United States
Environmental Protection
Agency
                   Office of Prevention, Pesticides
                   And Toxic Substances
                   (H-7508W)
SEP 30 1992
svEPA Reregistration
        Eligibility Document
        (RED)
                      540/RS-93-235
Sodium Hydroxide

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#•

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   REREGISTRATION ELIGIBILITY DOCUMENT
            SODIUM HYDROXIDE

                 LISTD

                CASE 4065
    ENVIRONMENTAL PROTECTION AGENCY
       OFFICE OF PESTICIDE PROGRAMS
SPECIAL REVIEW AND REREGISTRATION DIVISION
            WASHINGTON, D.C.

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     SODIUM HYDROXIDE REREGISTRATION ELIGIBILITY TEAM

 Office of Pesticide Programs:

 Biological and Economic Analysis Division
 Gabe Patrick        Biological Analysis Branch
 Cynthia Szymanski  Biological Analysis Branch
 James Sauimon      Economic Analysis Branch
             Fate an^
                            Division
Richard Lee
Harry Craven
Roy Bingham
Bemice Slutsky
                   Ecological Effects Branch
                   Ecological Effects Branch
                   Environmental Fate and Groundwater Branch
                   Science Analysis and Coordination Staff
Health Effects Division
Linda Kutney
Pat Mclaughlin
Jim Yowell
William Hazel
Felecia Fort
                   Chemical Coordination Branch
                   Toxicology Branch
                   Occupational and Residential Exposure Branch
                   Reregistration Support Chemistry Branch
                   Reregistration Support Chemistry Branch
Registration Division
Amelia Acierto      Registration Support Branch
Patricia Critchlow   Registration Support Branch
Mary Waller        Registration Support Branch
Eugene Wilson      Fungicide-Herbicide Branch
Secial Review   d
Bruce Sidwell
Carol Stangel
Richard Gebken
                   Accelerated Reregistration Branch
                   Policy, Planning and Operations Branch
                   Accelerated Reregistration Branch

Kennan Garvey      Policy and Special Projects Staff
Office of General
Kevin Lee

Office of Cftnipl*afice Monitoring
Beverly Updike

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                         TABLE OF CONTENTS

GLOSSARY OF TERMS AND ABBREVIATIONS	iv

EXECUTIVE SUMMARY 	vi

I. .    INTRODUCTION	  1

II.    CASE OVERVIEW 	  2
      A.    Identification of Active Ingredient	  2
      B.    Use Profile	  2
      C.    Regulatory History  	  3

ffl.    SCIENCE ASSESSMENT OF SODIUM HYDROXIDE	  4
      A.    Chemistry Assessment  	  4
            1.    Physical Properties of Sodium Hydroxide  . .-	  4
            2.    Manufacturing Methods and Non-pesticidal Industrial Uses  	  5
      B.    Human Health Assessment	  5
            1.    Acute Toxicity  	  5
            2.    Subchronic Toxicity  	  6
            3.    Metabolism  	  6
            4.    Chronic, Carcinogenicity Studies 	  6
            5.    Mutagenicity	  6
            6.    Other Toxicity Information  	  6
            7.    Dietary Exposure	:  6
            8.    Occupational and Residential Exposure	  7
            9.    Risk Assessment  	  7
            10.   Precautionary Labeling	  7
      C.    Environmental Fate and Ecological Effects Assessment	  7
            1.    Ecological Effects Assessment	  8
            2.    Precautionary Labeling  	  8

IV.    RISK MANAGEMENT AND REREGISTRATION DECISION FOR
      SODIUM HYDROXIDE	  9
      A.    Determination of Eligibility	  9

V.    ACTIONS REQUIRED BY REGISTRANTS  OF MANUFACTURING-USE
      USE  PRODUCTS	10
      A.    Determination of Eligibility	10
      B.    Additional Generic Data Requirements 	IQ
      C.    Product Specific Data Requirements	10
            Labeling Requirements for End-Use Products	11
                                     11

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VI.   APPENDICES  	12

      APPENDIX A - Use Patterns Subject to Reregistration
      APPENDIX B - Table of the Generic Data Requirements and Studies Used to Make
            the Reregistration Decision
      APPENDIX C - Citations Considered to be Part of the Data Base Supporting the
            Reregistration of sodium hydroxide
      APPENDIX D - List of Available Related Documents and PR Notice 91-2
      APPENDDC E - Pesticide Reregistration Handbook
      APPENDIX F - Generic Data Call-In
            Attachment A - Chemical Status Sheet
            Attachment B • Generic DCI Response Forms
                   (Form A) plus Instructions
            Attachment C - Requirements Status and Registrants' Response Forms
                   (Form B) plus Instructions
            Attachment D - List of all Registrants) sent this DCI
            Attachment E - Cost Share/Data Compensation Forms
      APPENDDC G - Product Specific Data Call-In
            Attachment A - Chemical Status Sheet
            Attachment B - Product Specific DCI Response Forms
                   (Form A) plus Instructions
            Attachment C - Requirements Status and Registrants' Response Forms
                   (Form B) plus Instructions
            Attachment D - List of all Registrant(s) sent this DCI
            Attachment E - EPA Acceptance Criteria and PR Notice 86-5
            Attachment F - Cost Share/Data Compensation Forms
                                       iii

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                 GLOSSARY OF TERMS AND ABBREVIATIONS

a.i.          Active Ingredient

CAS         Chemical Abstracts Service

CSF         Confidential Statement of Formula

EEC         Estimated Environmental Concentration. The estimated pesticide concentration
             in an environment, such as a terrestrial ecosystem.

EP          End-Use Product

EPA         U.S. Environmental Protection Agency

FTFRA       Federal Insecticide, Fungicide, and Rodenticide Act

FFDCA      Federal Food, Drug, and Cosmetic Act

HDT         Highest Dose Tested

LCM         Median Lethal Concentration.  A statistically derived concentration of a
             substance that can be expected to cause death in 50% of test animals.  It is
             usually expressed as the weight of substance per weight or volume of water,
             air or feed, e.g., mg/l or ppm.

LDjo         Median Lethal Dose.  A statistically derived single dose that can be expected
             to cause death in 50% of the test animals when administered by the route
             indicated (oral, dermal).  It is expressed as a weight of substance per unit
             weight of animal, e.g., mg/kg.

LDlo         Lethal Dose-low. Lowest Dose at which lethality occurs

f-Tg-         Lowest Effect Level

MP          Manufacturing-Use Product

MRID       Master Record Identification (number).  EPA's system of recording
             and tracking studies submitted.

N/A         Not Applicable
                                        IT

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              GLOSSARY OF TERMS AND ABBREVIATIONS (cont.)



NPDES     National Pollutant Discharge Elimination System.



NOEL      No Observed Effect Level.  Dose level not associated with toxic effects.



OPP        Office of Pesticide Programs



ppm        Parts Per Million



TD         Toxic Dose.  The dose at which a substance produces a toxic effect



ug          Micro-grams

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                            EXECUTIVE SUMMARY

       This Reregistration Eligibility Document (RED) addresses pesticide uses of sodium
hydroxide.  Products containing sodium hydroxide are currently registered as herbicides,
fungicides, disinfectants, sanitizers and microbicides/microbiostats (for control of slime-
forming bacteria, fungi and algae).  Registered use sites include drinking water systems,
water well casings, food processing  plant premises/equipment, food handling areas (in eating
establishments), commercial/institutional/industrial premises, floors and equipment,
hospitals/medical institutional premises and sewage systems.  All products containing sodium
hydroxide as an active ingredient and registered for these uses are eligible for reregistration.

       The U.S. Environmental Protection Agency (EPA) has conducted a review of the
scientific data bases and other relevant information supporting the reregistration of sodium
hydroxide.  All applicable toxicology, human exposure, and ecological and environmental
effect data requirements have been waived for this active ingredient.  The information and
data available to the Agency support the conclusion that the currently registered uses of
sodium hydroxide will not result in unreasonable adverse effects to 'human health and the
environment.

       Accordingly, the Agency has determined that all products containing sodium
hydroxide as the active ingredient, are eligible for reregistration and will be reregistered
when acceptable labeling and product specific data are submitted and/or cited.  Before
reregistering each product, the Agency is requiring that product specific data and revised
labeling be submitted  by the registrants within eight months of the issuance of this document.
After reviewing these data, and the revised labels, the Agency will determine whether the
conditions  of FIFRA 3(c)(5) have been met, that is, whether product composition and
labeling are acceptable and the product's uses will not cause unreasonable adverse effects to
humans or the environment. If these conditions are met the Agency will  reregister the
product.  Any end-use products containing sodium hydroxide in combination with other
active ingredients will not be reregistered until REDs are issued for all active ingredients
contained in that product.

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I.     INTRODUCTION

       In 1988, the Federal Insecticide, Fungicide and Rodenticide Act (FIFRA) was
amended to accelerate the rcregistration of products with active ingredients registered prior to
November 1, 1984. The amended Act provides a schedule for the rercgistration process to
be completed in nine years.  There are five phases to the reregistration process. The first
four phases of the process focus on the identification of data requirements to support the
reregistration of an active ingredient and the generation  and submission of data to fulfill the
requirements.  The fifth phase is a review by the U.S. Environmental Protection Agency
(referred to as "the Agency") of all data submitted to support reregistration.

       FIFRA Section 4(g)(2)(A) states that in Phase 5, "the Administrator shall determine
whether pesticides containing such active ingredient are  eligible for registration." before
calling in data on products and either reregistering products or taking "other appropriate
regulatory action."  Thus, reregistration  involves a thorough review of the scientific data
base underlying a pesticide's registration. The purpose  of the Agency's review is to reassess
the potential hazards arising from the currently  registered uses of the pesticide, to determine
the need for additional data on health and environmental effects,  and to determine whether
the pesticide meets the "no unreasonable adverse effects" criterion of FEFRA.

       This document presents the Agency's decision regarding the reregistration of sodium
hydroxide. The document consists of six sections. Section I is the introduction. Section n
describes sodium hydroxide, its uses, data requirements and regulatory history. Section ffl
discusses the human health and environmental assessment based on the data available to the
Agency.  Section IV discusses the reregistration decision for sodium hydroxide. Section V
covers actions required by registrants of manufacturing-use and end-use products.  Section VI
contains the appendices which support this Reregistration Eligibility Document. Additional
details concerning the Agency's review of applicable data are available on request.1
       1EPA'S reviews of data on the set of registered uses considered for EPA's analysis may
be obtained from the OPP Public docket, Field Operations Division (H7506C), Office of
Pesticide Programs, EPA, Washington, DC 20460.

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H.   CASE OVERVIEW

      A.    Identification of Active Ingredient

            1.    Chemical Name:    Sodium Hydroxide

            2.    CAS Number:      1310-73-2

            3.    Office of Pesticide Programs Chemical Code Number: 076503

            4.    Empirical Formula:       NaOH

      B.    Use Profile

            1.    Type of Pesticide:   Herbicide; fungicide; disinfectant;
            fungicide/fungistat; sanitizer; microbicide/microbistat (slime-forming bacteria,
            fungi, and algae).

            2.    Pests Controlled:   tree roots, fungi, bacteria (unspecified), and
            slime-forming bacteria, fungi, and algae.

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       Sodium hydroxide-containing products were initially registered in 1951.  The
seven currently registered products are used as herbicides,  fungicides, disinfectants,
sanitizers, microbicide/microbiostats.  The Food and Drug  Administration, in 21 CFR
184.1763, lists sodium hydroxide as a substance generally recognized as safe (GRAS)
for use in food.  The listing includes uses as a pH control agent and as a processing
aid, with no limitations other than current good manufacturing practice.

       Under a memorandum of understanding issued on December 22,  1971, (36 FR
24234), FDA and the Agency defined responsibilities in the regulation of food-contact
sanitizing solutions. FDA approves, under food additive regulations, the use of
sanitizers on food-contact surfaces.  The Agency defers to FDA for dietary risk
assessments.  This approval includes the lexicological and dietary residue
assessments.  The Agency focuses on product chemistry, efficacy and applicator risk
assessments.  Sodium hydroxide containing products registered as sanitizers for food-
contact surfaces fall under this agreement.  Therefore, for this reregistration
assessment of  sodium hydroxide, the Agency has not conducted a risk assessment
associated with the food-contact surface sanitizer uses.  Rather, the Agency defers to
FDA's assessment and clearance.

SCIENCE ASSESSMENT OF SODIUM HYDROXIDE

       The Agency has reviewed the scientific data base for sodium hydroxide.
Information considered is primarily from published literature.  These are cited in
Appendix C.

A.    Chemistry Assessment

       1.     Physical Properties of Sodium Hydroxide

             Sodium Hydroxide is a white, crystalline, brittle solid. For laboratory
       purposes, it is ordinarily sold in the form of sticks, pellets or white flakes.  It
       is often called caustic soda. As this name indicates, it is a corrosive substance
       and has a strong disintegrating action upon both animal and vegetable tissues.
       It is extremely  soluble in water and a great deal of  heat is liberated during
       solution.  When exposed to the air,  it absorbs both  moisture and carbon
       dioxide and is changed into sodium  carbonate.  Its solution has a soapy feel
       and a strong cleansing action.

             Sotubilization results in immediate dissociation into sodium  and
       hydroxide ions to the following equation:  NaOH - Na+ + OH'.  The pH
       values of unbuffered water containing sodium hydroxide from 0.1 to 10,000
       parts per million (ppm) range from  8.4 to  13.4, respectively.

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       2.    Manufacturing Methods and Non-pesticidal Industrial Uses
             The primary source of sodium hydroxide is by the electrolysis of
       sodium chloride solutions, which also yields chlorine as a secondary product
       during manufacturing.  Also sodium hydroxide may  be produced by reacting
       calcium hydroxide with sodium carbonate. 0> *'

             Sodium hydroxide is used in many chemical industries.  Its major
       industrial uses are in the rayon, film and chemical industries.  It is also used
       by soap manufacturers, petroleum refineries, textile  producers and pulp and
       paper manufacturers.(1>

B.    Human Health Assessment
       The toxicological data base on sodium hydroxide is adequate and will support
reregistration.  Sodium hydroxide is a widely-used chemical and the toxicity has been
known generally for some time.

       1.     Acute Toxicity
TABLE OF ACUTE TOXICTTY DATA FOR SODIUM HYDROXIDE:
TEST RESULT
Acute Oral Lethal Dose-Rabbit
Eye Irritation
Skin Irritation
Acute Dermal Toxicity
Acute Inhalation Toxicity
(mg/kg)
500
Corrosive
Corrosive
TOXICITY
CATEGORY
n
I
I
Corrosive
       Sodium hydroxide is corrosive and irritating to skin, eyes and mucous
membranes °- *>.  The oral lethal dose for rabbits is reported to be 500 mg/kg(!> M.
Corrosion of gastric mucosa and perforation of the stomach wall were found in
rabbits given 5 to 12 g/kg of sodium hydroxide  in milk<3).

       A solution of 5 percent sodium hydroxide in water produced severe necrosis
on rabbit skin when applied for 4 hours ®. The application of 50 ug of sodium
hydroxide to rabbit eyes for 24 hours caused severe irritation 0).

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2.     Subchronic Toritity

       When rats were exposed to an aerosol of 40 percent sodium hydroxide
for 30 minutes twice a week, two of 10 rats died after 3 weeks, with bronchial
ulceration and lung effects m.

3.     Metabolism

       Free alkalis,  such as sodium  hydroxide, are convened to neutral salts
by the acids in the stomach 0).

4.     Chronic, Carcinogenichy Studies

       In an experiment in painting  sodium hydroxide on the skin of mice,
carcinogenicity was  not found ®\  Mice given sodium hydroxide by mouth for
10 months, equivalent to 200 mg/kg, did not show carcinogenicity in the
digestive system  (3).  No adverse effects were found in rats receiving 1 mg/kg
by gavage three times a week for 93 days (3).

5.     Mutagenicity

       Tests with £L coli strain Sd-4 did not indicate mutagenic activity with
sodium hydroxide <3).

6.     Other Toricrty Information

       From observations of accidental and intentional human poisoning cases,
it has been estimated that the fatal dose of sodium hydroxide is less than 10 g
(3).  In non-fatal cases of ingestion, sodium hydroxide was found to cause
severe esopnageal stricture m.  Skin from human volunteers, where IN
sodium hydroxide had been applied for 15-180 minutes, showed progressive
changes from cell dissolution in the  homy layer, through edema, to total
destruction of the epidermis (2).

7.     Dietary Exposure

       There are no direct pesticidal food uses for sodium hydroxide.
However, products containing sodium hydroxide are  registered for use on
food contact surfaces and well-head  casings.  These applications have been
assessed by FDA memorandum of understanding discussed above in section
n. C., Regulatory History.

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       8.     Occupational and Residential Exposure

             Sodium hydroxide is formulated in soluble concentrates and dry
       flowables containing 1.05-98.5% sodium hydroxide combined with one or
       more of the following active ingredients: copper sulfate, sodium chloride,
       sodium metasilicate, sodium carbonate, trisodium phosphate, sodium
       dodecylbenzenesulfonate,  sodium dichloro-s-triazinetrione,
       2,6-dichlorobenzonitrile, alkyl (68%C,2, 32%C14) dimethyl ethylbenzyl
       ammonium chloride and alkyl (60%C14, 30%C16, 5%CIS, 5%CJ2) dimethyl
       benzyl ammonium chloride. These mixtures are applied undiluted, or diluted
       with water by pouring into drains or spraying water dilutions on surface sites.
      9.
Risk Assessment
              There is no reason to expect that all current usage of sodium
      hydroxide as a pesticide, with appropriate precautions, will constitute any
      unreasonable hazard from ordinary exposure.

             Sodium hydroxide is corrosive and irritating to skin, eyes, and mucous
      membranes and has a moderate acute oral toxicity.  Based on the application
      methods and formulation types for products containing sodium hydroxide,  the
      potential for significant eye and dermal exposure to mixers, loaders, and
      applicators in commercial and institutional settings exists.  However, providing
      the products are used in accordance with appropriate label precautions for eye
      and dermal protection, the potential worker exposure should be minimal.  For
      the food contact surface uses, the Agency defers to FDA and their acceptance
      of risks associated with these uses.

      10.    Precautionary Labeling

             Based on the application methods and formulation types, the potential
      for significant eye and dermal exposure to mixers, loaders, and applicators in
      commercial and institutional settings exists. Appropriate label precautions for
      eye and skin protection are required since sodium hydroxide is corrosive.
      Refer to Section V. D., Labeling Requirements for End-Use Products below
      for more details.

C.    Environmental Fate and Ecological Effects Assessment

      There are no outstanding environmental fate data requirements for the uses
since there is sufficient information in the public literature on the fate of sodium
hydroxide in the environment. See Section m.A., Chemistry Assessment, above for
more details.

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        The use of sodium hydroxide in sewage systems is also regulated by
state regulatory agencies, through a National Pollutant Discharge Elimination
System (NPDES) permit for environmental discharges,  the Agency did not
conduct a risk assessment for this current use.  Compliance with the National
pollutant Discharge Elimination System (NPDES) permit is required for sewer
treatment.  In  many instances,  the ultimate destination of the effluent from the
sewer drain is the local sewage treatment plant.  In the unlikely event that the
waste in the sewer line would have a higher pH due to the addition of sodium
hydroxide, the sewage treatment plant would be required to adjust the pH of
the total effluent to be in compliance with a NPDES permit. The Agency has
determined that bioassays on fish and aquatic invertebrates conducted under
standardized test conditions, including buffered water, would yield LCjo/ECj0
values greater than 1 ppm.  Therefore, no environmental precautions
pertaining to aquatic toxicity statement would be required.  No further data are
needed for product labeling for these uses.

      The risk for using products containing sodium hydroxide on well-head
casings to control slime would occur at the time that the treated water is
discharged.  In addition to the  varied buffering capacity of different waters,
the initial pH in the well water is unpredictable. However, use instructions
require a minimum holding time period of 24 hours, during which the pH may
decrease.  In addition, exposure to terrestrial organisms such as birds and
mammals to the discharged water would be expected to be small and of short
duration.

2.    Precautionary Labeling

      a.      For manufacturing-use products and end use products for
      controlling roots in sanitary sewer lines, the Agency requires  a label
      statement about these products' toxicity to wildlife and the requirement
      for a NPDES permit prior to discharge. [Residential use is exempt
      from this requirement.] Refer to Section V. D., Labeling Requirements
      for End-Use Products, below for specific labeling.

      b.      For end-use products for use on well-head casings the Agency
      requires label statements concerning wildlife toxicity and a prohibition
      against contamination of water by disposal of equipment, wash-water,
      or rinsate.  Refer to Section V. D., Labelng Requirements for End-Use
      Products, below for specific labeling.
                             8

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IV.   RISK MANAGEMENT AND REREGISTRATION DECISION FOR
SODIUM HYDROXIDE

      A.   Determination of Eligibility

            Section 4(g)(2)(A) of FIFRA calls for the Agency to determine, after
      submission of relevant data concerning an active ingredient, whether products
      containing sodium hydroxide are eligible for rercgistration. The Agency has waived
      submission of all generic data requirements except basic product identity and
      chemistry. The Agency has completed its review of all available information, and has
      determined that the data are sufficient to support reregistration of products containing
      sodium hydroxide.  Appendix B identifies the generic data requirements that the
      Agency reviewed as part of its determination of reregistration eligibility of sodium
      hydroxide and lists the submitted studies that the Agency found acceptable.

            The data identified in Appendix B were sufficient to allow the Agency to
      assess registered uses of sodium hydroxide and to determine that these uses can be
      used without resulting hi unreasonable adverse effects to humans and the environment.
      While the Agency lacks certain chemistry data to support the purity of each technical
      source of sodium hydroxide, it has no reason to suspect any source contains impurity
      of concern. Nevertheless, the Agency is requiring such data to confirm this.  Refer
      to Section VI., B., below for these data requirements.  The Agency therefore finds
      that products containing sodium hydroxide as an active ingredient are eligible for
      reregistration.  The reregistration of particular products is addressed in Section V of
      this document

             Although the  Agency has found that certain products containing sodium
      hydroxide are eligible for reregistration, it should be understood that the Agency may
      take appropriate regulatory  action, and/or require the submission of additional data to
      support the registration of products containing sodium hydroxide, if new information
      comes to the Agency's attention or if the data requirements for reregistration (or the
      guidelines for generating such data) change.

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V.    ACTIONS REQUIRED BY REGISTRANTS OF MANUFACTURING-USE USE
      PRODUCTS
      A.    Determination of Eligibility

             1.     Based on the Agency's reviews of the generic data base for the active
      ingredient sodium hydroxide, the products containing this active ingredient are eligible
      for reregistration. Section 4(g)(2)(B) of FDFRA calls for the Agency to obtain any
      needed product-specific data and revised product labels, after a determination of
      eligibility has been made. The Agency will review these  data when they have been
      submitted and/or cited and determine whether to reregister individual products.

      B.    Additional Generic Data Requirements

             The generic data base supporting the reregistration of products containing
      sodium hydroxide has been reviewed and determined to be sufficiently complete to
      allow the Agency to reach its decision of reregistration eligibility.  The following
      generic data for sodium hydroxide have not been submitted and are required to
      confirm the manufacturing process(es) and impurities of each technical grade source
      used in registered products.  These data are due to the Agency within eight months of
      [start clock same as product specific data requirements].  The Agency will include its
      review of these data in its decision whether to reregister individual products.

             ° All available technical specifications, data sheets and other documents by
             which the manufacturer, producer or supplier describes the composition
             information.

             o A description of the manufacturing process(es)  for all sources of sodium
             hydroxide used in all registered products.

             o A discussion of any impurities present for all technical sources of sodium
             hydroxide.
                                          ^

      C.    Product Specific Data Requirements

             The Agency is waiving all the acute toxicity data requirements for the end-use
      products, because of the corrosive characteristics of the chemical,  and shall rely on
      the toxicity categories established for the active ingredient.  To characterize the
      product chemistry and efficacy of individual products, the Agency is requiring the
      product-specific data requirements stated in Attachment F.
                                         10

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D.     Labeling Requirements for End-Use Products

       The labeling of all products must comply with the Agency's current
regulations and requirements as specified in 40 CFR 156.10. Follow the instructions
in the Product Reregistration Handbook with respect to labels and labeling.
Additionally the following precautionary statements are required.

       1.     Precautionary Labeling

             For manufacturing-use and end-use products for controlling roots in
       sanitary sewer lines:

             a.     This pesticide is toxic to wildlife.  Do not discharge effluent
             containing this product into lakes, streams, ponds, estuaries, oceans, or
             public waters unless this product  is specifically identified and addressed
             in a NPDES permit. Do not discharge effluent containing this product
             to sewer systems without previously notifying the sewage plant
             authority.  For guidance contact your State Water Board or Regional
             office of the U. S. Environmental Protection Agency. [Residential use
             is exempt from this requirement.]

             b.     For end-use products for use on well-head casings the Agency
             requires label statements concerning wildlife toxicity and prohibition
             against contamination of water by disposal of equipment, wash water,
             or rinsate.

             c.     Additionally for all end-use products:
             The Agency is requiring the following label statement on end-use
             products to mitigate the potential for irreversible eye tissue damage:
             "When using this product, wear eye goggles or safety glasses". The
             Agency may impose additional product specific pre-cautions and
             requirements for eye and dermal protection when product-specific data
             has been submitted and reviewed and determined to be acceptable.
                                   11

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VI.   APPENDICES

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APPENDIX A - Use Patterns Subject to Reregistration

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                APPENDIX B

 Table  of the Generic Data Requirements and
Studies Used to Make the Reregistration Decision

-------
                                   GUIDE TO APPENDIX B
       Appendix B contains listings of data requirements which support the reregistration for  sodium
hydroxide covered by this Reregistration Eligibility document.  It contains generic data requirements that
apply to sodium hydroxide in all products, including data requirements for which a "typical formulation" i
the test substance.

       The data table is organized in the following format:

       1.     Data Requirement (Column 1). The data requirements are listed in the order in which they
appear in 40 CFR Part 158. The reference numbers accompanying each test refer to the test protocols se
in the Pesticide assessment Guidelines, which are available from the National Technical Information
Service, 5285 Port Royal Road, Springfield, VA 22161 (703) 487-4650.

       2:     Use Pattern (Column 2).  This column indicates the use patterns for which the data
requirements apply.  The following letter designations are used for the given use patterns:

                         A     Terrestrial food
                         B     Terrestrial feed
                         C     Terrestrial non-food
                         D     Aquatic food
                         E     Aquatic non-food outdoor
                         F     Aquatic non-food industrial
                         G     Aquatic non-food residential
                         H     Greenhouse food
                         I     Greenhouse non-food
                         J     Forestry
                         K     Residential
                         L     Indoor food
                         M    Indoor non-food
                         N     Indoor medical.
                         O     Indoor residential

       3,     Bibliographic frfot""1 (Column 3).  If the Agency has acceptable data in its files, this colum
lists the identifying number of each study.  This normally is the Master Record Identification (MRID)
number, but may be a "GS" number if no MRID number has been assigned.  Refer to the Bibliography
appendix for a complete citation of the study.

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                      APPENDIX C

Citations Considered to be Part of the Data Base Supporting the
            Reregistration of Sodium Hydroxide

-------
 1. CONTENTS OF BIBLIOGRAPHY. This bibliography contains citations of all studies
 considered relevant by EPA in arriving at the positions and conclusions stated elsewhere in
 the Reregistration Eligibility Document.  Primary sources for studies in this bibliography
 have been the body of data submitted to EPA and its predecessor agencies in support of past
 regulatory decisions.  Selections from other sources including the published literature, in
 those instances where  they have been considered, are included.

 2.UNTTS OF ENTRY.  The unit of entry in this bibliography is called a "study."  In the
 case of published materials, this corresponds closely to an article. In the case of unpublished
 materials submitted to the Agency, the Agency has sought to identify documents at a level
 parallel to the published article from within the typically larger volumes in which they were
 submitted.  The resulting "studies" generally have a distinct title (or at least a single subject),
 can stand alone for purposes of review and can be described with a conventional
 bibliographic citation.  The Agency has also attempted to unite basic documents and
 commentaries upon them, treating them as a single study.

 3.     IDENTIFICATION OF ENTRIES. The entries in this bibliography are sorted
       numerically by Master Record Identifier,  or "MRID number." This number is unique
       to the citation,  and should be used whenever a specific reference is required. It is not
       related to the six-digit  "Accession Number" that has been used to identify volumes of
       submitted studies (see paragraph 4(d)(4) below for further explanation).  In a few
       cases, entries added to the bibliography late in the review may be preceded by a nine
       character temporary identifier.  These entries are listed after all MRID entries.  This
       temporary identifying number is also to be used whenever specific reference is
       needed.

4.     FORM OF ENTRY.  Besides the Master Record Identifier (MRID), each entry has a
       citation containing standard elements followed, by material submitted to EPA, by a
       description of the earliest known submission.  Bibliographic conventions used reflect
       the standard of the American National Standards Institute (ANSI), expanded to
       provide special needs.

       a.     Author.  Whenever the author could confidently be identified, the Agency has
       chosen to show a personal author.  When no individual was identified, the Agency
       has shown an identifiable laboratory or testing facility as the author.  When no author
       or laboratory could be identified, the Agency has shown the first submitter as the
       author.

       b.     Document date. The date of the study is taken directly from the document.
       When the date  is followed by a question mark, the bibliographer has deduced the date
       from the evidence contained in the document.  When the date appears as (19??), the
       Agency was unable to  determine or estimate the date of the document.

       c.     Title. In some cases, it has  been  necessary for the Agency bibliographers  to
       create or tnhancf a document title.  Any  such editorial insertions are. contained
       between square brackets.

       d.     Trailing parentheses.  For studies  submitted to the Agency in the past, the
       trailing parentheses include (in addition to any self-explanatory text) the following

-------
elements describing the earliest known submission:

Submission date. The date of the earliest known submission appears immediately
following the word "received."

       (2)    Administrative number.  The next element immediately following the
       word "under" is the registration number, experimental use permit number,
       petition number, or other administrative number associated with the earliest
       known submission.

       (3)    Submitter.  The third element is the submitter.  When authorship is
       defaulted to the submitter,  this element is omitted.

       (4)    Volume Identification (Accession Numbers). The final element in the
       trailing parentheses identifies the EPA accession number of the volume in
       which the original submission of the study  appears. The  six-digit accession
       number follows the symbol "CDL", which stands for "Company Data
       Library." This accession number is in turn followed by an alphabetic suffix,
       which shows the relative position of the study within the volume.

                          BIBLIOGRAPHY

(1) Sax, N. I., and Lewis, R. J. SR, 1989. Dangerous Properties of Industrial
Materials, 7th Edition. Van Nostrand Reinhold, New York.

(2) Clayton, G. D., and Clayton,  F. E., eds.,  1982. Patty's Industrial Hygiene and
Toxicology, 3rd. Revised  Edition. Wiley Interscience, NY.

(3) FASEB, 1976. "Evaluation of the Health Aspects of Sodium Hydroxide and
Potassium Hydroxide as Food Ingredients."  SCOGS-85.

(4) Windholz, M., Budavari, S., Blumetti, R., and Otterbein, E., Eds., 1983. "The
Merck Index."  Merck &  Co., Inc.

-------
                  APPENDIX D
List of Available Related Documents and PR Notice 91-2

-------
                 UNTTID STATIS ENVIRONMINTAL PROTECTION AOJNCY
                            WASMNOTON, D.C.
                           Ml mOTTCB SI* 9                 OffClOP
                              ********* »* •               MCTCBCiAIBTI
                              	                        WMTANCtS
              NOTICE TO MANUFACTURERS, PRODUCERS, FORMBLATORS,
                       AND REGISTRANTS OF PESTICIDES
 ATTENTION:  Persons Responsible for Federal Registration of
             Pesticide Products.

 SUBJECT:    Accuracy of Stated Percentages for Ingredients
             Statement
 Z.   PURPOSE:
      Tha  purpose of  this notica  la  to clarify  tha Of flea • of
 Pesticide  Program'*  policy  with  respsct  to the stateaent  of
 percentages  in  a  pesticide's  label's  ingradiant  statement.
 Specifically,  the  anount  (parcant by vaigbt)  of ingradiant(a)
 apacifiad in tha ingradiant atataaant en tha labal Bust ba atatad
 a» tha noainal  concantration of such ingradiant (a),  aa that tarm is
 dafinad  la  40  cm  151.153 (i).  Accordingly,   tha  Agancy  has
 aatAbliahad tha noainal concantration as tha only accaptabla labal
 claia for tha aaeunt of activa ingradiant in tha product.

.XX.  BACKGROUND

      For seas tiaa tha Agancy has accaptad two dif f arant aathods of
 identifying  on tha  latoal what parcantaga is claiaad for  tha
 ingredient (s) contained in a  peaticida.  SOBS applicants claiaed a
 parcantags which raprasantad *  level between tha uppsr snd tha
 lowar  certified liaita.  . This  was referred to  aa  tha noainal
 concentration.  Other applicants, claiaed tha lowar  liait as tha
 percentage of  tha  ingredient (a) that would be  expected  to be
 present la their product  at  the end of the product *s shelf-life.
 Unfortunately, this Isd to a groat deal of confusion aaong  the
 regulated industry, the regulators, and the conauaers as to exactly
 how auca of a given ingredient was in a given product.  The Agency
 has established tha noainal  eoncantrstion as tha only acceptable
 labal clai» for tha aaount of activa Ingredient in tha product.

      Current regulations require that tha percentage listed in tha
 activa ingredient stateaent  be as precise as possible reflecting
 good manufacturing practices 40 CFR 156.10(g) (9). Tha  certified
 linits  required  for  aach  activa  ingredient ara  intended to
 sneoapass any such "good manufacturing practice" variations 40 CFR
 15«.175(c)(3).

-------
                                2.
 The upper and  lover certified  liaita, which  muat be proposed in
 connection with a product'* regiatration, repreaent the amounta of
 an ingredient that may legally ba praaant 40 CFR 158.175. The lever
 certified limit  ia  uaed aa the enforceable  lover limit  for the
 product coapoaition according to FZFRA aection 12(a)(l)(C), while
 the nominal  concentration appearing on  the  label vould  be the
 routinely achieved concentration uaed for calculation of deaagea
 and dilution*.

      The noainal concentration vould in  fact atate  the greateat
 degree of accuracy that ia warranted with reapect to actual product
 coapoaition beeauae the noainal concentration veuld be the amount
 of active ingredient typically  found in the product.

      It ia  important for regiatranta to note that certified limite
 for active  ingredienta are  not conaidered  to be  trade aecret,
 information  under   FZFRA  aection  10(b).  Zn  thia   reapect the
 certified limita will be routinely provided by IPX to Statea -for
 enforceaent purpoaea, aince the noainal concentration appearing on
 the label  aay  not  repreaent  the enforceable  coapeaition  for
 purpoaea of aection l2(a)(l)(C).

 ZZZ. REQUIREMENTS

     Aa deacribed below under Unit  V. • CQMPLXAHCB SCKttOtt,*  all*
 currently regiatared produeta aa vail aa all  application*  for new
 regiatration auat comply with thia Hotica by apecifying the noainal
 concentration expreaaed aa  a percentage by  weight  aa the  label
 claim  in the  ingredient (a) atataaent and equivalence  atatamenta if
 applicable  (e.g., eleaental  areanie,  aetallie  ainc,  aalt of an*
 acid). Zn addition* the requirement for performing aample analyaea
 of five or aore rapreaentative aaaplea auat be fulfilled. Cepiea of
 the  raw analytical  data  auat be aubaitted  with  the  noainal
 ingredient  label elaia. Further information about  the  analyaia
 requirement may be  found in the 40 CFR 13*. 170. All  product* are
 required to  provide  certified limit*   for  each active,  inert
 Ingredient,  iapurltiea of toxicologieal  *ignificanca(i.«.f  upper
 liait (a)  only)  and en a caae by caaa baaia a*  apecified  by IPA.
 Thea*  limit* are to  be *et baaed on repreaentative  aampling and
 chemical analyaia(i.e., quality control)  of the product.
           ••
     The format of the ingredient *tatement muat conform] to 40 CFR
 156-Labeling  Xaquiraaant*  For Peaticide* and  Devicea.

     After July 1, 1997, all peaticide ingr%di*nt atatemanta muat
be changed to nominal concentration*

-------
                           .3

 IV.  PRODUCTS THAT REQUIRE EFFICACY DATA

      All pesticides are reguired to be efficacious.  Therefore,
 the certified lover limits may not be lover then the minimum
 level to achieve efficacy.  This is extremely  important for
 products vhich are intended to control peats vhich thraeten the
 public health, e.g., certain antimicrobial  and rodenticide
 products.  Refer to 40 CFR 151.640.

      In those cases vhere efficacy limits have been established,
 the Agency vill not accept certified lover  limits vhich ara belov
 that level for the shelf life of'the product.

 V.  COMPLIANCE SCHEDULE

      As described earlier, the purpose of this Notice is to make
 the registration process more uniform and more manageable for
 both the agency and the regulated community.   It is the Agency's
 intention to implement the reguirements of  this notice as
 smoothly as possible so es not to disrupt or delay the Agency's
 high priority programs, i.e.,  roregistration,  nev chemical, or
 fast track (FIFRA section 9(c)(3)(B).  Therefore,
 applicants/registrants ara expected to coaply  vith tha
 requirements of this Notice as follovat

           (1)   Beginning July 1, 1991, all  nav product
                registrations submitted to tha  Agency
                ara to coaply vith the reguirements of this
                Notica.

           (2)   Registrants having products  subject to
                reregistration under FIFRA section 4 (a) ara to
                coaply vith the reguirements of this  Notiea vhen
                specific products ara called in by tha Agency
                under Phase V of tha Reregistration Program.

           (3)   All other products/applications that  ara
                not subject to (1)  and (2) above vill hava until
                July 1, 1997, to comply vita this Notiea.
                Such applieationa should note  ^Conversion
                to Nominal Concentration" on tha application
                fox*. These types of amendments vill not be
                handled as 'Fast Track* applieationa but
                vill be handled as routine regueats.

VI.  FOX FUKKEX DfFORKATION

     Contact Tyrone Aikan for information or questions concerning
this notice  on (703)  337-3024.
                                 Anna I. Lindsay, Director
                                 Registration Division (H-7303

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                     List of Available Related Documents

      The following is a list of available documents related to sodium hydroxide.  Its
purpose is to provide a path to more detailed information if it is needed.  These
accompanying documents are part of the Administrative Record for sodium hydroxide and
are included in the EPA's Office of Pesticide Programs Public Docket.

      1.    Health and Environmental Effects Science Chapters

      2.    Detailed Label Usage Information System (LUIS) Report

      3.    Sodium hydroxide RED Fact Sheet

      4.    PR Notice 91-2 (included in this appendix) pertains to the Label Ingredient
            Statement

-------
         APPENDIX E



Pesticide Reregistration Handbook

-------
   APPENDIX F



Generic Data Call-In

-------
    Attachment A



Chemical Status Sheet

-------
       SODIUM HYDROXIDE: DATA CALL-IN CHEMICAL STATUS SHEET

INTRODUCTION

You have been sent this Generic Data Call-In Notice because you have product(s) containing
sodium hydroxide.
This Generic Pflfa fall-In Chemical States Sheet, contains an overview of data required by
this notice, and point of contact for inquiries pertaining to the reregistration of sodium
hydroxide. This attachment is to be used in conjunction with (1) the Generic Data Call-In
Notice, (2) the Generic Data Call-In Response Form (Attachment B), (3) the Requirements
Status and Registrant's Form (Attachment C), (4) a list of registrants receiving this DO
(Attachment D), (5) the  EPA Acceptance Criteria (Attachment E), and (6) the Cost Share and
Data Compensation Forms in replying to this Sodium Hydroxide Generic Data Call-In
(Attachment F). Instructions and guidance accompany each form.
DATA
                  By THIS NOTICE
The additional data requirements needed to complete the generic database for sodium
hydroxide are contained in the Requirements Status and Registrant's. 'Response. Attachment
C. The Agency has concluded that additional product chemistry data on sodium hydroxide
are needed. These data are needed to fully complete the reregistration of all products
containing sodium hydroxide.

INQUIRIES ANP RESPONSES TO THIS NOTICE

If you have any questions regarding the generic data requirements and procedures established
by this Notice, please contact Richard Gebken at (703) 308-8591.  .

All responses  to this  Notice for the generic data requirements should be submitted to:

Richard J. Gebken, Chemical Review Manager
Accelerated Reregistration Branch
Special Review and Registration Division (H7508W)
Office of Pesticide Programs
U.S. Environmental Protection Agency
Washington, D.C. 20460

RE: SODIUM HYDROXIDE

-------
                  Attachment B



Generic DCI Response Forms (Form A) plus Instructions

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-------
 (who, with respect to the incorporated product, are in compliance with this and any other
 outstanding Data Call-In Notice), and incorporate that product into all your products, you
 may complete this item for all products listed on this form. If, however, you produce the
 active ingredient yourself, or use any unregistered product (regardless of the fact that some
 of your sources are registered), you may not claim a Generic Data Exemption and you may
 not select this item.

 Item 6b. Check this Item if the data call-in is a generic data call-in as indicated in Item 3 and
 if you are agreeing to satisfy the generic  data requirements of this data call-in. Attach the
 Requirements States and Registrant's Response Form, that indicates how you will satisfy
 those requirements.

 Item 7a. Check this item if this call-in is a data call-in as indicated in Item 3 for a
 manufacturing use product (MUP), and if your product is a manufacturing use product for
 which you agree to supply product-specific data. Attach the Requirements Status and
 Registrants' Response Form that indicates how you will satisfy those requirements.

Item 7b. Check this item if this call-in is a data call-in for an end use product (EUP) as
 indicated in Item 3 and if your product is a end use product for which you agree to supply
product-specific  data.  Attach the Requirements Status and Reqistrant's Response Form that
indicates how you will satisfy those requirements.

Item 8. This  certification statement must  be signed by an authorized representative of your
company and the person signing must include his/her title. Additional pages used in your
response must be initialled and dated in the space provided for the certification.

Item 9. Enter the date of signature.

Item 10. Enter die name of the person EPA should contact with questions regarding your
response.

Item 11. Enter the phone number of your company contact.

-------
                          Attachment C

Product Specific Requirement Status and Registrants' Response Forms
           (Form B) plus Instructions and PR Notice 86-5

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     UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
                 WAJHIN6TON. O-C. 204*0

                                              JUL29
                   PR
                             •*-«
                                                   •rrtcf
                        - INDEX -
A. Organisation of the Submittal Package  ........     3

B. Transmittal Document   ................     4

C. individual Studies  	     4

   C.I Special Considerations for Identifying Studies.  .     5

D. Organisation of each Study Volume	 . .  .     6

   D.I studv Tin- »•—
                                                                1?

                                                                11
                                                                17
     Whan a single study  is extremely long, binding  it in multiple
volumes is permissible so long as  th* entire  4tu4y in  pa^inaf}^
..-; * £ir.vi« misi.'i**t ana «awn volume  is plainly  identified by the
study title and its position in the nulti*volune sequence.


C.I  Special Considerations for Identifying studies

     Some studies raise special problems  in study  identification,
because they address Guidelines of broader than normal scope or
for other reasons.

     a. Safety studies.   Several Guidelines require  testing  for
safety in more than one species.   In th«**. ««•* ••«•*«  *•»•«•«-•

-------
 D.2.  Statement* of Data Confidentiality Claims Under FIFRA SlO(d)U).

      Each  submitted study must be accompanied by one of the two
 alternative  forms of  the Statement of Data Confidentiality Claims
 specified  in the proposed regulation in $158.33 (b) and (e).
 (See  Attachment 3) These statements apply only to claims of data
 confidentiality based on FIFRA SlCMdMl) (ATTTB), or (C).  Use
 the appropriate alternative  fora of the statement either to
 assert  a claim of $10(d)(l)  data confidentiality <«158.33(b))
 or to waive  such a claim ($158.33(c)).  In either case, the
 statement  must be signed and dated, and must include the typed
 name  and title of the official who signs it.  Do not make CBI
 claims  with  respect to analytical methods associated with petitions
 for tolerances or emergency  exemptions (see NOTE Pg 13).

 D.3.  Confidential Attachment

      If the  claift is made that a study includes confidential busi-
 ness  information as defined  by the criteria of FIFRA $10(d)(lUA),
 (B),  or (C)  (as described in D.2. above) all such information must
 be  excised from the body of  the study and confined to a separate
 study-specific Confidential  Attachment.  Each passage of CBI so
 isolated must be identified  by a reference number cited within the •
•body  of the  study at the point from which the passage was excised
 (See  Attachment 5).

      The Confidential Attachment to a study must be identified by a
 coyer sheet  fully identifying the parent study, and must be clearly
 marked  'Confidential Attachment.*  An appropriately annotated
 photocopy  of the parent study title page may be used as this cover
 sheet.  Paginate the Confidential Attachment separately from the
 body  of the  study, beginning with page 1 of X on the title page.
 Each  passage confined to the Confidential Attachment must be assoc-
 iated with a specific cross  reference to the page(s) in the main
 body  of the  study on which it is cited, and with a reference to the
 applicable passage(s) of FIFRA $10(d)(l) on which the confidentiality
 claim is based.

 D.4.  Supplemental Statement  of Data Confidentiality Claims  (See
     Attachment 4}

      If you  wish to make a claim of confidentiality for any
 portion of a submitted study other than described by FIFRA S10(d)
 (1HA), (B), or (C), the following provisions applyi

  *  The specific information to which the claim applies must be
      clearly marked in the body of the study as'subject to a
     claim of confidentiality.

  -  A Supplemental statement of Data Confidentiality Claims
     must be submitted, identifying each passage claimed confi-
     dential and describing  in detail the basis for the claim.
     A list of the points to address in such a statement is
      included in Attachment  4 on Pg 14.

  *  The Supplemental Statement of Data Confidentiality Claims
     must be signed and dated and must include tne typed name
     and title of the official who signed it.

                                8

-------
 t'.S   Crrd  Laf--.ratr>ry Practice Compliance Statement

      This  statement it required if the study contains laboratory
 work  subject  to CLP requirements specified in 40 CPR 160.  Sam-
 ples  of  these statements are shown in Attachment 6*

 E.    Reference to Previously Submitted Data

      00  NOT RESUBXIT A STUDY THAT HAS PREVIOUSLY BEEN SUBMITTED
 FOR ANOTHER PURPOSE unless EPA specifically requests it.  A copy
 of the title  page plus the NRID number (if known) is sufficient
 to allow us to retrieve the study immediately for review.  This
 prevents duplicate entries in the Agency files, and saves you
 the cost of sending more copies of the study.  References to pre-
 viously  submitted studies should not be included in the transmit-
 tal document* but should be incorporated into the statement of
 the method of support for the application.

 F.    Physical Format Requirements

      All elements in the data submittal package must-be on uniform
 8 1/2 by 11 inch white paper, printed on one side only in black
 ink,  with high contrast and good resolution.  Bindings for indi-
 vidual studies must be secure, but easily removable to permit
 disassembly for microfilming.  Check with EPA for special
 instructions before submitting data in any medium other than
 paper, such as film or magnetic media.

 Please be particularly attentive to the. following pointst

  o   Do  not include frayed or torn pages.

  o   Do  not include carbon copies, or copies in other than
      black ink.

  o   Make sure that photocopies are clear, complete, and fully
      readable.

  o   Do  not include oversize computer printouts or fold-out pages.

  e   Do not bind any documents with glue or binding tapes.

  o   Make cure that all pages of each study, including any attach-
     ments or appendices, are present and in correct sequence.

      Number of Copies Required - All submittal*packages except
£
those associated with a Registration Standard or Special Review
(see Part C below) must be provided in three complete,  identical
copies.  (The proposed regulations specified two copies; three
are now being required .'to expedite and reduce the cost  of proces-
sing data into the OPP Pesticide Document Management System and
getting it into review.)

-------
 C*    Special  Requirements  for Submitting Datato the Docket

      Data  submittal  packages associated witn a fc*gi»tration Scan-
 dard or Special  Review must be provided in four copies, from one
 of  which all  material claimed as CBI has been""exeised.  This
 fourth  copy will become part of the public docket for the RS or
 SR  case.   If  no  claims of  confidentiality are made for the study,
 the fourth copy  should be  identical to the other three.  When
 portions of a study  submitted in support of an RS or SR are
 claimed as CBI,  the  first  three copies will include the CBI
 material as provided in section D of this notice.  The following
 special preparation  is required for the fourth copy.

  o  Remove the  'Supplemental Statement of Data Confidentiality
      Claims'.

  o  Remove the  'Confidential Attachment*.

  o  Excise from the body  of the study any information you claim
      as confidential, even if it does not fall within the scope
      of FIFRA $10(d)(l)(A), (B), or (C).  Do not close up or
      paraphrase  text remaining after this excision.

 .o  Mark  the fourth copy  plainly on both its cover and its title
      page with the phrase  "Public Docket Material - contains no
      information claimed as confidential".

V.    For Further t •> format ion

     For further information contact William C. Grosse, Chief,
Information Services Branch, Program Management and Support
Division,  (703-557-2613).
                            ames W, Akerman
                            cting Director,
                           Registration Division
Attachment 1.
Attachment 2.
Attachment 3,
Attachment 4.
Attachment 5.
Attachment 6.
Attachment 7.
Sample Transmittal Document
Sample Title Page for a Newly Submitted Study
Statements of Data Confidentiality Claims
Supplemental Statement of Data Confidentiality Claims
Samples of Confidential Attachments
Sample Good Laboratory Practice Statements
Format Diagrams for Subaittal Packages and studies
                               10

-------
                          ATTACHMENT 1.

       CLEMENTS TO BE INCLUDED IN THE TRANSMITTAL DOCUMENT*



 !• Name and address of submitter (or all joint submitters**)

     fSmith Chemical Corporation         Jones Chemical Company
      1234 west Smith Street      -and-  5678 Wilson Blvd
      Cincinnati, OH 98765               Covington, KY 56789

     *Smith Chemical Corp. will act as sole agent for all submitters.

 2. Regulatory action in support ct which this package is submitted

   Use the EPA identification number (e.g. 359-EUP-67) if you
   know it Otherwise describe the type of request (e.g. experi-
   mental use permit, data call-in - of xx-xx-xx date).
                                                                • »
 3. Transmittal date

 4. List of submitted studies

   vol 1.  Administrative materials - forms, previous corres-
           pondence with Project Managers,, and so forth.

   vol 2.  Title of first study in the submittal (Guideline No.)
      •
      •                                    «
 ^ •

   Vol n.  Title of nth study in the submittal (Guideline No.)

   *   Applicants commonly provide this information in a trans-
       mittal letter.  This remains an acceptable practice so
       long as all four elements are included.

   •*  Indicate which of the joint submitters is empowered to
       act on behalf of all joint submitters in any matter con-
       cerning data compensation or subsequent use or release
       of tKe data.
Company Officials
Company Names
Company Contacts
                  Name
Signature
                  Name
        Phone
                               11

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                   ATTACHMENT 2.
SAMPLE STUDY TITLE PACE FOR A NEWLY SUBMITTED STUDY

                    Study Title
  (Chemical name) -  Magnitude of Residue on Corn

                  Data Requirement
                  Guideline 171-4
                       Author
                   John c.  Devis

                 Study Completed On
                  January 5* 1979

               Performing Laboratory
           ABC Agricultural Laboratories
                 940 West Bay Drive
                Wilmington, CA 39897
                                    •          ,
               Laboratory Project ID
                     ABC 47-79
                    Page  1  of X
   (X  is  the  total  number of pages  fn the  study)

-------
                                   JCTWMBCr 3.

                      STATWDJTS Of MIA CONFIDENTIALm CLAMS
 - 1.  No claim of confidentiality under riFFA SlD(d)(l)(A),(B), or (C)
                       SIM-WENT OF NO DATA COKFIIfNTIALm CLAIMS
      No claire of confidentiality ia made for any information contained in this st-jrty
      on the basis of its filling within the scope of FIFRA flO(d)(l)(A), (B),  or (C).
      Oanpany
      Company Agents
Typed N»ne
                      Titla
   Gates

Signature
   2.  Claim of confidentiality undar FIFPA $10(d)(l)(A>, (B), or (C).
                                OP QKEA OOMriDD«riALm CLAIMS
*•*••
      Information clainad confidential on tha basis of its falling within tha scope
      of FIFRA $10(d)(l)(A),  (B), or (C) has baan ranovwd to « confidential appendix,
      and is cited by cross-reference ruifcer in tha body of the study.
      Conpanyt
     Ccnpany Agent*
Typed
                      Title
   Date:

Signature
    NOIEi  Applicants for permanent or temporary tolerances should note that it
    is on policy that no permanent tolerance, temporary tolerance, or request for
    an emergency exanption incorporatir^ an analytical method, can be approved
    unless the applicant waives all claims of confidentiality for the analytical
    method.  These analytical nethods are published in the FDA Festicide Analyt-
    ical Methods Manual* and therefore cannot be claimed as confidential.  OPP
    implements this policy by returning submitted analytical mthods, for tfcich
    which confidentiality elatas have been naua, to the submitter* to obtain
    the confidentiality waiver before they can be processed.

-------
                        ATTACHMENT 4.

    SUPPLEMENTAL STATEMENT OF DATA CONFIDENTIALITY CLAIMS
     for any portion of a submitted study that it not described
by FIFRA SlO(dHlHA), (B), or (C), but for which you claim
confidential treatment on another basis,  the following informa-
tion must be included within a Supplemental Statement of  Data
Confidentiality Claiast

  o  Identify specifically by page and line number(si  each
     portion of the study for which you claim confidentiality.

 *o  Cite the reasons why the cited passage qualifies for
     confidential treatment.

  o  indicate the length of tine--until a specific date or
     event*  or permanently--for which the information should
     be treated as confidential.

  o  Identify the measures taken to guard against undesired
     disclosure of this information.

  o  Describe the extent to which the information has been
     disclosed, and what precautions have been taken in con-
     nection with those disclosures.

  o  Enclose copies of any pertinent determinations of confi-
     dentiality made by EPA, other Federal agencies, or courts
     concerning this information.
                                             •
  p  If you  assert that disclosure of this information would
     be likely to result in substantial harmful effects to
     you, describe those harmful effects and explain why  they
     should  be viewed as substantial.

  o  If you  assert that the information is voluntarily sub-
     mitted, indicate whether you believe disclosure of this
     information might tend to lessen the availability to
     EPA of  similar information in the future, and if so, how.
                              14

-------
                                              5.
                    EXAMPLES OP SEVERAL CONFIDENTIAL ATTACHMENTS

 Example 1  (Confidential word or phrase that has bMn deleted froti the study)
CROSS REFERENCE NUMBER	1
    TED IGRDS OR PHRASE i
                               this erots reference number it used in the study
                               in place of the following words or phrase at the
                               indicated volume and page references.

                                Ethvlene Glvcol	
               REASON
    6    14
   26    25
  100    19
               Identity of Inert Ingredient
Example 2  (Confidential paraoraph(s) that have been deleted from the study)
OOSS.ICFERDCE NUMBER
DELEBD'»EAGRAPH(S) t
                              This cross reference runber is used  in the study
                              in place of the following paragraph(s) at the
                              indicated volune and page references.
                 Reproduce the deleted paragraph(s) here
  PAflE-JIMES REASON FOR TOE DELETION                          FIFRA REFERENCE

   20  4-T7   Description of the quality control process        SlO(d)UHC)
       3  {Confidential paces that have been deleted from the study)
               NUMBER   7    Ihis cross reference nunber noted on a place-holder
                             page is used in place of the following whole pages
                             at the indicated volume and page references.
DELggDHCE(8y»  are attached innediately behind this page.

               REASON FOR THE DELCTICM

               Description of product manufacturing process
                                                               HFRA REFERENCE

                                                                flO(d)UMA)
                                       IS

-------
                          ATTACH"r>T 6.
            SAMPLE GOOD LABORATORY PRACTICE STATEMENTS
Example 1,
   This study meets the requirements for 40 CFR Part  160
      Submitter  •
    ..  Sponsor .                      	•
      Study Director
Example 2.
  This study does not meet the requirements of  4C CPR
  Part 160* and differs in the following wayss
  1.
  2.
  3.
     Submitter
     Sponsor
     Study Director
Example 3*
   The submitter of this study was neither the sponsor of this
   study nor conducted it* and does not know whether it has
   been conducted in accordance with 40 CFR Part 160.
     Submitter	'     	
                               16

-------
                        ATTACHMENT 7.
                FORMAT OP THE SUBMITTAL PACKAGE
                  Trsnamittal Document.
LEGEND
              -*^
                              Administrative Materials
                      (e.g., Method of Support Statement,  etc.)
                            Other Materials about the submittal
                            
-------
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-------
     INSTRUCTIONS FOR COMPLETING THE "REQUIREMENTS STATUS AND
REGISTRANT'S RESPONSE" FORM FOR PRODUCT SPECIFIC DATA

Item 1-3     Completed by EPA. Note the unique identifier number assigned by EPA in
             Item 3.  This number must be used in the transmittal document for any
             data submissions in response to this Data Call-In Notice.

Item 4.       The guideline reference numbers of studies required to support the product's
             continued registration are identified.  These guidelines, in addition to the
             requirements specified in the Notice, govern the conduct of the required
             studies.  Note that series 61 and 62 in product chemistry are now listed under
             40 CFR 158.155 through 158.180, Subpart C.

Item 5.       The study title associated with the guideline reference number is identified.

Item 6.       The use pattera(s) of the pesticide associated with the product specific
             requirements is (are) identified. For most product specific data requirements,
             all use patterns are  covered by the data requirements. In the case of efficacy
             data, the required studies only pertain to products which have the use sites
             and/or pests indicated.

Item 7.       The substance to be tested is identified by EPA. For product specific data, the
             product as formulated for sale and distribution is the test substance, except in
             rare cases.

Item 8.       The due date for submission of each study is identified.  It is normally  based
             on 8 months after  issuance of the Reregistration Eligibility Document
             unless EPA determines that a longer time period is necessary.

Item 9.       Enter onlv one of the following response codes for each data  requirement
             to show how you intend to comply with the data requirements listed in this
             table. Fuller descriptions of each option are contained in the Data Call-In
             Notice.

      1.     I will generate and  submit data by the specified due date (Developing Data).
             By indicating that I have chosen this option, I certify that I will  comply with
             all the requirements pertaining to the conditions for submittai of this study as
             outlined in the Data Call-In Notice.

      2.     I have entered  into  an agreement with one or more registrants to develop data
             jointly (Cost Sharinf). I am submitting a copy of this agreement.  I
             understand that this option is available only for acute toxicity or certain
             efficacy data and only if EPA indicates in an attachment to this  Notice that my
             product is similar enough to another product to qualify for this option.   I
             certify that  another party in the agreement is committing to submit or provide
             the required data; if the required study is not submitted on tune, my product
             may be subject to suspension.

-------
3.     I have made offers to share in the cost to develop data (Offers to Cost
       Share).  I understand that this option is available only for acute toxicity or
       certain efficacy data and only if EPA indicates in an attachment to this Data
       Call-In Notice that my product is similar enough to another product to qualify
       for this option. I am submitting evidence that I have made an offer to
       another registrant (who has  an obligation to submit data) to share  in the cost of
       that data.  I am also submitting a completed "Certification of Offer to Cost
       Share in the Development  Data" form.  I am  including a copy of my offer
       and proof of the other registrant's receipt of that offer. I am identifying the
       party  which is committing to submit or provide the required data; if the
       required study is not submitted on time, my product may be subject to
       suspension.  I  understand that other terms under Option 3 in the Data Call-In
       Notice (Section m-C.l.) apply as  well.

4.     By the specified due date, I will submit an existing study that has not been
       submitted previously to the  Agency by anyone (Submitting an Existing
       Study).  I certify that this study will meet  all the requirements for submittal of
       existing data outlined in Option 4  in the Data Call-in Notice (Section FH-C. 1.)
       and will meet the attached acceptance criteria (for  acute toxicity and product
       chemistry data). I will attach the  needed supporting information along with
       this response.  I also certify that I have determined that this study will fill the
       data requirement for which  I have indicated this choice.

5.     By the specified due date, I will submit or cite data to upgrade a  study
       classified by the Agency as  partially acceptable and upgradable (Upgrading a
       Study).  I will submit evidence of the Agency's review  indicating that the
       study  may be upgraded and what information is required to do so. I will
       provide the MWD or Accession number of the study  at the due date.  I
       understand that the conditions for this option outlined Option 5  in the Data
       Call-In Notice (Section m-C.l.) apply.

6.     By the specified due date, I will cite an existing study that the Agency has
       classified as acceptable or an existing study that has been submitted but not
       reviewed by the Agency (Citing an Existing Study). If I am citing  another
       registrant's study, I understand that this option is available only for acute
       toxicity or certain efficacy data and only if the cited study was  conducted on
       my product, an identical product or a product which EPA has "grouped" with
       one or more other products for purposes of depending on the same data.  I
       may also choose this option if I am citing my own data.  In either case, I will
       provide the MHO) or Accession numbers) for the cited data on a "Product
       Specific Data Report*  form or in a similar format. If I cite another
       registrant's data, I will submit a completed "Certification With Respect To
       Data Compensation Requirements" form.

7.     I request a waiver for this study because it is inappropriate for my product
       (Waiver Request). I  am Attaching a complete justification for this request,
       including technical reasons, data and references to relevant EPA  regulations,
       guidelines or policies.  [Note: any supplemental data must be submitted in the
       format required by P.R. Notice 86-5]. I understand that this is my only
       opportunity to state the reasons or provide information in support of my

-------
             request.  If the Agency approves my waiver request, I will not be required to
             supply the data pursuant to Section 3(c)(2)(B) of FIFRA. If the Agency denies
             my waiver request, I must choose a method of meeting the data requirements
             of this Notice by the due date stated by this Notice.  In this case, I must,
             within 30 days of my receipt of the Agency's written decision, submit a
             revised "Requirements Status and Registrant's Response" Form indicating the
             option chosen. I also understand that the deadline for submission of data as
             specified by the original data call-in notice will not change.

Items 10-13.  Self-explanatory.

NOTE:      You may provide additional information that does not fit on this form in a
             signed letter that accompanies this form. For example, you  may wish to
             report that your product has already been transferred to another company or
             that you have already voluntarily canceled this product.  For these cases,
             please supply all relevant details so that EPA can ensure that its records are
             correct.

-------
          Attachment D



List of all Registrants) sent this DCI

-------
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-------
          Attachment E



Cost Share/Data Compensation Forms

-------
      APPENDIX G



Product Specific Data Call-In

-------
    Attachment A
Chemical Status Sheet

-------
          SODIUM HYDROXIDE: DATA CALL-IN CHEMICAL STATUS SHEET

INTRODUCTION                                         '•

     You have been sent this Data Call-In Notice because you have
products containing sodium hydroxide.

This attachment, the Data Call-in Chemical Status Sheet, contains
a point of contact for inquiries. This attachment is to be used in
conjunction with (1) the Data Call-in Notice.  (2) Attachment B, the
Data  Call-In ResponseForm.  (3)  Attachment C, the  Requirement
Status and Registrant's Response Formfor product specific data,
(4) Attachment  D,  EPA Grouping of  End-Use  Products  for Meeting
Acute  Toxicology  Data   Requirements   for  Reregist ration,   (5)
Attachment E, EPA Acceptance Criteria.  (6) Attachment F, List of
All Registrant (B)  sent this Data Call-In  Notice, and (7) Attachment
G, the Cost Share  and  Data Compensation Forms for product specific
data, and Product  Specific Data Report Form for use in replying to
this  sodium hydroxide Data Call-In. Instructions and guidance
accompany each form.
                                      •
DATA REQUIRED BY THIS NOTICE

     The additional  data requirements  needed to  complete  the
database for sodium hydroxide are listed  in the Requirements Status
and Registrant's Response Formf  Attachment C.

The Agency has concluded that product specific data are needed for
sodium  hydroxide.  The  required additional  data  are  listed  in
Attachment C.

Depending on the results  of the studies required  in this Notice,
additional testing may be required.

INQUIRIES AND RESPONSES TO THIS.NOTICE
                                    *•

     If you have any questions regarding the  product specific data
requirements and  procedures established  by  this Notice,  please
contact the Registration Division Product Manager 23  (PM 23) who is
assigned to  the product,  Joanne Miller  at  (703)  305-7830.   All
responses to this Notice should be submitted to:

                    Document Processing  Desk (RED/RD/PM-32)
                    Office of Pesticide  Programs
                    U.S.  Environmental Protection Agency
                    401 M Street S.W.
                    Washington,  D.C. 20460

               RE: Sodium Hydroxide

-------
     If  you  have  any  questions  regarding  the  generic  data
requirements and  procedures established by  this Notice,  please
contact Richard J. Gebken at (703) 308-8591. All responses to this
Notice should be submitted to:

               Chemical Review Manager Richard J. Gebken
               Accelerated Reregistration Branch (H7508W)
               Special Review and Reregistration Division
               Office of Pesticide Programs
               U.S. Environmental Protection Agency
               401 M Street S.W.
               Washington, D.C. 20460

               RE: Sodium Hydroxide

-------
           Attachment B

Product Specific DCI Response Forms
     (Form A) plus Instructions

-------
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-------
 INSTRUCTIONS FOR COMPLETING THE "DATA CALL-IN RESPONSE" FORM FOR
                           PRODUCT SPECIFIC DATA

Item 1-4.     Already completed by EPA.

Item 5.       If you wish to voluntarily cancel your product, answer "yes." If you choose
             this option, you will not have to provide the data required by the Data Call-In
             Notice and you will not have to complete any other forms.  Further sale and
             distribution of your product after the effective date of cancellation must be in
             accordance with the Existing Stocks provision of the Data Call-In Notice
             (Section IV-C).

Item 6.       Not applicable since this form calls in product specific data only. However, if
             your product is identical to another product and you qualify for a data
             exemption, you must respond with "yes" to Item 7a (MUP) or 7B (EUP) on
             this form, provide the EPA registration numbers of your sources); you
             would not complete the "Requirements Status and Registrant's Response"
             form.  Examples of such products include repackaged products and Special
             Local Needs (Section 24c) products which are identical to federally registered
             products.

Item 7a.      For each manufacturing use product (MUP) for which you wish to maintain
             registration, you must agree to satisfy the data requirements by responding
             "yes,"

Item 7b.      For each end use product (EUP) for which you wish to maintain registration,
             you must agree to satisfy the data requirements by responding "yes."  If you
             are requesting a data waiver, answer "yes" here; in addition, on the
             "Requirements Status and Registrant's Response" form under Item 9, you must
             respond with Option 7 (Waiver Request) for each study for which you are
             requesting a waiver.  See Item 6 with regard to identical products and data
             exemptions.

Items 8-11. Self-explanatory.

NOTE:       You may provide additional information that does not fit on this form in a
             signed letter that accompanies this form. For example, you may wish to
             report that your product has already been transferred to another company or
             mat you have already voluntarily canceled this product.  For these cases,
             please supply all relevant  details so that EPA can ensure that its  records are
             correct.

-------
                  Attachment C

Requirements Status and Registrants* Response Forms
             (Form B) plus Instructions

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-------
      INSTRUCTIONS FOR COMPLETING THE 'REQUIREMENTS STATUS AND
 REGISTRANTS RESPONSE" FORM FOR PRODUCT SPECIFIC DATA

 Item 1-3     Completed by EPA.  Note the unique identifier number assigned by EPA in
             Item 3.  This number must be used in the transmittal document for any
             data submissions in response to this Data Call-In Notice.  '

 Item 4.      The guideline reference numbers of studies required to support the product's
             continued registration are identified. These guidelines, in addition to the
             requirements specified in the Notice, govern Use conduct of the required
             studies.  Note that series 61  and 62 in product chemistry are now listed under
             40 CFR 158.155 through 158.180, Subpart C.

 Item 5:      The study tide associated with the guideline reference number is identified.

 Item 6.      The use pattera(s) of the pesticide associated with the product specific
             requirements is (are) identified. For most product specific data requirements,
             all use patterns are covered by the data requirements. In the case of efficacy
             data, the required studies only pertain to products which have the use sites
             and/or pests indicated

 Item?.      The substance to be tested is identified by EPA. For product specific data, the
             product as formulated for sale  and distribution is the test substance, except in
             rare cases.

Item 8.      The due date for submission of each study is identified. It is normally based
             on 8 months after issuance of the Rengistration Eligibility Document
             unless EPA determines that a longer time period is necessary.

Item 9.      Enter only one of the following response codes for each data requirement
             to show how you intend to comply with the data requirements listed in this
             table. Fuller descriptions of each option are contained in the Data Call-In
             Notice.

       1.     I will generate and submit data by the specified due date (Developing Data).
             By indicating that I have chosen this option,  I certify that I will comply with
             all the requirements pertaining to the ffffpditiony for submittal of **»<« study as
             outlined in the Data Call-In Notice.

       2.     I have entered into an agreement with one or more registrants to develop data
             jointly (Cost Sharing). I am submitting a copy of this agreement.  I
             understand that this option is available only for acute toxicity or certain
             efficacy 4N.f* and on|y if EPA  indicitff in an attachment to ***** Notice ***** my
             product is similar enough to another product to qualify lor mis option.  I
             certify that another party in the agreement is committing to sutroH or provide
             the required data; if me required study is not submitted on time, my product
             may be subject to suspmikm

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       I have made offers to share in the cost to develop data (Offers to Cost
       Share). I understand that this option is available only for acute toxicity or
       certain efficacy data and only If EPA indicates in an attachment to this Data
       Call-In Notice that my product is similar enough to another product to qualify
       for this option. I am submitting evidence that I have made an offer to
       another registrant (who has an obligation to submit data) to share in the cost of
       that data.  1 am also submitting a completed "Certification of Offer to Cost
       Share in the Development Data* form.  I am including a copy of my offer
       and proof of the other registrant's receipt of that offer. I am identifying the
       party which is committing to submit or provide the required data; if the
       required study is not submitted on time, my product may be subject to
       suspension. I understand that other terms under Option 3  in the Data Call-in
       Notice (Section m-C.l.) apply as well.

       By the specified due date, I will submit an existing study that has not been .
       submitted previously to the Agency by anyone (Submitting an Existing
       Study).  I certify that this study will meet all the requirements for submittal of
       existing data outlined in Option 4 in the Data Call-In Notice (Section IH-C. 1.)
       and will meet the attached acceptance criteria (for acute toxicity and product
       chemistry data).  I will attach the needed supporting information along with
       this response.  I also certify that I have determined that this study will fill the
       data requirement for which I have indicated this choice.

       By the specified due date, I will submit or cite data to upgrade a study
       classified by the Agency as partially acceptable and upgradable (Upgrading a
       Study).  I will submit evidence of the Agency's review indicating that the
       study may be upgraded and what information is required to do so.  I will
       provide the MRTJD or Accession number of the study at the due date.  I
       understand that the conditions for this option outlined Option 5 in the Data
       Call-In Notice  (Section m-C. 1.) apply.

       By the specified due date, I will cite an existing study that the Agency has
       classified as acceptable or an existing study that has been  submitted but not
       reviewed by the Agency (Citing an Existing Study). If I am citing another
       registrant's study, I understand that this option is available only for acute
       toxicity or certain efficacy *fa*» and only if the cited study was conducted on
       my product, an identical product or a product which EPA has "grouped* with
       one or more other products for purposes of depending on the same data. I
       may also choose this option if I am citing my own data.  In either case, I will
       provide the MRID or Accession numberis) for the cited  data on a "Product
       Specific Data Report" form or in a similar format.  If I cite another
       registrant's data, I will submit a completed "Certification With Respect To
       Data
Requirements* form.
7.    I request a waiver for this study because it is inappropriate for my product
      (Waiver Request).  I IF* ft*«ghfap a complete Justification for thit request,
       including technical reasons, data and references to relevant EPA regulations,
       guidelines or policies. [Note: any supplemental data must be submitted in the
       format required by P.R. Notice 86-5].  I understand mat mis is my only
       opportunity to state the reasons or provide information in support of my

-------
            . request. If the Agency approves my waiver request, I will oat be required to
             supply the data pursuant to Section 3(c)(2)(B) of FIFRA. If the Agency denies
             my waiver request, I must choose a method of meeting the data requirements
             of this Notice by the due date stated by this Notice.  In this case, I must,
             within 30 days of my receipt of the Agency's written decision, submit a
             revised "Requirements Status and Registrant's Response" Form indicating the
             option chosen. I also understand that the deadline for submission of data as
             specified by the original data call-in notice will not change.

Items 10-13.  Self-explanatory.

NOTEt      You may provide additional information mat does not fit on this form in a
             signed letter that accompanies this form. For example, you may wish to
          .   report mat your product has already been transferred to another company or'
             that you have already voluntarily canceled  this product.  For these cases,
             please supply all relevant details so that EPA can ensure mat its records are
             correct.

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           Attachment D



List of all Registrants) sent this DCI

-------
 8

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      EPA'S BATCHING OF SODIUM HYDROXIDE END-USE PRODUCTS FOR
  MEETING ACUTE TOXICITY DATA REQUIREMENTS FOR REREGISTRATION

       To reduce the time, resources and number of animals needed to fulfill the acute
 toxicity data requirements for reregistration of end-use products containing the active
 ingredient sodium hydroxide, the Agency has batched products, which can be considered
 similar for purposes of acute toxicity. Factors considered in the sorting process include each
 product's active and inert ingredients (identity, percent composition and biological activity),
 type of formulation (e.g., emulsifiable concentrate, aerosol, wettable powder, granular,  etc.),
 and labeling (e.g., signal word, use classification, precautionary labeling, etc.).   Note that
 the Agency is not describing batched products as "substantially similar" since some products
 within a  batch may not be considered chemically similar or have identical use patterns.

       Batching has been accomplished using the readily available information described above,
 and  frequently  acute  toxicity data on individual end-use products has been  found  to be
 incomplete.  Notwithstanding the batching process, the Agency reserves the right to require, at
 any time, acute toxicity data for an individual end-use product should the need arise.

       Registrants  of end-use products within a batch may choose to generate cooperatively,
 submit or cite a  single battery of six acute toxicological studies to represent all the products
 within that batch.  It  is the registrants' option to participate in the  process with all other
 registrants, only some of the other registrants, or only their products within a batch, or to
 generate  all  the required acute toxicological studies for each of their products.  If a registrant
 chooses to generate the data for a batch, they must use one of the products within the batch as
 the test material.  If a registrant chooses to rely upon previously submitted acute toxicity data,
 they  may do so provided that the data base is complete and valid by today's standards (see
acceptance criteria attached), the formulation tested is considered by EPA to be similar for acute
 toxicity, and the formulation has not been significantly altered since submission and acceptance
 of the acute toxicity data. Regardless of whether new data is generated or existing data is
 referenced, registrants must clearly identify the test material by EPA Registration Number.

       In deciding how to meet the product specific data requirements, registrants must follow
the directions given in the Data Call-In Notice and its attachments appended to the RED.  The
DO  Notice contains two response forms, which are to be completed and submitted to the
 Agency within 90 days of receipt.  The first form, "Data Call-In Response," asks whether the
 registrant will meet the data  requirements for each product.  The second form, "Requirements
Status and Registrant's Response," lists  the product specific data required  for each product,
 including the standard six acute toxicity tests. A registrant who wishes to participate in a batch
 must  decide whether they will provide the data or depend  on someone else to do so.  If a
 registrant supplies the data to support a batch of products, they must select one of the following
options: Developing Data (Option 1), Submitting an Existing Study (Option 4), Upgrading an
 Existing  Study (Option 5) or Citing an Existing Study (Option 6).  If a registrant depends on
another's data, they must choose among: Cost Sharing (Option 2), Offers to Cost Share (Option
 3) or Citing an Existing Study (Option 6). If a registrant does not want to participate in a batch,
the choices are Options 1, 4, 5 or 6. However, a registrant should know that choosing not to
participate in a batch does not preclude other registrants in the batch from citing their studies
and offering to cost share (Option 3) those studies.

Table I.  All products containing sodium hydroxide were batched together.  It was felt that the
high  percentage  of sodium hydroxide was the major  factor in determining the toxicity and

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irritation potential of these products, and all these products would have a comparable toxicity
and irritation profile.
EPA REG. NO.
500-22
7742-8
8132-3
9902-1
9429-2
10700-2
11364-5
% of Sodium Hydroxide & Other Active
Ingredients
98.50% - Sodium Hydroxide
80.00% - Sodium Hydroxide
20.00% - Sodium Chloride
85.69% - Sodium Hydroxide
0.30% - Copper Sulfate
98.00% - Sodium Hydroxide
2.00% - Copper Sulfate
70.00% - Sodium Hydroxide
15.00% - Sodium Metuilicate
85.00% - Sodium Hydroxide
0.30% - Copper Sulfate
56.00% - Sodium Hydroxide
0.50% - Dtchlobeoil
Formulation Type
Granular
Granular
Granular
Granular
Granular
Granular
Granular

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     Attachment E



EPA Acceptance Criteria

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           81-3 Acute Inhalation Toxicity in. the Rat


                 GUIDANCE  FOR SUMMARIZING  STUDIES


 1. The form of pesticide tested, e.g., solid, liquid, percent AI
    in technical, end-use product, etc.
 2. Statement of the inhalability of test substance
 3. The number of animals/sex/dose
 4. Duration of inhalation exposure
 5. Number of chamber air changes/hour and the percent oxygen
    content of chamber air
 6. Ranges for chamber air temperature and relative humidity
 7. Air flow rate
 8. Analytical concentrations of test material in breathing zone
 9. Results of aerosol particle-size determination
10. Doses tested (or limit dose of 5mg/L or highest attainable)
11. Individual -observations on day of dosing and for at least 14
    days.
12. Summarization of body weights
13. Summarization of gross necropsy
14. Significance of changes from Acceptance Criteria

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            81-3 Acute Inhalation Toxicity in the Rat


                       ACCEPTANCE CRITERIA


Does your study meet the following acceptance criteria?

 l.	 Identify material tested  (technical, end-use product, etc)
 2.	 Product is a gas, a solid which may produce a significant
        vapor hazard based on toxicity and expected use or contains
        particles of inhalable size for man (aerodynamic diameter
        15 urn or less).
 3.	 At least 5 young adult rats/sex/group
 4.	 Dosing, at least 4 hours by inhalation.
 5.	Chamber air flow dynamic,  at least 10 air changes/hour, at
        least 19% oxygen content.
 6.	 Chamber temperature, 22°  C (±2), relative humidity 40-60%.
 7.	 Monitor rate of air flow
 8.	Monitor actual concentrations of test material in breathing
        zone.
 9.-	Monitor aerodynamic particle size for aerosols.
10.	 Doses tested, sufficient to determine a toxicity category
        or a limit dose (5 mg/L actual concentration  of respirable
        substance).
11.	 Individual observations at least once a day.
12.	 Observation period to last at least 14 days-
13.	 Individual body weights.
14.	 Gross necropsy on all animals.

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   81-2 Acute Dermal Toxicity  in the Rat, Rabbit or Guinea Pig


                 GUIDANCE FOR SUMMARIZING STUDIES


  1. The form of pesticide tested, e.g.,  solid, liquid, percent AI
    in technical, end-use product, etc.
  2. The number of animals/sex/dose
  3. Weight range of animals
  4. Verification of single,  dermal exposure
  5. Duration of dermal exposure
  6. Statement of vehicle control
  7. Doses tested and results
  8. Preparation of application site
  9. Area of application site (percent body surface)
10. Occlusion of test material on application site
11. Individual observations  on day of dosing and for at
    least 14 days or until all animals  appear normal  (whichever is
    longer).
.12. Summarization of body weights
13. Summarization of gross necropsy
14. Significance of changes  from Acceptance Criteria

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   81-2 Acute Dermal toxicity in the Rat, Rabbit or Guinea Pig


                       ACCEPTANCE CRITERIA


Does your study meet the following acceptance criteria?

 1.	Identify material tested (technical,  end-use product, etc)

 2.	 At least 5 animals/sex/group
 3.±	 Rats 200-300 gm, rabbits 2.0-3.0 kg or guinea pigs 350-
         450 gm.
 4.	 Dosing, single dermal.
 5.	 Dosing duration at least 24 hours.
 6.*.	 Vehicle control, only if toxicity of vehicle is unknown.
.7.	 Doses tested,  sufficient to determine a toxicity category
         or a limit dose (2000 mg/kg).
 8.	 Application site clipped or shaved at least 24 hours
         before dosing
 9.	 Application site at least 10% of body "surface area.
10.	Application site covered with a porous nonirritating cover
         to retain test material and to prevent ingestion.
11.	 individual observations at least once a day.
12.	 Observation period  to last at least 14  days.
13.	 Individual body weights.
14.	 Gross necropsy on all animals.
Criteria marked with a * are supplemental and may not  be required
for every study.

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              81-1 Acute Oral Toxicity in the Rat


               GUIDANCE  FOR  SUMMARIZING STUDIES
1. The form of pesticide tested, e.g. solid,  liquid,  percent
   AI in technical, end-use product,  etc.
2. The number of animals/dose/sex tested.
3. Dosing route and regimen.
4. Vehicle used
5. Doses tested and results
6. Individual observations on day of dosing and for at
   least 14 days.
7. Summarization of body weights
8. Summarization of gross necropsy
9. Significance of changes from the Acceptance Criteria

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               81-1 Acute Oral Toxicity in the Rat


                      ACCEPTANCE  CRITERIA


Does your study meet the following acceptance criteria?

 1.	 Identify material tested (technical, end-use product, etc)
 2.	 At least 5 young adult rats/sex/group
 3.	 Dosing, single oral may be administered over 24 hrs.
 4.*.	 Vehicle control if other than water.
 5.	 Doses tested, sufficient to determine a toxicity category
        or a limit dose  (5000 mg/kg).
 6.	 Individual observations at least once a day.
 7.	 Observation period to last at least 14 days, or until all
        test animals appear normal whichever is longer.
 8.	 Individual daily observations.
 9.	 Individual body weights.
10.	 Gross necropsy on all animals.
Criteria marked with a * are supplemental and may not  be required
for every study.

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                          SUBDIVISION F
Guideline              Study Title

  81-1      Acute Oral Toxicity in the Rat
  81-2      Acute Dermal Toxicity in the Rat, Rabbit or Guinea Pig
  81-3      Acute Inhalation Toxicity in the Rat
  81-4      Primary Eye Irritation in the Rabbit.
  81-5      Primary Dermal Irritation Study
  81-6      Dermal Sensitization in the Guinea Pig
  81-7      Acute Neurotoxicity in the Hen

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             63 Physical and Chemical Characteristics
                 GUIDANCE FOR SUMMARIZING STUDIES
 The  following  criteria  apply  to  the  technical grade of the active
 ingredient being  reregistered.
  1. Description  of  color.
  2. Description  of  physical  state.
  3. Description  of  odor.
  4. Indication of melting  point  (in  C°).
  5. Indication of boiling  point  (in  C°>.
  6. Indication of density, bulk  density,  and specific  gravity.
  7. Indication of solubility.
  8. Indication of vapor pressure.
  9. Indication of dissociation constant.
 10. Indication of octanol/water  partition coefficient.
.11. Indication of PH.
 12. Description  of  stability.

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63-8 Solubility
     	Determined in distilled water and representative polar and
         non-polar solvents, including those used in formulations
         and analytical methods for the pesticide
     	 Measured at about 20-25° C
     	 Reported in g/100 ml (other units like ppm acceptable if
         sparingly soluble)

63-9 Vapor Pressure
     	 Measured at 25° C  (or calculated by extrapolation from
         measurements made at higher temperature if pressure too
         low to measure at 25° C)
     	 Experimental procedure described
     	 Reported in mm Kg  (torr) or other conventional units

63-10 Dissociation Constant
     	 Experimental method described
     	 Temperature of measurement specified (preferably
         about 20 - 25° C)

63-11 Octanol/water Partition Coefficient
     	 Measured at about 20-25" C
     	 Experimentally determined and description of procedure
         provided (preferred method-45 Fed. Register 77350)
     	 Data supporting reported value provided

63-12 pH
         Measured at about 20 - 25° C
     	 Measured following dilution or dispersion in distilled
         water

63-13 Stability
     	 Sensitivity to metal ions and metal determined
     	 Stability at normal and elevated temperatures
     	 Sensitivity to sunlight determined

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             63 Physical  and Chemical  Characteristics


                       ACCEPTANCE CRITERIA


The following criteria apply to the technical grade of the active
ingredient being reregistered.

Does your study meet the following acceptance criteria?

63-2 Color
     	 Verbal description of coloration (or lack of it)
     	 Any intentional coloration also reported in terms of
     Munsell color system

63-3 Physical State
     	 Verbal description of physical state provided using terms
     such as "solid, granular, volatile liquid"
     	 Based on visual inspection at about 20-25° C

63-4 Odor
     	 Verbal description of odor (or lack of it) using terms
           such as "garlic-like, characteristic of aromatic
           compounds"
     	 Observed at room temperature

63-5 Melting Point
     	 Reported in C"
     	 Any observed decomposition reported

63-6 Boiling Point
     	 Reported in C°
     	 Pressure under which B.P. measured reported
     	 Any observed decomposition reported

63-7 Density, Bulk Density, Specific Gravity
     	 Measured at about 20-25° C
         Density of technical grade active ingredient reported in
     g/ml or the specific gravity of liquids reported with
     reference to water at 20° C. [Note: Bulk, density of
     registered products may be reported in Ibs/ft  or
     Ibs/gallon.]

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       62 Analysis and  Certification of Product ingredients


                GUIDANCE  FOR SUMMARIZING STUDIES


The following criteria apply to the technical grade of the active
ingredient being reregistered.


 1. Number of representative samples analyzed for all active
    ingredients and all impurities at > 0.1%.

 2. Degree of accountability or closure in analyses in item #1.

 3. Chemical names of toxic impurities which were analyzed for
    levels <0.1%.

 4. Brief description(s) of analytical method(s)  used to measure
    active ingredients and impurities in items #1 and #3.

 5. Statement of precision and accuracy of method{s) in item #4.

 6. Chemical name and quantities observed (range, mean, standard
    deviation) for each ingredient (actives and impurities)
    analyzed in item #1.

 7. Proposed upper and lower certified limits for each active.
    ingredient and intentionally added inert with brief explanation
    of how limits were determined.

 8. Proposed upper certified limit for each impurity present at.
    >=0.1% and certain .toxicologically significant impurities at
    <0.1% with brief explanation of how limits were determined.

 9. Brief description of analytical method(s) used to verify
    certified limits (if same methods as item #4, may reference
    latter).

10. Statement of precision and accuracy of method(s) in  item #9
    (may reference item #5 if applicable).

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       62 Analysis and Certification  of  Product  Ingredients


                       ACCEPTANCE CRITERIA

The following criteria apply to the technical grade of the active
ingredient  being  reregistered.    Use  a  table to  present  the
information in items 6, 7, and 8.

Does your study meet the following acceptance criteria?

 l.	 Five or more representative samples (batches in case of
   batch process) analyzed for each active ingredient and all
   impurities present at > 0.1%
 2.	 Degree of accountability or closure .> ca 98%
 3.	 Analyses conducted for certain trace toxic impurities at
   lower than 0.1%  (examples, nitrosamines in the case of
   products containing dinitroanilines or containing secondary
 .  or tertiary amines/alkanolamines plus nitrites;
   polyhalogenated dibenzodioxins and dibenzofurans)   [Note
   that in the case of nitrosamines both fresh and stored
   .samples must be analyzed.]
 4.	Complete and detailed description of each step in analytical
   method used to analyze above samples
 5.	 Statement of precision and accuracy of analytical method
   used to analyze above samples
 6.	 Identities and quantities (including mean and standard
   deviation)  provided for each analyzed ingredient
 7.	 Upper and lower certified limits proposed for each active
   ingredient and intentionally added inert along with
   explanation of how the limits were determined
 8.	 Upper certified limit  proposed for each impurity present at
   > 0.1% and for certain toxicologically significant
   impurities at <0.l% along with explanation of how limit
   determined
 9.	 Analytical methods to verify certified limits of each
   active ingredient and impurities  (latter not required if
   exempt from requirement of tolerance or if generally
   recognized as safe by FDA) are fully described
10.	 Analytical methods (as discussed in  #9) to verify certified
   limits validated as to their precision and accuracy

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               61 Product Identity and Composition


               GUIDANCE FOR SUMMARIZING STUDIES


The following criteria apply to the technical grade of the active
ingredient  being reregistered.   Items  1,  2,  3,  and  5  can  be
satisfied  for most  registered  products  by submission  of  the
Certified Statement of Formula Ingredients Page  (EPA Form 8570-4).
Items 7  and 8 can  be satisfied for most technical  grade active
ingredients  (TGAIs)  by submission of a  flow  chart  with chemical
equations  for  each intended  chemical  reaction.   The  flow chart
should include  complete chemical structures  and names  for each
reactant and product of all the reactions.


1. Name of technical material  (include product name and trade name,
   if appropriate).
2. Description of each active and intentionally-added inert
   ingredient, including name, concentration, and certified limits.
3. Name and upper limit for all impurities present at > 0.1% and
   those toxicologically significant impurities present at <0.1%.
4. The purpose of each active and intentionally-added inert
   ingredient.
5. Chemical name and Registry Number for each active and
   intentionally-added inert ingredient  (if available).
6. Molecular, structural, and empirical formulas,  molecular weight,
   and any experimental or internal code number for each active
   ingredient.
7. Description of each beginning material in the manufacturing
   process.
8. Description of manufacturing process.
9. Discussion of formation of impurities based on established
   chemical theory.

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8. (continued)
9.
	 Flow chart with chemical equations for each intended
     chemical reaction
	 Duration of each step of process
	 Description of purification procedures
	 Description of measures taken to assure quality of final
     product

Discussion of formation of impurities based on established
chemical theory addressing (1) each impurity which may be
present at >. 0.1% or was found at .>  0.1% by product analyses
and  (2) certain toxicologically significant impurities
(see #3)

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               61 Product Identity and Composition
                       ACCEPTANCE CRITERIA


Does your study meet the following acceptance criteria?

l.	 Name of technical material tested (include product name and
      trade name, if appropriate)
2.	 Name,  nominal concentration, and certified limits  (upper and
      lower) for each active ingredient and each intentionally-
      added inert ingredient
3.	Name and upper certified limit for each impurity or each
      group of impurities present at 2. 0.1% by weight and for
      certain toxicologically significant impurities (e.g.,
      dioxins, nitrosamines) present at <0.1%
4.	 Purpose of each active ingredient and each intentionally-
      added inert
5.	 Chemical name from Chemical. Abstracts index of Nomenclature
      and Chemical Abstracts Service (CAS)  Registry Number for each
      active ingredient and, if  available, for each intentionally-
      added inert
6.	 Molecular, structural, and empirical formulas, molecular
      weight or weight range, and any company assigned experimental
      or internal code numbers for each active ingredient
7.	 Description of each beginning material in the manufacturing
      process
 	 EPA Registration Number if registered; for other
      beginning materials, the following:
 	 Name and address of manufacturer or supplier
 	 Brand name, trade name or commercial designation
 	 Technical specifications or data sheets by which
      manufacturer or supplier describes composition,
      properties or. toxicity
8.	 Description of manufacturing process
      	 Statement of whether batch or continuous process
      	 Relative amounts of beginning materials and  order in
           which they are added
      	 Description of equipment
      	 Description of physical conditions  (temperature,
           pressure, humidity) controlled in each step  and the
           parameters that are maintained
      	 Statement of whether  process  involves intended chemical
           reactions

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                          SUBDIVISION D
Guideline              Study Title

Series 61      Product Identity and Composition
Series 62      Analysis and Certification of Product Ingredients
Series 63      Physical and Chemical Characteristics

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            81-4 Primary Eye Irritation in the Rabbit
                       ACCEPTANCE CRITERIA
Does your study meet the following acceptance criteria?
 1.
 2.'

 3.
 5..

 6.
 7.'
 8.'
 9.*
Identify material tested (technical,  end-use product, etc)
Study not required if material is corrosive,  causes  severe
dermal  irritation  or has a  pH of <. 2  or  >  11.5.
6 adult rabbits
Dosing, instillation into the conjunctival  sac of one  eye
per animal.
Dose, 0.1 ml if a liquid;.0.1  ml  or not more than 100 mg if
a solid, paste or  particulate substance.
Solid or granular  test material  ground to  a fine dust.
Eyes not washed  for  at least  24  hours.
Eyes examined  and  graded for  irritation  before dosing  and
at 1, 24,  48 and 72 hr, then daily until-eyes are normal or
•21 days (whichever is shorter).
individual  daily observations.
Criteria marked with a * are supplemental and may not  be required
for every study.

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           81-4  Primary Eye  Irritation  in the Rabbit


                GUIDANCE  FOR SUMMARIZING STUDIES
 1. The form of pesticide tested, e.g.,  solid,  liquid,  percent AI
    in technical, end-use product, etc.
 2. State if material is  corrosive, cause severe dermal irritation
    or has a pH of <2 or >11.5
 3. Number of adult rabbits tested
 4. State method of dosing, i.e., instillation into the
    conjunctival sac of one eye per animal
 5. Dose administered•
 6. Note whether solid or granular test material has been ground to
    a fine dust
 .7. State whether eyes were washed and at what time post
    instillation (not less than 24 hours)
 8. State whether eyes were examined and graded for irritation
    before dosing and at what periods after dosing
 9. Individual daily  observations afterwards, until eyes are normal
    or for 21 days
10. Significance of changes from Acceptance Criteria

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               81-5 Primary Dermal Irritation Study
                       ACCEPTANCE CRITERIA
Does your study meet the following acceptance criteria?
 1,
 2.

 3.
 4,
 5,
 6.

 7.
 8.
10.
11. *
Identify material tested (technical, end-use product, etc)
Study not required if material is  corrosive or has a
pH of <2 or > 11.5.
6 adult animals.
Dosing, single dermal.
Dosing duration  4 hours.
Application site shaved or clipped at least 24 hours prior
to dosing
Application site approximately 6 cm.
Application site covered with a gauze patch held  in place
with nonirritating tape
Material removed, washed with water,  without trauma to
application site
Application site examined and graded for irritation at 1,
24, 48 and 72 hr, then daily until  normal  or 14  days
(whichever is shorter).
Individual daily observations.
Criteria marked with a * are supplemental and may not be  required
for every study.

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               81-5  Primary Dermal Irritation Study


                GUIDANCE  FOR SUMMARIZING STUDIES


 1. The form of pesticide tested,  e.g.,  solid,  liquid,  percent AI
    in technical,  end-use product,  etc.
 2, State if material is corrosive,  has a pH <2 or >11.5, or has a
    dermal LD 50 <200 mg/kg
 3. Number of adult animals tested
 4. Amount applied
 5. Duration of dermal exposure
 6. Preparation of application site  (shaved or clipped at specified
    time before dosing)
 7. Area of application site
 8. Method for occlusion of application site
 9. Note removal of  test material and if  skin was washed with water
10. State times post application when site was graded for
    irritation
11. Individual observations for day of dosing and individual
    daily observations thereafter
12. Significance of changes from Acceptance Criteria.

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           81-6 Dermal Sensitization in the Guinea Pig
                       ACCEPTANCE CRITERIA
Does your study meet the following acceptance criteria?

1.	 Identify material tested  (technical, end-use product, etc)
2.	 Study not required if material is corrosive or has a
       pH of <2 or > 11.5.
3.	 One of the following methods is utilized;
       	 Freund's complete adjuvant test
       	 Guinea pig maximization test
       	 Split adjuvant technique
       	 Buehler test
       	 Open epicutaneous .test
          '   Mauer optimization test
       	 Footpad technique in guinea pig
4.	 Complete description of test
5.1	._ Reference for test.
6.	 Test followed essentially as described in reference
     •  document.
7.	 Positive control included {may provide historical data
       conducted within the last 6 months)
Criteria marked with a * are supplemental and may not be  required
for every study.

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           81-6 Dermal Sensitization in the Guinea Pig
                GUIDANCE  FOR SUMMARIZING STUDIES
1. The form of pesticide tested, e.g.,  solid,  liquid,  percent AI
   in technical, end-use product,  etc.
2. State if material is corrosive or has pH <2 or >11.5.
3. State specific method utilized
4. Complete description of specific method
5. Reference for the specific method employed
6. Note adherence of the protocol to that in the reference for
   the specific method utilized
7. State the positive control tested
8. Significance of changes from Acceptance Criteria

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               81-7 Acute Neurotoxicity in the Hen

                       ACCEPTANCE CRITERIA
Does your study meet the following acceptance criteria?
 1.
 3-1.
 4._
 5,
 6.
 7.
 .8 *
Study performed on an organophosphate cholinesterase
inhibiting compound.
Technical form of the active ingredient tested.
Positive control utilized.
Species utilized, domestic laying hen 8-14 months of age,
Dosing oral by gavage or capsule (dermal or inhalation
may be used).
An acute oral *LD is determined.
Dose tested equal to an acute oral LD or a limit test of
5000 mg/kg.
Dosed animals may be protected with atropine and/or 2-
PAM.
Sufficient test animals so that at least 6 survive.
Negative (vehicle) control group of at least 6 hens
Positive control of at least 4 hens,  (if used)
Test dose repeated if no signs of delayed neurotoxicity
observed by 21 days after dosing.
Observation period 21 days after each dose.
Individual daily observations.
Individual body weights.
Individual necropsy not required.
Histopathology performed on all animals.  Tissue to be
fixed in sin preferably using whole animal perfusion
techniques.  At least three sections of each of the
 following tissues:
	brain, including medulla oblongata
	spinal cord; upper cervical, mid-thoracic and
     lumbro-sacral regions
	tibial nerve; proximal regions and branches
	sciatic nerve
Criteria marked with a * are supplemental and may not be required
for every study.

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          Attachment F
Cost Share/Data Compensation Forms

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