA -     Clean Water Act
D&B -      Dun and Bradstreet Marketing Index
ELP -      Environmental Leadership Program
EPA -      United States Environmental Protection Agency
EPCRA -   Emergency Planning and Community Right-to-Know Act
FIFRA -    Federal Insecticide, Fungicide, and Rodenticide Act
FINDS -    Facility Indexing System
HAPs -     Hazardous Air Pollutants (CAA)
HSDB -    Hazardous Substances Data Bank
IDEA -     Integrated Data for Enforcement Analysis
LDR -      Land Disposal Restrictions (RCRA)
LEPCs -    Local Emergency Planning Committees
MACT -    Maximum Achievable Control Technology (CAA)
MCLGs -   Maximum Contaminant Level Goals
MCLs -    Maximum Contaminant Levels
MEK -     Methyl Ethyl Ketone
MSDSs -   Material Safety Data Sheets
NAAQS -   National Ambient Air Quality Standards (CAA)
NAFTA -   North American Free Trade Agreement
NCDB -    National Compliance Database (for TSCA, FIFRA, EPCRA)
NCP -      National Oil and Hazardous Substances Pollution Contingency Plan
NEIC -     National Enforcement Investigation Center
NESHAP -  National Emission Standards for Hazardous Air Pollutants
NO2 -      Nitrogen Dioxide
NOV -      Notice of Violation
NOX -      Nitrogen Oxides
NPDES -   National Pollution Discharge Elimination System (CWA)
NPL -      National Priorities List
NRC -      National Response Center
September 1995
IV
                                  SIC 286

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Sector Notebook Project
                 Organic Chemical Industry
NSPS -     New Source Performance Standards (CAA)
OAR -     Office of Air and Radiation
OECA -    Office of Enforcement and Compliance Assurance
OPA -     Oil Pollution Act
OPPTS -   Office of Prevention, Pesticides, and Toxic Substances
OSHA -    Occupational Safety and Health Administration
OSW-     Office of Solid Waste
OSWER -  Office of Solid Waste and Emergency Response
OW -      Office of Water
P2 -       Pollution Prevention
PCS -      Permit Compliance System (CWA Database)
POTW -    Publicly Owned Treatments Works
RCRA -    Resource Conservation and Recovery Act
RCRIS -   RCRA Information System
SARA -     Superfund Amendments and Reauthorization Act
SDWA -   Safe Drinking Water Act
SEPs -     Supplementary Environmental Projects
SERCs -   State Emergency Response Commissions
SIC -      Standard Industrial Classification
SO2 -      Sulfur Dioxide
SOX -      Sulfur Oxides
TOC -     Total Organic Carbon
TRI -      Toxic Release Inventory
TRIS -     Toxic Release Inventory System
TCRIS -   Toxic Chemical Release Inventory System
TSCA -     Toxic Substances Control Act
TSS -      Total Suspended Solids
UIC -      Underground Injection Control (SDWA)
UST -     Underground Storage Tanks (RCRA)
VOCs -     Volatile Organic Compounds
September 1995
v
                                  SIC 286

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Sector Notebook Project
Organic Chemical Industry
I. INTRODUCTION TO THE SECTOR NOTEBOOK PROJECT

LA. Summary of the Sector Notebook Project

                     Environmental policies based upon comprehensive analysis of air, water and
                     land pollution are an inevitable and logical supplement to traditional single-
                     media approaches to environmental protection.  Environmental regulatory
                     agencies are beginning to embrace comprehensive, multi-statute solutions to
                     facility permitting,  enforcement and  compliance  assurance,  education/
                     outreach, research, and regulatory development issues. The central concepts
                     driving the  new policy  direction are that pollutant  releases to  each
                     environmental medium  (air, water  and land) affect each  other, and that
                     environmental  strategies must actively identify and address these inter-
                     relationships by designing  policies for the "whole" facility.   One way to
                     achieve a whole facility  focus is to design environmental policies for similar
                     industrial facilities. By doing so, environmental concerns that are common to
                     the manufacturing of similar products can be addressed in a comprehensive
                     manner. Recognition of the need to develop the industrial "sector based"
                     approach within the EPA Office of Compliance  led to the creation of this
                     document.  Many of those who reviewed this notebook are listed as contacts
                     in Section IX and may be sources of additional information.  The individuals
                     and groups on this list do not necessarily concur with all statements within this
                     notebook.

                     The Sector Notebook Project was initiated by the Office of Compliance within
                     the Office of Enforcement and Compliance Assurance (OECA) to provide its
                     staff and managers with summary information for eighteen specific industrial
                     sectors.   As  other EPA  offices,  states, the  regulated  community,
                     environmental groups, and the public became interested in this project, the
                     scope  of  the original  project was expanded.   The  ability to  design
                     comprehensive, common sense environmental protection measures for specific
                     industries is dependent on knowledge of several inter-related topics. For the
                     purposes of this project, the key elements chosen for inclusion are: general
                     industry information (economic and geographic); a description of industrial
                     processes; pollution  outputs;  pollution prevention opportunities; Federal
                     statutory and regulatory framework; compliance history; and a description of
                     partnerships that have been formed between regulatory agencies, .the regulated
                     community and the public.

                     For any given industry, each topic listed above could alone be the subject of
                     a lengthy volume. However, in order to produce a manageable document, this
                     project focuses on providing summary information for each topic.  This
                     format provides the  reader with a synopsis of each issue, and references if
                     more in-depth information is available.  The contents of each profile were
September 1995
                   SIC 286

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Sector Notebook Project
Organic Chemical Industry
                     researched from a variety of sources, and were usually condensed from more
                     detailed sources. This approach allowed for a wide coverage of activities that
                     can be further explored based upon the citations and references listed at the
                     end of this profile.  As a check on the information included, each notebook
                     went  through  an external review process.  The Office of Compliance
                     appreciates the efforts of all those that participated in this process which
                     enabled us to develop more complete, accurate and up-to-date summaries.

I.B. Additional Information
Providing Comments
                     OECA's Office of Compliance plans to periodically review and update the
                     notebooks and will make these updates available both in hard copy and
                     electronically.  If you have any comments on the existing notebook, or if you
                     would like to provide additional information, please send a hard copy and
                     computer disk to the EPA Office of Compliance, Sector Notebook Project,
                     401 M St., SW (2223-A), Washington, DC 20460. Comments can also be
                     uploaded to the Enviro$en$e Bulletin Board or the Enviro$en$e World Wide
                     Web for general  access to all users of the system. Follow instructions in
                     Appendix A for accessing these data systems.  Once you have logged in,
                     procedures for uploading text are available from the on-line Enviro$en$e Help
                     System.
Adapting Notebooks to Particular Needs
                     The scope of the existing notebooks reflect an approximation of the relative
                     national occurrence of facility types that occur within each sector. In many
                     instances, industries within specific geographic regions or states may have
                     unique characteristics that are not fully captured in these profiles. For this
                     reason, the Office of Compliance encourages state and local environmental
                     agencies  and other groups to supplement or re-package the information
                     included in this notebook to include more specific industrial and regulatory
                     information that may be available.  Additionally, interested states may want
                     to supplement the "Summary of Applicable Federal Statutes and Regulations"
                     section with state and local requirements. Compliance or technical assistance
                     providers may also want to develop the "Pollution Prevention"  section in
                     more detail. Please contact the appropriate specialist listed on the opening
                     page of this notebook if your office is interested in assisting us in the further
                     development of the information or policies addressed within this volume.
                     If you are interested in assisting in the development of new notebooks for
                     sectors not covered in the original eighteen, please contact  the Office of
                     Compliance at 202-564-2395.
September 1995
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Sector Notebook Project
Organic Chemical Industry
H. INTRODUCTION TO THE ORGANIC CHEMICALS INDUSTRY

                     This section  provides  background  information on the size, geographic
                     distribution, employment, production, sales, and economic condition of the
                     organic chemical industry.  The type of facilities described within the
                     document are  also  described in  terms of their  Standard  Industrial
                     Classification (SIC) codes.  Additionally, this  section contains a  list of the
                     largest companies in terms of sales.

H.A. Introduction, Background, and Scope of the Notebook

                     The industrial organic chemical sector produces organic chemicals (those
                     containing carbon) used as either chemical intermediates or end-products.
                     This categorization corresponds to Standard Industrial Classification (SIC)
                     code 286 established by the Bureau of Census to track the flow of goods and
                     services within the economy.   The 286 category includes gum and wood
                     chemicals (SIC 2861), cyclic organic crudes and intermediates, organic dyes
                     and pigments (SIC 2865), and industrial organic chemicals not  elsewhere
                     classified (SIC  2869).  By this definition, the industry does not include
                     plastics, drugs, soaps and detergents, agricultural chemicals or paints, and
                     allied products which are typical end-products manufactured from industrial
                     organic chemicals.  In 1993, there were 987 establishments in SIC 286 of
                     which the largest 53 firms (by employment) accounted for more than 50
                     percent of the industry's value of shipments. The SIC 286 may include a small
                     number of integrated firms that are also engaged in petroleum refining and
                     manufacturing of other types of chemicals at the same site although firms
                     primarily engaged in manufacturing coal tar crudes or petroleum refining are
                     classified elsewhere.3

                     The industrial organic chemical market has two broadly defined categories,
                     commodity and specialty. Commodity chemical manufacturers compete on
                     price and produce large volumes of small sets of chemicals using  dedicated
                     equipment with  continuous and efficient processing.  Specialty chemical
                     manufacturers cater to custom markets,  manufacture  a  diverse  set of
                     chemicals, use two or three different reaction steps to produce a product, tend
                     to use batch processes, compete on technological expertise and have a greater
                     value added to their products.  Commodity chemical manufacturers have
                     lower labor requirements per volume and require less professional labor per
                     volume.
a Variations in facility counts occur across data sources due to many factors including reporting and definitional differences:
This notebook does not attempt to reconcile these differences, but rather reports the data as they are maintained by each
source.
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Sector Notebook Project
Organic Chemical Industry
                    The 1992 Census of Manufactures for Industrial Organic Chemicals reports
                    employment of 124,800 and a 1992 value of shipments of $64.6 billion. This
                    value of shipments does not include organic chemicals manufactured for
                    captive use within a facility or the value of other non-industrial organic
                    chemical products manufactured by the same facility.  It does, however,
                    include intra-company transfers which are significant in this industry.  By
                    comparison, the 1992 value of shipments for inorganic chemicals totaled
                    $27.3  billion  with employment of 103,400 people.  The 1992 value of
                    shipments for the entire chemical industry (SIC 28) was $292.3 billion and
                    employment totaled 850,000.  According to Chemical and Engineering News,
                    the production of industrial organic chemicals has increased by three percent
                    per year between 1983 and 1993 while employment has fallen by one percent
                    per year over the same period indicating an overall increase in productivity for
                    the sector.  The same source reports the industry employed 153,000 people
                    in 1993 while shipping products valued at $60.9 billion.

                    The Department of Commerce reported that  output in the industrial organic
                    chemical market grew five percent between 1992 and 1993 and is expected
                    to continue to grow at the same rate partially on the strength of increased
                    demand and production of methyl tert-butyl ether, a fuel oxygenate.

H.B. Characterization of the Organic Chemicals Industry

       II.B.l. Industry size and geographic distribution

                    Industrial organic chemical facilities have  an unusual  distribution when
                    compared to downstream manufacturing facilities.  Most significantly, a small
                    number of very large facilities account for the  majority of the industry's value
                    of shipments.  The 1992 Census of Manufactures  (Exhibit 1) showed that
                    only 113 of the 986 industrial organic chemical facilities (11 percent)  had
                    more than 250 employees. However, these facilities accounted for almost 70
                    percent of the value of shipments for the industry; the largest 16 plants
                    (greater than 1,000 employees) accounted for about 25 percent of the total
                    value of shipments.
September 1995
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Sector Notebook Project
Organic Chemical Industry
Exhibit 1 : Small Number of Large Facilities
Account for Majority of Shipments
Number of Employees
fewer than 10
10 to 49
50 to 249
250 to 499
500 to 999
1,000 or more
Total
Number of
Facilities
259
301
313
60
37
16
986
Percent of
Facilities
26%
30%
32%
6%
4%
2%
100%
Percent of
Shipment Value
1%
5%
27%
16%
26%
25%
100%
Source: 1992 Census of Manufactures
                     The industrial organic chemical sector is geographically diverse (Exhibit 2).
                     Gum and wood chemical manufacture (SIC 2861) is concentrated in Missouri,
                     Florida  and  Virginia.  Cyclic  crudes  and intermediates (SIC  2865) and
                     unclassified  industrial organic  chemicals  (SIC 2869) are concentrated in
                     Texas, Louisiana, New Jersey, Ohio, Illinois and West Virginia. Facility sites
                     are typically chosen for their access to raw materials (petroleum and coal
                     products for SICs  2865  and 2869 and wood for SIC 2861) and  to
                     transportation routes.  In addition, because much of the market for industrial
                     organic chemicals is the chemical industry, facilities tend to cluster near such
                     end-users.
September 1995
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Sector Notebook Project
Organic Chemical Industry
       Exhibit 2: Organic Chemical Manufacturing Facilities (SIC 286)
(Source: U.S. EPA, Toxics Release Inventory Database, 1993)
                    Ward's Business Directory of U.S. Private and Public Companies, produced
                    by Gale Research Inc., compiles financial data on U.S. companies including
                    those operating within the organic chemical industry.  Ward's ranks U.S.
                    companies, whether they are a parent company, subsidiary or division, by sales
                    volume within their assigned 4-digit SIC code.  Readers should note that:  (1)
                    companies are assigned a 4-digit SIC that most closely  resembles their
                    principal industry; and (2) sales figures include total company sales, including
                    subsidiaries and operations (not related to organic chemicals).  Additional
                    sources of company specific financial information include Standard & Poor's
                    Stock Report  Services, Dun  & Bradstreet's Million  Dollar Directory,
                    Moody's Manuals,  and annual reports.
September 1995
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Sector Notebook Project
Organic Chemical Industry
Exhibit 3: Top U.S. Companies with
Organic Chemical Operations
Rank"
1
2
3
4
5
6
7
8
9
10
Companyb
Exxon Corp., Exxon Chemical Co. - S. Darien, CT
Dow Chemical USA - Midland, MI
Miles, Inc. - Pittsburgh, PA
Union Carbide Corp. - Danbury, CT
Amoco Chemical Co. - Chicago, EL
Chevron Chemical Co. - San Ramon, CA
Quantum Chemical Corp. - New York, NY
Witco Corp. - New York, NY
Ethyl Corp. - Baton Rouge, LA
Texaco Chemical Co. - Houston, TX
1993 Sales
(millions of dollars)
9,591
9,000
5,130
4,877
4,031
3,354
2,532
1,631
1,600
1,600
Note: a When Ward's Business Directory lists both a parent and subsidiary in the top ten, only
the parent company is presented above to avoid double counting. Not all sales can be
attributed to the companies' organic chemical operations.
b Companies shown listed SIC 286 as primary activity.
Source: Ward's Business Directory of U.S. Private and Public Companies - 1993.
       n.B.2. Product Characterization
                     The two-digit SIC code 28, Chemicals arid Allied Products, includes facilities
                     classified as industrial organic chemical manufacturers under the three-digit
                     SIC  code 286.  This includes gum and wood chemicals, cyclic crudes and
                     intermediates and industrial organic chemical not elsewhere classified.  The
                     last category is by far the largest and most diverse of the three; however, its
                     size distribution and industry structure are similar to those of the cyclic crudes
                     and intermediates because both use primarily petroleum and  coal derived
                     feedstocks. In addition to industrial organic chemicals, seven separate types
                     of product establishments are identified under Chemicals and Allied Products
                     (SIC 28).  Many of the other industry sectors within the two-digit SIC code
                     28, such as plastics materials and synthetics (SIC 282), are downstream users
                     of the products manufactured by the industrial  organic  chemical industry.
                     Others, such as the inorganic chemical sector, utilize unrelated feedstocks.
September 1995
                    SIC 286

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Sector Notebook Project
           Organic Chemical Industry
                     The following list includes industrial organic chemicals (italicized) as well as
                     other chemicals and allied product SIC codes included within SIC code 28.
       SIC   Industry Sector

       281   Inorganic Chemicals
       282   Plastics Materials and Synthetics
       283   Drugs
       284   Soaps, Cleaners, and Toilet Goods
       285   Paints and Allied Products
SIC   Industry Sector

2861  Gum and Wood Chemicals
2865  Cyclic Organic Chemicals
2869  Industrial Organic Chemicals, n.e.c.
287   Agricultural Chemicals
289   Miscellaneous Chemical Products
                     The industrial organic chemical industry uses feedstocks derived from
                     petroleum and natural gas (about 90 percent) and from recovered coal tar
                     condensates generated by coke production (about 10 percent). The chemical
                     industry produces raw materials and intermediates, as well as a wide variety
                     of finished products for industry, business and individual consumers.  The
                     important classes of products within  SIC code  2861 are hardwood and
                     softwood distillation products, wood and gum naval stores, charcoal, natural
                     dyestuffs, and natural tanning materials.

                     The important classes of products within SIC code 2865 are: (1) derivatives
                     of benzene, toluene, naphthalene, anthracene, pyridene, carbazole, and other
                     cyclic chemical products, (2) synthetic organic dyes, (3) synthetic organic
                     pigments, (4) cyclic (coal tar) crudes, such as light oils and light oil products;
                     coal tar acids; and products of medium and heavy oil such as creosote oil,
                     naphthalene,  anthracene and their high homologues.

                     Important classes of chemicals produced  by organic chemical industry
                     facilities within SIC code 2869 include: (1) non-cyclic organic chemicals such
                     as acetic,  chloroacetic,  adipic, formic,  oxalic acids and their metallic salts,
                     chloral, formaldehyde, and methylamine; (2) solvents such as amyl, butyl and
                     ethyl alcohols; methanol; amyl, butyl, and ethyl acetates; ethyl ether, ethylene
                     glycol ether and diethylene glycol  ether; acetone, carbon disulfide, and
                     chlorinated solvents such as carbon tetrachloride, tetrachloroethene, and
                     trichloroethene; (3) polyhydric alcohols such as ethylene glycol, sorbitol,
                     pentaerythritol, and synthetic glycerin; (4) synthetic perfumes and flavoring
                     materials such as coumarin, methyl salicylate, saccharin, citral, citronellal,
                     synthetic  geraniol,  ionone, terpineol,  and  synthetic vanillin;  (5) rubber
                     processing chemicals such as accelerators and antioxidants, both cyclic and
                     acyclic; (6) plasticizers, both cyclic and acyclic, such as esters of phosphoric
                     acid, phthalic  anhydride, adipic acid, lauric acid, oleic acid, sebacic acid, and
                     stearic acid; (7) synthetic tanning agents such as sulfonic acid condensates;
                     and (8) esters and amines of polyhydric alcohols and fatty and other acids.
September 1995
                              SIC 286

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Sector Notebook Project
Organic Chemical Industry
       n.B.3. Economic trends
                    With organic chemicals as the single largest segment of chemical exports
                    (accounting for  nearly one-half of total chemical shipments to foreign
                    markets), the industrial  organic  sector faces a  market similar to  the
                    petrochemical industry. While the U.S. production is expected to continue to
                    grow at two to four percent annually, there is increasing competition in the
                    export market despite growing demand. World petrochemical demand is
                    projected to increase from 320 million metric tons in 1992 to 575 million
                    metric tons in 2010.  The share accounted for by the United States, Western
                    Europe and Japan is expected to drop from 71 to 63 percent. Products from
                    the Gulf Cooperation Council and Pacific Rim countries, including China and
                    Korea, will begin to compete with U.S. products in current export markets as
                    new facilities are brought on-line.  The U.S. is expected to maintain a positive
                    trade balance in organic chemicals.  Chemical imports of organic chemicals
                    (some representing intra-company transfers) have been steady over the last
                    five years. The reduced trade barriers due to the North American Free Trade
                    Agreement (NAFTA) and the Uruguay Round of the General Agreement on
                    Tariffs and Trade (GATT) have increased competition. Firms are adapting to
                    the increased competition by  emphasizing  specialty chemicals and higher
                    value-added products.
September 1995
                   SIC 286

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Sector Notebook Project
                   Organic Chemical Industry
IH. INDUSTRIAL PROCESS DESCRIPTION
                    This  section describes the major industrial processes within the organic
                    chemical  industry,  including the materials and equipment used,  and the
                    processes employed. The section is designed for those interested in gaining
                    a general understanding of the industry, and for those interested in the inter-
                    relationship between the industrial process and  the topics described in
                    subsequent sections of this profile ~ pollutant outputs, pollution prevention
                    opportunities, and Federal regulations.  This section does not attempt to
                    replicate published engineering information that is available for this industry.
                    Refer to Section IX for a list of reference documents that are available.

                    This section specifically contains a description of commonly used production
                    processes, associated raw materials, the  by-products produced or released,
                    and the materials either recycled or transferred off-site.  This discussion,
                    coupled with schematic  drawings of  the identified processes,  provides a
                    concise description of where wastes may be produced in the process.  This
                    section also describes the potential fate (via air, water, and soil pathways) of
                    these waste products.
D3.A. Industrial Processes in the Organic Chemicals Industry

       Industrial Organic Chemicals - Overview
                     The industrial organic chemical sector includes thousands of chemicals and
                     hundreds of processes.  In general, a set of building blocks (feedstocks) is
                     combined in a series of reaction steps to produce both intermediates and end-
                     products.  The chart  and flow diagram below (Exhibits 4 and 5) show the
                     primary organic chemical building  blocks (generated  principally from
                     petroleum refining), a key subset of the large volume secondary building
                     blocks  and a set of large volume tertiary building blocks.  The subsequent
                     chart (Exhibit 6) shows the reaction types used to manufacture a sample of
                     organic chemicals, and illustrates the large variety of processes used by the
                     industry.
September 1995
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Sector Notebook Project
                 Organic Chemical Industry
Exhibit 4: High Volume Organic Chemical Building Blocks
Primary Building Block
Ethylene
Propylene
Benzene
Methanol
Toluene
Xylenes
p-isomer
Butadiene
Butylene
Secondary Building Block
Ethylene dichloride
Ethylene oxide
Ethylbenzene
Propylene oxide
Acrylonitrile
Isopropyl alcohol
Ethylbenzene
Cumene
Cyclohexane
Acetic acid
Formaldehyde
Methyl t-butyl ether

Terephthalic acid


Tertiary Building Block
Vinyl chloride
Ethylene glycol
Vinyl acetate
Acetone
Styrene
Phenol
Acetone
Adipic acid
Vinyl acetate




Source: Szmant, Organic Building Blocks of the Chemical Industry
September 1995
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Sector Notebook Project
                       Organic Chemical Industry
      Exhibit 5: Organic Chemicals and Building Blocks Flow Diagram
    Raw Materials
             Oil,
         Natural Gas,
             Coal
                                      Benzene
                                      Ethylene
                                      Propylene
Xylene
Toluene
                                      Butadiene
                                      Methane
                                     | Butylene
                       Outputs
                  Agricultural Chemicals
                       Food Packaging
Carpeting


Furniture

 Bottles
Paints

Fiber
                            Resins

                    Pharmaceuticals
                  Cements
                  Detergents
                     Adheslves
                  Lubricants
   Foam

 Insulation

 Dry Cleaning

 Pipe & Fittings

    Auto Parts

   Toys

  Cosmetics

Textiles
                    The  typical chemical  synthesis process  involves  combining multiple
                    feedstocks in a series of unit operations.   The first unit operation  is a
                    chemical reaction.  Commodity chemicals tend to  be synthesized in a
                    continuous reactor while specialty chemicals usually are produced in batches.
                    Most reactions take place at high temperatures, involve metal catalysts, and
                    include one or two additional reaction components. The yield of the reaction
                    will partially determine the kind and quantity of by-products and releases.
                    Many specialty chemicals  require a series of two or three reaction steps.
                    Once the reaction is complete, the desired product must be separated from the
                    by-products by a second unit operation.  A number of separation techniques
                    such as settling, distillation or refrigeration may be used. The final product
                    may be  further processed,  by spray drying or pelletizing for example, to
                    produce the saleable item.  Frequently by-products are also sold and their
                    value may alter the process economics.
September 1995
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Sector Notebook Project
               Organic Chemical Industry
 Exhibit 6: Reaction/Process Types by Chemical Category for a Sampling of
                           Organic Chemicals
Generic Process

Alkoxylation
Condensation
Halogenation
Oxidation
Polymerization
Hydrolysis
Hydrogenation
Estcriflcation
Pyrolysis
Alkylation
Dehydrogenation
Amination (Ammonolysis)
Nitration
Sulfonation
Ammoxidation
Carbonylation
Hydrohalogenation
Dehydration
Dehydrohalogcnation
Oxyhalogenation
Catalytic Cracking
Hydrodealkylation
Phosgenation
Extraction
Distillation
Other
Hvdration
Ethers
Bis-l^-Chloroisopropyl
Ether

•

























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Monomethyl Ether
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Epichlorohydrin


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September 1995
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   Sector Notebook Project
               Organic Chemical Industry
Exhibit 6 (cont.): Reaction/Process Types by Chemical Category for a Sampling of
                             Organic Chemicals
Generic Process

Alkoxylation
Condensation
Halogenation
Oxidation
Polymerization
Hydrolysis
Hydrogenation
Esterification
Pyrolysis
Alkylation
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Amination (Ammonolysis)
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Carbonylation
Hydrohalogenation
Dehydration
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Oxyhalogenation
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Other
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n-Butanol






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Alde-
hyde
1

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Sector Notebook Project
                   Organic Chemical Industry
                     The separation technology employed depends on many factors including the
                     phases of the substances being separated, the number of components in the
                     mixture,  and whether recovery of by-products is important.  Numerous
                     techniques such as distillation, extraction, filtration, and settling can be used
                     singly or in combination to accomplish separations and are summarized in
                     publications such as Perry's Chemical Engineers' Handbook or basic texts
                     on chemical plant design.

                     Relatively  few  organic  chemical  manufacturing  facilities  are  single
                     product/process plants. Additionally, many process units are designed so that
                     production levels of related products can be varied over wide ranges. This
                     flexibility is required to accommodate variations in feedstock and product
                     prices which can change the production rate and processes used, even on a
                     short-term (less than a year) basis.  A 1983 survey showed that 59 percent of
                     industrial organic plants had more than one product or process and that seven
                     percent had more than 20 (USEPA Development Document for Effluent
                     Limitations Guidelines and Standards for the Organic Chemicals, Plastics and
                     Synthetic Fibers Point Source Category).

                     The type of reaction process used to  manufacture chemicals depends on the
                     intended product;  however, several  types of  reactions  are  common:
                     polymerization, oxidation, and addition. Polymerization is a chemical reaction
                     usually carried out with a catalyst, heat or light (often under high pressure) in
                     which a large number of relatively simple molecules combine to form a chain-
                     like macromolecule.  Oxidation, in the strict sense, means combining oxygen
                     chemically with another substance although this name is also  applied  to
                     reactions where electrons are transferred.  Addition covers a wide range of
                     reactions where a double or triple bond is broken and a component added to
                     the structure.  Alkylation  can be considered  an addition,  as can some
                     oxidation reactions. The following charts list the reactions used to produce
                     a subset of organic chemical products.

       Four Specific Industrial Organic Chemicals

                     This profile examines the reactions of four high-volume chemicals (ethylene,
                     propylene, benzene and vinyl chloride) chosen to illustrate the use of typical
                     chemical feedstocks based on several factors, including the quantity  of
                     chemical produced, and the health and  environmental impacts of the chemical.
                     Ethylene, propylene, and benzene are all primary building  blocks and their
                     reaction products are used to produce still other chemicals.  Vinyl chloride is
                     an important tertiary building block.

                     The four chemicals described below illustrate several key  points.  First,
                     primary building blocks are typically used in more reactions than the building
September 1995
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Sector Notebook Project
                   Organic Chemical Industry
       Ethylene
                     blocks further down the chain.  Second, most feedstocks can participate in
                     more than one reaction and third, there is typically more than one reaction
                     route to an end-product. The end-products of all of these chemicals can be
                     used in numerous commercial applications; Riegel's Handbook of Industrial
                     Chemistry, listed in the reference section, describes many uses.
                     The major uses for ethylene are in the synthesis of polymers (polyethylene)
                     and in ethylene dichloride, a precursor to vinyl chloride. Other important
                     products are ethylene oxide (a precursor to ethylene glycol) and ethylbenzene
                     (a precursor to styrene). While ethylene itself is not generally considered a
                     health threat,  several of its derivatives, such as ethylene oxide and vinyl
                     chloride, have been shown to cause cancer. The distribution of uses is shown
                     below.

                     The manufacturing processes that use ethylene as a feedstock are summarized
                     in the table below along with reaction conditions and components. In 1993,
                     18.8 million metric tons of ethylene were produced in the United States
                     making ethylene the fourth largest production volume organic chemical in the
                     United States.   Ethylene dichloride,  ethylbenzene,  and ethylene oxide
                     (products of ethylene reactions) are all among the top 50 high production
                     volume organic chemicals in the United States (Chemical and Engineering
                     News).
Exhibit 7: Distribution of Uses for Ethylene
Product
Polyethylene
Ethylene dichloride
Ethylbenzene-styrene
Ethylene oxide-glycol
Ethanol
Linear olefins-alcohol
Vinyl acetate
Other
Percent of Ethylene Use
54
16
7
13
1
3
2
4
Source: Kirk-Othmer Encyclopedia of Chemical Technology
September 1995
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                 Organic Chemical Industry










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September 1995
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Sector T^otetaook Project
                  Organic Chemical Industry
       Propylene
                    Over half of the U.S. propylene supplies (10.2 million metric tons produced
                    in 1993) are used in the production of chemicals. The primary products are
                    polypropylene, acrylonitrile, propylene oxide, and isopropyl alcohol.  Of these,
                    propylene, acrylonitrile and propylene oxide are among the top fifty high-
                    volume chemicals produced in the United States.  Acrylonitrile and propylene
                    oxide have both been shown to cause cancer, while propylene itself is not
                    generally considered a health threat.   The table below shows the  use
                    distribution of propylene.
Exhibit 9: Distribution of Propylene Use
Product
Polypropylene
Acrylonitrile
Propylene oxide
Cumene
Butyraldehydes
Oligomers
Isopropyl alcohol
Other
Percent of Propylene Use
36
16
11
9
7
6
6
9
Source: Szmant, Organic Building Blocks of the Chemical Industry
                    The important propylene reactions are shown below.  The products of the
                    reactions are the feedstocks for numerous additional products.
September 1995
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                 Organic Chemical Industry




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September 1995
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Sector Notebook Project
                   Organic Chemical Industry
Benzene
                    Benzene is  an important intermediate in  the  manufacture  of industrial
                    chemicals and over 5.5 million metric tons were produced in the U.S. in 1993
                    (Chemical and Engineering News). Over 95 percent of U.S. consumption of
                    benzene is for the preparation of ethylbenzene,  cumene,  cyclohexane,
                    nitrobenzene, and various chlorobenzenes as shown in the table below.
Exhibit 11: Distribution of Benzene Use
Product
Ethylbenzene
Cumene
Cyclohexane
Nitrobenzene
Chlorobenzenes
Linear detergent alkylate
Other
Percent of Benzene Use
52
22
14
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2
2
3
Source: Kirk-Othmer Encyclopedia of Chemical Technology
                    The following table summarizes the primary benzene reactions. The products
                    are frequently feedstocks in the synthesis of additional chemicals. Benzene is
                    considered a human carcinogen by the Agency.
September 1995
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Sector Notebook Project
                 Organic Chemical Industry








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Sector Notebook Project
                  Organic Chemical Industry
Vinyl Chloride
                    Vinyl chloride is one of the largest commodity chemicals in the U.S. with over
                    6.25 million metric tons produced in 1993.  It is also considered a human
                    carcinogen by the EPA. Vinyl chloride polymers are the primary end use but
                    various vinyl ethers, esters, and halogen products can also be made as shown
                    in the table below.
September 1995
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                 Organic Chemical Industry









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September 1995
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Sector Notebook Project
                   Organic Chemical Industry
HLB. Raw Material Inputs and Pollution Outputs
                    Industrial organic chemical manufacturers use and generate both large
                    numbers and quantities of chemicals.  The industry emits chemicals to all
                    media including air (through both fugitive and direct emissions), water (direct
                    discharge and runoff) and land.  The types of pollutants a single facility will
                    release depend  on the feedstocks,  processes,  equipment  in  use and
                    maintenance practices.  These can vary from hour to hour and can also vary
                    with  the  part of the process that is underway.   For example, for batch
                    reactions in a closed vessel, the chemicals are more likely to be emitted at the
                    beginning and  end of  a reaction step (associated with vessel loading and
                    product transfer operations), than during the reaction. The potential sources
                    of pollutant outputs by media are shown below.
Exhibit 14: Potential Releases During Organic Chemical Manufacturing
Media
Air
Liquid wastes
(Organic or
Aqueous)
Solid Wastes
Ground Water
Contamination
Potential Sources of Emissions
Point source emissions: stack, vent (e.g. laboratory hood, distillation unit,
reactor, storage tank vent), material loading/unloading operations (including
rail cars, tank trucks, and marine vessels)
Fugitive emissions: pumps, valves, flanges, sample collection, mechanical
seals, relief devices, tanks
Secondary emissions: waste and wastewater treatment units, cooling tower,
process sewer, sump, spill/leak areas
Equipment wash solvent/water, lab samples, surplus chemicals, product
washes/purifications, seal flushes, scrubber blowdown, cooling water, steam
jets, vacuum pumps, leaks, spills, spent/used solvents, housekeeping (pad
washdown), waste oils/lubricants from maintenance
Spent catalysts, spent filters, sludges, wastewater treatment biological sludge,
contaminated soil, old equipment/insulation, packaging material, reaction by-
products, spent carbon/resins, drying aids
Unlined ditches, process trenches, sumps, pumps/valves/fittings, wastewater
treatment ponds, product storage areas, tanks and tank farms, aboveground
and underground piping, loading/unloading areas/racks, manufacturing
maintenance facilities
Source: Designing Pollution Prevention into the Process- Research, Development and Engineering
September 1995
25
SIC 286

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Sector Notebook Project
                   Organic Chemical Industry
ffl.C. Management of Chemicals in the Production Process
                     The Pollution Prevention Act of 1990 (PPA) requires facilities to report
                     information about the management of TRI chemicals in waste and efforts
                     made to eliminate or reduce those quantities. These data have been collected
                     annually in Section 8 of the TRI reporting Form R beginning with the 1991
                     reporting year. The data summarized below cover the years 1992 through
                     1995 and is meant to provide a basic understanding of the quantities of waste
                     handled by the industry, the methods typically used to manage this waste, and
                     recent trends in these methods. TRI waste management data can be used to
                     assess trends in source reduction within individual industries and facilities, and
                     for specific TRI chemicals.  This information could then be used as a tool in
                     identifying opportunities for pollution prevention compliance  assistance
                     activities.

                     From the yearly data presented below it is apparent that the portion of TRI
                     wastes reported as recycled on-site has remained reasonably constant between
                     1992 and 1995 (projected). While the quantities reported for 1992 and 1993
                     are estimates of quantities already managed, the quantities reported for 1994
                     and 1995 are projections only.   The PPA requires these  projections  to
                     encourage facilities to consider future waste generation and source reduction
                     of those quantities as well as movement up the waste management hierarchy.
                     Future-year estimates are not commitments that facilities reporting under TRI
                     are required to meet.

                     Exhibit 15 shows that the  organic chemical industry managed  about 6.3
                     trillion pounds of production-related waste (total quantity of TRI chemicals
                     in the waste from  routine production operations) in  1993 (column B).
                     Column C reveals that of this production-related waste, seven  percent was
                     either transferred off-site or  released to  the  environment.  Column C is
                     calculated by dividing the total TRI transfers and releases by the total quantity
                     of production-related waste.  In other words, about  90 percent  of the
                     industry's TRI wastes were  managed on-site through recycling, energy
                     recovery, or treatment as shown in columns E, F and G, respectively.  The
                     majority of waste that is released or transferred off-site can be divided into
                     portions that are recycled off-site, recovered for energy off-site, or treated
                     off-site as shown in columns H, I and J, respectively. The remaining portion
                     of the production related wastes (three percent),  shown in column D, is either
                     released to the environment through direct discharges to air, land, water, and
                     underground injection, or it is disposed off-site.
September 1995
26
SIC 286

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Sector Notebook Project
                 Organic Chemical Industry
Exhibit 15: Source Reduction and Recycling Activity for the
Organic Chemical Industry (SIC 286) as Reported within TRI
A
Year
1992
1993
1994
1995
B
Quantity of
Production-
Related
Waste
(106 lbs.)a
6,313
6,325
6,712
6,645
c
% Released
and
Transferred1"
7%
7%
—
—
D
% Released
and
Disposed0
Off-site
3%
3%
2%
2%
On-Site
E
%
Recycled
71%
71%
71%
72%
F
% Energy
Recovery
7%
7%
8%
7%
G
% Treated
15%
15%
15%
15%
Off-Site
H
%
Recycled
2%
2%
2%
2%
I
% Energy
Recovery
1%
1%
1%
1%
J
% Treated
2%
1%
1%
<1%
a Within this industry sector, non-production related waste < 1% of production related wastes for 1993.
b Total TRI transfers and releases as reported in Section 5 and 6 of Form R as a percentage of production related wastes.
0 Percentage of production related waste released to the environment and transferred off-site for disposal.
September 1995
27
SIC 286

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Sector Notebook Project
                   Organic Chemical Industry
IV. CHEMICAL RELEASE AND TRANSFER PROFILE
                     The following is a synopsis of current scientific toxicity and fate information
                     for the top chemicals (by weight) that facilities within this sector self-reported
                     as  released to  the environment based upon 1993 TRI data.  Because this
                     section is based upon self-reported release data, it does not attempt to provide
                     information on management practices employed by the sector to reduce the
                     release of these chemicals. Information regarding pollutant release reductions
                     over time may be available from EPA's TRI and 33/50 programs, or directly
                     from the  industrial trade associations that are listed  in Section IX of this
                     document.  Since these descriptions are cursory, please consult the sources
                     referenced below  for  a more detailed description of both the chemicals
                     described in this section and the chemicals that appear on the full list of TRI
                     chemicals appearing in Section IV. A.

                     This section is designed to provide background information on the pollutant
                     releases that are reported by this industry.  The best source of comparative
                     pollutant release information is the Toxic Release Inventory System (TRI).
                     Pursuant to the Emergency Planning and Community Right-to-Know Act,
                     TRI includes self-reported facility release and transfer data for over 600 toxic
                     chemicals.  Facilities  within SIC Codes  20 through 39 (manufacturing
                     industries) that have more than 10 employees, and that are above weight-
                     based reporting thresholds are required to report TRI on-site releases and off-
                     site transfers.  The information presented within the sector notebooks is
                     derived from the most recently available (1993) TRI reporting year (which
                     then included 316  chemicals), and focuses primarily on the on-site releases
                     reported by each sector. Because TRI requires consistent reporting regardless
                     of sector, it is an excellent tool for drawing comparisons across industries.
                     TRI data provide  the  type, amount  and media receptor of each chemical
                     released or transferred.

                     Although this  sector  notebook  does  not  present historical information
                     regarding  TRI chemical releases over time, please note that in general, toxic
                     chemical releases have  been declining. In fact, according to the 19.93 Toxic
                     Release Inventory Data Book, reported releases dropped by 43 percent
                     between 1988 and 1993. Although on-site releases have decreased, the total
                     amount of reported toxic waste has not declined because the amount of toxic
                     chemicals transferred off-site has increased. Transfers have increased from
                     3.7 billion pounds in 1991 to 4.7 billion pounds in 1993. Better management
                     practices  have led to increases in off-site transfers of toxic chemicals for
                     recycling.  More detailed information can be obtained from EPA's annual
                     Toxics Release Inventory Public Data Release book (which is  available
                     through the EPCRA Hotlines at 800-535-0202), or directly from the Toxic
                     Release Inventory System database (for user support call 202-260-1531).
September 1995
29
SIC 286

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Sector Notebook Project
                   Organic Chemical Industry
                     Wherever possible, the sector notebooks present TRI data as the primary
                     indicator of chemical release within each industrial  category.  TRI data
                     provide the type, amount and media receptor of each chemical released or
                     transferred. When other sources of pollutant release data have been obtained,
                     these data have been included to augment the TRI information.
TRI Data Limitations
                     The reader should keep in mind the following limitations regarding TRI data.
                     Within some sectors, the majority of facilities are not subject to TRI reporting
                     because they are not considered manufacturing industries, or because they are
                     below TRI reporting thresholds.  Examples are the mining, dry cleaning,
                     printing, and transportation equipment cleaning sectors. For these sectors,
                     release information from other sources has been included.

                     The reader should also be aware that TRI "pounds released" data presented
                     within the notebooks is not equivalent to a "risk" ranking for each industry.
                     Weighting each pound of release equally does not factor in the relative
                     toxicity of each chemical that is released.  The Agency is in the process of
                     developing an approach to assign toxicological weightings to each chemical
                     released so that one can differentiate between pollutants  with  significant
                     differences in toxicity.  As a preliminary indicator of the environmental impact
                     of the industry's most commonly released chemicals, this notebook briefly
                     summarizes the toxicological properties of the top five chemicals (by weight)
                     reported by the organic chemical industry.
Definitions Associated with Section IV Data Tables
       General Definitions
                     SIC Code — is the Standard Industrial Classification (SIC) is a statistical
                     classification standard used for all establishment-based Federal economic
                     statistics. The SIC codes facilitate comparisons between facility and industry
                     data.

                     TRI Facilities -- are manufacturing facilities that have 10 or more full-time
                     employees and  are above  established  chemical throughput  thresholds.
                     Manufacturing facilities are  defined  as  facilities in  Standard Industrial
                     Classification primary codes 20 through 39. Facilities must submit estimates
                     for all chemicals that are on the EPA's defined list and are above throughput
                     thresholds.
September 1995
30
SIC 286

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Sector Notebook Project
                   Organic Chemical Industry
       Data Table Column Heading Definitions
                     The following definitions are based upon standard definitions developed by
                     EPA's Toxic Release Inventory Program.  The categories below represent the
                     possible pollutant destinations that can be reported.

                     RELEASES ~ are an on-site  discharge of  a  toxic  chemical to the
                     environment.  This includes  emissions to the  air, discharges to bodies of
                     water,  releases  at the facility to land, as well as  contained disposal into
                     underground injection wells.

                     Releases to Air (Point and Fugitive Air Emissions)  — Include all air
                     emissions from industry activity. Point emissions occur through confined air
                     streams as found in stacks, ducts, or pipes. Fugitive emissions include losses
                     from equipment leaks, or evaporative losses from impoundments, spills, or
                     leaks.

                     Releases to Water (Surface Water Discharges) -- encompass  any releases
                     going directly to streams, rivers, lakes, oceans, or other bodies of water.  Any
                     estimates for storm water runoff and non-point losses must also  be included.

                     Releases to Land ~ includes disposal of toxic chemicals in waste to on-site
                     landfills, land treated or incorporation into soil, surface impoundments, spills,
                     leaks, or waste piles.   These activities must occur within the facility's
                     boundaries for inclusion in this category.

                     Underground Injection ~ is  a contained release of a fluid into a subsurface
                     well for the purpose of waste disposal.

                     TRANSFERS — is a transfer of toxic chemicals in wastes to a facility that is
                     geographically or physically separate from the  facility reporting under TRI.
                     The quantities reported represent a movement of the chemical away from the
                     reporting facility.  Except for off-site transfers  for disposal, these quantities
                     do not necessarily represent entry of the chemical into the environment.

                     Transfers to POTWs — are waste waters transferred through pipes or sewers
                     to a publicly  owned treatments works (POTW).  Treatment and chemical
                     removal depend on  the chemical's  nature  and treatment methods  used.
                     Chemicals not treated or destroyed by the POTW are generally released to
                     surface waters or land filled within the sludge.

                     Transfers to Recycling ~ are sent off-site for  the purposes of regenerating
                     or recovering still valuable materials.  Once these  chemicals have been
                     recycled, they may be returned to the originating facility or sold commercially.
September 1995
31
SIC 286

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Sector Notebook Project
                   Organic Chemical Industry
                     Transfers to Energy Recovery — are wastes combusted off-site in industrial
                     furnaces for energy recovery.  Treatment of a chemical by incineration is not
                     considered to be energy recovery.

                     Transfers to Treatment — are wastes moved off-site for either neutralization,
                     incineration, biological destruction, or physical separation. In some cases, the
                     chemicals are not destroyed but prepared for further waste management.

                     Transfers to Disposal — are wastes taken to another facility for disposal
                     generally as a release to land or as an injection underground.

IV.A. EPA Toxic Release Inventory for the Organic Chemicals Industry

                     According to the Toxics Release Inventory (TRI) data, 417 organic chemical
                     facilities released (to the air, water or land)  and transferred (shipped off-site
                     or discharged to sewers) a total of 438  million pounds of toxic chemicals
                     during calendar year 1993. That represents  approximately 18 percent of the
                     2.5 billion pounds of releases and transfers from the chemical industry as a
                     whole (SIC 28) and about six percent of the releases and transfers for all
                     manufacturers reporting to TRI that year.  By comparison, the inorganic
                     chemical industry's releases and transfers in 1993 totaled 249.7 million
                     pounds, or sixty percent of the releases and transfers of the industrial organic
                     chemical sector.

                     The chemical industry's releases have been declining in recent years. Between
                     1988 and 1992 TRI emissions from chemical companies (all those categorized
                     within SIC 28, not just organic chemical manufacturers)  to air, land, and
                     water were reduced 44 percent, which is average for all manufacturing sectors
                     reporting to TRI.

                     Because the chemical industry (SIC 28) has historically released more TRI
                     chemicals than any  other  industry, the EPA  has worked  to  improve
                     environmental performance within this sector.  This has been done through a
                     combination of enforcement  actions, regulatory  requirements, pollution
                     prevention projects, and voluntary programs (e.g. EPA's 33/50 program). In
                     addition, the chemical industry has  focused on reducing pollutant releases.
                     For  example,  the  Chemical  Manufacturer's  Association's  (CMA's)
                     Responsible  Care® initiative is intended to reduce or eliminate chemical
                     manufacturers' wastes.  All 185 members of the CMA, firms that account for
                     the majority of U.S. chemical industry sales  and earnings, are required to
                     participate in the program as a condition of CMA membership.  Participation
                     involves demonstrating   a  commitment to  the  program's  mandate of
                     continuous improvement of the environment,  health, and safety. In June of
                     1994, the CMA approved the use of a third-party verification of management
September 1995
32
SIC 286

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Sector Notebook Project
                   Organic Chemical Industry
                     plans to meet these objectives.  State-level toxics use reduction requirements,
                     public disclosure of release and transfer information contained in TRI, and
                     voluntary programs such as EPA's 33/50 Program have also been given as
                     reasons for release reductions.

                     Exhibit 16 presents the number and volumes of chemicals released by organic
                     chemical facilities. The quantity of the basic feedstocks released reflects their
                     volume of usage.  The  inorganic chemicals among the top ten released
                     (ammonia, nitric acid, ammonium sulfate, and sulfuric acid) are also large
                     volume reaction feedstocks. Inorganic chemicals contained in wastes injected
                     underground on-site account for 58  percent  of the industry's  releases;
                     ammonia makes  up the  vast majority of TRI chemicals  disposed of via
                     underground injection.   Air  releases  account for 40 percent (61 million
                     pounds), and the remaining approximately 1.5 percent (2.4 million pounds) is
                     discharged directly to water or land disposed.

                     Exhibit 17 presents the number and volumes of chemicals transferred by
                     organic chemical facilities. Off-site transfers account for the largest amount,
                     65 percent, of the organic chemical industry's total releases and transfers as
                     reported in TRI.  Three chemicals  (sulfuric acid, methanol and tert-butyl
                     alcohol) account for over  one-half of the 287 million pounds transferred off-
                     site. The 49 million pounds of POTW discharges (primarily methanol and
                     ammonia) account for 17 percent of releases and transfers.

                     The frequency with which chemicals are reported by facilities within a sector
                     is one indication of the diversity of operations and processes.  Many chemicals
                     are released or transferred by a  small number of facilities, which indicates a
                     wide  diversity  of production processes,  particularly for specialty organic
                     chemicals — over one half of the 204 chemicals reported are released by fewer
                     than  10 facilities.    However, the  organic  chemical industry  is  also
                     characterized by one of the largest numbers of chemicals  reported by any
                     manufacturing sector. Of the over 300 chemicals currently listed on TRI, 204
                     are reported as released or transferred by at least one organic chemical
                     facility.
September 1995
33
SIC 286

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 Sector Notebook Project
                                                                     Organic Chemical Industry
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                                                34
                                                                                   SIC 286

-------
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                                             35
                                                   SIC 286

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                                                              Organic Chemical Industry

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                                           36
                                                                                 SIC 286

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                               37
                                             SIC 286

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Sector Notebook Project
                                                                          Organic Chemical Industry
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                                                   38
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   Sector TSotebook Project
                 Organic Chemical Industry
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   September 1995
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SIC 286

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Sector Notebook Project
                                                            Organic Chemical Industry
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September 1995
                                           40
                                                                        SIC 286

-------
   Sector Notebook Project
                                                                 Organic Chemical Industry
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-------
Sector Notebook Project
                    Organic Chemical Industry
                      The TRI database contains a detailed compilation of self-reported, facility-
                      specific chemical releases. The top reporting facilities for this sector are listed
                      below (Exhibit 18). Facilities that have reported only the SIC codes covered
                      under this notebook appear on the first list. Exhibit 19 contains additional
                      facilities that have reported the SIC code covered within this report, and one
                      or more SIC codes that are not within the scope of this notebook.  Therefore,
                      the second list includes facilities that conduct multiple operations -- some that
                      are under the scope of this notebook, and some that are not. Currently, the
                      facility-level data do not allow pollutant releases to  be broken apart by
                      industrial process.
Exhibit 18: Top 10 TRI Releasing
Organic Chemical Manufacturing Facilities11
Rank
1
2
3
4
5
6
7
8
9
10
Facility
Du Pont Victoria Plant - Victoria, TX
BP Chemicals Inc. Green Lake - Port Lavaca, TX
Zeneca Specialties Mount Pleasant Plant - Mt. Pleasant, TN
Hoechst-Celanese Chemical Group Inc. Clear Lake Plant - Pasadena, TX
Du Pont Sabine River Works - Orange, TX
Merichem Co. - Houston, TX
Hoechst-Celanese Chemical Group Inc. - Bay City, TX
Union Carbide C & P CO. Institute WV Plant Ops. - Institute, WV
Aqualon - Hopewell, VA
Aristech Chemical Corp. - Haverhill, OH
Total TRI Releases in
Pounds
22,471,672
20,650,979
13,429,259
10,354,443
9,731,302
3,832,980
3,454,971
3,082,932
3,007,010
2,858,009
Source: U.S. EPA, Toxics Release Inventory Database, 1993
  Being included on this list does not mean that the release is associated with non-compliance with environmental laws.
September 1995
42
SIC 286

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Sector Notebook Project
                    Organic Chemical Industry
Exhibit 19: Top 10 TRI Releasing Facilities Reporting Organic Chemical
Manufacturing SIC Codes to TRP
Rank
1
2
3
4
5
6
7
8
9
10
SIC Codes
Reported in
TRI
2819,2869
2869,2819,
2841,2879
2822, 2865,
2869, 2873
2823,2821,
2869, 2824
2869, 2865,
2819
2869
2869
2821,2869,
2873
2812,2869,
2813
2813,2819,
2869, 2873
Facility
Cytec Inc. Inc. Fortier Plant - Westwego, LA
Monsanto Co. - Alvin, TX
Du Pont Beaumont Plant - Beaumont, TX
Tennessee Eastman Division - Kingsport, TN
Sterling Chemicals Inc. - Texas City, TX
Du Pont Victoria Plant - Victoria, TX
BP Chemicals Inc. Green Lake - Port Lavaca, TX
BP Chemicals - Lima, OH
Vulcan Chemicals - Cheyenne, WY
Coastal Chemicals Inc. - Cheyenne, WY
Total TRI
Releases in
Pounds
120,149,724
40,517,095
36,817,348
29,339,677
24,709,135
22,471,672
20,650,979
20,620,680
17,406,218
15,334,423
Source: U.S. EPA, Toxics Release Inventory Database, 1993.
' Being included on this list does not mean that the release is associated with non-compliance with environmental laws.
September 1995
43
SIC 286

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Sector Notebook Project
                    Organic Chemical Industry
I V.B. Summary of Selected Chemicals Released
                      The brief descriptions provided below were taken from the 7993 Toxics
                      Release Inventory Public  Data Release (EPA,  1994), the  Hazardous
                      Substances Data Bank (HSDB), and the Integrated Risk Information System
                      (IRIS), both accessed via TOXNET.d

                      Ammonia* (CAS: 7664-41-7)

                      Toxicity. Anhydrous ammonia is irritating to the skin, eyes, nose, throat, and
                      upper respiratory system.

                      Ecologically, ammonia is a source of nitrogen (an essential element for aquatic
                      plant growth), and may therefore contribute to eutrophication of standing or
                      slow-moving surface water, particularly in nitrogen-limited waters such as the
                      Chesapeake Bay. In addition, aqueous ammonia is moderately toxic to aquatic
                      organisms.

                      Carcinogenicity. There is currently no evidence to suggest that this chemical
                      is carcinogenic.

                      Environmental  Fate.   Ammonia  combines  with  sulfate ions in  the
                      atmosphere and is washed out by rainfall, resulting in rapid return of ammonia
                      to the soil and surface waters.

                      Ammonia is a central compound in the environmental cycling of nitrogen.
                      Ammonia in lakes, rivers, and streams is converted to nitrate.

                      Physical Properties. Ammonia is a corrosive and severely irritating gas with
                      a pungent odor.
  TOXNET is a computer system run by the National Library of Medicine that includes a number of toxicological databases
managed by EPA, National Cancer Institute, and the National Institute for Occupational Safety and Health. For more
information on TOXNET, contact the TOXNET help line at 800-231 -3766. Databases included in TOXNET are: CCRIS
(Chemical Carcinogenesis Research Information System), DART (Developmental and Reproductive Toxicity Database),
DBIR (Directory of Biotechnology Information Resources), EMICBACK (Environmental Mutagen Information Center
Backfile), GENE-TOX (Genetic Toxicology), HSDB (Hazardous Substances Data Bank), IRIS (Integrated Risk Information
System), RTECS (Registry of Toxic Effects of Chemical Substances), and TRI (Toxic Chemical Release Inventory). HSDB
contains chemical-specific information on manufacturing and use, chemical and physical properties, safety and handling,
toxicity and biomedical effects, pharmacology, environmental fate and exposure potential, exposure standards  and
regulations, monitoring and analysis methods, and additional references.

c The reporting standards for ammonia were changed in 1995. Ammonium sulfate is deleted from the list and threshold and
release determinations for aqueous ammonia are limited to 10 percent of the total ammonia present in solution. This change
will reduce the amount of ammonia reported to TRI.  Complete details of the revisions can be found in 40 CFR Part 372.
September 1995
44
SIC 286

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Sector Notebook Project
                   Organic Chemical Industry
                    Nitric Acid (CAS: 7697-37-2)

                    Toxicity.  The toxicity of nitric acid is related to its potent corrosivity as
                    an acid, with ulceration of all membranes and tissues with which it comes
                    in contact. Concentrated nitric acid causes immediate opacification and
                    blindness of the cornea when it comes in contact with the eye. Inhalation
                    of concentrated nitric acid causes severe, sometimes fatal, corrosion of the
                    respiratory tract.  Ingestion of nitric acid leads to gastric hemorrhaging,
                    nausea, and vomiting. Circulatory shock is often the immediate cause of
                    death due to nitric acid exposure.  Damage to the respiratory system may
                    be delayed for months, and even years.  Populations at increased risk from
                    nitric  acid exposure include  people with  pre-existing skin,  eye,  or
                    cardiopulmonary disorders.

                    Ecologically, gaseous nitric acid is a component of acid rain.  Acid rain
                    causes serious and cumulative damage to surface waters and aquatic and
                    terrestrial organisms by decreasing water and soil pH levels. Nitric acid in
                    rainwater acts as a topical source of nitrogen,  preventing "hardening off"
                    of evergreen foliage and increasing frost damage to perennial plants in
                    temperate regions.  Nitric acid also acts as an available nitrogen source in
                    surface water, stimulating plankton and aquatic weed growth.

                    Carcinogenicity.  There is currently no evidence to suggest that this
                    chemical is carcinogenic.

                    Environmental Fate.  Nitric acid is mainly transported in the atmosphere
                    as nitric acid vapors and in water as dissociated nitrate and hydrogen ions.
                    In soil, nitric acid  reacts  with minerals such as calcium and magnesium,
                    becoming neutralized, and at the same time decreasing  soil "buffering
                    capacity" against changes in pH levels.

                    Nitric acid leaches readily to groundwater, where it decreases the pH of the
                    affected  groundwater.  In the winter, gaseous nitric acid is incorporated
                    into snow,  causing surges of acid during spring snow melt.  Forested areas
                    are strong sinks for nitric acid, incorporating the nitrate ions into plant
                    tissues.

                    Methanol (CAS: 67-56-1)

                    Toxicity. Methanol is readily absorbed from the gastrointestinal tract and the
                    respiratory tract, and is toxic to humans in moderate to high doses.  In the
                    body, methanol is converted into formaldehyde and formic acid.  Methanol is
                    excreted as formic acid.  Observed toxic effects at high dose levels generally
                    include central nervous system damage and blindness.  Long-term exposure
September 1995
45
SIC 286

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Sector Notebook Project
                   Organic Chemical Industry
                     to high levels of methanol via inhalation cause liver and blood damage in
                     animals.

                     Ecologically, methanol is expected to have low toxicity to aquatic organisms.
                     Concentrations lethal to half the organisms of a test population are expected
                     to exceed one mg methanol per liter water.  Methanol is not likely to persist
                     in water or to bioaccumulate in aquatic organisms.

                     Carcinogenicity. There is currently no evidence to suggest that this chemical
                     is carcinogenic.

                     Environmental Fate.  Liquid methanol  is likely to evaporate when left
                     exposed. Methanol reacts in air to produce formaldehyde which contributes
                     to the formation of air pollutants.  In the atmosphere it can react with other
                     atmospheric chemicals or be  washed out by rain.  Methanol  is  readily
                     degraded by microorganisms in soils and surface waters.

                     Physical Properties. Methanol is highly flammable

EtlLyleaeJ3Ly£al (CAS: 74-85-1)

                     Sources.  Ethylene glycol is used as an antifreeze, heat, transfer agent and
                     solvent in industrial organic chemical facilities. The large quantity of ethylene
                     glycol released is due to its ubiquitous use as an antifreeze and because in
                     1993 it had the 29th largest chemical production volume in the United States
                     (Chemical and Engineering News).  While the largest volume is released
                     through underground injection, a substantial release also occurs from air point
                     sources.

                     Toxicity. Long-term inhalation exposure to low levels of ethylene glycol may
                     cause throat irritation, mild  headache and backache.  Exposure to higher
                     concentrations  may lead to unconsciousness.   Liquid ethylene glycol is
                     irritating to the eyes and skin.

                     Toxic effects from ingestion of ethylene glycol include damage to the central
                     nervous system and kidneys, intoxication, conjunctivitis,  nausea and vomiting,
                     abdominal  pain,  weakness,  low  blood   oxygen, tremors, convulsions,
                     respiratory failure, and coma.  Renal failure  due to ethylene glycol poisoning
                     can lead to death.

                     Environmental Fate. Ethylene glycol readily biodegrades in water. No data
                     are available that report its fate in soils; however, biodegradation is probably
                     the dominant removal mechanism.  Should ethylene  glycol leach into the
                     groundwater, biodegradation may occur.
September 1995
46
SIC 286

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Sector Notebook Project
                   Organic Chemical Industry
                    Ethylene  glycol in water  is not expected  to  bioconcentrate in aquatic
                    organisms, adsorb to sediments or volatilize.  Atmospheric ethylene glycol
                    degrades rapidly in the presence of hydroxyl radicals.

                    Acetone (CAS: 67-64-1)

                    Toxicity.  Acetone is irritating to the eyes, nose, and throat.  Symptoms of
                    exposure to large quantities of acetone may include headache, unsteadiness,
                    confusion, lassitude, drowsiness, vomiting, and respiratory depression.

                    Reactions of acetone (see environmental fate)  in the lower atmosphere
                    contribute to  the  formation of ground-level  ozone.   Ozone  (a  major
                    component of urban smog) can  affect the respiratory system, especially in
                    sensitive individuals such as asthmatics or allergy sufferers.

                    Carcinogenicity. There is currently no evidence to suggest that this chemical
                    is carcinogenic.

                    Environmental Fate. If released into water, acetone will be degraded by
                    microorganisms or will evaporate into the  atmosphere.  Degradation by
                    microorganisms will be the primary removal mechanism.

                    Acetone  is highly volatile, and once  it reaches the troposphere (lower
                    atmosphere), it will react with other gases, contributing to the formation of
                    ground-level ozone and other air pollutants.  EPA is reevaluating acetone's
                    reactivity in the lower atmosphere to determine whether this contribution is
                    significant.

                    Physical Properties.  Acetone is a volatile and flammable organic chemical.

IV.C. Other Data Sources

                    The toxic chemical release data obtained from TRI captures the vast majority
                    of facilities in the organic chemicals industry. It also allows for a comparison
                    across years and industry sectors.  Reported chemicals are limited however to
                    the 316 reported chemicals.  Most of the hydrocarbon emissions from organic
                    chemical facilities are not captured by TRI.1  The EPA Office of Air Quality
                    Planning and  Standards has compiled  air pollutant emission factors for
                    determining the total  air emissions  of priority pollutants (e.g.,  total
                    hydrocarbons, SOX,  NOX, CO,  particulates,  etc.) from  many chemical
                    manufacturing sources.2

                    The EPA Office of Air's Aerometric Information Retrieval System (AIRS)
                    contains  a wide range of information related to stationary sources of air
                    pollution, including the emissions of a number of air pollutants which may be
September 1995
47
SIC 286

Sector Notebook Project
                   Organic Chemical Industry
                     of concern within a particular industry. With the exception of volatile organic
                     compounds (VOCs), there is little overlap with the TRI chemicals reported
                     above.  Exhibit 20 summarizes annual releases of carbon monoxide (CO),
                     nitrogen dioxide (NOz), particulate matter of 10 microns or less (PM10), total
                     particulate (PT),  sulfur  dioxide (SO2),  and volatile organic compounds
                     (VOCs).
Exhibit 20: Pollutant Releases (short tons/year)
Industry Sector
Metal Mining
Nonmctal Mining
Lumber and Wood Production
Furniture and Fixtures
Pulp and Paper
Printing
Inorganic Chemicals
Organic Chemicals
Petroleum Refining
Rubber and Misc. Plastics
Stone, Clay and Concrete
Iron and Steel
Nonferrous Metals
Fabricated Metals
Computer and Office Equipment
Electronics and Other Electrical Equipment
and Components
Motor Vehicles, Bodies, Parts and
Accessories
Dry Cleaning
CO
5,391
4,525
123,756
2,069
624,291
8,463
166,147
146,947
419,311
2,090
58,043
1,518,642
448,758
3,851
24
367
35,303
101
NO2
28,583
28,804
42,658
2,981
394,448
4,915
103,575
236,826
380,641
11,914
338,482
138,985
55,658
16,424
0
1,129
23,725
179
PM10
39,359
59,305
14,135
2,165
35,579
399
4,107
26,493
18,787
2,407
74,623
42,368
20,074
1,185
0
207
2,406
3
PT
140,052
167,948
63,761
3,178
113,571
1,031
39,062
44,860
36,877
5,355
171,853
83,017
22,490
3,136
0
293
12,853
28
SO2
84,222
24,129
9,419
1,606
541,002
1,728
182,189
132,459
648,155
29,364
339,216
238,268
373,007
4,019
0
453
25,462
152
voc
1,283
1,736
41,423
59,426
96,875
101,537
52,091
201,888
369,058
140,741
30,262
82,292
27,375
102,186
0
4,854
101,275
7,310
Source: U.S. EPA Office of Air and Radiation, AIRS Database, May 1995.
IV.D. Comparison of Toxic Release Inventory Between Selected Industries

                     The following information is presented as a comparison of pollutant release
                     and transfer data across industrial categories. It is provided to give a general
                     sense as to the relative scale of releases and transfers within each sector
                     profiled under this project. Please note that the following figure and table do
                     not contain  releases and transfers for  industrial categories that are not
                     included in this  project, and thus cannot be used to  draw conclusions
September 1995
48
SIC 286

Sector Notebook Project	Organic Chemical Industry

                     regarding the total release and transfer amounts that are reported to TRI.
                     Similar information is available within the annual TRI Public Data Release
                     Book.

                     Exhibit 21 is a graphical representation of a summary of the 1993 TRI data for
                     the organic chemical industry and  the  other sectors profiled in separate
                     notebooks. The bar graph presents the total TRI releases and total transfers
                     on the left axis and the triangle points show the average releases per facility
                     on the right axis. Industry sectors are presented in the order of increasing
                     total TRI releases.  The graph is based on the data shown in Exhibit 22 and
                     is meant to facilitate comparisons between the relative amounts of releases,
                     transfers, and releases per facility both within and between these sectors. The
                     reader should note, however, that differences in the proportion of facilities
                     captured by TRI exist between industry sectors.  This can be a factor of poor
                     SIC matching and relative differences in the number of facilities reporting to
                     TRI from the various sectors. In the case of the organic chemical industry,
                     the 1993  TRI data presented here covers 417 facilities. Only those facilities
                     listing SIC Codes falling within SIC 286  were used.
September 1995                             49                                    SIC 286

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Sector Notebook Project
                               Organic Chemical Industry
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             50
                                        SIC 286

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Sector Notebook Project
                 Organic Chemical Industry
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Sector Notebook Project
                   Organic Chemical Industry
V. POLLUTION PREVENTION OPPORTUNITIES
                     The best way to reduce pollution is to prevent it in the first place.  Some
                     companies have creatively implemented pollution prevention techniques that
                     improve efficiency and increase profits while at the same time minimizing
                     environmental impacts.  This can be done in many ways such as reducing
                     material inputs,  re-engineering processes to reuse by-products, improving
                     management practices, and substituting benign chemicals for toxic ones.
                     Some smaller facilities are able to actually get below regulatory thresholds just
                     by reducing pollutant releases through  aggressive pollution prevention
                     policies.

                     In order to encourage these approaches, this section provides both general
                     and company-specific descriptions of some pollution prevention advances that
                     have been implemented within the organic chemical industry. While the list
                     is not exhaustive, it does provide core information that can be used as the
                     starting point for facilities  interested in beginning their own pollution
                     prevention projects.  When possible, this section provides information from
                     real activities that can, or are being implemented by this sector ~ including
                     a discussion of associated costs, time frames, and expected rates of return.
                     This section provides summary information from activities that may be, or are
                     being implemented by this sector. When possible, information is provided that
                     gives the context in which the technique can be effectively used. Please note
                     that the activities described in this  section do not necessarily apply to all
                     facilities that  fall within this sector.  Facility-specific  conditions must be
                     carefully considered when pollution prevention options are evaluated, and the
                     full impacts of the change must examine how each option affects air, land and
                     water pollutant releases.

                     The leaders in the organic chemical industry,  similar to those in the chemical
                     industry as a whole,  have been promoting pollution  prevention through
                     various means.  The most visible of these efforts  is the Responsible Care®
                     initiative of the Chemical Manufacturer's Association (CMA).  Responsible
                     Care is mandatory for CMA members who must commit to act as stewards for
                     products through use  and ultimate  reuse or disposal.   One of the guiding
                     principles of this initiative is the  inclusion of waste and release prevention
                     objectives in research  and in design of new or modified facilities, processes
                     and products. The Synthetic Organic Chemical Manufactures Association
                     (SOCMA) also  requires its members to implement the Responsible Care®
                     Guiding Principles as a condition of membership. SOCMA is instituting the
                     Responsible Care® management practice codes on a phased-in basis to assist
                     its approximately 110-non CMA members,  which are  primarily small and
                     batch chemical manufacturers, in successfully implementing their programs.
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                   Organic Chemical Industry
                     Using pollution prevention techniques which prevent the release or generation
                     of pollution in the first place have several advantages over end-of-pipe waste
                     treatment technologies.  The table below lists the direct and indirect benefits
                     that could result.
         Exhibit 23:  Pollution Prevention Activities Can Reduce Costs
  Direct Benefits
         Reduced waste treatment costs
               Reduced capital and operating costs for waste treatment facilities
               Reduced off-site treatment and disposal costs
  •       Reduced manufacturing costs due to improved yields
  •       Income or savings from sale or reuse of wastes
  •       Reduced environmental compliance costs (e.g., fines, shutdowns)
  •       Reduced or eliminated inventories or spills
  •       Reduced secondary emissions from waste treatment facilities
  •       Retained sales (production threatened by poor environmental performance or sales)
  Indirect Benefits
  •       Reduced likelihood of future costs from:
               Remediation
               Legal liabilities
               Complying with future regulations
         Use of emission offsets (internal and external)
  *       Improved community relations
  •       Increase environmental awareness by plant personnel and management
  •       Reduced societal costs
         Improved public health
  Source: Chemical Manufacturer's Association Designing Pollution Prevention into the Process
                     These incentives may encourage organic chemical manufacturers to undertake
                     pollution prevention activities voluntarily, but a number of barriers still exist
                     in achieving widespread adoption of pollution prevention. The U.S. Office of
                     Technology Assessment has identified and characterized a number of these
                     barriers in its report titled Industry, Technology, and the Environment.

                     Pollution prevention can be carried out at any stage of the development of a
                     process. In general, changes made at the research and development stage will
                     have the greatest  impact; however,  changes in the process  design  and
                     operating practices can also yield significant results.

                     In the research and development stage, all possible reaction pathways for
                     producing the desired product can be examined. These can then be evaluated
                     in light of yield, undesirable by-products, and their health and environmental
                     impacts.  The area of "green synthesis" is the focus of considerable research
                     funded jointly  by the Agency  and by the National Science Foundation.
                     Several alternative syntheses have already been developed that could reduce
                     wastes. For  example, Joseph M.  Desimone of the University of North
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                   Organic Chemical Industry
                     Carolina, Chapel Hill, has used supercritical carbon dioxide as a medium for
                     carrying out dispersion polymerizations. He uses a specially engineered free-
                     radical initiator to start the reaction and a polymeric stabilizer to affect the
                     polymerization of methyl methacrylate.  Because the carbon dioxide can easily
                     be separated from the reaction mixture, this reaction offers the possibility of
                     reduced hazardous waste  generation, particularly of aqueous  streams
                     contaminated with residual monomer and initiator.

                     Because of the large investment in current technology, and the lifetime of
                     capital equipment, pollution prevention  at the earliest stages is unlikely unless
                     a company undertakes the design of a new production line or facility. There
                     are, however, more numerous pollution prevention opportunities that can be
                     realized by modifying current processes and equipment.
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                                                 Organic Chemical Industry
     Exhibit 24: Process/Product Modifications Create Pollution Prevention
    	Opportunities	
         Area
          Potential Problem
           Possible Approach
  By-products
  Co-products

  Quantity and Quality
  Uses and Outlets
• Process inefficiencies result in the
generation of undesired by-products and
co-products. Inefficiencies will require
larger volumes of raw materials and result
in additional secondary products.
Inefficiencies can also increase fugitive
emissions and wastes generated through
material handling.

• By-products and co-products are not
fully utilized, generating material or waste
that must be managed.
• Increase product yield to reduce by-
product and co-product generation and raw
material requirements.
• Identify uses and develop a sales outlet.
Collect information necessary to firm up a
purchase commitment such as minimum
quality criteria, maximum impurity levels
that can be tolerated, and performance
criteria.
  Catalysts
  Composition
 Preparation and
 Handling
» The presence of heavy metals in
catalysts can result in contaminated
process wastewater from catalyst handling
and separation. These wastes may require
special treatment and disposal procedures
or facilities. Heavy metals can be
inhibitory or toxic to biological
wastewater treatment units. Sludge from
wastewater treatment units may be
classified as hazardous due to heavy
metals content. Heavy metals generally
exhibit low toxicity thresholds in aquatic
environments and may bioaccumulate.

• Emissions or effluents are generated
with catalyst activation or regeneration.
                        « Catalyst attrition and carryover into
                        product requires de-ashing facilities which
                        are a likely source of wastewater and solid
                        waste.
• Catalysts comprised of noble metals,
because of their cost, are generally recycled
by both onsite and offsite reclaimers.
• Obtain catalyst in the active form.

• Provide insitu activation with appropriate
processing/activation facilities.

» Develop a more robust catalyst or support.
September 1995
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                                                   Organic Chemical Industry
    Exhibit 24 (cont.);  Process/Product Modifications Create Pollution Prevention Opportunities
         Area
          Potential Problem
           Possible Approach
 Catalysts (cont.)

 Preparation and
 Handling (cont.)
 Effectiveness
• Catalyst is spent and needs to be
replaced.
                        • Pyrophoric catalyst needs to be kept
                        wet, resulting in liquid contaminated with
                        metals.

                        » Short catalyst life.
• Catalyzed reaction has by-product
formation, incomplete conversion and
less-than-perfect yield.
                        • Catalyzed reaction has by-product
                        formation, incomplete conversion and
                        less-than perfect yield.
• In situ regeneration eliminates
unloading/loading emissions and effluents
versus offsite regeneration or disposal.

• Use a nonpryrophoric catalyst.  Minimize
amount of water required to handle and store
safely.

• Study and identify catalyst deactivitation
mechanisms. Avoid conditions which
promote thermal or chemical deactivation.
By extending catalyst life, emissions and
effluents associated with catalyst handling
and regeneration can be reduced.

• Reduce catalyst consumption with a more
active form. A higher concentration of
active ingredient or increased surface area
can reduce catalyst loadings.

• Use a more selective catalyst which will
reduce the yield of undesired by-products.

• Improve reactor mixing/contacting to
increase catalyst effectiveness.

• Develop a thorough understanding of
reaction to allow optimization of reactor
design. Include in the optimization, catalyst
consumption and by-product yield.
 Intermediate
 Products

 Quantity and Quality
• Intermediate reaction products or
chemical species, including trace levels of
toxic constituents, may contribute to
process waste under both normal and
upset conditions.

« Intermediates may contain toxic
constituents or have characteristics that
are harmful to the environment.
• Modify reaction sequence to reduce
amount or change composition of
intermediates.
                                                                 • Modify reaction sequence to change
                                                                 intermediate properties.

                                                                 • Use equipment design and process control
                                                                 to reduce releases.
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                                                  Organic Chemical Industry
         Exhibit 24 (cont.): Process/Product Modifications Create Pollution Prevention Opportunities
         Area
          Potential Problem
           Possible Approach
  Process Conditions/
  Configuration

  Temperature
• High heat exchange tube temperatures
cause thermal cracking/decomposition of
many chemicals. These lower molecular
weight by-products are a source of "light
ends" and fugitive emissions. High
localized temperature gives rise to
polymerization of reactive monomers,
resulting in "heavies" or "tars." such
materials can foul heat exchange
equipment or plug fixed-bed reactors,
thereby requiring costly equipment
cleaning and production outage.
                        » Higher operating temperatures imply
                        "heat input" usually via combustion which
                        generates emissions.

                        « Heat sources such as furnaces and
                        boilers are a source of combustion
                        emissions.

                        » Vapor pressure increases with
                        increasing temperature. Loading/
                        unloading, tankage and fugitive emissions
                        generally increase with increasing vapor
                        pressure.
• Select operating temperatures at or near
ambient temperature whenever possible.

• Use lower pressure steam to lower
temperatures.

• Use intermediate exchangers to avoid
contact with furnace tubes and walls.

• Use staged heating to minimize product
degradation and unwanted side reactions.

• Use superheat of high-pressure steam in
place of furnace.

• Monitor exchanger fouling to correlate
process conditions which increase fouling,
avoid conditions which rapidly foul
exchangers.

• Use online tube cleaning technologies to
keep tube surfaces clean to increase heat
transfer.

• Use scraped wall exchangers in viscous
service.

• Use falling film reboiler, pumped
recirculation reboiler or high-flux tubes.

• Explore heat integration opportunities
(e.g., use waste heat to preheat materials and
reduce the amount of combustion required.)

• Use thermocompressor to upgrade low-
pressure steam to avoid the need for
additional boilers and furnaces.

• If possible, cool materials before sending
to storage.

• Use hot process  streams to reheat feeds.
September 1995
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                                                  Organic Chemical Industry
        Exhibit 24 (cont.);  Process/Product Modifications Create Pollution Prevention Opportunities
         Area
          Potential Problem
           Possible Approach
 Process Conditions/
 Configuration
 (cont.)

 Temperature (cont.)
 Pressure
 Corrosive
 Environment
 Batch vs. Continuous
 Operations
• Water solubility of most chemicals
increases with increasing temperature.

• Fugitive emissions from equipment.
                        • Seal leakage potential due to pressure
                        differential.

                        » Gas solubility increases with higher
                        pressures.
• Material contamination occurs from
corrosion products. Equipment failures
result in spills, leaks and increased
maintenance costs.
• Increased waste generation due to
addition of corrosion inhibitors or
neutralization.

• Vent gas lost during batch fill.
                        • Waste generated by cleaning/purging of
                        process equipment between production
                        batches.
• Add vent condensers to recover vapors in
storage tanks or process.

• Add closed dome loading with vapor
recovery condensers.

• Use lower temperature (vacuum
processing).

• Equipment operating in vacuum service is
not a source of fugitives; however, leaks into
the process require control when system is
degassed.

• Minimize operating pressure.
• Determine whether gases can be
recovered, compressed, and reused or
require controls.

• Improve metallurgy or provide coating or
lining.

• Neutralize corrosivity of materials
contacting equipment.

» Use corrosion inhibitors.

• Improve metallurgy or provide coating or
lining or operate in a less corrosive
environment.

•Equalize reactor and storage tank vent
lines.

•Recover vapors through condenser,
adsorber, etc.

• Use materials with low viscosity.
Minimize equipment roughness.
September 1995
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                                                  Organic Chemical Industry
     Exhibit 24 (cont.): Process/Product Modifications Create Pollution Prevention Opportunities
         Area
          Potential Problem
           Possible Approach
 Process Conditions/
 Configuration
 (cont.)

 Batch vs. Continuous
 Operations (cont.)
 Process
 Operatlon'Design
• Process inefficiencies lower yield and
increase emissions.

» Continuous process fugitive emissions
and waste increase over time due to
equipment failure through a lack of
maintenance between turnarounds.

• Numerous processing steps create
wastes and opportunities for errors.
                        " Nonreactant materials (solvents,
                        absorbants, etc.) create wastes.  Each
                        chemical (including water) employed
                        within the process introduces additional
                        potential waste sources; the composition
                        of generated wastes also tends to become
                        more complex.

                        • High conversion with low yield results
                        in wastes.
• Optimize product manufacturing sequence
to minimize washing operations and cross-
contamination of subsequent batches.

• Sequence addition of reactants and
reagents to optimize yields and lower
emissions.

•Design facility to readily allow
maintenance so as to avoid unexpected
equipment failure and resultant release.

• Keep it simple. Make sure all operations
are necessary.  More operations and
complexity only tend to increase potential
emission and waste sources.

• Evaluate unit operation or technologies
(e.g., separation) that do not require the
addition of solvents or other nonreactant
chemicals.
                                         • Recycle operations generally improve
                                         overall use of raw materials and chemicals,
                                         thereby both increasing the yield of desired
                                         products while at the same time reducing the
                                         generation of wastes. A case-in-point is to
                                         operate at a lower conversion per reaction
                                         cycle by reducing catalyst consumption,
                                         temperature, or residence time.  Many times,
                                         this can result in a higher selectivity to
                                         desired products.  The net effect upon
                                         recycle of unreacted reagents is an increase
                                         in product yield, while at the same time
                                         reducing the quantities of spent catalyst and
                                         less desirable by-products.
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                                                   Organic Chemical Industry
     Exhibit 24 (cont.): Process/Product Modifications Create Pollution Prevention Opportunities
         Area
          Potential Problem
           Possible Approach
 Process Conditions/
 Configuration
 (cont.)

 Process
 Operation/Design
• Non-regenerative treatment systems
result in increased waste versus
regenerative systems.
• Regenerative fixed bed treating or
desiccant operation (e.g., aluminum oxide,
silica, activated carbon, molecular sieves,
etc.) will generate less quantities of solid or
liquid waste than nonregenerative units (e.g.,
calcium chloride or activated clay). With
regenerative units though, emissions during
bed activation and regeneration can be
significant. Further, side reactions during
activation/regeneration can give rise to
problematic pollutants.
 Product
 Process Chemistry
 Product Formulation
• Insufficient R&D into alternative
reaction pathways may miss pollution
opportunities such as waste reduction or
eliminating a hazardous constituent.

• Product based on end-use performance
may have undesirable environmental
impacts or use raw materials or
components that generate excessive or
hazardous wastes.
• R&D during process conception and
laboratory studies should thoroughly
investigate alternatives in process chemistry
that affect pollution prevention.

• Reformulate products by substituting
different material or using a mixture of
individual chemicals that meet end-use
performance specifications.
 Raw Materials
 Purity
• Impurities may produce unwanted by-
products and waste.  Toxic impurities,
even in trace amounts, can make a waste
hazardous and therefore subject to strict
and costly regulation.
                        • Excessive impurities may require more
                        processing and equipment to meet product
                        specifications, increasing costs and
                        potential for fugitive emissions, leaks, and
                        spills.

                        • Specifying a purity greater than needed
                        by the process increases costs and can
                        result in more waste generation by the
                        supplier.
• Use higher purity materials.

• Purify materials before use and reuse if
practical.

• Use inhibitors to prevent side reactions.

• Achieve balance between feed purity,
processing steps, product quality and waste
generation.
                                         • Specify a purity no greater than what the
                                         process needs.
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                                                  Organic Chemical Industry
     Exhibit 24 (cont.): Process/Product Modifications Create Pollution Prevention Opportunities
         Area
          Potential Problem
           Possible Approach
 Raw Materials
 (cont.)

 Purity (cont.)
 Vapor Pressure
 Water Solubility
" Impurities in clean air can increase inert
purges.

• Impurities may poison catalyst
prematurely resulting in increased wastes
due to yield loss and more frequent
catalyst replacement.

• Higher vapor pressures increase fugitive
emissions in material handling and
storage.

• High vapor pressure with low odor
threshold materials can cause nuisance
odors.

• Toxic or nonbiodegradable materials
that are water soluble may affect
wastewater treatment operation,
efficiency, and cost.

« Higher solubility may increase potential
for surface and groundwater
contamination and may require more
careful spill prevention, containment, and
cleanup (SPCC) plans.

• Higher solubility may increase potential
for storm water contamination in open
areas.
                        » Process wastewater associated with
                        water washing or hydrocarbon/water
                        phase separation will be impacted by
                        containment solubility in water.
                        Appropriate wastewater treatment will be
                        impacted.
•Use pure oxygen.
                                                                 •Install guard beds to protect catalysts.
 ' Use material with lower vapor pressure.
                                                                • Use materials with lower vapor pressure
                                                                and higher odor threshold.
• Use less toxic or more biodegradable
materials.
                                                                 ' Use less soluble materials.
• Use less soluble materials.

• Prevent direct contact with storm water by
diking or covering areas.

• Minimize water usage.

• Reuse wash water.

• Determine optimum process conditions for
phase separation.

• Evaluate alternative separation
technologies (coalescers, membranes,
distillation, etc.)
September 1995
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                                                  Organic Chemical Industry
     Exhibit 24 (cont.): Process/Product Modifications Create Pollution Prevention Opportunities
         Area
          Potential Problem
           Possible Approach
 Raw Materials
 (cont.)

 Toxicity
 Regulatory
  Form of Supply
  Handling and
  Storage
• Community and worker safety and
health concerns result from routine and
nonroutine emissions. Emissions sources
include vents, equipment leaks,
wastewater emissions, emergency
pressure relief, etc.
                        • Surges or higher than normal continuous
                        levels of toxic materials can shock or miss
                        wastewater biological treatment systems
                        resulting in possible fines and possible
                        toxicity in the receiving water.
• Hazardous or toxic materials are
stringently regulated. They may require
enhanced control and monitoring;
increased compliance issues and
paperwork for permits and record
keeping; stricter control for handling,
shipping, and disposal; higher sampling
and analytical costs; and increased health
and safety costs.

• Small containers increase shipping
frequency which increases chances of
material releases and waste residues from
shipping containers (including wash
waters).
 • Nonretumable containers may increase
 waste.

 « Physical state (solid, liquid, gaseous)
 may raise unique environmental, safety,
 and health issues with unloading
 operations and transfer to process
 equipment.
• Use less toxic materials.

• Reduce exposure through equipment
design and process control. Use systems
which are passive for emergency
containment of toxic releases.

• Use less toxic material.

• Reduce spills, leaks, and upset conditions
through equipment and process control.

• Consider effect of chemicals on biological
treatment; provide unit pretreatment or
diversion capacity to remove toxicity.

• Install surge capacity for flow and
concentration equalization.

• Use materials which are less toxic or
hazardous.

• Use better equipment and process design
to minimize or control releases; in some
cases, meeting certain regulatory criteria
will exempt a system from permitting or
other regulatory requirements.
« Use bulk supply, ship by pipeline, or use
"jumbo" drums or sacks.

• In some cases, product may be shipped out
in the same containers the material supply
was shipped in without washing.

• Use returnable shipping containers or
drums.
 • Use equipment and controls appropriate to
 the type of materials to control releases.
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                 Organic Chemical Industry
Exhibit 24 (cent.): Process/Product Modifications Create Pollution Prevention Opportunities
Area
Raw Materials (cont)
Handling and Storage
(cont.)
Waste Streams
Quantity and Quality

.
Composition
Properties
Disposal
Potential Problem

• Large inventories can lead to spills, inherent
safely issues and material expiration.

» Characteristics and sources of waste streams
are unknown.
• Wastes are generated as part of the process.

» Hazardous or toxic constituents are found in
waste streams. Examples are: sulfides, heavy
metals, halogenated hydrocarbons, and
polynuclear aromatics.
» Environmental fate and waste properties are
not known or understood.
• Ability to treat and manage hazardous
and toxic waste unknown or limited.
Possible Approach

• Minimize inventory by utilizing just-in-time
delivery.

• Document sources and quantities of waste
streams prior to pollution prevention assessment.
» Determine what changes in process conditions
would lower waste generation of toxicity.
• Determine if wastes can be recycled back into
the process.
» Evaluate whether different process conditions,
routes, or reagent chemicals (e.g., solvent
catalysts) can be substituted or changed to reduce
or eliminate hazardous or toxic compounds.
• Evaluate waste characteristics using the
following type properties: corrosivity, ignitability,
reactivity, BTU content (energy recovery),
biodegradability, aquatic toxicity, and
bioaccumulation potential of the waste and of its
degradable products, and whether it is a solid,
liquid, or gas.
• Consider and evaluate all onsite and offsite
recycle, reuse, treatment, and disposal
options available. Determine availability of
facilities to treat or manage wastes
generated.
Source: Chemical Manufacturer's Association. Designing Pollution Prevention into the Process, Research, Development and
Engineering,
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                                                       Organic Chemical Industry
       Exhibit 25:  Modifications to Equipment Can Also Prevent Pollution
  Equipment
       Potential
 Environment Problem
                                                             Possible Approach
            Design
           Related
         Operational
           Related
 Compressors,
 blowers, fans
• Shaft seal leaks, piston
rod seal leaks, and vent
streams
• Seal-less designs
(diaphragmatic, hermetic or
magnetic)

• Design for low emissions
(internal balancing, double inlet,
gland eductors)

• Shaft seal designs (carbon rings,
double mechanical seals, buffered
seals)

• Double seal with barrier fluid
vented to control device
• Preventive maintenance
program
 Concrete pads,
 floors, sumps
 1 Leaks to groundwater
 1 Water stops


 1 Embedded metal plates

 1 Epoxy sealing

 | Other impervious sealing
• Reduce unnecessary purges,
transfers, and sampling
                                                                        1 Use drip pans where  necessary
 Controls
• Shutdowns and start-
ups generate waste and
releases
• Improve on-line controls

• On-line instrumentation

• Automatic start-up and
shutdown


• On-line vibration analysis
                                        » Use "consensus" systems (e.g.,
                                        shutdown trip requires 2 out of 3
                                        affirmative responses)
» Continuous versus batch

• Optimize on-line run time

• Optimize shutdown interlock
inspection frequency

• Identify safety and environment
critical instruments and
equipment
 Distillation
• Impurities remain in
process streams
 1 Increase reflux ratio

 1 Add section to column

 1 Column intervals

 1 Change feed tray
• Change column operating
conditions
- reflux ratio
- feed tray
- temperature
- pressure
-etc.
September 1995
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                 Organic Chemical Industry
Exhibit 25 (cont.): Modifications to Equipment Can Also Prevent Pollution


Equipment
Distillation
(cont.)







General
manufacturing
equipment
areas















Heat
exchangers








Potential
Environment Problem
• Impurities remain in
process streams (cont.)



» Large amounts of
contaminated water
condensate from stream
stripping
• Contaminated
rainwater





• Contaminated sprinkler
and fire water


• Leaks and emissions
during cleaning






« Increased waste due to
high localized
temperatures






Possible Approach
Design
Related
• Insulate to prevent heat loss

• Preheat column feed
• Increase vapor line size to lower
pressure drop
• Use reboilers or inert gas
stripping agents


• Provide roof over process
facilities

• Segregate process sewer from
storm sewer (diking)
• Hard-pipe process streams to
process sewer
• Seal floors

• Drain to sump
• Route to waste treatment
• Design for cleaning

« Design for minimum rinsing

• Design for minimum sludge

• Provide vapor enclosure
• Drain to process
• Use intermediate exchangers to
avoid contact with furnace tubes
and walls

• Use staged heating to minimize
product degradation and unwanted
side reactions.
(waste heat »low pressure steam
»high pressure steam)
Operational
Related
• Clean column to reduce fouling




• Use higher temperature steam



• Return samples to process


• Monitor stormwater discharge







• Use drip pans for maintenance
activities

• Rinse to sump

• Reuse cleaning solutions


• Select operating temperatures at
or near ambient temperature
when-ever possible. These are
generally most desirable from a
pollution prevention standpoint

• Use lower pressure steam to
lower temperatures

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                                                        Organic Chemical Industry
              Exhibit 25 (cont.): Modifications to Equipment Can Also Prevent Pollution
  Equipment
       Potential
 Environment Problem
                                                               Possible Approach
            Design
            Related
         Operational
           Related
 Heat
 exchangers
 (cont.)
• Increased waste due to
high localized
temperatures (cont.)
                 • Contaminated
                 materials due to tubes
                 leaking at tube sheets

                 « Furnace emissions
• Use scraped wall exchangers in
viscous service

• Using falling film reboiler, piped
recirculation reboiler or high-flux
tubes

• Use lowest pressure steam
possible
                        • Use welded tubes or double tube
                        sheets with inert purge. Mount
                        vertically

                        • Use superheat of high-pressure
                        steam in place of a furnace	
• Monitor exchanger fouling to
correlate process conditions
which increase fouling, avoid
conditions which rapidly foul
exchangers
• Use on-line tube cleaning
techniques to keep tube surfaces
clean

• Monitor for leaks
 Piping
• Leaks to groundwater;
fugitive emissions
• Design equipment layout so,as to
minimize pipe run length

• Eliminate underground piping or
design for cathodic protection if
necessary to install piping
underground

•Welded fittings

• Reduce number of flanges and
valves                    :

• All welded pipe

• Secondary containment

• Spiral-wound gaskets

• Use plugs and double valves for
open end lines

• Change metallurgy

• Use lined pipe
• Monitor for corrosion and
erosion

• Paint to prevent external
corrosion
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Sector Notebook Project
                 Organic Chemical Industry
Exhibit 25 (cont.): Modifications to Equipment Can Also Prevent Pollution
Equipment
Piping (cont.)


Pumps






Reactors

Potential
Environment Problem
• Releases when
cleaning or purging lines


« Fugitive emissions
from shaft seal leaks



» Fugitive emissions
from shaft seal leaks
« Residual "heel" of
liquid during pump
maintenance
» Injection of seal flush
fluid into process stream
« Poor conversion or
performance due to
inadequate mixing

Possible Approach
Design
Related
• Use "pigs" for cleaning
» Slope to low point drain
• Use heat tracing and insulation
to prevent freezing
• Install equalizer lines
• Mechanical seal in lieu of
packing
• Double mechanical seal with
inert barrier fluid
• Double machined seal with
barrier fluid vented to control
device
• Seal-less pump (canned motor
magnetic drive)
• Vertical pump
• Use pressure transfer to
eliminate pump
« Low point drain on pump casing
• Use double mechanical seal with
inert barrier fluid where practical
• Static mixing
• Add baffles
" Change impellers
Operational
Related
• Flush to product storage tank


• Seal installation practices
• Monitor for leaks




« Flush casing to process sewer
for treatment
• Increase the mean time between
pump failures by:
- selecting proper seal material;
- good alignment;
- reduce pipe-induced stress
- Maintaining seal lubrication

• Add ingredients with optimum
sequence

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Sector Notebook Project
                 Organic Chemical Industry
Exhibit 25 (cont.): Modifications to Equipment Can Also Prevent Pollution
Equipment
Reactors
(cont.)

Relief Valve






Sampling

Tanks



Potential
Environment Problem
• Poor conversion (cont.)
• Waste by-product
formation
•Leaks
• Fugitive emissions
• Discharge to
environment from over
pressure

• Frequent relief

• Waste generation due
to sampling (disposal,
containers, leaks,
fugitives, etc.)

• Tank breathing and
working losses



Possible Approach
Design
Related
• Add horsepower
• Add distributor
» Provide separate reactor for
converting recycle streams to
usable products
• Provide upstream rupture disc
• Vent to control or recovery ,
device
" Pump discharges to suction of
pump
• Thermal relief to tanks
• Avoid discharge to roof areas to
prevent contamination of rainwater
• Use pilot operated relief valve
• Increase margin between design
and operating pressure
• In-line insitu analyzers
• System for return to process
• Closed loop
• Drain to sump
• Cool materials before storage
• Insulate tanks
• Vent to control device (flare,
condenser, etc.)
• Vapor balancing
• Floating roof
Operational
Related
• Allow proper head space in
reactor to enhance vortex effect
• Optimize reaction conditions
(temperature, pressure, etc.)

• Monitor for leaks and for
control efficiency
• Monitor for leaks


• Reduce operating pressure
• Review system performance
• Reduce number and size of
samples required
• Sample at the lowest possible
temperature
• Cool before sampling
• Optimize storage conditions to
reduce losses



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Exhibit 25 (cont.): Modifications to Equipment Can Also Prevent Pollution
Equipment
Tanks (cont.)
Vacuum
Systems
Valves
Vents
Potential
Environment Problem
« Tank breathing and
working losses (cont.)
• Leak to groundwater
" Large waste heel
• Waste discharge from
jets
• Fugitive emissions
from leaks
• Release to environment
Possible Approach
Design
Related
• Floating roof
• Higher design pressure
• All aboveground (situated so
bottom can routinely be checked
for leaks)
• Secondary containment
» Improve corrosion resistance
« Design for 100% de-inventory
« Substitute mechanical vacuum
pump
» Evaluate using process fluid for
powering jet
• Bellow seals
• Reduce number where practical
• Special packing sets
* Route to control or recovery
device
Operational
Related
• Monitor for leaks and corrosion
• Recycle to process if practical
• Monitor for air leaks
• Recycle condensate to process
• Stringent adherence to packing
procedures
• Monitor performance
Source: Chemical Manufacturer's Association. Designing Pollution Prevention into the Process, Research, Development and
Engineering.
                     It is critical to emphasize that pollution prevention in the chemical industry is
                     process specific and oftentimes constrained by site-specific considerations.
                     As such,  it is difficult to generalize about the relative merits of different
                     pollution  prevention strategies. The age, size, and purpose of the plant will
                     influence the choice of the  most effective pollution prevention  strategy.
                     Commodity chemical manufacturers redesign their processes infrequently so
                     that redesign of the reaction process or equipment is unlikely in the short
                     term.  Here operational changes are the most feasible response.  Specialty
                     chemical  manufacturers are making a greater variety of chemicals and have
                     more process and design flexibility.  Incorporating changes at the earlier
                     research and development phases may be possible for them.
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                     Changes in operational practices may yield the most immediate gains with the
                     least investment. For example, the majority of the waste generated by the
                     chemical processing industry is contaminated  water:  Borden  Chemical
                     Company has collected and isolated its waste water in a trench coming from
                     the phenol rail car unloading area and reused the water in resin batches. This
                     eliminated the entire waste stream with a capital investment of $3,000 and
                     annual savings of $1,500 a year in treatment costs. Rhone-Poulenc, in New
                     Brunswick, New Jersey, is now sending all quality control and raw material
                     samples back to be reused in the production process saving $20,000 per year
                     and reducing waste volume by 3,000 pounds.

                     Another area that can yield significant benefits is improved process control so
                     that less  off-specification product is produced (that must be discarded) and the
                     process  is run more  optimally  (fewer by-products).  Exxon  Chemical
                     Americas of Linden, New Jersey, used continuous process optimization to
                     reduce the generation of acid coke, a process residue, thus saving $340,000
                     annually in treatment  costs.  New  in-line process controls  are under
                     development (a fertile  area of research being pursued by the Center for
                     Process Analytic Chemistry at the University of Washington) that may allow
                     better process optimization through tighter process control.

                     Chemical substitution, particularly of water for non-aqueous solvents, can also
                     prevent  pollution.  For example, Du Pont at the Chamber Works in New
                     Jersey is using a high-pressure water-jet system to clean polymer reaction
                     vessels.  This replaces organic solvent cleaning that annually produced 40,000
                     pounds of solvent waste.  Installing the new cleaning system cost $125,000
                     but it will save $270,000 annually.

                     Improved separations design also offers a pollution prevention opportunity
                     since separations account for about 20 percent of energy use in the chemical
                     process industry.  In one case,  a solvent was replaced by an excess of a
                     reaction  component, thus eliminating the need to separate the solvent from the
                     waste stream while reducing separation costs.
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VL SUMMARY OF APPLICABLE FEDERAL STATUTES AND REGULATIONS

                    This section discusses the Federal regulations that may apply to this sector.
                    The purpose of this section is to highlight and briefly describe the applicable
                    Federal requirements, and to provide citations for more detailed information.
                    The three following sections are included:
                           Section VI. A contains a general overview of major statutes
                           Section VLB contains a list of regulations specific to this industry
                           Section VI.C contains a list of pending and proposed regulations
                    The  descriptions within Section  VI  are  intended  solely  for  general
                    information.  Depending upon the nature or scope of the activities at a
                    particular facility, these summaries may or may not necessarily describe all
                    applicable environmental requirements.  Moreover, they do not constitute
                    formal interpretations or clarifications of the statutes and regulations. For
                    further information readers should consult the Code of Federal Regulations
                    and other state or local regulatory agencies. EPA Hotline contacts are also
                    provided for each major statute.
VL A. General Description of Major Statutes

Resource Conservation And Recovery Act (RCRA)
                    RCRA of 1976, which amended the Solid Waste Disposal Act, addresses solid
                    (Subtitle D) and hazardous (Subtitle C) waste management activities. The
                    Hazardous and Solid Waste Amendments (HSWA) of 1984 strengthened
                    RCRA's waste management provisions and added Subtitle I, which governs
                    underground storage tanks (USTs).

                    Regulations promulgated pursuant to Subtitle C of RCRA (40 CFR Parts
                    260-299)  establish a "cradle-to-grave" system governing hazardous waste
                    from the point of generation to disposal. RCRA hazardous wastes include the
                    specific materials listed in the regulations (commercial chemical products,
                    designated with  the code "P" or  "U";  hazardous wastes from specific
                    industries/sources, designated with the code "K"; or hazardous wastes from
                    non-specific sources, designated with the code "F") or materials which exhibit
                    a hazardous waste characteristic (ignitibility, corrosivity, reactivity, or toxicity
                    and designated with the code "D").

                    Regulated entities  that generate hazardous  waste are subject to waste
                    accumulation, manifesting, and record keeping standards. Facilities that treat,
                    store, or dispose of hazardous waste must obtain a permit, either from EPA
                    or from a State agency which EPA has authorized to implement the permitting
                    program.   Subtitle C  permits  contain general  facility standards such as
                    contingency plans,  emergency  procedures, record keeping and reporting
                    requirements, financial assurance mechanisms, and unit-specific standards.
                    RCRA also contains provisions (40 CFR Part 264 Subpart S and §264.10) for
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                     conducting  corrective  actions which govern  the  cleanup  of releases  of
                     hazardous waste or constituents from solid waste management units  at
                     RCRA-regulated facilities.

                     Although RCRA is a Federal statute, many States implement the, RCRA
                     program.  Currently, EPA has delegated its authority to implement various
                     provisions of RCRA to 46 of the 50 States.

                     Most RCRA requirements are not industry specific but apply to any company
                     that transports, treats, stores, or disposes of hazardous waste.  Here are some
                     important RCRA regulatory requirements:

                     •      Identification of Solid and Hazardous Wastes (40 CFR Part 261)
                           lays  out the procedure every generator should  follow to  determine
                           whether the material created is considered a hazardous waste, solid
                           waste,  or is exempted from regulation.

                     •      Standards for Generators of Hazardous Waste (40 CFR Part 262)
                           establishes the responsibilities of hazardous waste generators including
                           obtaining an ID number,  preparing a manifest,  ensuring proper
                           packaging and labeling, meeting standards for  waste accumulation
                           units, and record keeping and reporting requirements. Generators can
                           accumulate hazardous waste for up to 90 days (or 180 days  depending
                           on the amount of waste generated) without obtaining a permit.

                     •      Land Disposal Restrictions (LDRs) are regulations prohibiting the
                           disposal of hazardous waste on land without prior treatment. Under
                           the LDRs (40 CFR 268), materials must meet land disposal  restriction
                           (LDR)  treatment standards prior  to placement in a  RCRA land
                           disposal  unit (landfill, land  treatment unit, waste pile, or surface
                           impoundment).   Wastes  subject to the LDRs include solvents,
                           electroplating wastes, heavy metals, and acids. Generators of waste
                           subject to  the  LDRs must  provide notification of such to the
                           designated TSD facility to ensure proper treatment prior to disposal.

                     •      Used Oil storage and disposal regulations (40 CFR Part 279) do not
                           define  Used  Oil Management Standards impose management
                           requirements  affecting  the  storage,  transportation,   burning,
                           processing, and re-refining of the used  oil.  For parties that merely
                           generate used oil, regulations establish  storage standards. For a party
                           considered a used  oil marketer  (one who generates  and sells
                           off-specification  used  oil directly to  a used oil burner),  additional
                           tracking and paperwork requirements must be satisfied.

                     •      Tanks  and Containers used to store hazardous waste with a high
                           volatile organic concentration must meet emission standards under
                           RCRA.  Regulations (40 CFR Part 264-265, Subpart CC) require
                           generators to test the  waste to determine the concentration of the
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                          waste, to satisfy tank  and container emissions standards, and to
                          inspect and monitor regulated units.  These regulations apply to all
                          facilities who store such waste, including generators operating under
                          the 90-day accumulation rule.

                    •     Underground Storage Tanks (USTs) containing petroleum and
                          hazardous substance are regulated under Subtitle I of RCRA. Subtitle
                          I regulations (40 CFR Part 280) contain tank design and release
                          detection requirements,  as well  as financial responsibility and
                          corrective action standards for USTs.  The  UST program also
                          establishes increasingly  stringent  standards,  including  upgrade
                          requirements for existing tanks, that must be met by 1998.

                    •     Boilers and Industrial Furnaces (BIFs) that use  or  burn fuel
                          containing hazardous waste must comply with strict design and
                          operating standards. BIF regulations (40 CFR Part 266, Subpart H)
                          address unit design, provide performance standards, require emissions
                          monitoring, and restrict the type of waste that may  be burned.

                    EPA's RCRA/Superfund/UST  Hotline,  at  (800)  424-9346,  responds to
                    questions and distributes guidance regarding all RCRA regulations.  The
                    RCRA Hotline operates weekdays from 8:30a.m. to 7:30 p.m., ET,  excluding
                    Federal holidays.

Comprehensive Environmental Response, Compensation, And Liability Act (CERCLA)

                    CERCLA, a 1980 law commonly known as Superfund, authorizes EPA to
                    respond to releases, or threatened releases, of hazardous substances that may
                    endanger public health, welfare, or the environment.  CERCLA also enables
                    EPA to force parties responsible for environmental contamination to clean it
                    up or to reimburse the Superfund for response costs incurred by EPA. The
                    Superfund Amendments and Reauthorization Act (SARA) of 1986 revised
                    various sections of CERCLA, extended the taxing authority for Superfund,
                    and created a  free-standing law, SARA Title III,  also known as the
                    Emergency Planning and Community Right-to-Know Act (EPCRA).

                    The CERCLA hazardous substance release reporting regulations (40 CFR
                    Part 302) direct the person in charge of a facility to report to the National
                    Response Center (NRC) any environmental release of a hazardous substance
                    which exceeds a reportable quantity. Reportable quantities are defined and
                    listed in 40 CFR §302.4.  A release report may trigger a response by EPA, or
                    by one or more Federal or State emergency response authorities.

                    EPA implements hazardous substance responses according to procedures
                    outlined in the National Oil and Hazardous Substances Pollution Contingency
                    Plan (NCP) (40 CFR Part 300).  The NCP includes provisions for permanent
                    cleanups, known as remedial  actions, and other cleanups referred  to as
                    "removals."   EPA generally takes remedial  actions only at sites on the
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                    National Priorities List (NPL), which currently includes approximately 1300
                    sites.  Both EPA and states can act at other sites; however, EPA provides
                    responsible parties the opportunity to conduct removal and remedial actions
                    and encourages community involvement throughout the Superfund response
                    process.

                    EPA'sRCRA/Superfund/UST Hotline, at (800) 424-9346, answers questions
                    and references guidance pertaining to the Superfund program.  The CERCLA
                    Hotline operates weekdays from 8:30 a.m. to 7:30 p.m.,  ET, excluding
                    Federal holidays.

Emergency Planning And Community Right-To-Know Act (EPCRA)

                    The Superfund Amendments and Reauthorization Act (SARA) of 1986
                    created EPCRA, also known as SARA Title HI, a statute designed to improve
                    community access to information about chemical hazards and to facilitate the
                    development of chemical emergency response plans by State and local
                    governments.   EPCRA  required the establishment  of State emergency
                    response  commissions  (SERCs),  responsible for coordinating certain
                    emergency response activities and for appointing local emergency planning
                    committees (LEPCs).

                    EPCRA and the EPCRA regulations (40 CFR Parts 350-372) establish four
                    types of reporting obligations for facilities which store or manage specified
                    chemicals:

                    •      EPCRA §302 requires facilities to notify the SERC and LEPC  of the
                           presence of any "extremely hazardous substance" (the list of such
                           substances is in 40 CFR Part 355, Appendices A and B) if it has such
                           substance in excess of the substance's threshold planning quantity, and
                           directs the facility to appoint an emergency response coordinator.

                           EPCRA §304 requires the facility to notify the SERC and the LEPC
                           in the event of a release exceeding the reportable  quantity of a
                           CERCLA hazardous substance or an EPCRA extremely hazardous
                           substance.

                    •      EPCRA §311 and §312 require a facility at which a  hazardous
                           chemical, as defined by the Occupational Safety  and Health Act, is
                           present in an amount exceeding  a specified threshold to submit  to the
                           SERC, LEPC and local fire department material safety data sheets
                           (MSDSs) or lists of MSDS's and hazardous chemical inventory  forms
                           (also known as Tier I and II forms).  This information helps the local
                           government respond in the event of a spill or release of the chemical.

                    •      EPCRA §313 requires manufacturing facilities included in SIC  codes
                           20 through  39, which have ten or more employees,  and which
                           manufacture, process, or use specified chemicals in amounts greater
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                           than threshold quantities, to submit an annual toxic chemical release
                           report. This report, commonly known as the Form R,  covers releases
                           and transfers of toxic chemicals to various facilities and environmental
                           media,  and allows EPA to compile the national  Toxic Release
                           Inventory (TRI) database.

                     All  information  submitted pursuant to  EPCRA regulations is publicly
                     accessible, unless protected by a trade secret claim.

                     EPA's EPCRA Hotline, at (800) 535-0202, answers questions and distributes
                     guidance regarding the emergency planning and community right-to-know
                     regulations. The EPCRA Hotline operates -weekdays from 8:30 a.m.  to 7:30
                     p.m., ET, excluding Federal holidays.
Clean Water Act (CWA)
                     The primary objective of the Federal Water Pollution Control Act, commonly
                     referred to as the CWA, is to restore and maintain the chemical, physical, and
                     biological integrity of the nation's surface waters. Pollutants regulated under
                     the  CWA  include  "priority"  pollutants  and various  toxic  pollutants;
                     "conventional" pollutants, such as biochemical oxygen demand (BOD), total
                     suspended solids (TSS), fecal coliform, oil and grease, and pH; and "non-
                     conventional"  pollutants  which  are pollutants not  identified  as either
                     conventional or priority.

                     The CWA  regulates both direct and indirect discharges.  The National
                     Pollutant Discharge Elimination System (NPDES) program (CWA §402)
                     controls direct discharges into navigable waters.  Direct discharges or "point
                     source"  discharges are from sources such as pipes and  sewers.  NPDES
                     permits, issued by either EPA or an authorized State (EPA has authorized
                     approximately forty States to administer the NPDES program),  contain
                     industry-specific, technology-based and/or water quality-based limits, and
                     establish pollutant monitoring requirements.  A  facility that intends to
                     discharge into the nation's waters must obtain a permit prior to initiating its
                     discharge.  A permit applicant must provide quantitative analytical data
                     identifying the types of pollutants present in the facility's effluent. The permit
                     will then set forth the conditions and effluent limitations under which a facility
                     may make a discharge.

                     A NPDES permit may also include discharge limits based on Federal or State
                     water quality criteria or standards that were designed to protect designated
                     uses of surface waters, such as supporting aquatic life or recreation. These
                     standards, unlike the technological  standards, generally do not take into
                     account technological feasibility or costs. Water quality criteria and standards
                     vary from state to state, and site to site, depending on the use classification of
                     the  receiving body  of water.  Most states follow EPA  guidelines, which
                     propose aquatic  life and human health criteria for many of the  126  priority
                     pollutants.
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                     Storm Water Discharges

                     In 1987 the CWA was amended to require EPA to establish a program to
                     address storm water discharges. In response, EPA promulgated the NPDES
                     storm water permit application regulations. Storm water discharge associated
                     with industrial activity means the discharge from any conveyance which is
                     used for collecting and conveying storm water and which is directly related to
                     manufacturing, processing or raw material storage areas at an industrial plant
                     (40 CFR 122.26 (b)(14)).  These regulations require that facilities with the
                     following storm water discharges apply for an NPDES permit: (1) a discharge
                     associated with industrial activity; (2) a discharge from a large or medium
                     municipal storm sewer system; or (3) a discharge which EPA or the State
                     determines to contribute to a violation of a water quality standard or is a
                     significant contributor of pollutants to waters of the United States.

                     The term "storm water discharge associated with industrial activity" means a
                     storm water discharge from one of 11 categories of industrial activity defined
                     at 40 CFR 122.26. Six of the categories are defined by SIC codes while the
                     other  five  are identified through narrative descriptions  of the regulated
                     industrial activity.  If the  primary SIC code of the facility is one of those
                     identified in the regulations, the facility is subject to the storm water permit
                     application requirements. If any activity at a facility is covered by one of the
                     five narrative categories, storm water discharges from those areas where the
                     activities occur are subject to  storm  water discharge  permit application
                     requirements.

                     Those facilities/activities that are subject to storm water discharge permit
                     application requirements  are  identified below.  To determine whether a
                     particular facility falls within one of these categories, the regulation should be
                     consulted.

                     Category i: Facilities subject to storm water effluent guidelines, new source
                     performance standards, or toxic pollutant effluent standards.

                     Category ii:   Facilities classified as SIC 24-lumber and wood products
                     (except wood kitchen cabinets); SIC 26-paper and allied products (except
                     paperboard containers and products); SIC 28-chemicals and allied products
                     (except drugs and paints);  SIC 291-petroleum refining; and SIC 311-leather
                     tanning and finishing.

                     Category iii:  Facilities classified as  SIC 10-metal mining; SIC  12-coal
                     mining; SIC 13-oil and gas extraction; and SIC 14-nonmetallic mineral mining.

                     Category iv: Hazardous waste treatment, storage, or disposal facilities.

                     Category v: Landfills, land application sites, and open dumps that receive or
                     have received industrial wastes.
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                    Category vi: Facilities classified as SIC 5015-used motor vehicle parts; and
                    SIC 5093-automotive scrap and waste material recycling facilities.

                    Category vii: Steam electric power generating facilities.

                    Category viii: Facilities classified as SIC 40-railroad transportation; SIC 41-
                    local passenger transportation; SIC 42-trucking and warehousing (except
                    public warehousing and storage); SIC 43-U.S. Postal Service; SIC 44-water
                    transportation; SIC 45-transportation by air; and SIC 5171-petroleum bulk
                    storage stations and terminals.

                    Category ix:  Sewage treatment works.

                    Category  x:  Construction activities except operations that result in the •
                    disturbance of less than five acres of total land area.

                    Category xi: Facilities classified as SIC 20-food and kindred products; SIC
                    21-tobacco products; SIC 22-textile mill products; SIC 23-apparel related
                    products; SIC 2434-wood kitchen cabinets manufacturing; SIC 25-furniture
                    and fixtures; SIC 265-paperboard containers and boxes; SIC 267-converted
                    paper and  paperboard products; SIC 27-printing, publishing,  and allied
                    industries;  SIC 283-drugs; SIC 285-paints, varnishes, lacquer, enamels, and
                    allied products; SIC 30-rubber and plastics;  SIC 31-leather and leather
                    products (except leather and tanning and finishing); SIC  323-glass products;
                    SIC 34-fabricated metal products (except fabricated structural metal); SIC 35-
                    industrial and commercial machinery and  computer equipment; SIC 36-
                    electronic   and  other electrical  equipment and  components;  SIC  37-
                    transportation equipment (except ship and boat building and  repairing); SIC
                    38-measuring, analyzing, and controlling instruments; SIC 39-miscellaneous
                    manufacturing industries; and  SIC 4221-4225-public warehousing  and
                    storage.

                    Pretreatment Program

                    Another type of discharge that is regulated by the CWA is one that goes to a
                    publicly-owned  treatment works (POTWs). The  national pretreatment
                    program (CWA §307(b)) controls the indirect discharge of pollutants to
                    POTWs by "industrial users."  Facilities regulated under §307(b) must meet
                    certain pretreatment standards. The goal of the pretreatment program is to
                    protect municipal wastewater treatment plants from damage that may occur
                    when hazardous, toxic, or other wastes are discharged into  a sewer system
                    and to protect the quality of sludge generated by these plants.  Discharges to
                    a POTW are regulated primarily by the POTW itself, rather than the State or
                    EPA.

                    EPA has  developed technology-based standards  for  industrial users of
                    POTWs. Different standards apply to existing and new sources within each
                    category. "Categorical" pretreatment standards applicable to an industry on
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                     a nationwide basis are developed by EPA.  In addition,  another kind of
                     pretreatment standard, "local limits," are developed by the POTW in order to
                     assist the POTW in achieving the effluent limitations in its NPDES permit.

                     Regardless of whether a State is authorized to implement either the NPDES
                     or the pretreatment program, if it develops its own program, it may enforce
                     requirements more stringent than Federal standards.

                     EPA's Office of Water, at (202) 260-5700, will direct callers with  questions
                     about the  CWA to the appropriate EPA  office.  EPA also maintains a
                     bibliographic database  of Office of Water publications which can  be
                     accessed through the Ground Water and Drinking Water resource  center, at
                     (202) 260-7786.

Safe Drinking Water Act (SDWA)

                     The SDWA mandates that EPA establish regulations to protect human health
                     from contaminants in drinking water. The law  authorizes EPA to develop
                     national drinking water standards and to create a joint Federal-State system
                     to ensure compliance with these standards.  The  SDWA also directs EPA to
                     protect underground sources  of drinking water through the control  of
                     underground injection of liquid wastes.

                     EPA has developed primary and secondary drinking water standards under its
                     SDWA authority.  EPA and authorized states enforce the primary drinking
                     water standards, which are, contaminant-specific concentration limits that
                     apply  to certain public drinking water supplies.  Primary drinking water
                     standards consist of maximum contaminant level goals (MCLGs), which are
                     non-enforceable health-based  goals, and maximum contaminant levels
                     (MCLs), which are enforceable limits set as close to MCLGs as possible,
                     considering cost and feasibility of attainment.

                     The SDWA Underground Injection Control (UIC) program (40 CFR Parts
                     144-148) is a permit program which protects underground sources of drinking
                     water  by regulating five  classes of injection wells.   UIC  permits include
                     design, operating, inspection, and monitoring requirements. Wells used to
                     inject  hazardous wastes  must also comply with RCRA corrective action
                     standards in order to be granted a RCRA permit, and must meet applicable
                     RCRA land disposal restrictions standards.  The UIC permit program is
                     primarily state-enforced,  since EPA has authorized  all but a few states to
                     administer the program.

                     The SDWA also provides for a Federally-implemented Sole Source Aquifer
                     program, which prohibits Federal funds from being expended on projects that
                     may contaminate the sole or principal source of drinking water for a given
                     area, and for a State-implemented Wellhead Protection program, designed to
                     protect drinking water wells and drinking water recharge areas.
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                    EPA's Safe Drinking Water Hotline, at (800) 426-4791, answers questions
                    and distributes guidance pertaining to SDWA  standards.  The Hotline
                    operates from 9:00a.m. through 5.:30 p.m., ET, excluding Federal holidays.

Toxic Substances Control Act  (TSCA)

                    TSCA granted EPA authority to create a regulatory framework to collect data
                    on chemicals in order to evaluate, assess, mitigate, and control risks which
                    may be  posed by their manufacture, processing, and use.  TSCA provides a
                    variety  of control methods to prevent chemicals from posing unreasonable
                    risk.

                    TSCA standards may apply at any point during a chemical's life cycle.  Under
                    TSCA §5, EPA has established an inventory of chemical substances.  If a
                    chemical is not already on the inventory, and has not been excluded by TSCA,
                    a premanufacture  notice (PMN) must be submitted to EPA prior  to
                    manufacture or import.  The PMN must identify the chemical and provide
                    available information on health and environmental effects. If available data
                    are  not sufficient to evaluate the  chemicals effects, EPA can impose
                    restrictions pending  the development  of information on its health and
                    environmental effects.  EPA can also restrict significant new uses of chemicals
                    based upon factors such as the projected volume and use of the chemical.

                    Under TSCA  §6, EPA can ban the manufacture or distribution in commerce,
                    limit the use, require labeling, or place other restrictions on chemicals that
                    pose unreasonable risks. Among the chemicals EPA regulates under §6
                    authority are asbestos, chlorofluorocarbons (CFCs), and polychlorinated
                    biphenyls (PCBs).

                    EPA 's TSCA Assistance Information Service, at (202) 554-1404, answers
                    questions and distributes guidance pertaining to  Toxic Substances Control
                    Act standards. The Service operates from 8:30 a.m. through 4:30 p.m., ET,
                    excluding Federal holidays.
 Clean Air Act (CAA)
                    The CAA and its amendments, including the Clean Air Act Amendments
                    (CAAA)  of 1990, are designed to "protect and enhance the nation's air
                    resources  so as to promote the public health and welfare and the productive
                    capacity of the population."  The CAA consists of six sections, known as
                    Titles, which direct EPA to establish national standards for ambient air quality
                    and for EPA and  the States to implement, maintain, and enforce these
                    standards through a variety of mechanisms. Under the CAAA, many facilities
                    will be required to  obtain permits for the first  time.   State and local
                    governments oversee, manage, and enforce many of the requirements of the
                    CAAA. CAA regulations appear at 40 CFR Parts 50-99.
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                     Pursuant to Title I of the CAA, EPA has established national ambient air
                     quality standards (NAAQSs) to limit levels of "criteria pollutants," including
                     carbon monoxide, lead, nitrogen dioxide, particulate matter, ozone, and sulfur
                     dioxide.  Geographic areas that meet NAAQSs for a given pollutant are
                     classified as attainment areas; those that do not meet NAAQSs are classified
                     as non-attainment areas. Under §110 of the CAA, each State must develop
                     a State Implementation Plan (SIP) to identify sources of air pollution and to
                     determine what reductions are required to meet Federal air quality standards.

                     Title I also authorizes EPA to establish New Source Performance Standards
                     (NSPSs), which are nationally uniform emission standards for new stationary
                     sources falling within particular industrial categories. NSPSs are based on the
                     pollution control technology available to that category of industrial source but
                     allow the affected industries the flexibility to devise a cost-effective means of
                     reducing emissions.

                     Under Title I, EPA establishes and enforces National Emission Standards for
                     Hazardous Air Pollutants (NESHAPs), nationally uniform standards oriented
                     towards controlling particular hazardous air pollutants (HAPs).  Title III of
                     the CAAA further directed EPA to develop a list of sources that emit any of
                     189 HAPs, and to develop regulations for these categories  of sources.  To
                     date, EPA has listed 174 categories and  developed  a schedule for the
                     establishment of  emission standards.  The  emission  standards will be
                     developed for both new and existing  sources based on "maximum achievable
                     control  technology (MACT)."  The MACT is defined  as the control
                     technology achieving the maximum degree of reduction in the emission of the
                     HAPs, talcing into account cost and other factors.

                     Title II of the CAA pertains to mobile sources, such as cars, trucks, buses,
                     and planes.  Reformulated gasoline, automobile pollution control devices, and
                     vapor recovery nozzles on gas pumps are a few of the mechanisms EPA uses
                     to regulate mobile air emission sources.

                     Title IV establishes a sulfur dioxide emissions program designed to reduce the
                     formation of acid rain.  Reduction of sulfur dioxide releases will be  obtained
                     by granting to certain sources limited  emissions allowances, which, beginning
                     in 1995, will be set below previous levels of sulfur dioxide releases.

                     Title V of the CAAA of 1990  created a permit program for all "major
                     sources" (and certain other sources) regulated under the CAA.  One purpose
                     of the operating permit is to include in a single document all air emissions
                     requirements that apply to a given facility.  States are developing the permit
                     programs in accordance with guidance and regulations from EPA.  Once a
                     State program is approved by EPA, permits will be issued and monitored by
                     that State.

                     Title VI is intended to protect stratospheric ozone by phasing out the
                     manufacture  of ozone-depleting chemicals and restrict  their use  and
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                  Organic Chemical Industry
                    distribution.   Production of Class I substances, including 15  kinds  of
                    chlorofluorocarbons (CFCs), will be phased out entirely by the year 2000,
                    while certain hydrochlorofluorocarbons (HCFCs) will be phased out by 2030.

                    EPA's Control Technology Center, at (919) 541-0800, provides general
                    assistance and information on CAA standards.  The Stratospheric Ozone
                    Information Hotline, at (800) 296-1996, provides general information about
                    regulations promulgated under Title  VI of the CAA, and EPA's EPCRA
                    Hotline, at (800) 535-0202, answers questions about accidental release
                    prevention under CAA §112(r).   In  addition, the Technology  Transfer
                    Network Bulletin Board System (modem access (919)  541-5742)) includes
                    recent CAA rules, EPA guidance documents, and updates of EPA activities.

VLB. Industry Specific Requirements

                    The organic chemical industry is affected by nearly all federal environmental
                    statutes. In addition, the industry is subject to numerous laws and regulations
                    from state and local governments designed to protect and improve the
                    nation's health, safety, and environment.  A summary of the major  federal
                    regulations affecting the chemical industry follows.  The Synthetic Organic
                    Chemical Manufacturer's Association is undertaking a year-long study  to
                    identify the environmental regulations that apply to their members. The study
                    should be available in early 1996.

       Federal Statutes

       Toxic Substances Control Act (TSCA)

                    TSCA gives the Environmental Protection  Agency comprehensive  authority
                    to regulate  any  chemical  substance whose manufacture, processing,
                    distribution in commerce, use or disposal may present an unreasonable risk of
                    injury to health or the environment. Three sections are of primary importance
                    to the  organic chemical industry.   TSCA §5  mandates that  chemical
                    companies submit pre-manufacture notices that provide information  on health
                    and environmental effects for each new product and test existing products for
                    these effects (40 CFR Part 720). TSCA §4 authorizes the EPA to require
                    testing of certain substances (40 CFR Part 790).  TSCA §6 gives the EPA
                    authority to prohibit,  limit or ban the manufacture,  process and  use  of
                    chemicals (40 CFR Part 750).  To date over  20,000 premanufacturing notices
                    have been filed.
       Clean Air Act
                    The original CAA authorized EPA to set limits on chemical plant emissions.
                    Many of these new source performance standards (NSPS) apply to organic
                    chemical manufacturers including those for flares (40 CFR Part 60 Subpart
                    A), storage vessels (40 CFR Part 60 Subpart K),  synthetic organic chemical
                    manufacturers equipment leaks (40 CFR Part 60 Subpart W),  synthetic
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                   Organic Chemical Industry
                    organic chemicals manufacturers using air oxidation processes (40 CFR Part
                    60 Subpart m), distillation operations (40 CFR Part 60 Subpart NNN),
                    reactor processes (40 CFR Part 60 Subpart RRR), and wastewater (40 CFR
                    Part 60 Subpart YYY).

                    The Clean Air Act Amendments of 1990 set control standards by industrial
                    sources for 41 pollutants to be met by 1995 and for 148 other pollutants to
                    be reached by 2003. Several provisions affect the organic chemical industry.
                    Under the air toxics provisions of the CAAA, more sources are  covered
                    including small businesses.  In April 1994, the EPA proposed regulations to
                    reduce air toxics emissions at chemical plants.  The Hazardous  Organic
                    National Emissions Standard for Hazardous Air Pollutants, also known as
                    HON, covers hundreds of chemical plants and thousands of chemical process
                    units (40 CFR Part 63 Subparts F, G, H, I, J, K).  The HON also  includes
                    innovative provisions such as emissions trading, that offer industry flexibility
                    in complying with the rule's emissions goals.  Subsets of the industry are
                    regulated under other National Emission Standards for Hazardous  Air
                    Pollutants (NESHAP).  These include vinyl chloride manufacturers (40 CFR
                    Part  61  Subpart  F), benzene   emission  from   ethylbenzene/styrene
                    manufacturers (40 CFR Part 61  Subpart I), benzene equipment leaks (40 CFR
                    Part 61 Subpart J), emissions from storage tanks (40 CFR Part 61  Subpart
                    K), benzene emissions from benzene transfer operations  (40 CFR Part 61
                    Subpart BB), and benzene waste operations (40 CFR Part 61 Subpart FF).
                    Another NESHAP that may affect organic chemical manufacturers is that for
                    treatment, storage, and disposal facilities (TSDF) (40 Part CFR 63  Subpart
                    AA). CAAA provisions on oxygenated additives for reformulated  gasoline
                    have also affected the  chemical industry by encouraging production of the
                    oxygenates methyl tert-butyl ether and ethyl tert-butyl ether.

                    Title V of the CAA introduces a new permit system that will require all major
                    sources  to  obtain  operating  permits to  cover all applicable  control
                    requirements. States were required to develop and implement the program
                    in 1993 and the first permits were to be issued in 1995.
       Clean Water Act
                    The Clean Water Act, first passed in 1972 and amended in 1977 and 1987,
                    gives EPA the authority to regulate effluents from sewage treatment works,
                    chemical plants, and other industrial sources into waters. The act sets "best
                    available" technology standards for treatment of wastes for both direct and
                    indirect (to a Publicly Owned Treatment Works) discharges. In 1987, EPA
                    proposed final effluent guidelines for the organic, polymer and synthetic fiber
                    industry. The majority of this rule was upheld by the federal courts.  A final
                    proposal for the remaining portions of the rule was issued in August 1993.
                    The implementation of the guidelines is left to the states who issue National
                    Pollutant Discharge Elimination System (NPDES) permits for each facility.
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                     The Storm Water Rule (40 CFR §122.26(b)(14) Subparts (i, ii)) requires the
                     capture and treatment of stormwater at facilities producing chemicals and
                     allied products, including industrial organic chemical manufacture. Required
                     treatment will  remove from stormwater flows a large  fraction  of both
                     conventional pollutants, such as suspended solids and biological oxygen
                     demand (BOD), as well as toxic pollutants, such as certain metals and organic
                     compounds.
       Superfund
                    The Comprehensive Environmental Response Compensation and Liability Act
                    of 1980 (CERCLA) and the Superfund Amendments and Reauthorization Act
                    of  1986  (SARA)  provide  the  basic  legal framework for the federal
                    "Superfund" program to clean up abandoned hazardous waste sites (40 CFR
                    Part 305). The 1986 SARA legislation extended those taxes for five years
                    and adopted a new broad-based corporate environmental tax.   In  1990,
                    Congress passed a simple reauthorization that did not substantially change the
                    law but extended the program authority until 1994 and the taxing authority
                    until 1995.  The chemical industry (all SIC codes) pays about $300 million a
                    year in Superfund chemical feedstock taxes. A comprehensive reauthorization
                    was considered in 1994.  The industry believes several serious concerns need
                    to be addressed including the liability standard which threatens Potentially
                    Responsible Parties (PRPs) with the entire cost of clean-up at  sites  even
                    though they may be responsible for only a tiny fraction of the waste; clean-up
                    requirements, which are often unaffordable, unattainable, and unjustified by
                    the risks presented by the sites; and the punitive, adversarial nature of the
                    enforcement program.

                    Title in of the 1986 SARA amendments (also known as  Emergency Response
                    and Community Right-to-Know Act, EPCRA) requires all manufacturing
                    facilities, including chemical facilities, to report annual information to the
                    public about stored toxic substances as well as release of these substances into
                    the environment (42 U.S.C. 9601).  This is known  as the Toxic Release
                    Inventory (TRI).  Between 1988 and  1993 TRI  emissions by  chemical
                    companies to air, land, and water were reduced 44 percent.  EPCRA also
                    establishes requirements for federal, state, and local governments regarding
                    emergency planning.  In 1994, over 300 more chemicals were added to the list
                    of chemicals for which reporting is required.
VI.C. Pending and Proposed Regulatory Requirements

Chemical Inventory Update Rule
                    Every four years chemical manufacturers must report to EPA on their
                    manufacture, importation, and,  in  1994,  use of chemicals on the Toxic
                    Substances Control Act inventory.
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                  Organic Chemical Industry
VH. COMPLIANCE AND ENFORCEMENT PROFILE

       Background

                    To date, EPA has focused much of its attention on measuring compliance
                    with specific environmental statutes. This approach allows the Agency to
                    track compliance with the Clean Air Act, the Resource Conservation and
                    Recovery Act, the Clean Water Act, and other environmental statutes.  Within
                    the last several years,  the Agency has begun to supplement single-media
                    compliance  indicators  with  facility-specific,   multimedia indicators  of
                    compliance. In doing so, EPA is in a better position to track compliance with
                    all statutes at the facility level,  and within specific industrial sectors.

                    A major step in building the capacity to compile multimedia data for industrial
                    sectors was the creation of EPA's Integrated Data for Enforcement Analysis
                    (IDEA) system.  IDEA has the capacity to "read into" the Agency's single-
                    media databases, extract compliance records,  and match the records  to
                    individual facilities.  The IDEA system can  match Air, Water,  Waste,
                    Toxics/Pesticides/EPCRA, TRI, and Enforcement Docket records for  a given
                    facility, and generate a list of historical permit, inspection, and enforcement
                    activity. IDEA also has the capability to analyze data by geographic area and
                    corporate holder. As the capacity to generate multimedia compliance data
                    improves,  EPA  will  make  available  more   in-depth  compliance and
                    enforcement information. Additionally, sector-specific measures of success
                    for compliance assistance efforts are under development.

       Compliance and Enforcement Profile Description

                    Using inspection, violation, and enforcement data from the IDEA system, this
                    section  provides  information regarding the  historical  compliance and
                    enforcement activity of this sector.  In order to mirror the facility universe
                    reported in the Toxic Chemical Profile, the data reported within this  section
                    consists of records only from the TRI reporting universe.  With this decision,
                    the selection criteria are consistent across sectors with certain exceptions.
                    For the sectors that do not normally report to the TRI program, data have
                    been provided from EPA's Facility Indexing  System (FINDS) which tracks
                    facilities in all media databases.  Please note, in this section, EPA does not
                    attempt to define the actual number of facilities that fall within each sector.
                    Instead, the section portrays the records of a subset of facilities within the
                    sector that are well defined within EPA databases.

                    As a check on the relative size of the full sector universe,  most notebooks
                    contain an estimated number of facilities within the sector according to the
                    Bureau  of Census (See Section IT).  With sectors dominated by small
                    businesses, such as metal finishers and printers, the reporting universe within
                    the EPA databases may be small in comparison to Census data. However, the
                    group selected for inclusion in this data analysis section should be consistent
                    with this sector's general makeup.
 September 1995
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                   Organic Chemical Industry
                     Following this introduction is a list defining each data column presented
                     within  this section. These values represent a retrospective summary of
                     inspections and enforcement actions, and solely reflect EPA, State, and local
                     compliance assurance activities that have been entered into EPA databases.
                     To identify any changes in trends, the EPA ran two data queries, one for the
                     five calendar years August 10, 1990 to August 9, 1995, and the other for the
                     most recent twelve-month period, August 10, 1994 to August 9, 1995.  The
                     five-year analysis gives  an average  level of activity for that period for
                     comparison to the more recent activity.

                     Because most inspections  focus  on  single-media requirements, the data
                     queries presented in this section are taken from single media databases. These
                     databases do not provide data on whether inspections are state/local or EPA-
                     led. However, the table breaking down the universe of violations does give
                     the reader a crude measurement of the EPA's and states' efforts within each
                     media program. The presented data illustrate the variations across regions for
                     certain sectors/ This variation may be attributable to state/local data entry
                     variations, specific geographic concentrations,  proximity  to  population
                     centers, sensitive ecosystems, highly toxic chemicals used in production, or
                     historical noncompliance. Hence, the exhibited data do not rank regional
                     performance  or necessarily reflect which regions  may  have the  most
                     compliance problems.

Compliance and Enforcement Data Definitions

       General Definitions

                     Facility Indexing System (FINDS) ~ this system assigns a common facility
                     number to EPA single-media  permit records.  The  FINDS identification
                     number  allows EPA to compile and review  all  permit, compliance,
                     enforcement, and pollutant release data for any given regulated facility.

                     Integrated Data for Enforcement Analysis (IDEA) -- is a data integration
                     system that can retrieve  information  from the major EPA program office
                     databases. IDEA uses the FINDS identification number to "glue together"
                     separate data records from EPA's databases.  This is done to create a "master
                     list" of data  records for any given  facility.  Some of the data systems
                     accessible through  IDEA are:  AIRS  (Air Facility Indexing and Retrieval
                     System, Office of Air and Radiation), PCS (Permit Compliance System,
                     Office of Water), RCRIS (Resource Conservation and Recoveiy Information
                     System, Office of Solid Waste), NCDB (National Compliance Data Base,
                     Office  of Prevention,  Pesticides,  and  Toxic  Substances),  CERCLIS
                     (Comprehensive Environmental and Liability Information System, Superfund),
f EPA Regions include the following states: I (CT, MA, ME, RI, NH, VT); II (NJ, NY, PR, VI); III (DC, DE, MD, PA, VA,
WV); IV (AL, FL, GA, KY, MS, NC, SC, TN); V (IL, IN, MI, MN, OH, WI); VI (AR, LA, NM, OK, TX); VII (LA, KS,
MO, NE); VIII (CO, MT, ND, SD, UT, WY); IX (AZ, CA, HI, NV, Pacific Trust Territories); X (AK, ED, OR, WA).
September 1995
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                   Organic Chemical Industry
                     and TRIS (Toxic Release Inventory System). IDEA also contains information
                     from outside sources such as Dun and Bradstreet and the Occupational Safety
                     and Health Administration (OSHA).  Most data queries displayed in notebook
                     sections IV and VII were conducted using IDEA.

       Data Table Column Heading Definitions

                     Facilities in Search -- are based on the universe of TRI reporters within the
                     listed  SIC code range.  For industries not  covered  under TRI reporting
                     requirements, the  notebook uses the FINDS universe  for executing data
                     queries.  The SIC code range selected for each search is defined by each
                     notebook's selected SIC code coverage described in Section II.

                     Facilities Inspected — indicates the level of EPA and state agency facility
                     inspections for the facilities in this data search.  These values show what
                     percentage of the facility universe is inspected in a 12 or 60 month period.
                     This column does not count non-inspectiqnal compliance activities such as the
                     review of facility-reported discharge reports.

                     Number of Inspections  — measures  the  total number of inspections
                     conducted in this sector.  An inspectipn event is counted each time it is
                     entered into a single media database.

                     Average Time Between Inspections — provides an average length of time,
                     expressed in months, that a compliance inspection occurs at a facility within
                     the defined universe.

                     Facilities with One or More Enforcement Actions --  expresses the number
                     of facilities that were  party to  at least one enforcement action within the
                     defined time period.  This category is broken down further into federal and
                     state actions.  Data are obtained for administrative, civil/judicial, and criminal
                     enforcement actions.   Administrative actions include Notices  of Violation
                     (NOVs).  A facility with multiple enforcement actions is only counted once
                     in this column (a facility with three enforcement actions counts as one). All
                     percentages that appear are referenced to the number  of facilities inspected.

                     Total Enforcement Actions — describes the total number of enforcement
                     actions identified for an  industrial sector across all environmental statutes. A
                     facility with multiple enforcement actions is counted multiple times (a facility
                     with three enforcement actions counts as three).

                     State Lead  Actions  —  shows what percentage of the total  enforcement
                     actions are taken by state and local environmental agencies.  Varying levels
                     of use of EPA data systems by states may limit the  volume of actions
                     accorded state enforcement activity.    Some  states  extensively report
                     enforcement activities into EPA data systems, while other states may use their
                     own data systems.
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                   Organic Chemical Industry
                    Federal Lead Actions — shows what percentage of the total enforcement
                    actions are taken by the United States Environmental Protection Agency.
                    This value includes referrals from state agencies. Many of these actions result
                    from coordinated or joint state/federal efforts.

                    Enforcement to Inspection Rate — expresses how often enforcement actions
                    result from  inspections.  This value is  a ratio  of enforcement actions to
                    inspections,  and is presented for comparative purposes only. This measure
                    is a rough indicator of the relationship between inspections and enforcement.
                    This measure simply indicates historically how many enforcement actions can
                    be attributed to inspection activity.  Reported inspections and enforcement
                    actions under the Clean Water Act (CWA), the Clean Air Act (CAA) and the
                    Resource Conservation and Recovery Act (RCRA) are included in this ratio.
                    Inspections  and actions from  the TSCA/FIFRA/EPCRA database are not
                    factored into this ratio because most  of the actions taken under these
                    programs are not the result of facility inspections. This ratio does not account
                    for enforcement actions arising from non-inspection compliance monitoring
                    activities (e.g., self-reported water discharges) that can result in enforcement
                    action within the CAA, CWA, and RCRA.

                    Facilities with One or More Violations Identified ~ indicates the number
                    and percentage of inspected facilities having a violation identified in one of the
                    following data categories:  In  Violation or  Significant Violation  Status
                    (CAA); Reportable Noncompliance, Current Year Noncompliance, Significant
                    Noncompliance (CWA); Noncompliance and Significant Noncompliance
                    (FIFRA, TSCA, and EPCRA); Unresolved Violation and Unresolved High
                    Priority Violation (RCRA). The values presented for this  column reflect the
                    extent of noncompliance within the measured time frame, but do not
                    distinguish between the severity of the noncompliance. Percentages within
                    this  column  can exceed 100 percent because facilities can be in violation
                    status without being inspected.  Violation status may be a precursor to an
                    enforcement action, but does  not necessarily indicate that an enforcement
                    action will occur.

                    Media Breakdown of Enforcement Actions and Inspections —  four
                    columns identify the proportion of total inspections and enforcement actions
                    within EPA Air, Water, Waste, and TSCA/FIFRA/EPCRA databases. Each
                    column is a percentage of either the "Total Inspections,"  or the  "Total
                    Actions" column.
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                   Organic Chemical Industry
VILA. Organic Chemicals Compliance History
                    Exhibit 26 provides an overview of the reported compliance and enforcement
                    data for the organic chemical industry over the past five years (August 1990
                    to August 1995). These data are also broken out by EPA Region thereby
                    permitting geographical comparisons. A few points evident from the data are
                    listed below.

                    •      About 77 percent  of the  organic  chemical  producing facilities
                           identified in the IDEA search were inspected in the past five years.
                           These facilities were inspected on average every six months.

                    •      Those facilities with one or  more  enforcement actions had, on
                           average, over the five year period, almost five enforcement actions
                           brought against them.

                    •      The complexity of reactions and diversity among and within facilities
                           makes it difficult to  generalize about the types of compliance
                           problems facilities will face.
September 1995
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Sector Notebook Project
                 Organic Chemical Industry





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92
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Sector Notebook Project
                   Organic Chemical Industry
V1I.B. Comparison of Enforcement Activity Between Selected Industries

                     Exhibits 27 and 28 allow the compliance history of the organic chemical
                     industry to be compared with the other industries covered by the industry
                     sector notebooks.  Comparisons between Exhibits 27 and 28 permit the
                     identification of trends in compliance and enforcement records of the industry
                     by comparing data covering the last five years to that of the past year.  Some
                     points evident from the data are listed below.

                     •      The organic  chemical industry  has a relatively high frequency of
                           inspections compared to the other sectors shown.  On average,
                           organic chemical facilities were inspected every six months.

                     •      Over the last five years, the organic chemical industry has had a
                           relatively high ratio of  enforcement actions to inspections.  This
                           relatively high ratio has continued in the past year.

                     •      Of the sectors shown, the organic chemical industry has one of the
                           highest percentage of EPA led enforcement actions versus state led
                           actions.
                    Exhibits 29 and 30 provide a more in-depth comparison between the organic
                    chemical industry and other sectors by breaking out the compliance and
                    enforcement data by environmental statute. As in Exhibits 29 and 30, the data
                    cover the last five years (Exhibit 27) and the previous year (Exhibit 28) to
                    facilitate the identification of recent trends. A few points evident from the
                    data are listed below.

                    •      Over the past five years, RCRA has accounted for the largest share of
                           inspections and enforcement actions at  organic chemical facilities;
                           This trend has increased over the past year.

                    •      The share of enforcement actions and inspections has decreased in the
                           past year for the Clean Water Act and FIFRA/TSCA/EPCRA/Other
                           and has increased for the Clean Air Act and RCRA in comparison to
                           the previous five years.
September 1995
93
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Sector Notebook Project
                Organic Chemical Industry






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Sector Notebook Project
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                                     96
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-------
Sector Notebook Project
                 Organic Chemical Industry

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-------
Sector Notebook Project
                  Organic Chemical Industry
Vn.C. Review of Major Legal Actions
                    This section provides summary information about major cases that have
                    affected this sector,  and a list of Supplementary Environmental Projects
                    (SEPs).  SEPs are compliance agreements that reduce a facility's stipulated
                    penalty in return for  an environmental project that exceeds the value of the
                    reduction. Often, these projects fund pollution prevention activities that can
                    significantly reduce the future pollutant loadings of a facility.

       VII.C.1. Review of major cases

                    Historically, OECA's Office of Enforcement Capacity and Outreach does not
                    regularly compile information related to major cases and pending litigation
                    within an industry sector.  The staff are willing to pass along such information
                    to Agency staff as requests are made. In addition, summaries of completed
                    enforcement actions are published  each fiscal  year  in the Enforcement
                    Accomplishments Report. To date, these summaries are not organized by
                    industry sector.  (Contact: Office of Enforcement Capacity and Outreach,
                    202-260-4140)

       VH.C.2. Supplementary Environmental Projects (SEPs)

                    Supplemental environmental projects (SEPs) are negotiated environmental
                    projects such that a fraction of the costs may be applied to their fine.
                    Regional summaries of SEPs actions undertaken in the 1993 and 1994 federal
                    fiscal year were reviewed. Seventeen projects were undertaken that involved
                    organic chemical manufacturing facilities, as shown in the following table.
                    CERCLA violations engendered approximately half of all projects.  Other
                    actions were associated withEPCRA, CAA, RCRA and TSCA violations; the
                    specifics of the original violations are not known.

                    The majority of SEPs  were done  in Region VI.   Taken alone, Texas
                    accounted for approximately one-third of all projects (6  of 17). The fact that
                    only one fifth of all organic chemical manufactures are located in Region VI;
                    may suggest that negotiating SEPs is a regional priority.

                    One project was conducted at a facility that manufactured both inorganic and
                    organic chemicals.  This project has been included in both industry sector
                    project summaries.  Unlike other sectors, none of the  organic chemical
                    manufacturing SEPs  undertaken in FY-1993 and FY-1994 involved specific
                    manufacturing process changes. The SEPs fall into two categories:

                    •      Non-process related projects: Eleven of the seventeen SEPs involved
                           projects not directly related to the organic chemical manufacturing
                           process or its outputs. Ten of these projects involved a contribution
                           to the Local Emergency Planning Committee (LEPC).  Contributions
                           ranged from donation of equipment (e.g., computer systems and
                           emergency materials) to training programs for LEPC members. One
 September 1995
98
SIC 286

-------
Sector Notebook Project
                  Organic Chemical Industry
                           project involved the replacement of QA/QC lab equipment with less
                           solvent-requiring alternatives.  The other project involved removing
                           and properly disposing of 26 PCB capacitors.   Cost to  company
                           ranged from $3,000 to $257,000 for these projects.

                           Control and recovery technology improvement/installation: In four of
                           the  projects, control or  recovery technologies  were installed  or
                           upgraded to reduce toxic chemical production from manufacturing
                           processes. Cost for project implementation ranged from $125,000 to
                           $200,000.
September 1995
99
SIC 286

-------
Sector Notebook Project
                 Organic Chemical Industry
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-------
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                                Organic Chemical Industry
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September 1995
              101
                                           SIC 286

-------

-------
Sector Notebook Project
                   Organic Chemical Industry
VHI. COMPLIANCE ACTIVITIES AND INITIATIVES

                    This section highlights the activities undertaken by this industry sector and
                    public  agencies  to  voluntarily  improve the  sector's  environmental
                    performance.   These activities  include those  independently initiated by
                    industrial trade associations.  In this section, the notebook also contains a
                    listing and description of national and regional trade associations.

VDI.A. Sector-related Environmental Programs and Activities

                    Chemical Manufacturer's  Association and EPA are discussing developing
                    plant level compliance guides, auditing protocols, and training materials for
                    new regulations.

VIII.B. EPA Voluntary Programs
33/50 Program
                    The "33/50 Program" is EPA's voluntary program to reduce toxic chemical
                    releases and transfers of seventeen chemicals from manufacturing facilities.
                    Participating companies pledge to reduce their toxic chemical releases and
                    transfers by 33 percent as of 1992 and by 50 percent as of 1995 from the 1988
                    baseline year. Certificates of Appreciation have been given out to participants
                    meeting their 1992 goals.  The list of chemicals includes seventeen high-use
                    chemicals reported in the Toxics Release Inventory. Exhibit 32 lists those
                    companies participating in the 33/50 program that reported the SIC code 286
                    to TRI.   Many of the  companies shown listed multiple SIC codes and,
                    therefore, are likely to carry out operations in addition to organic chemical
                    manufacturing.  The SIC codes reported by each company are listed in no
                    particular order.  In addition, the number of facilities within each company
                    that are participating in the 33/50 program and that report SIC 286 to TRI is
                    shown. Finally, each company's total 1993 releases and transfers of 33/50
                    chemicals  and  the  percent  reduction in  these chemicals since 1988 are
                    presented.

                    The organic chemicals industry as a whole used, generated or processed all
                    seventeen target TRI chemicals. Of the target chemicals, benzene, toluene,
                    xylenes and methyl isobutyl ketone are released most frequently and in similar
                    quantities.  Significant amounts of methyl ethyl ketone are also released,
                    although  it is only the seventh most frequently reported 33/50 chemical.
                    These five toxic chemicals account for about eight percent of TRI releases and
                    transfers from organic chemicals facilities.  From Exhibit 32, 115 companies
                    representing 335 facilities listed under SIC 286 are currently participating in
                    the 33/50 program. They account for 34 percent of the 986 facilities carrying
                    out organic chemicals manufacturing operations (as identified by the  1992
                    Census of Manufacturers), which is significantly higher than the average for
                    all industries of 14  percent participation. (Contact: Mike Burns, 202-260-
                    6394 or the 33/50 Program 202-260-6907)
September 1995
103
SIC 286

-------
Sector Notebook Project
                 Organic Chemical Industry
Exhibit 32: 33/50 Program Participants Reporting SIC 286
(Organic Chemicals)
Parent Company
A, W, Chesterton Company
Air Products And Chemicals
Akzo Nobel Inc.
Albcmarle Corporation
Allied-Signal Inc.
American Home Products Corp.
American Pctrofina Holding Co.
Amoco Corporation
Anstcch Chemical Corporation
Arrow Eng, Inc.
Ashlfind Oil Inc.
Atlantic Richfield Company
B F Goodrich Company-
BASF Corporation
Baxter International Inc.
Bordcn Chcm. & Plas. Ltd. Partner
Borden Inc.
BP America Inc.
Buffalo Color Corporation
CPU Holding Corporation
Capital Resin Corporation
Chcmdesign Corporation
Chemical Solvents Inc.
Chevron Corporation
Ciba-Gcigy Corporation
Citgo Petroleum Corporation
Coopers Creek Chemical
Cronipton & Knowles Corporation
Cytcc Industries
Dcgussa Corporation
Dow Chemical Company
Dow Corning Corporation
City, State
Stoneham, MA
Allentown, PA
Chicago, IL
Richmond, VA
Morristown, NJ
New York, NY
Dallas, TX
Chicago, IL
Pittsburgh, PA
Dalton, GA
Russell, KY
Los Angeles, CA
Akron, OH
Parsippany, NJ
Deerfield, IL
Columbus, OH
New York, NY
Cleveland, OH
Parsippany, NJ
Chicago, IL
Columbus, OH
Fitehburg, MA
Cleveland, OH
San Francisco, CA
Ardsley.NY
Tulsa, OK
West Conshohocken, PA
Stamford, CT
WestPaterson.NJ
RidgefieldPark.NJ
Midland, MI
Midland, MI
SIC Codes
Reported
2869,3053,3561
2873, 2869
2819,2869
2869
2819,2869
2833, 2869
2865
2865
2865
2843,2865,2869
2865
2865,2869
2869
2869,2865,2819
2869
2813,2821,2869
2869,2821
2869
2865
2869
2869,2821
2869
2869
2865
2879,2821,2865
2911,2819,2869
2865
2865
2819,2869
2819,2869,2879
2800,2819,2821
2869,2822,2821
Number of
Participating
Facilities
1
6
5
3
10
3
1
10
4
1
3
3
4
6
1
1
1
2
1
1
1
2
2
4
4
1
1
5
2
1
5
2
1993 Releases
and Transfers
Cbs)
13,250
144,876
930,189
1,005,108
2,080,501
1,210,834
747,799
4,632,163
196,400
250
723,562
2,435,248
621,207
1,157,548
42,570
12,662
1,644,614
1,597,404
10,705
7,003
62,850
47,435
955,751
2,794,502
1,875,028
1,164,354
19,690
30,239
1,074,646
676,418
2,769,363
1,134,610
% Reduction
1988 to
1993
65
50
13
51
50
50
40
50
18
50
50
2
50
50
80
***
*
24
8
50
50
*
***
50
50
20
20
50
50
***
50
16
September 1995
104
SIC 286

-------
Sector Notebook Project
                  Organic Chemical Industry
Exhibit 32: 33/50 Program Participants Reporting SIC 286
(Organic Chemicals)
Parent Company
DSM Finance USA Inc.
E. I. Du Pont De Nemours & Co.
Eastman Kodak Company
Elf Aquitaine Inc.
EM Industries Incorporated
Engelhard Corporation
Ethyl Corporation
Exxon Corporation
Ferro Corporation
First Mississippi Corporation
FMC Corporation
Gaf Corporation
Gencorp Inc.
General Electric Company
Georgia Gulf Corporation
Georgia-Pacific Corporation
Goodyear Tire & Rubber Co.
Henkel Corporation
f-Iercules Incorporated
HM Anglo-American Ltd.
Hoechst Celanese Corporation
Hoffman-La Roche
[CI Americas
International Paper Company
James River Corp Virginia
Johnson & Johnson
Kalama Chemical
Laidlaw Environmental Services
Laroche Holdings Inc.
Lubrizol Corp.
Lyondell Petrochemical Co.
Vlallinckrodt Group Inc.
Merck & Co. Inc.
Vtiles Inc.
City, State
Wilmington, DE
Wilmington, DE
Rochester, NY
New York, NY
Hawthorne, NY
Iselin,NJ
Richmond, VA
Irving, TX
Cleveland, OH
Jackson, MS
Chicago, IL
Wayne, NJ
Akron, OH
Fairfield, CT
Atlanta, GA
Atlanta, GA
Akron, OH
King Of Prussia, PA
Wilmington, DE
New York, NY
Somerville, NJ
Nutley, NJ
Wilmington, DE
Purchase, NY
Richmond, VA
New Brunswick, NJ
Seattle, WA
Columbia, SC
Atlanta, GA
Wickliffe, OH
Houston, TX
Saint Louis, MO
Rahway, NJ
Pittsburgh, PA
SIC Codes
Reported
2869,2873
2865,2824,2821
2869,2865
2869,2821,2819
5169,2869,2899
2816,2865,2819
2869
2869
2819,2869
2865
2879,2869,2819
2869, 2865, 2834
3764,2892,3761
2821,2812,2869
2865,2812,2819
2611,2631,2861
2865, 2869
2869
2861,2821,2869
2869
2869,2821
2869, 2879, 2844
2869, 3089
2861
2621,2611,2869
2833, 2869
2865, 2869
2819,2869
2812,2869
2869
2869,2821
2869, 2873
2833, 2869, 2879
2865
Number of
Participating
Facilities
1
16
\ 4
4
1
1
2
6
3
2
2
3
1
3
2
1
3
4
2
1
12
1
3
2
1
1
1
1
1
4
1
5
1
7
1993 Releases
and Transfers
Obs)
964,346
11,740,853
5,827,091
273,274
9,055
236,302
251,519
2,469,930
165,529
200,977
502,318
944,730
5,453,359
5,010,856
39,480
2,722,182
3,932,157
164,363
5,014,664
1,265,741
2,603,661
902,929
165,162
2,784,831
961,588
317,843
214,665
8,167
81,470
466,871
285,430
775,206
1,456,238
1,095,504
% Reduction
1988 to
1993
32
50
50
43
15
50
46
50
50
***
50
44
34
50
80
50
50
55
50
2
50
62
50
50
53
65
37
***
*
50
57
50
50
40
September 1995
105
SIC 286

-------
Sector Notebook Project
                 Organic Chemical Industry
Exhibit 32: 33/50 Program Participants Reporting SIC 286
(Organic Chemicals)
Pnrent Company
Millikcn & Company
Milliporc Corporation
Mobil Corporation
Monsanto Company
Moore Business Forms (Del)
Morgan Stanley Leveraged Fund
Morton International Inc.
Nalco Chemical Company
Nashua Corp.
Occidental Petroleum Corp.
Olin Corporation
PCR Group Inc.
PCL Group Inc.
Perkin-Elmcr Corporation
Philip Morris Companies Inc.
Phillips Petroleum Company
PPG Industries Inc.
Procter & Gamble Company
Quantum Chemical Corporation
Rexcne Corporation
Rhone-Poulcnc Inc.
Rohm and Haas Company
Rubicon Inc.
Sandoz Corporation
Sartomcr Company Inc.
Schcncetady Chemical Inc.
Shell Petroleum Inc.
Shepherd Chemical Co.
Standard Chlorine Chemical Co.
Stcpan Company
Sterling Chemicals Inc.
Syntex Usa Inc.
Texaco Inc.
Texas Olcfins Company
City, State
Spartanburg, SC
Bedford, MA
Fairfax, VA
Saint Louis, MO
Lake Forest, IL
New York, NY
Chicago, IL
Naperville, IL
Nashua, NH
Los Angeles, CA
Stamford, CT
Jacksonville, FL
Cincinnati, OH
Norwalk, CT
New York, NY
Bartlesville, OK
Pittsburgh, PA
Cincinnati, OH
Iselin.NJ
Dallas, TX
Monmouth Junction, NJ
Philadelphia, PA
Geismar, LA
New York, NY
Exton,PA
Schenectady, NY
Houston, TX
Cincinnati, OH
Kearny, NJ
Northfield, IL
Houston, TX
Palo Alto, CA
White Plains, NY
Houston, TX
SIC Codes
Reported
2869, 2843, 2865
2869
2911,2869
2824,2869,2821
2761,2865,2821
2869
2821,2891,2879
2869,2899,2819
2672, 3572, 3577
2869
2869,2841,2843
2869
2865, 2873, 2879
3826, 2869
2022, 2869
2869,2821
2812,2816,2869
2869
2821,2869
2821,2869
2879,2869
2869
2865, 2869, 2873
2865
2821,2869,2899
2821,2869
2869
2819,2869
2865,2819
2843,2865,2869
2869,2865,2819
2833,2048,2869
2869
2869
Number of
Participating
FaciUties
1
1
5
11
1
1
4
4
1
10
3
1
1
1
1
4
3
3
5
1
5
5
1
1
1
1
4
1
1
1
1
2
4
1
1993 Releases
and Transfers
(Ibs)
13,500
65,529
4,263,284
1,683,580
107,091
2,166,420
721,216
107,651
1,818,504
8,896,126
574,673
26,510
471,405
25,865
259,053
2,367,877
2,772,331
612,520
289,235
128,054
1,437,778
1,210,244
134,306
104,490
41,893
239,285
3,240,716
828
48,246
25,186
182,216
499,873
514,803
214
% Reduction
1988 to
1993
50
50
50
23
42
13
20
50
**
19
70
3
***
*
**
50
50
*
50
50
50
50
75
50
*
***
55
72
***
***
65
33
50
33
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Exhibit 32: 33/50 Program Participants Reporting SIC 286
(Organic Chemicals)
Parent Company
Unilever United States Inc.
Union Camp Corporation
Union Carbide Corporation
Uniroyal Chemical Corporation
United Organics Corp.
UOP
Veba Corporation
Velsicol Chemical Corporation
Vista Chemical Company
Vulcan Materials Company
Wacker Chemical Corporation
Walter Industries Inc.
Westvaco Corporation
Witco Corporation
Zeneca Holdings Inc.
City, State
New York, NY
Wayne, NJ
Danbury, CT
Middlebury, CT
Williamston,NC
Des Plaines, IL
Houston, TX
Rosemont, IL
Houston, TX
Birmingham, AL
Williamsburg, VA
Tampa, FL
New York, NY
New York, NY
Wilmington, DE
SIC Codes
Reported
2821,2891,2869
2869
2821,2869
2822, 2869, 2879
2869
2819,2869
2869, 2992
2865,2819,2869
2821,2869
2869,2812
2821,2891,2869
2869
2861
2869,2899,2841
2869,2843,2899
Number of
Participating
Facilities
3
4
7
2
1
2
3
2
3
2
1
1
2
6
5
1993 Releases
and Transfers
(Ibs)
164,034
835,696
728,129
1,970,357
14,127
14,169
24,254
224,664
106,497
679,566
772
859,751
877,866
327,611
1,609,047
% Reduction
1988 to
1993
50
50
50
20
*
50
10
50
50
85
*
***
50
50
*
* = not quantifiable against 1988 data.
** = use reduction goal only.
*** = no numerical goal.
Source: U.S. EPA, Toxics Release Inventory, 1993.
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Environmental Leadership Program
Project XL
                     The Environmental Leadership Program (ELP) is a national initiative piloted
                     by EPA and state agencies in which facilities have volunteered to demonstrate
                     innovative approaches to environmental management and compliance.  EPA
                     has selected 12 pilot projects at industrial facilities and federal installations
                     which will demonstrate the principles of the ELP program. These principles
                     include:  environmental  management  systems,  multimedia  compliance
                     assurance,  third-party  verification  of  compliance,  public  measures of
                     accountability, community involvement, and mentor programs. In return for
                     participating, pilot participants receive public  recognition and are given a
                     period of time to correct any violations discovered during these experimental
                     projects.

                     Forty proposals were received from companies, trade associations, and federal
                     facilities representing many manufacturing and service sectors.  One chemical
                     company's proposal was accepted (Ciba Geigy of St. Gabriel, LA).  Another
                     chemical firm  (Akzo  Chemicals  of Edison, NJ),  one pharmaceutical
                     manufacturer (Sch'ering Plough of Kenilworth, NJ) and one manufacturer of
                     agricultural  chemicals  (Gowan Milling of Yuma,  AZ) have submitted
                     proposals. (Contact: Tia-Ming Chang, ELP Director 202-564-5081 or Robert
                     Fentress 202-564-7023)
                     Project XL was initiated in March 1995 as a part of President Clinton's
                     Reinventing Environmental Regulation initiative.  The projects seek to
                     achieve cost  effective environmental benefits by allowing participants to
                     replace or modify existing regulatory requirements on the condition that they
                     produce greater environmental benefits.  EPA and program participants will
                     negotiate and sign a Final Project Agreement, detailing specifc objectives that
                     the regulated entity shall satisfy.  In exchange, EPA will allow the participant
                     a certain degree of regulatory flexibility and may seek changes in underlying
                     regulations or statutes.  Participants are encouraged to seek stakeholder
                     support from local governments, businesses, and environmental groups.  EPA
                     hopes to implement fifty pilot projects in four categories including facilities,
                     sectors,  communities, and  government  agencies regulated  by  EPA.
                     Applications  will be accepted on a rolling basis and projects will move to
                     implementation within six months of their selection.   For  additional
                     information regarding XL Projects, including application procedures and
                     criteria, see the May 23, 1995 Federal Register Notice. (Contact: Jon Kessler
                     at EPA's Office of Policy Analysis 202 260-4034)
Green Lights Program
                     EPA's Green Lights program was initiated in 1991  and has the goal of
                     preventing pollution by encouraging U.S. institutions to use energy-efficient
                     lighting technologies. The program has over 1,500 participants which include
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                     major corporations; small and medium sized businesses; federal, state, and
                     local governments; non-profit groups; schools; universities; and health care
                     facilities. Each participant is required to survey their facilities and upgrade
                     lighting wherever it is profitable. EPA provides technical assistance to the
                     participants through a decision  support software package, workshops and
                     manuals, and a financing registry.  EPA's Office of Air and Radiation is
                     responsible for operating the Green Lights Program. (Contact: Maria Tikoff
                     at 202-233-9178 or the Green Light/Energy Star Hotline at 202-775-6650)
 WasteWi$e Program
                     The WasteWiSe Program was started in 1994 by EPA's Office of Solid Waste
                     and Emergency Response. The program is aimed at reducing municipal solid
                     wastes by promoting  waste minimization, recycling collection,  and the
                     manufacturing and purchase of recycled products. As of 1994, the program
                     had about 300 companies  as  members,  including a number of  major
                     corporations.  Members agree to identify and implement actions to reduce
                     their solid wastes and must provide EPA with their waste reduction goals
                     along  with yearly  progress reports.   EPA, in turn,  provides technical
                     assistance to member companies and allows the use of the WasteWi$e logo
                     for promotional purposes.  (Contact: Lynda Wynn  202-260-0700 or the
                     WasteWiSe Hotline at 800-372-9473)
Climate Wise Recognition Program
NICE3
                    The Climate Change Action Plan was initiated in response to the U.S.
                    commitment to reduce greenhouse gas emissions in accordance with the
                    Climate Change Convention of the 1990 Earth Summit.  As part of the
                    Climate Change Action Plan, the  Climate Wise Recognition Program is a
                    partnership initiative run jointly by EPA and the Department of Energy.  The
                    program is designed to reduce greenhouse gas emissions by encouraging
                    reductions across all sectors of the economy, encouraging participation in the
                    full range of Climate Change Action Plan initiatives, and fostering innovation.
                    Participants in the program are required to identify and commit to actions that
                    reduce greenhouse gas emissions. The program, in turn, gives organizations
                    early recognition  for  their  reduction  commitments; provides  technical
                    assistance through consulting services, workshops, and guides; and provides
                    access to the program's centralized information system. At EPA, the program
                    is operated by the Air and Energy Policy Division within the Office of Policy
                    Planning and Evaluation.  (Contact: Pamela Herman 202-260-4407)
                    The U.S. Department of Energy and EPA's Office of Pollution Prevention are
                    jointly  administering  a grant program called  The  National  Industrial
                    Competitiveness through Energy, Environment, and Economics (NICE3).  By
                    providing grants of up to 50 percent of the total project cost, the program
                    encourages industry to reduce industrial waste at its source and become more
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                    energy-efficient and cost-competitive through waste minimization efforts.
                    Grants are used by industry to design, test, demonstrate, and  assess the
                    feasibility of new processes and/or equipment with the potential to reduce
                    pollution and increase  energy efficiency.  The  program is open to  all
                    industries; however, priority is given to proposals from participants in the pulp
                    and  paper, chemicals, primary metals,  and petroleum and coal products
                    sectors.  (Contact: DOE's Golden Field Office 303-275-4729)

VIII.C. Trade Association/Industry Sponsored Activity

       Vm.C.1. Environmental Programs

                    The Global Environmental Management Initiative (GEMI) is made up of
                    group of leading companies dedicated to fostering  environmental excellence
                    by business. GEMI promotes a worldwide business ethic for environmental
                    management and sustainable development, to improve the environmental
                    performance of business through example and leadership. In 1994, GEMTs
                    membership  consisted of about 30  major  corporations including Union
                    Carbide Corporation and Dow  Chemical.

                    Center for Waste Reduction Technologies under the aegis of the American
                    Institute  of  Chemical   Engineers  sponsored   research on  innovative
                    technologies to reduce waste  in the  chemical processing industries.  The
                    primary mechanism is through funding of academic research.

                    The National Science Foundation and the Environmental Protection Agency's
                    Office of Pollution Prevention and Toxics signed an agreement in January of
                    1994 to coordinate the two agencies' programs of basic research related to
                    pollution prevention.  The collaboration will stress research in the use of less
                    toxic chemical and synthetic feedstocks, use of  photochemical processes
                    instead of traditional  ones that  employ toxic reagents, use of recyclable
                    catalysts to reduce metal contamination,  and use of natural feedstocks when
                    synthesizing chemicals in large  quantities.

                    The Chemical Manufacturer's Association funds research on issues of
                    interest to their members particularly in support of their positions on proposed
                    or possible  legislation.  They  recently funded a study to characterize the
                    environmental fate of organochlorine compounds.

                    ISO 9000 is a series  of international total quality management  guidelines.
                    After a successful independent audit of their management plans, firms are
                    qualified to be ISO 9000 registered. In June of 1993, the International
                    Standards  Organization  created a technical committee to work on new
                    standards for environmental management systems.

                    The Responsible  Care®  Initiative  of the Chemical Manufacturer's
                    Association requires all members  and partners to continuously improve their
                    health, safety, and environmental performance in a manner that is responsive
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                    to the public. Launched in 1988, the Responsible Care® concepts are now
                    being applied in 36 countries around the world.  Responsible Care® is a
                    comprehensive, performance-oriented initiative composed often progressive
                    Guiding Principles and six board Codes of Management Practices.  These
                    Management Practices cover all aspects of the chemical industry's operations,
                    from  research  to  manufacturing, distribution, transportation,  sales and
                    marketing, and to downstream users  of chemical products.  Through
                    Responsible Care®, CMA members and partners gain insight from the public
                    through, among other means, a national Public Advisory Panel and over 250
                    local  Community  Advisory Panels.   This,  coupled with the fact that
                    participation in Responsible Care® is an obligation of membership with the
                    Chemical Manufacturer's Association, make this performance improvement
                    initiative  unique.   The  Synthetic  Organic  Chemical  Manufacturer's
                    Association whose membership consists of smaller batch and custom chemical
                    manufacturers with typically fewer than 50 employees and less than $50
                    million in annual  sales, encourages  its members to achieve continuous
                    performance improvement in their health, safety, and environmental programs
                    through implementation of the chemical  industry's Responsible Care®
                    initiative.  SOCMA is a partner in Responsible Care®.
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       Vm.C.2. Summary of Trade Associations

                    American Chemical Society
                    1155 16th Street, NW
                    Washington, D.C. 20036
                    Phone: (202) 872-8724
                    Fax: (202) 872-6206
                  Budget: $192,000,000
                  Staff: 1700
                  Members: 145,000
                    The American Chemical Society (ACS) has an educational and research focus.
                    The ACS produces approximately thirty different industry periodicals and
                    research journals, including Environmental Science and Technology and
                    Chemical Research in Toxicology.   In addition to publishing, the ACS
                    presently conducts studies and surveys; legislation monitoring, analysis, and
                    reporting; and operates a variety of educational programs.  The ACS library
                    and on-line information services are extensive.  Some available on-line
                    services are Chemical Journals Online, containing the full text of 18 ACS
                    journals, 10 Royal Society of Chemistry journals, five polymer journals and
                    the Chemical Abstracts Service, CAS, which provides a variety of information
                    on chemical compounds.  Founded in  1876, the ACS is presently comprised
                    of 184 local groups and 843 student groups nationwide.
                    Chemical Manufacturer's Association
                    2501 M St., NW
                    Washington, D.C. 20037
                    Phone:(202)887-1100
                    Fax: (202) 887-1237
                      Members: 185
                      Staff: 246
                      Budget: $36,000,000
                    A principal focus of the Chemical Manufacturer's Association (CMA) is on
                    regulatory issues facing chemical manufacturers at the local, state, and federal
                    levels. At its inception in 1872, the focus of CMA was on serving chemical
                    manufacturers through research. Research is still ongoing at CMA. Member
                    committees, task groups, and work groups routinely sponsor research and
                    technical data collection that is then provided to  the public in support of
                    CMA's advocacy.  Much additional research takes place through the
                    CHEMSTAR® program. CHEMSTAR® consists of a variety of self-funded
                    panels working on single-chemical research agendas.  This research fits within
                    the overall regulatory focus of CMA; CHEMSTAR® study results are
                    provided to both CMA membership and regulatory agencies. Other initiatives
                    include the Responsible Care®  program, which includes six codes of
                    management practices designed to go beyond simple regulatory compliance.
                    CAM is currently developing measurement and  appropriate verification
                    systems for these codes.  CMA also conducts workshops and technical
                    symposia, promotes in-plant safety, operates a chemical emergency center
                    (CHEMTREC®) which offers guidance in chemical emergency situations, and
                    operates the Chemical Referral Center which provides chemical health and
                    safety information to the public.  Publications  include the  annual U.S.
                    Chemical Industry Statistical Handbook, containing  detailed data on the
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                    industry; Responsible Care  in Action, the 1993-94 progress  report on
                    implementing Responsible Care®; and Preventing Pollution: A Chemical
                    Industry Progress Report (1988-1992), summarizing waste generation and
                    reduction data for the years 1988-92.  CMA holds an annual meeting for its
                    membership in White Sulphur Springs, WV.
                    Ethylene Oxide Industry Council
                    2501 M St. NW, Ste. 330
                    Washington, DC 20037
                    Phone:(202)887-1198

                    The Ethylene Oxide Industry Council (EOIC), founded in 1981, is an example
                    of  a panel group within  the CHEMSTAR® program of the Chemical
                    Manufacturer's Association (CMA). The EOIC consists of ethylene oxide
                    producers and users. Ethylene oxide is used in the manufacture of antifreeze
                    and polyester fibers, and is widely used as a sterilizing agent.  The EOIC
                    develops scientific, technological, and  economic data on the safe use and
                    manufacture of ethylene oxide.  Other duties include informing scientific and
                    governmental organizations of the industry's views and interests.
                    Synthetic Organic Chemicals
                    Manufacturer's Association
                    1100  New   York  Avenue,
                    Washington, D.C. 20005
                    Phone: (202) 414-4100
                    Fax: (202) 289-8584
        NW
                Members: 250
                Staff: 50
                    Synthetic Organic Chemicals Manufacturer's Association (SOCMA) is the
                    national trade  association  representing the legislative,  regulatory,  and
                    commercial interests of some 250 companies that manufacture, distribute, or
                    market organic chemicals. Most of SOCMA's members are batch and custom
                    chemical manufacturers who are the highly innovative, entrepreneurial and
                    customer-driven sector of the U.S. chemical industry.  The majority of
                    SOCMA's members are small businesses with annual sales of less than $50
                    million and fewer than 50  employees.   SOCMA assists its members in
                    improving their environmental, safety,  and health performance through
                    various programs focusing  on continuous improvement.   A bi-monthly
                    newsletter provides information on legislative and regulatory developments,
                    as well as on education and training opportunities. SOCMA holds an annual
                    meeting in May and also sponsors INFORMEX, the largest custom chemical
                    trade show in the U.S.  In  addition, SOCMA's Association Management
                    Center includes two dozen self-funded groups that focus on single chemical
                    issues.
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                    Chemical Specialties Manufacturer's
                    Association
                    1913 I St. NW
                    Washington, D.C. 20006
                    Phone:(202)872-8110
                    Fax:(202)872-8114
                      Members: 425
                      Staff: 31
                    This organization represents the manufacturers of such specialty chemical
                    products as pesticides, cleaners, disinfectants, sanitizers, and polishes. The
                    Chemical Specialties Manufacturer's Association (CSMA) was founded in
                    1914.  Today, the CSMA works with federal and state agencies and public
                    representatives,  to provide their membership with information on govern-
                    mental activities and scientific developments.  Some committees include:
                    Government Affairs Advisory and Scientific Affairs.  Publications include the
                    quarterly Chemical Times & Trends, the biweekly Legislative Reporter, and
                    compilations  of laws and regulations.   CSMA holds an annual December
                    meeting in Washington, D.C.
                    Halogenated Solvents Industry Alliance
                    1225 19th St. NW, Ste. 300
                    Washington, D.C. 20036
                    Phone: (202) 223-5890
                       Members: 200
                       Budget: $1,400,000
                    The goal of the Halogenated Solvents Industry Alliance (HSIA) is to develop
                    programs to address problems involving halogenated solvents. The group is
                    actively involved in legislative and regulatory issues affecting the industry,
                    providing industry comments and information to agencies, and representing
                    the industry at administrative hearings. The HSIA also sponsors  working
                    groups on issues specific to  the solvent industry.  Publications include the
                    bimonthly newsletter Halogenated Solvents Industry Alliance, which includes
                    a listing of publications available from the group and the monthly newsletter
                    Solvents Update, which covers regulatory development and HSIA actions.
                    Methyl Chloride Industry Association
                    c/o Robert Sussman
                    Latham and Watkins
                    1001 Pennsylvania Ave. NW, Ste. 1300
                    Washington, D.C. 20004
                    Phone: (202) 637-2200

                    The Methyl Chloride Industry Association (MCIA) was founded in 1981 to
                    meet the needs of the methyl chloride manufacturing industry on the issue of
                    government regulation.  The group participates in EPA rulemakings as an
                    industry representative.  The MCIA has no publications or annual meetings.
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                    American Institute of Chemical Engineers
                    1707 L Street, NW, Ste. 333
                    Washington, D.C. 20036
                    Phone: (202) 962-8690
                    Fax: (202) 833-3014
                         Members: 54,000
                         Staff: 103
                    The American Institute of Chemical Engineers (AICHE) is a professional
                    society  of chemical engineers.   AICHE  develops  chemical engineering
                    curricula and sponsors a variety of chemical study forums. AICHE is split
                    into twelve divisions including the Environmental, Forest Products, Fuels and
                    Petrochemical, and Safety and Health divisions.  Approximately fourteen
                    publications are produced by AICHE, such as the quarterly Environmental
                    Progress, a periodic directory of members, and a variety of pamphlets.
                    AICHE holds three conferences per year in various locations.
                    Color Pigments Manufacturer's Association, Inc.
                    300 N. Washington St., Ste. 102
                    Alexandria, VA 22314
                    Phone: (703) 684-4044                          Members: 50
                    Fax: (703) 684-1795                             Staff: 5

                    The Color Pigments Manufacturer's Association (CPMA) represents North
                    American manufacturers of pigments and pigment ingredients (i.e., dyes). The
                    CPMA also represents the affiliates of manufacturers of those products who
                    happen to manufacture the product overseas.  The CPMA represents its
                    membership before government agencies. No further information is available
                    at this time.
                    Fire Retardant Chemical Association
                    851 New Holland Ave., Box 3535
                    Lancaster, PA 17604
                    Phone: (717) 291-5616                         Members: 42
                    Fax:(717)295-4538                            Staff: 5

                    Chemical distributors/manufacturers active in promoting fire safety through
                    chemical technology  comprise the Fire Retardant Chemical Association
                    (FRCA), founded in  1973.  The FRCA serves as a forum for information
                    dissemination on new developments, new applications, and current testing
                    procedures for fire retardants and chemical fire safety products. Publications
                    include the periodic Fire Retardant Chemicals Association - Membership
                    Directory  and the Fire Retardant Chemical Association Proceedings.
                    Educational conferences are held semiannually.
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                    National Paint and Coatings Association
                    1500 Rhode Island Avenue, NW
                    Washington, DC 20005
                    Phone: (202) 462-6272
                    Fax: (202) 462-8549
                         Members: 700
                         Staff: 40
                    Founded in 1933,  the National Paint and  Coatings Association (NPCA)
                    represents manufacturers of paints and chemical coatings as well as suppliers
                    of paint manufacturing equipment and raw materials.  NPCA is involved in
                    government relations programs, statistical surveys, and industry research.
                    Committees include Labeling, Scientific, and Government Supply. The NPCA
                    publishes an annual report, a periodic newsletter and trade directory, and a
                    variety of guides. The NPCA holds an annual meeting.
                    Drug,  Chemical,  and  Allied  Trades
                    Association
                    2 Roosevelt Ave., Suite 301
                    Syosset, NY 11791 Members: 500
                    Phone: 516-496-3317 Staff: 3
                    Fax:516-496-2231
                         Members: 500
                         Staff: 3
                         Budget: $500,000
                    Drug, Chemical, and Allied Trades Association (DCAT) is comprised of drug,
                    chemical, and related product (e.g., packaging, cosmetics, essential oils)
                    manufacturers, advertisers, brokers, and importers.  The association publishes
                    DCAT, a monthly with coverage of federal regulations.
                    National  Association  of  Chemical
                    Recyclers
                    1875 Connecticut Ave., NW
                    Suite 1200
                    Washington, DC 20009
                    Phone: 202-986-8150                        Members: 70
                    Fax: 202-986-2021                           Staff: 3

                    National Association of Chemical  Recyclers (NACR) founded  in 1980,
                    consists of recyclers of used industrial solvents. The organization promotes
                    "responsible and intelligent" regulation and the beneficial reuse of waste.
                    NACR monitors and reports on regulatory and legislative action affecting the
                    practice of solvent recycling.  NACR also compiles industry statistics. NACR
                    publishes Flashpoint and a semiannual membership list.  NACR holds a
                    semiannual conference, usually in April or October.
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 IX.    CONTACTS/ACKNOWLEDGMENTS/RESOURCEMATERIALS/BIBLIOGRAPHY

                     For further information on selected topics within the organic chemical industry
                     a list of publications and contacts are provided below:

 Contacts8
Name
Walter DeRieux
Jim Gould
David Langston
Jim Seidel
Mary J. Legatski
Organization
EPA/OECA
EPA Region VI
EPA Region IV
EPA/NEIC
Synthetic Organic
Chemical
Manufacturers
Association
Telephone
(202) 564-7067
(713) 983-2153
(404) 347-7603
(303)236-5132
(202)414-4100
Subject
Regulatory requirements and
compliance assistance
Industrial processes and
regulatory requirements (CAA,
CWA)
Industrial resources and
regulatory requirements
(RCRA)
Industrial processes and
regulatory requirements
Federal environmental
requirements
CAA: Clean Air Act
CWA: Clean Water Act
OECA: Office of Enforcement and Compliance Assurance
NEIC: National Enforcement Investigations Center
RCRA: Resource Conservation and Recovery Act
General Profile
U.S. Industrial Outlook, 1994, Department of Commerce

Chemical and Engineering News, July 4, 1994 "Facts and Figures for the Chemical Industry." This
information is produced annually.
8 Many of the contacts listed above have provided valuable background information and comments during development of
this document. EPA appreciates this support and acknowledges that the individuals listed do not necessarily endorse all
statements made within this notebook.
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United States  International Trade Commission,  Synthetic Organic Chemicals, United States
Production and Sales, 1992. [Published annually]

1992 Census of Manufactures, Industry Series, Industrial Organic Chemicals, Bureau of the Census.


Process Descriptions and Chemical  Use Profiles


Kirk-Othmer Encyclopedia of Chemical Technology (appropriate volumes)

Ullman's Encyclopedia of Chemical Technology (appropriate volumes)

SRJ Chemical Economics Handbook (This is a proprietary data source and EPA's Regulatory Impacts
Branch has a copy)

SRI Directory of Chemical Producers

Franck, H.G. and J.W. Stadelhofer, 1987.  Industrial Aromatic Chemistry, Berlin: Springer-Verlag.

Perry, Robert H. and Cecil H. Chilton, "Chemical Engineers' Handbook" New York: McGraw-Hill
Book Company.

Peters, Max S. and Klaus D. Timmerhaus, "Plant Design and Economics for Chemical Engineers,"
New York: McGraw-Hill Book Company.

Kent,J.(ed.) ReigePs Handbook of Industrial Chemistry, 1992. New York: von Nostrand Reinhold,
Ninth Edition.

Shreve, Chemical Process Industries.

Szmant, H. Harry, 1989. Organic Building Blocks of the Chemical Industry, New York: John Wiley
and Sons.

Tomes Plus Information System. Denver, CO:  Micromedia, Inc.  Contains information on chemical
use, production, and health effects. (303) 831-1400.

Chemical Manufacturer's Association, Undated. Designing Pollution Prevention into the Process -
Research, Development and Engineering.

U.S. Environmental Protection Agency,  1987. Development Document of Effluent Limitations
Guidelines for the Organic Chemicals, Plastics and Synthetic Fibers Point Source Category, EPA
440/1-87/009.

Wells, G. Margaret, 1991. Handbook of Petrochemicals and Processes. Aldershot, England: Gower
Publishing Company.
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Regulatory Profile
Hazardous  Waste Consultant,  Volume 12,  October/November 1994.  RCRA Land Disposal
Restrictions: A Guide to Compliance, 1995 Edition.

Sustainable Environmental Law, Environmental Law Institute, West Publishing Co., St. Paul, Minn.,
1993.
Pollution Prevention
Breen, Joseph J., and Michael J. Dellarco. Pollution Prevention in Industrial Processes: The Role
of Process Analytical Chemistry.  Washington, DC: American Chemical Society, 1992.

Chemical and Engineering News "Design for the Environment: Chemical Syntheses that Don't
Pollute" September 5, 1994. Article on the 1994 American Chemical Society symposium "Design
for the Environment: A New Paradigm for the 21 st Century."

Chemical Manufacturer's Association, "Designing Pollution Prevention into the Process:  Research,
Development and Engineering," Washington, DC, 1993. [The reference section from this document
is reproduced below to provide reference to additional sources of information.]

Du Pont Corporation and U.S. Environmental Protection Agency, "Du Pont Chamber Works Waste
Minimization Proj ect" 1993.

Dorfman, M.H. et al.  "Environmental Dividends: Cutting More Chemical Wastes. New York, NY:
INFORM, Inc.

Forester, William S., and John H. Skinner.  Waste Minimization and Clean Technology:  Waste
Management Strategies for the Future. San Diego, CA: Academic Press, 1992.

The Hazardous Waste Consultant, New York: Elsevier Science Inc. (A bimonthly journal.)

Overcash,  Michael R. "Techniques for Industrial Pollution Prevention:   A  Compendium  for
Hazardous and Non-Hazardous Waste Minimization. Chelsea, MI: Lewis Publishers, 1986.

Sawyer, Donald T., and Arthur E. Martell, Industrial Environmental Chemistry: Waste Minimization
in Industrial Processes and Remediation of Hazardous Waste. New York, NY: Plenum Press,  1992.

SOCMA Pollution Prevention Study.  Prepared for SOCMA Washington, D.C.  January  1993.
Profiles pollution prevention activities at four specialty chemical manufacturers.

Theodore, Louis, and Young C. McGuinn.  Pollution Prevention. New York: Van Nostrand
Reinhold, 1992.
September 1995
119
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Sector Notebook Project
                  Organic Chemical Industry
U.S. Congress, Office of Technology Assessment "Industry, Technology, and the Environment:
Competitive  Challenges and Business Opportunities," OTA-ITE-586  (Washington, DC:  U.S.
Government Printing Office, January 1994).
September 1995
120
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 Sector Notebook Project
                   Organic Chemical Industry
 References from CMA's "Designing Pollution Prevention into the Process".

 Information Sources and Agencies


 Pollution Prevention Information Clearinghouse (PPIC) U.S. EPA

 The  International  Cleaner Production Information Clearinghouse (ICPIC); United Nations
 Environmental Programme (UNEP), U.S. EPA

 Books, Reports and Documents


 Noyes Data  Corporation,  "Alternative  Formul'ations  and  Packaging to  Reduce  Use  of
 Chlorofluorocarbons," 1990, ISBNO-8155-1257-0.

 Research Triangle Institute, "Alternatives for Measuring Hazardous Waste Reduction," 1991 PB91 -
.208595.

 Noyes Data Corporation, "Aqueous Cleaning as an Alternative to CFC and Chlorinated Solvent-
 Based Cleaning," 1991, ISBNO-8155-1285-6.

 EPA, "Background Document on Clean Products Research and Implementation," 1990, EPA/600/S2-
 90/048.

 EPA, "Case Studies  from the Pollution Prevention Information Clearinghouse: Solvent Recovery "
 1989, ISM-4 (PPIC).

 Government Institutes, "Case Studies in Waste Minimization," 1991, ISBNO-865 87-267-8.

 United Nations Environmental Programme (UNEP), "Cleaner Production Newsletter," Industry and
 Environmental Office, ICPIC-1 (PPIC).

 EPA, "Degreaser System Pollution Prevention Evaluation," 1990, EPA/600/S2-90/052.

 Oregon Department of Environmental Quality, "Guidelines for Waste Reduction and Recycling-
 Solvents,"  1989, ISM-13 (PPIC).

 EPA,  "Guides to Pollution Prevention: Research and Educational Institutions," 1990, ISM-19
 (PPIC).

 EPA, "Guides to Pollution Prevention: The Fiberglass-Reinforced and Composite Plastics Industry "
 ISM-19 (PPIC).

 McGraw-Hill,  Inc., "Hazardous Waste Minimization," 1990, ISBNO-07-022043-3.

 Lewis Publishers, "Hazardous Waste Minimization Handbook," 1989, ISBNO-87371-176-9.
 September 1995
121
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                  Organic Chemical Industry
ASTM, "Hazardous and Industrial Solid Waste Minimization Practices," 1989, ISBNO-8031-1269-6.

EPA, "Industrial Pollution Prevention for the 1990s," 1991, EPA/600/S8-91/052.

EPA, "Pollution Prevention Benefits Manual: Volume 1 (Draft), 1989, WAM-1 (PPIC).

EPA, "Pollution Prevention Fact Sheets: Chemical Production," FREG-1 (PPIC), free.

EPA, "Pollution Prevention Information Exchange System (PIES) User Guide," Version 1.1, 1989,
EPA/600/9-89/086, free.

City of Los Angeles, "Pollution Prevention Opportunities Checklist: Chemical Manufacturing,"
FCLA-1-1 (PPIC).

CMA, "Pollution Prevention Resource Manual," 1991, $75.00 (non-members), $50.00 (members,
Order no. 018031).

EPA, "Prevention Reference Manual: Chemical Specific, Volume 10: Control of Accidental Releases
of Hydrogen Cyanide," 1987, EPA/600-S 8-87/03 4j.

EPA, "Prevention Reference Manual: Chemical Specific, Volume 11: Control of Accidental Releases
of Ammonia," 1987, EPA/600-S8-87/034k.

EPA, "Prevention Reference Manual: Chemical Specific, Volume 12: Control of Accidental Releases
of Sulfur Dioxide," 1987, EPA/600/S8-87/0341.

EPA, "Prevention Reference Manual: Chemical Specific, Volume 13: Control of Accidental Releases
of Methyl Isocyanate," 1987, EPA/600/S 8-87/03 4m.

EPA, "Prevention Reference Manual: Chemical Specific, Volume 14: Control of Accidental Releases
of Phosgene," 1987, EPA/600/S8-87/034n.

EPA, "Prevention Reference Manual: Chemical Specific, Volume 15: Control of Accidental Releases
of Sulfur Trioxide," 1987, EPA/600/S8-87/034o.

EPA, "Prevention Reference Manual: Chemical  Specific, Volume 1: Control of Accidental Releases
of Hydrogen Fluoride (SCAQMD)," 1987, EPA/600/S8-87/034a.

EPA, "Prevention Reference Manual: Chemical  Specific, Volume 2: Control of Accidental Releases
of Chlorine (SCAQMD)," 1987, EPA/600/S8-87/034b.

EPA, "Prevention Reference Manual: Chemical  Specific, Volume 3: Control of Accidental Releases
of Hydrogen Cyanide (SCAQMD)," 1987, EPA/600/S8-87/034c.

EPA, "Prevention Reference Manual: Chemical  Specific, Volume 4: Control of Accidental Releases
of Ammonia Cyanide (SCAQMD)," 1987, EPA/600/S8-87/034d.
September 1995
122
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Sector Notebook Project
                   Organic Chemical Industry
EPA, "Prevention Reference Manual: Chemical Specific, Volume 7: Control of Accidental Releases
of Chloropicrin Cyanide (SCAQMD)," 1987, EPA/600/S8-87/034g.

EPA, "Prevention Reference Manual: Chemical Specific, Volume 8: Control of Accidental Releases
of Hydrogen Fluoride," 1987, EPA/600/S8-87/034h.

EPA, "Prevention Reference Manual: Chemical Specific, Volume 9: Control of Accidental Releases
of Chlorine," 1987, EPA/600/S8-87/034i.

EPA, "Prevention Reference Manual: Chemical Specific, Volume 6: Control of Accidental Releases
of Carbon Tetrachloride (SCAQMD)," 1.987, EPA/600/S8-87/034f.

EPA, "Prevention Reference Manual: Control Technologies.  Volume 2: Post-Release Mitigation
Measures for Controlling Accidental Releases of Air Toxics,"  1987, EPA/600/S8-87/039b.

EPA, "Prevention Reference Manual: Control Technologies. Volume 1: Prevention and Protection
Technologies for Controlling Accidental Releases of Air Toxics," 1987, EPA/600/S8-87/039a.

EPA, "Prevention Reference Manual: Overviews on Preventing and Controlling Accidental Releases
of Selected Toxic Chemicals," 1988, EPA/600/S8-88/074.

EPA, "Prevention Reference Manual: User's Guide, Overview for Controlling Accidental Releases
of Air Toxics," 1987, EPA/600/S8-87/028.

EPA, "Proceedings of the International Workshop  on Research in Pesticide Treatment/Disposal/
Waste Minimization," 1991, EPA/600-S9-91/047.

Alaska Health Project, "Profiting from Waste Reduction in Your Small Business," 1988, free, QAM-2
(PPIC).

National Academy Press, "Reducing Hazardous Waste Generation: An Evaluation and a Call for
Action," 1985, $9.95, ISBN 0-309-03498-1.

Noyes, Data Corporation, "Solvent Waste Reduction," 1990, $45, ISBN 0-8155-1254-6.

EPA, "Solvent Waste Reduction Alternatives," 1989, EPA/625/4-89/021.

EPA, "Source Characterization and Control Technology Assessment of Methylene Choride Emissions
from Eastman Kodak Company," Rochester, NY, 1989, EPA/600-S2-043.

Government Institutes, "The Greening of American Business: Making Bottom-Line Sense of
Environmental Responsibility," 1992, $24.95, ISBN: 0-86587-295-3.

Van Nostrand Reinhold, "The Recycler's Manual for Business, Government, and the Environmental
Community," 1992, $64.95, ISBN 0-442-01190-3.

National Academy Press, "Tracking Toxic Substances at Industrial Facilities: Engineering Mass
Balance Versus Materials Accounting," 1990, ISBN 0-0309-04086-8.
September 1995
123
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Sector Notebook Project
                  Organic Chemical Industry
EPA, "Waste Exchange Information Package," 1991, free, GEN-13 (PPIC).

EPA, "Waste Minimization: Environmental Quality with Economic Benefits," 1990, free, EPA/530-
SW-87-026 (also GEN-14 (PPIC)).

Government Institutes, "Waste Minimization Manual," 1987, $57.00, ISBN: 0-86587-731-9.

EPA, "Waste Minimization Opportunity Assessment Manual," 1988, EPA/625/7-88/003.

CMA,  "Waste Minimization Workshop Handbook,"  1987, $250.00  (non-members);  $100.00
(members), Order no. 018016.

API, "Waste Minimization in the Petroleum Industry: A Compendium of Practices," 1991, $35.00,
Order no. 849-30200.

Lewis Publishers, "Waste Minimization: Implementing an Effective Program," due 1992, $59.00,
ISBN 0-87371-521-7.

Noyes  Data Corporation, "Waste Oil: Reclaiming Technology, Utilization, and Disposal," 1989,
$39.00, ISBN 0-8155-1193-0.

California Department of Health Service, "Waste Reduction Fact Sheet: Pesticide Formulating
Industry," free, FCAD-7 (PPIC).

Executive Enterprises, "Waste Reduction: Policy and Practice, $39.95, ISBN 1-55840-272-1.

Journals/Newsletters


ChemEcology, Chemical Manufacturer's Association, (202) 887-1100.

Chemical Research in Toxicology, American Chemical Society,  (700) 333-9511.

CMA News, Chemical Manufacturer's Association, (202) 887-1100.

Dangerous Properties of Industrial Materials Report,  Van Nostrand Reinhold, (212) 254-3232.

Environmental Technology and Chemistry, Persimmon Press, Inc., (914) 524-9200.

Fundamental and Applied Toxicology, Society of Toxicology, Academic Press, Inc., (619) 230-1840.

Green Business Letter, Tilden Press Inc., (202) 332-1700.

Green Marketing Report, Business Publishers, Inc., (301) 587-6300.

Hazard Prevention, System Safety Society, Inc.
September 1995
124
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Sector Notebook Project
                   Organic Chemical Industry
Hazardous Substances and Public Health, U.S. Department of Health and Human Services, Agency
for Toxic Substances and Disease Registry, (404) 639-6206.

Incorporate Environmental Reviews into Facility Design, Chemical Engineering Progress, pp. 46-52
(August 1992).

Industrial Health & Hazards Update, Merton Allen Associates, Info Team Inc., (305) 473-9560.

Journal of Environmental Pathology, Toxicology and Oncology, Blackwell Scientific Publications
Inc., (617), 225-0401.

Literature Abstracts: Health & Environment, American Petroleum Institute, (212), 366-4040.

Occupational Hazards, Penton Publishing Inc., (216) 696-7000.

Pollution Prevention Review, Executive Enterprises, (800) 332-8804.

Recycling-Reclamation Digest, ASM International, (216) 3 3 8-5151.

Responsible Care® Newsletter, Chemical Manufacturer's Association, (202) 887-1100.

Reuse-Recycle, Technomic Publishing Co., Inc., (717) 291-5609.

Toxic Substances Journal, Hemisphere Publishing Corporation.

Waste Minimization and Recycling Report, Government Institutes, Inc., (301) 921-2300.

Software/Databases


AQUIRE, Aquatic Toxicity Information Retrieval Database, NTIS, (703) 487-4650.

ATTIC, Alternative Treatment Technology Information Center Database, (301) 816-9153.

CESARS, Chemical Evaluation Search & Retrieval System, Chemical Information Systems Inc
(301)321-8440.

IRIS, Integrated Risk Information System Database (summary information related to human health
risk assessment),  EPA, NTIS No. PB90-591330/CCE.

NIOSHTIC, database  on bibliographic occupational safety and health, DIALOG Information
Services.

STARA, Studies  on Toxicity Applicable to Risk Assessment, EPA (919) 541-3629.

SWAMI, Strategic Waste Minimization Initiative, Version 2.0, EPA, contact Doug Williams at (513)
569-7361.
September 1995
125
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Sector Notebook Project
                 Organic Chemical Industry
TERRE-TOX, Terrestrial Toxicity Database (aid in evaluating pre-manufacturing notices and
research), NTIS.

TOXNET, Toxicology Data Network, National Library of Medicine.

WHWTD, Waste & Hazardous Waste Treatability Database, EPA.
September 1995
126
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Sector Notebook Project
                   Organic Chemical Industry
                                     ENDNOTES

 1.  Amoco - U.S. EPA Pollution Prevention Project, Yorktown, Virginia, Project Summary, January
 1992.

 2.  Compilation of Air Pollutant Emission Factors, Volume I: Stationary Point and Area Sources,
 Chapter 9, Petroleum Industry. U.S. EPA, Office of Air and Radiation, Office of Air Quality
 Planning and Standards, Research Triangle Park, North Carolina, U.S. Government Printing Office,
 Washington, D.C., September 1985.
September 1995
127
SIC 286

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                                APPENDIX A
      INSTRUCTIONS FOR DOWNLOADING THIS NOTEBOOK

          Electronic Access to this Notebook via the World Wide Web (WWW)
This Notebook is available on the Internet through the World Wide Web.  The Enviro$en$e
Communications Network is a free, public, interagency-supported system operated by EPA's Office
of Enforcement and Compliance Assurance and the Office of Research and Development. The
Network allows regulators, the regulated community, technical experts, and the general public to
share information regarding: pollution prevention and innovative technologies; environmental
enforcement and compliance assistance; laws, executive orders, regulations, and policies; points of
contact for services and equipment; and other related topics.  The Network welcomes receipt of
environmental messages, information, and data from any public or private person or organization.

ACCESS THROUGH THE ENVIRO$EN$E WORLD WIDE WEB

      To access this Notebook through the Enviro$en$e World Wide Web, set your World Wide
      Web Browser to the following address:


      http ://CS.inel.gOV/OeCa - then select "EPA Sector Notebooks"

      Of after 1997, (when EPA plans to have completed a restructuring of its web site) set
                      your web browser to the following address:


      WWW.epa.gOV/OeCa -  then select the button labeled Gov't and Business
                                    Sectors and select the appropriate sector from the menu.
                                    The Notebook will be listed.

      HOTLINE NUMBER FOR E$WWW: 208-526-6956

      EPA E$WWW MANAGERS: Louis Paley 202-564-2613
                                Myles Morse 202-260-3151
(This page updated June 1997)
Appendix A

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