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                                         RESULTS  OF A NATIONAL SURVEY ADDRESSING
                                       WHOLE-EFFLUENT TOXICITY (WET) REQUIREMENTS"
                               Outstanding
                               Resource
                               Waters
               Kentucky Division of Water
               Sioassay Section
              . March  1995.

-------


-------
     RESULTS  OF A NATIONAL. SURVEY ADDRESSING
   WHOLE EFFLUENT TOXICTY  (WET)  REQUIREMENTS:
KENTUCKY DEPARTMENT FOR  ENVIRONMENTAL PROTECTION
                DIVISION OF WATER
                BIOASSAY SECTION
                .14 REILLY  ROAD
           FRANKFORT, KENTUCKY   40601
 This  report has been approved for release:
                                 ack A. Wilson, Director
                                'Date

-------
Results of a National. Survey Addressing Whole Effluent
 .  .           Toxicity (WET)  Requirements
                          fay
                    Charles  A.  Roth
                   Division of Water
                   Bioassay Section
                    March 13, 1995

-------
                         ACKNOWLEDGEMENT
     I would like to thank Marshall Hyatt of EPA Region  IV for his
assistance, in designing and distributing this survey.  This effort
would not have been possible without his input.
                              111

-------
                         TABLE  OP  CONTENTS
                                                              Page
 Acknowledgement .  •    '.  .  .". ......                   .
 Introduction          .'!!!!!!!!!**"*"""*"'
. Results of the Survey ....../!  1  i  |  *"'*"'"*  ^

 Tables:'  Summary of Survey" Results

 Table 1. ''States of EPA Region-I   ......                4
 Table 2.  States .of EPA Region II	                  6
 Table 3.  States of EPA Region III  ......'*'"'"  8
 Table 4.  States of EPA Region IV  .........         ' ' "" 11
 Table 5.  States of EPA Region V •  . .  .  .  .  . .       *   " "' 15
 Table 6. . States of EPA Region VI	             19
 Table 7.  States of EPA Region VII	21
 Table 8..  States of EPA Region VIII	23
 Table 9..  States of EPA Region IX  .....       	25
 Table 10.  States of EPA Region X   ............. 27

 Figure 1:   States Which Allow For WET
            Compliance Schedules 	  	       29
 Figure 2:   States Where Each Toxicity
            Test Fail is a Permit Violation	 . .30
 Figure 3:   States with WET Limits for a 2.2 MGD POTW
            and a 0.0 MGD 7Q10 Receiving Stream  ...... 31
 Figure 4:   States with WET Limits for a 2.2 MGD POTW
            and an 8.1 MGD Receiving Stream	. . 32
 Figure 5:   States with WET Limits for a 2.2 MGD POTW
            and a 3000 MGD Receiving Stream	33

 Appendix A: Kentucky Whole Effluent Toxicity Survey . .  .  A-l
                              IV

-------
r
                                         INTRODUCTION

                   In August 1994, Kentucky with the assistance of EPA Region iv
              distributed nationwide a whole effluent toxicity (WET) survey.  The
              intent of  this  survey was to  gain  some  knowledge of the way EPA
              Regions and states  were  implementing their WET programs.

                   The survey was designed as a series of questions regarding,.any
              WET  requirements'  for.  a facility  meeting • the.  following  basic
              permitting situations/conditions:     . .: •.         '       ''    •;"''•'.'•

                        -    major  municipal POTW  with  approved pretreatment
                            . program.
                        -    freshwater   discharge   to   a  Fish   &  Wildlife
                             classified receiving stream,  Tier 1  -  no endangered
                            . species;  no outstanding resource waters.
                             no diffuser
                             this  facility's expiring  permit contains no WET
                             monitoring  or  limits.    Their permit application
                             contains  historical WET data and the permit writer
                             has  concluded  that reasonable potential to exceed
                             state water quality standards now exists.

                   The survey then identified three different scenarios involving
              a POTW with a design flow of  2.2 mgd.   Namely   receiving stream
              critical low-flows of:

                             1)   0.0  mgd
                             2)   8.1  mgd
                            . 3)   3000 mgd

                   Participants  were  then  asked   to  respond  to  questions
              describing their  WET  requirements for each  of .these situations.'
              These questions  addressed issues such as permit limits, compliance
              schedules,  violations, test species and enforcement procedures.

                   This report  is a summary  of  completed surveys received from
              all 50 states plus the District of Columbia.  Again the intent of
              this survey was  to provide  an overall view of how WET programs are
              being implemented nationally and how consistent these programs are
              between states and EPA regions.

-------
                       RESULTS OF THE SURVEY


     Programs relating to WET testing are present in every state as
well  as the District  of Columbia.   The implementation of  these
programs varies, ranging from recently promulgating regulations for
WET-to  well-defined WET  strategies.

     The manner i'n which effluent"toxicity testing is incorporated
into  individual permits  does vary  from state to  state and  EPA.
region  to region.   WET requirements  may be  only  a  monitoring
requirement  in  some states,  while a  permit limit  in  other states.
Enforcement  strategies   also vary   among  states   and regions.
Furthermore, toxicity  reduction  evaluations  (TREs)  are a permit
required  response to  effluent,  toxicity  in  some areas  but  are
addressed outside the .permit in  others.

     There is some consistency in the types of tests  conducted and
the, test  species  used.   Most states use EPA's acute and chronic
toxicity testing manuals.  The water flea (Ceriodaphnia  dubia)  and
the  fathead minnow  Pimephales  promelas  are the  most commonly
utilized-test species.

     Several generalizations can be  made from this study:
     (  Numbers  include the District  of  Columbia)

          -   27 states  allow for some type of compliance schedule
               WET.
               41  states consider  each toxicity test  failure a
               permit  violation.
               36 states use 7Q10 as the receiving stream low-flow
               measurement   for  determining  the  instream  waste
               concentration (IWC).                         .   .
          -  •  All states use Ceriodaphnia dubia  and the fathead
               minnow  as  the required freshwater test species.
               25 states-allow for the testing of  a most sensitive
               species.
               39 states  require multiple  concentration tests.
               38 states require additional tests  after  an.initial
               failure.
               34  states utilize  the  TRE  as a  permit required
               response to a toxic effluent.

     When  given - a  specific  permitting situation  for  WET,   the
responses are summarized  as  follows:

     1)   Situation: POTW  average design  flow  =2.2 mgd
                    receiving stream  7Q10 =0.0 mgd

               7 states with acute limits
          -    24 states with chronic.limits
       ..  -    11. states with both acute & chronic limits
          -    9 states with no  WET  limits or monitoring only

-------
     2)    Situation: POTW average design flow = 2.2 mgd
                     Receiving stream 7Q10 = 8.1 mgd

        •  -    6 states with acute limits
               21 states with chronic limits
               15 states with both acute & chronic limits
          -    9 states with no WET limits or monitoring only

     3)    Situation: POTW average-design flow = .2.2 mgd
                     Receiving stream 7Q10 •= 3000 mgd       .'"'.'

               33 states with acute limits                    '
          -    3 states with chronic limits
               4 states with both acute and chronic limits
          -"11 states with no WET limits or monitoring only

     A  summary  of  WET  requirements and  conditions required  by
individual  states  are  presented  in  the  following  tables  and
figures;

-------
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             KENTUCKY WHOLE EFFLUENT- TOXICITY SURVEY
Dear Colleague:                               ...

We have been implementing both acute and chronic WET limits in our
NPDES permits for several years.  A number of .municipalities in our
state  have  filed  a  petition  with  EPA  Administrator  Browner
requesting fundamental changes in the  NPDES regulations regarding
chronic WET.  .To  better  respond  to that petition and assist us in.
.understanding  how our program  (particularly for POTWs)  compares.
with others  in the rest of the  country, ,we request your  help in
completing the following survey.   We have structured the survey so
that it will take at most 1 hour to compile and complete.  We will
send  a summary  of the  results  to  all those  that complete  .it.
Please submit your responses by  Wednesday,  August 10,  .to:

     Charlie Roth     •
     Division of  Water
     KY Dept. for Environmental  Protection
     14 Reilly Road
     Frankfort, KY 40601
      (502)- 564-3410 - phone
      (502) 564-4245 - fax   •                 ,

Do not .hesitate  to call  if you have any questions.  Thank you. in
advance for your  assistance and  time.


PERMIT ISSUING AUTHORITY:
The following are the basic permitting situations/assumptions that
the survey  is based  on:

     - -Major Municipal  POTW w/  approved- pretreatment program-

     - freahwater discharge to  a  fish & wildlife-classified.
     .  receiving stream,  Tier  1 - no endangered.species;  no
       outstanding resource waters

     - no diffuser

     - this facility's  expiring NPDES permit contains no  WET
       monitoring or limits.   The permit application contains
       historical WET data and the permit writer has concluded that
      . reasonable potential to  exceed State WQS how exists.

General  Question:     Please designate what "receiving stream •
                      critical  low-flow" in. general means  for your
                      state (i.e.  7Q10,  1Q10, etc)	 "

PLEASE  PROVIDE  THE  ACTUAL PERMIT  LIMIT/MONITORING  PAGE(S)  AND
REQUIREMENTS THAT YOU WOULD USE IN EACH  OF THE FOLLOWING SITUATIONS


                              A-l

-------
t

  I
 Situation_#l:     POTW design flow is 2.2 MGD
                  Receiving stream critical low-flow to protect
                 ,. aquatic .life, is p MGD.  ...  ._

      1.    would the permit contain: -(circle all that apply)

.. ',.      '"'an acute-WET limit.    .        (go to a. below)
           a chronic WET limit/.       .   (go tp a. below)   ..-.'•>.
       , .   acute WET monitoring, only     (go to c. below)   s
           chronic WET monitoring only   (go to c. below)
           no WET. monitoring/limit (please explain)

      a.    would a compliance -schedule for-the WET limit be given?

             •  YES How long? 	•	 (go to b. be Low)

    '•NO                                 (go to b. below)

      b.    is each WET test failure a permit violation?

                YES     .                             (go to 2)

      '          NO                              .     (go to. 2)

      c.    if acute or chronic WET monitoring only is required,
           when (if ever)  would a limit  be imposed?

                                                     (go to 2)
 2.    Are multiple dilutions required?
                YES/NO

 3.    What  test species are required?,  (circle all that apply)

                Ceriodaphnia ....    ~-
                Daphnia magna/pulex
                fathead minnow                 .
                Other:

      a.    Does the permit allow for testing to be conducted  on only
           the  more sensitive test  species at some point during the
           permit term?                            .
              •  YES/NO/NA
 4.    Does  the  permit require additional WET tests a.fter a WET test
      failure?
                YES/NO    .                    .               .
 5.    Does  the  permit require that  a TIE/TRE be conducted? (provide
      language  if not  already done  above)               '
                .YES/NO  •                                  •
 6.    In KY,  the sequence is: permit  contains chronic WET limit-i:
 WET test is failed, that's a violation ฃ> permit requires addition.i :
 chronic WET tests-if  additional  failures occur,  permit require
 TIE/TRE-formal enforcement action occurs if TIE/TRE doesn''t resol1-••
 problem.   Please describe on the back your sequence & where- form.i .
 enforcement  action (if any)  would  occur.   •        '

-------
  Situation #2:    .POTW.design flow is 2.2 MGD
                   Receiving stream critical low-flow to protect
         .    .      aquatic life is.8.1 MGD.               protect

    .-   1.    would  the  permit-contain:  (circle all that .apply)

           . an acute. WET limit   '.       (go to a.  below)     .
         .  .a chronic  WET limit  ;   ,  .    (go to a.  below).       .:
           . acute  WET  monitoring only      (go to. c.  below)    .'. 0
            chronic  WET  monitoring  only    (go to c.  below)  • '-'.  '•'•
            no WET monitoring/limit (please  explain)

      a.    would  a  compliance schedule  for  the  WET  limit  be  given?

                YES  How long?	  (go to b.  below)

                NO
                                                   (go to  b.  below)

           .is each WET test failure a permit violation?

                YES                                   (go  to  2)

                N0       '                      .       (go .to  2)

           if acute or chronic WET monitoring only  is required,
           when (if ever) would a limit be  imposed?
 b.
c.
Are multiple dilutions  required?                (
-------
  Situation #3     POTW design flow is 2 2 MGD

                   Receiving stream critical low-flow to
                   aquatic life is 3000 MGD.

       I-    would the permit contain:  (circle all  that apply)
                                              s    Sis;}  ••••••
                    w                 •-       ฃ•"  below I,-,-
          •  nซ        ^ monitoring  only  .  (go  to c.  below      -  '' :
            no  WET monitoring/limit (please explain)

       a.    would a  compliance schedule for 'the  WET  limit be given?

       '         YES  How  long? __ _             (go to b. below)

                NO
                                                  (go to b. below)

       b.    is each WET test failure a permit violation?

                YES         '       .
                                                     (go .to 2) -
                NO                           -        ,           '
                                                     (go to 2)
      c-
 2-    Are multiple dilutions required?               (9ฐ  tO  2)
                YES/NO               "
3.
      What test species  are  required?   (circle  all  that apply).
                Ceriodaphnia'
                Daphnia -magna/pulex
                fathead minnow
                Other:
                       lt allฐW fฐr testi"g to be conducted on only
                       1^6 "^ S6Ce  at •ซ•. .point during
               YES/NO/NA

     ?anure? ***** ^"^ additional ^ET tests after a WET test

               YES/NO   .                       '
               YES/NO

WET te^s' a^      1S:  ^^^ contains chronic WET limit-,:

                        S             '
chronic WET  testslif  addi?ionฐ a0rl-&' Permit ^ui-s addition,.
                           1 a -a

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