United States
         Environmental Protection Air and Radiation  EPA/400/1 -91/006.C
         Agency        (ANR-445)    April 1991   i
E PA    Acid Rain Advisory
         Committee Meeting:
         January 28-29,1991
                   Monitoring
         Issue Papers

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                                                             E-2
              U.S. ENVIRONMENTAL PROTECTION AGENCY
                  ACID RAIN ADVISORY COMMITTEE

 ;-                           MINUTES
                               of       -.•••-,
            EMISSIONS MONITORING SUBCOMMITTEE MEETING


     The first meeting of, the Emission Monitoring Subcommittee
was held  on December 14, 1990,. at the Omni Shoreham Hotel, 2500
Calvert St., ,NW, Washington DC.  The meeting convened'at-9:20
a.m..and concluded at about 12:20 p.m.  It was agreed that
written materials for the next meeting.would be mailed by January
14;,the next meeting is scheduled for January 28, 1991.

PARTICIPANTS                                     '

     Subcommittee members attending included:

          Mr. David Hawkins (Chairman)
          Senior Attorney        .
          Natural Resources Defense Council
          Washington, DC                                         <
             ••..'-,-'.          .     •        .
       .,.  Mr. Henry Beal     .               '
     V    vice President for Strategic Planning
    .;•'•>., ,  Research-Cottre 11 Companies      .        .      .
          Branchburg, NJ      .             ..

          Mr. Walter Canney
          Administrator
          Lincoln Electric System
          Lincoln,. NE

          Mr. Richard Riggs, for
         ,Mr. Jerry Golden  .                   ,   .
        -'Manager, Clean Air Program/        /
          Tennessee Valley Authority            .     \    .
          Chattanooga, TN                     "".''•"

          Mr. Robert McWhorter                   "~
          Senior Vice President           r    -. -. '•' -v
          Ohio Edison                 ;               '
          Akron, OH                  ,
       " •"                       ' •    •   .          :  *

    .''"•. Mr. ban Plumley                             ,
          Director of Park Protection
          The Adirondack Council                      •
          Elizabethtown, NY
          *                   ^
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          Mr. Robert Bergstrom, Jr.
          Chief Counsel
          Iowa Southern
          Centerville, IA

          Mr. Richard Poirot
          Air Quality Planner
          Vermont Department of Environmental Conservation
          Waterbury, VT

          Ms. Nancy Wrona
          Director, Office of Air Quality
          Arizona Department of Environmental Quality
          Phoenix, AZ

Also contributing was:

          Mr. Roger Morris, for
          Mr. Ted Williams
         . U.S. Department of Energy
          Washington, DC                                         ;

     The designated U.S. EPA representative on the Subcommittee •'
was Mr. Larry Kertcher, Source Control Branch Chief, Acid Rain
Division (ARD), Office of Atmospheric and Indoor Air Programs
(OAIAP).  He introduced the following staff from his branch as
key members on the EPA team responsible for promulgating the Acid
Rain Continuous Emissions Monitoring (CEM) regulation:
                                                *          *
     Ms. Doris Price
     Emissions Monitoring Section Chief

     Mr. John Schakenbach
     Senior Environmental Scientist

     Ms. Margaret Sheppard
     Environmental Scientist

Mr. Kertcher indicated that other staff from EPA Headquarters and
Regional Offices have been and would continue to be involved.
Other EPA- staff attending the Subcommittee meeting included:  Mr.
Louis Paley of Stationary Source Compliance Division, Office of
Air Quality Planning and Standards (OAQPS); Mr. Anthony Wayne of
Technical Support Division, OAQPS; Mr. Paul Horwitz of Policy
Branch, ARD, OAIAP; and Mr. David Kee, Director, Air and
Radiation Division, Region V.


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     Mr. Kertcher also introduced  Mr.  George Walsh,  Director of
Research and Analysis  Division, Entropy  Environmentalists,  Inc.,-
who  is providing  technical  support to  EPA in developing the Acid
Rain CEM regulation:   Mr. Walsh was responsible  for  preparing the
Subcommittee meeting minutes.        '         .        .  ,
                *        i                       .*    t      * ~       •
AGENDA AND MINUTES  .                        .   '   .     ,

     Prior to the formal opening of the  meeting-by David Hawkins,
Subcommittee Chair, Larry Kertcher distributed.a proposed  agenda.
Mr.-Hawkins-indicated  that, he had  no objection to the:agenda and
that a draft, issue paper prepared  by EPA on "missing data
.periods1* was scheduled for  discussion. .Mr.  Kertcher commented
that discussion of the issue paper was not critical  to1 the first
meeting, of,.the Subcommittee.  Rather,  the primary objectives were
to develop a list of all issues (technical,  legal, economic, and ,
other) associated with the  CEM regulation,  and to prioritize
.these issues for  consideration by  the  Subcommittee and the full .
Acid Rain Advisory Committee  (ARAC).           ~
           - '  •  •    i--*/ .  ' '     -       - .  :
     A Subcommittee member  asked, if minutes of the meeting would,
be made available.  The reply was  affirmative.   A question was  \
raised concerning the  need, for.Subcommittee meetings between
scheduled meetings of  the ARAC.  It was  decided  that any       '
"intermediate meetings" would be conference calls arranged*
through the Subcommittee Chair.                                  '
 '•';'''•'  ..'•''•-'      '•                   '   '  ' '-•-" .
LIST OF ISSUES     -  "  •  -  ' '                     '-.  \   ''*-,.  - '

     Mr'. Hawkins  asked the-Subcommittee  to generate  a list of
major discussion  items. - About ten to  twelve items were listed x
rapidly.  Additional items  were formulated and added to the list
over the course of the meeting.  The items,  in the order listed
by the Subcommittee, are:    /

     o   .Accuracy of  flow  determinations.   *
     o    CEMS accuracy.            <            .
     o    Definition and criteria  to evaluate "alternative"
       .'• • systems.  •....'    .    .••_-.''-   •  ...
     o    Averaging times,  including frequency of measurement and
          basic units  for recording and  reporting data.
     o  . 'Mature  and type of emissions tracking  system.
     o-   How to  define and handle "missing".data.    .
     o    How to  handle emissions  from multiple, boilers.exhausted
          to a common  stack.
     o    Audits  of reported data.       .
     o    Cost-effective improvements  or changes to  existing
        ••' CEMS.    . ,••.;  •    --   •  '-•'           .             '     .
          r        I    •>  '  '
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   •
     o    Format for reporting data.                     .
     o    Timely public disclosure of CEMS data.,
     o    QA/QC procedures for measurement systems.
     o  *. Uses of reported Acid Rain CEMS data in ambient sulfur
          dioxide program.                                  ...
     o    Availability of early guidance on hardware requirements
          for Phase I units.
     o    Reliability of CEMS.
     o  • Monitoring guidance for ^opt-in" facilities prior to
       ;  . issuance of. regulations.
     o v   Range of performance levels and cost for CEMS.
     o    Information "acceptable to the Administrator."(
     o    Range of permissible carbon dioxide monitors.
     o    Should EPA define a close-ended list of substitute
.  .        methods and what are the associated legal aspects?
     o  -.- What control device parameters should be monitored to
          determine if the controls are operation during CEMS
          downtime?
     o    Are there different issues for monitoring nitrogen
          oxides compared to sulfur dioxide?
     -o    Precision of alternative methods.
     o    Heed to revise CEMS requirements in 40 CFR Part 60 and|
          the extent of anticipated changes.
     o    Definition of acceptable alternatives to flow rate
    :      monitors.                                             .

     After some discussion, Mr. Hawkins requested a consensus on
the highest priority issues.  The Subcommittee agreed that the
seven items listed below are high priority issues:
    ....                                     y                 *
     o    Accuracy of flow determinations.
    • o    Early guidance on hardware requirements for Phase I
          units.
     o    Heed for and documentation of changes to existing CEMS
          rules.
     o    Information on CEMS accuracy and availability, and
          treatment of resulting data.
     o    Alternatives to flow rate monitors.
     o    CEMS and flow monitor source population data.
     o    Use of Acid Rain CEMS data for ambient sulfur dioxide
     To ensure rapid progress on these issues, the Subcommittee
made the following assignments:

     o    Mr. McWhorter - Provide report from Utility Air
                          Regulatory Group (UARG) on precision
                          and availability of CEMS and another

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o  ** Mr. Walsh
   *  / • •  :  *
o    Mr. Beal
                           report oil alternatives to flow rate
                       '. •   monitors.      ,-'...'
                         - Provide paper by John Richards on
                       ;    alternatives to flow rate; monitors.
                       -  - Write paper on parameters that could be
      '   :•                 monitored to demonstrate continued
                 , .        performance of pollution control .system
                         .  when CEMS is inoperative.
      o    Mr.  Kertcher  ''- Develop list of Subpart Da CEMS
                           elements that are candidates  for
            "*"'•• '  . '      -  changes under Title IV.  Also discuss
       .       ..:  \          nitrogen oxides monitoring issues that
                     •">'."   may be different from sulfur  dioxide
         ,       .   .        monitoring. --.  ••'
  • ,.  o    Ms.  Wrona     - Compile information from state
   .     .           .     -  programs on precision, availability and
                           cost of installed CEMS.
      o    Mr.  Bergs trom - Write paper on whether EPA can define a
                           close-ended list of substitute methods;
            . . '# '-'-.'• •  •-    .  include a discussion of legal aspects.
         -'..  . ,:  . . .' _'  -.-. •!•-••   • i     _   .      ,   ..'.••.   •  .   •    .  •
DISCUSSION  OP  ISSUES .     • r.   -•  .     ^   '  .'[':...  ." •/  '  -,.;••.  -''I
  .-' " :.    , :'- '•  ''•'•   •  ."  • •   •   •'*-  •  •    '"'  . '    • :   '  '   •*"'.;•   s'
  ' ,   During, the. meeting, a number of .topics and issues  were   •' \
discussed and  rediscussed.   This section of the minutes
summarizes .the discussions by topic, without regard for sequence.
  ;   :- -•  *  "•  ••'' -"'•'.'..'•,' :.:-~  • -   '    ••••.-i    . . :
'Accuracy of GEMS and Alternative Measurement Methods
  •- •"' '• "        ''•'•'   .'••.•*-••    '               '»•*'•-
   .Many subcommittee members, expressed concerns on the subject
CEMS.  of  measurement, inaccuracy.  The concerns included:     <• .
potential conflicts between desired, available, and;
cost-effective accuracies of existing measurement systems;  the
'problem  of  not excluding yet-to-be-developed technologies .that
might offer greater accuracy at lower cost; and the apparent need
to understand  CEMS accuracy in order to establish acceptability
criteria for alternative measurement methods.  One member argued
that  the marketplace is the proper place to resolve the issue.
Another  argued that the seller bears the risk (or benefit)
derived  from inaccurate data, since the buyer retains the \v, .
purchased allowances while the seller is responsible for the
"unknown": balance.  This argument .was countered .with the comment
that  contractual -relationships will probably tie .buyer  and  seller
in a  long-term relationship. ,   '"-'•'•> '      .....  ;.-/.:

      Discussions of CEMS accuracy resurfaced during discussions
of procedures  for estimating .emissions when the primary
measurement-system is inoperative.        v.   -  '    .
         ,- '•    ,      f.  .   .  * * s. ^ •  .•• •     N  ',''''".''
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                                6


     On at least two occasions, it was noted that data produced
by the measurement system are to be used without an error band,
and that the question of accuracy is only relevant as a criterion
to judge the adequacy of a measurement system.

Definition of Terns
                                     4
     Mr. Hawkins recommended that the Subcommittee define
specific terms in order to clarify the discussion.  He proposed
the tern "designated method" to refer to the GEMS method;
"alternative method* to  a site-specific substitute developed by
a source owner; and, "missing data method!* to procedures for
estimating emissions when the designated or alternative methods
are inoperative.   Consensus not reached, however, on the
proposed definitions. .

Applicability of SybPart Da CEM Regulation    •      • •        '

     It was suggested that existing CEM provisions in Subpart Da
40 CFR Part 60 could be used as a starting point for defining    >
Acid Rain CEM requirements.  Some may be appropriate as is    •   f
whereas others may need modification to accommodate the goals of*
Title IV.  One provision that appears inappropriate, according £o
Larry Kertcher, is Subpart Da's acceptance of 75 percent CEM data
capture.  He indicated that the Acid Rain emissions tracking
system would need to account for 100 percent of sulfur dioxide
emissions from affected units and that clearly defined procedures
are needed to estimate emissions when measurement systems are not
operative.  Several subcommittee members suggested that these
procedures should be complete and unambiguous, so as to eliminate
the need for case-by-case approval.  Other members, however,
argued -that a provision for "approval by the Administrator" would
always be heeded in the regulation.     .     •

Alternatives to-CEMS.                  '              '
.      _;     *-"'-*''.         '   ...       •             '
     The possible use of cheaper, more reliable alternatives was
a general point of -repeated discussion and debate.  Alternative
means of measuring flow rate was noted as a major concern when
several teller exhausts are ducted to a common stack.  At issue
is the strong possibility that locations suitable for
representative measurements will not be found.  As a result,
alternative ways to measure flow rate will be .needed.

PROCEDURES FOR ESTIMATING EMISSIONS   .    ~ .   .
         - •                 ' *  -  -       .
     It was generally agreed that measurement systems would be

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inoperative, for planned and unplanned reasons, and that the
period of inoperat ion could vary from an hour or less to a month
or more.  It was also noted that only one of several measurements
might be missing, or that the entire system could be off-line.
At issue vas the nature and intent of the calculation procedure
to be prescribed in the regulation promulgated by EPA.

     Subcommittee members pretty much agreed that emissions
estimates should tend to overestimate (rather than underestimate)
actual emissions in order to provide an incentive for sources to
operate and. maintain reliable emissions measurement systems.
There was considerable discussion, however, about. the appropriate
magnitude and form of this incentive.  Some persons indicated
that the calculated emissions should represent "maximum reported"
values; others argued for. values that represented operation of
the source "in an uncontrolled/* manner.".. The use .of statistical
inference based on historical data was > suggested..  It was noted
that plant operating data might 'be used to demonstrate that
emissions were not significantly changed during periods of
inoperative measurement systems.  .

Consistency with Existing Monitoring Systems                    *
                               •
     Several Subcommittee members stated that the Title IV
regulations should be consistent with established CEM
requirements and installed monitoring systems.  It was suggested
that EPA provide early guidance on hardware requirements for
Phase I units .in order to provide lead time for equipment
acquisition.  The potential "tension1* between early guidance and
the results of public comments was noted.

     The Subcommittee Chair commented that monitoring
requirements for sources that elect "opt-in" might also be needed
sooner than anticipated.    :
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                                                        E3
                Issue Paper •- Missing' Data Periods
                  Continuous  Emissions Monitoring

                                                      DRAFT
 ISSUE -'    .-       .   •  ' • .        •'"'"".       '    : -•
 ...  How  should uncontrolled' emissions be calculated when primary
 or substitute  emissions  and/or, flow data cannot be provided by  an
 affected  unit?      -.•;•*            / V      ;:   -.

 DISCUSSION    ••"•_.'               ,         '"""'                .

     The  explicit  and  precise  language in.Section 412  of Title  IV
 restricts the options for'calculating emissions during periods when
 data  from a continuous 'emissions  monitoring .system (CEMS)  or  an
 approved  alternative.monitoring system is unavailable.  The Title
 requires  EPA to ''deem  the unit,to  be operating in an uncontrolled
 manner  during  the  entire   period  for which the  data  was  not
 available," unless the owner or operator can provide satisfactory
 information  on emissions during that period.   Further, EPA must
 prescribe a standard, method to  calculate emissions for missing data.
 periods in a continuous emissions monitoring (CEM) regulation to  be
 promulgated no later ..than .May  15,  1992.  t'  '
           "*               ' '                  t             '       *
     There are two/inextricable subissues associated .with the issue
.of missing data periods':..  '•    "   , ; •   '.'   '   ••••-•    '•'..'•'•.'*/.'
   . .  (1)  How should we define "uncontrolled emissions" for various
           types  of  affected  units under different  operating
           circumstances?-     .  _  . .   ,     •     .;•••"'•_'     .' •

   :   (2)   What constitutes satisfactory information  on emissions
    '.:';..   during, periods when primary CEM (or approved alternative
           monitoring)  data is unavailable?       ;

 The primary; intent • of this  initial issue paper is  to set forth
 options for the  first  subissue which, when resolved,  would lead to
 a ' standard  method  to calculate  emissions   during  missing  data
 periods.   An adequate treatment of this subissue, however, would
 appear :to require  some  (perhaps  considerable)  discussion  of
"alternative monitoring methods.  '      '      ':.'•'  '• ' .

      One . important factor for defining "uncontrolled emissions" is
 whether the  unit normally operates1 with add-on pollution control
 equipment for sulfur  dioxide  (SO,)  and/ or . nitrogen oxides i  (NO^)
 emissions. (Units with add-on -pollution control equipment can emit
 either "controlled"  or '? uncontrolled"  pollutant concentrations in
 their flue gases,  depending on the  operational status  of their
 control  device (s).)   Another  factor . ; is  the  required units  of
 measure for emissions  estimates:  S02 emissions must  be calculated
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 as  mass per unit time  (i.e.,  tons/year) for comparison  with the
 allowances  the unit holds;  whereas   NO   emissions  should  be
 expressed in Ibs/MMBtu for comparison with  the  maximum allowable
 emission rates mandated  in Section 407.

      Accordingly, separate options may need to be developed for the
 definition of  "uncontrolled emissions" (as well  as  acceptable
 substitute emissions data) for  the following combinations of unit
 emissions and pollution  control equipment;:

      e    SOZ emissions                                       *

                Units with flue  gas desulfurization  (FGD)  and/or
                other control devices (SO2)

•,.,-.     -    Units without control devices (SO2)
    *                    *                     ,
      •    NOX emissions                        .

                Units with selective catalytic  reduction (SCR),
     ,           urea injection,  and/or other  add-on  (post-
                combustion) control devices (NOX)

                Units without add-on control  devices (NOX).
                                                                 *
 Units employing low NOX burner'control technologies  would normally
 be  included  in the  last  category since - this . form of  pollution
 control is integral to the boiler and cannot be  bypassed.


 OPTIONS FOR SO.  EMISSIONS

      Our goal is to develop rules for inferring a unit's potential
 SO, emissions during periods when  primary CEM data  is unavailable
 that  will:                          .
      (1)  Minimize the amount of missing and/or substitute data in
          the unit's cumulative annual total of SO2 emissions for
          comparison with the allowances it holds;

      (2)  Account for all S02 emissions throughout the year; and

      (3)  Provide conservative methods for estimating SO2 emissions
          ' during missing data periods to assure the integrity of
          the allowance  trading system and to  provide  incentives
          for proper operation and maintenance of CEMSs.

Units with Control Devices.  As a starting point, estimates will be
needed  for  the unit's Maximum Uncontrolled  Emissions  Rate (MUER)
for  SO2.  Calculating a  realistic, yet conservative,  MUER is not

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 necessarily a straightforward exercise,  particularly if one tries
.to use  source-specific test  data instead  of average  emissions
 factors.   What constitutes  acceptable, test data?   What capacity
'factor should be  used when calculating the uncontrolled emissions
 rates?       .    .      '.."''•   • ' •;      '' '          • :  •  '

 One .method for calculating  a  unit's  MUER during  an outage is to
 assume 100% capacity and use a combination of the specific.unit's
 S02 coal  quality  valuation  from  the  mine in conjunction  with an
 appropriate SO2  content  variability  factor to  account  for  the
.maximum emission  rate as shown below:

.     MUERS02 (tons/outage  hrsj  - (Coal quality measurement in Ibs
                      .  .          SO2/ton coal burned)  x  (coal
                        ,    .      variability factor) x (tons coal
      '.,,'.'.                  burned/outage hrs) /(2000 Ibs/ton)
  ' *       •' •    ''     '      .'•'..'•           ' .      '*..••'.
 (Outage hours  could be  converted into 'fraction  of a year  for
 comparison with  allowances.)   Using  some ^combination of  good
 source-specific , inlet test  data  or bypass monitoring values  for
;maximum uncontrolled S02 emissions/  when  'available,  may  also be
 possible.     '.   '"..'-"   '.-• *'. . !'.v. '_   ',  '. •      '.   ":.v'f- *      :

      If the  source  can, demonstrate':that  the unit's ^"pollution
 control device was  functioning properly, it might be reasonable to
 use the  unit's Maximum  Recorded Emissions  Rate  (MRERJ  for SO2
 emissions during the missing data' period.'  -Since  CEM  equipment
.should be in operation for at least a  "year before  the SO2 emissions
 allowances begin, there appears to be ample time for establishing
 a reasonable . baseline for  determining  MRERs.   A  problem would
 arise, however,  if  the unit's normal operating  capacity changes
 significantly or  if modifications .are.made to the unit's pollution
 control equipment  between  the baseline  period  and the  actual
 emissions reporting period.
    *•     "*     '        "             ',"             s-
      MRER could be  defined as the maximum hourly .emissions rate
 recorded by the CEMS during either.the preceding calendar year or
 the preceding monitored  quarter.   The  idea  is to  define  a long
 enough time period  to encompass the highest emission rates likely
 to be emitted .from  the unit in question.

      Another' potential  option would  be  to  allow  the   use  of
 substitute data, for SO2 emissions from backup systems, probably on
 a limited basis,  when valid primary CEM '. (or approved alternative)
 monitoring' system  data  is unavailable.    Backup  systems could
 include:  '  duplicate CEMS;  statistically  valid,   as-fired  or  as-
 bunkered fuel sampling and analyses  (sulfur and heat content)  for
 Ibs/MMBtu determination  (no  sulfur  retention  credit  should be
 allowed); FGD system parameter monitoring for percent SO2 removal
 efficiency;, 'and* boiler steam  flow  output  monitoring for indirect

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calculation of hourly heat input.  • '   *

     Should backup emissions monitoring  methods be subject to as
stringent  quality  control   (QC)   and  quality  assurance  (QA)
requirements as primary monitoring systems?  If not, limiting the
number of hours  of backup emissions.data  seems appropriate.   We
suggest that an affected unit only be allowed to provide up to 500
hours of backup monitoring system data per year,  after that,  the
unit's uncontrolled emissions rate  or  MRER must be used.   A 500-
hour period would accommodate normal periods of daily calibration,
quarterly   audits,   and   limited  primary  monitoring   system
malfunctions.  Obviously, such  limitations would not apply where
the backup is a duplicate GEMS.

Units  Without   Control  Devices.  *   The  issues   of  defining
"uncontrolled emissions" and acceptable substitute data for units
without SO2 control equipment are similar, though not identical, to
those equipped with add-on controls.  MRER values could be used for
"uncontrolled emissions"  for  these units since, presumably, they
would be equivalent to HUERs  at  the actual  units' operating rates.
On the other hand, mandating a  MUER value based on 100% capacity
would provide  greater  market incentive  for units  to operate and
maintain their CEMSs effectively.
             i                                   .                 •
     Backup systems for units without  F6D  or other SO? emissions
control equipment would include the alternate monitoring methods
listed in the  previous subsection.  The concerns  articulated in
that  discussion about limiting  use   of substitute  data  and/or
providing appropriate QA/QC for backup  systems would also apply to
these units.    .         '     . .        .            .    ,

OPTIONS FOR. NQX EMISSIONS.

     The  rules for  inferring  a  unit's potential  NOX emissions
during missing data periods have essentially the same basic goal as
the rules for SO2 emissions—that is, to:          '

     (1)  Minimize the amount of missing and/or  substitute data in
          the record of a unit's annual  NOX emissions;

     (2)  Account for  all NOX emissions throughout the year; and

     (3)  Provide conservative methods  for estimating NOX emissions
          during missing data periods to assure  validity of annual
          emissions averaging and to provide incentives for proper
          operation and maintenance of CEMSs.

Clearly, the application of these rules may differ (perhaps be less
rigid) from those applying to  SO%  emissions because  there is no
explicit requirement for a cumulative annual total of NOX emissions

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from  each affected  unit.    Since  the  statutory  limitation, is
expressed .as an annual average,  it appears that some consideration
may be given to the impact of discrete (small)  data "pieces" on the
overall '.annual  average.    How  the rule  would  apply  to units
participating in the annual emissions averaging pools allowed under
Section 401(e)  is also of concern.          '      .   .
   •  *>                          *              ••
Units With! 'Control Devices;   It  is anticipated that very  few Phase
I  -units  will  fall  into  this  category  since,  as  mentioned
previously, most  low  NO  burner technologies'  are integral to the
combustion process in. the boiler and; thus,  cannot be bypassed.
Like the SO2 emissions,  estimates' will be needed for  the unit's
MUER  for NOx:'.   The  capacity  factor  is also  an  issue for ,NOX
emissions  'as   is . the  use  of  average  uncontrolled  emissions
estimates.

     One method for  calculating a unit's MUER  is to assume 100%
capacity  and   use   the  AP-42   maximum  emissions  factor  for
uncontrolled NOX  emissions  for  the appropriate .coal  and boiler
category as shown below:
            (Ibs/MMBtu) = (AP-42 NO  factor in Ibs NOx/ton
                           burned)/(MMbtu/ton coal burned)
coal
The NOX MUER  is expressed  in  Ibs/MMBtu for  comparison  with the
maximum allowable emission rates mandated in Section 407.

     Also, if  the  source can demonstrate that  the unit's SCR or
other add-on pollution control  device was functioning properly, it
might be reasonable to substitute the unit's MRER emissions during
the missing data period.  Using the MRER may not  provide sufficient
incentive, however, for units to operate and maintain their CEMSs
properly.

     No alternative monitoring  systems have been identified for NOX
emissions so backup systems would be  limited to duplicate CEMSs.

     It may be argued that a small amount of missing data, say, 5%
or  less could be  tolerated  for  NOX emissions  from, units  not
averaging their emissions with others.  A cumulative annual total
for NOX emissions is not required  for these  units.  On- the other
hand, some estimating  rules will be  needed to account for all NO
emissions and to gauge  progress towards achievement Of the mandated
2-2.5 million ton annual NOX reduction.

Units Without  Control  Devices.   The potential  methods discussed
previously,  for  calculating SO2  emissions  during missing   data
periods for these units should also apply to NOX emissions.  Valid
substitute  data would be  restricted,  however,  to data  from  a
duplicate CEMS since no acceptable'alternative monitoring systems

                    PRELIMINARY DRAFT FOR ARAC
          DISCUSSION DOES NOT'REPRESENT THE POSITION OF
               U.S.  ENVIRONMENTAL PROTECTION AGENCY

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have been devised for NOX emissions.  The rationale given above for
allowing a limited, amount of missing data for NOX emissions from
units not averaging their annual emissions would also apply.

     We hope that this initial issue paper on missing data periods
provides grist  for a  productive discussion with the Continuous
Emissions  Monitoring  Subcommittee  of  the  Acid  Rain  Advisory
Committee  (ARAC).   A  later  issue  paper will elaborate  upon the
related issue of alternative monitoring methods.  We look forward
to  working with  members of  the  Subcommittee  in developing  an
effective CEM regulation  consistent with the  statutory intent of
Section 412 of Title IV and the Acid Rain Program Vision Statement.
       •* I
                    PRELIMINARY DRAFT FOR ARAC
          DISCUSSION DOES NOT REPRESENT THE POSITION OF
               U.S.  ENVIRONMENTAL PROTECTION AGENCY

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                             DRAFT
                                                               E4
     Applicability of Continuous Emissions Monitoring (OEM)
          Provisions in K8PS Subpart Da Regulation to.
 ...                   Acid Rain CEM Regulation        •
  - *A                        , .

BACKGROUND AND OBJECTIVES

 .    The  New  Source  Performance  Standards  (NSPS)  Subpart  Da
regulation,  promulgated by EPA in 1979,  launched a new era  for
continuous emissions monitoring (CEM)  by specifying that CEM data
would  be  used  to .assess  affected  sources'   compliance  with
applicable S02 -and NOX emissions standards.   (Prior to this rule,
EPA used CEM only as a relative indicator of the proper  operation
and  maintenance of pollution  -control  equipment.)   Subpart  Da
represents a natural starting point for the development of the Acid
Rain CEM regulation since it has become the standard reference for
all subsequent federal and state CEM regulations.

     In most  cases, industry now  looks to the CEM provisions in
NSPS Subpart  Da for  quality  assuring their CEM  devices, whether
monitoring new or existing sources, and uses them to. shape their
internal quality assurance (QA) programs.   Thus;  these  standards..
and .procedures (contained  in Appendices B  and.F.of 40 CFR Part 60)
provide  a   logical   reference  for . defining   the  performance
specifications, certifying tests, QA and  audit procedures  in the
Acid'Rain CEM regulation.   One of  our goals, in  developing this
regulation  is to minimize the need  for  replacing existing  CEM
systems  (CEMSs).    Utilizing  NSPS  Subpart  Da  and-,, its related
procedures will accomplish this.  .      .
 **" -
     While adopting the CEM provisions in NSPS Subpart  Da  as our
initial framework is a major step forward, some changes need .to be
considered.   .The  goals of  the  acid rain  control  program are  not
entirely consistent with those of  the new sources program.   The
Acid' Rain CEM regulation will need  to account .for all SO2 mass
emissions.(in tons/year) rather.than  .relating, SO2 concentrations
back to fuel  usage  (in  Ibs/MMBtu).    Another  objective  is  to
identify operation and maintenance procedures likely to improve the
performance and reliability of  today's CEMSs to assure consistent
quality of the measurements used as the basis  for trading  in the
emissions market.

     We have  conducted  a close  review of  Subpart Da-and EPA's
knowledge-of  CEM operating, history.   From  this  effort, we. have
identified areas in Subpart Da that may not serve the objectives of
the acid rain control program.   These areas of difference generally
stem from  the  different  program and  statutory  requirements  of
Section  ill of the  Clean Air  Act  (for  .New Source  Performance

                   PRELIMINARY DRAFT FOR  ARAC
         DISCUSSION DOES NOT REPRESENT THE, POSITION .OF
              U.S. ENVIRONMENTAL PROTECTION"AGENCY  „

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 Standards)  and  Title IV,  which establishes  the Acid  Rain  (AR)
 Program;      .

 SUMMARY OF  FINDINGS  ....
     t'                '          -   *•'
     Majpr  areas of difference  and  similarity between Subpart Da
 and the  AR  Program  are  summarized  below.     We  also  present
 suggestions for  modifications of specific provisions in Subpart Da
 in .-'light • of .the  (different) goals of the AR Program. ;
        *'               *,              *                            '
 . /  •- ',  Subpart Da applies  only to hew  electric  utility units
       .   with a specific (large) capacity  constructed on or after
          September 19,  1978.  No exemptions are allowed except for
          /a governor's  emergency.   The'hew acid rain rule would
         ; apply  to both new and existing utility'units, including
:. - '       some smaller  units  (i.e.,  down to  25  MW  capacity), as
          well as nonutility units that opt into the program.  No
        -exemptions are anticipated for the acid rain rule.
       1  4              '                  "*•**.
   , .;•'••  Under  Subpart Da,  certification that CEMSs meet  the
          performance   specifications,  is   obtained  on    non-
          standardized forms from several  sources (e.g.,  States,
          local  agencies,  EPA  Regions).    Under  the  acid  rain
          regulation,  this certification needs to;be obtained  on a
    \  *  standardized form from a  single,  central  source  (i.e.,
         . Federal EPA)..     '           ,          .
       1  '     * -   *     •     '     - "f •'
  . , •   Pollutant emissions limits in Subpart .Da are  expressed as
        . mass per unitfof heat input (i.e., Ibs/MMBtu).  For.the
        '  ,acid>  rain irul'e,  S02   emissions  must  be  measured  and
          expressed as mass per  unit of time (i.e., tons/year) for
 .  .'      comparison with  allowances a unit  holds. .  NOX  limits
   ••t. .,,    under  tlie acid rain rule would be expressed in the  same
        ..mass per  unit of heat input, but  would be  an  annual
          average rather than, a 30-day rolling-average..
         ••''•   •    "  • •-.• '"-•'.- '•• ;   '**''  ''••''.'-,-'•    .   '."'..  •      ,-. • •
        •^              *^fc.~ •_-.     •••»*-'H.                      -,
     • -. Subpart. .Da  requires  theI. use"* of CEMSs for  SO2V  NOX,
 .  .'       opacity, and O2 or CO2.  The CEMSs for the acid rain  rule
 ' , ',    .will  need  to  add flow  monitors   for., computing  SO2
        ,- emissions in  mass per  unit time.   Monitoring  of CO2
          emissions also will be required under the provisions of
 '"  '      Title  VIII.'   .Under  both  Subpart  Da and acid  rain
          regulations,  CEM data is used to determine compliance.
    .'*'**'        -          '"•-
       • .-.*•-         ' •»     •-     '        .*•'    <         •
 ,  -\, • .  Unlike  Subpart  Da,   no  compliance. determination  for
".'",'    .  opacity, will be made under the 'acid rain rule; however,
          like Subpart :Da,  opacity will be monitored.

     •   Subpart Da allows'for a specified amount (i.e.,  up  to
                        t.",,i~'   .  '-";         ••'*   '• **  ,
    *   \ '  '       •        .«• •        *             '

             .   , •:.-  PRELIMINARY  DRAFT  FOR ARAC .
          DISCUSSION DOES NOT REPRESENT THE POSITION OF
              ' U.S.  ENVIRONMENTALPROTECTION AGENCY

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 25%)  of missing data.  The acid rain rule will probably
 require 100% accounting of SO2 emissions.

 The  acid  rain  regulation may need to require 4 equally
 spaced data points for quality assurance of the hourly
 average emissions; Subpart Da requires  a  minimum of 2
 data points.
                          *                        *

 Subpart Da  allows the use of commercial grade test gases
 for  quarterly  CEM  accuracy checks.  To assure less bias
 in   emissions  measurements  (and   thus,   allowances
 consumed),  the acid rain rule could require the use of
 certified reference materials  (CRN), standard reference
 materials  (SRM),  or Protocol  1  gases.  A  new SRM for
 higher concentration levels may need to  be developed to
 accommodate the potentially wide  range  of pollutant
 concentrations (including uncontrolled emissions). Also/
 since it  would  be  impractical  to  adjust for  bias
 retroactively, particularly over long periods, certified
 gases may be recommended  for daily tests as well as for
 periodic  audits.

 Subpart Da  allows the use of either manual wet-chemistry
 (e.g., RM6  and RM7) or  instrumental (e.g., RM6C and BM7E)
 methods for quarterly  audits of CEM relative accuracy.
 To  ensure  greater  consistency in CEM precision (which
 will help  foster   certainty  in  the  allowance trading
 market),  the acid  rain rule might consider limiting the
 options  to  instrumental  methods.   Also,  instrumental
 reference methods  could be more cost-effective.

 The  acid  rain  regulation  might also consider tightening
 the relative accuracy specification for CEMS from 20% to,
 say,  10%.     (This  revision . would  also  help  foster
 certainty  and robustness   in  the  allowance  trading
 market.)   Historical data suggest that most of today's
 CEMSs routinely  perform better  than  the  Subpart  Da
 specification.      Also,   the  Subpart   Da  alternate
 specification  of using 10% of the applicable emissions
 standard  is not   appropriate  for  the acid  rain  rule
 because SO2 Ibs/MMBtu emission rates can vary under Title
 IV.  .                  .'.•;.

 Unlike  Subpart Da, Title  IV CEMSs will  need to be
 accurate  over  the entire possible range  of pollutant
 concentrations,   not   just   at   low   concentrations.
 Therefore,   a   four-point  linearity  check  is  being
 considered.  This  check  would ensure monitor accuracy
 over the  entire range  of  the instrument.
          PRELIMINARY DRAFT FOR ARAC
DISCUSSION DOES NOT REPRESENT THE POSITION OF
     U.S. ENVIRONMENTAL PROTECTION AGENCY

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DETAILED ANALYSIS
     The following  tables present a  detailed comparison  of the
potential components  of  an  Acid .Rain  GEM regulation with NSPS
Subpart Da  and 40  CFR  Part 60, .Appendices  B and  F (addressing
initial CEMS performance requirements and ongoing quality assurance
requirements,  respectively).              , 	
                    PRELIMINARY DRAFT FOR ARAC
          DISCUSSION DOES NOT REPRESENT THE POSITION OF
               U.S.  ENVIRONMENTAL PROTECTION AGENCY

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                                                 DRAFT
                                                    JANf7f
-------
                    PURPOSE -
       To Review Provisions of Subpart Da-' '
         And Performance Specifications
  To Identify Areas That May Require Revisions
in Development of Proposed Acid Rain Regulations

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       Citation

       (a)
ro
(a)(2)


(b)
        (c)
        (d)
                                         PRELIMINARY DRAFT  FOR ARAC      .
                              DISCUSSION DOES NOT REPRESENT THE POSITION OF THE
                                    U.S. ENVIRONMENTAL PROTECTION AGENCY

                      40 CFR 60.40a  Applicability and Designation of Affected Facility

             Subpart Da                                                Acid Rain Regulation
Electric utility steam generating units
i     .                   .
.   Capable of combusting more than
   73 Megawatts (MM) heat input
   (either, alone or in combination
 .  with other fuel),.      '

   Constructed or modified after
   September 18, 1978.

Electric utility combined cycle gas
turbines capable of combusting over
73 MM that input of fossil fuel in
steam generator (includes only
.emissions from combustion of fuels
in steam generating.unit; emissions
from gas turbines not included).

Change to an existing unit to'
accomodate the use of combustion
materials other than fossil fuels
does not bring unit under rule.
                           -*    ?
      f.                  .
Change to an existing unit*,
originally designed to fire
gaseous or liquid fossil fuels,
to accomodate the use of any other
fuel does not bring unit under rule.
Applicability will need to be  broader than Subpart
Da; would need, to include:

   Existing coal-fired .utility units  over 100 MM
   and 2.5 Ibs/mmBtu subject to Phase I  of acid
   rain control program.        -

   Existing utility units over 25  MM  and 1.2
   Ib/mmBtu subject to Phase II requirements.

   New units upon commencement of  operations.

   Utility or nonutility units that opt  into
   Phase I or Phase II program.

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                                     ,    40 CFR 60.41a  Definitions

Citation     Subpart Da                                    Acid Rain Regulation

                                                           New definitions  in Title  IV  such  as:

                                                             "Affected unit"          ,

                                                             "Existing unit"

                                                             "New unit"

                                                           New definition for continuous  emission
                                                           monitoring system with  flow  monitor.
                                                           (Consider using  or modifying definition
                                                           in Performance Specification 6).

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                              40 CFR 60.42a   Standards for Particulate Natter
Citation     Subpart Da

(a) '      *   Participates not in excess of:

(a)(l)          13 ng/J from the combustion of
                solid,  liquid, or gaseous fuel,

(a)(2)          1 percent of potential combustion
             /  concentration (99 percent reduction)
           .  '   when combusting solid fuel, and

(a)(3)          30 percent of potential combustion
                concentration (70 percent reduction)
                when combusting liquid fuel.

(b)          Opacity not to exceed 20 percent
             (6-minute average) except for one
             6-minute period per hour of not more .
             than 27 percent opacity.
Acid Rain Regulation

Regulation will not contain particulate matter
standards.  Rule needs only to require opacity
monitoring, recordkeeping, and reporting, but is
likely to require compliance with existing opacity
provisions in NSPS.or SIPs.
If no Federal rule or' SIP applies, consider
requiring 20 percent opacity as threshold for
reporting data.

Consider use of 6-minute average as a default
requirement.

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       Citation     Subpart  Da
       (a) (2)
Ul
       (c)
       (d)
                              40 CFR 60.43a  SOa Limits

                                               Acid Rain Regulation
 S02 emissions from solid-derived fuel
 not to exceed 520 ng/J heat input and
 10 percent  of potential  combustion
 concentration or 30 percent of.potential
 combustion  concentration (90 percent
 reduction)  when emissions are less
 than 260  ng/J heat input.
             '*. -               •          ' '
 S02 emissions from liquid or gaseous
 fuels not to exceed 340  ng/J heat input
 and 10 percent of potential combustion
 cpncentration (90 percent reduction)
 or iOO percent of potential combustion
 concentration (zero percent reduction)
 when emissions are less  than .86 ng/J.

 S02 emissions from solid solvent-refined
 coal  not ,to exceed 520 ng/J heat input and
.15 percent  of potential  combustion, concentration
 (85 percent reduction);  compliance with
 emission  limitation based on 30 day average
 and compliance with percent reduction  standard
 is on a 24-hour basis.

 S02 emissions not to exceed 520 ng/J heat
 input from  an affected facility that:
       '          *
    Combusts 100 percent  anthracite.

    Is a resource recovery facility.

    Is located in a noncontinental area
    and combusts solid fuel,or solid-
    derived  fuel.         "
Numerical limits for S02 emission rates not
applicable; emission limitations covered in permits
rulemaking.  Sources must comply with S02
allowances (tons/yr) on a calendar year basis.

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Citation     Subpart  Da
(e)
(f)
(9)
(h)
                         40 CFR 60.43a  S02 Limits (Con't)

                                              Acid Rain Regulation
S02 emissions hot to exceed 340 ng/J
heat input from an affected facility
located in a noncontinental area and
combusting liquid or gaseous fuels
(except solid-derived fuels).

Less stringent standards apply to
facility under S02 commercial
demonstration permit;

Compliance with emission limitation
and percent reduction requirements based
on 30-day rolling average.

Gives formulas for determining standard
when different fuels are combusted
simultaneously.
Not applicable.  Permits covered under
another rulemaking.
30-day rolling average not applicable.
Compliance will be based on continuous
emission monitoring system.

Not applicable for acid rain rule.

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Citation    • Subpart Da                    -
   .-I,'      ,   "    . '• '    '            -
(a)          NOX limits based on a 30-day
             rolling average..

(a)(l)       NOX emissions from gaseous fuels
             not to exceed 210 ng/J for coal-derived
             fuels and 86 ng/J.for all  others.

(a)(l)       NOX emissions from liquid  fuel not
             to exceed 210 ng/J for coal  derived
             fuels and shale oil, and 130-ng/J  for
             all others. •   ,         ..;   ^
      >v'      ~                     *    *.  ' -1 *"v *
(a)(1)       NOX emissions from solid fuels'not to;.
             exceed 210 ng/J for coal-derived fuels
             and different provisions for use of
             fuel containing over 25 % lignite.*

(a)(l)       Fuels containing over 25 % by weight
             of coal refuse exempt from'1 limits.

(b)          NOX limits do not apply, to an affected
             facility combusting coalrderlyed liquid
             fuel operating under commercial
 .  r:         demonstration' permit.        :'

(c)          Gives formulas for determining-standard
             by proratipn when two or-.more fuels are
             combusted simultaneously."
40 CFR 60.44a  NQX Limits     .;     .

                 Acid Rain Regulation
                 30-day rolling average not  applicable.   Emission
                 limitations covered in,NOX  and  permits  rulemaking.

                 Sources must comply with  annual  average NOX
                 Ib/mmBtu emission rates: ,     *   .

                    0.45 Ib/mmBtu for tangentially  fired boilers.

                    0.50 Ib/mmBtu for dry  bottom wall-fired
                    boilers  (other than units applying cell
                    burner technology).           •
                 Not applicable.  Permits  covered under another
                 rulemaking.
                 Not applicable for  acid  rain  rule.

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                                      40 CFR 60.45a   Commercial  Demonstration  Permit
       Citation     Subpart Da

       (a)          Owner or operatory may apply  for
                    commercial demonstration permit
                    to demonstrate emerging        "'  •
                    technology.                    "'•'.  .

       (b)-(e)      Different S02 and NOX emission
                    limits for facilities using one
                    of four listed technologies and
                    that have a commercial demonstration
                    permit.
00
Acid Rain Regulation

Not applicable.  Permits covered under
permits rulemaking.'
Not applicable.  Allowances and emission
limits to be covered in allowance and permits
rulemakings, respectively.
Clean coal technology projects and  repowering
projects will be covered in an Interpretative
rule by OAQPS, and in the acid rain permits
rulemaking.

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Citation

(a)-(b)
(c)
(d)
(e)
Subpart Da
40 CFR 60.46a  Compliance Provisions

                  ;   f  Acid Rain Regulation
(f)
Compliance with the emission limits    -
for participates and NOX constitutes
compliance with the percent reduction
requirements.

Standards, for participates and NOX apply
all times except during startup,/shutdown,'
or malfunction (startup, shutdown, or
emergency conditions for S02);'

Malfunctioning flue gas desulfurization
system may be operated if S02 emissions
are minimimi zed by following certain ..-.
procedures;

Compliance with 502 emission, limits/
percentage reduction requirements and
NOx emission limits based on arithmetic
average for 30 successive days of boiler
operation (data for 30 day average
generated by continuous emission
monitoring system).   '."...
  -".*'••    .  ,  t  _ 1
For initial performance.test; compliance
with S02 emission limits/percent;reduction
requirements and NOX emission.limits .based
on average emission rates for 30 days;
new average calculated for-each 30-day
period thereafter.   . .
                       Not applicable.  No percent reduction requirement
                       in acid rain program.
                       Acid rain emissions monitoring regulation may or
                      .may not have similar exemptions for NOX.
                       Covered in permits'rulemaking.
                       Not applicable.   Compliance for acid rain
                       .emissions.monitoring regulation needs to  .
                       be based on use  of the continuous emission
                       monitoring system (or acceptable alternatives)
                       in tons/yr for the S02 limit and annual
                       average Ib/mmBtu for NOX.
                       Not applicable.   Same as above.

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                                40 CFR 60.46a  Compliance-Provisions (Con't)

Citation     Subpart Da                                    Acid Rain Regulation

(g)          Data from startup, shutdown, malfunction      Needs revision to account for all emissions,
             (NOX only), or emergency conditions (S02
           ,  only) excluded.       ,

(h)          If minimum quantity of emission data not      Needs to account for use of MUER, and
;             obtained, missing data may be determined      substitute data acceptable to the
             according to procedures in Method 19          Administrator.
             (i.e. fuel sampling).

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Citation

(a)
(b)
Subpart Da
40 CFR 60.47a  Emission Monitoring

       •  '     .  ... '.   Acid Rain Regulation
Install, calibrate, operate, and
maintain a continuous emission
monitoring system and. record the
output of the system for opacity
(except where gaseous fuel is the
only fuel combusted).  Includes
provisions .for monitoring where
interferences exist.
Install, calibrate, operate, and
maintain a continuous emission
monitoring system and record the
output of the system for S02
(except where natural gas is the
only, fuel combusted);.

   Monitor at inlet and outlet
  . of control device.

   If burning solid fuel or
   solid-derived fuel,  monitor
   as discharged to the
   atmosphere.

   As-fired system may be used
   to determine potential S02
   emissions at inlet to S02
   control device rather than
   continuous emission monitoring
   system.
                      Every affected unit needs a continuous
                      emission monitoring system,.(or acceptable
                      alternative).                  .

                      Revisions are  needed to account for flow
                      monitor and data recorder, and for multiple
                      units utilizing a single stack.

                      C02 monitoring also would be required under
                      Title VIII.

                      Same as above.

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Citation     Subpart Da
(c)
(d)
(e)
.(f)
(9)
                    40 CFR 60.47a  Emission Monitoring (Con't)

                                              Acid Rain Regulation
Install, calibrate, operate, and
maintain a continuous emission
monitoring system and record the
output for NOX discharged to the
atmosphere.

Install, calibrate, operate, and
maintain a continuous emission
monitoring system and record the
output.of the system for measuring
the 02 or C02 content of the
flue gases at each location
where S02 or NOX is monitored.

Systems and data recorder to be
operated during all periods of
operation including startup,
shutdowns, malfunctions, and
emergency conditions, except
during breakdowns, repairs,
calibration checks, and zero/
span adjustments.

Minimum-data requirement of 18 hours
in at least 22 of 30 succesive boiler
operating days; owner or operator can
supplement data with other approved
monitoring systems or with manual
tests/procedures cited in rule.

One-hour averages used to calculate
average emission rates.  At least
two data points needed.
Same as above.
Same as above.
Needs revision to account for all emissions
throughout year, including those during calibration
periods and zero/span adjustments.
Needs revision to account for all emissions.
Alternative methods must be as.precise,
reliable, accessible, and timely as the
continuous emission monitoring system.

Four data points may be required for average
hourly emissions.

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Citation

(h)  '
(0(3)
(0(4)
Subpart Da
40 CFR 60.47a  Emission Monitoring (Con.'t)

 ;                         .Acid Rain Regulation
Specific manual or instrumental, methods
(e.g., Methods 6, 7,  3B,  and 19) must
be used when supplementing data to meet
minimum data; requirements.
                              *•
Manual or instrumental  reference methods
for 02, S02, and NOx) roust be used for'
performance evaluations and calibration
checks.     '-I;?  ''  '  '  ;      ';.'•

SQ2 or NOX must be used for,preparing
calibration gas mixtures.
For facilities burning only-fossil
fuel, span,value for continuous  •
opacity .monitoring system is 60-80
percent; span value for system measuring
NOx varies depending on type of fuel.

Span values for burning combinations
of fossil fuels are rounded'to the
nearest 500 ppni.

For facilities burning fossil- fuel
alone or in combination with.ribnfossil
fuel, span value for system measuring
S02 at the inlet to the control device
is 125 percent of the maximum estimated
hourly potential emissions of the fuel
fired and the outlet of the device  is
50 percent of maximum estimated hourly   ,
potential emissions of the fuel.fired.
                          May be restricted to  instrumental methods
                          for greater consistency.              •
                                                           Same as above.
                          May need revision to use  standard  reference
                          material or certified reference material
                          gases.  Also, acid rain'regulation may  require
                          at least a minimum quality of calibration gas.

                          Span values need revision to better
                          account for all potential emissions;
                         •wider range of concentration and
                          flows, expected over the .one-year acid
                          rain,emission measurements time period.   -

                          Same as above.      ,                 •.
                                                          'Same as above.

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                                40 CFR 60.47a  Emission Monitoring (Con't)
             ,           i                         ""
Citation     Subpart Da           '••-.'         Acid Rain Regulation

                       .                                   Phase I units must install, operate, and
                     :        •                             quality assure data (and perhaps have EPA
                                  .'.-•-.           '    receive certification reports) by November 15,
                                        .                  1993.  Phase II units must install, operate, and
                                                          quality assure data (and perhaps have EPA receive
                                                          certification reports) by January 1, 1995.

             Certifying agents  include States, local .      EPA would be the sole certifying agent.
             agencies,  and/or EPA  Regions.                                                         .

             No requirement  for EPA to approve             EPA would turn around cetification report
             certification report  within a certain         within a definite time period.
             time period.

             No standardized certification form.           Acid rain regulation would have standardized
                   -              .                        certification form.   .     -   '

                                                          Acid rain regulation would specify minimum
 ;                    .     -                               contents of certification reports, perhaps
                                                          with Regional review prior to submission.

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       Citation


       (a)
       * -




       (b)
un

*"» „"
        (c)
        (d)
        (e)
        (f)
         40 CFR 60.48a  Compliance  Determination Test Methods and  Procedures
 '"•'.'       '     r •   •     '       ..w'  '•         •   • .  .    -           "•;'."''.'
 Subpar't Da ' .       •-    "  •                   Acid Rain Regulation
 •/   • . •    . ,l
.Must  use methods and procedures  -
 in Appendix  A or specified alternative
 methods in rule;    •'
 Gives methods, and procedures for
 determining compliance with particulate
 standards by calculation of emission  rate
 and for opacity.   Method 9 (visible
 emissions observations), must.be used
 to determine compliance with opacity
 standards.

 Gives methods and procedures for
 determining compliance with percent
 reduction limit for S02I concentrations
 of S02 and C02 or 02 from continuous
 monitoring system shall be used.
           K
 Gives'methods and procedures for
 determining compliance with percent
 reduction limit for NOX; concentrations
 of NOX and C02 or 02 from continous
 monitoring system shall be used.

 Gives alternative methods and procedures
 for facilities with or without wet FGD
 systems.     .          ;   t
   >      '••"*!.    .  *',
 Gives provisions for testing data obtained
 from performance testing of gas turbines
 under other NSPS rules for electric
 utility combined cycle gas turbines..
Acid rain regulation also would  require
compliance with specifications  (whether
specifications are contained  in.a  separate
Appendix or in the regulation itself).

Not applicable. 'Continuous .emission monitoring
system (or; acceptable alternative)  isythe .
compliance method .for acid rain.   No compliance
determination for opacity will be  made; under
acid rain rule.             .
Needs revision to account .for compliance  with S02
allowances (tons/yr) on a calendar year basis,.
                                                                                                       -\
Needs revision to account for compliance  with
annual average NOX Jb/mmBtu  emission  rates.
Alternative methods must be as precise,  reliable,
accessible, and timely as continuous  emission
monitoring system. ~        '". ~ .   ,     .    .

Not applicable.  All affected units must install,
operate, and quality assure (and  perhaps have EPA
receive certification reports) for continuous
emission monitoring systems.

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Citation     Subpart Da
                       40 CFR 60.49a  Reporting Requirements

                                              Acid Rain Regulation
(a)
(b)
(c).
(d)
(e)
(f)
(9)
Results from initial performance
test required under General Provisions
and from performance evaluation of
continuous monitoring systems.
Daily records of average S02 and
NOx emission rates for each 30 boiler
operating days and associated infor-
mation on missing data, type of fuel,
whether compliance achieved, etc.

Information pertaining to minimum
data requirements for each 30-day
period.

Information on exceeding standard
during emergency conditions because
of control system malfunctions.

Information on the use of fuel
pretreatment credit toward S02
emission limit.

Signed statement by owner or operator
indicating whether any changes to the
control system were made during any
period of data unavailability.

Signed statement by owner or operator
indicating whether all calibration, span,
and drift checks and other periodic
audits have been made as required.
General Provisions initial performance test
not applicable.  Rule would require reporting
of results of certification tests for monitoring
system (to ensure systems meet- performance
specifications).

Needs revision on type of information and format of
data to be reported for acid rain S02 allowances
and NOx emission limitations.           '  ,
Acid rain regulation would need comparable
requirement for use of HRER and MUER.
A similar provision may be needed, but would be
covered under permits regulation.
Not applicable.  The S02 allowances will be
included in the allowance rulemaking*.
A similar provision is unlikely.
Under consideration.  Also could require the
results of these checks to be.reported.

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Citation     Subpart Da
(i)
                   40 CFR 60.49a  Reporting Requirements (Con't)
                                                        5

                                              Acid Rain Regulation
Periods of excess emissions of opacity
defined as all 6-minute periods when
average opacity exceeds standards.
40 CFR 60.7 requires quarterly reports
of emissions in excess of opacity
standards.

Quarterly reports of 30-day averages
and other information (except opacity).
                                                          • Under consideration.
Frequency of reports under review.  Report
contents will need to include actual SO?
emissions and other data.
             Reports sent to State."local,  or Regions.     Reports should be sent to EPA.
             No standardized format for reports in
             rule.   .              ,  s   ..-.;;,' .-

             Other recordkeeping and reporting
             requirements included in various
             performance specifications*.'"1   ;  •
             NSPS General  Provisions also require
             records of startups,  shutdowns,  mal-
             functions, and periods when continuous
             monitoring system inoperative..  Records
             of all measurements must be maintained
             for at least  2 years.   '               .
                                             .Standardized format for reports likely
                                              to be needed.

                                              Recordkeeping and reporting requirements in
                                              performance specifications may be retained
                                              but may be integrated in recordkeeping/reporting
                                              requirements in rule.

                                              Likely to be retained in acid rain rule.

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                                           PERFORMANCE SPECIFICATIONS  (40  CFR 60)
                        Performance Specification 2 - Specifications  and Test Procedures for S02 and NOX
                        Continuous  Emission Monitoring Systems in Stationary  Sources.   (Appendix B)


                        Performance Specification 3 - Specifications  and Test Procedures for 02 and  C02
                        Continuous  Emission Monitoring Systems in Stationary  Sources.   (Appendix 8)


                        Performance Specification 6 - Specifications  and Test Procedures for Continuous
                        Emission  Rate Monitoring  Systems in Stationary  Sources.   (Appendix B)
^                    •   Quality  Assurance Procedures.   (Appendix F)
00                            .            .

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       Performance Specifications (Including Nos. 2, 3,

 Citation     Requirement

 PS 2         Installation and measurement location
 Sec. 3.1     of continuous'emission monitoring system
 PS 3
 PS  2
 Sec.  3:2
.PS 2

 Sec.  4.1
   For. diluent  monitor  (02 and
   (Same .as. PS2/ Sec. 3)
   Reference method  location  and  traverse
   points          v '(* V.
Equipment/Performance Specifications

   Data recorder
                Data recorder scale;must include
                zero'and a high-level value  -   '
                chosen by owner or operator.  !

                For CEM measuring uncontrolled
                emissions/high-level value must be-
                between 1.25 arid 2 times the average
                potential emission level .(unless
                otherwise specified in regulation).
and 6 in Appendix B and Appendix F of 40 CFR 60)

    Acid Rain Regulation

    Need to add specifications for flow rate sensor
    location, including determination of represen-
  .  tativeness.      .   .                            .

 ,   May only need for NOx because S02 is a mass/time
    measurement.   .:   ..

    Instrumental analyzer procedures in 40 CFR 60,
    Appendix A are suggested.  May need to measure
    moisture to correct for use of extractive monitor
    in a wet stack (extractive monitor analyzes sample
    on dry basis;...flow would be on wet basis.. Flow and
    concentration measurements need to be on the same
    basis):  v        v
    Needs to reflect'data recording system that
    produces a continuous permanent record of emissions
    and that has an adequate range to record all
    expected measurements.

    Scale must be .high enough to cover uncontrolled
    emissions, if control equipment goes down.
                                              Under consideration to cover periods when control
                                              equipment is  down.     •_••  ;

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            Performance Specifications (Including Nos. 2, 3, and 6 in Appendix B and Appendix  F  of 40 CFR 60)

      Citation     Requirement                               .    Acid Rain Regulation
ro
o
For CEM measuring controlled
emissions or emissions in compliance
with an applicable regulation,  high-
level value must be between 1.5 times
the pollutant concentration corresponding
to the emission standard level  and the
span value..         .

If lower level value used/ source
must be capable of measuring emissions
which exceed full scale limits  of the
CEMS in accordance with requirements
of the applicable regulation.

Data recorder output must have  high*
level output value read between 90 and
100 percent of data recorder full scale.

Calibration gas, optical filter, or
cell values used to establish data
recorder scale should produce the zero
and high-level values.  Alternatively,
a calibration gas, optical filter, or
cell value between 50 and 100-percent '
of the high-level value may be  used in
place of the high-level value provided
the data recorder full-scale
requirements are.met.   .    "       '
                                                                 Under consideration.   Range  should  be high enough
                                                                 to cover all expected  pollutant  concentrations
                                                                 (including uncontrolled emissions).         . .
                                                                 Same as above.
                                                                 Same as above.
                                                                 Same as above.

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      Performance Specifications (Including Nos. 2, 3,  and 6 in Appendix B and Appendix F of 40 CFR  60)
Citation
Sec. 4.2
PS3
Requirement

   Design must also allow determination
   of calibration drift at the zero and
   high-level values.  If this not possible
   or practical,  design must allow determi-
   nations to be conducted at a low-level
   value (zero to 20 percent of the high-
   level value) and at a value between
   50 and 100 percent of the high-level
   value.

   In special cases, if not already
   approved, Administrator.may approve
 :  a single-point calibration drift
   determination.             :  .

   Over a 7rday period,, CEM calibration
   drift shall not deviate from
   reference value of-the gas cylinder
 .  gas cell,;or optical filter by more
   than 2.5 percent of the span value.

   If system,includes pollutant and
   diluent monitors, drift must be
   measured separately in terms of
   concentrations. ,       .3
          ~.v, ..-.,.,'•
   Di luent monitor, cal ibration must
   not drift by more than 0.5 percent
   02 or C02 from^the reference value
   of the gas, gas cell; or optical
   filter.
Acid Rain Regulation

No change-necessary.
                                                           Under review.
No change needed.
                                                           No change needed.
No change needed.
                                                           Specifications would be added for measuring
                                                           flow monitor calibration drift.

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               Performance Specifications  (Including Nos. 2, 3, and 6 in Appendix B and Appendix F of 40 CFR 60)

         Citation      Requirement     .                              Acid Rain Regulation
         Sec.  4.3
         (PS 2)
(NJ
ro
         PS3
CEM relative accuracy may not
exceed more than.20 percent of.
the mean value of the reference
method test data in terms of the
'units of the emission standard
or 10 percent of the applicable
standard, whichever is greater.
For S02 emission standards
between 0.3 and 0.2 Ib/million Btu,
use*15 percent of the applicable
standard; below 0.2 .Ib/million Btu,
use 20 percent of the applicable
standard.
 For diluent monitor, the relative
 accuracy of the continuous emission
 monitoring system must be no greater
 than  20 percent of the mean value of
 the reference method test data or 1.0
 percent 02 or C02, whichever is greater.
Historical CEMS data being reviewed to determine  if
relative accuracy specification should be
tightened. -At a potential 10 percent relative
accuracy, clean sources may not be able to qualify.
Unlike Da, the relative accuracy should be met over
the entire range of possible concentrations, not
just at low concentrations.  Perhaps should tighten
relative accuracy for high emitting units.  In
addition, the alternative use of 10 percent of the
standard would not be appropriate for acid rain
because S02 Ib/mmBtu emission rates can vary under
Title IV.

Not applicable to acid rain.  SO? emissions are
monitored on mass/time for comparison with
allowances at the end of the calendar year.  NOX
emissions would be recorded in Ib/mmBtu for
comparison with annual average emission rates.
Relative accuracy is being reviewed to see if
improvements can be made.  '     .    -

Relative accuracy is being reviewed to see if
'improvements can be made.
                                                                   New .specifications would be needed for measuring
                                                                   combined relative accuracy for continuous
                                                                   emission monitoring system and flow monitor.

                                                                   New specifications would be needed for measuring
                                                                   the relative accuracy for individual flow monitor.
                                                                   New specifications would be needed for measuring
                                                                   cycle time/ response time.

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       Performance  Specifications'(including Nos. 2, 3,

.Citation      Requirement                           .

 Sec.  5       Performance  Specification  Test Procedures

 Sec.  5.1         Pretest preparation

 Sec.  5.2         Calibration  drift  test  period

 Sec.  5.3         Relative  accuracy  test  period
                     " . «  ••         . . '     T •         :
 Sec.  6       Calibration  Drift Test Procedure
 Sec.  7       Relative Accuracy Test Procedure
              Alternative procedures' are allowed
              under the General'Provisions.
                                          and 6  in Appendix B and Appendix F of 40 CFR 60)

                                             Acid Rain Regulation  •  .'-;•     .'...-;•'



                                             No change necessary.        •.-••,,-:
                                             •'        ; '   "*.       '
                                             No change necessary.

                                             No change necessary.

                                             Changes would be needed to  indicate that different
                                             high and low reference  points are used.  New
                                             procedures would be needed  to account  for  flow
                                             rate sensor drift test.

                                             Could  include linearity test.  If so,  new
                                             procedures would be needed.

                                             Could  include .cycle time/response specification.
                                             If so, new procedures would be added for tests.

                                             Revisions may be made to specify use of
                                             instrumental reference  methods (RM 3A, 6C,  and
                                             7E) rather than wet chemistry.methods.
                                                *  •           •  • "       • .       •    •
                                             If alternative procedures are allowed, calibration
                                             gases  should:be standard reference material or
                                             certified reference material  (same as  for  required
                                             daily  calibration drift checks).  A new standard
                                             reference material  (SRM)  for higher, concentration
                                             level  may need to be developed;
 Sec. 8
Equations
No changes necessary.

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      Performance Specifications (Including Nos.  2,  3,  and 6 in Appendix B and Appendix F of 40 CFR 60)

Citation     Requirement                                   Acid Rain Regulation
Sec. 9       Reporting                                 .

                Check with Region,  State,  or local
                office for additional requirements.
                Summarize-in tabular form the results
                of the calibration  drift tests and
                relative accuracy tests or alternative
                procedures.  Include all data sheets
    •            necessary to substantiate that perfor-
                mance of CEMS meets specifications.

             Includes standardized  forms for recording
             calibration drift and  relative accuracy
             tests.

App. F       Quality Assurance Procedures

Sec. 3       Quality Control Requirements

             • •-. Written procedures  for calibrations/
                adjustments, preventive maintenance,
        :        data recording, relative accuracy audits,
                and corrective actions.

Sec. 4          Daily check of calibration drift and
                adjust if drift exceeds two times the
                drift specification.
Reporting procedures would be revised
to support the determination of compliance
with allowances and emission limitations
and to correlate with the allowance tracking
system.
Standardized forms likely to be used in acid
rain regulation.
Same procedures would likely be used.
Daily check the same.  Checks would be made
using standard reference materials or certified
reference materials or Protocol 1 gases.  Action
criteria and procedures are being reviewed to
determine if they are adequate to. meet
specifications and requirements of new rule.
Under new rule, units may be considered to be
out-of-control if calibration drift specifications
are exceeded.

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            Performance Specifications  (Including Nos.  2,,3,  and 6 in Appendix B and Appendix F of 40 CFR 60)

      Citation     Requirement     •*'••'   s '.-  ."  * •«'.'-.       Acid Rain Regulation
Ul
 If either the zero,(or  low  level)-or.
 high  level calibration  drift exceeds
 twice the applicable drift  specifica-
 tion  for ,5 consecutive.daily periods,
 the'continuous emission monitoring,
 system is out-of-control..   >  .,. .

 If either the zero .(or  low  level)  or
 high  level.calibration  drift exceeds
 four,times the applicable drift
 specification during any.check,-the,
 continuous emission monitoring system
 is out-of-control..;.».       •
    -•••'.•   '  -  :"  *          •:,. •;
 Out-of-control period begins with
 completion.of fifth, consecutive.
 daily check  with calibration drift
 in excess, of 2'timeV the  limit  (or,.
.the time corresponding  to the
 comp 1 etion of the dai ly 
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           Performance Specifications (Including Nos. 2, 3, and
                                 . i
     Citation     Requirement
Sec. 5.1
ro
en
                     Quarterly Relative Accuracy Test Audit
                     (RATA)
                     Quarterly Cylinder Gas Audit  (CGA)
                     Quarterly Relative Accuracy Audit .(RAA)
                Alternative audits       "      •

                If relative accuracy,  using the
                RATA,  exceeds 20 percent or 10
                percent of the applicable standard,
                whichever is greater,  the continuous ,
                emission monitoring system is out-
                of-control.     ,

                For S02 emission standards between
                0.3 and 0.2 Ib/million Btu, use 15
                percent of the applicable standard;
                below 0.2 Ib/million Btu, use 20
                percent of the applicable standard.

                If inaccuracy exceeds > 15 percent
                using the CGA or the RAA, or for the
                RAA, 7.5 percent of the applicable
                standard, whichever is greater, the
                continuous emission monitoring system
                is out-bf-control.
6 in Appendix B and Appendix F of 40 CFR 60)

Acid Rain Regulation      .  '      -   .

Quarterly requirement the. same.  Audit
provisions may need to account for flow monitors
and combined systems.
              •                    f
Quarterly requirement the same.  Only standard
reference material or certified reference material
gases would be allowed.  A new SRM for a higher
concentration level may be required.

Quarterly requirement the same..  Audit
provisions may need to account for flow monitors
and combined systems.

No change necessary.

Criteria for excessive inaccuracy is being reviewed
in light of existing CEM data analysis to determine
if changes are appropriate.  Alternative.using a
percent of the standard is not applicable to acid
rain.
                                                                Same as above.
                                                                Same as above.

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         *   Performance  Specifications  (Including Nos. 2, 3, and 6  in Appendix  B arid Appendix F of 40 CFR 60)
                i     '•     • •           ' " "' i •                  ' •           *"        '        '
       Citation      Requirement   ;        \  ,\                    Acid Rain  Regulation

                      .If excessive  inaccuracies occur^for   •     No change  necessary.
       "./.   .  •        two consecutive,quarters, owner. V
            .          operator  must revise  QC procedures    '     .                :                        ,
                      or modify or  replace  system.        :   :

       Sec.  6       Calculations for Data Accuracy                No change  necessary.

       Sec.  7 •..•     Daily assessment report  containing  .         Reports  would  likely be sent to EPA rather
                    daily drift  checks/quarterly audit            than to  State/local agencies.  The
                 .   information  and  -information on data    .    ;   frequency  of reports is under review.
                    accuracy  must be reported quarterly.
(NJ
-J

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                               DRAFT
   UTILITY BOILER PARAMETER MONITORING
FOR DETERMINATION OF FLUE GAS FLOW RATES
            Prepared for:

    Entropy Environmentalists,  Inc.
  Research Triangle Park, N.C.  27709
            Prepared by:
             . - >..
         Richards Engineering
          Durham, N.C. 2770S
          December 4, 1989

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                       UTILITY BOILER PARAMETER MONITORING
                          .  .OF FLUE1-GAS'"FLOWRATES   ••'• .'„•
      Possible amendments to the Clean .Air Act of 1977 may require  sulfur    .
dioxide..and nitrogen oxides.mass flow continuous monitoring for .large, fossil- •
fuel  fired utility boilers.  Flue gas flowrate data will be necessary  in  order
to upgrade presently available gaseous pollutant concentration data  to the
desired mass flow data.:vThe two general approaches to flue,.gas flowrate  deter-
mination  include (1) the use of direct-reading* continuous gas, flow analyzers,
and (2) the use boiler,parameter monitoring.  The latter approach  uses one or
more  routinely .measured operating conditions to indirectly calculate flue gas
flowrate:''    •-.   .  . •  '  '•  •;•'„.;'..   .   '..        ''-.'••
  _,  *         ^             -                   .            - -
 i            '      '.••-.-          _«•               __.*      ~ f           t
   >*'  This preliminary study examines the feasibility of using routinely meas-
ured  utility boiler operating .parameters to continuously monitor flue.gas flow
rate.  The specific, issues evaluated include the potential accuracy  of the
method, the practicality of the method,, and possible costs.  Also, the
applicability of the method for different averaging times has-been.considered.
       •o ,"•..,.    ,              '     .      •   ...         ' •"       '•."(.'

1.0 •  Background Information          .                                      •
   ''  '"'•'•••     '":"   ••:' •''   .'"  •  ,'.••'     .'..     '<,-•''    •• -  :    .       -.-j.
      There are three principal options available for parameter monitoring of  .
flue  gas  flowrate at fossil fuel fired steam boilers.  These include the
following:  • . ..           .. ..,; ;.  i- '•-...-...  ,: •'    • ., '      '

           1.  Use  of'.induced draft fan operating .data and fan .curves
           2.  Use of feedwater (or steam) flowrate - flue gas flowrate
       '    .   correlations, or use of.electrical  power output - flue gas
              flowrate correlations           >        >        .
           3.  Use  of combustion stoichiometry calculations
         .   •'»*    ••••"•   .     "     "-  '•      ..'.-*••..
      Procedures  based on induced draft fan operating use either static
pressure .data or  fan motor horsepower data.  This is the only approach which
does  not 'require an oxygen,monitor in the,stack to correct for changes in
excess'-air/  The  feedwater. steam,  or electrical output flowrate correlations.
all depend on standard .plant monitors.   Some, enhancement of the: steam rate
meters would be necessary,at -some facilities to account for variations in
temperature.   Alsbv some  preliminary testing would be necessary to establish
the necessary correlations...-  The, combustion stoichiometry approach would
require accurate, coal  feedrate measurements at either the main coal conveyor
or at the  individual  pulverizer feeders.  Ultimate analyzes of .these samples
would have to manually, entered into system calculating gas flowrate.

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2. Use of Induced Draft  Fan Data              ,
                                         *•
  .   The function of .the induced draft fan. is to move  the  flue gas produced in
the furnace area through the various flow resistances  downstream of the boiler.
Since it is the "prime mover" of the flue gas, it  is logical  to assume that the
fan operating parameters have a useful relationship -with gas  flowrate which can
be exploited.  Unfortunately, there  are several  practical  complications vhich
make this general approach for flue  gas flow monitoring  difficult at best.
Some background information concerning ID fans at  utility  boilers is necessary
to support subsequent discussions of these fundamental monitoring problems.
         ;       '           . -
                      •   -         * i-  • »
     Centrifugal fans are generally  used for induced draft service.   Due
partially to the advances in flyash  control efficiency,  there has been a rapid ,
progression away from relatively simple radial blade designs  to more energy
efficient designs such as radial tip fans and backward curved fans.  -The per-
formance of centrifugal  fans is described using  fan curves.   These, are determined
by the fan manufacturers under idealized test block conditions,  and the curves
are presented in standard pressures  and temperatures.  A typical fan curve  for
a radial tip fan is shown in Figure  I.   The top  curve, labelled "a", is the fan
characteristic curve.  It describes  the possible combinations of static pressure
rise and gas f lowrate with the fan operating at  the specific  rotational speed.
Over most of the operating range,  it is apparent that  centrifugal fans can
develop progressively less static pressure rise  as gas flow increases.  The
second curve, labelled "b" included  in Figure 1, is the  the fan motor brake
horsepower.  This is the actual input power to the motor and  it generally
increases as gas flowrate increases.   The third  curve, labelled "c," is the
system resistance curve  which is a function of the square  of  the gas flowrate.. '
The fan will operate at  the intersection between the fan characteristic curve
and the system resistance curve.           . -.

     Theoretically, the  flue gas flowrate through  the  fan  can be determined
simply by measuring the  actual fan static pressure rise  and/or the fan motor
horsepower and then applying this data to the fan  curves.   This  is illustrated
in Figure 2.  However, this simplistic approach  is subject to major errors and
numerous practical problems.   These  limitations  are described in the following
subsections.

2.1  Accuracy of test block fan curves

     The fan curves provided by the  manufacturer are for idealized conditions -.
which are not representative of actual installations.  There  are a variety  of
nonuniform gas flow conditions at the fan inlet  and outlet which, significantly
influence actual performance.   These are collectively  described as system
effects factors (References 2 and 3).   These can routinely affect expected gas
flow by 1SZ and expected static.pressure rise by approximately 302.   In some
cases, the deviations from test block conditions could be  much more  extreme.
Accordingly, it would not be advisable  to simply incorporate  the fan manufac-
turers' test block fan curves into a flue gas flowrate monitoring program.

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  o  14

  »

  W . , 0
  «  12

  o

  5  10
   «
   b
   o
   Vt
  CLi
  en
8


6



4


2
                               Curve c
                                                  Curve b
140


120


100


80



60


40


20
             10  20    30,  40   50   60   70  80   90   100 110  120,;


                        Gas Flow,  Thousands-of SCFM'     *       .
W:
« '


.1"
•CO
w
•£•
2
Figure 1.  Typical fan  characteristics curve and brake horsepower curve

           for a radial tip centrifugal fan   '•....;•,
   en
             10-  20   3f -40   50  =60   70  3u  .90  lOO  110 120

   ,.   -  ,         :, ,v  Gas > Flow, Thousands of.SCFM-  -

 Figure  2.  /Presumed technique for determining gas flowrate  from fan

             operating data     /    -      >  .'•
                                                                             I
                                                                             0.
                                                                             
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     A series of field performance  tests  could be  conducted to derive a revised
fan curve which takes into  account  the  system effects.   Such tests would have
to be performed using procedures  similar  to  those  specified in ASME Power Test
Code FTC 11-1984 or  in the  Air Moving and Conditioning, Association (AMCA)
Procedure 203.  There is  increasing application  of these procedures for deter-
mining conformance with fan performance guarantees.   The tests are expensive
and time consuming.  Furthermore, they  are not entirely suitable  for developing
an'"actual conditions* fan  curve.   The  procedures  are designed for evaluating
performance at the maximum  rating and do  not address  conditions at partial load.
The operating point  for fans with inlet dampers  varies  substantially as indicted
in Figure 3.  The operating point moves downward along  the  system resistance
curve, labelled "c", as the inlet damper  opening is changed.                •
                           Row. % tost block
   Figure 3.  Changes in fan operating point due to changes in inlet damper
              position and pitch (based on Figure 9, Reference 2)

     The present fan field test procedures are limited to steady state fan
operation at maximum rating. and they are not subject to the changes shown in
Figure 3.  Accordingly, these procedures do not have to take into account
the measurement errors involved with varying fan inlet/outlet static pressures
and temperatures during load variations.  It would be necessary to revise and
expand these already rigorous and difficult procedures so-that.they would be
appropriate for developing accurate fan curves.

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 2.2  Fan speed variation

      .The "actual conditions* fan curves discussed above would also have to
 consider fan speed variations..  There is increasing use of variable speed
 drives such as two speed motors and hydraulic drive couplings.  A change in fan
 speed has a strong influence on,the'position of the fan curves as indicated in
 Figure 4.  Accordingly,  any field tests would have to be conducted over the   •
 entire operating range of the variable speed drives.  This means that a large
 family of curves must be developed,  not just a single curve.
                           50     75
                          Ftow, %tMt Mock
 Figure 4.  Changes in fan characteristic curves at different  fan speeds
            (Figure 10v Reference 4)                  .
     During routine use of the field curve, it.would be necessary to monitor
the variations in fan speed so that' the proper curve could be used by  the  gas
flowrate calculation algorithm.  There are numerous techniques for monitoring
fan speed..'However; the accuracy of the instruments during long term-,  routine
use is unknown.  Since the fan speed is controlled by the furnace draft
controller; it may also be possible to intercept and record the signal  from
this "control loop.. The advantage of this approach is that it would not be
necessary to maintain the fan tachometer.   However, the accuracy of the flue
|;asflow rate procedure would be limited by the accuracy of the relationship
between this signal and the actual fan speed.  The possible errors are  large.

-------
2.3  Fan static pressures  and brake  horsepower    .               .

     There are significant problems  in applying fan curves even if  the  curves
are known and accurate.  In order to determine the instantaneous gas  flovrate,
either  the static  pressure rise or the brake  horsepower oust be measured.   It
is difficult to measure  either one on a long  tern, continuous oasis.

2.3.1 Brake horsepower  - Only the fan motor current is routinely monitored,
and this can not be used as a direct measurement of the brake horsepower.  As
indicated in the equation  below,  the relationship between current and horse-
power also includes the  power factor.
          Horsepower  -yJ   x V  x I   x cosjl

                       where: Hp -  Brake  Horsepower
                              V  -  Operating Voltage, Volts A.C.
                              I  -  Operating Current, Amps. A.C.
                              tf  -  Power  Factor, Dimensionless

     The power factor is a measure  of the difference in the voltage and current
phase angles.  It is  normally in the range of 0.90 to 0.95 at high boiler loads,
and it drops slightly as the fan inlet dampers are closed.  To avoid energy
losses, some plants install additional capacitance on the fan motor controller
in order to minimize  decreases  in power factor at low load.  Unfortunately, it.
is difficult to routinely  monitor power factor.  Therefore, the extent of unit-
to-unit variation as  a function of  load has not been extensively studied.  An
assumed power factor  would probably introduce an error of at least 52, and it
could be much higher.

2.3.2 Static pressure - Measurement of static pressure rise across the ID fan
is complicated by the extreme localized pressure variations at the fan bound-
aries.  Testing grid  arrangements upstream and downstream of the fan similar
to those discussed in ASME PTC  11-1984 would have to be used to accurately
determine the average static pressure change.  A study would be necessary to
determine the most appropriate  locations  of the static pressure sensor grid.
The use of a single point  sensor or multiple wall-mounted sampling ports could
results in measurement errors of at least several inches of water.  This error
would translate into  a 10  to 20Z error in the calculated gas flowrate.


       Any array of static pressure sensors near the ID fan would require
blowback capability in order to cleanse the probes of accumulated flyash.  The
probes would have to  be removed occasionally to check for any erosion of the
probe tips which would affect the calibration.  Also, there would have to be a
microprocessor for averaging the static pressure signals.  The static pressure
monitoring instrument system mounted near the fan would be at least as compli-
cated as any direct reading gas flow rate instrument mounted in the more
friendly environment  of the  stack.      .                 .

-------
 2.4 Gas density

      .Any fan curve based gas flovrate calculations would have  to take  into
 account changes in. gas'density due to gas temperature changes.  Ave'rage gas
 temperatures can vary 20 to 40 degrees Fahrenheit between full  load and 60X
 load.  Also, air infiltration upstream of the ID fan can lead to  gradual
 decreases in both full load and low load gas temperatures.  A_change of 40 *
 degrees Fahrenheit is roughly, equivalent (pressure differences  not included)
'to a gas density change of 51.  This would translate into a 5X  error in the
fflue.gas flovrate calculated from the fan curve.  Accordingly,'  it would be
 necessary to compensate for gas density changes.  '.''
                                                               ,"•"**'        ;
 2.5  Summary    -  ....   .   ,    "
                  • •            ,»•            • •       ,          •         >  -, \"
     Any flue gas flow calculations based on fan operating data  would be more
 complicated -and less accurate than direct measurements using stack mounted
 instruments..  An extensive initial test program would be necessary to select  .
 the appropriate'test.locations.and to acquire the fan curves applicable to
.actual  conditions. - Continuous,, reliable monitoring systems would have  to be
'developed for determining either static „ pressure ;or fan motor .power, fact or.  ..',
 Microprocessors would have to be installed to average the data  from multiple
 sensors and to perform any gas density corrections.  The computer system would
 have to record and'average the data, over the averaging time period of the
•future  standard(s). : Furthermore, it would be very difficult to conduct
 independent audits of the fan monitoring instruments  and flowrate calculation
 procedures^because of the complexity of .the monitoring site flow  conditions  ••
 and the normal variability,of boiler operation.   For all of these reasons; the
 use of  stack mounted direct gas flowrate monitors would -be more accurate .and
 practical..   ."   .'   •;•..;.-. ", f -.','..,-..      '.->,'  '••-  '       "*     '•"•"•"•   '        .
          **           *'•        I      • '*.r,  >                   t
                         '        '-

 3.  Feedwater Flowrate,  Steam flowrate, and Electrical Power Output Correlations

      There are several  boiler operating rate parameters-which can be used as
 independent .variables in flue,gas flowrate correlations.  All of  these  approaches
 use existing and well: understbond monitoring instruments.            .

 3.1 Feedwater,or-steam  flovrate correlations*   '  "   \     i     -•  '•  - :
     "-   '•   • •'•  :  '    - •,;  . '.'.'-i-' '•-.-     '.'.-'.*      -         ''        .
      Boiler steam,rates and/or feedwater .rates could-theoretically be used 'in a
 site-specific  correlation to  calculate flue  gas  flowrate.  It would be necessary
 to  conduct a set  of baseline, flue'gas velocity traverses in the vicinity of the
 CEMs in order  to  derive the.steam/feedwater  rates versus flue gas .flowrates.
 It  would also  be  necessary to monitor the stack oxygen and correct for  changes  ,
 in  the  excess,air,rates since the baseline period.  The advantage of this
 approach is that  the steam'and f eedwater flowrate meters and the  oxygen analyzer
 can provide short -term  data.   Furthermore, .signals from both, instruments can go
 into an computerized system for calculation  and storage of the  calculated flue
 gas flow data.                                      ••.'."*'..'-.

-------
      The most accurate boiler operating rate parameter is the feedwater flow
 rate.  This can be measured by a variety of differential pressure techniques
 such as orifice meters and flow nozzles.  Accuracy of measurement could be
 maintained at plus or minus IX.  Steam flow meters are measured by similar
 techniques.  However, they are vulnerable to errors due to steam temperature
 variability (Reference 1).  For reasonable accuracy, steam flow meters would
 have -to be equipped with temperature and pressure compensator microprocessors.
 Also, it would be necessary to monitor both the main steam flow to, the high
 pressure turbines and the extraction steam flow to the intermediate pressure
 turbines.  It is less complicated and potentially more accurate to use the  ;
.boiler feedwater rates as the basis of the correlation.                .

    .  A series of Method 2 gas flow tests would have to be conducted at various
 loads in order to establish the baseline curve relating gas flow to feedwater
.flowrate.-  Obviously, the accuracy of this method is limited to the accuracy
 of these tests.  It would also be necessary to factor in long term changes in
 the unit heat rate (efficiency) ,  intentional changes in the boiler excess air
 levels, and unintentional air infiltration related- changes in the observed
 stack excess air levels.   The adequacy of the relationship would have to be
 occasional y reverif led due to these conditions .                                .
 3.2 Electrical power output correlations
      The procedures involved in developing a electrical power output correlation
 are essentially identical to those for the feedwater flowrate correlation.   It
 would necessary to conduct preliminary Method 2 type velocity traverses to
 establish .the correlation.  These tests would have to be repeated following any
 significant reductions in unit heat efficiency.   An oxygen monitor in the stack
 would be necessary to account for boiler excess air changes and for air infil-
 tration downstream of the boiler.
 4.  Combustion Stoichiometry •       •

      Given the ultimate analysis of the  coal,  It is possible to perform basic
 combustion Stoichiometry calculations  and determine the necessary combustion
 air requirements.   This can be combined  with  the measured excess air levels,
 coal average heating value data, and coal feed rate data to determine the .
 resulting flue gas flowrate.   The method is basically a continuous exercise
 of  "weight method combustion calculations* using a computerized program.  The
 basic equations are described in References 5  and 6 and are listed on the ASME
 Abbreviated Efficiency Test Forms included in the appendix.

      For'maximum accuracy,- the coal samples should closely approximate actual
 "as fired" coal characteristics. .The  sample  should be obtained using the
 cyclonic  collectors .mounted on each of the individual coal burner tubes from
 the pulverizers. , The samples  collected  over  the specified time period would
 be  physically integrated over  time.                                         :

      The. main disadvantage of  this  approach is that the accuracy of the calcu-
 lated flue gas flowrate is a strong function  of the coal feed rate monitors

-------
 and of the coal laboratory analyzes.   Errors in;coal feed rate alone could
 range from 5 to 20X.  'For short averaging time determinations, the•coal ;feed
 rate must be determined between the various coal bunkers;and.pulverizers. .
 The coal bunkers introduce a mass capacitance effect which could affect the
 accuracy of the short term data during periods of varying load.  At the present
 time, most utilities do not use the expensive and difficult to maintain gravi-
 metric feeders between the bunkers and'the'pulverizers.  Instead, total coal
 flow is-measured using belt scales along .the main coal'conveyor.  The adoption.
'of•short term averaging times would.demand.extensive"arid expensive modifica-  .
 tions .to existing facilities.  Maintenance requirements would increase.    '  ' t

      For -long term averaging times; the main coal'belt scales can. conceivably
 provide adequate data.  These can be calibrated to within IX accuracy.  In the
.past,  the  need for this level of accuracy has'been restricted to compliance
 tests and-equipment performance tests.   Long term performance of these scales
•is 'not known.-.""  ''..•>."  -    -.'' •  "-' • ,     '_  .•.".-'''•'•-•••     .    "     -.-/.'

    .  The laboratory tests for coal heating value are generally within plus or
 minus IX (ASME Power Test Code 4.1-1954(R1985)).'   However, greater error is   ~
 undoubtedly introduced by coal .sampling problems-.  Also, the. ultimate and
 proximate  analyses are relatively, expensive and, time consuming..  Each coal
 sample tested independently would cost between $200 and $400.   If the averaging
 time, is on the order of 1 hour or even four hours,'the daily "cost for the coal
 samples can reach very .high levels.  If the averaging time is 24 hours or
 longer, the analytical-costs become,less significant. ~However, long averaging
 times create the need for'analytical  techniques to blend the collected coal .
 samples .prior to the tests.  It.should be remembered that long averaging- times
 are  probably necessary simply because of the need to use the main coal belt
 scale rather than.installing 4 to 8 separate gravimetric feeders for .each
 boiler system'.  ..     - •    •        ,. .,    :/    .  ;

      The accuracy of the method is'also dependent on the quality of  the flue
 gas  oxygen measurements.  Multiple point sampling points may be. needed in
 ducts and  stacks subject to flow stratification due  either to localized air .
 infiltration or persistent-flow nonuniformities originating at the burners.
 It should  be noted'that -both-conditions are  very common.  For this reason,
 the  ASME Power Test Codes for on-site fan testing (ASME'PTC 11-1984) require
 a  sampling grid for gas samples.    -                \      •
                            -         "' *-*'      *^ '  *    • "
      The excess air rate could be determined using the standard equation
 shown below, which assumes that carbon monoxide concentrations are negligible.


           Excess Air - [ 2i/(21 r Oxygen)] x 100      .  :


      The oxygen.should be measured in the stack at  the same location as the
 continuous gas monitors in order to take into account 'air infiltration across
 the  particulate control systems, the  air preheaters,  and the induced draft fans.
The  oxygen concentration routinely increases 0.10 to 0.50X across each of the
 system components.  . For example, boiler outlet oxygen concentrations of 3.OX

-------
could increase to 3.3 to 4.SZ at the  stack GEM location.   Control device
corrosion-and expansion joint deterioration can cause much greater shifts in
the  stack oxygen concentrations.         .                                  : ^

      The combustion stoichiouetry approach does not take  into account the
combustibles content of the flyash;   Generally, combustion in large fossil fue]
boilers is  very complete and the combustibles content of  the flyash is in the
range of 3  to 5X by weight.  However,  pulverizer wear problems and poor coal
grindability conditions can result in flyash combustibles in the range of 8 to
15X  by  weight.  At these undesirable  levels, the calculated flue gas flowrate
would be biased approximately 0.5 to  l.OX  to higher than  actual flow rates.
      '>"•_•          "                                   * -
                           . f             _        _          f
5. General  Comments and Summary       .    ,                 .

      This preliminary review of possible parameter monitoring options suggests
that none are especially accurate or  practical.  Under the best conditions,
the  accuracies would be limited to plus or minus 10X,  and for most facilities
the-  calculated flue gas flowrates would probably be in error 20. to 30Z.
Furthermore,  all of these involve either extensive preliminary testing and/or
in-stack oxygen monitors for excess air correction.   None of these adequately
account for combustibles content of the flyash.  For these reasons,  the direct
.measurement of flue gas flowrate using stack mounted instruments appears to
be more attractive.    .   .

      There  are several other considerations .that also  favor direct measurement
over indirect boiler parameter monitoring  at the present  time.   These are
described below.
                 t               *
      Very  few new fossil fuel fired boilers have been installed during the
last five years.   The aging population of  relatively small 75 to 200 megawatt
fossil  units is being subjected to greater cyclic load conditions due to base-
loading of  nuclear units or more energy efficient fossil  units.   The accuracy
of the  plant instruments during rapidly varying boiler operating conditions is
not  well known.   A direct reading;gas  flow instrument  would have less diffi-
culty following these load variations.       .
                  »      ^   i      H     *           '•
      The accuracy of plant instrumentation during start-up and shutdown
conditions  has not be assessed.   It is unlikely that.the  calibration procedures
are  relevant to these transient conditions.                      "  '

     -The 'population of fossil fuel-fired boilers is  very  diverse.  The '
application of a parameter monitoring  approach of essentially any design would
be subject  to numerous site specific application problems.   The  agency would be
besieged with numerous significant clarification questions and problems.  Also,
it would be difficult at best to conduct on-site audits.

      Plant  personnel would probably be more receptive  to  a direct reading
instrument  system rather than a parameter monitoring program.   The latter is
more intrusive due to the comprehensive quality assurance procedures  which
would accompany the monitoring requirements.   It is  also  remotely possible  that
the  regulation-driven monitoring requirements  would  threaten the reliability of


                                10

-------
the - boiler system and lead to occasional boiler trips.  A stack mounted' direct
gas flowrate monitor is far removed from the complex boiler system, and,  there-
fore, it is less of a burden„and a threat..

     It should be noted that advances in coal monitoring/analytical procedures,
microprocessor-based performance monitoring systems, and plant expert  systems
may improve the viability of parameter monitoring in the next 5 to 10  years.
However, at the"present time, parameter monitoring approaches are definitely
premature unless the standards, allow long  average times, and require only  very
modest accuracies.         ".'*>,
6. Recommendations

      1. Developmental work on flue gas flowrate monitoring should emphasize
         direct stack-mounted'instruments.

      2. Parameter monitoring should.be retained only as an option which can
         be chosen by plants not wishing to use the direct gas flowrate monitors.

      3. The possible accuracy, attainable by .steam flow, feedwater flow, and
         electrical output correlations parameter monitoring should be evaluated
         in a more detailed study.


7.  References

     1.  Hakansi, J. and J. Reason. "Monitoring Powerplant Performance,"
         Power, September 1984, pages SI to S24.

     2.  Reason, J. "Fans, A Special Report," Power, September 1983,
         pages SI to S24.

     3.  Rinek, L.P. and R. 0.  Walter. "Avoid Costly Errors in Field
         Tests of Big Fans," Power, October.1984, pages 51 to 54.

     4.  Aberbach, R. J. "Fans, A Special Report," Power, March 1968,
         pages Si to S24.

     5.  Dukelo, S, The Control of Boilers. Instrument Society of
         America., 1986.

     6.  Babcock & Wilcox Company, Steam. Its Generation and Use.
         page 6-10, 1978.
                               11

-------
         .    "     APPENDIX        v
ASME Test.Forms for Abbreviated Efficiency Test

-------
•CALCULATION SHtCT
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-------
                                  January 17,1991
                                                  El
             DRAFT
"*; -  "    yyptS GEMS SUBSET ANALYSIS:
    SO, GEMS AVAILABILITY DATA (1988-19901
Category
Subpait Da and PSD
Utilities
All NSPS and PSD
Utilities
All SIP Utilities
All Utilities
All Repotted Quarters
No. Units
44
167
153
320
No. Quarters
253
1237
895
2132
% Availability
94.68
96.11
95.42
95.82

-------
DRAFT
    SO2 GEMS PERCENT AVAILABILITY •--
DISTRIBUTION OF QUARTERLY REPORTS FOR
         ALL UTILITIES (1988-1990)
   Percent of Reported '
   Quarters Out of '2132
100
 80
    1669
 60
 40
 20
                22 i«-  77   s   a   1   a  a  i  a  a  i
                                               "•

    >95  90  86 . 80  76 70 65 60  66  60 46 40  36  30  26  20  15
                                           10
1


6
                           Percent Availability

-------