oEPA
                3d States
                ronmental Pr
               Office of Research and
                             EPA600/F-98/009
FUTURES: Detecting The
Early Signals
Science To Achieve Results Program
               1999 Grants Announcement
                 Opening Date: June 15, 1998

                 Closing Date: September 10, 1998
                                      «^^%--V,.5?/
EPA
600/
F-
98/009

-------

-------
 1:
i
 2
 2
 2

"K

 5

 5.,

 6
 6
Contents
 Background
 Scope of Research
.   A. Natural Sciences.
    B* Socio-Economics
 Funding
 Eligibility
 The Application
 How to Apply        .
 Guidelines, Limitations,
' * and Additional Requirements
 Review and Selection
 Proprietary Information
 Funding Mechanism       '  •
 Contacts         '
                               FUTURES: Detecting the
                               Early Signals
                               Science to Achieve Results Program; 1999 Grant
                               Announcement
                               Opening Date: June 15,1998     Closing Date: Sept 10,1998
    In this announcement the U.S.
Environmental Protection Agency
(EPA), Office of Research and Develop-
ment (ORD), invites grant applications
on:

  FUTURES: DETECTING THE
             EARLY SIGNALS

    This invitation provides relevant
background information, summarizes
EPA's interest in the topic area, and
describes the application and review
process.
Background
    The question often arises whether
serious environmental problems could
be detected so that preventive or
remedial actions could be started sooner
than they have been heretofore. Early
awareness of an environmental problem
would result in the ability to cope with a
less serious problem, one easier and
cheaper to handle. The possibility and
value of early detection of environmen-
tal problems were the subject of the
Environmental Protection Agency
Science Advisory Board's 1995 report,
Beyond the Horizon: Using Foresight to
Protect the Environmental Future. The
report discusses why thinking about the
future is important, possible systems of
inquiry, and recommends that "...EPA
should move towards using futures
research and analysis in its programs
and activities, particularly strategic
planning and budgeting...." Specifi-
cally:

•   "As much attention should be given
    to avoiding future problems as to
    controlling current ones," and
•   "EPA should establish a strong
    environmental futures capability
    that serves as an early warning
    system for emerging environmental
    problems."

    In its planning process the Office
of Research and Development has
committed itself to "establish capability
and mechanisms within EPA to antici-
pate and identify environmental or
other changes that may portend future
risk, integrate futures planning into
ongoing programs, and promote
coordinated preparation for and
response to change."

Scope of Research

    In this announcement ORD invites
research grant applications to identify
possible future environmental problems
and to develop approaches for their
solution. In order to perform its
mission better, EPA wishes to engage
the scientific community in finding
ways to identify possible emerging
environmental problems that the
environmental research community
needs to start working on before
headlines have emerged. This solicita-
tion aims to look ahead in two areas: in
the natural sciences and in socio-
economics.
Specifically, EPA requests applications
in:
A.  Natural Sciences

Applicants should:
    1. suggest an area where scientific
    data are minimal, scattered, or
    conflicting that could portend a
    future environmental problem;
                                                 National Center for Environmental Research and Quality Assurance

-------
     2. justify and defend that choice as
     appropriate, including consider-
     ation of potential environmental
     risk;

     3. explain why the proposed
     investigator is the right person to
     provide the assessment.

The anticipated outputs of this grant are
     two:
     1. The final project report should
     take the form of a report or review
     paper suitable for peer-reviewed
     journal publication examining the
     available data on the potential
     problem with the author's opinion
     as to what they mean in terms of
     environmental risk.

     2. A recommended research and/or
     other program approach necessary
     to define suitably the size and
     extent of the possible risk.

     Key features in proposal evalua-
tion will be: (1) the seriousness of the
identified potential problem, and (2) the
value of the possible  proposed synthe-
sis even if the seriousness of the
suspected problem turns out to be
minimal.

     Examples of problems which
might have profited from such early
examination in the past include (this is
not a list of preferred or present topics):

*    acid rain
•    stratospheric ozone depletion
     DDT and bird thin egg shells
•    PCBs, effects and environmental
     persistence


B,  SociO'Economics

     The applicant should examine
possible changes in the way we {the
USA, the industrialized nations, the
world, etc.), in the next five to twenty
years, will think, do things, live,
consume, invent, reproduce, etc., and
what effects these changes will have on
environmental problems, on our mind
set, on how we handle them, on the
tools we will have available to handle
them, on the costs and benefits  of
handling them, etc.  Socioeconomic
analyses can cover a variety of
subjects, e.g., demographic changes,
economic changes, environmental
value changes, land  use changes, etc.
(Again, these are only examples, not
a list of preferred topics.)

In particular, the applicant should:

     1. choose a specific socio-
     economic concern;

     2. justify that choice, describe the
     proposed analysis and analytical
     methods and provide an assess-
     ment of its impact on the environ-
     ment; and

     3. explain why the proposed
     investigator is the right person to
     provide the assessment.

The  anticipated outputs from this
grant are:

     1. A final project report that takes
     the form of a report or review
     paper suitable for peer-reviewed
    journal publication exploring the
    proposed socio economic area of
     concern and drawing plausible
     conclusions as to environmental
     effects and risks;

     2. a description  of the analytical
    methods used and their applica-
     bility to other possible future
    environmental risks resulting
     from socio-economic changes;

     3. Recommendations on what the
     follow-up to the paper should be,
    giving  some attention to the
    implementability of the recom-
    mendations. Areas for possible
    follow-up should be broadly
    construed (e.g.,  research, monitor-
    ing, policy changes, public
    awareness, education, etc.)

    It is anticipated  that projects
funded under both parts of this
solicitation will involve literature
investigation and analysis, discussions
with colleagues, and perhaps computer
modeling. Applicants will be expected
to budget for and participate in a
workshop on environmental futures
with EPA and other scientists, other
agency officials, and other grantees in
Washington, DC, to report on their
research activities and to discuss issues
of mutual interest.

Funding
    Approximately $1.0 million is
    expected to  be available In
    Fiscal Year 1999 for award in
    this solicitation. The pro-
    jected award may be up to
    $150,000 for one year.
Eligibility
    Academic and not-for-profit
institutions located in the U.S., and
state or local governments, are eligible
under all existing authorizations.
Profit-making firms and other federal
agencies are not eligible to receive
grants from EPA under this program.
Federal agencies, national laboratories
funded by federal agencies (FFRDCs),
and federal employees are not eligible
to submit applications to this program
and may not serve in a principal
leadership role on a grant.

    Potential applicants who are
uncertain of their eligibility should
contact Dr. Robert E. Menzer in
NCERQA, phone (202) 564-6849,
EMail:
menzer.robert@epamail.epa.gov
1999 Grants for Research

-------
                                                                     United Stales Environmental Protection Agency
                                                                            Office of Research and Development
                                                                            Science To Achieve Results (STAR)
 Standard Instruc-

 tions for Submitting

 an Application

    This section contains a set of
 special instructions related to how
 applicants should apply for an
 NCERQA grant.

 Sorting Code

    In order to facilitate proper
 assignment and review of applications,
 each applicant is asked to identify the
 topic area in which their application is
 to be considered. It is the responsibility
 of the applicant to correctly identify the
 proper sorting code. Failure to do so
 will result in an inappropriate peer
 review assignment. At various places
 within the application, applicants will
 be asked to identify this topic area by
 using the appropriate Sorting Code.
 The Sorting Codes corresponding to
 research on Futures: Detecting the
 Early Signals are

 99-NCERQA-A1
for Natural Sciences applications
      or
 99-NCERQA-A2
for Socio-economics applications

    The Sorting Code must be placed
 at the top of the abstract (as shown in
 the abstract format), in Box 10 of
 Standard Form 424 (as described in the
 section on SF424), and should also be
 included in the address on the package
 that is sent to EPA (see the section on
 how to apply).


 The Application

    The initial application is made
 through the submission of the materials
 described below. It is essential that the
 application contain all the information
 requested and be submitted in the
 formats described. If it is not, the
 application may be rejected on admin-
istrative grounds. If an application is
considered for award, (i.e., after
external peer review and internal
review) additional forms and other
information will be requested by the
Project Officer. The application should
not be bound or stapled in any way.
The Application contains the following:

A. Standard Form 424: The
   applicant must complete
   Standard Form 424 (see
   attached form and instruc-
   tions).  This form will act as a
   cover sheet for the applica-
   tion and should be its first
   page. Instructions for
   completion of the SF424 are
   included with the form. The
   form must contain the origi-
   nal signature of an authorized
   representative of the apply-
   ing  institution. Please note
   that both the Principal
   Investigator and an adminis-
   trative contact should be
   identified in Section 5 of the
   SF424.

B. Key Contacts: The applicant
   must complete the Key
   Contacts Form (attached) as
   the second page of the
   submitted application.

C. Abstract: The abstract is a
   very important document.
   Prior to attending the peer
   review panel meetings, some
   of the panelists may  read only
   the abstract.  Therefore, it is
   critical that the abstract
   accurately describe the
   research being proposed and
   convey all the essential
   elements of the research.
   Also, for awarded grants, the
   abstracts will form the basis
   for an Annual Report of
   awards made under this
   program.  The abstract
   should include the following
   information, as indicated in
   the example format provided:
   1.  Sorting Code: Use the
   correct code that corresponds
   to this topic area: 99-
   NCERQA-A1 or 99-NCERQA-
   A2.

   2.  Title: Use the exact title as
   it appears in the rest of the
   application.

   3.  Investigators: List the
   names and affiliations of each
   investigator who will signifi-
   cantly contribute to the
   project. Start with the
   Principal Investigator.

   4.  Project Summary: This
   should  summarize: (a) the
   objectives of the study, (b)
   the approach to be used
   (which should give an accu-
   rate description of the project
   as described in the proposal),
   (c) the  expected results of the
   project and how it addresses
   the solicitation, and (d) the
   use of the research that will
   result from successful comple-
   tion of  the work proposed.

   5. Supplemental Keywords: A
   list of suggested keywords is
   provided for your use. Do
   not duplicate terms already
   used in the text of  the ab-
   stract.

D. Project Description: This
   description must not exceed
   fifteen  (15) consecutively
   numbered (center  bottom),
   8.5x11-inch pages of single-
   spaced standard 12-point
   type with 1-inch margins.
   The description must provide
   the following information:

   1.  Objectives: List the
   objectives of the project and
   briefly state why the intended
   research is important. This
   section can also include any
   background or introductory
   information that would help
   explain the objectives of the
                                                    National Center for Environmental Research and Quality Assurance

-------
    study (one to two pages
    recommended).

    2.  Approach: Outline the
    methods, approaches, and
    techniques that you intend to
    employ in meeting the
    objectives stated above (five
    to 10 pages recommended).

    3.  Expected Results or
    Benefits: Describe the results
    you expect to achieve during
    the project, the benefits of
    success as they relate to
    future research that might be
    conducted, and the potential
    recipients of these benefits.
    This section must discuss the
    utility of the research project
    proposed for addressing
    future environmental prob-
    lems (one to two pages
    recommended).

    4.  General Project Informa-
    tion: Discuss other informa-
    tion relevant to the potential
    success of the project. This
    should include facilities,
    personnel, project schedules,
    proposed management,
    interactions with other
    institutions, etc. (one to two
    pages recommended).

    5.  Important Attachments:
    Appendices and/or other
    information may be included
    but must remain within the
    15-page limit. References
    cited are in addition to the  15
    pages.

    Resumes: The resumes of the
    principal investigator and
    important co workers should
    be presented. Resumes must
    not exceed three consecu-
    tively numbered (bottom
    center), 8.5x11-inch pages of
    single-spaced standard 12-
    point type with 1-inch mar-
    gins for each individual.
F.   Current and Pending Sup-
    port: The applicant must
    identify any current and
    pending financial resources
    that are  intended to support
    research that would consume
    the time of the principal
    investigator.  This should be
    done by completing the
    appropriate form (see attach-
    ment).  Failure to provide this
    information may delay
    consideration of your pro-
    posal.

C.  Budget:  The applicant must
    present a detailed, itemized
    budget for the entire project.
    This budget must be in the
    format provided in the
    example (see attachment)
    and not exceed two consecu-
    tively numbered (bottom
    center), 8.5x11-inch pages
    with 1-inch margins. Please
    note that institutional cost
    sharing is not required and,
    therefore, does not have to
    be included in the budget
    table. If desired, a brief
    statement concerning cost
    sharing can be added to the
    budget justification.

H.  Budget Justification: This
    section should describe the
    basis for calculating the
    personnel, fringe benefits,
    travel, equipment, supplies,
    contractual support, and
    other costs identified in the
    itemized budget and explain
    the basis for their calculation
    (special attention should be
    given to explaining the travel,
    equipment, and other catego-
    ries). This should also include
    an explanation of how the
    indirect costs were calculated.
    This justification should not
    exceed two consecutively
    numbered (bottom center),
8.5x11 -inch pages of single-
spaced standard 12-point
type with 1-inch margins.

Postcard: The Applicant must
include with the application a
self addressed, stamped 3x5-
inch post card.  This will be
used to acknowledge receipt
of the application and to
transmit  other important
information to the applicant.
1999 Grants for Research

-------
                                                                            United States Environmental Protection Agency
                                                                                    Office of Research and Development
                                                                                     Science To Achieve Results (STAR)
 How to Apply

    The original and ten (10) copies of
 the fully developed application and five
 (5) additional copies of the abstract (15
 in all), must be received by NCERQA
 no later than 4:00 P.M. EST on the
 closing date assigned to this topic area:
 September 10, 1998.

    The application and abstract must
 be prepared in accordance with these
 instructions. Informal, incomplete, or
 unsigned proposals will not be consid-
 ered.  The application should not be
 bound or stapled in any way. The
 original and copies of the  application
 should be secured with paper or binder
 clips.  Completed applications should be
 sent via regular mail to:

  U.S. Environmental Protection
    Agency
  Peer Review Division (8703R)
  Sorting Code: 99-NCERQA-A1 or
    99-NCERQA-A2
  401  M Street, SW
  Washington DC 20460

    For express mail or courier-
 delivered applications, the following
 address must be used:

  U. S. Environmental  Protection
    Agency
  Peer Review Division (8703R)
  Sorting Code: 99-NCERQA-A1 or
    99-NCERQA-A2
  1300 Pennsylvania Avenue, NW
  Room B-10105
  Washington, DC 20004

Phone: (202) 564-6939 (for express
mail applications)

The sorting code must be  identified in
the address (as shown above).
Guidelines,  Limitations,
and Additional Require-
ments

    If you wish to submit more than
one application, you must ensure that
the study proposed is significantly
different from that in any other that has
been submitted to this solicitation or
from any other grant you are currently
receiving from EPA or any other
federal government agency.

    Projects which contain subcon-
tracts constituting more than 40% of
the total direct cost of the grant for each
year in which the subcontract is
awarded will be subject to  special
review and may require additional
justification.

Review and Selection

    All grant applications  are initially
reviewed by EPA to determine their
legal and administrative  acceptability.
Acceptable applications  are then
reviewed by an appropriate technical
peer review group. This review is
designed to evaluate each proposal
according to its scientific merit. In
general, each review group is com-
posed of non-EPA scientists, engineers,
social scientists, and/or economists
who are experts in their respective
disciplines and are proficient in the
technical areas they are reviewing. The
reviewers use the following criteria to
help them in their reviews:

    1.  The originality and creativity
    of the proposed study,  and of the
    research methods proposed.  Is the
    research approach practical and
    technically defensible, and can the
    project be performed within the
    proposed time period? Is the
    proposal well-prepared with
    supportive information that is self-
    explanatory and understandable?

    2.  The qualifications of the
    principal investigator(s) and other
    key personnel, including research
    training, demonstrated knowledge
    of pertinent literature, experience,
    and publication records. Will all
    key personnel contribute a signifi-
    cant time commitment to the
    project?

    3.  The availability and/or
    adequacy of the facilities and
    equipment proposed for the
    project. Are there any deficiencies
    that may interfere with the
    successful completion of the
    study?

    4.  The responsiveness of the
    proposal to the solicitation.

    5.  Although budget information
    is not used by the reviewers as the
    basis for their evaluation of
    scientific merit, the reviewers are
    asked to provide their view on the
    appropriateness and/or adequacy of
    the proposed budget and its
    implications for the potential
    success of the proposed research.
    Input on requested equipment is of
    particular interest.

    Applications that receive scores of
excellent or very good from the peer
reviewers are subjected to a program-
matic review within EPA, the object
being to assure a balanced research
portfolio for the Agency.

    Funding decisions are the sole
responsibility of EPA. Grants are
selected on the basis of technical merit,
relevancy to the research priorities
outlined, program balance, and budget.
A summary statement of the scientific
review by the peer panel will be
provided to each applicant.

    Applications selected for funding
will require additional certifications,
possibly a revised budget, and re-
sponses to any comments or sugges-
tions offered by the peer reviewers.
Project officers will contact principal
investigators to obtain these materials.
                                                          National Center for Environmental Research and Quality Assurance

-------
Proprietary Information

    By submitting an application in
response to this solicitation, the
applicant grants EPA permission to
d^lfA +1-" ™ •' --    •      « - ' _ r^Vsr, ?r%^|
reviewers both within and outside of,;
the Agency, Applications containing
tial information will be returned to the
applicant without review.
Funding Mechanism

    The funding mechanism for all
awards issued under this solicitation
will consist of grants from EPA and
depends on the availability of funds.  In
accordance with Public Law 95-224,
the primary purpose of a grant is to
accomplish a public purpose of support
or stimulation authorized by Federal
statute rather than acquisition for the
direct benefit of the Agency. In issuing
a grant agreement, EPA anticipates that
there will be no substantial EPA
involvement in the design, implementa-
tion, or conduct of the project funded
by the grant.  However, EPA will
monitor progress, based in part on
reports provided by awardees.
Contacts

    Additional general information on
the grants program, forms used for
applications, etc., may be obtained by
exploring our Web page at . EPA does not
intend to make mass-maiiings of this
announcement. Information not
available on the Internet may be
obtained by contacting:

  U.S. Environmental Protection
    Agency
  National Center for Environmental
    Research and Quality Assurance
  Mail Code (8703R)
  401 M Street, SW
  Washington DC 20460

    Phone:  1-800-490-9194

    In addition, contact persons have,
been identified below for this topic
area. They will respond to inquires
regarding the solicitation and can
respond to any technical questions
related to your application.

•   Roger Cortesi
    202-564-6852
    cortesi.roger@epamail.epa.gov

*   Robert Menzer
    202-564-6849
    menzer.robert@epamail.epa.gov
1999 Grants for Research

-------
 APPLICATION FOR
 FEDERAL ASSISTANCE
                                                 2. DATE SUBMITTED
                                                                                                         OMB Approval No. 0348-0043
                                                        Applicant Identifier
  1. TYPE OF SUBMISSION
   Application
   D  Construction

   D  Non-Construction
                                                 3. DATE RECEIVED BY STATE
                                                        State Applicant Identifier
 Preapplicalion
D Construction

D Non-Construction
4. DATE RECEIVED BY FEDERAL AGENCY
                                   Federal Identifier
 5. APPLICANT INFORMATION     IS THIS PROPOSAL BEING SUBMITTED TO ANOTHER FEDERAL AGENCY?  DYES   D NO IF YES, LIST ACRONYM(S)
  Legal Name:
                                       Organizational Unit:
 Address (give city, county, state, and zip code):
                                       Name and telephone and E-mail number of the person to be contacted on matters
                                       involving this application  (give area code)
                                         PI:
                                                                     ADMIN. CONTACT:
 «. EMPLOYER IDENTIFICATION NUMBER (EIN):
                                       7. TYPE OF APPLICANT: (enter tppmprtot* Htttor in box)
             rrn-i    i     i    i    i     i    in
 8. TYPE OF APPLICATION:

                      ° New
                                    Continuation    ° Revision
  If Revision, enter appropriate letter(s) in box(es): | _ J     I   I
   A. Increase Award        B. Decrease Award   C. Increase Duration
   D. Decrease Duration     Other (specify):
                                         A.  State
                                         B.  County
                                         C.  Municipal
                                         D.  Township
                                         E.  Interstate
                                         F.  Intermunicipal
                                         G.  Special District
                                         H.  Independent School Dist.
                                         I.   State Controlled Institution of Higher Learning
                                         J.  Private University
                                         K.  Indian Tribe
                                         L.  Individual
                                         M.  Profit Organization
                                         N.  Other (Specify)  	
                                       9. NAME OF FEDERAL AGENCY:
                                                                         U.S. Environmental Protection Agency - ORD - NCERQA
  10. CATALOG OF FEDERAL DOMESTIC
    ASSISTANCE NUMBER:

   TITLE: 99-NCERQA-	
                                                                  11. DESCRIPTIVE TITLE OF APPLICANTS PROJECT:
  12. AREAS AFFECTED BY PROJECT fcftto*, eouoUn, stales, ale.):
  13. PROPOSED PROJECT:
                                  14. CONGRESSIONAL DISTRICTS OF:
    Start Date
                    Ending Date
      a. Applicant
                                  b. Project
  15. ESTIMATED TOTAL PROJECT FUNDING:
  a. Federal
  b. Applicant
  c. State
  d. Local
 e. Other
                                               .00
                    .00


                    .00


                    .00


                    .00
                         16. IS APPLICATION SUBJECT TO REVIEW BY STATE EXECUTIVE ORDER 12372 PROCESS?
                            a. YES. THIS PREAPPLICATION/APPLICATION WAS MADE AVAILABLE TO THE
                                   STATE EXECUTIVE ORDER 12372 PROCESS FOR REVIEW ON:
                                                              DATE
       b. NO. D  PROGRAM IS NOT COVERED BY E.O. 12372


             a  OR PROGRAM HAS NOT BEEN SELECTED BY STATE FOR REVIEW
 f.  Program Income
  g. TOTAL
                    .00


                    .00
    17. IS THE APPLICANT DELINQUENT ON ANY FEDERAL DEBT?


       O  Yes     If'Yes,'attach an explanation.
                                                                                                        u  No
  18. TO THE BEST OF MY KNOWLEDGE AND BELIEF. ALL DATA IN THIS APPLICAT1OWPREAPPLICAT1ON ARE TRUE AND CORRECT. THE DOCUMENT HAS BEEN DULY
 a. Typed Name of Authorized Representative
                                      b. Title
                                                                                   c. Telephone number
 d. Signature of Authorized Representative
                                                                                   e. Date Signed
Previous Editions Not Usable
Prescribed by OMB Circular A-102
                                                                                                              Standard For 424   (REV 4-8B)
                                                Authorized for Local Reproduction

-------
                                   INSTRUCTIONS FOR THE SF 424
This is a standard form used by applicants as a required facesheet for preapplications and applications submitted for Federal
Assistance. It will be used by Federal agencies to obtain applicant certification that States which have established a review
and comment procedure in response to Executive Order 12372 and have selected the program to be included in their process,
have been given ari opportunity to review the applicant's submission.
Item:
Entry:
                                                             Item:
Entry:
                                                             14.
                                                             15.
1.    Self-explanatory.                                        12.

2.    Date application submitted to Federal agency (or
      State, if applicable) & applicant's control number
      (if applicable).

3.    State use only (if applicable).

4.    If this  application  is  to continue or revise  an
      existing award,  enter present Federal  identifier
      number. If for a new project, leave blank.

5.    Legal  name  of  applicant,   name  of primary
      organizational  unit  which  will  undertake  the
      assistance  activity,  complete  address  of  the
      applicant, and name and telephone number of the
      person  to  contact  on  matters  related to  this
      application.

6.    Enter Employer  Identification Number (EIN)  as
      assigned by the Internal Revenue Service.                 jg.

7.    Enter the appropriate letter in the space provided.

8.    Check  appropriate  box  and  enter  appropriate
      letters) in the space(s) provided:                          17

      — "New" means a new assistance award.

      — "Continuation"  means  an extension for  an
         additional funding/budget period for a project
         with a projected completion date.                      jg

      — "Revision" means any change in  the Federal
         Government's financial obligation or contingent
         liability from an existing obligation.

9.    Name of Federal  agency from which assistance is
      being requested with this application.

10.   Use the Catalog of Federal Domestic Assistance
      number and  title of the program under  which
      assistance is required.

11.   Enter a brief descriptive title of the project. If me
      than one program is involved, you should append
      an explanation on a separate sheet.  If appropriate
      (e.g., construction or real property projects), attach
      a   map  showing  project    location.      For
      preapplications, use a separate sheet to provide a
      summary description of this project.
                                                                   List only the largest political entities affected (e.g.,
                                                                   State, counties, cities.)
                                                             13.    Self-explanatory.
                                         List the applicant's Congressional Districts and
                                         any District(s) affected by the program or project.

                                         Amount requested or to be contributed during the
                                         first funding/budget period by  each  contributor.
                                         Value of in-kind contributions should be included
                                         on appropriate lines as applicable. If the action
                                         will result in a dollar change to an existing award,
                                         include only  the  amount of the change.   For
                                         decreases, enclose the amounts in parentheses.  If
                                         both basic and supplemental amounts are included,
                                         show breakdown  on  an  attached sheet.   For
                                         multiple program  funding, use totals and  show
                                         breakdown using same categories as item 15.

                                         Applicants should contact the State Single Point of
                                         Contact (SPOC) for Federal Executive Order 12372
                                         to determine whether the  application is subject to
                                         the State intergovernmental review process.

                                         This  question   applies   to   the   applicant
                                         organization,  not the person who  signs  as the
                                         authorized representative.    Categories  of debt
                                         include delinquent  audit  allowances,  loans and
                                         taxes.

                                         To be signed by the authorized representative of
                                         the applicant. A copy of the  governing body's
                                         authorization for you to sign this application as
                                         official  representative must  be  on  file  in the
                                         applicant's office.  (Certain Federal agencies may
                                         require that this authorization be submitted as part
                                         of the application.
                                                                                          SF424 (REV 4-88) Back

-------
KEY  CONTACTS FORM

     Authorized Representative: Original awards and amendments will be sent
     to this individual for review and acceptance, unless otherwise indicated.
        Name:
        Title:
        Complete Address:
        Phone Number:
     Payee: Individual authorized to accept payments.
        Name: 	
        Title:                   	
        Complete Address:
        Phone Number:
     Administrative Contact: Individual from Sponsored Programs Office to
     contact concerning administrative matters (i.e., indirect cost rate computation,
     rebudgeting requests etc.)
        Name: 	
        Title:
        Complete Address:
        Phone Number:
        FAX Number:
        E-Mail Number:
     Principal Investigator: Individual responsible for the technical completion of
     the proposed work.
        Name: 	
        Title:
        Complete Address:
        Phone Number:
        FAX Number:  _
        E-Mail Number:
NCERQA Form 1 (9/96) For use with EPA STAR Grant Applications

-------

-------
                                                                                                            1
  	EPA STAR Grant Abstract (Example Format)

  Sorting Code:  99-NCERQA-XX (use the correct code that corresponds to the appropriate RFA topic)
  Title: Use the exact title as it appears in the rest of the application.
  Investigators: List the names and affiliations of each investigator who will significantly contribute to the
                  project. Start with the Principal Investigator.
  Institution:  Name of university or other applicant.
  Project Period:  October 1, 1999-September 30, 2001, for example.
  Research Category:  Enter your research topic name.

  Project Summary:
          Objectives/Hypothesis: include a short statement on the context of the proposed research in
          relation to other environmental research in the particular area of work
          Approach: outline the methods, approaches, and techniques you intend to employ in meeting the
          objectives
          Expected Results:
          including a brief description of the
          Improvements in Risk Assessment or Risk Management
          that will be realized if the expected results are achieved
   Supplemental Keywords: see attached suggestions. Do not duplicate terms used in the text of the abstract.
NCERQA Form 2 (7/9?) For use with EPA STAR Gram Applications

-------
                           SUGGESTED KEYWORDS
     Media: (media, air, ambient air, atmosphere, ozone, water, drinking water, watersheds, groundwater,
land; soil, sediments, acid deposition, global climate, indoor air, mobile sources, CASTNET, strato-
spheric ozone, tropospheric, marine, estuary, precipitation, leachate, adsorption, absorption, chemical
transport)

     Risk Assessment: (exposure, risk, risk assessment, effects, health effects, ecological effects, human
health, bioavailability, metabolism, vulnerability, sensitive populations, dose-response, carcinogen,
teratogen, mutagen, animal, mammalian, organism, cellular, population, enzymes, infants, children,
elderly, stressor, age, race, diet, metabolism, genetic pre-disposition, genetic polymorphisms, sex, ethnic
groups, susceptibility, cumulative effects)

     Chemicals, toxics, toxic substances: (chemicals, toxics, particulates, ODS, VOC, CFC, PAH, PNA,
PCB, dioxin, metals, heavy metals, solvents, oxidants, nitrogen oxides, sulfates, organics, DNAPL,
NAPL, pathogens, viruses, bacteria, acid rain, effluent, discharge, dissolved solids, intermediates)

     Ecosystem Protection: (ecosystem, indicators, restoration, regionalization,  scaling, terrestrial,
aquatic, habitat, integrated assessment)

     Risk Management: pollution prevention (green chemistry, life-cycle analysis, alternatives, sustain-
able development, clean technologies, innovative technology, renewable, waste reduction, waste minimi-
zation, environmentally conscious manufacturing); treatment (remediation,  bioremediation, cleanup,
incineration, disinfection, oxidation, restoration)

     Public Policy: (public policy, decision making, community-based, cost-benefit, conjoint analysis,
observation, non-market valuation, contingent valuation, survey, psychological, preferences, public good,
Bayesian, socio-economic, willingness-to-pay, compensation, conservation, environmental assets, socio-
logical)

     Scientific Disciplines: (environmental chemistry, marine science, biology, physics, engineering,
social science, ecology, hydrology, geology, histology, epidemiology, genetics, pathology, mathematics,
limnology, entomology, zoology)

     Methods/Techniques: (EMAP, modeling, monitoring, analytical, surveys, measurement methods,
general circulation models, climate models, satellite, landsat, remote sensing)

     Geographic Areas: (Northeast, central, Northwest, Chesapeake Bay, Great  Lakes, Midwest, Mid-
Atlantic,  states: {use both full name and two letter abbreviation}, EPA Regions 1 through 10)

     Sectors: (agriculture, business, transportation, industry {petroleum, electronics, printing,
etc}:{identify 4 digit SIC codes}, service industry, food processing, etc)
NCERQA Form 3 (8/97)  For use with EPA STAR Grant Applications

-------
                                   Current and Pending Support
         The following informal ion should be provided for each investigator and other senior personnel. Failure to provide this information may delay consideration of this proposal.
Investigator:
                                               Other agencies (including NSF) to which this proposal has been/will be submitted.
Support:     D Current
Project/Proposal Title:
D Pending    D Submission Planned in Near Future  O Transfer of Support
Source of Support:
Total Award Amount:  $
Location of Project:
Person-Months Per Year Committed to the Project.
              Total Award Period Covered:
                            Cal:
Acad:
Sumr:
Support:     D Current
Project/Proposal Title:
D Pending    D Submission Planned in Near Future  D Transfer of Support
Source of Support:
Total Award Amount:  $
Location of Project:
Person-Months Per Year Committed to the Project.
              Total Award Period Covered:
                            Cal:
Acad:
Sumr:
Support:     D Current
Project/Proposal Title:
   Pending    D Submission Planned in Near Future  D Transfer of Support
Source of Support:
Total Award Amount:  $
Location of Project:
Person-Months Per Year Committed to the Project.
              Total Award Period Covered:
                            Cal:
Acad:
Sumr:
Support:     D Current
Project/Proposal Title:
D Pending    D Submission Planned in Near Future  P Transfer of Support
Source of Support:
Total Award Amount:  $
Location of Project:
Person-Months Per Year Committed to the Project.
              Total Award Period Covered:
                            Cal:
Acad:
Sumr:
Support:     D Current
Project/Proposal Title:
D Pending    D Submission Planned in Near Future  D Transfer of Support
Source of Support:
Total Award Amount:  $
Location of Project:
Person-Months Per Year Committed to the Project.
              Total Award Period Covered:
                            Cal:
Acad:
Sumr:
*lf this project has previously been funded by another agency, please list and furnish information for immediately preceding funding period.
NSF Form 1239 (7/95) For use with EPA STAR Grant Applications
                                           USE ADDITIONAL SHEETS AS NECESSARY

-------

-------
Itemized Budget for EPA STAR Grant Applications (Example Format)
CATEGORIES
a. Personnel
Principal Investigator
Co-Pi
Research Scientists
Postdoctoral Scientists
Other Personnel
TOTAL PERSONNEL COSTS
b. Fringe Benefits
%of

c. Travel
Tripl
Tripl
Tripl
...etc.
1 TOTAL TRAVEL COSTS
d. Equipment
Iteml
Item 2
Item 3
...etc.
TOTAL EQUIPMENT COSTS
e. Supplies
Item 1
Item 2
item 3
...etc.
TOTAL SUPPLY COSTS
£ Contracts
I
2
3
...etc.
TOTAL CONTRACTUAL COSTS
g. Other
Item 1
Item 2
Item 3
...etc.
TOTAL OTHER COSTS
•
• h. TOTAL DIRECT COSTS
• (sum of a-g)
• i. Indirect Costs/Charges
• 	 %of 	 (base)
I j. TOTAL PROJECT COSTS
• (sumofh&i)
• k. TOTAL REQUESTED
• FROM EPA
YEAR ONE





_












YEAR TWO


















YEAR THREE


















TOTAL PROJECT


















NCERQA Form 4 (4/97) For EPA STAR Grant Applications
                        DO NOT USE THIS FORM -- Example Only -

-------

-------

-------

-------