FY 2004 End of Year
    Enforcement & Compliance
         Assurance Results
                                     •MB
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Prepared by the Office of Enforcement and Compliance Assurance
              November 15, 2004

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                        EPA FY 2004 End of Year
       Enforcement & Compliance Assurance Results
                                Table of Contents
                                                           Page
Env iromnenta I Res u J ts
Estimated Pollutant Reduction Commitments                            3
Injunctive Relief and Supplemental Environmental Projects                  4
Cases Reporting Environmental Benefits                               5
Government Performance Results Act (GPRA) Goal 5 Measures              6

Compliance Incentives Program
Number of Facilities Disclosing and Correcting Violations                   7

Civil Enforcement Program
Civil Judicial Referrals to Department'of Justice (DOJ)                     8
Administrative Compliance Orders                                   9
Administrative Penalty Complaints                                  10
Final Administrative Penalty Orders                                 11
Results of Concluded Enforcement Actions                            12
Superfund Site Remediation Enforcement                             13

Criminal Enforcement Program
Criminal Investigations and Defendants Charged                        14
Sentencing Results                                              15

Compliance Assistance Program
Total Entities Reached by Compliance Assistance                        16

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    EPA Environmental  Results
         Estimated Pollutant Reduction Commitments
    Obtained through Formal Enforcement Case Conclusions
C
o
.5
en
   200
     0
         2000
                       JFY 2000 - FY 2004
2001      2002
      Fiscal Year (FY)
2003
2004
 FY 2004 Data Source: Integrated Compliance Information System (ICIS), October 29,2004 & Manual Calculations
          Disclaimer. Due to enhanced data quality reviews, minor corrections may have been made to previously reported
         data. As such, Ms FY 2004 End-ofYear Report contains updated enforcement and compliance data pr prior years.

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          EPA Environmental Results

                            Injunetive Relief and

                Supplemental Environmental Projects (SEPs)
                               FY 2000 - FY 2004
   $5,000-
8
a
a

Q  $4,000
a  $3.000
J  $2,000-
13



I  $1,000
H
     $0
"
p
                                       I
                                       S
                                       .s
                                       «
                                         $100




                                          $80




                                          $60




                                          $40
                                       3  $20
                                       o
                                       H
    $0
      n   n    m
      m- :  •   •    •    •    •
      lU  11:1
         2000  2001  2002  2003  2004


                Fiscal Year (FY)
       2000
                                                   2001  2002  2003   2004


                                                      Fiscal Year (FY)
              D Total Injunetive Relief
       FY 2004 Data Source: Integrated Compliance Information System (ICIS), October 29,2004 & Manual Calculations

                Disclaimer: Due to enhanced data quality reviews, minor corrections may have been made to previously reported

               data. As such, this FY 2004 End-of-Year Repot^mtains updated enforcement and compliance data for prior years.

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          EPA Environmental Results
               EPA Cases Reporting Environmental Benefits
                              FY 2003 - FY 2004
   Examples of
 Complying Actions
Physical Actions:

S Disposal
v Emission or Discharge
Change
^ Storage Change
S Wetlands Mitigation
Nonphysical Actions:

*' Auditing
S Reporting
^ resting
•/ Training
100°/01
           2003
     2004
Fiscal Year (FY)
                                                   GPR A Target
                                          	  75%
                         Physical
                   Nonphysical
             Both Physical & Nonphysical
             FY 2004 Data Source: Integrated Compliance Information System (ICIS), October 29,2004

               Disclaimer. Due to enhanced data quality reviews, minor corrections may have been made to previously reported
               data. As such, this FY 2004 End-ofYear Report contains updated enprcement and compliance data for prior years.

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    EPA Environmental Results
Government Performance Results Act (GPRA) - Goal 5 Measures
Measure Description
Millions of pounds of pollutants required to be reduced.
Number of Federal Inspections/ Evaluations Conducted
	 •. 	 	 	 	 • • . . . . ... 	 •• .-...- . - •• ••• 	 .•
•' :'DA-fY^p|iif nf'fVli'wliiHoil. j^ftf/ttr'jfcTiick'ftf AftintfcL'tlriAt^i'ttft'ltiito ritiiK&''£iT$lffirYl1 : ..':'
that result in pollutant reductions and/ or changes in facility
management or information practices.
-Develop and use-valid compliance rates or other indicators of
compliance for selected populations.
Number of facilities/ states, technical assistance providers or other
entities reached through targeted compliance assistance
Conduct EPA-assisted inspections to help build state program capacity.
Number of Criminal Investigations
Number of Civil Investigations
Facilities voluntarily self-disclose and correct violations with reduced or
no penalty as a, result of EPA self-disclosure policy.
FY04Taiget
350Mfllbs.
15,500
:• 	 :-.•-, •.-•-.--- •.-•-••• ••-" '
:• •: .....-.": : - ':-:- 	 • •
.:••. ' 75£: . :
5
500,000
400
400
225
500
FY 04 Actual
1,000 Mil tbs.
21,000


83%
5
731,000
600
425
455
969
Status
GOAL EXCEEDED
GOAL EXCEEDED
.-.•••••- 	
•-•••-• ; 	
GOAL EXCEEDED
GOAL MET
GOAL EXCEEDED
GOAL EXCEEDED
GOAL EXCEEDED
GOAL EXCEEDED
GOAL EXCEEDED
         Disclaimer. Due to enhanced data quality reviews, minor corrections may tiave been made to previously reported
        data. As such, this FY 2004 End-ofYear Repojj^atains updated enforcement and compliance data pr prior years.

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 EPA Compliance Incentives  Program
         Facilities Disclosing & Correcting Violations

                        FY 2000 - FY 2004
  Audit Policy Disclosures
3
o
H
  1000
   500-
    0
      2000 2001 2002 2003 2004



         Fiscal Year (FY)
     Audit Policy Resolutions


       Correcting Violations
                                      2000
                                      1500
    1000
                                      500
       2000 2001 2002 2003 2004



           Fiscal Year (FY)


FY 04 GPRA Target = 500 Facilities Resolved
       FY 2004 Data Source: Integrated Compliance Information System (ICIS), October 29,2004


        Disclaimer Due to enhanced data quality reviews, minor corrections may have been made to previously reported

        data. As such, this FY 2004 End-ofYear Report contains updated enforcement and compliance data pr prior years.

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 EPA Civil Enforcement Program
EPA Civil Judicial Referrals to Department of Justice (DOJ)
                      FY 2000 -fY 2004
       2000     2001     2002     2003
                  Fiscal Year (FY)
2004
                                                   • CAA
                                                   DCERCLA
                                                   13CWA
                                                   mEPCRA
                                                   m FIFRA
                                                   URCRA
                                                   • SDWA
                                                   HTSCA
                                                   E] Multi-Program
     FV 2004 Data Source: Integrated Compliance Information System (ICIS), October 29,2004

       Disclaimer Due to enhanced data quality reviews, minor corrections may have been made to previously reported
       data. As such, this FY 2004 End-ofYear RepottiMutains updated enforcement and compliance data pr prior years.
                        8

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        EPA Civil Enforcement Program
                    Administrative Compliance Orders
                              FY1999 -FY 2004
                       3,388*
        3,500 -I

        3,000-
      o
     H 1,500-
               1999    2000    2001   2002   2003
                           Fiscal Year (FY)
2004
           • CAA
           D CERCLA
           HCWA
           UEPCRA
           m FIFRA
           URCRA
           • SDWA
           HTSCA
           H Multi-Program
1 The large FY 2000 total is due to the initial year of enforcement of the SDWA Consumer Confidence Rule.
             FY 2004 Data Source: Integrated Compliance Information System (ICIS), October 29,2004
              Disclaimer Due to enhanced data quality reviews, minor corrections may have been made to previously reported
              data. As such, this FY 2004 Erd-ofYear Report contains updated enforcement and compliance data for prior years.

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  EPA Civil Enforcement Program
              Administrative Penalty Complaints
                        FY 2000 -FY 2004
o
H
   2,5001
   2,000
   1,500-
   1,000-
    500-
          2000     2001     2002    2003
                     Fiscal Year (FY)
2004
           • CAA
           DCERCLA
           M MPRSA
           HCWA
           a EPCRA
           HFIFRA
           URCRA
           • SDWA
           HTSCA
           ED Multi-Program
       FY 2004 Data Source: Integrated Compliance Information System (ICIS), October 29,2004

         Disclaimer, Due to enhanced data quality reviews, minor corrections may have been made to previously reported
         data. As such, this FY 2004 End-ofYear Repoy^gtains updated enforcement and compliance data fir prior years.
                      10

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  EPA Civil Enforcement Program
             EPA Final Administrative Penalty Orders
                          FY 2000 - FY 2004
o
H
   2,500 -i
   2,000-
   1,500-
   1,000 H
    500-
          2000     2001     2002    2003
                     Fiscal Year (FY)
2004
           • CAA
           D CERCLA
           IIMPRSA
           UCWA
           IIEPCRA
           m FIFRA
           URCRA
           • SDWA
           HTSCA
           d Multi-Program
       FY 2004 Data Source: Integrated Compliance Information System (ICIS), October 29,2004

         Disclaimer. Due to enhanced data quality reviews, minor corrections may have been made to previously reported
        data. As such, this FY 2004 End-ofYear Report contains updated enforcement and compliance data for prior years.
                       11

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      EPA Civil Enforcement Program

            EPA Results of Concluded Enforcement Actions
                              FY 2000 -FY 2004
           Injunctive Relief ($ Bil)
  $6.0 i


  $4.0


  $2.0
  $0.0
     $4.5
$1.6
          $3.9
               $Z9
       FYOO  FY01  FY02  FY03  FY04
Supplemental Environmental Projects ($Mil)
Total Civil Penalties ($Mil)
                              $150
                              $100
                               $50
                                        $0
                                            FYOO
                                           FY01
          FY02
FY03
                                                    Judicial
                                                     Administrative
      FYOO   FY01  FY02   FY03  FY04


           FY 2004 Data Source: Integrated Compliance Information System (ICIS), October 29,2004

             Disclaimer, Due to enhanced data quality reviews, minor corrections may have been made to previously reported
             data. As such, this FY 2004 End-ofYear Repoj^mtains updated enforcement and compliance data for prior years.
FY04
                                                                  12

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                                  *
         EPA  Civil Enforcement Program
                      Superfund Site Remediation Program
                                  FY1995 -FY 2004
          1,400
          1,200-
          1,000-
           800
      .s
Cleanup
Cost Recovery
           600-
           400-
           200
               1995 1996 1997 1998  1999 2000 2001 2002 2003 2004

                             Fiscal Year (FY)


The Office of Site Remediation Enforcement (OSRE) takes credit for case results in CERCLIS when the Regional Administrator
signs the consent decree.
                                                                         13
               Disclaimer: Due to enhanced data quality reviews, minor corrections may have been made to •previously reported
               data. As such, this FY 2004 End-of-Year Report contains updated enforcement and compliance data for prior years.

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EPA Criminal Enforcement Program

     Criminal Investigations and Defendants Charged
                     FY 2000 - FY 2004
Criminal Investigations
Defendants Charged
   2000  2001  2002 2003  2004
       Fiscal Year (FY)
2000  2001  2002  2003  2004
    Fiscal Year (FY)
               FY 2004 Data Source: Criminal Docket, October 29, 2004
       Disclaimer: Due to enhanced data quality reviews, minor corrections may have been made to previously reported
      data. As such, this FY 2004 End-of-Year Repojteontains updated enforcement and compliance data far prior years.
                                                           14

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EPA Criminal Enforcement Program
                  Sentencing Results
                    FY 2000 - FY 2004
 Incarceration
  2000  2001 2002  2003 2004
      Fiscal Year (FY)
Fines and Restitution
                                  2000
           2001  2002 2003
           Fiscal Year (FY)
2004
               FY 2004 Data Source: Criminal Docket, October 29, 2004
       Disclaimer. Due to enhanced data quality reviews, minor corrections may have been made to previously reported
      data. As such, this FY 2004 End-of-Year Report contains updated enforcement and compliance data/or prior years.
                                                         15

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 EPA Compliance Assistance Program

Total Targeted Entities Reached with Compliance Assistance
                        in FY 2004
CO
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.9
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