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                        A selected bibliography conpiled by \

                               Charlane S.  Sayers
                                September 1983
                                                                           \
  CO
                       U.S.  Environmental Protection
                       Library. Room 2404  PM-811-A
                       401 M Street, S.W.
                       Washington, DO   20460
U.S. National Focal Point for UNEP/lNTOTERRA
       Library Systems Staff (PM-211A)
   U.S. ENVIJRCNMENTaL PK3TECTECN AGENCy
   401 M Street, S.W., Room 2903-B WSM
         Washington  D C       '*0"0"'*
               y   ' w*w
                                                                09*01
                                                                                  \
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                                                                    IivJRwiaooilvti3 .-2.U

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        EMISSIONS TRADING (BUBBIE POLJCT)
Selected Journal Articles
Books and Reports
Conference Presentations
 3


 9


11
Sources for Additional Information
12
     This bibliography was prepared to assist those
     interested in learning what has been published
     on the topic of Emissions Trading/feubble Policy.
     The references listed were published during the
     period 1978-1983 and cover a variety of views
     on the subject.
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                         SELECTED JOURNAL ARTICLES
                                                                   EPA HEADQUARTERS
                                                                   LIBRAE* IDENTIFIER
"Air Pollution Control by Economic Incentives in the U.S.:
          Policy, Problems and Progress",  by Hyder Lakhani.
          Environmental Management, 6(1),  pp 9-20, January 1982..
      **
"Alternative Arrangements for Cost Effective Pollution Abatement:
          The Need for Implementation Analysis", by Alfred A.
          Marcus, et al.  Policy Studies Review, 1(3),
          pp 477-482, February 1982.
Envirofiche
82-04686
"Appropriately Determining the Net Air Quality Impact of Emission
          Alternatives in a Regulatory Context", by Phillip L.
          Youngblcod.  Air Pollution Control Association Journal,
          32(4), pp 385-388, April 1982.
      **
"Bigger 'Bubble1  from EPA".  Chemical Week,  130(15), pp 12-13,
          April 12, 1982.     	'	
      **
"Brave Esqperiment in Pollution Control", by Peter Nulty. Fortune,
          99(3), pp 120-123,  February 12,  1979.
                                                                         **
"Bubble Concept", by Michael R.  Deland.  Environmental Science and
          Technology, 13(3), pp 277,  March 1979.
      **
"Bubble Concept:  • A Pragmatic Approach to Regulation Under the
          Clean Air Act,  by Laurens H. Rheinlander.
          Virginia Journal of Natural Resources Law, 1(2),
          pp 177-230,  Winter 1981.
Envirofiche
82-03303
"Bubble Concept Dealt Setback as Court Rules Against the EPA",
          Chemical Marketing Reporter,  222 (8), pp  3 and 49,
          August 23, 1982.
                                                                         **
"Bubble Plan Expected to Save Millions".  EPA Journal, 8(5),
          pp 29,  September/October 1982.
                                                                         **
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                                                                   EPA HEADQUARTERS
                                                                   LIBRARY IDENTIFIER
"Bubble Policy Added to EPA Air Cleanup Options".  Air Pollution          **
          Control Association Journal,  30(2), pp 176-177,
          February 1980.


"Bubbles and Efficiency", by M.  T.  Maloney and Bruce Yandle.              **
          Regulation, 4(3), pp 49-52, May/June 1980.


"Buying and Selling for Cleaner Air?",  by Bruce Yandle.  Business,
          29(2), pp 33-36, March-April  1979.


"Buying and Selling of Pollution".   Chemical Engineering,  89(5),          **
          pp 25-27, March 8, 1982.


"Controlled Trading of Pollution Permits", by Clifford S.  Russell         **
          Environmental Science and Technology,  15(1), pp  24-28,
          January 1981.


"Court Bursts EPA's Expanded Bubble Idea". Chemical and Engineering      **
          News, 60(34), pp 6-7,  August  23, 1982.


"Court Pricks EPA's Bubble".  Chemical  Week, 131(8), pp 17-18,            **
          August 25, 1982.


"DuPont to Institute 'Bubble' Concept at Chanbers Works",                 **
          Chemical Marketing Reporter,  220(10), pp 3 and 13,
          Septenber 7,  1981.


"Economic Approaches to Air Pollution Control", by Arroin Rosencranz.      **
          Environment,  23(8), pp 25-30, Octcber  1981.


"Economic Development and Air Quality;   Complimentary Goals for Local     **
          Governments", by Jerry A.  Kurtzweg and Cristina Nelson
          Griffin.  Air Pollution Control Association Journal,  31(11),
          pp 1155-1162, November 1981.


"Economic Dream or Environmental Nightmare? . Ihe  Legality of the          **
          'Bubble Concept1 in Air and Water Pollution Control",
          by Jack L. Landau.  Boston College Environmental Affairs Law
          Review, 8, pp 741-781, 1980.


                                    -4-

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"Economic Efficiency in Pollution Control:  EPA Issues  'Bubble1
          Policy for Existing Sources Under Clean Air Act".
          Environmental Law Reporter, 10, pp  10014-10018,
          January 1980.
                                                                   EPA HEADQUARTERS
                                                                   IJBRARY IDENTIFIER
                                                                         **
"Emerging Market in Air Pollution Rights", by Bruce Yandle.
          Regulation, 2{4),  pp 21-29,   July/August 1978.
                                                                         **
"Emissions Trading Policy Statement:   General Principles for
          Creation, Banking,  and Use  of Emission Reduction Credits",
          Federal Register,  47(67), pp 33076-15086, April 7, 1982.
                                                                         **
"Emissions Trading the Subtle Heresy", by Peter V. Domenici.
          Environmental Forum, 1(8),  pp  18-24,  December 1982.
                                                                         **
"Environmental Outlook for the 80's:  Air Pollution Control",
          by Anthony J. Buonicore.  Chemical Engineering, 87(13) ,
          pp 81-101, June 30,  1980.
                                                                         **
"Environmental Protection Agency Adopts New Emissions Trading
          Policy".   Air Pollution Control Association Journal,
          32(6), pp 650,  June 1982.
                                                                         **
"EPA Action liberalizes Hydrocarbon Bubble Policy".  Air Pollution
          Control Association Journal,  31(5) , pp 570, 592-593,
          May 1981.
                                                                         **
"EPA and Industry Pursue Regulatory Options, by R, Jeffrey Smith.
          Science, -211(4484),  pp 796-8, February 20, 1981.
                                                                         **
"EPA Loses Court Fight Over 'Bubble1  Policy".  Public Utilities
          Fortnightly, 110(6),  pp 49, September  16, 1982.
                                                                         **
"EPA Overturned on Scrapping Dual Definition of Nonattainment Source"     **
          by Bud Ward.   Environmental Forum, 1(7) , pp 40-43,
          November 3982.
"EPA Prepares to Take the Net Off the Bubble".  Chemical Week,
          131(14),  pp 20 and 25,  October 6,  1982.
                                                                         **
                                      -5-

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                                                                   EPA HEADQUARTERS .
                                                                   UBRARY IDENTIFIER
"EPA Bsvises its Stand on the Bubble Policy".   Chemical Week,             **
          127(16), pp 40, October 22, 1380.
"EPA's 'Bubble' Rule Popped by Federal Court".  Engineering News
          Record, 209(9), pp 29-30,  August 26,  1982.
**
"EPA's Bubble Strategy", by Peter Behr.   Environment,  21(2),              **
          pp 2-4, March 1979.


"EPA's.New Bubble and Banking Policies",  by Micheal R. Deland.            **
          Environmental Science and Technology,  16(6), pp 337A,
          June 1982.


"EPA's New Bubble: Not Everyone's Delighted", by Cynthia L. Fabian.      **
          Chemical Engineering, '89(15), pp 24-25, July 26, 1982.


"Expanded Market Incentives Will Clean Air at Reduced  Costs Says          **
          GftQ Report".  Air Pollution Control Association Journal,
          32(6), pp 650-652 and 664-666,  June 1982.


"Free Enterprise Approach to Air Pollution Control", by Dave Ryan.  "      **
          EPA Journal, 7(4), pp 8-9, April 1981.


"How to Limit the Rising Costs of Stricter Regulation".   Chemical Week,   **
          128(3), pp  36-40, January 21, 1981.


"Market Incentives:  Pollution Control in the 1980s", by  Michael R.       **
          Deland.  Environmental Science  and  Technology,  14(2),
          pp 147, February 1980.


"Marketplace Solutions to Air Pollution", by Ann Selt2-Petrash.           **
          Civil Engineering-ASCE, 50(1),  pp 68-72,  January 1980.


"Modified Fiscal Incentives in Environmental Policy", by  Sue Anne         **
          Batey Blackman and William J. Baumol.   Land Economics;
          56(4), pp 417-431, November 1980.


"Monsanto Gets Okay Wider 'Bubble1 Policy to  Forego Controls".            **
          Chemical Marketing Reporter, 222(1), pp 3 and 15,
          July 5, 1982.

                                      -6-

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"New Approaches to Regulatory Reform Letting the Market Do
          the Job", by Timothy B.  Clark.   National Journal,
          pp 1316-1323, August 11, 1979.
                                                                   EPA HEADQUARTERS
                                                                   LIBRAE* IDENTIFIER
      **
"New EPA Bubble Policy Wins Initial Praise".  Nation's Business
          68(2), pp 18, February 1980.
      **
"New Ways to Regulate the Bubble Policy", by Douglas M. Costle.
          Air Pollution Control Association Journal, 30(1), pp 10-11,
          January 1980.
      **
"New Ways to Shortcut Costly Rules",  by Ann M.  Reilly.  Dun's Review,     **
          115(2),;pp 62-69,  February  1980.
"Overview of the Bubble Concept",  by Ellen M. Saideman.
          Colunfaia Journal of Environmental Law,  8(1),
          pp 137-160,  1982.


"Putting 'Bubble' Concept of Pollution to the Test".  Chemical Week,
          129(11), pp 22-23, Septentoer 9, 1981.
Envirofiche
83-00032
      **
"Rules of the Game:  Regulations and the Power Plant Design Process",
          by Dennis  P.  Ward.   Public Utilities Fortnightly,
          107(7), pp 28-34, March 26,  1981.
      **
"Smarter Regulation",  by William Drayton,  Jr.  EPA Journal, 6(2),
          pp 6-7 and 40,  February 1980.
      **
"Steelworks Will Save Money by Using the Bubble Concept".
          Chemical.Engineering, 88(10) ,  pp 89, May 18, 1981.
      **
                  E
"Summary of the Federal Emissions Trading Policy Statement",
          by H.  M. Ellis;  A.  R.  Greenway; and E. Duplak.  Air Pollution
          Control Association Journal,  32(8), pp 808-809, August 1982.
      **
'Transferable Discharge Permits and the Control of Stationary
          Source Air Pollution: A Survey and Synthesis", by
          Thomas H.  Tietenberg.  Land Economics, 56(4), pp 391-416,
          November 1980.
      **

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"Using Private Market Incentives for Air Cleanup", by
          Dan T. Stathos and Michael S.  Treitman.  Public Utilities
          Fortnightly, 108(3),  pp 13-21, July 1981.
                                                      EPA HEADQUARTERS
                                                              IDENTIFIER

                                                            **
"U.S. Introduces Free Market Approach to Air Pollution Control",
          by John Scott.  Anfaio,  9(1}, pp  37-38,  1980.
                                                            **
"What's Under the EPA Bubble?".   Chemical Engineering,  87(5),
          pp 77-79, March 10, 1980.
                                                            **
NOTE:  ** =
The Journal is shelved in the Periodicals Section of the
EPA Headquarters Library.
                                     -8-

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                              BOOKS MO REPORTS

                                                                   EPA HEADQUARTERS
                                                                   LIBRARY IDENTIFIER


Bubble and Its Use with Emission Reduction Banking.
          Washington, D.C.:  U.S. Environmental Protection Agency,
          Office of Policy and Resources Management, 14 pages
          April 1982.


Bubble Policy;  A Preliminary Analysis for the State of            NTIS—DE83002678
          Illinois, by D. B. Garvey, et al.  Washington, D.C.:
          U.S. Department of Energy, 31 pages, May 1982.


Clean Air Act Oversight 1980 — Bubble Policy Hearings.            Envirofiche
          Washington, D.C.:  U.S. House of Representatives,        82-02049
          Committee on Interstate and Foreign Connerce,
          Subcommittee on Health and the Environment,
          96th Congress, 2nd Session, 96-151, 218 pages,
          June 16, 1980.


Controlled Trading;  How to Reduce the Cost of Air Pollution
          Control.  Washington, D.C.:  U.S. Environmental
          Protection Agency, Office  of Policy and Resource
          Management, 17 pages, August 1981.


Emission Reduction Banking Manual.  Washington, D.C.:
          U.S. Environmental Protection Agency, Emission Reduction
          Banking and Trading Project.  40 pages, September 1980.


Emissions Trading;  Technical/Scientific Requirements,  by          PB83-166736
          Gordon L. Brady.  Washington, D.C.:  National Science
          Foundation, 197 pages, 1982.


Incentives for Technological Innovation in Air Pollution           Envirofiche
          Reduction:  An ETIP Policy Research Series Internal      83-03529
          Offsets and Technological Innovation—Six Case
          Studies, by Mary Ellen Mogee.  Washington, D.C.:
          NBS Experimental Technology Incentives Program
          Report, NBSIR 82-2475, 71 pages, April 1982.
                                     -9-

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Issue Report on EPA's "Bubble Policy", by Richard A.  Liroff.
          Washington, D.C.:  Conservation Foundation.
          to be published Fall 1983.
                                                                   EPA HEADQUARTERS
                                                                   LIBRARY IDENTIFIER
Legal Issues Related to Creation/ Banking and Use of Emission
          Reduction Credits (ERC's).  Part I;  The Taking
          Issuer-is Compensation Required if a State or Local
          Government Confiscates or Reduces the Quantity of
          Banked ERC's, by Ivan J. Tether.  Washington, D.C.:
          U.S. Environmental Protection Agency, 23 pages,
          May 1982.
PB82-221854
EPA-230/04-82-OQ1
Manual, for a Prototype Emissions Banking and Trading Record-
          keeping .System, by Dennis Berg.  Washington,  D.C.:
          U.S. Environmental Protection Agency, 69 pages,
          April 1982.
PB82-209610
EPA-230/04-82-002
Market Approach to Air Pollution Control Could Reduce Compliance
          Costs Without Jeopardizing Clean Air Goals.
          Washington, D.C.:  Gsneral Accounting Office,
          156 pages, March 23, 1982.
Policy Issue Papers:  Six Papers on Controlled Trading,
          by Jan Bush, et al.  Washington, D.C.:
          U.S. Environmental Protection Agency, 100 pages,
          August 1981.
PB81-235046
EPA-230/3-81-004
Social Regulation Strategies for Reform.  Chapter 3;
          Getting There; Implementing the "Bubble" Policy,
          by Michael H. Levin.  San Francisco,  California:
          Institute for Contemporary Studies, 420 pages,  1982.
Tax Considerations Related to the Creation, Financing, Banking,
          Use and Disposition of SRC's in Controlled Trading
          Approaches to Air Pollution, by E. P. Baker and
          Peter H. Winslcw.  Washington, D.C.:  U.S. Environmental
          Protection Agency, 86 pages, January 1982.
PB83-148361
EPA-230/01-82-001
To Breathe Clean Air. (Section on Economic Incentive Approaches     TD883.2U57
          to Air Pollution Control, pages 276-281).
          Washington, D.C.:  National Commission on Air Quality,
          356 pages, March 1981.
                                     -10-

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                           CONFERENCE PRESENTATIONS
"Brokering Emission Reduction Credits:   A Handbook".
          U.S. Environmental Protection Agency, Washington,
          D.C., 165 pages, January 1981.
          Papers presented at Conference on Brokering Emission
          deduction Credits, Washington, D.C., January 26, 1981.
EPA HEADQUARTERS
LIBRARY IDENTIFIER

PB81-214249
EPA-230/3-81-002
"Current Issues in Offsets, Banking and Bubbling", by
          Jeff Gabe, et al.   pp 53-66.
          Presented at APCA/Economic Incentives for Clean
          Air Conference, San Francisco, California,
          January 21-23, 1981.
Envirofiche
82-01471
"Extension of Bubble Policy for Expanding the Use of Coal by
          New York Utilities", by S. N. Putta, et al. pp 161-6.
          Presented  at Governor's Conference on Expanding
          Use of Coal in New York State:  Problems and Issues,
          Albany, New York, May 21, 1581.
Envirofiche
82-02749
"Practical Aspects of an Emissions Bank", by Daniel Goalwin
          and John Phillips,  pp 83-102.
          Presented at APCA/Economic Incentives  for Clean
          Air Conference, San Francisco, California,
          January 21-23, 1981.
Envirofiche
82-01474
"Puget Sound Emissions Banking Experience", by Brent Carson.
          pp 71-82.
          Presented at APOV/EconomLc Incentives  for Clean
          Air Conference,  San Francisco, California,
          January 21-23,  1981.
Envirofiche
82-01473
"U.S. Market Trading in Air Pollution Offsets", by Weston
          Vivian,  pp 42-52.
          Presented at APCA/Economic Incentives for Clean
          Air Conference, San Francisco,  California,
          January 21-23, 1981.
Envirofiche
82-01470
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 SOURCES FOR ADDITIONAL INFORMATION
Regulatory Reform Staff   (PM-223)
U.S. Environmental Protection Agency
401 M Street, S.W.
Washington, D.C.  20460

Telephone No.:  202 382-2689
Brock Nicholson
Office of Air Quality and Standards (MD-15)
U.S. Environmental Protection Agency
Research Triangle Park, North Carolina  27711

Telephone No.:  919 541-5516
                                           0460
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