FY 2004 End of Year
Enforcement & Compliance
Assurance Results
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Prepared by the Office of Enforcement and Compliance Assurance
November 15, 2004
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EPA FY 2004 End of Year
Enforcement & Compliance Assurance Results
Table of Contents
Page
Env iromnenta I Res u J ts
Estimated Pollutant Reduction Commitments 3
Injunctive Relief and Supplemental Environmental Projects 4
Cases Reporting Environmental Benefits 5
Government Performance Results Act (GPRA) Goal 5 Measures 6
Compliance Incentives Program
Number of Facilities Disclosing and Correcting Violations 7
Civil Enforcement Program
Civil Judicial Referrals to Department'of Justice (DOJ) 8
Administrative Compliance Orders 9
Administrative Penalty Complaints 10
Final Administrative Penalty Orders 11
Results of Concluded Enforcement Actions 12
Superfund Site Remediation Enforcement 13
Criminal Enforcement Program
Criminal Investigations and Defendants Charged 14
Sentencing Results 15
Compliance Assistance Program
Total Entities Reached by Compliance Assistance 16
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EPA Environmental Results
Estimated Pollutant Reduction Commitments
Obtained through Formal Enforcement Case Conclusions
C
o
.5
en
200
0
2000
JFY 2000 - FY 2004
2001 2002
Fiscal Year (FY)
2003
2004
FY 2004 Data Source: Integrated Compliance Information System (ICIS), October 29,2004 & Manual Calculations
Disclaimer. Due to enhanced data quality reviews, minor corrections may have been made to previously reported
data. As such, Ms FY 2004 End-ofYear Report contains updated enforcement and compliance data pr prior years.
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EPA Environmental Results
Injunetive Relief and
Supplemental Environmental Projects (SEPs)
FY 2000 - FY 2004
$5,000-
8
a
a
Q $4,000
a $3.000
J $2,000-
13
I $1,000
H
$0
"
p
I
S
.s
«
$100
$80
$60
$40
3 $20
o
H
$0
n n m
m- :
lU 11:1
2000 2001 2002 2003 2004
Fiscal Year (FY)
2000
2001 2002 2003 2004
Fiscal Year (FY)
D Total Injunetive Relief
FY 2004 Data Source: Integrated Compliance Information System (ICIS), October 29,2004 & Manual Calculations
Disclaimer: Due to enhanced data quality reviews, minor corrections may have been made to previously reported
data. As such, this FY 2004 End-of-Year Repot^mtains updated enforcement and compliance data for prior years.
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EPA Environmental Results
EPA Cases Reporting Environmental Benefits
FY 2003 - FY 2004
Examples of
Complying Actions
Physical Actions:
S Disposal
v Emission or Discharge
Change
^ Storage Change
S Wetlands Mitigation
Nonphysical Actions:
*' Auditing
S Reporting
^ resting
/ Training
100°/01
2003
2004
Fiscal Year (FY)
GPR A Target
75%
Physical
Nonphysical
Both Physical & Nonphysical
FY 2004 Data Source: Integrated Compliance Information System (ICIS), October 29,2004
Disclaimer. Due to enhanced data quality reviews, minor corrections may have been made to previously reported
data. As such, this FY 2004 End-ofYear Report contains updated enprcement and compliance data for prior years.
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EPA Environmental Results
Government Performance Results Act (GPRA) - Goal 5 Measures
Measure Description
Millions of pounds of pollutants required to be reduced.
Number of Federal Inspections/ Evaluations Conducted
. . . . . ... .-...- . - .
' :'DA-fY^p|iif nf'fVli'wliiHoil. j^ftf/ttr'jfcTiick'ftf AftintfcL'tlriAt^i'ttft'ltiito ritiiK&''£iT$lffirYl1 : ..':'
that result in pollutant reductions and/ or changes in facility
management or information practices.
-Develop and use-valid compliance rates or other indicators of
compliance for selected populations.
Number of facilities/ states, technical assistance providers or other
entities reached through targeted compliance assistance
Conduct EPA-assisted inspections to help build state program capacity.
Number of Criminal Investigations
Number of Civil Investigations
Facilities voluntarily self-disclose and correct violations with reduced or
no penalty as a, result of EPA self-disclosure policy.
FY04Taiget
350Mfllbs.
15,500
: :-.-, .--.--- .-- -" '
: : .....-.": : - ':-:-
.:. ' 75£: . :
5
500,000
400
400
225
500
FY 04 Actual
1,000 Mil tbs.
21,000
83%
5
731,000
600
425
455
969
Status
GOAL EXCEEDED
GOAL EXCEEDED
.-.-
-- ;
GOAL EXCEEDED
GOAL MET
GOAL EXCEEDED
GOAL EXCEEDED
GOAL EXCEEDED
GOAL EXCEEDED
GOAL EXCEEDED
Disclaimer. Due to enhanced data quality reviews, minor corrections may tiave been made to previously reported
data. As such, this FY 2004 End-ofYear Repojj^atains updated enforcement and compliance data pr prior years.
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EPA Compliance Incentives Program
Facilities Disclosing & Correcting Violations
FY 2000 - FY 2004
Audit Policy Disclosures
3
o
H
1000
500-
0
2000 2001 2002 2003 2004
Fiscal Year (FY)
Audit Policy Resolutions
Correcting Violations
2000
1500
1000
500
2000 2001 2002 2003 2004
Fiscal Year (FY)
FY 04 GPRA Target = 500 Facilities Resolved
FY 2004 Data Source: Integrated Compliance Information System (ICIS), October 29,2004
Disclaimer Due to enhanced data quality reviews, minor corrections may have been made to previously reported
data. As such, this FY 2004 End-ofYear Report contains updated enforcement and compliance data pr prior years.
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EPA Civil Enforcement Program
EPA Civil Judicial Referrals to Department of Justice (DOJ)
FY 2000 -fY 2004
2000 2001 2002 2003
Fiscal Year (FY)
2004
CAA
DCERCLA
13CWA
mEPCRA
m FIFRA
URCRA
SDWA
HTSCA
E] Multi-Program
FV 2004 Data Source: Integrated Compliance Information System (ICIS), October 29,2004
Disclaimer Due to enhanced data quality reviews, minor corrections may have been made to previously reported
data. As such, this FY 2004 End-ofYear RepottiMutains updated enforcement and compliance data pr prior years.
8
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EPA Civil Enforcement Program
Administrative Compliance Orders
FY1999 -FY 2004
3,388*
3,500 -I
3,000-
o
H 1,500-
1999 2000 2001 2002 2003
Fiscal Year (FY)
2004
CAA
D CERCLA
HCWA
UEPCRA
m FIFRA
URCRA
SDWA
HTSCA
H Multi-Program
1 The large FY 2000 total is due to the initial year of enforcement of the SDWA Consumer Confidence Rule.
FY 2004 Data Source: Integrated Compliance Information System (ICIS), October 29,2004
Disclaimer Due to enhanced data quality reviews, minor corrections may have been made to previously reported
data. As such, this FY 2004 Erd-ofYear Report contains updated enforcement and compliance data for prior years.
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EPA Civil Enforcement Program
Administrative Penalty Complaints
FY 2000 -FY 2004
o
H
2,5001
2,000
1,500-
1,000-
500-
2000 2001 2002 2003
Fiscal Year (FY)
2004
CAA
DCERCLA
M MPRSA
HCWA
a EPCRA
HFIFRA
URCRA
SDWA
HTSCA
ED Multi-Program
FY 2004 Data Source: Integrated Compliance Information System (ICIS), October 29,2004
Disclaimer, Due to enhanced data quality reviews, minor corrections may have been made to previously reported
data. As such, this FY 2004 End-ofYear Repoy^gtains updated enforcement and compliance data fir prior years.
10
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EPA Civil Enforcement Program
EPA Final Administrative Penalty Orders
FY 2000 - FY 2004
o
H
2,500 -i
2,000-
1,500-
1,000 H
500-
2000 2001 2002 2003
Fiscal Year (FY)
2004
CAA
D CERCLA
IIMPRSA
UCWA
IIEPCRA
m FIFRA
URCRA
SDWA
HTSCA
d Multi-Program
FY 2004 Data Source: Integrated Compliance Information System (ICIS), October 29,2004
Disclaimer. Due to enhanced data quality reviews, minor corrections may have been made to previously reported
data. As such, this FY 2004 End-ofYear Report contains updated enforcement and compliance data for prior years.
11
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EPA Civil Enforcement Program
EPA Results of Concluded Enforcement Actions
FY 2000 -FY 2004
Injunctive Relief ($ Bil)
$6.0 i
$4.0
$2.0
$0.0
$4.5
$1.6
$3.9
$Z9
FYOO FY01 FY02 FY03 FY04
Supplemental Environmental Projects ($Mil)
Total Civil Penalties ($Mil)
$150
$100
$50
$0
FYOO
FY01
FY02
FY03
Judicial
Administrative
FYOO FY01 FY02 FY03 FY04
FY 2004 Data Source: Integrated Compliance Information System (ICIS), October 29,2004
Disclaimer, Due to enhanced data quality reviews, minor corrections may have been made to previously reported
data. As such, this FY 2004 End-ofYear Repoj^mtains updated enforcement and compliance data for prior years.
FY04
12
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*
EPA Civil Enforcement Program
Superfund Site Remediation Program
FY1995 -FY 2004
1,400
1,200-
1,000-
800
.s
Cleanup
Cost Recovery
600-
400-
200
1995 1996 1997 1998 1999 2000 2001 2002 2003 2004
Fiscal Year (FY)
The Office of Site Remediation Enforcement (OSRE) takes credit for case results in CERCLIS when the Regional Administrator
signs the consent decree.
13
Disclaimer: Due to enhanced data quality reviews, minor corrections may have been made to previously reported
data. As such, this FY 2004 End-of-Year Report contains updated enforcement and compliance data for prior years.
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EPA Criminal Enforcement Program
Criminal Investigations and Defendants Charged
FY 2000 - FY 2004
Criminal Investigations
Defendants Charged
2000 2001 2002 2003 2004
Fiscal Year (FY)
2000 2001 2002 2003 2004
Fiscal Year (FY)
FY 2004 Data Source: Criminal Docket, October 29, 2004
Disclaimer: Due to enhanced data quality reviews, minor corrections may have been made to previously reported
data. As such, this FY 2004 End-of-Year Repojteontains updated enforcement and compliance data far prior years.
14
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EPA Criminal Enforcement Program
Sentencing Results
FY 2000 - FY 2004
Incarceration
2000 2001 2002 2003 2004
Fiscal Year (FY)
Fines and Restitution
2000
2001 2002 2003
Fiscal Year (FY)
2004
FY 2004 Data Source: Criminal Docket, October 29, 2004
Disclaimer. Due to enhanced data quality reviews, minor corrections may have been made to previously reported
data. As such, this FY 2004 End-of-Year Report contains updated enforcement and compliance data/or prior years.
15
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EPA Compliance Assistance Program
Total Targeted Entities Reached with Compliance Assistance
in FY 2004
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