10019918
           U. S. ENVIRONMENTAL PROTECTION AGENCY


                               1991

'4-1
                  MANAGEMENT CONTROL PLAN
  C-i
  an
  o
 Prepared By:
 Resource Management Division
 Office of the Comptroller
                                 HEADQUARTERS LIBRARY

                                 i-.M/IRONMENTAL PROTECTION

-------
                 EXECUTIVE SUMMARY
                           OF
       ERA'S 1991 MANAGEMENT CONTROL PLAN
     This five-year Management Control Plan has been
prepared in accordance with the requirements of OMB
Circular A-123,  "Internal Controls."

     The Plan identifies the control evaluations conducted
in 1991 and those planned for 1992 through 1996.
Summary of Information;

     Alternative Internal Control Reviews:  In 1991,  EPA
performed 807 reviews.   In 1992, it plans to complete 808
reviews.  In the period  1993 - 1996, EPA plans to conduct
2,244 reviews.

     Internal Control Reviews:  In 1991, EPA performed 48
reviews.  In 1992,  it plans to complete 33 reviews.   In the
period 1993 - 1996,  EPA  plans to conduct 130 reviews.

-------
           U. S. ENVIRONMENTAL PROTECTION AGENCY

                               1991

                  MANAGEMENT CONTROL PLAN
                         TABLE OF CONTENTS



                                                               Page

Summary Page of  Agency's MCP                                      1

Summary Page of  Regional Offices                                  2

 Region I                                                        3
 Region II                                                       3
 Region III                                                      4
 Region IV                                                       5
 Region V                                                        5
 Region VI                                                       6
 Region VII                                                      6
 Region VIII                                                     7
 Region IX                                                       7
 Region X                                                        8

Summary Page of  Headquarters Support Offices                      9

 Administrator                                                   10
 Administration  and Resources Management                         10
 Enforcement                                                    11
 General Counsel       •                                         12
 Policy, Planning and Evaluation                                 12
 Internal Activities                                             12
 Inspector General                                               13
 Research and Development                                        14

Summary Page of  Headquarters Program Offices                     16

 Water                                                          17
 Solid Waste and Emergency Response                              17
 Air and Radiation                                               18
 Pesticides and  Toxic Substances                                 20

-------

-------
        MCP
    SUMMARY PAGE
U. S. ENVIRONMENTAL PROTECTION AGENCY
    1991 MANAGEMENT CONTROL PLAN

        1991 THROUGH 1996
                              FY 1991
                         COMPLETED REVIEWS
PRIMARY ORGANIZATION       AICRs    ICRs

Region I                       11        0
Region II                      35        0
Region III                     41       12
Region IV                      35        0
Region V                       28        0
Region VI                      83        1
Region VII                     64        0
Region VIII                    96        0
Region IX                      27        9
Region X                       30        0

 TOTAL, Regional Offices      450       22

Administrator                   1        0
Administration and
 Resources Management          89        2
Enforcement                    37        0
General Counsel                 0        0
Policy, Planning and
 Evaluation                     0        0
International Activities        0        0
Inspector General              16        4
Research and
 Development                   85       15

 TOTAL, Support Offices       228       21

Water                          23        2
Solid Waste and
 Emergency Response            42        2
Air and Radiation              32        1
Pesticides and
 Toxic Substances              32        0

 TOTAL, Program Offices       129        5

AGENCY GRAND TOTAL            807       48
FY
PLANNED
AICRs
14
30
37
33
31
76
57
95
29
48
450
1
99
31
0
2
2
14
87
236
19
48
28
1992
REVIEWS
ICRs
1
0
4
0
0
0
0
0
10
0
15
0
2
0
0
0
0
4
9
15
0
2
1
                27

               122

               808
 0

 3

33
FY 1993 -
PLANNED
AICRs
41
80
85
92
77
284
197
217
64
156
1,293
0
293
66
0
0
2
56
313
730
66
58
81
16
FY 1996
REVIEWS
ICRs
3
0
14
0
0
0
0
0
34
0
51
0
7
0
0
0
0
16
47
70
0
9
0
0

-------
                                    U. S. ENVIRONMENTAL PROTECTION AGENCY
                                        1991 MANAGEMENT CONTROL PLAN
SUMMARY OF
REGIONAL OFFICES
PRIMARY ORGANIZATION
Region I
Region II
Region III
Region IV
Region V
Region VI
Region VII
Region VIII
Region IX
Region X


FY 1991
COMPLETED REVIEWS
AICRs ICRs
11
35
41
35
28
83
64
96
27
30
0
0
12
0
0
1
0
0
9
0
1991 THROUGH 1996
FY 1992
PLANNED REVIEWS
AICRs ICRs
14 1
30 0
37 4
33 0
31 0
76 0
57 0
95 0
29 10
48 0

FY 1993 -
PLANNED
AICRs
41
80
85
92
77
284
197
217
64
156

FY 1996
REVIEWS
ICRs
3
0
14
0
0
0
0
0
34
0
TOTAL
450
22
                                                   450
                                 15
1,293
51

-------
U. S. ENVIRONMENTAL PROTECTION AGENCY
    1991 MANAGEMENT CONTROL PLAN
         1991 THROUGH 1996
All
NO.

100
101
102
103
104
105
106

200
201
202
203
204
205
206
207
208
RISK
COMPONENT RATING
(REGION I)
Office of Regional Aehiinistrator, Public
Affairs and Government Relations med
Office of Regional Counsel low
Air, Pesticides & Toxics Division med
Environmental Services Division high
Planning and Management Division high
Waste Management Division high
Water Management Division med
TOTAL, REGION I
(REGION II)
Office of Regional Administrator,
Caribbean Field Office med
Office of External Programs med
Office of Regional Counsel med
Office of Policy and Management I med
Office of Policy and Management II med
Environmental Services Division med
Water Management Division med
Air and Waste Management Division I med
Air and Waste Management Division II med
FY 1991
COMPLETED
REVIEWS
AICR ICR

0 0
1 0
2 0
2 0
5 0
0 0
1 0
11 0

0 0
0 0
1 0
11 0
10 0
0 0
6 0
0 0
0 0
FY 1992
PLANNED
REVIEWS
AICR ICR

1
1
2
3
6
0
1
14

0
0
1
12
7
0
3
0
0

0
0
0
0
1
0
0
1

0
0
0
0
0
0
0
0
0
FY 1993-1996
PLANNED
REVIEWS
AICR ICR

2
4
8
2
21
0
4
41

0
0
4
37
18
0
9
0
0

0
0
0
0
3
0
0
3

0
0
0
0
0
0
0
0
0
RESPONSIBLE
OFFICIAL

Keough
La ing
Murphy
Con ley
Meaney
H oh man
Fierre

Eristoff
Randol
Blazey
Barrack
Barrack
Metzger
Vaughn
Baker
Baker

-------
U. S. ENVIRONMENTAL PROTECTION AGENCY
    1991 MANAGEMENT CONTROL PLAN
         1991 THROUGH 1996
FY 1991
COMPLETED
AU
NO.
209
210
211
212
213


300
301
302
303
304
305
306
307
308


COMPONENT
Air and Waste Management Division III
Radiation Representative
Hazardous Waste Facilities
Hazardous Waste Compliance
New Jersey/Caribbean Remedial Branch
TOTAL, REGION II
(REGION III)
Office of Regional Administrator
Office of Regional Counsel
Office of External Affairs
Office of Policy and Management
Chesapeake Bay Program Office
Water Management Division
Air, Toxics & Radiation Division
Hazardous Waste Management Division
Environmental Services Division
TOTAL, REGION III
RISK
RATING
med
med
med
med
high


med
med
med
med
med
med
low
high
med

REVIEWS
AICR
2
0
1
1
3
35

0
1
0
16
3
9
2
9
1
41
ICR
0
0
0
0
0
0

0
0
0
10
1
0
1
0
0
12
FY 1992
PLANNED
REVIEWS
AICR
1
0
1
1
4
30

0
1
1
16
2
7
1
8
1
37
ICR
0
0
0
0
0
0

0
0
0
4
0
0
0
0
0
4
FY 1993-1996
PLANNED
REVIEWS
AICR
4
0
4
4
0
80

0
3
1
29
4
24
4
20
0
85
ICR
0
0
0
0
0
0

0
0
0
14
0
0
0
0
0
14
RESPONSIBLE
OFFICIAL
Eng
Giardina
Bellina
Meyer
Callahan


Erickson
Mulkey
Wright
Newsome
Capacasa
Morris
Mas I any
Wassersug
Jones


-------
U. S. ENVIRONMENTAL PROTECTION AGENCY
    1991 MANAGEMENT CONTROL PLAN
         1991 THROUGH 1996
FY 1991
COMPLETED
AU
NO.

400
401
402
403
405
406
407
408


501
502
503
504
505
506
507
508


COMPONENT
(REGION IV)
Air, Pesticides and Toxics Division
Waste Management Division
Water Management Division
Environmental Services Division
Office of Regional Counsel
Office of Policy & Mgmt. and Reg. Admin.
Office of Public Affairs
Office of Congressional Affairs
TOTAL, REGION IV
(REGION V)
Office of Public Affairs
Office of Regional Counsel
Great Lakes National Program Office
Air & Radiation Division
Environmental Services Division
Planning & Mgmt Div., and Reg. Admin.
Waste Management Division
Water Division
TOTAL. REGION V
RISK
RATING

med
med
low
med
med
med
med
low


med
med
med
med
med
med
high
med

REVIEWS
AICR

11
8
8
3
0
5
0
0
35

1
0
2
0
2
14
5
4
28
ICR

0
0
0
0
0
0
0
0
0

0
0
0
0
0
0
0
0
0
FY 1992
PLANNED
REVIEWS
AICR

11
7
8
3
0
4
0
0
33

1
0
4
0
3
15
4
4
31
ICR

0
0
0
0
0
0
0
0
0

0
0
0
0
0
0
0
0
0
FY 1993-1996
PLANNED
REVIEWS
AICR

44
8
28
12
0
0
0
0
92

4
0
1
0
12
44
0
16
77
ICR

0
0
0
0
0
0
0
0
0

0
0
0
0
0
0
0
0
0
RESPONSIBLE
OFFICIAL

Smith
Tobin
Cunningham
Finger
Barker
Franzmathes
Neville
Hanks


McCue
Ginsberg
Grand I er
Kee
Reed
Walker
Ullrich
Care


-------
                                              U.  S.  ENVIRONMENTAL  PROTECTION AGENCY
                                                  1991  MANAGEMENT  CONTROL PLAN
                                                       1991  THROUGH  1996
                    (REGION VI)

600   Regional Administrator, Management

601   Office of Regional Counsel

602   Hazardous Waste Management Division

603   Air. Pesticides and Toxics Division

604   Water Management Division

605   Environmental Services Division

606   External Affairs Division

      TOTAL, REGION VI


                    (REGION VII)

700   Regional Administrator

701   Congressional & Intergovernmental Liaison   low

702   Public Affairs

703   Office of Regional Counsel

704   Office of Policy and Management

705   Air and Toxics Division

706   Waste Mangement Division

707   Water Management Division

708   Environmental Services Division

      TOTAL, REGION VII
FY 1991
COMPLETED
RISK
RATING
high
low
high
low
roed
med
low
med
low
med
med
high
med
ined
med
med

REVIEWS
AICR
19
0
30
4
14
16
0
83
0
1
1
2
15
2
12
27
4
64
ICR
0
0
0
1
0
0
0
1
0
0
0
0
0
0
0
0
0
0
FY 1992
PLANNED
REVIEWS
AICR
16
0
26
6
13
15
0
76
0
1
1
2
14
2
6
27
4
57
ICR
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
FY 1993-1996
PLANNED
REVIEWS
AICR
52
0
96
24
52
60
0
284
0
4
0
8
41
8
12
108
16
197
ICR
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
RESPONSIBLE
OFFICIAL
Hathaway
Alexander
Davis
Me i burg
Kirkpatrick
Rhoades
Charles
Kay
Ritter
Michaels
Steincamp
Gordon
Sprat I in
Wagoner
Amsden
Fairless


-------
                                              U. S. ENVIRONMENTAL PROTECTION AGENCY
                                                  1991  MANAGEMENT CONTROL PLAN
                                                       1991  THROUGH 1996
                   (REGION VIII)

801   Water Management Division

802   Hazardous Waste Management Division

803   Air and Toxics Substances Division

804   Montana Operations Office

805   Environmental Services Division

806   Regional Administrator, Management

807   Office of Regional Counsel

808   Office of External Affairs

      TOTAL, REGION VIII


                    (REGION IX)

900   Regional Administrator

901   Office of Regional Counsel

902   Office of Policy and Management

903   Water Management Division

904   Air Management Division

905   Toxics and Waste Management Division

906   Office of External Affairs

      TOTAL, REGION IX
FY 1991
COMPLETED
RISK
RATING
med
med
med
med
med
high
med
med

med
med
med
med
low
med
med

REVIEWS
AICR
23
24
5
12
11
15
4
2
96
0
5
5
14
2
1
0
27
ICR
0
0
0
0
0
0
0
0
0
0
0
1
0
0
8
0
9
FY 1992
PLANNED
REVIEWS
AICR
26
16
5
12
12
18
4
2
95
1
3
6
14
4
0
1
29
ICR
0
0
0
0
0
0
0
0
0
0
0
1
0
0
8
1
10
FY 1993-1996
PLANNED
REVIEWS
AICR
70
6
20
36
40
21
16
8
217
0
0
8
56
0
0
0
64
ICR
0
0
0
0
0
0
0
0
0
0
0
2
0
0
32
0
34
RESPONSIBLE
OFFICIAL
Dodson
Duprey
Dickstein
Wardell
Yeagley
C lough
Spiecher
Cooke

Wise
Marvel
McGee
Seraydarian
Howekamp
Zelikson
Wieman


-------
                                              U. S. ENVIRONMENTAL PROTECTION AGENCY
                                                  1991 MANAGEMENT CONTROL PLAN
                                                       1991 THROUGH 1996


AU
NO. COMPONENT


RISK
RATING
FY 1991
COMPLETED
REVIEWS
AICR ICR
FY 1992
PLANNED
REVIEWS
AICR ICR
FY 1993-1996
PLANNED
REVIEWS
AICR ICR


RESPONSIBLE
OFFICIAL
                      (REGION X)

1000   Regional Administrator & State Operations   med

1001   Management Division

1002   Air and Toxics Division

1003   Hazardous Waste Division

1004   Water Division

1005   Environmental  Services Division

1006   Office of Regional  Counsel

       TOTAL, REGION  X
ned
high
med
high
med
med
med

10
8
4
4
3
0
1
30
0
0
0
0
0
0
0
0
20
11
8
4
4
0
1
48
0
0
0
0
0
0
0
0
80
27
32
4
9
0
4
156
0
0
0
0
0
0
0
0
Dunne
Gaul ding
O'Neal
Findley
Burd
Courson
Fox


-------
                                      U. S. ENVIRONMENTAL PROTECTION AGENCY
                                          1991 MANAGEMENT CONTROL PLAN
  SUPPORT OFFICES



PRIMARY ORGANIZATION

Administrator

Administration and
     FY 1991
COMPLETED REVIEWS
  AICRs    ICRs

       1        0
1991  THROUGH 1996

       FY 1992
   PLANNED REVIEWS
    AICRs    ICRs

         1        0
        FY 1993 - FY 1996
         PLANNED REVIEWS
          AICRs    ICRs
Resources Management
Enforcement
General Counsel
Policy, Planning and
Evaluation
International Activities
Inspector General
Research and
Development
89
37
0

0
0
16

85
2
0
0

0
0
A

15
99
31
0

2
2
H

87
2
0
0

0
0
4

9
293
66
0

0
2
56

313
7
0
0

0
0
16

47
  TOTAL
                              228
               21
       236
15
730
                                        70

-------
S. ENVIRONMENTAL  PROTECTION AGENCY
 1991 MANAGEMENT  CONTROL PLAN
      1991  THROUGH  1996
AU
NO.

1100
1101
1102
1103
1104
1105
1108
1109
1110
1111

1200
1201
1202
1203
1204
1205
COMPONENT
(OFFICE OF THE ADMINISTRATOR)
Imnediate Office
Executive Support
Administrative Lau Judges
Civil Rights
Small & Disadvantaged Bus. Utilization
Science Advisory Board
Office of Cooperative Environmental Mgmt.
Office of Cong. & Legislative Affairs
Office of Communications & Public Affairs
Office of Regional Operations and
State Labor Relations
TOTAL, OA
(OFFICE OF ADMINISTRATION AND
RESOURCES MANAGEMENT)
Immediate Office and Support Staff
Financial Management Division
Resource Management Division
Budget Division
Procurement & Contracts Management Div.
Grants Administration Division
RISK
RATING

med
med
low
med
med
med
high
med
high
med

med
high
high
high
med
med
FY 1991
COMPLETED
REVIEWS
AICR ICR

0
0
0
0
0
0
1
0
0
0
1

1
11
2
0
9
0

0
0
0
0
0
0
0
0
0
0
0

0
0
0
0
0
0
FY 1992
PLANNED
REVIEWS
AICR ICR

0
0
0
0
0
1
0
0
0
0
1

1
12
3
3
7
0

0
0
0
0
0
0
0
0
0
0
0

0
2
0
0
0
0
FY 1993-1996
PLANNED
REVIEWS
AICR ICR

0
0
0
0
0
0
0
0
0
0
0

4
29
8
10
28
0

0
0
0
0
0
0
0
0
0
0
0

0
7
0
0
0
0
RESPONSIBLE
OFFICIAL

Bazzle
Bazzle
Frazier
Scurry
Ropes
Barnes
Parker
Roberts
Rice
Gleason

Carman
Harper
Sandy
Brozen
O'Connor
Pippen
    10

-------
                                               u.
S. ENVIRONMENTAL PROTECTION  AGENCY
 1991 MANAGEMENT CONTROL PLAN
      1991 THROUGH 1996
 AU
 NO.                  COMPONENT

1207   Facilities Management & Services Division

1208   Management and Organization Division

1209   Environmental Health and Safety Division

1210   Office of Information Resources Management

1211   Office of Human Resources Management

1212   Office of Admin. & Res. Mgmt. - RTP

1213a  OA/CINN - Facilities Management Services

1213b  OA/CINN - Human Resource Management Div.

1213c  OA/CINN - Info. Resources Mgmt. Division

1213d  OA/CINN - Contracts Management Division

       TOTAL, OARM


               (OFFICE OF ENFORCEMENT)

1300   Compliance Anls. & Prog. Open. Div. and 10  med

1301   National Enforcement investigations Center  med

1302   Air Enforcement Division

1303   Office of Criminal Enforcement

1304   Superfund Enforcement Division

1305   Water Enforcement Division

1306   Pesticides and Toxic Substances Division    med

1307   Office of Federal Facility Enforcement  Div.  med
FY 1991
COMPLETED
RISK
RATING
high
med
med
med
med
med
med
med
med
med

med
med
med
med
med
med
med
med
REVIEWS
AICR
9
1
17
10
4
16
4
1
0
4
89
12
5
2
2
2
0
4
8
ICR
0
0
0
2
0
0
0
0
0
0
2
0
0
0
0
0
0
0
0
FY 1992
PLANNED
REVIEWS
AICR
9
0
26
6
1
21
5
0
0
5
99
8
7
2
1
2
0
1
5
ICR
0
0
0
0
0
0
0
0
0
0
2
0
0
0
0
0
0
0
0
FY 1993-1996
PLANNED
REVIEWS
AICR
21
0
85
12
10
84
0
2
0
0
293
12
23
8
0
0
0
3
0
ICR
0
0
0
0
0
0
0
0
0
0
7
0
0
0
0
0
0
0
0
RESPONSIBLE
OFFICIAL
Lemley
Petruccelli
Jimeno
Pesachowitz
Dawsey
Greenstreet
Beard
Bowman
Caster
Bailey

Bryan
Covington
Fulton
Alberico
Fulton
Fulton
Fulton
Davidson
                                                      11

-------
U. S. ENVIRONMENTAL  PROTECTION AGENCY
    1991 MANAGEMENT  CONTROL PLAN
         1991  THROUGH  1996


FY 1991

COMPLETED
AU
NO.
1308
1309


KOO
1401


1500
1501
1504
1505


1600
1601
1602
1603

RISK
COMPONENT RATING
Office of Federal Activities med
RCRA Enforcement Division med
TOTAL, OE
(OFFICE OF GENERAL COUNSEL)
Immediate Office/Management Functions low
Associate General Counsels/Legal Functions low
TOTAL, OGC
(OFFICE OF POLICY, PLANNING AND EVALUATION)
Immediate Office med
Office of Policy Analysis med
Office of Pollution Prevention med
Office of Regulatory Mgmt. & Evaluation med
TOTAL, OPPE
(OFFICE OF INTERNATIONAL ACTIVITIES)
Eastern Europe & Soviet Union Task Force
International Cooperation
International Issues
Program Operations
TOTAL, 01 A
REVIEWS

AICR ICR
2
0
37

0
0
0

0
0
0
0
0

0
0
0
0
0
0
0
0

0
0
0

0
0
0
0
0

0
0
0
0
0
FY 1992
PLANNED
REVIEWS
FY 1993-1996


AICR ICR
5
0
31

0
0
0

2
0
0
0
2

1
1
0
0
2
0
0
0

0
0
0

0
0
0
0
0

0
0
0
0
0
PLANNED
REVIEWS


AICR ICR
20
0
66

0
0
0

0
0
0
0
0

0
0
1
1
2
0
0
0

0
0
0

0
0
0
0
0

0
0
0
0
0

RESPONSIBLE
OFFICIAL
Sanderson
Stein


Stewart
Yamada


Free
Froehlich
Laskowski
Kelly







         12

-------
U. S. ENVIRONMENTAL PROTECTION AGENCY
    1991 MANAGEMENT CONTROL PLAN
         1991  THROUGH  1996
FY 1991
COMPLETED
AU
NO.

1700
1701
1702
1703
1704
1705
1706
1707
1708
1709
1710
1711
1712
1713
17U
1715



OA -
OA -
OA -
OA -
OA -
OA -
OA -
OA -
OA -
01 -
01 -
01 -
01 -
01 -
01 -
OMTA

COMPONENT
(OFFICE OF INSPECTOR GENERAL)
Audit Headquarters
Audit Operations Staff
Technical Assistance Staff
Internal Audit Division
Eastern Audit Division
Mid-Atlantic Division
Southern Audit Division
Northern Audit Division
Western Audit Division
Investigations Headquarters
Mid-Atlantic Division
Northern Investigations Division
Southern Investigations Division
Eastern Investigations Division
Western Investigations Division
- Technical Assessment and Fraud
Prevention Division
1716
1717
OMTA
OMTA
- Administrative Mgmt. & Services
- Personnel Security Staff
RISK
RATING

med
med
med
med
med
med
med
med
med
med
low
high
med
med
med

med
Div. wed
med
REVIEWS
AICR

1
1
0
1
3
1
1
1
0
1
1
1
1
1
1

1
0
0
ICR

0
0
1
0
0
0
0
0
1
0
0
0
0
0
0

0
1
1
FY 1992
PLANNED
REVIEWS
AICR

1
1
1
1
0
0
1
1
1
1
1
1
1
0
1

0
1
1
ICR

0
0
0
0
1
1
0
0
0
0
0
0
0
1
0

1
0
0
FY 1993-1996
PLANNED
REVIEWS
AICR

3
3
3
3
4
4
3
3
3
3
3
3
3
3
3

3
3
3
ICR

1
1
1
1
0
0
1
1
1
1
1
1
1
1
1

1
1
1
RESPONSIBLE
OFFICIAL

Konz
Karpf
Mil bourn
Gekosky
McKechnie
Gandolfo
Boyer
Carrol lo
Beeler
Sweeney
Squitieri
Falcon
Johnson
Byrnes
Griff en

Broaden
Binder
Bray
        13

-------
U. S. ENVIRONMENTAL PROTECTION AGENCY
    1991 MANAGEMENT CONTROL PLAN
         1991  THROUGH  1996
AU
NO.
1718
1719
1720

2200
2201
2202
2203
2204
2205
2207
2208
2209
2210
2211
2213
2214
RISK
COMPONENT RATING
OA - Planning and Resources Mgmt. Staff Med
Washington Field Office wed
Central Audit Division med
TOTAL, DIG
(OFFICE OF RESEARCH AND DEVELOPMENT)
Imnediate Office/Program Management high
Center for Environmental Research Info. med
Office of Exploratory Research med
Office of Tech. Trf. & Regulatory Support med
Office of Modeling, Monitoring Systems med
and Quality Assurance
Atmospheric Res. & Exposure Assessment Lab med
EMSL, Las Vegas med
EMSL. Cincinnati med
Office of Environmental Engineering
and Technology med
Air and Energy Engineering Research Lab. med
Risk Reduction Engineering Lab, CINN low
Office of Environmental Processes
and Effects Research med
Environmental Research Lab, Narrangansett med
FY 1991
COMPLETED
REVIEWS
AICR ICR
1
1
1
16

2
5
0
3
2
2
6
6
0
6
3
2
4
0
1
0
4

3
0
0
0
0
0
0
0
0
0
0
0
0
FY 1992
PLANNED
REVIEWS
AICR ICR
0
1
1
14

1
7
0
1
2
1
6
0
0
6
2
2
7
1
0
0
4

1
0
0
0
0
0
0
0
0
0
0
0
0
FY 1993-1996
PLANNED
REVIEWS
AICR ICR
3
2
3
56

0
28
0
5
4
0
19
0
0
24
7
8
28
1
2
1
16

9
0
0
0
0
0
0
0
0
0
0
0
0
RESPONSIBLE
OFFICIAL
Hockman
Ki ley
Tinsley

Hahan
Edgar
Cortes i
Preuss
Bills
Foley
Snelling
Clark
Lindsey
Princiotta
Oppelt
R Jordan
Jaworski
         14

-------
                                        U. S. ENVIRONMENTAL PROTECTION AGENCY
                                            1991 MANAGEMENT CONTROL PLAN
                                                 1991 THROUGH 1996
FY 1991
COMPLETED
AU
NO.
2215
2216
2217
2218
2219
2220
2221
2222

2223
2224
2225
2226

COMPONENT
ERL, Athens, GA
ERL, Gulf Breeze, FL
ERL, Duluth, MN
Robert S. Kerr ERL, Ada, OK
ERL, Corvallis, OR
Office of Health Research
Health Effects Research Lab., RTP
Office of Health and Environmental
Assessment
Environmental Criteria And Assessment
ECAO, CINN
Senior ORD Offical, RTP
Senior ORD Official, Cirm.
RISK
RATING
med
high
ned
med
med
med
med

med
med
med
med
low
REVIEWS
AICR
1
3
20
4
4
5
2

0
0
1
4
0
ICR
0
0
0
0
0
8
4

0
0
0
0
0
FY 1992
PLANNED
REVIEWS
AICR
2
3
16
6
5
5
5

2
1
1
4
2
ICR
0
0
0
0
0
4
4

0
0
0
0
0
FY 1993-1996
PLANNED
REVIEWS
AICR
8
12
52
24
22
20
16

8
4
4
16
4
ICR
0
0
0
0
0
26
12

0
0
0
0
0
RESPONSIBLE
OFFICIAL
Russo
Menzer
Veith
Hall
Murphy
Sexton
Reiter

Farland
Grant
Harvey
Hudson
Avel
TOTAL, ORD
85   15
                                                                       87    9
313   47
                                                15

-------
     SUMMARY OF
  PROGRAM OFFICES
             U.  S.  ENVIRONMENTAL  PROTECTION AGENCY
                 1991  MANAGEMENT  CONTROL  PLAN

                     1991  THROUGH 1996
PRIMARY ORGANIZATION

Water

Solid Waste and
 Emergency Response

Air and Radiation

Pesticides and
 Toxic Substances
     FY 1991
COMPLETED REVIEWS
  AICRs    ICRs

      23        2
      42

      32


      32
    FY 1992
PLANNED REVIEWS
 AICRs    ICRs

     19        0
     48        2

     28        1


     27        0
FY 1993 - FY 1996
 PLANNED REVIEWS
  AICRs    ICRs

      66        0
      58

      81


      16
  TOTAL
     129
    122
     221
                                                        16

-------
                                               U.  S.  ENVIRONMENTAL PROTECTION AGENCY
                                                   1991  MANAGEMENT CONTROL PLAN
                                                        1991  THROUGH  1996
                  (OFFICE OF WATER)

1800   Resources Management and Administration
        Immediate Office

1801   OWEC - Enforcement Division

1802   OUEC - Permits Division

1803   OST - Engineering and Analysisn Division    med

1804   OST - Health & Ecological Criteria Division med

1805   OST - Standards & Applied Science Division  med

1806   OWOU - Assessment & Watershed Prot. Div.

1807   OWEC - Municipal Support Division

1808   OWOW - Oceans & Coastal Protection Division med

1809   OWOW - Wetlands Division

1810   GWDW - Ground-Water Protection Division

1811   GWDW - Technical Support Division - Cinn.    med

1812   GWDW - Drinking Water Standards Division    med

1813   GWDW - Enforcement t Program Implementation low


       TOTAL, OW


                (OFFICE OF SOLID WASTE
               AND EMERGENCY RESPONSE)

1900   OERR - Emergency Response Division          med

1901   OERR - Hazardous Site Evaluation Division    med
FY 1991
COMPLETED
RISK
RATING
low
high
med
med
i med
med
med
high
i med
med
high
med
med
i low
REVIEWS
AICR
0
0
1
3
3
2
2
2
0
0
1
3
3
3
ICR
0
0
0
0
0
0
0
2
0
0
0
0
0
0
FY 1992
PLANNED
REVIEWS
AICR
0
0
1
2
3
2
2
0
0
0
1
3
3
2
ICR
0
0
0
0
0
0
0
0
0
0
0
0
0
0
FY 1993-1996
PLANNED
REVIEWS
AICR
0
0
2
4
12
4
8
0
0
0
4
12
12
8
ICR
0
0
0
0
0
0
0
0
0
0
0
0
0
0
RESPONSIBLE
OFFICIAL
B lakes lee
Kozlowski
Dougherty
O'Farrell
Stasikowski
Diamond
Grubbs
Quigley
Mlay
Meagher
Trovato
Stevens
Con I on
Blanco
23
19
66
 1    0

 8    0
 5    0

 5    0
 4    0      Luftig

 0    0      Reed
                                                        17

-------
U. S. ENVIRONMENTAL  PROTECTION AGENCY
    1991 MANAGEMENT  CONTROL PLAN
         199'  -HROUGH  1996
AU
NO.
1902
1903
1904
1905
1906
1907
1908
1909
1910
1911
1912
1913
19U


2000
2001
2002
RISK
COMPONENT RATING
OERR - Hazardous Site Control Division
and Administrative Division
OSU - Permits and State Program Division
OSW - Waste Mgmt. Div. I Economic Staff
OSW - Characterization & Assessment Div.
and Administrative Staff
OWPE - RCRA Enforcement Division
OWPE - CERCLA Enforcement Division
Office of Underground Storage Tanks
OAA - Chemical Emergency Preparedness
and Prevention Office
Office of Assistant Administrator
OERR - Office of Program Management
OWPE • Program Mgmt & Support Office
OSW - Municipal & Industrial Waste Division
OSW - Communications, Analysis and
Budget Division
TOTAL, OSWER
(OFFICE OF AIR AND RADIATION)
Immediate Office and Staff Offices
ORP - Office of Director
ORP - Criteria and Standards Division
high
low
med
low
med
high
med
med
high
med
high
med
med


med
med
med
FY 1991
COMPLETED
REVIEWS
AICR ICR
10
3
0
0
4
2
4
2
1
7
0
1
1
"~42

0
0
0
0
1
0
0
0
0
0
0
1
0
0
0
0
2

0
0
0
FY 1992
PLANNED
REVIEWS
AICR ICR
6
3
2
2
6
3
4
0
4
8
1
0
2
48

0
0
0
0
0
0
0
2
0
0
0
0
0
0
0
0
2

0
0
0
FY 1993-1996
PLANNED
REVIEWS
AICR ICR
12
1
4
4
13
0
11
1
0
8
0
4
4
58

0
0
0
0
1
0
0
8
0
0
0
0
0
2
0
0
9

0
0
0
RESPONSIBLE
OFFICIAL
Nsdeau
Barnes
Wyer
Bussard
Bromm
Mansbach
Ziegele
Jover
May
Rastatter
Chamber I in
Weddle
Marzetti


Cunningham
oge
Gunter
         18

-------
U. S. ENVIRONMENTAL  PROTECTION AGENCY
    1991 MANAGEMENT  CONTROL PLAN
         1991  THROUGH  1996
FY 1991
COMPLETED
AU
NO.
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019



ORP -
ORP -
ORP -
QMS -
OMS -
OMS -
OMS -
OMS -
QMS -
OMS -
OAQPS
OAOPS
OAQPS
OAQPS
OAOPS
OAIAP
ORP -
TOTAL

COMPONENT
Analysis and Support Division
Eastern Environmental Radiation Fac.
Las Vegas Facility
Immediate Office of the Director
Program Management Office
Field Operations and Support Div.
Manufacturers Operations Division
Emission Control Technology Division
Engineering Operations Division
Certification Division
- Immediate Office of the Director
- Stationary Source Compliance Div.
- Air Quality Management Division
- Technical Support Division
- Emissions Standard Division
- Atmospheric & Indoor Air Pollution
Radon Division
, OAR
RISK
RATING
med
ned
low
high
med
med
low
med
med
low
med
med
med
med
med
med
med

REVIEWS
AICR
0
0
0
1
8
2
3
4
1
4
1
5
0
0
0
3
0
32
ICR
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
1
0
1
FY 1992
PLANNED
REVIEWS
AICR
0
0
0
2
7
2
3
0
0
6
2
4
0
0
0
2
0
28
ICR
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
1
0
1
FY 1993-1996
PLANNED
REVIEWS
AICR
0
0
0
8
20
8
12
0
0
12
4
11
0
0
0
6
0
81
ICR
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
RESPONSIBLE
OFFICIAL
Halper
Porter
Bliss
Wilson
Bockh
Smith
Freed
Gray
Lawrence
Maxwell
Seitz
Rasnic
Calcagni
Laxton
Jordan
Claussen
Page

         19

-------
U. S. ENVIRONMENTAL  PROTECTION AGENCY
    1991 MANAGEMENT  CONTROL PLAN
         1991 THROUGH  1996
AU
NO.
COMPONENT
RISK
RATING
FY 1991
COMPLETED
REVIEWS
AICR ICR
FY 1992
PLANNED
REVIEWS
AICR ICR
FY 1993-1996
PLANNED
REVIEWS
AICR ICR
RESPONSIBLE
OFFICIAL
(OFFICE OF PESTICIDES AND TOXIC SUBSTANCES)
2100
2101
2102
2103
2104
2105
2106
2107
2108
2109
2110
2111
2112
2113

Program Management
Asbestos Action Program
Registration, Special Registration
and Tolerances
Generic Chemical Review
Administrative Functions
Pesticides Enforcement
Toxic Substances Enforcement
Administrative
New Chemicals
Chemical Testing
Existing Chemicals
Program Management & Administration
SARA Title III
Information Management
TOTAL, OPTS
low
med
•ted
•ed
med
low
low
med
high
med
med
low
med
•ed

0
2
3
2
7
4
6
3
3
1
1
0
1
0
32
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
2
0
0
3
5
7
3
0
3
4
0
0
2
27
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
8
0
0
0
0
0
0
0
1
7
0
0
0
16
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
Uhlifl
Kling
Lindsay
Tins worth
Abramson
Stahl
Musgrove
Musgrove
Me I one
Auer
Auer
Powers
Weber
T ravers

        20

-------