y
         Communicating About Risk:

        EPA and  Asbestos in Schools
s:
rv
                 Dmi Jopy for External Review
          Reviewers are asked to please provide comments
                        No Later Than
                      15 September 1991
               For Incorporation into Final Report
     CM
     o
Please Direct Questions Regarding this Draft

    to Peggy Knight (202) 382-4454

    or Chris Rice (202) 382-5986

          HEADQUARTERS LIBRARY
       .   ENVIRONMENTAL PROTECTION AGENCY
          WASHINGTON, D.C. 20460

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                  Communicating About Risk:

                 EPA  and  Asbestos  in  Schools


  *      EXECUTIVE SUMMARY:

         A    A Look at the Problem                   •

              1)    Introduction                       .       Page 2
              2)    Communications Review                     Page 3
              3)    What Did We Need to Know?                  Page 6

         &    EPA's Asbestos Communications History              Page 7

              1)    1970  - 1985                               Page 9
              2)    1985  - 1988                               Page 11
              3)    1988  - Present                             Page 14

         C    Findings and Recommendations
                            •*   *
              1)   Findings     .,                             Page 24
              2)   Recommendations'                          Page 34


 E      APPENDIX 1 (Outreach);                           Page 41
                              t.

 EL     APPENDIX 2 (Content Analysis):                   Page 48


ttf.      APFENiJix. 3 (Survey & Interviews):                 Page 101

       -, .        *                   '         *    •.-
V.      APPENDIX 4 (Background Information);            Page no

        1)   EPA's Main Asbestos Messages Today
        2)   Asbestos and Its Uses
        3)   Asbestos: Science and Controversy   •     .--.-"
        4)   .Legislative History                        '  .
   .,  ~  5)   EPA's Regulatory and Enforcement History
    "6)   EPA's Asbestos-in-Schools Requirements .              .
        7)   AHERA Outreach and Communications to Schools
   • ".8)   EPA's 1988 Report to  Congress'
       9) .   Major Contributors to this Report
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Introduction
                     few environmental issues have been the subject of such divided
                     opinions, have such an unmistakable potential for health effects, or
                     have so much at economic stake as asbestos.  Regarded as a miracle
                     fiber for centuries, asbestos is found in many consumer products.
                     particularly as an insulator and fire retardant in public and
                     commercial buildings.  It became a liability, however, when public
                     attention was drawn In the 1960s to scientific studies that linked
                     exposure to high levels of asbestos fibers to several serious.
                     sometimes fatal diseases.

                     The U.S. Environmental Protection Agency became involved with
                     asbestos in the Agency's earliest days in 1970. Under the Clean Air
                     Act of 1970. EPA designated asbestos as a cancer-causing substance
                     and developed regulations to protect the public from exposure to
                     asbestos fibers during the milling and manufacturing of asbestos
                     products and when buildings containing asbestos are demolished
                     or renovated. Other regulatory programs,  largely under the Toxic
                     Substances Control Act and the Asbestos Hazard Emergency
                     Response Act. have kept EPA closely involved with protecting
                     public health from exposure to asbestos. Most recently. EPA
                     completed  a  decade-long rulemaking in 1989, banning the future
                     production of most asbestos products used in America today.

                     Asbestos in schools has been a subject of particular concern. Tens
                     of thousands of schools have been built since the mid-1940s when
                     asbestos use became popular, and most contained insulation and
                     other asbestos-containing products to protect student safety in
                     case of fires.  As information about harmful effects became available
                     in later years, schools were high on the list of concern by Congress
                     and EPA.  Of greatest concern was the potential for exposure of
                     school children to fibers released in the air, often during
                     maintenance and custodial activities, or sometimes due to damage
                     caused by  school children themselves. Early surveys showed
                     crumbling, friable asbestos found in some classrooms, hallways,
                     gymnasiums  and cafeterias.

                     This paper is a review of the role that EPA communications
                     policies and information have played in asbestos-management
                     decisions made by school .administrators and local education
                     agencies.  EPA Administrator William K. Reilly commissioned the
                     review after becoming concerned that school officials may have
                     misunderstood the Agency's asbestos requirements and messages.

                     Communicating about environmental risk is often a complex task.
                     Communicating about hazards where there are divided opinions on
                     the extent  of risk and the effectiveness and costs associated with
                     control make it even more difficult.

                     Asbestos Is a case in point. The hazards associated with asbestos.
                     as with many environmental risks, come from exposure to the
                     substance. If exposure is minimal, then the risk is minimal. When

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                                 the substance is found almost everywhere-in thousands, if not
                                 millions of locations-then the evaluation of exposure becomes
                                 quite complex. The message is made more complex when the
                                 various alternatives proposed to minimize exposure—removal,
                                 enclosure, or encapsulation, management-in-place—are factored in.
                                 Finally, add into the equation the costs of control--the asbestos
                                 abatement industry is a $4 billion per year business.  Who bears the
                                 burden of paying these costs— businesses, industry, consumers.
                                 taxpayers?

                                 Such issues are at the heart of the asbestos problem—along with
                                 improved science, public relations campaigns by building owners
                                 and the asbestos Industry, and lawsuits from parties seeking
                                 damages that may exceed $100 billion.  It is In this highly-charged
                                 atmosphere that EPA has had to communicate with a fearful public
                                 about asbestos.

                                 A major focal-point of asbestos legislative and regulatory concern
                                 has been asbestos in schools. EPA's communications effort about
                                 asbestos, then, has focused, especially since the mid-1980s, on the
                                 nation's school officials, teachers and other employees, and
                                 parents.
            Communications
            Review
L
                                 In the summer of 1990. meetings with school officials, interactions
                                 with Congressional representatives, and a series of press reports
                                 led EPA Administrator William Reilly to be concerned that many
                                 school officials might have misunderstood EPA's asbestos
                                 requirements.

                                 In particular, he worried that:  (I) many schools might be spending
                                 large sums of money removing asbestos which could be safely
                                 managed in place: and (2) school officials engaged In these
                                 "unnecessary" removal actions thought removal was an EPA
                                 requirement.

                                 To get to the bottom of the Issue, the Administrator asked for a
                                 comprehensive internal  review of communications in the
                                 asbestos-in-schools program. He wanted to know whether schools
                                 were making "informed" decisions about asbestos management, and
                                 whether there was a need to make EPA communications in the
                                 asbestos-in-school program clearer and more consistent.

                                 What was necessary to find out, then, was a correct understanding
                                 of what the public thinks the Agency has been saying, how possible
                                 mlsperceptions about  our messages may have been created, how
                                 EPA might have contributed to any of these misperceptlons and
                                 what steps could be taken to clarify our messages.  An obvious
                                 additional benefit of this study is to take what we learned In
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communicating about a subject as complex and contentious as
asbestos, and transfer our recommendations to Improve EPA
communications in other areas.

The review began in July. 1990 and was chaired by Lewis
Crampton. EPA's Associate Administrator for Communications and
Public Affairs.  The Asbestos Communications Review Team
included staff members from EPA's Offices of Policy, Planning and
Evaluation: Toxic Substances; and Communications and Public  .
Affairs.  Most of the members had extensive experience in
communications: some were experienced  in policy and program
evaluation: and several had specific experience in risk
communication as well.

It was decided that several approaches would be used to examine
various EPA messages to school officials and local education
agencies, what these audiences had to say about EPA's asbestos
policies, and how important a role EPA information played in
schools' asbestos management decisions.  From these approaches
we sought to establish the basis for any misunderstanding about the
Agency's asbestos messages.

Content Analysis.  First, we wished to examine EPA's messages over
time. The best approach was to analyze what the Agency has had to
say about its policies-from notices-in the Federal Register.
testimony before Congressional committees, speeches  of EPA
officials, press releases, training  forums with interested parties,
and brochures, booklets and other guidance and informational
documents.  The content analysis covered from 1970 to May 1991
and focused on asbestos in schools, particularly at how EPA
presented the asbestos danger and how the Agency communicated
the need for asbestos controls in schools.  The analysis also dealt
specifically with parental and community  reaction to the asbestos
issue as it examined what EPA said, or didn't say. and how the
messages  evolved over time,  especially as legislation changed.

To a lesser extent, the content analysis also examined how some
concerned organizations and their publications reflected the EPA
messages-whether  they supported it, opposed it. or even distorted
it. And it examined how EPA dealt with negative reactions to the
Agency's views of the asbestos problem. The examination also
included several accounts of how reporters and others have
perceived  EPA's messages, as recounted in newspaper and
magazine  articles and editorial comment.

Outreach. A second approach was the outreach effort to dozens of
organizations with constituencies affected by EPA's asbestos
programs.  Meetings were held to discuss asbestos communications
with organizations that represented public, religious and private
schools, business,  insurers, and labor Interests. Some
organizations chose to provide opinions on asbestos communication
via phone conversations rather than in meetings.
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 Organizations were requested to participate in the outreach activity
 by invitation letters that included a series of asbestos
 communications questions.  Documents were given to review group
 staff members by organizations' representatives during or
 subsequent to the meetings  In which they participated. Some
 individuals declined to participate in discussions due to their
 organizations' having minimal, if any. involvement in the
 asbestos-in-schools program.

 Survey and Interviews. A third approach used a specially-designed
 survey and telephone interviews to focus on how local education
 agencies made decisions about asbestos. The decision process was
 examined and mapped, dominant information sources were
 identified, and other factors  influencing decisions  were analyzed.
 Of particular importance to program management, the relative
 importance of information from EPA in these decisions was
 explored. A better understanding of the major factors influencing
 school decisions about asbestos management options assisted the
 communications review group to determine whether our current
 communication strategy is targeting the appropriate groups.

 In addition, an examination of the primary messages local
 education agencies have been receiving over time from major
 Information sources. Including but not entirely limited to EPA.
 helped the review group determine if changes were needed in the
 current messages to deal with counter-balancing information from
 other sources and to address Inconsistencies,  either across sources
 or In EPA messages over time.

The findings in the Interview/survey approach were based on
several sources.  First, the staff conducted In-depth Interviews with
 10 State AHERA (Asbestos Hazard Emergency Response Act of
 1986) deslgnees, three EPA regional asbestos coordinators, and
EPA headquarters staff. Next, they conducted a telephone survey of
40 Local Education Agencies (LEAs)  regarding the  factors behind
their choice of asbestos response actions.  Lastly, they analyzed two
reports prepared for EPA by outside  contractors: a survey of seven
states'  implementation of AHERA. and a study which examined case
studies of four LEAs during the pre-AHERA period.
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What Bid
We Need
to Know?
                    In order to respond to Administrator Reilly's charge to examine
                    whether schools were making Informed decisions about asbestos
                    management and whether there was a need to make EPA
                    communications clearer and more consistent, the task force
                    concluded that it must seek to understand the role EPA
                    information played in decision-making about managing asbestos
                    risks.  Several questions arose which could lead the review to the
                    information it sought. The questions were organized according to
                    various components of the often-used communications model of
                    source, message. Channel and receptor-

                   With regard to source, the communications review asked:

                   o     What sources of messages about asbestos were local
                         education agencies exposed to?

                   o     Were the objectives and biases of those sources compatible
                         with each other?

                   In looking at the actual messages transmitted by that source
                   sources, several questions are pertinent:
                                                 or
                   o

                   o
What have been EPA's messages about asbestos?

Were they clear and unambiguous? If EPA had several
messages, were they compatible and consistent?
                  o     Have the EPA messages been timely?

                  In examining the channels or medium of communication used by
                  EPA. the questions were:

                  o     How were EPA messages transmitted to audiences?

                  o     Were the channels effective In reaching intended audiences?

                  Lastly the questions related to the receiver or audiences. These
                  questions sought to understand how EPA Information about
                  asbestos assisted or hindered local education agencies In making
                  asbestos management decisions:

                  o     What were the major factors influencing school decisions
                       about asbestos management options;  How much did these
                       factors vary and in what ways?

                  o     Who was responsible for making decisions about school
                       asbestos management options?
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                     o   •  What was the decision process they followed and what
                          characteristics might account for significant differences in
                          this process?

                     o     What information sources did the audiences trust the most?

                     o     Did audiences perceive EPA as a credible information source
                          on asbestos?

                     o     What effect did  information from  other sources (the media,
                          interest groups) have on communication and interaction
                          among the parties?

                     These questions, then, formed  the backbone for the three
                     approaches used to examine the Agency's messages and the
                     audience's reaction and reliance on those messages, especially with
                     regard to appropriate asbestos abatement options.
EPA'S
Asbestos
Communications
History
                    It is helpful to understand the dynamics among the major elements
                    that contribute to EPA's communications about asbestos risks and
                    managing those risks, especially as they relate to schools. The
                    primary contributors to this dynamic, which follows a definite
                    time-line, are:

                          (1)  the increased Congressional concern reflected in new
                          legislation;
                                                       ?

                          (2) changing scientific evidence on asbestos and the amount
                          of risk it presents: and

                          (3). an improving technical knowledge about such things as
                          asbestos levels in buildings and the most effective ways of
                        * measuring, controlling, and abating asbestos.

                    While the primary focus of our communications review is an
                    examination of the asbestos-in-schools Issue, it is Important to
                    understand how these messages were received in the broader
                    context of all communications about asbestos. The Agency's
                    messages about asbestos in schools have not been transmitted in a
                    vacuum. The reality has been that different legislative
                    requirements and different EPA offices have sent messages about
                    asbestos that appear similar but may have contained varying shades
                    of requirements or guidance that have created some confusion or
                    uncertainty in audiences aboi.it gxactlv what EPA's policy is QT what
                    guidance It offers in a particular situation.  Compounding that
                    great^are the diverse messages about asbestos from various

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                    8
organizations and businesses promoting tfoeir own informatifm
about asbestos hazards or safety. The ^wrsitv of these
created the potential for huge misunderstandings at the
where  fficials were bein forced to make significant fin
                                                         level
                                                 financial
decisions within a context of conflict and doubt about eventual
outcomes.

EPA has been communicating about asbestos for some 20 years. Its
messages have always shifted to reflect the evolving nature of our
understanding about the substance and how to prevent unnecessary
exposure to it.  The easiest way to view the Agency's  changing
emphasis in communicating about asbestos is  to divide the
messages into the following three periods-corresponding to
changing legislative requirements:
      1970-1985:

      1985-1988:

      1988-Present
                        Raising Awareness About Hazards

                        Implementing AHERA

                        Placing Options Into Perspective
While these periods are distinct for this analysis, it must be
remembered that the messages did not undergo abrupt changes.
In fact, the messages are often overlapping and do not necessarily
conform directly to the legislative requirements.  Often  the
distinctions among the messages are subtle and understated.

It is certainly easier, also, to examine messages in retrospect. An
Important thing to remember is the evolving nature of asbestos
knowledge-all parties were constantly learning and having to react
to new information and requirements.  Research efforts  constantly
bring new facts—about monitoring, about levels of exposure, about
the best ways to handle the problem. Asbestos and our ability to
communicate about it are not static—they are constantly bringing
new information to those interested  in the material, whether from
business or industry, worker safety, school administrator or public
health official perspective.

Hie content analysis, the survey of local education agencies and the
outreach efforts all assisted In confirming the evolutionary nature of
the main messages. It must be remembered, too. that specific
messages from certain offices--for instance, the exposure hazard
message from the NESHAP office-changed little, if at all. over the
entire 20-year period.  But. without doubt, the factor that
influenced EPA's evolving message the most was the perception in
Congress that asbestos in schools was a full-blown environmental
emergency. EPA's messages became a part of the intense interplay
between conflicting scientific claims about asbestos and  a  clear
political mandate to do something about what Congress perceived
to be a national emergency.

Table 1 follows this discussion and lists the EPA asbestos messages
by source and period, as determined by the content analysis of 1
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                                         9

pertinent legislation, regulations and guidance documents.


The First Period:
Raising Awareness
About Hazards
(1970-1985)
                     The first phase, from early NESHAP rules of the Clean Air Act.
                     through the early years of regulating asbestos under the Toxic
                     Substances Control Act. and up to the debate leading to passage of
                     AHERA. was a  period where EPA primarily attempted to raise the
                     public's consciousness about asbestos hazards.  This raising of
                     awareness was  directed to state health and  environmental
                    agencies, building owners and operators, and particularly local
                    education agencies.

                    In addition, a secondary message was that dealing with the asbestos
                    problem was not to be seen as a federal bail-out program where the,
                    federal government would pay the costs of eliminating asbestos
                    hazards.  In this vein, much communication was directed to the
                    building of capability at the state level to provide a training and
                    certification capability.

                   The  1971 Clean Air Act listing of asbestos as a hazardous air
                   pollutant and the ensuing  1973 rules sent a clear message that
                   airborne asbestos fibers, if not controlled, could be a major risk to
                   the general public. It established a "bottom line" approach to
                   managing asbestos risks, since building owners realized that all
                   friable asbestos materials must eventually be  removed when a
                   demolition or major renovation takes place. In fact, many building
                   owners may have voluntarily removed asbestos materials following
                   the 1973 rules In order to  avoid possible long-term management or
                   liability problems. Listing asbestos as a hazardous air pollutant
                   clearly encouraged a "removal is Inevitable" mindset among some
                   building owners and school officials, and may  have  contributed to a
                   mutated EPA message that removal is required, or  at least desired,
                   in ajl  circumstances, not Just during demolition and renovation
                   cases.

                  .Throughout the 1970s. EPA vigorously publicized enforcement
                  cases  of NESHAP  violations, due in part to a belief by federal and
                  state officials that compliance with the demolition and renovation
                  rules was Inadequate.  Enforcement cases proposing large fines.
                  prosecutions, jail  terms or loss-of-standlng on federal contract lists
                  were often the subject of Agency press releases and press
                  conferences designed to raise the visibility of NESHAP regulations
                  and discourage future violations.           :

                  EPA's  1982 Schools Inspection & Notification regulation was
                  intended to Increase health  protection by requiring identification
                  of friable asbestos.  This was expected to lead to voluntary safe
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                    10

                                                             m
working practices when dealing with these materials.  Additionally*^
notification of building occupants and parents was meant to
increase pressure on local education agencies to manage asbestos
safely.

The results of this 1982 rulemaklng were mixed.  Compliance with
the rule was very low. At best. If one disregards the mandated
deadline for compliance and the notification requirement, it was
estimated that fewer than 50 percent of the local education
agencies complied with most aspects of the regulation.  To make
matters even worse, upon investigation by EPA, many inspections
that were performed were done poorly by people with little or no
training.

Moreover. EPA probably contributed to a perception that removal
of asbestos was the Agency's policy when penalties for violations of
the Inspection and Notification rule were often eliminated if
violating school officials would agree to remove the asbestos.

Whatever the shortcomings of the Inspection and Notification rule.
it had a significant communications impact. The perceived threat
to school children appears to have Increased public awareness of
asbestos hazards. EPA's 1982 rule brought the asbestos problem
home to millions of parents and school officials.

Two years later. EPA and asbestos were again brought to the
attention of school administrators by Congressional passage of the
Asbestos School Hazard Abatement Act's loans and grants program.
which directed the Agency to provide financial assistance to needy
schools with the worst asbestos hazards. To school administrators
and the public, the ASHAA legislation and the loans and grants
could have been interpreted as an EPA funding program for general
asbestos removal since most of the serious problems were best
resolved by removal.

The primary guidance documents during this period. Asbestos-
Q»r|taining Materials in School Buildings (Orange Book) and
Qujdance for Controlling Friable Asbestos-Containing Materials
(Blue Book), focused mainly on hazards and health effects as well as
basic practices and procedures In an attempt to make people aware
of the potential threat to human health posed by asbestos.  The
building of a state infrastructure of qualified asbestos inspectors
and abatement personnel signalled schools and others that the
federal government did not intend to pay the bill to solve the
asbestos problem in the United States.

The content analysis and anecdotal information collected through
the outreach effort lead to the conclusion that EPA emphasized
removal as the primary means of controlling asbestos risk.
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                                        11
Hie Second Period:
Implementing AHERA
(1985-1988)
                    This second phase, from the publication of the definitive guidance
                    on asbestos in buildings—Guidance for Controlling Asbestos-
                    Containing Materials in Buildings (Purple BookJ-through the
                    passage of AHERA and all of EPA's efforts to implement that law,
                    was a period  of intense communications activity resulting in four
                    primary messages—all revolving around the new Congressional
                    requirements that schools must inspect for asbestos, notify parents
                    and occupants, develop management plans and put those plans into
                    effect.

                    These messages built upon  the earlier phase and expanded their
                    scope to deal with the new AHERA requirements.  Issuance of the
                    Purple Book in 1985 was a major point of departure in the
                    transition to more balanced treatment of the removal/management-
                    in-place alternatives.  For the first time, given new knowledge. EPA
                    offered a new element In the asbestos message-improper removals
                    may be an even greater hazard than if undamaged asbestos were left
                    alone.

                    While many readers may have missed the new element, some did
                    not. A reporter for The Washington Times,  called  the change in
                    EPA's position a "major shift in policy."  In a lengthy article
                    appearing on August 1. 1985. the day the Purple Book was
                    released, the  reporter quoted an EPA official as saying that "If
                    [building owners]  have {asbestos] and it is in good condition,  they
                    should leave it alone and watch it for signs of deterioration."

                    Several activities contributed to this new emphasis in the Agency's
                    . asbestos message that would become larger in the future. First.
                    Agency studies, including a major study of school abatement, began
                    to suggest that removal did not always or permanently clean fibers
                    from a building., and. in fact, could elevate asbestos levels if
                    improperly done.               . '  .

                    Second, hew  asbestos detection technology  allowed researchers to
                    better identify asbestos levels in buildings.  EPA developed a  new
                    protocol as part of the AHERA program for the use of transmission
                    electron microscopy. For the first time, asbestos was reliably
                    identified and measured outside a manufacturing setting.

                    Third, a 1986 EPA air monitoring study found that prevailing levels
                    in buildings,  governed by in-place management, programs, were
                    very low, in fact, comparable to those levels  found  outside the
                    buildings. This suggested that in-place management might be as
                    . effective; indeed,  perhaps even more effective, in limiting exposure
                    to building occupants than some removals.
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                   12

Next, asbestos scientists, control professionals and public health
officials increasingly began to recognize and accept in-place
management as an acceptable substitute for large-scale removals.
based in part on EPA's research. Improvements were also being
made in in-place management technologies.

Finally, anecdotal information began to grow, from the new ASHAA
loan and grant program and from other sources, such as
educational publications, suggesting that unnecessary removals
might be on the rise.  EPA became increasingly interested in
making school officials and building owners understand that in-
place management was often a sound approach.

While this new emphasis was  not immediately and universally
heralded as a major change in the Agency's asbestos  policy, the
modification in  the message signalled the beginning of an
awareness on the part of EPA  that removals of asbestos in good
condition may be taking.place. Too often, building officials have
"panicked and rushed into" an asbestos-removal program that has
caused more contamination than leaving the asbestos alone, an EPA
official was quoted as saying in 1985. Increasing awareness would
eventually lead the Agency to a message years later that asbestos
management-in-place may often be the best abatement option. In
short, the Agency was responding appropriately to new information
learned in the laboratory and  in the field.

But this gradual shift in program emphasis ran counter to
developments that were  occuring back on Capitol Hill.  In
Congress,  sentiment ran high in late 1985 and 1986 for additional
federal action on the problem  of asbestos in schools.  Congressional
language alone played a  large  part In having the asbestos problem
viewed as a public health crisis. The terms "hazard" and
"emergency" together in the title of AHERA were a clear message
to many audiences-including  local school officials and
parent/teacher organizations as to how  Congress viewed the nature
of the asbestos-in-schools risk.  There were other factors as
well—especially for local education agencies.  Incredibly difficult
timetables for EPA to set the new rules, and for local education
agencies to hire contractors or train people to conduct
inspections,  prepare and review management plans, and then
implement those plans, sent a powerful message that school
officials must place this activity among  their highest  priorities and
Increased pressures for action throughout the system.

Almost every interview and outreach conversation we conducted
with local education agencies  and associations representing their
interests and those of teachers, maintenance and custodial
workers, felt that the compressed deadlines  for implementing
AHERA requirements put immense pressure  on school officials to
act quickly and decisively. And. in many cases, the simplest and
cleanest action that could be taken was  removal. For a number of
reasons, asbestos removal made sense to some local  decision
makers, notwithstanding its high initial costs.
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                    13
 Compounding this situation was the fact that the guidance EPA
 Issued was often perceived as not lending itself to the type of
 decisions school administrators desired.  They often looked to EPA
 to tell them simply to remove asbestos or leave it in place. EPA's
 guidance, originating from school officials themselves and asbestos
 experts, was less definitive.  It was predicated on qualitative factors
 applied on a case-by-case basis by local decisionmakers. There
 were some situations which readily called for removal, for example.
 because the condition of the asbestos and potential for significant
 exposure warranted  it. and there were other cases where the
 asbestos was in perfectly good condition and presented  only a small
 opportunity for exposure.  The vast majority of school asbestos
 decisions, however, may have fallen  into a more nebulous middle
 ground where more discretion was exercised by an 6n-the-scene
 expert, trained and accredited to identify asbestos conditions and
 abatement procedures.  This lack of certainty and definitive
 direction appears to have frustrated many school administrators
 about EPA's advisory role.

 Because of the AHERA requirement for accredited persons and the
 complex. Judgmental nature of the asbestos-assessment process.
 which did not lend itself to a simple EPA directive, one of the
 Agency's primary messages during this period, then, was that only
 accredited experts could make  proper and informed Judgments
 about asbestos inspection and management activities, since they
 best understood the hazards and appropriate control techniques.

 There were several reasons for this.  First. EPA's experience under
 the 1982 Inspections rule showed that many of the inspections
 were poorly conducted by inadequately trained personnel. An
 accreditation and certification program at the state level would
 correct this  problem by building credibility Into the inspections
 and recommendations, right up front.  Second. Congress, through
AHERA. designated that any requirement to inspect, develop
 management plans, or abate asbestos hazards must be completed by
 accredited people. Finally, the  school officials, technical experts.
and others serving on EPA's regulatory negotiation determined that
general standards were not appropriate for such a site-by-site
hazard. On-site assessment would best lead to the ultimate
 objective of minimizing exposure to asbestos.                 :

The second period, then. Is best characterized by the AHERA "rush
to Judgment" which forced difficult, costly decisions to be made in
the context of emergencies and  hazards.  While EPA attempted to
keep the asbestos-management options open in its written and oral
communications with LEAs. the focus was not on removal vs.
management-in-place, but on the stringent AHERA requirements
and such issues as the. necessity for accredited inspectors and
contractors.    '         t             .  -
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                                        14
The Third Period:
Placing Options
Into Perspective
(1988-Present)
                    This third phase, from EPA's 1988 Report to Congress on Public
                    and Commercial Buildings. through the recent scientific debates
                    over fiber types and sizes, up to the issuance of the "Five Facts on
                    Asbestos in Buildings." has been a period of further examination.
                    consolidation and balancing in  order that school officials see the
                    full array of options for managing asbestos risks.

                    In 1987 and early 1988. there was pressure, reminiscent of that
                  .  during passage of AHERA, behind EPA and Congress to make
                    decisions about whether an AHERA-like law should be passed for
                    the other 700.000 public and commercial buildings in which EPA
                    estimated asbestos is present.

                    While feeling this pressure. EPA was also hearing and seeing other
                    factors.  First, there  were more  complaints about the inordinate
                    costs for asbestos removal and the  impact of these removals on
                    school budgets and insurance and bonds issues. There was also the
                    growing body of information obtained by the asbestos research
                    effort, discussed above, that asbestos air levels in public and
                   commercial buildings appeared to be very low.

                   The 1988 Report to Congress had the effect of halting
                   Congressional movement toward passage of AHERA-type legislation
                   for public and commercial buildings. It created a "cooling-ofT
                   period before additional legislative and regulatory action proceeded
                   to deal with asbestos and risks.  And it highlighted the fact that
                   EPA was emphasizing its position that management of
                   asbestos-in-place. from a public health perspective, could be
                   preferable to removal.

                   Unfortunately, the 1988 Report to Congress received very little
                  publicity In the popular press, and much of its impact may have
                  been lost on the public. Another  asbestos-related activity was
                  taking place and receiving the publicity-extending the AHERA
                  deadlines.  It had become quite clear that some local education
                  agencies were having severe problems  meeting the original
                  inspection, management plan and implementation  deadlines.

                  EPA's primary actions  during this period probably gave off mixed
                  messages to the public.  First, the Agency's request for additional
                  time to examine the extent of the asbestos problem in other  public
                  and commercial buildings was seen by some as an Agency retreat
                  from its public health position.  Second, the publication of two
                  scientific articles In 1989 and 1990 may have begun casting doubt
                  in the public mind about the hazards of asbestos and the perceived
                  appropriateness of EPA's asbestos policies. Certainly these articles
                  touched off a roaring controversy  in scientific and legal circles


                         EXTERNAL REVIEW DRAFT
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                            Due 13 September 91

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                    15

about asbestos health effects, and this debate spilled over into the
asbestos-in-schools program.

In addition. EPA completed in July 1989. a decade-long
rulemaklng within the Office of Toxic Substances and declared a
ban on almost all future uses of asbestos in American commerce.
Though the ban and phase-out was taken largely as a
pollution-prevention measure since safe alternatives existed,  most
people would naturally see the ban as reinforcing EPA's
long-standing message that asbestos was hazardous.

Then, shortly .after the ban and phase-out announcement, the
Agency held a press conference to announce a new enforcement
Initiative against several major school boards and asbestos
contractors for violating the NESHAP demolition and renovation
rules. This too. could be seen by some as running counter to  an
attempt by EPA's asbestos-ln-schools program to increase visibility
for managing asbestos-in-place when in good condition, rather than
removing It.  It offered  a concrete example of an agency delivering
mixed messages on the same pollutant at virtually the same time.

While EPA did not change its position about the hazards of
asbestos, it certainly increased its emphasis on in-place
management as the preferred alternative,  as demonstrated by the
1990 publication of Managing Asbestos in Place (Green Book) and
the release of the "Five Facts" testimony and open letter. The
Agency's position about the hazards of asbestos, based on the
current  state of scientific knowledge about various asbestos-related
diseases and causes has remained consistent, and Is shared by all
federal agencies and the National Academy of Science.  EPA has.
however, continued to move to clarify the asbestos management
options available to school administrators by emphasizing that
identifying and managing asbestos-in-place may be preferable and
safer than removing asbestos in good condition.

Schools,  finally, may have been less confused about AHERA         ;
requirements and EPA's policy guidance than anecdotal
information suggests.  One  of the findings of the review describes
the information obtained from the recently completed formal
review of the AHERA program. Statistically valid surveys suggest
that the large majority of AHERA response actions taken by schools
were consistent with the Agency's management-in-place
philosophy. This is true. too.  of actions now scheduled in
management plans.

The evaluation found that schools identified about 70 percent of
the Individual suspect asbestos materials covered by the evaluation
(representing about 87 percent of the total quantity of material)
and that most of the response actions (85 percent) taken to date by
schools Involve managing asbestos in  place.

The evaluation also showed that implementation of important
elements of the AHERA program  needed to be improved. For


        EXTERNAL REVIEW DRAFT                     .
           Reviewer Comments
           Due 15 September 91                          .

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                    16


 example, about 17 percent of the inspections were classified as
 deficient in identifying, assessing, or quantifying all the suspect
 asbestos. An additional 21 percent were judged as having serious
 deficiencies. Further, many school  maintenance and custodial
 workers were not receiving  proper  training to prevent them from
 becoming engaged in unprotected and inappropriate work
 practices regarding asbestos.

 The third period, leading to the present day. illustrates how easily
 messages can interfere with one another in an area as complex as
 asbestos risk management. The asbestos-in-schools program took
 forceful efforts to place asbestos management options into
 perspective—finally emphasizing management-in-place as the
 preferred option in most Instances.

The evolving emphasis in EPA's messages to local officials are best
illustrated in the following table:
      EXTERNAL REVIEW DRAFT
         Reviewer Comments
         Due 13 September 91

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Table l
As
anrf
            Pocy
                                       17
        Tear/ Pari^i

        1971
       1973
  Source

  EPA
  promulgates
  listing under
  Section 112
  (National
 Emission
 Standard for
 Hazardous Air
 Pollutants
 (NESHAP) of
 the Clean Air Act

 EPA
 promulgates
 NESHAP-
Asbestos rules
under Section
 112 of the
Clean Air Act
Message

* Asbestos is a hazardous air
pollutant.
                                               h          Is a threat to
                                               health, a carcinogen.

                                               ' Asbestos must be removed
                                              f 5V° buUdin« renovations
                                              and demolitions.

                                              • Visible emissions during
                                              building renovations and
                                              demolitions are banned.

                                              • EPA must be notified of
                                              building renovations and
                                              demolitions.
                       EXTERNAL REVIEW DRAFT
                          Reviewer Comments
                         Due 15 September 91

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                                IS
 1979
1982
1983
  EPA Issues
  Asbestos-
  Containing
  Materials 
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                              19
1984
Congress enacts
Asbestos School
Hazard
Abatement Act,
P.L. 98-377
(ASHAA)
1985
EPA issues
Guidance for
Controlling
Asbestos-
Containing
Materials in
Buildings
(Purple Book)
under Toxic
Substances
Control Act
* Grants and loans are available
to "needy" schools for asbestos
abatement, strengthening
message about asbestos dangers.

• Because the law gave priority
to funding for most dangerous
situations. ASHAA funding from
EPA has gone largely to
removals.

* An Indirect message may
favor asbestos removal.

•  New risk message points out
that presence of asbestos in
building does not necessarily
endanger occupants if asbestos
is in good condition and not
disturbed.

*  Prudent building  owners
should limit the exposure of
occupants, though this is not
required.

* Asbestos levels in schools
appear higher than in other
buildings.

*  School children are at
greater risk because of greater
Hfespan.

*  Management-in-place is dealt
with at some length for the first
time, although guidance savs
removal has the widest
applicability, and is only
permanent solution.

• Abatement actions should be
designed  and performed by
accredited persons.
                   EXTERNAL REVIEW DRAFT
                      Reviewer Comments
                      Due 15 September 91

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  1986
               20

  Congress enacts
  Asbestos Hazard,
  Emergency
  Response Act.
  P.L. 99-519
  (AHERA)
 1987
                  EPA
                  promulgates
                  rules under
                  AHERA
1988
EPA issues
Guide under
AHERA
  * Asbestos is a health threat; no
  minimum exposure levels are
  established.  •

  * Danger is emphasized by the
  words "Hazard" anp*
  "Emergency" in title of the law.

  •  Due to concern about
  exposure, school inspections.
  abatement planning, and
  management plan
  implementation must meet
  tight deadlines.

  *  LEA plans should be State-
  approved.

  *  Purple Book remains
  definitive guidance until further
  guidance is issued by rule-
  making process.

  * EPA must establish a model
 contractor accreditation
 program for States to follow.

 * Schools must inspect for all
 asbestos in their buildings, plan
 for its management.

 * Inspection and planning must
 be performed by accredited
 personnel, contractors or
 consultants.

 * Removal is not mandated or
 precluded: the decision up to
 theLEAs.

 * Again, removal is not
 mandated or precluded: the
 decision is up to the LEAs.  Text
 describing various situations
 lists removal as one of only two
 options in three of five
 examples.

 * Operations and maintenance
fmanagement-in-piacel  is
emiihasized.
                  EXTERNAL REVIEW DRAFT
                      Reviewer Comments
                   . • Due 15 September 91

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                              21
1988
19S8
1989-90
EPA issues "100
Questions"
Guide to schools
EPA issues
Report to
Congress on
Asbestos in
      and
                 Commercial
                 Buildings.
                 under AHERA
EPA
promulgates
amended
NESHAP-
Asbestos rules
under Section
112. Clean Air
Act
" Guide answers most
frequently asked questions
about asbestos in schools but
does not address the issue of
removal vs. management-in-
place.

* Danger of exposure Is higher
in schools than in other
buildings. EPA will continue to
concentrate attention on
schools, not other buildings.

* Asbestos exposure in
commercial buildings is a
potential  hazard but needs more
study.

• .Studies in federal building
sample show low levels:
comparable to  outdoor levels.

* Mortality projections are
extremely low.

* Asbestos is a danger to
human health:  a hazardous air
pollutant.  (Same as earlier
NESHAP-Asbestos messages)

* Removal requirements  for
renovations, demolition are
reemohasized: new rules for
transporting asbestos debris
from demolitions/renovations
are  described.
                   EXTERNAL REVIEW DRAFT
                      Reviewer Comments
                      Due 15 September 91

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1989
             22

EPA issues ABCs
gf Asbestos in
Schools booklet
under AHERA
1989
1990
EPA
promulgates
Asbestos Ban
rules under
Toxic
Substances
Control Act
EPA issues "Five
Facts about
Asbestos" under
TSCAand
AHERA
* Asbestos fibers can cause
serious health problems, but
there is much uncertainty about
risk from low-level exposure.

" Asbestos properly managed in
place poses little risk.

* AHERA rarely requires
removal.

* Poorly performed removals
can increase risk.

* LEA makes decision on
whether to remove or manage-
in-place.

* Ninety-four percent of all
future manufacture of asbestos
products are banned over
period of seven years.

' Ban will reduce unreasonable
risk to human health: safe
substitutes are available.

* Exposure levels in public
buildings, based upon available
information, pose negligible
risk to building occupants.
although it might be higher for
maintenance workers.

* Management-in-place is the
most desirable option to control
exposure.

* Removal of asbestos,  if
improperly done, can increase
risk.

* EPA does not require
removal,  except for demolitions
and renovations.
                   EXTERNAL REVIEW DRAFT
                       Reviewer Comments
                      Due 15 September 91

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                                23
  1990
 1990
1990
1990
                   EPA issues
                   Managing
                   Asbestofi in
                   Place (Green
                   Book) under
                   AHERA
                  EPA Issues
                  letter to schools
 EPA Issues
 Environmental
 Hazards in Your
 Sphools under
 various laws

 EPA Issues
 "Advisory for
 the Public"
 under TSCA and
AHERA
                         *  flTae risk message is based
                         on the Five Facts).
                         * AHERA does not
                         removls.
  •  Green Book does not replace
  the Purple Book, but expands
  operations and maintenance  .
  (management-in-place)
,  information.

  * Removals may be required by
 NESHAP-Asbestos rules during
 renovation or demolition
 projects.

 • Schools can revise their
asbestos management plans
based on upcoming re-
inspections.

* Management-in-place should
be the keystone of asbestos-
abatement programs.

* In section on asbestos,
previous information is
reviewed.
                                       •  "Five Facts" are expanded to
                                       emphasize a) low levels of
                                       exposure in most schools, b)
                                       dangers of arbitrary removal, el
                                       benefits of management-in-
                 EXTERNAL REVIEW DRAFT
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                    Due 15.September 91

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                                       24
FINDINGS
                                                                   the following
                    •        rf        whlch represent a synthesis of information
                    developed from more than one approach:
                    1.



                    2.



                    3.


                    4.



                    5.
                   6.
                   7.
 The school asbestos management decision process is a
 complex, multi-step process involving many different parties
 and multiple information sources.

 School officials consider many legitimate factors besides
 health risks in making choices among asbestos management
 options.

 Involvement by parents and staff in school asbestos
 management decisions tends to be infrequent and reactive.

 EPA's asbestos-in-schools program is very dependent on
 communications because of the necessity for site-specific
 decisions about asbestos management.

 There is some public confusion about EPA's main messages
 and policies under the asbestos-in-schools program.  EPA
 has inadvertently contributed to the confusion by issuing
 evolving—and sometimes what may appear to be conflicting-
 messages over time.

 There are many important factors outside EPA's control    \
 which have contributed to public confusion about the hazards
 of asbestos, proper risk management, and the Agency's
 asbestos message.

 In light of the Importance and difficulty of asbestos
 communications. EPA could have given greater priority to
 communicating Its messages about asbestos to the general
 public and interested parties at various points in the process.

The formal evaluation of the AHERA program suggests.
contrary  to anecdotal evidence,  that wholesale removal of
asbestos  in good condition has not been the norm since
schools began their AHERA management plans in the late
 1980s.
                          EXTERNAL REVIEW DRAFT
     Reviewer Com
                                              ts
                             Due 15 September 01

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                                      . 25


 One:               The school asbestos management decision process is a
                    complex, multi-step process involving many different
                    parties and multiple information sources.

                    As Figure 1 illustrates, there are 12 basic steps In the school
                    asbestos management decision process.  Most of these steps are
                    shaped by the requirements of the AHERA rule. These steps
                    involve many different participants from both inside and outside a
                    school's administration. Since information is an important "input"
                    to the decision process, these  12 steps provide many opportunities
                    for different information sources to affect the decision process.
                    Since school officials rarely have the technical expertise to make
                    asbestos management decisions on their own. reliance on outside .
                    sources of information and expertise throughout this process is
                    often very high.  -                  .


 Two:               School officials consider many legitimate factors
                    besides health risks in making choices among
                    asbestos management options.

                    School decisions about asbestos management are influenced by
                    .many factors. These factors Include health risks but also expand to
                    non-health issues such as concerns about long-term accountability.
                    concerns about the complexities and cost of implementing a
                    long-term program to manage asbestos In place, and the desire for
                    an "asbestos-free" school.  Such concerns are legitimate reasons for
                    , undertaking asbestos .management measures which go beyond
                    those required for simple protection of human health,  even If this
                    translates Into "unnecessary removals." When asbestos
                    management actions occur for these reasons and not because of
                    inaccurate Information about EPA requirements, those decisions
•                    . can be called "informed." even though the removal was not
                    necessary from a public health perspective.

                    The question of whether or not there have been a  large number of
                    unnecessary removals of asbestos in the nation's schools remains
                    unanswered, although the evaluation of the AHERA program
                    indicates the incidence of asbestos removal in the nation's schools
                    was not high. Reliable data on the rate of asbestos removal before
                    AHERA are not available. Much of the anecdotal evidence suggests
                    that there may have been widespread removals before AHERA was
                    People often assume the availability, or lack of availability, of funds
                    Is a major Influence on school asbestos management decisions.
                    Specifically, the assumption Is that when schools have the money
                    to finance removals, they choose to remove. EPA's surveys of State
                    AHERA designees and selected school officials suggest that these
                    assumptions are inaccurate.  The role of funding appears secondary.
                    That is. schools choose to remove, or not to remove, based on
                            EXTERNAL REVIEW DRAFT
                               Reviewer Comments
                              Due 13 September 91

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                                      26

                    other factors than simple availability of funds. When schools are
                    already inclined to remove asbestos because of some of the factors
                    discussed above, then the availability of funds becomes an
                    important factor.
Three:
Involvement by parents and staff in school asbestos
management decisions tends to be infrequent and
reactive.

The conventional wisdom-asserts "that parents have played a key.
and widespread, role in forcing schools to remove asbestos.
regardless of the material's condition.  However, other than a few
anecdotes, the evidence shows that this type of action oh the part
of parents, or staff, is the exception rather than the rule.  These
groups in general have played a minor role in school asbestos
management decisions.  The AHERA evaluation supports this
finding.                            .

At the same time.  It should be noted that reactive involvement.
however rare, can  be very powerful when It does happen.  There is
evidence that suggests a handful of angry parents can and have
forced schools to make dramatic changes In their asbestos
management decisions.  The reasons for parental involvement in
these instances are varied, and may Include technical, economic.
or political Issues.
Four:
EPA's asbestos-ln-schools program is very dependent
on communications because of the necessity for
site-specific decisions about asbestos management.

Asbestos control experts and school officials have agreed with EPA
that uniform standards can not be effectively applied for asbestos in
schools and other buildings because of the importance of and
variability of site-specific Issues.  This has forced EPA to rely
heavily on a  communications approach which emphasizes providing
asbestos control professionals, school officials, and others with the
information and training they need to make informed asbestos
management decisions based on the condition of asbestos in
particular school buildings.

While this approach is necessary and offers school officials greater
control and on-site flexibility in their asbestos management
decisions, it  can also create some tension between EPA and the
regulated community. Some school officials, who rarely have
technical backgrounds in hazardous waste management, want
directive, step-by-step asbestos management requirements.  Being
told what to  do and when to do it. In some ways, would make
asbestos management an easier task for them, if only because it
would eliminate the need to independently obtain, analyze, and
                            EXTERNAL REVIEW DRAFT
                               Reviewer Comments
                              Due 15 September 91

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                                      27


                    choose among technical options and recommendations, which may
                    be complex. AHERA's requirements to establish a system of
                    trained, accredited asbestos professionals were designed to deal
                    with this problem of site-specific guidance.

                    Adding to the communications challenge, school officials look to
                    several sources of advice—EPA regional asbestos coordinators,
                    headquarters experts, and State officials as well.
Five:
There Is some public confusion about EPA's main
messages and policies under the asbestos-in-schools
program. EPA has inadvertently contributed to the
confusion by issuing evolving—and sometimes what
may appear to be conflicting-messages over time.

Shifting messages about preferred management options.  A careful
reading of EPA documents shows the Agency has consistently
maintained, both pre- and post-AHERA. that schools do not have to
remove asbestos, even though the NESHAP rule may require
removal when a school is being renovated  or demolished.
Nonetheless, it has been possible at many  points in time to get the
impression, from EPA documents and actions, that removal is the
preferred option. For example:

EPA Guidance. The first two asbestos-in-schools guidance
documents issued before AHERA (the Orange book, published In
1979, and the Blue book, published in  1983) emphasized that
removal is the only "permanent" solution to asbestos management
problems. The Blue book characterized removal as "always
appropriate, never inappropriate."  Both the Orange and Blue books
explained the potential problems with other asbestos management
options without mentioning the possible risks associated  with
improperly executed removals.

The message shifted  slightly with the Purple book (published in
1985).  Here, in some sections of the document. In-place
management is placed first on some of the listings of options. In
previous documents, removal was always listed before in-place
management, subtly  reinforcing the Agency's emphasis on the
attractiveness of removal.  However, this is the only major shift
from the preceding guidance.  The larger message in the  Purple
book continued to be .that removal is the only permanent solution
to asbestos problems. The book repeats the Agency's observations
on the disadvantages of non-removals, and  again does not
emphasize the potential hazards associated with improperly
executed removals, given the limited information at the time.

While the Purple book was released before  AHERA was passed, it
served as the main guidance document for schools to develop their
initial management plans under AHERA.
                           EXTERNAL REVIEW DRAFT
                              Reviewer Comments
                             Due 13 September 91

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                   28
In 1990, EPA published the Green Book.  This document focuses
exclusively on Operations and Maintenance (nianagement-in-place)
and emphasizes that improper removals can cause significant
health risks.  Some parties outside EPA have characterized the
Green Book as a 180-degree shift in Agency policy.  A careful
reading of this document Indicates that there is a new emphasis,
although not to the degree that Agency critics charge.  For
example, the Green Book strongly emphasizes the hazards
associated with improper removals, and stresses that in-place
management may often be a schools best asbestos alternative.
However, this message was presaged in 1989 in an earlier
publication, the ABCs of Asbestos, where potential problems with
poorly executed removals were noted.

Enforcement Policy.  Before AHERA, there was an asbestos
inspection rule requiring schools to identify asbestos in their
buildings.  When school compliance with this rule proved
extremely low (i.e.. less than 50 percent), senior EPA officials
stepped up a rhetorical campaign (mainly through public speeches]
emphasizing the risks of asbestos and  the need for compliance
with the inspection rule.  EPA also began to publicize enforcement
actions against schools which did not comply with the rule. These
actions may have fed public perceptions that removal was the best
way to avoid problems with EPA.

Conflicting messages perceived from different EPA programs. The
mandates and main messages associated with other EPA programs
may sometimes appear to the regulated community to conflict with
those from the asbestos-in-schools program.  For example. EPA's
Office of Air & Radiation. Implementing NESHAP-Asbestos
requirements under the Clean Air Act. calls for removal of asbestos
prior to demolition and renovation in buildings. The main message
one receives under NESHAP-Asbestos rules is that asbestos is
dangerous and needs to be removed prior to renovation or
demolition: management-ln-place is not an option once NESHAP-
Asbestos requirements apply. The Ofllce of Toxic Substances.
operating under the authority of the Toxic Substances Control Act.
recently banned further manufacture of asbestos-containing
products in the United States. This ban may appear to send the
same larger message that NESHAP-Asbestos does: asbestos is
dangerous, and we need to get rid of it. Both messages can be seen
to conflict with the more  complex message of the
asbestos-in-schools  program, where site-specific management
decisions must be made and often may include
management-in-place instead of removal.

Outreach efforts also confirmed that inconsistencies sometimes
appeared among advice given in the Region, the State, and by
Headquarters.

Opportunities for Improvement. While EPA recently took steps to
make Its current policy regarding removal of asbestos in school
buildings clearer (e.g.. the "Five Facts" as presented in


        EXTERNAL REVIEW DRAFT
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           Due 15 September 91

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                                      29
                    Congressional testimony in early 1990 and reiterated .In other
                    Agency documents), there still Is both a need and an opportunity to
                    further clarify the Agency's  position.
Six:
There are many important factors outside EPA's
control which have contributed to public confusion
about the hazards of asbestos, proper risk
management, and the Agency's asbestos message.

Congressional actions. The ASHAA program, which provided
federal funds for school asbestos management projects, specifically
targeted high risk situations.  Many of the projects funded through
ASHAA have been asbestos removals precisely because of the nature
of the project selection process which targets the most serious
hazards, which generally require removal. Thus, federal funding
actions under ASHAA may have fed public perceptions about the
overall risks posed by asbestos-In-schools and could have led to
perceptions that EPA requires, or encourages,  removals.

Shortly after the advent of ASHAA, Congress passed the AHERA
legislation. AHERA contributed a sense of imminent danger to the
asbestos-in-schools situation by calling itself an "emergency
response act."  The sense of urgency was augmented by the tone of
the Act's descriptions of the risks to children.  Specifically, the Act
heavily emphasized the potential dangers of asbestos exposures and
continually reiterated the need  for reducing exposure with
statements such as:

      "The danger of exposure to asbestos continues
      to exist in schools and some exposure actually
      may have increased due to the lack of Federal
      standards and improper response actions."

Although the tone of this quote  is not inflammatory, in the context
of an "emergency response act" it conveys a sense of urgency and
crisis.  This atmosphere of high risk and emergency was
augmented by the extremely short implementation deadlines
imposed by the Act.. For example:

o     EPA had only six months to develop, from scratch, a national
      model plan for training and accrediting asbestos inspectors,
      planners, and abatement  contractors.

o     The Agency had only 12 months to promulgate rules to
      implement AHERA: conventional rule-making normally takes
      at least 18 months:

o     Schools were .only given 12 months to develop their
     • management plans, a task most of them were ill-prepared to
      meet".
                           EXTERNAL REVIEW DRAFT
                           -   Reviewer Comments
                              Due 15 September 91

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                   30
All of these factors may have contributed to public perceptions
(1) the risks from asbestos in schools are extremely high and (2)
the most prudent reaction is to completely rid the schools of the
danger by removing the asbestos,

The outreach effort confirmed that the most prudent reaction may
also consider such issues as insurability and liability for the school.

Public conflict about the basic asbestos message. The long-term,
chronic health risks posed by asbestos are difficult to explain in
simple terms.  This difficulty has been considerably exacerbated by
the severe polarization of the public debate about asbestos risks.
Two of the major issues of concern are (1) what the risks from
asbestos are (and how they might vary depending on exposure.
fiber type and size), and (2) what federal regulatory policy should
be adopted in light of those risks.

There are many stakeholders in the asbestos debate, and over time
these groups cover the full spectrum of beliefs, as illustrated by
Figure 2.  Some cluster at either the "one fiber can kill" position or
the "most fibers are safe" position. Each of these positions calls for
a different regulatory approach than EPA currently advocates. In
contrast. EPA has taken a middle-ground position best described as
"keep low levels low,"  and has continued to assert that its current
approach to asbestos-in-schools is the most advisable.

As the controversy about health risk receives increased media
attention, more and more people may begin questioning the
seriousness of the risks posed by asbestos, and the appropriateness
of the management approach EPA has taken under AHERA.
Different stakeholder  groups are investing considerable resources
in publicizing their views on asbestos, and EPA has not always been
able to respond quickly to clarify the Agency's position or correct
inaccurate Information. The polarization of the health risk debate
makes EPA's communications tasks both more  difficult, and more
important.

School dependence on multiple information sources.  Since school
officials rarely have the technical expertise, either themselves or
on their staff, to deal with asbestos issues themselves, they must
look outside their school system for information and technical
advice about asbestos management options. The fact that there are
multiple voices competing for their attention does not make this
task any easier.

As Figure 3 illustrates, there are many different message "senders"
in the asbestos arena. Each of them has different perspectives and
interests. While school officials rely on EPA as a major information
source, they use other sources as well, including private
consultants, contractors, state government, and the popular press.
The messages school  officials receive from these sources
sometimes compete and conflict with EPA's.  Ultimately, this can
create a lot of confusion and "noise" in the communications
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                    network, making EPA's message less audible.

                    The challenge for EPA is to adopt communication strategies which
                    better emphasize what EPA's message is. and how (and why) it may
                    differ from messages received from other sources.  The caveat is
                    that, regardless of how well EPA improves the approach to
                    communications, the quality of information given to school officials
                    from other sources not under EPA's control will remain a limiting \
                    factor on the overall Impact of EPA's communications efforts.

                    Insufficient communications networks. AHERA applies to all
                    elementary and secondary school systems.t- large and small, public .
                    and private.  However, there is no single communications network
                    for EPA to tap into to allow it to reach all of these schools. Over
                    time, the Agency's links with public schools and large private
                    school systems have become fairly strong, but there are still
                    problems with distributing informational materials  to small private
                    schools, sometimes because they come into and go out of existence
                    very quickly, and others because not all States have strict licensing ,-•
                    requirements for small private schools.  Even when the latter
                    institutions receive EPA AHERA" materials, they are more likely to •.
                    have problems complying with AHERA requirements, due to
                    funding and staffing constraints. In addition, in some areas of the
                    country there is a strong school culture (mainly among private
                    sectarian schools) against federal intervention in school affairs.
                    This further complicates the effective transmission of EPA's
                    AHERA messages.                •  :  '              .       .


Seven:             Inll^ht of the importance and difficulty of asbestos
                    communications, EPA could have given greater priority
                    to communicating its messages about asbestos to the
                    general public and interested parties at various points
                    in the process.

                    In comparison with other EPA programs, the asbestos-in-schools
                    program has devoted considerable time and energy to its
 "                   communications effort, especially since the passage of AHERA. The
                    program has faced many obstacles to effective communications.
         .           Some of these have been outside the Agency's control; others have
                    been created by EPA actions, such as the NESHAP and asbestos ban
                    rules, which might be perceived as  contrary-to the Agency's in-
                    place management message.  The asbestos-in-schools program staff
                    faces a very complicated communications challenge. They have
                    made a  concerted and credible effort to explain the requirements
                    of AHERA and to provide risk management guidance to a large and
                    varied constituency.  They have accomplished this effort in the face
                  .of difficult deadlines, serious funding constraints, and limited
                    statutory flexibility..          T    .     T

                    Nevertheless, despite its considerable efforts. EPA must share
                    some of the criticism for the asbestos communications problem.

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                    The Agency did not always assign sufficient resources to respond
                    immediately to dissonant messages broadcast by other sources
                    (representing their own interests regarding asbestos) or develop
                    and publish key guidance in a timely fashion.  It appears that some
                    school officials did not fully understand their roles and the
                    respective role of EPA guidance in the development and
                    implementation of the management plans.  Some officials felt that
                    they received the important guidance only after they completed
                    their plans and then did not feel the plans could be legally
                    changed.  While many attempts were made to inform those officials
                    of their responsibilities (see the background information on AHERA
                    outreach and communication to schools), the dissonant voices,  the
                    unrelenting press of program business, and the early ambiguity and
                    late delivery of some guidance materials may have had an impact on
                    the overall effectiveness of the outreach effort.

                    As a result. EPA's asbestos messages have not always reached the
                    people at which they were aimed, did not always reach them in a
                    timely manner, and did not always succeed in conveying the
                    message in a clear and unambiguous manner.  Despite the
                    encouraging results of the AHERA evaluation which indicate that
                    schools are not spending large sums of money removing asbestos
                    which can be safely managed in place, some schools have
                   . conducted unnecessary removals and some school officials did not
                    understand, that EPA has offered a management-in-place option,
                    where appropriate, since  1985.
Eight:
The formal evaluation of the AHERA program suggests,
contrary to anecdotal evidence* that wholesale removal
of asbestos in good condition has not been the norm
since schools began then* AHERA management plans
in the late 1980s.

School officials may have been less confused about AHERA
requirements and EPA's policy guidance than anecdotal
information suggests. It is generally accepted that AHERA has been
successful in achieving  its initial objective of conducting
inspections and developing management plans.  By the AHERA
deadline of July 1989. fully 94 percent of all public and private
schools had completed  their initial AHERA inspections and
developed management  plans for their buildings. Certainly an
important part of the EPA message—inspect, evaluate, and correct-
has been getting through.

Second. EPA's formal evaluation of the effectiveness of the AHERA
program, completed earlier this year, indicates that the
. fundamental elements of the program were successfully executed.
With regard to the subject of this review—whether schools were
under the mistaken impression that removal of asbestos materials
represented EPA's policy guidance—it appears that the vast
majority of AHERA response actions taken by schools were

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consistent with the Agency's management-ln-place philosophy.
This leads us to the conclusion that if removals were taking place.
they were exceptions to  the rule and did. not represent a
widespread practice.  While this does not account for activities
prior to the passage of AHERA in 1986, nor does it account for  -
possible removals from buildings other than schools, the evidence
clearly indicates that school officials have largely understood the
EPA management-in-place message, along with the requirements
for inspections, .management plans, and accredited personnel.

The evaluation, based on statistically significant surveys, found that:

o     Schools identified about 70 percent of the individual suspect
      asbestos materials covered by the  evaluation, representing
      about 87 percent of the total quantity of material.

o     Most of the response actions (85 percent) taken to date by
      schools involve managing asbestos in place.

In addition, a survey of school principals showed  that parents and
teachers did not appear  to panic upon learning about the presence
of asbestos in their schools.
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RECOMMENDATIONS
                    Some of the lessons learned from EPA's experience with
                    communications in the asbestos-in-schools program have
                    implications for EPA's approach to similar risks.
                    Asbestos-in-schools is not the only environmental problem which
                    does not easily lend itself to conventional command/control
                    regulation. For example, indoor air in general, and radon
                    specifically, are two examples of environmental problems which
                    call for flexible, case-specific approaches and an emphasis on
                    communications rather than regulation of ambient air
                    contaminants. The lessons  we learn from communications in the
                    asbestos-in-schools program may help EPA improve its
                    communications efforts in these and similar areas where
                    regulations by themselves will not accomplish the Agency's risk
                    management goals.

                    1.    EPA should (1) continue its efforts, begun with the "Five
                         Facts," to explain the Agency's interpretation of available
                         health risk data and to obtain better information about those
                         risks; and (2) explore the desirability of developing and
                         distributing an asbestos-management-priority list designed
                         to help schools target their asbestos-management activities.

                    2.    EPA should make a greater effort to communicate messages
                         that are consistent across the agency.

                    3.    EPA should communicate its key messages in a more forceful
                         and timely manner.

                    4.    EPA should routinely  pretest and evaluate its
                         communications and make sure they are clear and
                         unambiguous and achieving their desired effect.

                    5.    EPA should give risk  communication a much higher priority
                         as a risk reduction tool.
One:
EPA should (1) continue its efforts, begun with the
"Five Facts", to explain the Agency's interpretation of
available health risk data and to obtain better
information about those risks; and (2) explore the
desirability of developing and distributing an asbestos-
management-priority list designed to help schools
target their asbestos-management activities.

The original version of the "Five Facts", delivered by EPA's Assistant
Administrator for Pesticides and Toxic Substances. Linda Fisher, in
Congressional testimony in June  1990, acknowledges that there is
controversy about the degree of risk posed by different asbestos
fibers.  The Five Facts go on to state that:
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                  (1) EPA has adopted a prudent approach to asbestos regulation
                  by assuming that all fibers are equally potent.

                  (2) While some sources have suggested that exposure to
                  chrysotile or common white asbestos may be less likely to cause
                  some asbestos-related diseases, various scientific organizations.
                  Including the National Academy of Sciences, support EPA's
                  more prudent regulatory approach.

                  This message needs to be expanded  and repeated as long as the
                  degree of risk posed by asbestos remains a focal point of public
                  controversy. The following points should be stressed:

                  (1) EPA is aware of the controversy  about the relative risk
                  posed by different asbestos fibers.

                  (2) EPA has taken what it sees as a  prudent regulatory approach
                  given the nature of the risk information currently available.

                  (3) EPA's approach is supported by respected scientific
                  authorities: and

                  (4) EPA is and will continue to conduct additional studies (e.g..
                  the Health Effects Institute-Asbestos Research effort) to ensure
                 • that its policies continue to be based on the best scientific
                  information available.

                  Secondly, school officials are sometimes uncomfortable with the
                 - degree of Individual discretion which must be exercised in
                  determining what asbestos-abatement options are most
                  appropriate in individual circumstances. EPA has provided
                  guidance on these matters, but the need for site-specific
                  decisions appears to be consensual.  At the same time, the
                  AHERA rule provides some descriptive Information which is
                  more directive than the guidance and specifies what should be
                  done under certain circumstances. It may be helpful to include
                 .copies of these descriptors (as they are, or modified) in  future
                  AHERA mailings.
Two:
EPA should make a greater effort to communicate
messages that are consistent across the agency.

EPA is one agency and it should act and speak with one voice.
The fact that  the agency has multiple programs which operate
somewhat Independently and which are charged with
Implementing many different laws does not excuse the agency
from communicating messages which are not consistent or at
least compatible across programs.  The problem of
Inconsistency that was found In this analysis is not Just an
asbestos problem: It Is an Agency problem.
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                 Audiences receiving EPA messages about risk do not stop to
                 make distinctions among the Agency's various programs. When
                 EPA sends out messages from several different  offices which
                 may conflict either explicitly or implicitly, it  dilutes the impact
                 of each of the messages, no matter how carefully each has been
                 crafted and  communicated. It also damages the Agency's
                 credibility.

                 However simple the recommendation to be consistent may
                 seem in principle,  it is not simple In practice.  The facts of
                 bureaucratic life often make it difficult  to achieve complete
                 coordination in a large and complex  organization. Ordinary
                 admonitions do not work. Heavy-handed clearance procedures
                 are expensive to operate and can slow operations to a crawl.  A
                 happy medium needs  to be found.

                 EPA has recently created a series of  regulatory "clusters." Staff
                 from different programs who  are developing regulations for the
                 same industries and/or substances are developing their
                 proposals Jointly.   This approach needs to be applied in more
                 instances than Just new regulations.  An "asbestos
                 communication cluster" with  representatives from the Office of
                 Toxic Substances,  the Office of Air Quality Planning and
                 Standards, the Office of Solid  Waste  and the Office of
                 Communications and Public Affairs would be a good prototype.

                 The Office of Communications and Public Affairs presently
                 coordinates major  communications efforts across the agency.
                 However,  it  does not have adequate  resources to review all
                 publications. It was by chance rather than routine review that a
                 publication  on asbestos from one office giving a  message that
                 appeared to conflict with the  message from another was
                 discovered on its way to the printing shop during the course of
                 this project. While there had been technical coordination
                 among the offices,  there was not an  overall communications
                 review. The Office of Communications and Public Affairs does
                 not routinely review all publications  for this type of consistency
                 because its  does not have the staff to do so without creating an
                 unacceptable bottleneck.  This situation must be corrected.

                 Where different statutory mandates, program requirements or
                 other imperatives make it necessary to  send what might
                 otherwise appear to be inconsistent  messages, the reasons
                 should be clearly stated.  Similarly,  where statements represent
                 an evolutionary change in emphasis, a concerted effort should
                 be made to  acknowledge and  explain the apparent differences.
Three:
EPA should communicate its key messages in a
more forceful and timely manner.
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When EPA has an important message "that can affect many
precious lives and dollars it should make sure that message is
clearly heard by all affected parties. The Agency's
communications need to get the attention of audiences that
have many different issues on their minds and need to avoid
being drowned out or otherwise altered by communications on
the same issue from other parties.

For many issues, the Agency's communications strategy is often
limited to the publication of major documents and press
releases.  Oftentimes, however well meaning and precisely
drafted. EPA's messages have not reached the intended
audiences in their intended form and have not been timely.

For important issues such as asbestos. EPA should generate,
more interpretive materials for affected parties and distribute
them more widely and quickly.  In addition to major technical
guidance documents there should be more short pamphlets
which are intended to reach broad audiences  with specific
messages.  Messages to narrow, targeted audiences should also
be developed.  A special effort should be made to have articles
by EPA officials on changed program emphases or new
regulations published in trade and technical publications instead
of leaving it to others to interpret and comment on them, as has
often been done in asbestos and on other environmental
problems.

These efforts should not be limited to top officials; official at all
levels should be  making more personal efforts to communicate
major messages.  Throughout the process the agency should
strive for repetition and reinforcement.  The agency should not
assume that because it has said something once that .the
message  has been successfully transmitted.

There are many appropriate occasions for such efforts.
Outreach for new regulations and changes in program emphasis
should be given special priority, and should be accomplished
quickly.  Major enforcement and funding decisions should also
be candidates for special priority communications, so that they
are properly understood by interested parties and do not have
unintended  consequences. An example of the latter Instance is
EPA's asbestos grants program.  The fact that nearly all the
funds go for removals rather than management-in-place is
because the law requires that grant awards be made for only the
most serious cases, where removal is often necessary: it is not.
as some have thought, because EPA necessarily favors removal
over management-in-place.     • - •'

Another occasion for clear, forceful and timely communication
is when other information sources inaccurately depict key
issues and requirements. EPA needs to make a greater effort to
follow what others are saying and promptly respond to
inaccuracies as quickly as possible. EPA's shortcomings in this
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                 regard are not limited to asbestos; indeed, there is no evidence
                 to suggest that the pattern here has.been substantially different
                 from the Agency norm. "

                 Constant coordination with all message senders is also
                 important to avoid variances in the messages coming from
                 Regions. Headquarters and States.

                 Effective, accurate communications is a normal part of
                 progressive program administration.  In most instances, no
                 special occasion is needed for a well-schooled and aware
                 communications effort. Nor. in many instances, should major
                 additional resources be required.  Clear, forceful and timely
                 communications should simply be a part of working smarter and
                 total quality management.
Four:
EPA should routinely pretest and evaluate its
communications and make sure they are clear and
unambiguous and achieving their desired effect.

When EPA says something, there should be no mistaking what it
is saying. On asbestos or on any other Agency issue, it should
not be possible to get more than one message, especially from a
single publication.

The most Important step that EPA could take to this end would
be to pretest all important documents with target audiences,
and make changes to improve the clarity of the message and
messages. The Agency spends a great deal of money each year to
project the economic impact of proposed regulations. Yet.
somewhat surprisingly. EPA does very little to gauge the clarity
and likely impact of proposed publications.  The Office of Policy.
Planning and Evaluation has recently published a handbook on
pretesting.  Many of the methods described are not particularly
expensive or time consuming.*  EPA program offices should use
them.

Pretesting should not be confused with the present external
review system, which involves interested offices from within the
Agency and from outside.  This type of review is entirely
legitimate and necessary.  However, what frequently happens
when the comments all come back is that extensive qualifying
language is added to satisfy all the.reviewers. The result is often
that the publications end up in a state of terminal blandness—or
present mixed messages.  The apparent attractiveness of "on
the one hand, on the other hand" should be balanced against the
need for clarity. If important qualifying language must be added,
it too should be pretested.

Another way that mixed messages slip into publications is in the
form of disclaimers that have sometimes been put in the front of
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                  publications on asbestos and other subjects, to the effect that
                  the. document has been prepared by a contractor and EPA does
                  not necessarily stand behind everything in it.  It is recognized
                  within the Agency that liability, not accuracy, is the driving
                  force in these instances, however, to the reader, no one knows
                  where EPA stands when this happens, and the Agency looks like
                  it doesn't really know the subject. This practice should be
                  discontinued.  If EPA is not sure about some of the details, the
                  text of the document should explain which details are uncertain
                  and why.

                  Finally, when a major publication has been in circulation for a
                  reasonable amount of time, such as a year, it should be evaluated
                  to find out if it is having the intended effect. EPA rarely takes
                  this step.  The  prevailing attitude is that once the Agency has
                  spoken, that the Job of communication has been completed. In
                  fact the result is that EPA misses out on the opportunity to
                  learn whether the particular document in question or any new
                  documents need to be improved.  As with pretesting, this step
                  need not be expensive or time consuming.


five:             EPA should give risk communication a much higher
                  priority as a risk reduction tool.

                  At the root of each of the foregoing recommendations is EPA's
                  clear need to assign a higher priority to communication as a risk
                  reduction tool.  This need exists throughout the Agency, not Just
                  in the asbestos-in-schools program. In fact, despite the
                  concerns observed in this study of asbestos communications.
                  there Is reason to believe that greater attention is given to
                  communication in this program than in many others.

                  Historically, communication  has frequently been an afterthought
                  at EPA. Important decisions have been made and then they
                  have been communicated. Communication comes afterwards.
                  Moreover, rarely is communication considered to be itself a
                  front-line  tool of risk reduction, in the sense that traditional
                  regulations and now economic incentives are considered to be
                  front-line  topis. And. when it turns out that communication is
                  the key element in a program, it is often not recognized and
                  treated as such. There are those at EPA who recognize the
                  importance of communication, but the general culture of Agency
                  staff is technically-oriented and not communication-oriented.
                  EPA needs to stop treating communication as a poor and
                  unworthy relative.

                  This recommendation is supported not only by the findings of
                  this project. The EPA Science Advisory Board, in its recent
                  report. Reducing Risk: Setting Priorities and Strategies for
                  Environmental Protection, made a similar recommendation.
                  While acknowledging the importance of traditional regulations


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      as a whole. touf    n
with economic incentives  thl 222
infoimauon as a rtXuction toSf
 f PA'
of tools'"
                                                the
                                                      of
attention at all levels  narHn,^ ,   "^es and management
                                                   ^
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                                     41

Appendix A (Outreach)
to Commv"<*fl**"g About Risk:

                           Background Information    '            '

    An outreach effort, an endeavor to meet in person with representatives of the
many organizations affected by the asbestos-in-schools program, was used to gain
firsthand opinions about EPA's communications on asbestos.

    Organizations invited to participate in the outreach project received written
information about  the review's purposes prior to their involvement in meetings or
their provision of oral or written comments to the Agency. Organizations'
representatives thus learned that the review's purposes were to:

      1. Examine what EPA and other organizations have said about asbestos:

      2. Determine whether the many asbestos communiques have confused rather
      than enlightened people on what they and their organizations should do to
      minimize health threats posed by asbestos;

      3. Ensure further EPA-initiated communications on asbestos are clear and
      understandable to the audiences for whom they are intended.

    The organizations also Ieamed--in advance of meetings--that primary questions
being asked in the review were:

      o     What guidance or other information has EPA distributed that has aided
            or hindered communication or interaction between affected parties
            such as school boards, administrators, contractors, teachers and
            parents?

      o     What  incentives or disincentives may influence selection of an
            appropriate asbestos abatement option?

      o     What affect does information on asbestos from mass media and
            interest groups have on communication and interaction between
            affected parties?

      o     What steps should be taken by EPA and others to improve
            communication and interaction  between affected parties?

                           Participants in Outreach

    Organizations that participated in outreach meetings and/or provided oral or
written information used in the review include:

      Agudath Israel of America
      American Association of Christian Schools  .    -              "*
      American Association of Elementary School Principals
      American Association of School Administrators
      American Federation of Teachers                 .
      Asbestos Information and Research Coalition
      American Insurance Association


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      American Insurance Services Group
      Council for American Private Education
      Environmental Roundtable
      Laborers - Employers Cooperation and Education Trust
      National Education Association
      National School Boards Association
      National Parents Teachers Association
      Occupational Health Foundation
      Service Employees International Union
      Sheet Metal Workers International Association
      United Brotherhood of Carpenters and Joiners
      Workplace Health Fund

    Attachment 1 to this Appendix contains more detailed information on the
outreach effort, e.g., representatives at meetings, the dates of those meetings and
telephone conversations and when documents were provided  or correspondence
sent EPA as part of the review.

                           . General Observations

    Constituencies represented in the outreach effort felt that EPA has made a
worthwhile effort to address asbestos as a risk to public health and most
particularly, the health of children in the nation's public, parochial and private
schools.

    Constituencies recognized problems that have affected the asbestos-in-schools
program.  Those problems included:

      o     conflicting information on health risks of asbestos exposure:

      o     virtually-impossible-to-meet deadlines:

      o     inadequate funding resources for schools and EPA:

      o     inexperienced and unregulated, contractors:

      o     Congressional "shock" language such as in the title of the
            Asbestos Hazard Emergency Response Act:

      o     few well trained people that schools could  employ or contract with to
            perform legislatively mandated work; and

      o     an initial lack of infrastructure and expertise in schools and parent
            organizations to analyze asbestos abatement options and then carry out
            the maintenance and/or removal projects effectively and economically.

    Despite the asbestos-In-school program's problems, the majority of
constituencies agree that many difficulties have been overcome and the Agency's
work to make schools free of the risk of asbestos is commendable.
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                        Observations on Communications
School Organizations
            have mixed perceptions of what EPA's message has been on
            what to do about asbestos in schools. Some believe that EPA '
            created a fear about asbestos that was not matched by clear
            explanations from the Agency of the options available to schools
            to mitigate or eliminate asbestos risk.  Other school .
            organizations always understood that in-place management was
            an option to removal.  (The  message to schools was cluttered
            very likely because all federal funds for asbestos remediation
            were required to be used  for removal),

            want and need to get information from the Agency in a more
            timely fashion and  on a more consistent basts. - Specific requests
            pertained to getting updates on asbestos program activities.
            reinspection requirements., grant programs, and clarification on
            approved methods to change management plans.  Schools also
            indicated that problems of inconsistency of responses from EPA
            headquarters and regions and States needs resolution.

            have struggled with pragmatic problems in dealing with asbestos in
            their schools. Those problems include: very tight budgets: insurance
            premiums too high or insurance even unavailable from external
            sources for management-in-place of asbestos; perceived fear of EPA
            levying large fines (causing some schools to forego insurance coverage.
            in favor of asbestos removal): State regulation of insurance causing
            multi-district school system coverage problems: small school systems
            riot  having personnel and resources required to evaluate and employ
            qualified, well-trained inspectors and contractors: State regulations
            that require trained personnel—not volunteers—to handle school
            maintenance chores and states lacking reciprocal agreements  to cover
            certification and recertificatlon of workers.

            feel  EPA's outreach with school organizations has worked well
            and effectively to inform and educate their constituencies. EPA
            was praised for its "100 Questions." "The ABC's of Asbestos." and
            "Environmental Hazards In Schools" publications. Both the
            Purple Book and the Green  Book are regarded as excellent.
            however, the information was needed earlier than it was
            available. One organization  felt'that the "slant" .of the Green
            Book differed from  the Purple Book. Another organization hoped
            that the EPA would involve  more organizations—representing
            the very small schools—In its outreach efforts:     -

            recognize that custodial and maintenance workers require
            specialized training. One  organization has distributed training
            programs to about  1.000 schools, however, that effort—based
            upon the U.S. having 120.000 schools-is not likely to have met
            the total training need.  No Spanish or other non-English-
            language training materials appear to exist for schools' custodial
            and maintenance workers who may experience difficulties in


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            reading and comprehending English.

      o     want EPA to provide help in determining the risk-ranking of
            environmental hazards-in addition to asbestos—to students' health.

      o     are aware of EPA statements made about asbestos in Congressional
            •hearings but appear unaware of asbestos information communicated by
            the Agency--of interest  to their constituents--in the Administrator's
            speeches.

Insurance Organizations          .

      o     before the passage of ASHAA and AHERA, had stopped providing
            prospective coverage for asbestos exposure, began .providing insurance
            that specifically excluded any coverage for past or future exposures for
            schools as well as other organizations.

      o     indicate that schools that currently have property casualty coverage
            likely have policies that exclude asbestos exposure.

      o     agree that removal of asbestos could make schools more attractive as
            candidates for property insurance coverage but not for bodily injury
            coverage against asbestos exposure.

      o     support the statements  made in EPA's Five Facts on Asbestos.

Business and Industry Interests

      o     believe that the media and the general public will not distinguish
            between asbestos risks  in schools, other public buildings, and homes.

      o     believe, in general, that EPA has changed its message to state more
            correctly that managing asbestos-in-place is a sound option. They-
            representatlves  of building ownership,  real estate,  asbestos product
            manufacturing and insurance organizations—agree  that EPA's
            communication effort is now on the right track.

      o     agree that information on EPA's asbestos program was needed before
            it was available.

      o     consider that documents produced by the asbestos program--
            particularly the Green Book-are excellent.

      o   •  agree that EPA  processes to involve groups affected by asbestos
            legislation have worked quite well. Business Interests recommend
            that if no Agency arbitration specialist is available to manage consensus
            building on critical asbestos issues that a qualified negotiator be
            contracted with to lead necessary discussions.

      o     regret that the Administrator's statements on asbestos did not get
            sufficient attention in mass and specialized media.
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LajM?r Organizations

      o     believe that asbestos risk can be explained in a non-threatening way;
            that the high risk caused by exposure to deteriorating asbestos must
            be communicated: and that the terms used to explain risk be
            acceptable in a public  health lexicon.

      o     state that the message emphasis has been changed.  The management-
            in-place emphasis Ignores the fact that ultimately asbestos must be
            removed for health protection and pollution prevention purposes..

      o     criticize the lack of information available about the Health Effects
            Institute • Asbestos  Research project, its scope. Its funding sources
            and its methods for selecting literature review panel members.  Labor
            organizations believe EPA breached the peer review process on the
            Green Book and undercut the asbestos consensus group effort. Labor
            believes a qualified negotiator is required to lead asbestos discussions
            among organizations with divergent views.

      .o     agree that the Green Book contains much good information but
            has problems with some of its content, primarily with
            information contained  in the book's forward,  which was not
            peer reviewed and which contains an inaccurate reference
            (from Labor's perspective) to negligible risk.  Labor
            recommends that the Green Book be recalled or revised and
            that any work on the Occupant's Guide cease until  problems on
            the Green Book content are resolved.  Labor is dissatisfied also
            with the content of the Asbestos in Your Home publication (a
            joint product of EPA. the American Lung Association, and the
            Consumer Products  Safety Commission) It. tod. Labor would
            like to see recalled.  The content of the Environmental Hazards
            in Schools booklet was praised.                                .    .

      o     state that national training standards fpr workers must be set and
            enforced.   .                    .
            '                           • -      '   . '
      o     think that Administrator's statementsr-from a communication
    "  •     perspective-have been mainly right. Agree with Administrator's
            insistence upon sound science guiding EPA's work.
                         EXTERNAL REVIEW DRAFT
                             Reviewer Comments
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                                    46
Attachment 1 to Appendix A (Outreach)
to
                      OUTREACH EFFORT - Participants

Agudath Israel of America - Telephone Conversation - March 12, 1991 - Debra
Jacobs

American Association of Christian Schools - Meeting - February 19, 1991 -
Reverend Terry Bachur, Reverend Theodore E. Clater and Dr.  Malcolm Gumming -
Letter - March 8, 1991 - Reverend Theodore E. Clater

American Association of Elementary Schools - Telephone Conversation - January
24, 1991 - Edward Keller, Ph.D.

American Association of School Administrators - Meeting - January 4, 1991 - Letter
February 8, 1991 - Joyce Hill

Asbestos Information and Research Coalition - Meeting and Documents Provided -
November 6, 1190 - Edward J. Gorman m and Paul Hefieman, Letter - December
6, 1990 - Paul Heffernan, Document Provided February 12, 1991 - Edward J.
Gorman III

American Insurance Association - Meeting - March  1, 1991 - James L. Kimble and
Martha Hamby - Meeting - James L. Kimble - May 1. 1991

American Insurance Services Group - Telephone Conversations - May 8 and May
14. 1991-Mickey Jones

Council for American Private Education - Meeting - January 12, 1991 - Letter -
February 25, 1991 - Greg D.  Kubiak

Environmental Roundtable - Meeting - November 7, 1990 - W. R. Brick, Jr., Robert
Bell, Jr., John Biechman, Judy Black, Francis Bouchard, Leslie Cheek, in, Cam
Collova, Dennis R Connolly, Jim  Dinegar, William Edwards, Jack Ericksen. David
M. Farmer. Paul Fiduccia, Margaret Hathaway, Lisa Hickey, William Holley, Sarah
Hospodor, Jacquelyn M. Johnson, Lisa Kill, James L. Kimble, Edward S. Knight.
Roger N. Levy, Kenneth Y. Millian, D. Kenneth Patton, Bobbie Perkins, Dennis M.
Ross,  Rhond Roth, Bruce Roznowski, Kenneth D. Schloman, Edlu J. Thorn, Jim J.
Tozzi, St. Clair J. Tweedie,  Ann  vom Eigen, John F. Welch. Yvonne Zoomers.
Letter - November 15, 1990  - Kenneth Y. Millian and D. Kenneth Patton

International Association of School Business Officials -  Letter February 25,  1991 -
Clark J. Godshall, Ed.D.

Labor-Employer Cooperation and Education Trust - Meeting - November 21, 1990 -
Karen Jordan

National Education Association -  Meeting - January 30. 1991 - Joel Packer


National Parents Teachers Association - Meeting - January 30, 1991 -Carolyn
Henrich
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                                     47
 National School Boards Association - Meeting and Documents Provided - December
 19. 1990 - Katharine Herber



 Occupational Health Fund - Meeting and Documents Provided November 21,  1990 -
 Don Elisburg and Scott Schneider



 Service Employees International Union - Meeting and Documents Provided -
 November 21.  1990 - Bill Borwegan



 Sheet Metal Workers International Union - Meeting and Document Provided -
 November 21. 1990 - Lynn MacDonald



.United Brotherhood of Carpenters and Joiners of America - Meeting and
 Documents Provided - October 19.  1990 - Edward J. Gorman III


 United States Catholic Conference.- Meeting - December 13.  1990 Sheila Bailey, G.
Patrick Canan. Reverend William F.  Davis. OSFS. and Megan Doyle. Letter -
December 26. 1990 - Reverend William F. Davis



Workplace Health Fund  - Meeting and Documents Provided -  October 19, 1990 -
Sheldon Samuels
                      EXTERNAL REVIEW DRAFT

                         Reviewer Comments

                      .   Due 15 September 91

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Appendix B (Content Analysis)
to
                                       48
estos in Schools
               A CONTENT ANALYSIS OF DOCUMENTS ON ASBESTOS
                         FROM EPA AND OTHER SOURCES
Contents—
I.        Introduction
II.       What the Content Analysis Reviewed
III.      Content Analysis                   ••••-
IV.      Influence of Parental Pressure
V.       Recommendations

I  INTRODUCTION:

   An important part of all EPA programs is how the Agency communicates with the
public about them. Two of the most important issues requiring clear communication in
the context of any environmental problem or program are (1) the degree of threat to
human health and the environment and (2) the applicable laws and rules designed to
protect those at risk. This chapter reviews the efforts of EPA and others to communicate
about these issues in the case of the EPA asbestos-in-schools program in particular and in
public and commercial buildings in general.

   For a number of years, EPA  (and to a lesser extent OSHA and CPSC) has been
communicating about the asbestos risk and asbestos risk abatement through legislation
and regulations,  guidance documents and pamphlets, news releases, speeches and
Congressional testimony by Agency officials, and participation in various forums and
training programs with Interested parties.  Because a major focal point  of asbestos
regulatory concern relates to asbestos-in-schools. much of EPA's asbestos communication
effort has been directed at the nation's school  officials, teachers and other employees, and
parents.

   For this reason, this content analysis focusses on asbestos-in-schools. although.
obviously, this issue of asbestos in all public buildings is germane because schools are
public buildings even though for program and statutory purposes the Agency must deal
with them.separately. Within this focus, the content analysis looks particularly at (1) how
EPA presented the asbestos danger and (2) how the Agency communicated about the
need for removing asbestos from schools or using some other abatement approach.  The
analysis also deals specifically with (3) parental/community reaction to  the asbestos issue
as it examines what EPA said-or didn't say-and (4) how the messages changed over time,
especially as legislation changed. It also looks at (5) how concerned organizations and
their publications reflected the EPA message-did they support it, oppose it. or even
distort it?, and how the Agency dealt with negative reactions to EPA's views of the
asbestos problem. The analysis covers what the most current EPA asbestos guidance
document calls "EPA's approximately 11 years experience in  considering public input and
fine tuning policies on managing asbestos-containing materials in buildings."


E. WHAT THE CONTENT ANALYSIS REVIEWED

    The content analysis looked at two kinds of federal documents. These Include
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   "enabling documents"—Acts of Congress and  regulations concerning asbestos
   promulgated by EPA or OSHA since the early 1970s, and guidance or informational
 !  publications designed to interpret the rules and. in some instances,  to provide detailed
 i  instructions on their implementation.  The EPA rules originated with the Office of Toxic
 ;  Substances (OTS), the Air Program's Office of Air Quality Planning and Standards
 i  (OAQPS). and the Office of Solid Waste (OSW). OSHA also promulgated rules. Guidance
 *  and information materials originated with OSHA, OAQPS, OTS, OSW. the Office of
 ?  Communications and Public Affairs (OCPA)  and OSHA.  Some were produced in
   cooperation with outside organizations such.as the National Education Association, the
 ,  National Parent-Teachers Association, the National School Boards Association, and the
 ;  Association of School Administrators.  These covered a number of different aspects of
   asbestos-in-school problems.

       In addition, the content analysis reviewed a number of news releases, pamphlets,
   backgrounders produced by OCPA. the.EPA Journal, specialized educational trade
   association publications and legislative bulletins. Congressional testimony by EPA officials
 11  and speeches by the Administrator and others, and articles that appeared in a variety of
 *  specialized and general magazines and newspapers.

       The review included the following:

   A Legislation, Regulations, and Reports to Congress

 i;. *  U.ST Occupational. Safety and Health Administration standards for private sector
 •  worker exposure to asbestos, first promulgated in 1972 and subsequently revised and
 '  expanded to include specific standards for  private sector workers doing asbestos
   abatement among other things, as well as subsequent EPA workplace standards for public
   sector workers.

 I  "  NESHAP Air Emission Standards for Hazardous Air Pollutants: Asbestos Regulations
 1  applying to building renovation and demolition involving friable-asbestos containing
*  materials. First published in 1973 and amended several times, most recently in 1990 (to
 ;!  include more specific rules about transporting and disposing of asbestos) after it is
 :  removed.
4               -       '   " •
   *  Friable Asbestos-Containing Materials in Schools.  Identification and Notification, the
   "Asbestos-in-Schools Rule promulgated In 1982 under TSCA which established the
:  Inspection and notification requirements.                  •   .
i           •                   "
<.  *  Asbestos School Hazard Abatement Act of 1984 (ASHAA1 Public Law 98-377. August
   11, 1984, which established a loan and grant program to assist financially needy schools
;,  with the abatement of serious asbestos hazards, and rules related to this.

,,  *  Asbestos Hazard  Emergency Response Act of 1986 fAHERA. Public Law 99-5191.
   October 11, 1986. which established the model contractor accreditation program, and
   required promulgation of rules for school asbestos inspection.
   management, and abatement, as well as a report to the Congress on asbestos-containing
"  materials in public and commercial buildings.

   *  Asbestos-Containing Materials in Schools. Final Rule and Notice, published in October,
   1987. which spelled out the AHERA requirements in considerable detail in terms of
   deadlines, abatement and management methods,  requirements for accredited abatement
   inspectors,.management advisors,  and  contractors.
                                       *

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                                        50
 *  EPA Report to Congress. "SPA .Study of Asbestos-Contairlng Materials in Public
 Buildings." the February, 1988. report which included for the first time new scientific
 studies about asbestos in public buildings and recommended further study before
 development of any legislation or rules related to asbestos in public buildings other than
1 schools. In the report. EPA cites the various studies as a major reason for opposing a
 regulatory program to control asbestos exposure in public and commercial buildings.

 *  Asbestos: Manufacture. Importation. Processing., and Distribution in Commerce
 Prohibitions. Final Rule, issued in July, 1989, which promulgates a phased ban, over 7
 years, of nearly all remaining asbestos uses and products from manufacture, importation,
 and processing.
 *  Asbestos NESflAP Revision, including Disposal of Asbestos Containing Materials
 Removed from Schools: Proposed Rule Revision (This was finalized in November, 1990).
 It spells out the requirements contractors removing asbestos from schools or other
 buildings must follow to protect workers and the public from exposure while transporting
 the waste and disposing of it.
                                                    (
 E Guidance Publications

 *  Asbestos-Containing Materials in School Buildings. Parts 1 and, 2 /The Orange Book).
 issued by OTS in March 1979 to support the fledgling EPA technical assistance program
 to help schools and other building owners establish asbestos identification and control
 programs in their facilities.  The two volume publication describes the asbestos threat
 where the substance can be found in schools,  what can be done about it by way of
 abatement, and where to get further information.  It is the first EPA publication to deal
 with asbestos In great detail, and contains considerable material on the potential dangers
 of asbestos. Subsequently, the 1982 EPA Asbestos -in-Schools Rule required that one copy
 be available In all the administrative offices of every school.

 *  Guidance for Controlling Friable Asbestos-Containing Materials In Buildings (The Blue
 Bookl. issued by OTS in March,  1983, is to supplement the previous guidance with recent
 experience and new information on asbestos control. In the executive summary,  it says:

   "For those readers who previously have been involved in the Asbestos-in-SchooIs
   program, the guidance offered will serve as a review and update of familiar issues.
   For those confronted with the problem of controlling asbestos for the first time.
   the document will identify the critical issues, introduce information on asbestos for
   the first time, and direct the reader toward the structured development of an
   asbestos control program."

    Like the Orange Book, it emphasizes the dangers of asbestos.

 *  Asbestos Waste Management Guidance— Generation. Transport. Disposal, issued by the
 Office of Solid Waste (OSW). not OTS. In May, 1985. is  written primarily for those
 involved in disposing of asbestos wastes. The publication does refer to the school asbestos
 program and presumably was sent out to schools with the AHERA rules when they were
 promulgated in 1987.
 *  Guidance for Controlling Asbestos-Containing Materials in Buildings fThe
 Bookl. issued by OTS in June. 1985 is described in the text as a revision of the Blue Book,
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   and a "Note to School District" says it may be retained in school administrative offices in
   lieu of the Orange Book.  The Purple Book is also cited In AKERA as the current official
   guidance which will remain in effect until subsequent guidance materials are available. It
   places special emphasis on concerns about school children. In an introductory summary,
   the Purple Book is described as being substantially revised to incorporate new information
   and experience related to determining if asbestos is present, planning a control program.
   and choosing further actions if needed.

   *   Asbestos in Buildings—Guidance for Service and Maintenance Personnel, issued by OTS
   in July, 1985. is a short pamphlet telling workers how to work safely in buildings that
   contain asbestos. Heavily illustrated, it is filled with do's and don'ts and is used in joint
   EPA/National Association of School Administrators and other training .programs.  -

   •   "Asbestos in Schools" A Guide to New Federal Requirements for Local Education
   Agencies, mailed to schools in February, 1988, and used in training programs.

   *   1QO Commonly Asked Questions About the New AHERA Asbestos-in-Schools Rule.
   mailed to schools in May, 1988.

   *   The ABC's of Asbestos in Schools, issued by OPTS in June, 1989. was developed by the
   EPA in cooperation with the National Parent-Teachers Association and the National
   Education Association to "help teachers and parents answer questions and learn the facts
   about asbestos in schools." Unlike the Purple Book or other technical guidance
   documents, this is a general information publication that details what school officials have
   to do to protect children and  employees from possible asbestos exposure.

   *   Managing Asbestos in Place. A Building Owner's Guide to Operations and Maintenance
   Programs for Asbestos-Containing Materials (The Green Book) was issued by OTS In July
   1990, well after publication of the AHERA rules and regulations to provide additional
   information on O and M. Even though the foreword says it "does not supplant the 1985
   Purple Book as EPA's principal guidance document." but, "based on our experience since
   1985 it expands and refines the Purple Book's guidance for a special  operations and
   maintenance (O&M) program." Although it was sent to schools with  a covering letter
   calling it the most comprehensive guidance document since the Purple Book in 1985. it
   has minimal mention of schools.
'  *  A Building Occupant's Guide to Asbestos, (draft version) of a forthcoming OTS
i:  publication. It is written in a reassuring way as it offers various options for dealing with .
<;  potential exposure to asbestos in residential or commercial buildings.

!  *  Environmental Hazards in Your School, published jointly by seven EPA program offices
  in October, 199O. is a "resource handbook" covering the problems of asbestos, radon, and
  lead in drinking water as they apply to schools, and listing informational resources for the
:  three subjects.  The National Education Association. National Parent-Teachers
  Association. Council for American Private Education. National Association of Independent
;  Schools, and the U.S. Catholic Conference participated in development of the booklet.

i  *  An Advisory to the Publlq on Asbestos in Buildings, prepared by OTS and signed by the
;  Administrator, and mailed to all schools on March 6.  1991.  This document Interprets the
  Five Facts in terms aimed at the concerns of school administrators,  employees, and
  parents and community groups involved with school-related asbestos issues.

; C Other EPA Publications and Materials


                               EXTERNAL REVIEW DRAFT
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*  Environmental Progress and Challenges: An ERA Perspective fJune. 19841.
Environmental Progress and Challenges; An EPA Perspective ii	
The Environmental Challenge: EPA's Review of Progress and New Directions in
Environmental Protection (December. 199O). general publications summarizing EPA's
programs, their accomplishments, and futures.

*  The EPA Journal, the Agency's official magazine, in which articles reflect
Agency/environmental concerns and Agency activities.  Over the years the Journal has
published a number of articles and news items about asbestos and asbestos regulation
enforcement.

*  Asbestos Fact Book, released by the Office of Public Affairs (OPA) in August, 1985 and
June. 1986, Is a comprehensive document about all aspects of EPA's asbestos programs
and is still available for distribution to the media and Inquirers.

*  Environmental Backgrounder on Asbestos, released by OPA in November, 1988, and
revised in March, 1989. is used as a background handout for the news media and other
inquirers by the EPA Press Office.

*  The Asbestos Informer (DRAFT), dated December, 1990. Tills OAQPS Stationary
Source Compliance Division publication deals primarily with NESHAP-associated subjects.
but does review the problem of asbestos in schools.

*  EPA Testimony pn.Asbestos. Before The Congress. The content analysis reviewed
Congressional testimony about asbestos legislation by EPA officials from the early 1970s
through 1990.

*  SPA Press Releases dealing with asbestos matters over the past decade were reviewed
to determine what messages about the health threat posed by asbestos and asbestos
abatement methods  were being communicated by EPA to and through the news media.

D. Educational/School Publications

   The content analysis looked at a large  number of education  organization and
professional publications. These Included the American Schpol Board Journal and special
reports published by the National School Board Association;  American Schools and
University Magazine, which between 1980 and the end of 1990 published at least twenty
articles on school-related asbestos issues; the Council of Educational Facility Planners
Journal, which In 1983 published, "Asbestos: A Present Hazard to Education"; PTA Today.
which published "Asbestos in Your Child's School—How to Get Ride of It": AGB Reports, a
publication of the Association of Governing Boards of Universities, which published
"Asbestos Imperative: What You Must Do", in 1986; School Business Affairs, which In late
1986 had an article on the removal of asbestos from Houston's schools; published an
article In 1986 or 87 on "Self Insuring Against Asbestos removal; In December. 1988,
published a series of articles about AHERA requirements; Education Law Reporter, in
March, 1990. published a long article, "Contracting for Asbestos Abatement: What You
Need to Know"; and. the National Association of Elementary School Principals newsletter,
The Communicator, in November, 1990, wrote about the Green Book under the title,
"Guide warns against hasty asbestos removal." The article also questioned the timeliness
of the publication.

E. General Publications and News Media
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    The content analysis included a number of newspaper and magazine articles that were
 available at EPA headquarters or through the EPA library. While these included major
 magazines, business magazines, and major newspapers (like the Readers Digest. TJmg.
 The New York Times. Business Week, etc.) access to newspapers published across the
 nation was limited and EPA did not have a clippings archive.  Some anecdotal indication
 of the extent of newspaper coverage comes from articles in school publications, the galley
 proofs of the Michael Bennett book. The, Asbestos RackeJ. various magazine articles, and
 some of the PED survey Interviews. OTS provided a collection of 1988 newspaper
 clippings from 43 states.


 HI. CONTENT ANALYSIS                                                •         ,


 A INTRODUCTION

   This content analysis is organized broadly around two major issues:  how the risk of
 asbestos has been presented and the question of which abatement options are
 appropriate, with emphasis on the removal option as opposed to various forms of
 management in place. The discussion of each of these issues is divided into sections
 covering Acts of Congress and EPA materials, and what others said. Each of these
 discussions is further divided into three time frames: (1) Pre-AHERA (1972-1986) (2)
 Post-AHERA enactment and the early phases of AHERA implementation (1986-1988), and
 (3) the period beginning with the 1988 EPA Report to the Congress (1988  to present.)

 E How the risk of asbestos has been presented

   1.    Acts of Congress and EPA Materials

  * Several major points emerge from an examination of Acts of Congress and EPA
 materials:                                               ,.                .

 *  All EPA voices-the Office of Toxic Substances (OTS). the Office of Air Quality Planning
 and Standards (OAQPS). Office of Communications and Public Affairs (OCPA). the Office of
Solid Waste (OSW). the Executive offices, and the  Office of Policy, Planning and Evaluation
 (OPPE)--have consistently pictured asbestos as a carcinogen and potentially hazardous to
those exposed to asbestos fibers. Only very recently has-the concept, of this risk being
"negligible" entered EPA's asbestos communication lexicon.                   '.

*  At key points in time, however, the messages about the risks of asbestos that LEA's
could get from various EPA sources were somewhat different.  This was due to different
legislative  mandates, changing scientific estimates of risk not being consistently
reflected, and simple lack of coordination.

*  Messages from individual EPA offices (e.g.. OTS) were reflected with reasonable
consistency in such channels as the Federal Register.  EPA publications, speeches,
testimony, and news releases.

a  The Pre-AHERA Period  (1972-1986)

         1.     Laws and Regulations:           '                .,...-.    ••   .
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   Early OSHA worker protection standards were issued in June, 1972, with EPA air
emissions standards for asbestos, under the Clean Air Act. in the form of a NESHAP
published in April 1973 (these were revised in 1975, 1978, and 1990).  Each regute  on
was accompanied by statements tracing the history of asbestos and the health issues
involved. In March, 1979, EPA Institutionalized  official concern about exposure of school
children to asbestos by initiating a regionally based  technical assistance program to help
building owners—and, particularly, school systems--to control asbestos-containing
materials in their facilities.

   Initially, key Acts of Congress and related rules  developed by EPA described the
asbestos danger:

   October 14.  1975:  NESHAP. (CFR Title 40. Part 61. Suboarts A and Bh

         "Warning signs shall be displayed (that say)...Breathing Asbestos is Hazardous to
       :;  Your Health." (Reprinted in Orange Book,  p.42)

   May 27. 1982 Friable Asbestos-Containing Materials in Schools. Identification and   -
   Notification (40 CFR Part 763):

         "Asbestos is a known human  carcinogen.  Extensive epidemiological evidence
         demonstrates that inhalation of asbestos can lead to pleural and peritoneal
         mesothelioma. lung cancer, asbestosis.. and other diseases which are serious.
         irreversible, and often fatal. Asbestos has been responsible for the premature
         deaths of many persons who worked with  types of insulating materials now
         found in some schools." (Federal Register, May 27. 1982. P. 23361. A.
         Background).

   This information on the asbestos hazard was  expanded upon in the 1984 Title V-
Asbestos School Hazard Abatement Act. (Public Law 98-377. August 11. 19841 Findings
and Purposes. Section 502 fa)  Findings and Purposes, which again identifies asbestos as a
source of "severe or fatal diseases" and then says:

   "Medical evidence has suggested  that children may be particularly
 .  vulnerable—substantial amounts of asbestos...have been used in school buildings...
   Asbestos concentration far exceeding normal  ambient air levels have been found in
   school buildings containing...damaged materials.... The presence in school buildings of
   friable or easily damaged asbestos creates an  unwarranted hazard to the health of
   school children and school employees."

   ASHAA Section 502 (a) also includes a significant finding: "medical science has not
established any minimum level of exposure to asbestos fibers which is considered to be
safe." This statement, and the one about  asbestos concentrations in schools exceeding
levels in outdoor ambient air are repeated in a number of EPA guidance documents which
preceded the 1988 Report to Congress.

         2.     Guidance Documents

   The first EPA asbestos guidance document, Asbestos-Containing Materials in School
Buildings JThe Orange Boole Parts 1 and 2). was issued in March 1979. Copies were
required to be kept available in school administrative offices.  In a "Dear School Official"
opening. The  Orange Book set the official  tone for Federal concern about asbestos in
schools:
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    "...Individuals who are exposed to asbestos could develop lung cancer or cancers in
    other parts of the body... Since these materials are found in school buildings, we at
    EPA are particularly concerned with exposure of school children...  The enclosed
    manuals were prepared to...outline the steps you and the schools in your district can
    take to...protect students and school personnel from exposure/'

    The Orange Book's first chapter contains a number of risk-related statements which
are cited here, at some length, because they serve as a baseline against which to compare
future guidance information (Chapter 1. P.I):

    "Some asbestos levels measured in school buildings have even been shown to briefly
    exceed the current Federal workplace exposure level standards..."

    "EPA and the scientific community' believe that any exposure to asbestos involves some
   health risk. No safe level of exposure (threshold exposure level) has been  established.
   Further, it is Impossible at this time to estimate the  degree of risk associated with low
   level exposure."

   "Where possible all exposure  to asbestos should be eliminated or controlled."

   "The exposure of children and adolescents to asbestos  in the school building occurs
   early In their life span. Their remaining life expectancy provides a long development
   period for asbestos-related diseases.

   "A large number of students can be exposed at one time to asbestos that is released
   from asbestos-containing materials present in the school building. The duration of the
   exposure is of concern since school children attend school daily for most of the year."

   "The school population is very active.  Certain asbestos-containing materials can be
   damaged during school activities and as a result of the capricious behavior  of students...
   Many cases of badly damaged asbestos-containing materials have been found in
   schools."

   And in Part 2:                                .             .

   "Asbestos fibers, even in low concentration, may have carcinogenic potential, and a
   biologic activity that may persist for the lifetime of the exposed host." (P.' I-1-1)

   "Environmental contamination from asbestos containing surfaces occurs not only
   during construction and demolition, but also throughout the entire life of the
   structure." (P. 1-1-4)

   "For buildings with deteriorating asbestos material, however, quiet activity
   contamination levels may be significantly higher than outdoor ambient air  levels." (P.  I-
   2-8)                    .     . •  .    .          ...                  v
                                                    .„,*          ."•-••**
    The Orange Book Part 2 (which is cited in at least one school publication as advocating
removal) also sets the stage for its sections on response actions with such statements as:

   "Environmental contamination from asbestos can occur not only during construction
  ,,and demolition, but also throughout the life of the structure (P.I-4); "The rate of fiber
   dispersal in fallout is continuous, low level, and long lived. Fallout may occur without


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                                        56

   physical disruption of the fiber-bearing materials and may simply be a function of
   degradation of the adhesive (P 1-2-5)... "Routine activities in a structure containing
   sprayed asbestos surfaces will usually result in elevated fiber levels" (P 1-2-8)...
   "Maintenance work...may also result in exposures  that exceed regulatory limits
   established by OSHA."

   (Note: According to OTS. the statements about asbestos fallout quote above are not
supported by scientific evidence and should possibly  be viewed as examples of early over-
statement of the asbestos-in-buildings danger.)

   The next page deals with asbestos-related diseases at considerable length.

   Guidance for Controlling Friable Asbestos-Containing Materials in Buildings (The Blue
Book), published in March 1983, reiterates  statements about exposure to airborne
asbestos regardless of level is a health risk, that children and young adults are most at
risk, and adds:

   "Prevalent levels of airborne asbestos inside buildings where asbestos-containing
   materials are present  may exceed outdoor levels by a factor of 100.(p. viii)  As to low
   level exposure, it adds, "the risk of cancer is of greater concern at low levels than the
   risk of asbestosis," (P. 1-1) and. "..asbestos workplace studies suggest that a child
   exposed from age 5 to 10 has at least 10 times the chance  of developing mesothelioma
   as does an adult exposed to the same amount of asbestos between ages 35 and 40." (P. 1-
   1)

   The Blue Book has pictures of damaged gym ceilings and a hole made by the top of a
flagpole standard. (P. 3-9,3-10)

   Two years later, in 1985. three different guidance publications reiterated the asbestos
exposure health risk threat. Asbestos Waste Management Guidance—Generation.
Transport. Disposal, issued in May by OSW. not OTS, and aimed primarily at those
involved in disposing of asbestos wastes,  devotes almost three pages to asbestos-related
health hazards.  It opens with the familiar statement of EPA concern about asbestos dating
back to the early 1970s, and that the concern is based on medical evidence. Asbestos  in
Buildings—Guidance for Service  and Maintenance Personnel, issued In July, also
emphasizes health risks.

   The "most significant of the three 1985 publications is Guidance for Controlling
Asbestos-Containing Materials In Buildings  (The Purple Book).  This publication, which Is
described In a note to school districts on page ii as being retained instead of the Orange
Book to satisfy the requirements of, the TSCA Asbestos-In-Schoois rules.

   The Purple Book represents the beginning of OTS' attempt to put asbestos risks in a
more balanced perspective.  Its wording for the first  time, softens the degree of risk:

   The presence of asbestos In a building does not mean that health of building
   occupants is necessarily endangered.  As long as asbestos containing material (ACM)
   remains In good condition and is not disturbed, exposure Is unlikely. (Note: This
   assertion conflicts with the earlier statement about fiber fallout which appeared in the
   Orange Book and is considered questionable.)  When building maintenance, repair,
   renovation or other activities  disturb ACM. if it Is damaged,  asbestos fibers are
   released, creating a potential  hazard... Although not required to do so by federal law,
   .the prudent building owner will take steps to limit building occupants' exposure to
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      airborne asbestos." (P.S-1)

   Of schools, the Purple Book says:

      "Prevalent concentrations of airborne asbestos in a sample of school buildings was 10
      to 100 times higher than outdoors.  At the same time, asbestos, levels in the schools
      were 10,000 to 100,000 times lower than pre-1972 levels in asbestos insulation
      workplaces."(P. 1-2). and "also, asbestos exposure in  children is of special concern
      since they have a greater remaining lifespan than adults, their lifetime risk of develop
      mesotheiioma  is greater.  Avoiding unnecessary exposure to asbestos is  prudent."(P. 1-
      2)

            3,    Other EPA Publications

       Other EPA publications, not specifically related to ASHAA. AHERA or the NESHAP. also
   pictured asbestos as a health hazard over this same time period.  For example, the EPA
   Journal, which to a large measure mirrors the Agency's programs and major concerns.
   published a number of articles on asbestos and asbestos regulatory programs, asbestos in
   the home, asbestos enforcement, asbestos-related training.  As early as December, 1983.
   in an EPA Journal article entitled "Dealing with Toxics: Present and Future," then-Deputy
   Administrator Al Aim  wrote:

      "We are evaluating our current asbestos control program to see how effective it has
      been in reducing public health risk,  and are conducting a survey of asbestos in public
      buildings to assess the level of health danger that represents.  We will be evaluating
      more extensive regulation of this dangerous substance."

   In this one paragraph. Aim used  the words health, risk, danger, and dangerous.

      The first major EPA Journal article on asbestos appeared in May. 1984.  under the
   title. 'Twenty Lessons from Asbestos.: A Bitter .Harvest of Scientific Information."  It was
 i  written by Dr. Irving Selikoff, a leader in the asbestos-related medical field. He wrote in
 ';  terms of 10.000 deaths so far. and over 100.000 more to come.  Dealing with EPA's
 !;  asbestos-in-schools efforts, he wrote:
 I
 ;   .  Lack of "concern about very low levels seems somewhat out of touch with reality while  •
 :     some schools have levels of 100 to 1000 nanongrams and while maintenance and
 t     repair work on asbestos materials is often undertaken without precautions or
      supervision."             ^

 ;  That same issue of the EPA Journal, coincidentally. had a short news item  In its "Update"
 I  section about penalties assessed  against the Diocese of Pittsburgh and the Southeastern
 i  City Schools in Grove  City. Ohio, for violating EPA's then existing school asbestos rule.
 ;  The story also mentioned complaints against schools in New Hampshire. Philadelphia. PA;
 1  Cheyenne. WY. and Lebanon. OH. Succeeding issues had additional stories about EPA
  , enforcement against schools around the country. Over the years, other stories on asbestos
   also included information about the substance being dangerous and a carcinogen.  Such
   information also appeared in all EPA news releases about asbestos matters.
 ••      ,           _                        j.                                  . -     .
 |     In the June. 1984  Environmental Progress and Challenges: An EPA Perspective, the
•;  Air section; includes asbestos health effects on a chart (P. 12. Figure A , and in the Toxics
 :!.  section (Pp. '110-113)  after describing the health effects at .length says "asbestos is known
   to  be a health threat to millions  of people." .among them school children, teachers and


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others In schools, and notes that "of particular concern is the exposure of children to
asbestos." The section also describes what EPA was then doing to "safeguard" children.

h  Post-AHERA (1986-1987)

         1.    Legislation and Regulations

   On October 22^ 1986. the Asbestos Hazard Emergency Response Act (Public Law 99-
519) continued the emphasis on potential  dangers, starting with the words "Emergency
Response" in its title, and with such statements as:

   "The danger of exposure to asbestos continues to exist in schools and some exposure
   actually may have increased due to the lack of Federal standards and improper
   response action." (Section 201:(a)(l)J

   The EPA's comparable statement, in the October 30. 1987 Asbestos-Containing
Materials in School Final Rule and Notice fAHERA Jules) (Federal Register. October 30.
1987) under Supplementary Information. D., Basis for Decision, (page 41829) is more
subdued:

   "EPA's analysis of risk placed in the rule-making record  when the proposed rule was
   issued shows that asbestos in schools could present a risk or concern and that the
   measures required by this rule are necessary to protect public health and the
   environment."

         2.    Guidance Documents

   The one major guidance document issued during this time period. Asbestos in Schools-
-A Guide to New Federal Requirements for  Local Education Agencies, did not discuss the
dangers of asbestos exposure except within the specific context of abatement response
actions. Its emphasis is explaining the AHERA regulations.  Another publication. 1QQ
Commonly Asked  Questions About the New AHERA Agbestos-in-Schools Rqle. did not
include questions about the dangers of asbestos exposure or the question of whether
asbestos should be removed or otherwise managed.

         a    Other EPA Materials

   During this period, no additional documents were issued other than fact sheets to go
with the rules, but EPA Journal articles and Agency news releases continued to refer to
asbestos as health-threatening and a carcinogen.

c.  Since the Report to Congress (1988 to  Present)

         1.    Legislation and Regulations

   The following year, the February. 1988 EPA Report to Congress, EPA Study of Asbestos-
Containing Materials in  Publiq Buildings set the stage for future differences between early
and later EPA appraisals of the risk involved, and the more direct advocacy of asbestos
management in place instead of removal.  While reiterating the health hazards presented
by asbestos exposure and expanding upon  the danger to school children posed by
asbestos, the report also deals with other studies, including one made in 1987 (Hatfleld,
Stocfcrahm, Chesson.  1987, for OTS)(Appendix 2. P. 2-1) that found the indoor air
asbestos levels in 43 federal buildings in six states were the comparable to levels in the
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 ambient air outside. This indication that the problems in buildings other than schools
 might not be as dangerous notwithstanding, the report says, service workers "appear to
 be equally at risk, whether employed in public or commercial buildings or in schools."
 (P.7)

    In dealing with the schools versus public buildings exposure issue, the report says:

   "The potential for damage or disturbance in schools might be greater than in many
   other buildings, given the nature of the occupants (children) and higher expected .
   .level of activity. ( P. 7)... It is difficult to make comparisons between schools and
   nonschool buildings with regard to exposure and risk (P.7)... A proportional risk
   model developed by the Agency suggests that elimination of asbestos exposures in
   schools might significantly reduce risk  for populations later exposed in public and
   commercial buildings." (P.7)

    The report includes a letter from then .EPA Administrator. Lee ML Thomas transmitting
 the report  to the President of the Senate and the Speaker of the House, which concludes.
 (P. 5 of letter):

   "...Asbestos in commercial buildings, like asbestos in schools, represents a potential
   health hazard that deserves careful  attention. However, we need to continue to place
   our primary focus on asbestos in schools...  Children, since they have the longest life
   expectancy, would appear to incur the greatest risk... Children also spend a great deal
   of time  in school where any asbestos is especially susceptible to disturbance by the
   occupants..."

    Two other EPA rules round out the risk picture presented in laws and regulations: The
 first was issued by OAQPS (not OTS). The  second was issued by OTS.

   In January. 1989, the Asbestos NESHAPS Revision, Including Disposal of Asbestos
 Containing Materials Removed from Schools; Notice of Proposed Ride Revision..48 CFR
 Parts 61 and 763 (Federal Register, January 10, 1989 P.912)) says:

   "The existing standard and proposed amendments...are based on the Administrator's
   determination that asbestos presents a significant risk to human health as a result of
   air emissions...and is therefore a hazardous air pollutant."

   And, in July, the Asbestos: Manufacture, Importation, Processing, and Distribution in
 Commerce Prohibitions; Final Rule (40 CPR Part 763 (Federal Register.  July 12. 1989):

   "EPA is issuing this rule to reduce the unreasonable risks presented to human health
   by exposure to asbestos during activities involving these products." (P.29460)

   The phrase, "unreasonable risk" appears a number of times. Considering the wide
 publicity given this "ban" on asbestos, this rule no doubt reinforced school officials' and
 community concerns about asbestos in  their schools, even though it was published after
AHERA-required inspections and management plans were completed and the rule really
 did not affect them.  ,

         2.    Guidance Documents

   The ABC's of Asbestos in Schools, published in June 1989, begins with, "asbestos fibers
 can cause serious health problems," and reiterates  EPA's  concern for children,  but. like
                            i>

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some of its predecessors, links asbestos exposure to exposure to cigarette smoke and
repeats, "much uncertainty surrounds the risk from exposure to low levels of asbestos
fibers." (P.2)

    A key element of EPA's communications about asbestos in the most recent time period
is the repetition of the "Five Facts." a summary of EPA's recent concept of the asbestos-in-
buildings exposure risk, and the Agency's emerging emphasis on management-in place as
apposed  to removal.  The "Five Facts" were first used by Office of Pesticides and Toxic
Substances' Assistant Administrator Linda Fisher in replying to the Science Magazine
article (see below), while testifying before the House Subcommittee on Health and Safety
Materials of the Committee on Education and Labor on April 3. 1990.  She did not dwell
on specific health concerns, using .instead a statement used repeatedly over the years in
testimony by EPA officials:                         •   • .

   "Our goals, and those of this subcommittee, remain identical: to minimize the
   inhalation of asbestos which is in place in school buildings."

As to the"degree of risk, she said, (page 10):

   "With respect  to the so-called 'one fiber can kill' image, the present scientific
   evidence will not allow us to state unequivocally that there is a level of exposure below
   which there is a zero risk, but the risk in fact could be negligible or even zero... While
   scientists have been unable to agree on a level of asbestos exposure at which we. as
   public policy makers, can confidentially say. 'there is no risk.' this does not mean that
   all or any exposure is Inherently dangerous. To the contrary, almost every day we are
   exposed to some prevailing level of asbestos fibers in buildings or experience some
   ambient level in the outdoor air.  And. based upon available data, very few among us.
   given existing controls, have contracted or will ever contract ah asbestos-related
   disease at these low prevailing levels....present evidence suggests that building
   occupants face only very slight risk.  Severe health problems attributed to asbestos
   exposure have generally been experienced by workers in industries...where they were
   constantly exposed to very high fiber levels in the air..."

    In guidance materials, the  Five Facts surfaced in a truncated version in the Foreword
to the Green Book, Managing Asbestos in Place. A Building Owner's Guide to Operations
and Maintenance Problems for Asbestos-Containing Materials, published in July, 1990.
This guidance document continued the qualification of asbestos exposure risk that began
with the/Purple Book:

   "Fact One: Although asbestos is hazardous, the risk of asbestos-related diseases
   depends upon exposure to airborne asbestos fibers...at very low exposure levels, the
   risk may be negligible or zero... Fact Two: Based upon the available data, the average
   airborne levels In buildings seem to be very low. Accordingly, the health risk to most
   building occupants also appears to be very low. (Green Book, pp vii. viii}."

    The Foreword which contains the Five Facts does not discuss potential health effects.
although they are discussed in a subsequent background section on Page 2. The Green
Book says virtually nothing about schools  (except for a brief paragraph on AHERA) and a
slightly longer section on AHERA-required inspections.  It says, among other things:

   "Whenever we discuss the risk posed by asbestos we must keep in mind that asbestos
   fibers can be found nearly everywhere in our environment  (usually at very low levels.
   There is. at this time, insufficient information concerning health effects resulting from
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     . low-level asbestos exposure, either from exposures in buildings or from our
      environment. This makes it difficult to accurately assess the magnitude of cancer risk
      for building occupants, tenants, and building maintenance and custodial workers.
I      Although in general the risk likely to be negligible for occupants, health concerns
,      remain, particularly for the building's custodial and maintenance workers." (P.2)

'      Although the Green Book was not written for schools per se. it was sent to 44,000
   LEAs with a covering letter calling it "the most comprehensive asbestos guide published
\   by the U.S.  Environmental Protection Agency (EPA) since 1985." This claim
"   notwithstanding, it does not include any references to previously published information
ii   about school children being especially vulnerable, asbestos levels in schools being higher
I   than the ambient air outside, or other information about the propensity of in-school
:;   activities for damaging asbestos that appeared in earlier guidance or. in part, in the ABCs
•   and the Purple Book (still the guidance of record, to which the Green Book is a -
:   supplement).

;      While the Five Facts continued to be used in other testimony and letters to the editor
   or other articles in which EPA refuted attacks on the Agency's asbestos policy stemming
'   from or based on the Science article or comparable sources, the only other EPA guidance
1   document in which they appear is the March 6, 1991 memorandum from Administrator
1   Reilly. An Advisory to the Public on Asbestos in Buildings, which is  reviewed In the    '
!   section of this document dealing with the period after the 1988 EPA Report to Congress.

|      Another major publication is Environmental Hazards in Your School, published in
'   October.  1990. and dealing with asbestos/radon, and lead in drinking water.  On page 2,
!   it says. "EPA estimates that there are asbestos-containing materials  in most of the nation's
   approximately 107.000 primary and secondary  schools." (Note: other EPA publications use
   figures ranging from 31.000 to 40.000-plus, and on page 4, this same publication puts the
   number at 44.900.)  The problem with the figures may be that different figures may
   represent LEAs or individual schools, or schools with friable or nonfriable asbestos.

      On page 3. the publication says:                .                             .
                       .                 •                        '           "
      "Asbestos fibers can cause serious health problems...uncertainty continues  to surround
•      the-probability of malignancies occurring at low levels of exposure. Low level exposure
      would include average exposure to asbestos fibers in schools  and  buildings. Due to lack
      of reliable exposure data extracted from epidemiological studies and .the absence of an .
      exposure threshold, the fact that school .children and custodial workers are exposed to
      any amount of asbestos fibers continues to constitute a concern."
*'('•-..                 •                  '

                  a    Other EPA Publications    .                  ,v
                    ' -t '. • .     -•       f
i      In August.  1988. Environmental Progress and Challenges: EPA's  Updajg. there is a
,   statement about issuing emissions standards for asbestos and health effects (p. 13). a
•j   paragraph under Indoor Air Pollution (P. 32) expressing concern about asbestos in the
I   home, listing of ASHAA and AHERA  under major toxic chemical laws administered by EPA
!   (P. 113), an  article on asbestos control training programs (p. 122) and additional material
i   on Agency efforts to achieve further reductions  of asbestos risks (Pp. 124.  125). Asbestos
i   in schools is not mentioned and there is no special section on the nature of the asbestos
   health risk.                             •          "

      In December. 1990, Meeting the Environmental Challenge: EPA's Review of Progress


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and New Directions in Environmental Protection, the health effects of asbestos are
included on the list of regulated air pollutants {P. 10), and asbestos is included in a list of
indoor air pollutants (P. 11) but further mention of asbestos (P. 18} is limited to:

   "..In 1989. EPA banned the manufacture of most asbestos products. EPA has also
   provided considerable grants and guidance to protect children from exposure to
   asbestos in schools."

   Hazardous Substances in Our Environment: A Citizen's Guide to Understanding Health
Risks and Reducing Exposure,  a September, 1990, publication, cited asbestos as a
carcinogen (P.  23), although it used a cement factory as its exposure example and did not
mention schools.

   One additional publication should be noted. The Asbestos Informer entitled, "Asbestos-
-What You Don't Know Can Hurt You!" A draft version dated December. 1990 but
scheduled for mid-1991 release, is related primarily to NESHAP-Asbestos and  is being
published by the Office of Air Quality Planning and Standards. Stationary Source
Compliance Division.  The emphasis is on occupational, para-occupational (families of
workers), and neighborhood exposure, although  it does discuss in-school exposure and
will include a brief summary of the Five Facts. The content about asbestos exposure risk.
is, however, less reassuring than the Green Book or the 1991 Public Advisory:

   "Once inhaled, asbestos fibers can easily penetrate body tissues. They may be
   deposited and retained in the airways and lung tissue.  Because asbestos fibers  remain
   in the body, each exposure increases the likelihood of developing an asbestos-related
   disease... Scientists have not been able to  develop a "safe" or threshold level for
   exposure to airborne asbestos... The younger people are when they inhale asbestos,
   the more likely they are to develop mesothelioma.  That is why enormous efforts are
   being made to prevent school children from being exposed."

   EPA news releases related to asbestos continued to refer to it as a dangerous
carcinogen, etc. For example, a  news release dated August  22. 1989. about EPA
enforcement actions quoted Deputy Administrator Habicht as saying: "Asbestos is a known
cause of cancer in humans and it can be a killer." The release also estimated that as much
as "half of the  asbestos demolitions and renovations done nationwide may not be in
accordance with Clean Air Act regulations." (Note: This is considerably different from the
March 6. 1991. Five Facts statement that "we believe most asbestos removals are being
conducted properly."  While the latter statement no doubt refers to asbestos-ln-schools
removals, the reader is left to make that distinction unaided.) A July 6.  1989 news
release on the asbestos phaseout rule said asbestos has been linked "to a number of fatal
diseases."

d. Observations on the treatment of risk  in Acts of Congress and EPA materials

   It is evident from the foregoing that the various EPA voices have been generally
consistent in describing the potential dangers to human health presented by asbestos
exposure, but  since the initial AHERA implementation period there has been a softening
of some messages about the risks involved in exposure to asbestos in schools and
buildings. The degree of hazard that in early publications is attributed to medical  sources
becomes, for example, a hazard which medical sources can't determine, and the notion of
no known threshold  of exposure becomes a matter of 'we don't know how dangerous low
level exposure is.'
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      Why this change in emphasis occurred is not explained in the EPA publications going
  to school officials and the general public. Instead, phrases like "based on five years of
  experience," or "our eleven years of experience." introduce the changes. If it is based on
  the surveys In the 1988 Report to Congress, that is  not explained In the documents that
  were reviewed,  although Assistant Administrator Fisher did discuss the reasoning behind
  the Five Facts at much more length than they have been dealt with elsewhere. If
  messages, are evolving, straight talk on the  reasons behind the changes need to be better
  explained to audiences.

     2.    What Others Said

      How did the various EPA messages "Play in  Peoria," or. better yet. In the offices of the
  Peoria school district?  This content analysis cannot fully answer this question It can only
  report what was written in different publications at  different periods by those who
  undertook to decipher EPA's messages for their various audiences, how they perceived
  the response of school officials and the community,  and what they advised their readers
  to do by way of response.  What the review did find was:

  *  While there may have been reasonable consistency In how the EPA messages were
  reflected in official publications and EPA statements, this was not necessarily so in the
  trade and general news media.  Sources outside EPA have  given a variety of different
  messages to Local Education Agencies (LEAs) about the risk of asbestos.

  *   Those sources include school associations, consultants, contractors, school
  employees, and parents.  LEAs have also received messages from OSHA. the courts,  the
  scientific community, and the press.

  *  Some of these sources have supported EPA's messages, others have challenged them,
  and  still others have misrepresented them and/or pointed out the inconsistency of
  messages from various sources.  As time goes on. the controversy has increased, especially
  since the Science article and Administrator Reilly's speech on asbestos policy in June
  1990.

     In reviewing educational publications, the news media, and other non-EPA
1  publications, it is often difficult to separate risk-related content from abatement- and
  response-related material. This is especially so with the educational organization
1  publications, since their major emphasis, by and large, was what to do about asbestos, not
>  how  dangerous it is. A broader review of these publications will be found at the end of
;  Section 2, which deals with the question of removal vs. management-in-place. The
j  general media are reviewed at length in Section 4.

     a     Educational Publications                              -

1     First, a look at school-related publications which are widely read by LEA
  administrators and which reflect the context within which school administrators view
  asbestos and other operational problems. It is worth noting that many of the articles are
•  surrounded by a "Greek chorus" of ads for asbestos consultants, removal contractors and
  similar firms.                    '...:.'           ,

'     In educational publications in particular, the EPA messages are most often translated
|  by lawyers, consultants, contractors or others with a vested interest in the translation.
!  Few of the articles came from EPA sources, and only a few were written by school
  administrators.   This is not  to say the writers were deliberately distorting their subjects,


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but it Is obvious that they had a very specific perspective. And. of course, whatever they
were writing about the asbestos-in-school hazards was reinforced, or confused, by what
appeared in the general news media.

   An example of what appeared in the educational press is the May-June 1983 Issue of
the Council of Educational Facility Planners Journal (P. 18,19) by professors L. Dayle
Yeager and David Bilbo, who say. of asbestos products:

   "Many...have been proven to be connected to long term health problems...were used
   extensively in the construction of educational facilities... Based on the assumption that
   a safe learning environment exists in their school facilities. Americans have routinely
   entrusted the physical well-being of their children to the educational system.. This
   prevailing attitude may undergo drastic changes within the foreseeable future as a
   result of past and current research Unking asbestos to long term health problems."

    Citing projections that 17 percent of all cancer deaths in the United States will be
asbestos-related,  the writers conclude:

   "Passage of time without immediate  and decisive action compounds this problem.  To
   ignore this is to violate the trust of all Americans who created or create and suppor: an
   educational system designed to promote the physical and mental well-being of their
   children."

The article offers as resources an EPA package and the Orange Book.

   Only one issue of PTA Today, the organ of the National Parent-Teachers Association.
was found that had a story on asbestos.  Appearing in February 1985 (before AHERA). the
article was entitled "Asbestos in Your Child's School: How to Get Rid of It (P.  18.19) and
written by a firm of mental health consultants.  Done in Question and Answer format, it
deals at length with asbestos dangers, saying:

   "School is the most likely place he or she (a child) would encounter asbestos" and
   using EPA figures to estimate that some 15 million school children and 1.4 million
   teachers and school employees may be at risk through exposure.

   As time went on, educational publications become Increasingly focussed on abatement
methods and requirements, costs and funding questions, and legal matters rather than
the risks involved.

   Rarely are any school sources quoted as questioning EPA's risk messages.  One is cited
in the Section 2 review of educational publications. The review of the general news media
reporting on asbestos removal issues in 1988 found two such statements in 464
newspaper articles. One has to assume, therefore, that school officials accepted EPA's
risk messages as reasonable.

   b.     General Press

   Insofar as the general press is concerned, there were many messages about the risks
associated with asbestos, most of them tending to support and dramatize EPA's
statements over the years.  It was not until articles in the New England Journal of
Medicine. (June 29. 1989) and  Science.fJanuary 19.  1990) criticized EPA's asbestos
policy as being based on over-stated assumptions of the risk involved—that there began to
be a spate of articles questioning how dangerous asbestos really  is.  These appeared in


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    such publications as Readers Digest, news magazines, the American Spectator. USA
    Today, the Wall Street Journal, and the New Republic.  Others such as the New York
    Times Magazine, sought to clarify the arguments in feature articles. The "Five Facts" were
    cited by EPA in various newspapers to clarify the Agency's position.

i;    C The Question of Removal vs. Management-in-Place                     -•

       Although the AHERA study and other evidence indicates that LEAs that have removed
:    asbestos in their schools or plan to are in the minority, this review focusses on this area
    because it has been the subject of considerable controversy in relation to costs, necessity,
;    school closings,  inherent danger of doing so. etc. The perception that asbestos  removal
    has been widespread is not supported  by the AHERA study (which puts the percentage of"
"    AHERA plans that include removal at between 10 and 15 percent), but it was implied in
I    Administrator Reilly's asbestos speech, and educational and other publications give a
    similar impression, especially about the pre-AHERA years. Unfortunately, no one seems
;    to have kept  statistical records on the subject.  EPA has been charged both with fostering
    removal and  failing to foster removal.  The content review finds:
ii *
|,    *  A careful reading of EPA documents shows that the Agency has consistently (pre-and
;;    post-AHERA) maintained that asbestos-in-schools laws do not necessarily require schools
j.    to remove asbestos they find In their buildings even though the asbestos NESHAP rules
    may require removal when a school is being renovated or  demolished: management-in-
;    place may be the preferred option in many cases, a message EPA is now making especially
    clear.
1;
    *  Nevertheless, it has been very possible at many points for LEAs to get the impression
    from the Agency's documents and actions that removal is the preferred option.  The
    Office of Toxic Substances has moved forcefully to correct this impression in recent years.
    but there have times when the message was not clear. Whether or not this actually led to
    large numbers of "unnecessary" removals cannot be  documented by this content analysis,
   just as there  are no published statistics on NESHAP-related removals.

    *   The message about maintaining asbestos in place has not been consistently reflected
    in the Federal Register. EPA publications, and statements by EPA officials, probably
    because it is a relatively new development.    •

    *   Timing of EPA's post-AHERA publications that emphasized maintenance-in-place
   asbestos abatement may have contributed to confusion about this issue on the part of a
   significant number of LEAs:

      - Published AHERA requirements and rules, and  EPA publications and releases,
      emphasized (1) using an accredited abatement counselor to develop and  LEA's
      asbestos abatement plan. (2) specific deadlines for various steps in the compliance
      process, and  (3) an options selection framework  within which LEAs could develop and
      implement their required asbestos abatement plans.

      - Publications emphasizing the changed approach were not released until well after
      the deadlines approached.  The one publication that said the abatement counselor's
      advice could be changed was issued one year after the plan deadline, then based the
      opportunity for change on inspections still-to- come.    .

      Beginning with the original NESHAP ban on spraying asbestos on open surfaces and
   requiring removal of asbestos (if the amount found was greater than certain specified


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 quantities) when demolitions or renovations were undertaken, the EPA has
 communicated to schools the need to do something about determining and abating their
 asbestos problems. Early rule-making required inspection and- notification but not
 abatement measures, although they were recommended.  But ASHAA did make available
 grants and loans to financially troubled schools to help pay for abatement  (which, since
 the statute required that funds be directed to schools with the most severe asbestos
 hazards, generally paid for removal). AHERA established a framework for  mandated
 abatement, offering options which included encapsulation, enclosure, maintenance.
 repair, and removal. On the other hand, the Agency was also saying that EPA rules don't
 prohibit removal if that's what an LEA decides to do, and the largest portion of ASHAA
 funding was, and is, still paying for removals.  Since, as early as 1972. EPA began
 discouraging removal except when truly necessary, one question this analysis seeks to
 answer is: given that EPA's asbestos-in schools message was multi-faceted, directed to
 several receivers (schools, parents, accredited personnel), and in recent years had to be
 adjusted to accommodate scientific  developments, was the message clear  and consistent
 or confused and subject to misinterpretation?

    Hie following analysis looks at what EPA said, both as to risk and as to the removal
 question,  and how the message was reflected by others.

    1.     Acts of Congress and EPA materials

 a  The Pre-AHERA Period (1972-1986)

          1.     Laws and Regulations

    NESHAP Air Emission Standards for Hazardous Air Pollutants: Asbestos Regulations.
. first published by OAQPS in  1973 and amended several times, most recently in 199O,
 these regulations require that asbestos be removed before a building is renovated or
 demolished. This requirement applies to schools as well as other public or commercial
 buildings. The most recent revisions provide  more specific requirements  for transporting
 and disposing of asbestos after it is  removed.

    Friable Asbestos-Containing Materials in Schools. Identification and Notification, the
 "Asbestos-in-Schools" Rule, promulgated by OTS in 1982. On the subject  of abatement,
 this document says, in its Introduction(p.  23360):

    "Many of the friable asbestos-containing materials in schools do not require abatement
    or removal. A reasonable effort by school officials to manage the materials can prevent
    damage to or deterioration of them and the consequent release of asbestos and
    exposure of users... Some asbestos-containing materials Identified when complying
    with the rule may be determined to require corrective action such as removal,
    encapsulation with a sealant, which improves the cohesive strength of the material, or
    enclosure."

    The rule goes  on to describe the Orange Book (published in 1979 and  quoted
 elsewhere in this review) as a source of guidance about what to do and how to do it. notes
 that "abatement is often needed whenever the friable asbestos is visibly damaged and
 easily accessible or has inherently poor cohesive strength."  In "A Guide for Reducing
 Asbestos  Exposure," (reproduced  on P. 23373). the only reference to removal is:

    "if you must disturb or remove large sections of asbestos-containing material,...turn off
    the  school's ventilating system if you are disturbing or removing large  sections of


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     asbestos-containing materials."                  .       •

     The Asbestos School Hazard Abatement Act of 1984 fASHAAl Public Law 98-377.
  August 11, 1984, provides funds for financially needy schools with serious asbestos
  problems (the kind that necessitate removals) and twice includes in the list of actions
HI  (enclosure, encapsulation, removal) for which federal funding could  be available:

|;      "replacing the asbestos material removed from school buildings with other
|!     appropriate building materials..."        .                                .
!!                                                   •                           '
I     This may have unintentionally strengthened perceptions that EPA favors, removal,
  although the fact the statutory language and the fact that most ASHAA grants and loans
11  have funded removal projects undoubtedly had a much greater impact.

'          '       2.    Guidance Documents                                          >
i                              ;                '          •  ..       • -        " -      •
i;    Asbestos-Containing Materials in-School Buildings. Parts I and 2 (The"Orange Book).
 ! published in 1979:

 |    After a section saying there are two basic long-term control measures, containment or
 |    complete removal, the Orange Book says: "Asbestos removal provides a final solution by
 "    elimination of the contaminant source. It requires, however, renovation involving
     friable asbestos materials, with significant problems of worker protection, prevention
 "    of environmental contamination, and considerable interruption of activities in the
     building. Containment by sealing, encapsulation, or barrier system usually results in
 ',    lower levels of asbestos contamination during alterations, takes less time, and may be
 !    less expensive, especially if replacement is avoided.  The asbestos source remains.
 f    however, and damage, deterioration, or failure of the protective system will result in
     recurrence of asbestos contamination.                            .

     ...Maintaining low fiber levels may require strictly controlled maintenance custodial
     activities for the life of the. building (P-II-2-4).                           .

  :   Under enclosure systems the Orange Book says:
  i                            •                           '
  i(   "The uncertainties of its long term effectiveness, the need for continued air
  !<   monitoring, and the remaining problem as the time  of demolition or renovation,  make
     this method unattractive." (P. II-3-1).

  I   A long section on removal discusses how to go about it properly but does not point to it
  as potentially dangerous.

     Guidance for Controlling Friable Asbestos-Containing Materials In Buildings (The Blue
  Book), issued'in March, 1983:

  11   The Blue Book also puts removal at the top of a list of abatement measures (P. 311) and
  i;   says ( P. 3-14):

          "Many abatement experts believe removal of asbestos-containing material is the
          only final and satisfactory solution to the problem of asbestos exposure.
          Competently performed, with adequate protection for workers and building .
          occupants, removal can eliminate all potential for exposure.  On the other hand.
          removal may be more complicated and cost more initially  (although not
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         necessary In the long run) than other abatement measures."

   Subsequent sections point up the difficulties involved in other measures, and a table
(P. 3-27) comparing asbestos control.measures, positions removal first in the table's
listing, and cites as advantages: "Eliminates asbestos source.  Eliminates need for special
operations and maintenance program."  According to the table, removal is always
appropriate, never inappropriate.    . .

   Guidance for Controlling Asbestos-Containing Materials in Buildings (The Purple
Book), issued in June,  1985; places operations and maintenance (management-in-place)
at the top of the list of abatement options, thus beginning the shift in EPA emphasis. But
in a table (P.4-9), similar to that in the Blue Book, removal is listed first in relation to
surfacing material, saying it "eliminates asbestos source." and "eliminates need for special
operations and maintenance program. The table indicates removal "can be used in most
situations." No inappropriate applications are listed, and the disadvantages listed for
enclosure and encapsulation include the fact that the source remains and must be
removed later.

In a section on methods (P. 4-10). the Purple Book says:

   "Removal has the widest applicability.  It is also the only truly permanent solution,
   since no building containing asbestos can be.demolished without first removing the
   ACM."

   "If ACM has  only minor, isolated damage, removal of selected areas may be sufficient."

It goes on to say:

   "Enclosure and encapsulation have limited application.  Enclosure is restricted to
   situations where ACM can be isolated in small localized areas. Encapsulation can be
   used only for acoustical plaster in good condition. In addition, the special operations
   and maintenance program must be continued...until the building is demolished.
   Encapsulation may make eventual removal more difficult and costly."

               a    Other EPA Publications

   During this period, new EPA publications other than those previously mentioned, did
not deal with asbestos removal as an issue, nor did EPA news releases.

b.  AHERA and  Immediately After (1986-1988)

               L    Laws and Regulations

   The Asbestos Hazard Emergency Response Act of 1986 fAHERAl fPubllc  Law 99-519).
October 11. 1986. contains this early statement about the Purple Book (Section 201(a)(3):


   "The guidance provided by the Environmental Protection Agency in its 'Guidance for
   Controlling Asbestos-Containing Material in Buildings' (The Purple Book) is Insufficient
   in detail to ensure adequate responses.  Such guidance is intended to be used only
   until the regulations required by this title become effective."

   AHERA (section 203) establishes four degrees of damage or potential damage to
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   asbestos, and requires EPA to establish appropriate response actions for each category.
   again referring back to the Purple book as a resource, and says, in Section 204. that until
   new regulations are promulgated, the "current guidance"-the Purple Book—is in effect
   (What it says about danger and removal is reviewed below.) AHERA establishes a system
   requiring LEAs to hire accredited advisors to help them develop plans, then to submit the
||   plans for review by their State Governor, who has a stated period  during which he .can
••   disapprove it. In Section 205. one reason for which a Governor may disapprove a plan is
.   that it:

I      "Does not contain a response action schedule which is reasonable and timely, taking
;      into account circumstances relevant to the speed at which the friable asbestos-
,      containing material in the school buildings...should be responded to...including human
i      exposure to the asbestos while the friable asbestos-containing  material remains in the
      school buildings."                                                               .

'      The AHERA rule (P. 41826 IT.) also describes the Purple Book as:
i               •                                           •          •""'.'.
|      "State-of-the art guidance to help identify and control asbestos in buildings...  The'
••      document provides criteria for building owners to use in deciding which abatement
•f     method is most appropriate for each particular situation."

!     The Purple Book became the guidance document in effect when AHERA was enacted
;  and the AHERA rules promulgated.  Under the law. It was to remain In effect until new
   guidance was promulgated through the rule-making process.  So,  because new guidance
:  materials were not promulgated by rule-making, the  Purple Book  was in effect during the
:  AHERA planning and implementation period and is still the official guidance, even though
 :  it is not binding in the same sense that the formal AHERA rules are. Subsequently, in mid-"
 l:  1989 and 1990. the Purple Book was supplemented by a  publication on asbestos
   assessment and the Green Book's operations and maintenance guidance.  And. the
    'oreword to the subsequent 1990 guidance document (Managing  Asbestos in Place, the
   Green Book) says that this new guidance:

 1     "does not supplant'the 1985 Purple Book as EPA's principal asbestos guidance
 ,:     document. Rather...it expands and refines the Purple Book's guidance for a special
 ",     operations and maintenance program..."(P.vii)

 •     Note: A description of previous EPA activities, however. Indicates the Agency had.
 i  prior to AHERA's enactment, initiated development of two new guidance  documents on
 ''  asbestos control.  (It is assumed that these were the ABCs and the  Green Book.)

 •     Subsequent sections dealing with the specifics of various abatement measures do not
   raise any serious questions about dangers  or hazards.

 l:    A long description of various asbestos  problems and preventive measures, concludes
 !with "If,  however, such preventive measures cannot  be effectively implemented; other
  (response actions. Including removal, will  be required." (P. 41830) "Nothing in the rule
   shall be construed to prohibit the removal of ACBM from a school  building at any time.
   should removal be the preferred response of the LEA...",  (P. 41832) and. further on. "If it
   is not feasible...to repair the damaged material, it must be removed."  The rule Itself
  [(Section  763.90 Response Actions), repeats the statement that nothing in the rule will
   prevent schools from removing asbestos if they so wish and lists a  number of situations in
   which removal could be the preferable response, qualifying this only by saying, "response
   actions, including removal...shall be designed and conducted by persons accredited to


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design and conduct response actions." (P. 41850)

    One other section (763.93, P. 41853) is cited here because is bears on the question of
whether or not LEAs could change their plans on the basis of another opinion after they
had been approved. Whether they can or can't change them after formal approval has
been obtained and the implementation deadlines have passed, is a question that relates to
subsections (c) and (d):

   "(c) Each local education agency must begin implementation of its management plan
   on or before July 9, 1989, and complete implementation in a timely fashion, (d) Each
   local education agency shall maintain and update its management plan to keep it
   current with ongoing operations and maintenance, periodic surveillance, inspection.
   re-inspection, and response action activities.  All provisions required to be included in
   the management plan under this section shall be retained as part of the management
   plan, as well as any information that has been revised to bring the plan up to date."

Note: It does not say yes: it does not say no. insofar as changes soon after the 1989
implementation date, but this section is used in the covering letter which OTS sent to
LEAs with the Green Book to encourage changes on the basis of forthcoming inspections.
Hindsight  suggests further explanation in the rule would have been helpful:  (See below,
under Green Book).

    Shortly after the AHERA rule was promulgated, EPA released "Asbestos in Schools" A
Guide to New Federal Requirements for Loc^l Education Agencies  (early  19881. This was
used for training and orientation by such groups as the National Association of School
Administrators. On the subject of removal, it may have added to the confusion for those
LEAs that ultimately chose the removal option:
   Chapter 6 (P. 19) deals with response actions.
   language from the statute-- it says:
In its opening paragraph—using
         The response action selected must protect human health and the environment,
         but .the LEA may choose to implement the least burdensome response action
         from those actions that protect human health and the environment...LEAs may
         always choose to remove ACBM...  All response actions, including removal...must
         be designed and conducted by persons accredited to design and conduct
         response actions."

    "Least burdensome" is not defined, presumably because there are so many local-scene
variables. The chapter then goes on to list the five categories of damage or potential
damage listed in the AHERA rule.  It gives alternative control methods for them.  For four
of the five categories, removal is one of two or three options. The dangers of removal are
not discussed in the publication.

   The Agency also published. In May,  1988. 100 Commonly Asked Questions About the
New AHERA Asbestos-In-Schools Rule, "to help school officials, training providers, and
accredited persons better understand the new AHERA schools rule.  Interestingly, It
contains no questions about removal as compared to other options.

   a     Other EPA Publications

   The Asbestos Fact Book was issued in 1985 and reissued In 1986. It reflected
comparable information about the laws and requirements that appeared in the Purple
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  Book. The EPA Journal had an occasional article about asbestos but did not get into the
  removal issue.          "

  c. Since the Report to Congress (1988 to present]

;           1.     Legislation and Regulations

i     During this period there have been no new major asbestos laws enacted, and new
I  NESHAP rules did not involve the issue of removal vs. management-in-place. Rather, they
:  focussed on  transportation and disposal of asbestos once it had been removed.

:l     The asbestos ban.rule. Asbestos: Manufacture. Importation. Processing, and
i  Distribution in Commerce Prohibitions, Final Rule, issued  in July,  1989. did not directly
j  involve asbestos in schools, except as it ultimately affects various products used in school
  building, but the publicity It received may have influenced some LEAs as they considered
,  abatement options.

:           2.     Guidance Documents                                        • '

     The ABC's of Asbestos in Schools (June. 1989). is the first EPA publication to
  emphasize the potential dangers of removal.  Whereas the  Purple Book and the 1988
  AHERA Guide listed a number of circumstances under which removal could be
  appropriate,  the ABCs, (Pages 6-8).  says:
I!
\    "..Asbestos that is managed properly and maintained in good condition appears to pose
 i    relatively little risk to students and school employees. Accordingly, the AHERA rule
     rarely requires the removal of asbestos materials."

      key word seems  to be "requires", for previous guidance does indicate a number of
     umstances where removal  could be appropriate.  Further, the ABCs booklet says:

 '•.    "The final response action, asbestos removal. Is generally necessary only when the
     material damage is extensive and severe, arid other actions will not control fiber
     release.  Although the AHERA rule does not prohibit  schools from removing any
     asbestos material, removal decisions should not be made lightly. An ill-conceived or
     poorly conducted removal can actually increase rather than eliminate risk.
     Consequently,  all school removal projects must be designed, supervised, and
     conducted by accredited professionals, and should be performed in accordance with
     state-of-the-art procedures.... The final selection Is up  to school officials after they
 f   receive the advice of the school's accredited management planner."

 Page 10 reinforces the earlier statements with:

  :   "Federal regulations do not require the removal of all friable asbestos from schools
     until the building is demolished. In fact,  during the life of the building, other methods
     of dealing with the material are  often preferable to removal."

     Nothing is said about NESHAP requirements for removal before renovation or
 demolition. Newspaper clippings and educational publications examined in this review
 indicate that removal is frequently related to renovation projects in school buildings.

     Managing Asbestos in Place, a Building Owner's Guide to Operations and Maintenance
 Programs for Asbestos-Containing Materials (The Green Book).  Although the Foreword
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says the Green Book, "does"not supplant the Purple Book," It strongly emphasizes
management In place and as opposed to removal. This new emphasis, while not
identified as a changed approach. Is described as "based on our experience since 1985."
and:

   "It expands and refines the Purple Book's guidance for a special operations and
   maintenance program.  In particular,  the guide more strongly emphasizes the
   importance of in-place management.  The guide's purpose is two-fold.  First, it offers
   building owners the more detailed and up-to-date instruction they need to carry out a
   successful O and M program. Second, it informs building owners, lenders, and
   insurers that a properly conducted O and M program can in many cases be as
   appropriate an asbestos control strategy as removal. Furthermore, in some cases, and
   O and M program is more appropriate than other asbestos control strategies, including
   removal." (p. vii)

    The "Five Facts" are then introduced  (pp. vii, viii) to "help calm the unwarranted fears
that a number of people seem to have about the mere presence  of asbestos in their
buildings and to discourage the spontaneous decisions by some building owners to remove
all asbestos-containing materials regardless of its condition;" •

    Three of the Five Facts are related to removal, and raise issues not raised in the "
"danger" context by previous guidance:

   "By their nature, asbestos removal tends to elevate the airborne level of asbestos fibers.
   Unless all safeguards are properly applied, a removal operation can actually increase
   rather than decrease the risk of asbestos-related disease... Asbestos removal before
   the wrecking ball swings into action is appropriate to protect public health. At other
   times, EPA believes that asbestos-removal projects, unless well-designed and properly
   performed, can actually increase health risk." Fact 5 "recommends a proactive, in-
   place management program whenever asbestos containing material is discovered...
   This does not mean, 'do nothing.'"

    Management-in-place is briefly described, with the reminder that it may be all that is
necessary until the asbestos is disturbed by renovations or removal.

    The strong stand against removal is softened on Page 8:

   "But O and M procedures alone are not sufficient for ACM that the inspector
   determines is significantly damaged, and may not be sufficient for some types of
   ACM...some form of full scale abatement-repair, encapsulation, enclosure, encasement
   or removal—will be required.  Removal...may also be appropriate when performed in
   conjunction with major building renovations or as part of long-term building
   management policies...as covered by EPA NESHAP requirements..."

    There are a number of other references to the NESHAP requirements.

    The only references to schools note that AHERA does not require removal, and
describe some of the AHERA inspection requirements as examples for operators of other
buildings.

    Although previous guidance had referred extensively to higher asbestos fiber levels in
schools than other buildings and the ambient air. and to the special problems of school
children and asbestos exposure, neither the Green  Book nor the covering letter to School
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   (Officials, which essentially'does little more than repeat parts, of the Foreword in letter
   form, give any indication that the concerns have, changed or have been superseded by new
 t  scientific information.  The letter does not indicate, for example, that previous
 •;  information about schools is no longer valid if. indeed, such is the case. The letter says:

 ;;    "The new guide is important because in-place management should be the cornerstone
 1    of your school asbestos control program, as documented in your management plans
 !    under...AHERA."           t          .

   but does not-acknowledge that available guidance material, including the 1988 summary
 '.  of AHERA requirements.  Nor did it attempt to explain the change in direction, except to
   refer, to the Five. Facts, which do not mention schools. It does, however . suggest they
 •  might want  to revise their management plans, based on upcoming mandated inspections,
   with the new guidance in mind.                   .                     •.

 !    It should be noted that the earlier version of the Five Facts, as presented by Assistant
 I  Administrator Fisher in testimony before two House Subcommittees in. April and June,
   1990, included much more in the way of explanatory comment.  For example, she said:
 1                               :                                   .
     "The mere presence of a hazardous substance, such as asbestos, on an auditorium
 ii    ceiling, no more implies disease than a potential poison in a medicine cabinet or
 |i    under a kitchen sink implies poisoning." (P. 10)
      1 ^
 i
 '  [Note: while  it Is unlikely that many LEAs ever saw this testimony about the Five Facts, it
 !  should be recalled that both the Blue Book and the Purple Book used pictures of scarred
 '  auditorium and gymnasium ceilings to Illustrate in-school hazards). Although earlier in
   her testimony she described the AHERA and ASHAA Programs (ASHAA provided $245 .
 )million in grants and loans for LEA abatement efforts), in her summary of the Five Facts.
  "she said:                                       .    •

     "EPA's asbestos program  for schools and its guidance for other building owners, which
 '•    is founded on in-place management, is designed to keep these low prevalent fiber
 "    levels low, through  recognition and management." (P. 15)   .

 ;i There is no  indication in the testimony, however, that most of the ,$245 million
•*  (including that  spent in 1990) funded removals, and that the strong emphasis on in-place
 i  management might be  considered by school districts as a change in direction that
 '  differed from all previous guidance from EPA except for the ABCs.,
I
t     Advisory to the Public About Asbestos in Buildings, distributed to LEAs over the
t  Administrator's signature'on March 6, 1991.  This version of the Five Facts, is tailored to
I  a school-related audience, and is much longer and much more explanatory than the Green
i  Book version; it contains a great deal of material that did not appear in the version sent to
'  LEAs in 1990.  It opens with a statement about the current asbestos controversy, saying.
  "Unfortunately, some these (reports) may have confused, rather than enlightened, the
\  public about the potential health risks of asbestos exposure and...EPA policies regarding
.;•  asbestos in schools and other buildings." Among the things it says are:
\  •           •              -                •  '
!i    . "...Present scientific evidence will not allow us to state unequivocally that there is a
ii     level of exposure below which there is a zero risk, but the risk at these-low levels in
i     fact could be negligible or even zero...

     "Fact Two: Prevailing asbestos levels in buildlngs--the levels that school children and


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   you and I face as building occupants-seem to be very low. based on available data.
   Accordingly, the health risk we face as building occupants also appears to be very low.

   "Fact Three: Removal Is often not a school district's or other building owner's best
   course of action to reduce asbestos exposure.

   "It is important to understand that, for most situations, EPA's asbestos regulations for
   schools under the Asbestos Hazard Emergency Response Act (AHERA) do not require
   removal of asbestos. These regulations allow the school to decide whether asbestos
   removal,  or some other response action is the best option to protect the health of.
   school students and employees.  In general, asbestos removal is most appropriate
   when asbestos materials, such as pipe or boiler insulation, are damaged beyond repair.

   "Although we believe most asbestos removals are being conducted properly, asbestos
   removals by their very nature disturb the  material and significantly elevate airborne
   fiber levels...

   "Prior to a major renovation or demolition, asbestos material that is likely to be
   disturbed or damaged to the extent that significant amounts of asbestos would be
   released must be removed using approved practices under EPA's asbestos National
   Emission Standard for Hazardous Air Pollutants (NESHAPJ regulation...  Clearly.
   asbestos  removal before the wrecking ball swings into action is appropriate to protect
   public health.  However, this cannot be said of arbitrary asbestos removal projects.
   which, as noted above,  can actually increase health risk unless properly performed.
   This, in part. Is why EPA has not mandated asbestos removal from schools of other
   buildings beyond the NESHAP requirement, which has the effect of gradually and
   rationally taking all remaining asbestos building materials out of the inventory...

   "...In Summary. EPA's best advice Is neither to rip it all out in a panic nor to ignore the
   problem under the false presumption that asbestos is 'risk free.'  Rather, we
   recommend a practical  approach that protects public health by emphasizing that
   asbestos material In buildings should be located, that it should be appropriately
   managed, and that those workers who may disturb It should be properly trained and
   protected. That has been, and continues to be, EPA's position..."

   Again, this document,  like the Green Book, does not reflect any of the specific
concerns about school children expressed in  earlier asbestos guidance materials.
         3.
Other EPA Publications
   Environmental Backgrounder on asbestos was Issued by the Office of Public Affairs In
November, 1988, and the following year, but did not dwell on the issue of removal vs.
management-in-place.

   The first EPA Scorecard. published In April.  1989, hailed two asbestos developments:

   "Ban on New Asbestos Products: Broke ten-year stalemate to ban almost all asbestos-
   containing products in U.S: and. later

   "Loans and Grants: Around $45 million in loans and grants to help nation's most
   financially needy primary and secondary schools abate asbestos hazards...."

   In December 1990, Meeting the Environmental Challenge:  EPA's Review of Progress
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 arid New Directions in Environmental Protection. Administrator Reilly's opening message
 (P, vi) says:

    "EPA announced a ban on almost all new uses of asbestos in the US by 1997.  And EPA
    launched a management and communications review to assure  that Agency guidance
    on the most effective ways to reduce asbestos risks-often by managing asbestos in
    place-is understood by schools, building owners, community officials, lenders, and
    others."

    2.     What Others Said

          a    Educational Publications

               1.    Pre-AHERA (1972-86)

    The National School Board Association publishes a magazine, the American School
 Board Journal, issues advisory information to member school boards, testifies before
 Congress, and holds informational conferences. Its publications indicate asbestos removal
 was going on Pre-AHERA, and that the during the Congressional consideration of AHERA.
 the Association opposed inclusion of mandatory removal requirements in AHERA.
 Although the Association did not favor enactment  of AHERA, it did not oppose It but
 worked against specific proposals such as a removal requirement.  The American School
 Board Journal. March 1985. on "The Issue Catches Fire." published three asbestos
 articles. One. by attorneys Daniel A. Speights and Edward J. Westbrook deals with law
 suits by school districts against asbestos manufacturers to recover the costs os asbestos
 abatement, opens:

    "If you already rid your schools of asbestos (or are on the verge of doing so)..." Later,
    they note, "some school board members worry that, by initiating litigation against
    asbestos manufacturers they might open the schools up. to suits by teachers or
    students for costs of medical monitoring or. worse, personal injury suits  alleging the
    schools fault in causing inhalation of asbestos fibers.

 And, later on. "if you do the abatement work and don't seek cost recovery costs you risk
jsuits by irate taxpayers."

    Tlie second article, an interview with attorney. Herbert B. Newberg. deals with the
 same subject and makes the same points.

    The third article, by Associate Superintendent Victor J. Ross of the Aurora. Colorado.
 school system, is titled. "When a school asbestos problem surfaces, act swiftly—and still
 suffer the sting of bitter public criticism." points the finger at EPA for alarming people
 about asbestos. It opens:       .         ..

 1   "Asbestos might not be to 20th-century America what bubonic plague was to Europe in
    the Middle Ages, but it seems to be generating nearly as much fear in the hearts of this
    generation of humans... As  a school administrator who has wrestled with the problem
    of asbestos in school buildings, I am not as  convinced that tiny asbestos in the air will
 I   produce as  much cancer (and death) as the Environmental Protection Agency (EPA)
    would have us believe. What I believe,  however, doesn't count. I've learned that folks
    who send their children to our schools generally do believe it. and for school
 f   administrators, that's what counts."
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   According to Ross, the Aurora school board reviewed EPA guidelines and launched an
effort to test all buildings' for asbestos, post notices, and organize a program tc remove or
encapsulate any asbestos found.  Twenty school were posted, in 11  asbestos was
encapsulated.  "Were the Aurora schools safe now? We certainly thought so." But what
ensued was a saga of sloppy contractor work, further structural problems with asbestos
ramifications, closing a school, a loss of trust (on the part of teachers and parents) and a
bitter controversy with threats of union action and law suits, all played out in the press.
Concludes  the writer, dealing with school asbestos problems is "going to be burdensome.
costly, and time-consuming."

   Another important source of information for school officials is American Schools and
Universities magazine.  From 1980 on, the magazine published more than 20 articles on
asbestos, many of which dealt with asbestos removal.  It was not until passage of AHERA
and issuance of the AHERA rule that alternatives to removal were given significant
attention. Although removal continued to receive considerable emphasis, by 1989 and
1990, more and more attention was directed at O&M.

   For example, the March, 1980 Issue. featured-'Will government fund asbestos removal-
-This district didn't wait," (Page 32. ff.J- a story on a New Jersey school district that
approved a $26 million bond issue--"the largest such project approved to date in the
nation." The decision to go ahead with the removal was based on an evaluation of the
district's problems by Dr. Robert Sawyer of Yale.  The story describes the district's
intensive promotion and news media campaign to obtain bond issue approval in the face of
local voter apathy.  In describing a  last-minute town meeting, the article notes the
presence of EPA representatives which "lent weight and authority to the administration's
proposed solution to the problem."

   A December. 1980 article. "Asbestos Removal: How Safe is Safe? " (P.42 ff.) deals with
worker safety and asbestos removal. In January.  1984. "See You In Court (pp 24-15) by
attorney Edward J. Westbrook. is about school district suits against asbestos producers "to
recover the enormous costs of removal."  It is written in alarming terms such as:
"America's schools are filled with millions of tons of asbestos-containing sprays and other
products. Many of the workers who Installed them are already dying from asbestos-
related diseases."  And, "asbestos products in the school have caused (and will continue to
cause) serious injury to students, school personnel and school property...While school
districts are obviously unable to do anything about past asbestos exposure in their schools.
they are acting to reduce the possibility of future exposure by removing the asbestos
hazard now."

   February, 1984~"Once and For Ail-When Inspection Revealed Asbestos, West Haven
wasted no time-using a unique approach every trace was removed within a month" (P. 39
ff.) tells about the West Haven, Connecticut school district's asbestos removal project
which followed the EPA required inspections, noting, "while EPA regulations require only
reporting and monitoring of the problem. West Haven elected  to remove it altogether."
The district school superintendent  is quoted:

   'West Haven felt that In the long run. we were better off with total removal. Taping
   required a great deal of auditing and maintenance. Encapsulation was good, but once
   again, whatever was used to encapsulate could be damaged and you'd have a continuing
   problem. There'd be no auditing, no maintenance: the problem would be solved
   permanently."

   A cautionary note emerges In April 1984. In "Asbestos Abatement-Start to Finish" by


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  asbestos consultant Edward MakruskI (P.59-ni. An introductory sidebar says:

     The EPA surveyed the largest school districts in the nation to determine compliance
     with its '83 deadline for inspection and notification of friable asbestos.  The result:
;     over 50% have not inspected for asbestos or have done so improperly.  Two-thirds of
I     these districts failed to notify parents or did so inadequately. While the EPA currently
|     does not require abatement of asbestos, its recent internal report suggests that the
|     agency is considering tougher regulations."

, And the article itself begins:
Nl
     "While every school district should remove and replace asbestos as soon as possible,
!     the fact that wee are dealing with a potent human carcinogen calls for careful
;     planning. An ill-planned, ill-timed asbestos abatement project can disrupt school
•!     activities, contaminate the building, cost more than it should and generate a public
'     relations nightmare for the administration."

;| Under "preliminary planning" the writer says:

j    "Little help is available from state and federal agencies, and no law or regulation
     specifically requires the abatement of an asbestos hazard."


 :In describing abatement options, removal is included as  one approach but not as the only
 ,one.        •

 i    The first time an EPA official participates In one of the magazine's asbestos articles is
 in the February, 1985 issue (P. 11-ff.) when Susan Vogt. then acting director of the EPA '-
   bestos Action Program, joined an AASA lobbyist, the president of an alliance of former  •
   bestos manufacturers, the head of the National Asbestos Council, an architect, and a^U.S.
   :nate committee staffer in "a lively and informative discussion  of the statutes and outlook
 for asbestos abatement In our schools." Asked if it's fair to put on the school
 administrator the task of making public health decisions," Ms. Vogt said:
  I                                                        »
  >  "It's difficult to know who should be assigned that task..every asbestos situation is a
    very specific situation... Decisions about correct abatement actions are best made by
  !  local people."

 On the subject of parent concerns, architect Lee Brockway said:

    "I work with a number of PTA groups and I can see that anyone.presenting them this
    algorithm fan EPA formula related  to the amount of asbestos present and Its danger) as
  ;'  a reason for hot removing asbestos would be like trying to stop the water coming
  ',  through a broken dike...if asbestos is identified.^ parents of school children are going to
  !  ask that we get rid of it."    '  •    ,   '.
' i                               "',                   _
Another participant interjected, "they're under enormous pressure to move Immediately.
 to remove it as soon as they have identification." to which Vogt  replied, "and a standard,
for that matter, I don't think would change the minds of the public." The architect also
said:      .                      '        .             .
  '.   '    V -                                               *

  :; "Our clients have found that encapsulation doesn't reassure  the people in the
  ! community, the users of the buildings, and the parents of students. Encapsulation
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                                        78

   leaves the asbestos in the building...they are concerned about..the future...The attitude
   expressed by the parents and the community make administrators feel uncomfortable
   with the encapsulation process."

The SBA representative cautioned about the dangers of improper removal, adding, "there
are very few contractors qualified to conduct removal work properly so it should be a
remedy of last resort,"

   In a March, 1985 article on "Asbestos: 1985/86 Budget Priority (P.84 ff.) by former
school superintendent  Frederick Hill:

   There may be some arguments about what is friable-dry, disintegrating, exposed
   asbestos that can or does release fibers into the air—but most school officials have
   taken the common sense approach: if there is any question of possible hazard, get  rid
   of it."

   A year later. February 1986. "Asbestos Removal in Schools: Step Carefully to Breathe
Easily" (P.34). by consultant Lawrence Liss, points to the need for architects, engineers
and industrial hygienists on a school's "removal team". It begins:

   "School officials must confront how best to remove asbestos from their buildings if only
   to prevent huge legal judgements, loss of liability insurance, government sanctions and
   public panic...The Environmental Protection Agency estimates it will cost at least $20
   billion to remove the hazardous asbestos material still remaining in the nation's
   schools.  These costs may easily multiply if districts don't manage the removal process
   in the best way."

   There is also a brief update of the previous year's roundtable in which Susan Vbgt
participated (p. 34)  In it.  Ms. Vogt describes the new training centers at various colleges
and says insurance companies will be less resistant if proper training is given to
contractors. Other participants say. "the EPA in 1985 has done an excellent job, and  the
initiative is passing back to them, where it belongs" and, from the Safe Buildings Alliance.
'To the EPA's credit, it took a more practical approach to the problem and evidenced a
significant change in tone in revising its technical guidance with the publication of its
'purple book'."

   The last pre-AHERA story, "An Innovative Program for Removing Asbestos." Is a reprint
from School Business Affairs, telling how the Houston school system went about removing
all asbestos from 144 schools.  It notes parental concerns and emphasizes community
awareness concerns.

   PTA Today. February 1985, article. "Asbestos in Your Child's School. How to Get Rid of
It." (pp 18, 19): The article points out that no federal law requires removal of friable
asbestos but that some states may be moving in that direction. Under alternatives to
removal, it cites encapsulation and enclosure.  The article calls on parents to tell schools
that have not inspected that they are violating the law and to alert other parents and the
school board to the need for an inspection and possible cleanup.

   "If nothing Is done,  notify the EPA. If the school  has a problem, suggest to the school
   board that the areas with airborne fibers be shut  off.  For a committee...Get information
   from the EPA Office of Toxic Substances...Urge the school board to  select a qualified
   firm to Inspect and  remove asbestos...During the  actual removal, it is Important for all
   persons other than authorized personnel and trained  asbestos workers to stay out of
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                                        79

    the areas—away from removal activities and asbestos waste dumpsters—to avoid
    possible exposure..."                       ;      ',
f                             ' ••             ''.'•''.'
jit also discusses the complexities of removal.-                       -  ;    '

!    School Business Affairs. published by the American Association of School Business
: Officials International, had several articles. The first, in December. 1986, mentioned
' earlier, dealt with the Houston School District's removal program.

!'                2.    Post-AHERA (1986-1988)           .

!    On May 18. 1987, the National School Board Association's Federal Relations office sent
(out a bulletin to members on the legislative history of AHERA. attributing  congressional.
|| motives to "frustration with EPA and pressures of election year politics, including
 pressures from building service employees, teachers unions and the National PiA.  Saying:
t
    "For the first time. AHERA creates a federal requirement for public and private schools
    to abate asbestos hazards.." and "...schools found to contain friable asbestos must then .
}    develop and implement asbestos management plans to repair, enclose, encapsulate, or
    remove materials using certified contracts."  Under "Accommodations in Ahera to
!    PRESENT concerns (P. 3)" the Bulletin lists "requirements of EPA to set clear
:    standards describing when asbestos should or should not be abated and prescribing
|i    only the least burdensome methods-including alternatives to removal."

The bulletin also references the Purple Book, as "the binding document until EPA issues
;;new regulations."
i
    A new 7-page Bulletin on December 10. 1987.  highlights major issues and summarizes
  ,e new EPA AHERA rules. In bold type on page 2:

I!    "It is important to note that neither the regulations nor the statute require the
    removal of asbestos-containing material, except in those circumstances where it is the
j    only response action that  protects human health and the environment." That
[    statement is preceded with, "the regulations require an on-going operations and v
I    maintenance program for any building where asbestos exists."


    Calling the regulations "quite complicated", the Bulletin recommends an attorney
review planned actions "Because there are substantial penalties." Page 3 reflects pressure
"to move quickly:  "...if your district is planning some abatement, you will want to assure
the that staff has arranged with contractors to perform these activities during week-long
holidays or summer vacations.  Contractor schedules are quickly filling up, so staff cannot
•aflbrd to wait.."
;    The Bulletin also notes that an EPA estimate of $5.350 per year per building for a
typical management program "does not cover the cost of removal, if that is determined to
tbe the appropriate response action."

:   The first post-AHERA article in the ASUA magazine appeared on February. 1987. (P.
«47 ff.) Entitled, "AHERA Update-Final Asbestos Regulations Released by the EPA," it was
fadapted from the National Asbestos Council's NAG Journal. It heavily emphasizes the
Inspection and surveillance requirements and quotes the Question and Answer material
jjsent out by EPA with the AHERA rule announcement. This included:


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                                        80
   "Q: Do the regulations require schools to remove ACM?  No. The regulation requires
   schools to choose a response action which protects human health and the
   environment. The range of response  actions the school can choose depends on the
   condition of the ACM. The response action is chosen by the school with the assistance
   of the accredited management planner. A school may choose to .remove ACM if
   removal is the preferred response action."             ,.-

    The same issue contains advice from the President-elect of the NAC on "Choosing the
Consultant/Inspector" (p. 51,52). opening with:  -

   "Removal of asbestos-cpntaining material can be a costly and disruptive process.
   Schools often opt to manage their asbestos by deferring removal to a time in the future
   when capital is available and better planning can be achieved. To keep the
   environment safe  in the continued presence of asbestos, schools that manage asbestos
   must implement an operations and maintenance program that will clean up asbestos
   fibers already in the air. reduce the danger of future  release of fibers by minimizing
   damage to asbestos-containing materials, and monitor asbestos conditions on a regular
   basis..."                 ..-•'•.

   A School Business Affairs article, in 1987 (date not available), entitled "Self Insuring
Against Asbestos Removal," deals with legal aspects of removal,.noting:

   "The only permanent solution to the problem is removal of asbestos  materials and it is
   the recommended course of action by the United States Environmental Protection
   Agency."

The Orange Book is cited, as the source of this statement.

               3.     Report to Congress to (1988 present)

    In March. 1988.  PRESENT communications indicate the group had joined other
school groups in lobbying for an extension of the October 12, 1988 AHERA compliance
deadline because of the shortage of certified inspectors  and accredited management
planners In the private sector, the scarcity of EPA training courses for  school district
personnel, and a shortage of accredited laboratories for AHERA-required testing.

   The American School Board Journal that same month, under the headline, "Asbestos:
Here's what you have to do to avoid fines of up to $5000 a day", a story written by
attorneys Stephen L. Braun. Luis M. Nido. and Martin W. Dies, Jr.. begins,  (P. 35-37):

   "When school board presidents get together these days, the usual shop talk...is likely to
   be pushed aside In favor of questions and comments about asbestos inspections. Some
   school systems have already lined up inspectors to give their school buildings the
   careful scrutiny required under the new Asbestos Hazard  Emergency Response
   Act..still others are confused about exactly what their responsibility is. No wonder.
   the school asbestos story is a painful and  confused one. and the latest chapter.
   initiated by the passage of AHERA. is not likely to be the last.... For the full story on
   what is required,  school systems (and their  attorneys) should consult the
   regulations...the new EPA regulations go much further (than earlier requirements) by
   calling for timely action sufficient to protect human health and the environment.
   According to the regulations, this does not necessarily mean removing all asbestos.
   though that is. of course, the most effective  way of alleviating the hazard (p. 37)."
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                                         81
     The October 1988 Journal scolded.laggard school boards, but put much of the blame
  for slow action on EPA. In an article entitled, "Asbestos: Stop Dragging Your Feet" (P. 14),
  which reported that some systems were complaining that the seven month AHERA
•  compliance deadline passed by Congress was still not long enough, the publication says:
|!
'     "And maybe you were right to complain.  Maybe seven more months isn't a big deal
;;     when we're looking at a ten-year record of foot dragging. That's right-at least 10
     years. The first Journal cover story laying out the dangers of asbestos in schools
     appeared in November 1978.  And we were reporting on a danger that had already
     been acknowledged by the United States Environmental Protection Agency in 1972...
•!     Subsequent research left little doubt that  the versatile substance could cause cancer
:     and posed dangers to the  developing lungs of children."

•  The article then describes EPA "moving with customary caution" going through the
!  Technical Assistance Program and  the 1982 rules requiring inspection and notification.
i  Next came AHERA because "...by 1986...nothing much had happened...approximately 30
| percent of the US school system hadn't  even inspected for asbestos-never mind
> removing it."... Noting that dealing with asbestos:

 I    "...Can be a terrible financial drain.,. It's true, too, that the leadership (and assistance)
     EPA was able to offer was inadequate, to say the least. Most of the money Congress
     authorized to help schools deal with asbestos never was appropriated. EPA lacked
 ::    inspectors...  You could say that all these circumstances invited school systems to
 1    become scofllaws—if you think it's okay for school systems to play by the same rules as
     industrial polluters...  Some school systems have rid themselves of asbestos...but while
     the others have been trying to decide what they could afford to do--or trying to avoid
 i   the problem altogether—students and staff members have spent ten years at risk. It's  a
     long time."

     The same month, October 5,  1988. NSBA distributed a summary of the Proceedings of
  the 1988 NSBA Federal Policy Coordinators Asbestos Workshop, entitled, "Asbestos Issues-
  -What You Should Know about AHERA Compliance, Liability, Contracting. Future
 Legislation."  Major workshop emphasis was placed on the legal aspects of AHERA
  compliance, and on the significance of the seven-month extension of the compliance
  deadline.  David Kling, Acting Chief, Hazardous Abatement Assistance Branch, EPA. was a
 participant.  He told the workshop (Pp.3-4):

     "...There are abatement options under AHERA. Removal is neither prohibited nor is it
  1  required:  it is simply one abatement optlon--and it may not be the preferable option. ,
  ;  Where asbestos is undamaged or nonfriable, it's, better to manage it in place until a
  ]  major renovation is.undertaken. If asbestos is friable...removal may be the most
  :  appropriate abatement response."
  I!      . '                        -              .
 He emphasized that AHERA:   ,,  .

  t  "Is an inspection and maintenance plan program, not a removal program. AHERA
  :  allows you to select the appropriate response, whether that be operations and
  ,  maintenance, repair, encapsulation, enclosure, or removal. You won't find EPA second-
.   guessing you If you stay within this range."

 The publication offers a number of EPA resources, including Asbestos in Schools: A Guide
 to Federal Requirements. 100 Commonly Asked Questions About the New AHERA
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                                        82


Asfrestos-ln-Schools Rules, ''and the ABCs of Asbestos In Schools (which, It turned out, did .
not become available for another year.)          .                                 .

    NSBA's School Board Business Briefs in the summer of 1989 reported a survey of 671
school districts in 44 states that showed 98  percent compliance (higher than an EPA
survey had shown for all districts) and that responses  indicate EPA had underestimated
potential costs to school districts by at least  fifty percent.

    In the AS&U Magazine. July, 1988. there is a lengthy article. "Asbestos Abatement.
What AHERA Could Really Cost" (P. 70 ff.) by environmental law and conservation
consultants Martin S. Rulstein and Dunewood Truglia.  The article concludes that
"governmental estimates of AHERA compliance with inspection and planning
requirements are "low by a factor of three." Among the reasons cited are:

   "In the absence of knowing what costs are reasonable by industry standards from
   reputable, skilled consulting firms, and those who  will perform below required
   standards. Such fly-by-night, unskilled professionals will have their place with the rip
   and run asbestos firms who did so much harm already..,.The work must be done within
   the context of a litigious society, with formidable incentives for environmental issues,
   particularly where the protection of children is concerned...within the context of
   potential litigation and the uncertainty of government's stance on enforcement, we do
   not believe that saving ...will be possible or even advisable due to the fact that the LEA
   is charged with ultimate responsibility  for compliance."

    A February 1989 AS&U article. "Proper Selection of an Asbestos Management
Consultant and Contractor is Essential "(P. 37 ff.) by Douglas Mueller, a consulting
engineer, focusses on selection and hiring of asbestos management consultants and
"removal contractors."  It does not deal with  any other  abatement response.  In March, in
a special section sponsored by the Association of Wall and Ceiling Industries p. 142 ff.), an
article entitled, "Asbestos Needs Good PR" tells how building owners, including schools.
should handle asbestos management from  a public relations viewpoint, calling for a well-
thought-out  communications strategy.

    Then, in June 1989. it's back to the horror stories, with an article entitled "The
Asbestos Nightmare" (P. 43 ff) by Paul Wtnslow, an architect and consultant, who warns
about the pitfalls of abatement:

   "...increasingly, careful planners are being caught in that nightmare by a series of
   government regulations; asbestos procedures...you've been told you don't need to do
   anything about your asbestos problems  until you remodel,  so every year you report your
   asbestos and forget about it.  Suddenly, your board  decides to remodel... Of course.
   you'll plan the construction for the summer, school  in recess.  But asbestos abatement
   doesn't understand about time or deadlines.  When  asbestos is uncovered under a roof.
   for example, it can become friable and dangerous...  Before you know it, you're not only
   reroofing your building,  but replacing the ceilings as well... The strict rules for asbestos
   abatement don't show concern for the value of property inside the building, either...
   Typically,  administrators are caught short by the abatement procedures, committing
   too little time and too few resources to them at first... Asbestos may be as dangerous in
   the environment as  the EPA would like  you to believe, but the rules for its disposal
   cause even more problems... The process of removing asbestos can often be more
   expensive than the remodel that precipitated it.  Because very few contractors know
   how to handle asbestos abatement, costs are high.  And unsupervised, the job is
   sometimes not completed correctly."
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     In June. 1989. environmental health consultants and EPA trainers Steven Pike and
  Elizabeth Shandley. an article entitled.  "Districts should make health protection the
  driving force in asbestos abatement-Philosophy for asbestos control, (p 37 ff.). finds the
  authors urging school districts to focus  first on health protection rather than, legal
  compliance. They say they usually recommend O and M operations to school districts.
  saying:                                              .        ' '

     "This O&M activity can be maintained indefinitely until either the functional space
     requires renovation or demolition, or the sampled area can no longer be maintained in
11     a state of repair that prevents the release of asbestos fibers."
?•
•  However, removal is considered by them to be a part of O&M. not something different.

•     Other AS&U articles include. August 1989. Asbestos Walk-Through-Care must be
i  taken in the removal of asbestos floor tile" (P. 24 IT.); a February 1990 series of short
•  articles on how schools can manage various "Hazardous Materials" (p. 28 ff.). which
  includes a short  piece by Janet Oppenheim McMullen. acting executive director of the
,  Asbestos Abatement Council, who calls for adequate planning and identification, training
;!  maintenance and custodial personnel, developing O&M procedures,  concluding: "simply
,  stated. ACM should not be removed unless all options to manage it have been tried and
"  found inadequate."
i                                                        -

     A March 1990 article. "Is Your School in Compliance With AHERA?" (P. 133 ff.) by
I James A. Brownlee, a New Jersey asbestos control  official,  reminds school districts that
• AHERA will be enforced and they must be sure their districts are in compliance. An,
| interesting note is the writer's urging district officials  to take the time to understand
; their approved plans:

     "...Protecting building occupants and the environment is the objective that moved
     AHERA ahead... The costs associated with this initiative to date do not allow careless
     implementation of the management plan or refusal to comply.  It makes perfect sense
 i    that LEAs who have invested time and money to develop a comprehensive document
 :    that focusses  on management of asbestos should take the time to completely
     understand its content and  devote the necessary resources to see it implemented."

 11    In April, 1990, a short ASUA magazine article is devoted to EPA's "Recommended
 Interim Guidelines for Stripping Asbestos-Containing Floors" (P. 53). and in August  1990,
 it's back to removal with a story on how Anchorage. Alaska, removed all the asbestos from
 a high school. (P  31).  The writer, architect and environmental consultant C. William
 Echols. notes that:             '
 p

  i   "Anchorage become one of the first districts in the  nation to comply with EPA's
 ;   original voluntary program for identification of asbestos containing materials. The
 ;!'   district recognized very early the health hazards associated with asbestos in schools
  >   and allotted funds to make asbestos removal a high priority."
 iii                     "                                   •
     Earlier statements about removal in School Business Affairs are contradicted in the
 December. 1988 issue in a series of articles about AHERA (pp 23 ff.) included  one.
 entitled "Don't Fall Into the Response Trap" by Elizabeth Shanley and Steven Pike of an
 environmental health consulting firm, which emphasizes that "nowhere in AHERA is
 there a requirement for asbestos removal.". It also says:
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   "Well-intentioned but unrealistic goals of asbestos removal will certainly guarantee that
   the LEA will be haunted by AHERA for many years to. come."

It goes on:                     .     •        *

   "...the regulations are specific and response actions defined, but.they allow the LEA
   plenty of flexibility of choice.. .If the LEA understands the wealth of appropriate options
   available, the result will be better decision-making and use of financial and human
   resources."                                                        •

"  ;ong the common response action traps to avoid are unrealistic optimism and or
?   .usiasm about removal." the authors write.

   "Often a school district  with a history of asbestos issues is so fed up with inspections
   and reinspection that they come  to regard complete removal as the answer to their
   prayers.  Sometimes  these districts have problems with "community sensitivity toward
   asbestos and deal with  public relations challenges by planning the Immediate removal
   of all ACBM." They describe O  and M "as  the most important response action-
   Operations and maintenance programs are essential  prior to the implementation of
   any response action and, if properly designed, understood, and followed, will provide
   more protection to the occupants of buildings than any other response action."

   Among the other articles is one by a consultant calling on LEAs to carefully consider
liability issues, noting that:

   "...AHERA created a liability nightmare by requiring decisions from people ill-equipped
   to make them.  For example, the school first needed  a  designated person to lead the
   compliance with AHERA, however no specific training for this person is required.
   Though these people are usually competent authorities in other fields, the reading
   necessary would stagger a law student... This omission of training was a severe
   oversight."

The author. Arthur P. Dore. Is a contractor. Another article, "Alert! Optional Response
Actions," is written by Robert J. Shluzas. a manufacturer of encapsulation products.
Among other things, he  writes:

   "At the time management plans are submitted. LEAs are usually not able to determine
   which technically acceptable response action will be  the least burdensome method
   when It is not known what the  costs will be in future years when the work is actually
   performed and the fact  that LEAs do not know what funds are available."

He goes on to suggest:

   "What you can do today is to keep your options open. Assuming more than one specific
   response action is determined by your and the Management Planner to protect human
   health and the safety, the LEA  may choose to state both options in their management
   plans....This...keeps the interested parties such as parent groups better apprised of
   abatement  choices."

He even includes a suggested statement to include in the plan:

   "Not withstanding the specific  response actions provided in  this management plan.
   the right is reserved  to -utilize other acceptable response actions that are found
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                                          85

     subsequent to this submission."

     The Education Law Reporter, in a March 1.  1990. "Commentary: Contracting for
 Jp Asbestos Abatement: What You Need to Know" (p. 1123), disagrees. The authors.
 ,: attorneys Edgar H. Blttle, JD, and Jane B. McAllister, JD, LLD, say:

     "It is critical that those response actions not be summarized in the contract, but must
 j * -be developed in detail.  The contractor should specify what response actions, were
 i    adopted, and why, as well as explaining what response actions were rejected, and why.
 ;    This level of specificity is crucial to adequate protection of the school  district from
 ;    liability because it demonstrates the reasonableness of the district's actions."
 !                           • .
 i    One further citation: The Communicator, published by the National Association of
 i Elementary School Principals, in November. 1990. had an article entitled. "Guide warns- •
 ;; against hasty asbestos removal" which is the only mention of the Green Book found in any
 I educational publication  this reviewer was able to obtain.  It describes the Green Book as- .
 ; seeking to dispel  the myth that all asbestos must be immediately removed and sets out
 detailed guidelines  for maintaining it safely. The story quotes EPA Administrator Reilly's
 speech  and Assistant Administrator Fisher, then notes  that EPA has been criticized for
 I not releasing the guide sooner,  adding.

 :'    "An  EPA staffer told Communicator  the project has been in the works  for three years.
 •    but  was temporarily  tabled to release resources to enforce...AHERA."
 *                                      •                  •                 .'.
 i| It goes  on to quote the environmental hazard coordinator in  the Fairfax. Virginia school
 ! system, as saying:

     "We've had a management plan in place since the early 1980s. But EPA guidance was
     sketchy. Many districts just, removed their asbestos to avoid any liability. Some hired
     contractors that didn't get it all or removed it incorrectly."

 j    After examining the school publications that were available, one can reach several
 •.conclusions: Much of the information, both for removal  and cautioning against it. came
 ' from writers who had a potential financial interest in the matter, and little from came ,  t
 | from official sources.  While EPA was mentioned or cited  frequently, only  two EPA staff
 : members-Dave Kling and Susan Vogt-were directly involved in a forum or other activity
 'that led to  an article or distributed report.

 ,,    3.  EPA's Response to Criticism            '               .    -.        .
 "'•                   '  '                   •  '      '•        '                '    •     .
     A review of printed materials, testimony, clippings,  etc. finds that:

 >•*   EPA's response to criticisms of program,  emphases or requirements,  is rarely evident
 ii in printed materials or news releases, aside from a few letters to the editors and an
 i; occasional  interview quote.                                ,
 *            . '                 .,.••"•
 I    This is particularly striking because in several  educational publication  articles quoted
 I above. EPA's cost estimates for removal/abatement, were sharply challenged. There is no
 •evidence that the Agency responded to those articles.  On the other hand, it is interesting
 that none^of the school publications reviewed raised questions about the gcjgnce article.

 ;    While the Five Facts were developed as a response to the Science article, they have
__been used primarily in EPA publications and Congressional testimony,  and in at least one


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asbestos-related tradepaper, but not in larger-audience, general interest media that
published articles based on the New England Journal and Science.  EPA did send a letter
to the editor of Science.    '           .                        .

b. General Press

   The perceived change in the nature of EPA's messages has become more controversial
as time passes, especially after the Science article and the Administrator's speech on
asbestos policy became grist for the editorial mills of columnists and other writers who
have opposed federal policies on asbestos and believe EPA created unnecessary "panic" in
the public mind about asbestos. Actually, how much a change in EPA position the Green
Book represents is arguable-depending how it is viewed in terms of vested  self-interest-
and could be seen as an extension of a more prudent approach to school asbestos
management that started with  the Purple Book, but the perception of the Green Book as a
major shift is reflected by a letter to OTS from the Sheet Metal Workers International
Association, which has long been at odds with the Building Owners and Managers
Association about dealing with  asbestos in buildings.  Wrote the union, on November 8.
1990, in  a letter to Joseph Carra. Deputy Director of OTS:

   "We are not  alone in believing that there has been a shift in EPA policy. I'm attaching a
   statement issued by the Building Owners and Managers Association which echoes our
   sentiments."           .                                             .       .

The attached BOMA statement read;

   "The Environmental Protection Agency (EPA) recently endeavored to 'set  the record
   straight' on the facts about  asbestos as currently known. The EPA presented these
   facts to Congress and the American people.  BOMA members have reason to be
   encouraged by this recent shift at EPA. Inside you will find out what the EPA really
   thinks about asbestos in buildings."

   (Note: While is recognized that for both organizations involved, describing EPA actions
as a shift ^approach is in their self-interest, they did see the strong emphasis on O and
M as a major shift.)

   A review of articles in national and local newspapers, news magazines,  and some
national business and other specialized publications includes a number of articles on
different sides of the issues Involved and also provides insights into how LEAs across the
nation reacted to AHERA requirements.

    Publicity about the health risk was apparently widespread at the beginning of the
1980s. For example, a nationally distributed United Press International feature appearing
in the Dallas Morning News on January 19. 1990. reported:

   "...Little has been done to prevent  asbestos exposure despite its known health
   hazard...between World War and the end of this century, well over half a million
   Americans will have died of asbestos-related diseases... Americans are facing a major
   public health threat..unless changed, we are destined to compound the deadly legacy
   of asbestos and start the clock clicking for the next forty years...  There Is no safe level
   of exposure  and the only way to eliminate asbestos related diseases is to eliminate the
   material."

    On April 24. the same paper published an Associated Press wire story reported more
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Cserious consequences:
    "..About 58.000 to 75,000 Americans die each year from diseases caused by exposure
    to asbestos years earlier...asbestos is ubiquitous and its effects, measured in disease and
    health, are staggering... Eleven million U.S. workers have been exposed to asbestos.
    but the long latency of asbestos related diseases means many who were exposed in the
    1940s and 1950s are only now experiencing ill effects."
'     In  1985. the EPA came under attack from Rep. James Florio (D-N.J.) according to the
1 New York Times of April 15 for failing to "order schools to remove asbestos because of
i 'pressure from the Office of Management and Budget."1  Similar stories appeared in the
 Washington Post of April 14 and 16; in the April 16 story the post said:

]    Rep. Florio "charged...the Reagan administration is prepared to sabotage all federal
;    efforts to remove asbestos from the nation's schools."

|     The story also cites an EPA letter to  the Service Employees International Union
.which had petitioned for such regulations:

'    'We do not agree that federal regulation is the best approach to hazards in schools and
    other commercial buildings."

• The story also noted:

    "Asbestos, once widely used in insulation, has been conclusively linked to cancer and a
    variety of,serious respiratory ailments. The EPA estimates that about 15 million
    children and  1.5 million school employees are exposed to loose, or friable, asbestos."

    The subject of asbestos removal was highlighted on August 1, 1985, when the
 Washington Times hailed publication of the Purple Book under the headline: "EPA alters
;, asbestos advice, finds leaving it in buildings may be safer than removal." The Times story
1 begins:

    "Removing asbestos from schools and other buildings may not be the best way to deal
;    with the cancer-causing fire retardant. the EPA says in an asbestos guide being
'    published this week.                             .

    "In a major shift In policy, the EPA now maintains that 'if the asbestos is in good
;:    condition, you are probably better off leaving it there' than removing it, said Susan
    Vogt. director of EPA's Asbestos Action Program."
'i                               -   .
;;    The article goes on to say the Purple Book's predecessor, the Blue Book, "which serves
I as the Bible for school administrators and building officials who are struggling with
 asbestos problems," noting that it advocated removal to eliminate the threat from
 exposure to crumbling friable asbestos, and says:

    "In the revised policy-the Purple Book-EPA says, "The presence of asbestos in a
    building does not mean that the health of building occupants is necessarily
    endangered." It goes on to quote Susan Vogt again: 'Too often building officials have
    panicked and rushed into an asbestos-removal program that has caused more
•    contamination than leaving the asbestos alone."

    The article also said the EPA had still not adopted specific standards or exposure


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levels.

   This is the subject of a story in the March 19, 1987 Environmental Defense Fund
newsletter. EDF News, headed: "Court and Congress Require EPA to Remove Asbestos
Hazards." This article tells about an EDF lawsuit which ended in a settlement under
which EPA agreed to establish standards and require abatement actions in schools.
Because, according to the article, the  settlement produced no result other than an EPA
rule requiring a one-time inspection, Congress enacted AHERA to accomplish the desired
purposes.

   OTS provided the content analysis with a collection of newspaper clippings from daily
and weekly newspapers in 39 of the 50 states.' All were published in 1988. and most
dealt with LEAs that had been undertaking, planned to, or were considering asbestos
removal.  What made them especially  interesting Is that many of the articles described
asbestos abatement efforts already under way or being planned at the time the AHERA
rules were promulgated and  LEAs were involved in the required pre-implementation
inspection, planning and approval processes. The Purple  Book was  the guidance
document used during this time.

   Newspaper stories from 21 states were reviewed.  Of the 464 stories read. 80 percent
involved past, on-going, or planned asbestos removal.  By and large, most of the projected
removals reported were part  of the abatement plans developed by EPA-accredited
management planners/project designers (sometimes described as contractors) and
recommended as part of the AHERA process.  A number of stories indicated LEAs were
seeking or had obtained a postponement of the  October 1 AHERA deadline for submission
of plans for State government approval, most often because of delays in completing
inspections caused by a shortage of available accredited consultants.

   Much of the reported removals had been under way for a number of years and were
attributed to earlier EPA asbestos-in-schools initiatives-especially the  1982 friable
inspection and notification rule-or NESHAP or  OSHA requirements.

   Fifteen percent of the stories said, quoting LEA officials or other specific sources, that
asbestos removal was required although it was often difficult to determine the nature of
the so-called mandate. Some mistakenly attributed it to the  1982 rule, many seemed to
mean NESHAP rules because renovations were involved, and some stories attributed the
requirement to AHERA.  Others said AHERA required  "removal or control." or "removal or
encapsulation."

   [Note: It should be remembered that the 15  percent just mentioned is a segment of a
relatively small number of newspaper stories selected by a law firm  representing asbestos-
related firms and provided for review.  One should assume that the  total number of news
stories about asbestos that appeared in 1988 was many times larger than the sample
available to this study, so that the percentage saying removal is mandatory is really a very
small percentage of gjl mews stories about asbestos that may have been published that
year.

   A typical story dealing with the "mandate" and  decision to remove is one from the
Phoenixville, Pennsylvania Evening Phoenix of October 18. 1988:

   "Bucktown-The Owen J.  Roberts School District re-opened the  1988-89 school
   budget last night  to include more  than $800.000 worth of additional expenditures--
   the largest of which is a federally-mandated  asbestos removal program.
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    "...The Asbestos Hazard Emergency Response Act of 1986 requires that all schools
    remove asbestos or have management plans in place within the next three years.
    Superintendent Ray Claypool said that if the asbestos is not removed immediately, the
i    district will be subjected to stricter regulations in the future.

    " If we have this problem, let's not have it around for years.  Let's gear up and get it
(    taken care of now,' he told the board.  Schools opting to encapsulate and manage
    asbestos, rather than remove it. must monitor the affected areas every six months..."

1     Few of the stories reviewed dealt with the dangers of asbestos exposure other than to
; use the words carcinogen and/or lung diseases as a one-time descriptor, and only two of
< the 464 stories indicated that local school officials did not believe asbestos to be a danger.
I Asbestos abatement, including removal, came through as an accepted fact  of life, as in this
;; quote from the North Carolina Catholic School  of October 1, 1988:

;    "Our goal goes beyond compliance with the law." Sister Haney said.  "We are
i    committed to protecting human health and the environment."

    In states such as Wisconsin and Connecticut some of the stories were confusing as to
* whether  federal or state asbestos programs were involved.              •  •'

     What controversy was reflected in the clippings related largely to school closings and
J the problems that caused,  not to asbestos removal. The main concerns found in the
 stories were:

ii     (I) Where  the money was coming from (bond issues, federal or State sources, deferral
\ofotherprojects.etc.)                                    -      .          ...   •

     (2) School closings and the problems they caused. These stories ranged from the   -
;controversy (including student demonstrations over crowded,  temporary but
 unsatisfactory learning, conditions, etc.) in relation to the year-long closing of high schools
• in San Francisco and Sacramento, and an elementary school in Pawling. New York because
 of asbestos removal, to questions about week or month-long closings or delays in a new
 school year because of unfinished work or asbestos emergencies. In one, the basic issue
 was whether young children should be forced to walk along a heavily-travelled street to a
i temporary school.             .                                .             ,   ,
•!;.   (3} School attendance while asbestos abatement work was going on. This came up •
^three times, and in each case parents were offered the option of keeping their children at
shome; in one situation, nine percent did.  Otherwise there were only a handful keeping
;their children out of school.                                                      ,
ii                                                           •                .-»
    (4) Litigation. The few such stories dealt with suits against asbestos manufacturers,
! suits against contractors for faulty work, liability as a reason for removal, and two cases; -
legal action against a school superintendent who ignored the asbestos removal
'recommendations of staff members who had Just returned from EPA asbestos training
^schools, and one who had permitted removal by an unlicensed firm.

;;     While there were occasional references to parental concerns, they were more of a-*  .
[reassuring nature and did not indicate there had been PTA or other parental pressure for
[asbestos removal.  There were occasional references  to school employees unions bringing
-[pressure.          -  .            .    t                   .                  ;.


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   The national media continued to deal with asbestos in terms of its potential dangers.
Time in its February 6, 1989 business, section, headlined a story. "Monster in the Cioset-
The frantic campaign to remove asbestos could cost $ 100 billion".  Focussed on asbestos
in public and commercial buildings, the story said:

   "...many researchers contend that low levels of exposure are not necessarily hazardous.
   Since the mineral occurs naturally, trace amounts can often be found in fresh air and
   water. Yet EPA has said that the only guaranteed safe amount of airborne asbestos is
   zero... The demand for asbestos-removal service vastly exceeds the ability of the
   fledgling industry to supply it safely...  Hundreds of cleanup jobs have been botched by
   poorly trained and badly equipped workers who send additional asbestos particles
   swirling through the air... The EPA is thinking of expanding the Asbestos Hazard
   Emergency Response Act, which requires all schools to draw up a plan to control or
   remove asbestos,  using workers trained according to federal standards."

   While EPA asbestos policies had been criticized from time to time, what ultimately
became a.:major controversy was initiated on June 29. 1989. with the publication of an
article in the New England Journal of Medicine by Drs. Brooke Mossman.  associate
professor of pathology at the University of Vermont,  and Bernard Gee. professor of
pulmonary medicine at Yale. The article, representing the first major shift in the medical
perspective on asbestos, reviewed existing medical literature on health effects of asbestos
exposure and concluded that the health risks from non-occupational exposure to asbestos
in buildings are small, especially since most asbestos used in U. S. buildings is chrysotile.
which, they said, posed little danger to the lungs. The authors were sharply critical of
EPA's asbestos  policies.

   This article, and a successor in Science, were to be the basis of numerous published
attacks on the EPA's asbestos policy.  During the interim before the attacks began to
appear, there were other significant-stories on asbestos.

   For example. U.S.News & World Report, in its July 17 issue,  under the headline.
"Erecting.a fire-wall against asbestos." reported the EPA ban on future manufacturer of
asbestos products, noting:

   "The ruling won't end the debate over asbestos already In place. Under a previous EPA
   regulation. U. S. schools were to start asbestos control or removal program by July 9.
   But many school systems, where asbestos was widely used as fireprooflng insulation.
   are still unsure what to do.  EPA Administrator William Reilly sided last week with
   experts who argue that it is often more hazardous to remove asbestos that is not
   leaching into the air than to leave It alone."

   Newsweek, on July 17. reported the asbestos ban story under the heading, "Asbestos:
The Long Goodbye." U.S.News & World Report returned to the subject of asbestos on
September 8, with a story on The Panic in Gramercy Park." a New York neighborhood
where an underground explosion threw asbestos pipe insulation fibers into perhaps 35
buildings. In the story, the magazine said:

   "It would cost billions to remove asbestos from all underground systems. Nor is it
   necessarily desirable.  Experts know that serious explosions are rare. And as with
   schools and buildings, removing asbestos often leads to more exposure than leaving it
   in place.  The Environmental Protection Agency has required schools to develop
   asbestos plans. So far. most are choosing to leave the mineral in place. The agency
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     has put off for now any-Similar ruling for public'buildings.  In July. EPA banned all
     future uses of asbestos starting next year."   •'       -                           •
 :!    ^^
 .    The New England Journal of Medicine surfaced as a catalyst for controversy in The
 ! American Spectator of October, 1989. along with a report of a subsequent Harvard
 1 Symposium which also reviewed existing medical literature and criticized the EPA stance.

 !    A long "Special Report: The Asbestos Ripoff."  by Michael Fumento (identified as the
 i author of another expose. "The Myth of Homosexual AIDS")..The substance of the article
 I can be taken from the various subheads:
. i                                                    .                      '
 ,,    "Coming soon to a school or office near you: a  life-saving innovation that could kill you,
 j    designed to correct a problem that doesn't exist, by removing materials that aren't
     dangerous until somebody tries to remove them; and guess who's going to pay for it".:. '
 '    AHERA Today. Gone Tomorrow... Panic in the Malls...  The asbestos alarmists do not
 •    operate alone. AHERA was signed into law by the supposedly anti-regulation Reagan
 |!    White House without so much as a hint of a veto... Because asbestos occurs naturally in
 '    rock formations, everyone is exposed to it: in the air. in water, in food...  Because
 j    asbestos abatement is so frightfully expensive when done properly, the temptation to
 !    do it improperly is immense... Stories abound of lower-class and .immigrant workers
 i    who have been duped  into believing asbestos removal was just a routine job. requiring
 J    no mask or special clothing...  Abategate...."                                   -

 !    Fumento concludes:
ji

 ;;    "As one  scientist,  writing of the op-ed  page of USA Today put it:' asbestos is like a big
     sleeping dog.  If not stirred up, it does no harm. If hammered or sawed upon,  it may
     bite anyone near it.' The  best way of dealing with asbestos in school buildings and
     workplaces is the  way most homes with asbestos are dealt with: leave the material  .
     alone unless there is a special reason for it to be disturbed.  To this end.  it is good that
     the EPA ordered schools to identify the location of asbestos, both to prevent
     disturbance and to provide warning of possible dust dispersal if a  disturbance does
     take place.  Identification and management should probably be supplemented with
     periodic  air sampling.  If sampling shows dangerous levels of airborne asbestos, then
     and only then is removal or encapsulation warranted. (This assumes that EPA will
     finally set an air quality standard for asbestos,  which it has not yet done... If bouncing a
     basketball against a gym celling disturbs fibers in the tiles (a favorite fanciful scenario
     of the abatement enthusiasts-how often do basketballs hit ceilings, and how much
     asbestos is going to be released with one hit?}, then kids should be told not to do that.
     It's not a perfect solution. It's simply the most cost-e'ffective-and the safest.  Leave
     the sleeping dog alone. It will save lives and perhaps hundreds of billions of dollars.
     That should b e worth something, shouldn't it."

     Business Week, in its November 20 issue, dealt with an Illinois Supreme Court
 decision supporting school districts suits against asbestos manufacturers. In explaining
 why schools were suing, the article said:

     "...Small wonder.  The Environmental Protection Agency figures about 20 percent of
     U.S. buildings contain  some asbestos.  The total cleaning cost, says the EPA, is a mind-
     boggling $51 billion. Schools, have a special problem. They must pay the piper now.
     Other buildings must follow asbestos guidelines only when razing a structure.  The EPA
     adopted rules two  years ago ordering schools to contain or remove asbestos by July.
     1989.  So far. the  Chicago school district's cleanup tab is $40 million."


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   The Fumento assault on EPA's asbestos program was condensed in the January. 1990,
Readers Digest, giving it a much larger national readership than the original.  In
simplified language, the Digest article made such points as:

   "...One of the biggest regulatory boondoggles in U.S. history. Its costs may well run into*
   hundreds of billions of dollars nationwide.  Worse, it could cause  more deaths than it
   prevents.. Whatever the price, it is worth paying, because abatement will prevent the
   grisly deaths of thousands of Americans, especially school children...  One of the
   highest estimates of the fatality rate from low-level asbestos exposure comes from a
   1988  EPA study.  It predicts that among the tens of millions of people who will
   circulate through all public and commercial buildings with damaged asbestos, 2530
   asbestos-related deaths will result over the next 130 years.  Yet the worst airborne
   asbestos levels in the EPA's building sample were  no higher than the levels found in
   outside air! And you can't abate the great outdoors.. The EPA has estimated that by the
   mid-1980s as much as three-fourths of all asbestos abatement in  schools had been
   conducted improperly..."   ;

   The Science article appeared in January. 1990. It is entitled. "Asbestos: Scientific
Developments and Implications for Public Policy".  Drs.  Mossman and Gee were joined in
co-authorship by Dr. J. Bignon, biopathologist and director of a French research institute.
M. Corn, director of the Division of Environmental Health Engineering.  Johns Hopkins
School of Hygiene and Public Health, and A. Sea ton. director of Scotland's Institute of
Occupational Medicine.

   The tone of the lengthy article is set in the abstract:

   "...Available data do not support the concept that low-level exposure to asbestos is a
   .health hazard in buildings and schools..."

   It opens with:

   "Asbestos engenders both fear and panic in U.S. Society.. A mandate from the EPA
   requires inspection of the nation's public and private schools for asbestos...resulted in
   the explosive growth of asbestos identification and removal companies..."

   The authors reiterate the New England Journal of Medicine finding that the health
risk from asbestos exposure in buildings is minimal--at one point  they use the word
"minuscule." and say. "published risk estimates show that risks of asbestos-related
deaths...due to exposure in schools are magnitudes lower than commonplace risks in
modern-day society."

   In the concluding paragraphs on public policy, the article says:

   "The AHERA ruling of 1986 brought asbestos to the attention of the U. S. public and
   instilled fears in parents that their children would contract asbestos-related
   malignancies because of high levels of airborne asbestos fibers in schools.  Panic has
   been fueled by unsupported concepts such as the  'one fiber theory.' which maintains
   that one fiber of inhaled asbestos will cause cancer.  As a result of public pressure.
   asbestos is often removed haphazardly from schools and public buildings even though
   most damaged ACM is in boiler rooms or other areas which are inaccessible to
   students or residents. The removal of previously undamaged or encapsulated in
   airborne concentrations of fibers in buildings... Asbestos abatement also has led to the
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 t                                         93

     exposure of a large new'cohort of relatively young asbestos removal workers...
     "..The available data and comparative risk assessments indicate that chrysotile
     asbestos, the type found predominantly in U;S. schools and buildings, is not a health
     risk in the nonoccupational environment.  Clearly, the asbestos panic in the U. S. must
     be curtailed, especially because unwarranted and poorly controlled asbestos abatement
     results in unnecessary risk to young removal workers.. Prevention (especially in
     adolescents)  of tobacco smoking,  the principal cause of lung cancer in the general
     population, is both a more promising and .rational approach to eliminating lung tumors
     than asbestos abatement.  Even acknowledging that brief, intense exposures to
     asbestos  might occur in custodians and service workers in buildings with severely
     damaged ACM.'worker education and building maintenance will prove far more
     effective in risk prevention for these.workers."

     Forbes picks up the discussion in its January 8 issue, quoting Dr. Mossman and  citing
  the New England Journal of Medicine article as well as Michael Fumento's from The
  American Spectator.  The article says:

     "The result of the asbestos fiber phobia has been the overnight growth of what is now a
     $3 billion industry. 'Asbestos abatement outfits...have raised-millions with new stock
     issues in the last two years. They have an easy sales pitch to building owners: Want to
     have tenants? Want to eliminate your liability? Then let us remove your asbestos
     problems." and asks: "Why do business people worry about asbestos abatement?
     Because it's the law in some cases.  The EPA calls fir abatement when a building
     undergoes renovation that would disturb existing asbestos, and also prior to.
     demolition, a sensible precaution.  But even when abatement isn't in Congress' school
     law—it is often the most attractive option for dealing with asbestos because of
     questions over liability.

     "...Alas, all this asbestos abatement isn't doing much good. The sad truth is that
     abatement usually raises the levels of asbestos fibers in a building, short term,.
 i    endangering abatement workers..."
 i
 '    Another article in the same issue deals the with Mossman/Gee paper and other  studies
  under the headline: "Some scientists believe asbestos in buildings not dangerous".

*f    And Time, on January 29. covers the Science article in a story headed "An Overblown
 ; Asbestos Scare?: The dangers are minimal in most buildings, says a new study".
 .;•                                                                       *
     A number of articles in trade and industry publications over a period of months
 ' printed articles on the studies, repeating phrases like "the asbestos panic," and,
  depending on their specific audiences,  frequently warning that these studies-because the
 . .downgrade.the danger of asbestos exposure in buildings-may project a poor  future.for
 ; abatement-related companies.

 •    Such articles appeared in publications such as the Engineering News-Record. Air
1 Conditioning. Heating and Refrigeration News. Colorado Business. Industry Week.
 i Environmental Waste Management. Occupational Hazards, and Architectural Record.

':    The February 7, 1990 issue of the Bureau of National Affairs' Occupational Safety and
  Health Reporter reviews the controversy the New England Journal and Science articles
  created, noting that several doctors had written letters  to the editor criticizing the
i articles. One letter said. 'It would be unfortunate if the article in the Journal ...was  used as
     argument against asbestos inspection and, where necessary, abatement...  The


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abandonment of inspection and abatement is not justified."  Another said the article
"subtly presents the view of the asbestos industry...  Contrary to the impression created by
the article, the relation between lung cancer and exposure to asbestos has.been
established in numerous epidemiological studies."

    In another expose-type article. "Everything You Know About the Environment is
Wrong," writer Gregg Easterbrook, in the April 30. 1990 New  Republic, writes, of.
asbestos:

   'Yet thanks  to the  front-page treatment of asbestos fear-given great play in the 1980s—
   there is a 1987 federal  law requiring that asbestos be ripped out of public buildings.
   This causes fibers  to become airborne, exposing workers to  the one aspect of asbestos
   that is truly dangerous. The cost? EPA estimates $55 billion. Fifty-five billion dollars
   to save one life in  10 million. Aren't there far more promising public health
   investments?"              '    .

   An article in the March 5 Asbestos Abatement Report introduced a new element into
the asbestos debate the controversy a new element by reporting that a federal Judge in
New York had given the go-ahead to  a lawsuit against the Yonkers, NY school board by a
woman who claimed her husband died as the result of asbestos exposure while a student
in a Yonkers Junior high school.       .

    The April. 1990 Asbestos Issues contained a special report "recording the reactions
and opinions of the asbestos control industry" to "the debate sparked by the...Science
article." It contains the EPA's official response and comments from Dr. Irving Selikoff.
The introductory article notes:

   "one of the most prevalent concerns voiced by the medical, legal and asbestos control
   communities has revolved around the question of whether the Science article authors
   were objective and free of conflicts of interest.  Specifically, observers have questioned
   the fact that some  of the authors participated in the Harvard Symposium, which was
   sponsored by the Safe Buildings Alliance (SBA) an association of former asbestos
   products manufacturers"

   An attorney is quoted as saying "only experts acceptable to industry were chosen to
participate in this symposium."

   EPA's posltion-this is the only in-print forum made available for analysis, although EPA
also had a response in the June, 1990. letters to the editor in  Science—was presented by
Robert C.  McNally, Chief of the Abatement Programs Development Branch in OTS.  He
noted that EPA agrees with the Science authors "that prevailing asbestos levels do seem
to be low in .public and commercial buildings, given the available data."

   "The EPA's asbestos programs for schools and its guidance for other building owners
   are designed to keep low levels low. through recognition and management," he wrote.
   "...EPA's regulations only require asbestos removal under two conditions: 1) before
   renovation or demolition activities which would disturb it and 2) in schools, if school
   officials themselves believe that removal is the appropriate way to control fiber release.

   "In place management, of course, does not mean 'do nothing'...an active in-place
   management program will reduce any unnecessary exposure of these workers and
   others. In short, the best way to keep low levels low in buildings is to recognize and
   properly manage any asbestos in them... "The point is to keep low levels low. as


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    exposure to any potentially hazardous substance is best controlled and minimized."

    He noted also that the EPA study of 49 federal buildings cited by the authors:

    "...while a useful indicator, cannot be considered representative of all government
 i:   buildings, let alone buildings in general, since we lacked funding, to do a more
    representative study and to control for in-place management programs, which tend to
 ;   keep levels low.",                     .

 : '  McNally's article went on to review the ABCs of Asbestos in Schools and the Green
 'Book and their approach to removal and management in place, the Agency's concern
 .about the exposure of workers in buildings, and the forthcoming HEI study.

    Selikoffs reply was in the form of a summary (by someone else) of his remarks at a
 forum on asbestos discussion of the article. He is quoted as congratulating the Science
 article authors for serving the cause of the asbestos manufacturers, and urging his
 'audience to seek independent Information about the risk exposure data presented by the
 authors. Dr. Selikoff said: "we have to proceed on our own agenda, assessing the degree of
 risk presented and our own plans for cleaning up those sites that involve serious
 .exposures."

 >   Another article on the controversy,  using language similar to that in other articles on
 the subject, appeared in the July. 1990, Consumers Research magazine, including the
 statements about removal of asbestos increasing the risk of exposure.  And still another,
 headed "Asbestos Debate Re-Emerges  in Dispute Over Building Hazard" appeared in the
 New York Times on June 26. The Times presented both sides of the question rather
 (extensively.                                                                    :

    Administrator.Reilly's speech. "Asbestos, Sound Science, and Public Perceptions," at.
 the American Enterprise Institute on June 12. 1990, provoked further controversy.  In
 the speech. Mr. Reilly. said:          .

 '   "Based on recent meetings I have had with school officials...on discussions I have had
    with members of Congress, and  on the spate of inaccurate and sometimes tendentious
 ir   articles and columns in the news media, it's clear to me that a considerable gap has
    opened up between what EPA has been trying to say about asbestos, and what the
 ;   public has been hearing.  EPA has been trying, especially in the last few years, to
 ',   emphasize the importance of managing asbestos 'in place' whenever possible.  We've
    stressed the approach because the unnecessary removal of asbestos-containing
 ,   materials may actually pose a greater health risk than simply leaving them alone-so
    long as the materials are undisturbed and unlikely to be disturbed."
 II
 :   To illustrate what he meant, the-Administrator cited  the Downers Grove. IL,. school
 system which had Just won voter approval of a million dollar bond issue "for safety
 improvements in its  two high schools—including what was described as an expensive
 asbestos removal program."  Mr. Reilly quoted a school board member as saying the
 removal was so expensive because-it involved  materials "buried deeply in the school's
 walls..."  Said Mr. Reilly, "it appears on the face of it that this is an extreme over-reaction
 to the mere presence of asbestos."                              .                   :
 i                                 . i                                     .
 .;,   Because Mr. Reilly had only a. Chicago newspaper clipping about the bond issue, he did
 not have the whole story.  According to a story in the Downers Grove Reporter that
Appeared on September 21,  1988.-long before the Administrator's speech, the city's


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schools were at that time already in the third year of an asbestos removal program, but
that the program still had several years to go. .Said the article, "the decision to
completely remove asbestos instead" of sealing it in plastic, made 3 years ago, has saved
the district millions of dollars."  Later in the story it is revealed that the source of the
latter information, about savings, comes from the contractor who's doing the work.

    The point of the story was that, under the new AHERA regulations, promulgated after
the Downers Grove removal program began, the city could not meet the new AHERA plan
approval deadlines and was asking for an extension of the deadline. According to school
officials,  the system had by then already removed 70 percent of the asbestos but saw the
remaining 30 percent, "that sits behind brick and mortar'" as the tough part of the job.
Part of the problem was laid at the foot of the federal government by Mart Schack,
director of plants and operations. According to the article:

   "He added that District 99 faces two sets of constraints; those imposed by the U. S.
   government and those imposed by the school board.  When work began in 1984, the.
   board .required that asbestos be completely removed, not Just encapsulated with
   plastic. It also required the work be done during the summer, when students
   wouldn't be exposed to any asbestos that might leak from the removed areas.  It will be
   at least 5 years before the last piece of asbestos is out of the high schools... The new
   rules, with their paperwork and restrictions, aren't helping the district's abatement
   efforts, Schack added. "I'm not so sure how much more difficult they can make it for
   us."

    In February, 1991.  the Downers Grove LEA was still at it, according to an editorial in
the Reporter, which congratulated District 99 for its persevering in the protection of the
children  in its schools.

    The Reilly speech came under sharp attack by writer Michael Bennett, author of "The
Asbestos Racket", in the  August 15.  1990 Washington Times.  "Environmental Protection
Agency Administrator William Reilly came close to admitting the organization is
responsible for the greatest environmental fraud of our era,  the asbestos scare."  After
going over the history of EPA's asbestos program,  as he sees it, Bennett concluded:

   'Yet despite the administrator's seeming shift in philosophy,  the EPA hasn't formally
   renounced its asbestos policy. Thousands of businesses remain at risk, and tens of
   thousands of people have been exposed to unnecessary health risks. The...senators
   should demand hearings to explore the EPA's political hypocrisy and to discover why
   the agency hasn't fully abandoned its ridiculous policies..."

    A week-later, the Times printed a rebuttal by Mark Weber. Director of Publications for
the National Asbestos Council, who said the Bennett article "makes sweeping
generalizations that may significantly mislead your readers."

   "Clearly," he wrote.  "Americans believe that asbestos is a health hazard and they believe
   they should be notified when the Class A carcinogen is present where  they live or
   work, according to a recent survey by he National Asbestos Council... Apparently, the
   American public does not want to be lulled Into the false sense of security about
   asbestos that Mr. Bennett apparently espouses...  What Mr. Bennett fails to prescribe is
   a traditional proactive management of asbestos which includes neither hysteria nor
   indifference. Even If asbestos is the greatest environmental fraud of our era,  as Mr.
   Bennett claims, to completely deny that the problem exists and so claim that rational
   management of the problem isn't necessary is equally inappropriate."
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 |   The Times also, published, on September  IV. a letter-from an Ann Arbor. MI.
 .engineering consultant, who accused Weber,  not Bennett, of misrepresentation.

 ii    Administrator Reilly's speech was also the subject of editorials in the Detroit News and
  the Ann Arbor News. Interestingly. Bennet used to be a reporter for a Detroit paper.  The
 j Detroit News heads its article. "Kilting the Asbestos Myth" and says that's what Reilly did:

     "Many millions of dollars have been wasted on unnecessary asbestos removal.  "Now              |
 "    who do you suppose said that?... The quotation appears in a press release of ...EPA
 I    Administrator William K.- Reilly.  The statement accompanied the release of a new
 i    guide book. "Managing Asbestos  in Place."...The EPA is trying to  quell the fear and
 :    panic the agency itself created..."              '

     "Mr. Reilly and the EPA have..to pay a price for.the irresponsible and unscientific way
     the agency handled this issue," the editorial says. And it is.a loss.of credibility.. If they
 i    were so wrong about asbestos, how do we  know they are right about radon, dioxin.  and
 ri    all the rest?  The EPA won't regain Its credibility until it bases its actions on a        •   •
 i    thorough review of sound science, not on emotions and suppositions."

 •    The Ann Arbor paper's editorial is essentially the same. In a rebuttal in the Detroit
 • paper. John J. Sweeney, President of the Service  Employees International Union, takes
  issue with the paper's stand and with EPA's change in direction, saying:

 i    "It is distressing to us that in publishing its new guidelines document, the EPA seems
 •    to have capitulated to the asbestos manufacturers and real estate interests... We believe
 !    EPA will have done a great disservice by publishing its new guidance if building owners
     interpret the  document as evidence that asbestos in buildings is not a hazard.  The end  ;
     result will be that school districts and other building owners will be saddled with the
 "    eventual cost of removal, and building service workers will suiter needlessly from
     asbestos disease."         ,              • •    •   •

     The Washington Times  on September 2. in an editorial reviewing the Casper,
 i Wyoming, situation involving a long asbestos-related school closing, went through the
 various complaints and studies, then, hailed the impending release of the Green Book,
 • which was also it's top-of-the-front-page lead  article, headlines: "EPA warns against"
 < asbestos removal."

 •    A few days earlier, in its August 30 issue, Science, published another article. "Counting
 j on Science at EPA"* on how "William Reilly is  trying to give science a bigger role in EPA
 : policy and wants to focus on the worst environmental problems, not just the most visible.11
 | The article never mentioned asbestos.

 '•    On November 12, 1990, the Legal Times published a story on the continuing confusion
 | about asbestos,  under the headline, "Agencies Send Mixed Signals on Asbestos." A
 • subhead read: "New Policy Pronouncements from the EPA and OSHA on Asbestos May
 I Discourage Removal but Still Treat the Substance as Hazardous.        ...
 .i      ."'"•'''             "            "            • •
 The article deals at length with the Green Book and its emphasis on management in
 I place, but also stresses at length OSHA emphases which apply to building-abatement    ;
I projects as well  as to other activities, and Include notifying workers of the asbestos
 • hazards they face on the job.  Another subhead says. "Neither the EPA nor OSHA requires
 mandatory inspections or removals. For the near future, whether and when-to inspect


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and abate asbestos in commercial buildings will remain the decision of the building
owners, as influenced by lenders,  tenants, and other market forces."

   Joseph Hooper, writing in the  New York Times Magazine  on November 25, 1990,
reviewed the ongoing debate under the headline. "The Asbestos Mess—Now, some
scientists say removing the fiber can be worse than leaving it."  Hopper starts with Dr.
Selikoff s early work on asbestos dangers, then turned to the  New England Journal of
Medicine article, saying:

    "the shock waves are still reverberating through the field... For the lay public, the
   controversy has provided a rare glimpse into the workings of American science, and
   the alliances-holy and unholy-it forms with government, labor and business....
   Mainstream publications found Mossman's revisionist theory irresistible...  The
   National Examiner, a supermarket tabloid, which announced its interpretation of the
   findings in a screaming headline: 'After spending billions taking it out of our schools,
   experts discover..ASBESTOS IS SAFE!'"

After a lengthy, balanced discussion of all the issues. Hooper hopefully concludes:

   "The polemics are the inevitable residue of the history of asbestos research in America.
   In its first phase,  research was a tool used by industry to keep workers in the dark:
   later, when the workers acquired a powerful ally in Selikoff. it was a weapon with
   which to fight back. But today, it is no longer useful or accurate to divide asbestos
   researchers into saviors of labor or lackeys of industry. If Selikoff and his allies would
   drop the cudgels of class war. and if Mossman and  the younger generation of scientists
   should, conversely, become shrewd about the political implications  of their work.
   perhaps they could arrive at a  scientific consensus that would provide a blueprint for
   the asbestos policy of the future."

   In the early part of 1991, there have been a number of articles asbestos litigation, and
the role of insurers.  Generally, they emphasize the number of abatement firms forced
into bankruptcy and the costs of both settlements and judgments. A typical one. in
Forbes, on February 12. 1991. is entitled, "The Asbestos Monster: Will It Eat Your
Company Next?"

   Meanwhile, Asbestos Issues, in December. 1990. and February and  March.  1991.
published a number  of articles of  interest One February article dealt with "An Inside Look
at Asbestos Policies." It is by Joseph Schechter of the Technical Assistance Division,
Environmental Assistance Division. OTS.  What Schechter provides is an expanded version
of the "Five Facts." the first time they have appeared in an external publication.

   Another, in February, "Preservation Versus Removalism." deals with the shift in EPA
policy "away from tacit encouragement of asbestos removal in favor of asbestos
management:

   "Overall, building owners have greeted the emphasis with  relief, but many of them are
   even now beginning to question the wisdom of asbestos preservation... According to
   the removalist view, removal is the  only effective management option with long-term .
   value. The benefits of preservation are short-term.  Although removal admittedly is
   risky, these risks can be minimized and controlled through artful project design, close
   independent supervision....continuous monitoring....  Preservation carries severe
   liabilities of its own. If an owner commits to the goals of perservationism-elimlnation
   of existing contamination, prevention of exposure and future fiber release—In writing.
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     but the policies and procedures spelled out in the 0 and M Manual routinely are
     ignored by the building engineers, the responsibility for injury to the owner's
     employees can be traced back to the owner... Few property managers will adopt one
     philosophy to the exclusion of the other, but by understanding the polar extremes, an
 "    owner can be in the advantageous position of making a rational decision about what is
     best for their property."                                     . .

     Note: Three publications. Mealev's Litigation Reports (May 25, 1990).Asbestos  '
 :• Abatement (July/August, 1990). and Industrial Hygiene News, raise the issue of the role of
  the Safe Buildings Alliance as an asbestos manufacturing industry-created public relations
  effort. They attribute the spate of articles (including, by implication .the New England
 ; Journal of Medicine article)  in the general and trade press to the efforts of SBA's public
  relations agency.

 ,; IV. Influence of Parental/Community Pressures on Removal

 ;    While contractors, the National School Boards Association, many of the authors of the
 h Science article and other articles which followed it. have expressed the belief that
  parental and community pressures were a major cause of LEAs removing asbestos from
 ' school buildings, the content analysis does  not support this belief, nor does the AHERA
  study.       j

     The AHERA study shows little parent reaction to being notified of asbestos in schools;
 ] The Hagler-Bially study likewise indicated such pressure had little impact on decisions to
  remove.

     Early EPA efforts to enlist parents in an anti-asbestos effort do not appear to have been
  uccessful. (See  Deputy Administrator Al Aim statement. EPA Journal. June. 1984. Update
 'Section..)

     These are findings that emerge from the content analysis. While there were numerous
 , articles in educational  publications, there was only one by Associate Superintendent
  Victor J. Ross of the Aurora. Colorado,  school system (American School Board Journal,
  March 1985) that reflected intense parental pressure,  and that involved the aftermath of
; a sloppy job by a removal contractor.  The 1988 news clipping review also found only one
' example of major parental concern about asbestos, per se.  Rather, strong parental
 ii concern related to school closings necessitated by asbestos removals and the transferring
 " of their children to other schools. In instances where removal went on while school was
; in session, parents were offered the option of keeping their children at home:  few-no
 more than 9 percent in any  reported situation—did so.

     Although PTAs were often said to have helped create nationwide panic, the one article
  on the subject in the national PTA magazine. PTA Today (Feb. 1985) was highly
  responsible.  The article promoted removal  of asbestos in schools, but included
j appropriate EPA cautions on the subject. The recommended forms of activism were
 alerting officials  to the presence of asbestos and related laws, and helping to raise money
ii for abatement.  The National participated in the development of the EPA publications.
i ABCs of Asbestos in Schools and Environmental Hazards in Your School.

     Rather then being seen by LEAs as sources of pressure, the content analysis saw
 parents as targets for support for bond issues when community support was badly needed.
ii Occasionally there is a reference in an  article that indicates parents may have been
 pushing for something be done about asbestos and that is reflected in a school official


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statement, "now the parents can be reassured, etc.  The AHER£ study reported that none
of the parents who were focus group participants recalled reacting in any way when they
received notification of asbestos in their children's schools.

   One magazine, Forbes, in a January 8. 1990 story about the medical studies in the
1988 EPA report to the Congress,  says:

   "Public hysteria about the asbestos threat had reached its zenith a year earlier, when
   Congress passed a law requiring every school board in the country to come up with a
   plan to deal with the potential  asbestos health risk. 'Parents thought, we're going to
   have geniuses die at 35. we're going to play Russian roulette with our kids,' recalls
   Arnold Fege, chief lobbyist for  the National Parents and Teachers Association, which
   heavily supported the asbestos  law."

   Because this statement attributed to a PTA official was so at odds with the findings of
the content analysis and the AHERA study. Fege was asked  if the quote was accurate.  His
answer: "No.  What they printed was way out of the context of what I actually said.  In fact.
I wish there had been more hysteria out there when we were pushing for a stronger
AHERA." .  '
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Appendix 3 (Survey & Interviews)
to Communicating About Risk: EPA and Asbestos in Schools
                THE RELATIVE IMPORTANCE OF EPA INFORMATION
            IN SCHOOL ASBESTOS MANAGEMENT DECISION PROCESSES
Overview

    This appendix presents the results of an internal EPA analysis of the relative
importance of EPA information in school asbestos management decisions.  The analysis
was conducted as part of a larger study requested by EPA's Administrator, Bill Reilly, in
the summer of 1990. At that time, meetings with school officials, interactions with
Congressional representatives,  and a series of press reports led the Administrator to be
concerned that many school officials might misunderstand the requirements of EPA's
AHERA program (mandated by the Asbestos Hazard Emergency Response Act of 1986).
In particular, the Administrator worried that  (1) many schools might be spending large
sums of money removing asbestos which could be safely managed in place, and (2) school
officials engaged  in these "unnecessary" removal actions thought removal was an EPA
requirement.  To get to the bottom of the apparent problem. Mr. Reilly asked for a
comprehensive internal review  of communications in the asbestos-in-schools program.
He wanted to know whether schools were making "informed" decisions about asbestos
management, and whether there was a need to make EPA communications in the asbestos-
in-schools program clearer and more consistent.

   IAs part of this study. EPA analyzed  how schools make asbestos management decisions,
and how important information from EPA Is to the  schools decision-making process.  This
appendix presents the results of this analysis of the school decision process.

    Before beginning, it should be noted that the perceived problem which initiated this
study—the concern that there were high numbers of "unnecessary" removals of asbestos--
is not as large as anticipated.  The recently completed comprehensive evaluation of the
AHERA program (insert cite) indicates that the current asbestos removal rate in schools
is low (i.e.. about 15% of all projects recommended in'school systems' management plans)
and that most removals are justified by the condition of the asbestos.. Interviews
conducted with  10 state AHERA designees and 3 EPA Regional Asbestos Coordinators
confirm that there have been removals  of asbestos in good condition over time, but that
the frequency of these removals is highly variable. In some states they have occurred in a
large number of schools (e.g., Alabama), while other states report little such activity (e:g..
Wyoming). In some states, the emphasis on removals appears to have decreased over
time, with the highest rates occurring before or shortly after AHERA was passed.
A snapshot of this appendix                            -           .       • -

    In this appendix, we "map" the LEA (local education agency) asbestos management
decision process, identify dominant Information sources, analyze the major factors
influencing LEA decisions about asbestos, and explore the relative importance of
information from EPA in those decisions. The findings in this appendix are based on:
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   1.  In-depth Interviews with 10 State AHERA designees and 3 EPA Regional Asbestos
   Coordinators;

   2.  A telephone survey of 40 LEA officials regarding the factors behind their choice of
   response actions:

   3.  Two reports prepared for EPA by outside contractors

         A.  The Hagler Bailly study, a seven-state survey conducted in 1990 (An
         Evaluation of Three EPA Public School Risk Communication Programs: Asbestos.
         Lead in Drinking Water and Radon. 1990);
         B. The Jellinek study, a case study of 4 schools, conducted during the pre-
         AHERA period  ( Asbestos-Related Rigk Communication Project: Final Project
         Report. Jellinek. Schwartz, Connolly & Freshman. Inc., 1987).

   4.  Interviews with EPA Headquarters staff.
                                    SECTION I
                  OVERVIEW OF THE SCHOOL DECISION PROCESS
A. KEY STEPS IN THE PROCESS

   Understanding the role of information in LEA (local education agency) decisions about
asbestos management requires understanding the basic decision process which school
systems follow. As the charts on the following pages (cite page #) illustrate, there are 12
basic steps in the asbestos management decision process.  Most of these steps are shaped
by the requirements stipulated by the AHERA rule.  Information from EPA is important
throughout this process, rather than being important at only one or two steps.


B. DIFFERENCES IN DECISION PROCESSES ACROSS SCHOOL SYSTEMS

1. The most marked differences in schpol decision processes occur between public and
private schools.

   The public school decision process tends to be more open, and involve many more
   individuals and information sources, than the private school decision process. School
   administrators, teachers, service workers, the school board, and parents all get
   involved in  public school asbestos decisions to a greater degree than their
   counterparts in private school systems.  In addition, the general public often gets
   involved In  public school decisions if those decisions require a bond Issue to acquire
   implementation funds. This kind of general public Involvement is not seen in  private
   schools.

   Private school decision processes are more centralized, involve fewer people from
   both inside and outside the schools system, and as a result rely upon fewer external
   information sources. Private school administrations are typically smaller than those
   found in public schools,  and the decision-making hierarchy is more collapsed (Le.,
   fewer decision-makers).  The decision process tends to be closely controlled by school
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  administrators.  Staff and parents generally are net involved, and board participation
  varies with the school.                                              •

      There are, of course, exceptions to this pattern of-centralization in private school
  systems, especially among sectarian schools.  In sectarian schools, the organizational
  hierarchy of the church or diocese determines who the primary decision-maker for
  asbestos management is going to be.  For example, in some dioceses, the central office
  makes the asbestos management decisions for all schools in its region. In other .
  dioceses, the individual schools make their own decisions.
                                                      i
  There is less parental and staff involvement in private school decision processes than
  in public schools.  One of the major reasons for less parental involvement in private
  school decision processes is that these parents have deliberately entrusted private
  schools with their  children's education.  In so doing, they de facto entrust 'school
  administrators with their children's health. Parents with children in sectarian schools
  also may defer to school administrators, and be reticent to challenge them, because
  those administrators represent their religious leadership.

  The reasons for less staff Involvement In private school decisions parallel those for
  parents, but there are additional reasons as well. Unlike their public school
  counterparts, private school staff do not have the recourse of union protection.
  Teachers and service workers in both sectarian and non-sectarian private school
  systems  may not feel that they are in a  position to challenge their administrators.
  Also, in the  case of small sectarian schools, service workers often are volunteers or
  part-time employees who are not in tune with asbestos issues and therefore are not ,
  active.                                                        .  ,
  Involvement -by staff and parents in both public and private school asbestos decision
irocesses tends to be reactive and infrequent.
  Type of involvement                                                     •

  While levels of staff and parental involvement are higher in public than private schools,
  in both forums this involvement tends to be in reaction to perceived problems with
  the school's original management decision. The problem, as defined by parents and
  staff, may be based on technical, economic, or political grounds.

  Frequency of Involvement

  The conventional wisdom asserts that parents have played a key. and widespread, role
  in forcing schools to remove asbestos, regardless of the material's condition. However,
  this has been the exception rather than the rule.  EPA did not find widespread   ...
  evidence of parents forcing schools to remove asbestos under the AHERA program.
  The involvement of a handful of angry parents and staff can and has forced schools to
  make dramatic changes in their asbestos management decisions, but this happens
  relatively infrequently.
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                                    SECTION n
                  KEY FACTORS INFLUENCING SCHOOL DECISIONS
                         ABOUT ASBESTOS MANAGEMENT
1. There are many factors which influence school decisions about asbestos rather than a
single over-riding one.  The most important factors (NOT in order of importance) are:

   o perceived legal requirements

   o long term accountability

   o perceived risk

   o level of internal expertise

   o reliance on multiple external information sources
        " *  »
   o concerns about 'the difficulty of implementing an O&M program

   o desire to be "asbestos free"


2. Perceived state anfl federal requirements are clearly one of the most important factors
underlying school asbestos management decision.

   We emphasize perceived requirements because school officials often cite state and
   federal rules as a major factor Influencing asbestos management actions, regardless of
   whether or not those actions are in iact required by state or federal law. While the
   AHERA rule imposes many requirements on school officials. It does not mandate
   specific management actions. These actions must be made on a case-by-case basis and
   are up to the discretion of school administrators.  Nonetheless, school officials often
   cite EPA requirements as the reason for their actions-even when those actions are not
   dictated by the AHERA rule and are not supported by EPA guidance.


3. Other^equallv important factors include;

   Accountability.  In those cases where asbestos that is in good  condition is removed,
   one of the primary reasons for removal appears to be school concerns about long term
   accountability.  This includes concerns about possible enforcement actions, adverse
   parental reactions, liability, maintaining credibility with the local community, and
   related issues.*

   Perceived risk and the need to limit the exposure of children to hazardous asbestos
   fibers is clearly a primary factor in school decisions to remove asbestos which is in
   poor condition, or to  undertake other management actions directly suited to the
   condition of the materials. It can also be a factor in other management actions, such
   as removals of asbestos in good condition.

   Lack of internal expertise. While schools probably would prefer to rely on their
   trusted internal staff, these individuals rarely have sufficient expertise to permit


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X.
                                              105

          reliance on internal experts. The AHERA rule requires schools to use accredited
          personnel for different aspects of asbestos management (e.g.. inspectors, management
          planners; see school decision process chart);  It is rare for schools to be both willing
          and able to train their staff to fill all of these technically demanding roles. This
          combination of factors forces schools to go outside their staff to obtain technical advice
          on asbestos management, and makes it difficult for schools to evaluate the
          recommendations provided to them by outside experts.  It also leaves school officials .
          susceptible to inaccurate information or bad advice.

          Reliance on multiple external information sources. While public schools tend to rely
          on more information sources than private schools do. both turn to sources outside the
          school system for information about asbestos risks and asbestos management.  These
          information sources sometimes present conflicting or  unclear advice, forcing schools
          to choose among them.

          Concerns about the difficulty of implementing an O&M program. This includes
          concerns about having sufficient internal expertise to handle the program as well as
          concerns about its long-term cost and difficulty.  If a school has insufficient, internal             I
          expertise to tackle long term O&M.  removal may seem like a reasonable and logical   :          I
          alternative.

          Desire to be "asbestos free" and not have to worry about the problem anymore (i:e.,
          peace of mind, certainty of no residual risk, choice of  certainty over uncertainty). A
          school's primary mission is education, not hazardous waste management. While
          fulfilling the desire to be "asbestos free" may be expensive, it also frees a school system
          from the long term commitment of resources and staff to maintaining an adequate
          O&M program. Removal leaves school administrators  with one less thing to worry
          about, one less thing diverting them from their primary mission.


       3,  Many of the above factors may lead to "informed" decisions about asbestos
       management, even when this entails removing asbestos which is in good condition.

          The condition of asbestos clearly is not the only factor motivating school decisions
       about asbestos management.  For many school officials, the desire for an asbestos-free
       school, and concerns about long-term accountability, become legitimate reasons for
       asbestos management actions which go beyond  the  measures required for long term
       protection of public health.  Similarly, lack of internal expertise may make a one-time
       removal look like the most attractive option  to a school official compared with the time
       and effort required to train staff to design and maintain a competent O&M: program.

          "Informed" is a highly judgmental word in this context and must be used carefully.  As
       illustrated above, there  are many legitimate reasons for removing asbestos that are
       unrelated to concerns about public health. To the extent that some removals occur for
       these reasons and not because of inaccurate information about EPA requirements, these
       decisions can be termed "informed."


       4.  When schools are already inclined to undertake removals because of some of the
       "value" factors described above, then the availability of funds becomes an important factor. •
       Having funds available allows schools to carry through on their desire to have asbestos
       removed, including asbestos in good condition.                          * *
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                                       106
                                   SECTION m
                          MAJOR INFORMATION SOURCES

   Information about asbestos health risks and management options is an important
"Input" to the school decision process. In this section, we discuss the major information
sources school officials are likely to rely upon.

A. WHAT THE SOURCES ARE

1. School officials tend to rely on multiple information sources rather than a single.
primary source. The sources schools are most likely to turn to for information are:

   o  State agencies (including but not limited to State AHERA designees)

   o  EPA Regional Offices

   o  Written documents from States and  EPA

   o  private consultants/contractors


2. States and EPA Regional Offices are two of the most trusted sources that school
officials turn to for information about asbestos.

   o  States and EPA Regional Offices are sources of both technical and general
   information.  Both are consulted for written documents, verbal advice, and written
   advice.

   o  The EPA Regional Offices appear to be the main source of information when school
   officials need advice on particularly complex technical questions or interpretations of
   regulatory requirements.

   o  The degree of reliance on states for information varies with the quality and level of
   activity of the state program.

   o  Written documents from state programs and EPA are critical information sources.
   These documents appear to be especially Important when school systems are working
   to ensure compliance with regulatory requirements.


3. Outside consultants and contractors are another critically important information
source

   o  Schools rely heavily on outside consultants, but when school officials receive
   conflicting advice, they are more likely to turn to their State agency or Regional Office
   rather than their consultant to help them resolve the conflict

   o  EPA's survey of 40 schools indicated that 27 percent of the respondents obtained a
   second opinion on their consultant's recommendations. At first glance, this is a small
   percentage, but given the additional cost involved and the fact that EPA has not
   emphasized this option, this could be interpreted as a relatively significant percentage.
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   There are a number of secondary information sources. .Their importance varies across
 school systems; in some cases, these will actually be primary information sources. These
 sources include school consortia; the media; professional associations; informal contacts
 with peers (e.g., fellow superintendents); trade associations: and trade journals.

 5. Training courses and workshops can be expected to be an important source of
 information for those who participate in them.  The quality of these training courses will
 determine their ultimate impact on the school decision process. Some shortcomings in
 these programs have been Identified through the AHERA evaluation and a recent GAO
 study; EPA is In the  process of taking steps to address the identified problems.


 B. INFORMATION CHANNELS AND RECEIVERS

    Sometimes, school officials obtain information directly from EPA. Other times, they
 obtain Information about EPA requirements and recommendations through other sources.
 Those sources may pass the information on without altering it. or they.may act as "filters".
 changing the message in subtle or dramatic ways.

 Characteristics of message "receivers"

    School officials are the major "receivers" of Information that we are concerned about in
 this study. Some "receiver characteristics" may have a substantial impact on how school
 officials Interpret  information about asbestos and AHERA requirements, or whether they
 even get the Information.  For example: •

   Turnover. Some  schools have a high turnover rate In the  designated person (DP)
   position. When those schools do not make an effort to give the new DP all of the
 :  Information already sent to the school regarding AHERA requirements and asbestos
 '  management options, a breakdown occurs in the Information distribution efforts of
   EPA.  High turnover rates can complicate EPA's efforts to get Information to the school
 '•  officials who need it.
 ii.            .                                  '
 .  Resistance to, and/or disagreement with, the EPA message.  For a wide variety of
 ;  reasons, some individuals may not agree with EPA's message about asbestos risks.
j  Some people, because of personal characteristics and experience, may see higher risk.
   while others see lower risk, than EPA describes.  Some may trust other information
 :  sources more than EPA. and those sources may be providing information .which
   conflicts with EPA's main messages (see discussion about asbestos health risk
 !  controversy in main text).  In any of these cases, people may resist information
 ,  contrary to their initial beliefs. This will affect their asbestos management choices.

   Characteristics of private schools. Some types of private schools  may be  harder to
   reach than public ones. For example, some of the very small sectarian schools appear
'  to be among the least active in dealing with asbestos management.  This  low level of
;  activity may stem from two factors, both of which may also be reflective of other
,i  private schools:     .

         (1)  they traditionally do not want government interference In their schools'
,        management on any level for any reason;
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         (2)  these schools are often very small and their resources are strained. Any non-
         educational expenditure can pose a major problem for them, making them
         resistant to undertaking costly asbestos inspections and abatement.

Characteristics of message channels

    Some message channels are particularly important to the information exchange
"system" which has evolved under AHERA. The messages provided over time by some of
these sources are discussed in depth in other parts of this communications review.  Here,
we discuss two particularly important information channels:  the media, and contractors.

   The Media. The media is one of the public's primary sources of risk information.
   School officials, staff, and the parents  of schoolchildren will rely on  this source for
   some of their information about asbestos. This can lead to problems, since media
   coverage often over-simplifies complex risk Issues.  Media stories tend to characterize
   health,risks in black and white terms (i.e., asbestos is "safe", or it is  "unsafe").
   Coverage follows the latest controversy, but does not always analyze the issues which
   underlie it, or the relative merit of each side's  position.  As a result, media coverage of'
   asbestos Issues may not always tell the full story, or may tell an incorrect story. For
   example, there have been many articles which incorrectly note that EPA requires
   removals under AHERA. or that most schools remove asbestos (see content analysis
   appendix for more information on this point).

   Contractors.  Contractors are a very important information source for many school
   systems. The accuracy of the information contractors provide thus is extremely
   important both to school officials and to EPA.  Distortion is possible at this information
   exchange level if conflict-of-interest has not been addressed or the  contractor's
   professional, credentials are inadequate.  The interviews conducted for this study
   suggest that some school officials have, obtained Inaccurate information and "bad
   advice" from contractors; the AHERA evaluation suggests that this is not as widespread
   a problem as was originally thought.
                                    SECTION IV
                   RELATIVE IMPORTANCE OP EPA INFORMATION
1. There is wide variation in people's perceptions of the consistency and clarity of EPA's
message over time regarding requirements under the asbestos-in-schools program.  In
instances where EPA's message is perceived as either Inconsistent or unclear, the
influence of EEA information mav be adversely affected.
   Perceived clarity

      EPA's interviews with State AHERA designees and Regional Asbestos Coordinators
   (RACs) showed marked variation in people's perceptions of whether or not EPA's
   message about asbestos-in-schools has been clear. Some respondents felt that the
   message has been clear only under AHERA and/or only in the past year in response to
   the issues raised by recent scientific articles (e.g.. the Mossman. et al.. article in the
   January issue of Science). Others held a directly opposing view, saying that the
   message has been clear over time, not just since AHERA.
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       Respondents to Hagler-Bailly's seven-state survey gave EPA materials reasonably
    high ratings, but ones which clearly showed the possibility for improvement (on a
    scale of 1 to 5, where 5 is "very clear" and 1 is "not clear," EPA materials consistently
    were rated between 3.4 and 3.9).

    Perceived consistency

        Respondents to EPA's AHERA designee/RAC interviews were evenly divided on !the
    consistency question as well.  Half felt EPA's message had been consistent over time
    (i.e. from the Orange Book, which was released three years before the inspection and
    notification rule, through to the present): Half felt that the message had been
    consistent only under AHERA.

       The mixed responses regarding whether or not EPA's message has been consistent
    over time may reflect incremental but marked changes in program scope and
    requirements.  The scope and emphasis of the asbestos-in-schools program has shifted
    over time, expanding the universe of types of asbestos included, and shifting  from
    technical assistance to inspections and notification and finally to mandated
    management plans.                   .

~2. EPA information clearly exerts an influence on school asbestos management decisions.
' but it competes with many other factors. In some instances, these factors may
 overshadow the influence of information from EPA.  Information from EPA can be
,i designed to more  clearly explain AHERA requirements and recommendations, but
: information alone  cannot assuage concerns about liability, change the value-based desire
 to have an asbestos-free school, or Improve an LEA's ability to conduct O&M programs.
    Regardless of how well EPA improves the quality of its informational materials, the
•' quality of information given to school officials from other sources not under EPA's control
twill remain a limiting factor. School officials rely on multiple information sources. There
" are many opportunities for messages to become distorted, confused, or contradictory.
1 EPA can adopt a policy of carefully, tracking major information sources and responding to
'• inaccurate information as it is found, but the scope of sources involved will make it
' difficult to do this for all sources.
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                                       110
APPENDIX 4 (Background Information)
to Cor:iTnifn^cfl^ntf A^ycyt' Pfo^i JE^*^ fl**ft AffliMsst
 EPA's Main
Asbestos
Messages
Today
                     For the purposes of clarity and simplicity, it may serve us to
                     illustrate what EPA's messages about asbestos control in buildings
                     are today.  They are contained in what EPA has called the "Five
                     Facts about Asbestos:"

                     1:    Although asbestos is hazardous, human risk of asbestos
                          disease depends upon exposure.

                     Asbestos is known to cause cancer and  other disease if asbestos
                     fibers are inhaled into the lung and remain there.  This conclusion
                     is based upon studies involving human exposure, particularly
                     exposure at high levels. While evidence is better for some types of
                     asbestos, there is no clear proof that other types are not as
                     hazardous.  EPA, based on careful evaluation of available scientific
                     evidence, has adopted a prudent approach in its regulations of
                     assuming that all fibers are of equal concern. Although a recent
                     Science magazine article indicated exposure to chrysotile
                     (common white asbestos) may be less likely to cause some asbestos-
                     related  diseases,  various scientific organizations, including  the
                     National Academy of Sciences, support EPA's more prudent
                     regulatory approach.

                     With respect to the so-called "one fiber can kill" image, the present
                     scientific evidence will not allow EPA to state unequivocally that
                     there is a level of exposure below  which there Is a zero risk, but
                     the risk in fact could be negligible or even zero.

                     Moreover, the mere presence of a hazardous substance, such as
                     asbestos on an auditorium ceiling, no more implies disease  than a
                     potential poison In a medicine cabinet or under a sink Implies
                     poisoning. Asbestos fibers must be released from the material in
                     which they are contained, and an  individual must breathe those
                     fibers in order to incur any chance of disease.

                     While scientists have been unable to agree on a level of asbestos
                     exposure at which we. as public policy makers, can confidently say.
                     "there is nfl risk." this does net mean that all or any exposure Is
                     inherently dangerous.  To the contrary,  almost every day we are
                     exposed to some  level of asbestos  fibers in buildings or in the
                     outdoor air. Based upon available data,  very few among us. given
                     existing regulatory controls, have contracted or  will ever contract
                     an asbestos-related disease from these relatively low levels  of
                     airborne fibers.
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                      2:    Prevailing asbestos levels in buildings - the level that you
                            and I face as office workers or occupants - seem to be very
                            low. based upon available data. Accordingly, the health risk
                            to building occupants - you and me - also appears to be very
                            low.

                      Indeed, a 1987 EPA study found that airborne fiber levels in a
                      segment of Federal buildings with asbestos management programs
                      were so low as to be virtually indistinguishable from levels outside
                      these buildings.  While these data are not conclusive and we are
                      seeking more Information through a major research effort, the
                      present evidence suggests that building occupants face only a very
                      slight risk.  Severe health problems attributed to asbestos exposure
                      have generally been experienced by workers in industries such as
                      shipbuilding, where they were constantly exposed to very high
                      fiber levels  in the air, often without any of the worker protections
                      now afforded to them under the laws.
                      3:     Removal Is often not a building owner's best course of action
                            to reduce asbestos exposure.

                      In fact, an improper removal can create a dangerous situation
                      where not previously existed.  It Is important for everyone to
                      understand that EPA asbestos regulations for schools under the
                      Asbestos Hazard Emergency Response Act (AHERA) do no! require
                      removal of asbestos.

                      Although we believe most asbestos removals are being conducted
                      properly, asbestos removal practices by their very design disturb
                      the material and significantly elevate airborne fiber levels. Unless
                      all safeguards are properly applied and strictly followed, exposure
                      in the building can rise, perhaps to levels where we know disease
                      can occur.  Consequently, an ill-conceived  or poorly conducted
                      removal project can actually increase rather than eliminate risk.
                            EPA only requires asbestos removal in order to prevent
                                      public exposure to asbestos during building
 :             .              renovation or demolition.
' i                       ••••.•
                      Prior to a major renovation or demolition, asbestos material that is
 !                     likely to be disturbed or damaged to the extent that significant
 *                     amounts of asbestos would be released must be removed using
 :                     approved practices under EPA's asbestos National Emission
 ' .                     Standard for Hazardous Air Pollutants (NESHAP). -Demolishing a
                      building filled with asbestos, for example, would likely result In
 1                     significantly increased exposure and could create an imminent
                      hazard.  Clearly,  asbestos removal before the wrecking ball swings
-1                     into action Is appropriate to protect public health.  However, this
 I          *           cannot be said of arbitrary asbestos removal projects, which, as
                      noted above, can actually increase health risk unless properly


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                   112
performed. This, in part, is why EPA has not mandated asbestos
removal from buildings beyond the NESHAP requirement, which
has the effect of gradually and rationally taking all remaining
asbestos building materials out of the inventory.
5:    EPA does recommend la-place management whenever
      asbestos is discovered.

Instead of removal, a pro-active la-place management program will
usually control fiber releases, particularly when the materials are
not significantly damaged and are not likely to be disturbed.

In-place management, of course, does not mean "do nothing." It
means, first, that the building owner or manager should identify
asbestos, through a building-wide Inventory or on a case-by-case
basis before suspect materials are disturbed by renovations or other
actions.

After the material is Identified, the building owner or manager can
then institute  controls to ensure that the day-to-day management
of the building is carried out in a manner that minimizes the
release of asbestos fibers into the air and ensures that when
asbestos fibers are released, either accidentally or intentionally.
proper control and cleanup procedures are implemented.

Another concern of EPA and other federal. State and local agencies
which regulate asbestos is to  ensure proper worker training and
protection.  Maintenance and service workers in buildings, in the
course of their daily activities, may disturb materials and can
thereby elevate asbestos fiber levels, especially for themselves, if
they are not property trained and protected. For these persons,
risk may be significantly higher.  Proper worker training and
protection, as part of an active in-place management program, can
reduce any unnecessary asbestos exposure for these workers and
others.

In addition to these steps outlined above, an in-place management
program will usually Include notification of workers and occupants.
periodic surveillance of the material, and proper record  keeping.
While the management costs of all the above activities will depend
upon the amount, condition, and location of the material, such a
program does not have to be extraordinarily expensive.  In sum. an
in-place management program may be all that is necessary to
control the release of asbestos fibers, until the asbestos-containing
material in a building is scheduled to be disturbed by renovation or
demolition activities.
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                                         113

                  ts Uses  .          '  '             \    _   ••'

                Asbestos has been around for many centuries. The Romans wove asbestos
                into tablecloths that could be tossed into the fire for cleaning: Marco Polo
                described the amazing textile in his writings.  In the twentieth century.
                we have seen a substantial exploitation of asbestos in commercial
                products because of its high tensile strength and resistance to fire, heat
                and corrosion.
                Asbestos commonly refers to six distinct types of silicate minerals, and
                this leads to some of the controversy surrounding the subject  today.  One
                of these, chrysotile. belongs to the serpentine family, meaning that its
                fibers are curly and pliable; it curls upon Itself and grows to form long
                hollow tubes. The other types, known as amphlboles. all have needle-like
                fibers.

                Most asbestos is mined in Canada, the Soviet Union and South Africa.
                Imports of asbestos into the United States in 1985 totaled about 85.000
                metric tons. In 1973. however, use of asbestos in the United  States had
                reached 800,000 metric tons, attesting to the popularity of the mineral
                and its characteristics-especially for the building trade. In schools and
                other buildings, asbestos can be found most commonly in spray-applied  .
                fireproofing. pipe and boiler Insulation, acoustical and decorative
                insulation and floor and ceiling tile.

                About 95 percent  of the asbestos being produced today is chrysotile. or
                the "white" curly asbestos. Most asbestos used in building products and
                materials is chrysotile asbestos.


 Asbestos: Science                  .
 & Controversy

                Asbestos fibers, microscopic in size and very lightweight, can remain in
                the air for many hours if released from asbestos and
                asbestos-contalnlng-matertals or products. Friable asbestos products
                (those than can be reduced to powder when crumbled by hand) are most
 :               likely to release fibers Into the air.                    .

                When asbestos fibers are inhaled, they can disrupt the functioning of the
                lungs. In the 1960s, concerns about asbestos hazards centered on
       '•'      ,   workers who had been exposed to large amounts of fibers in their Jobs.
 i               Epldemiologlcal studies by Selikoff of Mount Sinai School of Medicine and
                Hammond of the American Cancer Society showed that insulation
                workers who had dealt with asbestos for many years were dying of cancer
                and the complications of asbestosis at alarming rates.  In addition.
 >               inhalation of asbestos fibers were also linked to mesothelioma and lung
                cancer,  and asbestos tile weavers and shipyard workers were  other
-'           .    occupations which showed significant relationships between high
 :'       .        exposure levels and disease.

 !r               These studies created a shock wave of concern about asbestos in the
 i               United States.  Legislators, public health officials, product manufacturers.


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 insurers, bankers, concerned parents and government regulators all
 began to examine the exposure and effects of this product that was so
 well known and so popular a part of our consumer culture. In recent
 years, the shock wave has been carried forward by the momentum of over
 115,000 pending personal Injury lawsuits.

 As disturbing to many, were the revelations in the 1980s of a widespread
 conspiracy by corporate scientists and officials over.several decades to
 suppress health effects found in workers in the asbestos mining and
 manufacturing industries. These revelations documented a long-term
 effort to conceal evidence of the harmful effects of high-level exposure to
 asbestos fibers. This contributed a great deal to polarize antagonism
 between asbestos businesses and labor unions. In retrospect, it becomes
 apparent that the very research initially used by industry to keep workers
 in the dark, later offered these same workers a powerful  ally In Selikoff
 and a weapon with which to fight back.

 In the late 1980s, however, the controversy took another turn. In
 December 1988, a symposium was held at  Harvard which reviewed
 existing medical literature and concluded that asbestos in buildings poses
 very small risks to occupants.  It criticized EPA's asbestos policies and
 emphasized that the general public has "fiber phobia" concerning
' asbestos. The symposium was sponsored by the National Association of
 Realtors, the Safe Buildings Alliance, the Urban Land Institute and the
 Institute of Real Estate Management. The report from the Harvard
 Symposium was released in August 1989.

 In June 1989. an article appeared in the New England Journal of
 Medicine which reviewed existing medical literature on the health effects
 of asbestos  exposure and  concluded  that health risks from
 non-occupational exposure to asbestos in buildings are small. The article
 was written by Mossman.  an associate professor of pathology at the
 University of Vermont, and Gee. a professor of pulmonary medicine at
 Yale University. This marked the first major public shift in thinking about
 asbestos hazards.

 The authors argued that the needle-like amphibole types  of asbestos.
 which are relatively rare, have been  demonstrated to have the most
 serious health effects. They suggested that amphiboles are a more
 important cause of lung cancer and mesothelioma. a rare, fatal cancer of
 the abdominal lining and other organs. Curry chrysotile asbestos, on the
 other hand, which accounts for 95 percent of the world's production of
 asbestos, has been shown to be far less of a health threat, the authors
 argued.

 The article criticized current regulations for failing to make distinctions
 among the health threats  posed by different types of asbestos.  The
 authors said current policies also fail to take into account fiber sizes,
 levels of respirability. and different airborne concentrations of fibers.
 Mossman and Gee leveled a general attack on efforts to remove asbestos
 materials from buildings,  arguing that epidemiological data and risk
 estimates fall to justify the "unprecedented expenses on the order of
 $1OO billion to $150 billion that could result from asbestos abatement."
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                In January 1990, Science magazine, the journal of the American
                Association for the Advancement of Science, published an article written
                by Mossman, Gee. et. al. that also reviewed existing medical literature and
                was again critical of EPA's asbestos policies.  The article indicated
                exposure  to chrysotlle (the common curly asbestos) may be less likely to
                cause some cancer-related diseases.  It commented on the "asbestos
                panic" in  the United States.

                Lest the debate become one-sided. The Collegium Ramazzini, an
                International organization of professionals concerned with occupational
                health,  held a three-day conference in June 1990 In New York City
                entitled. "The Third Wave of Asbestos Disease: Exposure to Asbestos In
                Place."  Asbestos experts Including Sellkoff and Landiigan of the Mount
                Sinai School of Medicine In New York addressed the participants on* the
                "third wave" of disease affecting maintenance, custodial and abatement
                workers.
 Major Legislative
? Asbestos Activity
               With the passage of the Occupational Safety and Health Act and the Clean
               Air Act. both in 1970. Congress directed the federal government to
               spearhead the drive to reduce exposure to asbestos.  Much of the impetus
               to take action came from the pioneering epidemlological work by SelikofT
               and Hammond.

               1976:       The passage of the Toxic Substances Control Act (TSCA) gave
                           the EPA new powers to move against public health hazards.
                           With regard to asbestos, however, little was known about
                           actual exposure levels.  Monitoring for asbestos fibers was an
                           inexact science unless the levels were very high. Abatement
                           procedures, short of actual removal were untested.  Few
                           persons were trained in asbestos inspections and abatement
                           procedures. A great deal needed to be done in order to
                           address the asbestos situation in an estimated one million
                           buildings in the United States.

               1984:       The Asbestos School Hazard Abatement Act (ASHAA)
                           mandated EPA to carry out a substantial loan and grant
                           program for public and private schools.  Funds were to be
                           awarded on the basis of two Congressional criteria: financial
                           need and the severity of the asbestos hazard.
                              r-
               1986:       With the passage of the Asbestos Hazard Emergency
                           Response Act (AHERA). Public Law 99-519. Congress set
                           significant new requirements and .deadlines in dealing with
                           asbestos in schools.  Without debate in the hearings held in
                           .the summer of 1986.  the law passed by unanimous voice vote
                           in Congress and reflected a new urgency on the part of
                           Congress to protect school children and avert future charges
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               1990:
                                       116
that Congress or EPA may not be taking its public health
responsibilities seriously enough. The new law required EPA'
to develop regulations for school Inspections and
management plans within one year of passage and to develop
a model plan within six months to accredit inspectors,
planners, workers and contractors. It .also directed EPA to
report to Congress within three years about asbestos in
public and commercial buildings. Including an assessment of
the extent of the problem: how workers and the public  are
affected; and whether a program similar to AHERA should be
Implemented in buildings other than schools.

The Asbestos School Hazard Abatement Reauthorization Act
(ASMARA) was enacted to reauthorize the loan and grant
program under ASHAA by authorizing $200 million annually
through 1995.
EPA's Asbestos
Enforcement History
               1971:
               1973:
               1970s:
EPA listed asbestos for regulation under its new National
Emission Standards for Hazardous Air Pollutants (NESHAP).
contained in the 1970 Clean Air Act.

EPA finalized its first asbestos regulations, under NESHAP,
requiring all asbestos to be removed from buildings before
demolition or renovation to avoid widespread, uncontrolled
release into the ambient air. It also required notification of
asbestos removals: and certain work-practice standards such
as wetting and encapsulating the asbestos during removal. In
addition, the rules banned spray-applied asbestos for most
friable materials (acoustical, fire-proofing, thermal
insulation) and established a "no visible emissions" standard
for milling, manufacturing and demolition of asbestos.

Throughout the 1970s and 1980s. EPA frequently enforced
the demolition and renovation regulations with great fanfare.
Studies showed that the airborne fibers released in an
improper demolition or renovation placed the public as well
as the workers at significant risk.  Not only were the fibers
kicked up during this activity plentiful, but they traveled
great distances and stayed in the outdoor air for considerable
periods.  One of the most effective ways of reducing public
exposure to asbestos fibers was to enforce the demolition
and renovation rules.  Numerous attempts were made to
publicize violations and penalties, including a major press
conference as recently as August, 1989 when heavy fines
were levied on several school districts and asbestos
companies failing to notify authorities of an asbestos removal
and other improper procedures.
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1979:'      EPA Initiated a regionally-based technical assistance and
            outreach program. Through placing full*time Regional
            Asbestos Coordinators in EPA's 10 regional cities (Boston.
            New York, Philadelphia. Atlanta. Chicago, etc.). the Agency
            sought to develop and distribute technical guidance to
            improve the quality of asbestos identification, assessment
            and abatement activities and to promote a better
            understanding of asbestos risks.

1982:       EPA issued its first set of asbestos regulatory requirements
            since the NESHAP rules almost ten years earlier.  Under the
            new Toxic Substances Control Act. EPA Issued an asbestos
            inspection and notification rule which required all public
            and private local education agencies to inspect buildings for
            the presence of friable asbestos; post warning signs in
            maintenance and common areas; and to notify parents.
            teachers and other building occupants of the presence of
            friable asbestos.  The rules did not require the schools to
            remove or repair It. only to Inspect and notify.

1980s:      Between this 1982 rule and the AHERA legislation of 1986
            which superceded it. EPA conducted major enforcement
            activities to penalize schools violating the inspection and  •
            notification rule.  The Agency, as a matter of course over this
            period, frequently reduced penalties for violations of the
            inspection and notification rule in exchange for violators'
            commitments to  remove asbestos.

1984:       Under the technical assistance program. EPA was continuing
            its research on asbestos levels and effective abatement
            procedures.  A national survey of buildings was completed in
            1984. with the results showing indoor levels usually as low as
            outdoor levels.

1985:       EPA began awarding about $50 million in loans and grants
            under ASHAA. Between 1985 and the present, the Agency
            has distributed over $296 million in loans and grants to
           ' 1.125 local education agencies to perform over 2.600
            asbestos abatement projects in 1.900 schools. EPA
            estimates over 21 million weekly-exposure-hours have been
            eliminated as a result of these projects. Because of the
            statutory criteria, only the most seriously damaged friable
            materials were funded for abatement.  The  projects were
            almost always removal actions.  EPA conducted the first
            phase of its research into assessing the efficacy of removal
            techniques.

                 A network of self-sustaining university asbestos
                 information and training centers was  also being
                 established, with the naming of the first two of five
               .  national centers.

                 As importantly, the infrastructure of state asbestos
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                  118
            programs was. being developed with EPA
            assistance. Through grants and technical
            assistance, EPA was encouraging state sufficiency
            in contractor certification and accreditation
            programs. During the three-year period 1985-87,
            EPA awarded $2.5 million to 39 states for asbestos
            contractor certification programs.

1987:       With the passage of AHERA in 1986, EPA began the
            task of Implementing a major new regulatory
            program under considerable time and knowledge
            constraints. Bringing together parties to the
            asbestos issue-health officials, business and
            Industry Interests, maintenance and custodial
            worker unions, school  offlcials-EPA published the
            new model plan less than five months after passage
            of the law.

            EPA Issued its new asbestos-in-schools regulations
            in October. Just one year after passage of
            AHERA-an almost Impossible feat in the open and
            participatory rulemaking process used at EPA.

            EPA continued its technical assistance program by
            developing a fee-based system with  the National
            Conference of State Legislatures for  state asbestos
            support activities.

1988:       EPA issued $1 million In grants to 17 states for
            AHERA inspector accreditation programs.  The
            number of states with asbestos program was
            growing rapidly. From four states in 2985. the
            number rose to 47 by 1990.

            EPA Issued its 1988 Report to Congress on Public
            and Commercial Buildings outlining its knowledge
            about asbestos hazards and recommended Congress
            refrain from new legislation establishing
            AHERA-like requirements for as many as 700.000
            public and commercial buildings besides schools
            estimated to contain asbestos. The Agency
            requested a three year period before reporting
            back with its recommendations.

1989:       EPA concluded more than a decade  of examining
            asbestos risks in society by issuing a rule under the
            Toxic Substances Control Act by banning asbestos
            manufacture. Import and commercial distribution
            in three phases over a seven-year phase-out period.

            The rule had a long history of development. After
            the Consumer Product Safety Commission banned
            many asbestos-containing consumer products in
          TERNAL REVIEW DRAFT
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          Due IS September 91

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                           119
                    1978. EPA moved to consider regulation of
                    commercial uses of asbestos.  It issued an advance
                    notice of rulemaking in 1979 and a reporting rule
                    in 1982 to collect Information on industrial and
                    commercial uses of asbestos.  In 1986 and 1988.
                    EPA proposed an asbestos ban under several
                    options for further comment and additional
                    information collection.

                    Finally, in July 1989. the Agency promulgated its
                    ban and phase-out rules. They effectively banned an
                    estimated 94 percent of all remaining
                    asbestos-containing product manufacture, import
                    and commercial distribution through three phases.
                    In 1990, felt products, including pipeline wrap and
                    roofing/flooring felt, cement sheet products, floor
                    tile and clothing containing asbestos could no
                    longer be manufactured. Acceptable substitutes
                    were readily available. In  1993. the ban extended
                    to some friction products,  such  as clutch and
                    transmission components  and gaskets. (Beginning
                    with the 1994 model year, automobiles and trucks
                    will no longer contain asbestos materials in brake,
                    clutch and transmission parts.)   In 1996. the final
                    phase is implemented.  The ban extends to the
                    manufacture and Import of coatings, remaining
                    friction products, paper products and cement pipe
                    and shingles.  Bans on distribution occur one year
                    later.

                    In announcing the ban and phase-out. EPA
                    Administrator William Reilly said.. This is pollution
                    prevention. We're eliminating a  known
                    cancer-causing substance from  the marketplace."
tbestos-in-Schools
        With the passage of the Asbestos Hazard Emergency Abatement
        Act of 1986 (AHERA), EPA was required to implement a major
        new regulatory program shortly after the law's passage. In
        October. 1987 EPA issued its new final rules which now started
        the process of compliance with the  burden of the term
        "Hazard." found in AHERA's title, placed on the shoulders of
        local education agencies (LEAs) by Congress.

        Within 12 months, every local education agency,  from large
        public school district to small private schools, had to select and
        train a designated asbestos person—either an employee or
        contractor—to oversee the AHERA program in their school.

        Next an AHERA-accredited inspector had to conduct an initial
                EXTERNAL REVIEW DRAFT
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                  Due 15 September 91

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                                     120
                  inspection of all buildings within the school for friable and
                  non-friable asbestos and assess the condition of all asbestos
                  materials. In most cases, schools chose from the rapidly
                  growing list of contractors that had completed training in an
                  EPA-accredited course for inspectors. The rush was on to fulfill
                  the immense need for qualified people to handle the thousands
                  of inspections  required for almost 200,000 schools across the
                  United States.

                  Upon completion of the inspection, an AHERA-accredlted
                  management planner must recommend to the local education
                  agency appropriate steps to control asbestos and develop a
                  management plan. Large and small companies alike vied for a
                  share of the lucrative market for developing asbestos
                  management plans.

                  Several other requirements were levied upon local education
                  agencies by EPA's negotiated rules. Training of all maintenance
                  and custodial workers in buildings with asbestos had to be
                  accomplished.  Warning signs had to be posted in all
                  maintenance areas where asbestos was present.

                  Parents, teachers and employees were required to be notified  by
                  the local education agency about the availability of the asbestos
                  management plan.

                  Where asbestos was present and damaged, surveillance activities
                  were required every six months to monitor the condition of the
                  asbestos.  Reinspection by an AHERA-accredlted inspector had
                  to be accomplished every three years, as long as asbestos and
                  asbestos-containing building materials were present in the
                  schools.

                  Under statutory deadlines, all of these activities had to be
                  accomplished by October 1988—within one year of publishing
                  EPA's asbestos-in-schools rules.

                  School officials were required  by statute to implement
                  management plans by July 1989 (nine months later), using only
                  AHERA-accredited professionals to conduct any response
                  actions other than operations and maintenance activities..

to Schools
                  The Asbestos Hazard Emergency Response Act (AHERA) school
                  rule was promulgated in October 1987. within a year of
                  enactment (October 1986).  The proposed rule was developed
                  through a regulatory negotiation with interested groups,
                  including a wide variety of school organizations. Schools, under
                  the law, had only a year, until October 1988. to conduct their
                          EXTERNAL REVIEW DRAFT
                             Reviewer Comments
                            Due 15 September 91

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                                        121


                      inspections and develop management plans. The Agency
                      conducted many activities during this period to help them
::                      comply, many of which are listed below.  (Those marked with an
1            .          asterisk [*] are of particular note.)
j                        .
        •              The Agency: '

                            Mailed the new AHERA school rule, with explanatory
                            preamble, directly to all public school districts and
                            private schools.  (October 1987)

                            Provided $5 million in grants to 12 States, under a new
                            Asbestos Inspection and Management Plan Assistance
                            Program (AIMPAP). for programs which provide funds to
                            schools for AHERA inspections and management plans.
                            (October 1987)
                                           '               •
                            Produced a listing of EPA-approved university and private
                            training programs for asbestos Inspectors and
                            management planners, also mailed to all schools. (October
                            1987)
                           Began a series of national speaking opportunities,
                           including those for the National School Boards
                           Association (NSBA). the American Association of School
                           Administrators (AASA). and the National FTA, as well as
                           professional groups, such as the National Asbestos Council
                           (NAG).  In addition, the EPA Regional offices addressed
                           various state and local school groups across the country.
                           (Throughout the period)

                           Authored, or worked with school groups to produce, a
                           series of articles on AHERA. This Included a NSBA
                           advisory and a feature article in Education Week.
                           (Throughout the period)*

                           Granted approvals to nine State accreditation programs.
                           so inspectors and management planners could be  trained
                           and accredited by their states as well as by EPA-approved
                           private trainers. (Throughout the period)

                           Funded and co-hosted, with the National Conference of
                           State Legislatures (NCSL), a special national meeting on
                           AHERA policy, attended by officials representing more
                           than 30 States.  (November 1987)

                           Established a clearinghouse for EPA-developed model
                           training courses for asbestos Inspectors, management
                           planners and abatement supervisors, available to school
                           officials and others at cost.  All schools were advised of
                           this service. (November 1987)
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             122

Developed and mailed to aJJ schools a one-page alert of
"Immediately enforceable" AHERA provisions, to
encourage rapid school compliance.  (December 1987)

Provided asbestos program grants totalling $1.1 million to
17 States for various accreditation programs. (December
1987)

Developed, with NCSL. a comprehensive list of State
asbestos program activities and contacts, which was made
available to schools.  It included dozens of training
organizations nationwide which EPA was screening and
auditing. (January 1988)

Developed and mailed to all schools an easy-to-read
booklet, known as the "LEA Guide," describing the new
rule to schools officials, including checklists and
reference materials available from EPA.  (February 1988)

Produced a revised listing of EPA-approved training
providers, as well as approved State programs, and
mailed it directly to all schools. (February 1988)

Developed, in conjunction with AASA and MAC. a two-
hour awareness video describing AHERA requirements,
particularly in-place management of asbestos.  It was
made available by AASA and NAC to all schools. (March
1988)

Hosted a 90-minute national tele-conference, broadcast
by satellite and live over many of the nation's public and
educational TV* stations, describing AHERA requirements
and  allowing school officials to call in with questions.
Three separate mailings, providing various AHERA
materials, were sent directly to all schools. Tapes were
made available for replay to both public TV stations and
schools. (April 1988)

Provided an  additional $11.8 million in grants to 14
States, under a second AIMPAP allocation, for programs
which provide funds to schools for AHERA inspections
and  management plans. (April  1988)

Appointed and advised all schools of the new AHERA
ombudsman office in EPA. which includes a toll-free line
to address school questions and concerns. (April 1988)

Developed and mailed to all schools a new guide to the
100  most frequently asked questions about the schools
rule, known  as the "100 Questions.*' The guide,
accompanied by an update of various other AHERA
activities, addressed the key 100 policy issues raised by
schools since the rule was published. (May 1988)


  EXTERNAL REVIEW DRAFT
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     Due 15 September 91

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                                            123


                   > '      o     Provided an additional $3.2 million in grants to five
                                states, under a third AIMPAP allocation, for programs
                                which provide funds to schools for AHERA inspections
                                and management plans. (May 1988)

                          *     Developed and conducted, with the assistance of state
                                officials from Maryland and Connecticut, training for state
                                officials designated by AHERA to review school
                                management plans.  Several hundred people from nearly
                                all states attended six meetings nationwide. Materials.
                                including a comprehensive inspection and management
                                plan checklist, were provided to all State officials.
                                regardless of attendance.  (July 1988)

                          Congress, in July 1988. passed a law allowing schools until July
                          1989. instead of the original October  1988 deadline, to
                          complete their inspections and management plans.

                          *     Advised all schools of the new AHERA extension law. and
                                provided an update on AHERA activities.  The mailing also
                                included a comprehensive management plan checklist.
                                developed as part of the state training program to help
                                school officials check the work of their contractors.
                                (August 1988)

                          o     Published a third listing of accredited  State programs and
                                approved AHERA training providers.  (August  1988)

     ;                     These activities were accomplished before the original AHERA
     :,                     compliance deadline of October 1987. and well before the July
                          1989 extension.

     :                     Further, the  Agency's school asbestos efforts  also included
     ;                     during this period:

                          o     Its fourth loan and grant program under the Asbestos
                                School Hazard Abatement Act (ASHAA). which screened
                                hundreds of applications in early 1988 and awarded
     •                           $22.6  million to 103 schools for 226 individual abatement
                                projects in April 1988.

                          o     An interim report to Congress on financial assurance for
                                schools and asbestos abatement contractors conducting
                                hazard abatement activities in their buildings, issued in
                                August 1988.
     i
     v                     Unfortunately, the Agency was not able to produce all the
     v                     AHERA implementation materials It Intended on schedule.  For
                          example, EPA's ABC's of Asbestos in Schools  booklet, produced
                          Jointly with the National PTA and the National Education
,       '                  Association (NEA). did not appear until June 1989 - a month
   -                     before the extension's  compliance deadline.


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                                    124
                 At the AHERA deadline of July 1989, the States and EPA
                 estimated that 94 percent of all public school districts and
                 private schools had conducted their initial AHERA inspections
                 and developed asbestos management plans.  While the Agency
                 has discovered deficiencies in many of these plans through its
                 AHERA evaluation, schools were nevertheless able to get a firm
                 foothold on their asbestos problems. Further, the AHERA
                 evaluation does seem to suggest that most schools did get a
                 primary message ~ that most asbestos could be managed
                 successfully in place, in that in-place management was by far the
                 preferred approach to dealing with most asbestos material.
EPA's 1988
Renort to Congress
                 The 1988 Report to Congress on Asbestos in Public and
                 Commercial Buildings, called for in AHERA. was supposed to
                 characterize the nature of asbestos hazards in buildings and
                 considered public policy approaches to address them. EPA,
                 however, was not prepared to meet this Congressional deadline.
                 The Agency presented its Report to Congress in February  1988
                 containing several Important elements of Information and  asked
                 Congress for additional time to assess and improve the quality of
                 the nation's asbestos-related activities.

                 First. EPA estimated that friable asbestos is present in about
                 44,000 school buildings and another 20 percent of the nation's
                 3.6 million public and commercial buildings—about 700,000
                 more buildings. Secondly, the Agency did not recommend
                 proposing a comprehensive rule for asbestos in  public and
                 commercial buildings, asking instead for three years to examine
                 what had been accomplished and what remains.

                 EPA estimated that full compliance with AHERA would cost
                 approximately $3 billion over 30 years. It cautioned that a new
                 regulatory program modeled  after AHERA would cost in excess
                 of $50 billion.  Other organizations have estimated this figure to
                 be  as high as $150 billion.

                 Hie Agency recommended that it would take several steps in
                 the three years before it reported back to Congress with its
                 recommendation oh what to do about other public and
                 commercial buildings.

                 First EPA would move even further to  enhance the nation's
                 technical capability in asbestos management and abatement.  It
                 would do this by increasing the number of professionals
                 qualified to perform asbestos tasks: and it would help building
                 owners better select and apply asbestos management and
                 abatement actions in their buildings.
                            TERNAL REVIEW DRAFT
                             Reviewer Comments
                            Due 15 September 91

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                                       125
                     To cany out this first step, by April 1991, EPA had approved
                     1,300 AHERA accreditation training courses, 550 laboratories
                     for asbestos analysis, and 29 state accreditation programs.  It
                     had provided states with model accreditation legislation;
                     distributed over $5 million to states to enhance certification
                     and accreditation programs: and completed development of an
                     in-place management guide for public and commercial building                I
                     owners. In addition. EPA completed development of an                       |
                     asbestos management kit for federal building managers.
I                     The second step to which EPA committed Itself was to focus
                     attention on Thermal System Insulation (TSI) asbestos, the
'                     most common form of asbestos likely to be damaged and
                     therefore contribute to potentially dangerous exposure. The
                     Agency consolidated  its knowledge about the presence of
                     Thermal System Insulation asbestos in the nation's buildings
'                     through a re-analysis of data collected during its 1984 survey of
>                     asbestos levels in public and commercial buildings. EPA also
»                     began developing guidance and Instructional materials on TSI
                     repair and abatement techniques.

                     Step three was to improve the integration of activities to reduce
                     imminent hazards, including improved coordination among
                     federal, state and local agencies responsible for implementing
                     asbestos programs and policies as well as enhancing EPA's
                     enforcement capabilities.  The Agency sponsored the Federal
                     Asbestos Task Force, a working group of officials  from federal
                     agencies with asbestos program responsibilities.  In late 1990,
                     EPA issued a revision of the asbestos NESHAP rule which
                     enhanced the  enforcement and compliance provisions in the
                     standard concerning demolition and renovation. A second
                     revision is also planned.

                     The final step  in preparing for the future report to Congress was
                     to objectively assess the effectiveness of the AHERA schools rule
                     and other current activities to determine its effectiveness  and
                     the appropriateness of this approach .for other public and
                     commercial buildings. The Agency was committed to filling gaps
                     which limited its ability to make regulatory decisions about
                     asbestos In public and commercial buildings.

                     To accomplish this fourth step, EPA undertook several
                     activities. It began a series of studies called the AHERA
                     Evaluation Project to evaluate the effectiveness of AHERA for
                     schools and the efficacy of a similar type of regulation for other
                     public and commercial buildings.

                     EPA's principal effort to learn more about asbestos exposure
                     levels in buildings centers around a joint public-private research
                     project now being conducted under the auspices of the Health
                     Effects Institute,  The Health Effects Institute-Asbestos
                     Research project (HEI-AR) will complete a systematic literature


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                               Due 15 September 91

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                  J26
review in 1991 and will then examine other research projects
over the next 3-5 years, based on gaps found in the literature
review.

The Agency has continued its own research efforts, completing
a study of asbestos levels in the air in federal buildings in 1988.

Lastly, EPA decided that a policy dialogue with all affected
parties would assist In clarifying the desires and concerns about
asbestos in public and commercial buildings. To help
determine the most appropriate programmatic or regulatory
action, the Agency held a series of public sessions with building
owners and managers, labor unions, federal, state and local
government program managers, asbestos abatement and control
professionals, former and current manufacturers of asbestos
products, mortgage bankers, insurers and realty organizations.
          TERNAL REVIEW DRAFT
           Reviewer Comments
          Due 15 September 91

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                                  127
 Major Contributors
 to This Report
                 Office of Communications and Public Afiairo

                 Lewis S.W. Crampton. Chairman
                 Margery Knight
                 Mary O1. Popkln
                 Roy Popkln
                 Christian Rice

                 Office of Policy, Program Evaluation

                 Frederick  (Deny) Allen
                 Katharine  Dawes
                 Lynn Luderer

                 Office of Toxic Substances

                 David J. Kllng
                 Michael Stahl
For additional information regarding this study or EPA and asbestos:

                 Office of Communications and Public Affairs
                   U. S. Environmental Protection Agency
                  401 M Street. SW. Washington. DC 20460
                          Phone (202) 382-4454
                                 # # #
                        EXTERNAL REVIEW DRAFT
                           Reviewer Comments
                          Due 15 September 91

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401 M Street, SW
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