Resources % 0.C. 20-22,1985 EPA 210/ 1985.2 c.2 ------- ^a ' 'WE ARE FORTUNATE TO rfAve A CLEARLY DEFINED MISSION WHICH PEOPLE CAN UNDERSTAND, GRASP, BECOME COMMITTED TO -- AS A RESULT WE'VE ATTRACTED SOME EXTREMELY DEDICATED AND COMPETENT INDIVIDUALS-* i ' -" i .'V - '. OUR CHALLENGE TO CONTINUALLY LOOK AT THE KINDS OF OPPORTUNITIES WE GIVE PEOPLE TO GROW AND DEVELOP WHILE THEY . i '' . . t .;._. PURSUE THEIR CAREERS IN GOVERNMENT AND THEIR COMMITMENT TO THE MISSION OF THE AGENCY.* THREE YEARS FROM NOW,, I WOULD LIKE TO THINK THAT WE ESTABLISHED SOME FUNDAMENTAL CHANGES THAT WOULD BE AFTER WEARE GONE-' ^ 'YOUR PART I C I PAT TON 1 1| ; PROCESS W I LL MAKE EITHER HAPPEN OR NOT - I APPRECIATE THE FACT THAT YOU 'RE COMMITTED, YOU'RE WORKING TOGETHER RE HEADED IN THE RIGHT DIRECTION Excerpts from remarks ^y Le« Mi. Thomas, Administrator, to the EPA Human Resources Council on May 20, 1985. ------- SUMMARY RtPORT OF HUMAN RtSOUKCES COUNCIL MEETING WASHINGTON, D«C. MAY 1985 Protection UNITED STATES ENVIRONMENTAL PROTECTION AGENCY OFFICE OF HUMAN RESOURCES MANAGEMENT ------- The second meeting of the Human Resources Council was held at Meridian House International in Washington, D.C. in May 1985. Once again, we were overwhelmed by the Council Members' enthusiasm. Our goals for the meeting were threefold: to organize the Council and elect a chairperson; to continue the exchange of information begun at the planning meeting at Hunt Valley; and to inspire and encourage Council members and OHRM and PMD staff to continue human resource initiatives. I am pleased to say that we accomplished all of our goals. The Council met as a group, conducted its first business, and elected a Chair and Co-Chair, Paul Keough and Kathleen Callahan. Paul and Kathy have assumed responsibility for Council activities. A message from Paul outlining his views on the roles and responsibilities of the Council appears on the opposite page. The exchange of information begun at Hunt Valley continued Ten showcase presentations provided vivid examples of success- ful human resource initiatives throughout EPA. In addition to presentations about EPA, we included a session on the automated personnel system operated by the Air Force. This report contains a brief summary of each showcase. If you would like more information about any of them, please contact the presenter directly. Dr. Peter Vaill, Professor of Human Systems at George Washington University, provided perspective as well as inspiration. Describing the Human Resources Council as a "structural innovation" unique in government, Peter encouraged us to try new approaches and explained the way human resource activities can help create high performing organizations. He encouraged us to study the unintended consequences of our actions and to involve an ever-widening group of people. I look forward to working with Paul, Kathy and the Councils as EPA's human resource programs evolve. The process is well underway now. We have all the ingredients necessary to make EPA a truly high performing organization. It's up to us to do it. **2, K. Kirke Harper Director, Office of Human Resources Management ------- It is a great honor to have been selected as the Chair of the National Human Resources Council. I would like to outline a few of the main objectives I see the Council focusing on over the next few months. The Council must serve as a sounding board by reviewing and discussing proposed human resource initiatives, such as the Framework for Achieving Managerial Excellence (F.A.M.E.), the EPA Institute, and mandatory training for new supervisors. Commenting on new initiatives is an important role for each Council member. It is imperative that the views of the Regional Offices, Laboratories and each Headquarters program be reflected as new human resource proposals emerge. The Council must continue to generate innovative ideas and approaches to human resource problems. Many Regions and Laboratories have displayed creative and innovative ideas at "showcase" presentations at previous Council meetings. These ideas have been copied and incorporated into our overall Agency program. The Council will be expanding its role in this area. We also must assist the Office of Human Resources in the communications area. It is every Council member's obligation to see that the organization they have been chosen to represent is kept informed of all our activities. We simply must do a better job "spreading the word" about what is taking place in the human resource area. We will endeavor to be the "eyes and ears" of the Office of Human Resources in the field. The Council must serve as an early warning network to surface problems and issues. Only through this information gathering can we hope to be addressing problems that are of most concern to EPA personnel. In summation, I see the Council playing an extremely im- portant role in defining the role of human resource activities in supporting EPA's mission. But the Council will only be as effective as its members want it to be. We must work together, and we must work closely with the Office of Human Resources Management. We have a unique opportunity to make EPA a model for human resources management. Paul G. Keough, Chair Human Resources Council ------- ------- CONTENTS I. ADDRESS BY DR. PETER B. VAILL II. SHOWCASE PRESENTATIONS TASK FORCE ON STAFFING FLEXIBILITIES CERTIFIED PUBLIC MANAGER PROGRAM WORKFORCE PLANNING USING COMPUTER GRAPHICS SCIENTIFIC/TECHNICAL JOB ANALYSIS STUDY CAREER DEVELOPMENT PLANS EMPLOYEE SURVEY AIR FORCE CAREER MANAGEMENT PROGRAM ORD New Jersey Region IX OHRM Region IV Region VIII USAF III. CAREER MANAGEMENT SESSIONS FRAMEWORK FOR ACHIEVING MANAGERIAL EXCELLENCE (FAME) SCIENTIFIC/TECHNICAL CAREERS ADVISORY COMMITTEE SUPPORT CAREERS ADVISORY COMMITTEE 5 7 9 11 13 15 17 19 21 23 ------- ------- ADDRESS BY DR. PETER B. VAILL Professor of Human Systems, School of Government and Business Administration George Washington University There are basically three broad thrusts to my remarks which are somewhat loosely related. The three areas I will cover are: (1) how your Human Resources Council looks to me, my perceptions of you as participants and my hopes for you, (2) how your effort relates to what professionals in the field of human resources development are trying to do and, (3) the kind of impact or contribution this group can make in the Agency. I don't think I have ever seen an effort like the one you are embarking on. I have never seen a professional staff in the human resources field turn over a major piece of its influence, establishing a partnership with people throughout an organization as big as yours to help keep the effort on course, to keep their feet on the ground. Deliberately inviting input is a unique structural innovation. I see your efforts becoming a model for other federal agencies. We are living in a society in which our institutions have become more fluid and increasingly temporary in nature. The temporary systems we create have some interesting proper- ties which are not like formal organizations. They must often define their own task, as you have. They are not bureaucratically organized, and cut across hierarchies and disciplines. Their success depends on individual contributions because they work together for short periods infrequently, as you are meeting here. Get to know each other; leadership roles will merge, and you'll find there will be pure networks rather than a hierarchy, Individuals should be open to playing new roles, deciding what's significant, and refraining from rushing to judgments. Questions to ask yourselves are: In what ways do you want to be a significant force? In a year or two years from now, in what ways do you want to be missed? Everyone is breathless from the rapid growth of human resources development in the last fifteen years. One of the ------- reasons this field has grown so is that legislation in the 1960s and early 1970s forced organizations into an increasing awareness that people are basically all you've got and the way you treat people influences the ability of those people to make decisions and to work together effectively. Management problems are getting more difficult, particularly in an agency like EPA where there are a lot of better-educated, high- powered mature professionals. They have their own egos and a sense of themselves, and in their academic careers they probably did not consider what it would be like to actually work in an organizational context. You can help the policy formulators think about what kind of policies will make a difference in this Agency? what will help the people in your Regions and Laboratories feel better about EPA and be more creative, optimistic, and productive. I see the main emphasis in the human resources field today to be on the quality of life and the quality of human relationships. The actions that management takes in this area have the greatest potential for influencing the quality of the substantive work that the organization does. There's a temptation to rush into packaged solutions that look attractive. Take your time and think about it. You will find problems for which there is nothing on the shelf. You're going to have to make it up, and that will be fun. This type of change is an on-going process rather than one zippy program after another. You have identified the areas of career development, workforce planning and organizational development in your mission statement. Think of the on-going influence you can have in areas like those three and others that you decide to work on. You will be constantly balancing and integrating ideas. Lastly, I'd like to leave with you the five aspects I think you must recognize and balance to have a high-quality organization: 0 economic, that is, using your resources effectivley; 0 technologi ca 1, relates to the way in which you set up your work and structure your organization; 0 what I'll call communal, which involves making the organization a good place for people to work together; ------- e the spcial-political aspect of being good citizens in your environment and paying attention to the quality of your relationships with constituencies outside your Agency; and 0 the moral-spiritual-transcendental evaluation, which asks the questions we tend to ask ourselves anyhow/ human beings being the way they are. Is what we are doing in the environment technically right? Is this a good way to use my life? Why are we permitting supervisors to treat people this way? The extent that you are successful in juggling, balancing and integrating those five things, will determine the quality of your system. ------- ------- Presented by: Frank T. Princiotta PTS 629-2821 THE REPORT OF THE ORD TASK FORCE ON STAFFING FLEXIBILITIES Background: Dr. Bernard Goldstein, EPA"s Assistant Administrator for Research and Development was interested in identifying initiatives he could pursue to enhance ORD's ability to recruit, keep and motivate highly qualified scien- tific personnel. Summary: Dr. Goldstein set up a task force co-chaired by Robert Dixon, his Office Director for Health Research, and Art Sandoval, Director of Personnel Management at Las Vegas, staffed by senior ORD and OARM personnel. The task force identified 17 potential initiatives they believed could upgrade the ability of ORD to recruit and keep highly qualified scientific personnel. Their final report was presented to Dr. Goldstein in July 1984. He selected 10 of those initiatives which he wished to pursue. He then asked Ken Dawsey, Deputy Director, Office of Administration, and Frank Princiotta, Director, Air and Energy Engineering Research Laboratory, to co-chair a group to work on implementation details for the 10 selected initiatives. The initiatives included the following: o Establish and publicize career ladders for research positions utilizing peer panels to determine qualifi- cations and scientific contributions; o Liberalize present policy on use of IPAs to allow for recruitment of personnel with selected scientific skills to supplement the EPA research staff; o Consider the reinstitution of an innovative research program allowing EPA scientists, selected through competition, to conduct independent research on selected innovative themes at highly respected research insti- tutions. The implementation group has finalized its recommendations and has submitted them to Dr. Goldstein for his implementation. Those of us who have worked on this project believe it was successful because of the clear ground rules laid out by Dr. Goldstein, by his intense and persistent interest in this subject and by the excellent spirit of cooperation displayed by OARM and ORD senior staff. Although it is too soon to tell exactly what the impacts of this effort will be, we believe they will substantially enhance ORD"s scientific ------- program because of the visibility they give to communicating important staffing flexibility options. Another major benefit is that initiating a dynamic career ladder and innovative research program can positively motivate our onboard scientists. An important observation made by the participants in this effort is that very little new was discovered or innovated by this group; however, innovative utilization of current Agency's programs and communication of these mechanisms can be quite constructive. ------- Presented by: Alma Joseph New Jersey Civil Commission (609) 984-7144 Serv, THE CERTIFIED PUBLIC MANAGER PROGRAM OF NEW JERSEY In 1983, Governor Thomas H. Kean, by Executive Order, created the New Jersey Certified Public Manager Program. This program, for the first time in New Jersey history, created a comprehensive management program aimed at providing specialized training in management for the supervisors and managers in New Jersey state government. The Executive Order was a reaction to several factors which existed relevant to management training: 1) no uniform and comprehensive program existed for the State's 15,000 supervisors and 3,000 managers; 2) of the money (several million dollars) expended for employee development, less than seven percent was expended for the improvement of supervisors and managers; and 3) the existing programs lacked uniformity in content and quality. After extensive research and review of existing management development programs, New Jersey joined six other states (Georgia, Florida, Louisiana, Arizona, North Carolina, Vermont) involved in the structured improvement of government managers. Several other states (Maryland, Pennsylvania, Iowa, Washington, Delaware) are currently exploring membership in the National Certified Public Manager Consortium. The Certified Public Manager Program in New Jersey broke new ground in that it formed a partnership between one of the state's operating agencies, the Department of Civil Service, and Rutgers, the State University. The CPM Program is structurally complex, in that it is divided into six levels; the first three are conducted by Civil Service and the last three are conducted by Rutgers University. Based on the Governor's mandate, all supervisors will complete at least the first three levels and all managers will complete ------- all six levels. Thus, the only requirement for admission to the program is a job which entails supervisory and/or manage- rial responsibilities. However, since the Governor was interested in using this program to enhance the status of women and minorities in state government, those who are identified as having the potential to become supervisors/ managers may be enrolled. The core program involves 240 classroom contact hours as well as 60 hours of related elective instruction covering such topics as communication, leadership, motivation, discipline, equal employment opportunity and affirmative action, the budget process, administrative law, professionalism, organizational development and the use of microcomputers. In addition, parti- cipants are required to complete a project for each level, present the results of a practicum and pass an examination for each level. The care and attention which went into the selection of the members of the Policy Board and the Curriculum and Opera- tions Committee is a clear indication of the Administration's commitment to this program. The Policy Board is composed of individuals from government, the academic community and private industry. This Board, appointed by the President of the Civil Service Commission, the chief administrator of the program, functions in an advisory capacity with regard to program policy. The Curriculum and Operations Committee is appointed to review and suggest changes or additions to the CPM curriculum or the administrative aspects of the program. Likewise, this committee is composed of individuals from government, academia and the private sector. An important outgrowth of the CPM program is the Certified Public Managers Society of New Jersey* The major objectives of this Society are: to promote and maintain high standards of professional and ethical practice in New Jersey public management; and to foster continued professional growth of New Jersey's public managers. This Society will be a new force in government and we expect that they will participate not only in the future direction of the program, but in the future direction of the government. ------- Presented by: John Spafford FTS 454-8019 WORKFORCE PLANNING USING COMPUTER GRAPHICS Last fall, we made an attempt to hire with some strategy; we targeted certain grades and skills to balance our workforce. Traditionally, we hired on a case by case basis, by name request or by whatever personnel system brought in the best quality employees in the least time. A better understanding of the composition of our present workforce could lead to institutional workforce planning - a much discussed, but little used personnel term. Further, we think supervisors should be in the business of providing career development advice to their employees not just HRD specialists. We sense we can do a better job with our advice when we can locate where in the organization opportun- ities or trends exist. We can now determine from our computer-generated graphics the followingj (see next page) o The grade mix. o The skills mix (EPS's, Engineers, Scientists). o Time in grade for 11's and 12's. o How employees got promoted (Audit, MPP or Career Ladder). o Comparisons between 1st and 2nd quarters. o Skills mix of senior positions. o Skills mix of GM employees. Finally, we can begin analyzing the current workforce against what we might need and want in the next 1 to 3 years. We can try to answer the following questions: o What changes can we expect in our workforce? o Where are we lacking in specialized skill/expertise? o Do we have too many junior/senior staff? o Do we have adequate career paths for our employees? o Do we need to focus on retraining existing staff or recruit from the outside? In summary, workforce planning cannot occur until after we have a better understanding about the composition of our workforce. Our computer graphics system is our preferred method for analyzing our workforce. ------- ff s ID IQQB ° ! ------- 11 Presented by: Kenneth L. Wright FTS 382-3311 SCIENTIFIC/TECHNICAL JOB ANALYSIS STUDY The Office of Human Resources Management (OHRM) is implementing a job analysis study for the Physical Science and Chemistry occupation series (1301 and 1320). The purpose of the study is to establish requirements for positions using a validation methodology which will identify knowledges, skills, and abilities or other attributes, and functional definitions as a prototype for future efforts of this nature in the Agency. By doing this we will be gaining a better understanding of how to implement career ladders, and bridge positions for employees in these occupational series. This will aid OHRM in the establishment of a dual career track for scientists and technical personnel. In addition to this the study will also produce an Individual Development or Career Enhancement Planning framework for employees in the scientific and technical disciplines which will link knowledges, skills and abilities, which are an outgrowth of the job analysis, to career enhancement activi- ties for these employees. The final segment of this study will result in implementation of a simulated computer based Human Resources workforce management system for the Agency. This simulation will demonstrate the staffing of positions with employees whose work experience, education etc., are listed in the computer. Another term for this is job matching. If the pilot is successful and implemented Agency-wide, it is predicted that it will decrease the time for staffing positions to approximately three weeks versus the current seventeen week average. Some of the steps in the study include the following: The contractor will review over four hundred position descrip- tions in order to refine initial task lists. This will be followed by a memorandum informing employees who will be affected by the study. Some of these employees will be asked to participate in initial interviews to aid the contractor in identifying appropriate task lists for their occupations. This will be followed by a memorandum informing employees who will be included in the study. Some of these employees will be asked to participate in initial interviews to aid the ------- 12 contractor in identifying appropriate task lists for their occupations. This will be followed by a series of four meetings with Agency subject matter panels encompassing all functional definitions, to review and refine comprehensive task lists for the study. The next step will be to develop and administer a questionnaire to all 1600 employees in the Physical Science and Chemistry occupations. The analysis and application of this information will serve as the basis for developing both the Career Enhancement Plan and the computer- ized staffing system. Since the products of this study are being developed for future Agencywide implementation, OHRM is coordinating very closely with the Scientific and Technical Careers Advisory Committee and the Personnel Management Division. The period of performance for the study is between April and November 30, 1985. OHRM is committed to developing these prototypes as a basis for implementing comprehensive career and workforce management systems for the Agency. Although this is a long- term effort, we anticipate the primary steps for an overall system unfolding from these prototype studies. ------- 13 Presented by: Lynn Agin, Region IV FTS 257-3486 CAREER DEVELOPMENT PLANS Background: Based on the need to put a greater emphasis on employee training and human resource development activities. Region IV began implementation of a comprehensive career development program. Development and completion of Career Development Plans (CDPs) by employees forms the foundation of the Region's human resource development activities by identi- fying employee's short-range and long-range goals. Region IV uses this information to determine how best to assist the employees in obtaining these goals and objectives within the overall mission of EPA. Summary: After initial meetings with the Regional Administrator, Deputy Regional Administrator, and senior management officials to "sell" the concept, obtain their input, and gain approval and support of the Career Development Plan and Guidebook, employee meetings were held with all staff from each Division to explain the process and answer questions. The ARA for the Office of Policy and Management personally attended all 18 meetings to demonstrate top level management support and to show that implementation of the CDP was a high priority. Implementation of the Career Development Plan took place over a three-month period from the initial meetings with Division Directors to the deadline for submission of CDPs. A phased-in approach was used with submission of CDPs by grade level in three-week intervals (GS-l-9s; GS-lls and 12s; and GS-13s and above). Developed by the employee on a strictly voluntary basis, the Career Development Plan is a written schedule of an employee's development objectives and includes the knowledges, skills, and abilities needed for the employee to reach the objectives. The CDP provides a systematic approach to organize learning experiences for the employee. It is a flexible document and can be updated at any time by the employee. A formal update and CDP renewal process will be scheduled annually. ------- 14 With the CDP, the employees plan their own development and outline their own goals and objectives. The supervisor is responsible for discussing the completed CDP with each employee to gain a better understanding of the employee's goals and to give feedback to the employee as needed. Implementation of the Career Development Plan is the responsibility of the employee. Each employee is responsible for following up on his or her own training and developmental activities. The Human Resource Development function in the Region IV Personnel Office will be using the data gathered from the CDPs for several purposes: 1. As a training needs assessment tool to determine which training courses need to be brought "in-house" during FY-86; 2. Developing a plan of action for developmental assign- ments requested (such as IPAs, details, rotational assignments) and working with managers and supervisors to try to accommodate these requests; 3. Determining training funding needs for FY-86; 4. Method for better planning/targeting and double- checking SF-182 training requests against CDPs. Employees have expressed a high level of interest in developing their CDP and seem to view CDPs as a positive step by management in trying to meet their career development needs. ------- 15 Presented by: Roger Frenette 564-1408 REGION VIII EMPLOYEE SURVEY In July 1983, John Welles was appointed Regional Administrator and began the task of rebuilding Agency credibil- ity. During September, 1983, the Senior Staff participated in a Team Building retreat that resulted in a statement of Regional needs entitled: "Where We Want to Be a Year from Now." Four major overarching goals were also adopted. Further, Senior Staff committed to forming an Employee Survey Task Force that would survey employee opinions about the Region's progress in moving toward its goals, as well as management performance, job satisfaction and other issues vital to Regional effectiveness. During FY 1984, the goals were discussed at several all-employee meetings, distributed to all employees, and incorporated as Critical Job Elements in each supervisor's Performance Agreement. This showcase describes the organization, design, implementation and evaluation of the Employee Survey Task Force which was an employee evaluation of management performance. The Human Resource Development needs met by this effort include the healing effect of: o Providing employees an opportunity to express their opinion(s) about the events that affect their work life and the Agency mission they care about. o Creating or re-affirming a sense of belonging, that each person, indeed, each person's opinion, is valued. o Emphasizing feedback as an open process, as an important value in Agency life (in EPA culture). An employee task force was organized in May 1984 to determine what instrument might be used to measure the Region's performance during Fiscal Year 1984. A two-month search resulted in the decision to use the senior management team's goals as the foundation for a specifically tailored survey instrument. The survey form was designed in four parts. For 26 goal statements employees were asked: How are things now in Region VIII? and how have things changed during the last fiscal year; further, respondents were asked to identify reasons for progress or lack thereof; and to suggest goals for Fiscal Year 1985. The employee task force, with senior management support, created an "event" for bringing attention to the survey. The survey was completed in September 1984; all Region VIII staff ------- 16 and organizations participated, and 210 out of 328 persons responded. Survey data was stored on a personal computer for manipulation, synthesis, and comparative analyses through time, across groups, between Divisions and goals, etc. Results, including visual aids were also printed by personal computer. All employees were briefed and provided copies of the survey results. Some of the findings of the survey include: o Employees stated the survey was important to Agency life. o The survey raised awareness of regional goals. o Indices of Agency effectiveness in carrying out its mission, that is, in compliance and enforcement and outreach to constituents, were strongly positive by all three groups for which data was summarized, that is, staff, secretarial and management groups. o Indices of Agency effectiveness in how the Agency mission was furthered, pointed to the need for improved internal communication, coordination, and team work, as well as for management and personnel development. o Supervisors as a group were consistently more positive about Regional progress than both the staff and the secretarial groups. o Survey results affirmed the need for a human resource program within Region VIII. The need for added emphasis on management development and for initiating a career management program were clear signals coming from the employee survey. o A large number of redirections were suggested by the survey respondents. In summary, staff leadership in partnership with senior management commitment worked well in this effort. A signifi- cant improvement in Agency credibility had been accomplished during the first year. The need for improved internal opera- tions remained. Pull disclosure of results helped to re-* establish the trust level. A significant amount of time was used to design the survey. Region VIII recommends use of professional help and a tested questionnaire where and when feasible. The Office of Human Resources Management should consider providing this service to field offices. A longer-term, multi-year management plan is needed by each field office. This questionnaire, like similar efforts, served as one snapshot, a "sensor" in management direction. Thus, it was not an end in itself. In what ways can the Human Resourses Council in partnership with the Office of Human Resources Management suggest, guide, and reshape the personnel and management development practices and career opportunities over the next decade? ------- 17 Presented by: Warren Banes, Jr. HQ, USAF, Civilian Personnel Prepared by: Sandy Bingham FTS 382-3311 AIR FORCE CAREER MANAGEMENT PROGRAM The Air Force Career Management Program assures continuity and achievement of program objectives through detailed skills information on the work force, a central referral system for fast and efficient filling of vacancies and provides employees with a roadmap to pursue career goals. The program is a dual-track system which separates employees into career general and career executive forces. The career general force includes GS-1 through GS-10 employees and all GS-11 through GS-15 employees who elect not to register for the career executive program or are not eligible. Employees compete for career general positions at their local installa- tion or may apply for career general positions anywhere in the AF through the local Civilian Personnel Office (CPO). Local CPOs administer these vacancies and issue promotion/ reassignment certificates to selecting supervisors. GS-11 through GS-15 employees voluntarily register for career executive membership with the local CPO. These registrants form the central referral system and are designated career executive force members. Members are assessed by supervisors for their managerial potential and may apply for the Executive Cadre. If selected, the employee is identified as a Cadre member of the career executive employee inventory and automatically considered for Cadre reserved and career essential positions. Registered career executive members not applying for Cadre or not selected for Cadre membership are designated career essential members and automatically considered for career essential vacancies and career general positions. Only career executive employees compete for career execu- tive positions. The PALACE TEAM (composed of representatives from personnel management and other disciplines) administers vacancies on these positions and issues promotion/reassignment certificates through local CPOs to selecting officials. Two major components of the AF systems are the PEPs {Promotion Evaluation Patterns) and the Central Referral System. PEPs are developed for all career executive positions ------- 18 and coded in the PPRS (Promotion and Placement Referral System) for identifying most highly qualified registrants to fill career executive position vacancies. A job analysis of all career executive positions surfaces major job requirements, knowledges, skills and abilities. PEPs are structured with a succession of progressively more stringent qualifying factors so that each factor narrows the field of highly qualified candidates. Registered inventory is coded into a data base system. Promotion and reassignment certificates for vacancies are produced within two weeks of receipt from the base having the vacancy. ------- 19 Presented by: Peg Anthonyf SBS Exec. Resources Unit 382-3328 FRAMEWORK FOR ACHIEVING MANAGERIAL EXCELLENCE The Framework for Achieving Managerial Excellence (FAME) is designed to provide a comprehensive system for selecting, developing, promoting and evaluating Agency managers at all levels. The conceptual thinking and framework for such a system is beginning to take shape. Foremost is the belief that EPA supervisors, managers, and executives are "Agency assets". FAME will enable us to manage this investment accordingly. CRITERIA FOR MANAGEMENT ADVANCEMENT In the future, selecting officials will fill supervisory, managerial, and executive positions from among those candidates who demonstrate the best mix of background, experiences and managerial abilities appropriate for the particular job. These criteria are described below. Background and Experience. A prerequisite for management advancement is a proven track record of solid performance in previous jobs. In addition, the Agency will phase in a policy that emphasizes a preference to promote people with diverse experiences who bring an Agency-wide perspective to our decision- making. The system will create opportunities for people to gain these diverse experiences early in their management careers. Further, we will encourage and recognize for advancement active participation in Agency-wide task force and committee assignments. Equivalent private sector experience and/or experience in other federal agencies will also be considered, as will appropriate formal education and training. Managerial Ability. Despite differences among our managerial jobs, there are many common threads. Managers must be able to: identify and keep up-to date with relevant issues external to their work unit; represent the interests of their organization while coordinating their activities with others; plan programs and guide their staff; obtain and administer money and material resources; hire the best people and use them well; and review and critically evaluate implementation and results in light of the organization's goals and objectives. At the same time, a manager's effectiveness depends largely on such characteristics as: broad perspective, action orien- tation, strategic view, results focus, environmental sensitiv- ity, communication, leadership, interpersonal sensitivity, flexibility, and technical competence. ------- 20 IMPLEMENTATION Clearly, full implementation of this program is a long-term effort. It will require changes to EPA's culture as well as specific strategies for institutionalizing the program. Several actions are already underway; others will be taken during the remainder of this year and continue over the next several years. An outline of the initial implementation steps and a sketch of the long-term plan follow: Initial Steps; 1. Annually, the Deputy Administrator will meet with each Assistant and Regional Administrator to review the management resources of each respective program or region. As this process continues, we will assess and evaluate the abilities of each new and incumbent supervisor, manager, and executive against the criteria stated above. 2. Senior managers will play a more active role in the selection of supervisors, managers, and executives. Over time, there will be extensive involvement of career employees in this process. More immediately, the role of the Office of the Administrator in filling SES positions will be expanded, as follows: o Starting immediately, notice of new vacant SES positions will be given to the Deputy Administrator by OHRM. Using the information gathered from the AAs and RAs, the Admin- istrator and Deputy will suggest the names of people whom they think would serve well in a given vacant position. OHRM will "broker" reassignments. o Before a selecting official makes a choice among the finalists for a position, he or she will review the finalists with the Deputy Administrator. 3. We will establish mandatory training and development requirements for all executives, managers, and supervisors beginning with a three day course for newly selected supervisors. Long-Term Plan. To assure high-quality managerial and executive talent for EPA, we will be building a system which will apply the background, experience, and managerial ability criteria stated above to: recruit and select the best people for our management positions; offer a training and development program for aspiring mangers, new appointees, and incumbents; and evaluate and reward management performance. Our plan is to include the following elements in such a system: promotion from within; managerial criteria used for selections at all levels; an employee talent bank; early identifi- cation of future leaders; career development planning; and greater recognition recognition of excellent managerial performance. ------- 21 Presented by: Penny Fenner-Crisp FTS 382-7589 SCIENTIFIC/TECHNICAL CAREERS ADVISORY COMMITTEE Knowing that the Agency is dependent upon quality science, EPA must encourage and support its scientists and technical personnel in their efforts to maintain and enhance their exper- tise. To assist in this process, the Scientific/Technical Careers Advisory Committee was established by Administrator Thomas as a Human Resources Management initiative. This standing committee is charged with counselling the Administrator on all matters pertaining to the professional development of this large segment of the workforce. The need for the Committee was made clear in light of the findings of the NAPA study and the submission to Mr. Ruckelshaus in May, 1984, of the proposed Professional Development Plan by Women in Science and Engineering (WISE). The perception existed that the Agency was slipping in its capability to deal with state-of-the-art science and technology, and that an unbalanced emphasis was being placed upon management and other non-technical responsibilities. The creation of the Committee is felt by our scientific community to be the first step in creating a more balanced attitude toward attracting, retaining and promoting qualified professionals. Many of the Agency's scientists and technical staff have offered their assistance in the work of the Committee, an offer willingly accepted by the group, knowing as they do that these individuals possess a great deal of expertise and insight. The Committee is made up of people who have a strong scientific or technical background and/or manage programs heavily dependent upon scientific and technical expertise. These individuals come from all of the Program Offices (OSWER, OPTS, OW and OAR) as well as ORD, OPPE and the Regions. The Administrator has charged the Committee with five general tasks: 1) designing a separate non-managerial career ladder for professional staff at the higher grade levels, 2) developing useful exchange programs within the Agency, 3) studying the need for changes in existing policies and programs which may work against career growth for the scientific and technical employee, 4) advising on scientific and technical resource allocation, and 5) studying the changing roles of the scientific and technical community as the delegation of authority to the States escalates. ------- 22 The Committee currently is addressing several issues: 1) OHRM's broadly-based job analysis (the data from the early tasks will be useful in developing the separate career ladder), 2) a policy statement which sanctions Agency membership in certain kinds of professional societies and which encourages partici- pation of individuals in the activities of all appropriate professional organizations, and 3) the concept of an Agency- based training institute, staffed, in part, by Agency employees including scientists and engineers who would serve as professors in sharing their expertise with other Agency employees in the classroom setting. ------- 23 Presented by: John Beecher 382-4020 Prepared by: Mary McCaffery 382-4600 SUPPORT CAREERS ADVISORY COMMITTEE On May 13, 1985 Lee Thomas and Howard Messner met with over 300 headquarters secretarial and clerical workers and announced the start of the Support Careers Advisory Committee, (SCAC). This Committee will draw a blueprint for developing a top flight support staff; making recommendations on hiring and training practices; suggesting incentives for good perform- ance; and examining the effects of office automation on support positions. In the words of the Administrator, "The Support Careers Advisory Committee is an example of the Agency's commitment to seek input from all major career groups in EPA about matters that effect their work." The Committee, which will report its recommendations directly to Paul Keough, Human Resources Council Chair, is composed of 16 members from a cross section of headquarters and regional offices. Members include: Mary McCaffery (chair), John Beecher, Janice Berry, Marsha Bush, Andrew Carlin, Vincette Goerl, Karen Heise, Lorna Holloway, Pat MacKenzie, Laura Malone, Cris Perez, Earl Price, Sherri Sheppard, Jack Sweeney, Shirley Waugh, and Elsie Windsor. *U,S. GOVERNMENT PRINTING OFFICE: 1985-461-217/34936 ------- ------- v^iif" %& rs^ite*^ '^mm :- ^Mif ". -^ V.; ^'*fe:^ '"r. ' ~-*-". rV"V V *'" J;--:^-* . k^'-rf --;-;;,.'->>j '.v .^-^is i-v^-^^i . "-"' v^*i -':.';-. -3:^ ;>'X.-%«KS| . ' '-. . :--..-, -/".; .&13 -:. .-> <&£* '.^^ .. . ., ,..3 -:^*^ii :-^vnpl s:/^£P^ i"-'r''';W4< ::.'- '.. *vy;.J '-^-«^i| }^«l ------- stfesi,S.W. Washington, DC 20460 S Si:? i ------- |