fcEPA
United States
Environmental Protection
Agency
Office Of Enforcement
(2221)
EPA300-B-94-003
February 1994
IDEA User's Guide
Integrated Data For
Enforcement Analysis
EPA llr-z?.?•.••?>?';•':-5 L
-------
-------
Table of Contents
Chapter 1
Introduction 1"1
1.1 Background of the IDEA System 1-1
1.2 Purpose of the User's Guide 1-2
1.3 Summaiy 1-3
Chapter 2
IDEA: What it Does & How it Works 2-1
2.1 What is a Query? 2-1
2.2 The Data Accessed by IDEA 2-3
2.3 How IDEA Processes Queries 2-4
2.3.1 Initial Facility Selection 2-5
2.3.2 Integration Process 2-6
2.3.3 Query Status . . . . 2-7
2.3.3.1 Linked Queries 2-8
2.3.3.2 Nonlinked Queries 2-9
2.3.3.3 Linked Nonlinked Queries 2-9
2.3.4 Detailed Data Retrieval 2-9
2.3.4.1 Linked Queries 2-10
2.3.4.2 Nonlinked Queries 2-11
2.3.4.3 Linked Nonlinked Queries 2-11
2.4 Data Analysis Considerations 2-11
2.5 Summary 2-12
Chapter 3
Accessing IDEA on the EPA IBM Mainframe 3-1
3.1 Mainframe Access 3-1
3.1.1 Obtaining an EPA Mainframe User ID and Password . . 3-2
3.1.2 Obtaining IDEA Authorization 3-2
3.1.3 Hardware/Software Considerations 3-3
3.1.3.1 PC on a LAN Using the SNA Gateway .... 3-3
3.1.3.2 Hardwired Terminal 3-4
3.1.3.3 PC or Video Terminal with Modem 3-5
3.2 Logging on to EPA's Mainframe 3-6
3.2.1 First Time Logon 3-6
3.2.2 Quick Logon Procedure 3-9
3.2.3 Password Errors . 3-10
3.3 Keyboard Mappings 3-11
3.3.1 Program Function (PF) Keys 3-11
3.3.2 Program Attention (PA) Keys 3-14
3.4 Entering the IDEA System 3-14
3.4.1 The IDEA Welcome Screen 3-15
3.5 Logging off EPA's Mainframe 3-17
3.6 Summary 3-20
User's Guide
-------
Chapter 4
Conducting a Search Using the Menu Interfax^ 4-1
4-1
Form Queries 4-4
Screens 4-5
4-5
4-10
4-13
4-16
4-18
4.1 IDEA Menu Categories
4.2 Using Menu Categories to
4.2.1 Navigating the
4.2.2 Location
4.2.3 Pollutants
4.2.4 Industry
4.2.5 Noocompliance
4.2.6 Enforcement
4.2.7 Facility Status Category 4-20
4.3 Managing Queries 4-23
4.3.1 Clearing Queries 4-23
4-24
4.4 Running Queries
4.3.2 Saving Queries
4.3.3 Retrieving Queries 4-24
4.4.1 Input and Report
4.4.1.1 Linked
4.4.2 Input and Report
4.6 Summary
.4-25
Selection Screen: Choosing Input . . . 4-26
4-26
4.4.1.2 Nonlinked 4-26
4.4.1.3 Linked Nonlinked 4-27
Selection Screen: Choosing Reports . . 4-27
4.4.3 Viewing the Quey Reports 4-29
4.5 Exiting the IDEA Menu Interface 4-30
.4-31
Chapter5
Managing Libraries
5.1
. 5-1
5.2.3
5.2.4
5.2.5
Selecting an IDEA Library 5-1
5.2 Managing Queries Using the Member List 5-4
5.2.1 Creating a New Query 5-5
5.2.2 Looking at an Existing Query 5-6
Editing an Exist ng Query 5-6
Renaming an Existing Query 5-7
Writing/Updating a Query Description 5-8
5.2.6 Deleting a Quer r from the Member List 5-9
5.3 Summary I 5-10
Chapter 6
Conducting a Search Using GO Names .. . I 6-1
6.1 Introduction to GO Names 6-1
6.2 Using GO Names to Form; Queries 6-5
6.3
the
by Name 6-6
by Location 6-7
by Name and Location 6-9
Editor Mode 6-9
List to a Query . 6-10
6.3.2 Getting a Dun &[Bradstreet Corporate Profile 6-11
6.4 Looking at a GO Names Query 6-12
6.4.1 Modifying a GO Names Query 6-14
6.2.1 Searching for Fa
6.2.2 Searching for Fa
6.2.3 Searching for Fa
Managing Queries in
6.3.1 Returning a
11
IDEA
-------
6.5 Running a GO Names Query 6-17
6.6 Viewing a Query Report 6-17
6.7 Exiting GO Names 6-18
6.8 Summary 6-19
Chapter?
Conducting a Search Using GO MenuA 7-1
7.1 Introduction to GO MenuA 7-1
7.2 Getting Started 7-2
7.3 Using GO MenuA 7-4
7.3,1 Editing GO MenuA Queries 7-8
7.3.2 Combining GO MenuA and GO Names Queries 7-9
7.4 Running a GO MenuA Query 7-12
7.5 Viewing Reports 7-13
7.6 Exiting GO MenuA 7-14
7.7 Summary 7-15
Chapter 8
Conducting a Search Using Keywords 8-1
8.1 Introduction to IDEA Keywords 8-1
8.2 Using Keywords to Write Queries 8-5
8.2.1 The INPUT Statement 8-6
8.2.1.1 Using Linked and Nonlinked Keywords .... 8-7
8.2.2 The SELECT Statement 8-8
8.2.2.1 Choosing a SELECT Database 8-8
8.2.2.2 Choosing a SELECT Data Element 8-10
8.2.2.3 Using a Boolean Operator 8-10
8.2.2.4 Providing SELECT Data Values 8-13
8.3 Using Boolean Connectors in a Query 8-14
8.4 Using Parentheses in a Query 8-15
8.5 Output Report Selection 8-16
8.6 Specifying Report Destinations 8-17
8.7 Adding Comments to a Query 8-21
8.8 JOB, ROUTE & DD Statements 8-22
8.9 Running a Keyword Query 8-24
8.9.1 Viewing the Query Report 8-25
8.10 Exiting Keywords 8-26
8.11 Summary 8-26
Chapter 9
Managing Keyword Queries and the ISPF Editor 9-1
9.1 Introduction to the ISPF Editor 9-1
9.2 Keyword Queries and the ISPF Line Editor 9-2
9.2.1 Inserting and Deleting Lines 9-3
9.2.2 Copying, Moving, and Repeating Lines 9-4
9.2.3 Excluding Lines 9-6
9.2.4 Adding Comments to a Query 9-8
9.3 Using ISPF Primary Commands 9-8
9.3.1 Copying Lines From One Query to Another 9-10
User's Guide
iii
-------
9.3.2 Combining Queries 9-11
9.3.3 Deleting Exclude! or Non-Excluded Lines 9-11
9.3.4 Clearing a Query from the ISPF Editor 9-11
9.3.5 Scrolling Data 9-12
9.4 Summary 9-13
Chapter 10
IDEA Standard Reports 10-1
10.1 Choosing a Standard Report Format 10-1
10.1.1 Report 1A 10-2
10.1.2 Report IB 10-28
10.1.3 Report 2 10-60
10.1.4 Summary Report 10-64
10.2 Accessing and Navigating Reports 10-68
10.3 Printing Reports 10-70
10.4 Saving Reports 10-75
10.5 Exiting Reports 10-76
10.6 Summary L 10-77
Appendix A
Access and Security Procedures for IDEA .1 A-l
Appendix B
Database Descriptions B-l
Appendix C
Data Elements in IDEA Shadow Files . . . . [ C-l
Appendix D
Error Messages D-l
Glossary G-l
IV
IDEA
-------
Chapter 1
Introduction
This chapter provides a brief description of the background of IDEA, its intended
use, and the basic features of the IDEA User's Guide.
Sections:
1.1 Background of the IDEA System
1.2 Puipose of the User's Guide
1.3 Summary
1.1 Background of the IDEA System
The Integrated Data for Enforcement Analysis (IDEA) System has been developed
in response to an identified need for integrated data on facilities that may be involved
in EPA enforcement or compliance actions. Historically, data systems within EPA
program offices were developed to manage data related to the individual programs
and associated legislation. In most cases, these data systems were developed without
any central coordination. As a result, the data management systems in the program
offices operate on different hardware platforms and software environments. Agency
standards for identifying facilities by name, location, or identification number either
did not exist, or were not actively enforced. Often the individual program offices
tracked data on the same facilities without an easy way to cross-reference or link the
data.
The General Accounting Office (GAO) and the EPA Inspector General (IG) noted the
need for the Agency to be able to link facility data across all EPA program office
databases. This deficiency was also identified by EPA's top management as an
Office of Enforcement material weakness under the Federal Managers Financial
Integrity Act (FMFIA). At a meeting of the Enforcement Management Council of
EPA in early 1990, the Council members began the strategic planning process to
develop multi-media approaches to environmental problems.
To support the multi-media approach to the analysis of environmental problems, the
EPA Headquarters Office of Enforcement designed the IDEA System to retrieve data
about facilities across program office databases. For example, the Agency can more
easily target inspection resources where they are likely to be needed most if
integrated data are available on air quality, water quality, solid and hazardous waste,
User's Guide
1-1
-------
toxic substances, and EPA enforcement actions for specific facility locations. If EPA
is initiating an enforcement action on ' rater quality, data on other media and other
actions will help to define and possiblj
expand the current enforcement action.
IDEA was developed to assist enforcement personnel as a preliminary screening
device and an aid to targeting facilities for enforcement initiatives. IDEA can be
employed for numerous tasks. Hie following are examples of the types of assistance
IDEA offers:
• Enforcement Case
Identify the Multi-Media Enforcement Profile for a specified facility
or company.
• Case Development
• Litigation Support
• Settlement Negotiations
• Enforcement/Inspection [Targeting:
Identify compliance monitoring/enforcement candidates for an
industry-specific enforcement initiative.
Identify compliance mon itoring/enforcement candidates for a discharge
reduction initiative of a specific pollutant.
Develop a facility
environmental assess
for a geographically defined
Management Decision
Making
1.2 Purpose of the User's Guide
The IDEA User's Guide is intended to
Enforcement Analysis (IDEA) by
building queries, retrieving data, and c
aid and instruct users of Integrated Data for
explaining procedures for accessing the system,
totaining and understanding reports.
1-2
The User's Guide is organized to lead you step by step through using and
understanding the system. Chapters 1 through 3 provide background information on
IDEA that is necessary for understanding how IDEA operates and how to access it.
Chapters 4 through 9 provide detailed information on IDEA'S query building tools.
These chapters on query building are modular in design so users can find enough
IDEA
-------
basic information in each to go from start to finish without having to refer to other
sections of the manual. Chapters 5, 9, and 10 were designed to give users more
detailed information on managing libraries, the ISPF editor, and IDEA Standard
Reports, respectively. IDEA users will need to refer to the appendices for access and
security procedures, detailed information on database descriptions, data elements used
by IDEA, and error messages.
1.3 Summar\
IDEA was developed in response to a defined need for data integration across various
EPA program office databases. This integration is essential for a multi-media
approach to the analysis of environmental problems.
This manual is designed to facilitate the use of IDEA by new and experienced users.
It contains detailed information on IDEA'S design features, query building, and IDEA
reports.
User's Guide
1-3
-------
1-4
IDEA
-------
Chapter 2
IDEA.: What it Does & How it Works
Considerations for forming an IDEA query are explained in this chapter.
Sections:
2.1 What is a Query?
2.2 The Data Accessed by IDEA
2.3 How IDEA Processes Queries
2.3.1 Initial Facility Selection
2.3.2 Integration Process
2.3.3 Query Status
2.3.3.1 Linked Queries
2.3.3.2 Nonlinked Queries
2.3.3.3 Linked Nonlinked Queries
2.3.4 Detailed Data Retrieval
2.3.4.1 Linked Queries
2.3.4.2 Nonlinked Queries
2.3.4.3 Linked Nonlinked Queries
2.4 Data Analysis Considerations
2.5 Summary
2.1 What is a Query ?
By definition, a query is a question. In IDEA, queries are the means by which you
can access vast amounts of information. After you form a query, IDEA goes to work
retrieving information and returns it to you in the form of an IDEA report.
When you construct an IDEA query, you select the criteria that IDEA will use for
its search. While choosing parameters for your query, keep in mind that the data
accessed by IDEA are organized by facility. This arrangement allows you to search
for a facility according to its name, location, the chemicals it releases, and other
criteria available in the linked IDEA databases.
User's Guide
2-1
-------
IDEA, queries can be very simple or
extremely complicated, depending on your
How will the report data
objective. When forming a query, consider your goal and ask yourself the following
questions:
be used?
• What criteria are integral to the search?
• What criteria can be used to help narrow the search?
A little forethought in the formation of your queries can help you to retrieve the
information you need in a useful repoijt. The following sections illustrate the way
IDEA collects data. Each section includes explanations designed to give you an
understanding of how to perform searches and effectively retrieve data from IDEA.
The second part of this manual wil^ teach you how to use IDEA to access
information.
IDEA allows you to choose between
targeting. Facility screening
or facilities by name. This type of
utility of the Keyword Interface.
of searching for facilities according
performed by using the Keyword Interface or the
experience with IDEA and the ISPF Editor
search
Targeting
Iwo types of searches: facility screening or
refers to the process of searching for a particular facility
can only be done with the GO Names
, on the other hand, refers to the process
criteria that you set. This task can be
Menu Interface, depending on your
to
IDEA query building options: :
The Menu Interface is the simplest msans of retrieving facilities data from IDEA.
It is structured to provide options and convenient "pop-up" windows that allow you
to form queries by simply choosing from the different criteria. This interface also
makes some choices about the logical construction of the query for you.
GO Names allows you to generate
them in the Keyword Interface EDn
location (EPA Region, state, zip code
retrieve facility data,
in a structured environment and to edit
KEEN. By entering the facility name and/or
or county), you can form a query that will
including corporate profile data.
Keyword Interface
GO MenuA is a utility in the
the Menu Interface and edit it in
gives you the convenience of the Men|i
construction of the query using the
that allows you to build a query in
the Keyword Interface EDIT SCREEN. This utility
Interface and the option to edit the logical
powerful Keyword Interface.
Using the IDEA Keyword Interface is more demanding than the other options, but
it provides you with more flexibility than they do. The Keyword Interface allows
you to retrieve facility data according to any criteria in the 12 program office
databases that are indexed by IDEA. Thus, you can form very specific and detailed
queries. However, to use the Keyword] Interface effectively you must understand the
command syntax and possess some knowledge of the program office databases
accessible through IDEA.
2-2
IDEA
-------
2.2 77?6' Delta Accessed bv IDEA
No new data are created by IDEA. With the exception of CERCLIS, data are copied
from the source databases and are reformatted so they can support high-speed
retrievals.
IDEA currently provides access to data from the following databases:
ATS AIRS Facility Subsystem (Office of Air Quality Planning and
Standards).
CERCLIS CERCLA Information System (Office of Solid Waste and
Emergency Response).
DOCKET Civil Enforcement Docket (Office of Enforcement).
DUNS Dun & Bradstreet Marketing Index (Office of Information
Resources Management).
FFIS Federal Facility Information System (Office of Federal
Activities).
FINDS Facility Index System (Office of Information Resources
Management).
LST Contractor Listing Docket (Office of Enforcement).
NCDB National Compliance Database (Office of Pollution Prevention
and Toxic Substances).
PCS Permit Compliance System (Office of Water Enforcement And
Compliance).
RCRIS RCRA Information System (Office of Solid Waste and
Emergency Response).
SETS Site Enforcement Tracking System (Office of Solid Waste and
Emergency Response).
TRIS Toxic Chemical Release Inventory System (Office of Pollution
Prevention and Toxic Substances).
See Table 8-3 of Chapter 8, Conducting a Search Using Keywords for general
descriptions of the data in each of these databases. Appendix B also contains brief
descriptions of these databases and how to reach user assistance for each. Appendix
C provides a list of the data elements in the IDEA copies of the databases.
User's Guide
2-3
-------
Note:
When analyzing data retrieved by IDEA, it is important to understand that the
data come from copies of the program office databases. Although the Office
of Enforcement updates these copies monthly, some data may be out of date.
You can access a list of the databases and the days of their most recent
updates from the IDEA WELCOME SCREEN, shown in Figure 3-8 of Section
3.4, Entering the IDEA System, by typing D at the COMMAND prompt and
pressing < Enter >.
2.3 How IDEA Pr
On cries
The principal utility of IDEA is its ability to access and integrate enforcement data
on facilities across EPA program offioi databases.
retrieving
Suppose you are interested in
Significant Noncompliers and Violators
contains data on stationary sources
Compliance System which tracks
Elimination System (NPDES) under
Violators in RCRIS (the RCRA
handlers under RCRA). IDEA will
three databases. Figure 2-1 below
data on facilities classified as current
in AFS (the AIRS Facility Subsystem which
of airborne pollution), PCS (the Permit
permits for the National Pollutant Discharge
the Clean Water Act), and High Priority
Infoitjiation System which tracks hazardous waste
locate facilities that meet these criteria in all
illustrates the way IDEA integrates data.
Figure 2-1. IDEA Data Integration
2-4
IDEA
-------
The intersection represents those facilities that are current Significant Noncompliers
and Violators in all three databases. IDEA, allows you to retrieve facility data on the
intersection. To get the same information without using IDEA, you would have to
retrieve the noncompliers from each database separately and compare the three lists
to determine the common set of facilities. Searching each program office database
for a multi-media targeting effort becomes difficult to manage beyond two or three
databases. IDEA provides rapid access to integrated data from multiple EPA
program office databases.
There are three data retrieval (or input) options available to you in IDEA.
•
•
•
Linked
Nonlinked
Linked nonlinked
If you choose the linked option, IDEA will attempt to integrate facility data selected
from multiple EPA databases using the Facility Index System (FINDS) as a cross-
referencing mechanism. However, if you specify nonlinked data, IDEA will retrieve
data on facilities within each program office database that is relevant to your query
without any attempt to integrate the data from the different sources. In linked
nonlinked queries, IDEA selects facilities that meet query criteria in the different
databases then it attempts to link facilities using FINDS but also reports on the
facilities that were not in FINDS.
The data retrieval process is explained below in the context of an example query that
will report on facilities that are:
« RCRA Generators
AND
• PCS Major Dischargers
AND
• Located in Maine (FINDS)
2.3.1 Initial Facility Selection
IDEA searches each database in turn and retrieves the "local" IDs (IDs native to the
databases) of facilities that match the query criteria. When the example above is run,
IDEA searches RCRIS, PCS, and FINDS for facilities that are Generators, Major
Dischargers, and located in Maine respectively. See Figure 2-2 for an illustration of
this step.
User's Guide
2-5
-------
Databases
Groups of
Local IDs
Selected
RCRIS
J f PCS J f FINDS J
RCRJDs
of
Generator
;
\
r
PCS.IDS
of Major
Dischargers
EPA.IDS
of facilities
located in
Maine
Figure 2-2. Initial Facility Selection
Note:
Nonlinked queries ignore FINDS. When the example query is run as a
nonlinked query, IDEA does nolt search the FINDS database. Since there is
no mechanism for comparing these facilities without FINDS, Boolean
connectors are not applied to nonlinked searches; so Figure 2-3, Integration.
Process does not pertain to nonjinked queries.
2.3.2 Integration Process
When IDEA integrates facility data, a tjvo step process is involved. Once IDEA has
gathered the local IDs for the facilities selected in linked and linked nonlinked
queries, it uses FINDS to locate EPA HJ>s for them. Then IDEA applies the Boolean
connectors for the query. If the example query were run linked or linked nonlinked,
IDEA would use FINDS to locate the EPA IDs for the facilities selected from RCRIS
and PCS (the FINDS facilities already! have EPA IDs) then it would compare the
facilities to find which ones met all of the query criteria. In order to meet all of the
query criteria, a facility would have to be a RCRA Generator AND a PCS Major
Discharger AND be located in Maine| according to FINDS. Refer to Figure 2-3
below.
2-6
IDEA
-------
Groups of
Local IDs
Selected
RCKIDs
of
Generators
PCSJDs
of Major
Dischargers
of facilities
located in
Maine
Local IDs
Converted
to EPAJQDs
(where
possible)
Boolean
Connectors
Applied
RCR.IDs
(for facilities
not
PCS.IDs
(for facilities
not
in FIND
EPAE)
facilities
FINDS)
EPA.
or facilities
FINDS)
EPA.ID
(for facilities
FINDS)
Figure 2-3. Integration Process
Note:
FINDS serves dual purposes in IDEA.. As a database, it is searched when
part of the query criteria has to do with the location of a facility. In linked
and linked nonlinked queries, it is also used as a cross-referencing mechanism
to locate the EPA IDs of facilities selected from other databases.
2.3.3 Query Status
At this point, IDEA will display the QUERY STATUS SCREEN (see Figure 2-4)
which shows the number of facilities found that match the query. Although the
content generally remains the same, the appearance of this screen differs for linked,
nonlinked, and linked nonlinked queries.
User's Guide
2-7
-------
Figure 2-4. Query Status Screen
(liie
This screen always shows the title
number of facilities that were selected
EPA databases that were searched an(
them (lines 7 & 8), and directions
processes the queries differently, the display
on the kind of query that was run (i.
Figure 2-4 is the result of running the
elements of the QUERY STATUS SCREEN.
1), the COMMAND prompt (line 2), the
Tom the query (lines 3 & 4), the names of the
some statistics about the search for each of
how to continue (line 9). Because IDEA
for lines three to eight varies depending
:., linked, nonlinked, and linked nonlinked).
juery linked nonlinked and contains all of the
facilities selected and in FINDS (line
for each database (lines 5 to 8) that
2.3.3.1 Linked Queries
Because IDEA only reports on facilit.es that are in FINDS for this type of query,
linked queries generate a QUERY STATUS SCREEN that shows the number of
3) as well as the "counts" and "percentages"
was searched. "Counts" is the number of
facilities that matched the query criteria for that database but were not selected
because they are not linked in FINDS- For example, 598 facilities that are Major
Dischargers in PCS were excluded frojn the number of facilities that will be reported
on because they are not in FINDS. Although linked queries do not report on
facilities that are not in FINDS, you cz n get reports on these facilities by running the
query linked nonlinked. The "percentages" (noted in parentheses to the right of the
2-8
IDEA
-------
number of counts) indicate the percentage of the facilities that met the query criteria
but were excluded due to poor FINDS links. Eight percent of the facilities that are
Major Dischargers in PCS were excluded from the query because they were not in
FINDS. The 598 facilities that were excluded make up eight percent of the total
number of facilities in PCS that matched the criteria for that database.
2.3.3.2 Nonlinked Queries
Nonlinked queries ignore FINDS; therefore, the QUERY STATUS SCREEN for these
queries simply displays the total number of facilities that were selected and the
"counts" or number selected from each program office database. Because these
queries do not attempt to integrate facility data, nonlinked queries select more
facilities than the other query types. When the example query is run nonlinked,
279,446 facilities are selected as opposed to 80S for linked and a total of 2371 (those
in FINDS and not in FINDS) for linked nonlinked.
2.3.3.3 Unked Nonlinked Queries
Since these queries are combinations of linked and nonlinked queries, the QUERY
STATUS SCREEN for them shows the number of facilities selected that are in FINDS
(line 1) and not in FINDS (line 2) as well as the counts and percentages for each
database that was searched (lines 5 to 8).
2.3.4 Detailed Data Retrieval
Before presenting you with a report containing data on the facilities selected from the
query, IDEA must first retrieve the data. The amount of work IDEA has done up
to now is small in comparison to the work it will do in the next step when it performs
the detailed data retrieval. This process differs for Unked, nonlinked, and Unked
nonlinked queries.
User's Guide
2-9
-------
EPAJDs of facilities
for which reports)
will be generated
Sample FINDS
Pointers
EPAJDs of
facilities selected
and in FINDS
EPA.ID = MED000791681
RCR.ID = MED000791681
PCS.ID =ME00022764
PCS.ID =ME00022S61
AFS.ID =2303100002
TRLID = 03906PRTTWROtnE
EPA
Databases
) / (
(DOCKED
CRCRIS)
CCERCLCS)
Figure 2-5. DetaUed Data Retrieval
.3.4.1 Linked Queries
For linked queries, IDEA retrieves datk only for
meet the query criteria. As illustrate 1
record on each facility for which it hai;
record contains the IDs (if they exist
program office databases. These
"pointers" - they indicate where
the detailed data retrieval, IDEA pulls
databases to which it is linked in
searched as part of the initial facility
the facilities that are in FINDS and
in Figure 2-5, IDEA looks up the FINDS
an EPA ID. Among other data, the FINDS
are linked in FINDS) for the facility in the
office database IDs or "local" IDs are
data on the facility can be located. During
jap report data for the facility from each of the
whether or not these databases were
selection.
and
program
2-10
IDEA
-------
2.3.4.2 Nonlinked Queries
Figure 2-5, Detailed Data Retrieval does not apply to nonlinked queries. Because
these queries ignore FENDS entirely, IDEA retrieves data on the facilities from the
program office databases searched in the query - one at a time. If the example
query were run nonlinked, the initial facility selection would take place, as illustrated
in Figure 2-2, then the report data would be retrieved separately for the facilities
selected from RCRIS and PCS.
2.3.4.3 Linked Nonlinked Queries
In the case of linked nonlinked queries, IDEA retrieves data on facilities that meet
the query criteria and would be selected by a linked query (i.e., are in FINDS) then
the ones that would have been excluded from the linked query (i.e., are not in
FINDS). For the facilities selected by the linked portion, the detailed data retrieval
looks like Figure 2-5. IDEA pulls report data up from each of the databases that are
linked to the facility in FINDS whether or not these databases were part of the query.
It groups the data retrieved in this part by facility. For the nonlinked facilities,
IDEA only retrieves data from the program office databases that were searched in the
query — one at a time. Data reported from this section are grouped by database.
2.4 Data Aiuilvsis Considerations
It is important to keep in mind that IDEA has been designed primarily to provide
factual information to experienced enforcement personnel for enforcement targeting,
case screening, case development, litigation support, and settlement negotiations.
Because each program office database management system is unique, knowledge of
statutory provisions, program definitions, and data relationships as well as sound
professional judgement are essential to interpret accurately the information that is
retrieved.
It is very easy to misinterpret the information obtained through IDEA. The data
accessed by IDEA are useful subsets of information on each program's performance.
To arrive at accurate conclusions about performance, however, one must rely on
nonautomated information, such as discussions with appropriate EPA Headquarters,
regional enforcement program, and state personnel. The automated data systems
User's Guide
2-11
-------
contain
accessible through IDEA do not
needs in order to assess accurately
or significance of a particular facility,
all of the information that an individual
progtam performance or the environmental status
i xnporation, or industry.
IDEA is not intended to replace any
procedures.
information system will not be duplicated
reports and other official displays of
tallies of administrative actions),
the EPA's Strategically Targeted
process. The quantitative STARS
regional reporting processes, data
processes that cannot be duplicated or
EPA. automated information system or reporting
Existing quality assurance/ quality control procedures for each program
or altered. For management accountability
quantitative enforcement information (e.g.,
iforcement will continue to rely on
Activities for Results System (STARS) reporting
are based on well-established state and
dates, and discrepancy reconciliation
Replaced by IDEA.
reports
retrieval
The selection criteria utilized by IDEA
tiie types of information that will be
In the absence of an agreed upon objective basis
evaluating their accuracy, public
identify a regulated entity as being
extremely time consuming and
release
among
expensive
criteria that could be used in the ranking;
not consider this a useful approach to
a list, we believe the analysis should
various objective criteria and places
the particular goal of a targeting
particular area or environmental
taking them into consideration when
results are correct.
exercise
is based on EPA's subjective assessment of
it useful in analyzing or predicting behavior.
for developing these rankings and
or misuse of any rankings could unfairly
the nation's worst polluters. It would be
to develop a consensus set of subjective
of sources. The Office of Enforcement does
's targeting efforts. Rather than focus on
an interactive process in which one selects
in the context of other information to meet
(e.g., industry or pollutant tailored to a
problejm). By being aware of these limitations and
framing queries, you can ensure that your query
I PA'
bs
daia
2,5 Suminur\
In order to construct an effective IDEA query, it is important to have a clear set of
objectives and to select an appropriate
procedure for executing the query. For the
most part, IDEA accesses copies of pic gram office databases. There is no new data
created in IDEA. IDEA'S principal utility is the ability to integrate data from the
program office databases. When analyz ing data, consult EPA Headquarters, regional
enforcement program, state personnel,
and nonautomated information sources.
2-12
IDEA
-------
Chapter 3
Accessing IDEA on the EPA IBM Mainframe
This chapter instructs users on how to access EPA's IBM mainframe computer and
the hardware/software requirements needed for this access. Additionally, users are
instructed on how to access IDEA.
Sections:
3.1 Mainframe Access
3.1.1 Obtaining an EPA Mainframe User ID and Password
3.1.2 Obtaining IDEA Authorization
3.1.3 Hardware/Software Considerations
3.1.3.1 PC on a LAN Using the SNA Gateway
3.1.3.2 Hardwired Terminal
3.1.3.3 PC or Video Terminal with Modem
3.2 Logging on to EPA's Mainframe
3.2.1 First Time Logon
3.2.2 Quick Logon Procedure
3.2.3 Password Errors
3.3 Keyboard Mappings
3.3.1 Program Function (PF) Keys
3.3.2 Program Attention (PA) Keys
3.4 Entering the IDEA System
3.4.1 The IDEA Welcome Screen
3.5 Logging off EPA's Mainframe
3.6 Summary
3.1 Mainframe Access
IDEA runs on EPA's IBM mainframe computer at the National Computer Center
(NCC) in Research Triangle Park (RTF), North Carolina. The IBM mainframe is
the computer platform for most of the program office databases. It provides the
resources and performance required to meet the on-line interactive requirements for
IDEA.
User's Guide
3-1
-------
To use IDEA, you fust must have access
Specifically, you must have a mainftam; user ID and password
authorization to gain access to the
hardware/software link to the mainfran
to NCC Services, issued by the Office
(OARM), National Data Processing
(RTF), NC 27711. This document may
at the number listed below.
to the EPA IBM mainframe computer.
You must also have
IDEA system, and an appropriate
For detailed information on gaining access to the IBM mainframe, see the EPA Guide
Administration and Resources Management
1 Division (NDPD), Research Triangle Park
be obtained by contacting NCC User Support
NCC
800
919 54M
334-2405
Support
(outside NC)
7862 (in NQ
3.1.1 Obtaining an EPA Mainframe User W and Password
If you are an EPA employee who does not have a user ID with the NCC,
contact your Automated Data Processing (ADP) Coordinator. ADP
Coordinators establish accounts;, register users, and control the expenditure
of time sharing funds. Your ADP Coordinator will obtain a user ID and
password for you under a new
>r existing account.
If you are a State employee,
not have a user ID, contact
contractor, or other Agency affiliate who does
your EPA representative to obtain one.
3.1.2 Obtaining IDEA Authorization
Once you have a mainframe user ID,
to gain access to IDEA. To do
Compliance Analysis and Program
further guidance and sample
Procedures for IDEA.
will need to request additional authorization
submit a memorandum to the Office of
ions (OCAPO) at EPA Headquarters. For
, refer to Appendix A: Access and Security
3-2
IDEA
-------
3.1.3 Hardware/Software Considerations
To communicate with the IBM mainframe computer at the NCC, you must have one
of the following:
• IBM 3270 or compatible terminal
• DEC VT100 that can emulate an IBM 3270 full screen terminal
• Personal computer with software that can emulate one of these terminals.
Communication may be through a long distance, high-speed link that is connected
directly to the mainframe or through a modem connection established by dialing into
the mainframe through a telephone line. IDEA cannot be accessed with a TTY
(teletype) terminal.
As part of setting up your NCC account, your ADP Coordinator or EPA contact, can
assist you in establishing a communications link to the NCC. If you have questions
about the telecommunications link to the NCC, call the NCC User Support at one of
the numbers listed in Section 3.1.
3.1.3.1 PC on a LAN Using the SNA Gateway
Most EPA personnel use a personal computer (PC) attached to a Local Area Network
(LAN) to access the NCC. Most LANs go through the SNA Gateway to access
EPA's mainframe. Because each LAN can be configured differently, contact your
local LAN Administrator should you need assistance. The following are general
instructions for gaining access to the mainframe.
1. From the AUTOMAXX WORKSTATION MENU SCREEN select the
COMMUNICATIONS option by pressing the Function (F) key associated
with this option.
2. From the COMMUNICATIONS MENU SCREEN select the 3270
EMULATION or MAINFRAME/3090 ACCESS option by pressing the
Function (F) key associated with this option.
3. From the 3270 EMULATION SCREEN or MAINFRAME/3090 ACCESS
SCREEN select the MOD 2 -SCREEN SIZE - 24 x 80 option by pressing the
Function (F) key associated with this option.
User's Guide
3-3
-------
4.
A CONTROL PROGRAM
indicating special keys to be u
should make note of these
simultaneously press the left <
the LAN to Mainframe Mode.
Mainframe for additional instructions on keyboard mappings.
RESIDENT SCREEN will be displayed
in your mainframe processing session. You
Usually you will be instructed to
> and keys to switch from
Refer to Section 3.2 Logging on to EPA's
3.1.3.2 Hardwired Terminal
A hardwired terminal is a terminal thkt is linked directly to the EPA mainframe.
Specifically, your terminal is connected with direct-line cables and a full-screen
session is already established. A hardwired terminal does not require dialing through
the telephone lines or using the AUTOMAXX WORKSTATION MENU to access the
NCC. To establish the link:
Make sure that your terminal
is turned on.
PROTECTION AGENCY MENU SYSTEM SCREEN (see Figure
displayed. If it is not, press the
should appear, or turn
call NCC User Support at one
The V.S ENVIRONMENTAL
3-1) win be
< Reset > or < Enter > key and the screen
the terminal off then on again. If it does not appear,
of the numbers listed in Section 3.1.
Figure 3-1. U.S. Environmental Protection Agency Menu System Screen
3-4
IDEA
-------
Refer to Section 3.2 Logging on to EPA's Mainframe for additional instructions.
3.1.3.3 PC or Video Terminal with Modem
Dial-up terminals, often called line terminals, can be linked to the EPA mainframe
in a variety of ways. The common denominator is the modem which requires you
to dial a telephone number before the link is complete.
Modems are the dialing hardware which link the telephone line to your terminal.
Getting your modem's "attention" through your keyboard may require help from
someone at your site who is familiar with your modem and terminal. Along with the
modem, you need some type of telecommunications software (for example, Crosstalk
or Kermit).
Since there is a wide variety of communications packages and modems that can be
used, you should refer to your hardware/software documentation for specific
instructions. There are, however, some general guidelines that apply to all types of
communication with the EPA mainframe:
• You may dial-up at either 1200, 2400 or 9600 baud.
• Your communication software should emulate a VTlOO-type terminal.
• Communication parameters should be 7 data bits, 1 stop bit, even parity and
full duplex.
You must now determine what telephone number you must dial for access. If your
local sources do not have this information, call the National Computer Center,
Network Control Facility:
NCC Network Control Facility
800 445-2795
202 488-2795 (DC Area)
Refer to Section 3.2 Logging on to EPA's Mainframe for additional instructions.
User's Guide
3-5
-------
3.2 Losing on to EPA 's Mainframe
Once you have established a link to EFJA's mainframe, it is necessary to "logon" to
the system. These instructions assume that you have a valid 3-character user ID and
a password. I
3.2.1 First Time Logon
1. The U. S. ENVIRONMENTAL
PROTECTION AGENCY MENU SYSTEM
(see Figure 3-2) will appear once you have established a link to
EPA's mainframe.
Figure 3-2. U.S. Environmental
Agency Menu System Screen
2. At the COMMAND prompt, type TSO (for Time Sharing Option), and press
the key to move the
cursor to the USERID prompt. Type your
3-6
IDEA
-------
time character user ID and press the key again to move the cursor
to the PASSWORD prompt. Type your password and press < Enter >.
Since this is your first logon with a new user ID the TSO/E LOGON SCREEN (see
Figure 3-3) will appear. The message PASSWORD EXPIRED will appear in either
the upper right hand corner of the screen or on the second line of the screen, and the
cursor will be positioned at the NEW PASSWORD prompt.
Figure 3-3. EPA TSO LOGON Screen
3. At the NEW PASSWORD prompt, type a password of your own selection
(for security reasons your entry will not be displayed on the screen) and press
< Enter >. Remember a password must be at least six characters, but not
more than eight characters, and it must contain at least one number.
4. The message VERIFY PASSWORD will be displayed in either the upper right
hand corner of the screen or on the second line of the screen. The cursor will
again be positioned at the NEW PASSWORD prompt. Type the same
password and press < Enter >.
In addition to the user ID and Password there are a number of other required
parameters which must also be provided when you log on for the first time. They
are: Procedure, Account number, FTMAS code and Bin number. Once all the
required fields have been entered, they will be saved in a file. Subsequent logons
will require you to supply only the USERJD and PASSWORD information.
User's Guide
3-7
-------
Type the required information, press <^ Enter > when complete. The required fields
are:
USERED:
three characters; provided by your ADP Coordinator or
EPA Contact.
• PASSWORD: six to eight characters with at least one number.
• PROCEDURE: use SEPATSO.
• ACCOUNT NUMBER: four characters; provided by your ADP
Coordinator or EPA Contact.
• FEMAS:
•
i
five characters; use IESYP.
BIN NUMBER: four chars cters; provided by your ADP Coordinator or
EPA Com act, or use M*** where *** is your user ID.
If you have any problems, your ADP Coordinator, or EPA Contact, should be able
to assist you with these parameters.
5. If you typed your user ID anil password correctly, a logon confirmation
message and System News Alert messages will appear (see Figure 3-4),
followed by a READY prompt]
Figure 3-4. TSO News Alert/READY Screen
3-8
IDEA
-------
3.2.2 Quick Logon Procedure
Once you have established the required parameters as detailed in Section 3.2.1, the
system remembers this information. In all future logons, you need only provide your
USERTO and PASSWORD.
1. The U. S. ENVIRONMENTAL PROTECTION AGENCY MENU SYSTEM
SCREEN (see Figure 3-5) will appear once your terminal has been linked to
the EPA mainframe.
Figure 3-5. U.S. Environmental Protection Agency Menu System Screen
2. At the COMMAND prompt, type TSO (for Time Sharing Option) and press
the key to move the cursor to the USERID prompt. Type your
three character user ID and press the key again to move to the
PASSWORD prompt. Type your password and press < Enter >. A logon
confirmation message and System News Alert messages will appear (see
Figure 3-6), followed by a READY prompt.
User's Guide
3-9
-------
Figure 3-6. TSO News Alert/READY Screen
3.2.3 Password Errors
If you typed your password incorrectly, the TSO/ELOGONSCREEN (see Figure 3-7)
will appear. The message, PASSWORD NOT AUTHORIZED will be displayed in
either the upper right hand corner of tl e screen or on the second line of the screen.
The cursor will be positioned at the PASSWORD prompt, and you will have another
opportunity to type your password. After three unsuccessful password attempts, the
message PASSWORD REVOKED will appear and your user ID will not be allowed
to logon again. You must contact yo|ir ADP Coordinator to have your password
reset.
3-10
IDEA
-------
Figure 3-7. ISO LOGON Screen
Keyboard Mappings
The keys used to perform program functions are not always the same from one
computer to the next because of the type of connections used to link a terminal with
the mainframe. This means that if your computer connects to the mainframe via
SNA Gateway, its keyboard mapping will be different from one that uses Crosstalk.
3.3.1 Program Function (PF) Keys
Program Function (PF) keys are a shortcut for entering commands. For IBM 3270
Model Terminals, there are 24 keys that are mapped to perform specific functions.
The Function (F) keys on Personal Computers are usually mapped to correspond to
the IBM Mainframe 3270 PF key mapping. The following table (Table 3-2) shows
the default key command and description for both IBM 3270 terminals (PF keys) and
most Personal Computers (F keys) with a LAN connected to the SNA Gateway.
Table 3-2 contains the same information for computers using Crosstalk and Kermit
instead of SNA Gateway.
User's Guide
3-11
-------
Table 3-1. Program Function Keys and PC/LAN SNA Gateway Key Map
Command
ISPFHELP
SPLIT SCREEN
END
RETURN
RFIND
RCHANGB
UP
DOWN
SWAP
LEFT
BIGHT
RETRIEVE
DaKriptioa
•CreCU.
Splits the screen into two IS1
Saves changes and reform to
screen in edit mode. Retain
VCnMEB mtt IWrowtW BIMK*
i
i
tecnmnt
n ^.^-g
thoprafions
i to Oe prerioos
Retains directly to the prerifras Primary
Option Moon.
Repeats the preriens FIND c
a ««••>• fbr lu'ftiimi flTATfl
edit mode.
Scndb Up by the amoot M
or COMMAND prompt.
ScroOs Dowa by the amomtf
SCROLL or COMMAND pi
mai j^ *^»^»«^««» ^^^^BB ^^hA i
MOTtt tae onior troat OBCI
Scroll Left by the amoMti
SCROLL or COMMAND pi
SCTODI Right by the auii»Bl
SCROLL or COMMAND pi
MOTCS the cursor to the fin
the aciwo and ntnevoi the
eotered.
anrmioMl.
at the SCROLL
setatthe
wjpt.
cnoatotke
*.
it at the
ompt.
ottatOe
ompt.
bpnt field on
IHM32TO
TcnuulKeyi
PFl/Pn3
PF2/PF14
PF3/PF15
PF4/ITW
Pf5/Pn7
PFHPF18
PP7/IT19
PF8/PFM
PF9/PF31
pne/PFz:
PH1/PF23
PPI2/PFZ4
PC/LAN
SNA Gateway Keys
Fl
12
F3
F4
F5
P6
FT
P8
F9
F10
ni
F12
3-12
IDEA
-------
Table 3-2. Program Function Keys and Crosstalk/Kennit Key Map
Command
ISPFHELP
SPLIT SCREEN
END
RETURN
RF1ND
RCHANGE
UP
DOWN
SWAP
LEFT
RIGHT
RETRIEVE
Description
screen*
Splits the screen into two 1SPF tenons.
Saves changes and returns to the previous
tcreen in edit mode. Retuns to the prerioas
screen in browse mode.
Retains directly to the previous Primary
Option Mom.
Repeata the previous FIND command.
Repeats the previous CHANGE command in
edit mode.
Scrolls Up by the amount set at the SCROLL
or COMMAND prompt.
Scrolls Down by the amount set at the
SCROLL or COMMAND prompt.
Scrolls Left by the amount set at the
SCROLL or COMMAND prompt.
ScroDs Right by the amount set at the
SCROLL or COMMAND prompt.
Mores the cursor to the first input field on
the screen and retrieves the last command
entered.
IBM 3270
Terminal Keys
PF1/PF13
PF2/PF14
PP3/PF15
PF4/PFW
PF5/PF17
PF6/PF18
PF7/PF19
PF8/PF20
TO/FF21
PF10/PF22
PF11/PF23
PF12/PF24
Crosstalk1/
Sennit1 Keys
Fl or
Keypad 1
Fl or
Keypad!
F3 or
Keypad 3
F4or
Keypad 4
FS or
Keypads
F6or
Keypad*
F7 or
Keypad?
F8 or
Keypad8
F9 or
Keypad 9
FlOor
Key pad 0
Fl or
Keypad .
F2 or
Keypad*
WIC-developed Crosstalk XVI TCP.XTK command file, with VT100
emulation and on.
WIC-developed Kermit-MS 2.30 TCP.KMK take file, with VT102 emulation
and on.
User's Guide
3-13
-------
3-14
3.3.2 Program Attention (PA) Keys
In addition to the Program Function
keys, referred to as Program Attention
navigating within IDEA. These keys
(PJF) keys listed above, there are several other
(PA) keys, that you will find helpful for
noted in Table 3-3.
ire
Table 3-3. Program Attention Keys
Command
Attn- Reset Keyboard
Eater -Transfers data to
the eompvler
•\JjfcA— f^afoftaf
Delete End of Ibid
Delete End of IBM
Home - Move Conor to
furrtinjMit field
Insert - Places the
terminal in character
insert mode allowing you
to add characters at the
cursor position
Move back a field
Move to next field
Switch from LAN to PC
Mode
Reshow -Redraw the last
fan screen image
displayed by ISPF
IBM 3270 Terminal
Keys
+
preoed fhwdtaMouil
+
key*
r
,
PC/LAN
SNA Gateway Keys
right
Nomeric key pad or
right
+
left -I-
3.4 Entering the IDEA System
1. To access IDEA, type IDEA
This step will take you to the
ind press < Enter > at the READY prompt.
T>EA WELCOME SCREEN (see Figure 3-8).
IDEA
-------
Figure 3-8. IDEA Welcome Screen
Technical Note:
IDEA'S security, Resource Access Control Facility (RACF), does not allow
you to access IDEA through other non-IDEA programs. If you have run a
non-EDEA program prior to invoking IDEA, you will receive an IDEA
security notice describing the problem and possible solutions. If you continue
to experience problems in accessing IDEA, contact IDEA User Support.
IDEA User Support Line: 301 567-4810
Monday-Friday 9:00am to 6~:00pm (eastern time)
Operated by Radix n under contract to EPA's Office of Enforcement
3.4.1 The IDEA Welcome Screen
Figure 3-8 shows the IDEA WELCOME SCREEN which is the introductory screen to
the IDEA system. From this screen you can either obtain IDEA system information
on various topics or begin IDEA query processing.
To obtain DATABASE STATUS information type D at the COMMAND
prompt and press < Enter >. The IDEA DATABASE STATUS SCREEN (see
User's Guide
3-15
-------
Figure 3-9) will be displayed.
through IDEA and the most
recsnt
This screen shows the databases available
day that the system copies were updated.
Figure 3-9. Database Status Screen
To return to the IDEA WELCOME SCREEN, press < Enter >.
To obtain HELPLINE INFORMATION, type H at the COMMAND prompt
and press < Enter >. The BASIC HELP FACILITY SCREEN will be
displayed. This screen shows information on how to obtain user support for
IDEA. If you have comment! about the system functions or requests for
future enhancements, contact IDEA User Support at the number listed in
Section 3.4.
To return to the IDEA WELCOME SCREEN, press PF3.
To obtain USER DOCUMENTATION information about IDEA, type U at the
COMMAND prompt and press < Enter >.
To return to the IDEA WELCOME SCREEN, press PF3.
To obtain NEWS ALERT information type a News Alert member name
(listed on the bottom left portion of the screen) (e.g., ALERT02) and press
< Enter >.
To return to the IDEA WELCOME SCREEN, press < Enter >.
3-16
IDEA
-------
From the IDEA. WELCOME SCREEN, press < Enter > to continue IDEA
query processing. Tte INTERFACE SELECTION SCREEN will be displayed.
At this screen, you indicate how you want to communicate with IDEA and
what basic type(s) of queries you wish to develop. To learn more about
queries and how IDEA integrates data, refer to Chapter 2, IDEA: What it
Does & How it Works.
3.5 Logging off EPA 's Mainframe
To exit IDEA at any time follow these procedures:
• Use the END command or PF3 key to back out of the program screen by
screen until you reach the TSO READY prompt (see Figure 3-12), type
LOGOFF, and press < Enter > to exit the IBM Mainframe.
• Use the RETURN command (PF4 key) to return directly to the OFFICE OF
ENFORCEMENT DATA INTEGRATION PRIMARY MENU (see Figure 3-10).
You may then type I (for IDEA) at the OPTION prompt to get back to the
IDEA WELCOME SCREEN, or type X to exit to the TSO READY prompt.
Type LOGOFF at the READY prompt, and press < Enter > to exit the IBM
Mainframe (see Figure 3-12).
+ Type =X at the COMMAND line to go directly to the TSO READY prompt.
Type LOGOFF, and press < Enter > to exit the IBM Mainframe.
User's Guide
3-17
-------
Figure 3-10. OE Data Integration
Note: when an ISPF session is ini!
LOG and LIST, in which information
activity happens with no direct user
IBM Mainframe, the screen shown in.
TSO READY prompt. You are being
the LOG/LIST datasets.
for a user, the system creates two datasets,
i be recorded during the ISPF session. This
When you attempt to leave the
tgure 3-11 may appear before you reach the
to specify how you wish to dispose of
To exit this screen, should it appear, type D at the LOG DATA SET PROCESS
OPTION prompt and press to move the cursor to the LIST DATA SET
PROCESS OPTION prompt. Type D, and press < Enter >. The READY prompt
(see Figure 3-12) will appear.
To exit the IBM mainframe, type LOGOFF and press < Enter > at the READY
prompt.
3-18
IDEA
-------
3S3F-?*%-
Figure 3-11. LOG/LIST Screen
Figure 3-12. READY Prompt Screen
User's Guide
3-19
-------
3.6 Swiwian'
IDEA resides on the IBM mainframe computer at EPA's National Computer Center
(NCC). A user must have a valid use^ ID and password to access the mainframe.
To receive IDEA authorization, a user must submit a memorandum to the Office of
Compliance and Analysis and Program Operations (OCAPO) requesting IDEA
access. !
IDEA can be accessed from many different types of hardware; however, it is
necessary to have full-screen (3270 emulation) capability.
Function keys are a shortcut for entering commands and navigating within IDEA and
may vary depending upon your connec tion to the mainframe.
General information about IDEA can I e obtained from the IDEA Welcome Screen.
To obtain help call:
IDEA User
Monday-Friday
Operated by Radix H under
Support Line: 301567-4810
9:00: im to 6:00pm (eastern time)
contract to EPA's Office of Enforcement
3-20
IDEA
-------
Chapter 4
Conducting a Search Using the Menu Interface
Tliis chapter discusses what the Menu Interface is, how it was built, and a step-by-
step presentation of how to conduct a search by using the Menu Interface.
Sections:
4.1 IDEA Menu Categories
4.2 Using Menu Categories to Form Queries
4.2.1 Navigating the Menu Screens
4.2.2 Location Category
4.2.3 Pollutants Category
4.2.4 Industry Category
4.2.5 Noncompliance Category
4.2.6 Enforcement Category
4.2.7 Facility Status Category
4.3 Managing Queries
4.3.1 Clearing Queries
4.3.2 Saving Queries
4.3.3 Retrieving Queries
4.4 Running Queries
4.4.1 Input and Report Selection Screen: Choosing Input
4.4.1.1 Linked
4.4.1.2 Nonlinked
4.4.1.3 Linked Nonlinked
4.4.2 Input and Report Selection Screen: Choosing Reports
4.4.3 Viewing the Query Reports
4.5 Exiting the IDEA Menu Interface
4.6 Summary
4.1 IDEA Menu Categories
The Menu Interface is the simplest means of retrieving information from IDEA. It
provides convenient pop-up windows that allow you to form queries by selecting
criteria from lists. In order to use this interface, you must be able to use your
User's Guide 4-1
-------
terminal's PF key equivalents for end,
Table 4-1 at the end of this section.
To access the Menu A Interface, type
up, and down. For more information see
A at the ENTER INTERFACE OPTION
TO access uie Menu i\ imciiovc, ijrjjs *» «. u«/ A-I-».»*-«. **i ***«*. *»•*»•* •>*- --~—•
prompt which appears at the bottom of the INTERFACE SELECTION SCREEN shown
below in Figure 4-2.
Figure 4-1. Interface Selection
Upon entering the Menu Interface, you
in Figure 4-2. The six categories at thi; upper left of the MAIN MENU
(location, pollutant, industry, enforcem
will see the MAIN MENU SCREEN, pictured
it, noncompliance, and facility status) are the
your query. By specifying small bits of
you will be able to retrieve the data
you use will depend on the purpose of
your search and the information you rn^y have already. Short descriptions of the six
categories follow.
categories that you can use to con:
information in one or more of these
you are seeking. The category or
4-2
IDEA
-------
>m; ii ,
" '•-
figure 4-2. Main Menu Interface Screen
LOCATION
Gives you the ability to focus your search on a specific geographical area -
from the scale of an EPA Region to a ZIP code.
POLLUTANTS
Allows you to target facilities by the pollutants they have released, handled,
or stored.
INDUSTRY
Enables you to focus your search on a certain type of industry or range of
related industries.
NONCOMPLJANCE
Lets you search for facilities on the basis of their compliance with major
environmental statutes: Clean Air Act (CAA), Clean Water Act (CWA),
Resource Conservation and Recovery Act (RCRA), Federal Insecticide,
Fungicide, and Rodenticide Act (FIFRA), Toxic Substances Control Act
(TSCA), Emergency Planning and Community Right-to-Know Act (EPCRA
313) (Section 313 of SARA Title m).
ENFORCEMENT
Allows you to search for facilities that have been subject to enforcement
actions.
User's Guide
4-3
-------
FACILITYSTATUS
Lets you call up facilities according to their regulatory status; e.g. whether or
not a toxic waste disposal site ii on the CERCLA National Priorities List.
The MAIN MENU SCREEN is the base for all the information you will need and use
in the IDEA Menu Interface. The following table (Table 4-1) provides a list of
commands and keystrokes that will hero you navigate the Menu Interface.
Table 4-1. ISPF Commands and (del ault) PF Key Values in the Menu Interface
Cftnuitiitd
END
PF3/PF15
RETURN
PF4/PF16
UP
PF7/PF19
DOWN
PF8/PF20
To maneuver the
cunor •round
IDEAMTMM
ToMutthe
keyboard when it
lock* up
Mode
Edit*
•fc^—,,-- _
BcOWtO
Edit*
Broww
Edit*
Brown
Edit*
Brow**
DeKription
Returns to the pwvkwi icnen.
Ret
M«
Ser
CO
Sen
Of
UK
key
UM
pro
<1
t Ifae SCROLL or
MMAND prompt.
db down by the •mount nt M th« SCROLL
XtMMAND prompt.
•now Uy« for •]] direction*; UN
to move the cunor to the top-toft
npt
tcMt> key; key with R; right
Jt> key, or key depending on your
4.2 Using Menu Categories to Form Queries
IDEA, queries are formed in the Metal Interface by selecting categories from the
MAIN MENU SCREEN. Each category contains pop-up windows from which specific
information can be selected, such as a
click" feature requires minimal technical
automatically built into the query.
ZIP code or pollutant code. This "point and
knowledge of proper syntax since it is
4-4
IDEA
-------
4.2.1 Navigating the Menu Screens
To choose a category, use < Tab > to move the cursor so that it is to the
left of the category name, then type S ("select") followed by < Enter >.
This sequence is used whenever you want to make a selection from the
IDEA. Menu.
After you choose a category, a new screen will pop up in front of the original MAIN
MENU SCREEN shown in Figure 4-3. The following sections will provide you with
a detailed description of each of the six query-building categories and their pop-up
windows. Since the procedure is basically the same for all six categories, a
step-by-step presentation will only be given for Location. Sections 4.2.3 through
4.2.7 provide details regarding the other five categories.
4.2.2 Location Category
Let's say that you want to find all the EPA-regulated facilities in a certain geographic
area. Since you will be targeting your search geographically, your first choice would
be to choose the Location category.
1. To begin, move the cursor over the underscore mark to the left of the
Location entry using < Tab >. Type S then press < Enter >.
To select a Menu category, use to move the cursor over the
underscore mark to the left of the category. Then type S followed by
< Enter >.
2. When you choose the Location category, IDEA automatically provides you
with the Location pop-up window, pictured in Figure 4-3.
User's Guide 4-5
-------
Figure 4-3. Menu Interface with Laation Category
This pop-up window gives you
region you will search:
You may perform a search
EPA Region number as
Regions. Always
several options for choosing the geographic
of EPA Regions by entering the two-digit
range, e.g., Regions 02-05, or as individual;
to include a zero before Regions 1-9.
remember
Since EPA Regions cover several states, IDEA also lets you search by
state or states; simply enter the two-character state abbreviations)
used by the Postal Service.
If you would like to be
conducting a search by bounty
county code in the appiopriate
five-position code coni listing
followed by a three-digi
how to find county codes
more specific, IDEA gives you the option of
or counties. To do so, type in the State
spaces. The State county code is a
of the two-letter state abbreviation
number. Follow the example below to learn
• Finally, you may narrojv your search even more by using five-digit
ZIP codes.
3. To select a county code, use to move the cursor to County Code.
Type the two-letter state abbreviation and then enter the three-character FTPS
county code after the slash. Fa • example, you could type in CO for Colorado
and 031 for Denver County. If you do not know the county code, type in the
two-letter state abbreviation followed by < Enter > or type a ? over the
4-6
IDEA
-------
underscore mark of the county code then press < Enter >. This keystroke
will call up the list of all county codes for the state you have entered as you
can see on the following screen (Figure 4-4).
figure 4-4. Location Category with County Codes
The easiest way to include a county code in your query is to use < Tab > to
move the cursor to the left of the county you are choosing (remember: PF7
scrolls the page up and PF8 scrolls the page down). Type S. IDEA will
automatically enter the county code into your query.
Now you may choose a second county for your query. Let's say that you
want to expand your search to include Clear County, Colorado. Move the
cursor next to Clear County and type S; you now have a two-county search.
If you have finished your selections, you can now exit the pop-up
window. Use or to move the cursor to the
FINISHED? (Y/N) prompt and type Y followed by < Enter >.
Let's say you decide that a two-county search is too large for your purpose.
So you decide to focus your query on a very precise area, for instance the
City of Denver, Colorado 80202. Your next step is to delete the county codes
by typing Y next to the CLEAR? (Y/N) prompt at the upper right of the box.
This command is shown in Figure 4-5. If you did not want to clear all the
User's Guide
4-7
-------
entries in a pop-up window, but only some, you would have to < Space>
over the entries you no longer \ ranted.
Figure 4-5. County Codes and
Now enter the ZIP code in the
appropriate spaces and < Enter >. You will
be ready to run a query on EpA-regulated facilities within the geographic
parameters you have specified.
If you are satisfied with the loci ition criteria that you selected for your query,
use or to move the cursor to the top of the pop-up
window that you are in, type Y next to the FINISHED? (Y/N) prompt and
press < Enter >.
To exit a pop-up window,
followed by < Enter >.
type Y at the FINISHED? (Y/N) prompt,
From here you will return to
instructions will be listed in th^ right
shows what the screen would
of ZIP code = 80202.
the MAIN MENU SCREEN and your query
-hand portion of the screen. Figure 4-6
like for our query with the Location value
look
4-8
IDEA
-------
Figure 4-6. Menu Interface with selected ZIP Code
At this point, you have formed a complete query that you can run to receive data or
you can combine this query criterion with information from the other five categories
to perform a more detailed search. See Section 4.4 to run the query.
Note:
Be as specific as possible when constructing your query. This will help you
to avoid a search that turns up hundreds or thousands of facilities. Since in
our example you are looking for all EPA-rcgulated facilities in a certain
location, you should be as specific as possible about the geographic area you
search.
When using the Location Category, the IDEA system will conduct its search
according to the largest geographical entity that you enter in the Location pop-up
window. In technical terms, the computer is performing what is known as a
"Boolean OR" by considering each criterion separately and then summing the
facilities retrieved by the search. The map of EPA Region 8 shown in Figure 4-7
illustrates the IDEA logical operating mechanism.
User's Guide
4-9
-------
Figure 4-7. The map of EPA Region, 8
In this example if you were to enter anything
Denver (80202), for instance the State
names than you intended (all the EPA
example). If you were to enter the Stat^
code (CO/031 - Denver), and the ZIP
in the following manner: Find any
Denver County OR ZIP Code 80202.
case will be the same as the number
i.e. EPA Region 8.
other than the ZIP code of the city of
name (CO), you would receive more facility
regulated facilities in Colorado State in this
name (CO), the EPA Region (8), the county
(80202), the system will read your query
facility in Colorado State OR EPA Region 8 OR
Jt its you can see, the number of facilities in this
of facilities in the largest geographical entity,
Code i
4.23 Pollutants Category
To select a menu category use to move the cursor over the
underscore mark to the lef of the category. Then type S followed by
< Enter >.
Type S to select the Pollutants Category. You will be presented with a pop-up
window that offers many options for your query. The Pollutant pop-up window looks
like this:
4-10
IDEA
-------
» ,4 ~-~jp ~4?'Hi^ vJkK £ i\ »^\
Figure 4-8. Menu Interface with Pollutant Category
As you can see by the systems listed at the left side of the box, the Pollutant
Category lets you conduct your search according to air, water, and solid waste
pollutants as well as toxic releases. While this category pop-up window is used in
much the same fashion as the Location pop-up box, it does have some differences.
The following paragraphs will help you maneuver through the Pollutant pop-up
window and use it to create a query.
The AFS (Air) system allows you to perform a search according to:
• Pollutant Codes - A code of up to five characters that represents a certain
pollutant or group of pollutants (e.g. BZ=Benzene, O ACID=Organic Acids).
You may choose two per search. Enter ? for a multi-page listing of pollutant
codes.
• Pollutant Classification - A code of up to two characters that indicates the
amount of actual or potential emissions from a facility. You may choose two
per search. Enter ? for a listing of classification codes.
• AttainmemYNon-Attainment - A one-character code that indicates whether
a plant emits a criteria pollutant for which its county is in non-attainment.
You may enter up to four per search. Enter ? for a listing of codes.
• Pollutant Compliance Status - A one-character code that indicates the
compliance status of a plant for an indicated pollutant. You may enter up to
four per search. Enter ? for a listing of the codes.
User's Guide
4-11
-------
The PCS (Water) system lets you searcp by:
• Meas./Viol. Parameters - A five-digit code that indicates a facility's
particular monitored parameters and physical attributes. You may enter two
per search. Type ? for a multi- page listing.
• Violation Types - Three-char icter codes indicating the worst violation
detected for a given report para neter's measurements. You may enter up to
two per search. Type ? for a 1 sting of the violation types.
The RCRIS (Solid Waste) system provides you the opportunity to search by:
• Waste Codes - Codes of four digits or less that represent contaminants or
hazardous characteristics (e.g.,
ignitable waste). You may enter two per
search. Type ? for a multi-page listing.
Waste Amt. (in tons) - This entry requires you to enter a range of waste
tonnages. On the underscore marks to the right of the word IN enter the
lower value. On the underscore: spaces to the right of those, enter the higher
value. Do not add commas in the amount beyond thousand (e.g., 10000 =
10 thousand).
Menu prompts that feature the word IN are asking you to enter a range of
values. Enter the lower
IDEA will select any
Waste Process - This three
waste is handled (e.g., in
iber first and the higher number second.
with a value included in this range.
code indicates the manner by which the
, incinerated, landfilled). You may enter
two per search. Type ? for a list of processes.
The TRI (Toxic Release) system allows you to create a search with these criteria:
• Chemical Codes - Nine-digit codes representing chemicals and pollutants
(e.g., 007439921 stands for Lead). You may enter two per search. Type ?
for a multi-page listing.
one-character
code indicates the area of the
was released. You may enter up to
Release Medium - This
environment into which the contaminant
seven per search. Press ? for a listing of the codes.
Reporting Years - Enter a four-digit year. You may enter up to three years.
Type ? for a list of the available years.
Release Amount (in IDS.) - This entry requires you to enter a range of
contaminant amounts. On the underscore marks to the right of the word IN,
enter the lower value. On the underscore spaces to the right of those, enter
the higher value. Do not add
-------
To exit a pop-up window, type Y at the FINISHED? (Y/N) prompt,
followed by < Enter >.
4.2.4 Industry Category
To select a menu category, use to move the cursor over the
underscore mark to the left of the category. Then type S followed by
< Enter >.
Upon selecting the Industry Category, a pop-up window will appear, which presents
two simple options for your search. These options are searching by a range of
Standard Industrial Classification Code (SIC) or by individual SIC. The Industry
pop-up window is pictured in Figure 4-9.
Figure 4-9. Menu Interface with Industry Category
In order to use the Industry Category for your query, you must enter the SIC for the
range of industries or industry you wish to search. Let's say, for example, that you
User's Guide
4-13
-------
want to find EPA-regulated facilities that arc engaged in the metal mining industry.
Since this is a broad sector of industry,
pour first step is to use to move the
cursor over the underscore marks to the right of the word IN. Now you can see the
list of general SICs by typing ? next to IN followed by < Enter >.
IDEA will provide you with a list of
metal mining industry, scroll
range for "Metal Mining" is 1011-109$
for EPA-regulated facilities that are i
Alternatively, there is a quick way to
name of the industry you are searching
< Enter >. In this case, it is MININI
general SICs. Since you are looking for the
down (PF8) to your subject. IDEA tells us that the SIC
If you select this range, IDEA will search
involved with mining metals.
find a particular SIC. You can type in the
for at the NEXT VALUE line followed by
(see Figure 4-10).
Figure 4-10. Industry Category: Se irching for SIC Range of Mining Industry
A list of SIC ranges that contain the word
Mining" and type Y at the FINISHED?
Industry pop-up window with your
figure 4-11).
"mining"
se ection
will appear. Select the "Metal
(Y/N). IDEA will take you back to the
of SIC range for "Metal Mining" (see
4-14
IDEA
-------
B&£S?£V" M* *\^* ^
figure 4-11. Industry Category: Selecting SICs of Metal Mining Industry
Suppose you wanted to be more specific and, for example, you were interested in
targeting lead mining. To find out the individual SIC for lead mining, you would
move the cursor next to the "=" using and type ? next to it followed by
< Enter >. A list of general SICs will pop up. You could type in LEAD at the
NEXT VALUE prompt and press < Enter >. IDEA would then provide you the SIC
for lead and zinc ores, which is 1031. You can enter up to ten of these four-digit
codes, or enter a range as wide as you like (you could extend the range to include
several general sectors of industry).
Hint:
The general SIC list can be helpful in narrowing your search for the SIC you
need. By consulting the general list first, you can save yourself the time of
scrolling through the several hundred specific SICs.
To exit a pop-up window, type Y at the FINISHED? (Y/N) prompt,
followed by < Enter >.
User's Guide
4-15
-------
4.2.5 Noncompttance Category
To select a menu category,
underscore mark to the left
< Enter >.
window that offers many options for
window is pictured in Figure 4-22.
use to move the cursor over the
of the category. Then type S followed by
After choosing the Noncompliance Category, you will be presented with a pop-up
your query. The Noncompliance pop-up
Figure 4-12. Menu Interface with r^oncompliance Category
As you can tell from the statutes
category lets you conduct your search
regard to CAA, CWA, RCRA,
pop-up window can be handled much
The following paragraphs provide ii
how to create an search.
along the left side of the window, this
ling to facilities' compliance status with
TSCA, and EPCRA 313. This category's
. the others, but it offers different criteria.
on the use of this pop-up window and
The entry under Law(s) that reads "2
flagged as a noncomplier (NC) or si;
or more" allows you to choose any facility
ignificant noncomplier (SNC) with any two or
4-16
IDEA
-------
more of the statutes listed above. Simply enter an S next to NC and/or SNC under
the Values heading.
Hie CAA entry allows you to use the following criteria for your search:
• In Violation - Use this criterion to search for all facilities in violation of
CAA. Type S to activate this criterion.
• Significant Violation Status - Use this criterion to search for all Significant
Violators under CAA. Type S to activate this criterion.
• EPA Compliance Status - You may enter up to five of these one-character
compliance codes. Type ? to see a multi-page list of the different codes.
• Significant Violation Flagl - You may enter up to five of these one-digit
codes per search. Type ? to call up a list of the codes.
Under CWA you have the following options for forming your query:
• Reportable Noncompliance - Use this criterion to search for all facility
noncompliers under CWA. Type S to activate this criterion.
• Significant Noncompliance - Use this option to search for all Significant
Noncompliers under CWA. Type S to activate this criterion.
• Current Year Noncompliance - One-digit codes that indicate current
compliance status under CWA. You may enter up to five codes within each
Quarter. Type ? to see a list of the codes.
Under RCRA you may form a search according to:
• Unresolved Violations - Use this criterion to search for all facilities in
violation of RCRA, except High Priority violations. Type S to activate this
criteria.
• Unresolved High Priority Violations - Use this criteria to search for all
facilities classified as High Priority Violators under RCRA. Type S to activate
the criteria.
For FTPRA, TSCA, and EPCRA 313 you may choose to search for:
• Noncompliers (NC) and/or Significant Noncompliers (SNC) - Use either of
these criteria to search for all facilities classified as NCs or SNCs under
FIFRA, TSCA or EPCRA 313. Type S to activate the criteria.
User's Guide 4-17
-------
To exit a pop-up window,.type Y at the FINISHED? (Y/N) prompt,
followed by < Enter >.
4.2.6 Enforcement Category
To select a menu category, use to move the cursor over the
underscore mark to the left of the category. Then type S followed by
< Enter >.
The Enforcement pop-up window, displayed in Figure 4-13, provides you with an
array of options to use in your query formation.
Figure 4-13. Menu Interface with Enforcement Category
As indicated by the laws listed on ttye
category allows you to form a query
left hand side of the box, the Enforcement
according to enforcement actions taken under
4-18
IDEA
-------
CAA, CERCLA, CWA, RCRA, TSCA, FIFRA, or EPCRA 313. The Enforcement
pop-up window is managed much like the others, with a few exceptions. Most
notably, this category allows you to choose a range of dates for the enforcement
action you are seeking. When entering a date, always use the pattern mm/dd/yy
(m=month, d=day, y=year), and remember to include zeros preceding numbers
under ten. Eater the earlier date next to the word IN and the later date after the
word TO.
The following paragraphs provide a more detailed explanation of your options when
using the Enforcement pop-up window.
The entry 2 or more, found under the heading Law(s), allows you to search for all
facilities that have been subject to enforcement actions under any two or more of
these statutes. You can choose to specify the enforcement action(s) by typing S next
to NOVS (Notices of Violation), Administrative Action, or Judicial Action, and
specifying the date of the action by entering a range of dates in the appropriate
spaces.
Under CAA, you may conduct a search according to:
• Nat'l Act. Type - a code of up to two characters indicating actions at air
facilities. You may enter up to five of these codes per search. Type? to call
up a multi-page list of the codes.
• The date of the enforcement action.
Under CERCLA, you may form a search using the following criteria:
• Enforcement Action Type - a code of one or two characters indicating the
type of CERCLA enforcement action. You may enter up to five per search.
Type ? to see a multi-page list of the codes .
• The start date and/or completion date of the enforcement action.
Under CWA, you may conduct a search according to:
• Enforcement Action Code - a code of one or two characters that represents
the action taken in response to CWA. You may enter up to five per search.
Press ? for a multi-page list of the codes.
• Enforcement Action Type - a one-letter code that indicates EPA or State
enforcement actions. You may enter up to two per search. Press ? for a list
of the codes.
• The date of the enforcement action.
User's Guide 4-19
-------
Under RCRA, you may fonn a search using the following criteria:
• Enforcement Action Type - a code
RCRA enforcement action taken. You
a multi-page listing of the codes.
of up to three characters that represents the
may enter up to five per search. Type ? for
• Response Agency - one-character code that indicates whether the action was
EPA-lead, State-lead, or EPA oversight. You may enter up to two per search. Type
? for a listing.
• The date of the enforcement action.
Enforcement information about TSCAJ FTPRA, and EPCRA 313 is all drawn from
the same database, NODE. When you choose to search this database (by searching
for information under one of these laws]
, you must first specify the Statute Violated.
This entry allows you to enter any fckro of the following three codes per search:
E=EPCRA 313, F=FTFRA, and T«TJSCA. Other criteria available regarding these
statutes are:
• Enforcement Action Type- a oode of up to three characters that indicates the
type of enforcement action for
to five per search. Type ? for
you are searching. You may enter up
a multi-page listing.
• The date of the enforcement acjtion.
The ALL LAWS option allows you to search the federal docket for facilities that
have been subject to judicial enforcenkent actions. Enter the appropriate three- to
six-character acronym in the spaces next to the word Law in order to include a
particular statute in your query. You i nay enter up to three of these codes. Type?
to see a listing.
You may also search the docket by the date that any enforcement action was filed or
concluded.
To exit a pop-up window J
followed by < Enter >.
type Y at the FINISHED? (Y/N) prompt,
4-20
IDEA
-------
4.2.7 Facility Status Category
To select a menu category, use to move the cursor over the
underscore mark to the left of the category. Then type S followed by
< Enter >.
After you have selected the Facility Status category, you will be presented with a
pop-up window that offers many options for constructing your query. The Facility
Status pop-up window is pictured in Figure 4-14.
Figure 4-14. Menu Interface with Facility Status Category
While this category's pop-up window is used much like the others, there are
differences. The following paragraphs provides instruction on the use of this pop-up
window and how to create an efficient search.
User's Guide
4-21
-------
To create a query concerning CAA, you may specify:
Class A SIP/NSPS/NESHAP
Performance Standard/National
(State Implementation Plan/New Source
Emissions Standard for Hazardous Air
Pollutants) - Type an S to activate this criteria.
Air Program - A one-digit cod; that indicates the air programs to which a
plant is subject. You may enter up to five of these per search. Type ? to see
a list of all the codes.
Source Classification - A two-digit code that represents the actual or potential
air emission totals for a facility|T You may include up to three per search.
Type ? for a listing of the classification codes.
Regarding CERCLA, the facility status
indicators you may search for are:
NFL Status - A one-character code representing a facility's status with
regard to the National Priorities List. You may choose up to three per
search. Type ? to see a listing of the codes.
Site Classification - A one- to two-character facility classification. You may
choose up to three per search.
Type ? to see a listing of the codes.
• Incident Type - A one-character code that indicates whether an incident was
an oil spill. There are only tW;0 codes; type ? to see a listing.
To retrieve information regarding federal facilities, use the FEDFAC option in the
Facility Status pop-up window. Enter tpe two-character code representing the federal
agency in which you are interested. You may enter up to three codes per search.
Type ? to see a multi-page listing of tt e codes.
Concerning CWA, you may build a query along the following lines:
• Active, Major Discharger - Uie this criteria to search for all Active, Major
Discharges under CWA. Type 3 to activate this criteria.
Facility Type - A one-digit number indicating whether the facility is federal,
industrial, municipal, or other.
? to see a listing of the codes.
You may enter up to three per search. Type
Industrial Classification - A one-character code that indicates a facility's
industrial classification. You nay enter up to three per search. Type? to see
a listing of the codes.
Ownership Type - A three-character code that indicates whether a facility is
federally, privately, municipally, etc. owned. You may enter up to three per
search. Type ? to see a listing of the codes.
4-22
IDEA
-------
To include RCRA facility status values in a query, you must choose the RCRA
universe(s) that you wish to search. The universes are: transporter, fully regulated
generator, land disposal, incinerator, storage/treatment, and small generator. In
order to choose one of these options, enter an S next to the appropriate universe.
To select a facility status from TSCA, FEFRA, or EPCRA 313, IDEA requires you
to enter a two-character Facility Function code. You may enter up to two per search.
Type ? to see a multi-page listing of the codes.
U^» To exit a pop-up window, type Y at the FINISHED? (Y/N) prompt,
followed by < Enter >.
4.3 Manuuinu Queries
The key to managing your query is the four options at the bottom left of the MAIN
MENU SCREEN (above the PF key indicators). Like the categories above, these
commands work by typing S to the left of the desired command followed by
< Enter >.
4.3.1 Clearing Queries
Whenever you are not satisfied with the query you have created, you can delete
and/or change it. There are three different ways achieve this task.
1. The CLEAR QUERY command on the MAIN MENU SCREEN will erase the
query currently displayed on the MENU SCREEN. After performing this
function, a small box will appear at the lower right of the screen announcing
that the Query has been cleared. To remove the message from the screen,
press < Enter >.
2. To clear all the data elements or values in a category pop-up window, select
that category and use and/or < Tab > to place your cursor at the
CLEAR? (Y/N) prompt. Type Y followed by < Enter > and the window
will be cleared.
User's Guide 4-23
-------
3. To erase one data value or el
and < Space > over the u
it that you have chosen, select that category
character.
4.3.2 Saving Queries
The SAVE QUERY command will ask you to name your query followed by a short
description, and then it will save the query in the system's memory. After saving the
query, a small announcement box will appear at the lower left telling you the "Query
has been saved as...." To remove the^nessage from the screen, press .
4.3.3 Retrieving Queries
After saving the query, you will be able,
QUERY. When you select
RETRIEVE QUERY
to recall it at any time by using RETRIEVE
, a list of saved queries comes to the
screen in a pop-up window like the oni shown in Figure 4-15.
Figure 4-15. Query Retrieval
4-24
IDEA
-------
Retrieval is canied out by typing S next to the desired query. The query you
selected will then be moved onto the MAIN MENU SCREEN with all its values listed
as before.
You can also delete a query which is no longer needed by typing D next to it. A
small box will show up to ask CONFIRM QUERY DELETION (Y/N). Type Y to
confirm your delete command or type N to cancel it.
4.4 Running Queries
The RUN QUERY command instructs the computer to carry out the search with the
criteria that you selected. Once you choose to run the query and press < Enter >,
the screen will change to the title screen shown in Figure 4-16.
g^> Be sure not to push < Enter > until you make all of your choices on this
screen; otherwise, < Enter > will instruct the system to begin running
your query.
- ^-'Asf-^'
r^y^i^w*!
' j.A''5ts«#>. .?« V*'-* '.^JH"- .
^ S r_yVi. \w X >" rt-v W j j*"'^ %v lij jv
-^^S'^fSS^'
5 i^!iiC;**^r -*5Sfe??-
»«y>^ ,X V^ ,••'--«•*kW***™***-**.^^**.*.***** '
v - - •ls$!""4'" ;*1-.H*'" "*2 '- ^^- - * " h -1' -'^
; J< ->'^yi1^;%j;v--^.^"g *&(•$&&•**#•*£ s^ t *S^;5
Figure 4-16. Input and Report Selection Screen
User's Guide
4-25
-------
4.4.1 Input and Report Selection Screen: Choosing Input
After telling IDEA to ran your query,
appeals and asks you to specify
nonlinked. When you choose linked,
type of information to retrieve: data
data), non-integrated data from the
combination of the two.
tl te Input and Report Selection pop-up window
wheher you want your query to be tinted or
m mlinked, or both, you are telling IDEA what
tt at has been integrated using FINDS (linked
separate databases (nonlinked data), or a
4.4.1.1 Linked
After you specify select criteria and ind icate linked data, IDEA searches for a facility
or facilities that meet those criteria. For each facility retrieved, IDEA tries to find
the identification number for that facility in the Facility Index System (FINDS).
Linked is the default; that is, if you dp not choose nonlinked or linked nonlinked,
IDEA will retrieve data that has been integrated using FINDS. Linked data may not
be complete since FINDS does not contain data for all facilities.
4.4.1.2 Nonlinked
If you choose nonlinked data, IDEA
The information retrieved by IDEA
indicated by your search. The benefit
all the data you are seeking. But you
separate systems in order to integrate
do this for you.
•vill not use FINDS to integrate information.
come from different individual databases
of choosing nonlinked is that you will receive
will have to manually match facilities from
the data to your specifications; IDEA cannot
Since nonlinked data was retrieved from different individual data systems,
you can not select Report Summary for your output.
4-26
IDEA
-------
4.4.1.3 Linked Nonlinked
You can combine linked and nonlinked in your query to get both integrated and
nonintegtated data. Type an S next to both linked and nonlinked and you will receive
each type of information in a separate section of the report. The first section will
contain those facilities that meet all your selection criteria and are linked using
FINDS. The second section will consist of the facilities that meet your criteria within
each of the particular databases but have not been linked using FINDS. Data in the
first section will not be repeated in the second.
U^» Since nonlinked data was retrieved from different individual data systems,
you can not select Report Summary for your output.
Note that all the facilities in the second section were selected because they fulfill only
the criteria that pertain to a particular database and could not be linked using FINDS.
For example, if you form such a query looking for facilities that are violators of both
the Clean Water Act and the Clean Air Act, the non-linked part of the report will
contain all air violators and, separately, all water violators. Since FINDS does not
provide the link, you will have to manually correlate the facilities in order to obtain
integrated data.
4.4.2 Input and Report Selection Screen: Choosing Reports
After choosing a linked or nonlinked query, IDEA asks you to select a report format.
As you can see in Figure 4-16, there are currently four choices available to you: 1 A,
IB, 2, or Summary. Short descriptions of the formats are given in Figure 4-17
below. See Chapter 10 for more detailed information on choosing reports.
User's Guide
4-27
-------
IDEA Reports
There tat currently four standard IDEA
REPORT 1A
A brief report of individual facilities
displays the facility name and
information, noncompliance or
report formats: 1A, IB, 2, and Summary.
Organized by the linked database, IDEA
database identifier, location and other business
violation status, and enforcement information.
REPORT IB
A more detailed presentation of information on individual facilities, including
historical and programmatic da * such as dates and results of inspections, specific
toxic substances reported, and
letails of enforcement actions.
REPORT2
A linked docket table that indi ates whether each facility is listed as a significant
noncomplier or high priority violator,
REPORT SUMMARY
Provides total facility counts byi program and EPA region; sum of facilities mat are
in compliance and not in compl ance by program and total numbers of enforcement
actions by program; and total toxic substance release information for the selected
facilities.
Figure 4-17. IDEA Standard Report Formats
IDEA will automatically choose the
over-write it and select other reports.
default format, Report 1A; you can then
Once you are satisfied with your selection,
press < Enter > to instruct IDEA to pegin running your query.
When finished, IDEA will present you with the QUERY STATUS SCREEN shown
below in Figure 4-18. '
4-28
IDEA
-------
Figure 4-18. Query Status Screen
.4.3 Viewing the Query Reports
If you press < Enter > at the QUERY STATUS SCREEN, IDEA will transfer you
to the BROWSE mode and will provide you with report(s) based on the query you
formed and the report format(s) you specified earlier. Figure 4-19 is an example of
Report 1A showing the RCRIS and PCS information about the first facility selected
provided in RCRIS and PCS.
In the BROWSE mode you can view, print, or save information, but you can not
change it. To maneuver through the ieport(s), use PF7 to page up, PF8 to page
down, PF10 to scroll left, and PF11 to scroll right. You can also type in SW at the
COMMAND prompt to switch to the next report.
User's Guide
4-29
-------
figure 4-19. Report 1A.
4.5 Exiting the IDEA Menu Interface
To exit the Menu Interface at any time), you must save your current work first by
selecting SAVE QUERY at the bottoJn left of the MAIN MENU SCREEN. After
saving the query you can use one of the procedures listed below:
• Use the PF3 key to back up one screen at a time until you get back to the
INTERFACE SELECTION Si
Use the PF4 key to return to the OFFICE OF ENFORCEMENT DATA
INTEGRATION PRIMARY MEfrU. Then:
type I for IDEA at
WELCOME SCREEN,
OPTION prompt to get back to IDEA
type X to exit to th& TSO READY prompt.
4-30
IDEA
-------
4.6 Sum man
This chapter describes the IDEA Menu Interface. The Menu Interface is the simplest
means of retrieving information with IDEA. The convenient pop-up windows allow
you to form queries according to your search criteria from different databases
integrated by IDEA.
The Menu Interface has six categories: Location, Pollutants, Industry,
Noncompliance, Enforcement, and Facility Status. These six categories are used to
direct your query. Based on the purpose of your search and the information you may
have and/or you want to get, you can easily retrieve the data and build an efficient
query.
You can manage your queries using commands of CLEAR, SAVE, RUN, or
RETRIEVE, which are located at the bottom left of the MAIN MENU SCREEN.
Simply by selecting one or more of these commands, you will be able to run, save,
retrieve, or even clear your query.
User's Guide 4-31
-------
4-32
IDEA
-------
Chapter 5
Managing Libraries
This chapter provides detailed information on managing IDEA, libraries.
Sections:
5.1 Selecting an IDEA Library
5.2 Managing Queries Using the Member List
5.2.1 Creating a New Query
5.2.2 Looking at an Existing Query
5.2.3 Editing an Existing Query
5.2.4 Renaming an Existing Query
5.2.5 Writing/Updating a Query Description
5.2.6 Deleting a Query from the Member List
5.3 Summary
5.7 Selecting an IDEA Librcuy
Once you nave selected the Keyword Interface from the INTERFACE SELECTION
SCREEN, IDEA displays the INPUT LIBRARY SELECTION SCREEN (see Figure 5-
7). Your IDEA library, or dataset, is where you will build and store your queries.
l^> When working in the INPUT LIBRARY SELECTION SCREEN, do not
press < Enter > until you are finished editing the options on the screen;
otherwise, IDEA will take you to the next screen. If < Enter > is
pressed accidently, press PF3 or type END at the COMMAND prompt
and press < Enter > to return to the INPUT LIBRARY SELECTION
SCREEN.
The library name that IDEA provides is a default name based on your NCC logon
prefix. The first three letters are your user ID; the second four letters are your NCC
account number. IDEA default libraries have the extension (called qualifiers) of
"QUERY.SPECS." You should use this default name for your first library.
User's Guide 5-1
-------
Figure 5-1. Input Library Selection Screen
If you want to form a new library, tyrx \ over the default library name with the name
of your new library. Use < Space >
following rules in mind when you are
to erase any leftover characters. Keep the
naming the new library:
1.
2.
3.
The first three characters of the name must be your user ID and the
next four your NCC account number.
Follow these first seven
characters with a period.
The words you enter next must form a library name that does not yet
exist.
4. Periods must be used to! separate qualifiers.
Once you are satisfied with your li
the LIBRARY STATUS(Shr/New/0
name, press to move the cursor to
prompt.
The default status for your library is SHR (share). Share status means that more than
one person can use the library at the siime moment. For example, if you call IDEA
User Support, you and the technician
an browse your library simultaneously.
By changing the status to OLD, you
If you are creating a new library,
< Enter >. If you do not, a message
screen informing you that the LIBRARY
will be given exclusive access to the library.
the status from SHR to NEW and press
will pop up in the top right corner of the
DOES NOT EXIST. Select a library status
change
5-2
IDEA
-------
by pressing < Enter > to accept SHR or by typing in either NEW or OLD, and
pressing < Enter >.
Press < Enter > at the INPUT LIBRARY SELECTION SCREEN and the MEMBER
LIST SCREEN (see Figure 5-2) will appear. In other words, once the library is
selected IDEA will display the contents of the library as a "Member List." This list
displays the member (file) name, the date and time that is was created or last
changed, an optional description of the member's contents, and the user ID of the
person who last modified the member.
Figure 5-2. Member List Screen
The heading CHANGED provides you with the date and time when that particular
query was last modified. The date format is a six-digit code comprised of the last
two numbers of the year, two numbers for the month and two numbers for the day.
For instance, June 15, 1993 would be written 930615. The date is followed by the
time, which is in 24-hour format. The DESCRIPTION category allows you to give
a brief summary of the contents of each query. The user ID of the person who last
modified the query is displayed under the ID heading.
The MEMBER LIST SCREEN (see Figure 5-2), is a catalogue of entries in the library
that you selected. The entries, called members, are listed along the left-hand margin
of the screen under the NAME heading. Members are queries that you compose and
then store in your library like a book on a shelf. The queries listed in the Member
User's Guide
5-3
-------
List will be available to you each time
point, the screen will be blank under tiw headings.
IDEA requires that you give every
it. Word processors, such as
after you have created it. IDEA, on
prior to creating it. You must enter
SCREEN (see Figure 5-3) wijl appear.
you are actually setting up a work
decide to save it, the contents
the name you provided.
use IDEA.. If you have no queries at this
qufsry a name, even if you don't intend to save
WordPeifect, ask you to name a document (file name)
tl le other hand, requires that a query be named
at member name (file name) before the EDIT
of the workspace
When you create a new member in the library
to compose and run your query. If you
are saved to the member (file) under
5.2 Mami\
On cries
Member List
retrieve,
followed by a name, or are placed nex t
LIST SELECTION SCREEN.
Table 5-1 is a summary of the co4mands available to you for managing your
Member List. They allow you to
in your Member List. These comma*
rename, describe, and delete the queries
ads are either typed on the COMMAND line
to the left of the query name in the MEMBER
Sections [5.2.7 through 5.2.6describe how each is used.
Table 5-1. Member List Commai
B
E (or S)
R
U
D
Browse/Read the query; no editing possible.
Edit/Select an existing query or create a new one
inthesditor.
Rename the query.
Update the query description.
Delete the query from the MEMBER LIST.
5-4
IDEA
-------
5.2.1 Creating a New Query
When you create a new member in the Library you arc actually setting up a work
space to compose and run your query. IDEA requires that you give every query a
name before the EDIT SCREEN will appear (even if you don't intend to save it). If
you decide to save it, the contents of the work space are saved to the member under
the name you provided.
1. To create a new query (member) press or to move the
cursor next to the COMMAND prompt of the MEMBER LIST SCREEN (see
Figure 5-2).
2. Type E (or S) and < Space >, followed by a name of up to eight letters or
numbers for the query you are creating (e.g., E NEWQUERY). Special
characters or spaces cannot be used when writing the member name.
3. Press < Enter > and the EDIT SCREEN win appear (see Figure 5-3) in which
you can construct a query.
Figure 5-3. Edit Screen
User's Guide
5-5
-------
5.2.2 Looking at an Existing Query
To look at a query, use the B
When you are in Browse, you can tool
it. In Browse mode, the member does
side of tiie screen whereas the Edit
1. To Browse an existing query
(see Figure 5-2), type B tw(
press < Enter >.
(Browse command as described in the following step.
at the query (member) but you cannot update
not have sequence numbers down the left hand
mxledoes.
member) from the MEMBER LIST SCREEN
spaces to the left of the query name and
The BROWSE SCREEN (see Figure 5-4) will be displayed.
Figure 5-4. Browse Screen
5.2.3 Editing an Existing Query
To edit an existing query, use the E
the following steps.
5-6
Edit) or S (Select) commands as described in
the MEMBER LIST SCREEN (see Figure 5-2),
1. To edit an existing query from
type E or S two spaces to the left of the query name. Press < Enter >.
IDEA
-------
2. An existing quay may also be edited by typing £ or S and the member name
on the COMMAND line and pressing < Enter >.
5.2.4 Renaming an Existing Query
To rename a member on the Member List, use the R (Rename) command as
described in the steps below. The information in the member will remain unchanged,
but will now be stored under the new member name.
1. From the MEMBER LIST SCREEN (see Figure 5-2), use the arrow keys or
to move the cursor so that it is two spaces to the left of the member
name that you want to change.
2. Type R and you will be hi position to type over the existing name. Use
to erase any undesired characters.
3. When you are satisfied with the new name, press and the member
name will be updated with the new name. Remember that you may not use
special characters or spaces in query names.
figure 5-5. Member List Screen - Renaming a Member
User's Guide
5-7
-------
5.2.5 Writing/Updating a Query Description
Once you form a query and return to the Member List, you will probably want to
record a short description of the query to remind you of its contents. To write a new
description or change an old one, use the U (Update) command as described in the
following steps:
1.
LIST SCREEN
From the MEMBER
to move the cursor
name.
Type U followed by < Tab >
in a description of up to 47 cl
(see Figure 5-2) use the arrow keys or
s0 that it is two spaces to the left of the query
The cursor will be in position for you to type
:hiracters.
Press < Enter > when you are
to change a description, follow
description. Use < Space >
satisfied with your description. If you want
v the same process and type over the old
erase any unwanted characters.
Figure 5-6. Edit Member Screen - Updating a Description
5-8
IDEA
-------
5.2.6 Deleting a Query from the Member List
If you want to remove a member from your library's Member List, follow the steps
below. Keep in mind that deletions are permanent; the deleted query will be
lost.
1. From the MEMBER LIST SCREEN (see Figure 5-2) use the arrow keys or
to move the cursor so that it is two spaces to the left of the query
that you want to delete.
2. Type D and press < Enter>.
3. A message will be displayed in the top right comer of the screen asking you
to Confirm Delete. To confirm, type D once more followed by < Enter >.
This will delete the query. The name will remain on the screen, along with
the word ""DELETED** under the CHANGED heading, until you have left
Figure 5-7. Member List Screen - Deleting a Member
User's Guide
5-9
-------
5.3 Sununan'
Your IDEA library is a work space mat you must establish to use the Keyword
Interface option. Once you have established your library, you can create new
members (queries), change or delete
existing members. You can also add a
description to a member to help you kei p track of the contents of your library. Your
IDEA library with its members is similar to using WordPerfect directories and files.
The IDEA library processing differs ftom WordPerfect in that you must name your
member (query) prior to creating it. This process sets up a work space to compose
and run your query. If you decide tc
saved to the member (file)
save it, the contents of the work space are
under the name you provided.
5-10
IDEA
-------
Chapter 6
Conducting a Search Using GO Names
This chapter provides detailed information on IDEA'S GO Names feature which
allows users to build a query based on a facility name or location.
Sections:
6.1 Introduction to GO Names
6.2 Using GO Names to Form Queries .....
6.2.1 Searching for Facilities by Name
6.2.2 Searching for Facilities by Location
6.2.3 Searching for Facilities by Name and Location
6.3 Managing Queries in the ISPF Editor Mode
6.3.1 Returning a Facility List to a Query
6.3.2 Getting a Dun & Bradstreet Corporate Profile
6.4 Looking at a GO Names Query
6.4.1 Modifying a GO Names Query
6.5 Running a GO Names Query
6.6 Viewing a Query Report
6.7 Exiting GO Names
6.8 Summary
6.1 Introduction to GO Names
GO Names is a utility that allows you to form a query based on small bits of
information such as the facility name, state, county, EPA region, or ZIP code. This
utility is a Keyword function since it is accessed through the Keyword Interface and
the queries generated with it may be modified in the ISPF Editor (the EDIT
SCREEN). Its name searching feature uses an algorithm which recognizes consonant
character strings in the facility name, case name, defendant name, PRP (Potentially
Responsible Party) name, and available alias names from each of the program office
User's Guide 6-1
-------
data systems. IDEA builds a query for you, based on the EPA ID number for each
selected facility.
Go Names' Keyword format offers a
instance, queries built in GO Names
you can
allows GO Names to be used as a
a custom Keyword query. GO
combined with the important ability to
quey
Names
number of query building advantages. For
returned to the ISPF Editor. In this mode,
modify your query using Keyword syntax to suit your purposes. This feature
builder by itself or as a handy precursor to
also offers the flexibility of Keywords
search for facilities by name alone.
Before you can access the GO Names feature, you must choose the Keyword
Interface from the INTERFACE SELE ZTION SCREEN. IDEA will then ask you to
select a library in the INPUT UBRAR f SELECTION SCREEN. Your IDEA library
is where you will build and store your queries. The next few paragraphs describe
how to manage libraries. For a more detailed treatment of this subject refer to
Chapter 5, Managing Libraries.
Once you choose the Keyword Interface from the INTERFACE SELECTION
SCREEN, the LIBRARY SELECTION SCREEN will appear (see Figure 6-2). The
cursor should be positioned next to ths LIBRARY NAME prompt.
Figure 6-1. Library Selection Screen
6-2
IDEA
-------
When working in the INPUT LIBRARY SELECTION SCREEN, do not
press < Enter > until you are finished editing the options on the screen;
otherwise, IDEA, will take you to the next screen. If < Enter > is
pressed accidently, press PF3 or type END at the COMMAND prompt
and press < Enter > to return to the INPUT LIBRARY SELECTION
SCREEN.
The library name shown in Figure 6-1 is a default name that IDEA provides based
on your TSO prefix. The first three letters are your user ID; the second four letters
are your NCC account number. IDEA default libraries have the extension
"QUERY.SPECS." You should use this default name for your first library.
If you want to use a different library or form a new library, type the name of your
choice over the default. Press < Space > to erase leftover characters.
Once you are satisfied with your library name, press to move the cursor to
the LIBRARY STATUS(Shr/New/01d) prompt.
SHR
NEW
OLD
The default status for your library is SHR (share). This status
allows two people to browse the library simultaneously. For
example, if you call IDEA User Support, the technician can
look at your dataset with you.
When you create a new library, you must change the status
from SHR to NEW, and press < Enter >. If you do not, a
message will appear in the top right corner of the screen
informing you that the LIBRARY DOES NOT EXIST.
By changing the status to OLD, you will be given exclusive
access to the dataset.
When you are satisfied with the library status, press < ENTER >, and the MEMBER
LIST SCREEN will appear (see Figure 6-2). Members are queries that you compose
and store in your library as with books on a shelf or files in a WordPerfect directory.
This screen displays the member name, the date and time that is was created or last
changed, an optional description of the member's contents, and the user ID .of the
person who last modified the member. If you have not created any queries up to
now, there will be no entries under the headings.
User's Guide
6-3
-------
Figure 6-2. Member List Screen
When you create a new member in the) library, you actually set up a work space for
composing and running your query. If you decide to save the query, the contents of
the work space will be saved to the mjember you named. Simple commands allow
you to browse, create, retrieve, rename, describe, and delete the queries in your
Member list. These commands are listed in Table 6-1, Member List Commands
below. They should be typed to the left of the member name or at the COMMAND
prompt followed by a space and the member name.
Table 6-1. Member List Commands
B
E (or S)
R
U
D
Browse/Read the query; no editing possible.
Edit/Select an existing query or create a new one
in the editor.
Rename
the query.
the query description.
Delete toe query from the MEMBER LIST.
Update
6-4
IDEA
-------
After you select a query or create a new query in the MEMBER LIST SCREEN, press
< Enter >. IDEA will bring you to the EDIT SCREEN illustrated in Figure 6-3.
Figure 6-3. Edit Screen
Using GO Names to Form Queries
To access the GO Names function, use or to place your cursor
at the COMMAND prompt in the EDIT SCREEN, type GO NAMES and press
(see Figure 6-3). IDEA will bring up the NAME SELECTION MENU
SCREEN to build a name-based query (see Figure $-4).
User's Guide
6-5
-------
Figure 6-4. GO Names Selection
As Figure 6-4 illustrates, GO Names gives you the option of cond
according to facility name, location,
move the cursor to the appropriate field
cting your search
oi a combination of the two. Press < Tab > to
to enter a facility name and/or locations.
I
6.2.1 Searching for Facilities by Name
While you ate using the GO NAMES NAME SELECTION MENU, do not
press the key'until you have finished typing in all the
necessary information. Preiising will instruct IDEA to run the
name search function, so ust»the < Tab > key and arrow keys to navigate
the screen.
thn e
t>
GO Names uses a soundex algorithm
character of the name and the next
names that match them in an effort
entered. If a facility name matches
returned to the EDIT SCREEN. For
your search could retrieve facilities
Champs Food Stores. You will have to delete any
positives") from your query.
to search for facilities. It takes the first
distinct consonants and searches for facility
find facilities that sound like the one you
(his pattern, it will appear in the list that is
stance, if you entered the name Chempyro,
named Chempoly, Champion Goods, or Mr.
mismatched facilities (called 'false
6-6
IDEA
-------
You may enter the name of a specific facility (e.g., Schlage Lock Company). If you
want information about a specific facility but can only remember part of the name,
enter the word(s) that you know. GO Names can still help because it will search for
all facilities that contain the word(s) you enter (e.g., Schlage or Lock).
To form a query according to facility name alone, take the following steps:
1. Use or the arrow keys to move the cursor to the right of the NAME
prompt.
2. Enter the name that you want IDEA to search for, and press < Tab >.
3. Type ANY at the WORDS REQUIRED (ALL/ANY) prompt if you want
IDEA to find facilities whose names match with ANY of the words you enter.
ALL is the default and will instruct IDEA to search for facility names that
match with all the words you have entered.
If you type ANY, GO Names will search for each word separately, performing what
is known as a Boolean OR. In other words, choosing ANY tells IDEA to retrieve
the names of those facilities which have any of the chosen words in their titles. If
you enter Schlage Lock and select ANY, IDEA will list those facility names that
include either word: Schlage OR Lock. If, on the other hand, you decide to select
ALL words (or leave it as the default), GO Names will only retrieve facility names
that contain all the chosen words. In this case, IDEA puts a Boolean AND between
the words. Using our example again, if you chose the ALL option you would only
get facilities with both the words Schlage AND Lock in their titles.
H^» Once you have typed in the facility names you want IDEA to search for,
press < Enter >; IDEA will run your name search.
See Section 6.3, Managing Queries in the ISPF Editor Mode to learn how to return
the list of names to the editor.
6.2.2 Searching for Facilities by Location
The GO Names function builds a keyword query for you (based on the IDEA/FINDS
ID number) for those facilities that meet your selection criteria. While the GO
Names function is typically used to select facility records based on their name, it can
be used to create a query which will select all facilities in a specified geographic
area. This can be useful for looking at all facilities in a small geographic area and
if you wish to view and/or edit the facility name data prior to running the query.
User's Guide
6-7
-------
Hie keyword queiy which IDEA generates is based on the EPA ID Number, and can
provide one or more lines of informatjion per facility. Because of this construction,
queries based solely on geographic parameters can be rather lengthy. Therefore, the
GO Names function is not recommended for generating geographic queries beyond
the 23P code level without also specifying a facility name.
To begin a location search, use the adow keys or press < Tab > to place the cursor
two spaces to the right of the prompt you are answering. Enter the appropriate
value(s) to indicate the state(s), regionfs), ZIP code(s), county, or counties you want
IDEA to search.
State
County
To enter the state code, type in the two letter state abbreviation used
by the U.S. Postal Service. You may enter up to five states per
search. '
The county code is a
first two characters are
in which the county is
three-digit FIPS county code,
per search. A list of
Interface (see Section
fi^e character code of the following pattern: the
the two letter postal abbreviation for the state
located and the last three spaces are left for the
You may enter up to five county codes
xxinty codes is available in the IDEA Menu
1.2).
Region
The region entry refers to the EPA region number. Each EPA region
is composed of several states and numbered from one to 10. Be sure
to include a zero before regions one through nine. You may enter up
to seven EPA regions per search. This is the least specific location
criterion offered in GO Names.
Zip
The ZIP code is the
U.S. Postal Service.
This is the most specific location
fiye digit code assigned to specific areas by the
may enter up to five ZIP codes per search.
criterion in GO Names.
You
inserts a Boolean OR between all of the
In other words, IDEA win retrieve all the
you have selected. Thus, you should be as
more facilities than you need. For example,
1 facilities in Montgomery County, Maryland,
If you were to enter the state abbreviation
(3), IDEA would read your query in the
following manner find all facilities in EPA Region 3 in addition to (OR) all facilities
in Maryland in addition to (OR) all facilities in Montgomery County, MD. As you
can imagine, you would have to sift tnrough far more facility names (all the facility
names in Region 3 in this example) than you had planned. On the other hand,
Boolean ORs come in handy when you need to find all facilities in Virginia and
Maryland, for example, or Virginia m addition to Montgomery County, MD.
When you are using GO Names,
location entries that you have
facilities in each of the geographic
specific as possible to avoid calling
if you want to find all the EPA i
you should enter only the county
(MD) as well as the EPA region
6-8
IDEA
-------
After you are satisfied with your entries, press the < Enter > key to ran
the facility selection function.
6,2.3 Searching for Facilities by Name and Location
Probably the most common use of the GO Names function is the combination of the
previous two sections: specifying both a facility name and a location parameter. The
query logic concept is best explained by the sentence in the center of the NAME
SELECTION MENU SCREEN (see Figure 6-4). The line that reads "OTHER
VALUES THAT MAY BE Ored TOGETHER AND THE RESULT ANDed WITH
THE NAME ABOVE" tells you that IDEA inserts a Boolean OR between each
location entry and then inserts a Boolean AND between the facility name and the
location entry. In other words, IDEA will search for the facility name in each
location you select and provide you with a list of facilities that match the name you
choose and are found in the location, or one of the locations, that you indicate.
Enter the facility name and location values just as described in the
previous two sections, press < Enter > and IDEA will run your query.
See Section 6.3, Managing Queries in the ISPF Editor Mode, to learn what to do
with a query after using GO Names.
6.3 Managing
Queries in the ISPF Editor Mode
Alter you tell IDEA to run the name function by pressing < Enter >, the total
number of possible matches to your name and/or location appears under the ZIP code
prompt (see Figure 6-5). If you specified only one word in the name, IDEA returns
the number of facility matches. If you specified two or more words in the facility
name, IDEA will indicate the number of possible matches, i.e., facilities that have
at least one of the words in their name (and meet any geographic constraints). After
you indicate how to create/display the facility query (explained in the next two
sections),- IDEA will return to the editor only those facilities which contain all of the
specified words in their name.
User's Guide
6-9
-------
figure 6-5. GO Names Facility Coi nt Returns
If you arc not satisfied with the number of facilities that your search turns up then
you may redefine your query by enteri
different from what you had originally
facility name and/or location values that are
entered.
As shown in Figure 6-5, two prompts also appear at the bottom of the screen after
you have made name and/or location selections, and pressed < Enter > : RETURN
NAMES TO QUERY and CORP. PROF. (Y/N). Your responses to these prompts
will determine the nature and appearance of the query IDEA builds for you.
6.3.1 Returning a Facility List to a Query
The first prompt, RETURN NAMES TO QUERY, gives you the option of specifying
one of three ways to return the namejs to the EDIT SCREEN. They differ in the
amount of facility information ii
Y(es) Returns the facility name and the source database name to the query.
Example: Schlage iock Co (RCR)
A(ll) Returns to the query tlu| same data as Y(es) plus the facility name in
6-10
IDEA
-------
each of the databases to which it is linked in FINDS and the source
-------
Figure 6-6. Dun & Bradstreet Keywords
6.4 Looking at a GO Names Quay
lit
Once you have returned the facility
CORP. PROF. Y or N, and pressing
SCREEN and displays the GO Names
to your query by selecting Y, A, or M, and
< Enter >, IDEA takes you to the EDIT
query you have constructed.
Figure 6-7 represents a portion of a GO Names-generated facility query based on
EPA ID numbers. The first three lines (numbers 000001-000003) on the screen
contain comments indicating the selection criteria, and how many names were
selected. The Keyword query logic follows these comments. (A brief explanation of
Keywords will be given here - see Chapter 8, Conducting a Search Using Keywords
for a more detailed treatment of the sjibject.)
The first line of the actual query logic (line no. 000004) indicates that when you run
this query, you will receive pUTptlT in REPORT format 1A. The next line
indicates-that the INPUT data that IDEA will use to process your query will be
LINKED; i.e. the FINDS system will be used to integrate data taken from the
different databases (see Chapter 2, IDEA: What it Does & How it Works).
6-12
IDEA
-------
KfcOiK f»t 07Z
Figure 6-7. A GO Names Query in the Edit Screen
Line 000006 indicates the SELECTion criteria that IDEA is using in the query.
When you form a GO Names query, IDEA takes the name you enter and looks up
all the facilities with matching names in the FINDS database (FIN). FINDS provides
a list of EPA identification numbers (EPID) for all the facilities with matching
names. Finally, IDEA sets up the query as shown in Figure 6-7 and returns it to you
with the EPA ID numbers of all the facilities. IDEA also provides the facility names
for your convenience, but they are not actually part of the query. The characters /*
tell IDEA to ignore anything to their right on the same line.
Technical Note:
IDEA uses an enhanced version of the FINDS database. It is enhanced during
the monthly program file refresh/update cycle to include facilities which the
OIRM FINDS file does not contain. If a facility from a program office data
system is not included in the OIRM FINDS file, IDEA will generate a pseudo
EPA ID Number for that facility record. These IDEA/EPA ID Numbers can
be readily distinguished from officially assigned numbers as they contain the
character string "IDEA" starting in the third position of the number. In this
way, every facility that is provided to IDEA from EPA's program office data
systems can be included hi this enhanced FINDS file.
User's Guide
6-13
-------
6.4.1 Modifying a GO Names
Query
As discussed in Section 6.2.1, when IDEA searches for names, it uses a system that
looks for matches to the first character and the next three consonants or numbers of
each word you enter, it does not attempt an exact character-for-character match. For
this reason, you may wish to delete [lines that contain "false positives" - facility
names that are not of interest to you.
Hie ISPF EDIT SCREEN, in which yoiir GO Names query is displayed, is a scrolling
display text editor (word processor) that allows you to type over any data displayed
and perform certain editing functions. General commands (e.g., END, CANCEL)
are entered next to the COMMAND prompt on the second line of the screen. Any
editing operations (e.g. deleting or moving lines) are performed by entering a
command directly on the line numbers) of the affected line(s).
Table 6-2 lists several of the line commands available.
Table 6-2. Line Editing Command!
C
M
D
CC, MM, or DD
G>,Mn,Dn
A
B
I
In
Cepy (his line
Move tfai. line
Delete thii line
M*rk starting and ending line* for copying, moving, or
deleting a block of HUM.
Ctpy, Move, Delete next n lines
PI ice moved/copied lines after tint line
PI tee moved/copied lines before thit line
Inert a line
In: ert n lines
As an example of how these oommandh are used, suppose that you are only interested
in the first facility listed in the above query (Figure 6-7), the one with EPA ID
number CAD009111212. You would perform the following steps to delete lines 12
through 21 and edit the query:
1.
2.
Use or the
you wish to delete
in the line number.
a TOW
keys to move the cursor to the first line
(line 000012) and type DD directly over the zeros
or arrow
delete (line 000021, the
line number as well.
down
to the last line of the block you wish to
last line in the query) and type DD over that
6-14
IDEA
-------
3. Check your work to make sure you marked the correct lines (deletions
axe permanent!!), then press to delete the block of lines.
4. Use < Tab > and the arrow keys to move the cursor to the end of the
EPA ID number in tine 000007, and < Space > over the comma to
remove it.
If you delete the last facility in the query, you must make sure that there
are no commas in the entry that is last in the resulting list. Note that the
facilities in lines 7, 12, IS, 17, and 19 of Figure 6-7 have commas, but
the facility entry in line 21 does not.
Table 6-3 below highlights several other commands available for use hi the EDIT
SCREEN, including commands for scrolling (should your query be too long to fit on
a single screen). Chapter 9, Managing Keyword Queries and the ISPF Editor
contains detailed instructions for using all of the ISPF Editor features introduced in
this Chapter.
Table 6-3. ISPF Keys and Commands (default values)
Command
END
PF3/PF15
RETURN
PF4/PP16
UP
PF7/PF19
DOWN
PFS/PF20
LEFT
PF10/PF22
RIGHT
FP11/PF23
To muMUVM tb«
cursor Mound
IDBAicnwu
TonMtm*
keyboard when H
lock* up
Mod*
Edit
Blown
Edit*
Brows*
Edh&
»
IXwWBV
Edit*
Brow**
Edit A
»__— .-*
ncvwpv
Edit «t
BrowM
DMcription
Sew ctunfM tad Mum*
k«y to mow* ID* eunor from prompt to prompt;
u«* to raov* A* eunor to «h» lop-l*ft
prompt
k«y; k«y with R; right
, depending on your kvybottd
coafiguntioa
User's Guide
6-15
-------
Report 1A is the default report format i
by typing another format over 1A,
in RETORT on the same line and
"REPORT" must be entered each tune
you want reports 1A, 2, and SUMMARY
ised by GO Names. You may change formats
you may select additional formats by typing
specifying another format. The keyword
another report is specified. For example, if
the OUTPUT line should look like this:
OUTPUT RETORT 1A REPORT 2 REPORT SUMMARY
See figure 6-8 for a brief description of the different report formats available in
IDEA.
IDEA Reports
Them are currently four standard IDE^
REPORT 1A
A brief report of individual facilities.
displays die facility name and
information, noncompuance oi|
reports: 1A, IB, 2, and Summary.
Organized by the ii«imd database, IDEA
database identifier, location and other business
violation status, and enforcement information.
REPORT IB
A more detailed presentation I of information on individual facilities, including
historical and programmatic data such as dates and results of inspections, specific
toxic substances reported, and details of enforcement actions.
REPORT2
A linked docket table mat indicates whether each facility is listed as a significant
noncomplier or high priority violator.
REPORT SUMMARY
Provides total facility counts by, program and EPA region; sum of faculties that an
actions by program; and total |oxic substance release information for the selected
facilities.
Figure 6-8. IDEA Standard Report
Formats
6-16
IDEA
-------
6.5 Running a CO N.
On en'
Once you are satisfied with the content of your query, you are ready to run the query
and receive the report(s) you have specified. To run a Keyword query, use
or < Tab > to move your cursor to the COMMAND prompt, type GO,
and press < Enter >.
From here, IDEA processes the query and then presents the QUERY STATUS
SCREEN, shown below in Figure 6-11.
figure 6-11. Query Status Screen
Viewing a Query Report
If you choose to see the reports, IDEA will deliver information to your screen
according to die format(s) you selected earlier. The report is presented to you in the
BROWSE mode (see Figure 6-12) which allows you to view, print, or save data, but
not alter it. To maneuver through the report, use FF7 to page up, PF8 to page
down, PF10 to scroll left, and PF11 to scroll right. If you selected multiple report
User's Guide
6-17
-------
formats, type SW at the COMMAND
Chapter 10, IDEA. Standard Reports for
prompt to switch to the next report. See
more details.
Figure 6-12. Report 1A in Browse
Mode
6. 7 Exiling GO
To exit the Keyword Interface at any time follow these procedures:
To save your current work, use
the program screen by screen.
the END command (PF3 key) to back out of
saving, use the CANCEL command at the
If you would rather exit
EDIT screen then use END or t»F3 to back out screen by screen.
Use the RETURN (PF4) command to return to the OFFICE OF
ENFORCEMENT DATA INTEGRATION PRIMARY MENU (your current work
will be saved), then type I for IDEA at the OPTION prompt to get back to
the IDEA WELCOME SCREEN, or type X to exit to the TSO READY
prompt.
6-18
IDEA
-------
Or type »X at the COMMAND line to go directly to the TSO READY
prompt (your work will be saved automatically).
6.8 Summary
GO Names is a utility that allows IDEA users to build a query based on a facility
name or location parameters. This utility applies an algorithm which recognizes
consonant character strings within names. GO Names allows users to specify how
much information is returned to the ISPF editor. It will return a Dun & Bradstreet
corporate profile if the CORP. PROF. (Y/N) option is selected. GO Names will
return facility information to the ISPF editor where it can be reviewed, edited, or run
as a query.
User's Guide
6-19
-------
6-20
IDEA
-------
Chapter 7
Conducting a Search Using GO MenuA
IDEA'S GO MenuA utility allows you to build a query in the Keyword Interface by
using the Menu Interface.
Sections:
7.1 Introduction to GO MenuA
7.2 Getting Started
7.3 Using GO MenuA
7.3.1 Editing GO MenuA Queries
7.3.2 Combining GO MenuA and GO Names Queries
7.4 Running a GO MenuA Query
7.5 Viewing Reports
7.6 Exiting GO MenuA
7.7 Summary
7.1 Introduction to GO MenuA
The GO MenuA utility allows you to build a query in the Menu Interface and edit it
in the Keyword Interface. The Menu Interface is the simplest means of retrieving
information from IDEA. It provides convenient pop-up windows for you to form
queries simply by selecting criteria from lists. Although easy to use, the Menu
Interface is fairly rigid because it makes some assumptions about the data selection
and logical structure of a query. These assumptions cannot be altered in this
interface.
The Keyword Interface, on the other hand, is not as easy to use but allows you more
freedom. It is a word processor that allows you to build queries from scotch
according to almost any criteria found in the linked IDEA databases. This wide
range of choices gives you the ability to form very detailed queries involving many
variables. The hard part is that you must know the correct query syntax to build
Keyword queries from scratch. You have more freedom because you can tailor the
query, including the query logic, to suit your needs. By using the GO MenuA utility.
User's Guide i \
-------
you have the advantages of both interfaces — the convenience of a ready-built query
from the Menu Interface and the flexibility to edit it within the Keyword Interface to
suit more specific needs.
7.2 Getting Started
Before you can access the GO
Interface from the INTERFACE
select a library in the INPUT
Your IDEA library is where you
information on this topic, refer to
feature, you must choose the Keyword
'ONSCREEN. IDEA will then ask you to
SELECTION SCREEN (set Figure 7-1).
build and store your queries. For more
5, Managing Libraries.
When working in the INPUT LIBRARY SELECTION SCREEN, do not
press < Enter > until you are finished editing the options on the screen;
otherwise, IDEA will take you to the next screen. If < Enter > is
pressed accidently, press PP3 or type END at the COMMAND prompt
and press < Enter > to tsdim to the INPUT LIBRARY SELECTION
Figure 7-1. Library Selection
7-2
IDEA
-------
To accept the default values listed at the LIBRARY NAME and the LIBRARY
STATUS(Shr/New/Old) prompts, press < ENTER >; and the MEMBER LIST
SCREEN will appear (see Figure 7-2). Members are queries that you compose and
store in your library as with books on a shelf or files in a WordPerfect directory.
The queries in the Member list will be available to you each time you use IDEA.
If you have not created any queries up to now, there will be no entries under the
headings.
Figure 7-2. Member List Screen
When you create a new member in the library, you actually set up a work space for
composing and running your query. If you decide to save the query, the contents of
the work space will be saved to die member you named. Simple commands allow
you to browse, create, retrieve, rename, describe, and delete the queries in your
Member List. These commands are listed in Table 7-11 Member List Commands
below. They should be typed to the left of the member name or at the COMMAND
prompt followed by a space and the member name.
User's Guide
7-3
-------
Table 7-1. Library Member List Commands
B
E (or S)
R
U
D
Browse/Read the query; no editing possible.
Edit/Sel ect an existing query or create a new one
in the e liter.
Rename the query.
Update the query description.
Delete Jhe query from the MEMBER LIST.
To create a query, type E at the COMMAND prompt, press < Space >, type the
name of the new query (for example, E NEWQUERY as in Figure 7-2), and press
< Enter >.
Query names can be up to
eight characters long including numbers and
After you choose to create or edit a c uery
EDIT SCREEN will appear (see Figun t 7-3)
letters but not special characters such as @#$%*&*0"?/!.
query from the MEMBER LIST SCREEN, the
Using
GO McmiA
To access the GO MenuA utility,
a blank EDIT SCREEN, and press
type GO MENUA at the COMMAND prompt of
(see Figure 7-3).
< Enter >
The GO MenuA utility has a destructive overwrite function that erases
other queries in the EDIT SCREEN before writing the query generated
from GO MenuA. To avoid deleting parts of your query, access GO
MenuA from a blank EDF1' SCREEN.
7-4
IDEA
-------
Figure 7-3. Blank Edit Screen
As shown in Figure 7-4, the M4/7V M£M/ SCREEN of the Menu Interface will
i^pear. With this utility, you can select criteria from the Menu Interface, and GO
MenuA will generate a Keyword query for you back in the Keyword Interlace.
Figure 7-4. Main Menu Screen
User's Guide
7-5
-------
To choose a categoiy in the
cursor to the left of the category
by < Enter >. This sequence
selection from the IDEA Mrau
Menu Interface, use to move the
name, then type S (for select) followed
is used whenever you want to make a
Interface.
For more information on building a query in the Menu Interface, refer to Chapter 4,
Conducting a Search Using the Menu Interface.
To illustrate one possible use of the GO
some noncompliance keyword logic, th sn combine that with a
Names. The combined query will thep select only those named facilities which are
also noncompliers.
This is merely an exercise that has i
going enforcement initiatives. The
facilities that are:
MenuA utility, we will use it to generate
name search using GO
basis in fact regarding any planned or on-
3O MenuA portion of the query will find
Noncompliers or signifu ant noncompliers in any of the program office
databases accessed by 13HA.
i
Select noncompliance criteria in the ft^enu Interface as shown in Figure 7-5.
Figure 7-5. Noncompliance Criteria in the Menu Interface
7-6
IDEA
-------
When you are satisfied with the content of your query, type S next to RUN QUERY,
and press < Enter >. The INPUT REPORT SELECTION SCREEN will appear.
Select the type of search you want to conduct (linked, nonlinked, or linked
nonlinked), the report format(s) you want to view (1A, IB, 2, SUMMARY), and
press < Enter >.
If you were simply building a query in the Menu Interface, IDEA would run your
search at this point, and the QUERY STATUS SCREEN would appear. The GO
MenuA utility of the Keyword Interface, however, generates a Keyword query and
returns it to the editor for you to edit before you run it. Therefore, the EDIT
SCREEN will appear with the Keyword query you have just generated. For example,
the query criteria in Figure 7-5 generated the keywords in Figure 7-6,
Figure 7-6. Edit Screen
The GO MenuA keywords that are displayed are in the following format:
• Lines 000001 to 000007 - Comment lines that highlight the keywords
generated by GO MenuA always precede the keywords. Comment
lines also precede some sections of keywords in order to indicate from
which Menu category they came, as in Line 000010.
• Lines 000008 & 000009 - Contain the OUTPUT, INPUT, and
SELECT statements that are necessary for any query.
User's Guide
7-7
-------
OUTPUT - Indicates that you will receive output in the form
of Reports 1A, Report 2, and Report Summary. For more
information on (these reports, refer to Chapter 10, IDEA
Standard Repot
INPUT - Indicates that the input data that IDEA, will use to
process your qufry will be linked, which means that FENDS
will be used to:
(as opposed
information on i
i data taken from the different databases
nonlinked or linked nonlinked). For
i options, refer to Chapter 2, IDEA: What
it Does & Haw it Works.
SELECT - Selection criteria that IDEA will use when it
searches for facilities in the copies of the program office
databases. In this case, the selection criteria are the
noncompliance criteria that were selected from GO MenuA in
Figure 7-5.
Line 000010 - A comment line that notes the Menu category from
which the following keywords were generated. In this case, the
keywords came from the Noncompliance Category.
Lines 000011 to 000016 - Parentheses are included for each
condition and for each Menu category. These lines make up the rest
of the SELECT statenu nt.
Once you have generated a Keyword
options. You can edit the query, add
Names utility), or run it as it is.
query using GO MenuA, you have several
more criteria to it (e.g., by accessing the GO
7.3.1 Editing GO MenuA Qutries
The ISPF EDIT SCREEN is a scrollk g display
any data that is being displayed. You
commands in Table 7-3, Line Editing
line numbers at the left of the £D/7
Queries and the ISPF. Editor describe i
format that allows you to type over
can edit the lines in the query with the
Commands. Type these commands over the
SCREEN, Chapter 9, Managing Keyword
how .to edit Keyword queries in detail.
7-8
IDEA
-------
Table 7-3. Line Editing Commands
C
M
D
CC, MM, or DD
Cn,Mn,Dn
A
B
I
In
Copy this line
Move this line
Delete this line
Marie starting and ending lines for copying, moving, or
deleting a block of lines.
Copy, Move, Delete next n lines
Place moved/copied lines after this line
Place moved/copied lines before this line
Insert aline
Insert n lines
For mote information on the Keyword query you generated, refer to Chapter 8,
Conducting a Search Using Keywords.
7.3.2 Combining GO MenuA and GO Names Queries
You can add facility name and/or location parameters to your query using the GO
Names utility. To access this utility, type GO NAMES at the COMMAND prompt,
and press < Enter >.
U^> While you are using the GO NAMES NAME SELECTION MENU, do not
press the < Enter > key until you have finished typing in all the
necessary information. Pressing < Enter > will instruct IDEA to run the
name search function, so use the < Tab > key and arrow keys to navigate
the screen.
Enter name and/or location parameters in the NAME SELECTION MENU SCREEN,
and press < Enter >. To recreate the example in Figure 7-7, type CAMPBELL
SOIJP at the NAME prompt and NJ at the STATE (SS) prompt. After you are
satisfied with your entries, press the < Enter > key to run the facility selection
function. IDEA will display the number of possible matches it found for your name
and/or location criteria followed by two prompts which are explained below. If you
are not satisfied with the number of possible matches, you can edit your entries, and
press < Enter >. IDEA will display the number of possible matches for your new
criteria.
User's Guide
7-9
-------
Figure 7-7. Name Selection Menu Si Teen
The prompt, RETURN NAMES TO QUERY, gives you the option of specifying one
of three ways to return the names to the EDIT SCREEN. Type Y at this prompt,
press , and the GO Namss keywords will be returned to the EDIT
SCREEN followed by those generated 1 rom GO MenuA. In Figure 7-8, lines 000001
to 000009 were generated by GO Names and lines 000010 to 000021 came from GO
MenuA.
Note: When IDEA searches for nam «, it uses a soundex algorithm that looks for
matches to the first character and the i lext three consonants of each word you enter.
For this reason, your query may contain some "false positives" - faculties with
names that do not exactly match the oije you are looking for. You should delete any
extraneous facilities from your list.
If you delete the last facility
must make sure that there
resulting list. Note that
Figure 7-8 have commas,
in the GO Names portion of the query, you
ire no commas in the entry that is last in the
the facilities in lines 000007 and 000008 of
the facility entry in line 000009 does not.
tut
If you need more information about (JK> Names, refer to Chapter 6, Conducting a
Search Using GO Names.
7-10
IDEA
-------
v
v CQtJMIS 001 072
Figure 7-8. Edit Screen
Since the GO MenuA and GO Names utilities were designed to generate self-
contained Keyword queries, you have to modify the query that results from
combining diem in order to preserve proper query syntax. There are two steps to
modifying the query:
1. Insert the word AND between the two queries (between lines 000009
and 000010 in Figure 7-8). To do this step, type I on line 000009
(over the line number itself), and press < Enter >. Then type AND,
and press < Enter > two times.
2. Delete the INPUT, OUTPUT, and SELECT statements in the second
query which occupy lines 000019 and 000020 in your query now. To
do this step, type D2 on line 000019 (over the line number itself), and
press < Enter >.
Figure 7-9 shows the sample query after these changes have been made.
User's Guide
711
-------
Figure 7-9. Edit Screen
Ritnnin<' ci GO Menu A ()ncr\
To run the query, use or to move your cursor to the
COMMAND prompt, type GO, and press < Enter >. From this point, IDEA will
process the query and display the QU&RY STATUS SCREEN shown below in Figure
7-10. In the sample query, two facilities were found that met all of the criteria.
7-12
IDEA
-------
Figure 7-10. Quay Status Screen
Viewing Reports
If you choose to see the report, IDEA will deliver information to your screen
according to the format designated on the OUTPUT line of your query. The report
is presented to you in BROWSE mode which allows you to view, print, or save data,
but not alter it (see Figure 7*77). To maneuver through the report, use PF7 to page
up, PF8 to page down, PF10 to scroll left, and PF11 to scroll right. If you selected
multiple report formats, type SW at the COMMAND prompt to switch to the next
report.
User's Guide
7-13
-------
Figure 7-11. Report 1A in Browse Mode
Exiting
CO McmiA
Since the GO MenuA utility runs from within the Keyword Interface and uses the
Menu Interface, you can exit this utility from either of these interfaces.
To exit from the Menu Interface, follow these steps:
• Press PF3 to back up to
The criteria you have se
in the Menu Interface,
unless you select RUN
the EDIT SCREEN of the Keyword Interface.
ected in the Menu Interface will be preserved
but the keyword query will not be generated
QUERY from the Menu Interface.
From the Keyword Interface, you havis the following options:
• To get back to the INTERFACE SELECTION SCREEN (at any time)
And save your w ork - Type END at the COMMAND prompt
or press PF3 to lack out of the program screen by screen. This
method saves your work.
Without saving. your work - Type CANCEL at the
COMMAND prompt of the EDIT SCREEN then use END or
PF3 to back out screen by screen.
7-14
IDEA
-------
To return to the OFFICE OF ENFORCEMENT DATA INTEGRATION
PRIMARY MENU, use the RETURN (PF4) command (your current
work will be saved). Type I for IDEA at the OPTION prompt to get
back to the IDEA WELCOME SCREEN, or type X to exit to the TSO
READY prompt.
To go directly to the TSO READY prompt, type =X at the
COMMAND prompt. Your work will be saved automatically.
7 7 Sunwum
GO MenuA is a utility that allows you to build a Keyword query by selecting criteria
from lists in the Menu Interface. If you use GO MenuA, you can have the
convenience of the Menu Interface and the flexibility of the Keyword Interface while
assembling your query. After constructing a query with GO MenuA, you can edit
it, add to it using die GO Names utility, or run it as it stands.
User's Guide 7-15
-------
7-16
IDEA
-------
Chapter 8
Conducting a Search Using Keywords
This chapter provides detailed information on IDEA. Keyword Queries.
Sections:
8.1 Introduction to IDEA Keywords
8.2 Using Keywords to Write Queries
8.2.1 The Input Statement
8.2.1.1 Using Linked & Nonlinked Keywords
8.2.2 The Select Statement
8.2.2.1 Choosing a SELECT Database
8.2.2.2 Choosing a SELECT Data Element
8.2.2.3 Using a Boolean Operator
8.2.2.4 Providing SELECT Data Values
8.3 Using Boolean Connectors in a Query
8.4 Using Parentheses in a Query
8.5 Output Report Selection
VF 8.6 Specify ing Report Destinations
8.7 Adding Comments to a Query
8.8 JOB, ROUTE & DD Statements
8.9 Running a Keyword Query
8.9.1 Viewing the Query Report
8.10 Exiting Keywords
8.11 Summary
8.1 Introduction to IDEA Keywords
The Keyword Interface allows you to conduct a search according to almost any
criteria that can be found in the linked IDEA databases. This wide range of choice
User's Guide 8-1
-------
gives you the ability to form very detail sd queries involving many variables; a luxury
the Menu functions. To use Keywords you
: catching for and how to find it. This chapter
that is not available to you when using
must have a good idea of what you are
will teach you how to take the search criteria you have and use Keywords to gather
the information you need.
To build a Keyword query, choose the Keyword Interface from the INTERFACE
SELECTION SCREEN. IDEA will thin ask you to select a library in the INPUT
LIBRARY SELECTION SCREEN (see / igure &-I). Your IDEA library is where you
will build and store your queries. For more information on this topic, refer to
Chapter 5, Managing Libraries.
ng* When working in the INPUT LIBRARY SELECTION SCREEN, do not
press until you are finished editing the options on the screen;
otherwise, IDEA will take you to the next screen. If is
pressed accidently, press PF3 or type END at the COMMAND prompt
and press < Enter > to return to the INPUT LIBRARY SELECTION
SCREEN.
Figure 8-1. Input Library Selection
Screen
To accept the default values listed at the LIBRARY NAME and the LIBRARY
STATUS(Shr/New/Old) prompts, pitss ; and the MEMBER LIST
SCREEN win appear (see Figure 8-2). Members are queries that you compose and
store in your library as with books on a shelf or files in a WordPerfect directory.
The queries in the Member List will be available to you each time you use IDEA.
The list displays the member name, the date and time that it was created or last
8-2
IDEA
-------
changed, an optional description of the member's contents, and the user ID of the
person who last modified the member (see Figure 8-2). If you have not created any
queries up to now, there will be no entries under the headings.
m
Figure 8-2. Member List
When you create a new member in the library, you actually set up a work space for
composing and running your query. If you decide to save the query, the contents of
the work space will be saved to the member you named.
Table 8-1 below is a summary of the command options used for managing a member
list. They should be typed to the left of the member name, or at the COMMAND
prompt followed by a space and the member name. An existing member can be
selected and edited or a new one created by typing E or S followed by the member
name at the COMMAND prompt.
User's Guide
8-3
-------
Table 8-1. Library Member List Commands
B
E (or S)
R
U
D
Browse/1 lead the query; no editing possible.
Edit/Seh ct an existing query or create a new one
in the ec itor.
Rename the query.
i
Update the query description.
Delete tfre query from the MEMBER LIST.
After you select a query to edit, or create a new one, press < Enter >. IDEA will
bring you to the EDIT SCREEN illustrated in Figure 8-3.
Figure 8-3. Edit Screen
8-4
Before getting started, a glance at Tabl'.
for maneuvering around the Keyword Ii iterface
Keyword screens, see Chapter 9,
8-2 will provide you with some helpful tips
. For more information on navigating
Managing Keyword Queries and the ISPF Editor.
IDEA
-------
Table 8-2. ISPF Keys and Commands (Default Values)
Command
ISPF HELP
PF1/PF13
SPLIT SCREEN
PFMPF14
END
Mn/pm<
tuflUKN
PF4/PFU
REF1ND
PFWPF17
RECHANGE
PW/PFlg
UP
PF7/PF19
DOWN
PFWPFM
SWAP
PI9/PF21
LEFT
PF10/PF22
RIGHT
PF11/PF23
RETRIEVE
PFU/PF24
FIND
CHANdrfi
SAVE
CANCEL
Mode
Edit*
Browse
Edit*
Browse
Edit
Browse
Eon OJ
Browte
Edit 4
Brown
Edit
Edit*
Browse
Edit*
BnwM
Edit*
BlWWM
Edit*
Browse
Ed*&
Browse
Edit*
Browse
Edit*
Browse
Edit
Browse
Edit
DescriptioB
Displays mformatioa abort the current screen.
SptiH the screen into two ISPF MCSMM.
SAVCI CQaUgcs md nctokHmS to tbc pnvionv SCTMB*
Rctui'Ui to PK pnvimi icreau
Men.
Repeats the previous FIND fommapd.
Repeats the prerioas CHANGE fnaimaiid.
Scrolls «p by the aaumt set at Oe SCROLL or
COMMAND prompt.
Scrobdmn by the amoont set at the SCROLL
or COMMAND prompt.
fc J,,— ^ AiV^ ^^.^MribB 4^h^B j.^^. •jk«^t^^ A«K AaV^ ^rfla^Mt «W
mom VJmV limUaTOT IIUHI QBB •CaTVCmi CW (•*? OHPBr ami
the fptit-fcreca mode.
ScnOs left by the amount set at the SCROLL or
COMMAND prompt.
Serous right by the amount set at the SCROLL or
COMMAND prompt.
Moves the conor to the fint mpat fidd on the
Locates the firrt nae coataiamf a specified
character or striae, of characters.
another character^).
Savei TOW work and roaums m the edk senkw.
Refer to the Savimg Jtajwtt portioa of Oupttr 10.
Ends an edk nssioa wttboat savmf any changes.
8.2 Using Keywords to Write Queries
The typical Keyword query contains three basic elements, or statements, made up of
required keywords and parameters, as well as optional keyword qualifiers. These
User's Guide
8-5
-------
8-6
three elements are the INPUT statement, the SELECT statement, and the OUTPUT
statement.
Figure 8-4. Example Keyword
Figure 8-4 is an example of a keyword query
statement (line 1), an INPUT statement
Lines 5 and 7 show the Boolean connector
can appear before the INPUT
names and values.
statetn !nt
. Notice that it consists of an OUTPUT
(tine 2), and a SELECT statement (line 3).
AND. (Note: the OUTPUT statement
.) Lines 4, 6, and 7 show data element
Note: There may only be one INPUT statement and one OUTPUT statement.
"SELECT" may only be entered once.
8.2,1 The INPUT Statement
The INPUT statement, which instruct! i IDEA how to process the search criteria, is
a necessary component of every Keyword query. It will affect how many facilities
may be selected and how the output will be organized. The INPUT qualifiers:
LINKED, NONIINKED, and the combination LINKED NONUNKED, determine
IDEA
-------
exactly how your query is processed. These qualifiers are discussed in Section
8.2.1.2.
At the blank EDIT SCREEN, the cursor will be flashing by the COMMAND prompt
(see Figure 8-3). IDEA may include messages at the top of the screen. To remove
these, type RESET at the COMMAND prompt (optional). To begin building a
query, you will have to move the cursor below these messages and to the right of the
six apostrophes on the left hand side of the screen. After you have formed your
query and pressed < Enter > these apostrophes will turn into line numbers. If you
press < Enter > before completing your query, insert lines by typing i on a line
number; press < Enter >. This will insert a line after that line.
Use or the arrow keys to move your cursor down to the first open line on
the EDIT screen. Type the word INPUT. If you do not include an INPUT qualifier,
IDEA assumes the default: LINKED. INPUT should typically appear as the first
statement in a Keyword query. Two notable exceptions, however, are GO Names
and GO MenuA generated queries.
8.2.1.1 Using Linked and NonUriked Keywords
When you include the keywords LINKED and/or NONUNKED in your query, you
are telling IDEA what type of information to retrieve; namely, data that has been
integrated using FINDS, non-integrated data from the separate databases, or both
together. Refer to Section 2.3, How IDEA Processes Queries for complete details.
Linked
LINKED is the default; that is, if you do not specify LINKED and/or NONUNKED
in your query, IDEA will retrieve data that has been integrated using FINDS.
NonUnked
The NONUNKED keyword instructs IDEA to retrieve information from the separate
systems without using FINDS to integrate the data.
The benefit of choosing NONUNKED is that you will receive all the data you are
seeking. (LINKED data may not be complete since FINDS does not contain data for
all facilities.) The drawback of NONUNKED data is that you will have to manually
match facilities from separate systems in order to integrate the data.
If you would like to retrieve non-integrated data without using FINDS, type
NONUNKED after INPUT and use. only Boolean ORs as connectors between
databases. If you use a Boolean AND between databases, IDEA will interpret it as
User's Guide 8-7
-------
8-8
an OR since integration of data is no
separately.
Linked Nonlinked
\ be combined in a query to get both integrated and
JKED after INPUT will instruct IDEA
integrated by FINDS and data that has not been
LINKED and NONLINKED can
nonintegiateddata. Typing LINKED NONLINKED after INPUT will instruct IDEA
to retrieve data that has been
integrated by FINDS.
This INPUT criteria will generate two
will contain those facilities that meet i
FINDS. The second part will consist
each of the particular
man 119
possible when you are searching databases
parts to reports 1A, IB, and 2. The first part
your selection criteria and are linked using
of the facilities that meet your criteria within
but ha e not been linked using FINDS. Data in the
second, but facilities may.
first section will not be repeated in the
Note that all the facilities in the second section were selected because they fulfill only
the criteria that pertain to a particular database and could not be linked using FINDS.
For example, if you form such a query looking for facilities that are violators of both
the Clean Air Act and the Clean
contain all air violators and, separate!;
provide the link, you will have to
integrated data.
- 9 - —
Act, the non-linked part of the report will
all water violators. Since FINDS does not
illy correlate the facilities in order to obtain
8.2.2 The SELECT Statemen
The SELECT statement is the core of
allows you to specify the database(s)
you want IDEA, to test for. The S
selection criteria for the query will
follow the INPUT statement and
Type SELECT after or below the
Keyword query. This required statement
want IDEA to search and the information
keyword tells IDEA that the facility
The required keyword SELECT should
ly precede your Keywords search criteria.
statement.
8.2.2.1 Choosing a SELECT Database
As described in Chapter 2, the IDEA
databases. You must first enter the
before entering other selection
description and their IDEA
criteria.
system integrates information from several
cfode for a database you want IDEA to access
These databases, along with a short
abbreviations, are listed in Table 8-3 below.
IDEA
-------
Table 8-3. Database Select Codes
IDEA
Abbreviation
AFS
CER
DCK
DUN
FFI
FIN
LOT
NCB
PCS
RCR
SET
TRI
Database
AIRS Facility Subsystem
CERCLA Infonnition
System
Civil Docket
DUD &. Bradstreet Marketing
Index
Federal Facilities Index
System
Facilities Index System
Contractor Listing Docket
National Compliance Data
Base (for FIFRA,
TSCA, EPCRA 313)
Pennit Compliance System
RCRA Information System
Site Enforcement Tracking
System
Toxic Chemical Release
Inventory
Description
Information regarding airborne pollution in the
U.S. The AFS contains emission and
compliance data on individual facilities.
Information regarding the official inventory of
CERCLA sites, including enforcement, financial
and rile/incident data.
Tracking system of enforcement case activity,
including court-related information, violation,
and penalty data.
Information regarding corporations and their
locations, parent-subsidiary relationships,
industrial classification, and sales figures.
Information about environmental regulatory
projects that target federal facilities, including
compliance status and budget data.
A computerized inventory of facilities under EPA
regulation. Provides facility EPA ID numbers as
well as pointers to other databases.
Information on contractors that have been listed
as ineligible for EPA contracts under CAA and
CWA.
Compliance data under FIFRA, TSCA, and
EPCRA 313 including inspections, case reviews,
and enforcement actions.
Contains permit compliance and enforcement
information under NPDES of CWA, including
inspection data, facility data, monitoring
information and description of outfalls (pipes).
Contains tracking of RCRA handlers and
information on compliance monitoring and
enforcement, corrective action, handler IDs,
permitting, and facility management planning.
Contains tracking of the names and addresses of
PRPs who have been issued CERCLA 104
•general* notice letters, or CERCLA 122
'special" notice letters, date of letters, and
Notice Letter Addressee name and address.
Information on manufacturing facilities that
release manufactured toxic pollutants; data
concerns pollution prevention, chemical uses, on-
site chemicals, and waste treatment.
User's Guide
8-9
-------
After the word SELECT, enter a three
letter code for the database(s) that you want
IDEA to search. For instance, if you wpuld like to query information from the Toxic
Chemical Release Inventory, you would type TRI after the INPUT and SELECT
statements, like this:
INPUT LINKED
SELECT
TRI
8.2.2.2 Choosing a SELECT bata Element
Directly after the database code is entered, type a period (.) followed by the data
dement code.
The data element is a multi-character code that tells IDEA where to look for the
information you wish to test for. Each database has a large number of data elements
that are available for selection. For instance, in the TRI database you may select
TOD to search according to chemical: D numbers or RFYR to indicate the chemical
reporting year. In RCRIS you may sel set, for example, HUSML to search for small
quantity generators or WAMTT to inc icate waste amounts in tons. These specific
elements are listed in Appendix C: Data Elements in IDEA Shadow Files in the Data
Element column. Only data elements which have been indexed may be used in IDEA
queries (refer to the Index column in Appendix Q.
The specific codes, dates, amounts, eft:. are called data values and will be explained
in Section 8.2.2,4, Providing SELEC.r Data Values. Before these can be entered
however, you must first include a Boolean operator (see Section 8.2.2.3, Using a
Boolean Operator).
8.2.2.3 Using a Boolean Operator
At this point you -have already told IDEA which database to search and which data
element to focus on. To complete your SELECT statement, and be more specific at
the same time, you will have to include a data value or values. The Boolean <
employs Boolean logic to tell IDEA ejxactly how you want it to search for the data
value you have specified.
Leave a < Space > after database.dat ^element and type in the appropriate Boolean
operator.
8-10
IDEA
-------
IDEA currently uses seven Boolean operators. These operators and examples of their
use are presented below. The first two operators, EQ and NE, are concerned with
definite values. The other five deal with ranges of values based on less than, greater
than, or in between status.
EQ M
The EQual operator tells IDEA to select all facilities that have a data value equal to
the one you have specified. In other words, EQ is only used with definite values.
For example, if you typed in the following SELECT statement
SELECT
TRI.TOD EQ 000108883
IDEA would select all TRI releasers of the chemical with this ID number, which is
toluene. IDEA also allows you to search for more than one data value at a time
within the same data element To do so, you must separate the values by a comma.
IDEA performs the search by placing a Boolean OR between the values you list In
other words, IDEA will retrieve the names of all facilities that fulfill the first data
value OR the second OR the third. For example, if you wanted to search for all
facilities that release toluene (TRI code 000108883) or xylene (TRI code 001330207)
or trichloroethylene (TRI code 000079016) then you would enter the following
SELECT statement (note: the "=" sign may be used interchangeably with EQ):
SELECT
TRI.TCID - 000108883, 001330207, 000079016
In this case, IDEA will search for all TRI releasers of toluene OR xylene OR
trichloroethylene.
NE
The present and Not Equal operator tells IDEA to select all facilities that have a data
value that is present and not equal to the value you have specified. In RCRIS, for
instance, you can choose to search for facilities in the State of Pennsylvania by using
the data element LSTATE set equal (EQ) to PA. On the other hand, if you were
interested in searching for RCRIS facilities that were not in Pennsylvania, then you
could type the following SELECT statement:
SELECT
RCR.LSTATB NE PA
IN
The Excludes operator tells IDEA to select all facilities that have a data value that is
included in a range of values that you specify. The IN operator allows you to
perform an indefinite search. For example, if you typed in the following SELECT
statement
User's Guide 8-11
-------
SELECT
RCR.WAMTT IN 100, 1000
IDEA would select all RCRA facilites that produce amounts of waste that fall
between 100 and 1000 tons. You are required to separate the values by a comma,
putting the lower value first and the higl ler value second (IDEA will not automatically
check for proper arrangement).
LT
Than operator tells IDEA
The present and Less
value Oat is present and less than the
search for any RCRA facility that
write the following SELECT statemen
produced
to select all facilities that have a data
value you have specified. For example, to
less than 1000 tons of waste, you could
RCR.WAMTTLriOOO
LE
The present and Less than or Equal to
operator tells IDEA to select all facilities that
have a data value that is present and less than or equal to the value you have
specified. So if you wanted to search Wall RCRA facilities that produce 1000 tons
following SELECT statement:
of waste or less, you would write the
SELECT
RCR.WAMTTZ£ 1000
GT
The present and Greater Than operator tells IDEA to select all facilities that have a
data value that is present and greater than the value you have specified. So to search
for all RCRA facilities that produce over 1000 tons of waste, you would write the
following SELECT statement:
SELECT
RCR.WAMTT GT 1000
GE
The present and Greater than or Equal to operator tells IDEA to select all facilities
that have a data value that is present and greater than or equal to the value you have
specified. Thus, if you wanted to se irch for the names of all RCRA facilities that
produce 1000 or more tons of waste, you would enter the following SELECT
statement:
SELECT
RCR.WAMTT GE 1000
8-12
IDEA
-------
The operators LT, LE, GT, GE, and NE tell IDEA to evaluate only data that is
present. In other words, when these operators are used IDEA, will ignore any data
field that is left blank, even if the absence of data has an implied meaning. For
instance, the major discharge indicator (MADI) Meld in the PCS database is blank
unless the facility is a major discharger, in which case an M is stored. A blank in
PCS for MADI implies that the discharger is a minor, but no blanks are stored in the
PCS shadow file, or any IDEA shadow files.
IDEA retrieves all its data from these shadow files, which are copies of the original
databases. The shadow files preserve the data intact; however, in order to conserve
computer storage space, blanks or missing values have been excluded.
How, then, can you select a minor facility in PCS when the keyword statement
PCS.MADI=blank is not valid? In this case you could use the operator NOT to
select all facilities that are not equal to M:
SELECT
JVOrPCS.MADI = M
Since a minor facility is any one that is not M, the NOT operator gets the job done.
IDEA is not counting the blanks in this case. Instead, it is eliminating the facilities
that have PCS.MADI = M and counting the ones that are left (Le., the ones that are
not M).
The operators LT, LE, GT, and GE are also dependent on the presence of data; that
is, they also ignore blank data fields. NOT can be used to accurately count facilities
that are not equal to a value, as in the PCS example above, but the same cannot be
done when the operator calls for less than or greater than. Nor would NOT be
accurate if the blanks were the result of missing information. Keep in mind that
when a data field has a blank or missing value, nothing can be assumed about what
the real value may be and, consequently, it is neither greater or less than any value
you select.
8.2.2.4 Providing SELECT Data Values
The data value is a more specific classification within each data element. Each
database has its own list of data elements and corresponding values that you can
reference before forming your query. Appendix C: Data Elements in IDEA Shadow
Files lists SELECT value types, but does not currently list the actual values which
could be used in a query. For this information refer to Appendix B: Database
Descriptions which lists User Support numbers for each database used by IDEA or
refer to the database's data element dictionary.
User's Guide
8-13
-------
Some examples of data values were
Other examples are ZIP codes,
significant violator status, Standard
enforcement actions, amounts of waste
I'resented in the SELECT statements above.
two-letter state abbreviations, chemical codes,
Industrial Classification codes (SICs), dates of
releases, etc.
When you have finished composing yoi^r SELECT statement it should have the same
format as the following expression:
SELECT
database.data_element Bootean_operator datajralue
This is the basic format for any S!
ELECT
statement.
8.3 Using Boolean Connectors in a Query
The true power of IDEA comes into focus when you begin to form queries that
request information from more than one data element or database. To form these
more intricate queries you will have to learn to use Boolean ORs, AMDs and other
connectors, as well as parentheses.
OR
The Boolean OR tells IDEA to retrieve! a facility record if it fulfills one criterion OR
a second criterion, OR a third, et;. Use the OR as a connector between
database.data_element expressions. IDEA interprets commas between data values
as ORs, so spelling out OR is not necei sary when you are setting value criteria in the
same data element.
To demonstrate, let's say you are sear ;hing for all RCRA facilities that are either in
the transporter universe or the land di sposal universe. The data elements for these
criteria are HUTRAN and HULAND, respectively, and these criteria are selected by
typing X after the = sign. So, remem wring to insert the Boolean OR, the SELECT
criteria would look like this:
e
SELECT
RCR.HUTRAN = X OR
RCR.HULAND = X
The same can be done between databases; for instance, if you wanted to search for
facilities that are either fully regulated RCRA generators (HUFUL) or are NPDES
"major" dischargers the SELECT statement would be as follows:
8-14
IDEA
-------
SELECT
RCR.HUFUL = X OR
PCS.MADI - M
AND
The Boolean AND is a handy tool to use when you are performing very specific,
targeted searches. AND tells IDEA to retrieve facility names only when they fulful
all the specified criteria, i.e., the first criterion AND the second AND the third, etc.
AND is used as simply as OR, by inserting it between search criteria. AND may be
used between databases; for instance, if we change the search above to all facilities
that are fully regulated RCRA generators AND NPDES "major* dischargers:
SELECT
RCR.HUFUL = X AND
PCS.MADI = M
Additionally, the AND may be used between data elements within same database,
when commas (ORs) are not appropriate. Let's say for instance that you are looking
for all TRIS facilities that produce both toluene AND trichloroethylene:
SELECT
TRI.TCID - 000108883 AND
TRLTCID - 000079016
Use the Boolean connector AND between "database.data_element Boolean_operator
data value" statements in order to select facilities according to one criterion AND a
second criterion AND a third, etc.
Using Parentheses in a Query
IDEA prioritizes the logical operators present in a query. This mechanism causes
IDEA to process some parts of a query before others. IDEA will consider
information between parentheses first, then it will consider ANDed criteria, then it
will consider ORed criteria.
You can use parentheses to instruct IDEA to consider any.criteria inside the
parentheses before the rest of the query.
Use parentheses around an expression in the SELECT statement if you
want IDEA to consider the expression first.
User's Guide * 15
-------
You can see how in the following exjunple: Let's say you are searching for all
RCRA facilities in the State of Pennsylvania, LSTATE = PA, that are fully regulated
generators OR release toluene: j
SELECT
RCR.LSTATE = PA AND
(RCR.HUFUL - X OR TRI
TOD = 000108883)
To see the difference that parentheses can make, switch the parentheses to cover the
first two segments of this statement:
SELECT
(RCR. LSTATE
OR TRI.TCID
PA AND RCR.HUFUL = X)
000108883
This search would give you a much different list of facilities since IDEA would call
up all facilities that are either fully regulated RCRA generators in Pennsylvania OR
release toluene. |
While the SELECT keyword provides the core of a query, several necessary
components of the Keyword query aip still missing. The following sections will
introduce you to these keywords.
Output Report Selection
The keyword OUTPUT is another
OUTPUT statement must
about the query
necessary component in your query. The
immediately precede the keywords that provide directions
report format (REPORT) and its destination (PRINT or DATASET).
It can appear before the INPUT stater lent or after the SELECT statement.
Figure 8-5 offers a brief description of the report formats currently available in
IDEA. Refer to Chapter 10, IDEA Standard Reports for more detail.
Once you have chosen a report
the desired format (1A, IB, 2, or
by repeating the REPORT keyword fc
reports IB, 2, and Summary, the
| type REPORT followed by a < Space > and
IY). Multiple reports can be generated
I by another format. For example, to get
line should look like this:
OUTPUT REPORT IB REPORT 2 REPORT SUMMARY
Each report may be directed to a
saved in a dataset. Section 8.6,
diff srent destination: your terminal, a printer, or
Spec fying Report Destinations will tell you how.
8-16
IDEA
-------
IDEA Reports
There are currently four standard IDEA reports: 1A, IB, 2, and Summary.
REPORT 1A
A brief report of individual facilities. Organized by the linked database, IDEA
displays the facility name and database identifier, location and other business
information, noncompliance or violation status, and enforcement information.
REPORT IB
A more detailed presentation of. information on individual facilities, including
historical and programmatic data such as dates and results of inspections, specific
toxic substances reported, and details of enforcement actions.
REPORT 2
A linked docket table that indicates whether each facility is listed as a significant
noncomplier or high priority violator.
REPORT SUMMARY
Provides total facility counts by program and EPA region; sum of facilities that are
in compliance and not in compliance by program and total numbers of enforcement
actions by program; and total toxic substance release information for the selected
facilities.
Figure 8-5. IDEA Standard Report Formats
8.6 Specifying Report Destinations
The default output destination for your query report(s) is your computer terminal. If
you want to see your report before printing or saving, then you do not have to
specify a destination after the OUTPUT statement. You will then have the option of
saving or printing when you view the report(s) (see Section 8.9.1, Viewing the Query
Report). Simply type SAVE or PRINTO at the COMMAND prompt, press
< Enter >, then answer the prompts on the PRINT/SAVE PARAMETER SCREEN that
appears. This method of printing and saving reports is explained more fully in
Chapter 10, IDEA Standard Reports (see Sections 10.3 and 10.4).
If you do not wish to view the output at your terminal, but prefer to print it
immediately or save it directly to a dataset, you must use the keyword(s) PRINT
and/or DATASET in the output statement of your Keyword query. These two
keywords are discussed in the following paragraphs.
User's Guide
8-17
-------
Note that you may only specify one output destination - your terminal (default), a
printer, or a dataset - per REPORT statement. For example:
OUTPUT REPORT 1A REPORT 1A PRINT
This OUTPUT statement will send one copy of Report 1A to your terminal screen
and one copy to be printed.
PRINT
To print a report, type the keyword; PRINT on the OUTPUT line after the report
specification. If you would like to print multiple copies of the report, then type
PRINT COPIES X and substitute the number of copies you want for X.
After you ran the query as described in Section 8.9 and return to the EDIT SCREEN,
a message will appear at the top of the query saying "Your batch job is JOBxxxxx"
where xxxxx will be a 5-digit number. IDEA will have sent the requested report(s)
to a HOLD queue to await further instructions. You must then let the system know
to which printer you want the output to be routed by using the System Display and
Search Facility (SDSF). Take the following steps to release your print job from the
HOLD queue:
1. To access SDSF, type SDSF at the COMMAND line of any Keyword screen.
This will bring up the SDSF PRIMARY OPTION MENU SCREEN pictured in
Figure 8-6.
sowu
j--' tyvff ™
1ES2 f nput
: (E« output queue.-
th* 4ES2 ft****-* ' „,,-, s- >, %'';
A * ' O * , *' "" "" ^ j> ' ^ w»s
- \/ *ct^
N> . ; -,"Af" '"'
Figure 8-6. SDSF Primary Option Menu Screen
8-18
IDEA
-------
2. Type O at the COMMAND prompt and press < Enter > to "display jobs in
the JES2 output queue." Look for your user ID and batch job number
(JOBxxxxx) under the JOBNAME and Jobid headings, as in Figure 8-7.
OJTW Alt' cusses
****$'.'* .
Att few* > uitfs *« use t-
'.'' 'C far* pqi' OC« Write*- . 1
SCWH.t
cds
892
Figure 8-7. SDSF Output Queue
Press to move the cursor down to your print job, then over to the
DEST column. The text should read R255, which simply means that your
print job is in the HOLD queue. Type the identification number of the printer
at your site or one of the options listed below over R255, and press
< Enter > two times.
Destination options:
WIC Prints at the Washington Information Center (WIC) at EPA
Headquarters, Washington, DC.
LOCAL Prints at the National Computer Center (NCC), Research
Triangle Park, NC.
RMTO Same as LOCAL.
R + RP# Prints at the designated remote printer. Here RP# is the ID for
the remote printer. To view a list of the remote printers
available to IDEA users:
User's Guide
8-19
-------
A. Exit IDEA and type ISPF 3.4 at the TSO READY
prompt. The DATA SET LIST UTILITY SCREEN will
appear.
B. Type JUSD.REMOTE.DATA at the DSNAME
LEVEL prompt; press < Enter >. The DS LIST
SCREEN will appear.
C. down and type B (Browse) next to the
JUSD.REMOTE.DATA member. Press < Enter> to
view the list of remote printers.
D. When you are finished, use the RETURN command
(PF4) to go to the ISPF/PDF PRIMARY OPTION
MENU. Type X to return to the READY prompt.
The first time you press < Enter > in step 3 a message reading
COMMAND ISSUED will appear in the upper right hand corner of the
screen, and the printer destination you just typed in will change back to
R255. Don't panic! When you press < Enter > the second time, the
correct destination will again be displayed. (Compare Figure 8-8 with
Figure 8-9.)
SOSf OUTPUT Alt CUSSES *U FORKS
COHMMQ
LIMES
COMMAWJ
$t*ou
PACE
«t> JQWUWE Jobfd OtfSt ' CftmFOE DCS Writer T«t-*Cds Status Oevlc*
JC8»7Z2t *25? : ASTO
Figure 8-8. SDSF Output Queue - "Command Issued"
Figure 8-9. SDSF Output Queue - Print Destination Changed
8-20
IDEA
-------
If you decide not to print your job, type a P (Purge) under the NP column on
the line of the job you want to cancel; press < Enter >. Warning: a purged
record can not be recovered.
4. To exit SDSF, use the END command or PF3 two times. You will return to
the Keyword screen from which you issued the SDSF command in step 1.
DATASET
To save a report directly to a dataset, the output line must specify the report type,
the library, and the name of the member in which the report is to be saved. On the
OUTPUT line, type REPORT, specify a format, then type the keyword DATASET
followed by the dataset name. Since IDEA will automatically prefix your dataset
name with your user ID and account number (UIDACCT), you must either:
(A) not specify your user ID and account number on the OUTPUT line
e.g., type QUERY.REPORTS(MEMBERNAME)
or (B) enter your user ID, account number, and membername with single
quotes around the entire character string
e.g., 'UIDACCT.QUERY.REPORTS(MEMBERNAME)'
The dataset you specify may be NEW or OLD. By default, IDEA assumes that it is
NEW (i.e., that it does not yet exist and must be created). However, if you wish to
overwrite an existing dataset, you must type OLD after the dataset name. For
instance, let's say you want to save Report IB to an existing library called
QUERY.REPORTS and you have decided to name the member SEARCH1. Your
OUTPUT line would resemble the following:
OUTPUT REPORT IB DATASET QUERY.REPORTS(SEARCH1) OLD
If the data set you wish to overwrite does not actually exist, IDEA will give you an
error message and you will have to delete the OLD status to save the report.
8.7 Adding Comments to a Queiy
To identify your query in a way that is understandable and easy to read, you can add
comments that will not be a part of the query for processing purposes, but will
remind you of the query's contents. To do this, simply type the two characters /*.
The sequence /* makes IDEA ignore anything to the right of the two characters on
the same line. Comments can appear anywhere in the query, on separate comment
lines or on the same line with executable IDEA expressions.
User's Guide 8-21
-------
You may also find this sequence useful when you are trying to refine queries. Instead
of deleting an expression from the query, you can just type /* in front of the line and
then check your output. This will, in effect, turn the line off. You can always
restore the expression by deleting the /* sequence from the line.
8.8 JOB, ROUTE & DD Statements
IDEA creates JOB, ROUTE, and DD statements for the batch jobs that result from
your PRINT or DATASET statements. These statements are written in Job
Control Language (JCL); unless you are familiar with writing JCL, you should
accept the IDEA defaults (that is, y0u should not use the optional keywords JOB
and DD). If you are familiar with J
-------
OUTPUT JOB REPORT IB PRINT REPORT 2
INPUT LINKED SELECT (criteria)
//uuu JOB (aaaafffff,bbbb)'%IDEA',REGION=2M>PRTY==2,TIME=(>30),
// MSGLEVEL=(0,0)
/* ROUTE PRINT SE
If the JOB and ROUTE statements are incorrect or incomplete, you will get an error
message and the query will not be processed.
Similarly, IDEA will generate DD statements for your PRINT and DATASET batch
jobs. IDEA'S PRINT DD statement is the following:
SYSOUT=A.RECFM - VBA,LRECL=259,BLKSIZE=23000
IDEA'S provides four DATASET DD statements.
For a new partitioned dataset (PDS):
//RaaaOUT DD DSN=bbb.bbb(bbb),
DISP=(,CATLG,DCB=(RECFM=VB,LRECL=259,BLKSIZE=23310),
// SPACE=(TRK,(50,50,10))
where aaa is a sequential number beginning at 001 and incremented for each DD
statement; bbb.bbb(bbb) is the dataset name the user entered.
For a new non-PDS:
//RaaaOUT DD DSN=bbb.bbb,
DISP=(.CATLG.DCB=(RECFM=VB,LRECL=259,BLKSIZE=23310),
// SPACE=(TRK,(50,50))
For an existing PDS:
//RaaaOUT DD DSN=bbb.bbb(bbb),
DISP=ccc
where aaa is a sequential number beginning at 001 and incremented for each DD
statement; bbb.bbb(bbb) is the dataset name the user entered; ccc is the disposition
(OLD) the user entered.
For an existing non-PDS:
//RaaaOUT DD DSN=bbb.bbb,
DISP=ccc
If you want to specify your own DD statement for a batch report, use the keyword
DD=ddname after either PRINT or DATASET. A DD statement with the specified
DD name must appear at the end of the query, after JOB and ROUTE statements, if
they are present. (They will be present only if JOB has also been specified.)
User's Guide 8-23
-------
Following is an example:
OUTPUT REPORT IB DD=REPTQ1 REPORT 2
INPUT IJNKED SELECT (criteria)
//REPT01 DD UNrr=DISK,DSN=uuuaaaa.dataset(myrepoit),DISP=(,CATLG),
//SPACE=(TRK,(10,10,3),RECFM=VBA,LRECL=259,BLKSIZE=23476
8.9 Running a Keyword Query
Once you are satisfied with the content of a Keywords query, you are ready to run
the query and receive the specified report(s).
lgg» To run a Keyword query, at the EDIT screen use < Tab > or < Home >
to move the cursor to the COMMAND prompt, type GO followed by
< Enter >.
From here, IDEA processes the query and then presents the Query Status Screen,
shown below in Figure 8-10.
QUEttMTOTOS SCREEN
\; - X , ?c v? --t'V
Count* QMBxantagMg, J>y
-------
If you are satisfied with the number of facilities that your query has turned up then
press < Enter > to see the query report. If you are not satisfied and wish to return
to the EDIT SCREEN, then type END at the COMMAND prompt (or use PF3).
8.9.1 Viewing the Query Report
If you choose to see the report, IDEA will deliver information to your screen
according to the format you selected earlier. The reports are presented to you in the
BROWSE mode (see Figure 8-11) where you can view, print, or save, but not alter
the reports. To maneuver through the report, use PF7 to page up, PF8 to page
down, PF10 to scroll left, and PF11 to scroll right. If you selected multiple report
formats, type SW at the COMMAND prompt to switch to the next report. See
Chapter 10, IDEA Standard Reports for more details.
BSORSf - Report: H—- Conpt«t«->^ MAX 00002« LIKE 00000000 COL 00! 080
CGMNAMO ***> /,, 0,- . ,<
Issue conroncl pftfNTO to print, or ^AV£ tt> «ve t» d»tasft* .. %
. *>«mc
eo*FH>BittAt - FO* SP
3KTE«l*T€8 DATA FACIUW-SPECIFIC CO
* * 4M*-HK+ *.+•! nt-ife* 4f «* + *>>M •»• * *+* * *.*(•** + *,*H»+p +.*•* * *.*ri* 4 *^^J** «. *«-i*
Cftys 3
RCR1S «andt«r ldt< Jw(^t1l2!2- .. , •• -,""'•.." ' Ye*r., »o^e«t, KOTOWS Mo.
TSfr F»«fiij«jr«t«iu»!>^',";< wvr m-' CT?K ' ^'';,fr 7*2
\ ttirt^fft 19T* DEM
•' --,-' ' > *
Figure 8-11. Report 1A (Browse Mode)
User's Guide 8 25
-------
8.10 Exiting Keywords
To exit Keywords at any time, use orie of the procedures listed below.
• To save your current work, use the END command (PF3 key) to back out of
the program screen by screen.
• If you would rather exit without saving, use the CANCEL command at the
EDIT screen, then use END or PF3 to back out screen by screen.
» Use the RETURN (PF4) command to return to the OFFICE OF
ENFORCEMENT DATA INTEGRATION PRIMARY MENU (your current work
will be saved). You may then type I for IDEA at the OPTION prompt to get
back to the IDEA WELCOME SCREEN, or type X to exit to the TSO READY
prompt.
* Type =X at the COMMAND line to go directly to the TSO READY prompt
(your work will be saved automatically).
o. 11 Summary
Keywords is a powerful query building tool operated through the ISPF Editor.
Search criteria and parameters must be expressed in language understood by IDEA.
(See Figure 8-22 for an example of a keyword query.) This chapter and Appendix
C: Data Elements in IDEA Shadow Files contain information on proper keyword
syntax and data elements used by IDEA.
Each Keyword query must have three statements: INPUT, SELECT, and OUTPUT.
Follow these steps to build a Keyword query:
1. Use < Tab > or the arrow keys to move your cursor down to first open line
on a blank EDIT screen. Type the word INPUT and provide the appropriate
keyword: linked (default), norilinked, linked nonlinked.
2. Type SELECT below or after the INPUT statement. Provide the following
information: three letter database ID, database element, Boolean operator,
data value(s).
The SELECT statement should have the following format:
database. data_element Boolean_operator data_value
8-26
IDEA
-------
3. Provide an OUTPUT statement after the SELECT statement by typing
OUTPUT followed by REPORT and a report name: 1A, IB, 2, or
SUMMARY.
Note: There may only be one INPUT statement and one OUTPUT statement.
"SELECT" may be entered only once.
^ ^svv >••<,. v^j^ v^A O-W > <' <'
v^f- > ^ Vhib!^I &Hr^'
Figure 8-12. Example Keyword Query.
User's Guide
8-27
-------
8-28
IDEA
-------
Chapter 9
Qtfanaging Keyword Queries and the ISPF Editor
This chapter provides instruction on ISPF Edit Commands.
Sections:
9.1 Introduction to the ISPF Editor
9.2 Keyword Queries and the ISPF Line Editor
9.2.1 Inserting and Deleting Lines
9.2.2 Copying, Moving, and Repeating Lines
9.2.3 Excluding Lines
9.2.4 Adding Comments to a Query
9.3 Using ISPF Primary Commands
9.3.1 Copying Lines from One Query to Another
9.3.2 Combining Queries
9.3.3 Deleting Excluded or Non-Excluded lines
9.3.4 Clearing a Query from the ISPF Editor
9.3.5 Scrolling Data
9.4 Summary
9.1 Introduction to the ISPF Editor
While in the EDIT SCREEN (see Figure 9-1), you are in the ISPF editor mode. ISPF
is a mainframe word processor that is used to construct and execute IDEA queries.
ISPF edit commands are divided into two groups: line commands and primary
commands. Edit line commands, which are entered by typing over the line numbers
on the left side of the screen, enable you to insert, delete, copy, and move lines.
Primary commands may be entered at the COMMAND prompt at the top of the ISPF
edit screen and they allow you to exercise some control over the EDIT environment.
User's Guide
9-1
-------
000018 *
****** a***************************
1 * „- !
SA 305Z5 t» 121 */
to IF
80 fTOtf OF t)AtA '************************»***
Figure 9-1. Edit Screen
P. 2 Keyword Queries and the ISPF Line Editor
Table 9-1 is a list of the most common ISPF Line Edit Commands. Each command
will be discussed in the sections below. Line commands are used to edit data and are
entered by typing over the 6-digit number on one or more lines. Single character
commands operate on a line (e.g., C to copy a line, I to insert a line) and double
character commands work on a block of lines (e.g., DD on the first line to be
deleted, DD on the last line to be deleted).
Table 9-1. Line Edit Commands
I Insert a line
D Delete this line
C Copy this line
M Move this line
R Repeat this line
A Place after this line
B Place before this line
X Exclude a line
9-2
IDEA
-------
9.2.1 Inserting and Deleting Lines
Commands for Inserting Lines
I Insert a single line following this line.
I« Insert n lines (where n is an integer between 1 and 99999)
following this line.
1. Use the arrow keys or < Tab > to place the cursor at the left most character
of the line number.
2. Type I and press < Enter > and ISPF will add a line following the line where
the cursor is. IDEA will continue to add lines as long as you continue to use
them. To get out of Insert mode, press two tunes in a row.
3. To add more than one line just type I followed by the number of lines you
want to add (e.g., type 18 to add eight lines below the line the cursor is on)
and press < Enter>. The new lines will be without numbers; ISPF will fill
in the numbers when you press < Enter >.
Commands for Deleting Lines
D Delete this line.
Dn Delete n lines (where n is an integer between 1 and 99999)
DD Identifies the first and last lines of a block to be deleted.
1. Use the arrow keys or to place the cursor under the left most
character of the line number you want to delete.
2. Type D and press < Enter > and ISPF will remove that line.
3. To delete more than one line, type D followed by the number of lines you
want to remove (e.g., type D8 to delete eight lines including the line the
cursor is on) and press < Enter >. The lines that were below the deleted
lines will be moved up and renumbered by ISPF to fill the empty space.
4. To delete a block of lines, type DD on the first line to be deleted. Press
< Tab > or the arrow keys to the last line to be deleted, type DD and press
< Enter >. The lines that were below the deleted lines will be moved up and
renumbered by ISPF to fill the empty space.
User's Guide 9-3
-------
9.2.2 Copying, Moving, and Repeating Lines
Destination of Moved or Copied Lines
A Place After this line
An Repeat the copy or move n times (where n is an integer
between 1 and 99999) After this line.
B Place Before this line
B/z Repeat the copy or move n times (where n is an integer
between 1 and 99999) Before this line.
Copying Lines
Copy this line.
C
Oi
cc
Copy n lines (where n is an integer between 1 and 99999).
Identifies the first and last lines of a block to be copied.
To Copy a line or lines of your query, you must tell ISPF which line(s) you want to
copy and where you want the Iine(s) to go. Copy allows the text to exist in both its
original and new location.
1. Use the arrow keys or to place the cursor under the left most
character of the line number you want to copy.
2. Type C and press < Enter >. The line will be held in memory and a
message will be displayed in the top right of the screen announcing
MOVE/COPY IS PENDING. Use the arrow keys or < Tab > to position the
cursor at the destination. Type A for After or B for Before and press
< Enter > to complete the copy,
3. To copy more than one line, type C followed by the number of lines you want
to copy (e.g., type C8 to copy eight lines including the line the cursor is on)
and press < Enter >. The lines will be held in memory and a message will
be displayed in the top right of the screen announcing MOVE/COPY IS
PENDING. Use the arrow keys or to position the cursor at the
destination location. Type A for After or B for Before and press < Enter >
to complete the copy.
4. To copy a block of lines, type CC on the first line of the block to be copied.
Press < Tab > or the arrow keys to the last line of the block to be copied.
Type CC and press < Enter >. The lines will be held in memory and a
message will be displayed in the top right of the screen announcing
MOVE/COPY IS PENDING. Use the arrow keys or < Tab > to position the
9-4
IDEA
-------
cursor at the destination location. Type A for After or B for Before and press
< Enter > to complete the copy.
Moving Lines
M Move this line.
Mn Move n lines (where n is an integer between 1 and 99999).
MM Identifies the first and last lines of a block to be moved.
To Move a line or lines of your query, you must tell ISPF which line(s) you want to
move and where you want the line(s) to go.
1. Use the arrow keys or to place the cursor under the left most
character of the line number you want to move.
2. Type M and press < Enter >. The line will be held in memory and a
message will be displayed in the top right of the screen announcing
MOVE/COPY IS PENDING. Use the arrow keys or < Tab > to position the
cursor at the destination. Type A for After or B for Before and press
< Enter > to complete the move.
3. To move more than one line, type M followed by the number of lines you
want to move (e.g., type M8 to move eight lines including the line the cursor
is on) and press < Enter >. The lines will be held in memory and a message
will be displayed in the top right of the screen announcing MOVE/COPY IS
PENDING. Use the arrow keys or to position the cursor at the
destination location. Type A for After or B for Before and press < Enter >
to complete the move.
4. To move a block of lines, type MM on the first line of the block to be
moved. Press < Tab > or the arrow keys to the last line of the block to be
moved. Type MM and press < Enter >. The lines will be held in memory
and a message will be displayed in the top right of the screen announcing
MOVE/COPY IS PENDING. Use the arrow keys or < Tab > to position the
cursor at the destination location. Type A for After or B for Before and press
< Enter > to complete the move.
Repeating Lines
R Repeat this line.
Rn Repeat this line n tunes (where n is an integer between 1 and
99999).
RR Repeat a block of lines.
RRn Repeat a block of lines n times (where n is an integer between
1 and 99999).
User's Guide • 9.5
-------
To Repeat a line or lines of your query, you must tell ISPF which line(s) you want
to repeat. Repeat is used to duplicate a line or group of lines.
1. Use the arrow keys or to place the cursor under the left most
character of the line number you want to repeat.
2. Type R and press < Enter >. The line will be duplicated in the next line.
3. To repeat one line multiple times, type R followed by the number of times
you want to duplicate the line, (e.g., type R8 to repeat one line, eight times)
and press < Enter >.
4. To repeat a block of lines, type RR on the first line of the block to be
repeated. Press < Tab > or the arrow keys to the last line of the block to be
repeated. Type RR and press < Enter >. The lines will be duplicated.
9.2.3 Excluding Lines
A feature of ISPF Editor is the ability to exclude lines from display. The lines are
not deleted. They remain in virtual storage, but are not displayed on the screen.
Excluding Lines
X Exclude this line
X/i Exclude n lines (where n is an integer between 1 and 99999) starting
with this line.
XX Identifies the first and last line of a block to be excluded.
Redisplaying Excluded Lines
F Display the first line of the excluded block.
Fn Display the first n lines (where n is an integer between 1 and 99999)
of excluded data.
L Display the last line of the excluded block.
Ln Display the first n lines (where n is an integer between 1 and 99999)
of excluded data.
Use X or XX to exclude one or more lines of data from being displayed on the
screen.
9-6
IDEA
-------
1. Example of Excluding Lines:
000300
x0400
000500
OR
xx 700
000800
xx 900
001000
This single line will be excluded.
This block
of three lines
will be excluded.
Figure 9-2 shows the results of excluding lines 7-14 and line 18 from the query in
Figure 9-1.
EPIT ---- UTDACCfrOU6R1f.$reC$«!>>
CCMHAHD ***> •
****** a**************************** fgp o
00QG01 /* $3092$ 1411 Nairn Swrch fcunct
000002 /* Haute: SEdRfitA-WkCmfi */
OOOD05 /* s«: 6A121 */
OOOB04 CUTPWT 8EP08T 1*
000005 l»PUT
QOOW& SEiECT
- ---- CQIWINS 001 672
$t38M.L w*> PAGE
-A*****************************
3 names, */
l»D9343069ia f* «60RStA PACIFIC
-" /* ' 1460 H.ISUORTK
' /* ATLANTA
-------
An F on lines other than excluded lines is ignored. If the number used with an F is
greater than the number of excluded lines, all of the excluded lines will be displayed.
3. Example of the L Line Command:
000300
L
001400
OR
10 UNE(S) NOT DISPLAYED
(will display the last of the 10 excluded lines)
001400
L10- -
005800
33 IINE(S) NOT DISPLAYED
(will display the last 10 of the 33 excluded lines)
An L on lines other than excluded lines is ignored. If the number used with an L is
greater than the number of excluded lines, all of the excluded lines will be displayed.
9.2.4 Adding Comments to a Query
If you want to identify your query in a way that is understandable and easy to read,
you can add "comments" that will not be a part of the query for processing purposes,
but will remind you of the query's contents.
Simply type /* followed by your comments (see Figure 9-1). ISPF ignores anything
to the right of the /* on the same line.
Primary commands are entered at the COMMAND prompt at the top of the ISPF
EDIT SCREEN. They allow you to exercise some control over the Edit environment.
In many instances, ISPF primary commands correspond to PF keys, such as the
following: END, RETURN, UP, DOWN, LEFT, and RIGHT.
Table 9-2 is a list of the most common ISPF primary edit commands. The
commands that are marked with an asterisk (*) are explained more fully in Sections
9.3.2 - 9.3.5.
9-8
IDEA
-------
Table 9-2. Primary Edit Commands
Command
CANCEL (CAN)
CHANGE (CHG) (C)
COPY (*)
CUT(*)
DELETE (DEL) (*)
DOWN(*)
END
EXCLUDE (EX)
FIND (F)
GO
HELP
LEFTf*)
MOVE
PASTE (*)
RESET (RES)
RETURN
RCRANGE
RFIND
RIGHT (*)
RETRIEVE
SAVE
SPLIT
SWAP
UP(»)
Function Key
PF8/PF20
PF3/PF1S
PF1/PF13
PF10/PF22
PF4/PF16
PF6/PF18
PF5/PF17
PF11/PF23
PF12/PF24
PFZ/PF14
PF9/PE21
PF7/PF19
Description
Terminates session without saving.
Alters the specified string.
Duplicates lines from another member into the current
member.
Places selected lines into a paste buffer.
Deletes lines from the display.
Scrolls down by the amount set at the SCROLL or
COMMAND prompt.
Saves Changes and returns to the previous screen.
Excludes lines from the display.
Finds the specified string.
Instructs IDEA to run a query.
Displays information about the current ISPF screen.
Scrolls left by the amount set at the SCROLL or
COMMAND prompt.
Moves the contents of an entire member into the current
member and deletes the moved member.
Place selected lines from buffer to specified location.
"Clean-up" the edit display.
Returns directly to the previous Primary Option Menu.
Repeals the previous CHANGE command.
Repeats the previous FIND command.
Scrolls right by the amount set at the SCROLL or
COMMAND prompt.
Moves the cursor to the first input field on the screen and
retrieves the last command entered.
Saves changes to the current screen .
Splits the screen into two ISPF sessions.
Moves the cursor from one screen to the other in the split
screen mode.
Scrolls up by the amount set at the SCROLL or
COMMAND prompt.
User's Guide
9-9
-------
9.3.1 Copying Lines From One Query to Another
The ISPF edit Copy function (see Section 9.2.2, Copying, Moving, and Repeating
Lines) allows you to copy lines within the same document. In the course of your
query writing you may also want to transfer lines or groups of lines from one query
to another. To copy lines from one query to another, follow these steps:
1. Use the arrow keys or < Tab > to place the cursor at the left most character
(on the line number) of the line that you want to copy and type C over the
number.
2. To copy more than one line just type C followed by the number of lines you
want to copy (e.g., type C8 to copy eight lines including the line the cursor
is on). The lines you are copying will remain intact in the original query.
An alternate way of copying several lines is to type CC over the line numbers
of both the first and last lines you want to copy. After doing this continue
with step #3.
3. Use the or key to place the cursor at the COMMAND
prompt. Type CUT followed by < Enter > and ISPF will copy the line(s)
into a paste buffer for storage until you choose a final destination. A message
will appear in the upper right corner of the screen telling you how many lines
were cut.
Note that each time you use the CUT command, the lines are being copied
and placed into the paste buffer. When another range of lines is added to the
buffer, the message n Plus n Lines Cut (n=any number) appears at the top
right of the screen. You may, therefore, copy several ranges of lines and
move them all together.
4. Use the END command (or PF3) to exit the EDIT SCREEN and select the
library and member (see Sections 5.2 and 5.3) to which you want to transfer
the lines.
5. Choose the location where you want the copied lines to be placed. Move the
cursor to the left most character (on the line number) of the line above or
below where you want to put the copied text.
If you want the copied text to come after the line that the cursor is on, then
type A; if you want it before, type B.
6. Use the or key to place the cursor at the COMMAND
prompt. Type PASTE followed by < Enter > and the copied lines will
appear in the location you selected.
9-10
IDEA
-------
9.3.2 Combining Queries
The ISPF Editor enables you to copy an entire query (member) into a another query
(member) without cutting and pasting. The following steps assume that both queries
will be in the same library (see Section 5.1, Selecting an IDEA Library).
1. Start with the query into which you want to copy the other query. Choose the
location where you want the copied query to be placed. Use or the
arrow keys to move the cursor to the left most character on the line above or
below where you want to put the copied text.
If you want the copied text to come after the line that the cursor is on, then
type A; if you want it before, type B.
2. Use the or key to place the cursor at the COMMAND
prompt. Type COPY followed by a < space > and the member (query) name
that you want to copy. Press < Enter> and the copied query will appear in
the location you selected.
9.3.3 Deleting Excluded or Non-Excluded Lines
The DELETE command is used to delete lines from the query being edited. DEL
may be used as an abbreviation.
The format for the DELETE command issued from the COMMAND prompt is:
DELETE ALL X Deletes all excluded lines from the query.
DELETE ALL NX Deletes all non-excluded lines from the query.
9.3.4 Clearing a Query from the ISPF Editor
If you want to erase a query without leaving the EDIT SCREEN, you can use the
Delete command.
1. Use the arrow keys or < Tab > to place the cursor on the left most character
(on the line number) of the first line of your query.
User's Guide 9-11
-------
2. _ Type D followed directly by a number that is greater than or equal to the
number of lines used by your query and press < Enter >.
9.3.5 Scrolling Data
Edit allows you to scroll up and down through the data. If the data is too wide to fit
on the screen, you can also scroll left and right.
To scroll, enter one of the four scroll commands: UP, DOWN, LEFT, or RIGHT.
UP ' (PF7/PF19) -move toward the top of the data
DOWN (PF8/PF20) -move toward the bottom of the data
LEFT (PF10/PF22) -move toward the first column of the data
RIGHT (PF11/PF23) -move toward the last column of the data
To change the number of lines or columns being scrolled, change the scroll amount
field, located in the upper right corner of the EDIT SCREEN shown in Figure 9-4.
******
OOQOOt
900QQ2
000004
aoooos
r Mane: «EORfiIA*?ACtnC V
/* stc: SA1K3 */
REFORM*
LIWCE& * - % C - -
"
oeooor
/* SEORGtA
^ -" , ""/*""• 131 «A«T8EB
r
OtHJOKJ
000011
009012
OH3U1?
aooou
CEORCIA-PACIHC
-ATUJIW^
Ms
060B16
/* SE'ORGIA
8W01B
, ******
««.»«**«**«.»«*«.**«*.»»***»««»«
<-'. ••'^"•. *?%'o*^j"£v> "j$&~
•• •• , - . ^*4»- -• ;«;< v -;x,Vjm
, ^ ^ ^ -"<&*'>. ,<-, ^ i
QOt
WU5E .
3 names,
<»
"*/ ,
ELlSiWRTH;
V - - ',
'
(121 '«*/
uroosr &R - : %
-------
If the amount in the scroll amount field in not valid when a scroll command is
entered, an error message is displayed. Either correct the scroll amount, or take an
action other than scrolling.
You can change the scroll amount by typing over the current amount with a new
amount. If you enter MAX or M at the SCROLL prompt, ISPF redisplays the
previous value following the scroll operation. If you enter any other scroll amount,
that amount remains effective until you change it or until you begin a new function.
Valid scroll amounts are:
PAGE (P) - Scroll by one page.
HALF (H) - Scroll by half a page.
n - Screen n lines (n between 1 and 9999).
MAX (M) - Scroll to the top, bottom, left, or right margin.
CURSOR (CSR) - Scroll until the cursor reaches the top, bottom, left, or
right edge of the screen.
DATA (D) - Scroll by a page minus one line when scrolling up or
down or by a page minus one column when scrolling
left or right.
For scrolling purposes, a "page" is the amount of data currently visible on the screen.
In split screen mode, for example, a browse display might have 12 lines by 80
columns of scrollable data. In this case, a scroll amount of HALF would scroll up
or down by 6 lines, or left or right by 40 columns.
You can temporarily override the scroll amount, without changing the scroll amount
field in two different ways:
* Type a scroll direction and a scroll amount at the COMMAND
prompt, and press (e.g., DOWN 5 or RIGHT MAX).
* Type a scroll amount at the COMMAND prompt and then press a
scroll PF key rather than pressing < Enter >.
Generally, you can combine scrolling with other actions by entering a command and
then pressing a scroll PF key (instead of the < Enter > key). Both the action and
the scroll will be processed.
9.4 Summary
The ISPF Editor is a mainframe word processor that is used to construct and execute
IDFJV queries. ISPF edit commands are divided into two groups: line commands
and primary commands.
User's Guide 9-13
-------
Edit line commands are typed over one or more line numbers on the left side of the
EDIT SCREHV and enable you to insert, delete, copy, and move lines. Single
character commands operate on a line (e.g., C to copy .a line, I to insert a line) and
double character commands work on a block of lines (e.g., DD on the first line to
be deleted, DD on the last line to be deleted).
Primary commands are entered at the COMMAND prompt at the top of the ISPF
EDIT SCREEN, They allow you to exercise some control over the EDIT
environment, such as scrolling data or excluding lines from the display.
9-14
IDEA
-------
Chapter 10
Standard Reports
This chapter instructs IDEA users on the different report formats that are standard
to IDEA, and how to access, navigate, print, save, and exit them.
Sections:
10.1 Choosing a Standard Report Format
10.1.1 Report 1A
10.1.2 Report IB
10.1.3 Report 2
10.1.4 Summary Report
10.2 Accessing and Navigating Reports
10.3 Printing Reports
10.4 Saving Reports
10.5 Exiting Reports
10.6 Summary
10.1 Choosing a Standard Report Format
IDEA reports are.standard in the sense that the report formats and the type of
information presented in them are predetermined. In other words, a query defines
criteria for selecting facilities, but does not determine what facility data are presented
in the standard reports. Users may select facilities based on a specific data element;
however, the data from that element may not appear in the resulting reports. This
chapter contains examples of the report formats and identifies each data element used
in IDEA standard reports. Presently, a process is being developed which will enable
users to create customized reports.
IDEA currently allows users to choose from among four standard report formats.
Reports 1A and IB list information on individual facilities; Report 2 focuses on the
noncompliance/violation status of facilities; the Summary Report shows total facility
counts by EPA region and program along with information on toxic substances
released. Each of these report formats is described below in greater detail.
User's Guide
10-1
-------
10.1.1 Report 1A
Report 1A provides a brief description of the facilities selected by your query. The
organization of the information in this report differs for linked, nonlinked, and linked
nonlinked queries. In short, linked queries return information organized by facility
whereas nonlinked queries return information organized by the databases from which
the information was retrieved. Linked nonlinked searches return reports including
combinations of both.
Linked
When running a linked query, the information in Report 1A is organized into two
components: the facility heading and database information. Within the heading for
each facility, IDEA provides the FINDS identification number, facility name,
address, city, state, zip code, longitude, and latitude.
Each facility heading is followed by pertinent information from the individual
databases. In Report 1A, this database information includes: name of the database,
name for the facility within the database, identification number for the facility within
the database, a facility's noncompliance or violation status, and a chart of the number
and type of EPA actions taken with regard to the facility in the past three years.
Examples of these EPA actions are evaluations, inspections, citations of violations,
administrative actions, and judicial actions.
Nonlinked
A nonlinked query returns information only from the databases addressed by your
query. Report 1A organizes this information in capsules containing the following:
the database name, the name for the facility within the database, the identification
number for the facility within the database, the facility's noncompliance or violation
status, and a chart of the number and type of EPA actions taken with regard to the
facility in the past three years. Examples of these EPA actions are evaluations,
inspections, citations of violations, administrative actions, and judicial actions.
Linked Nonlinked
Selecting both linked and nonlinked will generate a two part report. The first part
is organized in the linked format described above and contains information on
facilities with valid FINDS identification numbers that match all of the selection
criteria. The second part is organized in the nonlinked format described above and
contains information on facilities without valid FINDS identification numbers that
match any selection criteria.
The screens in the following sections illustrate a sample query (this is merely an
exercise that has no basis in fact regarding any planned or on-going enforcement
initiatives) built using GO Names to find facilities that are aluminum related
industries.
10-2
IDEA
-------
>
L
>
3
^^
9£T 'Standard Report
^
S>
Q
O.
Kl
'O
fNJ
CO
o
«t
i
Q.
LU
oc
LU
U.
o
>- O£
u a.
LU LU
(3 U
«C 3E
S m
— Q.
55
LU U
O CJ
>
O *~
„ „
Z <
LU U-
• ^r
3 O
0
UJ
g
iU
ac
•
^
OJ o
*• Kl
_J •**
< IS.
CJ
oc,
5
u.
o
>-
1
§
u
i'
a
z
DS Id: ALD008162950 Fac.
dress: ALABAMA STATE DOCKS BLVD
z *G
— <
u_
«l
• o o o
o
z
(1)
5 o o o
o
->->-
>~ o o u
te: 1990/10
LAKES
te: 1995/10
ID <8
Permit No: AL 0002976 Issue D
Fac. Name: AL STATE DOCKS / MUD
Active Minor Discharger
Expired D
OT
U
CL
V)
• 0 0 0
o
z
< 0 0 O
o
v>
o o o o
z
o*
d.
01 Kl
4^ a.
CDS Plant ID: 0109708003 Plan
urce Compl. Status Air
COMPLIANCE - INSPECTION SIP
in o
u. in x
< —
o
0 +
,_
S 1
in
u *•» o
— *o ro
"S
(M
N.
•J
O*- On
Kl * C
Kl O
«— _J
•• to
3 $
LU fO
j •»
u. > 10
3C z «ji
LU
fl— LU
-f 0
1 X
S " Q.
trt 2 *•"
o >•
Z 3E
X Q.
i I
O£
+ z
5LU
LU
LU O
i £
°* 1
>- CB
z 5
< o
y
z a i-
5 z en
S Number: 816295 Name: ALUMI
DS Id: ALD03 161 8069 Fac.
dress: JCT OF 300 BEELAND & 2ND
1 E*
"8^
3 ^^
c§
cS*~
ul O
-1
o
a
o
1
a
*^
'c
* a
o
"gui
3 ^^
11
u
CM
U. (S
-1
O
a
O
"S
(D
*•*
'c
»
a
*^ o
VI UJ
-B
a u
Is
u
(D UJ
-i U
4>
(A
a
u >
!G
>-
« in
i8
3 o
Case N
GINEE04-89-
i
E K
a <
U £
m
£<
o
o
o
u
Kl
S O 0
o o o
?
6- o o
o o
c.
idd
Ul Z Z
>-
ft
Of
i 1
£
•• o
gu..5i
ffl H-
«i'i
*- ** a
— a — •
(/> V U
en
en c
OTM ^ «J
_i a. —
u z in
te
B
1
c
.2
S,
•o
5^
«p""j
'S
«g
o
1
D
1
1
C^ 1™M
^^ ^3
« a
EA A
i >
> GJ
^1
PJ 3
O
1
&3
-------
o»
c
o
o.
SI
o
Kl
J g
IS _J
t
I
a
I
1 1
>» 2?
i 1
rt tJJ
I I
C
I
T!
•8
o
o
V2
8
til)
•8
3
(MQ
•8
to
B
O
>, >» £, >>
« ^
o
3
-------
o o o
5 o o o
o
— o o o
~ JT y E?
w - U U U
in
a. —
c\j ce
~ u>
Q O « W
^ o 5 £
z X «-•
• 1 = g.
•5 < u o
S o S
. a i/> 3
—• a i— o
g
S
u
3
•c
o
a
I
c
9
I
CA
rt
O
I
en
I
a
Q
I
1
2
"S
CD
£r(
o
X"~S
§
^
!
U
i/i
.2
"ii
!
u
*.j T
o
1
Z
M
O
§,
CO
.2
cd
."2
£
o
§
1
'o
1
"Z
_o
"4-1
3
a>
1
^J
I/)
1
«. .
^
1
1
CO
c
o
I
3
u
«
5
o
E
1
.a
u
I
i
2
I
U
4
I
l
S
-------
8
t
§
o
§
§
1
c
8
•S
I
1
5
£
B»
£»
«T-«
1
03
1
U,
O
whether i
1
*^
s
\J
1
Wl
«^N
"1
•s 5
Si 0
3 1-8
f -5s
« ^1 a
^•S ^5 2
81*1
« P. PS! z
g tf fc < Z
w»
I
"3
i
«
rt
in
i
»P«I
.s
§
o
§•
1
^
« e S'-S' S u
s 5.3 § *a 1 S
a -i -o 5 9 «o -C
.BftMfcfiu^bS
S
•|
-fe^&H^uSoo
I
o
B
-------
in O o O
o
« o o o
8.
£
w o o o
CD O O O
O
a o> o o
>-
•s
u
u
•0
g
(4-1
o
Number
I
en
C
O
ts
<
u
.§
g
%
is
1
<4-l
O
Number
S
en
.1
1
is
[o
3
VK
O
Number
0)
«
C
1 t
b
S
-t >
^
>
3
•i
'I
id
g
e
1
1
(A
>
i
i
„
1
*
o
Z
•^
1
-------
oo
tn
ui
s
•5?
o
.2
.s
'EL
.
Ctf
*S
I
<*•
o
o
o
«wt
.§
'•a
o
s?
rt
1
g
1
O
I
s
rt
•O
0)
E
gf
«
•8
I
&
a
Q
I
rS
^«n
I
1
-------
< O O O
o
a.
c
t.
» «- 1MM
V O* O^ O*
>b Q> o* O»
u. Q. FO
o i i»>
O K>
O- O K>
S >.R
§^
01
_J U
« o
g »
^* *^
c a.
a c. *-
o! <
o
1 °
g d
«- 0) 111
o 3 a.
*> >
• • a z
Q *> —
— IU
a.
S
§
'£
8
I
rt
4»^
ca
c
"5.
A
4«J
*«M«
3:
"8
*
(4
|
C
I
§
o
"i
"3
*^N nn
S 1
& «
.S 2
O O
u- w
I I
g
iv> C
> O
1 I
.2 —
B ^
Adm
&
|
55
udic
I*
U
•s
42
Q
5
C/3
i
a
£
Jl
i
1
•3
.S3
I
o
a"
a 2
§
I
O, ="
ca .2
w ««
S3
S o
1 =
l|
§1
«n 2
3*
3 o
V) «
I §
la
1|
?»* ™
o<»
^ »<
en
3
a
35
*
"a
i
U
CO
1
-------
s value submitted by a state. The complia
mpliance status of any pollutant regulated
gram pollutant records.
i
£
o
o
.2
"B.
o
0)
-s
1
1
*o
«J
•i
vi
M '
I
£3 '
0.
i
U
o p
u C
§1
B *
it
£ o
S i
In
|1
H
aj <°
W>T3
.2 9
II
o, a
« e
£ o.
<2*
w» >-3
a <
~ s
to rt
Unknown compliance status
In violation - no schedule
?
3
?
Jj>
3
»«n
tt
S
1
i
"B.
I
>— <
|
)
i
.2
*E
1
HH
In compliance - certification
Meeting comph'ance schedule
8
•^ ^/
• 1
a, .2
E "a
8 1
e "
3 ^
"2 i
« 8 a 1 e
3 2-2 .2 G,
•5 .2 § » "S. -2
In violation - not meeting schedule
In violation - unknown with regard to sche
No applicable state regulation
In compliance - shut down
Unknown with regard to procedural compl
In violation with regard to both emissions
In compliance with procedural requiremeni
In violation with regard to procedural com
Unknown with regard to both emissions an
i
M
rt
£
1
8
§ .
•§S
*¥
"8 "
I-2
*** 4_j
8.s
M O
IS tt
•o 5
si
bO^S
The regulatory AIR Program(s) authorizin
federal regulatory agency and to which a p
O
_
i
M
5
Q
Z
§
1
O,
•— i
&o
1?
W
rt »3
V3 W
SIP Source under federal jurisdiction
Non-Federally reportable source
C/l
&
%
CFC Tracking
>.
+mt
1
O
4^
U,
tS
I/I
2
5
M
1
.2
"E
1
>>
"d
1
U
s
M
3
3
-------
0
A
.l^^p
•fe
o
0
s
in
u
U)
r\i
Kl
*—
»•
—
(3
£
01
-J
a
o
r OF AMERICA BRANCH
1
u
1
i
CD
in
X
"
£
rt
^
S3
o
'in
.0
l_
O
c
s
D
X
^
*o
i
*^
i|
II
0)
i
*
1
I*
8
1
°|
^*
rt
<*-.
O
IS
4_»
M
O
E
a.
2
« .
'S -X
"2
S a
S>
11
h
s
.s ^
i §
&g
' "o
ii
c *
-a*
"S g
S
u u
111
3 ra
C rt
CO rt
P •""
Q 0
_ c
^ j-
W ^rt
^
^ o
°1
c c
0 rt
S t:
"K O
S, "*
4> G
C o
,
•Q O t^i
Hi
^11
u
S
1
-------
«» "O
tg C
*
Ik
g
o
in
:5S
u
_
u
X CK
(D UJ
— 1 U
41
CA
a
I'
l!
u
I
• w*
0
1
CO
u
(D
o u
^ ^ ^ co to
CW co co co H
<§
G
1
ca
U
o>
3
u
1
-------
vo r-> o\ ON z-i
22228
OQUUOUUUU
-------
3
8
o\
3
-'sl'l
'stjftl
S^
o o
T3 25
J 3 J 3
w>«S C e
f^d.11
g-3 111
M U U U U
-------
CO
1
6
•8
-------
ng co
dem
nsible part
y re
I
I
U
tfl
en
rt
•e
I
•*-*
.°
6>
*M»
•4.*
rt
i
Q
o .S
« S
M CO
CS A
S »
1
1*3 **-* V'J
^^ S 5
5 5 g
•S S -8
i
•3
o
o
o
3
I
c
3
I
-------
O- O O
CV
o> o o
» 0 0
o o
s ti ^
u
••* C i>
uj "E "u
.11 ^ 5
se < ->
C3 • i
ZOO
a u
£ "- —
I si*
.•S
o
>»
c
!i
+j
3
-------
I
1
c
o
1
s
o
o
g
-------
I
ON
i—l
o
>>
"o
§
>
I
_tn
V.
-------
_ "*
*•* I/I
o •*
t- IM
CM
«l
S ff
«•» ^
O
2°
o
a.
o
_i
. ' °
j?
S
< « (M
8|«
i •- S
|<§
i" "• 5
jr
E *••
1 §
1 it
K 5 *"
2 ?|
ae
1
I
2
i-(
t!
i
ctf ,..
o
«
at
I
Us
g"
1
1
H
1
o
5
x>
•8
in
1
chemical
<8
1
^
'
u
;e estimal
e
i
H
urce emissions to the air.
i
non-poin
o
|
1
o
"S
en
"S
O
<,
jr of underground injectioi
C3
S
I
"2
mount
<,
TJ
J
2
•^3
I
2
i
•<
licly owned treatment woi
£>
a
3
"2
i
-------
s
I
•I
o
1
o
rt
«
-------
i-
j &
a
** **
01
11
S
•*
+t **
u o
5 & -o
u. in c v
C 4-» *-* _• tn
- £ S .2 "
*— o cn 2>
u o
ID JC
U- O **
W ^ Q
O «C
•n °
o 5
gg -s
*>
<*- U
o £ o
» f-j
UJ O "O
i <
UJ U
> •— *• o
— of o en
OC UJ z
i Z • O
< « 0 Z
0 Z
»~ u-
ac a «i
UI C
Z O 0 T-
< u <•- «-
O -M
u. « O
° log.
S g z |
i «P l
:l:
i u £
a w TJ
Z - 1
«i o a.
4-* Q. <0
— & « i-
tn ~ ac u
tn
a.
(0
CD """
c^
& "
-2
vt
c
o
U "O
f>u Q
c L^
•^ «
S o
(a 'J3
», { o
O g
£
i I"
o o
£ (2
1
Je
•2
o
5 1 1
i^ ^^* ^>
a J2J ;S
W £ ^
*^ _ t« i2
S MM
§ 81
u
1
1
I
<3
c.
^-
Broker
Conveyor
Permitted Di
[2 pa u Q
|mn|
2
1
3
V
B
Broker
Certified Com
Dealer
P§
Eg"«
i>1
rt
.2
1
1
1
S
o
Methods
Permitted Di
§
.S
CO
Q
t/3
Q
u
bC
•o
I§1
III
i i i
0) 0> (O
wa «n en
aaa
Boilers
Permitted Di:
Permitted Di:
Permitted Dii
Q Q C
Distributor
Laboratory
Marketplace
ss^
ex
o
13
>
6
Q
en
i C
o §,
D« M
-sll?I
*n 8 .S -o I «2
o 2 e "C o S
is .& 1 a | g
SQ^Q^S
C^ QM ^""^ CQ ^""j
Ci £2 iC^ i»J ^?
^
o
t3
1
S
S-c ^
•fifi vs «
S3 . i.^ m r-!
*o *n j? **< 2
CU QJ ti__, f
^ ia ^ o «
aj 'P *o « -g.
J3 S D *^ **?
•<-> U C o V
O O PH CM P^
O fc H M Pi
I
-------
CO
cs
_
I
-8
**"4
O
I
l
e
S3
'So
S §3
S &< CO P« CO P
O
CJ
t^L
rt w H P P
^
co
H
i
1
o
I
S «
•
I
£
1
"8
3
^•« w
o «
^ •&
a "-3
8
J
t
s
i
14-1
O
(A
I
O
en
O
4)
S
•a
I
&
1
I
•a
i
u
(4
'S
I
e
JS
§ «
£ U
w »—i
CO CO
i
OS
T3
I
I
I I
O O
e e
3
o u u
"I "I H
O
0
3
J6-I
fe
S
1
-------
"8
3
o
I 1
*-» ai
w -Si
5 i
TO 0}
•o -c
« <->
E
ID
T3
•a
i
I
at
"3
•«-•
i
i
l
-------
se
06/26/9
se
ORA
1
ne
o :
x t
X «J
Ul ** ^
M IV
TJ
§4) i_
« O
Z L> 4-»
CM V
-^ «
Kl
O —•
ro
-b' §
$) i«—
In S
^
CO
ra «) .- 41 o
CJ (A (A CO
re 03 ro
>- U 0 U
u>
^ tin «f
er assigned
I
I
S
s
1
i
m
u
1
i
I
a
U
o
1
ing is required by law
ionary Case Listing
tory Case Listing
st
c
reti
dat
o 5 c
rt .S2 «
!BQS
•E
V
ft
OP
(A
A
ca
3
CA
VJ
5
S
1
-------
I
1
I
I
_ §
U
o
V-c
O
i/a
a
<
B
8
u
J2
o
2
U
w
D
g
§s
E U
05
HPO
U
S§
2U O'3'
SgHHfe
O 25 « SO
O ft P 5 2;
j ooo5
I|BB§
aR^So
•a
I
CO
o
cd
•o
I
U)
•I
"S
A
(<-.
O
•o
I
S 8
ro
>1 "O
ti **
w c
u «i
cd CUQ
S -S
(P "^
u "3
T3 W5
^ o
60 :=
c *-
•5 s
« 5
« °
o u
U T3
U (U
W)
I
.2
1
a.
O
a
w w
M CS
U U
-------
r-
3
I
o
3
-------
10.1.2 Report IB
Report IB provides a detailed description of the facilities selected by your query. The
organization of the information in this report differs for linked, nonlinked, and linked
nonlinked queries. Linked queries return information organized by facility whereas
nonlinked queries return information organized by the databases from which the
information was retrieved. Linked nonlinked searches return a combination of both.
Linked
When running a linked query, the information in Report IB is organized into two
components: the facility heading and database information. Within the heading for
each facility, IDEA provides the FINDS identification number, facility name,
address, city, state, zip code, longitude, and latitude.
Each facility heading is followed by pertinent information from the individual
databases. In Report IB, this database information includes: the database name,
name for the facility within the database, identification number for the facility within
the database, and the facility's noncompliance or violation status. Also presented is
a history of the number and type of EPA actions taken with regard to the facility
during all of the years for which information is available. Examples of these EPA
actions are evaluations, inspections, citations of violations, administrative actions, and
judicial actions.
Nonlinked
A nonlinked query returns information only from the databases addressed by your
query. Report IB contains the following: the database name, the name for the
facility within the database, the identification number for the facility within the
database, the facility's noncompliance or violation status, and a history of the number
and type of EPA actions taken with regard to the facility in the years for which
information is available. Examples of these EPA actions are evaluations, inspections,
citations of violations, administrative actions, and judicial actions.
Linked nonlinked
There are two parts to the Report IB format resulting from a linked nonlinked query.
The first part is organized in the linked format described above and contains
information on facilities with valid FINDS identification numbers that match all of
the selection criteria. The second part is organized in the nonlinked format described
above and contains information on facilities without valid FINDS identification
numbers that match any selection criteria.
The screens in the following sections illustrate a sample query built using GO Names
to find facilities that are aluminum related industries. Note: this is the same example
used in Section 10.1.1.
10-28
IDEA
-------
•
GQ
|
&
4
qpiF
•
6
O>
a
CL
5
^Q
S
CD
Of
O
a.
Ul
ee
Ul
_j
u_
O
>- Of
u o.
z
o u
z —
O -I
1— E
Ul U
o u
O. u.
<£ Ul
t- a.
z «
i£
ce Ij
ii
UJ u.
W 1-
= 2
0
UJ
i
u
Ul
-1
<
II
0 «M
2 °
"•§
e»
o
-J
O>
f^.
o
fO
„
*-"
UJ (0
tart
o
xS
*•* to
"£
•t N
U
ae
i
u.
O
z
Q.
S
u
z
1
i
0)
Jg
<0 -1
V)
FINDS Id: ALD0081629SO
Address: ALABAMA STATE
_
(M
01
O!
O.
5
•o
t*j
£
o
Q
oe
X 0
ro a
E lu
M < g
^ o) n_
V) Ul
— < ae
u « ui
oe m —i
»J to IT
6 < < 0
01 -» >- o:
4-» •• • O O O t_l O-
X $ o z
(/] Qj u (J
c -fe *3
0 TJ z —
•- < M 0 -1
«j < — a.
0 >— Z
e • u o
t_ i* O Ul L>
0 41 z t-
•»- 0 O U
C L. a: —
— n a. u.
X t/> > _i (j
<- o o o o < uj
0) Z l- 0.
O O Ul 1
U L. Z Z >-
4) O Z t-
ae «j t- o —
a o cf _i
•n u « • — —
C < u
auui T3 u a z <
*• «O C — > Ul u.
C a£ «o — T2 ui
o ui ro c . . <
S*ii.^2 ~* * "^ *
> u. — co a ->->-<
3 E" Ktoo... >-««" g
^sojiogocj^ uj
O — (0 3 4^ z
l_E4^*-O <0 O ^^
3 3 CO •"* U Z
O — 1 (A "-
n < r«- *-> •n
4i o> at £ r»
a; •• o T> — > ..
J) — I O CL 01
E < u <- z u
• z " u *• a
I- 4J C/l O •
01 c a. M
— 3 n o < M
•no 01 c IA u *—
C u i a t> — x
ai (o u oj ae ui
z z >- -o uj
•o w •• < o +* ft
»- a L. O 0 i-
r>
•N. O V
*-» 0
i/i a a*
u o a.
(J .*- CO
O T) C
a c *->
Ul CO O O O
1-4) — '
t- L. '—
(/I ID >
— 1 JC •
X< * to «t
i jj « S
E 6 ro c- en o o o
S ID w 0 —
l/> z >•-> O
cS «^
~ X E >
2= .s ±
•^— V, <
6 u in
C a o
t;1" S !55:8!S
X 41 >->->•
W " >- U 0 U
01 01 O 0
O i- »- i—
C •- X. X.
o ui ex o in
-"-IX C> C>
•— o •- ui 6> ox
g* O 01 • •• Ul
U 11 «> *J C 41 < 01
*- co x < z ±t v x
^— Of Of U Dl Ul
v. o 0 — -G O L.
a a a o> -c
o, o> — — n CM ui u
IM «-_>_>4i at-M
o "D o o — ) w
_) 41 U O (A < L.
< 3 C C U -1 O
« o o a. •• < c
O- 01 Z Z O —
01 eo " i. L. 4>
"E — 1 4^ 01 01 •— <0
5 - .. a >- >- £ z 41
z m 01 o C >
a. u CA a. u u o.
S 0»
•S o
00 S
u
S
en
O
cx
J^^
S
3
a"
o
o,
i
•o
S
V
3
c
2
•H
W
I^H
•
u
3
o-
3
*^
S
"8
S
^^
u
CO
U
i
•j
a
-^
•M
— i
i
u
T3
I
§ Z
Ctf '«rt
« ^
|f 1
S| S
i* i
•SLs Q
-------
V
**
a
*•
at
4J
-------
s
x
t.
|
VI
IX
u
oc
1
(A
>.
C
o
1
0
**-
c
fc-
X
fll
o
u
4V
AC
1
c
0
a
>
^
i
o
u
Resource
UJ
z
<
-»
0
in
„
t_
^
*
_*
t-
z
Ul
z
5
OC
^
Z
UJ
UJ
I—
«c
Ul
i
(D
z
Handler
•o
i
: AL56800
1
^
^
*5
1*1
a.
ISJ
J
OJ
ra
v>
^
"
u
TGOKERY
u
t_
0
(0
u
1
L.
o
4-*
a
L.
u
a
o
>^
1
a
1
"in
o
(s)/0pera
Owners
x
0)
g
Vt
,,
0
a
0
^
^
a
CA
SO. <•
" 0
a
u
^
^^
u
4V
1
i
L.
^
CM
5 fe
z «->
g S
1 1
U.S. ENV
OPERNAME
Generator
<
• o o o
o
z
5 0 0 0
o
z
l»
O 0 0 0
o
X
— 0 0 0
;
UJ
o
L. «- CM Kl
01 O> C* O-
>- u u u
i
c*-
Q. Cl
a
S * 1
O H- UJ
Kl Z
O E It
1 1 II
2
^ UJ 'o O
a .. u. i_
X U 01
E 0 C
w ra in x
u
,0
E
J2j
Q
^j
§
0
4-*
I/I
1
CO
fty
*&
^**
9
9
E 4>
t J c fli
•^ Z3 iK
Q 2 53
C3 co
** {5
IM IM **->
^3 ^5 ««
C C 0
CQ CQ ^5
. K a 3
*3
1
« 0>
s a 1 •
tS fe o> w
1 111
^> OS OS ^3
fli
0 "§
^^F ?^^
^L^ ^^
** c
>» 3
.ti O
§c
.- .2
•^ *•»
•«
3
t ^
rj rj o
to to r»: tx>
Q
-------
.2
i
p
§
"•s
at
OQ N
er(s) of operator(s)
c
«t or previous owi
g
p
u
*o
u
i
*
i
1
o
*»
i
O
^
U
0)
e
O
as owner or operato
5
1
ex
u.
O
4-1
3
60
.S
ts
^O
"*
1
U
o
1
•o
b
I
ft
O
t
V
c
O
Current Owner
O
Current Operator
U
Previous Owner
&
Previous Operator
£
S
ti
e
a
9
-------
1
torage or
men
2
M
05
in
O
"S
<*•«
o
€
to
u
•§
g S
-J3 r>
-------
o
I
>,
3
.«
C
^»
§ i
I
42
|
s
«
!
s
£>
a»
C
S
-------
•
CJ
fiC
Ul
5
O
Z
J
i§
| z
-1
3
X, O
^ >*
> .t^
o *u
0 °
1
u
E o
^ £
•o
o
[A
u
s
M
M
5
C_
4-*
'i
01
Q.
<.
di
ID
s
o
u
4>
Q
U
111
_J
•£
O
oe
Ul
>
S
>.
4-«
0
in
in
ro
M
••
OJ
•g
u
u
IA
z
««
fe
ID
U
1
0)
en
o
CA
O
L
0
'I
CM
•O
"8
L.
"5.
x:
Ul
£
Q
*i
ol
°.
i
1
w
V)
01
+•»
a
o
4-»
*i
L.
•
(VI
o
•s.
1
i;
4J
a
a
M
PCS Permit No: IA0003395
000
o o o
«- »- o
«- T- O
o «- o
o «- o
«- fM Kl
U U U
f\l
o
s *
UJ 41
K 4-*
< o
o
u_
0 18
^ t
4 Cr Q.
a. 41 x
Fac. Name: ALUHINUM COM
Active Major Dischsrg
E
<3
_Q
E
g
c
.2
B
l^
*T™J
~^M
3
S3
1
u
p
teport IB Elements
1
Permit Number
C^'
Consolidated ID
>>
•«mi*
.w^
•0
I^J
• rH
(U
tx
1
*o
j
H
Facility Name
-------
VI
§
0>
VI
i
X)
JD
O •<
1 1
>, OT
8
£
•8 "8
« "fi1
• p-l
+-»
0>
a
o
mC
+.J
1
O
43
««
rt
1
j?S
j _.
« «
5 §
5-1
I i
o •»
13 I
B
CD
O
«-rf
V
S
o>
e
«s
.§
B
.2
"B,
S
u
§
I
•S
§
8
I
8
U
t .
3 •3
O A
p » **
U cc
u
HH
CO
CO
i
.S
"a
i
i
b
I
S
-------
f-
t*l
A
.2
t>
to
4^
0>
va
1
C M
« n
w O
o -s
8 a
= c
u
u
6 H
0 £
o g
.1 S
8
1 1
o
C t*.
o
fc «
<_. u
Si O
& c
1
o
.2
JJ
3
V}
•O
§
O
o
f
u
"O
I
&
E
i
"3
« O
g
•4^
n
^
e
2
£
(^
8
Pk
**
***
I
-------
00
'
8
cn
o
Ul
^
k-
cn
^
*
«
CO
41
-fe
T)
HT
C
» •
s?i
*• »*
5°
E &
u 8
i 5
/> ac
Z *
— i ••
i i
** z
; c
^ o
a.
o
o
f^
in
u
<
I
~j
*
§
C\j
01
.2
_^
1
1
w
o>
a
b.
°O
S
c7>
2
»—
CJ
UJ
Q.
cn
z
i
LU
U
X
<
g
z
..
4^
a
u>
01
g
a
1
CJ
4-1
I
^
UJ
u
QC
a.
i
O)
t
<
" §§22
*^ t- h- W ?-
0 CJ U U CJ
*^ UJ UJ LU UJ
« Q. O. CL O.
* z z z z
0
a i i i i
to cj u u
z z z z
< < < <
k> d. o. tt. a.
a o o o Q
— • o o u u
a.
Z Z Z K
x rvi O M) *O ^O
g s^llH
c Z» i^ ^ ii •- vr «- ixjN-caorg
to & i> z> ra < o < "nrOMM 1 x
O S CO 4-- L.
ix u a. a
u 5
o —
Z » «
W OZZZZZ4J
g ru CMU ^ o o o o o >
— < U U CJ CJ CJ M
O '" LU 111 UJ U
ix — a. a. jx a, a. <
o (/> co v> en w
4J LU UJ LU UJ LU
z St?5S2
cn in in cn w
- s
5
S
w
cc
iH
e
&
(U
to
tai
-------
J!
I
I
1
CO
II
t*
u
s
"*->
I
CO
I
1
0 5
s s
2 I
CO
Q
U
I
1
03 9
g C
C J
t i
I
s
CO
1
•I
strial Classifica
T3
1— (
1
1
c/a
-4->
MA
i
U
1
dustrial Classifi
c
^^
1
•o
1
CO
^»
]5i
/-\
ia Power Decision "Major Soun
|
i
I
.2
^_t
ssions classifica
1
13
u
1
D.
00 tons/year
ial Uncontrolled Emissions > 1
*~* '£
^ "S
si
.2 _g
Is
tial Controlled 1
is < 100 tons/y
e =
If
O ClJ
11
u o
en
1
g
C5
trolled Emission
1
J3 -^ ?
sy CQ K
^•J3 o
2 2 1
rolled Emissions > 100 tons/yi
0 tons/year
c 2
o
U v
3 -
S §
0 •«
O M
*1
few
13 3
18
«
c "c
II
|g
•g-g
+•* -^
c4 rt
S) S>
2 a
S£
.2
'5
E
•8.
o
o
.&•
in
overnment owm
be
,
°
S
CO
en
6
(5
I
I
&
|
CO
ll
I!
W
ral,
fc
*©
o
1
T3
a
*j
«
s
c«
o
u
£
•4-*
I
•o
•o
^ I
U U
cu
"8
u
«
o
U
U
cc
•o
c
cc
•8
o
i
w
I
a>
•o
a
^
»».
-------
I
o
o
r-"
o
t*
o
l>~
0\
V)
2
VO
S3
^^ *^ ^^ x^1 •*^ s^
^ -p -q -rt -q -o
o 35 o Q w O
*- 5 S S 5 S
o ? ? ? ? ?
z o o o o o
o
3
o
• *H
VI
O
*^N
O«
<4-l
0
M
SK
1
O
>
£1
.2
3
_o
^
«3
.1
§
Q.
+•*
CO
i
T3
C
cs
'o
w>
1
CO
I
"3
>
E E E
& £ s
**i •*« tS
« t> (L) D o a>
"8 "8 "8 "8 "S-g
u u u u u u
MM 05 WJ to to
3 B S3 33
£ 3 35 3 ,2
CO CO CO CO CO CO
u o
e o o o o o o
O rt rt S 3 § rt
*3 "^ '" '" ^" 'T **"3
<2 o- ex Q. o, Q< D.
S S E E E S E
> O O O O O O
^ U U U U U U
o "Scs Co "B"S
•^ s wj tuo babo Si £b
g •g.sccONeGO^cc0^
*H itCS^^Urt^^LrtC^rttj
^^s E I-S-S °"g-g o-g-g o
illiuj00:!!00:!!00:
Ku §£«-'-'<*1"*J^— — -»
•E § § g i ««•„"««„•«»«„»
« £ <2 .1 tt 1! II . II II . II II -
*fe!J5SwS ^ •,fNl < ,f^ ^ i^
OOOggHjJJiJ-i-JiJ-.
2-s-s^ §55:25:s:2^52
| SjS « ycoco^coco^coco^
S«S
,a
S
HP
CO
e
Ml
a
E
»*)
M
Tf
CB
C
.Sf
CO
-------
t
o
a
.a
"S
•o
5
bfi
•s >•
8
o
I ipItlppllJfS
=3 -2 = o w ~ u § Si 3 «.£"-5!
o. "a. &£ ' ' ' s £ ;5 <« i « 33 t*
o
p.
rt
em
I1 5 « § .111 g § | s 1 s § .1
»> S r *i "S."S. "S. ^. *i '« a 'S. s "-a "S
I
•8
8
a
I
u
ta
•w
«
•4^
CO
•3
I
s
I
2
M
a
*j
I
U
C
«
4-1
„<>>
1
oo
-------
•o
I
o
u
e
.S
"5,
E
8
rt
a
o
"s
Z
i
u
a
«
O
i
CO
« ?
T3
V
•8
-------
t
o
0
0
in
o
in
u
in
(M
1-
1
Kl
0
z
1
_j
m
U.UM1NUH COMPANY OF AMERICA BRANCH NOT S
i
a
3C
in
a
00
1
z
in
o
NS facih'ty identification number
ti
Q
42
n
V
u a5
M >fi
M fi
i *
i g
O> i—*
^ ft
V*
headquarters. Branches carr
a
B
bo
>.
§
1
CD
H-r
O
•4^
G
cd
o -^3
1 ^
^N 1)
• r** «v%
o ^
£ o
8
1 1
I
0
8"
c
o
^
s
nary name as their headquarters and
ex
sidiary indicator
0 Not a subsidiary
x>
00
1
g
CA
?
1
c
—
M
M
ts
o
£
c
is
'a)
•§
CO
.€
CO
i
«
i_
y
)perations oc
v^
U)
^
3
i
1
nufacturing indicator that whether m
«d
S
1
0 Manufacturing is done
fli
1 No manufacturing is doni
ompanies
o
(4-1
0
OH
1
M
s
*r
j>*
1
'«
o
I
1*
i
i
*-*3
5
§
defined 2+2 SIC extensions
g
Q
1
S
Q.
>•»
X)
•8
o
1
idard Industrial Classification Code
cd
S
V)
U
•^
in
S
-------
1
CO
1—
W>
Z
LU
(A
tfi
S
|
^
LU
£
u
U_
X
LU
UJ
I—
s
s
u
1
t— 01 O* O* CK O* O*
" •>«.••» *v *v V.
O V- O O O 0 O
— J »> i«> 1*1 ro KI ro
u> «-> o o o o o
S 2
•0 •- »O AJ O N-
Q. o- T- ro eo o
Q •— *M o K- *n ro
z isi in in -o >o »o
INI tn &O fO PO K")
0 ^ < «t < «
u in
w
Z IU
< > _l
X S ~ 0
^ z 2 °* <
" i S g i5
— (T UJ 3 UJ
m < >o > »
S
^ ^
oe o
UJ >O
z *—
M .. uj
U fll UJ
uj 5 2f
U (A
£ Q.
a: »- i- i-
§rt K- t> ae
t- z in i—
T3 t~ X X W
•• TJ ce o o >-
E < z 3 <
z <• o o d o as
OJ o • • ^^ O
e> 4-. ^o a. - <
«- ui z a:
•yi 01 < z uj
o «- o. « a. u < o.
ZUI < UI _l 3 • Z UJ
ae zmuiui o»v>
*C3^^O OU »3O
"* >• ~1 Of -1 f
oi 4J < < m m
A' •«-
^J
•s
^H
tS
V9
|
s
03
o
**-"
0)
« P
329
fi3"
4) O O
JO IE g
"^* t*^ g
CO P CO
JS
I ^
— "s
jy> ^^ fli
S . i
M
** Q >2
^*( ^H C
CO tl] D
E-i g C
1
1
•
*>
03
1 - I
"G Ok N
U D 1)
.t! .1=1 .±3
CO CO CO
J"
"a
4 S
o •«
a) U *-
^ 1 * 5
U co S3 "
i I
-------
$
£
"8
3
1
§
I
*o
i
£
S .-S*
^3 O
o CH
Urf ^V
W OH
td
I
£
5
1/5
iS
g
•H
8
I
1
1
I
O
I
i
•o
•S3
•tt *
u 35
N
M
Q
I
-------
1
I Enforcement L
o
o
1
\°
" 'i
ii
A
Civil Enforcement
ARKER/MOUBRAY ENGINEER Case
oc
o
i
0
M
ee
tti
o
" "8
7 *~
"P C 41
6 1- •»•
S3 «»
*• (.
_ 01 at
o of ee
ft 4? ttl
OT U)
o; ac vi
41 u
a
u
Violation Detected:
Regn Atty Assigned:
Case Referred:
•a o
11
u
?!
"• 2:
o
^
1
to
*-»
"E
• o
> o
-j
— u
(D UJ
S S
u
Sue
Ul
.J CJ
ft)
CO
4)
0 W
o> m
§:
>—
u
J> M
Name Case Hum1
KER/MOWBRAY ENGINEER04-86-00
u z
t> z
u
o
a
ji
•»4
t
0
1
.S
1
1
Ql
*o
g
cti
C
i '
a i
I !
« 3
1
E
§
.ff
Cfl
1
W9
M
ed
Case Number
12
>
I
M
•S
£
•s
u.
O
'>
•^
u
bb
oi
8
C9
U
C
' enforcem
*^H
O
4)
•£
&
1
1
o
U
«
a
g
S
rt
«2
^
£
C
O
Q.
EM
C
.2
'So
1^
• ^H
Q
^H
55
[eadquartei
K
o
*S
no
1
I
4)
•g
U
a
B
Q
•<~v «
S^2
i- O'
O M
1
•o
C LJ
i
ce FO
I
I
-------
5?
O
*-*
S
a 8
o o
.2 .2
"Sb *6fl
Pi Pi
+-.»
1
"o.
E
o
0
.§
4-*
c
• irH
1
• VH
U
y—N
w3
NHS
O
Ti
1
rt
VI
43
u
e
o
•s
42
!§
e
>»
•3
'5
<2
1
A
"8
>
1
*3
u
"s
u
o
l_l
o
o>
u
J3
m
•a
1
«
1
u
t/2
N^S
C
.2
43
!s
*>
u
•5
o
fi
1
e
1
ff
•a
03
.SP
"S3
u
-o
s
I
S
M
M
«3
o
S c
— o
a:
a
•8
S
fi
u
ii o 73
5t w 5
PH
S
« 13 *-
Pi H <
O co
Q E3*8
F n
Conclud
-Sy Ofc
H ^H
"8
de
olation
1
'(t VJ
a
•2
43
o
CO
1
6
"S
I
•S
e
I
e^-
a
U
1
'S
CO
rt
CTJ
Q
g
1
-------
o
'S
41
U
CO
I
o
M
o
o
V*
fi g
1
o
1
Q
1
.SP
°E3
SO
rt
I
e*-
a
s
reviewed
S ~
I 8
o
•r*_
P o
o
s
Q
o
"Sb
a
K
2
*Q "3
^J p,,.
C *u
•o
&
&
tn sfl cfl
««•« «rt >M
U
I
Q
C/9
U
ation of
I
• rri
*s
T3
(_c
,O
!
I
U
•8
c
.2?
I
&
•8
X
?
«
e
5
I
1 s
U
i
u
u
to
o
o
Q
I
1'
-------
OS
?o
•n
ft!
o
*>• ••
TJ C
— O
— • 4^
— • n
•*- o
Q. •—
en •*-
r- »? '«
>O *•* O>
>- 2X1 —
3 CJ
«tf *J
M .«»
tf> •• V
L_ TJ ffl
«0 "Q *- Z
E <: us
w «— iv*
DC o
<"«•> UJ O)
w ac u
_i • •- — •
li ,> s-
*• JC -0 -X
MO Q. 0)
X 0 34-
c5 Si "
.2 | _ z «
iisi!:
1- < M — L.
O u. O
H- *. .. *•»
C 01 X IS
~ E « 0 U
^ z 5 T3
U 01 U V »
a: *-• 4J
ui '»- ra CL
o 3 ti
^O ^ 0*
•- Q. C
0 Z X
1^ O
f\i -p
s s
S 8. z
< 0 ••
• • IU *-•
fl* •£ Z — *
-S o •-
g S •• o
S ui vi a
z > u u-
• a: 10 — '
O 4^(0
*-» •• Crt t-
< 4J _l TJ
a. — Q- «
UJ U Z u.
c
o
-^ '*3 0>
S0> 4->
— • — a
tu O. *J
ui
l|
1- O
01
g
Ul
V
t. 'E
o
-
ro r^ o^
CO 03 00
^O ^
o o ro
000
t «*
eo to <£ »•
g
X*
o
•£ -i
§«^
o.
o. a. a. a.
a.
u. u. u. oe u.
Q
1- (-
z a. O
V) V) U
tn z ui
uj — ee
vt
V) Ul Z Ul
< £ 0 >
>- CA 1- t-
ec - < u < a:
Of Z Z 1-
Ul ^-» •-• —1 VI
> JE Z < —
O ^» UJ > Z
CJ J Ul O •-»
K> UJ OC Z Z
« CK t-J Ul O
a a. co d£ <
o
o
c
o
— 'Z> v
*-• O.O
38
u
3 — B
u a. u
"(0 (_ «J
3 10 10
U (A
" " *"•
|S-
O CL CO
4rf • M
C C 3
>-H
UJ Q. 4J
«1 t-
^ 01
a >
»- O
-1
C
Cl
111
01
J3 4-*
ID •**
fc«
o
£££
g 0
X. >*
UJ
0£
o z a
LJJ <-^ UJ
LU O UJ
0
C 4)
o| |
o — <
"c
Ul
C 0)
U ID X
L C l-
o •*-
"c ""
1 0 1
oi tn u
ae «
01
"a "S 4-
w Ql CI
0 CJ
£g g:
— 01 t-
> — <3
If 1
CJ U
c
o
Ills
< §" o
5
u
— • V 01
3L *>
ro a
4^ 4* O
U V)
•o
ra
0)
4-1
'£
U
«J
1
u
u
o
"c
IU
ro
Ov O O
«•*
r\i
8> o o
«>
t> o o
o
CJ U U *~
<« c.
01
! si
03 to S "'£';;
^j- rj c> < o u
^ ru ^- < <
^S, "^ "S. U.
oo rj K- O • •
ooo ^c _y
f^3
i § ""
i ° s s
UJ lit UJ -^ 3K.
""1 1 S
• • (0
j i Z «^
CJ 3C •• •»•
(M ro «* en «) c»
o o o ui o> 3 c9
of at a: o *• *• o
a: a: a: in *• u
i i i — _i 2
300 _ i a. •—
< < CJ Z V)
Of
UJ
u
-------
m
i
i
"
to
I
•a o
I
(U
§•
i
t
&
VI
S
O
I
U
U
9
B
S „
£ *
.-a I
5/J <5
e «
§ s
t
CO
a
fe
I
-------
s
a
|
3
T3
1
• ^
l-l
O
I
0>
P<
o
u
Hit
. «tn O
»- S "3 S
J3 13 G *3
ID "S -o «2
*S 3 «» -a
* § (8 ^
S 2 «_,
w a j5
&Q Z
GO
1
60
ll
"S
ca
PL,
s
o
I
ai
5
Q.
e I
l|t|
^S.&8
1-illll
•p -B s .2 J5 •£
ISS^SS
!5 ^
•o
O
U
State owned
Unknown
ty
m
C
1
£ S S
•^ V) CA
•—i tj S
-------
S
•o
J
j
S
Manufacturing plz
Military related.
Sfc
fe
S
o
en
O
1
e
Oi
Radioactive site
04
Mines/Tailings
H
1
T!
Waterways/creeks/
Wells
>^
programmatic classification for all NPL si
*P search
identifies the overal
2
•8
53
rt
«*-
O
g
11
11
4i fc
I*,
c
o
ts
Federal enforceme
g
No determination
g
e
o
Fund lead negotiat
State enforcement
gw
U
i
£3
O
O
°
!
1
•\
.a
f
ca
j^j
c
15
g
f
o
1
W)
8
•o
c
"€
SI
CX CO
5 u
JM
(M *^
O <*-
o
X! i»
o -a
'S «
o> c
11
o
% °
e a
o c
E&l
i 8
o ^
pecific response, n
oval and communitj
50 S
•s-a
||
rt C
ss e
•4-J
1
o>
u
^
t_l
.
lo
"«n
C
O
&
e
1
*c
ex
JS
«>J
• p^
c
.2
<*•»*
rt
e»
°*s
" IS
•= ^
J-
C tn
s S
s u
•H
!§ O
o
tj
*j
EPA in-house
EPA fund-financed
Federal enforcemen
CM Ex3
W fa E
^ §
5s a
g CO
U U,
•o *>
5 -o
« * g
•a g>5
a .5 55
'S'g g
c« s o.
± fc S
E -P «
•8 8&
ZSB
&i&
«
S
e
^
o
«j
5
-------
u
rt
•s
%1
u
§
e
I1
IS
S -o S
§!~
s ! £ " 3 •*
S«2 ^
a ggj
aT o o" «
*TJ -^^ *^ --J5
o ^ « «
K IO CO CO
w z.
CO 5» t/J
se event
which identifies
en
«n
I
rt
•o
o
I
8
•a
3
I
1
S
•Z5
C
e
be
S
o.
3
(A
"es
•*-!
t/)
es
§
Q
«
n
es
fc
U
£
e
I
5
I
1
-------
date of an enforcemeni
m
u
o
H
.o
I
tn
o
•S
e
!
§•
JS
2
|
*o
o
u
E
nsm
w ?.S
t
8
^
5
e ^
Mt _*r
u
1
-------
i
P.
in
S
o>
o>
ID
X
Is
z
o
V
«.
•*»m
U IM
~°
o o
D —
i
CV
^
XO
*< O
— • O
S. ¥t
0
~ O
ra -^
C K)
Q.
§1
*-• CO
U CO
< Ox
U CO
35 UJ
(/» >•
s
4^
«
"o
>
U)
O.
2
Q
U
C7I1-
01
Number
Dl
0
Q.
L. Ul
II _J
E <
5 oe
U) UJ
a a:
Si
£ "
fl> UJ
CD
U.
n o
S8 S
K>
O — V>
|"< U
u •• u
ill-
10 — Z ••
z ca x
.£)<-•<
•0 — 0
0 V) ~ S
UJ O UJ
•• as
Of 4-" 01 O
r- S "8 "
"~ O- u- I
o o. r>
-JO -J
ru <
li^S"
NCOBID: 107*198
Facility Functi
Schools Inspect
Parent Co. Name
i
a
I- r*U
m ai oo
^ 0 O^
UJ
m
UJ g
H- t.
o u
^ ^
XO
•*-* 4-^ O
||°.
0.1H
"a o
01 XO
•> 4-> O
o — > >
a. in •*
O C K)
U 4> M
a. a.
o o •*
-
I
4«*
a
o
>
t/>
a.
^o
•B?
o u u
— > 01 CJ
O 4J
> 0
.2
rat-
Investigation
Number
007*07-88-424
u
u
32
n
Q
•*S
§
B
«2
ca
i 1
i 3
~^ ^^
aft
8fT1
f*^
5
Z 3
u
0
s
O
1
.2
I"M
W
00
1
00
1
«
U
.2
15*
^
1
.2
c
.«
§
14-
O
4)
1
^^
01
E
6$
5
••rt
>£
i
A
»5
Respondent
>
i^«
§
M
i
i
60
P,;
••-;
a
o
«F~
•8
o
Q*
CA
c
*v^
i
1
€
a
c
.2
c
•5
00
1
'•3
.s
1
a
.2
tJ
a
3
u
1
1
ca
3
,0
«
_C
3
T3
^j
D.
U
^•o
•s
I
.S
1
1
B
B
C
.2
15
CO
t
1
s
«
^Q
E
1
•fi
«
Pesticide Esi
-------
o
I
rt
S
.tt
I
_B
"S
<*«
O
13
A
i
a
1
E
1
C3
en
"53
o
i*
»*•«
1
•o
1
I Classification Codes
.«
T3
H-l
c 4-digit Standard
r^
*53
2
S
.s
"S
.S
i
£
e
the parent compai
o
I
1
n identification nu
.2
hH
ilation/statute code
TSCA
FIFRA
•- H b
Sf
t5
iponse to a violation
enforcement action
E S
.5 .S
1
e
"G
«
e s
incompliance" status
o
*•*
1
"S
OJJ
"BO
•i
1
<*-!
O
1
c
N- 1
"2
4J
in
.°3
e
.2
i_i
g
S
1
'o
|
j enforcement action
£
.S
"2
t/2
co
«<1
"rt
i
I
£
o
1
E
A
u.
<2
1
ca
penalty amount as
1
g
1 s
s- «
o
o
•s
CA
1
•o
1
CO
i
§
I
•8
,2
5
o
c
•S
§
0)
o> £r
CU *2
I -i
^M ^b
I
-------
I
I
o
to
C
C
1
1
U
•8
«i
s
00
o
en
^O
I
0>
JJ
a
o
P3
•o
1
I
2
•a
g
jg
U
I
1
-------
«/>
lu
1—
i
in
oi
1
f
UJ
<:
OL
QC
^
3|
to
>-
1
z
Ul
>
z
iu s
yi O
< "
35!
IU
oc ','
o 1
Sr
*«—
u
a
4^_
=C *O
O «A
£r *^
CJ
X IA
ac m
i «
CM in
in o
a
4* "O
Is
__ 08 M 0 0 0 0 O
a 4> ti ru co eo o o
^ w »»- ^ «— m <•£• o
o a CA «4> «— <^ «—
1- V C
V 1-
v> t> C
U 4-> 0
o — .— o o o o o o
1- W <-• o O
a »- o
C H- O CN» «\J
O -g •* O
?li
*^- «c
1
1^
1 1
Z (A «fl
to o z """*
C CO Z g Ul
*^ 35 O CL UJ Z 2
E A. O CJ X l~ OC
£- >sZ U O Ul 0
O — • O Ul I >-
O- auEinxosc
t- o 5 u 3 a:
•— a: — z z o I
•• e ui :E « — _> 5
i- 5 a. o cj i: z —
o J=a.aez5c>o
» o O 3^ S Ij — 5
>- _ o t>2 «o co
tn o « 4 nj •- CM IM
C 3 CO -i CM « O K)
— O O «— • *8
1 1
-------
t
g
CO
S
Abstrac
number
8 13
'Ti t>
S
E P
£ §
O &
Jfl
u
6£) 4?
•O £>
"i- S
2
0 I
g
_,.«
:1
O O
l~ C
u H.
•o S>
U
.
a
e
•S
1
licati
dfills
b
§
T3
J
"8 "8
"8
I
i
.S
13
o
1
43
0
"S
.S
•3
I
0
t*^
o
.S
T3
o
1
0
*4-H
O
.S
•a
o
1
0
C^H
O
«S|
"I
«^H Q
It
o o
*+* o
.S
"c3
o
1
o
(hd
o
§-.5
ON
O
ea
w>
I
a
(2
.§;
E£
CO
e
J^
1
i
«
u
i
o
1
I
o t,
a ^
o •«
!C |
S £
a> •"
> o
i 1
ff «
A CA
.«
&
Total Relea
a
1
-------
10.1.3 Report 2
Report 2 is a multimedia table that contains the following information on selected
facilities: EPA facility identification number, name, state, and violation status. This
report will indicate if a facility is a significant noncomplier (SNC) in the CWA,
FIFRA, EPCRA 313, and TSCA programs; a high priority violator (HPV) according
to the RCRA program; a significant violator (SV) according the CAA program. It
also contains the following civil docket information: case number, case name, and
overall status. The total number of facilities and violators for each database are listed
at the bottom of Report 2.
Note:
In the case of a linked nonlinked query, Report 2 will first present the
facilities with valid FINDS identification numbers that match all of the
selection criteria, followed by the facilities without valid FINDS identification
numbers that match any selection criteria.
The screens in the following sections, illustrate a sample query (this is merely an
exercise that has no basis in fact regarding any planned or on-going enforcement
initiatives) built using GO Names to find facilities that are aluminum related
industries.
10-60
IDEA
-------
1
r
i
I
"
1
£*«
5
Ci
*3S
•2
lij
NJ
1
u
Z 01
Ul
o &~
So.
IU
— ac
u •
O "
o: CA
CL >-
CO
t- »—
X °
z a
« £
zg
UJ Ul
• z
=
1 § 0
O IU
1 d §
a ui u
! .35
— - Btf UJ QC _l C*
c ui ac * o *
«l 2 * < St. <
> - 0 0 5
S * 5 K ~
UJ UJ > UJ
5 5 5 S ?
03 3 o CL o
rt £ w ^"
£ Z «-> Z CO Z
< i ? «•> <
A fie oc o. « o.
Q UJ UJ X «0 I
^ 3 w CO O
I | < | T i
5 1 1 5 § § 5
O O _l — ' _l _l _J
g 1 *<-<*<
u
s g s 1 1 5
_ e» <=> o o o o o
> -Q 1. * (iii
-- t 2So> -* IA to to
tj3 (pco K) co co co
.- z -*^ is. r». ri. K
5 « °0 0000
o 2!
CL ^
Ul Kt U
IX —
o uju
tf U CO
2 •- x
° x c- 2
1 IB
^i -f OT
•" *f «-
z «-> 5
S ft: o-
K <-• n
UJ ra ^
5 i."
s < *"
9 CA
0 J-" -«<
z u < •< «c —
o g
_^J ^
i Sz
s ffi*
i ft S *
o z - Of Z
Z IU Z
g u z z
g u ui
z I*" i
'3 < I iu <
a
o o> >o o
• «- S O (V
§v*
o ^ ^
O -J —1
D- 5 «J _<_iae K_I O^
IM CM CM
O o O
a.
Ul
ac
5
DC
<
Z
Z
J
a.
CJ
•E
UJ
X
CJ
I
CO
X
Ul
1
o
CM
0 <
o oe
~> « « u
Z 3 < CL
U U Ul
in «- «- o o — —
..
c. at " tti
ai t. m t,
*•— •• ft) L. Cl
—>«)••-«)»-
.. §• o "S.^ U
91 S & s
..igic10,^1
S "o z * z o £
.t: * i .t! t; *. c
— 4J U L. 0) C CO
••- c c o u a u
0 CO .^ — — 0 —
ra u M- <- «•-••- H.
v- C C •— c
*»-'•- O) J= Dl C O)
o c "- o> .^ ai .^
o> en *•- en «•- 10 4J
L. — z CO L.
CU C/> 1- < P<1 Q
•g t. £S£SS &
z<5o£uti2Si<*:
a a a a o
-------
FINDS Report 2 Elements
EPA Id. Number EPA Facility Identification.Number
Facility Name Facility/Site Name
State Postal State Abbreviation
Media-Program Noncompliance Indicators
AirSV?
Water SNC?
RCRA HPV?
Pest SNC?
Toxic SNC?
EP313 SNC?
Is this facility flagged in AFS as a "Significant
Violator" based on the code AFS.SVII.
Blank not a SV
Air SV (AFS.SVI1 = E,S,B,X,C,F,T)
Is this facility flagged in PCS as having current
violations which constitute "SignificantNoncompliance"
based on the code PCS.LRNC.
Blank not a SNC
WTR SNC (PCS.LRNC = D,E,S,T)
Is this facility flagged in RCRIS as having unresolved
violations which constitute "High Priority Violations"
based on the code RCR.CPVTOL.
Blank not a HPV
WST HPV (RCR.CPVIOL9).
Does this NCDB facility have current or historical
violations which constitute "Significant Noncompliance"
based on the code NCD.SNC = Y.
Blank not a SNC
PES SNC (NCD.LEGISLA = F)
Does this NCDB facility have current or historical
violations which constitute TSCA "Significant
Noncompliance" based on the code NCD.SNC = Y.
Blank not a SNC
TOX SNC (NCD.LEGISLA = T)
Does this NCDB facility have current or historical
violations which constitute EPCRA Section 313
"Significant Noncompliance" based on the code
NCD.SNC = Y.
Blank not a SNC
EP SNC (NCD.LEGISLA = E)
10-62
IDEA
-------
Civil Docket Report 2 Elements
Case Number
Case Name
Overall Status
Laws Cited
Civil Enforcement (C/E) Docket Case Number
The case name as present in the complaint.
Civil Enforcement Docket Case Overall Status: An
indicator of where the case falls in the judicial process
"pipeline."
Indicates an
administrative case.
Case has been filed with
the court.
Case litigation has been
concluded by some
action, e.g., withdrawal,
dismissal, consent decree,
Blank
FILED CRT
CONCLUDED
CASE CLOSED
court order, etc.
All aspects of the case
have been satisfied.
Civil Enforcement Docket Case Laws Cited: An
indicator of the law(s) cited in the judicial complaint (or
the regulatory authority for an administrative action).
Values typically correspond to the acronym for the
Federal legislation being cited, e.g., CAA = Clean Air
Act.
User's Guide
10-63
-------
10.1.4 Summary Report
The Summary Report has five distinct sections. The first section is a chart showing
the number of facility counts by program and by EPA region. The second section
lists the number of selected facilities that are in compliance and not in compliance by
program. The third section gives the total number of enforcement actions taken on
selected facilities by program. The fourth section shows facility counts by region and
by Standard Industrial Classification (SIC) code, and the fifth section totals toxic
substance release information for the selected facilities by pollutant and by year.
Warning'.
The Summary Report should be selected only if a linked query is being run.
Due to the nature of this report, it may present misleading information if
selected with a nonlinked query.
The screens in the following sections illustrate a sample query (this is merely an
exercise that has no basis in fact regarding any planned or on-going enforcement
initiatives) built using GO Names to find facilities that are aluminum related
industries.
10-64
IDEA
-------
1.
2.
3.
IDEA Standard Summary Report
U.S. Environmental Protection Agency
Summary Report
Number of Facilities Selected by Region and Program
PRG
AFS
CER
DCK
DUN
FFI
FIN
LSI
NCD
PCS
RCR
SET
TRI
I
0
0
0
0
0
0
0
0
0
0
0
0
II III
1
1
1
0
0
1
1
1
1
1
0
1
IV
0
0
0
0
0
0
0
0
0
0
0
0
Compliance
Facs
* Facs
in
Not
Compliance
in Compliance
1
1
1
1
1
3
0
0
1
2
1
0
V
0
0
0
0
0
0
0
0
0
0
0
0
Status of
AFS
2 (
1 (
VI
0
0
0
0
0
0
0
0
0
0
0
0
VII
1
1
1
0
0
1
0
1
1
1
0
2
Facilities by
RCR
67%)
33X)
4
0
(100X)
( OX)
VIII
0
0
0
0
0
0
0
0
0
0
0
0
Program
PCS
2 (
1 (
IX
0
0
0
0
0
0
0
0
0
0
0
0
X
0
0
0
0
0
0
0
0
0
0
0
0
TOTAL
3
3
3
1
1
5
1
2
3
4
1
3
All Three
67%)
33X>
2
0
< 67X)
< OX)
= Total Number of Facs
Number
Year
1990
1991
1992
1993
NOV/HONS
0
0
0
0
AFS
Admin
6
1
1
0
Judic
0
0
0
0
of Enforcement
NOV/NONS
0
0
0
0
RCR
Admin
0
0
0
0
Actions
by Program
Judic NOV/NONS
0
0
0
0
0
1
1
0
PCS
Admin
0
0
1
0
CER
Judic
0
0
0
0
Admin
1
0
0
0
Judic
0
0
0
0
Number of Open Civil Docket Cases =
Sunnary of SIC Codes by Region
SIC
2819
2869
2911
3334
3341
3353
3355
3533
4931
5171
5541
I
0
0
0
0
0
0
0
0
0
0
0
11
0
1
1
0
0
0
0
0
1
1
1
III
0
0
0
0
0
0
0
0
0
0
0
IV
1
0
0
1
0.
0
0
0
0
0
0
V
0
0
0
0
. 0
0
0
0
0
0
0
VI
0
0
0
0
0
0
0
0
0
0
0
VII
0
0
0
0
1
1
1
1
0
0
0
VIII
0
0
0
0
0
0
0
0
0
0
0
IX
0
0
0
0
0
0
0
0
0
0
0
X
0
0
0
0
0
0
0
0
0
0
0
Totals Parameter Description
1 INDUSTRIAL INORGANIC CHEMICALS
1 INDUST. ORGANIC CHEMICALS NEC
1 PETROLEUM REFINING
1 PRIMARY PRODUCTION OF ALUMINUM
1 2HDARY SMELT/NON FERROUS METALS
1 ALUMINUM SHEET, PLATE AND FOIL
1 ALUMINUM ROLLING & DRAWING NEC
1 OIL FIELD MACHINERY
1 ELEC & OTHER SERVICES COMBINED
1 PETROLEUM BULK STATIONS & TERM
1 GASOLINE SERVICE STATIONS
TOTALS
11
User's Guide
10-65
-------
Summary of TRI Releases by Pollutant and Year
6.
Pollutant Name
ACETONE
ALUMINUM OXIDE
AMMONIA
ANTIMONY COMPOUNDS
BARIUM COMPOUNDS
TCID Year
000067641 1987
1988
1989
1990
1991
001344281 1987
1988
007664417 1987
1988
1989
1990
1991
000020008 1989
000020020 1987
1988
1989
1990
Emissions
139,950
139,500
87,500
94,568
72,500
1,860,000
271,000
213,981
212.746
194,800
110,884
113,377
430
2,760
830
1.576
1,601
Summary Report Elements
LINE1
PRG
I-X
Program (Three letter abbreviation for each is listed
below.)
EPA Regions
IJNE2
Facs in Compliance
LINES
Facs not in Compliance
Number of facilities returned that are in
compliance. The percentages indicate the
percentage of the total number of facilities
selected that are in compliance.
Number of facities returned that are not in
compliance. The percentages indicate the
percentage of the total number of facilities
selected that are not in compliance.
UNE4
NOV/NONS
Admin
Judic
Notice of Violation/Notice of Noncompliance
Number of administrative actions
Number of judicial actions
LINES
10-66
IDEA
-------
SIC Standard Industrial Classification Code
I-X EPA Regions
Parameter Description SIC code definition
LINE6
Pollutant Name
TCID Toxic chemical identification number
Year Reporting year
Emissions Emissions in pounds
User's Guide 10-67
-------
10 2 Accessing and Navigating Reports
After running a report, the QUERY STATUS SCREEN will appear (see Figure 10-1).
On this screen, IDEA displays the following: the time of day when it finished
running the query, the number of facilities found in the search and whether or not
they are in FINDS (i.e., have valid FINDS identification numbers), and a chart
indicating the databases relevant to the search. This chart varies for linked,
nonlinked, and linked nonlinked queries.
selected but
*xici«cfc$
IIO) t«85 <
to
Figure 10-1. Query Status Screen
In the case of linked and linked nonlinked searches, the chart contains a combination
of "counts" and percentages for each database relevant to a search. The counts are
the number of facilities that meet your criteria for that database but do not have valid
FINDS identification numbers. The percentage measures these counts with respect
to the total number of facilities meeting your criteria in that database (including both
facilities with and without valid FINDS identification numbers). This chart allows
users to gauge the percentage of facilities excluded from a search due to missing
FINDS linkages.
Because nonlinked searches do not access FINDS, the chart in this case contains the
facility counts but not the percentages. For more information on the relationship
between a query and the number of facilities selected, refer to Chapter 3 IDEA: What
it Does & How it Works.
10-68
IDEA
-------
From the QUERY STATUS SCREEN, users can choose to go back and modify a
search (END or PF3) or go forward and view the reports (press < Enter >). These
choices are displayed at the bottom of the screen. The reports are viewed in the
BROWSE mode and are organized according to the formats selected earlier (see
Figure 10-2).
tsv i*-"-"* swpt»t«"- «wftwoo45 urn mwm COE'SO*
«••' '-»~ '"-"<'" ' ' - '"
CO
fl^JS W: VA3t70024^Z2 " FJSC. Sanet USMAVT MCCOC «UA«IICO City: Q
RCRI$ Handler id: VAt170024?z2 -" year «o.Evat. N».«OVs So,
Same; HARtKE COWS «V S E» CqMMAte CY9t 4 1
" TSO Farfilty Status: X 8PV7 W CTV2 1 2
Type: f exist. OatC: 1917/05 CV93 0
PCS Permit R6:VA0002151 Hsue Oat** 196£/<# Year AU Vjole Eff.VioU
FHC. Name: 0. «.«. C. fiEVtOWEUt MMJCAtf «Y91 ^99 1*
pi$clwr.B*r V&Z 2(A 2
Expired 0«t*i f9$0y(» «T9J 1* 0
Figure 10-2. An Example of Report 1A
Regardless of the report format selected, the title line of the BROWSE SCREEN will
provide the following information:
* BROWSE the mode you are in
* REPORT the report format you selected
* IN PROGRESS/COMPLETE the status of your report
* MAX the number of lines currently in your report
* LINE the number of the first line visible on the screen
* COL the range of columns you are currently viewing
Multiple report formats may be chosen at the same time. To move from one report
to another in the BROWSE mode, type SW (switch) at the COMMAND prompt and
press < Enter >.
User's Guide 10-69
-------
Use the following commands to view your report in the BROWSE mode.
Table 10-1. Commands for Navigating Reports
Coomuuids
UP
PF7/PF19
DOWN
PF8/PF20
LEFT
PF10/PF22
RIGHT
PF11/PF23
END
PF3/PF15
SWAP
PF9/PF21
MANEUVERING THE CURSOR
Arrow keys,
M(ax) + UP
M(ax) + DOWN
M(»x) + RIGHT
M(«x) + LEFT
Descriptions
Scrolls up by the amount set tt the SCROLL prompt, or
by the number of linei entered at the COMMAND
prompt.
Scrolli down by the imount let at the SCROLL prompt or
by die number of linei entered at the COMMAND
prompt.
Scrolli left by the amount «et at the SCROLL prompt or
by the number of linei entered at the COMMAND
prompt.
Scroll! right by the amount set at the SCROLL prompt or
by the number of lines entered at the COMMAND
prompt.
Savei and returns to the previous screen.
Moves the cursor from a position in one screen to the
same position in another using the split-screen mode.
> Use arrow keys for all directions.
t- Use key to move to the next input field.
»• Use e> to move to the top-left input field.
Scrolls up to the first top line of a report;
Scrolls down to the last bottom line of a report;
Scrolls to the right marge of a report;
Scrolls to the left marge of a report.
10.3 Printing Reports
1. Query reports may be printed after a "COMPLETE" report is generated.
Check the center of the BROWSE SCREEN'S title line for the word
"COMPLETE." This will indicate that IDEA has finished processing the
query report. If "LN PROGRESS" is displayed, press every few
seconds until "COMPLETE" appears. IDEA allows users to print part or all
of a report by specifying line numbers (see Figure 10-3).
10-70
IDEA
-------
Facility statusis^ - -
cm ^ - 4>
HPW NO ' C5fte '- , t
CTSBL ' ' B
PCS J>er«tt ««. VA0002151 Jsst*
* Ffp, Ken?; y*
Active Jtojw
j 1965/09 Yew- All Viols Ef f,Vtbi»
Wwtt ' «W- 59? t*
«T«| 264 2
64tet 1990/09 f^^ ,19 , , D
Figure 10-3. Report 1A
2. Type PRJDVTO at" the COMMAND prompt and press < Enter >
PRINT/SAVE PARAMETER SCREEN will pop up (see Figure 10-4).
The
BROWSE - Reports tft'
COMKAIIB -=> PR1KTO
****»»* i
f
f
tine
Comptst*— MAX 000045 UNE 60000000 COL OOt 085
- Print/Save- Parameter Screen .
ta Kite
jjf J>
For
.. s r
t
Fm>s i i
t
RC&1S M i
>lame
for savin? enter OSH
*tq*>
TSO FactUty Statuss X NPV? so
0^»ae^ I^«#at0r TVjtei F fxist. Bate*
PCS fcmftf tos VA0002.1S1 Issue D«*f I9a5/09 tear AU Vtol* EJf.Vfots 1«spe
Fac. Kame: y. S.H. C. OEVU5P«E«T &EW1CAT1 CT91 29? !&
. Active' *Mflr.*t»«>»wfl»r,,; / «« * «t''- 8
Figure 10-4. Print Save Parameter Screen
User's Guide
10-71
-------
5.
IDEA allows users to print part or all of a report by specifying line numbers.
To print the entire report, type 1 at the FROM LINE NO. prompt and press
. At the TO LINE NO. prompt, type the MAX number that
appears at the upper right corner of the BROWSE screen and press < Tab >.
The MAX number corresponds to the final line of the report when it is
"COMPLETE".
IDEA also allows users to print just a portion of the report. Printing only part
of a report is useful if a complete report contains unneeded information.
Within the BROWSE mode, a continuous block of information can be printed.
For example, lines 1 through 23 can be printed. However, you cannot print
lines 1 through 23 and lines 46 through 69 at the same time. To print a
portion of the report, type in the number of the first line of the block to be
printed and to the TO LINE NO. prompt. Type the ending line
number and press < Tab >.
At the FOR PRINTING - BIN prompt, type your site specific BIN number
and < Tab > to the DESTINATION prompt. Type your site specific printer
destination ID (or press < Tab > to send your print to the HOLD queue) and
to the NO. OF COPIES prompt. Type the number of original
copies you wish to receive and press < Enter >. The default setting for print
destination is HOLD and the default for the number of copies is 1.
If you choose to send your output to the HOLD queue (or if you press
< Enter > too early and send it there by mistake), you must then let the
system know to which printer you want the output to be routed by using
the System Display and Search Facility (SDSF).
Take the following steps to release your print job from the HOLD queue:
1. To access SDSF, type SDSF at the COMMAND line of any Keyword screen.
This will bring up the SDSF Primary Option Menu pictured in Figure 10-5.
10-72
IDEA
-------
af 18K , , l%>'
4SS to "display jobs in
the JES2 output queue." Look for your user ID and batch job number
(JOBxxxxx) under the JOBNAME and Jobid headings, as in Figure 10-6.
CONMAHO
0«4t € Pot* fC6 UtS
V,
SWOll **«>• PACE
t
-------
3. Press to move the cursor down to your print job, then over to the
DEST column. The text should read R255, which simply means that your
print job is in the HOLD queue. Type the identification number of the printer
at your site or one of the options listed below over R255, and press
< Enter > two times.
Destination options:
WIC Prints at the Washington Information Center (WIC) at EPA
Headquarters, Washington, DC.
LOCAL Prints at the National Computer Center (NCC), Research
Triangle Park, NC.
RMTO Same as LOCAL.
R + RP# Prints at the designated remote printer. Here RP# is the ID for
the remote printer. To view a list of the remote printers
available to IDEA users:
A. Exit IDEA and type ISPF 3.4 at the TSO READY
prompt. The DATA SET LIST UTILITY SCREEN will
appear.
B. Type JUSD.REMOTE.DATA at the DSNAME
LEVEL prompt; press < Enter >. The DS LIST
SCREEN will appear.
C. down and type B (Browse) next to the
JUSD.REMOTE.DATA member. Press < Enter> to
view the list of remote printers.
D. When you are finished, use the RETURN command
(PF4) to go to the ISPF/PDF PRIMARY OPTION
MENU. Type X to return to the READY prompt.
The first time you press < Enter > in step 3 a message reading
COMMAND ISSUED will appear in the upper right hand corner of the
screen, and the printer destination you just typed in will change back to
R255. Don't panic! When you press < Enter > the second time, the
correct destination will again be displayed. (Compare Figure 10-7 with
Figure 10-8.)
10-74
IDEA
-------
Figure 10-7. SDSF Output Queue - "Command Issued" Screen
SOSF 01TPOT AU CLASSES ALL
CQMKAND IBPOT **->
UN£$ 596
RHTO
C Form KB UC3 Vr?l*r
A STO **** *•**
UN£ H C<>
SCROU *=»>
rot-Reds Status H?vic*
Figure 10-8. SDSF Output Queue - Print Destination Changed Screen
4.
If you decide not to print your job, type a P (Purge) under the NP column on
the line of the job you want to cancel; press < Enter >. Warning: a purged
record can not be recovered.
To exit SDSF, use the END command or PF3 two times. You will return to
the Keyword screen from which you issued the SDSF command in step 1.
10.4 Saving Reports
Query reports may be saved after a "COMPLETE" report is generated.
Check the center of the BROWSE screen's title line for the word
"COMPLETE." This will indicate that IDEA has finished processing the
query report. If "IN PROGRESS" is dispkyed, press every few
seconds until "COMPLETE" appears. Position the cursor at the COMMAND
prompt.
User's Guide
10-75
-------
4.
Type SAVE at the COMMAND prompt and press < Enter >.
PRINT/SAVE PARAMETER SCREEN will pop up (see Figure 10-4).
The
IDEA allows users to save part of a report or all of it. Saving only part of
it is useful if the complete report contains unneeded information. However,
BROWSE mode offers limited saving options. Only a continuous block of
information can be saved. For example, you can save lines 5 through 20, but
not lines 5 through 20 and lines 30 through 40 arthe same time using this
facility. You may save to a dataset (Step 4) to perform more advanced
editing.
To save a block of the report, at the FROM LINE NO. prompt, type in the
number of the first line in the block to be saved or type 1 to start at the
beginning of the report. Press < Tab >. At the TO LINE NO. prompt, type
the last line number of the block to be saved or type in the MAX number
which appears at the upper right of the BROWSE screen and press < Enter >.
At the FOR SAVING ENTER DSN OR DSN (MEMBERNAME) prompt, a
dataset or membername must be entered which will identify the name of this
report and where it will be stored.
10.5 Exiting Reports
To exit the BROWSE SCREEN and get back to the INTERFACE SELECTION
SCREEN at any time follow these procedure:
+ Use the END command (PF3 key) to back out of the program screen by
screen.
* Use the RETURN command (PF4 key) to return to the OFFICE OF
ENFORCEMENT DATA INTEGRATION PRIMARY MENU, then type I
for IDEA at the OPTION prompt to get back to the IDEA WELCOME
SCREEN, or type X to exit to the TSO READY prompt.
4 Type =X at the COMMAND prompt to go directly to the TSO READY
prompt, then type LOGOFF to exit TSO.
10-76
IDEA
-------
10.6 Swnmaiy
IDEA offers users four standard reports which have been designed to address
different informational needs. Since each is designed to display predefined categories
that may or may not be relevant to a particular investigation, IDEA, users should
understand these report formats before selecting one. Section 10.1 describes the
standard report formats.
• Report 1A
Provides a brief description of the facilities selected by your query. Selecting
linked, nonlinked, or linked ndnlinked will affect the organization of the
report.
• Report IB
Provides a detailed description of the facilities selected by your query.
Selecting linked, nonlinked, or linked nonlinked will affect the organization
of the report.
• Report 2
A multimedia table that indicates if a facility selected by your query is listed
as a significant noncomplier (SNC), a high priority violator (HPV), or a
significant violator (SV).
• Summary Report
Consists of five distinct sections which provide facility count totals.
The remaining sections of Chapter 10 provide information on accessing and
navigating, printing, saving, and exiting IDEA reports.
User's Guide 10-77
-------
10-78
IDEA
-------
Appendix A
Access and Security Procedures for IDEA
Introduction
The IDEA system supports two levels of access to the EPA program office
enforcement data: Non-sensitive Access and Sensitive Access. This two tiered level
of access is in accordance with EPA communication policies that encourage broad
access to information. As a result, State enforcement personnel are able to gain
access to IDEA and use the data in their regional enforcement screening and targeting
efforts. OE in conjunction with each national system administrator has identified the
data that each program office has determined is enforcement sensitive.
Non-sensitive Access:
Non-sensitive Access is granted to persons or agencies, which includes other
Federal and State agencies, who have a valid EPA mainframe User-ID.
However, access to enforcement sensitive data is blocked while access to all
other relevant enforcement data is allowed.
Sensitive Access:
Users authorized for Sensitive Access are governed by the provision of EPA
Order 3120.1 (issued September 20, 1985). This Order, entitled "Conduct
and Discipline," and its Attachment, entitled "Guidance on Corrective
Discipline," prescribe policies and penalties regarding breaches of security
regulations or practice.
The policy memorandum from Gerald A. Bryan, Director, Office of Compliance
Analysis and Program Operations, describing the Access and Security procedures for
IDEA is reproduced in its entirety below. Following the policy memorandum are
sample access memoranda that authorize individual EPA User-IDs to gain Sensitive
Access to IDEA.
User's Guide A-l
-------
MEMORANDUM
SUBJECT: Access and Security Procedures for EPA's
Integrated Data for Enforcement Analysis (IDEA) Capability
FROM: Gerald A. Bryan, Director
Office of Compliance Analysis and Program Operations
TO: Deputy Regional Administrators, I - X
Headquarters Enforcement Office Directors
Acting Deputy Assistant Administrator
Enforcement Counsels
Regional Counsels, I - X
Office of General Counsel
Office of Information and Resources Management
Office of Inspector General
Director, National Data Processing Division
Regional Information Resources Management Branch Chiefs, I - X
Steering Committee on the State/Federal Enforcement Relationship
This memorandum addresses access and security for the enforcement data
integration capability under development by the Office of Enforcement (OE). It also
addresses limitations on the use of information gathered through the data integration
capability, known as Integrated Data for Enforcement Analysis (IDEA).
The fundamental integration capability was established in early 1991, and
refinements to IDEA will continue for the foreseeable future. This is a significant
step forward for the enforcement program, and with it we enter an exciting time of
testing new approaches to enforcement. These new uses and demands will point to
data deficiencies that will need to be addressed. In recognition of the evolving nature
of IDEA, the procedures set forth in this memorandum are considered interim
procedures and will h, subject to modification as new technical capabilities become
available.
Background
The Agency's Enforcement 4-Year Strategic Plan and the Enforcement in the
1990's project identified the need for an integrated data capability. The Plan
emphasized the importance of data integration efforts to support enforcement
targeting activities, case screening, case development, litigation support, and
settlement negotiations. Developing IDEA to meet these information needs for the
enforcement community will be OE's top priority for system development and
implementation.
A-2
IDEA
-------
The inability of environmental enforcement personnel at the Federal and State
levels to readily integrate compliance and enforcement information contained in the
Agency's various national mainframe data systems through an automated means also
was identified to the Congress by the President for FY 1990 as an Agency material
weakness under the Federal Managers Financial Integrity Act (FMFIA). OE, with
cooperation from the Office of Information and Resources Management (GERM), the
media program offices, and the Regional offices, has been working over the past year
to develop IDEA. OE was able to report through the FMFIA reporting process that
as of January 31, 1991, a computer software capability had been established which
is able to integrate compliance and enforcement information from eight national data
systems. When fully developed, IDEA will provide a means to retrieve, view
displays at a terminal, and print information from the various compliance and
enforcement data systems in an interactive and highly flexible automated
environment.
Overview of Proposed Implementation Approach for IDEA
In accordance with EPA policies that encourage broad access to information,
OE intends to provide access, known as Non-Sensitive Access, as soon a possible in
FY 1992, to persons or agencies who have a valid EPA mainframe User-ID.
However, the IDEA software has the ability to access all of the information contained
in the national enforcement databases, including information considered to be
enforcement sensitive. To protect enforcement sensitive information from improper
use or release, OE plans to control access to the full IDEA capability, known as
Sensitive Access, through restrictions that will be placed on authorizations for
individual EPA User-Ids (see Attachment 1, Section n and Attachments 2(a) - 2(d)
for procedures for gaining authorization to Sensitive Access). IDEA Users
authorized for Sensitive Access are governed by the provisions of EPA Order 3120.1
(issued September 20, 1985). This Order, entitled "Conduct and Discipline," and
its Attachment, entitled "Guidance on Corrective Discipline," prescribe policies and
penalties regarding breaches of security regulations or practice. The relevant
provisions of the Order are found under heading #3 on page A-4 of the Appendix.
The eight national systems are the Air Facility System (Clean Air Act), the
Permit Compliance System (Water - NPDES), HWDMS/RCPJS (RCRA), CERCLIS
(Superfund), the Toxics Release Inventory, the Enforcement DOCKET, the FFIS
(Federal facilities), and the Facility Index System.
OE will develop a method that blocks access to enforcement sensitive
information but which continues to permit access to all other information and provide
for the full range of proposed uses for EPA, State, and local personnel. The security
method will be developed reflecting the outcome of database reviews that OE will
conduct with each national system administrator to identify the data that each program
has determined are enforcement sensitive.
User's Guide A-3
-------
Limitations on Use of Information Retrieved through IDEA
While IDEA represents a major step forward in making information
accessible, users need to keep in mind that IDEA has been designed primarily to
assist enforcement^ personnel in enforcement targeting, case screening^ case
development, litigation support, and settlement negotiations; but there is significant
potential for misinterpretation of information obtained through IDEA." As each
program system accessible through the integration capability is unique, knowledge of
statutory provisions, program definitions, data relationships, and sound professional
judgment will be required to accurately interpret information that is retrieved.
The automated data systems accessible through IDEA do not contain all of the
information that an individual needs in order to accurately assess program
performance. The data accessible through IDEA are a subset of information on
program performance, and without the use of other non-automated information or
without dialogue with appropriate EPA enforcement program personnel and State
officials, accurate conclusions about performance cannot be developed. Also, due
to the dynamic nature of the automated databases that form the basis of this
capability, and due to the timing of data retrievals, data may not precisely match data
reported in other EPA reports.
IDEA is not intended to replace any EPA automated information system or
reporting procedures. Existing quality assurance/quality control procedures for each
program information system will not be duplicated, altered or circumvented. For
management accountability reports and other official displays of quantitative
enforcement information (e.g., tallies of administrative actions), OE will continue to
rely on the Agency's Strategically Targeted Activities for Results System (STARS)
reporting process. The quantitative STARS reports are based on well established and
defined State and Regional reporting processes, data retrieval dates, and discrepancy
reconciliation processes that cannot be duplicated or replaced by IDEA.
Conclusion
The procedures set forth in this memorandum and its attachments are considered
interim and will be revised as necessary. Questions on the general approach for
implementation of IDEA should be directed to Bruce Rothrock or Bob Greenspun
(FTS 260-3125), and questions regarding training or user access should be directed
to Jerry Lappan (FTS 260-3130).
Attachments
A-4
IDEA
-------
Attachment 1
Office of Enforcement Procedures for
Access and Security for
Integrated Data for Enforcement Analysis (IDEA)
This document addresses access and security procedures for the enforcement data
integration capability (hereafter referred to as Integrated Data for Enforcement
Analysis (IDEA)). In recognition of the evolving nature of IDEA, the procedures set
forth below are considered interim procedures and will be subject to modification as
new technical capabilities become available.
I. Overview of Proposed Implementation Approach for IDEA
The IDEA software has the ability to access all of the information contained
in the national enforcement databases, including information considered to be
enforcement sensitive. To protect enforcement sensitive information from improper
use or release, the Office of Enforcement (OE) plans to control access to the full
IDEA capability, known as Sensitive Access, through restrictions that will be placed
on authorizations for individual EPA User-ID's (see Section n below and
Attachments 2(a) - 2(d) for procedures for gaining authorization to Sensitive Access).
IDEA Users authorized for Sensitive Access are governed by the provisions of EPA
Order 3120.1 (issued September 20, 1985). This Order, entitled "Conduct and
Discipline," and its Attachment, entitled "Guidance on Corrective Discipline,"
prescribe policies and penalties regarding breaches of security regulations or practice.
The relevant provisions of the Order are found under heading #3 on page A-4 of the
Appendix.
In accordance with EPA policies that encourage broad access to information,
OE intends to establish a second level of access, known as Non-Sensitive Access, as
soon as possible in FY 1992. OE will develop a method that blocks access to
enforcement sensitive information but which continues to permit access to all other
information and provide for the full range of proposed uses for EPA, State, and local
personnel. The security method will be developed reflecting the outcome of database
reviews that OE will conduct with each national system administrator to identify the
data that each program has determined are enforcement sensitive.
n. Process for Obtaining Authorization for Access to Non-Sensitive Information
EPA's National Computer Center (NCC) is responsible for issuing EPA
mainframe computer User-Ids. EPA employees and State or local officials seeking
to obtain an EPA User-ID should contact the ADP coordinator for their office or
Region to obtain form N-258. The ADP coordinator will send the completed form
N-258 to NCC.
Alternatively, under NCC's new online user registration system, the ADP
coordinator or account manager may be able to create a new User-ID interactively.
'User's Guide A-5
-------
Persons or agencies outside of EPA that seek to obtain an EPA User-ID
should call FES 737-4807 or 703-487-4807 to begin the process of establishing an
NCC account.
HI. Process for Obtaining Authorization for Access to Sensitive Information
1. EPA Regions - The Regions will determine which of their employees have
a need-to-know sensitive information in order to conduct targeting, screening, case
development, litigation support, and settlement negotiations. To authorize a Regional
employee's EPA mainframe User-ID for access to sensitive information, the
employee and the Deputy Regional Administrator (DRA) will need to submit to the
Director of OE's Office of Compliance Analysis and Program Operations a letter (a
sample letter is included in Attachment 2(a)) requesting access. Upon receipt of the
letter and completion of user training provided by OE, the employee User-ID will be
authorized.
2. EPA Headquarters Enforcement Program Offices - The Headquarters
enforcetr program offices will determine which of their employees have a
need-to-kiiow sensitive information in order to conduct targeting, screening, case
development, litigation support, and settlement negotiations. To authorize an
employee's EPA mainframe User-ID for access to sensitive information, the
employee and the employee's Office Director will need to submit to the Director of
O Office of Compliance Analysis and Program Operations a letter (a sample letter
is iuded in Attachment 2(b)) requesting access. Upon receipt of the letter and
completion of user training provided by OE, the employee User-ID will be
authorized.
3. EPA Office of Enforcement - OE will determine which of its employees
have a need-to-know sensitive information in order to conduct targeting, screening,
case development, litigation support, and settlement negotiations. To authorize an
employee's EPA mainframe User-ID for access to sensitive information, the
employee and the employee's Office Director will need to submit to the Director of
OE's Office of Compliance Analysis and Program Operations a letter (a sample letter
is included in Attachment 2(c)) requesting access. Upon receipt of the letter and
completion of user training provided by OE, the employee User-ID will be
authorized.
4. EPA Contractor Employees - The Regional or Headquarters office will
determine which of their contractor employees have a need-to-know sensitive
information in order to conduct targeting, screening, case development, litigation
support, and settlement negotiations. To authorize a contractor employee's EPA
mainframe User-ID for access to sensitive information, the contractor employee, their
contract project officer, and the appropriate EPA senior official (i.e., the Deputy
Regional Administrator or Headquarters Office Director) will need to submit to the
Director of OE's Office of Compliance Analysis and Program Operations a letter (a
sample letter is included in Attachment 2(d)) requesting access. Upon receipt of the
letter and completion of user training provided by OE, the contractor employee's
User-ID will be authorized.
A-6
IDEA
-------
5. List of Users with Sensitive Access - OE will maintain a list of users
whose EPA User ID's have been authorized for sensitive access. The Headquarters
progranrsystem administrators will be kept informed of approved User-ID's, unless
j- they prefer to have concurrence prior to approval.
User's Guide A-7
-------
Attachment 2(a) - Sample EPA Regional Memorandum
\
MEMORANDUM
SUBJECT: Request for Authorization of EPA Mainframe User-ID
FROM: Name of Employee, Tide, Program, EPA Mainframe User-ID
THROUGH: ,
Deputy Regional Administrator
Region
TO:
Gerald A. Bryan, Director
Office of Compliance Analysis and Program Operations
Office of Enforcement
With this memorandum, we request that the EPA User ID (User ID) for
(employee name) be authorized for Sensitive Access to the Office of Enforcement's
Integrated Data for Enforcement Analysis (IDEA). This request is based on our
determination that Mr./Ms. needs-to-know and have access to sensitive
information in order to conduct assigned duties in targeting, screening, case
development, litigation support, and settlement negotiations.
Mr./Ms. recognizes that this level of access will permit retrieval
of information that is enforcement sensitive and confidential. He/She agrees to treat
all information retrieved through this capability as confidential, for internal EPA use
only, and subject to program office verification. If Sensitive Access is granted, the
Region agrees that such access will be terminated in the event that his/her duties in
the Region no longer support the need-to-know this information, or his/her
employment by EPA has ceased. The Region further acknowledges that it is
responsible for notifying OCAPO when the User-ID's sensitive access right is to be
terminated. We understand that IDEA Users authorized for Sensitive Access are
governed by the provisions of EPA Order 3120.1 (issued September 20, 1985). We
also understand that this Order, entitled "Conduct and Discipline," and its
Attachment, entitled "Guidance on Corrective Discipline" prescribe policies and
penalties regarding breaches of security regulations or practice.
A-8
IDEA
-------
*
Attachment 2(b) - Sample EPA Headquarters Program Office Memorandum
MEMORANDUM
SUBJECT: Request for Authorization of EPA Mainframe User-ID
FROM: Name of Employee, Title, Program, EPA Mainframe User-ID
THROUGH: , Enforcement Office Director
TO: Gerald A. Bryan, Director
Office of Compliance Analysis and Program Operations
Office of Enforcement
With this memorandum, we request that the EPA User-ID for (User ED) for
(employee name) be authorized for Sensitive Access to the Office of Enforcement's
Integrated Data for Enforcement Analysis (IDEA). This request is based on our
determination that Mr./Ms. needs-to-know and have access to sensitive
information in order to conduct assigned duties in targeting, screening, case
development, litigation support, and settlement negotiations.
Mr./Ms. recognizes that this level of access will permit retrieval
of information that is enforcement sensitive and confidential. He/She agrees to treat
all information retrieved through this capability as confidential, for internal EPA use
only, and subject to program office verification. If Sensitive Access is granted, this
office agrees that such access will be terminated in the event that his/her duties no
longer support the need-to-know this information, or his/her employment by EPA has
ceased. This office further acknowledges that it is responsible for notifying OCAPO
when the User-ID's sensitive access right is to be terminated. We understand that
IDEA Users authorized for Sensitive Access are governed by the provisions of EPA
Order 3120.1 (issued September 20, 1985). We also understand that this Order,
entitled "Conduct and Discipline," and its Attachment, entitled "Guidance on
Corrective Discipline" prescribe policies and penalties regarding breaches of security
regulations or practice.
User's Guide A-9
-------
Attachment 2(c) - Sample Office of Enforcement Memorandum
MEMORANDUM
SUBJECT: Revest for Authorization of EPA Mainframe User-ID
FROM: Name of Employee, Title, Program, EPA Mainframe User-ID
THROUGH: , OE Office Director
TO: Gerald A. Bryan, Director
Office of Compliance Analysis and Program Operations
Office of Enforcement
With this memorandum, we request that the EPA User-ID for (User ID) for
(employee name) be authorized for Sensitive Access to the Office of Enforcement's
Integrated Data for Enforcement Analysis (IDEA). This request is based on our
determination that Mr./Ms. needs-to-know and have access to sensitive
information in order to conduct assigned duties in targeting, screening, case
development, litigation support, and settlement negotiations.
Mr./Ms. recognizes that this level of access will permit retrieval
of information that is enforcement sensitive and confidential. He/She agrees to treat
all information retrieved through this capability as confidential, for internal EPA use
only, and subject to program office verification. If Sensitive Access is granted, this
office agrees that such access will be terminated in the event that his/her duties no
longer support the need-to-know this information, or his/her employment by EPA has
ceased. This office further acknowledges that it is responsible for notifying OCAPO
when the User-ID's sensitive access right is to be terminated. We understand that
IDEA Users authorized for Sensitive Access are governed by the provisions of EPA
Order 3120.1 (issued September 20, 1985). We also understand that this Order,
entitled "Conduct and Discipline," and its Attachment, entitled "Guidance on
Corrective Discipline" prescribe policies, and penalties regarding breaches of security
regulations or practice.
A-10
IDEA
-------
Attachment 2(d) - Sample EPA Contractor Employee Memorandum
MEMORANDUM
SUBJECT: ReqiTest for Authorization of EPA Mainframe User-ID
FROM: Name of Employee, Title, Program, EPA Mainframe User-ID
THROUGH:
EPA Project Officer
Deputy Regional Administrator or Headquarters Office Director
TO: Gerald A. Bryan, Director
Office of Compliance Analysis and Program Operations
Office of Enforcement
With this memorandum, we request that the EPA User-ID for (User ID) for
(contractor employee name) be authorized for Sensitive Access to the Office of
Enforcement's Integrated Data for Enforcement Analysis (IDEA). This request is
based on our determination that Mr./Ms. needs-to-know and have
access to sensitive information in order to conduct assigned duties in targeting,
screening, case development, litigation support, and settlement negotiations.
Mr./Ms. recognizes that this level of access will permit retrieval
of information that is enforcement sensitive and confidential. He/She agrees to treat
all information retrieved through this capability as confidential, for internal EPA use
only, and subject to program office verification. If Sensitive Access is granted, the
Region/Headquarters Office agrees that such access will be terminated in the event
that his/her duties no longer support the need-to-know this information, or his/her
employment by EPA contractor has ceased, or he/she has breached the security of
this information, regardless of intent. The Region/Headquarters Office further
acknowledges that it is responsible for notifying OCAPO when the User-ID's
sensitive access right is to be terminated.
cc: Contractor Project Officer
User's Guide A-ll
-------
A-12
IDEA
-------
Appendix B
Database Descriptions
System Name:
Acronym:
Regulatory Authority
for Data Collection:
System Owner/Operator:
Data Contact:
System Contact:
System Platform/Software:
Data Owner(s):
AIRS Facility Subsystem
AFS
Clean Air Act
National Air Data Branch, Office of Air Quality
Planning and Standards, U.S. EPA.
Mark Antell (703) 308-8675
Chuck Isbell (919) 541-5448
IBM ES9000 Mainframe / ADABAS
Stationary Source Compliance Division (U.S.
EPA), EPA regional offices and other delegated
regional agencies.
System Description: The AIRS Facility Subsystem (AFS) is a component of the
Aerometric Information Retrieval System (AIRS). AIRS is a computerized database
management system for airborne pollution in the United States consisting of four
subsystems. Each subsystem addresses a different (but in many cases related) aspect
of the Clean Air Act regulatory requirements. AFS contains emissions, compliance,
and enforcement data on stationary sources of air pollution. Regulated sources cover
the spectrum from large industrial facilities to relatively small operations such as dry
cleaners (automobiles and other mobile air pollution sources are tracked by a different
AIRS Subsystem (AMS)). IDEAs AFS file currently does not contain any data on
Class B air facilities or on facilities which are solely asbestos demolition and/or
renovation contractors.
While AFS maintains data at several levels of detail on an air source, IDEA focuses
on the data at the plant-level. Plant-level data treats the entire facility as one unit,
rather than looking at individual emission points, processes, or stacks. Data reported
at the plant level include:
* General Source Information ~ identification number, name, location, etc.
* Plant Compliance Status — plant-wide, worst case status.
User's Guide
B-l
-------
4 Air Program Information - a repeating block of data addressing each
regulatory area a facility is subject to (e.g., SEP, NSPS, NESHAP,
PSD). Each Air program offers data on the following:
Historical Compliance Status - quarterly for past two
years.
Pollutant information — identifiers, classifications,
compliance status, etc.
Action/Activity Data — inspections, enforcement actions,
etc.
Significant Violator information.
Appendix Cpresents the AFS data elements in related groups which parallel the data's
hierarchical relationships.
B-2
IDEA
-------
System Name: CERCLA Information System
Acronym: CERCIIS
Regulatory Authority
for Data Collection: _ Comprehensive Environmental Response,
Compensation, and Liability Act (as amended)
System Owner/Operator: Office of Emergency and Remedial Response,
U.S. EPA
System Contact: Maja Lee (703) 603-8904
System Platform/Software: IBM ES9000 Mainframe/SYSTEM 2000
Data Owner(s): U.S. EPA (non-delegated program)
System Description: The Comprehensive Environmental Response, Compensation,
and Liability Act Information System (CERCLIS) contains the official inventory of
CERCLA sites, and integrates data from the Superfund removal, site assessment,
remedial, and enforcement programs. CERCLIS supports site project management,
program budget negotiations, accountability negotiations, and reporting.
CERCLIS data are structured based on an "operable unit" organization. An operable
unit (OU) is formally defined in the CERCLA National Contingency Plan (NCP); but
for practical purposes, it typically represents some physical aspect of the CERCLA
site (e.g., dividing large sites into smaller units) or of the clean-up required (e.g.
surface clean-up, ground water, etc.). A site can have one operable unit or as many
as the project officer deems necessary to remediate the site. Operable units are
numbered starting from OU 00 which is designated as the "site-wide" OU containing
removal, pre-remedial, and enforcement information. Sites not included on the
National Priorities List (NPL) usually have only an OU 00, since full clean-up can
be achieved through a removal action, or because after pre-remedial evaluation, it is
determined that no further federal action is necessary.
IDEA'S standard CERCLIS report IB displays data based on the OU structure;
however, enforcement information is displayed after the last OU (due to a limitation
of the CERCLIS database hierarchy). The most commonly queried/displayed data
include the following:
* General Site/Incident Information ~ identification number, name,
location, etc.
* Site Assessment — discovery, preliminary assessments, site screening
inspections, etc.
* Removal ~ removal activities.
User's Guide B-3
-------
• Remedial - remedial investigation/feasibility studies, Record of
Decision, remedial design, remedial action, long-term response, etc.
• Enforcement — PRP searches, negotiations, administrative and judicial
actions, etc.
4
Appendix C presents the CERCLIS data elements in related groups which parallel the
data's hierarchical relationships and System 2000 structure.
B-4
IDEA
-------
System Name:
Acronym:
Regulatory Authority
for Data Collection:
System Owner/Operator:
System Contact:
Civil Enforcement Docket System
DOCKET
Enforcement Sections of Environmental Statutes
under EPA's responsibility
Office of Enforcement,-U.S. EPA
DOCKET User Support (202) 260-2614
System Platform/Software:
Data Owner(s):
IBM ES9000 Mainframe/ADABAS
U.S. EPA (non-delegated program)
System Description: The Civil Enforcement Docket System (DOCKET) is a case
activity tracking and management system for both civil, judicial, and administrative
federal EPA enforcement cases. Case information is supplied and updated by EPA's
Offices of Regional Counsel and Office of Civil Enforcement case attorneys.
The basic structure of a DOCKET record focuses on an enforcement case. It is
assigned a case number (unique to DOCKET; not the same as the DOJ case number)
and a case name which identifies the defendant (or principal defendant if more than
one is named in the complaint). In the case of administrative actions, the record
includes the nature of the violation, statute(s) involved, attorneys assigned, and
milestone dates (e.g., the date the order was issued). Judicial actions contain
information similar to that for administrative actions, but include more detailed
milestone dates, as well as a place to indicate that a case has been amended (e.g.,
to include additional violations or defendants).
IDEA contains a subset of the DOCKET data which includes:
* General Case Information - Case number, Case name, HQ Division,
etc.
+ Case Attorney Names ~ EPA/Region, EPA/HQ, DOJ.
* Violation Information - Law/Section, Pollutant(s), Violation Date, etc.
* Defendant Name(s)
* Milestone Dates - Referred to DOJ, Filed, Concluded, etc.
* Amendment Information — Amendment Type, Milestone Dates.
DOCKET tracks enforcement actions taken against companies or individuals.
Therefore, the DOCKET case name may not exactly correspond to the facility name
where DOCKET records are linked via FINDS to facility records from other program
office data systems.
User's Guide
B-5
-------
System Name:
Acronym:
Regulate ry Authority
for Data Collection:
System Owner/Operator:
System Contact:
System Platform/Software:
Data Owner(s):
Dun and Bradstreet Marketing Services
Identifier File
DUNS
N/A (Leased Commercial Vendor Product)
Office of Information and Resources
Management, U.S. EPA
FINDS Information Hotline (800) 424-9067
IBM ES9000 Mainframe/ADABAS
The Dun and Bradstreet Corporation
System Description: The Dun and Bradstreet Marketing Services (D&B) - Duns
Market Identifier File (DMI) is a commercial vendor product which is leased by
EPA's Office of Information and Resources Management. It is a static file extracted
from the full D&B database, and contains basic identification data for all business
establishments tracked by D&B. IDEA extracts a subset of the Identifier File: it
includes only those businesses (AND all businesses in their corporate "families")
which are linked via FINDS to any program office facility record. The IDEA
DUNS file includes:
* Identifying Information - DUNS Number, Name, Address.
* Industry Classification — up to six SIC Codes.
* Corporate Family Linkage - Parent Number and Ultimate Number.
The hierarchical relationship of DUNS Numbers should permit simple IDEA queries
to retrieve information about all the businesses/facilities for a given company. In
practice, the linkages between DUNS and FINDS are incomplete (at this time). This
requires additional steps to be taken to retrieve "corporate profile" data from IDEA.
B-6
IDEA
-------
System Name:
Acronym:
Regulatory Authority
for Data Collection:
Systran Owner/Operator:
System Contact:
System Platform/Software:
Data Owner(s):
Federal Facilities Information System
FFIS
N/A
Office of Federal Activities, Office of
Enforcement, U.S. EPA
Don Franklin (202) 260-5908
DOS-based microcomputer/dBASE
U.S. EPA (non-delegated program)
System Description: The Federal Facilities Information System (FFIS) is an
automated system used by both the EPA and other executive agencies. The FFIS
serves as a tool for monitoring and planning projects which are intended to bring
federal facilities into compliance with current environmental regulations or to
maintain compliance. The FFIS provides the following:
* An inventory of all federal facilities for which pollution abatement
projects have been reported to the Office of Management and Budget
(OMB) through EPA.
* The compliance status of any facility with applicable regulations.
* Information on projects planned or initiated to bring the facility into
compliance with current regulations, to maintain compliance, or to
achieve compliance with future regulations.
* Budget information as required by OMB for the A-I06 report.
The FFIS database stores information on the nature of the problem that each project
must correct, the reason for initiating the project, its environmental impact, its
estimated cost, and an evaluation of the adequacy of the project regarding design,
timing, and funding. Budget information required by OMB is available. Although
data may be added to the system throughout the year, the major updates occur in
January and July. Data may also be updated in September, in preparation for the
OMB report.
User's Guide
B-7
-------
System Name:
Acronym:
Regulatory Authority
for Data Collection:
System Owner/Operator:
Syst Contact:
System Platform/Sol ttvare:
Data Owner(s):
Facility Index System
FINDS
N/A
Office of Information and Resources
Management, U.S. EPA
FINDS Informa n Hotl - (800) 424-9067
IBM ES9000 Mainframe/ADABAS
U.S. EPA (non-delegated program)
System Description: The Facility Index System (FINDS) is a computerized
i itory of facilities regulated by the EPA. FINDS contains two types of
i mation about each facility:
* Facility identification data, such as its unique EPA ID number, name, and
physical address.
« Pointers to other sources of information- EPA program office databases
which contain more detailed information about the regulated facility.
Currently, FINDS is updated by performing periodic "reconciliations" between the
FINDS records and those of the program office data systems. For each program
office facility record, an effort is made to link it to an existing FINDS EPA Facility
ID Number, or to assign it a new EPA Facility ID Number when sufficient
identifying information exists to determine that it is a new facility to FINDS. The
types of data FINDS maintains include:
• EPA Facility ID Number
to each facility.
a unique and meaningless number assigned
FINDS Facility Name - may match or differ from the program office
facility name.
A ess - Sti , City, County, State, EPA Rt.
^ongitude, ami Attributes.
i, Latitude,
* System-Code — a code to uniquely identify a program office database.
• System-ID — the ID number that the program office database uses
may differ from the EPA ID Number.
Because EPA program offices may apply their own definition of what constitutes a
facility, FINDS may link one or more System Identifiers to the same EPA ID
B-8
IDEA
-------
Number. FINDS problems for the IDEA user include inaccurate links with program
office facility records and incomplete linkages, owing to incomplete or ambiguous
facility flame and address information in the EPA program systems who provide the
- facility information to FINDS.
User's Guide
B-9
-------
System Name:
Acronym:
Statutory and
Regulatory Authority:
System Owner/Operator:
System Software:
Contractor Listing Docket, a subsystem of the
Office of Enforcement Consolidated Docket
System.
LST
Clean Air Act sect. 306, Clean Water Act sect.
508 and 40 C.F.R. Part 15
U.S. EPA Office of Enforcement, Office of
Criminal Enforcement, Contractor Listing
Program.
Contractor Listing Docket is an ADABAS
system which uses software written in
NATURAL. The software was designed by
Computer Sciences Corporation in 1989.
System Description: The Contract Listing Docket system is a case activity tracking
system. It was designed to assist the Office of Enforcement in tracking, managing,
and reporting information about Contract Listing Cases from the point they are
initiated and developed until they are concluded. Contractor Listing Cases are
managed by the Contractor Listing Program which located in the Criminal
Enforcement Counsel Division of the Office Crimin Enforcement, Office of
Enforcement.
B-10
IDEA
-------
System Name: National Compliance Database
Acronym: NCDB
Regulatory Authority
for Data Collection: Federal Insecticide, Fungicide, and Rodeirticide
Act (FIFRA), Toxic Substances Control Act
(TSCA), Emergency Planning and Community
Right To Know Act (EPCRA) Section 313.
System Owner/Operator: Office of Compliance Monitoring, Office of
Prevention, Pesticides, and Toxic Substances,
U.S. EPA
System Contact: David Meredith (202) 260-7864
System Platform/Software: PC/LAN; dBASE 3 +, Clipper compiled
Data Owner(s): U.S. EPA (partially-delegated program)
System Description: The National Compliance Database tracks compliance and
enforcement data under the Federal Insecticide, Fungicide, and Rodenticide Act
(FIFRA), the Toxic Substances Control Act (TSCA), and the Emergency Planning
and Community Right To Know Act (EPCRA) Section 313. NCDB is the national
repository for data from the regional FIFRA/TSCA Tracking System (FTTS), which
resides on LANs in the regional Pesticides and Toxics Branches. The Office of
Prevention, Pesticides and Toxic Substances (OPPTS) uses NCDB to track
compliance and enforcement data and to provide standardized and ad hoc reports.
The major data sets include the following:
+ Inspection
* Case Review
* Enforcement Action
* Settlement Term
Other datasets include Import, Sample, Referral, Multiple Actions, Milestones, and
Grants.
User's Guide B
-------
System Name:
Acronym:
Regulatory Authority
for Data Collection:
System Owner/Operator:
System Contact:
System Platform/Software:
Data Owner(s):
Permit Compliance System
PCS
Clean Water Act, National Pollution Discharge
Elimination System Program
Office of Wastewater Enforcement and
Compliance, Office of Water, U.S. EPA
PCS User Support (703) 908-2680
IBM ES9000 Mainframe/ADABAS
U.S. EPA and delegated state agencies
System Description: The Permit Compliance System (PCS) is an automated
information management system maintained by the Office of Wastewater Enforcement
and Compliance to track permit compliance and enforcement status of facilities
regulated by the National Pollutant Discharge Elimination System (NPDES) under the
Clean Water Act. PCS is designed to support the NPDES program at the state,
regional, and national levels.
Currently PCS tracks more than 65,000 active NPDES permits and an equal number
of inactive ones. *
The PCS includes the following data types:
* Permit facility data
• Descriptions of outfalls (pipes)
4 Monitoring requirements for each outfall
• Reported measurement values
• Compliance schedules
• Compliance schedule violations
* Inspection information
* Pretreatment audit
* Pretreatment Performance Summary (PPS)
• Enforcement actions
• Evidentiary hearings
* Grants
• Permit tracking events
B-12
IDEA
-------
System Name: Resource Conservation and Recovery
Information System
Acronym: RCRIS
Regulatory Authority
for Data Collection: Resource Conservation and Recovery Act
System Owner/Operator: Office of Solid Waste, Office of Solid Waste
and Emergency Response, U.S. EPA
System Platform/Software: IBM ES9000 Mainframe/FOCUS
Data Owner(s): U.S. EPA and delegated State Agencies
System Description: The Resource Conservation and Recovery Information System
(RCRIS) is the national program management and inventory system of RCRA
hazardous waste handlers. Handlers fit one or more of the following categories:
treatment, storage and disposal facilities (TSDFs), large quantity generators (LQGs),
small quantity generator (SQGs), and transporters.
RCRIS contains:
* general information on all handlers (e.g., name, address, activity
type);
• * permitting and corrective action program status, and SIC code
information for TSDFs only;
* enforcement and compliance actions for specific facilities, regardless
of type, which have been subject to inspections or other enforcement
• activity.
The information in RCRIS is created by States and Regions for their program
implementation purposes. Those portions of the data which are relevant for national
program oversight and management are contained in the RCRIS national oversight
database from which IDEA extracts its information. In RCRIS documentation, data
which is identified as "core" or "conditional core" is contained in the national
oversight database.
User's Guide
B-13
-------
System Name:
Acronym:
Regulatory Authority
for Data Collection:
System Owner/Operator:
System Contact:
System Platform/Software:
Data Owner(s):
Site Enforcement Tracking System
SETS
Comprehensive Environmental Response,
Compensation, and Liability Act (as amended)
Office of Waste Programs Enforcement, Office
of Solid Waste and Emergency Response, U.S.
EPA
Alicia Corley (202) 260-8717
IBM ES9000 Mainframe/ FOCUS
U.S. EPA
System Description: The Site Enforcement Tracking System is a database
management system designed to track the names and addresses of potentially
responsible parties (PRPs) who have been issued CERCLA 104 "General" Notice
Letters, or CERCLA 122 "Special" Notice Letters. General Notice Letters inform
the PRPs of their potential liability for the costs of response work associated with the
investigation and control of actual or threatened releases of hazardous substances.
Special Notice Letters inform PRPs of EPA's decision regarding remedy selection at
a CERCLA site (or portion thereof), and extend an opportunity to meet with EPA
regarding responsibility for the remediation, prior to EPA taking an enforcement
action.
The types of data maintained include:
• Site name and address.
* PRP name.
* Date of General Notice Letter.
* Date of Special Notice Letter.
• Notice Letter Addressee name and address.
B-14
IDEA
-------
System Name: Toxic Chemical Release Inventory System
Acronym: TRIS
Regulatory Authority
for Data Collection: Emergency Planning and Community Right-to-
Know Act
System Owner/Operator: Office of Pollution Prevention and Toxics,
Office of Prevention, Pesticides and Toxic
Substances, U.S. EPA
System Contact: TRIS User Support (703) 816-4445
(202) 260-9419
System Platform/Software: IBM ES9000 Mainframe / ADABAS
Data Owner(s): U.S. EPA
System Description: The Toxic Chemical Release Inventory System (TRIS) is the
first national database which contains information on toxic pollution by manufacturing
industries. As mandated by the Emergency Planning and Community Right-to-Know
Act of 1986, the TRIS is publicly accessible. It provides the public and government
with information about possible chemical hazards in their communities and thus
promotes planning for response to chemical accidents.
Manufacturing facilities covered by the 1986 act must report to EPA and to state the
amounts of more than 300 specified toxic chemicals that they release directly to the
air, water, or land, or that they transfer to off-site facilities which treat or dispose of
wastes.
Data in the TRIS include the following:
* Facility identification.
* Off-site locations to which wastes containing toxic chemicals are
transferred.
* Chemical-specific information.
* Activities/uses of chemicals.
* Maximum amount of chemicals on-site at any one time.
• Releases on-site.
+ Waste treatment methods and efficiency.
* Pollution prevention actions.
User's Guide B_15
-------
B-16
IDEA
-------
Appendix C
Data Elements in IDEA Shadow Files
This Appendix presents the data elements included in IDEA'S shadow files, or copies
of the EPA Program Office database files.
The following points should be kept in mind when referencing these data element
listings:
1. Not all of the data available from the Program Office data systems
may be included in the IDEA shadow files.
2. A data element must be indexed in order to be used as an IDEA query
selection criterion.
3. Bolded data elements were created for IDEA retrieval use and do not
exist as such in the Program Office databases.
The file listings follow the same basic format: elements are "grouped" into "logical
records" which mirror the structure and/or relationships of the original database. A
few or many data elements may be included within these GROUPs. Each data
element is defined by its ELEMENT NAME, an INDEXED indicator: (Y)es or
(N)o, an Enforcement SENSITIVE indicator: (Y)es, (S)ometimes, or (N)o, a generic
indicator of the data TYPE, the (external) LENGTH of the data field, and a brief
DESCRIPTION of the data element.
The data types that appear are shown below:
Code
Char
Date
Num
Intg
Text
Data Type
Character
Date
Numeric
Integer
Text
Description
May include alphabetic or numeric data
Expresses the date as a string of numbers; check the
for the specific format
description
Only numeric data may be present; may be integer or decimal
format
Only integer numeric data may be present
Essentially the same as Char; unique to CERCLJS
User's Guide
C-l
-------
DESCRI
o
UJ
Ez
to ^
z?
g
3
o5
z >
a.
I
o
u
VD O O
r* *n ts r^ n
^* T»- ^
fS — « >« z z z >•>•>•>- z z z >.>.>.>.>. >. >. >.>.>,>.>.>.
o co
Q u u
2 I i
< flu fh
£ K 55
0-
I
I
-------
w
o
DESCRI
o
i
m
co =r
z £
til »^
K C
§z
o $
z >•
H
W
IX)
ft.
O
^gfe
*K OS O Z
Se«
5§|5
|S§2
2sls
£ S S S
« 3 JS 3
D Z U Z
CO OT W5
en
I
-------
u
o
3,
LU
c.
>
S3
Z
P o p o
ct&c*o£&&at&&&iXBii-&,oc,aiotaiiL!iLic*at.Biaia:a!:.-.-
<<4.««<<<%i
w '
s
.
.S
.^
i
I
-------
H
a.
p
I
Q
w
I
I
8
n
5
...... <
ggg
OOO
Z
o
I
o
3
§
o
i
o o
»:
si I
K*U =
S >•
|2 gg
>
zzzzzzzzzzzzzzzzzzzzzzzrzzzzzzzzz
LUUJUJUJUJUJWUJUJUJLUUJUJUJUJUJUJUJUJLUUJUJLIJUJUJUJUJUJUJL^LLIUJUJ
assuuuouuuusouuuuuuuuQouuuuuuuuuu
•s
8^r^mWWW^^^m^^'^^5^^^^^^"'^lr>~''"~'-"'~-"*-'':-f:;<" *5»
oooooooooooooooooooooooooooooooo ,?
3
-------
2
O,
OL.
t
tt
O
ENTRY-LINK AUDIT FLAG
ENTRY-SITE REF NUMBER
u
3
..
OOOOOO
EVENTS
EVENT-TYPE
EVENT-CONCATENATION
EVENT-QUALIFIER
EVENT-NAME
»:
U
LU
— ®
! U U O U
as as
<<
XX
OU
vo
52
— m 01
OS oc as os OS
O O O
£
E£i
S5 $
2 S3
uj >;
OT ^
s
1
5b 22
22222>-><2>->'>'>'>'2
2
PE]
s
s2
oo "" — HZ — H" — — — — — — — — ~— ^^^^rtrtrtrrrrrr—
g
I
-------
a
Q
a
u)
a
u
w ip
Q ?
z >
w
u
b
8
,i
I
1
Q
a
Bii-
g
d
fTl [T]
„ q o o o
\O (N — — — (N (N
UUUUUOWDOUUQQUUUUUQOUUOUUUUUUUOUQ
"• r< m o —
-------
U]
z
o
V)
ua
Q
C
u:
UJ
Q.
\o
— o o o
— CM — n
wimcs
S
UJ
Z >•
Z^ZZZZZZZZZZZZZZ^^^-ZZZ^ZZZZZZZZZZ
if
1
-------
igse
ZZZZ
. IX UJ
22^
O O OT C/3
SSS?
2222
UJ Ul UJ UJ
> > > >
UJ UJ UJ UJ
111 UJ
t/5 5/3
UJ
Iz
&n t
2 •
H
tii
u
o o o o «•>
(S-><
o —
OO
OO
•ta*
5
,«n
lw
-------
2
o
u
H) U U U U
Ul U tO U) H]
3 D D D __
CO C/3 5/J CO 60
i
SE
s°
'§
u
U)
Q
S 8s
2 6
X O
Q
[2?
2 2
U U
2 5
s|
H H
z z
tu a
> >
UJ UJ
03 CO
3 3
(/] V]
a 8
U3U
5S
o P
^•^H
222
UJ UJ UJ
SSS
s s s
O O O
u u u
H f- H
222
UJ UJ U
> > >
UJ UJ UJ
CQ GO CD
3 P 3
co en oo
U «
a. u
>• co
H?
2 2
u uj
2 2
II
U U
IE £
UJ U
> >
UJ UJ
03 03
co co
Q Q U U U U U
UUUUClUU
XX
UU
U O U U U
X X
u u
_ UJ &. ee. as.
< P < < <
< X X X
Q U U U
s
UJ
z>zz>z
o
v>
ISS
CO CO CO CO CO CO CO CO CO CO CO CO CO CO CO CO CO CO CO CO
2
s
-------
Z
O
E
u
CO
UJ
Q
O
Z
UJ
u
>
l§
z 22
UJ >.
en O
S
U)
X
S 0
Q ?
Z >-
>— 1 V--
u
S
taJ
UJ
u
u
1
3 £ *
§ 5 •
Z Q
ll S 9
l^SPJsg
i8g£p3
1 1 I t i T
PQ UJ U) [I] UJ UJ UJ
Z 2 Z Z Z 2 Z
-3333333
f- t- H H H H H
Z Z Z Z Z Z Z
UJ UJ UJ UJ UJ UJ UJ
SSSS 2SS
ss sssss
o o o o o o o
u u u u u u a
fe^^^SS^
uu uj uu EJLJ [zj uj m
>>>>>>>
UJ UJ UJ U) UJ UJ U)
QQ GO CQ CQ CO QQ OQ
3 3 3 D D D 3
C/2 tfl CO OT CC3 (/3 tfl
i (S «S >£) VO VD It
SSSfSSS
: x x x < x x
! U U U Q U U
i
, z >- z z z z
O — n >/•> in in »n
n n n n w p^ <*^
in
gig
§1 §
i1! %
J n Z
ANCIAL
-ACCT/DOC CONTROl
-DOCUMENT CONTRC
-ACCOUNT NUMBER
-DATE (MMDDYY)
-TIME
-USER ID
-ACN/DCN CONCATE1
22ZZZZZ2
EEEEEEEE
QQOQQOQQ
33333333
<<<<<<<<
>>>>>>>>
r_ , ^ ^ L r_. r^. r ^
r^r^r^r^H'r^r^r*
2ZZZZZZZ
UJUJUUJUJUJUJUJ
>>>>>>>>
m m fi^ p] [T] fri jfi m
no so
i ci vo — \o vo n —
Oi D< Qi QJ Oi OS Q<
< 5 5 H < < <
t X X X < X X X
; u u u a u u u
i
, >- }H >, z Z Z >•
o<—r»f>*v>vcr-»
ONOSC^OHCTN^^9\
nfHcsnNpitsN
n
u
zzzzzzzzzzzzzzzz
EEEEEEEEEEECEECE
o o o
~" xo — o< — - —
uuuuuuuuuouuus
85
IS CS
00 O */"> 00 ^ O 00
-------
•
53
t2
gP
1*
-zz>-z ,z>zzzz
I
^D O CIS ^^ ^? <^ *** •*
S
1
-------
o
E
s
u3
Q
0
Z
UJ
U
>•
^"
S
P^
K?
z EG
uj >:
en C-
S
Ul
S-
gs-
z >•
•-* ^s
F
Z
U]
S
»J
u
u
i
g
UNK RECORD
UNK RECORD-IDENTIFIER
UNK RECORD-CONCATENATION K
UNK-CHAIN
F F F F
z z z z
UJ UJ UJ Ul
> > > >
UJ UJ UJ UJ
fn
. vo «s n
££*
! UJ UJ X
: PP u
1
,>•>•>•
O — c» m
cs cs c4 r^
•t •*•*•*
N «s ts «s
«n
UNK-TYPE
UNK-KEY
UNK-EPA ID
UNK-OPERATIONAL UNIT
UNK-EVENT
UNK-ACnviTY
UNK RECORD-TIME
UNK RECORD-DATE (MMDDYY)
UNK RECORD-USER
FFFFFFFFF
zzzzzzzzz
tT> fl^ fr^ [T] [|1 fr^ fTT til frj
>>>>>>>>>
ff^ fT> fT] ^lj fT) fT^ [t) (Jj ft]
i— «s
en— — (Sen^-vo*oen
oif-ocoiaiaittuja:
<:><<<<<^f-<:
5LUBXXXXrt»o
r*N ^s r^ c^ c*% co (o fO co
•*'*Tf<*'*>>>>>>
UJ U) UJ UJ UJ UJ UJ
i en cs • Z Z >« Z
§ S S S 2 S S
(O CO fO FO CO ^^ fO
CO CO CO tO CO CO CO
CO
B
COMMENT UNE
COMMENT UNE-NUMBER
COMMENT UNE-CONCATENATION
COMMENT UNE-TEXT
COMMENT LINE-DATE (MMDDYY)
COMMENT UNE-TIME
COMMENT UNE-USER ID
E- E- f- E- F E- F
Z Z Z Z Z Z Z
UJ UJ UJ UJ UJ UJ UJ
>>•>>>>>
UJ UJ UJ U) LU Ui UJ
r>< O
i eN cs VD \D • 'z z z z
O — «N en <» «n «
en en en en en en en
en rn en en en en en
•*
ICAL INFORMATION
NFORMATION-TYPE
NFORMATION-QUAUFIER I
z - -
XXX
u u u
L13 rrl irj
I^FF
i eM fM-
a: of.
< <
! X X
: u u
•
, >• z
o — r«
9 § 5
en en en
en
tn
6
I
-------
o
2
I
Q
O
LU
a
Q 5
Sb
I
U2
§
EiwSfc
in to
a. LL Z
u. O
< u as B; a: x
>- u. O uu u w 22
h-
£ £ £ £ £ £ £ £ £ £ 2 2 £ £ £ £ * £ £ 2 £ £ £ a: a: 2 a: os el a: IS
5£ ISSS5SS£ IS5SS£§£SS11S fc^fcfc^fcii
X X X X X X X X X X X X X X X X X X X X X X X CU UJ m U W u U u)
uuuuuuuuuuuuuuoyuuuuuuu ouuuuuuu
mmmMjyjijymmmmmfjjMjrjjmmmrjQmnjMjmrj) tiJ m LT^ fT] JT| pi ^ t>^
m ^ r*
X X X X X X
u u u u u o
xxxxxx z >• z z z z
— CNrt-W)VOT— OO
I
5
3
£
-------
*"
DESCRIPTION
0
Z
LU
U
a.
£
Lti
>
*f
z 55
u i
S C
s
m
|y"
a o
0 2
z >
s
3
u
-J
tu
^
s
S SB
i ^ >•<
3 U Z
EVENT CHEMICALS
EVENT CHEMICAL-CAS NUMBER
EVENT CHEMICAL-NAME
EVENT CHEMICAL-COMMON NAME
EVENT CHEMICAL-DATE (MMDDYY)
EVENT CHEMICAL-TIME
EVENT CHEMICAL-CONCATENATION KEY
EVENT CHEMICAL-USER ID
EVENT CHEMICAL-HISTORICAL INDICATOR
EVENT CHEMICAL-CONTAMINATING MATERIv
EVENT CHEMICAL-CATEGORY
EVENT CHEMICAL-CONTAMINATED MEDIUM
EVENTCHEMICAL-MATERIALCONCATENATIO:
-
o p o ~» —
• — ^F^^ovofifrics^r — r»d
BiOiQiLUBSt-QiQlBiQiDia:
<*t,<£-^ K i«*. K*. r^. r^
^* c^ i^ r^ t^ t^* r^ P" r^ i^ P^ n* r^
C'l f*i d t*^ ^^ €*"! tf) fl (^l C^ CO fO f^
(n
RCRA
RCRA-OFFSITE ID
RCRA-CONCATENATION KEY
RCRA-DATE (MMDDYY)
RCRA-TIME
RCRA-USER ID
- >• z z z
§•-1 c>» r» oo p\
OO 00 00 OO 00
O«n — «Ncl— -vovo
OiLUr. OiBSOlalBiQ'pJ
zzzzz»-zz
8-"Ci*wi«i--— r»n*
O O O O O O — .- « «•
*OM"»v^v}viV}v>v>*o(/'>vi
tscSMc
u
s
1
-------
VD
IP-*
u.
ON
Z
f
W3
U
o
O
LJ
J
IX
a.
I
u
Qa
ctf £
O P
^S
* =
23
< <
2 2
£S
LU
UJ
,": o o o o o o
g u u u u u u
SH (- |- H- H H
< 2 2 Z Z Z Z
g D D 3 3 D D
o. o. o. a. a. a. a.
O O O O O O O
ASES
iTENATION
^
u w
2 S
O <
MMDDYY)
•«_»•
Ps
< i
H U2 Q P
to v) & th 2Z22
2>-ZZZZ
S
W
w
I
o — ^ n
(S
O —
-------
O
2
u
en
W
Q
£
w
u
I
w
r-
i
AT KEY
MMDD
CODE
ID
NC
TE
E
PE
ER
NTS
CO
DA
TI
NT-TY
NT-US
NT
UJ LU UJ LL) W UJ UJ
S SSS S S5
sssssss
O O O O O O O
U U U U U U U
»»»•>.
Z 2 Z
UJ UU UJ UJ LJU
— \o vo
f- O
— v£>
VO m
ac x ±
u u u
! U
QUU
Q; oc u
< < f- , , ,
as ac < a: ac 1
U U O U U U
os at
< <
a: £ a: u tt as
< < < H < <
i as i < as ac
U U U Q U U
222
Z>22>-2 ,2>-222Z
— (so— •
*
es
85SSS
c^» r^i f*"i ^ <*^
O —
I
I
-------
ZZZ22222222
ooooooooooo
oDo55o555oo
UJLUUJUUUJUJUJUJUJUJUJ
&oe.cc.aifX.u.c£.Qiu.c£Qi
Z
oo
u.
U U UJ
O oo
<<• 2 2 2 2 2
2 Z 2
>->'>->->-'Z>'22ZZZ22
I
U)
I
I
I
-------
z
o
01
f-
w
1?
2 £?
8
tu
Z >•
I
J
uj
in
1
ON
*••*
U
ft. ft. ft, U. ft.
Z 2 2 2 2
UJ ft! UJ UJ UJ
USU
U
fl fi
oo
in
sss
r- r~ t-
3
-------
ON
Ct
U
s
Q
< < <
U. U. U.
Z Z Z
UJ UJ UJ
o
a
s
J
UJ
.JtuuJ
5EE
WlJU
E E
U)UJ
E E
UJtIJ
C E
U
a _
U. U- tl. U_ U. U,
Z Z Z Z Z Z
U UJ UJ UJ UJ UJ
U- U.
z z
UJ UJ
U. U.
z z
01 U)
U. U.
z z
UJ U
U. U.
Z Z
UJ UJ
U. U. U.
z z z
UJ O) UJ
U. U. U.
z z z
UJ UJ LU
U. U. U,
z z z
UJ UJ UJ
o
LU"
UJ
a.
c£ u ofi otf u a: a;
<*-<<£<<
X < X X ' •
U D U U
t— ^**. •**.
< x x
Q U U
! UUUUUU
a
z z >• > z z z ,>•>•>• z z z z z z z z z z> z >• z z z z >• > z
§
!
UJ
r»r-r-r--r-r*r-f» r-r^r»f~-«~r~r~»— r-i>t~-r^t»-r-r-^r^t~c^r-»~i~r~r-
sJ
u
cs
I
5
-------
2
Q
LU
ta
a.
It
to
i
z >•
'
H
u
5J
g
z
u:
i
S
U3
zzzzzzzzz
H^Hf-HHHHH
333333333
a era a ex ex a a a
» i i i i i i i i
SSSSSSSS
FT1 TT1 I'l t-T1 tf-1
[I]
....,,,,,...
zzzzzzzzzzzz
oooooooooo
ENT STA
STATUTE
w
U
U. Uu
Z Z
tU fT1
3
o
s
z
1
o
g
<
k
U.
z
Q
O
5
e w
p
^
CO CO
(b U.
Z Z
U
0
si
uu fcj
co _
II
U. tt,
Z Z
UJ U
« SO
x a < a x a
U U O U U U
ZZZZZZZZZZZZ , >• >- >- Z Z Z
Q
o
^
-
fc
O 0,5
Qgg
Z ZH
gssssssss
zzzzzzzzz
ffl p^ ^1 tr^ ^lj ^U p^ [^} [jj
sss
z z z
UJ UJ UJ
a> o o
5g 51
t-.r-r-r-r^r-t-i-i-r-r~r-
r«r-(^t^t>-r-t~ _
i^ i^ ^- ^ t^- t-* t^ oo
tSestscNUrits r»
Br-
C3
e
-------
CM
(S
0
E
a!
x
Ul
Q
i?
s
UJ
Q 5
Z >•
z
w
2
0}
U.U.U.U.U.U.U.U.U.U.U.tt.U.
zzzzzzzzzzzzz
rs
n «N vo vo
QJ Of UJ 0£ Qi Qi
< < p < < <
X X < X X X
U U Q U U U
. z >• z z >• z
co
to
g S S S S SS
U. U. U. U. U. U. U.
z z z z z z z
UJ UJ UJ UJ UJ UJ tU
cs r>«
8
f> vo n
f*? Ou QJ II] P"! Od
< < < H <3 5
5£g£gg
, Z >- Z Z Z Z
oooooooooooooooooooooooooo
o ~~ ts c^ ^ v» vo
00 00 00 00 00 S 00
-CO
2OOOOOO S
W U U U U U U U
ff1 III
-------
o
LU
_1
U
Q.
CO
B5
Sb
u
1
u
u
8
I
o
U
r * ^=*
^ Sn.*
8S
-S2
i i
2 2
EE
D Q
3D
< <
> >
en w
u. a.
u. u.
2 2
U LU
b
u
D§
N- Q
Igz
a w u
P^-?
2 Z 2
EEE
Q Q Q
333
< < 5
> > >
eo e« vi
SSS
u. u. u,
tu U- ft.
2 2 Z
e:
<
5d
m DC
P < <
a: ac ac
U U U
>- 2 2 2 >•
ON ON ON ON ON
r- t— r~ r- r-
ea
i
2
I
2
9S
^
2 "->
W Q
ri ^ IdU K I—I
g p * S 2
ll!?Ii
y22Z222222ZZZZ2222Z22222
gEEEEEEEEEEEEEEEEEEEEEEE
a.u.u.u.u-tL.u.u,ti.u_u.u,u.u.u.u.tt,ft.u.u_u,[L.tt.u.
22222Z2222222Z2222222222
UUJUJUJLJUUUUJLLlUJUJUJUJUJLiJUJUJUJLUUJLLlUJLUUJUJ
! UUUQUClEUUUDUUUUUUUU
UU
I
-------
ON
52
u
en
u-
fc HI
Is?
u
C
tt V)
zz
UJUJ
a:S5
5 u. a.
t U. U-
Z Z Z
to a w
o
ui
E
fc
r*
< < <
a a x <
u u u
01 & t£.
F < 5
a u
Z S
U U
u
PS>
S5 *
Z 5
W !
I
-------
b
tu
tu
a.
a
it
Z $2
CO
S
it
z >
w
tu
tj
EQ^o
to Z Q* H
s^ii
gggg
a- fc £ u.
U. U. PL, ti,
Z Z Z Z
tu m to tu
o »
OiOSttlQSlXQialUJBiB:...
<<<<<<
-------
O
H
uj uj uj uj uj uj
ssssss
iii335
S u u o
n
^S
u.
o O O
u u u
C vc (S m
oi os pj a: a; a:
< < H < < <
«s r» x5
OC OS DC
< < <
ac of
< <
x z z < x x
U U U O U U
, 2 >• 2 2 >• 2
2 >• 2 2
>- 2
CS
O -* ri «o ^- *n \o
fO fO O"v O*i vs
so
(O
CO CO
fc
CO
I
-------
:RIPTION
w
0
0
z
UJ
J
U)
CL,
I?
2 *"
u i
tn C-
B
U)
Q 5
2 >^
(U
s
3
to
si
u
u
Qtf
^, O
f 1
i? p
if |
1- 82
LU U U) m o/ P
Q 2 P S S b
o o < s K £2
i i i i i i
u u u u u u u
2 Z 2 Z 2 2 Z
UJ UJ UJ U3 UJ UJ UJ
o o o a o o o
a. a. a. a. a. a. a.
a: a: a: a: a: a: a:
a. a. a. a, a. a. a.
, * £* * >• 2 Z Z 2
8«~« ri ON
O O O O O O
w> in in i/i v> «o in
—
U
a
o
o
S P
[A
IA-CONTAMINATED MEDIU
A-GOAL ATTAINED
A-THREAT ELIMINATED
A-CONCATENATION KEY
A-RECORD TIME
A-RECORD DATE (MMDDY
A-RECORD USER ID
A-HISTORICAL INDICATOR
coaaoaaao
UIUJUIUIUJUJUJUIUJ
SS5SSSSSS
•««•
ozaictacBiixottt:
<£ ^ <^ ^ 7 LH ^* ^
! XXXXX-22>-2ZZZ
r- F- r- r-t~t-r-r-t-
_H
•NAME
STATE/COUNTY
UJ UJ UJ
o 9 a
. ^ v,
OS Of
: x x
: u u
i
,*>.
I^S
o o o
„,
r-
cs
U
J-5
1
-------
oo
cs
U
z;
o
W
U
S
m
CA
I
BQ
V]
P<5<<5>£
F2222£r£
t u o u u > £~
*2222Q*|
HE-HH «§£
=335S>^
of a: a
1
a
a.
uu«>u«v
BmrtBamtoB
QOOOOQOQ
>
1
(ft
m
IWMWMWCOCO
z >•
a.
1
o
fe
S
ft.
CO
u
u m
tn V)
< <
u u
I
-------
DESCRIPTION
O
Z
ua
UJ
cu
/
Z »3
U2 bw
C/3 O
B
u
D 5
5b
EMENT
iME
EJS
g
Qi
O
-
s
§ I i
c £>fe z o
||3 ||g
>• >- sr ^uj F H m
5l§B|S|g | |
sg£QSg§5 o p
EPSs^ois 5 * s
x^8§o§l^ gg 2 g
S^adlifep ' c 3 1
Q=>wzse«¥5 ^g d g
oosdo-jEu?
o
OOOOOOUjj! rrlrr? Irf Jrt
QDQDDQQU 33 6 U
^H JH c/3 W W ?"1 ?"* C/3 C/5 C/5 (/5 I/J
>.>.>.>.>.>.>.>. >.z >• >«
->
\ E
s i S
3 2 i
. a;
PLAINTIFF NAME
PLAINTIFF - INTERVENO
DEFENDANT NAME
222
^T ^T ^T
^ a? at
6 6 u
>• >< CO
Z Z >•
S P 1
a, S O
1 1 i
rj; g 2
a. 5 O
-
s
AMENDMENT NUMBER
AMENDMENT TYPE
DATE INITIATED (YYMM
DATE TO DOJ (YYMM)
DATE CONCLUDED (YYN
DATE FILED (YYMM)
DECREE PENALTY
g •= « « u «> g
3 _C t3 15 'w « 3
Z U O O Q O Z
>> CO >• >" CO CO >•
Z >- Z Z Z Z >-
ggfe3S3B
< < 5 Q Q Q D
1
5
j
z
o
5
PAGE NUMBER
LINE NUMBER
COMMENTS - CASE SUMl
o
".»
z z z
z z ^
2 j o
MMENT
O
U
I
s
-------
§
ON
CO
U
MBER (S
MBER
O
|i si?
<«ui«cn>.
OooE">
e.
C
™
DESCR
COMP
(U
en
z z z z z z z z z z z z z z z z z z z z z z z z z z z z
s
U)
It
z >•
ZZZZZZZZZ>-Z>«Z>-ZZZZZZZZ>-Z>">«
o
«?
U
LU
til
0.
o\ o\
DZZ
«
a-cjCMjc^ s 3 a a a a a a £ 9J~ 52
ZUUQOUZZZZZZZZDZUZO
o
Z n
m o
frj p^
K t)
P O
eu
8
Di
o
U SI &
P Q 8
I
-------
DESCRI
UJ
a.
Q
ia
2
Q
Z
iu
S s
3 <
S3 Z
a
§
Bd
O
i
a
z
Q
ta^
IHHHI
1
FEDERAL
o«
m
ta
5
PROJECT
O
0
u
ta P
o **
«8U|
5 >• 65 M
iis"
>" W S_ Jfc.
SSSggls
sssllge
Q£ U. Q < < E5 U
5
g
' Z
PO
BQ S
S^
+ -J
U <
ZIP CODE
COUNTRY
REGN+S1
+GSA INS
I?
^E
f- w
tfl co
«s o o
— — (VI 10 — «S
o o
C^l fH
w>rs — — n —
zzzzzzzzzz
zzzzzzzzzzz zz
>< >• z >• >• z
Q^ fLt ^ *J ^7 JJJ LM %j r v »H
_ K O<^Upa5?"y^
E 2 UJZOWWECfeP
tt. Bu QiU.Q<
-------
Si
IN
i
£j
B
-s
o
u
u
o
o
ON
DESCRI
I
R
R
EPA
CE FILE
CE ID
ENCE NUMBER
Y NAME
ADDRESSl
ET
U
U
QU
CI
RE
SO
SO
SE
A
ID
(S
SzSSSSI
z u z z z u z
u
BJ m tn V) tn tn tn
z z z z z z
S0£ K Qb Z p 0 hw
w tn vt a* tn Um tn
O
ft
O
g
-------
OL
u
O)
UJ
c
z
c-
c^-
UJ
>
gfc
S5
z >-
a.
1
U
tu
u
E
u.
O
3
CO
3o
O
a.
oo
UJ
OL
as
S
D
UJ
on
<
U
UJ
Z
O
>
LU
las>-
••t*
see
££
Q H
T, <
cx^
I t/5
2
o:
> S § £ J o
fc*g£i2E
gggSPo<:
u o r,-. < u u
< UJ CX O V. Si!
u. a: S a 3 a:
(N
-------
ON
E£
U
V,
UJ
O
O
UJ
UJ
UJ
C/3
O
UJ
8
Q
Z
E-
•? W
m S
d£
a.
8
a:
O
u
uuuuuuyuuuuuuuu
555555255555555
0 Q Q Q S
^ c^ c^1
QQCQQQQQaDQaQQQQDCQQQOOQCQQOOQ
>->->^>->->->->->->>->->-trt>->>->->->->>>-
W3
zzzz>-zzzzzzzzz>-zzz>-zzzzzzz
z z z
QQQQQQQQQ
S^^^§«2Q2
^•^•-*>ji»fcJ2"r\*
i 2
* "^ •" o
utZt
S a£ oi ft!
I
-------
-
C
r—
DESCRIPT
C
UJ
c.
f-
UJ
*y t/3
u. >.
tf\ ^^
t/J s_^
Q
UJ
C ?
Z >
W UJ
UJ ^
J <
L^ Z
a.
O
ee:
- RESP TO AEC (YYYYMMDD)
. FROM AEC (YYYYMMDD)
REMOVAl
REMOVAI
ON ON
43 4)
« m
0 Q
Z Z
< UJ
e- <
QM n_i
Q: a:
S" § £_
8 s 5s Q S-Q ^
i a 5 Q ~° § s S
§§gs S~sis9
|pgsi?|p
&lbfcl?>^^
fe&iSl|fcE5fe
^2S5:&feaS^^
§ ^ £ 5 >: z z S s o g
Qa:l5^ooHQ£2D
tuf-Hdo2SzZ[2lnZuuuJgS
O>=itL1StIJ'i'UJ-
!z=>o:
UJUJUJUJUJuJUJUCLOC
Qd Qxii U3CUOU<G
UJU1UJUJU1UJUJUJUJUJUJ O < UJ
o
QQQQQDQOQQQ u UU
>x.'V.'^.S_S_S_S_S_'s_'^
>zzzzzzzzz>. > >.>.
ZQiQiC5aiCiZD£;D22 >J f_
QZiQtUujODCiQuj _j ^u
Igg^S^^^^^^ 2 2S
d ^
2 3
HJGHT
1
V
ION
DS WHICH APPLY PAGE
I.)S WHICH APPLY LINE
DS WHICH APPLY COMMENT
3 £ 55 * * *
£111 u. — < ^^S
F en uj en en zzz
Oioi J 17; en <<<
U. U. UJ << i_ S S
O U a ec JE cnLnln
K as « «« tSje
.c -c jz j=f - = jr
UU U U U Z Z U
cocn en enin encntn
>-z >• >-> zzz
25
Hen en ^^" <<<
B:Q£ u. >
UCJ on mca entnin
ai £ en ^
a- j < Q
U of m en
«n
*?
U
I
-------
Z
0
pw
DCSCRIPT
£
O
2:
UJ
_j
uj
c.
^*
H
H
gw|
§ | a
3 3 -C
Z Z U
H
Z
UJ
tv* riC
SzS
2§8
z z z
O 0 O
ISITE ENFORCEMENT ACTI
(SITE ENFORCEMENT ACT!
[SITE ENFORCEMENT ACTI
PREREQUl
PREREQU1
PREREQUl
Tf «T vO
E E S
3 3 J3
Z Z U
) REMEDY PAGE
) REMEDY LINE
) REMEDY COMMENT
PROPOSEI
PROPOSEt
PROPOSEt
Tt TT SO
e e a
3 3 JS
Z Z U
fc
TUS COMMENTS PAGE
TUS COMMENTS LINE
TUS COMMENTS COMMEf*
< < <
CO 40 C/3
UJ UJ UJ
t/) C/) c/5
< < <
UUU
•» •» so
E E S3
3 3 _e
Z Z U
INFORMATION PAGE
INFORMATION LINE
INFORMATION COMMENT
FACILITY
FACILITY
FACILITY
o
«• -t 10
E E Ss
3 3 .C
Z Z U
UJ
Z 5?
gb
S
UJ
X
UJ ;="
D ?
Z >-
^^ N.'
ELEMENT
NAME
Cu
§
C£
0
>• > >
Z Z Z
CRVLPG
CRVLLN
CRVL
J
a:
u
>- >- >
z z z
PEFAPG
PEFALN
PEFA
<
u.
w
a.
» >
Z Z Z
PRRMPG
PRRMLN
PRRM
i
a.
>•>•>«
Z Z Z
CSCMPG
CSCMLN
CSCM
1
U
>• >
z z
FCINPG
FCINLN
Z
E
>•
z
z
u
U.
:§
3
&
50
s
I
-------
iESCRIPTION
C
jE
z
LLt
"•
UJ
™
H
UJ
z «
UJ >.
en O
S
UJ
X
u g-
z ?
£
ELEME
NAME
&•
D
O
U
CDB Identifier
Z
o\
^™
IB
U
c/3
>
1
U
Z
0.
Q
Z
—
y
2
1 i
u U
•fi •> £
S ^ £
•g-s-itj t:
o o £ a fr>
u u 5 J „ 5^
O V "£ "V U •'c
s- ^i.i^ 0 «
2 «.2M^^M55
jj •S'^iSggfSc
Ci. m tf; O L. O
E 5 M < s j» < -a
M i O &• 4> 4J 0^ ti
en i -J UJ a: o: LL a:
Tf
U UUUUUUU
C/3 WWWV3C/3WV5
>. >>.>->->.>.>.
| £g|z<
S >oo ^ 2JSO -g I ^g >; E g
<£r; r? &• *«. a U ^ QUJoM^*1—1^
W •• P** "^^" -^ 2JJ . H. ft® i V)
|l . • z > z > z z z >>->->- z
tU^^3 03 f , v pL^ fv' ^"
c/3r" u £"* ^ ^ ^* u» pf\ &
UJUJtU^ W C/5 f*** T-, ^ ***. /-\ rT ^
u. a.
Z S
5 z
en
U
cS
-------
DESCRIPTION
0
Z
LL!
J
LU
^
p-
LU
z 52
CO -
s
W
2£
Q 2
t-
§
« u
If
u z
a.
D
O
or
c
1
.2
8
3*
ill
USE
s.!=6
^•5 u
f- c •£
e •= °
t v k.
t> so v
« •- •§
>» o E
w _ 3
g^Z
1 i<
£zu
_ 0
sis
co co on
a. co Bi
>• J S
h 2 e
J O Z
Status of Chemical Srch/Recs Review
Formula of Chemical Investigated
Name of Chemical Investigated
r*> « sc
rt « «
666
tfl M «
*"»!
u- £ z
^ ^ *S
'^ UU UJ
^j lie lie
Dale of Import (YYYYMMDD)
Import Number of Chemical Investieated
!2
£5
in v
± Z
^* 5^*
Iz
ww
TSCA Inventory Status of Chemical
Tariff Schedule Number
_ 0
66
C/5
h a.
Z lid
£2
Sf"
Destination of Referral Code
Docket or Case Number
M2
6 6
Cfl CO
Z*^
f-t
_ «
& r^l
So
Q O
e
u.
tu
«
^S"
S3S
Date Enforcement Action Issued (YYYYM;
Date Enforcement Action Targeted (YYYY
Enforcement Action Warranted Flag
OO QO —
Q Q 6
WWW
D ag 5
ffi u ou tij
Uj UL) uu
Date Inspection Targeted (YYYYMMDD)
Date Inspection Conducted (YYYYMMDD
OO 00
D O
« CO
S n
*3 »
feft
N^ «•*
Inspection Number (YYYYMMDDIinSS)
Origin of Referral Code
Date of Referral (YYYYMMDD)
m
— r» oo
6 6 Q
COW«
r" — P
»J Zi ^
»1§
"™ *
Referral Type
Referred By (Person/Company /etc)
r,8
56
MM
3U CQ
^H Q^
jj yg
as «
Q
2
>
if
C ^*
S S1
o; c
« <=
S-i
g"?
1"
J.2
^^
S E
« «
D en
00 —
o 6
en M
*w *:y
^ z
J 113
Tj — J
V <
& CO
Abatement Work (in dollars)
Action Type Code
Date Minor Action Issued (YYYYMMDD)
Date of Appeal (YYYYMMDD)
Name of Chemical in Enforcement Action
Dale Action is Closed (YYYYMMDD)
Date Action is Vacated (YYYYMMDD)
o^ m oo oo •><>•>• Z >•>•
Z eu i U
iij t"^ ^ ^ *"* [fj ^
PQ u o £ ac j <
< < < < U U Q
CO
<;
OO
U
-------
UJ
c.
LU
If
'^ V^
%>
o
UJ
X
LU
C
Z
H
|m
ll
U) Z
0.
I
o
Q
Q
S
o\
CO
U
§*
s £ .
S £
s |
£ ! ~
eb * S
E ^ M e =5
U O C9 «J F O
^?a^ r
2§52Ll S
•_ = sg >>- w
tUgle*
j|ua|u^3
EC C "e? *^ C ^S
O U -2 > g **7 00
se.pw*>e°~
^JJI^jJS
g £ ^ ffi • 2 ^ . f £
S- ^ « >=«&!£
5j C ^ C O K ^* ••
v, O — u.' C-. C: C <
ricultural Use Ins
cultural Followup
00 -g
< so
, <
5 i
ra 3
a%
^s
•? S
^i
is* r^-
^ *n
1 g
££
^ £
£ B
t/i c^;
ZDZDtSuUQQQQQQQQ
QQ
UZ
ZZQUUQUZ
c fc
S 3
Z Z
zzz>-zzzz
W
5/3
U)
Z Z
AGUSE
AGFOLLO
H
o:
o
S
-------
O
Qi
S3
°.l S
- i_ S •«
3» S "^ ••* '•.*•*•
^|7liS|o«|
Hi || |-51 3 11
"«~i—'.2 c o o is n e
n. "• «
"3*3*^.a s o Q s c a
li!!i!!<£|i
|i!?ll|2^
I III I Ml II
1 »^r * £ ' ' ' ' ' '
S^S'SSSS^S
<3 Jo |(S3(S
x^x°xxxxxx
CO JE f^ ^C f^ f*1 f^ CM f*l ^PM
ri<^
S«? 6 ^
p p 6
r^ O •*• o
«n ps in g:
lIlMilSE
r~ t~ r-
«•> ir> «r>
£££££££
f I I t I J I 1 I I t . I I
g888.88888888|i
r-r""f^f"*r^f^r^r>*
>r>«oin(no>r)
EEEEEEEE
u. u. u.
O O O
u. u. u.
O
U. l£ U.
VujJ ________________
(Q (Q (QcSCdAodCQCQCQCQ CO P8 CEJ CQ CO CQ CQ RJ CO
55(/}555555555555555555t/][/2555555555)5555
. .. M
55 55 5s-
u.
«j i;
S S
55 <7;
l£
V
2
55
S
Q
S
>•
>
>•
•^mf
1
JU
O.
M e
ee O
E U
•O &
jj «,
s'E
fc as
*S
«= U
O
Q
S
S
>-
U
u
3
•O
O
JO
Q.
S I
>• O
J3
J «
!3
11
W TJ
tl
J! J>
O «
< a
IE
aJ5
JS
E oo
s a
Z E
II
g 6
_M c/3
OO V
£•£
il
UJ
r- r- r- r- r- t-
— r— r-r-r-r— r-r^r— f~r-r~-r— r— t—
— oo ec <*-, — —
UJ
r:
Illlliilllllllllllllllll
zzzzzzzzzzzzzzzzzzzzzzzz
j= re « -
U D
K rt
-- — JZ -C
Q U U U
a
I 2
zzzzzzzzzzzzzzzzzzzzzzzz z>->->->->-
,a
< < ^
NH
GQ UU tU H
S a; Q O
< O fi S S3 >
Q.
I
O
CL
S
<
t«
u
I
5
-------
b>
5 °
fill
s
-
ON
DESCR
.
z
LU
LJ
c_
UJ
C ^-.
K?
2 "3
p-
9
X
Q
Z
H
|«
Ss
J <
tu z
Q.
O
o
-
ee
j:
U
j=
U
C/3 W3 t/3
>• >• z
Q^-jQZZ^Ljg^HJ-jEo
gggwwm^QOSDgHS
UJ
a
I
(3
3
3
-------
LU
O
O
z:
LL
a.
I?
Z S«
u: >
g
Z >•
a
U Z
0.
o
a:
o
oi
UJ
m
s
D
Z
NPDES IDENTIFICATION
3
C
U
T
J
yi
U
a,
CL
s
o
DISCHARGE NUMBER FR
REGION
PERMIT TYPE
ACTIVITY FLAG
5
^
Ft
u
oo
c_
55
02
E
uq
S
PHONETIC FACILITY NA1
PNM2
-,
FACILITY NAME - PART
a:
P
H
<
U
Q
m
D
MAJOR/MINOR DISCHAR
SIC CODE 2
FROM CITY AND STATE
COUNTY NAME
Z
O
INDUSTRIAL CLASSIFICA
Z
O
P .
OWNERSHIP CLASSIFICA
FACILITY TYPE
EPA OR STATE PERMIT
COUNTY FIPS CODE
NAME OF FACILITY
STREET
UJ
Q
O
< u
w 5
LU
u J u > -
K 0£.
u_ u
u.
cs o o o
— — oe«Nrri"-TtirS(N —
re
^
U
ac5rc«o5c8csCB«rtre(SccE««re«£E§ii
uuuuuuuzuuuuuuzuuuuzzzc
zzzzzzzzzzzzzzzzzzzzzzzzzz
i
a.
£ S;
Z E
u.
a.
I
-------
eg K
atxt&tc ^.u £
gwww -JHg
o
c
DESCRir
UJ
LATITUD
u
Q
<
-J
X
P
O
NORTH/S
UJ
O
LONG ITU
u
Q
3
o
j
k
EAST/WE
w
Q
O
U
>•
u
<
Q£
U
u
<
o
LAT/LON
Q
O
1
DESIGN F
eg
5
•
>
u
<
Q
_J
ARCHIVA
Z
UJ
J I ui — io
Q
UJ
X
gz
z >
u
E
uS
J <
a Z
CL.
8
a:
o
•Edi^^j^fff£^f^j:£
ZUZUUUUUUUQUUUUUUUUWUUUOU
_
_g - « J J j « «
uuuuuuuu
zzzzzzzzzzzzz:zzzzzzzzzzzzzzzzzzzz
-------
z:
C'
z
>
ENT
ENT
OUS
OUS YEAR NC
OUS YEAR NC
OUS YEAR NC
OUS YEAR NC
ERS IN VI
NCE LAST
S S
^ —' a: o£ s£ ot ttl
U U o. a. &. a. a.
* »t
>- L. ^ L.
U U
!_>
ts in
E |
Z Z
UJ >.
o
tu
X
Z 60 W5
uitfe*:*:* ±: i: £:
i E E E E E
« 3 3 3 3 3
Q Z Z Z Z Z
— re
« J=
O U
«SEEEfe£EE«fe
ra^333^333K^
CUZZZUZZZQL-
z: z z z z: z z z zzzzzz
u z
> >. zzzzzz >• z z z z z z z z z z z z > z
o u - fe
CL
O
a:
-------
-p-
DESCRIPTION
7-
r;
Z
li.
u:
CL.
t-
s
fL ^*
UJ >
v: C-
c-
Q
UJ
X
UJ ^
Q 5
z >
E-
z
S m
"1
si£
a.
D
O
O
W
H
O
^
Ss !•)
"c H
o u
EVENT CODE, req'd national even
EVENT ACTUAL DATE (YYMM)
PERMIT TRACKING EVENT &
•> 'J- C\
6 Q U
Z Z Z:
Z Z >
£
> < U
fefcfc
U]
0.
£ Ui
p z
W W SH
UJ Z §
at; 2 u
as 0 3U z
m Ifa CU ^J Q
m m S S Z
COMPLIANCE SCHEDULE NUM
DATA SOURCE CODE
EVENT
VIOLATION CODE
VIOLATION DATE (YYMM)
REPORTABLE NONCOMPUANCI
DATE OF REPORTABLE NONCO
RNC FOR EVENT & DATE OF I
RESOLUTION OF REPORTABLE
RESOLUTION DATE (YYMM)
-
fS^-^n^-^IA-Tf
-C.c.c.c'tS.c're.c.c'co
UUUUQUQUUQ
zzzzzzzzzz
zzzzzzz>-zz
B
lil§lllill
u
ENFORCEMENT ACTION CODE
ACTION LEAD ('E1 or 'S')
ACTION DATE (YYYYMMDD)
STATUS CODE
STATUS DATE (YYMM)
STATUS CODE & DATE
RESPONSE DUE DATE (YYMM)
M - o M T»- ve -9
j= £ n _c 're .C 'a
U O Q U Q U Q
V) Z Z Z Z Z Z
>• >• >• z z > z
S
<££fe£fe£
Z < Z Z w Z aS
[T] L]J (Jj pj [JJ [j] UJ
U)
TABLE ID
TABLE ARGUMENT
TABLE ID & CODE
SHORT
LONG
(N
Cl — — OC —
a K « re ec
U U U U U
z z z z z
>• z >• z z
<
ffi O < Q Q
H U H a. OS
e
REPORT DESIGNATOR
PIPE SET QUALIFIER
LIMIT TYPE/NUMBER
PARAMETER CODE
U-,
•
Q E > >
a,
UJ
«n
U
^
3
-------
ON
a
>
Ez
in S;
z y
Q
U
X
gz
z >
H
iu
is
3 <
u z
o
DC
O
u
--ag
ao>o> 4> U U 1) O
§«Si«EfewES«
crtrtecctecocccc
dj: n n) re « « ra A « 3 j: 01 « « 3ji -zzzzzzzzzzzzzzzzz>-zzzzzzzzzzz
>S>ZuX>Uoo
S<5DS<3<;
uouucxaoo'
-J-J-J-JJJJJ,
«
1^'
u
fe
-------
DESCR
r-
UJ
>
t/5 ~
z y
S
ti!
X
UJ ~
Q 5
z >
H
w
o:
o
1?
i
is
u
fsrJ — — oooeoo
eeoooooeociAmmtnininte
««««B«
j:^j=j: 3 = 3ji 3 =j:re «.c.c.c.c.c.c.c,E:.c.e.c.c.e 3 = = 3 3 = «
UUUUZZZUZZUOOUUUL/OUOUOOOOUZZZZZZC
zzzzzzzzzzzzzzzzzzzzzzzzzzzzzzzzz
zzzzzzzzzzzzzzzz>->->-zzzzzzzzzzzz>->-
5
1
-------
oo
^t
u
z
O
v.
ir
C
P
C
z
u
tu
>•
u u
u
I?
Z Y>
uu •
to '
2 Z Z
D
W
Z Z
3<
w z
tu m uj
O U-u
a: Z a:
O
Q£
O
I
I
-------
z
O
oi
u
to
UJ
a
X
UJ C-
Q ?
z >•
E-
lu
li
UJ Z
a.
O
a:
O
ON
t
u
§
"3
1
pi
UJ
m
S
D
Z
a;
s
Q
Z
Oi
UJ UJ
in
V)
o« u
UJ eg
> oi
u
D
O ec
O
f-
p o
^ ^*
Si
^^ ^^ ^^
C C ^
E B s
55^:
z z z
O O <
-J J cc
O O vn O C
rr rr fS
-------
DESCRIPTION
O
Z
!j
&
If
ID >;
V) \^.-
c-
Q
W
X
W :=•
Q 5
Z >;.
iL
c« uu
^ s
J <
u z
o.
D
O
oe
O
s!l 1 1
n < J E E o E
zzzzzzzzzz
z"« z z z z
m ""
Cx tu g S z i«
«£><<££
O E: H Q z a. 53
U O O U C O O
X U U I O U U
Qi
z
^
o
1
-------
ESCRIPTION
^\
fE
a
z
UJ
^"
^
c^-
UJ
Z ^
UJ >.
i/: C-
p-
E
a 5
z >
LEMENT
AME
UJ Z
(X
3
O
a:
O
u
O
u O
*£"
D w N
WNER/OPERATOR
WNER/OPERATOR
WNER/OPERATOR
COO
^,
b. b. E
£ £ =
o u z
z z z
z z z
OCITY
OSTATE
IPCODE
U U N
_ K;
sg
«<
S u
z5
Ss
C CODE SEQUENC
C CODE PRIMARY
C CODE
C CODE SOURCE
s/: to 53 in
E S3 E fe
3 -C 3 -C
Z U Z U
Z Z Z Z
Z Z > Z
s 8 w
as 9 u
S t£ O a>
&o a. o «/5
U U U U
So 53 So S3
O
So
U
— Tf— — ^rt-Ttf!f|-l-l-
Oozuuuzuuuuu
U
^:^:^:^^:.cfj;^:jcx:
UUOUUUUUUUU
C zzz zzzz zzzzzzzzzzzzzzzzzzzzzzzz
u
u
(£
t/J
-------
DESCRIPTIO
a
Q
ENT
ENCY
ECTIVE DATE (YYY
Y CODE
= c c E fc fc 6
•77-7 s. til £ iT<
E OF INSTRUM
PONSIBLE AG
TRUMENT EFF
AL AUTHORIT
Y
E
E
T
R
I
L
c
z
u;
LU
c..
LU
I?
2 5J
H >
Q
UJ
X
2 >•
H
is
Si
ULJ Z
O
«
O
o
—
U b. fl) W
cc co ^ o;
.c .c « -c
O U Q U
zzzzzzzzzzzzzzzzzzzzzzzzzzzz zzzz
ZZZZZZZZZZZZZZ>-ZZZZZZ2ZZZZZZ
-------
DESCRIPTION
z
LLJ
LU
H
ui
"~7 ^f*
Vj -T_-
c
UJ
X
UJ ^
Q ?
z >•
f-
z
UJ , ,
5 u
ll
UJ Z
cu
D
O
C£
O
AREA CODE
EVENT MODULE
EVENT CODE
RESPONSIBLE AGENCY
SEQUENCE NUMBER
z u o 0 z
z z z z z
^i dK UM (^*
-. ^ Q^) ^ c
> & £
INSTRUMENT ISSUE DATE (YYY
INSTRUMENT REVOCATION DAI
RESPONSIBLE PROGRAM (RCRA/
a^-
Q Q U
Z Z Z
MM
^Q!
•J tfi UN
AREA DESCRIPTION
ACTUAL DATE (YYYYMMDD)
o
53
z z
2
U
r 'i ^^
1<
^^ baj
<
U
UJ
U
RESPONSIBLE PROGRAM (RCRA/
EVENT STATUS
— es
«c «
U U
z z
z z
H
^ ^c
i^
™J •*•
Q
Q
i
>.
0£ >•
w >•
00 i«
ENFORCEMENT CONTROL NUMI
RESPONSIBLE AGENCY
ENFORCEMENT ACTION DATE ('
ENFORCEMENT ACTION TYPE
PENALTY ASSESSED
SETTLEMENT AMOUNT
* _ <*„ oe *
_C f. a .c = 3
U U C 0 Z Z
t/3 (/3 C/l Crt t/3 C/l
>>.>.>.>,>.
S— UJ H
Z BL >• 2
S Z Q Z & w
U UJ U-l UJ U UJ
a!
O
a.
Z
UJ
EVALUATION NUMBER
»
6
K
^
*^r
<
f T^
J
>
U
RESPONSIBLE AGENCY
—
U
M
>
z
rff*
<
[rl
EVALUATION DATE
«
Z
<*
^
«
^N
^
•yj
•g
EVALUATION SEQUENCE; general
EVALUATION TYPE
AREA OF EVALUATION
TJ* r^, r"i
Z U U
M VI W
>• z >•
0
liJ Ij5
<^<
•-J ( T1 f y^
EVALUATION STATUS
DESCRIPTION
•>->- Z
>- >• ex
LiJ UJ m
> UJ 2 ID
tU Sf! UJ ^*f
r \ frl "^ frt
>•
en
U
I
-------
UJ
Q
a
H
iu
s s i
J .»>.>. z >»ZZZZ » >Z>ZZZZ> Z ZZ>
J5
< Q M Q >.
g w < g H a
< Q U < CL OT
U
tU
UJ
UU UJ UJ
of
o
> u
H u. > -i!
U U UJ
f-
u
-------
Qi
U
(/I
UJ
Q
>
i?
tn
2
o
H
|ui
Is
3 <
u z
o
O z
bl3:ui3
-------
a:
u
V)
U)
Cl
LU
a.
\f
LU '•
(n '
s
UJ
IX £•
Q 5
z >•
VO
«n
<
a z
a.
1
o
UJ
CO
S
Z
o
CO
U
a
o
u
a.
a:
a.
PRP REGION
PRP NAME
— \o
U
O
— m ^1 (/-, 10
« a a
U U
*• <~ B
a a C
JS JS 3
U U Z
E £
3 3
z z
U U Z U
zzzzzzzzzz zz zzzzzzzzzzz
z z z z z z z >- >•
JS a-
00 CU
CO
£
I
-------
DESCRIPTION
O
Z
LU
UJ
t
ui
if
UJ i
CO C
c-
Q
X
u e-
Q ?
Z >
f-
Z
Sw
Is
J <
UJ Z
Q.
0
a:
O
TRI FACILITY IDENTIFIER
v>
ra
U
Z
>-
Q
E
f-
Q
^r
P
o:
uu
DQ
DOCUMENT CONTROL NUM
w.
rt
U
z
*
0
u
o
0
u
a
— 06
Ui
CO
3 w> 0v
Z ~ vo
S <=£
^ z f— C 2 2
B? O UJ tU ^r Q o
Uuj o5^»;fc3/,*n"
^Q w'1'<£So£:£;
UJHU >•>->•>•'>•>•>->•
UlQ-c/5 h-h-h-Hf-f-F-f-
Spzr =™sddd±d
c.£o ouuoouuu
pyj?" <<<<<<<<
HZf- U.B.U.(l.tUtLU.L.
Ju3 <<<<<<<^
>->-Cig UUUUUUUU li'
^n£^ xoiceKaiaiBiee, S
---^ 22222222 8
rjUH*< F-F-f-f-F-HF-F- ^
<<5^ iS^^^^^^^ u
u. u. j ^ xzzzzxxr ^
O c >n >n
733? 3.CJC.C.C.C33 ?
zzzz zauuuuzz z
zzzz zzzzzzzz z
zz>->- zs-zz^z^^ >•
•
Q
u
3
f_
QJ
^v
H ^ »
H ° *
* < 2
z u < >.
ssyE
«i Z Q J
£« ~ z r?
REPORTING YEAR (YYYY)
SUBMISSION STATUS
REPORTING YEAR + SUBMI
SUBMISSION TRADE SECRET
CHEMICAL TRADE SECRET I]
REPORTING FOR ENTIRE FA(
MAX AMOUNT CODE
TRI CHEMICAL IDENTIFIER
CAS NUMBER
ZO^L/UOUUZ
zzzzzzzzz
>»»zz»
*>C«__U.^Q:Z
cu^^L^SIii^r'S
« «« « - U « S H U
s
UJ
z
u
-------
P
o
LU
LU
C-
LU
i?
z s«
UJ ^
t/5 C
s
u
uu i_-
o ?
z >
o
r- ?s —
n
«s
vO
«*l — - z z z >• z > z z z z z z > z > >-z z z z z z z z
u
u < < <; <
a: 0-2 az az oz
D^aa:pip:a:a:a:
a;^^^?-^?-^^
coUUa.a-bfi.cnoo
U
S
^
I
-------
OS
U
Z
c
K
U
to
UJ
C
z
LJ
LJ
C.
UJ
1?
Q
UJ
X
lij <•>
Z £
EI-* l» U U t-
_ « m « tc oj
Z U U U U U
uuuzuuu
UJ Z
a.
§
a:
zzzzzzzzzzzzzzzz zzzzzzzzzz
oH <
8SS
a; u f-
u
2
06
zz>zzz>zzz
S Cx££8Hf*«*D!-
| w|g|b|«ujg|
2 H2«±^D£cnFHOH
-------
-------
Appendix D
Error Messages
This Appendix lists the possible error messages, gives some detail about how the
error may have occurred, and suggests one or more ways to correct each error.
When IDEA processes a query, the system will identify errors that will prevent it
from running. If an error is present, one of the error messages included in this
appendix will appear on the screen.
Each error message will appear on the line after the one containing an error. Actual
error messages will replace the "XXX" characters listed here with the word that
constitutes the error.
Remember that IDEA looks for required keywords in a certain order and that some
keywords require criteria, names, or numbers in specific formats or values. For
example, even if the keyword you have used is valid, it may be out of order where
it appears in your query. (If SELECT is the first keyword in a query, it will be
flagged as an error, since INPUT must appear first.) If the source of an error cannot
be determined, call IDEA User Support for assistance (see below).
IDEA User Support Line: 301 567-4810
Monday-Friday 9:00am to 6:00pm (eastern time)
Operated by Radix n under contract to EPA's Office of Enforcement.
INPUT/OUTPUT SPECIFICATIONS:
ERROR: YOU MAY ONLY SPECIFY INPUT CRITERIA ONCE PER
QUERY.
Queries cannot have more than one INPUT statement. The valid input values
are LINKED, NONLJNKED, LINKED NONUNKED. To correct this error,
eliminate all but one instance of the keyword "INPUT."
ERROR: YOU MAY ONLY SPECIFY OUTPUT CRITERIA ONCE
PER QUERY;
The keyword OUTPUT may be used only once in a query even though
multiple reports, destinations, etc., may be specified. To correct this error,
eliminate all but one instance of the keyword "OUTPUT."
User's Guide D-l
-------
Security level is specified by entering SECURITY LEVEL followed by a 1
or 2. This line must be before the INPUT line.
After the required keyword SELECT, the system looks for database elements
and values. These must be present to have a valid query. To correct this
error, enter selection criteria after the keyword SELECT.
ERROR: YQURHIGH-I
"XXX" IS INVALID.
Call IDEA User Support (see below).
SECURITY SPECIFICATIONS:
ERROR: YOU ARE NOT AUTHORIZED FOR THIS SECURITY
LEVEL.
Refer to Appendix A, Access and Security Procedures for IDEA, for
information on security and access procedures.
ERROR: YOU HAVE ENTERED AN INVALID SECURITY LEVEL.
Currently, IDEA supports two security levels: 1 and 2. One being the lowest
and two being the highest.
INPUT SPECIFICATIONS:
ERROR: YOU M -JT SPECIFY; "LINKED" BEFORE YOUR
SELECTION EXPRESSIONS.
Refer to Chapter for inforr tion on INPUT statements.
D-2
IDEA
-------
Refer to Chapter 8 for information on INPUT statements.
ERROR: YOU MAY ONLY SPECIFY SELECT CRITERIA ONCE PER
' .. ' : QUERY. • ~--.-^-".v.-f^,.
The keyword SELECT may only appear once in a query; although, you may
specify multiple criteria following SELECT. To correct this error, remove
all but one instance of "SELECT."
ERROR- " INPUT OPTION "XXX" IS INVALID.
IDEA will only recognize three keywords after the keyword INPUT:
LINKED, NONUNKED, SELECT. Any other word will result in this
message. To correct this error, put the required keyword(s) after INPUT.
If necessary, move other keywords to the OUTPUT part of the query.
ERROR: YOU MUST ENTER SELECT CRITERIA.
This message will appear if no database elements or values appear after the
keyword SELECT. Enter database elements and values after SELECT to
correct this error.
ERROR; YOUR LIST OF EXPRESSIONS IS INCOMPLETE.
If the last word in your SELECT criteria is a Boolean connector (AND/OR),
IDEA assumes there will be another expression in the query. To correct this
error, remove the Boolean connector or add another expression.
YOUR PARENTHESES ARE IMBALANCED.
Each opening parenthesis must have a corresponding closing parenthesis.
rser's Guide
D-3
-------
Contact IDEA User Support (see below).
VALUE SPECIFICATIONS:
THES AN INVA1II> APOSTROPHE IN YOUR VALUE
No apostrophes should appear in a value list after a data element expression;
however, occasionally an apostrophe will be part of a valid value. To correct
this error, remove any invalid apostrophes.
ERROR: THERE IS AN INVALID CHARACTER IN YOUR VALUE
LIST.
To correct this error, compare the indicated value list with the list of valid
values for the data element and change or remove the invalid character.
ERROR: YOUR LIST OF VALUES IS INVALID.
To correct this error, compare the indicated value list with the list of valid
values for the data element and change the list accordingly.
ERROR-; THERE K NO VALUE BEFORE THE COMMA.
The required order for database expressions and values is database
abbreviation, period, data element, equal sign, data value, comma, data value.
Commas and values are repeated until the last value in the list. This message
tells you that your query has a comma, but no value before it. This may
indicate that an extra comma is present. To correct this error, add a value in
front of the comma or remove it.
D-4
IDEA
-------
Parentheses in IDEA keyword queries cannot stand alone. Refer to Chapter
8 for proper syntax.
ERROR: THERE IS NO VALUE BEFORE THE CONNECTOR.
Refer to Chapter 8 for proper connector syntax.
ERROR: THE VALUE "XXX" MUST BE NO LONGER THAN XXX
CHARACTERS.
To correct this error limit the number of characters or contact IDEA User
Support (see below).
ERROR: THE VALUE "XXX" MUST BE BETWEEN 0 AND 32,767.
Limit the number of characters or contact IDEA User Support (see below).
ERROR: THE VALUE "XXX" MUST BE BETWEEN 0 AND
2,147,483,647.
Limit the number of characters or contact IDEA User Support (see below).
ERROR: THE VALUE "XXX" MUST BE BETWEEN 0 AND "XXX".
Limit the number of characters or call IDEA User Support (see below).
ERROR::;-:^NtJMBER "XXX!! CONTAINS INVALID
CHARACTERS. ':. '•$• ; '•"?.....'
Refer to Appendix B or contact IDEA User Support (see below).
User's Guide
D-5
-------
'--••: :•• -••••^•^••••^''•-•--«• -•.••••^: •"-• ••-»!
Limit the number of characters or call IDEA User Support (see below).
ERROR; THE NUMBER "XX3T MUST BE GREATBR-THAN OR
EQUAL-TO 0. >
Refer to Appendix B for valid data values or contact IDEA User Support (see
below)
ERROR: THE DATE "XXX" IS INVALID.
Refer to Appendix B for valid date formats.
ERROR: THERE IS NO COMMA BETWEEN VALUES.
The required order for database expressions and values is database
abbreviation, period, data element, equal sign, data value, comma, data value.
Commas and values are repeated until the last value in the list. This message
tells you that you need to insert a comma between two of your values or as
separators between all values in the list.
OUTPUT SPECIFICATIONS:
ERROR: OUTPUT OPTION "XXX" IS INVALID.
The only two keywords that can follow OUTPUT are REPORT (report
specification) or JOB. Any other word will result in an error. To correct this
error, put either REPORT or JOB after OUTPUT. It may be necessary to
move other keywords to the INPUT statement or to positions after REPORT
or JOB.
D-6
ERROR:
"XXX1? IS AN INVALID KEYWORD.
This message indicates the presence of an invalid keyword or a misordering
of keywords. If, for example, a query begins with SELECT, this message
will appear since INPUT must appear before SELECT.
IDEA
-------
Currently, the only valid report ID's are 1A, IB, 2, and SUMMARY.
ERROR: YO0 MUST ENTER A REPORT NAME.
After the keyword REPORT, one of the valid report ID's must be entered.
Currently there are four standard report ID's: 1A, IB, 2, and SUMMARY.
ERROR: YOU MAY SPECIFY ONLY ONE DESTINATION PER
REPORT.
Refer to Chapter 8 for proper destination specifications.
DATABASE ID:
ERROR: THE DATABASE "XXX" DOES NOT EXIST.
This message indicates that an invalid database ID is present. Chapter 8 lists
the current database ID's.
ERROR: THE DATABASE NAME "XXX" IS LONGER THAN 8
CHARACTERS.
Contact IDEA User Support (see below).
ERROR: THE DATABASE "XXX" CAN NOT BE ALLOCATED.
Contact IDEA User Support (see below).
DATABASE.ELEMENT:
ERROR: "XXX* IS INCORRECT. FORM MUST BE
"DATABASRELEMENT"
This error message indicates that an incorrect format is present. Refer to
Chapter 8 for the correct format.
rser's Guide
D-7
-------
ELEMENT NAME:
BRRQJfc THE ELEMENT N^ME MAY BE NO MORE THAN
?
-------
OPERATORS (EQ, NE, LT, ETC):
Refer to Chapter 8 for a list of valid Boolean operators and the proper syntax
associated with each.
EXPRESSION CONNECTORS (AND/OR):
IS INVALID.
Refer to Chapter 8 for a list of valid Boolean connectors and the proper
syntax associated with each.
DESTINATION KEYWORD:
ERROR: THE DESTINATION MUST BE NO MORE THAN
8-CHARACTERS LONG.
Refer to Chapter 8 or contact IDEA User Support (see below).
BIN/BOX KEYWORD:
ERROR: THE BIN/BOX MUST BE EXACTLY 4-CHARACTERS
' - = ':.-U i- LONG.
Refer to Chapter 8 for proper syntax or contact IDEA User Support (see
below).
JCL OVERRIDE:
ERROR: THE DATASET "XXX" WAS SPECIFIED AS "NEW" BUT
ALREADY EXISTS.
This error message will appear if you try to save to a DATASET that was
specified as NEW but already exists. You must either change the name of the
dataset to make it unique or change the status to OLD by adding OLD after
the dataset name.
User's Guide
D-9
-------
This is the^error message you will see if you write DATASET and specify
either SHR or OLD, but the dataset does not already exist. You must either
change the specification to NEW or correct the dataset name lo one that
already exists.
ERROR: EACH DATASET MAY BE SPECIFIED ONLY ONCE PER
QUERY,
Refer to Chapter 8 for proper syntax.
ERROR: NO JOB CARD WAS FOUND DOWN BELOW.
If you use the keyword JOB in a query, you must write a complete, valid Job
Card after it. To correct this error, either remove the keyword JOB or write
a Job Card after the query.
DD KEYWORD:
ERROR; NO MATCHING DD STATEMENT WAS FOUND DOWN
BELOW,
If you write the keyword DD after either PRINT or DATASET, you must
include complete Job Control Language (JCL) after the query. To correct the
error, either remove DD form the query (DD is not a required keyword;
defaults will ^ provided by the system) or include a complete JCL statement
after the query.
ERROR: THE KEyWORD "Dp* MUST BE FOLLOWED BY A
,-.:•••• • "- DDNAME. 'v' •'".'.'> "••{.-2^-'•'- •' •••-""•./. • ',;
If you write the keyword DD after either PRINT or DATASET, you must
write a ddname after DD. You will use this same ddname in your Job
Control Language (JCL). To correct the error, include the same ddname after
DD and in the JCL—or remove DD from the query and accept the system-
supplied defaults.
D-10
IDEA
-------
ERROR: tQ0MUSTBOT^RHIHERAi>ATASErNAMEORA
- _ BDNAME. ••
If you use the keyword DATASET, you must write a dataset name or DD
after the keyword. If you write a dataset name (up to eight alphanumeric
characters), IDEA will create a dataset for you. If you specify DD, you must
also write a DD statement after the end of your query.
* IDEA User Support Line: 301 567-4810
Monday-Friday 9:00am to 6:00pm (eastern time)
Operated by Radix n under contract to EPA's Office of Enforcement.
rser's Guide
D-ll
-------
D-12
IDEA
-------
Glossary
AA
Administrative Action.
Account Number
This prompt occurs on the EPA2 TSO/E LOGON SCREEN and should be
completed with a four-character code issued by the TSSMS Office.
ADP Coordinator
For EPA employees, Automated Data Processing Coordinators establish
accounts, register users, and control the expenditure of time sharing funds.
AFS
AIRS
AND
The AIRS Facility Subsystem (Office of Air Quality Planning and Standards).
Aerometric Information Retrieval System.
See Boolean Connectors.
B
Bin
This four-character code of the form MUID is used in conjunction with the
printer destination ID. If you will be unable to collect your printouts from the
destination, M instructs the people who receive them to mail them to you (use
F to indicate express mail). UID is your user ID.
Boolean Connectors
Logical connectors used between expressions in IDEA queries.
AND tells IDEA to retrieve any facility that fulfills the first criterion
AND the second criterion.
OR tells IDEA to retrieve any facility that fulfills the first criterion
OR the second criterion.
Boolean Operator
A logical connector used within a SELECT statement in IDEA Keyword
Interface. There are eight currently available in IDEA: EQ (equals), GE
User's Guide
G-i
-------
(greater than or equal to), GT (greater than), IN (in the range of), LT (less
than), LE (less than or equal to), and NOT.
Browse Mode
Allows yr»" to view, print, and save data that appears on the screen; but you
cannot a t.
Browse Screen
An ISPF screen that allows yoi 'o scroll vertically and horizontally through
a document without affecting thi, form or content of the text.
CAA
Clean Air Act.
CAS#
Chemical Abstract Service ni oer.
Case Screening
Searching for facilities according to facility name. This type of search can be
done using the GO Names utility of the Keyword Interface.
Category
A group of query criteria. There are six categories (Location, Pollutants,
Industry, Noncompliance, Enforcement, and Facility Status) available to you
in the Menu Interface. For each of these categories, IDEA provides pop-up
screens from which you can select criteria for your query.
CEM
Continuous Emission Monitoring.
CERCLA
Comprehensive Environmental Response, Compensation, and Liability Act.
CERCLIS
CERCLA Information System (Office of Solid Waste and Emergency
Response).
COMMAND prompt (COMMAND = = = >)
You can type ISPF commands at this prompt. The COMMAND prompt is
available on the following screens: INPUT LIBRARY SELECTION SCREEN,
MEMBER LIST SCREEN, EDIT SCREEN, NAME SELECTION MENU
SCREEN, QUERY STATUS SCREEN, and BROWSE SCREEN.
G-2
IDEA
-------
Comments
In the Keyword Interface EDIT SCREEN, remarks preceded by /* on a line
are not read by the computer. Therefore, you can use this symbol to include
comment information in your queries.
Corporate Profile
An option available in GO Names or for you to write into any Keyword query
by referring to the Dun & Bradstreet Marketing Index. This option allows
you to retrieve the corporate parent and child relationships of facilities.
County Code
A five-character code that consists of a two-letter postal abbreviation for a
state followed by a three-digit code that represents a county (e.g. VA059 is
for Fairfax County, VA).
Cross-Reference Numbers
These numbers/codes are the local IDs for facility used by FINDS to connect
information on the facility across EPA program office databases.
CVVA
Clean Water Act.
D
Database
A source of information for your query. In a Keyword query, the database
you want IDEA to search is the first component in your SELECT statement.
To refer to a database in a SELECT statement, you must use the 3-character
abbreviation for it:
AFS - AFS
DUNS = DUN
LST = LST
RCRIS = RCR
CERCLIS = CER DOCKET = DCK
FFIS = FH FINDS - FIN
NCDB = NCD PCS = PCS
SETS = SET TRIS = TRI
Refer to Appendix B for descriptions of each of the databases.
Data Element
A piece of data available hi a database such as a facility's SIC code. In the
Menu Interface, data elements are represented by the criteria in the pop-up
windows for each category. In the Keyword Interface, they are referred to
by name after the database abbreviation in the SELECT statement. For a list
of the data elements accessed by IDEA, refer to Appendix C.
Data values are the actual values that are stored for each instance of a data
element. For example, 5051 could be a value for a data element called SIC
code.
User's Guide
G-3
-------
Dataset
ISPF storage space where you may save query reports.
Data Value
The values of data elements. The most specific "Criterion you can enter in
your IDEA- query. In the Keyword Interface, data values are the last
components of SELECT statements. In the Menu Interface, data-values are
entered or chosen within the category pop-up windows. Examples of iata
values include specific locations such as 03755 for ZIP code, specific
pollutant names such as toluene, pollutant codes such as 000108883, or waste
amount ranges such as 20,000 to 40,000 tons.
Default
Automatic settings in IDEA. In the absence of a user-specified value, IDEA
reverts to default values. For example, on the PRINT/SAVE PARAMETERS
SCREEN, if yc 1o not input a number at the NO OF COPIES prompt, IDEA
will assume you want only one. The default setting for this prompt is one.
Destination
The printer output station for your c fice. Destinations are of the form RRP#
where the first R stands for remote and RP# for the number of the remote
printer assigned to you. If you do not know your destination number, contact
your ADP Coordinator.
Printouts can be mailed or express mailed to you (see Bin for details on these
specifications) from the following destinations:
WIC
Local,
RO, or
RMTO
for the Washington Information Center at EPA
Headquarters in Washington, D.C.
for the National Computer Center (NCC) at Research
Triangle Park (RTF), North Carolina.
DOCKET
Civil Enforcement Docket (Office of Enforcement).
DSN
Dataset Name (see also Dataset),
Dun & Bradstreet Marketing Index
One of the twelve database copies accessed by IDEA. The Dun & Bradstreet
Marketing Index contains such information as parent-subsidy relationships,
industrial classification (SIC codes), employee counts, and sales figures for
facilities. A Dun & Bradstreet corporate profile can be obtained by using the
GO Names utility or certain keywords in the Keyword Interface.
G-4
IDEA
-------
DUNS
Data Universal Numbering System assigned and maintained by Dun &
Bradstreet Marketing Index (Office of Information Resources Management).
DUNS Number _ '"
A code usRl in the Data Universal Numbering System to identify facilities
uniquely. A DUNS Number is a non-indicative nine-digit number assigned
by Dun & Bradstreet to identify unique business establishments. Digits 1
through 8 are machine-generated and assigned. The 9th digit is a check digit
which is instrumental in catching input errors.
E
Edit Screen
Also known as the ISPF Editor, this display allows you to write and edit
Keyword Interface queries.
Element
See Dam Element.
Enforcement
One of six information categories in the Menu Interface. Criteria chosen
from the pop-up window for this category will direct IDEA to search for
facilities that have been the subjects of enforcement actions.
EPA
Environmental Protection Agency.
EPCRA 313
Emergency Planning and Community-Right-to-Know Act (Section 313 of
SARA Title HT).
Facility
EPA defines a facility as a location entity deliberately established as a site for
designated activities but not primarily for habitation. A facility may have
several functions or several smaller plants and establishments operating within
its boundaries. In this situation, ID codes will be assigned to the most
comprehensive level.
Facility Index System (FINDS)
Computerized inventory of facilities regulated by the EPA. FINDS contains
two sets of information on each facility: (1) Facility identification data - such
as its name, unique EPA ID number, and physical address; and (2) Pointers
User's Guide G-5
-------
to EPA program office databases which contain more information about the
facility. These pointers are the local IDs for the facility in these databases.
Facility Screening
The process of searching for a particular facility or group of facilities by
name. This type of search can be performed with the GO Names utility of
the Keyword Interface.
Facility Status
One of six categories for building queries in the Menu Interface. Criteria
chosen from the pop-up window for this category will direct IDEA to search
for facilities according to their regulatory status.
Federal Managers' Financial Integrity Act (FMFIA)
A Presidential report submitted to Congress in FY 1990 that cited the need
to integrate factual compliance and enforcement information in EPA's
mainframe data systems. This act was one of the contributing factors that led
to the development of IDEA.
FEDFAC
Federal Facility Flag in the National Compliance Database (NCDB).
FFIS
Federal Facility Information System (Office of Federal Activities).
FIFRA
Federal Insecticide, Fungicide, and Rodenticide Act.
FIMAS Prompt
The Facility Impact Monitoring and Analysis System Identification prompt
occurs on the EPA2 TSO/E LOGON SCREEN and should be completed with
the four-character code, IESYP.
FINDS
Facility Index System (Office of Information Resources Management). See
also Facility Index System.
FMFIA
See Federal Managers Financial Integrity Act.
G-6
IDEA
-------
GAO
General Accounting Office.
GO MenuA *"
This utility allows you to build a query in the Menu Interface, generate
keywords for the query, and edit the keywords generated in the EDIT
SCREEN of the Keyword Interface. From the Keyword Interface, you can
access the GO MenuA utility by typing GO MenuA at the COMMAND
prompt.
GO Names
A utility available in the Keyword Interface EDIT SCREEN that allows you
to perform a search according to facility name(s) and/or location(s) and
retrieve corporate profile information (from DUNS) on the facilities selected.
H
Hardwired Terminal
A terminal directly linked to the NCC — which does not require dialing
through telephone lines.
HPV
High Priority Violator.
IDEA
Integrated Data for Enforcement Analysis (Office of Enforcement).
IG
Inspector General.
Industry
One of six information categories in the Menu Interface. Criteria chosen
from the pop-up window for this category will direct IDEA to use SIC codes
to search for facilities according to their industry type.
INPUT
Every query must have an INPUT statement that tells IDEA how to search for
facilities that meet your query criteria. The INPUT can be linked, nonlinked,
or linked nonlinked.
User's Guide n _
o- /
-------
Input and Report Selection Screen
A pop-up window in the Menu Interface that appears when you select the
RUN QUERY option. This screen allows you to choose the type of input you
— want for the query (linked and/or nonlinked) and the report format (1A, IB,
2, and/or SUMMARY) for the data that will be retrieved.
Input Library Selection Screen
Hie first screen you see upon entering the Keyword Interface. This screen
allows you to specify the library you will be using for your search and the
status of that library.
Integrated Data for Enforcement Analysis (IDEA)
This system, the subject of this manual, provides two interfaces that allow the
user to retrieve information from (in most cases) copies of twelve EPA data
systems in integrated and nonintegrated queries.
Interface
A means for the user to access the data available through IDEA.
Interface Selection Screen
This screen allows you to choose between the Keyword Interface, or the
Menu Interface. It is the second screen that appears when you enter IDEA
after the IDEA WELCOME SCREEN.
ISPF
IBM's Interactive System Productivity Facility is a mainframe word processor
that is used to construct and execute queries in the Keyword Interface EDIT
SCREEN.
JA
JCL
K
Judicial Action.
Job Control Language.
Keyword Interface
The more complicated and flexible of the two interfaces available in the IDEA
system. The Keyword Interface allows you access to the GO Names utility
and GO MenuA utility as well as the EDIT SCREEN where you can write
queries or edit existing ones. The Keyword Interface allows you to form
queries by using specific syntax (keywords) for the database(s) and particular
data values for which you want IDEA to search.
G-8
IDEA
-------
LAN
Local Area Network.
Library
A place in IDEA where you can build and store queries and reports. Libraries
contain lists of members. Members are queries or reports that you store in
your library as with files in a WordPerfect directory.
Library Status
Determined by the user in the Keyword Interface INPUT LIBRARY
SELECTION SCREEN. There are three options available: NEW (for
establishing a new library), SHR (shared - the default setting which will
allow other users to access the library), and OLD (which provides exclusive
library access to the user).
Line Edit Commands
Commands that can be issued in the line numbers of the Keyword Interface
EDIT SCREEN.
LINKED
A keyword (for the INPUT statement) that instructs IDEA to integrate facility
data using FINDS. It may be combined with nonlinked to report on facilities
that meet the query criteria whether or not they are in FINDS.
Linked Data
Data retrieved as the result of a linked query. See LINKED.
LINKED NONLINKED
A query type that selects facilities that match your query criteria whether or
not they are in FINDS. Linked nonlinked queries attempt to integrate data on
facilities that are in FINDS but still reports on the ones that are not.
Local IDs
Facility identification codes or numbers used within the individual EPA
databases.
Location
One of six information categories in the Menu Interface. Criteria chosen
from the pop-up window for this category will direct IDEA to search for
facilities according to a specific geographical area - ranging from the size of
an EPA region to the area covered by a ZIP code.
LST
Contractor Listing Docket (Office of Enforcement).
User's Guide
G-9
-------
Media ""
The sectors of the environment - land, air, or watej - to which a contaminant
is released. See also Multi-media.
Member
A work space in IDEA where you can create and store queries or reports.
Members are stored in your library much like fties in a WordPer ,:t
directory.
Member List Screen
This screen, that appears after the INPUT LIBRARY SELECTION SCREEN,
lists all the members you have created in that library. From this screen, vnu
can choose to (B)rowse, (E)dit, (R)ename, (U)pdate descriptions for memb
or (D)elete them one at a time.
Menu Interface
The simpler of the two interfaces for IDEA. The Menu Interface is a
structured, graphical display that features menu-like pop-up windows. These
windows allow you to choose criteria from different data elements and values
while constructing your query.
Multi-Media
More than one sector of the environment (or media — such as land, air. or
water).
N
Name Selection Menu
The screen for the GO Names utility. This screen, accessible through the
Keyword Interface, allows you to perform a search for facilities by name
and/or location. Moreover, you can specify a Dun & Bradstreet corporate
profile on the facilities your search retrieves.
National Computer Center (NCC)
The mainframe computer center located in Research Triangle Park (RTF), NC
that provides EPA with support for scientific and administrative applications.
NCC serves EPA customers and other qualified agencies and contractors
through a telecommunications network that allows the distribution of computer
services to remote locations. For comprehensive User Support service, call
NCC User Support at one of the following telephone numbers:
NCC User Support
1 800 334-2405 (outside of NC)
919 541-7862 (in North Carolina)
G-10
IDEA
-------
NC
Noncomplier.
NCC
National Computer Center (location of EPA's ES/9000 mainframe). See also
National Computer Center.
NCC Account
A four-letter code that indicates the account to which you are assigned. If
you do not know your NCC account, contact you ADP Coordinator.
NCDB
National Compliance Database (Office of Pollution Prevention and Toxic
Substances).
NDPD
The National Data Processing Division is part of the Office of Administration
and Resources Management located at the National Computer Center.
NESHAP
National Emissions Standard for Hazardous Air Pollutants.
NEW
The library status option for a new library. NEW can be specified at the
LIBRARY STATUS prompt of the INPUT LIBRARY SELECTION SCREES.
Noncompliance
One of six information categories in the Menu Interface. Criteria chosen
from the pop-up window for this category will direct IDEA to search for
facilities according to their compliance record.
Noncomplier
A facility whose status is not in compliance with EPA laws and/or
regulations.
NONLINKED
Nonintegrated queries. In nonlinked queries, IDEA does not attempt to
integrate facility data. Instead of using FINDS as a cross-reference
mechanism, these queries search and retrieve data from (for the most part)
copies of the program office databases. This keyword should appear in the
INPUT statement.
Nonlinked Data
Data retrieved as the result of a nonlinked search. See NONLINKED.
Nonlinked Linked Data
See Linked nonlinked data.
User's Guide ~ ,,
u-ll
-------
NOV
Notice of Violation.
NFDES
NPL
National Pollution Discharge Elimination System.
National Priorities List (under CERCLA).
NSPS
New Source Performance Standard.
o
OARM
Office of Administration and Resources Management.
OCAPO
Office of Compliance Analysis and Program Operations.
OE
Office of Enforcement.
OERM
OLD
OR
Office of Information Resources Management.
A library status option that allows the user exclusive access to the library.
OLD can be designated at the LIBRARY STATUS prompt of the INPUT
LIBRARY SELECTION SCREEN of the Keyword Interface.
See Boolean Connectors.
OUTPUT
The statement within a query that specifies the destination of the query output
(or reports). Query output can be directed to your screen, a printer, a
dataset, etc.
G-12
IDEA
-------
Password
An IDEA password must be three to eight character? long and contain at least
one numeral.
PCS
Permit Compliance System (Office of Water Enforcement And Compliance).
PDF
Productivity Development Facility.
PF Key
See Program Function Key.
Pointers or Links
For each facility in FINDS, there are pointers to EPA program office
databases to which it is linked (or local IDs for the facility in each linked
system) where more information about the facility can be obtained. The
pointers are the local IDs for the facility in these databases.
Pollutants
One of six information categories in the Menu Interface. Criteria chosen
from the pop-up window for this category will direct IDEA to search for
facilities according to the pollutants they have released, generated, stored, or
handled.
Pop-Up Window
A type of screen that appears after you select a query category (such as
Location, Pollutants, Industry, Noncompliance, Enforcement, or Facility
Status) or a query management option (such as Run Query, Clear Query, Save
Query, or Retrieve Query) or issue commands to print or save a query. Once
the pop-up window appears, it becomes the operable screen, allowing you to
choose criteria or items from it or specify data values.
Primary Commands
Commands that can be issued at the COMMAND prompt to perform general
editing operations such as FIND and CANCEL.
Print/Save Parameter Screen
A pop-up window accessible from the BROWSE SCREEN which allows you
to specify print and save information.
Procedure
This prompt, which occurs on the EPA2 TSO/E LOGON SCREEN, should be
set to $EPATSO.
User's Guide G j
-------
Program Function (PF) Keys
Keyboard functions that allow you to issue commands without having to type
them at the COMMAND prompt. The PF number given corresponds to
different keys on different keyboards depending on the configuration.
Program Office Database
A database maintained by one of the EPA program offices.
PRP
Potentially Responsible Party.
Q
Query
A question or request for data according to criteria you specify.
Query Report
See Report.
Query Retrieval Screen
A pop-up window in the Menu Interface that appears after you select Retrieve
Query. This screen lists all the queries that you have saved in the Menu
Interface.
Query Status Screen
After you run a que- and IDEA performs the initial facility selection, IDEA
will display this sc -n to notify you of the number of facilities selected.
R
RACF
Resource Access Control Facility.
RCRA
Resource Conservation and Recovery Act.
RCRIS
RCRA Information System (Office of Solid Waste and Emergency Response).
REPORT
A keyword that specifies the query report format (1A, IB, 2, or
SUMMARY). It must follow the OUTPUT statement.
G-14
IDEA
-------
Report Format
Hie format of the data retrieved by IDEA on facilities selected in accordance
with the query criteria. There are four report formats currently available in
IDEA: 1A, IB, 2, and SUMMARY.
Retrieve Query
A Menu Interface option that allows you to recall a previously formed query.
RTF
Research Triangle Park, North Carolina is the address of the National
Computer Center where EPA's ES/9000 mainframe computer is located.
Run Query
A Menu Interface option that allows you to process the query you have built.
The results of the search, will appear on the QUERY STATUS SCREEN. To
run a query in the Keyword Interface, type GO at the COMMAND prompt
of the EDIT SCREEN.
s
SARA
Superfund Amendments and Reauthorization Act.
SCROLL Prompt
A prompt on the £0/7" SCREEN that allows you to set the number of spaces
that the screen will move in any one direction per keystroke. The default is
to scroll by page. You can enter any number value to replace the default.
SELECT
A required statement for a keyword query. SELECT statements contain the
search criteria for your query.
SETS
Site Enforcement Tracking System (Office of Solid Waste and Emergency
Response).
SHR (Shared)
A library status option that enables other users to access the specified library.
SHR can be designated at the LIBRARY STATUS prompt on the INPUT
LIBRARY SELECTION SCREEN.
SIC Code
The Standard Industrial Classification code system categorizes business
establishments based upon the type of activity performed by that
establishment. Each SIC consists of a four-digit code defined by the US
Government.
User's Guide „ 1C
G-15
-------
Significant Noncomplier
A facility that is noted as significantly out of compliance with EPA laws
and/or regulations.
SIP
State Implementation Plan.
SNA Gateway
System Network Architecture — a communications access port to the
mainframe.
SNC
SQG
Significant Noncomplier.
Small Quantity Generator.
Standard Industrial Classification (SIC)
A four-digit code assigned to a particular sector of industry by the US
Government. See also SIC code.
STARS
Strategically Targeted Activities for Results System.
G-16
Targeting
Searching for all facilities that fit certain parameters or query criteria, e.g.,
TCE
searching for RCRA Generators.
Trichloroethylene.
3270 Terminal Emulation
To communicate with EPA's mainframe computer at the National Computer
Center, you must have at least DEC VT100, IBM 3270 (or a compatible
terminal), or software that can emulate one of these terminals. Your ADP
Coordinator can assist you with establishing a communications link to NCC.
TRI
TRIS
Toxics Release Inventory.
Toxic Chemical Release Invent., .y System (Office of Pollution Prevention and
Toxic Substances).
TSCA
Toxic Substances Control Act.
IDEA
-------
TSD
Treatment, Storage, and Disposal (in RCRIS TSD can equal Treater, Storer
or Disposer). ' '
TSO
Time Sharing Option.
TSSMS
Time Sharing Services Management System.
H
User ID
A unique identification number assigned to each NCC user. If you are an
EPA employee, you can obtain a user ID from your ADP Coordinator.
Value
See Data Value.
User's Guide
G-17
-------
------- |