440486015
                        Guidance
             Manual for Performing
             Waste  Load Allocations
             Simplified Analytical Method
             for Determining NPDES
             Effluent Limitations
             for POTWs Discharging
             into Low-Flow Streams
Recycled/Recyclable • Printed with Vegetable Oil Based Inks on 100% Recycled Paper (50% Postconsutner) • Pleas* recycle as newsprirt

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                                                                 Revision Sto. 0
                                 PREFACE





     This document describes a simplified method for conducting waste



load allocations (WLA) for relatively snail municipal sewage treatment



facilities discharging into low-flow streams, circumstances in which
                                                                      «


resources for analysis and data acquisition are relatively limited.



The methodology/ issued jointly by the Office of Water Regulations and



Standards and the Office of Municipal Pollution Control-* is subject to



modifications as recommendations and/or more conolete data become



available.  Thus, the method is recommended as an initial framework,



subject to revision and site-specific considerations, for conducting



simplified WlA's.
                                    V..

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                     Siaplifiad laalytical Michod
                                 for
                P«t«raiaiat 1TDE3 Efflaaat Liaitatioaa
             for POTtf* Oitcaarciag late Lov-riov Straava
                                   conmci

                          Maaitariac iraaeh

                 Moaieoriag «ad Oat« Support Oivicioa

              Officn of Vaear lafvTatieaa aad Staadaca*

                          S«pta^«r 26. 1980
Z*  OmOOUCTZOH
     A iiaplifi«d oAlycieal a«ch
-------
         vi;
 water  quality manager  to make  confident  and  defenaible water  pollution
 control  deciaion*.   Xa many  caaee* wnere similar aad relatively simple
 coaditioaa exist* simplified modeling  effort*  that  lave !*••  exteaaive
 maapower aad data requirement* (than normal* more comprehensive
 effort*)  are oftea adequate  to make such decision*.   Use of simplified
 efforts*  whoa appropriate* caa result  ia both  substaatial saviags ia
 State aad ETA resources aad  coat-effective aad technically souad
 effluent  limitationa that will protect desigaated water uses  aad allow
water quality staadards to be  achieved.

     Thia' simplified analytical method ha* been  developed becauae of
 the large number of relatively small municipal sewage treatment
 facilities discharging into  low-flow stream**  sad the aeed for more
cost-effective yet technically sound water quality analyses for  these
case*.  Tor example* this simplified method may  >e applicable to over
SO percent of the existing construction  grant projection* ia legion 7.
Additionally* thi* method will help ensure that  similar  dischargers in
similar situation* will receive consistent consideration.

     It should be noted that the aaalytical techniques  described below
ere intended to represent minimum levels of aaalysis  acceptable  to EPA
as justification for treaaent beyond  secondary. Vater-quality
           •                                  e>
aaalysts may* of course* employ more rigorous  techniques incorporating
detailed  iateasive surveys aad more complex models.   EPA. however*
will mot  accept further simplification of the methods described below*
                                 A-4

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oalaaa such aiaplifyiag aaawptioaa art adaquataly nupportad by *
tachaical jaatificatioa.   -
     Tha siaplifiad ••chad diacaaaad balov ia baaad en Cht approach
           propo««d by Kcgioa T. ad e« cantata and •ugsaseieoa
rac«iT«d is r«apona« to ch« Ia«iea ? prepoaal*  Though scaarallj a«p*
portiT* of the overall approach* coaaaaea raraalad foata coacara
rafardiaf COM daeaila oo calcvlaciac raca coaataata* 00 tarsaea* and
pcnait coadieioaa.  Coaaaqoaaclyt a«raz'al •edificaeioaa hara b««a mada
to tha ia(ioa T propoaal.
     Tha ai«plifiad aathed daacribad balov ia baaad oa tha information
aad data arailabla to dai:a»  Iha data baaaa for aaay of tha
ranoaaaudatlona ara quita llaltad, aad ahould b« axpaadad.  Da«ra of this
•athod (aa vail aa othara) ara strongly aacouragad to davalop additional
data aad gehar information oa raaction rataa aad othar factors applicable
to tola Mthod, and to submit thia additional data aad othar informatioa,
along with suggaatad ijaprovaaaata for tha mat nod, to:
                   Chiaf , Waataload Allocation* Sac t ion
                             Haaitoriag Branch
                            mso/ams ara-333)
                  U.S. Eavirenmantal Protaction Agancy
                           401 M Scr««e, S.V.
                         Uaahiagtoa, O.C. 10460

                        (Telephcne:  (202) 382-7056)
                                A-5

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C49SA.S (X)

 This additional data and other Information is needed so that appropriate
 additional improvements to the method can be made periodically.  . Users may
 also, when appropriate, make any modifications to this method that will
 allow the  method  to  more accurately  represent  regional or local  conditions.
 Any  changes  should be supported  with an adequate  technical justification,
 including  sufficient applicable  data.

      areas in the method that reqa're additional  research sad/or
 data iacludet
        e  K-rstes (reaeratioa. CBOD* RBOQ).  iacludiag  relating them to
           waterbody  characteristics* levels of treatmeat*  etc.
        •  QOO /BOD«  ratio
        e  diurnal fluctuation factors
        e methods for performing the seasitivity  saalysis
        e  sediment oxygen demaad rates* iacludiag relating them  to
           stresm bottom characteristics* levels of treatment, etc.
      Where the results of tha water quality '^aiysis indicates the need
 for  treatment beyond secondary,  State users of this method are encouraged
 to coordinate the modeling analysis with a review of the environmental
 benefits sad costs of the receiving water's applicable water quality stan-
 dards.  Such awaassmeats should be conducted la accordance with the revised
 water quality standards regulations and EPA guidance, when published.

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                                                                    f I» I
 ii.  APPIICATXOW AHD
     Tbis method may be applied only if jJJ, of the following

 conditions are met:

     1)  The discharger must be • publicly-owned treatment works
         (POTV) receiving predominantly sanitary vaatawaters.  Any
         nonsanitary wastewaters in the treatment plant's influent
         mast exhibit essentially th* asm* characteristics (s.g.*
         reactions) as sanitary wastes.

     2)  Th* discharge must bo to a free-flowing stream in which th*
         design low flow (usually th* 7-day.  10-year low flow) ia
         approximately equal to or less than the design discharge flow
         from the POTV.
     3)  Tho d«aica aiaeaarf* flow from tn« trcatMae plant «uat bo 10
         WSO (13.3 efa) or !*••.

     4)  Th«r« ia no iignifleant iataraction b«cw««n tb« diaebarctr
         boint analyxad and any otbor npatrtaa or downatra^
         diaebarfor.


      ftacoat  «xp«ri«nca and  analyaaa  indicate that  this aiaplif iad  mthod,

 when followed  properly and  with llttl* or no site-specific data being esplaye

"ahould oomally result In both technically sound water quality justifications

 being developed for  nitrification  levels  of treatment  and  substantial savings

 la State and EPA  resource*.   However,  it  has also  been acted  that  this

 aiaplifled analysis  alone (i.e., without  any site-specific daea) usually

 cannot provide the confidence needed to adequately justify permit  limits

 •ere stringent than about 10 «g/l  CBOD^ and 1.3 mg/1 HRj-jt, including rela-

 tively coatly .filtration treatment after  nitrification.  Therefore, this

 simplified method cannot be used by itself to justify permit limits more

 stringent than 10 mg/1 CBOOj and 1.3 mg/1 HH3-H (including filtration after

 nitrification).
                                   A-7

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 C499A.3 (I)







      Where treatment acre stringent  Chan  10 mg/1  CB005 *nd  1.5 agM NH^-S



 (including filtration after nitrification) appears  to be  needed. Appropriate



 supporting site-specific data should be collected and used  in the analysis



 In order Co increase confidence  in chc variables usad in  ehis matbod,  in



 the modeling results that ara obtained, and, nose importantly, In tha  treat-



 ment decision itsall.  This addleional level of analysis  should also be



 aceoatoaniad by s rigorous sensitivity analysis (see Section III-C of the



 •ethod).  Based on past analyses sad coastruction grant project reviews, it



 appears that this situation (e.g., the need for traataent beyond nitrification)



 will seldom be required except in certain cases where snail streaas with



 very low assiailative capacities are encountered.





     Ueter quality la this type of system is highly dependent on



effluent quality.  Hence, upstream quality is less significant here



Jsaa in systems where the upstream design flow is much greater than



design affluent flows.  This method can also be applied to simple



systems where the upstream flow is greater than the FOTV's discharge



flow, provided the upstream water quality and reaction kinetics are



well documented.





XXI.  FtOCZOOSZ





     Xa order to determine the level of treatment required for a POTW,



the following analytical seepa are recofeaeadedi



     (a)  gather necessary data



     (b)  perform an ammonia toxicity analysis



     (c)  perform a dissolved oxygen  analysis



     (d)  perform a sensitivity  saalysis
                                    A-8

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»)3A.S  (X)




      (*)  interpret the results,  and determine the final effluent

           limitations.

 These five steps  of the Simplified Method are discussed below.


 A.   Data feouirements

      The data  required  for the  Simplified Method,  and some of their

 possible source*  are listed below*

      1)   stream design  flow-sources include OSGS low-flow publi-
          cations) drainage area yields} measurements.during low-flow
          period*.
     2)  "T**^*** »•*•* q««tigy-taei«i^la^ the a«e««««z7 DO* 100*
         a«B0mia* pi* alkallaity* teBBeratvze and other data needed
         for chi* Method.  Sources iaclo4e hiatorical data  (e.g.*  in
         STOUT)} State* DA* or other water quality monitoring;
         ••wag* treataeat plaat monitoring; traaaferable data from
         •iailar ttreama.

                 jmj^jj_gjmj£tjgjxtj_ci.j'^ttgit>^ *t •trees elope*
         depth* etc.  Sources include field measurements * VSCS topo-
         graphic aape; special Corps of bfineers or county project
         maps; stream gazetteers.
     4)  gj»« at ^•pyrnt/T»iftg-try-.«anyg«a include dye studies;
         direct velocity measurements; calculations based on field
         measurements of widths* depths* etc.; estimates based on
         slope/Telocity relationships.
     3)  •wi.ii*-** <<««4yn f i (nr-aonygM include State or local agency
         population projections; Step 1 applications.

                                                      the
         pi. alkalinity* temperature* and other data needed for this
         Method.  Sources include treatment capabilities for different
         level* of treatment* presented herein} other data can be ob-
         tained from State* tPA. or other water quality/effluent moni-
         toring} sewage treatment plant monitoring: transferable data
         from similar treatment plants.


     Direct field measurement* of tfcae-of-trsvel/Telocity* upstream

quality* stream physical characteristics (such a* depth* type of

bottom* benthic deposits* etc.)* and other data should be employed for

each segment studied, most notably for those where post-filtration of

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 the sewage treatmeat plaat  efflueat is  coaaidered.   Siaet thai* data
 are readily obtainable by meaaa  of  short duratioa*  low resource
 surveys*  effort* should be  made  to  obtain th« data  through State
 agency monitoring programs  or  *a part of tha 201  grant process.  Vhea
 each data art not available* estimates  can be made  fro* some of the
 suggested soarees listed above.   Ike impact of leaa site-specific data
 should be coaaidered ia the seaaitivity aalysia.  Time-of-travel
 studies provide  the  most oaeful  data vaea the vpatreaa flow  aad
 ezistiag  savage  treatmeat plaat  flow are equivaleat  to the s«a  of  the
 opatream  ?Ql(J  «ad the  treataeat  plaat desiga flow.   If flowa ia
 the  i^ediate  raage  of the  deaiga flow  axe aot eaeo«atered dariag  the
 ti»e-of-travel studies,  a secoad study  at  a differeat  flow will  permit
 extrapolation  of  the data to the deaiga flow.
     la a minimtait all modeling efforta aaat iaclude:  (1) a search
for all applicable hiatprical data and information (e.g.* ia ST01TT.
old aodeliag or water quality study reports- treatmeat plaat sa^orda.
etc.) to support the current modeling work* aad (2) a general on-site
reconnaissance visit to visually observe the system to be modeled (to
gain a better intuitive understanding of the system).
     A mass balance analysis will be used to determine whether the
mitrificatioa uait process ia required oa the baaia of iaatrasm
aMoaia toxicity.  The total aeawaia-I limitatioa for the proposed
                                                            *
diacharge will be determined by uaiag the applicable-water quality
staadarda (VQS). upstream flow sad backgrouad coaceatratioa. aad
deaiga efflueat flow aa follows (2):

                                  A-10

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where CB • allowable design ditchers* concentration ef total
       0    ammoaia-* for POTV.

         » water quality standard limit ef total ammonia-H
           (usually based oo ua-ionized ammoaia-li standard aad
           selected pi aad temperature)*
         • upstream or background coaceatratioa of total ammoaia-H,

         • design POW discharge flow rats*

         • upstream design low-flow.
     The allowable iastrea* total a«*oaia-l coaeaatratioa

will aenaally b« baaed oa ta« watar quality ataadard for ua-ioaixtd

aaaoaia-l cad th« azp«ctad valaaa of pi aad tav0«ratur« dowaatrtam of

taa diaeaazs* (if « applicable total aoaoaia-I ataadard is specified,

Cgga will equal that ataadard).  The ralue of CgqS eaa be deter-

miaed from a table or graph which relatee the toxicity of ua-ioaized

aamoaia-I to pE and temperature (aach a table aad jraph ia preacated

ia Exhibit 1).  ¥hea aelactias Sns* °°* *oould be oure to aae ap-

propriate Taloea for the expected dowaatream pi aac Semp^^enre coa-

ditioaa doriag the deai^a aeaaoa( ***** miriag of the discharge aad

the receiriaf atream.  If ao aa-ioaised or total ammoaia-I ttaadarda

are available for oae. the followiax criteria are recomMaded:*
 *additioaal  research  iadicatea that the** criteria may  ia many caaea be
 more atrlnjeat  than aeceaaary to protect water  quality.   It  is recommended
 that the latest tPA ammonia  toxicity criteria,  when promulgated,  be uaed
 ia conjunction  with the euppartiaf ammonia  criteria implementation guidance
 document. Until the  aew OA ammonia toxicity criteria  are promulgated, AT
 facilities proposed solely to prevent  ammonia toxicity  may be approved only
 with supporting Justifications based ao either:  (1)  site-specific biologic*:
 data ahowiaf that tha designated us««  caaast be restored without  reducing
 amsmls soxicity, or  (2) bioaasay  data (eithe?  from a laboratory  or aiailar
 flite) for indigenous  species shoving that exist lag or future ammonia toxic it;
 levels will  impair designated usa  attainment (exposure  levels aad duration*
 for those tests abould be similar  to those  occurring  or anticipated to
 occur ia tha receiving water).  Rota:   After publication of  aew ammonia
 toxicicy criteria >y  EPA.  Advanced Treatment  processes proposed  solely to
 prevent ammonia taxicity may be approved consistent with these  criteria and
 this simplified aathsrf.)

                                   A-ll

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                                           AIWVMHM Tttutvtv
                                niafei
                                          IMlutiC
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                              pHV^u*
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0.013
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           . (1*?4||
IxMbit 1. Nrantagt of uivfenind •mmonia in immonu w»ty toiution
          « various pH and trnpcnturi valuw.
                              A-13

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093A.3  (Z)


         a 0.02 mg/1 un-ionized ammonia  for  freabwater  cold water
          habitat


         • O.OS mg/1 on-ionized ammonia  for  freahwater  warm water
          habitat.

     Tha expected valaaa of pi and temperature dewnatraam of  tha  die-

charge ahoold be baaed on the pi and temperature of  the  POW  effluent


and of tha opatraam water*.  Zf •officiant 'temperature data ara avail*


able or  can ba estimated for tha POW and for tha • cream (upstream of

tha discharge point)* the expected downstream temperature can ba  cal-

culated  aa follows:

                                                       l. 2)
whara II • raaoltant vatar tavparatora dovnatraaa of diaehars* *ft
      0^ * vpatraa* datijn lev-flow*


      QB » daaicn (WTW) diacharsa flow rata*


      t- • oyatrea* watar tamparatura*
       *                         •

      tjj * taBparatora of POTW affluent.



     Alao* if ioffxciant pH data ia arailabla or can ba aatiaatad for


tha 70TV and for opatraaa* tha Bathed ootlinad in Appendix Al can ba


oaad to dataxmise tha expected downatreav pH.



   •  Vhan •officiant data ia available for pi and temperature. u*« of


tha maxiaoB pi and tanperatore valoee arar recorded ia (anarally net


raaliatic.  Zt ia •era appropriate te oaa pi and temperatora valaaa


which ara exceeded 23 percent of tha tiaa daring tha critical low-flow


aaaaen.  It appear* that the likelihood of hawing aiaaltanaoua "worat


caaa" ocearrancea of beth pi and tamperatora aignifieantly graatar


Chan their respective 22 percent axeaadenca valuta along with daaign


low-flow conditiona ia net very great: however* additional raaearch
                                 A-13

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 CA95A.5
 should  b«  conducted  is this art*.  Waoa Actual  strtam  or  POTV daca  ar«
 liaited or not  availablt.  data  from  similar at*rby  scrtarns  aad FOTtfs.
 or  equilibrium  water temperature data* may b« used  «•  design  condi-
 tiooa aad  to  help  establish the raage 
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 C*»3A.3
 (DO)  analysis  (Step  C. below  )  has  been  completed.   The 00 analysis
 may indicate the need for a redaction  of ultimate oxygen demand (UOD)«
 which would also support the need for  the nitrification unit  process
 at the plant (a process known to be more economical  than filtration)
 for 000 removal,  lowever* the  latter  conclusion  is  based on  the
 implicit assumption  that all of the iastream  amaiinls will exert an
 oxygen demand  in the stream segment under consideration*  i.e.*  that
 nitrification  occurs instream.

      In situations where the 00 analysis  does not indicate a need  for
 advanced treaaent levels* but  the  ammonia toxicity  analysis predicts
 toxicity problems* consideration shall be given to using  pB adjust-
ments (i.e.* pB reductions) of  the  effluent daring critical conditions
 $e control ammonia toxicity in  lien of requiring nitrification.  This
 consideration  should include a  determination of whether  the temporary
 lowering of pB and increase in  total dissolved solids (T08) concen-
 tration would have any significant  iastream ecological or other
 effects.

      Xa addition to  this mass balance analysis* a qualitative if not
 quantitative assessment of nonpoint source contributions  of ammonia
 must  b« mam*.  This  assessment may  reveal that nonpoint source pol-
 '.ailam ma? >•  «l *««f ficiaat magnitude  to  preclude attainment of water
 quality objectives in terms of  ammonia concentrations.  Am example
 which illustrates this point would  be  a  treatment plant  discharge
 located in a predominatly agricultural watershed  that has significant

                                A-17

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 CA9SA.S  (I)
 aoapoiat  source problems,  Jecause aitrificatioa alone may not solve
 an  ammoaic  toxicity problem, aoapoiat source controls must also be
 considered  before aitrificatioa ia chosen.  Vational guidance for .non-
 point  source  analysis related  to facility planning ia presently being
          and is expected in the near
     A tivplif i«d Str««t«r>Fa«lp« (3) aaalyti* will b« o««d to
          the «fflu«at di««olT«4 oxyj«a (00) cad BOD llaitatioM for
th« MTb.  Thi« *ppro»ch iacorpor*t«« beta eacboaae«o«« (C800) and
aitrogtaoaa (HBOD) 0x71 is d««ad« ia th« ualytia.  Th« •quatioa oa«d
to c*lcwl*t« the DO deficit dovn«trta froa the peiat «o«rce is taovn
belovt
                    « D0 ezp (-K2t)                            (Z^. 3)
where 9     • the 00 deficit (•
-------
 C4MA.5  (X)
      Kj     m  OOD  reaction  (decay)  rate (baae •}  (I/day)*
      *2     •  reaeratioa rate  (baae  •)  (I/day)
      Ij     •  nOD  reaction  (decay)  rate (baa« •)  (I/day).
      t      •  travel  time b«low discharge (day*)*
      S      •  sediment  (beathic) oxygen demand («B/«2/day).
      I      *  atrcav  depth (••ears)*
     the iaacria* a^craf* M ceacaatraeiaa afi a  (iT«a poise devBttrtaa
of the diacfcarge poiac ia calculated by oaiag the folleviag eqvaeiea:
vfaere 0°A7C    • iaatreaa aTcrace 00 caaeeatratiea  (•(/!)•
      DO..-    « •atoratioa 00 coaceatratioa at specified water
                 temperature (m»/l).  thi« caa be detenaiaed  fro*
                 Exhibit 2.
      0        * aa defined above.

     Calculatioaa oaiac the above equation* aad a specified set of eo-
effici»nt« aad aaaoaiptioaa apply for a givea uaifora stream reach.  Zt
ia. iaportaat to subdivide the stream iato individual oaiform reaches
vherevex aay significant systea changes occur (e.g.* changes ia chan-
ael geoaietry* significaat tributary inflows* etc.) ao that appropriate
coef ficieata aad aaamptioaa that adequately repreaeat each reach caa
b« applied to the respective stream reaches whea the model calcala-
tioaa are made.
                                A-19

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                                     A-21

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     The universe of  possible  caefficieats aad  assumptions  that  caa  be
used ia the model may vary over a vide  raage. aad  caa  result  ia  sig-
aificaatly different  predictioaa of iastream DO.   It is extremely
important that  the best possible sstiaats of these parameters be
obtained for each case to ensure that they adequately  represent  the
stream system to be modeled.   Site-specific data should be  uaed
whenever possible.  Vhea a campreaemsive field  survey  is aat  feasible*
appropriate data described ia  the literature ar available traasfer
data may be ased.  lovever* if literature data  or  traasfer  data  are
uaed* it is strongly  eacooraged that t  sacral  reconnaissance visit  of
the site to be modeled be made ia order to qualitatively evaluate the
applicability sad reasoaableaess of tha d*ta being used.  The coeffi-
cients aad assumptions to be ueed aad ainimna site-specific data
requirements for this Method are discussed further* in the  next  sec-
tion.  It is important to exuare that the coeffitissta aad  assumptions
which sre used  ia the model do adequately represent the conditions in
each uniform stream reach* sad that they are changed ia the aodel* as
appropriate* betveea  the stream reaches beiag modeled  to reflect say
system changes  between the reaches (e.g.* make  appropriate  change* in
coefficients* travel  tiae* etc.* to reflect significant changes  ia
slope* channel  geometry* beathic characteristics*  etc.)
     After the  appropriate assumptions  ere made aad caefficieats
selected* tha location of minimnm DO coaceatratioa (i.e.* tha sag
poiat) is to be determined.  This caa be accomplished  by spplyiag
                                 A-23

-------
 iacremeatal  time period* ia Cquatioaa  3  sad 4 aad act lag vaerc the
 ,{„{»•  00 coaceatratioa occurs.   The  aumber of  trial-aad-error
 iteratioaa caa be •iaimixed by  first usiaf  the folloviag equatioa to
 dctermiae  the approximate locatioa of  ehc sag poiat:

                            i                                  <««. 3)
      te         -
        .        * «pvrexia«e« tia«  («adv  a«ac«» 4i«c«ac«) to eh«
        *          (critic*!) poiat.
                • BOD n«ctio« r«C« (for CEOO* BOO* or •v«ra(« of
                  evo raeoot so*  eost« kolov)*
                         iaitUl 90 deficit («t di«caar«« poiat).
                          ultima t« BOO coac«atrmtioa («t discaarso
                  poiat)

Ihoro 900 ad BBOD hart difftrrat rat««. the sac poiat caa »• booadad
by aaaicaiaf first the lover and taan eao ai^bar ?ata to tho total
•Itiaata BOO. or approsiaatod by avcraciac th« two rataa.
     The aoxe orarall atop ia taia Xothod ia to aatabliih ta« allov-
                                                    *
abla loadiac rataa aoodod ia order to meet the water quality staadarda
at the critical sag poiat.  Taia caa be accomplished by applyiac* ia
aa iterative maaaer. avcceaaiTely lover* 900 sad BOD values uatil the
BO aeaadarda are met at  the sac poiat.  Am alternative to this "trial
amd error" method for dissolved oxysea ia to aeperately calculate the
diaaolved ozysea deficit due to each BOO source (e.g.* upstream BOO*
aedisMmt demaad, plaat carboaaceoua BOO* amd plamt aierofeaous BOO).
                               A-24

-------
 By knowing  the relative contribution of each  BOO  source  eo  the  total

 deficit when using  this alternative approach,  aad sine*  the various

 oxygen deficits are additive  (see Equation 3),  ic is an  easy task to

 identify the combination* of  vastavatar 100 reductions  ;!iat will

 achieve water equality standards end to select  the combination that

will be the Moat coat-effective.
     A* stated above, it ia extremely important that the best po*aibl*

estimate of the parameter* need ia the model be obtained for each

COM, and that they adequately represent the system being modeled.

The next several subsections disco** recommended parameter valuea and

Maumption* to be uaed with the Simplified Method.  The following

point* era addressedi

          flow regime
          target DO
          treatment capabilities
          rate constants
          iaital deficit determination
          conversion from CSOO  to BOO.
          poet-aeration
          nonpoint sources.
The recoBBMndationa nade below are intended to help the Siatplified  •

Kethod user to develop modeling results that are consistent with ehe

explicable weter quality standards.
1)  now tMJaa.  loth low-flow and high-flow conditions should be

eaeeaaed to determine the critical conditions.  In some cases, severe

      lint source pollutant contribution* during high-flow* might
                                4-22

-------
preclude attainment of desired vatsr quality objectives.   If the high-
flaw condition is found to be critical, further analyses of aonpoiat
sources should be conducted.

     The flow regime to be used  ia the Simplified Method ia the desiga
low-flow specified ia the applicable water quality staadards.  This
flow will, ia most cases, be the 7-day. 10~aar low-flow <7Q10)»
If no desiga flow is specified, the 7Q1Q should b« used for design
purposes.  If aay flow value other than those specified above is used
ia the aaalysis. a sound ju-tifieatioa mast be provided to support the
use of this value.
2)  f»r^»f 9im*a\ir»A Qsr^««.  00 scaadards are oftea presented as a
•iaiaasi «e «ii »4«««; Mae States include aa average value aloag
with the miaiaoa.  Outputs (the DO siawlatioa) from steady-state
•odeIs are based em the 4veraf.iag period for iaput loadings; they*
therefore* represent the average DO conditions likely to prevail at
the flow eoaditioa being sismlated.  The tvo aajor factors that caa
cause the actual suaiaaw DO to be considerably lower thaa the average
predicted by  steady-state nodeI covputationa ares  (1) diurnal varia-
tions ia loadings to aad frost the contributing waste treatveat plant*
sad (2) diurnal variations of iastreaa DO caused by algal photosynthe-
sis aad respiratioa.  The aagaitude of these variations is likely to
differ froa plaat to plaat aad from stream  to streaa.  The problsa is
farther coaplicated by  the fact that prevailing fluctuations ia a
                                   A-26

-------
•cream may be radically altared under construction of a larger criac-

meat plaat with higher levels of treatmeat* aad chat quaacification of

these fluctuatioas through iateaaive field investigations may aoc ac-

curately defiao these future conditions.  For this reason* us«rs of

this Hschod art urged to obtaia additional fitld data so that instresm

respoasee cam be hector carr«latad with differeat lorols of troataoatt

aad chat b«ttor osciaaeoo vador projected eoaditioas eaa •• mad*.


     Vhoa modoliaf* th« followias 00 targets should ho aaodi

     (a)  If tho 00 scaadard la *spr«ss«4 as aa avorsf* aad a miaimosi
          ro^mirmmoat (••$•• am avorago «* 3 mf/1 aad a aiaiwai of 4
          af/l)» tho avorafo auabor (t.(.* 5 ac/1) should ho used as
          tho tarsoc.

     (h)  If tho 00 scaadard is axprossod oaly aa a miaimosi (a.(*« a
          miaianmi of S mf/1 at all tisMs)* tho target 00 may ho
          obtaiaod by addiaf oao^half of th* dional variation to tho
          00 staadard (o*c.« for a total diurnal variation of 1 mc/1*
          thorn tho target is 3 msj/1 • 0.3 mc/1 • 3.3 a«/l).  la tho
          abaoaeo of adequate sise>coecifie or traasfarable data* 0.3
          mc/1 should ho added e* tho 00 scaadard.  Zf any other
          values (either lesser or greater thaa 0.3) are used, they
          muat bo supported by adequate data.


     There i& aot a scram* quantitative basis for using tha

recoeaeudod value of 0.3 *a/l to eompensate for diurnal variations;

the choice is hased ia part oa tho acknowledgement of tho existeace of

omch variatioas aad oa tho need to allow some reasonable compensation

ia tho absence of aa adequate data base.  lowwver* Thomaan (19) feels

caa« thora is a basis for us in?, tho 0.3 «c/l value, but this value ia.

aaaociatod more with raadomt  rather thaa just photosythesis/respira-

tioa, fluctuatioaa.  additioaal fiold studies should ho conducted to

either  support or nedify  this value.


                                  A-27

-------
 3)  Tp««fMBf  c.in«hn it (•«.   for  typical  doaticic  vasctvactri.  the

 folloviaf,  «ff ln«ac  coecaacracioaa should  ordinarily bo asauaod  for

 •o4«liaf porooaoa.  Thoao valuoa  art  30-day  avorafts that  would b«

 «x»«ctod dariaf v«im  siavacr •each* (i.o.. 4ariaf eoadicioas  tiaiUr  to

 tbou b€iaf wdcicd).
                                urn,
S«caa4*r7
•itrifictcioa («ia»U
  •cago or cvo cca(o)

Oxidacioa Ditch

•itrificaeioa plaa
           Filtratioa
  100 -300
  30 (or ISZ
   roaovol)

   3 - !*•


   10 - 15

    3-3**
                                                      12-35
                                             10Z !•*• tham r«w
                                                eoaecatracioa

                                                      1.0 - 1.3
                                                      1.0 - 1.3

                                                      1.0-1.3
**(S«« Aopoadiz 12 for elarificacioa.)


Th« valu«a soloctod from the raafit (iv«a abov« ahould dtpoad oa ch«

iaflacac eoaecatracioaa («.f.« lo««r Tal««« should b« MM for low«r

iaflucae eaaeaacracioaa).
4)
cricieal T«!MO ia DO aaa
                                                             of
aaall straava ara tho roaoratioa rata* aad to a loaaor oxtoat* tho

CBOO aa4 IMO docay ratoa aad offlaoat 00 Icvcla.  Kaay fonralatioaa

     •••a d«rolopo4 for prodictiac aeraaa raaoraeioa rataa baaod oa
                                    A.-28

-------
physical* characteristics such as stream width* depth* velocity* and

slope (A.3).  laceat work by Kathbun (6) aad by Graat aad Skavrooeck

(8) iadicates thac tha Taivofloa formula (7.20). ia which Kj is

calculated by Conation i* tends to most accurately predict scream

reaertioa.  Presently* the data base ea which most reaeratioa

eauatiaas aad recoumeadatioas are based is quite limited.  Additional

data collectioa efforts aad research are aeeded ia this area.


         Tha Tsivoslou formula, preseated below, should be used for

    cammutiaf reaaratioa rates oa small, shallow screams}


                     Kj • CTS     at 20°C                       (Zq. 6)


    where t, » reaeratioa rate (I/day)

          T  » stream velocity (ft/sec)

          S  * straw tlope (ft/mi)

          C  • proportionality constant with the values shown below:

               C • 1.8 for 13QS10 cfs
                 • U for 10
-------
    aeparato 00 calculationa usiag both the higher  aad  lower C valuea
    M that lower aad upper liaies of predicted DO  can  be eatabliahed.
    Zf thia range of predicted 00 it found to be relatively large, it
    ia recommended that additional work*  including  field meaauremeata*
    be performed to help reduce the uncertainty ia  the  reaeratioa rate
    to be ueed.
     O'Coaaor's re«eratioa fonraU. preaeated below* a«y be uaed for
Urfer, deeper acreaaa with mare vaifora chaaael (eoawery or thoae
with *i«aific«at pooliac (*)*
            «      « 12.» T0'5/!1'3         «e 20°C             (Ee.. 7)
            T      • screes velocity (ft/ae«).
            •      • everace atreeei depth (ft).
     The values of f and I used ia the above equations should be based
oa actual field measurementa to that the aacertaiaty ia the rate caa
be reduced.  The value of S caa be determined from field measurements
or from appropriate maps.

     Any otdev applicable reaeratioo prediction methods may be uaed ia
lieu of the above methods only if these alternative methods are
supported by sa adequate technical justification that includes
sufficient field data collected from the area.

(b) CMP B««-«Y tMtmtr )_  4 review of reactioa rates measured oa
low flaw streams with similar characteristics showed that CMD rates
generally range from about 0.2 to around 3.0 er more (10* 11* 12*
U* 21*)* depending ia part oa depth aad degree of treatment (see
                                    A-30

-------
   Exhibit 3).  The aiaiaal data available {or saall. low flew atreaaa
   with treatment greater thaa aecoadary laueat that the C100 race*
   aadcr theac caaditioaa typically fall between about 0.2 aad O.S (at
   20°C).  Adjuatias CMO racaa by depth aa propoeed by lydroaeiaaec
   (13) a«(s«aca 0^ Co b« a r*fr«s«&caei«« ««ltM for eh«a« low flow
   atrtaaa with a Macly atablo fairly rocky bottom, aad aboat 0.2 for
   •tr«a*a with a primarily oaatablo aadiawat bottov.
        Vaia« thia approach* CMO thoa bocoaas (14)t
                Kj« C (l/t)"0'434      for •< I ft.       (la.. »

                  *  C                 for I >« ft.
wh«r«  Kj    •  dOO docay ,r»t« (I/day)*
    —.1     *  av«raf« atraaa dapeh (fc)»
       C     »  0.3 for seraaaa wieh aotcly atabla fairly rocky
                bottoaae
       C     *  0.2 for atraaaa with primarily maatabla aodiaaat
                bottoata.

   Zt •boaId b« aotod that Equaeioa 8 generally r*pr«a«ata an avcragt of
   a r*aco of pocaibla valuoa at aay givoa dopth.  Based oa liaiitad data
   proaoatad ia tho litoratar* (11. 13* 21) aad olaowaoro (10. 12: alao
   a«« exhibit 3)* tho following raagoa of tho ClOO rato ar« prtaoatly
         aauoatod:
                                     A-31

-------
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                 A-33

-------
                                     C1QP
LlTTfl P* Ty»«t>aOTt                 M« »»<•!«•

Secondary treatment                   0.3          1*5

Creator than secondary

   • streams with meetly              0*3          0*9
     stabla fairly rocky
     bottom*.
   • streams with primarily           0.2          0.4
     umstabla sediment
     botl
(Botat  Thuaa rangee ara baaed oo a »««T ii"itai data tat; thay ara
        aabjaet to aoaificatiea. aa vacaaaary* aa a4dieia«al raea data
        aza «ubadttad to OA Baadqvartara.  Daara ara «f^»d to
        eallaet «ita-«pacifie rata data vtaasarar poaaibla.)

         . baaa a. at 10°C)
Iqoatioa I may ba «aad to aatiaata taa 01OD rata vichin tha raa^a*

•facifiad aoora.  Vaara of tai* approach should aota that* at bast.

tha abora aqoatioa if a erode* though rational* aapiriciam. baaed oa

a limited data sat.  A much larfar data tat coaaistiac'of accurate

Kj maaaureaiaata for differ eat larals of jaaataaat aad types of

etraaaa ia aaeded before a «ora precise avpirical correlation aquatic*

•am ba developed.  Towards tola aad* Stataa aad OA tecions ara

•XUd to expand relevant data basea* aad to submit these data aad

•utsaatiena to DA laadquarters to aaaiat ia tha refinement of tha

above approach amd rangaa.  Poat-couatructioa imtemaive surveys to

•aaaura ^ (and X) below AST amd AVT plants would aid thia
                                 A-37

-------
•{fort significantly.  9sers sre encouraged eo collect site-specific
data or to as* transferable data ee help reduce ehe uncertainty in the
CTOO rate eo be selected.  Any deviations fro* eh* above approach »u«t
be supported by an adequate technical justification.
(c)  «flt> B~.T *,t. (T^\   s«r«r«I •BvireoMatAl faeeera
b««a •bom eo iaflocac* the r«e« «c which «ie?i/icaeie« occurs.
th«B «r« pl» e«Bp«r«e«rt* •o«p«atf«4 partielo ce«c«&traeioo«
f«roMC«r«. other pollaeaaes that iahibie eho aierificaeioa proeai*
!o«c*» torn* toxic* )• oa4 eho boaeho* of eao rccoiTiag vaeort.  Vhilo
oo aeeoBpe i« aado in ehi« Hoehod eo quantify eho «ffoce« of eh«*o
factor* on Kj. aoora art «xp«ct*d eo dototmino fnalieaeivoly vhothor
or not nitrification it likely eo occur in eho sobjoec *tr«aa.  Zf «o.
•aori Bo«t d«t«xmin« vn«th«r or not condition* aro optima? for
slerification.  For «za«pl«» •«r«ral ra* •archers hare shown that a pi
in the rant* of 1.4 to 8.6 is optimal for nitrification, with a rapid
decrease in nitrification outside the rant* of 7.0 to 9.0.  Because
most State water quality standards require a pi in the rang* of
between 6.5 or 7.0 and f .0. it is unlikely that Che p£ factor greatly
influence* the occurrence of nitrification,  lowerer* consistent pi
•••errationa ia the rang* of S.4 eo t.6 indicate that ehi* factor i*
•ooduaive eo •sriarm nitrif icati>».  litrif ication i* also a function
•f available benthic surface area for nitrifying organism* to attach
ehem*elT«*.  For example* if a stream bottom ia completely devoid of
                                  A-3S

-------
 aurfaca* (*uch aa rock** etc.) on which aitrifiar* can attach
 themaelve*. it ia likely that aitrifi ition will not be a sigaificaat
 factor in the 00 enalyai*.  Conversely* a •hallow stream with a rocky
 bottom ia likely to have a hi(h nitrification rate.

      4 aite inspection will indicate the likelihood of nitrification.
 and ahould bo conducted.  Baaed on the obaerrationa which are made
 during the inspection, the uaer muat eatimate the applicable HBOO rate
 value.  Zn view of the tenuoua nature of this rat* selection
 procedure, particular care should bo taken ia evaluating the effects
 through sensitivity analyses,  another poiat to conaider ia the
 outcome of the ammonia toxicity analysis.  If it waa detemiaed
 previously that ammonia removal ia required on the baais of ammonia
•—-~
 tanicity considerations, then the role of Kj in the overall 00
 analysis become* somewhat leaa critical.  On the other hand* if the
 ammonia taxieity analysis doea not clearly indicate the need for
 ammonia removal, then the decision to provide nitrification at the
 treatment plant will hinge solely on the 00 analysis.  This nakes  the
 determination of the Ij value much more critical.  The water quality
 analyst muat then carefully aaaeea atream condition*, and aaaiga
 reasonable rate coefficients* accordingly.
      laaed on limited observation* of HOO decay rate (2{ also see
 exhibit 3). it appears that, where inatreem nitrification ia found to
 occur, moat tj value* range between about 0.1 and 0.4.  T« •*•
                                  4-39

-------
absence of applicable siee-specifie data. a Kj value  within she

rant* of 0 ee 0.6 ii to b€ selected.  This sal teflon  should b« based

la pert oa a aita inspection (as stated above), and on any appropriate

available eranafar data.  Generally, a K^ value of around  sera

should be (elected only if atreof evidence suggests a lack of  inacream

nitrification occurrinf under the projected conditions.  Otherwise,

the Zj value* which ere selected might be roughly 0.2-0.3  for

deeper streams with a primarily sediaent bottom, around 0.4 for

shallower streams with a moderately rocky bottom, and about 0.6 for

shallow, rocky streeaa.  The user is strongly e^ioura«;«d to collect

site-specific data, and data fro* siailar sites, whenever  possible to

support the selection of the HBOO decay rate.


(d)  Sedia»nt (Benthie) Oxytan Deavand (S).  Sedismt  oxysen ia a

factor that is often significant ia the 90 analysis.  For  the  types of
                                                        /
situations applicable to this Method, Thomann (19) aucsasts that the

following bench ic demand rates be uaed when simulating stream  DO

response to various treatment 1 eve 1st

                              S(gm/»2/dav of 0«t 20°O
                               Ticinity       Downstream
Treatment Level               of Outfall      of OutfalT  '

Poor Secondary Trt               2-4          0.3 -  1

Becoailary Trt                    1*2          0.3 -  0.7

Greater than Secondary           0.2 - O.S      0.1 -  0.2*
*(Even with high levels of treatment at  the  point  source,  there will
 usually be at  least a minimal benthic demand  preaent,  e.g., due to
 "background" or other sources).
                               A.-40

-------
For the purpose of this aaalysis* th« beathic demaada should b«
considered eo be at a mq*«"" uader future coaditioaa. ualess
•ite*«pecif ic cireumstaacea indicate * coatiaued presence of
substantial beathie deposits la cat future («.f* fzoa aoapoiat
           Tho «pplie«bl« r*CM •ofstst«4 tbor« •hould b« a««d la tho
   lytia* «B!MS flit* Uflpoctiou iadieato ta«t ai«h«r or lovor «•!«*•
•bmld ••
     Vhoa •oloetiac tho boathie doaaad r«to f or f«earo eoaditioao*
    id«r«tio« •hraU b« giVoa to tho fact that thoro mi«ht bo
eoatiaaod other •oureoc of boathie domiad* tueh •• fro* aoapoiat
oooreoo.  Thoroforo* • tito ia«poctio« •hould bo eoadttctod to
dotozmiao tho characteristics of the stre«i bottom aad the areal
ezteat aad Magnitude of the beathie demaad* aad to rrreal aay possible
  itiauiac beathie
(e)  2fls^&aZA£llCJK_£flzZJtC^ifiUL_fl£>jAJjCJL^&&_KAL&B,*  Tsjaperatare effects
oa tho Tariooe reaetioa ratee caa be approsiatated by the follovias
equations s
where (SB)T    •  adjusted beathie demaad rate for specified stream
                  temperature*
        (SI).. *    selected boathie demaad rate (for stream
            w    temperature of 20°C).

-------
         T   •   specified scream cewperacure (*O .
                                   t-20
                     « KT * K20   •
where Kg    •  adjusted K-rata for specif ied screw temperature.
            *  selected K-r«e« (for •tr«« t«p«r«tur« of 20°C).
        T   «  «p«eifi«4 strtw tocpcratur* (°C}»
        •   •  1.047 for tj.
            »  1.024 for Kj.
            •  1.08 for K
     (3) t«4f<«T p«^
-------
      which was calculated u.iat Equation 2 (ia the -AmsKaxA Taxicity
 Analysis* section).  This €«i be determined fro. Inhibit 2.  IT using
 B00 and DOUT. the iaicial mixed dissolved oxygen deficit  (Bfl)
 can b« calculated as follows:
             °o
     (6)  Conversion from OOP., eo CBODs.   tacio* of  QODu/CSOOs di«cu«««d
h«r«ia »r« ba*«d eo « aicrifie*cion-lnhibic«d CMC.   Th« ratio  U a function
of eh« level of treataent and the aaaoeiated dtfradabiliey ef the waste.
Thua higher ratioa are expected and have been observed for higher levela of
ereataent since the 0800 remaining in sere  highly treated effluents degrades
nore alovly than that in lees treated wast eve t era.  It is recoaainded that
the permit 100 effluent lisULta which are finally selected after the water
quality analysis be written as a carbonaceous and not a total 8005; the use
of CBOO* effluent llaics and, correspondingly, a carbonaceous (inhibited)
BOD test when Monitoring the affluent can help avoid  'potential data iaac-
cuxacias chat can result from nitrification occur ing  in the bottle during an.
uninhibited BOD e**e due to the presence of juff&sient aitrif iers ia the
test bottle.   Data submit ted by legion 7 (see Exhibit 4)  indicate chac the
ratio of BCODg to CBOD5 should be about 3.0.  Other llatted data presented in
the literature suggest that this ratio ia about 1.3 to 2.0.  It is suspected
Chat •any of the lower ratio values were established  using data from older.
less efficient treatment plants, and that the legion  V data is generally from
newer,  more efficient planes. •
      Vaem evaluating secondary tteatvent discharges* water quality
    ilysts should use a ratio ia the raage ef 1*3 to 2.0. maless
 applicable long-termCBOD tests indicate seme ether valve.  The value
                                     A-43

-------
 at . .3  should generally »• «PPli«d Co *poorer"  secondary  plaats.  «ad


 2.0  should probably be applied to eb« "better", more  efficient


 secondary treatment planes.  Analyses of vary limited sewage  treatment


 plane affluent BOO (eocal and carbonaceous) 5-day, long-term  (ultiuce).


 and time seriea data indicate that a CBOOu to CSODj conversion ratio of


 about 2.3 should be uaed for nitrification facilities.  Until additional


 treataant plant affluent data can be collected and analysed co further


 refine this ratio, a factor of 2.3 should ba uaad for nitrification and


 higher-Level treatment facilities;.  It Bust be emphaalxed chat this value


 la presently baaed on a vary Halted set of data, and that additional treat-


ment plant effluent data is needed to gala greater confidence in the sug-


 geated value.  All E?A legions, the States, aad others ara strongly urged


Co voluntarily participate In a nationwide data gacharing effort so that


afire accurate ratios can be developed.




     Such an effort would not be very resource intensive, aad the results


would be extremely useful.  Car* should tr* taken to ensure that only the


carbonaceous deatand is sieasured.  This data collection effort should include


 information on the type of treatment aad type of Influent, aad the sampling


 should, to the extent possible, only be performed on sanitary vaatewacers


 that ara unchloreflated.  This data should be submitted to EPA Headquarters


 for compilation and analysis.
                              «       „


     Xt is recommended that, whenever possible, existing plant effluent


 data sad/or pilot plant data should ba collected to aaaiac la the selection


 of aa appropriate conversion ratio.  Caution should ba exercised, however,


 waoa using data from aa exiting plaat that has a Laval of treatment that


 la significantly  Lower than that which is  propoeed.   Such data should not


 ba blindly applied when selecting tha appropriate conversion  ratio;, it
                                  A-44

-------
 C*«.«A.A  (X)
 ahould a«rely b-. ueed aa a guide.  A aaaaltiviey analyeia of ehe ec
 rat to And 1C* implication* on ehe final ereataeae decialon  to  be
 help eh« water quality analyse deteraiae eh*  relative  Importance of i
 such additional data.            .
iratian
     It it «ijo recoaaeaded that the »00j  affluent  lialts ia the tr<
plant'a parmit be rev laved after the aew facility ia on-line to helj
that the. correct OOOu to dODj ratio waa  applied to the aodel oucj
eaa be accoapliahed by collectiaf aad aaalyziaf appropriate plant
OOO data after the aew treataeat facility ia on-line.

    (7) Feet-Aeraetoa.  roafeeratioa of the efflueat to a 00
eamceatratioa of 7 af/1 abould always ba ewaloatad as aa alternative
to hifjher level* of treataeat, oalesa there ia a aita-specific
coaatraiat that precludes the tsae of polfearatioa equipaeat.  Thia
tachaiqoe caa be particularly aaefal ia  caaea where dilution ia low
aad reaeratioa ratea are alao low.
     (•) »oapoine Soureaa.  Xa aoii* eaaaa, a&a>toine  aoureaa aay
prveloda aetainaane of diaaolvvd oxyfaa water  
-------
source control tradeoff* aust be considered before advanced  treatnent
is chosen.  Site-specific evaluations should b« aid*  to  identify
possible nonpoint source problem*.
0.  Sensitivity Analysis
     th« sensitivity of conputed streaa rtspenses eo changes is
estisuted Input variables snst b« 4«e«s«itMd bcfon • final  d«eijioa
of CTMCMne l«v«l« U aad*.  A MacieiTiey uoMljiit eaabia*d with
judjtaant £j ••••ntial ta halp ««esbli«h graatar confidence  ia the
raeults that ara obeaia*4.
     lha •entitiTiey of computed (predicted) iaatraaa reeponee*  to  the
verioue input valuae should be detemined by repeating  the  caelftee
deecribed above with chancea (iacreaeea and decreaace)  ia the  input
variable*.  The following step* ahould be followed:

1) Initially, three seta of calculation* should be sade ta  reflect  a
   "worst," "best," and "averafe" caae for each alternative treaeaeat
   level.  Thi* can be aeeo«pliab«d by uaiaf aodal input value*  ?h*t
   reprecent, respectively, the "worst" and "base" aada of  their
   •anaitivity ran«ea and the value* actually selected  for  the aodel.
   lha oatputa of these coaputatioaa should be plotted  aa 00 profile*.
   If all three eaaaa indicate a violation of thai watar euality
   •caadard with the given  level of traaeaanet %•••  «»« "•*< level  of
   Craataant ia needed, and. no farther justification U necessary.   Zf
   all three cases  do not indicate a violation,  than the  nest  step
         be taken.

                                A-46

-------
2) Next, each input variable co each equation above should be
   individually increased and decreased, so that Che magnitude  ol  ehe
   differences in predicted instream responses can be assessed,  tach
   input vsriable (including rate coefficients, travel  tiao, physical
   characteristics, etc.) should be varied over a range of values  that
   reflects the uncertainty in the particular variable.   If direct
   measurements of certain input variables are made, than ehe uncer-
   tainty ia the variable would tend Co be relatively small and,
   therefore, the range to be used ia ehe sensitivity analysis  would
   generally be-relatively small.  7ery close scrueiny  should be given
   to those input variable* which have no site-specific or transfer-
   able data to support their having been selected.  If rates  (or  rate
   formulations) other than those suggested ia the above  analyses  are
   used, then the sensitivity analysis should be used as  pare of ehe
   justification for the alternative ratea (or formulations).

     The results of these sensitivity analyses (ia  seep 2) should  be
reviewed within ehe context of the effluent quality expected for
various treatment levels.  Therefore, if the effluent requirements
determined using the range of inputs for each variable  fall within
the expeceed effluent qmaliey from a single ereatment level  (e.g., AST
or AST), chea additional analyses would generally not be  required  for
ehat variable siaaa ehe need  for  ehae  level of  ereatment  is  obvious.
•owever, if ehe required ereatment level  is heavily sensitive to,  and
dependent on, ehe selection of  an input value(s)  especially where
existing data are inadequaee  to characeerise  ehe variable(s), then a

-------
 tufficiant smovnt of additional dae* shall be obtained to nor*
 accurately define chat nodal v«riable(<) (thua iacreaaiaf the
 confidence la that variable) «o clue cb« •election of the treatment
 alternative MB be clarified.  For even further confirmation of the
 Mloctarf «ffittest liaieaeiooa* eh« Maaieiriej aaalfaia eaa aljo b«
 ranm for Che iadiviaual iavac variablea at a leaa •eria«ent level of
                        •
 craaeaHOC aod the roavlta aaalraa4 to deearmiae if the eaairea* veter
 e^ulitr objeeeiwa emld poaaibl? be aee ae chat leaaar treaaMat
 level viehia the raage of iadivioual ioavea beiag aeiliserf.  It auae
 be eaphiaiaea" thae the o«e of •mina' profeeaiooal jodpMoc ia
 eeeeatial when evaluacias eke eaafideaee ia the ajodal ispat variable*
 aaed and ia the •odaliac, reaulta obtaiaed.

     To farther aaaiat ie evaluaciaf the reaalta of the «eoaitivit7
aaaljaea, the iacreaMtttal preaent worth caet Ceaaatroctioa aad 04M) of
the propeaed improved traadaeae proceaa Bay alao be eooaidered whes
deeidiaf the aeceaaary level of treaeaeat.  Tor traapla,  if over*ixiac
 the elarifiara, providiac additional aeraeioo end elarifiers for
aitrifieatioa, or ceaaoaal eheaieal addition could provide the level
of tnraaeaaac ia e^aeationt aoch traaeaent covld be parti? juatified
baaad on beat jndfaene doe to the relatively low eoat of aaeh
 additional traaeaent.  On the other head, filtera (aa an add-on to
 •ierifiaaeioa), dae.ta their hied iacmneatal aoee, eavld be jnetified
 >7 eaia Siaylifiaai Method only if Che reevlta of theae aenaitivity
 aaalyeea indicate anfficient cenfideace ia Che reaulta.  Oeherviaet
                                     •             •    ,
 addicioaal data (iaaladiaf for calibrating and verifying the nodel)
 vnnld be

-------
     Generally,  the variablea Co be analysed in the aenaitivity

 ealayeia  ahould  include  choae liatad below, aad anould generally be

 varied by aeaaitivity raagea ia Che order of bhoee which art auggeatad

 bolov (eapeeially  if little or ao data  ia available to aupport eh«

           •«l«eeioa)t
        • C80D r«t« - T»ry by about ±SO to 100X (and appropriate
           iac roMiiM ia b€tv««a)f 4*f«adiat oa th« uaeartAioty ia tho
           ••tivatod vain*.
        o BBOO rat« - vary ¥7 ••««* *23 to 73X or «or« (and
          •fftoprUea iaenaoau ia b\ev««a), 4«p«a4iac oa tho
          oacoruiaey ia tho ootiaweo4 valao.
        • loaoration rato - *trj ly Above *tSX to ^lOOX or
          Mooondinf oa tho oaeoreaiacy irn tho oocia«eo4 voiuo), cod
          by iacoraodiato iacroojoau.  ta appropri«to aoaaitirity
          aaa\lf«ia ahoald al«o bo porfonMrf oa tho ToriabUa oood ia
          tho roapoctivo roooraeioa oqaaeioa* (i.o.t Toioeity, and
          alovo or dopch).

        o ionthic doaumd - gooorally aho«14 uao tho aunoatod raafoo
          •roaoatod iTTaecioa III(C)(4)(«l).

        o Toaporaeuro, pH - oao raagoa appropriate for tho
          aituatioa.
C.  to«olta

     1)  torait Condition*.  After determining tho fiaal effluent

liaitatioao aoeoaaary for tho •aintenaace of water Duality atandarda,

thooo liaieaeioaa ahould bo oaeorod iaeo tho IWtS permit.  Municipel

efflmoac liaUtacioao »rj> of tea apocifiod aa 30-doy aad 7-day average

valoao for MOj, aaomio-H, and ouopeadod ooUdo.  tor acre am with

•o«o flev oc eho eritiotl eoadieiooo, tho reeulta of  tho DO aoalyaia

ohoII bo aood oo 7-dor average effluent liadta rather ehoa 30-day

o^orogoo, aiaco thooo oao11 atreoate are oftea vory roaotivo to

variable waoeo ia«vtoa  for atreaow with aotuoro  flow ot tho critical
                               JU49

-------
 conditions,  the  currently  adopted  end applicable State or MA Region
 procedures  for applying modeling results to fOTV discharge permit
 effluent  limitation*  shall be  used.

     Technical analyses, are being conducted which study the effect* o
effluent concentration and streamflow variability, different dilution
ratios, and the use of ai-?mative averaging period schemes on receiv
water quality.  Preliminary results Indicate that effluent and stream,
variability and,  to a lesser extent, differing dilutions are critical
factors which often greatly affect taa frequency of severe water qual.
violations.

     A site-specific analysis that considers the effect* of the indivi
scream's flow variability,  available dilution, and the selected treat:
process* effluent concentration variability on the stream's water qual
(including the frequency and severity of water quality violations)  she
be performed in each case eo determine the appropriate averaging peria
Technical guidance on performing such analyses is being developed by >•
Da Office of Uater tegulaeions and Standarda to aid in the selection <
appropriate averaging perloda.

     Baaed on currently available data for treatment plant performance,
 fall nitrification treatment is e relatively stable process during the
 sammer months',  tfhen  considered sogethar with streamflow  variability at
 dilution, this treatment process should  normally preclude frequent high
 levels of water  quality violations whom  the stream flow is at low flow
 conditions  and the stream's flow characteristics are not  highly varlaH
                                  A-30

-------
(t .ippaara that In aoae caaaa.  «ap*cia;iy whara eha aeraaa'a
variability U not axeraaaly ht«h,  fluceuaelona tn eh* affluane quality jf
full nltrificaelon facllitlaa daalgnad co achlova 30-Uay avaragt p«rmit
limitation* ara nee Ukaly Co hava a st«nU leant Upacc on cha aquae le
habieae dua eo  laeraaaad loadIng* or dacraaaad dilution.  Actual lapaeta
eo  cha aquatic  habieae or daaicnatad uaaa will ba daearmiaad whan tie*-
•pacific aaalyaa* ara eoaducead.

      Th« C300  aatf HOD auepuea fro« eha 00 aoaljiia cheuU b«
    ivartad ee BOOj and awBoia-M MVDCS pan&e Uadeadooa wing eha
 followlac ralaeiotuhipa (aaeabliahad aarUar)t
      (a)  MOj    •  OOO/r
          (whara r • tha OCJOOiBOOj ratio, for tha appropriaea
          of eraaeaane, aalaeead ia tactioB I1I(C)(6),)
      (b)  Rl  -If-     RBOO/4.S7
      2)  Saatoaal gffluaat Liaaieaeioaa.  Tha affacea of variation*
 la eaap«?aeara aad flow should ba avaloaeed ea daearaiaa whaehar or
 aoe oparaeiag caaea caa ba raducad eteough aaaaoaal ralaxaeion of
 affloaae limieaeioaa.  Tor axaapla,  le  U coacaivabla that ia viaear,
 hi(har flowa aad lowar eaavaraeuraa voold allow for a ralaxaeioe of
 BOD aad awatoola liaieaeioaa froa a toxiciey aad 00 aeaadpoiae.

OUMPU FIOBUM

      C*a asavpla problaa will ba praparad aad providad  eo  eha uaar* of
 ehia Maehod  ia eha aaar fuevra.)
                                A-S1

-------
                             imnzz Ai
           ME90D 701 9CTHKZVZXC O7CCXU OOUHSTUAX pi
     Calcalatiac tea pi of taa atraas aftar oisiaf of apotroaa flow
with vaatovator diacharfa ia straightforward • providad chare is so»a
aiaiaal vatar ««ality i&foaucio* available om
     Zt ««• b« tea* witk iafonutioa om 4ifforooc eo«bia«tioB< of
            ccidicy «ad pi.  Ii« «o«e 4ir«et •«eho4»  ttd •isplcte  eo
prucnc for « ti«plifi«4 MChodolof?* ro^airos iafot»«tio« oa  pi and
•Ikaliaiey.  If so pi or alkaliaicy 4«ca ic  pr«««ati7 «r«il«blt for
tao POTV ad/or for ap«cr««a(  ch«n « •hort-ecn procrai of eollactiag
           pi ooVor *ik*liaieT  
-------
               ro«.uirad to reach tha tvo aad poiata (?hanolpathaiatn
               «e pi 1.3. aad Mathyl Oraaga at about pi 4.3).  For
               aotural vatara batvooa pi 4.5 aad 1.3 (aaaaatially all
               vo aaod ba coacaraod vita for thia axarciao). thara
               vill b« ao paaaolphthalaia aad poiat ~ aad All of
               tho aUuliaity vill b« pr«a«ae aa biearboaata ioa
               (icop.


Boca eaae th« procaduro pr«a«ac«d» aa4 tha chart aa«4« vill apply
                                      •
for ay aituaciom.  Tk« iaatr««tioaa for ita aa« arc mch aiaplar to

praawt if it ia aaataad that tha oaly vatara baiaf 4aalt vith vill b«

im th« pi 4.3 to 1^ raa«a (vaich vill aanally •• tho eaa«).
     Thcro art a auabar of tactaio.voa* •acho4a« ate.* for calculatisc

pi.  Tha ono proaaatod hero ao«aa to bo boat "raited for thoao

pvrpoaaa.  Tho chart ia takoa from "i^uatie Chotiatry" by Sci^ 4

Morsaa (Vilay Zataraeiaaea* 1970) ( aad tho approach ia a portioa of

Cho orarall approach Choy daacribo - vhich for aiaplicity la limit ad

to tho oaoal caaa vhich vaa aolactod.


     Tho calcalatiom ia illoatratod by tho follovias aumpla:

        o Ia a aatural vatar ayatom (or vaatavatar) vith a pi ia tha
          raafo of 4.3 to 8.3. tha alk&liaity moaaurod ia all
          biearbomato ioa (ICO.*) raportad ao 'am/1 aa CaCO..  Tha
          Total Zaortaaic Carboa (C_) »ui eoaaiat of both ICO, "
          amd aolablo CO. vhich cooxiac ia vatar ia thia pi ran«a.
          (•OTXi  Tho Staadard Hothoda taat for acidity voold maaaurt
          ooloblo CQ.)
                                 A-34

-------
(I)
e Tho chart roquiraa that alkaliaity b« reported ia eena of
  •illiaq>iTaleata/ liter (aee/1).  The eovreraiea ia aa
  follows*

       Alkaliaity-w4/l «• CaCOj X 1/30 •
• total laorcaaie C«rbe« (C_) mut b« ia e«ta« of
  «illiaolM/lit«r (aK/l). Tow«r«r. if «• «r« vorkiac with pi
  ««4 alkal laity* «• a««4 aot worry «ao«t thia eaar«rsioa.
  •or above cotoraiaiat tao «ei4ity or COj coacoatraciea.

o Ia a •ituatioa liko too oao boia« «4«ra«*«tf. both tlkaliaicy
  am4 CL «ro eoaaorracivo (pt ia aot).    Thua* vaoa tvo
  waters with alfforoat eoaeoatratioaa of alkaiiaity and C.
  ar« misod • tao fiaal eoaeaatratioa ia the a lead e«a bo
  •otatmiaod by aiaalo saaa baljaao*

o Tho stopo arot

       1.   Troa mlkaliaity aad pi. dotmiao Cy for ccrtaa
            aad wa«t««

       2.   C*lettl*c« eaaecatratioa of tlkaliaity md C. in
            bloaa.

       3.   Ootnmiao pB of bicad tram blcad alluliaity and
          lo probloa aad a calculation ahoof ar« (irca ia
  Kxhibit 3.  A bleak ealeaUtioa ahoot.  with chart,  ia alao
  attached (Exhibit 6).

-------
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           9
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            I
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o *• *
                         4
                                 3"
                     A-37

-------
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-------
                             AMOIOIX AI


     The  results of MV data supplied by DA DO Cincinnati show chat
BOOj levels in nitrification system effluents range from BOO. 3 - 8 ng/1.
                                                                  •
Testa run oo typical nitrified effluents using the Standard Methods
•00. test consistently exhibited higher than actual carbonaceous BOO. due
to nittlfication oeearrlnf dazing eha 300 CMC.  lha raaaon for tha hifh;
BOD. rtsult ia that aquaoui «olutiooa containing aMoniua salts an
in tha standard BOO. teat.  These ammonium salts in the presence of nitri-
fying organisms in tha nitrified effluent create an additional apearent
BOO. demand in the effluent.  For this reason, data from plants with
nitrification cannot be used to predict treatment capabilities unlearn
nitrification inhibitors are used.
     The Agency has proposed (December 3* 1979
an inhibitory BOOj tMt for nitrified effluents.    tarly verk at the
Washington* B.C.—Filet Plant ased allyl thiouree as the inhibitory
chemical.  These tests show that the BOOj meaavred for uninhibited
nitrified «ffluents is eve to three times greater than for inhibited
effluents (See Exhibit 7).

     Xt is eeNrised that all treatment plants with nitrification «se
tha inhibiting chemical and report the BOOj raUes that are
determined from this method to  expand the data base of plaat
operational capabilities.
                                  A-ol

-------
 1.  Tetra Tech Xae.  1977.  Water Quality Assessment; A Screening
          Method for Nondcsignatetf 208 Areas, EPA Publication No.
          EPA-400/9-77-023, August.
 2.  Thoaaan, 1.7.  1972.  Systssw Analysis aad Water Quality
          Maaageaeac.  HcCrav Hill look Co., pp 65-122.
 3.  Strecter, l.tf. aad C.I. Phelpo.  "A Scurfy of the Pollution and
          Natural Purification of th« Ohio liv«r, XII, Factors
          Coaeara«4 ia tb« Ph«oomoa of Oxidation and Uaaration",
          O.S. Public Haalch Sorvico, Public Boalth lullotia No.  U6.

 4,  Covar, A.P.  1971.  W8«loceiaf th« Propor UMration Co«ffici«at
          for ««o ia tfatar Qualify Moo«l« , pmsoatod at tho ETA
          Coofarcaea on Caviroaaaatal Kedaliaf aad $£m»lation, April.
 3.  lenaett, J.P. aad I.E. lathbua.  1972.  "leaeration  ia Open-
          Channel Plow, Ceological Survey Professional Paper 737".
 6.  lathbua, I.E.   1977.  "leaeration Coefficieats of Sen
          State-«f-the-Art", Journal ••:( the Hydraulics Division, A5CZ,
          Vol. 103 No. BT4, April.

 7.  Tsivoglou, E.C. aad J.I. Wallace.  1972.  "^Characterization of
          Stream leaeration Capacity", 9.S. Eavirunsiantal Protection
          Agency, leport No. EPA-R3-72-012, October.

 8.  Grant, l.S. aad Skavroneck.   1980.  Comparison of Tracer Methods
          aad Predictive Equations for Determination of Stream
          leaeratioa Coefficieats  oa Three Small Streams ia Wisconsin.
          O.S. Geological Survey,  Water Resources Investigation 80-19,
          March.

~9.  Personal Communication with Dr. Ernest Tsivoglou, March 26, 1980.

 10.  Personal Communication with Maan Osmaa, tipper Oletangy Water
          Quality Survey, Ohio EPA, September  1979.

 11.  Phciffer, T.B., L.J. Clark, aad N.L. Lovelace.   1976.  "Patuxent
          liver laaia Model, Rates Study", Preaeated  at EPA Coafarence
          oa Environmental Modeliag and Simulation*,  April.
                                   A-63

-------
  12.   Peraeaal Communication wish  3r.  T.P.  Chang.   1979.   Weat  Fork  si
            Hue  liver Water Quali:/  Survey, Indiana State Beard of
            Health,  September.

  13.   Hydroacieace  lac.   1971.   Simplified  Mathematical Modeling of
            Water Quality.  EPA,  March.

  14.   laytheea Co.   1974.  Oceaaegraphic  aad Environmental Servicea,
            Expanded Development of BUAM-A Mathematical Medal of Water
            Quality  for the  Beaver  liver Baa in.   Si*. Contract No.
            68-01-1836, May.

  15.   Tetra Tech Inc.  1978.  lataa, Coaatanta,  aad Kiaetic Formulationa
            ia Surface Water Quality Modeling.  OA Publication jio.
            EfA-400/3-78-103,
  16.   EPA,  legion 7,  Eaatera Oiatrict Office, Diachargera Pilea.

  17.   Peraoaal Commuaicatiea with Mark Tualer, Water Quality Evaluation
            Section, Wiaconaia Deparcaaat of Natural laaeurcea,  October
            17, l»7f.

  18.   Opper Miaaiaaippi  liver 208 Crane Water Quality Modeling  Study.
            Hydroacieace  Inc., January 1979.

  19.   Peraeaal Communication between  E.O.  Oriacell aad 1.7.  Themann,
            Auguat 1980.

  20.   Taiveglea,  E.C.  aad  L.A. Real.   1976.  "Tracer Meaauremeata  of
            leaeratioa:  IZZ.  Predictiag the leaeratioa Capacity of
            Inland Stream*".   Journal  WPCT. December.

-  21.   Wright, l.M. aad A.J.  McDonnell.  1979.  "la-Stream Oeoxygtnatioa
            late  Prediction", ASCZ Journal of the Environmental
            Engineering Diviaioa,  April.

  22.   Peraeaal Cumminieation with 1.P. McGhee, EJA legion 17,
            Auguat 1980.

-------

-------
(SB)
 ^^1^
\      UNITIO STATES INVIRC3N MENTAL PROTECTION AQINCY
                      WASMIMOTOM. 9.6. X04«0

                          JUN25 911
 HEMDRAHOUM


 SUBJECT: Mdtndun to  Simplified Mathematical Modeling Methodology
 FROM:    Steven Schatzow, Director,
          Office of Water Regulations and Standards (UH-551)
         UteSS^^&s&tZLjJ*--
          Henry U  Longest II. M rifctor
            'ice of Water Program operations (WH-546)
     0

 TO:      Regional  Hater Division Directors
          Regional  Environmental Services Division Directors
          Regional  Kasteload Allocation Coordinators


     Attached,  for  national use, 1s the final version of the addendum  to
 the 'Simplified Analytical Method" which provides several  technical
 revisions or clarifications to the national guidance document -dated
 September 26,  1380.  The guidance provided 1n this addendum will  supersede
 that 1n  the respective sections of the original document.

     As you will  note, the addmdum provides modifications  related to  the
 following Issues:


          application of the guidance.
          performing ammonia toxlclty analyses.
          calculation of stream travel time to reach the point
          of critical dissolved oxygen deficit. »
          temperature correction factor for £3.
          dissolved  oxygen saturation concentration determination.
          conversion ratio of G8QOU to C800$.
          permit conditions.


 These changes  are  based on additional Information and analyses  which  have
       available.
     If you have any  questions or comments or desire additional
 Information,  please  contact T1m w. Stuart, Chief, Monitoring Branch,
 Monitoring and  Data  Support Division (WH-5S3) on (FTS) 426-7766.
 Attachment

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               UNITED STATES ENVIRONMENTAL PROTU-mON AGENCY

                              WASHINGTON. D.C. 2O44O
                                 ADDENDUM
                                   TO         .
               •S1«pl1f1td  Analytical Method  for Determining
                   NPOES  Efflutnt Limitations for POTW's
          Discharging  Into  Low-Flow Streams:   National  Guidance"


 I.   INTRODUCTION

     This  addendum  provides Mvtral technical  revisions to  the  "Simplified
 Analytical Method" that  clarify,  correct, or modify  (based on  additional
 Information and analyses which have become available) certain  sections  of
 the  original national  guidance document dated September  26. 1980.   The
 guidance  provided  herein supersedes that 1n  the respective sections of  the
 original  document*

     Users of this  method (as well as others)  are strongly  encouraged to
 develop additional data  and other Information on reaction  rates  and other
 factors applicable to  this method, and to submit this additional data and
 other Information, along with suggested Improvements for the method, to:
                  Chief, Uasteload Allocations Sect4on
                            Monitoring Branch
                           MOSO/OWRS  (WH-553)
                  U.S. Environmental  Protection Agency
                           401 M Street, S.U.
                         Washington,  O.C. 20460

                       (Telephone: (202)-426-7778)

This additional data and other Information Is needed so that appropriate
additional Improvements to the method can be made periodically.  Users may
.also, when appropriate, make any modifications to this method that will
allow the method to more accurately represent regional or  local
conditions.  Any changes should be supported with an adequate technical
justification.  Including sufficient applicable data.

    Where the  results  of the water quality analysis Indicates the need for
treatment beyond secondary. State users of this method are encouraged to
coordinate the  modeling analysis with a review of the environmental
benefits and costs of  the  receiving water's applicable water quality
standards.  Such assessments should be conducted In accordance with the
revised water  quality  standards regulations and EPA guidance, when
published.

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    A  site-specific  analysis  th«t  eonsldtrs  the effects of the Individual
 strtui's  flow  variability,  available dilution,  and tht selected treatment
 process1  affluent  concentration  variability  on  the strain's water quality
 (Including  tht frequency  and  severity of water  quality violations) should
 bt ptrforwd 1n each cast to  datanalnt tht approprlatt averaging ptrlod.
 Technical guidance on performing such analysts  1s  being developed and will
 soon be released  (anticipated date Is about  July 1982) by  the EPA Office
 of Water  Regulations and  Standards to aid In the selection of appropriate
 averaging periods.

    Based on currently available data for treatment plant  performance,
 full nitrification treatment  is  a  relatively stable process during the
 summer months.  Hnen considered  together with strtamflow variability  and
 dilution, this  treetawnt  process should  normally preclude  frequent high
 levels of water quality violations when  the  stream flow Is at low flow
 conditions and  the strata's flow characteristics are not highly variable.
 It appears that 1n east cases, especially where tht strata's flow
 variability 1s  not extremely  high,  fluctuations In tht effluent quality of
full  nitrification facilities designed to achieve  30-day average penalt
limitations are not  likely to have a  significant Impact on the aquatic
habitat due to  Increased  loadings  or  decreased  dilution.   Actual  Impacts
on the aquatic  habitat or designated  uses  will  be  determined when
site-specific analyses are conducted.

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     E.    Initial  Deficit Determination freqe 18 and Exhibit 3).

     The  dissolved oxygen (00)  situ Pit 1 on eonetntritlons tablt presently
 Ineludtd u  Exhibit  3 In tin Method Is based on Strttttr.  Additional
 evidence which his bttn accumulated Indicates that these sit u pit 1 on 00
 values IPI not entirely iccupitt.   The new 15th edition of 'Standard
 Methods' contains in updated UbU of saturation 00 conctntPitlons which
 represents tht Most  up-to-datt and accurate saturation DO eoncantPitl on
 data currently available.  This table 1s reproduced in Attachment A of
 this addanduB.  It should bt notad that tht tabulated values for 00
 saturation art for distilled water at standard prtssurt (saa level).
 Thtst valuts  should  bt eorrtettd for altitude and dissolved sol ids levels
      tht formula at tht bottom of tht tablt*
     It  1s Important  for all wasttload  allocation and other water quality
modeling efforts  to  be consistent  In tht use of saturation 00 values.  Use
of the  attached table Is  recomended for this Method (and other modeling
efforts) because  It  represents  the best Information currently available.

    F.   Conversion  from  CBOOu  to  B00< fpaot 18).

    (i)  Tht method  presently discusses conversion ratios of C80DU to 800$
for virlous levels of treataent; however. 1t Is unclear whether the method
Is referencing carbonaceous (based on  a n1trlf1cit1 on-Inhibited test) or
total (based on an uninhibited  test) 800$.   Therefore. It should be
clarified that the ratios being discussed In the guidance are for C800U to
CBOOj (based on a nitrification-Inhibited test).  (It 1s recoieiended that
the permit BOO effluent Units  which ire finally selected after the water
quality analysis be  written is  i carbonaceous and not i total 8005; the
use of CBOOs effluent Halts ind,  coppe:;and1ngly, i carbonaceous
(tnhlblted) 800 test when Monitoring the effluent can help avoid potential
data Inaccurzdes that can result  fpoa nitrification occur! ng 1n the
bottle during an uninhibited BOO test  due Co the presence of sufficient
nltriflers 1n the test bottle.)
    (b)  The CBOOu *° CSOJs ratio  Is a  function  of the  level  of treatment
and the associated degradabl 1 Ity of the waste.   Thus  higher ratios  ipe
expected and have been observed for higher  levels  of  treatment  since the
C800 remaining 1n more highly treated effluents  degrades  «ore slowly than
that In less treated wastawaters.

    Th« method presently suggests  that, for plants with treatment levels
greater than secondary, a ratio of 2.5  to 3.0 should  be used for
determining permit limitations.  The guidance Implied,  though did not
specifically state, that 2.5  should be  u«ed for  nitrification levels of
treatment and a ratio of approximately  3.0  should  be  used for treatment
levels greater than nitrification.

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     Additional  analyses  of very  limited  sewage treatment plant effluent
 BOO (total  and  carbonaceous)  5-day,  long-term (ultimate), and time series
 data Indicated  that  a CBOtL to CBOOs conversion ratio of about 2.3 should
 be  used  for nitrification  facilities.  Until  additional  treatment plant
 effluent data can  be collected and analyzed to further refine this ratio,
 a factor of 2.3 should  be used  for  nitrification and higher-level
 treatment facilities.  It  must be emphasized that this value Is presently
 based on a  very limited  set of data,  and that additional treatment plant
 effluent data 1s needed  to gain  greater  confidence 1n the suggested value.
 All  EPA  Regions, the States,  and others  are again strongly urged to
 voluntarily participate  1n a  nationwide  data  gathering effort so that more
 accurate ratios can  be developed.

     It Is recommended that, whenever possible, existing  plant effluent
 data  and/or pilot  plant  data  should  be collected to assist 1n the
 selection of an appropriate conversion ratio.   Caution should be
 exercised,  however,  when using data  from an existing plant that has a
 level of treatment that  Is  significantly lower than that which 1s
 proposed.   Such data- should not  be blindly  applied when  selecting the
 appropriate conversion ratio; It should  merely be used as a guide.  A
 sensitivity analysis of  the conversion ratio  and Its Implications on the
 final treatment decision to be made  can  help  the water quality analyst
 determine the relative Importance of gathering such additional  data.

     It Is also  recommended  that  the BOO; effluent limits In the treatment
 plant's  permit  be  reviewed  after the new facility 1s on-Hne to help
 ensure that  the correct  C800U to CBOOg ratio was applied to the model
 output.  This can  be accomplished by collecting  and analyzing appropriate
 plant effluent  CSOO data after the new treatment facility Is on-Hne.

 -   6.   Permit Conditions  (page 22).

    The  guidance presently  requires that, for  streams  with  zero flow at
the critical conditions, the results of  the modeling analysis should be
used as  7-day average effluent limits, and, for  streams  with nonzero flow
 at the critical  conditions, the  currently adopted and  applicable State or
 EPA Regional procedures  for applying modeling  results  should be used.   The
original  guidance  also Indicates that this  Issue of applying modeling
 results to effluent limitations  1s being analyzed 1n support of the
 development  of  forthcoming  policy guidance  on  wasteload  allocations/total
maximum  dally loads  (ULA's/TfCL's).

    Technical analyses are  being conducted which study the effects of
 effluent concentration and  streamflow variability, different dilution
 ratios,  and  the use  of alternative averaging  period schemes on receiving
water quality.  Preliminary results  Indicate that effluent and streamflow
 variability  and, to  a lesser extent, differing dilutions are critical
 factors  which often  greatly affect the frequency of severe water quality
 violations.

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                                    -2-


 XX. TECHNICAL REVISIONS                                    	   	

     A.   Applications and Constraints (page 3).

     As stated 1n the original  guidance doeuntnt, the analytical ttchnlqucs
 which art used 1n water quality modeling should be tht simplest possible
 that will still  allow tht water quality manager to make confident and
 d«ftns1b1t wattr pollution control decisions.  In nany cases, where
 relatively simple conditions exist, simplified node11ng efforts that have
 •1n1«al  aanpower and data requirements are often adequate to make such
 decisions.  Use  of simplified efforts, when appropriate, can result 1n
 both substantial savings 1n State and EPA resources and cost-effective and
 technically sound effluent limitations to be achieved.

     Recent experience and analyses Indicate that this simplified method,
 when followed properly and with little or no site-specific data being
 employed,' should normally result In both technically sound water quality
 justifications being developed for nitrification levels of treatment and
 substantial  savings In State and EPA resources.  However, It has also been
 noted that this  simplified analysis alone (I.e., without any site-specific
 data) usually cannot provide the confidence needed to adequately justify
 permit limits more stringent than about 10 mg/1 CBOOj and 1.5 mg/1 NHj-N,
 Including relatively costly filtration treatment after nitrification.
 Therefore,  tnls  simplified method cannot be used by Itself to justify
 permit limits nore stringent than 10 «g/1  CBOOs and 1.5 mg/1 NHj-N
 (Including  filtration  after nitrification).

    Where treatment  sore  stringent than  10 mg/1 CBOOg and 1.5 ng/1 NH3-N
 (Including  filtration  after nitrification) appears to be needed,
 appropriate supporting site-specific  data  should be collected «nd used In
 the analysis  1n  order  to  Increase confidence  1n the variables ust* 1n this
model. In the  the  modeling results that  are obtained, and,  most
 Importantly.  In  the  treatment  decision Itself.   This  additional  level  of
 analysis  should  also be accompanied by a rigorous  sensitivity analysis
 (see  page 20  of  the  method).   Based on past analyses  and construction
 grant  project  reviews,  1t  appears that this situation (e.g., the need  for.
treatment beyond nitrification) will  seldom be  required except  1n  certain
cases where small  streams  with very low  assimilative  capacities tre
encountered.

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                                    -3-

     8.   Ammonia Toxldty Analysis  (page  5).                    	    __

     The original guidance document  recommends  that,  1f no un-lonlzed or
.total  ammon1a-N standards are  available for use,  a  criterion of 0.02 wg/1
 un-lonlzed ammonia be used for freshwater cold water habitats,  or O.OS
 mg/1 un-1on1zed ammonia be used for freshwater warm water habitats.
 Additional  research,  however,  Indicates that these  criteria may 1n many
 cases  be more stringent than necessary to protect water quality.   It 1s
 now recommended that  the latest EPA ammonia toxldty criteria,  when
 promulgated,  be used  In conjunction with  the supporting ammonia criteria
 Implementation guidance document.   Until  the new  EPA ammonia toxldty
 criteria are  promulgated, AT facilities proposed  solely to prevent ammonia
 toxldty may  be approved only  with  supporting  justifications based on
 either: (1) site-specific biological data showing that the designated uses
 cannot be restored without redudng ammonia toxldty,  or (2) bloassay data
 (either from  a laboratory or similar site) for Indigenous species showing
 that existing or future ammonia toxldty  levels will  Impair designated use
 attainment (exposure  levels and durations for  these  tests should  be
 similar to those occurring or  anticipated to occur  In  the receiving
 water).  (Note: After publication of new  ammonia  toxldty criteria by EPA,
 Advanced Treatment processes proposed  solely to prevent ammonia toxldty
 may be approved consistent with these  criteria and this simplified
 method.)

     C.   Pissolved Oxygen Analysis  (page  9). .

     Equation  5 on page  9 of the method Is presently  written incorrectly.
 The correct form, which should be used, 1s:
                     in C(K2/KflOO)  (1-

                                                                 (Eq.  5)

     0.    Temperature Corrections of Reaction Rat**  (pages  17-18).

     The method presently states that the temperature correction
coefficient  (•) for  *3 to  be used  1n Equation  10 Is 1.10.  A more
reasonable correction coefficient  for 1(3, which should  be  used,  1s  1.08.
This latter  value  represents an average of the range of correction  factors
found by  different researchers  ("Rates, Constants,  and  Kinetics
Formulations 1n Surface Water Quality Modeling', EPA-600/3-78-105).

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