RESEARCH   TRIANGLE    INSTITUTE
  NAPCA Contract No. CPA 22-69-79
  RTI  Project  No. OU-455
February 1970
                       FINAL REPORT
                         R-OU-455
      COMPREHENSIVE  ECONOMIC COST STUDY  OF  AIR
   POLLUTION  CONTROL COSTS FOR  SELECTED  INDUSTRIES
                   AND SELECTED  REGIONS
                             by

                M.E. Fogel, D.R. Johnston, R.L.Collins,
                 D.A. LeSourd,  R.W. Gerstle,  E.L. Hill

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                RESEARCH TRIANGLE INSTITUTE
        OPERATIONS RESEARCH AND ECONOMICS DIVISION
          RESEARCH TRIANGLE PARK, NORTH CAROLINA
                       FINAL REPORT

                         FR-OU-455
Comprehensive Economic Cost Study of Air Pollution Control
    Costs for Selected Industries and Selected Regions
                            by
         M. E. Fogel, D. R. Johnston, R. L. Collins,
          D. A. LeSourd, R. W. Gerstle, E. L. Hill
                       Prepared for:

     The National Air Pollution Control Administration
            United States Public Health Service

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                           ACKNOWLEDGMENTS

     The authors wish to acknowledge the many people who contributed to
the research reported herein.  RTI staff members who contributed signi-
ficantly to the research are:  C. Benrud, T. E. Bingham, C. N. Click,
F. 0. Mixon, R. E. Paddock, H. G. Richter, A. R. Schleicher, and
D. Wilder.  The authors appreciate the efforts of personnel of Resources
Research, Inc. in assisting in the cost analysis for the following
sources:  solid waste disposal, petroleum refining, petroleum products
and storage, rubber, varnish, and plastics.  C. Smallwood, Jr., and
W. S. Caller, both of North Carolina State University, provided guidance
in connection with solid waste disposal methods.
     The authors also wish to acknowledge the continuing technical
guidance provided by the NAFCA project officers, N. G. Edmisten,
J. F. Citarella, J. R. O'Connor, and A. K. Miedema.
     Finally, special appreciation is extended to the ladies who typed
and retyped the many drafts of this report:  J. Billings, project
secretary; T. Batten, M. Davis, F. Heald, S. Powell, and T. Stone.

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                                 ABSTEACT
   t
   I " Estimates  were made of the costs of controlling the emissions of
 selected  pollutants from twenty-two sources within 100 metropolitan areas, o.-
  f   \l          »\, . .    .    '-'         '»'"/,-         <--
 Under the implementation plan assumed, these costs will be incurred during
 the  period of Fiscal Year 1970 through Fiscal Year 1975.S'The pollutants
 selected  are  particulates, sulfur oxides,  hydrocarbons, and carbon monoxide.
 The  emission  standards  applied are considered "stringent in comparison with
 many currently  in  use throughout the Nation. /(^The sources for which control
 cost estimates  were made are solid waste disposal, steam-electric generating
 plants,  industrial boilers, commercial and institutional heating plants,
 residential heating plants, and the following industrial categories:   kraft
 pulp, iron and  steel, gray iron foundry, primary nonferrous metallurgical
 (copper,  lead,  zinc, and aluminum) ,^sulfuric acid, phosphate fertilizer,
 petroleum refining, cement, lime, coal cleaning, petroleum products and
 storage,  grain  milling (animal feed) "and handling, varnish, rubber (tires
 and  inner tubes), ^and secondary nonferrous metallurgical. (copper, lead,
 zinc, and aluminum). ^Essential data defining regional and relevant process
 and  air  pollution  control engineering characteristics required to support
 the  cost  analyses  for each source are presented and analyzed in separate
 appendixes to the  report.^
      The  coking,  plastics, rendering, and soap and detergent industries
 were, "examined ;  however, control cost estimates were not made.
    ^Air  pollution control costs are presented for each region and source
 by fiscal year  in  terms of investment and annual expenditures.  The cost
 estimates developed reflect the control of sources in operation as of
 Calendar  Year 1967 as well as additional sources assumed to be constructed
 during the period  of Calendar Year 1968 through Fiscal Year 1975.  For the
 sources  in operation in 1967, it was assumed that compliance with the
 standards and hence the rate at which the estimated costs are incurred is
 defined  by the  assumed implementation plan.  Control of additional sources
 was  assumed to  take place immediately.  In addition, emission estimates are
 presented which reflect conditions both with and without implementation of
"tfie^emission  standards. >£Che estimated investment costs for the 100 metro-
 politan  areas amount to $2.64 billion; an annual cost of $1.88 billion is
 reached  by Fiscal  Year 1975.  An extensive bibliography is also included.

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                           TABLE OF CONTENTS
                                                                     Page
ABSTRACT	   il;L
LIST OF TABLES	   vli
LIST OF FIGURES	xlii
Chapter 1:  Introduction	   1-1
     I.   PURPOSE OF RESEARCH	   1-1
    II.   SCOPE OF RESEARCH	   1-2
   III.   LIMITATIONS	   1-3
    IV.   PLAN OF REPORT	   1-4
Chapter 2:  Study Methodology 	   2-1
     I.   INTRODUCTION	   2-1
    II.   METHODOLOGY OVERVIEW	   2-1
   III.   SELECTION OF POLLUTANTS	   2-2
    IV.   SELECTION OF SOURCES	   2-2
     V.   ENGINEERING ANALYSIS	   2-3
          A.   Source Analysis	   2-3
          B.   Emission Estimates 	   2-3
          C.   Level of Control Estimates 	   2-3
          D.   Required Removal Efficiency	   2-4
          E.   Selection of Control Alternatives	   2-5
    VI.   SOURCE STATISTICS 	   2-6
   VII.   COST ANALYSES	   2-12
          A.   General Approach 	   2-12
          B.   Accuracy of the Estimates	   2-14
          C.   Amortization Procedures	   2-15
  VIII.   VALIDITY OF COST ESTIMATES	   2-15
Chapter 3:  Cost Estimates	   3-1
     I.   INTRODUCTION	   3-1
    II.   TOTAL IMPLEMENTATION COSTS	   3-1
   III.   SOURCE COSTS	   3-1
    IV.   METROPOLITAN AREA COSTS	   3-4
          A.   Total Implementation 	   3-4
          B.   Solid Waste Disposal 	   3-6
          C.   Stationary Combustion	   3-6
          D.   Industrial Process 	   3-9
Chapter 4:  Emission Reductions 	   4-1
     I.   INTRODUCTION	   4-1

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                     TABLE OF CONTENTS (Continued)
    II,
   III.
BIBLIOGRAPHY
Appendix A:
Appendix B:
Appendix C:

Appendix D:

Appendix E:
Appendix F:
Appendix G:
Appendix H:
Appendix I:
Appendix J:
Appendix K:
Appendix L:
Appendix M:
Appendix N:
Appendix 0:
Appendix P:
Appendix Q:
Appendix R:
Appendix S:
Appendix T:
Appendix U:
Appendix V:

METROPOLITAN AREA SUMMARY 	

B. Particulates 	
C. Sulfur Oxide 	


SOURCE SUMMARY 	

B. 1967 Emission Levels 	
C. 1975 Emission Levels 	
'HY 	
L: Assumed Emission Standards 	
S: Selection of 100 Metropolitan Areas 	
Page
. . . . 4-1
. . . . 4-1
. . . . 4-3
. . . . 4-3
. . . . 4-6
. . . . 4-6
. . . . 4-7
. . . . 4-7
. . . . 4-7
. . . . 4-7
. . . . 5-1
. . . . A-l
. . . . B-l
Chronological Phasing of the Implementation of Air
     Quality Control in 100 Metropolitan Areas .  . .
1967 Base Year Air Quality Control Costs; Annual and
     Investment Costs by Metropolitan Area, FY 1971-
     1975	
Solid Waste Disposal 	
Steam-Electric Power Plants	
Industrial Boilers 	
Commercial-Institutional Heating Plants. .
Residential Heating Plants 	
Kraft (Sulfate) Pulp Industry	
Iron and Steel Industry	
Gray Iron Foundry Industry 	
Primary Nonferrous Metallurgical Industry.
Sulfuric Acid Industry 	
Phosphate Fertilizer Industry	
Petroleum Refinery Industry	
Asphalt Cement Industry	
Cement Industry	
Lime Industry	
Coal Cleaning Industry 	 ,
Petroleum Products Storage Industry. .  . ,
Grain Milling and Handling Industry. .  . .
C-l

D-l
E-l
F-l
G-l
H-l
1-1
J-l
K-l
L-l
M-l
N-l
0-1
P-l
Q-l
R-l
S-l
T-l
U-l

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                    TABLE OF CONTENTS (Continued)
Appendix W:
Appendix X:
Appendix Y:
Appendix Z:
Appendix AA:
Appendix BB:
Appendix CC:
Varnish Industry 	
Rubber (Tires and Inner Tubes) Industry. .  .
Secondary Nonferrous Metallurgical Industry.
Coking Industry	
Plastics Industry	
Rendering Industry 	
Soap and Detergent Industry	
Page
 W-l
 X-l
 Y-l
 Z-l
 AA-1
 BB-1
 CC-1

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                             LIST OF TABLES

Table                                                                Page

 2-1      Major Sources of Data for Stationary Combustion
               Cost Estimating Analyses	2-8

 2-2      Principal Sources of Data on Source Location,
               Number, and Capacities	2-9

 2-3      Principal Sources of Data on Production	2-10

 2-4      Principal Sources of Data on Source Value of Shipments . .  2-10

 2-5      1967 Statistics for Industrial Process Sources 	  2-11

 3-1      Projected Costs for Controlling Facilities in 100
               Metropolitan Areas	3-2

 3-2      Total Control Cost by the End of Fiscal Year 1975	3-3

 3-3      Expected Annual Control Costs Relative to Capacity and
               Shipments of Industrial Process Sources 	  3-5

 3-4      1967 Base Year Air Quality Control Costs Total Investment
               (FY 1971-1975) and FY 1975 Annual Costs by
               Metropolitan Area	3-10

 4-1      Emissions and Control Levels for 100 Metropolitan Areas
               With and Without Implementation of the Act, 1967
               and 1975	4-2

 4-2      Estimated 1967 Emission Levels - Stationary
               Combustion Sources	4-4

 4-3      Estimated 1967 Emission Levels - Industrial
               Process Sources 	  4-5

 4-4      Projected Emission Levels and Relative Effects of the Act
               by the End of Fiscal Year 1975	4-8

 A-l      Allowable Rate of Particulate Emission Based on Process
               Weight Rate	A-6

 B-l      List of 100 Metropolitan Areas	B-5

 C-l      100 Metropolitan Areas by Groups	C-5

 C-2      Implementation Schedule for 100 Metropolitan Areas by
               Group	C-7

 E-l      Cost of Upgrading Municipal Incinerators 	  E-5

 E-2      Example Metropolitan Area Solid Waste Data	E-6

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Table                                                                  page

 E-3       Summary of 1967 Example Metropolitan Area Costs	     E-7

 E-4       Municipal Incinerator Control Costs	     E-9

 E-5       Solid Waste Disposal:  Estimates of Reduced Emission
                Levels and Associated Costs 	     E-13

 E-6       Solid Waste Disposal:  Estimated Cost of Controlling
                Pollutant Emissions from Sources Added After 1967  .     E-14

 F-l       Particulate and S02 Uncontrolled Emission Factors. . .  .     F-4

 F-2       Particulate Removal Efficiencies Required	     F-5

 F-3       Steam-Electric Power Plants:  Estimates of Reduced
                Emission Levels and Associated Costs	     F-8

 F-4       Steam-Electric Power Plants:  Estimated Cost of
                Controlling Pollutant Emissions from Sources
                Added after 1967	     F-9

 G-l       Particulate Emission Factors for Industrial Boilers. .  .     G-5

 G-2       SC>2 Emission Factors for Industrial Boilers	     G-5

 G-3       Industrial Boilers:  Estimates of Reduced Emission
                Levels and Associated Costs 	     G-7

 G-4       Industrial Boilers:  Estimated Cost of Controlling
                Pollutant Emissions from Sources Added after 1967  .     G-8

 H-l       Fuel Consumption for Commercial and Institutional
                Heating, 1967 (Percentage Distribution of Gas, Oil,
                and Coal by State)	     H-5

 H-2       Uncontrolled Emission Rates for Commercial-
                Institutional Space Heating	     H-6

 H-3       Conversion Costs for Commercial-Institutional Space
                Heating	     H-7

 H-4       Commercial-Institutional Heating Plants:  Estimates
                of Reduced Emission Levels and Associated Costs .  .     H-8

 1-1       Uncontrolled Emission Rates	     1-5

 1-2       Conversion Costs for Residential Heating 	     1-7

 1-3       Residential Heating Plants:  Estimates of Reduced
                Emission Levels and Associated Costs	     1-8

 J-l       Uncontrolled Particulate Emission Rates	     J-5

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Table                                                                  Page

 J-2       Estimated Particulate Control Levels and Emission
                Rates after Control	   J-6

 J-3       Required Removal Efficiencies for Kraft Processes	   J-7

 J-4       Gas Volume vs. Production for Kraft Processes	   J-8

 J-5       Control Systems Selected  	   J-8

 J-6       Kraft Recovery Furnace Emission Control Costs	   J-9

 J-7       Rotary Lime Recovery Kiln Emission Control Costs 	   J-17

 J-8       Kraft Smelt-dissolving Tank Emission Control Costs ....   J-17

 J-9       Kraft Bark Boiler Emission Control Costs 	   J-18

 J-10      Kraft (Sulfate) Pulp Plants:  Estimates of Reduced
                Emission Levels and  Associated Costs	   J-19

 J-ll      Kraft (Sulfate) Pulp Plants:  Estimated Cost of
                Controlling Pollutant Emissions from Sources
                Added after 1967	   J-21

 K-l       Uncontrolled Particulate  Emission Rates	   K-5

 K-2       Particulate Control Levels 	   K-5

 K-3       Required Removal Efficiencies for Emission Sources ....   K-6

 K-A       Selected Control Systems  	   K-7

 K-5       Cost Estimating Parameters	   K-9

 K-6       Iron and Steel Plants:  Estimates of Reduced Emission
                Levels and Associated Costs 	   K-12

 K-7       Iron and Steel Plants:  Estimated Cost of Controlling
                Pollutant Emissions  from Sources Added after 1967 .  .   K-13

 L-l       Cupola Emission Control Costs	   L-6

 L-2       Gray Iron Foundries:  Estimates of Reduced Emission
                Levels and Associated Costs 	   L-8

 L-3       Gray Iron Foundries:  Estimated Cost of Controlling
                Pollutant Emissions  from Sources Added after 1967 .  .   L-9

 M-l       Uncontrolled Particulate  Emission Factors for
                Electrolytic Reduction Cells	   M-5

 M-2       Required Particulate Removal Efficiency - Prebaked Cells .   M-6

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Table                                                                  Page

 M-3       Required Particulate Removal Efficiency - Soderberg
                Pots	   M-6

 M-4       Capacity and Gas Volume - Prebaked Cells	   M-7

 M-5       Capacity and Gas Volume - Soderberg Cells	   M-7

 M-6       Metallurgical Processes for Copper, Lead and Zinc	   M-8

 M-7       Primary Smelting - Model Plants	   M-9

 M-8       Primary Nonferrous Metallurgical Plants:  Estimates of
                Reduced Emission Levels and Associated Costs	   M-20

 M-9       Primary Nonferrous Metallurgical Plants:  Estimated
                Cost of Controlling Pollutant Emissions from
                Sources Added after 1967	   M-21

 N-l       Sulfuric Acid Emission Control Costs:  Double
                Absorption	   N-7

 N-2       Sulfuric Acid Emission Control Costs:  Mist Eliminator .   .   N-7

 N-3       Sulfuric Acid Plants:  Estimates of Reduced Emission
                Levels and Associated Costs 	   N-9

 N-4       Sulfuric Acid Plants:  Estimated Cost of Controlling
                Pollutant Emissions from Sources Added after 1967 .   .   N-ll

 0-1       Primary Phosphate Fertilizer Control Costs 	   0-6

 0-2       Phosphate Fertilizer Plants:  Estimates of Reduced
                Emission Levels and Associated Costs	   0-8

 0-3       Phosphate Fertilizer Plants:  Estimated Cost of
                Controlling Pollutant Emissions from Sources
                Added after 1967	   0-9

 P-l       Hydrocarbon Emissions and Control Percentages	   P-5

 P-2       Petroleum Refining Plants:  Estimates of Reduced Emission
                Levels and Associated Costs 	   P-14

 p-3       Petroleum Refineries:  Estimated Cost of Controlling
                Pollutant Emissions from Sources Added after 1967 .   .   P-16

 Q-l       Incremental Removal Efficiencies Required	   Q-4

 Q-2       Asphalt Batching Emission Control Costs	   Q-6

 Q-3       Asphalt Batching Plants:  Estimates of Reduced Emission

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Table                                                                  Page

 Q-4       Asphalt Batching Plants:  Estimated Cost of
                Controlling Pollutant Emissions from Sources
                Added after 1967	   Q-9

 R-l       Present Control Status for the Cement Industry  	   R-5

 R-2       Ultimate Particulate Removal Efficiencies Required  ....   R-5

 R-3       Production Rate Versus Gas Volume	   R-6

 R-4       Cement Plant Emission Costs	   R-7

 R-5       Cement Plants:  Estimates of Reduced Emission Levels
                and Associated Costs	   R-l2

 R-6       Cement Plants:  Estimated Cost of Controlling
                Pollutants Emissions from Sources Added after 1967.  .   R-13

 S-l       Ultimate Control Efficiency Required 	   S-5

 S-2       Lime Kiln Gas Volumes	   S-6

 S-3       Rotary Lime Kiln Emission Control Costs	   S-12

 S-4       Vertical Lime Kiln Emission Control Costs	   S-13

 S-5       Lime Plants:  Estimates of Reduced Emission Levels and
                Associated Costs	   S-14

 S-6       Lime Plants:  Estimated Cost of Controlling Pollutant
                Emissions from Sources Added after 1967 	   S-16

 T-l       Uncontrolled Particulate Emission Rates from Coal
                Cleaning Processes	   T-4

 T-2       Coal Cleaning Emission Control Costs 	   T-6

 T-3       Coal Cleaning Plants:  Estimates of Reduced Emission
                Levels and Associated Costs 	   T-10

 T-4       Coal Cleaning Plants:  Estimated Cost of Controlling
                Pollutant Emissions from Sources Added after 1967 .  .   T-12

 U-l       Emission Factors for Bulk Gasoline Storage 	   U-4

 U-2       Petroleum Products Storage Plants:  Estimates of Reduced
                Emission Levels and Associated Costs  	   U-8

 U-3       Petroleum Products Storage Plants:  Estimated Cost of
                Controlling Pollutant Emissions from Sources Added
                after 1967	   U-9

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Table                                                                  page

 V-l       Employment Size Category for Grain Elevators	    V-6

 V-2       Grain Elevator Emission Control Costs  	    V-7

 V-3       Livestock Feed Mill Emission Control Costs	    V-8

 V-4       Grain Elevators:  Estimates of Reduced Emission Levels
                and Associated Costs  	    V-ll

 V-5       Grain Mills:  Estimates of Reduced Emission Levels and
                Associated Costs  	    V-12

 V-6       Grain Elevators:  Estimated Cost of Controlling Pollu-
                tant Emissions from Sources Added after 1967 ....    V-13

 W-l       Capacity vs. Annualized Cost Factors	    W-4

 W-2       Varnish Plants:  Estimates of Reduced Emission Levels
                and Associated Costs  	    W-8

 W-3       Varnish Plants:  Estimated Cost of Controlling Pollutant
                Emissions from Sources Added after 1967	    W-10

 X-l       Rubber  (Tires and Inner Tubes) Plants:  Estimates of
                Reduced Emission  Levels and Associated Costs ....    X-7

 X-2       Rubber  (Tires and Inner Tubes) Plants:  Estimated Cost
                of Controlling Pollutant Emissions from Sources
                Added after 1967	    X-8

 Y-l       Uncontrolled Emission  Rates from Secondary Nonferrous
                Metals Industry	    Y-4

 Y-2       Emission Control Costs for the Secondary Nonferrous
                Metallurgical Industry 	    Y-6

 Y-3       Secondary Nonferrous Metallurgical Industry:  Estimates
                of Reduced Emission Levels and Associated Costs. . .    Y-7

 Y-4       Secondary Nonferrous Metallurgical Plants:  Estimated
                Cost of Controlling Pollutant Emissions from
                Sources Added after 1967 	    Y-9

 Z-l       Emissions from Beehive and By-Product Ovens  	    Z-4

 Z-2       Levels of Control for  By-Product Coke Ovens	    Z-4

 Z-3       Uncontrolled Emission  Rates for Coking Operations ....    Z-5

 Z-4       Gas Volumes for Coking Operations	    Z-6

AA-1       Plastics Manufacturing Emissions, Sources and Control . .   AA-6

BB-1       Distribution of Rendering Plants in the United States . .    BB-4


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                               LIST  OF FIGURES

Figure                                                                   page
 2-1       Control Cost versus Gray  Iron  Cupola  Capacity	    2-7
 3-1       Distribution of FY 1971-1975 Investment  Cost   	    3-7
 3-2       Distribution of FY 1975 Annual Costs	    3-8
 A-l       New York State Particulate Emission Regulation
                for Refuse Burning Equipment  	    A-5
 A-2       Maryland Particulate Emission  Standards  for Fuel
                Burning Installations  	    A-7
 E-l       Municipal  Incinerator  Particulate  Control  Cost  	    E-10
 J-l       Equipment  Cost for Venturi Scrubbers	    J-10
 J-2       Equipment  Cost for Venturi Scrubbers   .  „	    J-ll
 J-3       Annual Direct Operating Cost for Venturi Scrubbers   ....    J-12
 J-4       Annual Direct Operating Cost for Recovery  Boiler
                Venturi Scrubbers	„	    J-13
 J-5       Annual Direct Operating Cost for Lime  Kiln Venturi
                Venturi Scrubbers  	    J-14
 J-6       Equipment  Cost for Multi-tube  Collectors  	    J-15
 J-7       Annual Operating Cost  for Multi-tube  Collectors  	    J-16
 M-l       Equipment  Cost for Packed Towers	    M-ll
 M-2       Annual Direct Operating Cost for Packed  Towers	„    M-12
 M-3       Equipment  Cost for High-voltage Electrostatic
                Precipitators  	  .....    M-13
 M-4       Capital Costs for the  Contact  Sulfuric Acid Process  ....    M-15
 M-5       Annual Operating Costs for Contact Sulfuric Acid Process   .    M-16
 M-6       Equipment  Costs for Lime  Wet-Scrubbing Process  	    M-17
 M-7       Operating  Costs for the Lime-Burning  Section of the
                Lime  Wet-Scrubbing Process 	    M-18
 M-8       Operating  Costs-Scrubbing and  Waste-Treating Section of
                Lime  Wet-Scrubbing Process at 100%  of Capacity  ....    M-19
 0-1       Equipment  Cost for Venturi Scrubbers	    0-10
 0-2       Equipment  Cost for Venturi Scrubbers	    0-11
 0-3       Annual Direct Operating Cost for Venturi Scrubbers   ....    0-12
 P-l       Installed  Cost of Floating Roofs on Petroleum  Storage
                Tanks	    P-6
 P-2       Sulfur Recovery Plants Costs   	    P-8
 P-3       Annual and Installed Costs for Electrostatic Precipitators.    P-ll

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Figure                                                                  page
 P-4       Cost of Carbon Monoxide Boilers	    P-12
 Q-l       Equipment Cost for Venturi Scrubbers	    Q-10
 Q-2       Equipment Cost for Venturi Scrubbers	    Q-ll
 Q-3       Annual Direct Operating Cost for  Venturi Scrubbers ....    Q-12
 Q-4       Equipment Cost for Multi-tube Collectors 	    Q-13
 Q-5       Annual Operating Cost for Multi-tube  Collectors  	    Q-14
 R-l       Equipment Cost for Electrostatic  Precipitator	    R-8
 R-2       Operating Costs for Electrostatic Precipitators	    R-9
 R-3       Equipment Cost of Fabric Filters	    R-10
 S-l       Equipment Cost for Venturi Scrubbers	    S-7
 S-2       Equipment Cost for Venturi Scrubber	    S-8
 S-3       Annual Direct Operating Cost for  Venturi Scrubbers ....    S-9
 S-4       Equipment Cost for Cyclonic Scrubbers	    S-10
 S-5       Annual Direct Operating Cost for  Cyclonic Scrubbers.  .  .  .    S-ll
 T-l       Equipment Cost for Venturi Scrubbers	    T-7
 T-2       Equipment Cost for Venturi Scrubbers	    T-8
 T-3       Annual Direct Operating Cost for  Venturi Scrubbers ....    T-9
 U-l       Cost for Converting Fixed Roof Gasoline Storage Tanks
                to Floating Roof Tanks	    U-5
 V-l       Equipment Cost of Fabric Filters	    V-9
 W-l       Installed Cost for Direct-fired Afterburner for Varnish
                Plant	    W-5

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                               Chapter 1

                             Introduction


                        I.  PURPOSE OF RESEARCH


     This report is submitted in partial fulfillment of the requirements

of National Air Pollution Control Administration  (NAPCA) Contract No.

CPA 22-69-79.  The research results presented herein are in support of

the cost estimates given in the Second Report of  the Secretary of Health,

Education, and Welfare to the Congress of the United States as provided

for in section 305(a) of Public Law 90-148, the Clean Air Act, as Amended.

     The purpose of the research reported in this document was to make

estimates of the air pollution control costs that will result from imple-

mentation of the Clean Air Act, as Amended.  The  section of the act perti-

nent to this research reads:

               Sec.  305. (a) In order to provide  the basis for eval-
          uating programs authorized by this Act and the development
          of new programs and to furnish the Congress with the infor-
          mation necessary for authorization of appropriations by
          fiscal years beginning after June 30, 1969, the Secretary,
          in cooperation with State, interstate, and local air pollu-
          tion control agencies, shall make a detailed estimate of
          the cost of carrying out the provisions of this Act; a
          comprehensive study of the cost of program implementation
          by affected units of government; and a comprehensive study
          of the economic impact of air quality standards on the
          Nation's industries, communities, and other contributing
          sources of pollution, including an analysis of the national
          requirements for and the cost of controlling emissions to
          attain such standards of air quality as may be established
          pursuant to this Act or applicable State law.  The secre-
          tary shall submit such detailed estimates and the results
          of such comprehensive study of cost for the five-year
          period beginning July I, 1969, and the results of such
          other studies, to the Congress not later than January 10,
          1969, and shall submit a reevaluation of such estimate
          and studies annually thereafter.

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                         II.   SCOPE OF RESEARCH

     Costs of control were estimated for three major categories of pollu-
tant sources:   solid waste disposal, stationary combustion, and industrial
process.  Included as stationary combustion sources are steam-electric
generating plants, industrial boilers, commercial and institutional heating
plants, and residential heating plants.  Initially, the industrial process
sources studied were:  the kraft (sulfate)  pulp, iron and steel, gray iron
foundry, primary nonferrous metallurgical,  sulfuric acid, phosphate ferti-
lizer, petroleum refining, cement,  lime, coal cleaning, petroleum products
storage, grain milling and handling, varnish, rubber (tires and inner
tubes), secondary nonferrous metallurgical, coking, plastics, and rendering
industries.  Of these, the coking,  plastics, rendering, and soap and deter-
gent industries were deleted from the study for reasons included in
Appendixes Z, AA, BB, and CC.
     The pollutants for which control costs were estimated (as appropriate
to each particular source) were particulates, sulfur oxides, hydrocarbons,
and carbon monoxide.—
     Costs of control were estimated for establishments of the selected
source categories that operated during 1967 in 100 metropolitan areas of
the Nation that were selected and defined by NAPCA.  Both investment and
annualized costs for the affected areas were estimated and expected error
limits were assigned to all cost estimates.
     Additionally, emission control costs that might be incurred by facil-
ities built during the period 1968  through  Fiscal Year 1975 were estimated.
These estimates are limited to the  sources  and the 100 areas mentioned
above.   Additional costs resulting  from growth were estimated for all of
the 100 metropolitan areas; no estimates on an area by area basis were
made.
     Air quality criteria  and  control  technology documents for particulate
and sulfur oxides have been  published  by NAPCA;  documents for hydrocarbons
and carbon monoxide are in preparation.

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                           III.  LIMITATIONS

     The principal and general limitations of this study are described
below.  Limitations peculiar to a particular source are discussed in
the pertinent appendix.  Estimates of numbers and sizes of sources,
emissions, and costs made in this study were based entirely on data
obtained from NAPCA surveys, technical and trade journals, the Bureau
of the Census, government reports, and manufacturing firms and trade
associations.
     In a number of instances, the required data were not available in
a directly usable form.  In those cases and when feasible, estimates
of the parameters were made and the sensitivity of the resulting cost
estimate to  the estimated parameter was considered.  For many industries
it was not possible to obtain sufficient detailed engineering data to
make reliable cost estimates for all of the pollutant sources within
the industry.  Accordingly, cost estimates for those industries were
based only on those processes considered to be prime pollutant sources.
In some cases the cost of controlling emissions from materials handling
could not be estimated due to the paucity of appropriate data.
     To estimate costs, it was also necessary to assume a level of emis-
sion control to be achieved for each pollutant emitted from each source
category.  The assumed levels of control were based on emission stan-
dards selected by NAPCA and described in Appendix A.  Cost estimates
are for control at the levels required by the assumed standards and, of
course, would be higher or lower if more or less stringent emission
standards were assumed.
     The area and total cost estimates presented in this report apply
only to the  control of particulates, sulfur oxides, hydrocarbons, and
carbon monoxide.  The projected costs should not, therefore, be considered
the full cost of achieving clean air.  There are many other pollutants
and sources  that must be included in the calculation of such a figure.

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     Finally,'it should be emphasized that making cost estimates  required
a number of assumptions regarding control technology.  In a few cases
these assumptions were somewhat arbitrary and do not necessarily  reflect
the latest technology available.  Insofar as possible, however, current
techniques of proven effectiveness were assumed.  It is probable  that
new and improved control equipment and methods will evolve during the  time
span of the implementation plan assumed for this analysis.  Such  develop-
ments, as well as unpredictable price movements, may cause actual costs
to differ significantly from the estimates presented herein.  Furthermore,
actual control costs may include some items of expense not predicted by
the simplified source descriptions assumed for this analysis.

                            IV.  PLAN OF REPORT

     The results of this research are presented in the following three
chapters.  Chapter 2 discusses the methodology employed to obtain esti-
mates of the cost of controlling pollutant emissions from solid waste
disposal, stationary combustion, and industrial processes in 100 metro-
politan areas of the United States;  Chapter 3 presents the cost estimates;
and Chapter 4 outlines the emission reductions that would be accomplished
by implementing the plan of control assumed herein.   Appendixes to this
report describe the emission standards assumed,  the metropolitan areas
studied,  the implementation plan,  the metropolitan area costs by fiscal
year,  and the detailed engineering and cost data,  by source, used in the
analyses.

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                                Chapter 2
                            Study Methodology

                            I.  INTRODUCTION

     The objective of this chapter is to describe in general terms the
methods and the data employed to estimate regional air pollution control
costs.
     The methods are described under the following section headings:
"Methodology Overview," "Selection of Pollutants," "Selection of Sources,"
"Engineering Analysis," "Source Statistics," "Cost Analysis," and "Validity of
Cost Estimates."  The general descriptions presented in this chapter are
supplemented by appendixes to this report which detail the procedures
followed for each of the sources.

                        II.  METHODOLOGY OVERVIEW

     The method used in the cost estimations included steps common to
all of the sources analyzed.  First, it was necessary to determine which
of the pollutants under study were being emitted in concentrations or
at rates exceeding the assumed control standards.  The next step was the
calculation of 1967 emissions, based on an estimate of the level of con-
trol in effect at that time.  This established a baseline for subsequent
control cost analyses.  Assuming such a baseline, calculations were
performed to determine the pollutant removal efficiencies required to
bring 1967 emissions into compliance with the emission standards assumed.
Control equipment and/or other control procedures that would achieve the
calculated pollutant removal efficiency were identified.  Cost estimates
based on the control procedures identified were then made for each cate-
gory of polluting source segregated by area; the accompanying reduction
in emissions was also calculated.

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      A special series  of  calculations  to  account for the control of
 additional capacity constructed  after  1967 was  also performed.   The
 emissions and  resulting control  costs  for the  sources existing in 1967
 were computed  and  tabulated  by area  according  to the implementation
 schedules assumed.   The costs of controlling the sources assumed to be
 constructed after  1967 were  computed assuming  that  control takes place
 in the same year the facility is constructed.   The  additional sources
 were given credit  for  a control  level, without  the  act in effect,  equal to
 the source average  in  1967.  Costs for controlling  the additional  sources
 were calculated only as a  single quantity for all the 100 areas.

                        III.   SELECTION OF POLLUTANTS

      Of  the many pollutants  for which control  expenditures may eventually
 be  required,  only four were  selected by NAPCA  for this study.  They are
 particulates,  sulfur oxides, hydrocarbons,  and carbon monoxide.  Choice
 of  these  particular pollutants  was based  on two important considerations.
 First, and most important, these pollutants  are significant because of
 their widespread and adverse effects on communities.  Second, acceptable
 emission  control techniques  exist for these  four pollutants.  In fact,
 air quality criteria and  control technology  documents for particulate
 and sulfur oxides have already  been published  by NAPCA;  hydrocarbon and
 carbon monoxide documents will  be published  in early 1970.

                        IV.  SELECTION OF  SOURCES

     The sources selected  for inclusion in this  study are those that emit
particulates, sulfur oxides,  hydrocarbons, or carbon monoxide in appreci-
able quantities.  Initially,  the  sources  selected by NAPCA included steam-
electric generating plants, industrial  boilers,  commercial-institutional
heating plants, residential heating plants,  the  grain milling and handling,
rendering, kraft (sulfate)  pulp,  sulfuric  acid,  soap and  detergent, phos-
phate fertilizer, petroleum refining, asphalt batching, cement, lime, iron
and steel, gray iron foundry, primary nonferrous metallurgical, and secon-
dary nonferrous metallurgical industries,  and solid  waste disposal.  Dis-
cussions with RTI personnel led to the  addition  of the plastics, varnish,
coking, rubber  (tires and  inner tubes), petroleum products storage, and

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coal cleaning industries  to  the  list  of  sources.   Subsequently,  as was
indicated in Chapter  1, the  coking, plastics,  rendering,  and  soap and
detergent industries  were deleted  from the  list  for  reasons cited in
Appendixes Z, AA, BB, and CC.

                        V.   ENGINEERING  ANALYSIS

A.   Source Analysis
     Before cost analysis could  be performed,  a  thorough  engineering
analysis of the sources was  necessary.   This involved an  understanding
of production processes and  an appraisal of their  emissions,  existing
levels of control, and other factors  related to  air  pollution control
and control costs.  In addition, there were numerous process  steps for
which one or more unit processes could be employed,  e.g., wet or dry
calcining of cement.
B.   Emission Estimates
     For each unit process,  emission  factors were  either  obtained from
published literature  or derived.   Discussions  of the emission factors
employed for specific sources are  presented in the appropriate appendixes.
Uncontrolled emissions were  estimated for the  unit processes  simply by
multiplying emission  factors by  appropriate production estimates.  Esti-
mates for a given source  were made on hourly,  daily, or yearly bases for
a given plant, an area, or the entire Nation.
C.   Level of Control Estimates
     To ascertain whether the 1967 emissions from a  given source were in
compliance with the assumed  standards,—   it was necessary to  determine
the existing level of control.   Ideally,  the level of control should be
determined for each source within  each metropolitan  area.  However, it
became apparent early in  the project  that area-specific information
could not be obtained during the available  time, if  at all.  Accordingly,
—    These standards are discussed in detail in Appendix A.

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estimates of 1.967 control levels were based on the best obtainable secon-
dary data.-7  For some sources, average control levels for the Nation
were applied to the sources in all metropolitan areas.
     In some cases where emissions were being controlled, the control
system was actually part of the production process; such costs were not
considered to be air pollution control expenses.
D.   Required Removal Efficiency
     The next step in the analysis was the calculation of the pollutant
removal efficiencies required to satisfy the emission standards assumed.—
Given the allowable and the existing emissions, the required removal effi-
ciency was calculated using the following equation:

                        R.E. = Qe " Qa x 100%
                 where: R.E. is the removal efficiency (in
                        percentage) required;
                        Qe is the existing emission; and
                        Qa is the allowable emission.
This relationship holds for both concentration-based and mass rate  emis-
sion standards.  The New York State Standard was used for solid waste
incinerators.  This standard relates the allowable particulate emissions
in pounds per hour to the pounds per hour of refuse charged.  In the case
of stationary combustion equipment, the State of Maryland Standard was
used.  This standard states the allowable particulate emission, in  terms
of pounds per million Btu input, as a function of the equipment capacity
rating in millions of Btu per hour.  The standard also provides for  previ-
ously existing and new installations, with more stringent requirements
for new installations.   A standard of 1.46 pounds of sulfur dioxide  per
million Btu input was used for sulfur oxide emissions from stationary
combustion equipment; this corresponds to a 1.0 percent sulfur-content
2]
-    Except the gray iron foundry industry for which plant by plant control
data were available from a post card survey.
     These emission standards are discussed in more detail in Appendix A.

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coal.  Allowable particulate emissions from industrial processes, expressed
in pounds per hour, were a function of tons per hour of input material;
the Bay Area Air Pollution Control District Process Weight Rate Standard
was employed in this analysis.  To control hydrocarbon emissions from
industrial process sources, a standard that required a reduction of 90
percent or more by weight was selected.  For sulfur dioxide emissions from
sources other than fuel combustion, a maximum concentration standard of
500 parts per million by volume was assumed.  The control standard for
carbon monoxide requires that all emissions be reduced 95 percent by weight.
Petroleum storage tanks of more than 40 thousand gallons capacity, with
a vapor pressure equal to or greater than 1.5 p.s.i.a. must be equipped
with a floating roof, a vapor recovery system, or some other equally effi-
cient device.  Gasoline storage tanks with a capacity of 250 gallons or
more must be equipped with a submerged filling inlet.
E.   Selection of Control Alternatives
     The final step of the engineering analysis was the identification of
applicable air pollution control alternatives.  In nearly all cases, the
designation of an alternative on which to base the cost estimates was made
because of industrial experience with the control alternative.  Occasion-
ally, it became apparent that one alternative was clearly superior to all
others, but this was the exception rather than the rule.  In most cases,
there were several alternatives which would meet requirements.  For example,
the control of particulates can be accomplished by use of cyclones, fabric
filters, electrostatic precipitators or wet-type scrubbers and, in the
case of combustion equipment, by fuel substitution.  Sulfur oxide emis-
sions can be reduced by fuel substitution, gas scrubbing, and sulfur com-
pound recovery systems.  In general, the designation of control alterna-
tives for carbon monoxide and hydrocarbons was straightforward since the
number of alternatives was more limited.  The specific control alternatives
on which cost estimates for a given source were based are presented in
the related appendix.  In general, the size of air pollution control equip-
ment is expressed in terms of gas throughput, and process size - gas volume

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relationships were determined for each unit process.   In addition, certain
engineering factors related to equipment cost had to  be established, e.g.,
required pressure drop for venturi scrubbers; construction material; type
of fabric filter material; wet- or dry-type electrostatic precipitator,
etc.  Once these factors were determined,  reasonable  estimates of purchase,
installation, and operating costs could be made.   An  example of a produc-
tion - control cost relationship is shown  in Figure 2-1 for the control
of gray iron cupolas.   This figure also illustrates economy of scale.

                         VI.   SOURCE STATISTICS

     In order to apply the findings of engineering analysis to control
cost estimation, a variety of source statistics were  required.  These
source statistics included regional data for plant location and number
of plants, production, capacity,  and value of shipments,  as applicable.
     Primary data on solid waste disposal  were obtained from "The National
Solid Wastes Survey" and the  1968 National Survey  of  Community Practices.
For stationary combustion sources,  the major sources  of cost estimating
data are given in Table 2-1.   The principal sources of  these data for indus-
trial process sources  are presented in Tables  2-2  through 2-4.  Complete
citations for most references  may be found in  the  bibliography.
     A summary of statistics  for  industrial process sources is presented
in Table 2-5 on page 2-11.

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  800 —
  600
O
O
O
  400
en
o
o
  20O
                O INSTALLED


                Q ANNUAL
                6.25
12.5
18.75        25        31.25

CAPACITY - TONS/HOUR
37.5
43.75
50.0

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                               Table  2-1
            MAJOR SOURCES OF DATA FOR STATIONARY COMBUSTION
                       COST ESTIMATING ANALYSES
               Source
          Major Document(s)
Steam-electric power generation
  plants

Industrial boilers

Commercial-institutional heating
  plants
Residential heating plants
Steam-Electric Plant Construction
  Cost and Annual Production Expenses

1963 Census of Manufactures

Supply and Demand for Energy in
  the U.S. by States and Regions,
  1960 and 1967.
Interstate Air Pollution Study;   St. Louis,
  Phase II, Project Report.
  Air Pollution Emissions Inventory

1960 Census of Housing

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                                    Table 2-2

      PRINCIPAL SOURCES OF DATA ON SOURCE LOCATION, NUMBER, AND CAPACITIES
                                   Data Class
            United States
      100 Metropolitan Areas
American Bureau of Metal Statistics
  1968 Yearbook

Directory of^ Chemical Producers,
  Stanford Research Institute

Directory of American Iron and Steel
  Works of the United States and
  Canada, 1967

Rubber Redbook, Directory of the
  Rubber Industry. 1968 (20th ed.)

Waste Trade Directory

1963 Census of Business

Rock Products, July 1967 and May 1969

Mimeographed lists, U.S. Bureau of
  Mines

Tape from Dun and Bradstreet

List prepared by Resources Research,
  Inc.

N.E.S.S. Report, NAPCA

Lists from state highway departments

Lists from surveys by U.S. Department
  of Commerce and NAPCA

Telephone contacts with firms
The sources used for the U.S. data
on number of employees from 1963
Census of Manufactures and 1964-67
County Business Patterns

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                                    Table 2-3
                     PRINCIPAL SOURCES OF DATA ON PRODUCTION
                                   Data Class
         United States
American Bureau of Metal Statistics.
  1968 Yearbook
Bureau of Mines Minerals Yearbook,
  1966 and 1967
Survey of Current Business^ 1968
  issues
1963 Census of Manufactures
1963 U.S. Census of Business
U.S. Industrial Outlook, 1969.
"Sulfuric Acid," Current Industrial
  Reports. 1967
Hot-Mix Asphalt Production and Use
  Facts for 1967
The Statistics of Paper, 1968
  Supplement
Feed Situation. ERS, USDA, May 1969
                                                   100 Metropolitan Areas
U.S. capacity  in the industry was
prorated to each of the 100 metro-
politan areas  on data from the Dun
and Bradstreet tape, 1963 Census
of Manufactures and 1964-67 County
Business Patterns.
                                    Table  2-4
             PRINCIPAL SOURCES  OF DATA ON  SOURCE  VALUE OF SHIPMENTS
                                   Data Class
         United States
                                                   100 Metropolitan Areas
Census of Manufactures,  Preliminary
  Report
1963 Census of Manufactures
1963 U.S. Census of Business^
Bureau of Mines Minerals Yearbook,
  1967                  '	'
"Sulfuric Acid," Current Industrial
  Reports. 1967          ~'
U.S. Industrial Outlook  1969
Telephone contacts with  firms
Estimates of U.S.  production
Annual Report. International Paper Ho.
  1966                  ~~~      	 '
U.S. value of shipments by industry
was prorated to  each of the 100
metropolitan areas  on the basis of
the ratio of metropolitan area to
U.S. production.

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                                                                             Table 2-5
                                                          1967 STATISTICS FOR INDUSTRIAL PROCESS SOURCES3
                                                            (nationally and in 100 metropolitan areas)
TYPE OF SOURCE




rimary non errous meta urgica p ants tons
u, , p T,°nS

A6 U°I*UK " lnerl^s arre sg







a^°xs P an s 8a °ns

Secon ary non errous meta urgica p ants
TOTAL NUMBER
OF
SOURCES
100
U.S. Areas
113 16
141 115
1,279 661
64 12
212 102
171 19
262 134
1,500 903
176 92
135 67
691 109
29,664 6,130
2,866 907
11,147 1,089
230 216
159 102
793 690
CAPACITY15
(million units/year)
100
U.S. Areas
32 9 41
165 0 116.0
17.0 10.0
16.7 3.4
38.7 24.4
22.9 3.5
4,210.0 2,530.0
658.0 250 0
578.0 279.0
25.4 9.6
350.0 61.4
7.8 5.1
64.0 43.9
5 5 1.3
56.0 52.0
250.0 170.0
2.7 2.4
b
PRODUCTION
(million units/year)
100
U.S. Areas
22.8 2.8
127.0 101.0
14.3 8 7
6.4 1.2
28.8 18.2
8.5 2.3
3,580.0 2,380.0
216.0 82.0
378.0 192.0
18.0 7 7
349.0 61.3
58.6 32.8
50.5 35 5
18.0 4.4
45.4 43.0
203.0 137.0
2.4 2.2
VALUE OF SHIPMENTS
(billions of dollars
per year)
100
U.S. Areas
3.4 0 4
13.3 10 5
2 7 1.7
3.4 0 6
0.3 0.2
1.2 0 4
20.3 13 5
1.5 0.6
1.2 0.6
0.2 0.1
1.5 0 3
17.5 9 8
46 37
N.A. N.A.
0.1 0.1
37 25
1.6 1 4
ISJ
                The  100  areas  are  defined  in Appendix  B, N.A. means not applicable.
                The  capacity and production  are  in  millions  of units  (tons, etc.) unless otherwise noted in "Type of Source" column.
                Capacity is calculated  assuming  1000 operating hours  per year.
                "Tons" applies  to  copper,  lead,  zinc,  and  aluminum smelters, for copper and lead, capacity is given as input material and production
                is adjusted to remove effect of  a labor strike.
                Capacity is calculated  assuming  1000 operating hours  per year.
                Capacity is in billion  gallons of gasoline storage space, production, billion gallons of gasoline handled

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                           VII.   COST ANALYSES

A.   General Approach
     Once a control alternative  was  designated and gas volume and other
design specifications determined, control costs were calculated as a
function of capacity and other production characteristics.  The general
array of tasks essential to the  estimation of emission control costs
                                     3/
is briefly described in this section.-   The initial task was that of
gathering information about the  number of plants or establishments in
each of the 100 metropolitan areas.   When available, detailed information
about the size or capacity of individual processes within each plant was
compiled.  Most often, employment data were the best available indicator
of plant size and, indirectly, exhaust gas volume and emissions.  In a
few cases, the number of plants  or the total capacity in an area had to
be estimated because available records were incomplete.  The amount of
specific information that was obtained determined to a major extent the
manner in which cost estimates were  calculated.
     Another task was to determine which plants needed emission controls,
i.e., which plants emitted pollutants in excess of the assumed standards.
Information inputs for this task were the 1967 level of control estimates
and other factors provided by the engineering analysis described above.
     Next, unit cost estimates for control alternatives or a combination
of alternatives were computed.  Data for these computations were obtained
from a variety of sources:  surveys, previous NAPCA studies, technical
articles on specific control equipment, and articles dealing with specific
industries.  Unit cost estimates included all recognizable significant
elements of costs; both initial  investment and continuing annual costs
were estimated.  In this and all other tasks, the most specific and detailed
data obtained were used to insure the best possible results; general infor-
mation and estimates or assumptions  were used only in the absence of speci-
fic data.
-    Minor but significant variations  of  the basic technique were necessary;
the relevant appendix describes  the method for each source category.

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     To account for the effect of required emission control efficiency
on the costs of installed emission control equipment, a set of cost-
efficiency parameters called multipliers were derived.  The multipliers
were derived from the relationship that installed  costs for 99-percent
control would be double the cost for 90-percent control and that costs
for 99.9-percent control would be three times the  cost at 90 percent.
The three points, i.e., 90 percent equals 1.0, 99.0 equals 2.0, and
99.9 percent equals 3.0 were used to establish an  exponential curve from
which cost multipliers for other specific control  efficiency levels could
be read.  With the multipliers taken from the curve, costs given in the
literature for one level of efficiency can be adjusted for any other
efficiency level.  As an example, unit cost  for a  95-percent efficient
control level can be adjusted for 98-percent efficiency as follows:
                              M
                        c   -  98 ^ c
                        C98 ~MQ5 x C95

                 where: Cno = cost for 98% control
                         70
                        Cg,. = cost for 95% control
                        M   =  multiplier  for 98% control
                         98
                        M   =  multiplier  for 95% control

     Control costs are reported in terms of  the initial investment required
to implement controls and the continuing annual expenses related to that
investment.  The investment cost is the total expense of purchasing and
installing control equipment.  The annual cost is  the sum of yearly charges
for capital-related costs (interest on the investment funds, property taxes
where applicable, insurance premiums, and depreciation charges) plus oper-
ating (fuel, labor, utilities, and supplies) and maintenance costs.

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     For this study,  the  level  of  control which existed in an industry
as of 1967 was used as a  baseline;  cost  estimates were calculated only
for providing controls in excess of the  1967  average level for a pollu-
tant and a source.   For example, the 1967 average level of control in
the cement industry was 90 percent; therefore,  the estimated costs of
control reflect expenditures  that  must be made  to comply with the assumed
standard by the industry  over and  above  the  1967 baseline of 90 percent.
This working assumption follows from the premise that the level of control
in effect when the  Clean  Air  Act was amended  in 1967 is not attributable
to the Act.  It was further assumed that the  additional sources constructed
after 1967 will be  controlled at the 1967 control level and hence, only
the control required above this level would be  attributable to the Act.
B.   Accuracy of the Estimates
     The estimates  for both investment and annualized costs are reported
in a manner that indicates their expected accuracy.   In addition to the
expected cost, which is the estimate calculated from the most specific
data and assumptions available, lower and upper limits to the costs are
given.  The difference between  the  expected cost and the limits reflects
the uncertainty of  the data upon which the cost estimates were based.
     The lower and  upper  limits to  the estimated expected costs were
measured in a systematic  manner.  This was done by identifying and evalu-
ating the elements  of data that were used in  calculating the expected
costs and then estimating and summing the uncertainty (expressed as a
percentage) contributed by each.   In each element,  there was a degree  of
uncertainty that varied between elements and  between emission sources.
The elements of data evaluated  for  the purpose  of estimating total uncer-
tainty were those pertaining  to number of emission sources, their locations,
their capacities, 1967 levels of control, unit  costs for installed control
equipment, annual operating and maintenance costs,  and values of recovered
materials.  The study participants  who dealt  with a  particular data ele-
ment formed, in conference, an  estimate  of the  possible contribution of
the data element to the overall uncertainty of  the cost estimates.  This

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agreement was reached for each element for each source.  The individual
uncertainty contributions, expressed as percentages, were summed and
the sum was assumed to be a reasonable measure of the total possible
uncertainty for each cost estimate.  In some cases, it was thought that
a data element might be more uncertain in one direction than the other.
Accordingly, the positive and negative uncertainty terms were recorded,
summed, and applied separately.
C.   Amortization Procedures
     Except for the gray iron foundry industry and solid waste disposal,
estimates of annual control costs were based on ten-year, straight-line
(10 percent) depreciation of the indicated investment and 10 percent to
cover capital-related charges such as interest, taxes, and insurance.
In the gray iron foundry industry, depreciation and capital-related expen-
ses were obtained from plant survey data.  For estimates in solid waste
disposal, accounting conventions normally used by operators were employed.
For all industries, maintenance and other operating expenses were estimated
on the basis of the types of process equipment and control equipment involved.

                   VIII.  VALIDITY OF COST ESTIMATES

     The validity of control cost estimates for the three major source types,
i.e.  solid waste, stationary combustion, and industrial process, were found
to depend on either the assumptions required, the accuracy of the data avail-
able,  or both.
     The validity of the control costs for solid waste disposal is much less
dependent on the accuracy of the data used, but rests almost entirely on the
validity of assumptions reflecting anticipated changes in solid waste
disposal practices.  If these assumptions are accepted, quite reliable control
cost estimates can be made from the data base available.
     Estimating control costs for the four stationary combustion sources also
required the adoption of a major assumption reflecting a widespread change-
over to low-sulfur fuel oil.  In addition, with the exception of steam-electric
power plants, data base insufficiencies also existed.  Therefore, the validity
of these cost estimates varies with the apparent sensitivity of the estimate
to the various data inadequacies.  The four stationary combustion sources

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should be ranked in terms of  validity as  follows:
     a)   Steam-electric  power  plants.
     b)   Industrial boilers.
     c)   Commercial-institutional  heating plants  and residential heating
          plants.
      In  estimating  control costs for industrial process sources,  a variety
 of methods were used; the method used depended largely upon  the  degree
 of accuracy of the  data available.  The result is that the validity of
 the  cost estimates  varies.  In this regard, the industries dealt  with can
 be divided into three classifications:
      a)   Those for  which detailed data on emissions  and costs  are
          available  from NAPCA studies.
             These  data permitted accurate estimates of costs  that
          may be incurred in the following industries:  pulp, iron and
          steel, gray iron foundry, and primary nonferrous metallurgi-
          cal (primary copper, lead, and zinc).
      b)   Those for  which special studies have not been made  but  data
          are available on technical process variables.
             These  data made it possible to estimate emissions and
          control costs by applying factors developed by NAPCA  and
          others.  This group includes the following  industries:
          sulfuric acid, phosphate fertilizer, petroleum refining,
          asphalt batching, cement, lime, coal cleaning, and  petro-
          leum products storage.
      c)   Those for  which little or no detailed data  about the  speci-
          fic industry are available.
             In these industries, emission and cost  estimates  were
          based on relevant process parameters and knowledge  of other
          types of industrial processes; the estimates are, at  best,
          rough approximations of the expenditures that may be  required
          to control emissions.  This group includes  the following
          industries:  grain milling and handling, varnish, rubber
          (tires and inner tubes), and primary nonferrous metallurgical
          (primary aluminum reduction) and secondary  nonferrous metal-
          lurgical (aluminum, copper, lead, and zinc  recovery).

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                                Chapter 3
                             Cost Estimates

                            I.  INTRODUCTION

     As stated in Chapter 1, the purpose of this research was to make
estimates of the air pollution control costs that may be expected from
the implementation of the Clean Air Act, as Amended.  This chapter
presents estimates of the investment and annual costs of controlling
particulate, sulfur oxide, hydrocarbon, and carbon monoxide emissions
in 100 metropolitan areas of the United States.  Total implementation
costs, costs by source, and costs by metropolitan area are presented
in the following sections.  Metropolitan area costs and source costs by
fiscal year are presented in Appendixes D and E through Y, respectively.

                     II.  TOTAL IMPLEMENTATION COSTS

     Implementation of the Act in the 100 metropolitan areas would require
an estimated investment of $2.64 billion with annual costs reaching $1.88
billion by FY 1975.  The total investment cost includes $221 million,
$1.29 billion, and $1.13 billion to control emissions from solid waste
disposal, stationary combustion, and industrial process sources, respec-
tively.  The corresponding annual costs, as well as annual and investment
costs by fiscal year, are shown in Table 3-1.

                           III.  SOURCE COSTS

     In Table 3-2, investment and annual costs to control emissions in
the 100 metropolitan areas are shown by source.  It can be seen that the
control of emissions from stationary combustion sources is the most costly
of the three major source categories.  The largest investment cost among

-------
                                                         Table 3-1

                              PROJECTED COSTS FOR CONTROLLING FACILITIES IN 100  METROPOLITAN AREAS*
                                                      (million dollars)
FISCAL
YEAR

FY71
FY72
FY73
FY74
FY75
Totals
COSTS BY SOURCE CATEGORY FOR FACILITIES OPERATING
IN CALENDAR YEAR 1967
Solid Waste
Disposal
Inv.
10
45
67
39
10
171
Ann.
5
27
60
79
84
255
Stationary
Combustion
Inv.
65
268
416
306
123
1178
Ann.
70
359
765
1000
1090
3284
Industrial
Processes
Inv.
41
208
344
224
65
882
Ann.
21
108
237
317
340
1023
Total Area
Control Cost
Inv.
116
521
827
569
198
2231
Ann.
96
494
1062
1396
1514
4562
COSTS BY SOURCE CATEGORY FOR FACILITIES EXPECTED
TO BE OPERATING AT END OF FY/5b
Solid Waste
Disposal
Inv.
17
56
80
50
18
221
Ann.
8
35
74
98
107
322
Stationary
Combustion
Inv.
82
291
443
331
142
1289
Ann.
107
445
912
1200
1330
3994
Industrial
Processes
Inv.
78
261
410
278
104
1131
Ann.
37
147
303
404
443
1334
Total Area
Control Cost
Inv.
177
608
933
659
264
2641
Ann.
152
627
1290
1710
1880
5659
 I
10
          Projected costs (Inv., Ann.) are the initial investment expenditure (for purchasing and installing control
          equipment) and the sum of continuing annual costs (for interest, property taxes, insurance, depreciation, etc.,
          and for operating and maintaining equipment).  The 100 areas are defined in Appendix B.
          These costs include control expenditures for 21 sources with facilities operating in calendar year 1967 plus

-------
                                  Table 3-2

              TOTAL CONTROL COST BY THE END OF FISCAL YEAR 1975
                         (100 metropolitan areas)

TYPE OF SOURCE

SOLID WASTE DISPOSAL
STATIONARY COMBUSTION
Steam-electric power plants
Industrial boilers
Commercial-institutional heating plants
Residential heating plants
Totals
INDUSTRIAL PROCESS
Kraft (sulfate) pulp plants
Iron and steel plants
Gray iron foundries
Primary nonferrous metallurgical plants
Sulfuric acid plants
Phosphate fertilizer plants
Petroleum refineries
Asphalt batching plants
Cement plants
Lime plants
Coal cleaning plants
Petroleum products storage plants
Grain mills and elevators
Varnish plants
Rubber (tire and inner tube) plants
Secondary nonferrous metallurgical plants
Totals
TOTAL CONTROL COST
(million dollars)3
Investment
219.0

161.0
546.0
30.7
550.0
1287.7

7.8
413.0
238.0
86.5
37.3
5.3
104.0
36.8
19.4
0.7
2.6
84.0
46.1
0.9
4.9
49.9
1137.2
Annua 1
323.0

2430.0
1180.0
16.6
376.0
4002.6

6.5
824.0
195.0
82.6
7.2
5.5
4.7
78.7
16.4
1.5
2.7
0.0
45.0
3.0
12.5
52.2
1327.5
3   Projected costs (Inv.,  Ann.) are the initial investment expenditure (for
purchasing and installing control equipment) and the sum of continuing annual
costs (for interest, property taxes, insurance, depreciation, etc.,  and for
operating and maintaining equipment).  The 100 areas are defined in AppendixB

-------
the stationary combustion sources will be required  to  control emissions
from residential heating plants ($550 million).  Investment  costs to
control industrial process emissions range from $700 thousand for lime
plants to $413 million for iron and steel plants.   Annual  costs range
from zero for petroleum products storage plants to  $824 million for
iron and steel plants.
     The relationship between annual control cost and  capacity and value
of shipments for the industrial process sources studied is shown in
Table 3-3.  The annual control cost shown is for FY 1975 and,  as  such,  is
a continuing cost of air pollution control.  The relative  cost estimates
in Table 3-3 permit a cursory examination of the economic  impact of air
pollution control on industrial process sources.

                      IV.  METROPOLITAN AREA COSTS

     In this section, cost estimates, by major source  category,  are pre-
sented for each of the 100 metropolitan areas.  The estimates  vary consid-
erably from one area to another.  While of interest, no attempt  was made
to analyze inter-area cost variation; the time available for the research
precluded such a detailed study.  However, certain  relevant  factors are
obvious and are mentioned below.
A.   Total Implementation
     In Table 3-4, which may be found at the end of this chapter,  the
total investment costs (FY 1971-1975) and the FY 1975  annual costs to
control 1967 base year emissions from solid waste disposal,  stationary
combustion, and industrial process sources are given for each  metropolitan
area.  The FY 1975 annual cost estimate is included in Table 3-4 since
it is a continuing cost of air pollution control.—
     As would be expected, the metropolitan areas for  which  cost estimates
are the highest include the very large, highly industrialized, more northern
cities of Chicago, New York, Pittsburgh, Philadelphia, Cleveland,  Detroit,
-    Estimated investment and annual costs by fiscal year  for each metro-
politan area are given in Appendix D.

-------
                                                 Table 3-3
       EXPECTED ANNUAL CONTROL COSTS RELATIVE TO CAPACITY AND SHIPMENTS OF INDUSTRIAL PROCESS SOURCES'
                                     (1967 base; 100 metropolitan areas)

TYPE OF SOURCE







Asphalt batching plants 	 tons paving mixture







Secondary nonferrous metallurgical plants 	 tons
SOURCE TOTALS
Capacity
(millions
of units)
4.1
116.0
10.0
3.4
24.4
3.5
2530.0
250.0
279.0
9.6
61.4
5140.0
43.9
1330.0
52.0
170.0
2.4
Value of
Shipments
(billion
dollars)
0.4
10.5
1.7
0.6
0.2
0.4
13.5
0.6
0.6
0.1
0.3
9.8
3.7
N.A.
0.1
2.5
1.4
Annual
Control
Cost
(million
dollars)
2.5
204.0
49.1
23.5
2.2
5.5
1.4
18.6
5.7
0.5
0.5
0.0
7.9
7.5
0.8
2.5
11.9
RELATIVE COST
Cost per
Unit of
Annual
Capacity
(dollars
per unit)
0.61
1.76
4.91
6.91
0.09
1.57
0.00
0.74
0.02
0.05
0.01
0.00
0.18
0.01
0.02
0.01
4.96
Cost per
100
Dollars
of
Shipment
(dollars)
0.63
1.94
2.89
3.92
1.10
1.39
0.01
3.10
0.95
0.50
0.17
0.00
0.21
N.A.
0.80
0.10
0.85
b
c
d
e
f
Costs for controlling particulate, sulfur oxide, hydrocarbon, and carbon monoxide emissions from facilities
operating in calendar year 1967.  The areas are defined in Appendix B.  N.A. means not applicable.
Capacity is calculated assuming 1000 operating hours per year.
Tons applies to copper, lead, zinc, and aluminum smelters; for copper and lead, capacity is input material.
Capacity is calculated assuming 1000 operating hours per year.
Capacity is in million gallons of gasoline storage space.

-------
and St. Louis?.  The lowest cost estimates are for such areas  as  Jackson
(Miss.), Burlington (Vt.), Cheyenne, Albuquerque, and San Diego.   The
Virgin Islands have negligible investment and annual costs.
     Figure 3-1 illustrates the distribution of total investment  costs
over the 100 metropolitan areas; as shown, costs in 73 of the areas  are
less than $20 million.  The distribution of total FY 1975 annual  costs
is shown in Figure 3-2; costs in 81 of the areas are less than $20 mil-
lion.  Not surprisingly, investment and annual costs in several areas
exceed $70 million.
B.   Solid Waste Disposal
     FY 1971-1975 investment and FY 1975 annual costs to control  pollu-
tant emissions from solid waste disposal are also presented for each area
in Table 3-4.  Control costs for solid waste disposal are primarily  a
function of population and the method of disposal, whether landfill,  open
burning, or incineration.  The highest cost estimates are for large  commun-
ities now using open burning; the control alternative costed  is either
incineration, with gas cleaning, or sanitary landfill.
     In Figure 3-1 it can be seen that the estimated FY 1971-1975  invest-
ment costs in 98 of the areas are less than $10 million; FY 1975  annual
costs are less than $10 million in 99 areas (Figure 3-2) .  Only New York,
at $10.6 million, exceeds $10 million.
C.   Stationary Combustion
     Table 3-4 also shows the estimated FY 1971-1975 investment costs
and FY 1975 annual costs to control particulate and sulfur oxide  emissions
from stationary combustion sources.
     For many of the metropolitan areas studied, control of stationary
combustion sources resulted in the greatest estimated cost.   The bulk of
this cost was for control of particulate and sulfur oxide emissions  from
coal combustion.  However, the use of high-sulfur content oil also resul-
ted in significant sulfur oxide emissions.  Control of stationary  combus-
tion emissions by fuel switching was assumed for cost estimation;  control

-------
36
34
LJ
^ 32
z
£ 30
NUMBER OF METROPOLI
ro J> en oo o









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Total









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Lw






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42
40
w 38
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NUMBER OF METROPOLI
ro J> ff> CD O ro J>



u. ..












-







-
Solid Waste
Disposal
Lll


















^^ 0^ O^
^^ ^5 0^
d —










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^n ^M O* ^^ 0) ^^ ^^
q o q q o o A
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   36
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   24
   18
12
10
8
               MILLION DOLLARS
                                                       MILLION DOLLARS
                     .Stationary.
                   n
ot
62
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1,2
_l
O
°- in
0 I0
cc
t 0
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S
ft 6
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Industrial
Process




1 nn
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                      o  d  d  o
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                                                    o  S  o  o  6  6  S  6
                                                          O  o  O  O  O  O
                                                          —  (\i  10  ^  m  in
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  o  -
             MILLION DOLLARS
                                                       MILLION DOLLARS
            Fig. 3-1.  Distribution  of  FY  1971-1975  Investment Costs.


-------
CO
<
o
Q.
O
(T
m
5
48
4b
44

20
18
16

12
10
8


2











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Total






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n n
irTTI
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   MILLION DOLLARS
64
62
60
*> * « U
               MILLION  DOLLARS
«t

I
d
Q.
g
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                                                       o
44
42
40

oO
oc

24


18
16
14
12
IO























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en


Process











_

^^_
_
__ _ 	
0) 0) 0) 0> en °1 '
           o  9  o  6
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                                                                               10  5t  in  IB
                                                                      MILLION DOLLARS
                   Fig.  3-2.  Distribution of  FY 1975 Annual Costs.




-------
costs tended to be proportional to the amount of coal burned.  As a
result, 20 of the areas where negligible amounts of coal were burned
showed negligible to zero costs.  These cost estimates were based on pro-
jections from the base year 1967 and knowledge that the use of coal for
heating residential and commercial and institutional structures has been
declining steadily throughout the country.  In fact, its use had become
insignificant in some areas by 1967.  This will be true for most metro-
politan areas by 1975.  In some areas, switching from coal to oil, gas,
or electricity resulted in a significant saving in fuel costs which has
accelerated the trend toward the use of cleaner fuels.  The price differ-
ential resulting from fuel cost savings explains the negative annualized
control cost in six areas.
     As shown in Figure 3-1, FY 1971-1975 investment costs are less than
$20 million in 87 of the 100 areas.  Annual costs for FY 1975 (Figure 3-2)
are less than $20 million in 85 areas.
D.   Industrial Process
     The estimated FY 1971-1975 investment costs and FY 1975 annual costs
to control industrial process emissions in each metropolitan areas are
shown in Table 3-4.  Twenty of the metropolitan areas studied are in the
industrial northeastern states of Massachusetts, Connecticut, New York,
New Jersey, and Pennsylvania with another 18 in Ohio, Indiana, Michigan,
and Illinois, also highly industrialized states.  The estimated costs
of control for these areas indicate the range of air pollution control
costs for industrial SMSA's.
     The estimated FY 1971-1975 investment costs are less than $10 million
in 77 metropolitan areas (Figure 3-1).  In 90 areas the estimated FY 1975
annual costs are less than $10 million (Figure 3-2).

-------
                                                   Table  3-4

                                                 1967  BASE YEAR
                                            AIR QUALITY CONTROL COSTS
                  TOTAL  INVESTMENT (FY 1971-1975) and FY 1975 ANNUAL COSTS BY METROPOLITAN AREA8
                                               (million dollars)

>ETROPOLITAN
AREAS

GROUP 1
1 Washington
2 New York
3 Chicago
4 Philadelphia
5 Denver
6 Los Angeles
7 St Louis
8 Boston
9 San Francisco
10 Pittsburgh
U Buffalo
12 Cincinnati
13 Cleveland
GROUP II
lit Kansas City
13 Baltimore
16 Minneapolis-
St Paul
17 Hartfordb
18 Indianapolis
19 Detroit
20 Milwaukee
Kenosha /Racine
21 Providence-
Pautuckett/
Fall River
22 Seattle-
Everett/Tacoma
23 Louisville
24 Dayton
25 Phoenix
AIR POLLUTION SOURCE CATEGORY
Industrial
Process
Inv Ann

13 04
24 4 63
93 7 48 9
47 0 14 6
42 14
19 1 82
21 6 69
61 14
86 32
60 8 37 4
25 4 13 5
21 8 54
40 2 17 9

10 1 27
22 4 10 8

13 4 47
62 21
52 13
32 8 14 0

88 24


63 17

14 2 53
46 14
44 13
20 07
Stationary
Combustion
Inv Ann

43 0 25 8
88 6 79 8
119 0 173 2
43 2 40 8
48 15 6
38
50 7 65 7
18 1 63
1 9
39 4 41 7
45 9 21 9
31 4 39 3
39 8 38.0

30 66
15 1 15.0

14 9 12 5
68 97
16 7 12 7
39 6 69 6

43 5 32 3


28

25 -0.1
19 1 39.2
11 6 11 8
18 7 03
Solid
Waste
Inv Ann

33 21
17 0 10 6
15 1 69
33 16
60 21
„
37 13
72 34
-.
74 32
33 16
39 19
92 40

04 05
53 23

52 21
63 28
31 13
94 43

41 18


25 11

06 06
1.8 0 9
2.4 1.0
03 03
TOTAL AIR QUALITY CONTROL COST
Lower
Limit
Inv Ann

35 6 21 9
85 1 71 6
157 3 167 2
74 7 41 6
10 4 14 9
12 5 83
53 5 54 2
22 6 83
56 33
76 2 59.3
52 9 25 9
43 9 37 4
62 0 42 6

86 73
30 8 20 9

23 1 14 5
13 4 11 0
17 5 11 1
57 8 63 4

35 7 27 4


60 51

90 33
17 9 31 1
12 8 10 4
13 2 09
Expected
Inv Ann

47 6 28 3
130 0 96 7
227 8 229 0
93 5 57 0
15 0 19 1
19 1 12 0
76 0 73 9
31 4 11.1
86 51
107 6 82 3
74 6 37 0
57 1 46 6
89 2 59 9

13 5 98
42 8 28 1

33 5 19 3
19 3 14 6
25 0 15 3
81 8 87 9

56 4 36 5


8 8 5.6

17 2 58
25 5 41 5
18 4 14 1
21 0 13
Upper
Limit
Inv Ann

63 2 35 6
148,2 116 0
314 4 300 0
154 3 74 1
20 2 23 7
25 5 16 0
107 2 96 8
42 0 12 5
11 8 70
142 1 107 0
100 7 51 1
77 0 62 9
120 4 80 9

19 3 12 1
55 6 35 4

46 6 24 1
26 1 18 3
34 5 20 5
110 5 117 8

68 8 47 1


11 7 70

20 1 73
35 0 53 9
25 3 18 2
30 9 20
See footnotes at end of table

-------
                            Table 3-4 (continued)

                                1967  BASE YEAR
                           AIR QUALITY  CONTROL COSTS
TOTAL INVESTMENT (FY 1971-1975) and FY  1975 ANNUAL COSTS BY METROPOLITAN AREA8
                              (million  dollars)

METROPOLITAN
AREAS

26 Houston/
ralveslnn-
Texas ( ity
27 Dallas/Ft
Worth
28 San Antimio
29 Birmingham
30 Toledo
31 Steubenville/
Weirton/
Wheeling
32 Chattanooga
33 Atlanta
34 Memphis
35 Portland
C.ROUP III
36 Salt Lake City
37 New Orleans
38 Miami/tort
Lauderdale
39 Oklahoma City
W Omaha
41 Honolulu
42 Beaumont-Port
Arthur-Orange
43 Charlotte
44 Portland, Maine
45 Albuquerque
46 Lawrence-
Haverhill/
lowell/
Manchester
47 El Paso
AIR POLLUTION SOURCE CATEGORY
Industrial
Process
Inv Ann


, 33.8 7 4

77 21
21 06
20 3 10 2
67 10


21 1 12 3
38 11
43 13
32 09
19 0 66

67 33
33 1 77

36 05
1.6 0 5
28 08
14 03

15 0 07
21 05
16 03
07 02



1.1 0 3
5.0 1.9
Stationary
Combustion
Inv Ann


12 4 31

93 23
33 08
5 3 21.3
59 13 9


24 7 43 1
11 05
31 90
09 -03
03

10 0 29
.-

04 03
12 9 22
12 8 55
1 7

00 00
99 30
31 07
01



14 23

Solid
Waste
Inv Ann


51 23

07 08
03 03
02 02
02 03


01 01
01 01
33 15
02 03
28 11

19 06
16 13

31 18
02 02
02 02
22 08

01 01
01 01
01
01 01



1.3 0 5
01 01
TOTAL AIR QUALITY CONTROL COST
Lower
Limit
Inv Ann


34 3 91

13.2 3 8
40 13
18 3 24 1
84 12 0


33 5 42 0
33 11
76 91
30 05
12 4 43

11 7 41
17 9 49

36 19
96 19
10 8 48
24 22

81 05
79 24
40 07
07 02



26 25
26 11

Expected
Inv Ann


51 3 12 8

17 7 52
57 17
25 8 31 7
12 8 15 2


45 9 55 5
50 17
10 7 11 8
43 09
22 0 77

18 6 68
34 7 90

71 26
14 7 29
15 8 65
36 28

15 1 09
12 1 36
47 11
09 03



38 31
51 20
Upper
Limit
Inv Ann


75 7 16 7

22 8 67
7 ? 22
33 6 39 5
18 8 18 4


60 8 70 2
68 24
13 9 14 3
61 12
27 2 95

26 6 90
4J 0 1! f)

91 3 J
21 9 43
22 4 84
46 35

28 0 11
17 7 54
80 1 b
11 (t l(



50 40
76 25

-------
                           Table 3-4 (continued)
                               1967 BASE YEAR
                          AIR QUALITY CONTROL COSTS                         f
TOTAL INVESTMENT  (FY 1971-1975) and FY 1975 ANNUAL COSTS BY  METROPOLITAN AREA
                             (million dollars)

METROPOLITAN
AREAS

-18 Las Vegas
49 Fargo-Moorhead
50 Boiae
51 Billings
52 Sioux Falls
53 Cheyenne
54 Anchorage
55 Burlington
56 San Juan
57 Virgin Islands
GROUP IV
58 Allentown-
Bethlehem-
Easton
59 Anderson/
Muncie
60 Bakersfield
61 Columbus
b2 Davenport-Rock
Island -Moline
63 Flint
b4 Grand Rapids/
Muskegon-
Muskegon Hts
65 (.leenaboro
66 Harrisburg
67 Jacksonville
68 Knoxville
69 Nashville
AIR POLLUTION SOURCE CATEGORY
Industrial
Process
Inv Ann
10 03
17 05
06 01
28 02
06 01
07 01
02
01
02



12 5 68

13 04
27 07
43 12

55 16
23 07


39 11
25 05
64 39
34 07
11 4 40
20 04
Stationary
Combustion
Inv Ann
01
19 -05
16 01
.-
02 02
03
-0 1
12 02
07



18 9 14 0

68 43
—
45 12

10 3 13
05 34


60 19 1
09 07
16 8 40
01 20
79 26
07 -03
Solid
Waste
Inv Ann
11 04
-
-.
0.1
01
-
01
-
02 02



20 06

01
—
03 03

0.1 0 1
02 02


02 03
01 01
16 05
22 10
02 02
02 02
TOTAL AIR QUALITY CONTROL COST
Louer
Limit
Inv Ann
1.5 0 4
2.6
1.6 0 1
1.5 0 2
0.6 0 3
06 01
0 1
08 02
0.3 0 8



24 1 15 0

57 32
18 04
63 18

10 8 20
20 28


72 16 0
24 09
17 2 60
42 29
11.3 3 9
20 02
Expected
Inv Ann
22 06
36
22 03
28 03
08 04
10 01
02
13 03
04 10



33 4 21 4

81 48
27 '07
91 27

15 9 30
30 43


10.1 20 5
35 13
24 8 84
57 37
19 4 68
2 9 0.3
Upper
Limit
Inv Ann
30 08
51 01
29 03
54 04
10 05
16 03
04
18 04
04 12



45 3 29 L

11 7 70
36 12
12 7 18

22.4 4 2
41 b 3


13 5 >'i •)
48 19
33 4 12 2
74 4 b
25 7 •* 0
38 04

-------
                                              Table 3-4 (continued)

                                                  1967  BASE YEAR
                                            AIR QUALITY CONTROL  COSTS
                 TOTAL  INVESTMENT  (FY  1971-1975)  and FY 1975 ANNUAL  COSTS  BY METROPOLITAN AREA*
                                                (million dollars)
METROPOLITAN
AREAS
70 Peoria
71 Richmond
72 Rochester
73 SaRlnaw/Bay
Cltv
74 Scranton/
Vilkes Barre-
Hazelton
75 Syracuse
76 Tampa
77 Tulsa
78 Worcester/
Fitchburg-
Leominster
79 Youngstoun-
Uarren
CROUP V
80 Albany-
Schenectady-
Troy
81 Binghamton
82 Charleston,
South Carolina
83 Charleston,
West Virginia
84 Des Motnes
85 Fresno
86 Fort Wayne
87 Jackson,
Mississippi
88 Johnstown
89 Lancaster
90 Mobile
91 Norfolk-
Portsmouth/
Neuport Neus-
Hampton
92 Raleigh/Durham
93 Reading
94 Rockford
95 Sacramento
96 San Diego
97 South Bend
98 Utlca-Rome
99 Wichita
100 York
AIR POLLUTION SOURCE CATEGORY
Industrial
Process
Inv Ann
51 16
24 07
2 3 0.6
4 4 1.1
06 01
3.3 1.1
81 22
53 16
11 04
23 7 17 4

34 09
18 07
39 11
10 02
1 7 0.5
16 07
16 05
1.4 0 3
69 45
34 11
32 08
42 08
06 02
40 13
0 9 0.4
08 04
08 04
3 8 1.2
11 05
46 07
24 08
Stationary
Combustion
Inv Ann
11 7 10 8
10 1 27
56 66
11.6 20 0
79 6 15 1
36 09
02 10 6
13 2 26
14 03
84 50

3 2 5.2
7 7 3.0
26 16
58 15 7
90 36
„
54 42
	
17 6 12
68 29
75 82
12 5 51
56 14
12 8 4.3
88 48
-.
-.
11 4 95
32 04
..
4.3 7.1
Solid
Waste
Inv Ann
0.1 0 1
02 02
32 14
01 01
02 02
02 02
19 10
03 02
03 02
17 06

20 08
10 04
01 01
06 02
01 01
..
01 01
01 01
01
01 01
01 02
24 11
01 01
01 01
01
--
..
01 01
14 04
01 01
16 05
TOTAL AIR QUALITY CONTROL COST
Lower
Limit
Inv Ann
12 0 93
93 25
77 60
11 1 16 2
58 8 11 2
50 15
7.2 10 6
10.8 2 6
29 06
24 1 15 1

57 50
66 26
43 19
53 11 8
74 27
11 03
45 32
10 03
17 6 39
55 31
60 72
13 3 47
42 11
14 8 4.4
63 37
06 02
06 02
10 5 77
41 09
29 06
59 64
Expected
Inv Ann
16 9 12 5
12 7 36
11 1 86
16.1 21 2
80 4 15 4
71 22
10.2 13 8
18 7 44
41 09
33 8 23 0

86 69
10 5 41
66 28
74 16 1
10 8 42
16 07
71 48
15 04
24 5 58
10 3 41
10 8 92
19 1 70
63 17
16 9 57
97 53
08 04
08 04
15 3 10 8
57 13
4.7 0 8
83 84
Upper
Limit
Inv Ann.
23 2 16 3
17 3 48
15 2 11 9
22 0 27 2
110 4 i\ 2
98 31
13 2 16 9
23 9 71
56 12
44 5 29 6

11 2 10 0
14 7 62
85 38
10 2 21 7
15 3 52
24 10
10 2 70
20 05
33 5 79
14 0 72
12 5 11 4
27 0 10 5
94 25
22 8 75
14 6 76
12 05
13 05
22 0 14 7
76 18
78 12
11 1 12 1
"    The 100 areas
 investment and "An
listed by groups in Appendix  B,
is annual coat
blanka (--)  Indicate  negligible expenditure required   "Inv
     Also Includes New Haven/Waterbury/Merldan SMSA's, although not In originally proposed AQCR

-------
                                Chapter 4
                           Emission Reductions

                            I.  INTRODUCTION

     This chapter presents estimates of particulate, sulfur oxide, hydro-
carbon, and carbon monoxide emissions from solid waste disposal, station-
ary combustion, and industrial process sources for 1967 and 1975, with
and without implementation of the Clean Air Act.  Emission reductions
are discussed on a metropolitan area and individual source basis.  For
comparative purposes, the investment and ultimate annual costs of reducing
emissions are also included.

                     II.  METROPOLITAN AREA SUMMARY

A.   Introduction
     The cost estimates given in Chapter 3 are more meaningful when related
to the associated reductions in pollutant emissions.  In this study, esti-
mates were made of the emissions and the percentage of control in effect,
by source, within 100 metropolitan areas as of 1967 and for fiscal years
1971 through 1975.  These estimates were aggregated for the 100 areas, by
source and type of pollutant, and include 18 sources of particulate emis-
sions, 7 of sulfur oxide emissions, 4 of hydrocarbon emissions, and 3
of carbon monoxide emissions.  For 1967, it is estimated that the selected
sources in the 100 metropolitan areas accounted for 53 percent of the
total particulate emissions, 48 percent of sulfur oxide emissions, 48 per-
cent of hydrocarbon emissions, and 33 percent of carbon monoxide emissions
from like sources in the entire United States.
     Table 4-1 presents a summary of the estimates of 1967 and 1975 emis-
sions and control levels for sources in the 100 metropolitan areas, illus-
trating the potential effectiveness of the proposed implementation plan.

-------
                                                                  Table 4-1

                                   EMISSIONS AND CONTROL LEVELS FOR 100 METROPOLITAN AREAS WITH AND WITHOUT

                                                 IMPLEMENTATION OF THE ACT, 1967 and 1975
Pollutant
Particulates




Sulfur Oxides




Hydrocarbons




Carbon
Monoxide



Source
Category
Solid Waste
Stationary
Combustion
Industrial
Process
Solid Waste
Stationary
Combustion
Industrial
Process
Solid Waste
Stationary
Combustion
Industrial
Process
Solid Waste
Stationary
Combustion
Industrial
Process
1967
Emissions
(1000 tons)
844

3960

3634
—

12548

1547
160

—

1228
1950
—

2330
1967 Control
Level
(percent)
53.5

78.1

67.6
—

0.0

30.5
63.0

—

51.2
63.0
—

34.6
1975 Emissions
at 1967
Control Level
dnooi
947

4722

4656
—

15136

1866
204

—

1498
2089
—

3043
1975 Emissions
at 1975
Control Level
(1000)
187

391

505
—

6001

987
49

—

518
299
—

228
1975 Control
Level
(percent)
89.4

98.2

96.6
—

61.2

65.8
91.1

—

83.2
94.5
—

95.0
Emission
Decrease
(percent)
77.8

91.7

86.1
—
i
52.2

36.2
69.4

—

57.8
84.7
—

90.2
I
1-0

-------
For convenience and to emphasize the potential impact of the plan, pollu-
tant sources have been grouped into the three categories:  solid waste
disposal, stationary combustion, and industrial process.  In so doing,
some detail has been lost.
B.   Particulates
     Particulate emissions from solid waste disposal sources were 840
thousand tons in 1967.  Emissions from stationary combustion sources
amounted to 3960 thousand tons in 1967 (Table 4-2), nine-tenths of which
were from steam-electric power plants and industrial boilers.  The bal-
ance of stationary combustion emissions was from commercial-institutional
and residential heating plants.  Steam-electric plants and industrial
boilers are distributed rather unevenly throughout the metropolitan areas
and not uniformly with population.  In contrast, residential and commer-
cial-institutional heating plants are distributed more uniformly with
population.  Emissions from residential and commercial-institutional
sources will be less effectively controlled than steam-electric and indus-
trial emissions by 1975.
     Among the industrial process sources, iron and steel plants, grain
mills, and cement plants were the largest sources of particulates in
1967, accounting for approximately 61 percent of the total (Table 4-3).
With iron and steel industry emission control levels increased to 95.5
percent in 1975 and grain elevator and cement plant levels increased to
99 percent, this disproportion will be substantially reduced.  Iron and
steel plants will, however, remain the largest contributor of particulate
emissions in 1975.
C.   Sulfur Oxide
     The largest source of sulfur oxide emissions among stationary com-
bustion sources was steam-electric generating stations (Table 4-2).  They
accounted for more than 64 percent of the estimated emissions for this
group in 1967 when there was little significant control of emissions.

-------
                                                Table 4-2


                       ESTIMATED  1967 EMISSION LEVELS - STATIONARY COMBUSTION SOURCES5
TYPE OF SOURCE
Q
Steam-electric power plants
Industrial boilers (thousands)
Commercial-institutional heating
plants (thousands)
Residential heating plants (millions)
TOTAL
NUMBER
OF
SOURCES
U.S.
410
307
999
58
100
Areas
252
219
607
35


TOTAL QUANTITY OF EMISSIONS
(1000 tons/year)
United States
Part
5550
3000
105
314
8970
S°K
15000
5260
1110
1530
22900
HC
—
—
CO
—
—
100 Metropolitan Areas
Part
2190
1540
64
163
3960
S0x
6860
3970
675
1040
12500
HC
--
--
CO
--
--
Totals for facilities in operation in 1967.  Blanks in the table indicate the emission  levels  meet  applicable

regulations  (App. A).




Particulates (Part.), sulfur oxides (SO ), hydrocarbons (HC), carbon monoxide (CO).
                                       it




-------
                                                    J.CHJJ.B t--l




                         ESTIMATED  1967 EMISSION LEVELS - INDUSTRIAL PROCESS SOURCES



TYPE OF SOURCE



Kraft (sulfate) pulp plants
Iron and steel plants
Gray iron foundries
Primary nonferrous metallurgical plants
Sulfuric acid plants
Phosphate fertilizer plants
Petroleum refineries
Asphalt batching plants
Cement plants
Lime plants
Coal cleaning plants
Petroleum products storage plants
Grain mills and elevators
Varnish plants
Rubber (tire and inner tube) plants
Secondary nonferrous metallurgical plants

TOTAL
NUMBER
SOURCES

U.S.

113
141
1279
64
212
171
262
1500
176
135
691
29,664
14,013
230
159
793
100
Areas

16
115
661
12
102
19
134
903
92
67
109
6130
1996
216
102
690


b
TOTAL QUANTITY OF EMISSIONS
(1000 tons/year)
United States

Part

633
1490
217
95
60
20
96
522
908
450
160
--
1210
__
--
48
5919

SO
X

__
--
3848
750
__
2100
__
__
__
__
--
__
__
--
--
6708

HC


--
--
--
--
__
932C
__
__
__
--
1100
__
5
-_
--
2037

CO


_-
3200
--
--
__
2000
__
_ M
__
__
_-
__
__
__
--
5200
100 Metropolitan Areas

Part

109
1060
94
22
40
11
48
206
525
251
27
__
1200
__
__
45
3638

SO
X

_-
__
144
480
__
923
__
M _
__
__
__
_ ..
_ B
__
—
1547

HC


--
-_
--
-_
__
587C
__
_ _
__
__
636
_ _
5
__
--
1228

CO


--
1250
--
__
__
1080
__
_ _
__
__
__
_ .
_ H
__
--
2330
Totals for facilities in operation in 1967.  Blanks in the table indicate the emission levels meet applicable

regulations  (App.  A);  levels for rubber plants  could not  be  estimated  due  to lack'of  data.



Particulates (Part.), sulfur oxides (SO ), hydrocarbons (HC), carbon monoxide (CO).
                                       X




-------
In 1975, even with the projected use of low-sulfur content fuel,  steam-
electric generating stations will continue to account for a similar per-
            •
centage of emissions from stationary combustion sources.
     The largest industrial process source of sulfur oxide emissions
studied was petroleum refining, (Table 4-3), followed by sulfuric acid
and primary nonferrous metallurgical plants.  Since the 1975 control
level for petroleum refining was estimated at only 50 percent, this source
will account for nearly all of the sulfur oxide emissions from industrial
sources.
D.   Hydrocarbons
     Hydrocarbon emissions from solid waste disposal operations amounted
to 160 thousand tons in 1967.  Estimated 1975 emissions are 49 thousand
tons (Table 4-4).
     Good operating practice and maintenance procedures limit hydrocarbon
emissions from stationary combustion sources to very low levels; there-
fore, such emissions were not estimated.
     It is estimated that significant hydrocarbon emissions will occur in
only three of the industrial processes studied:  varnish, petroleum refin-
ing, and petroleum storage (Table 4-3).  The latter two accounted for
approximately 99 percent of the estimated 1967 industrial process emis-
sions.
E.   Carbon Monoxide
     Carbon monoxide emissions from solid waste disposal operations were
1950 thousand tons in 1967, exceeding both gray iron foundry and petro-
leum refining emissions.
     Carbon monoxide emissions from stationary combustion sources were
not estimated, since such emissions are negligible with good operating
practices.

-------
     Emissions of carbon monoxide were estimated for only  two  of  the
industrial process sources, gray iron foundries and petroleum  refining;
gray iron foundry emissions were greater  (see Table 4-3).

                          III.  SOURCE SUMMARY

A.   Introduction
     The emission estimates presented in Table 4-1 for solid waste dis-
posal, stationary combustion, and industrial process sources are, as
mentioned previously, composites representing a number of  individual sources.
This section presents some of the source estimates upon which Table 4-1
is based.
B.   1967 Emission Levels
     Tables 4-2 and 4-3 present 1967 emission estimates  for individual
sources within the stationary combustion and industrial  process source
categories.  In addition to emissions for the 100 metropolitan areas,
estimates are also included for the entire Nation.
C.   1975 Emission Levels
     Table 4-4 presents projected emissions by individual  source  for the
year 1975, with and without implementation of the Clean  Air Act,  as
Amended.  The emission estimates include emissions from  sources in exis-
tence in 1967 as well as additional sources assumed to be  added between
1967 and 1975.  The 1975 emission levels without the Act assume that the
sources in existence in 1967 as well as the new sources  are controlled
at 1967 levels.—   The 1975 emission levels with the Act assume that
both the sources in existence in 1967 and the new sources  are controlled
to the levels required by the assumed emission standards.
     For convenience, total investment (FY 1971-1975) and  ultimate annual
costs (FY 1975) are also included in Table 4-4.
—    Control levels, by source and fiscal year, are given in the appropriate
appendixes.

-------
                                                                             Table 4-4

                                      PROJECTED EMISSION LEVELS AND RELATIVE EFFECTS OF THE ACT BY THE END OF FISCAL YEAR 19753
                                                                    (100 metropolitan areas)
-P-

00


STATIONARY EMISSION SOURCE


SOLID WASTE DISPOSAL
STATIONARY COMBUSTION
Steam-electric power plants
Industrial boilers
Commercial-institutional heating plants
Residential heating plants
Totals
INDUSTRIAL PROCESS
Kraft (sulfate) pulp plants
Iron and steel plants
Gray iron foundries
Primary nonferrous metallurgical plants
Sulfuric acid plants
Phosphate fertilizer plants
Petroleum refineries
Asphalt batching plants
Cement plants
Lime plants
Coal cleaning plants
Petroleum products storage plants
Grain mills and elevators
Varnish plants
Rubber (tire and inner tube) plants
Secondary nonferrous metallurgical plants
Totals
1975 EMISSION LEVEL
WITHOUT THE ACTb
(1000 tons/year)
Part

947

2550
1930
69
173
4722

164
1420
129
29
55
16
63
306
723
289
47
—
1350
--
—
65
4656
SO
X
--

8520
4780
736
1100
15136

—
—
—
175
561
--
1130
--
—
— •
«
--
—
--
—
--
1866
HC

204

-_
--
—
--
--

—
—
—
--
—
--
719
—
--
--
«
779
--
6
--
--
1498
CO

2089

..
--
--
--
—

—
—
1720
--
—
—
1323
--
--
—
—
--
—
—
—
--
3043
1975 EMISSION LEVEL
WITH THE ACT
(1000 tons/year)
Part

187

231
72
31
57
391

33
134
15
17
32
6
34
122
51
29
5
—
20
—
—
4
505
SO
X
--

3121
1759
580
541
6001

—
—
— _
< 5
78
--
903
—
—
—
--
--
--
--
--
--
987
HC

49

—
--
--
--
—

—
--
—
--
—
—
97
—
--
—
—
419
--
< 2
-.
--
518
CO

299

—
--
--
--
--

—
--
104
--
—
--
124
--
--
..
--
--
—
--
—
—
228
TOTAL AREA
CONTROL COST
(million dollars)
Inv.

221

161
547
31
550
1289

7
412
238
81
37
5
103
34
19
1
3
84
46
1
5
55
1131
Ult Ann.

107

786
412
6
129
1333

3
263
78
28
3
2
2
28
6
1
1
0
16
1
5
18
455
          Clean Air Act, as Amended.  Blanks in the table indicate the emission levels meet applicable regulations (App. A ),
          could not be estimated due to lack of data.
levels for rubber plants
          Particulates (Part ), sulfur oxides (SO ), hydrocarbons (HC),  carbon monoxide (CO)
        c Projected costs (Inv., Ult. Ann.) are the initial investment expenditure (for purchasing and installing control equipment) and the continuing annual

-------
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-------
Lewis, C. J. and B. B. Crocker.  "The Lime Industry's Problem of Airborne
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-------
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-------
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-------
"Special Study," Fneloll & Oil Heat.  Vol. 28, No. 3 (March  1969),  pp.  32; 34.

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Teller, A. J.  "Control of Gaseous Fluoride Emissions," Chemical Engineering
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Thimsen, D. J., General Mills, Inc., Minneapolis, Minnesota.  Private
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U.S. Department of Commerce, Bureau of the Census.  "Flour Milling  Products,"
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Wilson, D. L. P., Manager, Business Development, Cement and Mining Systems
      Division, Allis Chalmers, Milwaukee, Wisconsin.  Private communication.

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      Maryland, 1969.

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        Appendix A






Assumed Emission Standards

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                               Appendix A
                       Assumed Emission Standards

                            I.  INTRODUCTION

     Under the Clean Air Act, as Amended, air quality standards will be
adopted for Air Quality Control Regions (AQCR's), then plans for implemen-
tation of the standards will be adopted.  Ordinarily, implementation plans
must include emission standards intended to permit a region to attain and
maintain its established air quality standards.  For this report, emission
standards were selected without going through the above steps, which would
have required many assumptions about air quality standards and a massive
computational effort to derive appropriate emission standards for all the
100 metropolitan areas.  The emission standards selected for this report
are representative of those now used throughout the Nation.

                     II.  STANDARDS FOR PARTICULATES

     For process sources, the process weight rate regulation (."process
weight regulation") of the San Francisco Bay Area Pollution Control District
was used as the basis of control cost estimates.  This regulation limits
the weight of particulate emissions per hour as a function of the total
weight of raw materials introduced into a process operation.  This regula-
tion, as shown in Table A-l was applied to all industrial process sources.
     For incinerators, the New York State Incinerator Standard for new
units was used.  This standard limits total particulate emissions on the
basis of mass rate (pounds/hour), rather than concentration.  Several areas
have adopted a variation of this; the New York State standard for new
installations (Figure A-l)  was used to determine the control efficiency of
incinerators.  For fuel-burning equipment, the combustion regulation of
the State of Maryland was used (see Figure A-2).

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                    III.  STANDARDS FOR SULFUR OXIDES

     For fuel-burning equipment, a regulation based on mass emission rate
per million Btu input was used.  It allows an emission rate of 1.46 pounds
of sulfur dioxide per million Btu input; this limit is based on an equi-
valent sulfur content of 1.0 percent by weight in coal (1.38 percent by
weight in oil).  For process sources, a concentration standard of 500 parts
per million of sulfur dioxide was used.

                     IV.  STANDARDS FOR HYDROCARBONS

     For process sources, cost estimates were based on treatment of all
exhaust gases to remove organic material by 90 percent (or more) by weight.
For petroleum products storage, it was assumed that all stationary tanks,
reservoirs, and containers with more than a 40,000-gallon capacity and a
vapor pressure of 1.5 pounds per square inch absolute (or greater) must
be equipped with floating roofs, vapor recovery systems,  or other equally
efficient devices.  In addition, it was assumed that submerged filling inlets
must be installed on all gasoline storage tanks with a capacity of 250
gallons or more.

                    V.  STANDARDS FOR CARBON MONOXIDE

     Costs estimates were based on treatment of all exhaust gases to remove
or reduce the weight of carbon monoxide emissions by at least 95 percent.

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O
     100
      50
0)
T)


§
O
cx
10
w
CO
en
w
,J
1
     1.0
    0.5
                                                                             CO
                                                                             d
                                                                             o
                                                                             o
                                                                             
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                              Table A-l
ALLOWABLE SATE OF PARTICIPATE EMISSION BASED ON PROCESS WEIGHT RATE3
Process Weight
Rate
Lbs/hr
100
200
400
600
800
1,000
1,500
2,000
2,500
3,000
3,500
4,000
5,000
6,000
7,000
8,000
9,000
10,000
12,000
Tons/hr
0.05
0.10
0.20
0.30
0.40
0.50
0.75
1.00
1.25
1.50
1.75
2.00
2.50
3.00
3.50
4.00
4.50
5.00
6.00
Rate of
Emission
Lbs/hr
0.551
0.877
1.40
1.83
2.22
2.58
3.38
4.10
4.76
5.38
5.96
6.52
7.58
8.56
9.49
10.4
11.2
12.0
13.6
Process Weight
Rate
Lbs/hr
16,000
18,000
20,000
30,000
40,000
50,000
60,000
70,000
80,000
90,000
100,000
120,000
140,000
160,000
200,000
1,000,000
2,000,000
6,000,000

Tons/hr
8.00
9.00
10.00
15.00
20.00
25.00
30.00
35.00
40.00
45.00
50.00
60.00
70.00
80.00
100.00
500.00
1,000.00
3,000.00

Rate of
Emission
Lbs/hr
16.5
17.9
19.2
25.2
30.5
35.4
40.0
41.3
42.5
43.6
44.6
46.3
47.8
49.0
51.2
69.0
77.6
92.7

     Data  in this  table  can be interpolated  for  process weight rates up
     to  60,000  Ib/hr by  using equation E-4.10 P°'67  and can be interpolated
     and extrapolated for process weight rates in  excess  of 60,000 Ib/hr
     by  using equation E=55.0 P0'11 -40 (E = rate  of emission in Ib/hr;
     P = process weight  rate in tons/hr).

-------
 4-1
 m

vD
 O
 CO
 ja
 co

 §
 M
 CO
 CO
1
     1.0

     0.9

     0.8

     0.7


     0.6



     0.5



     0.4





     0.3






     0.2
      0.1

      0.09

      0.08

      0.07


      0.06
    (Existing)       —
                                                                                                (New)
                                           I
                                                                  I
I
                 10
                                        102                     103

                                      EQUIPMENT CAPACITY RATING (106  Btu/hr)

                     Fig. A-2.  Maryland Particulate Emission Standards for Fuel Burning Installations.
                                                                                                                 0.19

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           Appendix B




Selection of 100 Metropolitan Areas

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                               Appendix B
                   Selection of 100 Metropolitan Areas

     The Clean Air Act,  as Amended, specifies a plan for control of air
pollution on a regional basis.   In brief, after the DHEW has issued air
quality criteria and a report on control techniques for a specific type
of air pollutant, State governments are expected to adopt and implement
air quality standards for that pollutant applicable to the Air Quality
Control Regions designated by the Department.
     As of June 1, 1969, Air Quality Control Regions (AQCR's) had been
designated in 13 metropolitan areas (cities  1-13 in Table B-l).   In
addition, the central city or cities of each of 44 additional areas had
been officially identified as places where regions would be designated by
the end of Fiscal Year 1970.  Thus, there are 57 areas in which AQCR's
either have been or definitely will be designated; however, it is possible
that they will be designated in a different order than that given in Table B-l
and that recommendations by States may result in the designation of additional
AQCR's before the initial 57 listed are officially designated.
     Because this report covers a five-year period ending June 1975, it is
likely that more than 57 AQCR's will have been designated by that time;  thus
43 other areas are included and estimates of cost are presented for stationary
source controls in 100 metropolitan areas.
     With respect to their status as actual or projected AQCR's (see Table B-l),
the 100 areas can be divided into four groups:
     1)   Cities 1-13;  these areas were officially designated as AQCR's
          as of June 1,  1969; the Secretary of DHEW announced the boundaries
          in the Federal Register and sent letters of notice to the respective
          State governors.
     2)   Cities 14-18;   for these areas, boundaries of AQCR's were proposed
          as of June 1,  1969, but are not yet officially designated; for
          these, a Federal Register notice has been published stating what
          geographic area will be the basis of a consultation with State
          and local officials.


-------
     3)   Cities 19-57;   these areas are scheduled to be designated as
          AQCR's; as of  June 1, 1969, boundaries had not been proposed,
          but*NAPCA has  identified these 39 central cities as places
          in which AQCR's will be designated at some time in the future.
     4)   Cities 58-100:  these 43 additional areas were arbitrarily
          selected for this report.  Standard Metropolitan Statistical
          Area (SMSA)  boundaries were assumed and the areas were ranked
          on the basis of population, estimated emissions, and number of
          business establishments of the stationary source categories
          considered in  this report; compilation of the areas does not
          imply intentions on the part of NAPCA to designate or not to
          designate them as AQCR's.  No attempt is made to anticipate
          choices of areas for designation as AQCR's beyond NAPCA's
          announced 57,  and even if some of these 43 are chosen for
          designation, official boundaries will not necessarily be the
          same as those  assumed for this report.
     Table B-l was compiled on the basis of information available as of
June 1, 1969.  Designations, proposals, consultations,  other announcements,
or other information pertaining to the designation of AQCR's after that
date have not been considered in this report.

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                               Table B-l

                    LIST OF  100 METROPOLITAN AREAS
    a
 Air Quality Control Regions  - Designated  as  of June 1,  1969
 1.  Washington, D. C.  (Maryland,  Virginia)      8.
 2.  New York, New York (New  Jersey,  Delaware)   9,
 3.  Chicago, Illinois  (Indiana)                10.
 4.  Philadelphia, Pennsylvania  (New  Jersey,    11.
                                Delaware)      12.
 5.  Denver, Colorado
 6.  Los Angeles, California                    13.
 7.  St. Louis, Missouri (Illinois)
     Boston, Massachusetts
     San Francisco, California
     Pittsburgh, Pennsylvania
     Buffalo, New York
     Cincinnati, Ohio (Indiana,
                       Kentucky)
     Cleveland, Ohio
 Air Quality  Control  Regions  -  Proposed  as  of June 1,  1969
14.   Kansas  City, Missouri  (Kansas)
15.   Baltimore, Maryland
16.   Minneapolis-St.  Paul,  Minnesota
17.  Hartford,  Connecticut
             (Massachusetts)
18.  Indianapolis, Indiana
 Metropolitan Areas  - Announced  for  Designation
19.   Detroit, Michigan
20.   Milwaukee/Kenosha/Racine, Wisconsin
21.   Previdence-Pawtucket,  Rhode  Island/
     Fall  River, Massachusetts
22.   Seattle-Everett/Tacoma, Washington
23.   Louisville, Kentucky  (Indiana)
24.   Dayton, Ohio
25.   Phoenix, Arizona
26.   Houston/Galveston-Texas City, Texas
27.   Dallas/Ft. Worth, Texas
28.   San Antonio,  Texas
29.   Birmingham, Alabama
30.   Toledo, Ohio  (Michigan)
31.   Steubenville-Weirton,  Ohio/Wheeling,
     West  Virginia
32.   Chattanooga,  Tennessee (Georgia)
33.   Atlanta, Georgia
34.  Memphis, Tennessee (Arkansas)
35.  Portland, Oregon (Washington)
36.  Salt Lake City, Utah
37.  New Orleans, Louisiana
38.  Miami/Fort Lauderdale, Florida
39.  Oklahoma City, Oklahoma
40.  Omaha, Nebraska (Iowa)
41.  Honolulu, Hawaii
42.  Beaumont-Port Arthur-Orange,
                           Texas
43.  Charlotte, North Carolina
44.  Portland, Maine
45.  Albuquerque, New Mexico
46.  Lawrence-Haverhill/Lowell,
     Massachusetts/Manchester,
     New Hampshire
47.  El Paso, Texas
48.  Las Vegas, Nevada
49.  Fargo-Moorhead, North Dakota,
     Minnesota
        When a state name is in parentheses,  it indicates that the area
        extends into that State.

        Also includes New Haven,  Waterbury,  and Meridan SMSA's,  although not
        in  originally proposed AQCR.

        Slashes separate two or more  SMSA's which comprise one metropolitan
        area.

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                         Table B-l (continued)
Metropolitan 'Areas - Announced for Designation  (continued)
50.  Boise, Idaho
51.  Billings, Montana
52.  Sioux Falls, South Dakota
53.  Cheyenne, Wyoming
54.  Anchorage, Alaska
55.  Burlington, Vermont
56.  San Juan, Puerto Rico
57.  Virgin Islands
Additional Metropolitan Areas - Selected for this Report
58.  Albany-Schenectady-Troy, New York        80.
59.  Allentown-Bethlehem-Easton,              81.
     Pennsylvania, New Jersey
60.  Anderson/Muncie, Indiana                 82.
61.  Bakersfield, California                  83.
62.  Binghamton, New York (Pennsylvania)      84.
63.  Charleston, South Carolina               85.
64.  Charleston, West Virginia                86.
65.  Columbus, Ohio                           87.
66.  Davenport-Rock Island-Moline,            88.
     Iowa, Illinois                           89.
67.  Des Moines, Iowa                         90.
68.  Flint, Michigan                          91.
69.  Fresno, California
70.  Fort Wayne, Indiana                      92.
71.  Grand Rapids/Muskegon-                   93.
     Muskegon Hts., Michigan                  94.
72.  Greensboro, North Carolina               95.
73.  Harrisburg, Pennsylvania                 96.
74.  Jackson, Mississippi                     97.
75.  Jacksonville, Florida                    98.
76.  Johnstown, Pennsylvania
77.  Knoxville, Tennessee                     99.
78.  Lancaster, Pennsylvania                 100.
79.  Mobile, Alabama
     Nashville, Tennessee
     Norfolk-Portsmouth/Newport
     News-Hampton, Virginia
     Peoria, Illinois
     Raleigh/Durham, North Carolina
     Reading, Pennsylvania
     Richmond, Virginia
     Rochester, New York
     Rockford, Illinois
     Sacramento, California
     Saginaw/Bay City, Michigan
     San Diego, California
     Scranton/Wilkes Barre-Hazelton,
     Pennsylvania
     South Bend, Indiana
     Syracuse, New York
     Tampa, Florida
     Tulsa, Oklahoma
     Utica-Rome, New York
     Wichita, Kansas
     Worcester/Fitchburg-Leominster,
     Massachusetts
     York,  Pennsylvania
     Youngstown-Warren, Ohio
       Slashes separate two or more SMSA's which comprise one metropolitan area.

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                        Appendix C

Chronological Phasing of the Implementation of Air Quality
             Control in 100 Metropolitan Areas

-------
                               Appendix C
        Chronological Phasing of the Implementation of Air Quality
                      Control in 100 Metropolitan Areas
     The Clean Air Act,  as Amended, sets forth in Section 108, the procedures
through which air quality standards are enacted and implemented in Air Quality
Control Regions (AQCR's).  It is in reducing air pollution to comply with
such standards that owners and operators of pollution sources will incur
the costs for which estimates are presented in this report.
     To make realistic estimates of air pollution control costs for stationary
sources in each of the 100 metropolitan areas covered in this report, each
area was treated as though it either had been designated as an AQCR or would
be so designated on a specific date.  It was further assumed that:
     1)   Air quality criteria and reports on control techniques for sulfur
          oxides, particulates, carbon monoxide, and hydrocarbons were avail-
          able on the assumed designation dates.
     2)   The cognizant State governments will adopt air quality standards
          and implementation plans in accordance with the time schedule
          prescribed by Section 108 of the Clean Air Act, as Amended.
     3)   In general, the installation of controls will be completed no
          later than three years after the States' implementation plans
          have been approved by DHEW.
     The following schedule is a general representation of the flow of
events from the time of the designation of an AQCR to the time at which
control is complete:
     Day 1               Official designation of boundaries for AQCR's
                          (or already designated AQCR's); the distribution
                         of air quality criteria and reports on control
                         technology by DHEW.
     Day 90              Governor of the State(s) in which the AQCR lies
                         files a letter of intent to adopt ambient air
                         quality standards.
     Day 270             State(s) adopts AQCR air quality standards con-
                         sistent with air quality criteria and reports on
                         control technology  issued by DHEW; upon  issue of
                         control technology  documents for other pollutants,
                         AQCR's must adopt other air quality standards for
                         these additional pollutants.


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     Day 450"            State(s) submits a plan to DREW specifying the
                         methods they will use to implement, maintain,
                         and enforce the air quality standards.
     Day 540             DREW approval of implementation plan.
     After 2.5 yrs.      First 25 percent of total control cost incurred.
     After 3.5 yrs.      Additional 50 percent of total control cost.
     After 4.5 yrs.      Final 25 percent of total control cost.
     (Not later than
     6/30/75)
     Compliance with emission standards obviously cannot be achieved
immediately upon the adoption of standards, because of such constraints
as the limited enforcement agency staff and design, fabrication, and
delivery time requirements for control equipment.  By similar reasoning,
the three-year period was reduced to two and one-half for the last group
of cities (Group V below) since some of the earlier limitations will have
been reduced by the time control is required for their sources.
     Since all facilities will be assumed to be in compliance by the end
of Fiscal 1975, all groups listed below will have expended 25 percent of
the total investment at the end of the first year after the adoption of
standards and 50 percent at the end of the second.  Groups I-IV will have
expended the final 25 percent during the third year; Group V will have
incurred the final 25 percent during the first half of the third year and
will be in compliance by the end of Fiscal 1975.  Table C-l lists the areas
by groups; Table C-2 gives this scheduling plan in detail.

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                              Table C-l
                   100 METROPOLITAN AREAS BY GROUPS.
                   (according to designation dates)'
Group 1  (all designated by June 1969).

1.  Washington, D.  G. (Maryland, Virginia)     8.
2.  New York, New York (New Jersey, Delaware)  9.
3.  Chicago,  Illinois (Indiana)               10.
4.  Philadelphia, Pennsylvania (New Jersey,   11.
                                Delaware)     12.
5.  Denver, Colorado
6.  Los Angeles, California                   13.
7   St. Louis, Missouri (Illinois)
                                               Boston, Massachusetts
                                               San Francisco, California
                                               Pittsburgh, Pennsylvania
                                               Buffalo, New York
                                               Cincinnati, Ohio (Indiana,
                                                                 Kentucky)
                                               Cleveland, Ohio
Group II  (assumed to be designated by December 1969)
14. Kansas City, Missouri (Kansas)
15. Baltimore, Maryland
16. Minneapolis-St. Paul, Minnesota
17. Hartford  t Connecticut
18. Indianapolis, Indiana
19. Detroit, Michigan
20. Milwaukee/Kenosha/Racine, Wisconsin
21. Providence-Pawtucket, Rhode Island/
    Fall River, Massachusetts
22. Seattle-Everett/Tacoma, Washington
23. Louisville, Kentucky (Indiana)
24. Dayton, Ohio
                                          25.  Phoenix, Arizona
                                          26.  Houston/Galveston-Texas City,
                                                                       Texas
                                          27.  Dallas/Ft. Worth, Texas
                                          28.  San Antonio, Texas
                                          29.  Birmingham, Alabama
                                          30.  Toledo, Ohio (Michigan)
                                          31.  Steubenville-Weirton, Ohio/
                                               Wheeling, West Virginia
                                          32.  Chattanooga, Tennessee (Georgia)
                                          33.  Atlanta, Georgia
                                          34.  Memphis, Tennessee (Arkansas)
                                          35.  Portland, Oregon (Washington)
Group III  (assumed to be designated by June 1970)
36. Salt Lake City, Utah
37. New Orleans, Louisiana
38. Miami/Fort Lauderdale, Florida
39. Oklahoma City, Oklahoma
40. Omaha, Nebraska (Iowa)
41. Honolulu, Hawaii
42. Beaumont-Port Arthur-Orange, Texas
43. Charlotte, North Carolina
44. Portland, Maine
45. Albuquerque, New Mexico
46,
                                          47.
                                          48.
                                          49.

                                          50.
                                          51.
                                          52.
                                          53.
                                          54.
                                          55.
Lawrence-Haverhill/ Lowell, Massachusetts 56.
/Manchester, New Hampshire                57.
El Paso, Texas
Las Vegas, Nevada
Fargo-Moorhead, North Dakota,
Minnesota
Boise, Idaho
Billings, Montana
Sioux Falls, South Dakota
Cheyenne, Wyoming
Anchorage, Alaska
Burlington, Vermont
San Juan, Puerto Rico
Virgin Islands
     a A State name in parenthesis indicates the area extends into that State.

     b Includes New Haven, Waterbury, and Meridan SMSA's that are not in
       originally proposed AQCR.


-------
                         Table C-l  (continued)
Group IV  (assumed to be designated by December 1970)
58
     Allentown-Bethlehem-Easton,
     Pennsylvania,  New Jersey
     Anderson/Muncie,  Indiana
     Bakersfield, California
     Columbus, Ohio
     Davenport-Rock Island-Moline,
     Iowa, Illinois
     Flint, Michigan
64.  Grand Rapids/Muskegon-Muskegon Hts.,
     Michigan
65.  Greensboro,  North Carolina
66.  Harnsburg,  Pennsylvania
67-  Jacksonville,  Florida
68.  Knoxville, Tennessee
59
60
61
62

63
69.  Nashville, Tennessee
70.  Peoria, Illinois
71.  Richmond, Virginia
72.  Rochester, New York
73.  Saginaw/Bay City, Michigan
74.  Scranton/Wilkes Barre-Hazelton,
     Pennsylvania
75.  Syracuse, New York
76.  Tampa, Florida
77.  Tulsa, Oklahoma
78.  Worcester/Fitchburg-Leominster,
     Massachusetts
79.  Youngstown-Warren, Ohio
Group V  (assumed to be designated by June 1971)

80.  Albany-Schenectady-Troy,  New York       91.
81.  Binghamton, New York (Pennsylvania)
82.  Charleston, South Carolina              92.
83.  Charleston, West Virginia               93.
84.  Des Moines, Iowa                        94.
85.  Fresno, California                      95.
86.  Fort Wayne, Indiana                     96.
87.  Jackson, Mississippi                    97.
88.  Johnstown, Pennsylvania                 98.
89.  Lancaster, Pennsylvania                 99.
90.  Mobile, Alabama                        100.
                                                  Norfolk-Portsmouth/Newport
                                                  News-Hampton, Virginia
                                                  Raleigh/Durham, North Carolina
                                                  Reading, Pennsylvania
                                                  Rockford, Illinois
                                                  Sacramento, California
                                                  San Diego, California
                                                  South Bend, Indiana
                                                  Utica-Rome, New York
                                                  Wichita, Kansas
                                                  York, Pennsylvania

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                                                   Table  C-2

                          IMPLEMENTATION SCHEDULE FOR 100 METROPOLITAN AREAS BY GROUP


STEPS IN IMPLEMENTING THE CLEAN AIR ACT, AS AMENDED

Day 1: designation of AQCR
Day 90: submit letter of intent
Day 270: adopt standard
Day 450: submit implementation plan
Day 540 : DHEW approval of implementation plan0
ACCUMULATED RATES OF EXPENDITURES
After 2k yrs: 257. of total investment incurred
After 3% yrs: 50% of total investment incurred
After 4% yrs: 100% of total investment incurredd
EXPECTED DATES OF EVENTS BY AREA GROUPS3
Group I


(Part, SO )
A
6/1969
9/1969
3/1970
9/1970
12/1970

12/1971
12/1972
12/1973

(HC, CO)
1/1970
3/1970
9/1970
3/1971
6/1971

6/1972
6/1973
6/1974
Group II

Group III

Group IV

Group V


(Part, SO , HC, CO)
12/1969
3/1970
9/1970
3/1971
6/1971

6/1972
6/1973
6/1974
6/1970
9/1970
3/1971
9/1971
12/1971

12/1972
12/1973
12/1974
12/1970
3/1971
9/1971
3/1972
6/1972

6/1973
6/1974
6/1975
6/1971
9/1971
3/1972
9/1972
12/1972

12/1973
12/1974
6/1975
 For Group I,  particulate  and sulfur  oxide  control will precede hydrocarbon and carbon monoxide control by  6 months
 due to  January  1970  publication of control and criteria report; for Groups II-V, planning the control of all four
 pollutants is expected  to begin with Day 1 (Designation).

Or  the date of publication of criteria and control technology reports, whichever  is later.

Assumed period of 90 days for DHEW approval.

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                           Appendix D

           1967 Base Year Air Quality Control Costs
Annual and Investment Costs by Metropolitan Area,  FY 1971-1975

-------
                                           Appendix D
                             1967  ll.iae  Ye.ir Air Quality Control  Costa
                  Annual  nnd Investment Costs by Metropolitan Area. FY 1971-1975°
                                         (million dollars)

METROPOLITAN
AREAS

GROUP I
1. Washington
FY 71
FY 72
FY 73
FY 74
FY 75
Total
2. New York
FY 71
FY 72
FY 73
FY 74
FY 75
Total
3. Chicago
FY 71
FY 72
FY 73
FY 74
FY 75
Total
4. Philadelphia
FY 71
FY 72
FY 73
FY 74
FY 75
Total
5. Denver
FY 71
FY 72
FY 73
FY 74
FY 75
Total
6. Los Angeles
FY 71
FY 72
FY 73
FY 74
FY 75
Total
AIR POLLUTION SOURCE CATEGORY
Industrial
Process
Inv 1 Ann.
0.1
0.4 0.1
0.6 0.3
0 2 0.4
0.0 0.4
1.3 1.3
2.1 0 7
8.2 3.0
10.1 5.5
4.0 6.3
0.0 6.3
24.4 21.8
10.2 6.1
33.7 24.4
36.6 42.7
13.2 48.9
0.0 48 9
93.7 171.0
4.6 1.8
16.4 7.2
18.9 12 7
7.1 14.6
0.0 14.6
47.0 50.9
0.4 0.2
1 5 0.7
1.7 1.2
0.6 1.4
.0^ _1^
4.2 4.9
2.4 1.0
7.2 4 1
7.2 7.2
2.3 8 2
0.0 8.2
19.1 28.7
Stationary
Combustion
Inv. 1 Ann.
5.4 3.2
16.1 12.9
16.1 22.6
5.4 25 8
0.0 25.8
43.0 90.3
11.1 10.0
33.2 39 9
33.2 69.9
11.1 79.8
0.0 79.8
88.6 279.4
14.9 21.6
44.6 86.6
44.6 151.5
14.9 173.2
0 0 173.2
119.0 606.1
5.4 5.1
16.2 20.4
16.2 35.7
5.4 40.8
0.0 40.8
43.2 142.8
0.6 2.0
1 8 7.8
1.8 13.7
0 6 15.6
0.0 15.6
4.8 54.7
07
1.9
3.3
3.8
^_ -L&
13.5
Solid
Waste
Inv. | Ann.
0.4 0.3
1.3 1.0
1.2 1.8
0.4 2.1
0.0 2.1
3.3 7.3
2.1 1 3
6.4 5.3
6.4 9 3
2.1 10.6
0.0 10.6
17.0 37.1
1.9 0.9
5.7 3.5
5.6 6.0
1.9 6 9
0.0 6.9
15.1 24.2
0 4 0.2
1.3 0.8
1.2 1 4
0 4 1.6
_9^0 _J^A
3.3 5 6
0.8 0.3
2.2 1.1
2.2 1.9
0.8 2.1
,0^2. _a*l
6.0 7.5
"
TOTAL AIR QUALITY CONTROL COST
Lower
Limit
Inv. 1 Ann
4 4 2.7
12 2 10.9
13.4 19.1
4 5 21.9
0.0 21.9
35 6 76 5
10 0 89
31.3 35.7
32.5 62 7
11.3 71.6
0.0 71.6
85.1 250.5
18.6 20 9
58.0 83.6
60 0 146.1
20.7 167 2
0 0 167.2
157.3 585.0
8.3 5.2
27.1 20.7
29.0 36.4
10.3 41 6
0.0 41.6
74.7 145.5
1.2 2.0
3.8 7 5
4.0 13 1
1.4 14 9
0.0 14.9
10.4 52.4
1.6 1.2
4.7 4.1
4.7 7.3
1.5 8.3
0.0 8.3
12.5 29.2
Expected
Inv. | Ann.
5.9 3.5
17 8 14.1
17.9 24.7
6.0 28.3
0.0 28 3
47.6 98.9
15.3 12 0
47 8 48.2
49.7 84.7
17.2 96.7
0.0 96.7
130.0 338.3
27.0 28.6
84.0 114.5
86.8 200.2
30.0 229.0
0 0 229.0
227.8 801.3
10 4 71
33.9 28 4
36.3 49.8
12.9 57.0
Q.£ 57.0
93 5 199.3
1.8 2.5
5.5 9.6
5.7 16.8
2.0 19.1
0.0 19.1
15 0 67.1
2 4 1.7
7.2 6.0
7.2 10 5
2.3 12 0
0.0 12.0
19.1 42.2
Upper
Limit
Inv 1 Ann
7.8 4 4
23 6 17 7
2J.8 31.0
80 35 6
00 35 6
63.2 124.3
17 4 14 4
54.5 57 8
56 7 101.6
19.6 116 0
0.0 116.0
148.2 405.8
37.3 37 5
115.9 150 0
119.8 262 3
41.4 300 0
0.0 300 0
314.4 1049 8
17 2 9.2
55.9 36 9
59.9 64 7
21 3 74 1
0.0 74 1
154 3 259 0
2.4 3.1
7.4 11 9
77 20 8
27 23 7
0.0 23.7
20 2 83.2
3 2 2.J
9.6 8.0
9.6 14.0
3.1 16 0
0.0 16.0
25.5 56.3
--Negligible but non-zero  expenditure  required.
* No additional expenditure  required.

  See footnotes at end of  table.

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Appendix D  (Continued)
1967 Base Year Air quality Control
Coats
Annual and Investment Costa by Metropolitan Area, F
	 (million dollars)

METROPOLITAN
AREAS

7 bt louis FY 71
FY 72
FY 73
FY 74
FY 75
Total
8 Boston FY 71
FY 72
FY 73
FY 74
FY 75
Total
9 San Francisco FY 71
FY 72
FY 73
FY 74
FY 75
Total
10 Pittsburgh FY 71
FY 72
FY 73
FY 74
FY 75
Total
11 Buffalo FY 71
FY 72
FY 73
FY 74
FY 75
Total
12 Cincinnati FY 71
FY 72
FY 73
FY 74
FY 75
Total
13 Cleveland FY 71
FY 72
FY 73
FY 74
FY 75
Total


t 1971-1975"

AIR POLLUTION SOURCE CATEGORY
Industrial
Process

20 08
74 34
88 60
34 69
00 69
16 24 0
05 02
21 07
25 12
10 14
0 0 1 4
61 49
11 04
32 16
32 28
11 32
0 0 3 2
86 11 2
74 47
22 6 18 7
23 0 32 6
78 37 4
00 37 4
60 8 130 8
30 17
93 67
97 11 8
34 13 5
0 0 13 5
25 4 47 2
20 06
74 25
89 46
35 54
0 0 5 4
21 8 18 5
47 22
14 8 89
15 4 15 6
53 17 9
00 17 9
40 2 62 5


Stationary
Combustion

63 81
19 1 32 5
19 0 56 9
6 3 65 7
0 0 65 7
50 7 228 9
23 78
68 31
67 55
23 63
00 63
18.1 29 0
02
09
16
19
— 1 9
65
49 52
14 8 20 8
14 8 36 5
4 9 41 7
0 0 41 7
39 4 145 9
57 27
17 3 10 9
17 2 19 1
5 7 21 9
0 0 21 9
45 9 76 5
39 49
11 8 19 7
11 8 34 4
3 9 39 3
0 0 39 3
31 4 137 6
50 48
14 9 19 0
14 9 33 3
5 0 38 0
00 38 0
39 8 133 1


Solid
Waste
Inv.
0 5
1 4
1 3
0 5
0 0
3 7
0 9
2 7
2 7
0 9
0 0
7 2
Ann.
0 2
0 7
1 1
1 3
1 3
4 6
0 4
1 7
3 0
3 4
3 4
11 9

0 9
2 8
2 8
0 9
0 0
7 4
0 4
1 3
1 2
0 4
0 0
3 3
0 5
1 5
1 4
0 5
0 0
3 9
1 2
3 4
3 4
1 2
0 0
9 2
0 4
1 6
2 8
3 2
3 2
11 2
0 2
0 8
1 4
1 6
1 6
5 6
0 2
1 0
1 7
1 9
1 9
6 7
0 5
2 0
3 5
4 0
4 0
14 0





TOTAL AIR QUALITY CONTROL COST
Lower
Limit
Inv.
6 2
19 6
20 5
7 2
0 0
53 5
2 7
8 3
8 6
3 0
0 0
22 6
0 7
2 1
2 1
0 7
0 0
5 6
9 4
28 5
28 7
9 6
0 0
76 2
6 5
19 8
19 9
6 7
0 0
52 9
4 9
15 9
17 0
6 1
0 0
43 9
7 6
23 0
23 4
8 0
0 0
62 0
Ann.
6 7
26 8
46 9
54 2
54 2
188 8
6 3
4 1
7 3
8 3
8 3
34 3
0 4
1 6
2 9
3 3
3 3
11 5
7 4
29 6
51 8
59 3
59 3
207 4
3 2
12 9
22 6
25 9
25 9
90 5
4 6
18 6
32 7
37 4
37 4
130 7
5 3
21 3
37 3
42 6
42 6
149 1


Expected
Inv.
8 8
27 9
29 1
10 2
0 0
76 0
3 7
11 6
1) 9
4 2
0 0
31 4
1 1
3 2
3 2
1 1
0 0
8 6
13 2
40 2
40 6
13 6
0 0
Ann.
9 1
36 6
64 0
73 9
73 9
257 5
8 4
5 5
9 7
LI 1
11 1
'(5 8
0 6
2 5
4 4
5 1
5 1
17 7
10 3
41 1
71 9
82 3
82 3
07 6 287 9
91 46
27 9 18 4
28 1 32 3
9 5 37 0
0 0 37 0
74 6 129 3
64 57
20 7 23 2
22 1 40 7
7 9 46 6
0 0 46 6
57 1 162 8
10 9
33 1
33 7
11 5
0 0
7 5
29 9
52 4
59 9
59 9
89 2 209 6


Upper
Limit
Ann
12 4 11 9
39 4 47 9
41 0 8J 8
14 4 96 8
00 96 8
07 2 337 2
50 95
15 5 b 2
15 9 11 ii
56 \i b
00 12 5
42 0 51 7
15 n 8
44 J 4
44 b 0
15 / 0
0 0 7 n
11 8 24 1
17 4 13 4
53 1 53 4
53 6 93 5
18 0 107 0
00 107 0
142 1 374 3
12 3 64
37 7 25 4
37 9 Vi 6
12 8 •>! 1
0 0 51 1
100 7 178 b
8 b 77
27 9 31 3
29 8 54 9
10 7 62 9
0 0 62 ')
77 0 219 7
14 7 10 1
44 7 4(1 4
45 5 70 7
15 5 80 9
00 80 9
120 4 283 0



-------
                                                  Appendix D (Continued)

                                         1967 Base Year Air Quality Control Costs
                              Annual and Investment Costs by Metropolitan Area.  FY  1971-1975
                                                     (million dollars)
METROPOLITAN
AREAS
GROUP II
14 Kansas City
FY 71
FY 72
FY 73
FY 74
FY 75
Total
15 Baltimore
FY 71
FY 72
FY 73
rY 74
FY 75
Total
16 Minneapolis-St Paul
FY 71
FY 72
FY 73
FY 74
FY 75
Total
17 Hart£ordb
FY 71
FY 72
FY 73
FY 7
-------
                   Appendix D  (Continued)

          1967 Base Year Air Quality Control Costa
Annual and Investment Coats by Metropolitan Area. FY 1971-1975
                       (million dollars)

ASEAS

-u Milwaukee/kenosha/Racine
FY 71
FY 72
FY 73
lit 74
FY 75
Total
21 Providence-Pawtuckett/Fall River
FY 71
FY 72
FY 73
FY 74
FY 75
Total
22 Seatcle-Everett/Tacoma
FY 71
FY 72
FY 73
FY 74
FY 75
Total
23 Louisville
FY 71
FY 72
FY 73
FY 74
FY 75
Total
24 Dayton
FY 71
FY 72
FY 73
FY 74
FY 75
Total
25 Phoenix
FY 71
FY 72
FY 73
FY 74
FY 75
Total
AIR POLLUTION SOURCE CATEGORY
Industrial
Process
Inv. ' Ann.

0 0 0.0
2.2 0 6
4 4 1.8
22 24
00 24
88 72

0.0 0 0
1.6 0 4
3.1 1.3
1 6 1.7
0 0 1.7
6.3 5 1

0.0 0 0
35 13
7.1 4.0
36 53
0 0 5.3
14.2 15 9
00 00
1.2 0 4
23 11
11 14
00 14
46 43

0 0 0.0
1 1 0.3
2.2 0.9
1.1 1.3
0 0 1.3
44 38

00 00
05 02
1 0 0.5
05 07
0.0 0 7
20 21
Stationary
Combus tion
Inv. | Ann.

00 00
10.9 8 1
21 7 24.2
10.9 32.3
0.0 32 3
43.5 96 9

00
07
21
2.8
2.8
8.4

0 0 0.0
01
2 3 -0.1
0.1 -0 1
0.0 -0 1
25-03
0 0 0.0
48 98
9 5 19.6
4 8 39.2
0 0 39.2
19 1 107.8

0 0 0.0
2.9 3 0
58 89
2.9 11 8
0.0 11.8
11.6 35 5

0 0 0.0
4 7 0.1
9.3 0.3
4.7 0.3
0.0 0.3
18 7 1.0
Solid
Waste
Inv. I Ann.

00 00
10 05
2.1 1 4
1.0 1 8
00 18
4 1 5.5

0.0 0.0
06 03
1 3 0.8
0.6 1.1
0.0 1 1
2 5 3.3

0.0 0.0
01 01
0 3 0.4
0.2 0.6
00 06
06 17
00 00
04 02
09 07
0.5 0.9
00 09
18 27

0 0 0.0
06 02
12 07
0 6 1.0
0 0 1.0
24 29

0 0 0.0
—
02 02
0.1 0 3
0 0 0.3
0.3 0.8
TOTAL AIR QUALITY CONTROL COST
Lower
Limit
Inv.

0 0
8 9
17 9
8 9
0 0
35 7

0 0
1 5
3.0
1.5
0.0
6.0

0.0
2.2
4.5
2 3
0.0
9.0
0 0
4 5
8 9
4.5
0.0
17.9

0.0
3.2
6.4
3 2
n n
12 8

0.0
3 3
6 6
3 3
0.0
13 2
Ann

0 0
6 t
20 6
27 4
27.4
82.3

0 0
1.3
3 8
5 1
5 ]_
15 3

0 0
0 8
2.4
3.3
3 3
9 8
0.0
7 8
16.1
31 1

86.1

0 0
2 6
7.8
10 4
1Q £
31.2

0 0
0 2
0.7
0 9
0.9
2 7
Expected
Inv

0.0
14 1
28 2
14 I
0 0
56 4

0 0
2 2
4 4
2.2
0.0
8.8

0 0
3 7
9 7
3 8
0 0
17 2
0 0
6 4
12 7
6.4
0 0
25 5

0 0
4 6
9.2
4 6
0 0
18 4

0.0
5.2
10 5
5.3
0.0
21.0
Ann.

1) 0
9 2
27 4
36.5
36 5
109 6

0 0
1.4
4 2
5 6
5 6
16 8

0 0
1 4
4 3
5.8
5 8
17 3
0 0
10.4
21.4
41.5
41.5
114 8

0.0
3 5
10 5
14 1
14.1
42 2

0.0
0.3
1.0
1.3
1.3
3.9
Uppur
Limit
Inv. i Ain

00 00
17 2 11 9
34.4 35 J
17.2 47 1
00 47 1
68 8 141 4

0.0 () 0
29 18
59 52
29 70
00 70
11.7 21 0

00 00
50 18
10 1 55
50 73
00 73
20 1 21 9
	 1
oo on
88 13 5
17 4 27 8
88 53 9
00 5J 9
3I> 0 149 1

00 00
63 46
12 7 13 7
63 18 2
0.0 JS.2
25 3 54 7

00 00
7.7 0 •>
15.5 1 5
7.7 2 n
00 20
30 9 60

-------
                    Appendix D (Continued)

           1967 Base Year Air Quality Control Costa
Annual and Investment Costs by Metropolitan Area.  FY  1971-1975°
                       (million dollars)
•METROPOLITAN
AREAS
26 Houston/Galveston-Texas City
FY 71
FY 72
FY 73
FY 74
FY 75
Total
27 Dallas/Ft. Worth
FY 71
FY 72
FY 73
FY 74
FY 75
Total
28 San Antonio
FY 71
FY 72
FY 73
FY 74
FY 75
Total
29. Birmingham
FY 71
FY 72
FY 73
FY 74
FY 75
Total
30 Toledo
FY 71
FY 72
FY 73
FY 74
FY 75
Total
31 Steubenville/Wlerton/Wheeling
FY 71
FY 72
FY 73
FY 74
FY 75
Total
AIR POLLUTION SOURCE CATEGORY
Industrial
Process
Irv Ann
00 00
84 19
16 9 56
85 74
00 74
33 8 22.3
00 00
19 05
3.9 1 6
1 9 2.1
00 21
77 63
00 00
0.5 0 2
1.1 0 5
05 06
00 06
21 19
00 00
51 25
10.1 7 6
51 10 2
00 10 2
20 3 30.5
00 00
17 02
33 08
17 10
00 10
67 30
00 00
53 31
10 6 93
52 12 3
00 12 3
21 1 37 0
Stationary
Combustion
Inv. I Ann
00 00
31 08
62 23
3.1 3 1
0 0 3.1
12 4 9.3
00 00
2 3 0.6
47 18
23 23
0 0 2.3
9 3 7.0
0.0 0.0
0.8 0.2
1.6 0.6
0.9 0.8
0.0 0.8
3.3 2.4
00 00
1.3 5.3
27 15 9
1 3 21.3
0 0 21.3
53 63 8
0.0 0 0
15 35
29 10 4
1.5 13 9
00 13 9
59 41 7
00 00
62 10.8
12 3 32 3
6.2 43 1
00 43 1
24 7 129 3
Solid
Waste
Inv. I Ann
00 00
1.3 0 6
25 17
13 23
00 23
51 69
00 00
0 1 0.2
0.4 0.6
0 2 0.8
00 08
0 7 2.4
0.0 0 0
0.2 0 2
0.1 0 3
00 03
03 08
00 00
01 01
01 02
00 02
0 2 0.5
00 00
01 02
0 1 0.3
00 03
0.2 0 8
00 00
01 01
— 01
00 01
01 03
TOTAL AIR QUALITY CONTROL COST
Lower
Limit
Inv. 1 Ann
00 00
86 23
17 1 68
86 91
00 91
34 3 27 3
00 00
33 09
66 28
3.3 3 8
00 38
13 2 11 3
00 00
10 03
20 10
10 13
00 1 J


00 0(1
4 6 60
91 18 1
46 24 1
0.0 24.1
18 3 72 3
00 00
21 30
42 90
21 12 0
00 12 0
84 36 0
00 00
83 10 5
16 9 31 5
83 42 0
00 42 0
33 5 126 0
Expected

0 0
12 8
Z5 6
12 9
0.0
51 3
0 0
4 3
9 0
4 4
0 0
17 7
0.0
1.3
2.9
1.5
0.0


0 0
6 4
12 9
6 5
0 0
25 8
0 0
3 2
6 3
3.3
0 0
12 8
0 0
11 5
23 0
11 4
0 0
45 9

0 0
3 3
9 6
12.8
12 8
38 5
0.0
1.3
4.0
5.2
5.2
15.7
0.0
0.4
1.3
1.7
1.7

0 0
7 8
23 6
31 7
31.7
94 S
0 0
3 7
11 4
15 2
15 2
45 5
0 0
13 9
41 7
55 5
55 5
166 6
Upper
Limit

00 00
18 9 42
37 9 12 5
18 9 16 7
00 16 7
75 7 50 1
00 00
57 17
11 4 50
57 67
00 67
22 8 20 1
0 0 0.0
18 06
3 6 1.7
1.8 2 2
00 22


00 00
84 99
16 8 29 6
84 39 5
0 0 39 5
33 6 118 5
00 00
47 46
94 13 8
47 18 4
00 18 4
18 8 55 2
00 00
15 2 17 6
30 4 52 7
15 2 70 2
00 70 2
60 8 210 7

-------
                    Appendix D  (Continued)

           1967 Base Year Air Quality Control Costs
Annual and Investment Costs  by  Metropolitan Area. FY 1971-1975
                       (million dollars)
}H.IR0rOLITAN
AkEAb
32 Chattanooga
nr 71
FY 72
FY 73
FY 74
FY 75
Total
33 Atlanta
FY 71
FY 72
FY 73
Fi' 74
FY 75
Total
34 Memphis
FY 71
FY 72
FY 73
FY 74
FY 75
Total
35 Portland
FY 71
FY 72
FY 73
FY 74
FY 75
Total


AIR POLLUTION SOURCE CATEGORY
Industrial
Process
Inv. | Ann
00 00
0 9 0.3
19 09
10 11
_0_0 1 1
38 34
0.0 0.0
1.1 0 3
11 13
0 0 1.3
43 39
0 0 0.0
0 8 0.2
1.6 0.7
0.8 0.9
0 0 0.9
3.2 2.7
00 00
4 8 1.7
95 49
4 7 6.6
00 66
19 0 19 8


Stationary
Combustion
Inv. | Ann
00 00
03 01
05 04
0.3 0 5
0.0 0 5
1 1 1.5
0.0 0,0
0.8 2.2
08 90
00 90
3.1 26.9
0.0 0.0
02 -OX
0 5 -0.2
02 -03
00 -03
0.9 -0 9
00
0.1
01
0.1
0.0
0.3


Solid
Waste
Inv. 1 Ann.
0.0 0.0
0.1 0.1
0.1
0.0 0.1
0.1 0.3
0.0 0.0
0 8 0.4
0.8 1.5
0 0 1.5
3.3 4.5
0.0 0.0
0.1 0.2
0.1 0.3
0 0 0.3
0.2 0.8
00 00
0.7 0 3
1.4 0 8
0.7 1 1
0.0 1 1
28 33


TOTAL AIR QUALITY CONTROL COST
Lower
Limit
Inv. 1 Ann
0 0 0.0
0.8 0.3
17 09
0.0 1.1
3.3 3 4
00 00
1 9 2.2
3 8 6.8
1 9 9.1
00 91
7.6 27 2
0.0 0.0
07 01
1 5 0.4
08 05
0.0 0.5
3.0 i 5
0.0 0 0
32 11
61 32
31 43
0.0 4.3
12.4 12 9


Expected
Inv I Ann
00 00
12 04
2.5 1 4
00 17
5.0 5.2
0.0 0 0
2.7 2 9
5.3 8 8
2.7 11.8
0 0 11.8
10 7 35 3
0 0 0.0
1 0 0.1
i.2 0.7
1.1 0 9
0.0 0.9
4.3 2 6
0 0 0.0
5 6 2.0
10.9 5 7
5.5 7 7
00 77
22 0 23 1


tipper
Limit
Inv 1 Ann
00 00
17 06
3.4 1.8
00 24
68 72
00 00
35 35
6 9 10.7
3.5 14 3
00 14 3
13 9 42 8
0.0 0 0
14 01
31 09
16 12
00 12
61 34
00 00
69 25
13.5 7 0
6 8 9.5
0.0 9.5
27.2 28.5



-------
                    Appendix D (Continued)

           1967 Base Year Air Quality Control Coats
Annual and Investment Coats by Metropolitan Area.  FY  1971-1975*
                       (million dollars)
M-HOPOLllAN
\SF\S
Group III
36 Salt Lake City
FY 71
FY 72
FY 73
1Y 7-t
FY 75
TotJl
37 Nev Orleans
nr 71
F\ 72
FY 73
n 74
FY 75
Total
38 Miami /Fort Lauderdale
FY 71
FY 72
FY 73
FY 74
FY 75
Total
39 Oklahoma City
FY 71
FY 72
FY 73
FY 7,
FY 75
Total
40 Omaha
F\ 71
FY 72
FY 73
FY 74
FY 75
Total
41 Honolulu
FY 71
FY 72
FY 73
FY 74
FY 75
Total
AIR POLLUTION SOURCE CATEGORY
Industrial
Process
Inv I Ann
00 00
09 04
24 17
25 29
09 33
67 83
00 00
41 10
12 4 39
12 4 68
42 77
33 1 19 4
00 00
04 01
14 03
14 04
04 05
36 13
00 00
02 01
06 03
06 04
02 05
16 13
00 00
04 01
10 04
10 07
04 08
28 20
00 00
02 01
05 02
05 03
02 03
14 09
Stationary
Combustion
Inv I Ann
00 00
13 04
37 14
37 25
13 29
10 0 72
—
..
00 00
01
02 02
01 03
03
04 08
00 00
16 03
48 11
48 19
17 22
12 9 55
00 00
16 07
48 27
48 48
1 6 5 5
12 8 13 7
00
02
09
15
17
43
Solid
Waste
Inv 1 Ann
00 00
02 01
07 03
08 05
02 06
1 9 1'5
00 00
02 02
06 06
06 11
02 13
16 32
00 00
04 02
11 09
12 16
04 18
31 45
00 00
01 01
01 02
02
02 05
00 00
01 01
01 02
02
02 05
00 00
03 01
08 04
08 07
03 08
22 20
TOTAL AIR QUALITY COu'lBOL COSf
Lower
Limit
Inv | Ann
00 00
1405
4420
4436
11 7 10 2
0000
2207
6724
67 43
2349
17 9 12 3
0000
0402
14 10
1417
0419
3648
0000
1203
36 10
36 16
12 19
9648
0000
1406
4024
4042
1 4 4 8
10 8 12 0
00 00
03 02
0909
09 14
0322
2447
Expected
Tnv. | Ann
00 00
2401
6834
7059
2468
18 6 17 0
00 00
43 12
13 0 4 5
13 0 7 9
44 90
34 7 22 6
0000
0903
27 14
2723
0826
7166
0000
1804
5515
5525
1929
14 7 7 3
0000
2008
5932
5957
_2_0 6 5
15 8 16 2
0000
05 04
1315
1325
0528
36 72
L'pper
Lir.it
Inv ' i-nn
00 00
33 11
99 45
10 1 79
33 9 (1
26 6 22 5
00 00
53 15
16 1 55
16 1 "56
5 5 UJZ_
43 n 27 6
00 00
11 05
34 18
35 29
11 33
91 8 5 t
00 00
27 06
82 22
82 37
28 43
21 9 10 8
00 00
28 10
84 41
84 74
2 8 8.4.
22 4 20 9
00 00
06 05
17 11
17 31
06 35
46 90

-------
                    Appendix D  (Continued)

           1967  Base Year Air Quality Control Costs           a
Annual and Investment Costs by Metropolitan Area. FY 1971-1975
                       (million dollars)

ML! lOrULITAN
AREAS

42 Beaumont-Pore
Arthur-Orange
FY 71
FY 72
FY 73
FY 7,
FY 75
Total
43 Charlotte
F\ 71
n 72
FY 73
FY 74
FY 75
Total
44 Portland, Maine
FY 71
FY 72
FY 73
FY 74
FY 75
Total
45 Albuquerque
FY 71
FY 72
FY 73
rY ?..
FY 75
Total
46 Lawrence-Haverhlll/
Lowell/Manchester py 71
FY 72
FY 73
FY 74
FY 75
Total
47 El Paso
FY 71
FY 72
FY 73
FY 74
FY 75
Total

AIR POLLUTION SOURCE CATEGORY
Industrial
Process
Inv I Ann


00 00
19 01
56 03
56 06
19 07
15 0 17

00 00
0 3 0.1
08 03
08 05
0V2 0 5
21 14

00 00
02 ~
0 6 0.2
06 03
02 03
1 6 0.8

00 00
01
0 3 0.1
02 02
01 02
0 7 0.5

00 00
02
04 02
04 03
01 03
11 08

00 00
06 02
19 09
1 9 1.6
06 19

5 0 4.6
Stationary
Combustion
Inv.


0 0
0 0
0 0
0 0
0 0
0 0

0.0
1 2
3 7
3 7
1 3
9 9

0 0
0.4
1 2
1 2
0 3
3 1

0 0
—
—
0 1
—
Ann.


0 0
0 0
0 0
0 0
0 0
0 0

0 0
0 4
1 5
2 6
3 0
7 5

0 0
0 1
0 4
0 6
0 7
1.8

0 0
--
—
—
—
01

0 0
0 2
0 5
0 5
0 2
1 4

0 0
—
—
—
--

0 0
0 3
1 2
2 0
2 3
5 8

0 0
—
—
—
—
-
Solid
Waste
Inv. 1 Ann.


00 00
—
01
01
01
01 02

00 00
—
01
01
01
01 02

00 00
—
—
—
01
0.1

00 00
—
01
01
01
01 O1 2

00 00
01
05 02
0 5 0.4
02 05
13 11

00 00
—
—
01 01
01

0.1 0 2
TOTAL AIR QUALITY CO. THOL COST
Lower
Limit
Inv I Ann


00 00
10 01
31 02
30 04
1.0 0 5
8.1 1 2

00 00
1.0 0 3
30 12
2.9 2 1
10 24
7 9 6.0

00 00
0.5 0 1
15 04
15 06
05 07
40 18

00 00
01
03 01
02 02
01 02
0.7 0 5

00 00
05 02
1.3 1 3
13 22
05 25
26 62

00 00
03 01
10 05
10 09
0.3 1 1

26 26
Expected
Inv


0 0
1 9
5 7
5 6
1 9
15 1

0 0
1 5
4 6
4 5
1 5
12 1

0 0
0 6
1.8
1 8
0.5
4 7

0 0
0 1
0 4
0 3
0 1
0 9

0 0
0 5
1 4
1 4
0 5
3.8

0 0
0 6
1 9
2.0
0 6

5 1
Ann


0 0
0 1
0 4
0 8
0 9
2 2

0 0
0 5
1 8
3 2
3 6
9 1

0 0
0 1
0 6
0.9
1 1
2 7

0 0
—
0 1
0 3
0 3
0 7

0 0
0 3
1 6
2 7
3 1
7 7

0 0
0 2
0 9
1 7
2 0

4 8
Upper
LiriL
Inv i /inn


00 00
36 01
10 5 05
10 3 09
36 11
28 0 26

00 00
22 08
67 27
66 48
22 54
17 7 13 7

00 00
10 02
30 10
30 14
10 16
80 42

00 00
0.1
0.4 0 1
04 04
01 04
11 09

00 00
07 04
18 21
18 35
07 40
50 10 0

00 00
09 03
28 11
30 21
09 25

76 60

-------
                    Appendix D  (Continued)
           1967 Base Year Air Quality Control Costa
Annual and Investment Costs  by Metropolitan Area. FT 1971-1975"
                       (million  dollars)
Mi'wi'OLm\'
\RE\S
48 Las Vegas
FY 71
FY 72
FY 73
F\ 74
FY 75
Total
49 Fargo-Moorhead
FY 71
FY 72
FY 73
FY 74
FY 75
Total
50 Boise
FY 71
FY 72
FY 73
FY 74
FY 75
Total
51 Billings
FY 71
FY 72
FY 73
FY 74
FY 75
Total
52. Sioux Falls
FY 71
FY 72
FY 73
FY 74
FY 75
Total
53 Cheyenne
FY 71
FY 72
FY 73
FY 74
FY 75
Total
AIR POLLUTION SOURCE CATEGORY
Industrial
Process
Inv I Ann
00 00
01
04 02
04 03
0.1 0 3
10 08
00 00
02 01
06 02
07 04
02 05

00 00
01
02 01
02 01
01 01
06 03
00 00
04
10 01
10 02
0 4 0.2
28 05
00 00
01
02 01
02 01
01 01
06 03
00 00
01
02 01
03 01
01 01
0.7 0.3
Stationary
Combus tion
Inv. | Ann.
00 00
0.1
01-01
00 00
02-01
07-02
08 -04
0.2 -0 5

0.0 0 0
02 —
06 —
0.6 —
02 01
1.6 0 1
00 00
-
0.0 0 0
01 01
01 02
02
0.2 0 5
00 00
02
0.1
0.3
Solid
Waste
Inv. 1 Ann
00 00
01
04 02
05 03
01 04
11 09
00 00
01
00 00
01
00 00
01
01
00 00
01
01
00 00
„
TOTAL AIR QUALITY CONTROL COS1
Lower
Limit
Inv I Ann
00 00
01
06 02
06 03
02 04
15 09
00 00
03
09
11
03
26 01
00 00
02
06
06 01
02 01
16 02
00 00
02
05 01
05 01
02 02
15 04
00 00
01
02 02
02 02
0.1 0 3
06 07
0.0 0 0
01
02 01
0.2 0 1
01 01
06 03
L/ poctcd
Inv. I Ann
00 00
02
09 04
09 06
02 06
22 16
00 00
04 —
13 --
15 —
04
36 01
00 00
03 --
08 01
08 01
0 3 0.3
22 05
00 00
04
10 01
10 02
0.4 0 3
28 06
00 00
01
03 02
03 03
01 04
08 09
00 00
01
04 01
0.4 0 1
01 01
10 03
Upper
Li- it
In7 1 rnn
00 00
03
12 04
12 06
03 08
JO 18
00 00
06 --
18
21
06 01
51 01
00 00
04
11 01
10 02
04 03
29 06
00 00
08
19 01
19 03
08 04
5.4 0 8
00 00
01
04 03
04 04
_2_1_ 0^5 	
10 12
00 00
02
06 03
06 03
02 03
16 09

-------
                   Appendix D (Continued)
          1967 Base Year Air Quality Control Costs
Annual and Investment Coats by Metropolitan Arei. FY 1971-1975*
                     (million dollars)
METROPOLITAN
AREAS

54 Anchorage
FY 71
FY 72
FY 73
FY 74
FY 75
Total
55 Burlington
FY 71
FY 72
FY 73
FY 74
FY 75
Total
56 San Juan
FY 71
FY 72
FY 73
FY 74
FY 75
Total
57 Virgin Islands
FY 71
FY 72
FY 73
FY 74
FY 75
Total


AIR POLLUTION SOURCE CATEGORY
Industrial
Process
Inv. 1 Ann.
0.0 0 0



0.2 0 1
00 00
0.1
01 01
0.0 0.0
0.1
0.1
02 01
00 00






Stationary
Combustion
Inv. 1 Ann.
00 00


-0 1
-0 1
0.0 0 0
01
04 01
0.5 0.2
0.2 0 2
12 05
00
1.1 '
0.4
06
07
18
00 00






Solid
Uaate
Inv. 1 Ann.
00 00


01
01
00 00
—
0.0 0.0
0 1 0.1
0.1 0.2
0.2
0.2 0 5
00 00






TOTAL AIR QUALITY CONTROL COST
Lower
Limit
Inv. 1 Ann.
00 00



01
00 00
01
03 01
03 02
01 02
08 05
0.0 0.0
0.1
02 04
0.2 0 7
0.8
03 20
00 00






Expected
Inv. 1 Ann.
00 00
01
01
02 —
00 00
01
05 01
05 02
02 03
13 06
0.0 0 0
01
0 2 0.5
02 08
10
0.4 2 4
00 00






Upper
Limit
Inv. (Ann.
00 00
02
02
0.4
00 00
01
07 02
07 04
0.3 0.4
1 8 1.0
00 00
01
0.2 0 7
0.2 1 1
1.2
04 31
00 00







-------
                     Ajipumllx I) (Ciiiitlnucil)

           1967  II.IHO Yc.ir Air Quality  Control C\iat»
Aimuit .nul  Investment. Costa liy Metropolitan Arua. 1'Y 1971-1975"
                       (million dollars)

METROPOLITAN
AREAS

GROUP IV-
58 Allentoun-Beehlehem-Easton
FY 71
FY 72
FY 73
FY 74
FY 75
Total
59 Anderson/Muncie
FY 71
FY 72
FY 73
FY 74
FY 75
Total
60. Bakersfield
FY 71
FY 72
FY 73
FY 74
FY 75
Total
61 Columbus
FY 71
FY 72
FY 73
FY 74
FY 75
Total
62. Davenport-Rock Island-Moline
FY 71
FY 72
FY 73
FY 74
FY 75
Total
63 Flint
FY 71
FY 72
FY 73
FY 74
FY 75
Total
AIR POLLUTION SOURCE CATEGORY
Industrial
Process
Inv 1 Ann
00 00
0.0 0 0
31 17
63 51
31 68
12 5 13.6
0.0 0 0
00 00
03 01
07 03
03 04
1 3 0.8
00 00
00 00
06 02
1 4 0.5
07 07
27 14
00 00
00 00
11 03
21 09
11 12
43 24
00 00
00 00
14 04
28 12
13 16
55 32
00 00
00 00
06 02
12 05
05 07
23 14
Stationary
Combustion
Inv. 1 Ann.
00 00
00 00
47 35
95 10 5
47 14 0
18 9 28 0
00 00
0 0 0.0
17 11
34 33
17 43
68 87
00 00
00 00
	
—
00 00
00 00
11 03
23 09
1 1 1.2
45 24
00 00
00 00
26 03
5.1 0 9
26 13
10 3 25
00 00
00 00
01 08
03 26
0 1 3.4
0.5 6 8
Solid
Waste
Inv 1 Ann.
00 00
00 00
05 02
10 04
05 06
20 12
00 00
0 0 0.0
— 00
— 01
— 01
— 02
00 00
00 00
__
-
00 00
00 00
01 01
01 02
01 03
03 06
00 00
00 00
00 00
01 01
0 0 0.1
01 02
00 00
00 00
00 01
01 02
01 02
02 05
TOTAL AIR QUALITY CONTROL COST
Lower
Limit
Inv.
0 0
0 0
6 0
12 1
6 0
24 1
0 0
0 0
1 4
2 9
1 4
5 7
0 0
0 0
0 4
0 9
0 5
1 8
0 0
0 0
1 6
3 1
1 6
6 3
0 0
0 0
2 7
5 4
2 7
10 8
0 0
0 0
0 5
1 0
0 5
2 0
Ann
0 0
0 0
3 8
11 2
15 0
30 0
0 0
0 0
0 8
2.5
3 2
6 5
0.0
0 0
0 1
0 3
0 4
0 8
0 0
0 0
0 5
1 3
1 8
3 6
0 0
0 0
0 5
1 5
2 0
4 0
0.0
0 0
0 7
2 1
2 8
5 6
Expected
Inv | Ann
00 00
00 00
83 54
16 8 16 0
83 21 4
33 4 42 8
00 00
00 00
20 12
20 48
81 97
00 00
00 00
0 6 0.2
14 05
07 07
27 14
00 00
00 00
23 07
45 20
23 27
91 54
00 00
00 00
40 07
80 22
39 30
15 9 59
00 00
00 00
07 11
1.6 3 3
07 43
30 87
Upper
Limit
Inv | Ann
00 00
00 00
11 3 73
22 7 21 8
11 3 29 1
45 3 58 2
00 00
00 00
29 18
29 70
11 7 14 2
00 00
00 00
08 03
19 08
09 12
36 23
00 00
00 00
32 10
63 28
32 38
12 7 76
00 00
00 00
56 10
11 3 31
55 42
22 4 83
00 00
00 00
10 16
21 48
10 63
41 12 7

-------
                   Appendix D (Continued)

          1967  Base Year Air Quality Control Coats
Annual and Investment Coats by Metropolitan Area. FY 1971-1975°
                     (million dollars)

METROPOLITAN
AREAS

64 Grand Rapids /Muskegon-
Muskegon Hts
FY 71
FY 72
FY 73
FY 74
FY 75
Total
65 Greensboro
FY 71
FY 72
FY 73
FY 74
FY 75
Total
66 Harrlsburg
FY 71
FY 72
FY 73
FY 74
FY 75
Total
67 Jacksonville
FY 71
FY 72
FY 73
FY 74
FY 75
Total
68 Knoxville
FY 71
FY 72
FY 73
FY 74
FY 75
Total
69 Nashville
FY 71
FY 72
FY 73
FY 74
FY 75
Total
AIR POLLUTION SOURCE CATEGORY
Industrial
Process
Inv. 1 Ann
00 00
0 0 0.0
10 03
2.0 0 8
09 11
3.9 2 2
00 00
00 00
06 01
1.2 0 4
07 05
173" T~S
00 00
00 00
1.6 1 0
3.2 2 9
16 39
6.4 7 8
00 00
00 00
08 01
17 05
09 07
34 13
00 00
00 00
28 10
57 30
29 40
11 4 80
00 00
00 00
05 01
10 03
05 04
20 08
Stationary
Combustion
Inv. | Ann.
00 00
00 00
15 48
3.0 14.3
15 19 1
60 38 2
00 00
00 00
02 02
0 5 0.5
02 07
"ITS' ~TT
00 00
00 00
42 10
84 30
42 40
16 8 80
00 00
00 00
00 05
01 15
00 20
01 40
00 00
00 00
20 07
39 20
20 26
79 53
00 00
00 00
02 -01
03 -02
0.2 -0 3
07 -06
Solid
Waste
Inv. | Ann.
00 00
0.0 0 0
— 01
01 02
0.1 0 3
02 06
00 00
00 00
00 00
01 01
0.0 0 1
TTT -OT-
00 00
00 00
04 01
08 04
04 05
16 10
00 00
00 00
06 02
10 08
06 10
22 20
00 00
00 00
00 01
01 02
01 02
02 05
00 00
00 00
00 01
01 02
01 02
02 05
TOTAL AIR QUALITY CONTROL COST
Lower
Limit
Inv. 1 Ann
oo on
00 00
18 40
36 11 9
18 16 0
72 31 9
00 00
00 00
06 02
12 07
06 09
TT~ T"B~
00 00
00 00
43 15
86 45
43 60
17 2 12 0
D u (i n
00 00
1 11 06
21 2 2
11 29
42 57
00 00
00 DO
28 10
57 30
28 39
11 3 79
00 00
00 Of)
05 01
10 02
05 02
20 05
Expected
Inv. 1 Ann
00 0 u
00 'II
25 52
5 J 15 1
25 20 •>
10 1 41 0
00 (10
oo "0
Ob 0 J
18 10
09 13
TT 2 r
00 00
00 00
62 21
12 4 63
62 84
24 8 16 8
1) 11 u I)
il o i} 0
1 'i (18
28 2 B
15 37
5 / 71
00 MO
0 i] 0 U
48 i a
47 52
i y f> B
194 13 8
H U 0 0
n o u o
07 n i
14 03
08 0 i
29 07
Upper
Limit
Jnv 1 Ann
<> U 0 ll
u ii (1 0
13 ', .
6 A 1. >i
i , 2< 1
13 5 11 .
00 fj ii
0 0 0 1)
J i (14
2 ^> 1 >
1 i i '1
T 7 r B
00 00
00 00
81 30
Ib 7 9 i
84 12 2
33 4 24 I
i. II il i,
(i r> o D
18 1 il
J / 3 -
1 'I . 1,
7-1 1 '
I) i) il i
00 i (i
o 't ^ '
12 8 l> ''
6 b <• il
25 7 18 )
on ii ii
0 0 il II
il 9 ft 1
18 0 ,
11 (1 'l
18 01

-------
                    Appendix D (Continued)

          1967 Base Year Air Quality Control Coats
Annual and Investment Coats  by Metropolitan Area. FY 1971-1975"
                      (million dollars)

METROPOLITAN
AREAS

70 Peoria
FY 71
FY 72
FY 73
FY 74
FY 75
Total
71 Richmond
FY 71
FY 72
FY 73
FY 74
FY 75
Total
72 Rochester
FY 71
FY 72
FY 73
FY 74
FY 75
Total
73 Saginau/Bay City
FY 71
FY 72
FY 73
FY 74
FY 75
Total
74 Scranton/Wllkes Barre-Hazilton
FY 71
FY 72
FY 73
FY 74
FY 75
Total
75 Syracuse
FY 71
FY 72
FY 73
FY 74
FY 75
Total
AIR POLLUTION SOURCE CATEGORY
Industrial
Process
Inv. | Ann.
00 00
0.0 0 0
13 04
26 12
1 2 1.6
51 32
00 00
00 00
0.6 0.2
12 05
06 07
2.4 1.4
0.0 0 0
0.0 0.0
0.6 0 1
1 2 0.4
0.5 0.6
2.3 1 1
00 00
0.0 0 0
11 03
22 08
11 11
44 22
00 00
00 00
01
03 01
02 01
06 02
00 00
00 00
08 03
17 09
08 11
33 23
Stationary
Combustion
Inv. | Ann.
0.0 0 0
00 00
29 27
59 81
29 10 8
11.7 21 6
0 0 0.0
0 0 0.0
2.5 0 7
5.1 2.0
2 5 2.7
10 1 54
0.0 0 0
0.0 0.0
1.4 1.6
2.8 4 9
1.4 6 6
56 13 1
00 00
00 00
29 50
58 15 0
29 20 0
LI 6 40 0
00 00
00 00
L9 9 38
19 8 11 3
19 9 15 1
'96 30 2
00 00
00 00
09 02
18 07
09 09
3.6 1 8
Solid
Waste
Inv. ] Ann.
00 00
00 00
01 01
01
01 02
00 00
00 00
01
0.1 0 2
01 02
02 05
00 00
0.0 0 0
0.8 0 4
16 10
08 14
3.2 2 8
00 01)
00 00
01 01
01
01 02
00 00
00 00
01 01
01 02
— 02
02 05
00 00
00 00
01 01
01 02
02 03
TOTAL AIR QUALITY CONTROL COST
Lower
Limit
Inv. 1 Ann
00 00
00 00
30 23
61 70
29 93
12 0 18 6
00 00
00 00
23 07
4 / IS
23 25
93 51
0.0 0 0
00 00
1.9 1 5
39 44
19 60
77 11 9
0 u 'I ii
00 il 0
28 40
55 12 1
28 16 2
11 1 U 1
00 ) (i
00 00
14 7 2 •)
29 4 85
14 7 11 2
58 8 22 b
00 00
oo no
12 03
25 12
13 15
50 JO
Expected
Inv | Ann
00 0 n
00 0 (I
42 31
86 9 H
4 ] 12 5
16 9 25 0
00 00
00 00
31 10
64 2 1
32 36
12 7 7 i
00 00
00 00
28 21
56 63
27 86
11 1 17 0
il i! II H
11 II 0 ')
40 53
81 15 1
4 0 21 2
16 1 42 4
00 on
00 00
20 1 39
40 2 11 6
20 1 15 4
80 4 30 9
00 00
I) n 00
17 05
36 17
18 22
71 44
Upper
Limit
Inv | Ann
0 Cl 01;
oo oo
•) R 40
Jl 8 is 3
56 16 3
712 35 f,
00 00
00 Ii 0
42 13
8 / 16
44 48
17 J 97
00 00
00 00
38 29
77 87
37 11 9
15 2 23 5
i, (1 0 ,j
u 0 0 0
5 i 68
11 n 20 L,
55 11 i
11 (i S4 4
0(1 (Ii
on no
27 6 5 i
55 2 Hi 0
27 6 21 .'
110 4 iJ 6
U D U U
n d n ii
21 (17
5 '1 24
25 i J
98 f. 1

-------
                    Appendix  D  (Continued)

          1967 ll.ise  Yoir Air  Quality Control Costs
Annual and Investment  Costs by  Metropolitan Area. FY 1971-1975*
                      (million  dollars)

METROPOLITAN
AREAS

76 Tampa
FY 71
FY 72
FY 73
FY 74
FY 75
Total
77 Tulsa
FY 71
FY 72
FY 73
FY 74
FY 75
Total
78 Worcester /Fltchburg-Leomlnater
FY 71
FY 72
FY 73
FY 74
FY 75
Total
79 Youngs town-Warren
FY 71
FY 72
FY 73
FY 74
FY 75
Total
FY 71
FY 72
FY 73
FY 74
FY 75
Total
FY 71
FY 72
FY 73
FY 74
FY 75
Total
AIR POLLUTION SOURCE CATEGORY
Industrial
Process
Inv | Ann

00 00
00 00
2.0 0 6
4.1 1 7
20 22
81 45

00 00
0 0 0.0
1.3 0 4
27 13
13 16
5 3 3.3

00 00
00 00
02 01
06 03
03 04
11 08

0.0 0 0
00 00
59 43
11.9 13.0
59 17 4
23 7 34.7












Stationary
Combustion
Inv. | Ann

00 00
00 00
27
01 80
0.1 10 6
0.2 21 3

00 00
00 00
33 06
66 19
33 26
13 2 51

00 00
00 00
0.4 0 1
06 02
0.4 0.3
1.4 0.6

00 00
00 00
2 1 1.3
4 2 3.8
2 1 5.0
8.4 10.1












Solid
Waste
Inv

0 0
0 0
0 5
0 9
0 5
1.9

0 0
0 0
0 1
0 1
0 1
0 3

0 0
0 0
0 1
0 1
0 1
0 3

0 0
0 0
0 4
0.9
0.4
1,7
Ann.

0 0
0 0
0 2
0 8
1 0
2,0

0 0
0 0
0 1
0 2
0 2
0.5

0 0
0 0
0.1
0 2
0 2
0.5

0 0
0 0
0 2
0 4
0 6
1 2


TOTAL AIR QUALITY CONTROL COST
Lower
Limit
Inv. | Ann.

00 00
00 00
1 8 2.7
36 81
18 10 6
72 21 4

00 00
00 00
26 07
5.4 2 0
27 26
10 8 53

0.0 0 0
0 0 0.0
07 02
1 5 0.5
0 7 0.6
29 13

00 00
0 0 0.0
6 0 3.8
12 1 11 3
60 15 1
24 1 30 2












Expected
Inv

0 0
0 0
2 5
5 1
2.6
10 2

0.0
0 0
4 6
9 4
4 7
18 7

0 0
0 0
1.0
2 1
1 0
4 1

0 0
0.0
8 4
17 0
8.4
33 8
Ann.

0 0
0 0
3 5
10 5
13 8
27 8

0 0
0 0
1 1
3 4
4 4
8 9

0 0
0 0
0 3
0 7
0 9
1 9

0 0
0 0
5 8
17.2
23 0
46 0


Upper
Limit
Inv | Ann

00 00
00 00
32 43
66 12 9
34 16 9
13 2 34 1

00 00
00 00
59 18
12 0 55
6.0 7 1
23 9 14 4

00 00
00 00
14 04
28 09
14 12
56 25

00 00
00 00
11 0 14 1
22.4 22 1
11 1 29 6
44 5 65 8









,



-------
                    Appendix  D  (Continued)

          1967 Base Year Air  Quality Control Coats
Annual and Investment  Costs by  Metropolitan Area. FY 1971-1975°
                      (million  dollars)

METROPOLITAN
AREAS

OROUP V
BO Albany-Schenectady-Troy
FY 71
FY 72
FY 73
FY 74
FY 75
Total
81 Binghamton
FY 71
FY 72
FY 73
FY 74
FY 75
Total
82 Charleston, South Carolina
FY 71
FY 72
FY 73
FY 74
FY 75
Total
83 Charleston, West Virginia
FY 71
FY 72
FY 73
FY 74
FY 75
Total
8't Deb Monies
FY 71
FY 72
FY 73
FY 74
FY 75
Total
85 Fresno
FY 71
FY 72
FY 73
FY 74
FY 75
Total
AIR POLLUTION SOURCE CATEGORY
Industrial
Process
Inv | Ann
00 00
0 0 0.0
04 01
13 05
17 09
34 15
00 00
00 00
02 01
0.7 0 4
09 07
1.8 1 2
0 0 0.0
00 00
0 5 0.1
1.4 0 4
2.0 1 1
3.9 1.6
00 00
0 0 0.0
0 1
04 01
05 02
10 03
00 00
00 00
02 01
06 03
0.9 0.5
17 09
00 00
00 00
02 01
06 04
08 07
1 6 1.2
Stationary
Combustion
Inv. 1 Ann.
0.0 0 0
0 0 0.0
0.4 0 7
1.2 2 6
1 6 5.2
3 2 8.5
00 00
00 00
1.0 0 4
2.9 1 5
38 30
77 49
0.0 0 0
0.0 0 0
0 3 0.2
10 08
13 16
2 6 2.6
0 0 0.0
00 00
0 7 2.0
2 2 7.9
2 9 15.7
58 25 6
00 00
00 00
11 04
34 18
45 36
90 58
..
~
Solid
Waste
Inv 1 Ann.
00 00
00 00
03 07
07 04
10 08
2.0 1 9
00 00
00 00
0 1
04 01
05 04
1.0 0 5
00 00
00 00
01 01
01 01
00 00
00 0 II
0 1
02 01
0 3 0.2
06 03
00 00
00 00
01 01
0 1
01 02
„
..
TOTAL AIR QUALITY CONTROL COST
Lower
Limit
Inv | Ann
00 00
00 00
07 11
29 50
57 86
00 00
00 00
08 03
25 13
3 3 2.6
66 42
00 00
00 00
05 02
16 08
2 2 1.9
43 29
00 00
0 0 11 0
0 6 1.5
20 60
27 11 8
5 J 19 J
0 li 00
00 00
09 03
28 14
37 27
74 44
00 00
00 00
01 01
04 02
06 03
11 06
Expected
Inv | Ann
00 00
oo o ii
11 15
43 69
8 6 11 9
00 00
0.0 0 0
13 05
40 20
52 41
10 5 6.6
00 00
00 00
08 03
24 12
34 28
66 43
00 00
on oo
09 20
28 81
3 7 16 1
7 4 26 2
on DO
oo no
13 05
41 22
54 42
10 8 69
00 00
00 00
02 01
06 04
08 07
16 12
Upper
Limit
Inv | Ann
Of) DO
00 (11)
14 2 i
56 in 0
11 2 17 3
00 00
00 DO
18 08
56 30
73 62
14 7 10 0
00 00
00 00
10 04
31 16
44 38
85 58
oo on
in n i
12 i i
29 in 9
51 21 7
10 2 35 1
0 n ii n
00 no
27 Ob
59 27
77 52
15 3 85
00 on
00 0 II
03 01
09 05
12 10
24 Id

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                   Appendix D (Continued)

          1967 Base Year Air Quality Control Costs
Annual and Investment  Costs by Metropolitan Area. FY 1971-1975°
                      (million dollars)

METROPOLITAN
AREAS

8fa Furl Wayne
FY 71
FY 72
FY 73
FY 74
FY 75
Total
87 Jackson, Mississippi
FY 71
FY 72
FY 73
FY 74
FY 75
Total
88 Johnstown
FY 71
FY 72
FY 73
FY 74
FY 75
Total
89 Lancaster
FY 71
FY 72
FY 73
FY 74
FY 75
Total
90 Mobile
FY 71
FY 72
FY 73
FY 74
FY 75
Total
91 Norfolk-Portsmouth/Newport
News -Hampton
FY 72
FY 73
FY 74
FY 75
Total
AIR POLLUTION SOURCE CATEGORY
Industrial
Process
Inv 1 Ann
00 00
00 00
02
06 03
08 05
16 08
00 00
00 00
02
05 01
07 03
14 04
00 00
00 00
09 06
26 23
34 45
69 74
0 0 0.0
00 00
04 01
13 05
1 7 1.1
34 17
00 00
00 00
04 01
12 05
1.6 0 8
32 14
00 00
00 00
05 01
16 04
21 08
4 2 1.3
Stationary
Combustion
Inv 1 Ann.
00 00
0.0 0 0
07 05
20 21
27 42
54 68
--
-.
00 00
00 00
22 02
66 06
8.8 1 2
17 6 20
00 00
00 00
09 04
26 15
33 29
68 48
00 00
00 00
09 10
28 41
3.8 8.2
75 13 3
00 00
00 00
16 06
47 26
62 51
12 5 83
Solid
Waste
Inv | Ann.
00 00
00 00
01 01
01 01
00 00
00 00
01 01
01
01 02
— 00
00
— 01
— 0.1
00 00
0.0 0 0
01 01
0.1
0.1 0 2
00 00
00 00
01 01
— 02
01 03
0 0 0.0
00 00
0 3 0.1
09 06
12 11
24 18
TOTAL AIR QUALITY CONTROL COST
Lower
Limit
Inv. 1 Ann
00 00
00 00
04 02
17 16
24 32
45 50
00 00
00 00
01 00
04 01
05 03
10 04
00 00
00 00
22 05
66 20
88 39
17.6 6 4
00 00
0.0 0 0
0 7 0.4
21 16
27 31
55 51
no oo
00 00
07 09
23 37
30 72
60 11 8
00 00
00 00
1 7 0.5
50 24
6.6 4 7
13 3 76
Expected
Inv | Ann.
no oo
00 00
09 05
26 24
71 77
00 00
00 00
02 00
06 02
07 04
15 06
0.0 0 0
00 00
31 08
92 29
12 2 58
24 5 95
00 00
00 00
1.3 0 5
40 21
50 41
10 3 67
00 00
00 00
13 11
41 47
54 92
10 8 15 0
00 00
00 00
24 08
7.2 3 6
95 70
19 1 11 4
Upper
Limit
Inv | Ann
oo no
oo oo
13 07
37 35
52 70
10 2 11 2
00 0 II
00 00
03 no
08 n j
09 05
20 08
00 00
00 00
42 11
12 6 39
16 7 79
33 5 12 9
00 00
oo on
18 09
54 37
6 8 7.2
14 0 11 8
oo on
oo n n
15 14
47 58
63 11 4
12 5 18 6
oo on
o.o n o
3.4 1 2
10.2 5 4
13 4 10 5
27 0 17 1

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Appendix D (Continued)
1967 Base Year Air Quality Control
Costs
Annual and Investment Coata by Metropolitan Area, F
(million dollars)

METROPOLITAN
AREAS

92 Rilcigh/Durham FY 71
FY 72
FY 73
FY 74
FY 75
Total
93 Reading FY 71
FY 72
FY 73
FY 74
FY 75
Total
94 Rockford FY 71
FY 72
FY 73
FY 74
FY 75
Total
95 Sacramento FY 71
FY 72
FY 73
FY 74
FY 75
Total
96 San Diego FY 71
FY 72
FY 73
FY 74
FY 75
Total
97 South Bend FY 71
FY 72
FY 73
FY 74
FY 75
Total
98 Utlca-Rome FY 71
FY 72
FY 73
FY 74
FY 75
Total
~59 Wichita FV 71
FY 72
FY 73
FY 74
FY 75
Total
100 York FY 71
FY 72
FY 73
FY 74
FY 75
Total
r 1971-1975*

AIR POLLUTION SOURCE CATEGORY
Industrial
Process
Inv. 1 Ann.
00 00
00 00
01
02 01
03 02
06 03
00 00
00 00
05 02
15 07
20 13
40 22
O'O 00
00 00
01
03 02
0.5 0 4
09 06
00 00
00 00
01 01
03 02
04 04
08 07
00 00
00 00
01 01
03 02
04 04
08 07
0.0 0 0
0 0 0.0
05 01
14 06
19 12
38 19
00 00
00 00
01 01
04 02
06 05
11 08
00 00
00 00
06 01
17 04
23 07
46 12
00 00
00 00
03 01
09 04
1.2 0 8
2 4 1.3
Stationary
Combustion
Inv. | Ann.
00 00
00 00
07 02
21 07
2 8 1.4
56 23
0 0 0.0
00 00
1 6 0.5
48 22
6 4 4 3
12.8 7 0
00 00
00 00
11 06
33 24
4 4_ 4 8
88 78
	
.-
-.
_.
00 00
00 00
14 12
43 48
57 95
11 4 15 5
00 00
00 00
04 01
12 02
16 04
32 07
..
—
00 00
0.0 0 0
05 09
16 36
22 71
4.3 11 6
Solid
Waste
Inv.
0 0
0 0
0 1
0 1
0 0
0 0
0 1
0 1
0 '0
0 0
Ann.
0 0
0 0
0 1
0 1
0 2
0 0
0 0
0 1
0 1
0 0
0 0
0 1
0 1
— 02
—
—
--
..
0 0
0 0
0 1
0 1
0 0
0 0
0 2
0 5
0.7
1.4
0 0
0 0
0 1
0 1
0.0
0 0
0.2
0 6
0 8
1 6
0 0
0 0
0 1
0 1
0 0
0 0
0 2
0 4
0 6
0 0
0 0
0 1
0 1
0 0
0 0
0 1
0 2
0 5
0 8



TOTAL AIR QUALITY CONTROL COST
Lower
Limit
Inv.
0 0
0 0
0 5
1 6
2 1
4 2
0 0
0 0
1 8
5 5
7 5
14 8
0 0
0 0
0 8
2 3
3 2
6 3
0 0
0 0
0 1
0 2
0 3
0 6
0 0
0 0
0 1
0 2
0 3
0 6
0 0
0 0
1 3
3 9
5 3
10 5
0 0
0 0
0 5
1 5
2 1
4 1
0 0
0 0
0 4
1 0
1 5
2 9
0 0
0 0
0 7
2 2
3 0
5 9
Ann.
0 0
0 0
0 1
0 6
1 1
1 8
0 0
0 0
0 5
2 2
4 4
7 1
0 0
0 4
1 9
3 7
6 0
0 0
0 0
0 1
0 1
0 2
0 4
0 0
0 0
0 1
0 1
0 2
0 4
0 0
0 0
0 9
3 8
7 7
12 4
0 0
0 0
0 1
0 4
0 9
1 4
0 0
0 0
0 1
0 3
0 6
1 0
0 0
0 0
0 8
3 2
6 4
10 4
Expected
Inv.
0 0
0 0
0 8
2 4
31
6 3
0 0
0 0
2 1
6 3
8 5
16 9
0 0
1 2
3 6
4 9
9 7
0 0
0 0
0 1
0 3
0 4
0 8
0 0
0 0
0 1
0 3
0 4
0 8
0 0
0 0
1 9
5 7
7 7
15 3
0 0
0 0
0 7
2 1
2 9
5 7
0 0
0 0
0 6
1 7
2 4
4 7
0 0
0 0
1 0
3 1
4 2
8 3
Ann.
0 0
0 0
0 2
0 9
1 7
2 8
0 0
0 0
0 7
2 9
5 7
9 3
0 0
0 6
2 7
5 3
8 6
0 0
0 0
0 1
0 2
0 4
0 7
0 0
0 0
0 1
0 2
0 4
0 7
0 0
0 0
1 3
5 4
10 8
17 5
0 0
0 0
0 2
0 6
1 3
2 1
0 0
0 0
0 1
0 4
0 8
1 3
0 0
0 0
1 1
4 2
8 4
13 7
Upper
Limit
Inv 1 Ann.
00 00
00 00
12 03
36 13
46 25
94 41
00 00
00 00
28 09
85 38
11 5 75
22 8 12 2
00 00
18 09
54 39
74 76
14 6 12 4
00 00
00 00
02 01
04 03
06 05
12 09
00 00
00 00
02 01
05 03
06 '15
13 09
00 00
00 00
27 18
82 73
11 1 14 7
22 0 23 8
00 00
00 00
09 03
28 US
39 18
76 29
00 00
00 00
10 02
28 06
40 12
78 20
00 00
00 00
13 16
42 60
56 12 1
11 1 19 7
The 100 areas are listed by groupa In Table C-l of Appendix C, blanks (--) indicate negligible expenditure required
"Inv " is investment and "Ann " la annual cost
b
    Also  Includes New Haven/Waterbury/Merldan SMSA's, although not in originally proposed AQCR

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      Appendix E

Solid Waste Disposal
    (SIC No. 4953)

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                               Appendix E
                          Solid Waste Disposal

                            I.  INTRODUCTION

     In 1967, the Nation's households, industries, and other commercial
activities generated 329 million tons of solid waste—the equivalent of
over nine pounds daily for each person.  Some of the methods used to dis-
pose of solid waste contribute to the problem of air pollution.  Open-
burning dumps emit not only significant amounts of particulates but also
carbon monoxide and hydrocarbons.  Incineration results in the emission
of all three pollutants; particulate emissions represent the greatest
problem.
     In the 100 metropolitan areas, the pattern of solid waste disposal
is as follows:  46 percent by open burning; 16 percent by incineration;
and the remaining 38 percent by landfill and miscellaneous methods, such
as composting or dumping at sea.  In 1967, there were an estimated 12,000
land disposal sites (open-burning dumps and landfills) and about 300
municipal incinerator facilities in the Nation.  Emissions from open burn-
ing and incineration in the 100 areas were estimated at 844 thousand tons
of particulates, one million tons of hydrocarbons,— and 1,950 thousand tons
of carbon monoxide.

                        II.  CONTROL OF EMISSIONS

     About 75 percent of the land disposal sites in the 100 areas practice
open burning and about 90 percent of the incinerators do not meet the
requirements of the New York State Incinerator Standard, which was the
particulate regulation selected for this analysis.  None of these
incinerators, however, is thought to exceed the standard of 1.46 pounds of
sulfur dioxide per million Btu input, which is the sulfur oxides regulation
applied in this report to incinerators (see Appendix A).
—    Measured as methane.

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     Estimates were made of the costs  of reducing emissions from solid
waste disposal facilities through elimination of open-burning dumps in
favor of incineration and sanitary landfill and the installation of
particulate control equipment on all municipal incinerators.

                      III.  EMISSION CONTROL COSTS

A.   Methodology
     Air pollution control costs for solid waste were obtained by:
     1)   Determining the quantity and method of disposal of  collected
          refuse.
               The total collected refuse generated in any metropolitan
          area was computed on the basis of 5.3 pounds per capita per
          day [Ref. 1].   Specific data for a metropolitan area were used
          when available.  The amount  of refuse incinerated was obtained
          from incinerator listings obtained from previous studies  [Ref.  2].
          All incinerators were assumed to be operating at their stated
          capacity, and  the balance of the refuse which was not incin-
          erated was assumed to be disposed of by other methods:
          landfill, burning dumps, ocean dumping, composting,  etc.
          When no detailed information on the method of disposal existed,
          it was assumed that 75 percent of this remaining amount was
          open burned [Ref. 1] .
     2)   Determining the quantity and method of disposal of  uncollected
          refuse.
               Uncollected refuse was  estimated using a rate  of 4.7 pounds
          per capita per day [Ref. 1].  This refuse was assumed to  be
          presently disposed of by 50  percent landfill, 25 percent  open
          burning, and 25 percent domestic and commercial incineration.
     3)   Determining incinerator control costs.
               All existing municipal  incinerators must be upgraded to some
          extent to comply with regulations.  The cost for this upgrading
          is presented in Table E-l.

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                             Table E-l
              COST OF UPGRADING MUNICIPAL INCINERATORS
Year of
Construction
Before 1961
1961-1964
1965-1967
Cost of Upgrading
($ per daily ton of capacity)
Investment
500
400
200
Annual
360
330
310
     4)   Determining opening burning control costs for collected refuse.
              All present  open burning must be discontinued.  It was
         assumed that  25 percent of this amount would go to new incin-
         erators at a  cost of $5,600 per daily ton for furnaces in the
         300  ton per day or larger size, and $7,500 per daily ton for
         furnaces smaller  than 300 tons per day  [Refs. 3, 4, 5].  The
         annualized cost of operating an incinerator was based on $6
         per  daily ton and 300 days per year.  The remaining 75 percent
         of open burning would go to sanitary landfills at an additional
         cost of $0.30 per ton.—  No initial investment costs were
         included since land and personnel for the burning dump were
         already on hand.  In metropolitan areas where there are no
         municipal incinerators, all open burning would be converted to
         sanitary landfill; that is, no new incinerators will be built
         in these areas.
     5)   Determining control costs for uncollected refuse.
              Uncollected  refuse control costs were based on all current
         open burning  (25  percent of all solid waste) going to sanitary
         landfill at a cost of $0.40 per ton, and existing incineration
         (also  25 percent  of the total) requiring upgrading at an invest-
         ment cost of  $1000 per  daily ton of capacity with an annualized
         cost of $259  per  daily  ton.  Twenty percent of existing small
-    This is the only cost above that required to operate  a burning
dump.  (See Reference 3.)

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          incinerators were  assumed to presently meet the New York State
          regulation, and 20 percent were  assumed  to  convert to landfill
          at no additional cost.
     6)    Determining additional  costs incurred by 1975.
               These costs were based on the  1967  disposal practices,
          but were varied to accommodate population changes as well as  a
          3 percent yearly increase in the amount  of  solid waste generated
          per capita.  These increases were then treated  in the same manner
          as the 1967 values to arrive at  a control cost.
     7)    Assuming that  all  California metropolitan areas  were controlled
          through local  efforts and any costs incurred were not due to
          Federal action.
     The following examples  of computing a typical metropolitan area cost
for controlling emissions  from solid waste disposal (collected and uncollected
refuse)  were based on metropolitan  area data presented in  Table E-2 below.
                               Table E-2
               EXAMPLE METROPOLITAN AREA SOLID WASTE DATA
Year
1967
Population
(1000)
1536
Refuse
(ton
Generated
7680
Collected
4060
Quantities
s/day)
Incinerated
1325
Open Burned
2050
     The following example  represents metropolitan area  cost  calculations
for collected refuse:
     1)    Cost to control incineration  (all pre-1961):
          1967 investment:   1325  tons/day x $500/ton = $662,500
                   annual:   1325  tons/day x $360/ton/year = $477,000

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     2)    Cost to control open burning:
          Convert 3/4 to landfill; 3/4 x $0.30/ton x 360 days/year
               x 2050 tons/day - $166,000/yr.
          Convert 1/4 to new incinerators; 1/4 x 2050 x $5600/ton = $47,870,000,
          Annualized cost for incinerators @ $1800/ton ($6/daily ton)
               1/4 x 2050 x $1800/ton = $925,000/year.
     A metropolitan area cost for uncollected refuse is as follows:
     Uncollected = Generated - Collected =4.7 Ibs/capita/day-
     1)    To convert open burning to landfill:
               1/4 x (7680 - 4060) tons/day x $0.40/ton x 360 days/year
                    = $130,000/yr.
     2)    Capital and annualized cost to upgrade small incinerators:
               1/4 x (7680 - 4060) x .60 x $259/daily ton = $142,000/year:
               1/4 x (7680 - 4060) x .60 x $1000/daily ton = $544,000.
     The resulting 1967 costs are presented in Table E-3.

                                Table E-3
              SUMMARY OF 1967 EXAMPLE METROPOLITAN AREA COSTS
Waste Disposal Practice
Municipal Incinerators
Collected Open Burning to Landfill
Collected Open Burning to Incinerator
Uncollected Open Burning to Landfill
Uncollected Open Burning to Incinerator
Totals
Investment
($1000)
662.5
-
2879.0
-
544.0
4076.5
Annualized
($1000)
477
166
925
131
142
1841
A similar procedure was carried out for each year from 1967 through 1975
to determine the costs of controlling the emissions from the incremental
solid waste generated annually.
     This example provides some insight into those factors which sub-
stantially affect the final costs.   The major single factor is the cost

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for new incinerators required to control 25 percent of the existing open
burning.  The high initial costs and the high yearly costs accounted for
                 •
about 50 percent of the total annual costs for this metropolitan area.
     The installation of electrostatic precipitators (ESP's)  in place of
scrubbers on existing municipal incinerators was also investigated.
Annualized costs for ESP's are about 50 percent of scrubber costs.   How-
ever since no ESP's are currently used for controlling particulate
emissions from incinerators,  they were not considered in this analysis.
Assuming some of the larger incinerators were to go to ESP's  as a means
of control, a typical metropolitan areas annualized cost would be reduced
by about 10 percent.
     Cost estimates for disposing of junked automobiles in controlled
incinerators were based on an assumption that 50 percent of these automo-
biles were not being open burned.   Based on data presented in Section
III.B., costs of controlling  participates from auto body incinerators
would only add about 1 to 3 percent to the metropolitan area  investment
cost and even less to the annualized cost.   Therefore,  separate estimates
of the cost of controlling junked auto disposal were not made because the
percent contribution of these costs was less than the expected error of
the major cost estimates.
     Accuracy of the cost estimates made for solid waste disposal emission
controls cannot be well established.  Since the distribution of solid
waste disposal methods is not as well known as the specific control costs
for the hardware, etc., a change in the basic assumptions regarding the
present and planned solid waste disposal methods could drastically affect
estimates of control costs.  Assuming that the basic assumptions are
correct and charging the entire cost of those new incinerators required
to control part of the open burning to air pollution control, it is
believed that these costs are accurate within + 30 percent.  Annualized
costs are believed accurate to within + 25 percent.
B.   Control Costs
     The following air pollution control costs were utilized in estimating
metropolitan area solid waste disposal expenditures.
     1.   Municipal Incinerator Control Costs
          Table E-4 presents the cost of controlling municipal
     incinerators with wet scrubbers.

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                                    Table E-4
                      MUNICIPAL INCINERATOR CONTROL COSTS
	 1
Size
ons/day)
50
100
200
300
500
600
700
1000
Flue Gas Volume
(1000 acfm)a
40
80
160
240
350
420
420
600
Collection
Eff . (percent)
85
85
85
85
90
90
95
95
Installed Cost
($1000 total)b
28
52
100
150
250
300
350
480
($/daily ton)
560
520
500
500
500
500
500
480
Annualized Cost
($1000)
20
39
77
115
172
207
213
302
($ /daily ton)
400
390
380
380
340
340
300
300
For sizes 50 - 300 tons per day, use 800 acfm/ton.
For sizes 500 - 600 tons per day, use 700 acfm/ton.
For sizes 700 - and larger, use 600 acfm/ton
See Figure E-l.
              Since installed costs did not vary by more than about 10 per-
         cent, an average cost of $500 per daily ton was used.  For incinera-
         tors built between 1961 and 1964, 80 percent of the control costs
         were used.  For units built after 1965, a control cost of $200 per
         daily ton was arbitrarily used since these units were assumed to
         have some type of acceptable control device already in place.
              Annualized costs were based on a 13.3 percent capital charge
         and on the following operating cost equation [Ref. 6]:
              G = S [0.7457HK ( Z + -     ) + WHL + M] = 0.3985
              where:  S = acfm;
                      H = 7200 hours /year;
                      K = $.01/kwh
                      Z = 0.006 HP/acfm;
                      W = 0.005 gal/hr-acfm;
                      h = 30 feet;  _
                      L = $0.5 x 10  /gal-hr.

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  I 0001—
   500



   400




   300






   200
o
o
o
CO
o
o
    100
                 A= Installed  Cost—ESP

                 B= Installed  Cost—Scrubber

                 C = Annual  Costs—Scrubber

                 D = Annual  Costs—ESP
    50
                   20                50           100          200     300  400  500   700  100"


                                       Incinerator Size (tons/day)



                     Fig.  E-l.  Municipal Incinerator Particulate Control Costs.

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         Operating  costs  for  a wide range of incinerator size were
     calculated  and  an average cost based on dollars  per ton used  for
     cost estimating purposes.
     2.   Control Costs for Smaller^Sized Incinerators
         A one  ton  per day model size unit operating for 5  hours  per day and
     360 days  per year (1800 hours per year)  was  used as a base  for  calcu-
     lating control  cost.   Installed cost of a scrubber for  this size
     unit  (400 pounds per  hour capacity)  designed to  meet the New  York
                                     3/
     State  regulation is about $1000.—'   Particulate  control efficiencies
     on the order of 60 to 80  percent are required.
         Annualized control costs were calculated as follows [Ref.  7]:
              G = S[0.7457HK   Z  +  Qh   + WHL +  M] = 920 (0.119)
                                   1980
                 = $109 /year /daily ton
         where:
               S = 920
               H = 1800 hours /year;
               K = $0.01/kwh;
               Z = 0.006 hp/acfm;
               Q = 0.01 gals/acfm;
               h = 30 feet;
               W = 0.005 gal/hr-acfm;
               L = $0.05 x 10-3/gal-hr;
               M = $0.03/acfm.
               Capital charges  at  15%,  (.15 x $1000)  =  $150/year/daily ton
               TOTAL Annualized Cost =  $259/daily  ton
     3.    Auto Body Disposal Costs
          Calculations to determine investment and annual  costs of auto
     body disposal for a metropolitan  area are presented below.  A controlled
     incinerator handling 30 cars  per  day costs about $25,000  [Ref. 10].
^   An average value; control costs for small incinerators vary  from
$1300 to $600 per daily ton of refuse burned [Ref.  8].
y   Based on 16,000 ft3 of flue gas per 106 Btu of heat input, and 5000
Btu/lb of refuse.
          5000 Btu x 4000 Ib/hr x l_        x 16.000 ft3  = 535 ft /min at 70°F,
               357                60 min/hr   10° Btu
               or about 920 acfm at 450°F.

-------
          a)    Investment Cost:

                Investment	$25.000	 _  $2
                Co^st/Car   ~ 30 cars/day x 300 days/year ~  * *
                Metropolitan Area _ metropolitan area  population   27 cars
                Investment Cost   ~           1000                x  1 year
                    x 0.505-' x $2.8/car/year = $39/1000 population.
          b)    Operating Cost, assuming $4/car:
                      . .    .       metropolitan
               Metropolitan Area   area PODUiation   27 cars/1000  population
               Operating Cost    = 	innn	 x 	i	^	
                ^      e               1000                  1  year
                    x
                      0.50^ x  $4/car = $56/1000 population/year.

 C.   Estimated Costs
     The resulting costs were totaled for the 100 metropolitan areas;
 these are shown in Table E-5.  Annual control costs would average approxi-
 mately  $1.18 per ton of solid waste when the plan is fully implemented.
 The emissions of particulates, hydrocarbons, and carbon monoxide would
 be reduced from 844, 160 and 1950 thousand tons, respectively, in 1967
 to 167, 43, and 262 thousand tons, respectively, by 1975.

                IV.  CONTROL COSTS RESULTING FROM GROWTH

     The amount of solid waste generated is expected to grow in proportion
 to the population of each area.  In addition, a three percent per year
 increase in the per capita production for solid wastes was assumed.  The
 projected growth costs were based on the expected ultimate control levels
 of 91.0, 95.0, and 90.0 percent- for particulates, hydrocarbons and carbon
 monoxide, respectively.  The calculations consisted of multiplying the 1967
 total investment and annual costs for controlling the base production by
 the population growth factor including the increase in per capita production
 to obtain annual investment and annual costs to control the growth in pro-
 duction.  The results of the cost analysis of controlling additional solid
waste loads are shown in Table E-6 along with the expected emissions resulting,
 assuming that control is at the ultimate levels for each pollutant'.
-    Assuming 50 percent of all scrapped cars are presently being burned.


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                                                              Table  E-5

                                                         SOLID WASTE DISPOSAL
                                     ESTIMATES OF REDUCED EMISSION LEVELS AND ASSOCIATED COSTS
                                                       (100 metropolitan areas)



VPAO


1967
FY71
FY72
FY73
FY74
FY75



EjArELltilJ fcMlaolUN LhVbL
(thousand tons/year)

Part
844
809
646
389
220
167

S0x

—
—
—
—
—

HC
160
160
142
108
61
43

CO
1950
1950
1520
1200
525
262

ASSOCIATED EMISSION

CONTROL LEVEL
(percent)

Part
53.5
55.5
64.5
78.6
88.0
91.0

SO
X

—
—
—
—
—

HC
63.0
63.0
69.0
78.0
90.0
95.0

CO
63.0
63.0
67.0
75.0
86.0
90.0


CONTROL COSTS
(million dollars/year)

Investment Cost
Lower
Limit

6.9
31.5
46.7
27.6
7.3
120.0

Expected

9.9
45.0
66.7
39.4
10.4
171.4
Upper
Limit

12.9
58.5
86.7
51.2
13.5
222.8
Annual Cost
Lower
Limit

3.6
20.0
44.6
59.3
63.4
190.9

Expected

4.8
26.7
59.5
79.1
84.5
254.6
Upper
Limit

6.0
33.4
74.4
98.9
106.0
318.7
M

i-"
10
           Cost estimates are for the control of only those facilities in operation in calendar year 1967.  The areas are
           defined in Appendix B.

           For levels of particulates (Part.), sulfur oxides (SO ), hydrocarbons (HC), carbon monoxide (CO).  Blanks in the

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                                                           Table E-6

                                                       SOLID WASTE DISPOSAL

                        ESTIMATED  COST  OF  CONTROLLING POLLUTANT EMISSIONS FROM SOURCES ADDED AFTER 1967*
                                                    (100 metropolitan areas)


FISCAL
YEAR


FY71
FY72
FY73
FY74
FY75
Totals -
ADDED
CAPACITY



N.A.
N.A.
N.A.
N.A.
N.A.
ADDITIONAL
PRODUCTION
(thousand
tons/year)


17
22
27
34
40

EMISSION LEVELb
(thousand tons/year)

Part
8
10
13
16
19

S0x
^^
—
—
—
—

HC
2
3
4
5
6

CO
16
21
26
31
37


CONTROL COSTS
(million dollars/year)
INVESTMENT COST
Lower
Limit
5.3
7.7
9.1
7.2
5.3
34.6

Expected
7.5
11.0
13.0
10.4
7.5
49.4
Upper
Limit
9.7
14.3
17.0
13.5
9.7
64.2
ANNUAL COST
Lower
Limit
2.5
6.3
10.7
14.3
16.8
50.6

Expected
3.4
8.4
14.4
19.0
22.5
67.7
Upper
Limit
4.3
10.4
17.8
23.7
27.9
84.1
M
I-"
•t-
        These costs are for new facilities which are assumed to be constructed to meet applicable regulations  (App. A);  areas
        are defined in Appendix B.  N. A. indicates not applicable.

        Particulates (Part.)» sulfur oxides (SO^), hydrocarbons (HC), carbon monoxide (CO).  Blanks indicate the  emissions
        need no control.

-------
                               REFERENCES
 1.   R. J. Black, et al.  "The National Solid Wastes Survey."  Paper
     presented at American Public Works association, Miami, Florida,
     October 24, 1968.

 2.   A. J. Munich, et al.  1968 National Survey of Community Practices.
     HEW, PHS, EGA, Solid Waste Program, 1968, and Combustion Engineering
     Company Incinerator Study, 1967 PHS Contract.

 3.   C. Smallwood, Jr.  Private communications, August 12, 1969.

 4.   Elements of Solid Waste Management. Training Manual. EGA, Washington,
     D. C.:  Public Health Service, March 1969.

 5.   T. Casberg.  Department of Defense, Washington, D, C.  Private
     Communication, October 1968.

 6.   Control Techniques for Particulate Air Pollutants.  PHS Publication
     No. AP-51.  Washington, D. C.:  National Air Pollution Control
     Administration, (PHS), January 1969.

 7.   R. E. Zinn, and W. R. Niessen.  "The Commercial Incinerator Design
     Criteria," ASME, 1968, National Incinerator Conference, New York,
     May 5-8.

 8.   A. B. Walker.  Electrostatic Precipitators.  American City, September
     1964.

 9.   J. E. Heer, et al.  Solid Waste Disposal Study. Vol. I. Jefferson Co.,
     Kentucky, University of Louisville:  Institute of Industrial Research,
     April 1969.

10.   E. R. Kaiser, and J. Tolciss.  "Smokeless Burning of Automobile Bodies,"
     Journal of the Air Pollution Control Association.  Vol. 12, No. 2
     (February 1962), pp. 64-73.

-------
        Appendix F

Steam-Electric Power Plants
      (SIC No. 4911)

-------
                               Appendix F
                       Steam-Electric Power Plants

                            I.  INTRODUCTION

     Steam-electric power plants consume 21 percent of the Nation's fuel,
including 64 percent of the coal; as a result, they produce tremendous
quantities of air pollutants.  Nationally, power plants contribute about
20 percent of the particulates, although particulate emissions from them
are approximately 80 percent controlled, and 49 percent of the sulfur
oxides, which are essentially uncontrolled.
     In 1967, about 252 of the national total of 410 power plants—  were
located in the 100 metropolitan areas; these plants generated 420 billion
kilowatt hours of electricity.  This study did not include power plants of
the Tennessee Valley Authority.

                        II.  CONTROL OF EMISSIONS

     Present control practice for particulates, a problem only with coal
        21
burning,—  is to use electrostatic precipitators sometimes along with high
efficiency mechanical collectors.  The present level of industry control of
these emissions is estimated at about 80 percent.  Reduction of sulfur oxide
emissions has been accomplished only in a few locations and generally by substi-
tuting low-sulfur content fuel for high-sulfur fuel of the same type or by
switching to another fuel type.  Nationally in 1967, the burning of fossil
fuels accounted for 15.0 million tons of sulfur oxides and over 5.5 million
tons of particulates.  Within the 100 metropolitan areas, 1967 emissions
amounted to over 6.8 million tons of sulfur oxides and approximately 2.2
million tons of particulates.
-    Steam-electric power plants with capacities of 25 megawatts and greater
that burn coal and/or fuel oil.
y   Oil and gas fired plants, uncontrolled, meet the requirements of the
particulate emission standard assumed in this analysis.

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             III.   DISCUSSION AND EVALUATION OF ENGINEERING
                        DATA IN COST ESTIMATION
     The basic engineering data information required to estimate control
costs for the power generating industry consisted of:  (a)  an evaluation
of the various combustion processes  found within the industry, (b)  an
analysis of the pollutants involved,  their  uncontrolled emission rates,
present levels of control and final  levels  as  required by the various
standards adopted for this study,  and (c) an engineering evaluation to
select the most satisfactory control systems to achieve the required
emission levels.
     Uncontrolled emission rates for SO- and particulates for the various
fuels are tabulated in Table F-l.

                               Table F-l
             PARTICULATE AND S02 UNCONTROLLED EMISSION FACTORS
Fuel
Coal
Pulverized firing
Cyclone firing
Oil
Gas
Particulate Emission Factor
(lb/106 Btu input)
0.69A3
0.08A
0.069
0.015
SO- Emission Factor
(lb/106Btu input)
1.46S?
1.46SD
1.06S
Negligible
a
b
0.69 multiplied by the percent ash content,  A.
1.46 multiplied by the percent sulfur content,  S.
     At present, the average level of particulate control is estimated at
80 percent.  Control of S02 in the flue gas is practiced only at a few
experimental sites.   Sulfur dioxide control is being approached on the
basis of fuel substitution, either by switching fuels or by changing to
a lower sulfur content fuel of the same type.

-------
     On the  basis of the State of Maryland Particulate Standard for Fuel
Burning Installations, removal requirements were calculated as a function
of input heat rate.   These are shown for coal in Table F-2.
     Particulate emissions from all boilers using oil and gas are acceptable
at all firing rates.

                               Table F-2
               PARTICULATE REMOVAL EFFICIENCIES REQUIRED
Input
(106Btu/hr)
100
500
1000
5000
10000
Percent Efficiency Required
Cyclone Boiler
50.0
62.5
67.5
75.0
77.5
Pulverized Boiler
93.0
95.5
96.0
96.8
97.2
     For the purpose of this study, acceptable S02 emission (Btu basis)
were equal to those that would result from the use of 1 percent sulfur
content coal.  The equivalent sulfur percentage in fuel oil which would
satisfy this standard was calculated to be 1.38 percent based upon an
average residual oil Btu value of 145 thousand Btu per gallon.  Of course,
any type of natural gas would result in acceptable levels of S02 emissions.
     This study considered several S02 control alternatives.  Of these,  the
wet dolomite process seemed to be promising; however, recent reports
 [Ref. 3] indicated that selection of this system would be premature at
this time.  Therefore, it was decided that fuel switching was the most
reliable alternative available.  Based on available data indicating the
feasibility of fuel oil desulfurization [Refs. 4, 5], a switch to fuel oil
desulfurnizated to 1.14 percent sulfur—  was selected to control S02
and particulates.  Selection of this alternative herein should not be
 3/
     Cost data were available for this oil.

-------
construed as a recommendation.  It was chosen basically for two reasons:
first, it can satisfy the SCL control levels required for this study and
second, simplified calculations have shown that the adoption of this
alternative would lead to control costs consistent with other alternatives
                                                                    A/
available for the simultaneous control of both particulates and S02.—^

                   IV.  CONTROL COSTS FOR 1967 BASE YEAR

A.   Methodology
     Data on steam-electric power plants of 25 megawatts and greater in capacity
and data about their fuels were compiled from Federal Power Commission reports
[Refs. 6,7].  The basic data included annual consumption of coal and oil by
plant.  Plant capacity and location were also known.
     Estimated cost of controlling emissions from steam-electric plants was
approximated by using the costs of changing from high-sulfur content coal or
oil to desulfurized fuel oil.  If a plant, according to the FPC survey, was
burning coal with greater than 1 percent sulfur, or oil with greater than
1.38 percent, then it was assumed to require low-sulfur content fuel oil.
     When a switch to desulfurized residual oil was indicated, annual operating
costs of control were based on the cost differential between Btu equivalents of
coal and oil at local metropolitan prices, plus a premium of $0.40 per barrel
of oil for desulfurization to 1.14 percent.  If the switch was from coal to
oil, it was necessary to estimate boiler-burner conversion costs.  Data
supplied by private sources—  were used to develop a conversion cost per unit
of capacity.  An investment cost of $2864 per megawatt of capacity was  used.
If a plant was reported to have used fuel oil or coal and fuel oil in 1967,
conversion costs were not assigned because it was assumed that all boilers
were capable of burning oil.  Plant costs were totalled for the 100 metro-
politan areas.
4/
—    At a premium of 40
-------
B.    Estimated Control Costs
     The resulting costs,  which exclude plants already using low-
sulfur fuel,  were totalled for the 100 metropolitan areas; these are shown
in Table F-3.  Total investment costs amount to $161.3 million with an
ultimate annual cost of $631.0 million by FY 1975.  Overall emission control
levels of 98.7 and 63.6 percent for particulates and sulfur oxides, respec-
tively,  would be achieved as a result of the control alternative chosen.
These would result in ultimate emissions of 198 thousand tons and 2.5
million tons for particulates and sulfur oxides, respectively, in contrast
to the 2.19 million and 6.86 million tons in 1967.

                 V.  CONTROL COSTS RESULTING FROM GROWTH

     This study assumed that there would be net increases in the number of
fossil-fuel burning power generating plants during the period of implementation
in the 100 metropolitan areas.  For the purposes of cost analysis, it was
further assumed that these plants would be designed to burn residual fuel oil
and hence no added investment would be required.  Annual costs were based on
the price differential in fuel costs, assuming the 1967 fuel mix for the  new
plants.
     In the 100 metropolitan areas an average annual growth rate in generating
capacity of 3 percent per year was assumed.  This is much less than the
expected national growth; however, there are noticeable trends to locate
steam-electric power plants in lightly populated locations.  The cost analysis,
as shown in Table F-4, indicates that annual costs of $155.2 million would be
required to control the added capacity put into service within the 100 areas
by 1975.  Without the additional controls imposed by the standards, emissions
of particulates and sulfur oxides from both the 1967 base and additional
growth would amount to 2.55 million tons and 8.52 million tons by 1975;
with the act in effect, the emissions would be reduced to 231 thousand
tons and 3.12 million tons.

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                                                              Table F-3

                                                     STEAM-ELECTRIC POWER PLANTS


                                     ESTIMATES OF REDUCED EMISSION  LEVELS AND ASSOCIATED COSTS3
                                                       (100  metropolitan areas)




VI? A P


1967
FY71
FY72
FY73
FY74
FY75

b
EXPECTED EMISSION LEVEL
(thousand tons/year)


Part
2190
2050
1500
719
292
198

SO
X
6860
6577
5361
3640
2707
2500

HC
„
—
—
—
—
—

CO
__
—
—
—
—
—

ASSOCIATED EMISSION
CONTROL LEVELb
(percent)


Part
86.0
86.8
90.4
95.4
98.1
98.7

SO
X
0.0
4.1
21.9
47.0
60.6
63.6

HC
_^
—
—
—
—
~™

CO
__
—
—
—
—
~"~


CONTROL COSTS
(million dollars/year)


Investment Cost

Lower
Limit

5.4
31.8
51.9
31.4
8.6
129.1

Expected

6.7
39.7
64.9
39.2
10.8
161.3
Upper
Limit

8.0
47.6
77.9
47.0
13.0
193.5

Annual Cost

Lower
Limit

32.8
174.0
371.0
481.0
505.0
1563.8

Expected

41.0
217.0
466.0
601.0
631.0
1956.0
Upper
Limit

49.2
260.0
559.0
721.0
757.0
2346.2
00
           Cost  estimates  are  for  the  control  of  only  those  facilities in operation in calendar year 1967.  The areas  are
           defined  in Appendix B.

           For levels of particulates  (Part.),  sulfur  oxides  (SO ), hydrocarbons  (HC), carbon monoxide  (CO).  Blanks  in the

-------
                                                 Table F-4

                                          STEAM-ELECTRIC POWER PLANTS

               ESTIMATED COST OF  CONTROLLING POLLUTANT EMISSIONS FROM SOURCES ADDED AFTER 1967*
                                            (100 metropolitan areas)


FISCAL
YEAR


FY71
FY72
FY73
FY74
FY75
Totals

ADDED
CAPACITY
(number of
sources)


27
36
45
53
62

ADDITIONAL
PRODUCTION


N.A.
N A.
N.A.
N.A.
N.A.


EMISSION LEVELb
(thousand tons /year)

Part
14
19
23
28
33

S0x
273
356
442
530
621

HC
— —
—
~
--
—

CO
• M
--
~
~
«


c
CONTROL COSTS
(million dollars/year)
INVESTMENT COST
Lower
Limit
— —
—
--
--
—
—

Expected
^ —
—
--
—
—
— -
Upper
Limit
•• •
—
--
—
--
—
ANNUAL COST
Lower
Limit
20.0
47.7
79.5
104.9
124.2
376.3

Expected
25.0
59.6
99.4
131.1
155.2
470.3
Upper
Limit
29.9
71.5
119.3
157.3
186.3
564.3
These costs are for new facilities  which are  assumed  to be constructed to meet applicable regulations  (App. A);  areas
are defined in Appendix B; N.A. indicates not applicable.

Particulates (Part.), sulfur oxides (SO ),  hydrocarbons (HC), carbon monoxide (CO).  Blanks indicate the emissions
need no control.                       x
It is assumed that the plants will be designed to burn residual fuel oil; hence,  no  added  investment will be

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                               REFERENCES
1.   U.S.  Department of Health,  Education,  and Welfare.   Control Techniques
     for Particulate Air Pollutants:   Preliminary  Statement.  Washington,
     D. C.:  National Air Pollution Control Administration (PHS),  Publication
     No. AP-51,  1968.

2.   	.   Control Techniques  for  Sulfur Oxide Mr Pollutants;   Pre-
     liminary Statement.   Washington,  D.  C.:  National Air Pollution Control
     Administration (PHS), Publication No.  AP-52,  December 1968.

3.   J. F. McLaughlin,  Jr.  "Operating Experience  with Wet Dolomite Scrubbing."
     Presented at the  62nd Annual Meeting of the Air  Pollution Control
     Association, New  York,  June 1969.

4.   The Economics of  Residual Fuel Oil Desulfurization.   Prepared by The
     Bechtel Corp.  (PB-166-14S).   Cincinnati, Ohio:  U.S.  Department of
     Health, Education,  and Welfare (PHS),  Division of Air Pollution, 1964.

5.   H. H. Meredith, Jr.   "Desulfurization  of Caribbean Fuel," Journal  of
     the Air Pollution Control Association.  Vol.  17, No.  11  (November
     1967), pp.  719-723.

6.   Steam-Electric Plant Construction Cost and Annual Production Expenses:
     Twentieth Annual  Supplement. 1967.   Federal Power Commission.  Washington,
     D. C.:  U.S. Government Printing Office, 1968.

7.   "Federal Power Commission Survey of  Fuels Consumed by Electric Utilities
     in 1967." (mimeographed).   Compiled  by the Federal Power Commission,
     Washington,  D.  C.

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    Appendix G




Industrial Boilers

-------
                               Appendix G
                           Industrial Boilers

                            I.   INTRODUCTION

     In  the United States  and 100 metropolitan areas in 1967,  there were an
estimated 307  thousand and 219 thousand industrial boilers,  respectively,
that supplied  steam for material processing, space heating,  and,  in some large
industrial complexes,  electric-power.  Though the boilers involved were gener-
ally smaller than those in steam-electric power plants, they caused a signi-
ficant amount  of  pollution in highly industrialized areas.  Overall, they
accounted for  32  percent of particulates and 24 percent of sulfur oxides emitted
from stationary combustion sources in the 100 metropolitan areas.
     In  1967,  boilers  in industrial plants in the 100 areas  emitted 1.5 million
tons of  particulates and about 4.0 million tons of sulfur oxides  compared  to
the U.S. emissions of  3.0  million tons for particulates and  5.3 million tons
for sulfur oxides.  Average control at that time was estimated at 62 percent
for particulates; little,  if any, control of sulfur oxide emissions was in
effect.

                        II.  CONTROL OF EMISSIONS

     The Federal  particulate emission control regulation for fuel combustion
sources  can be met by  using various types of gas-cleaning equipment.  However,
such control devices have  little effect on sulfur oxides. As  mentioned in
Appendix F, techniques for removing sulfur from gas streams  have  not been
fully developed;  therefore, this report assumes the change from high-sulfur
content  coal or oil to a low-sulfur content oil.   Such a change in fuel will
reduce both particulates and sulfur oxides to comply with the  applicable
regulations.

-------
               III.   DISCUSSION AND  EVALUATION OF TECHNICAL
                       DATA USED  IN  COST  ESTIMATION

     The procedure used for estimating the cost of air pollution control for
industrial boilers was as follows:
     a)  Relevant data on the industry [Ref. 1] were projected to 1967-
     b)  Particulate and S02 emissions were calculated by region.
     c)  Emissions for the average plant  in each region were evaluated for
         compliance with emission standards, and control methods determined.
     d)  Cost of control was estimated.
     Baseline data on fuel consumption for heat and power production by
manufacturing firms [Ref. 1] were tabulated for each region by 2-digit SIC
code along with the number of firms  in each classification.  Consumption
was then estimated for 1967 by expanding  the 1963 figure by the Federal
Reserve Board index of production [Ref. 2] for each manufacturing class,
assuming that national growth had been evenly distributed to all regions.
     Particulate and S0« emissions for 1967 were calculated from the estimated
consumption of coal and oil, aggregated for each region.
     Fuel consumption for 1963 divided by the number of firms in each SIC
category gave the average consumption per plant for that year.  On the
assumption that growth had occured in the number of plants rather than in
the scale of operation, the average 1963  plant size for each SIC category
in each region was divided into the corresponding 1967 fuel consumption
estimates to determine the 1967 number of plants.  Consumption of coal in
the 100 areas was estimated to be 36,759,000 tons in 1967, equal to 37 percent
of the estimated U.S. industrial consumption of 99,205,000 tons.  Consumption
of oil was estimated to be 136,738,000 barrels in 1967, equal to 75 percent
of the estimated U.S. industrial consumption of 181,293,000 barrels [Ref.  3].
     To determine the particulate and S09 emission rates per plant, it was
assumed that boilers were operated continuously throughout the year.  The
analysis showed that in all cases uncontrolled particulate emissions from
coal consumption exceeded the specified standard at all levels of operation
in all regions.

-------
Particulate emission factors are presented in Table G-l.  An overall level
of particulate control of 62 percent was assumed; 1967 emissions were
calculated on this basis.

                               Table G-l
          PARTICULATE EMISSION FACTORS FOR INDUSTRIAL BOILERS

Annual Btu Input

- 87 x 109
- 87 x 109
Fuel Type
Coal
(Ib/ton coal)
5Aa
13Aa
Oil
(lb/1000 gal)
19
19
         Ash content expressed as a percent'
     Emission factors for SO  are presented in Table G-2 .  The sulfur
of residual oils in the Eastern Region (Maine, Vermont, New Hampshire, Massa-
chusetts, Rhode Island, Connecticut, New York, New Jersey. Pennsylvania, Ohio,
West Virginia,  and Kentucky) averaged 1.26 percent and this resulted in enissions
within the specified standard.  In all other areas, combustion of residual  oils,
on the average, produced emissions of S0? in excess of the assumed standard.
                               Table G-2
               SO  EMISSION FACTORS FOR  INDUSTRIAL BOILERS
                Fuel Type
    Emission Factor
                   Coal
                   Oil
                   Gas
 J8S  (pounds/ ton coal)
    J

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                          IV.   COST ESTIMATION

     Estimates of control costs were made by assuming that all uncontrolled
coal combustion was replaced by low-sulfur oil-fired units and that uncon-
trolled oil-fired units were switched to low-sulfur content oil.  The resul-
tant cost differentials were based on coal and oil price survey data [Ref. A]
interpolated geographically for regions not included in the survev.  Cost
of conversion fron coal to oil was calculated on the basis of an investment
cost of $16,500 resulting in annual depreciation and capital charges of
$3,300 per unit converted.  The estimated cost of controlling emissions from
the 1967 sources are shown in Fable 0-3.

                V.  CONTROL COSTS RESULTING FROM GROWTH

     Fuel consumption for 1967 was estimated by projecting 1963 industrial
census data using the Federal  Reserve Board index of production for each
Industrial classification.  This technique was also used to project the
number of industrial boilers through Fiscal Year 1975.   It was assumed,
for the purpose of estimating  costs, that growth would  be through increases
in the number of boilers; that is, the average size of  boilers was assumed
not to increase.
     Costs attributable to growth in the number of industrial boilers
arc given in Table G-4.  Projected costs consist onlv of additional fuel
costs; no conversion costs arc involved.  By 1975, without the act in
effect, emissions in the 100 areas from both 1967 base  sources and growth-
related sources would reacli 1930 thousand tons of pnrticulates and 4780
thousand tons of S02; with the act in effect, emissions would be reduced
to 72 thousand tons and 1759 thousand tons, respectively.

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                                                               Table G-3
                                                            INDUSTRIAL BOILERS


                                      ESTIMATES OF REDUCED EMISSION LEVELS AND ASSOCIATED COSTS4
                                                        (100 metropolitan areas)

YEAR
1967
FY71
FY72
FY73
FY74
FY75

EXPECTED EMISSION LEVELb
(thousand tons/year)
Part
1540
1454
1108
595
223
50
S0x
3970
3820
3240
2380
1750
1460
HC
	
—
—
—
—
"
CO
__
—
—
—
—
™~

ASSOCIATED EMISSION
CONTROL LEVELb
(percent)
Part
62.0
71.3
78.1
88.3
93.6
98.8
S°x
0.0
3.6
18.2
40.0
55.7
63.0
HC
_-.
—
—
—
—
~~
CO
__
—
—
—
—
~~
Total ---------------------_-_

CONTROL COSTS
(million dollars/year)
Investment Cost
Lower
Limit

14.3
59.7
96.9
77.4
35.2
283.5
Expected

22.0
91.9
149.0
119.0
54.2
436.1
Upper
Limit

33.0
138.0
224.0
178.0
81.3
654.3
Annual Cost
Lower
Limit

12.3
61.8
135.0
189.0
213.0
611.1
Expected

19.0
95.0
208.0
290.0
328.0
940.0
Upper
Limit

28.5
142.0
312.0
435.0
492.0
1409.5
o
            Cost estimates are for the control of only those facilities in operation in calendar year 1967.   The areas are
            defined in Appendix B.

            For levels of particulates (Part.), sulfur oxides (SO ), hydrocarbons (HC) , carbon monoxide (CO).   Blanks in the

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                                                              Table G-4
                                                          INDUSTRIAL BOILERS
                          ESTIMATED COST OF CONTROLLING POLLUTANT EMISSIONS  FROM SOURCES ADDED AFTER  1967
                                                       (100 metropolitan areas)
FISCAL
YEAR
FY71
FY72
FY73
FY74
FY75
ADDED
CAPACITY
25,300
32,600
39,800
47,100
54,300
ADDITIONAL
PRODUCTION
(number o;
sources)
N.A.
N.A.
N.A.
N.A.
N.A.
EMISSION LEVELb
(thousand tons /year)
Part
6
7
9
11
12
S0x
140
179
219
259
299
HC
—
CO
—


CONTROL COSTS
(million dollars/year)
INVESTMENT COST
Lower
Limit
10.8
14.6
17.9
16.2
12.6
72.1
Expected
16.6
22.5
27.5
24.9
19.4
110.9
Upper
Limit
24.9
33.8
41.3
37.4
29.1
166.5
ANNUAL COST
Lower
Limit
7.8
17.7
30.7
46.0
54.5
156.7
Expected
12.0
27.2
47.3
70.8
83.8
241.1
Upper
Limit
18.0
40.8
71.0
106.0
126.0
361.8
o
00
           These costs are for new facilities which are assumed  to be  constructed  to  meet  applicable  regulations (App. A); areas
           are defined in Appendix B; N.A. indicates not applicable.
           Particulates (Part.), sulfur oxides (SO ),  hydrocarbons (HC),  carbon monoxide  (CO).   Blanks indicate the emissions

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                               REFERENCES
1.    U.S. Department of Commerce,  Bureau of the Census.   1963 Census of Manu-
     factures.  I,  Summary and Subject Statistics.   Washington, D.  C.:   U.S.
     Government Printing, 1966,  pp.  7-92 - 7-93.

2.    Federal Reserve Bulletin (various issues). Washington,  D. C.:   Board
     of Governors, Federal Reserve System.

3.    Supply and Demand for Energy  in the United States by States and Regions.
     1960 and 1965.  Washington, D.  C.:  U.S.  Government Printing Office,  1969.

4.    The Fuel of Fifty Cities.  Report to the National Air Pollution Control
     Administration (PH 86-68-37).  Washington, D. C.:  Ernst and Ernst,
     November 1968.

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              Appendix H




CommercjLal-Institutxonal Heating Plants

-------
                               Appendix H
                 Commercial-Institutional Heating Plants

                            I.  INTRODUCTION

     Within the 100 metropolitan areas in 1967, there were approximately
607 thousand heating plants that provided heat and steam for hotels, retail
stores, schools, hospitals, and other such establishments.  In 1967 in the
100 metropolitan areas, an estimated 3 million tons of coal, 170 million
barrels of oil, and one trillion cubic feet of gas were consumed in these
heating plants.  More than 64 thousand tons of particulates and 675 thousand
tons of sulfur oxides were emitted compared to the national emissions of
105 thousand tons and 1110 thousand tons, respectively.

                        II.  CONTROL OF EMISSIONS

     Currently, little or no control is being used for heating plants.  How-
ever, the emissions from commercial and institutional establishments can be
reduced readily by changing to fuels with low ash and sulfur contents, namely,
natural gas and oil.  Thus, by FY 1975, particulate and sulfur oxide emissions
can be reduced by 51.5 and 14.0 percent, respectively.  The pattern of use for
fuel oil and natural gas among commercial and institutional establishments varies
by area; the 1967 pattern of consumption of medium grade oil (No.  4) and natural
gas was used as the basis for calculating costs.

             III.  DISCUSSION AND EVALUATION OF ENGINEERING
                      DATA USED IN COST ESTIMATION

     In order to estimate the cost of controlling air pollution caused by com-
mercial and institutional space heating, it was necessary to (a)  determine the
amount of coal, oil, and gas consumed by this group of users in each metro-
politan area;  (b) determine the extent of uncontrolled emissions  and the control

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methods appropriate for achieving the required degree of control;  and  (c)
determine the investment and operating cost differentials per unit resulting
from compliance.
     On the basis of fuel balance data for 24 regions [Ref.  l] ,  it was  found
that the amount of energy consumed in heating commercial and institutional
buildings correlated closely (r = 0.86) with population.  This relationship
is expressed by the following equation:
             log H = 14.96941 + 1.17502 log P;
                                      g
     where:  H = energy required in 10  Btu per degree day and
             P = the area population.
The estimated population of each area for 1967 was inserted  into this
equation to calculate total Btu's per degree day for each area.  Total
Btu's per degree day multiplied by the average annual degree days  gave  the
estimated metropolitan area energy consumption in Btu's.  This value was
apportioned among the three fuels—coal, oil and gas in proportion to the
estimated ratio of consumption for the state in which the metropolitan  area
was located, based on fuel consumption data  [kef. 2J .  The percentage dis-
tribution of fuels consumed by state is shown in Table H-l.
     Since data were not available showing the distribution  of boiler sizes
for commercial and institutional heating plants by metropolitan  area, a model
plant was used for the estimation of emissions and control costs.   Information
available for St. Louis indicated that over 90 percent of the establishments
clustered closely around a mean energy use of 816 thousand Btu's per degree
day  [kef. 3] .  This was adopted as the model plant for this  study.

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                              Table  H-l

 FUEL CONSUMPTION FOR COMMERCIAL AND INSTITUTIONAL HEATING,  1967
     (PERCENTAGE DISTRIBUTION OF GAS, OIL, AND COAL BY STATE)
State
Maine
New Hampshire
Vermont
Massachusetts
Rhode Island
Connecticut
New York
New Jersey
Pennsylvania
Delaware
Maryland
District of Columbia
Virginia
West Virginia
North Carolina
South Carolina
Georgia
Florida
Kentucky
Tennessee
Alabama
Mississippi
Ohio
Indiana
Illinois
Michigan
Wisconsin
Minnesota
Iowa
Missouri
North Dakota
South Dakota
Nebraska
Arkansas
Louisiana
Oklahoma
Texas
New Mexico
Kansas
Montana
Idaho
Wyoming
Utah
Colorado
Washington
Oregon
Arizona
Nevada
California
Alaska
Hawaii

Gas
0.0
8.2
0.0
14.6
23.8
18.6
30.0
31.6
49.7
25.1
38.0
26.0
29.5
82.2
14.7
36.0
72.4
27.1
66.8
62.5
81.1
68.6
76.7
53.5
61.3
64.2
37.8
49.4
62.8
71.6
34.9
45.5
75.5
78.1
85.6
75.0
78.9
77.0
78.7
67.9
31.8
72.1
73.8
77.8
26.2
22.3
84.7
49.7
95.2
24.9
0.0
Percentage Di
Oil
97.6
89.6
99.5
85.1
76.2
80.4
69.6
68.2
47.7
72.8
59.5
71.2
60.3
9.5
76.2
54.1
23.7
70.3
24.4
18.2
17.9
31.4
17.7
40.8
30.0
28.6
47.0
45.8
34.0
28.4
64.1
51.3
23.9
21.9
14.4
25.0
21.0
20.0
21.3
25.7
57.2
26.5
20.5
16.1
70.5
75.2
11.7
43.2
4.8
72.2
100.0
stribution
Coal
2.4
2.2
0.5
0.3
0.0
1.0
0.4
0.2
2.6
2.1
2.5
2.8
10.2
8.3
9.1
9.9
3.9
2.6
8.8
19.3
1.0
0.0
5.6
5.7
8.7
7.2
15.2
4.8
3.2
0.0
1.0
3.2
0.6
0.0
0.0
0.0
0.1
3.0
0.0
6.4
11.0
1.4
5-j
.7
6.1
3.3
2£
.5
3f
.6
7.1
0.0
2.9
0.0
Source:   Reference 2

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      Particulate  and SO-  emissions were  calculated in each metropolitan area,
 using the  uncontrolled emission rates shown  in Table H-2.

                                Table H-2
                     UNCONTROLLED EMISSION RATES  FOR
                  COMMERCIAL-INSTITUTIONAL SPACE  HEATING
Fuel
Coal
Oil
Gas
Emission Rates
Particulate
20 Ibs/ton
8 lbs/1000 gal.
19 lbs/106 cf
so2
38(S)a Ibs/ton
157(S)a lbs/1000 gal.
1.4 lbs/106 cf
     Q
       "S" is sulfur content of fuel expressed in percentage.
     Evaluation of the estimated emissions for the model plant in each metro-
politan area showed that uncontrolled coal burning units produced particulate
emissions in excess of the standard and S0_ emissions in excess of the standard
when burning coal with more than one percent sulfur content.  It was assumed
that gas cleaning was not an appropriate control measure for these emissions.
Therefore, the control method specified for cost analysis was use of substitute
fuels for all existing coal-burning installations.  Installations burning gas
or oil meet the standards.  For simplicity, it was assumed that gas and oil were
substituted for coal in proportion to the established consumption of those fuels.

                  IV.   CONTROL COSTS  FOR 1967 BASE YEAR

     Control costs were calculated on the basis of the difference in fuel cost
plus the conversion cost shown in Table H-3.

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                               Table H-3
       CONVERSION COSTS FOR COMMERCIAL-INSTITUTIONAL SPACE HEATING
Substitute Fuel
Gas
Oil
Conversion Costs
Investment
($)
1600
2000
Annual Cost
($)
320
400
     The estimated costs of controlling emissions from sources operating in
1967 are shown in Table H-4.

                 V.   CONTROL COSTS RESULTING FROM GROWTH

     It was  assumed for the purpose of this study that all heating plants
installed after 1967 would not be coal-fired and accordingly,  would be in  com-
pliance with the assumed emission standards.  In light of this assumption,  no
additional compliance costs resulting from growth have been calculated for fiscal
years 1971 through 1975.

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                                                                   Table H-4
                                                 COMMERCIAL-INSTITUTIONAL HEATING PLANTS
                                      ESTIMATES OF REDUCED EMISSION LEVELS AND ASSOCIATED COSTS
                                                        (100 metropolitan areas)


VI? AD


1967
FY71
FY72
FY73
FY74
FY75


(thousand tons/year)

Part
64
63
55
42
33
31

S0x
675
672
650
612
585
580

HC
_l 	
—
—
—
—
«

CO
_
—
—
—
—
™~

ASSOCIATED EMISSION
(AWIlJxUL LCiVEiL
(percent)

Part
0.0
1.8
9.0
34.3
48.8
51.5

SO
X
0.0
0.5
3.7
9.3
13.3
14.0

HC
_
—
—
—
—
—

CO
..
—
—
—
—
——


CONTROL COSTS
(million dollars/year) •
Investment Cost
Lower
Limit

1.3
5.8
8.9
5.6
1.5
23.1

Expected

1.7
7.7
11.9
7.4
2.0
30.7
Upper
Limit

2.3
10.4
16.1
10.0
2.7
41.5
Annual Cost
Lower
Limit

1.5
1.1
2.8
4.0
4.3
13.7

Expected

0.2
1.5
3.8
5.4
5.7
16.6
Upper
Limit

0.2
2.0
5.1
7.3
7.7
22.3
oo
         3   Cost estimates  are  for the  control  of  only  those  facilities  in  operation  in  calendar year  1967.   The  areas are
            defined  in Appendix B.

            For levels of particulates  (Part.),  sulfur  oxides (SO),  hydrocarbons  (HC),  carbon  monoxide  (CO).   Blanks in the

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                              REFERENCES
1.    Michael McGraw,  NAPCA.   Private communication.

2.    Supply and Demand for Energy in the United States by States  and Regions,
     I960 and 1965.   Washington,  D.  C.:   U.S.  Government Printing Office, 1969.

3.    Interstate Air  Pollution Study;  St. Louis, Phase II Project Report.
     Cincinnati:  U.S. Public Health Service,  May 1969.

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        Appendix I




Residential Heating Plants

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                                 Appendix I
                       Residential Heating Plants

                            I.  INTRODUCTION

     Residential heating plants, especially coal-fired furnaces in single-
family homes and apartment houses, are significant sources of particulates
and sulfur oxides.  In 1967, the United States contained an estimated 58
million residential heating plants with about 35 million of these located
within the 100 metropolitan areas.  These 100 areas contained an estimated
2.2 million dwelling units using coal, 10.9 million using oil, and 17.6
million using gas; some are heated with electricity.—   Coal,  and  to  some extent,
oil account for both types of emissions; however, the emissions from oil burning
do not exceed the maximum limit of the applicable regulations for either partic-
ulates or sulfur oxides.

                        II.  CONTROL OF EMISSIONS

     Because of the small size of residential heating plants, the most prac-
tical control strategy is switching to a different fuel or converting to
electric heating.  Under the plan assumed as a basis for estimating emission
control costs, coal would be replaced by other fossil fuels or electricity.
These changes were prorated on the basis of the 1967 pattern of usage in each
area.  In 1967, national emissions from residential heating plants amounted  to
314 thousand and 1,530 thousand tons of particulates and sulfur oxides,  res-
pectively.  The 1967 emissions for the 100 metropolitan areas were 163 thousand
and 1^043 thousand tons of particulates and sulfur oxides, respectively.
-    Projected from corresponding 1960 data and adjusted for trends or new
installations and conversions as shown by associated statistics provided by the
Electric Heating Association and the American Gas Association (also Refs.  1,
2, and 3).

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              III.   DISCUSSION AND EVALUATION OF TECHNICAL
                      DATA USED IN COST ESTIMATION

     The method.used in estimating the cost of controlling air pollution
caused by residential heating plants was as follows:
     a)  Estimate number of occupied dwelling units in each metropolitan
         area in 1967.
     b)  Allocate occupied dwelling units by type of fuel consumed.
     c)  Calculate consumption of coal, oil, and gas for each metropolitan
         area.
     d)  Calculate particulate and S0_ emissions on the basis of fuel
         consumption.
     e)  Determine whether calculated emissions are within the standards
         assumed herein.
     f)  Determine appropriate control method to achieve compliance with
         specified standards.
     g)  Determine the investment and operating cost differential resulting
         from compliance.
     The number of occupied dwelling units in each metropolitan area in 1960,
classified by fuel used in heating, was obtained.  In order to project this to
1967, data were collected on the relative use of oil, gas, and electricity as
the heating fuel in new construction and the rate of conversions from one fuel
           21
to another.—   The number of dwelling units in each metropolitan area was pro-
jected by dividing the projected population by the median number of persons per
dwelling unit (based on the 1960 census) .  The increase in the number of occupied
dwelling units, 1960 to 1967, then was allocated to fuel type using construction
and fuel conversion data for each state, and the resultant additional units using
each fuel were added to the 1960 totals.
     Given the number of occupied dwelling units in each metropolitan area for
1967 classified by fuel used, and using the method outlined by Ozolins [Ref. 4],
the consumption of each fuel was calculated:
     a)  Assumptions
         1)  Heating values:  coal, 26 x 10  Btu/ton; oil, 145,000 Btu/gallon;
             gas, 1,000 Btu/cubic foot.
         2)  Efficiency of heating plant:  coal, 50%; oil, 60%; gas, 75%.
         3)  Heating requirement:  115,200 net Btu/dwelling unit-degree-day.
2/
     Data obtained from the Electric Heating Association, the American Gas
Association and References 2 and 3.

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          4)    Average number of annual heating degree days for the nation
               equals 4600.
          5)    Average dwelling unit of 5 rooms.
     b)    Derived fuel requirements
          1)    0.0012 ton coal/dwelling unit-degree day, Fc.
          2)    0.18 gallon oil/dwelling unit-degree, Fo.
          3)    2215 cubic feet gas/dwelling unit-degree day, Fg.
To calculate the amounts of each fuel used in each metropolitan area, the
following equation was used:
          Ti = N x Fi x D x S/5
where; for each region:
     Ti is the total quantity of the particular fuel type (i) used;
     N  is the number dwelling units;
     Fi is the derived fuel requirement for each dwelling unit per degree day;
     D  is the average annual degree days; and
     S  is the average dwelling unit size in rooms.
     Particulate and S0«  emissions were calculated from the  above  estimated con-
sumption data  and the uncontrolled  emission rates  given in Table 1-1.

                                Table 1-1
                       UNCONTROLLED  EMISSION RATES
Fuel
Type
Coal
Oil
Gas

Emission Rate
Particulate
20 Ibs/ton burned
12 lbs/1000 gal. burned
19 lbs/106 cu. ft.
burned
S02
38 (S)3 Ibs/ton burned
157 (S)3lbs/1000 gal burned
0.4 lbs/106 cu. ft.
burned
      a "S" is sulfur  content expressed as  percentage.
      Source:  Reference 5.
     Analysis of  particulate emissions  revealed that  areas with less than
25 heating degree days  on the average January  day would be in compliance with
the specified standard.   The S02  emission standard was met in areas using
coal with 1 percent  or  less  sulfur  by weight.   These  criteria were met in
8 regions:  (29)  Birmingham, (32) Chattanooga,  (43) Charlotte,  (65) Nashville,
(72)  Greensboro,  (76) Knoxville,  (81) Norfolk,  (97) Raleigh.17  In another
3/
    See Appendix B for  list  of  100  areas,

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36 areas, coal consumption was estimated to be negligible or zero.  Partic-
ulate and SO- emissions from oil and gas combustion were in compliance with
specified standards.  Control was required in the remaining 56 areas.
     It was assumed that the only feasible control technique for residential
heating was a change in fuel.  Therefore, elimination of excessive pollutant
emissions from coal combustion required substitution of oil, gas, or elec-
tricity, and control costs were calculated for this substitution.  The coal
consumption eliminated was allocated on a Btu basis to oil, gas, or electricity
in proportion to the estimated consumption of these fuels already existing in
each metropolitan area and translated into gallons, cubic feet, or kilowatt
hours, respectively.

                          IV-  COST ESTIMATION

     Data on the price of coal for domestic use were not available for most
metropolitan areas; however, estimated industrial prices were available for some
metropolitan areas  [Ref. 6].  Estimates of industrial prices for the remaining
metropolitan areas were made by estimating differentials in cost due to trans-
portation from the region of origin.  It was then assumed that the price to
commercial consumers would average 2 1/2 times the industrial price and that
the price to residential users would average $5 per ton more than the commercial
price.  Thus, residential user prices were estimated which were felt to reflect
reasonable differences in the cost of coal by metropolitan area.
     Oil and gas prices based on the Ernst and Ernst report [Ref. 6] were used
to estimate prices for metropolitan areas not covered.  Electric rates were taken
from the Federal Power Commission's Electric Rate Book [Ref. 7], using metro-
politan area rates, where separately stated, or the lowest residential rate
applicable.
     Using these prices, the differences in the cost to consumers resulting from
substituting fuels were calculated and aggregated for each metropolitan area.  In
a number of metropolitan areas, fuel substitution resulted in a reduction in cost.
Standard costs for conversion, presented in Table 1-2, were assumed and the
annualized cost of conversion added to the differential fuel cost by metropolitan
area.

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                               Table  1-2
               CONVERSION COSTS FOR RESIDENTIAL HEATING
Conversion Unit
Gas
Oil
i Electricity
i
Inves tment
Cost
($)
250
400
650
Annual Cost
($)
50
80
130
     Control  cost  estimates  for residential heating plants existing in 1967
are presented in Table 1-3.

                V.  CONTROL  COSTS RESULTING FROM GROWTH

     Industry data indicate  that new residential construction using coal  as
the heating fuel is virtually zero within the 100 areas.  Therefore, it
is assumed that  all residential construction since 1967 is in compliance
with the applicable standards and no additional costs resulting from growth
were calculated.

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                                                                Table 1-3


                                                         RESIDENTIAL HEATING PLANTS



                                      ESTIMATES OF REDUCED EMISSION LEVELS AND ASSOCIATED  COSTS5
                                                        (100 metropolitan areas)

YEAR
1967
FY71
FY72
FY73
FY74
FY75

EXPECTED EMISSION LEVELb
(thousand tons/year)
Part
163
155
126
92
77
57
S0x
1043
1004
887
705
635
541
HC
__
—
—
—
—
~—
CO
	
—
—
—
—
"™

ASSOCIATED EMISSION
CONTROL LEVELb
(percent)
Part
0.0
5.0
22.6
43.9
52.9
65.2
SO
X
0.0
3.7
16.7
32.4
39.1
48.1
HC
	
—
—
—
—
»»
CO
	
—
—
—
—
— ~


CONTROL COSTS
(million dollars/year)
Investment Cost
Lower
Limit

26.3
96.8
142.0
105.0
41.6
411.7
Expected

35.1
129.0
190.0
140.0
55.5
549.6
Upper
Limit

47.4
174.0
256.0
189.0
74.9
741.3
Annual Cost
Lower
Limit

7.4
33.7
65.2
78.7
96.6
281.8
Expected

9.8
45.0
87.0
105.0
129.0
375.8
Upper
Limit

13.2
60.7
117.0
142.0
174.0
506.9
 I
00
            Cost estimates are for the control of only those  facilities  in operation  in calendar  year  1967.   The  areas are
            defined in Appendix B.

            For levels of particulates (Part.), sulfur oxides (SO ),  hydrocarbons  (HC), carbon monoxide  (CO).   Blanks in the

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                              REFERENCES
1.   U.S. Department of  Commerce,  Bureau of  Census.   U.S.  Census of Housing. I960,
    Washington, D. C.;  U.S.  Government Printing Office,  1963.

2.   "1966 Installations,"  Fueloil &  Oil Heat.   (Reprinted from the April  1967
    issue), pp. 3-11.

3.   "1968 Oil Heating Sales Analysis," Fueloil & Oil Heat.   (Reprinted  from
    the January and April  1969  issues), pp. 3-11.

4.   Guntis Ozolins and  Raymond  Smith.   A Rapid Survey Technique for  Estimating
    Community Air Pollution Emissions.  Cincinnati,  Ohio:  U.S. Department
    of Health, Education,  and Welfare (PHS), 1966.

5.   R. L. Duprey.  Compilation  of Air Pollutant Emission Factors.  Public
    Health Service Publication  No. 999-AP-42.   Durham, N. C.:   U.S.  Department
    of Health, Education,  and Welfare, National Center for Air Pollution  Control,
    1968.

6.   The Fuel of Fifty Cities.  Report to the National Air Pollution  Control
    Administration  (PH  86-68-37). Washington, D. C.:  Ernst and  Ernst, November
    1968.

7.   Federal Power Commissions's Electric Rate Book.   Washington,  D.  C.:   U.S.
    Government Printing Office.

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         Appendix J

Kraft (Sulfate) Pulp Industry
       (SIC No. 2611)

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                               Appendix J
                      Kraft (Sulfate) Pulp Industry

                            I.   INTRODUCTION

     The pulp industry manufactures pulp from wood and other materials
for use in making paper and related products.  The several methods by
which pulp can be produced are generally classified as either chemical
or mechanical.   Only the chemical methods, however, cause significant
air pollution problems.  Among the chemical pulp production methods,  sul-
fite and sulfate (kraft) pulp plants account for the major proportion of
all pulp production—about 75 percent of the total industry output.  Sulfite
production, although a potentially serious source of sulfur dioxide when
waste liquor incineration is practiced, is not included in this study because
the cost of control can be completely offset by the value of recovered heat
and process chemicals.
     In kraft pulp mills, four major processes emit significant amounts of
particulates:  process chemicals from recovery furnaces and smelt-dissolving
tanks, lime from lime recovery kilns, and bark char from bark boilers.
Recovery furnaces also emit sulfur oxides, but the best available estimates
indicate that these emissions do not exceed the 500 ppm regulation limit
assumed for this analysis.
     In 1967, there were 113 kraft pulp plants in the United States with
only 16 of these in the 100 metropolitan areas.  The national and area
capacities were 32.9 million and 4.1 million tons, respectively;  production
was 22.8 million tons for the United States and 2.8 million tons  for  the 100
areas with value of shipments amounting to $3.4 billion and $0.4 billion,
respectively.  Kraft pulp plants emitted a national total of 633  thousand
tons of particulates in 1967; 109 thousand tons originated in the 100
areas.

-------
                        II.  CONTROL OF EMISSIONS

     Current (1967) average levels of particulate control for recovery fur-
naces, lime kilns, smelt-dissolving tanks, and bark boilers are 86, 80, 50
and 75 percent, respectively [Ref. 1].  These result in a weighted average
industry control level of 81 percent.  When the standards are implemented,
the overall industry control level will reach 96.3 percent, resulting in
emissions of 21 thousand tons from the 1967 base industry.
           III.  DISCUSSION AND EVALUATION OF ENGINEERING DATA
                         USED IN COST ESTIMATION
     The basic engineering approach taken to estimate air pollution control
costs for the pulp and paper industry consisted of:   (a)  an evaluation of
the various production processes commonly found within the industry, (b)  an
analysis of the pollutants involved,  their uncontrolled emission rates,
present levels of control and final levels as required by the various
standards adopted for this study, and (c)  an evaluation to select the most
satisfactory control systems to achieve the required levels.
     The three most important classes of pulp-making operations from the
standpoint of potential air pollutant emissions are:  (a) the sulfate
(kraft) process, (b) the sulfite process,  and (c)  the neutral sulfite semi-
chemical process.  The sulfite process is  a potentially serious source of
S02; however, several factors contributed to the omission of  this process
from this study.  First, in those plants which do not practice waste liquor
incineration, S02 emissions are practically negligible.  In those plants
practicing incineration, chemical and thermal recovery is economically
attractive [Refs, 2,3].  Therefore, this report assumes that all sulfite
plants have or will soon have chemical and thermal recovery systems which
profitably reduce SO- emissions to less than the 500 ppm limit.

-------
     In neutral sulfite semichemical (NSSC) pulping, participates are not
a problem; therefore, NSSC pulping was not considered for the purposes
of this study.
     The kraft process, however, represents an emission source which must
be considered.  Particulate emissions from this pulping process are being
emitted to the atmosphere in quantities exceeding the standard adopted
for this study.  The kraft pulping process includes the following unit pro-
cesses:  (a)  black liquor recovery furnaces, (b) lime regeneration kilns,
(c) smelt-dissolving tanks, and (d) bark boilers.—
     Uncontrolled rates of particulate emissions are presented in Table J-l.

                               Table J-l
                 UNCONTROLLED PARTICULATE EMISSION RATES
              Process
       Recovery furnace
       Lime kiln
       Smelt-dissolving tank
       Bark boiler
     Emission Rate
(Ib/ton air dried pulp)
        150
         94
         20
         18
     Source:   References 5 and 6.

     The emissions from the recovery furnace and lime kiln consist mainly  of
very fine sodium and calcium salt fumes,  while those of the smelt  tank  are
very fine mists  containing carbonates and sulfides of sodium.   Presently,  all
of the processes are, on the average, controlled to some extent.   Table J-2
presents estimated particulate control levels.
~    Non-bark  burning boilers are also present,  but are considered  under
industrial boiler sources.

-------
                               Table J-2
          ESTIMATED PARTICULATE CONTROL LEVELS AND EMISSION
                          RATES AFTER CONTROL
Process
Recovery furnace
Lime kiln
Smelt-dissolving tank
Bark boiler
Control
Ef f. (percent)
86
80
50
75
Emission Rate After Control
(Ib/ton air dry pulp)
21.0
18.7
10.0
4.5
     Based upon the process weight rate particulate emission standard,
ultimate removal efficiencies were calculated for the various processes
as a function of gas volume as presented in Table J-3.
     The relationship between gas volume and production for each process
is given in Table J-4.
     To achieve the required control efficiency levels, the control systems
presented in Table J-5 were selected.
     The equipment costs data used in the analysis will be discussed in
the next section of this report.

                 IV.  CONTROL COSTS FOR 1967 BASE YEAR

A.   Methodology
     Data on location and total capacity of each kraft pulp mill [Ref. 7]
and on the capacity of each lime recovery kiln within each mill [Ref. 8]
were available for the 100 metropolitan areas.  The data on total capacity
of each mill were used along with data from a NAPCA survey [Ref. 9] to
determine the capacity of recovery furnaces, smelt-dissolving tanks, and
bark-burning boilers in each mill.
     All recovery furnaces were assumed to be of equal size within a plant
and to have an associated smelt-dissolving tank of corresponding capacity.

-------
                               Table J-3
            REQUIRED REMOVAL EFFICIENCIES FOR KRAFT  PROCESSES*
Process
Recovery furnaces






Lime kiln










Smelt-dissolving
tanks




Bark boilersb








Gas Volume (103 acfm)
25
75
125
175
225
275
325
5
15
25
35
45
55
65
75
85
95
105
2.5
7.5
12.5
17.5
22.5
55.0
16
24
32
40
48
56
64
72
80
Percent Efficiency Required
95.0
97.8
98.5
98.9
99.1
99.3
99.4
96.9
97.8
98.2
98.3
98.6
98.8
98.9
99.0
99.1
99.2
99.3
84.0
93.2
95.2
96.0
96.4
98.8
93
93
93
95
95
95
96
96
97
     Gas  volume data taken from a 1969 NAPCA summary of unpublished  surveys;
required  efficiencies were calculated.
     Bark boilers were considered in this study as a process  step; there-
fore, the more stringent process weight rate standard was applied instead
of the Maryland Combustion Regulation.

-------
                           Table J-4
          GAS VOLUME VS.  PRODUCTION FOR KRAFT PROCESSES
          Process
          Gas Volume Production
             (acfm/100 T/D)a
  Recovery furnace
  Lime kiln
  Smelt-dissolving tank
  Bark boiler
                 25,000
                  3,200
                  3,100
                  8,000
     100 tons per day air-dried pulp.
Adapted from Reference 6.
                                Table J-5
                        CONTROL SYSTEMS SELECTED
        Process
  Control System
Pressure Drop
   Recovery furnace
   Lime kiln
   Smelt-dissolving tank
   Bark boiler
Venturi scrubber
Venturi scrubber
Venturi scrubber
Multi-cyclone
  30" w.g.
  20" w.g.
  10" w.g.
 4-5" w.g.
  a
      Assumed to follow existing electrostatic precipitator,

-------
For each mill,  a pair of equal-sized bark boilers were assigned a total capa-
city appropriate to the total mill capacity and a bark factor  (tons of bark
                          2/
per ton of  pulp) was used.—   A complete list of lime mud recovery kilns by
size was obtained from Rock Products [Ref. 8].
     The type of control varied with the type of process equipment.  Recovery
furnaces and smelt-dissolving tanks were assigned venturi scrubbers that use
a weak black liquor scrubbing medium; lime kilns were assigned venturi scrubbers;
and bark boilers were assigned specially-designed multicyclone collectors.
     Control costs were calculated from the data in Tables J-6 through J-9.
Gas volume  - equipment cost and gas volume - annual operating cost relationships
are presented for the various required control systems in Figures J-l through
J-7.  Installed costs are 3 times the equipment costs for the black liquor
scrubbers,  2 times for the wet scrubbers, and 2 times for the multicyclones.
Annual costs are operating costs plus 20 percent of the investment.   The
resulting  costs for controlling each mill were totalled for each of the 100
metropolitan areas.

                                Table J-6
              KRAFT RECOVERY FURNACE EMISSION CONTROL COSTS
Furnace Gas
Volume (10-^ acfm)
25.0
75.0
125.0
175.0
225.0
275.0
325.0
Associated Capacity
(tons /day)
96
290
485
680
870
1065
1260
Investment Cost
($1000)
92.0
123.0
198.0
258.6
309.0
375.0
420.0
Annual Cost
($1000)
20.1
48.6
78.1
94.7
130.0
158.0
180.4
     Tons of air-dried pulp per day.
-1   Calculated from the Sirrine report (see Reference 6).

-------
   100
    90
    80
    70
    60

    50

    40


    30
    20
o
o
o
to
o
4J
g
a
H
cr
w
10
 9
 8
                                                          A = 316 ELC Stainless Steel
                                                          B = 304 Venturi/MS Concrete Lined
                                                              Separator
                                                          C = All Mild Steel
                                                                 I
                    2       3    4    5  6  7  8 9 10            20      30   40  50  60708090

                                    Inlet Gas Volume  (lO3 acfn)

           Source:  Poly Con Corporation.

                           Fig. j-1.  Equipment  Cost  for Venturi  Scrubbers.

-------
  1000




  800





  600







  400
  200
/o
 o
 o
 1-1
 • 100
 u


 i  80
 u
 6
 P.


 !60
   40
  20
A = 316 ELC  Stainless Steel

3 = 304 Venturi/MS Concrete Lined  Separator

C = All Mild Steel
                                  .   ....  i
                                               i     i    i    i   i  i  i
                             40
                60    80  100
200
400
600   800 1000
                                  Inlet Gas Volume  (10  acfm)
   Source:  Poly Con  Corporation.




                    Fig. J-2.  Equipment  Cost for Venturi  Scrubbers.

-------
  1000


   800


   600

   500


   400


   300




   200
o
o
o
UJ
o
o

60
c

-------
 10
 9
 8
 7
 6

500

400

300


200
o
u
jjl)  100
S  90
2  80
J  70
«  60
s
   50
   40
   30
   20
   10
                                                                              SCRUBBER
                                                                              EFFICIENCY
                                                                               99%
                          I
                             I     I   I   I   I  I  I
        I      I    I    I   I  I  I  I
     10
               20      30    40  5060708090100
                             Inlet  Gas  Volume   (10  acfm)
200
300   400    600   800
   Source:  Poly Con Corporation.

        Fig. J-4.  Annual Direct Operating Cost for Recovery Boiler Venturi Scrubbers.

-------
 100
  90
  80
  70
  60
  50
  40

  30
o
§ 20
 BO
 u
 0)
 M
10
 e
 8
 7
 6
Q  I
     I
                                                                               SCRUBBER
                                                                               EFFICIENCY
                                                                                      99.5%
                           I      I    I   I   I  I   I  I
                                                                           I    I   I  -LLL1
                                  5   6  7 8 9 10
20      30    40  50  60 708090101
                                        Inlet  Gas  Volume  (10  acfm)
      Source:  Poly Con Corporation.
            Fig. J-5.  Annual Direct Operating Cost for Lime Kiln Venturi Scrubbers.

-------
   35
   30
   25
o
o
o
?  20
a
H


D1
    15
   10
         10    20    30     40    50    60    70    80    90     100   110    120   130   140

                                                       o

                                  Inlet Gas Volume   (10  acfm)


    Source:   Poly Con Corporation.



                  Fig.  J-6.   Equipment Cost for Multi-tube Collectors.

-------
      30,000
•af
3
a
 e

 M

 01
CD
4J
0)
o
     20,000
l-i
0)
10,000
           I
                  I
         25,000      50,000
                                          I
I
                                      100,000                  150,000

                                               Inlet Gas Volume  (acfm)
    I

200.0OO
                                           250,000
       Source:  Poly Con Corporation.



-------
                            Table  J-7
        ROTARY LIME RECOVERY KILN  EMISSION CONTROL  COSTS
Capacity
(tons /day)
100
150
200
250
300
350
400
450
500
550
600
650
700
Installed Cost
($1000)
14.0
17.3
20.0
22.5
25.0
26.5
28.0
29.7
32.0
34.6
37.8
40.9
44.0
Annual Cost
($1000)
8.8
12.0
15.0
17.7
20.5
23.4
26.5
29.2
31.4
34.3
37.6
41.2
45.2
                           Table J-8
        KRAFT SMELT-DISSOLVING TANK EMISSION CONTROL  COSTS
Tank Gas Volume
CLO3 acfm)
2.5
7.5
12.5
17.5
22.5
27.5
32.5
37.5
42.5
47.5
52.5
55.0
Associated Capacity
a
(tons /day)
80
240
400
560
720
880
1040
1200
1360
1520
1680
1760
Investment Cost
($1000)
5.2
13.0
17.0
20.0
23.2
25.9
28.7
31.4
34.0
36.8
39.6
41.0
Annual Cost
($1000)
2.0
6.2
8.5
10.8
13.1
15.3
17.6
19.9
22.1
24.4
26.7
29.7
Tons of air-dried pulp per day

-------
                             Table J-9
             KRAFT BARK BOILER EMISSION CONTROL COSTS
Boiler Gas Volume
(1(T acfm)
16
24
32
40
48
56
64
72
80
Associated Capacity
(tons /day)
200
300
400
500
600
700
800
900
1000
Costs
($1000)
Investment
13.4
18.5
23.0
33.8
40.0
43.8
49.0
53.7
57.5
Annual
3.5
4.3
5.1
6.1
7.0
7.8
8.6
9.4
10.1
B.
      Tons  of  air-dried pulp per day.
Estimated Costs
      The resulting costs that take into account existing controls were totalled
for the 100 metropolitan areas and are shown in Table J-10.  Annual control
costs would average approximately $0.61 per ton of kraft pulp capacity.
      The emission of particulates would be reduced from over 109 thousand tons
in 1967 to approximately 21 thousand tons by 1975.  Total investment would
amount to $6.4 million with an ultimate annual cost of $2.4 million.

                 V.  CONTROL COSTS RESULTING FROM GROWTH

      Air pollution control costs were calculated not only for existing capacity
but also for projected increased capacity in the kraft pulp industry beyond
the base year of 1967.  The projected growth costs were based on the expected
ultimate overall control level of 96.3 percent.  The calculations  consisted
of multiplying the  1967  total investment and annual control costs  by the
annual growth in capacity to obtain annual  investment and  annual costs to
control  the emission  from industry growth.

-------
                                                    Table J-10

                                           KRAFT (SULFATE)  PULP PLANTS
                          ESTIMATES OF REDUCED EMISSION LEVELS AND ASSOCIATED COSTS
                                            (100 metropolitan areas)



V1TAP


1967
FY71
FY72
FY73
FY74
FY75

T?YPl?PTl?n ITMTCCTnW T PT7ITT
(thousand tons/year)


Part
109
109
101
73
43
21

SO
X
	
—
—
—
—
~

HC
	
—
—
—
—
~™

CO
— _
—
—
—
—
™~

ASSOCIATED EMISSION
LiUNlKUL LlWhiL
(percent)


Part
81.0
81.0
82.5
87.2
92.5
96.3

S0x
._
—
—
—
—
—

HC

—
—
—
—
—

CO

—
—
—
—
—


CONTROL COSTS
(million dollars/year)
Investment Cost

Lower
Limit

0.3
0.5
1.5
1.8
1.2
5.3

Expected

0.3
0.6
1.8
2.2
1.5
6.4
Upper
Limit

0.4
0.7
2.2
2.7
1.9
7.9
Annual Cost

Lower
Limit

0.1
0.2
0.7
1.4
1.9
4.3

Expected

0.1
0.2
0.9
1.8
2.4
5.4
Upper
Limit

0.1
0.3
1.1
2.2
2.9
6.6
Cost estimates are for the control of only those facilities  in operation in calendar  year 1967.   The areas are
defined in Appendix B.

For levels of particulates (Part.), sulfur oxides (SO ),  hydrocarbons  (HC) ,  carbon monoxide  (CO).   Blanks in the

-------
     An average growth rate of 8.0 percent per year was assumed  for  the
1967 - FY 1975 period.  This was based on the American Paper Institute esti-
                •
mates for the entire industry.  The capacity estimates, derived  from the
production estimates, were based on achieving 90 percent utilization of
capacity by FY 1975.  The results of the cost analysis of controlling the
new capacity are shown in Table J-ll.  As shown, the cost in each year
reflects immediate control of the incremental capacity at ultimate control
levels.
     By 1975, without the act in effect, particulate emissions in the 100
areas would reach 164 thousand tons from the 1967 capacity plus  the  additional
capacity added after 1967.  With the act in effect, emissions would be reduced
to 33 thousand tons.

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                                                               Table J-ll

                                                      KRAFT (SULFATE) PULP PLANTS


                          ESTIMATED COST OF CONTROLLING POLLUTANT EMISSIONS FROM SOURCES ADDED AFTER  1967*
                                                       (100 metropolitan areas)

TPTCPAT
r loUAL
YEAR



FY71
FY72
FY73
FY74
FY75
Totals
ADDED
CAPACITY
(thousand
tons/yr)


119
199
278
358
438
ADDITIONAL
PRODUCTION
(thousand
tons/yr)


329
564
790
1016
1241

EMISSION LEVELb
(thousand tons /year)



Part
6
7
9
11
12


SO
X
-_
—
~
--
—


HC
—_
—
--
—
~


CO
——
~
~
—
—


CONTROL COSTS
(million dollars/year)
INVESTMENT COST


Lower
Limit
0.1
0.1
0.2
0.2
0.2
0.8


Expected
0.2
0.2
0.2
0.2
0.2
1.0

Upper
Limit
0.2
0.2
0.3
0.3
0.3
1.3
ANNUAL COST


Lower
Limit
0.1
0.1
0.2
0.2
0.3
0.9



Expected
0.1
0.1
0.2
0.3
0.4
1.1

Upper
Limit
0.1
0.1
0.2
0.3
0.4
1.1
CH

NJ
            These  costs are  for new facilities which are assumed to be constructed to meet applicable regulations  (App. A);  areas
            are  defined in Appendix B.

            Particulates  (Part.)> sulfur oxides (SO ), hydrocarbons (HC) , carbon monoxide (CO).  Blanks indicate the emissions

-------
                               REFERENCES
1.   R. L. Collins, et al.   Cost to Industry of Compliance with National
     Emission Standards.   Research Triangle Park, North Carolina:  Research
     Triangle Institute,  1969.

2.   N. S. Lea and E.  A.  Christoferson, "Save Money by Stopping Air Pollution,"
     Chemical Engineering Progress.  Volume 61, No. 11 (November 1965),
     pp. 89-93,

3.   E. L. Smith, "Sulfite Pulping and Pollution Control,"  Combustion.
     (June 1967), pp.  42-44.

4.   Gene Tucker.  National Air Pollution Control Administration.  Private
     communication.

5.   R. L. Duprey.  Compilation of Air Pollutant Emission Factors.  Public
     Health Service Publication No. 999-AP-42.  Durham, N. C.:  U. S. Depart-
     ment of Health, Education, and Welfare, National Center for Air Pollution
     Control, 1968.

6.   Systems Analysis  Study of  Emissions Control in the Wood Pulping Industry;
     First Milestone Report.  Conducted by Environmental Engineering, Inc. and
     the J. E. Sirrine Co.  for  the National Air Pollution Control Administration,
     February 10, 1969.

7.   Lockwood's Directory of the Paper and Allied Trades.  New York, N. Y.:
     Lockwoods Trade Journal Co., Inc., 1968.

8.   "Regenerated Lime -  The Quiet Boom," Rock Products.  (July 1968), pp. 54-60.

9.   J. Sableski, National Air  Pollution Control Administration.  Private
     communication.

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      Appendix K

Iron and Steel Industry
    (SIC No. 3312)

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                              Appendix K

                        Iron and Steel Industry

                           I.   INTRODUCTION

     In 1967,  the capacity of  the 141 iron and steel plants located in
the United  States was  165 million tons, and the annual national pro-
duction of  raw steel was 127 million tons.  The annual value of shipments
was $13.3 billion.  For the 115 plants located in the 100 metropolitan
areas,  capacity was about 116  million tons.  Production reached approxi-
mately  101  million tons with value of shipments amounting to $10.5
billion.
     Several major processes are a part of the iron and steel industry.
Coking  is an important method  of producing fuel for melting operations.
Sintering aggregates or fuses  iron ore into larger particles which are
used in blast  furnaces; blast  furnaces produce iron in molten or pig
form from iron ore. Iron and  some scrap are then converted to steel in
one of  three types of  steel furnaces:  open hearth (which usually have
oxygen  lancing), basic oxygen, and electric arc.  Scarfing is an opera-
tion to remove surface defects from steel.  Of course, the industry
employs many other processes,  but the ones mentioned above are of major
importance  with respect to air pollution.
     Estimates of control costs for the blast furnace operation are not
included because the effluent  gases are cleaned for use in other
processes instead of being released into the air.  Two other major
processes,  coking and  scarfing, are also excluded from this analysis
due to  insufficient data to prepare even a minimally reliable cost
estimate.  The cost estimates  that were prepared reflect the projected
reduction in particulate emissions from all three types of steelmaking
furnaces  and from the  sintering operations.

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                       II.  CONTROL OF EMISSIONS

     In 1967, in the 100 metropolitan areas particulates from these sources
totalled about 1060 thousand tons and were controlled at an overall level
of about 52.5 percent efficiency.  The application of gas-cleaning equipment
such as electrostatic precipitators and wet scrubbers can result in an overall
collection efficiency among these facilities of about 95.5 percent, reducing
emissions to 101 thousand tons by FY 1975.

         III.  DISCUSSION AND EVALUATION OF ENGINEERING DATA
                        USED IN COST ESTIMATION

     The basic engineering approach to estimating control costs for
the iron and steel industry consisted of:  (a) an evaluation of
production processes within the industry, (b) an analysis of uncon-
trolled emission rates, present levels of control, and final levels as re-
quired by various standards adopted for this study, and (c) an evaluation
to select the most satisfactory control systems to achieve required emission
levels.
     The processes considered for the cost analysis in this report were the
following:  open hearth furnace, basic oxygen furnace, electric arc furnace,
and the sintering operation.
     Particulate control levels are well below technically feasible levels
resulting in annual national emissions of about 1.5 million tons.  On the
other hand, carbon monoxide, a potentially significant emission, is con-
trolled to a great extent by burning in waste heat boilers or in nonproductive
complete combustion of off-gases to convert the carbon monoxide to carbon
dioxide.  Consequently, only costs to increase the level of control of parti-
culates are included.

-------
    Totally uncontrolled rates of particulate emissions vary from
process  to process.   Table K-l presents the emission rates for each pro-
cess.
    No  one has  attempted a comprehensive analysis of the present level
of particulate  control levels in the iron and steel industry.  However,
some information [Refs.  1, 2, 3], fragmentary as it is, was used to set
average  nationwide control levels for the various processes.   These are
presented in Table K-2.   For this table and the rest of the discussion of
present  emission estimates, open hearth control facilities are assumed to
have been installed only where oxygen lancing is practiced.

                               Table K-l
                  UNCONTROLLED PARTICULATE EMISSION RATES
         Process
               Emission Rate
             (Ib/ton produced)
     Open hearth (nonoxygen lanced)
     Open hearth (oxygen lanced)
     Basic oxygen
     Electric furnace
     Sintering (windbox)
     Sintering (discharge)
                      7.3
                     21
                     40
                     15'
                     20
                     22
                       a
     3   From the Battelle report [Ref. 2] and assumed to update the
     emission factors given in Reference 1.
     Source:   References 1 and 2.

                               Table K-2
                      PARTICULATE CONTROL LEVELS
         Process
Controlled Production
      (percent)
  Average Control
Efficiency (percent)
    Open hearth furnace
    Basic oxygen furnace
    Electric  furnace
    Sintering (windbox)
    Sintering (discharge)
          27
          92
          61
          90
           0
       90
       90
       90
       75

-------
     Required particulate removal efficiencies for the various processes
were calculated as a function of process size on the basis of the process
weight rate standard and are presented in Table K-3.
                                Table K-3
        REQUIRED REMOVAL EFFICIENCIES FOR EMISSION SOURCES3
Emission
Source
Open hearth furnace











Basic oxygen furnace





Electric arc furnace






Sintering machine
,




Sintering discharge





Capacity
(tons/melt)
50
100
150
200
250
300
350
400
450
500
550
600
50
100
150
200
250
300
25
50
100
150
200
250
(tons/day)
1000
2000
3000
4000
5000
6000
1000
2000
3000
Required
Efficiency
(percent)
89.5
91.4
92.3
94.0
94.9
95.6
96.1
96.4
96.7
97.1
97.3
97.5
98.0
99.0
99.3
99.4
99.5
99.6
84
87
89
92
94 !
95
(percent)
95.0
97.0
98.0
98.3
98.6
98.8
95.0
97.0
98.0
4000 98.5
5000 98.7
6000 | 98.9
     Based on process weight rate standard.
     All open hearth furnaces are assumed in this study to be oxygen
 lanced prior to installation of control equipment.

-------
     Based  on these required removal efficiencies, as well as particle
size distribution functions, the choice of feasible control systems was
made for the various processes.  From the set of feasible alternatives,
industry practice and other expert opinion was used to arrive at the
control system requirements shown in Table K-4.

                               Table K-4
                       SELECTED CONTROL SYSTEMS
    Process
     Control System
    Comments
Basic oxygen furnace
Open hearth furnace

Electric arc furnace
Sintering (windbox)
Sintering (discharge)
venturi scrubber
venturi scrubber
electrostatic
precipitator3
fabric filter
venturi scrubber
venturi scrubber
50" w.g.
50" w.g.

high temperature
20" w.g.
10" w.g.
 3    At present, open hearth furnaces (all oxygen lanced) have a 50-50
 combination of scrubbers and precipitators.

     Control cost estimating relationships adopted from engineering analyses
 developed by the Swindell-Dressier Corporation for each process are discussed
 in the next section.

                 IV.  CONTROL COSTS FOR 1967 BASE YEAR

 A.   Methodology
     Estimating air pollution control costs for the iron and steel industry
 was extremely complex because of the number of processes requiring differ-
 ent control levels.

-------
     Data were available on capacities and locations of all furnaces [Ref. 4].
Sintering machine locations were known from Reference 4, but capacities had to
be estimated from the known range of capacities (2000 to 6000 tons per day) and
the reported grate dimensions which were assumed to be related to capacities.
     Control cost data were obtained which presented investment and operating
costs for the extreme ends of the expected capacity range [Ref. 5].  Inter-
mediate levels and capacities were calculated for each process using a cost
function:
                       b
                 y = ax
         where:  y = control cost;
                 x = capacity; and a and b are parameters that
                     depend on each process.
Cost parameters for all furnace and machine types are presented in Table K-5.
     All types of furnaces and machines were assumed to need some additional
control.  Basic oxygen furnaces were assigned high energy wet scrubbers; open
hearth furnaces, half high energy wet scrubbers and half electrostatic preci-
pitators; electric arc furnaces, fabric filters; sintering machine windboxes
and discharges, medium energy wet scrubbers.
     The 1967 average levels of control and the national percentages of capa-
city controlled were known for all furnaces and machines; regional data were
lacking, however.  Accordingly, the estimated relationship between national
and regional control levels for the gray iron foundry industry [Ref. 6] was
applied to the iron and steel industry.
     The cost relationship for electric arc furnaces was calculated using data
from Reference 5, assuming two furnaces exhaust into a single control system
with appropriate staggering of operations.  If possible, two furnaces of equal
capacity were paired; if not, furnaces with no more than a 25 percent difference
were paired.

-------
                                                                 Table K-5

                                                        COST ESTIMATING PARAMETERS2
Unit
Operation
Open hearth furnace
Basic oxygen furnace
Electric arc furnace
Sintering (windbox)
Sintering (discharge)
Control
Equipment
high energy venturi scrubber
electrostatic precipitator
high energy venturi scrubber
fabric filter
medium energy venturi
scrubber
medium energy venturi
scrubber
Units
of
Capacity
tons /melt
tons /melt
tons /melt
tons /melt
tons of sinter/day
tons of sinter/day
Cost Estimating Parameters3
"a"
Investment
8,308b
35,775
12,902
837
15,835
Annual
6,576b
16,318
8,400
518
5,541
"b"
Investment
0.7
0.7
0.7
0.8
0.3
Annual
0.7
0.8
0.7
0.7
0.3
I
so
         n                               V\
              The cost function is y = ax , where y - control cost, x - capacity, and "a" and "b" are cost parameters that depend
         on the type of process.  The same function was applied to the calculation of both annual and investment cos-ts by simply
         using the appropriate a's and b's.  To illustrate the use of the parameters, suppose that it is required to determine the
         investment and annual cost of controlling a basic oxygen furnace with a capacity of 400 tons per melt.  The investment cost
         (y) is therefore $35,775 (400)°.7 = $2.36 million with an annual cost(y) = $16,318 (400)°«8 = $1.96 million.

              For all open hearth furnaces, the b parameters for both types of control equipment were the same, so a single cost
         function, with the average of two a's was used.  Since the number of this type furnace is large in most metropolitan areas

-------
     Control costs for electric arc furnaces were calculated using  the y = ax
cost function; when two furnaces of different capacities were controlled, the
larger capacity was assumed.  Control costs for single furnaces were  calculated
by dividing the control cost for two furnaces (each of which has a  capacity
equal to the single furnace) by 1.4 to allow for a reduced ducting  and blower
requirement as well as reduced average load.  These calculations yielded basic
costs at the Swindell-Dressier efficiency level [Ref. 5].  The basic  costs were
then adjusted to the control efficiency required by the selected standards of
this study by using a cost multiplier as described in Chapter 2, "Study Metho-
dology."  The cost multiplier was again applied to furnaces to which  existing
control levels had been assigned to obtain the cost for the required  control
efficiency.  When the difference between the costs for required efficiency and
current efficiency was positive, it was recorded as the net control cost; no
negative costs were recorded, although they did occasionally occur where the
present level of control exceeded the standard.
B.   Estimated Costs
     The resulting costs, which take into account existing controls, were totalled
for the 100 metropolitan areas; these are shown in Table K-6.  Control costs
would average approximately $1.76 per ton of steelmaking capacity when the plan
is fully implemented.
     The emission of particulates would be reduced from over 1 million tons in
1967 to approximately 101 thousand tons by 1975.  The investment cost for this
level of control would total $319.5 million, with an annual cost of $204.4 million
in 1975.

                 V.  CONTROL COSTS RESULTING FROM GROWTH

     Air pollution control  costs were calculated not only  for existing
capacity (Section IV) but also  for projected increased capacity  in  the
iron and steel industry beyond  the base year of 1967.  The projected  growth
costs were based on  the required ultimate control level  for  each process.
The calculations consisted  of multiplying the  1967  total investment and
annual control costs by the annual growth in capacity to obtain  annual
investment and annual costs to control the emission from industry growth.

-------
     An expected growth rate through FY 1975 of 4.5 percent per year
was used [Ref.  2].   The capacity estimates, derived from the production
estimates, were based on achieving 90 percent utilization of capacity
by FY 1975.
      The  results of the analysis of costs for controlling additional
production facilities are shown in Table K-7.  As shown, costs in each
year reflect immediate control of incremental capacity; cumulative emis-
sions shown in the table reflect compliance with the emission standards
assumed herein.  By 1975, without the act in effect, emissions in the 100
areas would reach 1420 thousand tons of particulates from the 1967 capac-
ity plus  the additional capacity added after 1967-  With the act in
effect, emissions would be reduced to 134 thousand  tons.

-------
                                                  Table K-6

                                              IRON AND STEEL PLANTS


                          ESTIMATES OF REDUCED EMISSION LEVELS AND ASSOCIATED COSTS*
                                            (100 metropolitan  areas)




lEiAK

1967
FY71
FY72
FY73
FY74
FY75


EXPECTED EMISSION LEVEL
(thousand tons/year)

Part
1060
986
638
258
127
101

SO
X
	
—
—
—
—
~™

HC
	
—
—
—
—
™~

CO
	
—
—
—
—
~™

ASSOCIATED EMISSION
CONTROL LEVELb
(percent)

Part
52.5
55.8
62.8
88.4
94.3
95.5

S0x
___
—
—
—
—
"~~

HC
___
—
—
—
—
_.

CO
__
—
—
—
—
~~


CONTROL COSTS
(million dollars/year)


Investment Cost
Lower
Limit

17.1
65.1
86.3
46.1
8.9
223.5

Expected

24.5
93.1
123.3
65.9
12.7
319.5
Upper
Limit

31.8
121.0
160.2
85.7
16.5
415.2

Annual Cost
Lower
Limit

11.0
52.2
106.9
136.1
143.0
449.2

Expected

15.7
74.7
152.8
194.4
204.4
642.0
Upper
Limit

20.4
97.1
198.6
252.8
265.7
834.6
Cost estimates are for the control of only those facilities in operation in calendar year 1967.   The areas are
defined in Appendix B.

For levels of particulates (Part.), sulfur oxides (SO ),  hydrocarbons (HC), carbon monoxide (CO).  Blanks in the

-------
                                                   Table K-7
                                              IRON AND STEEL PLANTS
               ESTIMATED COST OF CONTROLLING POLLUTANT  EMISSIONS  FROM SOURCES ADDED AFTER 1967°
                                            (100  metropolitan areas)

T?TCPAT
YEAR


FY71
FY72
FY73
FY74
FY75
Totals
ADDED
CAPACITY
(thousand
tons/year)


15,788
20,299
24,810
29,321
33,832
ADDITIONAL
PRODUCTION
(thousand
tons/year)


15,908
20,453
24,998
29,543
34,088

EMISSION LEVELb
(thousand tons /year)

Part
15
20
24
29
33

S0x
__
—
—
—
~

HC
__
~
—
—
—

CO
w_
—
—
--
--


CONTROL COSTS
(million dollars/year)
INVESTMENT COST
Lower
Limit
10.3
15.0
17.0
13.1
9.5
64.9

Expected
14.7
21.4
24.3
18.8
13.6
92.8
Upper
Limit
19.2
27.8
31.6
24.4
17.7
120.7
ANNUAL COST
Lower
Limit
6.6
16.2
27.1
35.5
41.6
127.0

Expected
9.4
23.1
38.7
50.7
59.4
181.3
Upper
Limit
12.2
30,1
50.3
65.9
77.3
235.8
These costs are for new facilities which are  assumed  to  be  constructed to meet applicable regulations  (App. A);  areas
are defined in Appendix B.
Particulates (Part.), sulfur oxides (SO ),  hydrocarbons  (HC),  carbon monoxide (CO).  Blanks  indicate the  emissions

-------
                               REFERENCES
1.   R. L. Duprey.  Compilation of Air Pollutant Emission Factors. Public
     Health Service Publication No. 999-AP-42.   Durham, N. C.:  U.S. Depart-
     ment of Health Education, and Welfare, National Center for Air
     Pollution Control, 1968.

2.   A Systems Analysis of Process Technology and Air Quality Technology in
     the Integrated Iron and Steel Industry,  Preliminary Report.  Battelle
     Memorial Institute, Columbus, Ohio,  March  31, 1969.

3.   Proceedings;  The Third National Conference on Air Pollution (Washington,
     D. C. - December 12-14, 1966).  Washington, D.  C.:  U.  S. Department of
     Health, Education, and Welfare,  (PHS), 1967-

4.   Annual Statistical Report.  1967.  American Iron and Steel Institute.
     New York, N. Y.:  American Iron and  Steel  Institute, 1967.

5.   Systems Analysis of the Integrated Iron and Steel Industry (Appendix C),
     PH22-68-65.   Pittsburgh, Pennsylvania:  Swindell-Dressier Company,
     March 31, 1969.

6.   R. L. Collins, et al.   Cost to Industry of Compliance to National Emission
     Standards.  Research Triangle Park,  N. C.:  Research Triangle Institute,
     1969.

-------
        Appendix L

Gray Iron Foundry Industry
      (SIC No. 3321)

-------
                               Appendix L
                       Gray Iron Foundry Industry

                            I.  INTRODUCTION

     Gray  iron foundries produce castings, such as machine and automobile
parts,  from gray iron,  pig and scrap.  The foundries are generally small,
competitive businesses  and nearly half of them are captive (owned by other
businesses).  To melt iron for casting, the industry generally uses three
types of furnaces:   electric arc and electric induction furnaces, which
account for only 7  percent of the metal used, and cupolas which use the
remaining  93 percent.
     Since electric arc and electric induction furnaces emit relatively
small amounts of pollutants and are fewer in number than cupolas, they were
not included in this analysis.
     In 1967, the national capacity for the 1,279 gray iron foundries was
about 17.0 million  tons.  Production was 14.3 million tons, and the value
of shipments was about$2.7 billion nationally and $1.7 billion within
100 metropolitan areas.  The 661 foundries within the 100 areas with cupolas
had a capacity of about 10.0 million tons and accounted for 8.7 million tons,
or 61 percent of the total production.
     Nationally in  1967, foundries with cupolas emitted an estimated 217
thousand tons of particulates and 3,200 thousand tons of carbon monoxide.
In 100 metropolitan areas, they emitted 94 thousand tons of particulates
and 1,250  thousand  tons of carbon monoxide.  Particulates from cupolas include
dust, fumes, and smoke; about 10 percent of the exhaust gas, by volume,
is carbon  monoxide.  With no control, about 17.4 pounds of particulates and
250 pounds of carbon monoxide are emitted for each ton of metal charged.

                        II.  CONTROL OF EMISSIONS

     Gas-cleaning equipment, such as wet scrubbers, in combination with
afterburners can reduce the emission levels of particulates and carbon

-------
monoxide from cupolas to achieve compliance with the process weight rate
standard for particulates and 95-percent removal for carbon monoxide.  The
regulations selected for this report would require the industry to increase
its present average removal efficiency of 12 percent for particulates to
90 percent.  Control of carbon monoxide, presently 18 percent, would be
increased to 95 percent.

                 III.  DISCUSSION AND EVALUATION OF DATA
                        USED IN COST ESTIMATIONS

     The basic data and information required to estimate air pollution
control costs for the gray iron industry consisted of:  (a) an evaluation
of the various production processes found within the industry, (b) an
analysis of the pollutants involved, their uncontrolled emission rates,
present levels of control and final levels as required by the two standards
adopted for this industry, (c) an engineering evaluation to select the most
satisfactory control systems to achieve the required levels.
     To date, the foundry industry has been a consistent user of high
efficiency control equipment on its numerous in-plant dust problems in sand
preparation, shakeout, abrasive cleaning and grinding operations.  However,
equipment to control the fume-laden gases from the melting operation has
been installed in only a few locations.
     Data on the present levels of control for particulates and carbon
monoxide were obtained from a joint NAPCA-Department of Commerce survey.
From these data, regional control level estimates on a cupola by cupola
basis were made.  Nationally, the overall control levels for particulates
and carbon monoxide are 12 and 18 percent, respectively.

-------
                  IV-  CONTROL COSTS FOR 1967 BASE YEAR

A.   Methodology
     Two bodies of data were available to estimate costs of  controlling
emissions from cupolas in gray iron foundries.  Data describing  features
of all gray iron foundries that operate cupolas were obtained by the Depart-
ment of Commerce during 1968 via a mail survey.  The information gave the
location of all plants and the number of cupolas and some  facts  on emission
controls presently installed for most plants.  Cupola capacity ratings
were not reported.
     A representative sample of 67 foundries with cupolas  was visited by
NAPCA personnel to obtain extensive data on control systems.  The collected
data included information about investment and annual costs.  From the sample
survey, information on the sizes of cupolas in each plant  was used to derive
a distribution by size for the total industry.  Data from  the sample survey
were also subjected to statistical analyses to relate costs  to cupola control
factors.  Venturi scrubbers were selected as the particulate control device.
For venturi scrubbers, costs were a function of two factors, gas volume and
pressure drop.  Sample data were also used to estimate gas volume as a
function of melt rate.  Investment and annual costs for venturi  scrubbers
are given in Table L-l.  Afterburners were selected as the control device
for carbon monoxide.  However, the data from the survey, as presented in
Table L-l, does include costs of installing and operating  afterburners.
Therefore, separate cost estimates were not made.  By using  these cost
estimates and  the distribution of cupolas, an average cost per control
system was estimated.
     When a foundry operates two cupolas of approximately  the same capacities
one emission control system is used for the pair.  It was  assumed that, where
possible, one system would serve two cupolas.  The data on foundries in each
area were screened,  taking into account cupolas that could be paired, to determine
the number of systems required.  These estimates and the estimate of average
control system cost were then used to calculate an estimate of the investment
cost for each area.

-------
                                Table L-l
                      CUPOLA EMISSION CONTROL COSTS
Cupola Size
(tons /hour)
2.5
7.5
12.5
17.5
22.5
37.5
32.5
37.5
42.5
47.5
Number of
Cupolas
232
323
279
211
139
20
0
0
48
29
Control Costs
($1000)
Investment
103.5
179.0
246.7
318.4
386.2
457.8
529.4
604.9
678.1
752.0
Annual
31.2
54.0
74.5
96.1
116.6
138.2
159.8
182.6
204.7
227.0
     Annual costs were estimated by multiplying the investment cost by 0.302.
This factor was determined by statistical analysis of survey data and the esti-
mates allow, in accordance with industry practice, about 18 percent for depre-
ciation and other oapital-related charges.  Annual depreciation and capital costs
for other sources in this study except solid waste disposal allow 20 percent.
     In those cases of foundries reporting installed control systems, it
was assumed that presently installed mechanical collectors would be replaced
by venturi scrubbers but that fabric filters, wet scrubbers, and the one
reported electrostatic precipitator would be adequate.  No credit was allowed
in the cost estimates for the value of mechanical collectors that would be
replaced.

-------
B.   Estimated Costs
     The resulting costs, which include credits  for existing  controls, were
totalled for the 100 metropolitan areas and are  shown in Table L-2.  Control
costs would average approximately $4.91 per ton  of annual gray iron capacity
when the plan is fully implemented.
     The emission of particulates would be reduced from over  94 thousand tons
in 1967 to about 11 thousand tons in 1975, while the emission of carbon monoxide
would be reduced from about 1,250 thousand tons  to about 76 thousand tons.
The investment cost during this period would amount to $172.7 million and an
annual cost of $49.0 million.

                V.  CONTROL COSTS RESULTING FROM GROWTH

     Air pollution control costs were calculated not only for existing
capacity (Section IV) but also for additional capacity in the gray iron
industry beyond the base year of 1967.  The projected growth  costs were based
on the expected ultimate average control level of 90 percent  for particulates
and 95 percent for carbon monoxide.   The calculations consisted of multiply-
ing the 1967 total investment and annual control costs by the  annual growth
in capacity to obtain annual investment and annual costs to control the
emission from industry growth.
     An average annual growth rate of 4.5 percent was used to  estimate the
increase in production during the period 1967 to FY 1975 [Ref. 2] .   The
capacity estimates were based on the production  estimates and  on achieving
90 percent utilization of capacity by FY 1975.
     The costs of controlling the additional capacity are shown in Table L-3.
As shown, costs in each year reflect immediate control of the incremental
capacity.  Without the act in effect it is estimated that by  1975 emissions
in the 100 areas from the 1967 base plus the additional capacity would
amount to 129 thousand tons of particulates and  1,720 thousand tons of
carbon monoxide; with the act, these emissions would be limited to 15 and
104 thousand tons, respectively.

-------
                                                    Table L-2


                                               GRAY IRON FOUNDRIES


                          ESTIMATES OF REDUCED EMISSION LEVELS AND ASSOCIATED COSTS2
                                            (100 metropolitan areas)
«.
1967
FY71
FY72
FY73
FY74
FY75
b
EXPECTED EMISSION LEVEL
(thousand tons/year)
Part
94
90
71
40
18
11
S0x
__
—
—
—
—
~
HC
	
—
—
—
—
~
CO
1250
1250
1040
545
182
76
ASSOCIATED EMISSION
CONTROL LEVELb
(percent)
Part
12.0
19.2
36.2
64.1
83.8
90.0
SO
X
__
—
—
—
—
"
HC
__
—
—
—
—
"
CO
18.0
18.0
32.0
64.4
88.2
95.0


CONTROL COSTS
(million dollars/year)
Investment Cost
Lower
Limit

4.5
24.0
43.9
29.0
10.7
112.1
Expected

7.0
37.0
67.6
44.6
16.5
172.7
Upper
Limit

9.4
50.0
91.3
60.2
22.3
233.2
Annual Cost
Lower
Limit

1.3
8.6
20.4
29-. 1
31.9
91.3
Expected

2.1
13.3
31.4
44.8
49.0
140.6
Upper
Limit

2.8
17.9
42.4
60.6
66.2
189.9
Cost estimates are for the control of only those facilities in operation in calendar year 1967.   The areas are
defined in Appendix B.

For levels of particulates (Part.), sulfur oxides (SO ), hydrocarbons (HC) , carbon monoxide (CO).  Blanks in the

-------
                                                    Table L-3

                                               GRAY IRON FOUNDRIES


              ESTIMATED  COST OF  CONTROLLING POLLUTANT EMISSIONS FROM SOURCES ADDED AFTER 1967*
                                           (100 metropolitan areas)

FISCAL
YEAR
FY71
FY72
FY73
FY74
FY75
Totals
ADDED
CAPACITY
(tons/hour
melt rate)
1,750
2,250
2,750
3,250
3,750
ADDITIONAL
PRODUCTION
(thousand
tons/year)
1,530
1,960
2,400
2,830
3,270

EMISSION LEVELb
(thousand tons /year)
Part
1
2
3
3
4
S0x
__
—
—
—
—
HC
__
~
—
— •
—
CO
13
17
20
24
28


CONTROL COSTS
(million dollars/year)
INVESTMENT COST
Lower
Limit
6.2
8.6
11.1
9.2
7.0
42.1
Expected
9.5
13.3
17.1
14.2
10.7
64.8
Upper
Limit
12.8
18.0
23.1
19.2
14.4
87.5
ANNUAL COST
Lower
Limit
1.8
4.2
7.4
10.0
12.0
35.4
Expected
2.7
6.5
11.4
15.4
18.5
54.5
Upper
Limit
3.6
8.8
15.4
20.8
25.0
73.6
These costs are for new facilities  which are  assumed to be constructed to meet applicable regulations  (App.  A),  areas
are defined in Appendix B.

Particulates (Part.),  sulfur oxides (SO  ), hydrocarbons (HC), carbon monoxide (CO).  Blanks indicate the  emissions

-------
                               REFERENCES


1.  R. L. Duprey.   Compilation of Air Pollutant  Emission Factors.   Public
    Health Service Publication No. 999-AP-42.  Durham,  N. C.:   U.S. Depart-
    ment of Health, Education, and Welfare,  National Center for Air Pollution
    Control, 1968.

2.  National Emissions Standards Study.  First  Draft. U.S. Department of
    Health, Education, and Welfare, NAPCA, Durham,  N. C., July 23, 1969.

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                        Appendix M

        Primary Nonferrrous  Metallurgical Industry
(Primary Aluminum Reduction; Copper,  Lead,  and  Zinc  Smelting)
                  (SIC Nos.  3331-3334)

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                              Appendix M
              Primary  Nonferrous Metallurgical Industry
      (Primary Aluminum Reduction; Copper, Lead, and Zinc Smelting)
                            I.   INTRODUCTION

     The  primary metal plants of the nonferrous metallurgical industry
produce aluminum, copper, lead, and zinc from raw or refined ore with a
variety of  operations:  the smelting of copper, Lead, and zinc from ore;
the refining of much of this metal into higher purity metal; the reduction
of alumina  (refined aluminum ore) to aluminum; and the refining of aluminum
by several  processes.
     Of the pollutants considered in this study, only sulfur dioxide
is emitted  in significant quantities by the smelting and refining
of copper,  lead, and zinc.  Even though the potential for particulate
emissions from these sources is significant, these industries have con-
trolled them at a level of at least 95 percent efficiency, which meets the
requirements of the process weight rate standard.  Alumina reduction is not a
major source of sulfur dioxide; however, the electrolytic cells (pots) in
which reduction takes place and the associated operations with the pots
emit large  amounts of particulates, including fluorides.  Emissions from
aluminum refining are unknown but are thought to be small in comparison
with those  from reduction.
     In 1967, the capacity of the 64 plants in the United States was 16.7
million tons and production reached 6.4 million tons.  For the 12 plants in
the 100 areas, capacity was 3.4 million tons with production of 1.2 million
tons.  The  value of shipments for the United States and the 100 areas was
$3.4 billion and $0.6 billion, respectively.  Particulate emissions amounted
to 95 thousand tons for the United States and 22 thousand tons for the 100
areas.  Sulfur dioxide was emitted in the amounts of 3848 thousand tons
in the United States and 144 thousand tons in the 100 areas.

-------
                       II.  CONTROL OF EMISSIONS
     The analysis indicated  the need for increased control of sulfur
dioxide emissions from copper, zinc, and lead plant operations and of
particulate emissions from aluminum plants.  Current average sulfur
dioxide removal efficiencies of 49 percent for copper, lead, and zinc
plants can feasibly be increased to 98.9 percent; however, even this
level will not lead to complete compliance with the requirement of a
500 ppm maximum sulfur oxide concentration assumed for this report.
Aluminum producers must upgrade the present average collection efficiency
of 85 percent to an average efficiency of 96 percent to meet the process
weight rate standard.  For estimating costs to control the sulfur
dioxide emissions from copper, lead, and zinc smelting operations, it
was assumed that the industry would install acid recovery plants and
gas-cleaning equipment where such equipment is considered reasonable
as well as feasible.  Sulfur dioxide emissions will thereby be reduced
from 50,000 ppm to 100,000 ppm to a level of 1000 ppm to 1800 ppm.
For aluminum plants, cost estimates were based on the use of either
packed towers or electrostatic precipitators on the effluent gases from
aluminum reduction pots.

            III.  DISCUSSION AND EVALUATION OF ENGINEERING
                     DATA USED IN COST ESTIMATION

     The basic engineering data and information required to estimate air
pollution control costs for the nonferrous metallurgical industry
(primary copper, lead, zinc, and aluminum) consisted of:  (a) an evalua-
tion of the various production processes found within the industry(s),
(b) an analysis of the pollutants involved, their uncontrolled emission
rates, present levels of control and final levels as required by
the various standards adopted for this study, and (c) an engineering
evaluation to select the most satisfactory control systems to achieve
the required levels, including equipment - process size relations.
For the sake of clarity, this section will treat aluminum production
separately.

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A.   Production of Primary Aluminum
     The process considered in the production of primary aluminum is  the
electrolytic reduction of alumina (aluminum oxide) to metallic aluminum.
This is accomplished in two primary types of electrolytic reduction cells:
the Soderberg cell and the prebaked cell.  This study considered only
particulate emissions, which are mainly fluorides of sodium
and aluminum, alumina dust, and in the case of Soderberg cells, volatilized
tarry substances.  On the basis of available data [Refs. 1, 2], uncontrolled
particulate emission factors for both types of cells were derived and are shown
in Table M-l.

                              Table M-l
            UNCONTROLLED PARTICULATE EMISSION FACTORS FOR
                     ELECTROLYTIC REDUCTION CELLS
            Cell Type
                       Uncontrolled Emission
                             Factors
                          (Ib/ton aluminum)
            Prebaked
            Soderberg
                                60C
                               3601
         a
         b
Derived from data found in Reference 2.
Derived from data found in Reference 1.
     Precise data on the present level of control were not available.
However, on the basis of several references  [Refs. 1, 2, and 3], it became
apparent that the use of dry mechanical collectors to control coarse
particulates in series with open type spray  towers to control gaseous
fluorides are in common use throughout the industry-  Therefore, this
system, which is capable of 85 percent particulate removals, was assumed.
Required removal efficiencies were calculated for both cell types and
are shown in Tables M-2 and M-3.

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                        Table M-2

  REQUIRED PARTICULATE REMOVAL EFFICIENCY - PREBAKED CELLS
Annual Capacity
(1000 tons of Aluminum)







70
105
140
175
210
245
280
Removal Efficiency Required
(percent)
93.2
94.4
95.6
96.3
96.8
97.1
97.5
Data compiled from Reference 1.




                        Table M-3


  REQUIRED PARTICULATE REMOVAL EFFICIENCY - SODERBERG POTS
     Annual Capacity
 (1000 tons of Aluminum)
Removal Efficiency Required
          (percent)
             70


            105


            140


            175


            210


            245


            280
            98.9


            99.1


            99.2


            99.3


            99.4


            99.5


            99.6
Data compiled from Reference 2.


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      Notable  in the aluminum industry are the copious quantities  of
 process  off-gases.   These result from the need of ventilating entire
 potline  buildings.—   The relationships between gas volume and process
 size were  calculated from data available in several references [Refs. 1,
 2, 3, and  4].   These are presented in Tables M-4 and M-5.
                               Table M-4
                CAPACITY AND GAS VOLUME - PREBAKED CELLS
Annual Capacity
(1000 tons of Aluminum)
70
105
140
175
210
245
280
Total Gas Volume
(cfm)
5 x 106
7.5 x 106
10 x 106
12.5 x 106
15 x 106
17.5 x 106
20 x 106
                               Table M-5
               CAPACITY AND GAS VOLUME - SODERBERG CELLS
Annual Capacity
(1000 tons of Aluminum)
70
105

140

175
210
245
280
a
Total Gas Volume
(cfm)
8 x 106
12 x 106
6
16 x 10
6
20 x 10°
24 x 106
28 x 106
32 x 106
             For  all cells.
~    A potline  is  a series  of aluminum reduction cells called pots.

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     To achieve the required removal efficiencies, the following types of
control equipment in series with existing equipment were chosen on the basis
of available information:  packed towers for prebaked cells and electrostatic
precipitators for Soderberg cells.  (Process size - equipment cost relation-
ships are discussed in Section IV.)
B.   Primary Smelting of Copper. Lead and Zinc
     Obtaining and analyzing air pollution control costs for these primary
metal industries was limited to the primary smelting processes only.  The
refining steps were not considered a problem from the point of view of
particulate or SO- emissions [Ref. 1].  In addition, particulate emissions
resulting from primary smelting operations are consistently controlled to
levels in excess of 95 percent.  Therefore, the resulting cost analysis
focused on the control of SO  from primary smelting operations.  The primary
metallurgical processes analyzed in the smelting operations for each metal
are shown in Table M-6.

                               Table M-6
             METALLURGICAL PROCESSES FOR COPPER, LEAD, AND ZINC
    Metal
        Primary Smelting Processes
                                                               a
   Copper
   Lead
   Zinc
Roaster-reverberatory furnace - converter
                     or
Reverberatory furnace-converter
Sintering - blast furnace
                                                      b
Roaster
       c
     The analysis was limited to these process systems because they
represent the systems present in the study areas.  There are other
possible configurations for each metal.
     S0~ emissions negligible.
     Followed by a usually well controlled electrolytic reduction
step.

-------
     Based upon data developed in the McKee report  [Ref.  5],  a model
plant approach was adopted as the basis of the cost analyses.  The model
plants are presented in Table M-7.

                              Table M-7
                    PRIMARY SMELTING - MODEL PLANTS
Metal
Copper

Lead
Zinc
Processes
Roaster & converter
Converter alone
Reverberatory furnace
Combined gas stream
after acid plant
Sinter machine
Roaster
_ Model Plants
Gas Volume
(1000 scfm)
75
50
100
175
50
50
SO- Concentration
(percent by volume)
5
8a
1 or 2b
0.8C or 1.4C
5.
8
 3    This gas stream is representative when  smelting  operation  includes only
 a reverberatory furnace and converter.
     One percent when preceded by roaster; two  percent when  furnace is the
 initial smelting step.
 C    Acid plant tail-gas plus reverberatory  furnace off-gas.

     The use of these models requires further explanation.   Information
 was obtained on the presence or  absence  of acid conversion facilities at
 each plant location in the study areas  [Ref. 6].   Therefore,  the  cost
 estimating methodology, which is fully  discussed in the  next section, was
 based upon the addition of acid  conversion plants where  none now  exist
 plus wet lime scrubbing systems, where  reasonable, to reduce S02  concen-
 tration to economically feasible limits;  the 500 ppm  standard cannot be
 reasonably met.
     Copper smelting plants within  the  study areas use either reverbera-
 tory furnace-converter smelting  systems  or roaster-reverberatory  furnace-
 converter systems.  With the first  process,  only converter off-gases  are

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                                        21
amenable to acid plant conversion of SOf  and the resulting  combined
gas stream from the reverberatory furnace and acid plant tail-gas must
be further treated in a wet lime scrubber.  In the second copper smelting
configuration, combined roaster and converter off-gases are sent to an
acid conversion plant and the combined tail gas - reverberatory furnace
off-gas stream must then be sent to the secondary scrubber.
     In lead smelting operations, only sinter machine off-gases must be
treated in an acid plant.  The blast furnace operations which take place
in series with the sintering step emits negligible SO,.  It is not con-
                                                            3/
sidered reasonable to further treat the acid plant tail-gas.—
     In zinc smelting operations, only the roasting process results in
serious S0_ emissions.  The off-gases should be treated in an acid
conversion plant to obtain effective control.  Again, it is not con-
sidered reasonable to further treat the acid plant tail-gas.

                  IV.  CONTROL COST FOR 1967 BASE YEAR
A.   Methodology
     Due to the limited number of primary smelters and aluminum plants
within the 100 metropolitan areas, cost estimates were developed for each.
     Four of the five aluminum reduction plants are prebaked cell
operations and one is a Soderberg cell operation.  For the prebaked
operations, unit costs of packed tower systems were available from the
Poly Con Corporation.  Total installation costs were determined by
multiplying the equipment cost by a factor of 2 [Ref. 7].  The equipment
and operating costs curves are presented in Figures M-l and M-2.
      For the one Soderberg operation, the equipment cost for electro-
static precipitators were obtained from Figure M-3.  However, annual
operating and maintenance costs had to be computed using the two
empirical relations given in Reference 7.
      Costs for copper, lead, and zinc smelters were based on the costs
for building and operating acid conversion plants in locations where
there were none and for building and operating wet lime scrubbing systems
where applicable.  Capital and operating cost relationships for these
21
-     The criterion is 3 percent or greater S02 concentration (see Table M-7)
3/
—     The resultant S02 concentration should be less than 0.1 percent.

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 100

  90

  80

  70


  60


  50



  40




  30
  20
o
o
o
g 'o

0  9

u  a
c  o
V

I  7
•H

g-  6
w
                                                 I
                   I   I   I   I  I  I
                                   5   6  7  8 9 10
20
30   40   50 60 7080   100
                                      Inlet Gas Volume  (10 acfm)
         Source:   Poly Con Corporation.



                              Fig.  M-l.   Equipment Cost for Packed  Towers,

-------
    10

    9

    8

    7


    6


    5



    4
o
o
o
 (0
 o
o
 c
 H
n  I 0
QJ
a  0.9


«  °8


2  07


2  06



9  05
c
Q

  0.41
  0.3
  02
  0 I
1
                   2       3     4   5   6  7  8 9 10            20      30    40  50  607080



                                      Inlet Gas Volume  ( 103  acfm)




           Source:  Poly Con Corporation.




                              Fig. M-2.   Annual Direct Operating Cost for Packed Towers.

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1000
                                                                                500
1000
                                     Inlet  Gas Volume   (10  acfm)
   Source;  Edmisten, N. G. and F. L. Bunyard,  "A  Systematic  Procedure  for Determining
           the Cost of Controlling  Particulate Emissions  from Industrial Sources."
           Presented at the annual  meeting  of  the Air  Pollution  Control Association,
           New York, June  1969.

            Fig. M-3.  Equipment  Cost  for High-voltage Electrostatic Precipitators.

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facilities were obtained from the McKee report  [Ref. 5] and  are presented
in Figures M-3 .to M-8-  The expected annual sales value for  sulfuric  acid
produced in the conversion plants, assuming sale of the acid, exceeded
the total annual cost of operating, maintaining, and depreciating  the
facilities.
B.   Estimated Costs
     The resulting costs, which take into account existing controls,  were
totalled for the 100 metropolitan areas and are shown in Table M-8.
Control costs would average approximately $6.91 per unit of  capacity  when
the plan is fully implemented.
     The emission of particulates and sulfur dioxide would be reduced
from 22 thousand tons and 144 thousand tons respectively in  1967 to 15
thousand tons and 4 thousand tons by 1975.

               V.  CONTROL COSTS RESULTING FROM GROWTH

     Air pollution control costs were calculated not only for existing
capacity (Section IV) but also for increased capacity in the industry
beyond the base year 1967.  The projected growth costs were based upon the
ultimate control levels of 98.8 percent for sulfur dioxide emissions  in the
copper, lead, and zinc industries and 96.0 percent for particulates in the
aluminum industry.  The calculations consisted of multiplying the total 1967
investment and annual control costs by percent  growth of the additional capacity
     Estimates of 9, 3, 1, and 0 percent were used for the growth of
the aluminum, copper, lead, and zinc industries respectively in the 100
metropolitan areas [Refs. 8 and 9].  The capacity estimates, derived
from the production estimates, were based upon achieving a capacity utili-
zation rate of 90 percent by FY 1975.
     The costs of controlling the additional capacity are shown in Table M-9.
Costs in each year reflect immediate control of the incremental capacity at
the ultimate control levels.  In the 100 metropolitan areas, without  the
act in effect, emissions from the 1967 capacity plus the additional capacity
would reach 29 thousand tons of particulates and 175 thousand tons of S0?.
With the act in effect, emissions of 17 thousand tons of particulates and
less than 5 thousand tons of S0_ would result.

-------
 e
 o
 6

-co-
 (0
 o
u
4J
•H
o.
cd
o
4J

CO
       10       20    30  40     70   100     200  300


               Total Sulfur Equivalent in Feed Gas

                      (short tons  per day)


      a  Percent sulfur  dioxide in  feed gas.

 Source:  Systems Study  for Control of  Emissions in  the  Primary

          Nonferrous Smelting  Industry.   San  Francisco,  California:

          Arthur G. McKee  and  Company,  June 1969.


Fig. M-4.  Capital  Costs for the  Contact  Sulfuric  Acid Process.

-------
    3000
o
o
o
CO
o
u
00
fi
cu
a.
o
•a

1
13
0)
•U
CO
W
    2000
     1500
1000
 900

 800

 700

 600

 500


 400
      300
               I    I
                       I   I
           I  I  I I
              I
         10
I    I   I  I  I  I I  I
I    I
I
             20    30 40
           70  100
  200   300
                 Total Sulfur Equivalent  in Feed Gas
                        (short tons  per day)
        Source:   Systems Study for Control of Emissions in the
                 Primary Nonferrous Smelting Industry.  San
                 Francisco, California:  Arthur G. McKee and
                 Company, June 1969.
        Fig.  M-5.   Annual Operating Costs for Contact Sulfuric
                   Acid Process.

-------
 c
 o
 6

•co-
 co
 o
o
 I
 ex
•H
 3
 cr
W
30


20




 10


  7

  5


  3


  2




1.0


  .7

 .5



 ,3


 .2



 .1
                         T	T
                                        1—I   I   I  I  I
                                Lime  Burning
Scrubbing and
Waste  Treati
                          I	I
            I    I   I   I  I  I
      50   70    100          200    300     500  700   1000


         Sulfur Equivalent In Offgas (short tons per day)


Source:   Systems Study for Control of Emissions in the Primary

         Nonferrous Smelting Industry.  San Francisco, California:

         Arthur G. McKee and Company, June 1969.
 Fig.  M-6.   Equipment Costs for Lime Wet-Scrubbing Process.

-------
   en
   3,
     100
   M-l
   O
   CD
4-1
10

3  3
   er
00  0)
a

I>  3
td  iw
ex
o
   c
   o
   4-1
   M
   O
   J3
   CO
      70
   g  50
      30
      10
           I   I   I  I  I
                  1	1   I   I  I  I
            I   I  I  I!
I
I
I    I   I   I  I   I
   £   50    70    100         200    300      500   700   1000

             Sulfur Equivalent  in  Offgas  (short tons per day)


   Source:  Systems Study for Control of Emissions  in  the Primary
            Nonferrous Smelting Industry.  San Francisco, California:
            Arthur G. McKee and Company, June 1969.
   Fig. M-7.  Operating Costs for the Lime-Burning Section  of  the
              Lime Wet-Scrubbing Process.

-------
   td
   t>o
o

0)

•U

c
   C
   
U  3
   V
so  
-------
                                                             Table M-8
                                              PRIMARY NONFERROUS METALLURGICAL PLANTS

                                     ESTIMATES OF REDUCED EMISSION LEVELS AND ASSOCIATED COSTS6
                                                       (100 metropolitan areas)


VI? AP


1967
FY71
FY72
FY73
FY74
FY75

TTYPT? r"n?Tl ITMTCCTniff T T7171TT
(thousand tons/year)

Part?
12/10
12/10
12/9
12/7
12/4
12/3

SO
X
144
144
125
71
20
4

HC

—
--
--
--


CO

--
«
--
—


ASSOCIATED EMISSION
CONTROL LEVEL
(percent)

Part
95. 0/
85.0
95. 0/
85.1
95. 0/
86.2
95. 0/
90.2
95. 0/
94.4
95. 0/
96.0

SO
X
49.0
49.2
55.9
74.8
92.9
98.8

HC

__
—
--
--
"

CO

_-
—
--
--



CONTROL COSTS
(million dollars/year)
Investment Cost
Lower
Limit

0.0
5.1
13.6
11.8
3.3
33.8

Expected

0.0
10.2
27.1
23.7
6.6
67.6
Upper
Limit

0.0
12,2
32.5
28.4
7.9
81.0
Annual Cost
Lower
Limit

0.0
1.8
6.6
10.6
11.8
30.8

Expected

0.0
3.6
13.1
21.2
23.5
61.4
Upper
Limit

0.0
4.3
15.7
25.4
28.2
73.6
I
to
O
           Cost estimates are for the control of only those facilities in operation in calendar year 1967.   The areas are
           defined in Appendix 8.

           For levels of particulates (Part.), sulfur oxides (SO ), hydrocarbons (HC), carbon monoxide (CO).  Blanks in the
           table indicates the emission levels meet the applicable regulations (App. A) without additional  control.
           Emission levels and emission control levels are shown for copper, lead, and zinc plants combined and for aluminum

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                                                            Table M-9


                                             PRIMARY NONFERROUS METALLURGICAL PLANTS

                       ESTIMATED COST OF CONTROLLING POLLUTANT EMISSIONS FROM SOURCES ADDED AFTER  1967'
                                                    (100 metropolitan areas)
FISCAL
YEAR
FY71
FY72
FY73
FY74
FY75
Totals
ADDED
CAPACITY
(thousand
tons/yr)
529
662
794
927
1,060
ADDITIONAL
PRODUCTION
(thousand
tons/yr)
245
312
379
445
512
EMISSION LEVELb
(thousand tons /year)
Part
1
1
1
1
2
S0x
<1
<1
<1
<1
<1
HC
—
CO
"•»


CONTROL COSTS
(million dollars/year)
INVESTMENT COST
Lower
Limit
1.1
1.6
1.8
1.3
1.0
6.8
Expected
2.2
3.2
3.6
2.7
2.0
13.7
Upper
Limit
2.6
3.9
4.3
3.2
2.4
16.4
ANNUAL COST
Lower
Limit
0.3
0.9
1.5
1.9
2.2
6.8
Expected
0.7
1.8
3.0
3.9
4.5
13.9
Upper
Limit
0.8
2.1
3.6
4.6
5.5
16.6
s
         These costs are  for  new  facilities which are assumed to be constructed to meet applicable regulations (App. A);  areas
         are defined in Appendix  B.

         Particulates (Part.),  sulfur  oxides  (SO ), hydrocarbons (HC) , carbon monoxide (CO).  Blanks indicate the emissions

-------
                             REFERENCES
1.   F. M. Alpiser.   Private communication.

2.   R. R. Ott.   "Control of Fluoride Emissions at Harvey Aluminum,
     Inc.—Soderberg Process Aluminum Reduction Mill," Journal of the
     Air Pollution Control Association.  Vol.  13, No.  9 (September 1963),
     pp. 437-443.

3.   Louis C.  McCabe.  "Atmospheric Pollution:   Aluminum industry has
     means for solving its air pollution problems," Industrial and
     Engineering Chemistry.  Vol.  4 (1955),  n.p.

4.   H. R. Hickey.  "Controlling Aluminum Effluent Reduction," Air
     Engineering.  (October 1963),  pp 20-22.

5.   Systems Study for Control of  Emissions  in the Primary Nonferrous
     Smelting Industry (3 vols.).   San Francisco, California:  Arthur
     G. McKee and Company, June 1969.

6.   Norm Plaks, NAPCA.  Private communication.

7.   N. G. Edmisten and F. L. Bunyard.  "A Systematic Procedure for
     Determining the Cost of Controlling Particulate Emissions from
     Industrial Sources."  Paper presented at the annual meeting of
     the Air Pollution Control Administration,  New York, June 1969.

8.   H. Landsberg, et al.  Resources in America's Future.  Baltimore:
     The Johns Hopkins Press, 1963.

9.   U.S. Department of the Interior, Bureau of Mines.  Bureau of Mines
     Mineral Yearbook. 1967.  Washington, D.  C.:  U.S. Government
     Printing Office, 1968.

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      Appendix N

Sulfuric Acid Industry
    (SIC No. 2819)

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                               Appendix N
                         Sulfuric Acid Industry

                            I.   INTRODUCTION

     Sulfuric acid  is  a strong, economically priced, inorganic acid that
is used in the manufacture of fertilizer and tin plate, in the puri-
fication of petroleum,  and in the dyeing of fabrics as well as in many
other industrial  processes.   Most sulfuric acid is produced by the contact
process which involves  burning sulfur or pyrite to form sulfur dioxide that
is catalyzed to sulfur  trioxide and then absorbed in weak acid.  Sulfur
dioxide that remains unconverted and acid mist which escapes from the acid
absorption tower  are the major pollutant emissions.
     Of the 212 sulfuric acid plants in the Nation, there are 102 contact
process plants within  the 100 metropolitan areas.  The small number of lead
chamber process plants  in the United States and the 100 areas produce less
than five percent of the acid.   For the Nation, capacity totalled 38.7
million tons, production amounted to 28.8 million tons, and value of
shipments was $0.3  billion.   For the 102 contact plants within the 100 metro-
politan areas, capacity totalled 24.4 million tons with production amounting
to 18.2 million tons and a value of shipments of $0.2 billion.  For the
Nation, emissions amounted to 60 thousand tons of acid mist particulates and
750 thousand tons of SO-; for the 100 metropolitan areas, emissions amounted
to 40 thousand tons and 480 thousand tons, respectively.

                        II.   CONTROL OF EMISSIONS

     To comply with the process weight rate regulation for particulate
emissions and the 500  parts per million (ppm) standard for sulfur oxides,
sulfuric acid producers must increase the average collection efficiency of
particulates from the  present 46 percent to about 67 percent; sulfur oxides,
which are not presently controlled, must be increased from 0 to 86 percent.

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To obtain effective control, it was assumed that the typical  plant would
              *
require the installation of a second absorption tower  to  decrease emissions
of sulfur dioxide and the emplacement of gas-cleaning  equipment,  such  as a
demister, to lower particulate emission levels.

             III.  DISCUSSION AND EVALUATION OF ENGINEERING
                      DATA USED IN COST ESTIMATION

     The basic engineering data and information required  to estimate control
costs for the sulfuric acid industry consisted of:  (a) an evaluation  of the
various production processes found within the industry, (b) an  analysis of
the pollutants involved, their uncontrolled emission rates, present levels of
control and final levels as required by the various standards adopted  for
this study, and  (c) an engineering evaluation to select the most  satisfactory
control systems  to achieve required levels, including  equipment cost - process
size relationships.
     The rate of emission of tail-gas from a contact sulfuric acid plant
is determined by the concentration of SO- in the feed  stream to the SO--
to-S03 convertor; this concentration is subject to process control.  Many plants
take enough air  into their sulfur burner to provide adequate excess oxygen
for conversion,  others add so-called "dilution air" after burning but  prior
to one or more stages of the convertor.  To maintain plant thermal balance,
it is necessary  for the S02 concentration to be in excess of about 3 percent.
As the SO^ concentration is increased, stack losses of unconverted S0_ also
increase.  Most  plants vary the S02 concentration in order to vary produc-
tion, but avoid  concentrations causing conversion efficiency  to fall below
about 96 percent.
     It was assumed that 96 percent conversion is obtained with an 8 per-
cent SO^ concentration to the convertor and that the actual tail-gas rate is
thus about 74 acfm (at 150° F) per ton-per-day (tpd) plant capacity.
     The concentration of S02 in the tail-gas from a contact  sulfuric
acid plant operating at 8 percent S02 concentration to the convertor and
96 percent conversion efficiency is fixed at about 3500 ppm.  This figure

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was assumed to represent average operations for the industry and agrees
with literature,  industrial, and NAPCA sources as representative of
present-day operations.  The assumed SO. standard of 500 ppm thus requires
an 86-percent reduction in the present average emissions.
     With the exception of oleum production (sulfuric acid containing excess
S0_), acid mist emissions from contact sulfuric acid plants are less subject
to process control variation than are SO™ emissions.  Acid mists arise from
two independent sources, moisture-SO, reactions within and outside of the
process equipment and liquid sulfuric acid entrainment in exhaust from the
S0« absorber.  The moisture-SO., reactions include reactions of SO, with
residual moisture in the dried process air, moisture arising from the oxida-
tion of hydrocarbon impurities in the sulfur, and atmospheric moisture that
contacts the tail gas exiting the stack.  The moisture-SO, sources depend
on the operation of the drier and whether or not oleum is being manufactured.
Fine acid or S0_ mists are formed after the converter when either moisture
reacts with S0_ or the S0_ dew-point (50° C = 122° F) is reached.  Both
types of mists pass through the absorber with little removal and thence
through the stack.  If SO- mists are emitted, they react with atmospheric
moisture to produce acid mists.
     For this report, a value of 16 mg mist per scf of tail-gas was assumed.
This value is somewhat higher than the average reported  in Reference 1
but is in line with the more recent data reported in Reference 2.  The
particulate emission standards are the process weight rate standards.  Because
combustion air is excluded, the weight rate factor is (32+18)/98 = 0.51, i.e.,
0.51 pounds of raw materials yield 1.00 pound of product.  The required
efficiency for particulate control ranges from 43 percent for a 50 tpd plant
to 93 percent for a 5000 tpd plant.
     The basis for control of S02 emissions was that of  improving process
yield, but because very high (about 99.5 percent) overall S02-to-S03 con-
versions were required to meet the 500 ppm standard, cost estimating was
limited to the double absorption method.  The basis chosen for estimating
the cost of acid mist control was utilization of glass-fiber mist eliminators

-------
capable of removing 100 percent of particles greater than  3 microns  and
about 80 percent of particles less than 1/2 micron.  Reference  1  gives
limited data indicating that mist particles may be assumed to be  such
that adequate control will result.  These devices were assumed  to operate
with 6" to 8" w.g. pressure drop.

                  IV-  CONTROL COSTS FOR 1967 BASE YEAR

A.   Methodology
     Sulfuric acid plants were reported by location and capacity  [Ref. 3].
The controls selected were second absorption towers in the acid-making
process and additional acid mist eliminators in the exhaust streams, where
necessary.  Some plants need another catalyst bed, however, such  would be
an investment in production equipment.
     Available information led to the assumpton that 35 of the  plants with-
in the metropolitan areas already control mists adequately.  For  lack of
more complete information, mist eliminators were assumed to be  in use at
all plants in Los Angeles and at the 26 largest plants in  other areas.
     Costs were calculated assuming one process stream per plant, since no
plant was reported to have a capacity larger than the known maximum  process
stream size.  The cost of adding a second tower was included in the  estimated
control cost, but the cost of another catalyst bed was assumed  to be compen-
sated for by the increased production efficiency.  Cost parameters for a
second absorption tower were based on data from Chemical Engineering Progress
[Ref. 4], which gives costs for a new plant of 1000 tons per day  production
using either single or double absorption.  The difference  in costs was
multiplied by 1.3 to allow for modification of existing equipment, and
then scaled to other plant sizes based on the cost being proportional to
capacity to the 0.6 power.  Cost parameters for mist eliminators  were
based on data from the Monsanto Chemical Company (Brinks Mist Eliminators).
Costs were calculated for each plant by capacity and then  aggregated for
the 100 metropolitan areas.  These costs are presented in  Tables  N-l and N-2.

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                        Table N-l
SULFURIC ACID EMISSION CONTROL COSTS:  DOUBLE ABSORPTION
Plant Size
(100% H2S04, tons/day)
50
100
200
500
1000
5000
Costs
($1000)
Investment
81
123
186
323
505
1420
Annua 1
18.9
28.9
44.7
81.1
139.0
444.0
                        Table N-2
 SULFURIC ACID EMISSION CONTROL COSTS:  MIST ELIMINATOR0

Plant Size
(100% H2S04, tons /day)
50
100
200
500
1000
5000
Costs
($1000)

Investment
4.5
9.5
19.5
43.8
82.5
375.0
Annua 1
0.9
1.9
3.9
8.8
16.5
75.0
Brink Mist Eliminator, Type H-V or S-C.

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B.  Estimated Control Costs
    The resulting costs, which include credits for additional  sulfuric acid
recovery, were totalled for the 100 metropolitan areas and  are shown  in
Table N-3.  Annual control costs would average approximately $0.09 per
ton of sulfuric acid capacity when the plan is fully implemented.  This
rather minimal cost can be accounted for by the fact that double contact
units and, to a lesser extent, fiber glass demisters lead to an increased
yield of sulfuric acid from raw materials.
     The emission of particulates would be reduced from over 40 thousand
tons in 1967 to approximately 24 thousand tons by 1975, while  sulfur  dioxide
emissions would be reduced from 480 thousand to 56 thousand tons.  The in-
vestment cost for this level of control would total $32.6 million with an
annual cost of $2.2 million by FY 1975.

                V-  CONTROL COSTS RESULTING FROM GROWTH

     Air pollution control costs were calculated not only for  existing
capacity (Section IV) but also for additional capacity in the  sulfuric acid
industry beyond the base year of 1967.  The projected control  costs for
additional capacity were based on the expected ultimate control level of
86.0 percent and 67.0 percent for sulfur dioxide and particulates, respec-
tively.   The calculations consisted of multiplying the 1967 total invest-
ment and annual control costs by the annual growth in capacity to obtain
annual investment and annual costs to control the emission  from industry
growth.
     An average annual growth rate of 4.5 percent was used to estimate in-
creases from 1967 to FY 1975 [kef. l] .  The capacity estimates were derived
by assuming production would achieve 90 percent utilization of capacity by
FY 1975.   The costs of controlling the additional capacity are shown in

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                                                                 Table N-3

                                                           SULFURIC ACID PLANTS
                                      ESTIMATES OF REDUCED EMISSION LEVELS AND ASSOCIATED COSTS
                                                        (100 metropolitan areas)


vi? An


1967
FY71
FY72
FY73
FY74
FY75


EiArtiLlEU fcHlbbiUN LtVEL
(thousand tons/year)

Part
40
39
35
29
25
24

SO
X
480
381
293
160
78
56

HC
^_
—
—
—
—
*~~

CO
__
—
—
—
—
~~

ASSOCIATED EMISSION
CONTROL LEVEL
(percent)

Part
45.7
46.8
52.2
60.5
65.6
67.0

SO
X
0.0
7.7
26.6
60.1
80.4
86.0

HC
_
—
—
—
—
—

CO
_
—
—
—
—
	


CONTROL COSTS
(million dollars/year)
Investment Cost
Lower
Limit

1.4
6.4
9.9
6.4
2.0
26.1

Expected

1.7
8.0
12.4
8.0
2.5
32.6
Upper
Limit

2.1
9.6
14.8
9.6
3.1
39.2
Annual Cost
Lower
Limit

0.1
0.4
1.0
1.3
1.5
4.3

Expected

0.1
0.6
1.4
1.9
2.2
6.2
Upper
Limit

0.1
0.8
1.9
2.5
2.8
8.1
a
VO
            Cost estimates are for the control of only those facilities in operation in calendar year 1967.   The areas are
            defined in Appendix B.

            For levels of particulates (Part.), sulfur oxides (SO ), hydrocarbons (HC), carbon monoxide (CO).   Blanks in the

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Table N-4.  As. shown, costs reflect immediate control of the incremental
capacity at the ultimate control levels.  By 1975, without the act in
effect, emissions in the 100 areas from 1967 base sources plus the addi-
tional sources would reach 55 thousand tons of particulates and 561
thousand tons of S0~.  With the act in effect, emissions would be reduced
to 32 thousand tons and 78 thousand tons, respectively.

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                                                     Table N-4
                                              SULFURIC ACID PLANTS

              ESTIMATED COST OF CONTROLLING POLLUTANT EMISSIONS FROM SOURCES ADDED AFTER  1967*
                                           (100 metropolitan areas)


YEAR


FY71
FY72
FY73
FY74
FY75
Totals
ADDED
CAPACITY
(thousand
tons/yr )


1219
1567
1915
2263
2611
ADDITIONAL
PRODUCTION
(thousand
tons /yr )


2859
3676
4493
5310
6127

EMISSION LEVELb
(thousand tons/year)

Part
3
5
6
7
8

S0x
10
13
16
19
22

HC
^ —
--
—
—
~

CO
— —
—
—
—
—


CONTROL COSTS
(million dollars/year)
INVESTMENT COST
Lower
Limit
0.5
0.7
0.9
0.7
0.5
3.3

Expected
0.6
0.9
1.1
0.9
0.7
4.2
Upper
Limit
0.8
1.1
1.3
1.1
0.8
5.1
ANNUAL COST
Lower
Limit
0.1
0.1
0.1
0.1
0.2
0.6

Expected
0.1
0.1
0.2
0.2
0.2
0.8
Upper
Limit
0.1
0.1
0.1
0.3
0.3
.9
These costs are for new facilities  which  are assumed to be constructed to meet applicable regulations (App. A);  areas
are defined in Appendix B.

Particulates (Part.)> sulfur oxides (SO ),  hydrocarbons (HC), carbon monoxide (CO).  Blanks indicate the emissions

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                               REFERENCES
1.  U.S. Department of Health, Education, and Welfare.  Atmospheric
    Emissions from Sulfuric Acid Manufacturing Process.  Public Health
    Service Publication No. 999-A-13.   Washington, D. C.:  U.S. Govern-
    ment Printing Office, 1965.

2.  National Emissions Standards Study, First Draft.  Department of Health,
    Education, and Welfare, Durham,  N.  C., July 23, 1969.

3.  Chemical Economics Handbook.  California:  Stanford Research Institute,
    December 1967.

4.  J. G. Kronsider.   "Cost of Reducing SC^ Emissions,"  Chemical Engineer-
    ing Progress.  Larry Resen, editor.  Vol. 64,  No. 2 (November 1968),
    pp. 71-74.

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         Appendix 0

Phosphate Fertilizer Industry
       (SIC No. 2871)

-------
                               Appendix 0
                      Phosphate Fertilizer Industry

                            I.   INTRODUCTION

     The segment  of  the phosphate fertilizer industry studied produces
phosphoric  acid by the wet acid process, and using this production inter-
mediate, produces various phosphate fertilizers.—   Wet process phosphoric
acid is manufactured by treating phosphorus-bearing rock with sulfuric acid,
and fertilizer is produced by reacting the phosphoric acid with other
chemicals.   In some  instances,  only phosphoric acid is produced at a plant.
     Particulates released from rocks during the acid-making process are the
primary concern of this report; however, particulates (mostly fluorides)
emitted from fertilizer handling operations in sheds where fertilizer is
stored for  curing also need control.  In 1967, there were 171 phosphoric
acid and/or phosphate fertilizer production sources in the United States with
combined acid and fertilizer capacity of 22.9 million tons (of equivalent
P_05) with  a production of 8.5  million tons.  Within the 100 metropolitan
areas, there were 19 such sources with a capacity of 3.5 million tons and
producing 2.3 million tons.  Value of shipments amounted to $1.2 billion
and $0.4 billion  for the United States and the 100 areas respectively.
Twenty thousand tons of particulates were emitted in the United States in
1967; 11 thousand tons were attributed to the 100 areas.

                        II.  CONTROL OF EMISSIONS

     Although practically the entire industry is presently exercising some
control of  gaseous and particulate fluoride emissions, fluoride and nonfluoride
particulates are  still being emitted.  These emissions, in the case of large
plants, exceed the process weight rate regulation adopted for this study.
Installation of secondary gas-cleaning systems on the gas stacks of manufac-
-    Including normal superphosphate (NSP), diammonium phosphate (DAP) and
more recently triple superphosphate (TSP).

-------
turing plants sftid on curing shed exhaust is assumed  for reducing the total
amount of particulates to comply with the standard.   Emissions in the 100
areas can be reduced from 11 thousand tons per year  to  4 thousand tons by
FY 1975 with secondary emission control equipment.

            III.  DISCUSSION AND EVALUATION OF ENGINEERING
                     DATA USED IN COST ESTIMATION

     The basic engineering data and information required to  estimate control
costs for the phosphate fertilizer industry consisted of:   (a) an evaluation
of the various production processes found within the industry, (b)  an analysis
of the pollutants involved, their uncontrolled emission rates, present levels
of control and final levels as required by the various  standards adopted for
this study and (c) an engineering evaluation to select  the most satisfactory
control systems to achieve the required levels, including  equipment cost -
process size relationships.
     The rate of tail gas emission from a phosphate  fertilizer plant is
a function of plant capacity, the processes included, and  the  degree of venti-
lation provided.  Major volumes of gas generation are associated with (a) rock
beneficiation and calcining, (b) wet acid and subsequent phosphate  fertilizer
processing, and (c) curing for run of pile TSP.  Due to the  magnitudes of the
flows and the nature of the processes, the following assumptions were made:
processes (a) and (b) may be treated at one tail-gas stack and together they
produce two-thirds of the overall gas flow; process  (c)  is treated  at a separate
stack and produces the remainder of the overall gas  flow.  The overall rate
was assumed (from Reference 1 and industrial sources) to be  about 750 acfm/ton
per day capacity (as P2°5^ at 150° F'
     Phosphate fertilizer production is a major source  of  fluoride  and partic-
ulate emissions.   This study excludes gaseous fluorides but includes both
fluoride and nonfluoride particulates.  Because of the  extreme toxicity of
fluoride emissions, all plants were assumed to have  at  least primary gas-
cleaning equipment and were assumed to be emitting 0.03 to 0.10 grains total
particulate matter/acf tail-gas [Ref. 1].

-------
     The  emission standard assumed was the process weight rate type.
The weight  rate  factor is the sum of the tons of mined rock per hour
plus sulfuric acid per hour introduced into the process.  The relation-
ship between raw materials and product is 6.2, i.e., 6.2 pounds of raw
materials yield  1.0 pound of product [Ref. 2].  The required control
efficiency  varies from 0 percent for 50 to 100 ton-per-day plants to
80 percent  for 1000 ton-per-day plants.
     The  basis for control of particulate emissions was secondary or
tail-gas  scrubbers.  Curing sheds were assumed to provide one-third of
the overall gas  flow and to require 10" w.g. at the scrubbers.  The
remaining two-thirds of overall gas flow was assumed to require 15" w.g.
at the scrubbers.  Scrubbers assumed were venturi-stack type of stain-
less steel  construction requiring an installed cost equal to 300 percent
of the equipment cost.  Systems rated at up to 500 tons per day of PO^C
equivalent  were  assumed single train (two tail-gas stacks, one for the
acid-making train and one for the shed) and those larger were assumed
to consist  of multiples of the 500 ton-per-day units.

                  IV.  CONTROL COSTS FOR 1967 BASE YEAR

A.   Methodology
     Plants making basic phosphate fertilizer material were included in
the analysis.  In 1967, some of the 19 plants in the 100 areas also pro-
duced phosphoric acid by the wet process.  Data on plant location, types
of processes, and capacity were obtained from industrial publications
[Refs. 3 and 4].  Data were obtained from private sources on gas flows
and other parameters such as number of exhaust stacks  [Ref. 5].  Unit
costs for the wet scrubbers needed were also obtained  [Ref. 5].
     Costs  were estimated on the assumption that the largest single stream
(one stack) corresponded to 500 tons per day  (P205 equivalent) acid train.

-------
Larger plants were assumed to be linear multiples of  500  tons  per day.
However, additional stacks were not assumed for the curing  sheds  of larger
plants.  Industry practice of material control is sufficient to control
air pollution for plants making less than 150 tons per day.  See  Table 0-1
for the individual plant control cost estimates.

                                 Table  0-1
                PRIMARY PHOSPHATE FERTILIZER CONTROL COSTS
Plant Capacity
(1000 tons/year)
3.12a
15. 6a
31. 2a
47. Oa
62.4
156.0
312.0
624.0
Investment Cost
($1000)
32.0
80.0
120.0
181.0
240.0
530.0
1060.0
2120.0
Annual Cost
($1000)
11.0
30.0
50.0
72.0
110.0
225.0
450.0
900.0
         Plants of up to 47.0 thousand tons/year capacity assumed to
     have adequate control.   Costs are shown for reference purposes
     only.
     Plants that need additional control would likely use low or medium
energy wet scrubbers; these were the bases of individual plant costs.
It was assumed that plants operate 312 days per year.

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B.   Estimated Control  Costs
    The resulting costs, which take into account existing controls, were
totalled for the 100 metropolitan areas; these are shown in Table 0-2.  Annual
control costs would average approximately $1.57 per ton of annual capacity
when the plan is fully  implemented.   The total investment costs would reach
$4.8 million with an ultimate annual cost of $2.0 million.

              V.  CONTROL  COSTS RESULTING FROM GROWTH

    Air pollution control  costs were calculated not only for existing produc-
tion  (Section IV) but also  for anticipated increased production in the phos-
phate  fertilizer industry.  The projected growth-related costs were calculated
on the basis of the ultimate  particulate control level of 99.0 percent.
    An average annual  production growth rate of 6.5 percent was chosen based
on available information [Ref. 6].  Although the phosphate fertilizer industry
is in  the process of shutting down portions of its 1967 capacity, the newly
added  capacity and production can probably be explained by three trends.
These  are:  (a) the trend to larger more efficient operations, (b) the trend
away  from the use of NSP toward the use of TSP, and (c) the trend toward the
use of higher-yield DAP.  In  1967, there was some surplus capacity; however,
new capacity will be required to satisfy the need by 1975.
    As shown in Table  0-3, the costs in each year reflect immediate control
of the incremental capacity at the ultimate control efficiency.  By 1975, with-
out the act in effect,  emissions in the 100 areas from both 1967 base capacity
and the additional growth would amount to 16 thousand tons of particulates;
with  the act in effect, emissions would amount to about 6 thousand tons.

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                                                                 Table 0-2

                                                       PHOSPHATE FERTILIZER PLANTS
                                      ESTIMATES OF REDUCED EMISSION LEVELS AND ASSOCIATED COSTS*
                                                        (100 metropolitan areas)




VPAP


1967
FY71
FY72
FY73
FY74
FY75

t.

(thousand tons/year)


Part
11
11
10
7
5
4

SO
X
__
—
—
—
—
~

HC
__
—
—
—
—
~

CO
__
—
—
—
—
"

ASSOCIATED EMISSION

OUNlKULi LEVcL
(percent)


Part
97.0
97.1
97.3
98.0
98.7
99.0

SO
X
—
—
—
—
—


HC
—
—
—
—
—


CO
—
—
—
—
—



CONTROL COSTS
(million dollars/year)

Investment Cost

Lower
Limit

0.0
0.4
1.2
1.1
0.4
3.1

Expected

0.0
0.6
1.8
1.8
0.6
4.8
Upper
Limit

0.0
0.8
2.5
2.5
0.9
6.7
Annual Cost

Lower
Limit

0.0
0.1
0.6
1.1
1.3
3.1

Expected

0.0
0.2
1.0
1.7
2.0
4.9
Upper
Limit

0.0
0.3
1.4
2.4
2.7
6.8
o
00
            Cost estimates are for the control of only those facilities in operation in calendar year 1967.  The areas are
            defined in Appendix B.

            For levels of particulates (Part.), sulfur oxides (SO ), hydrocarbons (HC), carbon monoxide (CO).  Blanks in the

-------
                                                             Table 0-3



                                                   PHOSPHATE  FERTILIZER PLANTS




                       ESTIMATED COST OF CONTROLLING POLLUTANT EMISSIONS FROM SOURCES ADDED AFTER 1967*

                                                    (100 metropolitan areas)

FISCAL
YEAR
FY71
FY72
FY73
FY74
FY75
Totals
ADDED
CAPACITY
(thousand
tons/yr)
107
138
168
199
230
ADDITIONAL
PRODUCTION
(thousand
tons/yr)
518
667
815
963
1110

EMISSION LEVELb
(thousand tons /year)
Part
1
1
1
2
2
S0x
— —
—
--
—
--
HC
— >»
—
--
	
—
CO
— —
_-
—
--
— •


CONTROL COSTS
(million dollars/year)
INVESTMENT COST
Lower
Limit
0.1
0.1
0.1
0.1
0.1
0.5
Expected
0.1
0.1
0.1
0.1
0.1
0.5
Upper
Limit
0.1
0.1
0.1
0.1
0.1
0.5
ANNUAL COST
Lower
Limit
0.1
0.1
0.1
0.1
0.1
0.5
Expected
0.1
0.1
0.1
0.1
0.1
0.5
Upper
Limit
0.1
0.1
0.1
0.2
0.2
0.7
o
 I
vo
        These costs are for new facilities which are assumed to be constructed to meet applicable  regulations (App.  A); areas

        are defined in Appendix B.


        Particulates (Part.), sulfur oxides (SO ), hydrocarbons (HC) ,  carbon monoxide (CO).   Blanks  indicate the emissions


-------
o
o
o
en
o
o
H
w
    100

     90

     80

     70

     60



     50



     40




    30
    20
10

 9

 8

 7


 6
     I
                                                            =  316 ELC Stainless Steel

                                                            =  304 Venturi/MS  Concrete Lined

                                                              Separator

                                                          C =  All Mild Steel
      '             2       3     4    5  6  7  8 9 10            20      30   40  50 60708090


                                        Inlet Gas Volume  (103 acfm)



           Source:  Poly  Con Corporation




                               Fig. 0-1.  Equipment Cost for Venturi Scrubbers.

-------
 1000



 800




 600







 400
 200
o
o
o
§100
o


g
  60
  20
A

B

C
316 ELC Stainless Steel

304 Venturi/MS Concrete Lined Separator

All Mild Steel
                                            ,  ,  I
                                                               .11.11
               20
                 40      60    80   100
                                             200
                                             ,3
400
600   800 1000
                                        Inlet Gas Volume  (10  acfm)




   Source:  Poly Con Corporation.



                         Fig. 0-2.  Equipment Cost for Venturi Scrubbers.

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  lOOO


   800


   600

   500

   400


   300




   ZOO
o
o
o
co
o
u

M
C
01
IX
O
a
ai
H
a
100

 80


 60

 50

 40


 30



 20
    10

     8


     6

     5

     4
                                                                   PRESSURE DROP
                                                                               40 inch
               2    3   45678910
                                        20    30 405060  80100      200  300400 600800
                                     Inlet Gas Volume  (10   acfm)



          Source:   Poly Con Corporation.



                             Fig. 0-3.   Annual Direct Operating Cost  for Venturi Scrubbers.

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                              REFERENCES
1.  A. J. Teller.  "Control  of  Gaseous  Fluoride  Emissions,"   Chemical
   Engineering Progress.  Vol.  3  (1967),  pp.  75-79.

2.  R. N. Shreve.  The  Chemical Process Industries  (2nd  ed.).  New York:
   McGraw-Hill, 1956.

3.  Commercial Fertilizer Yearbook,  1968-69.   Atlanta, Georgia:  Walter W.
   Brown Publishing  Co., Inc.,  1969.

4.  Directory of Chemical Producers. Menlo Park,  California:  Stanford
   Research Institute,  1969.

5.  Texas Gulf Sulfur Co. representative.   Private communication.

6.  U.S. Department of  Commerce, Business  and Defense Services Administration.
   U.S. Industrial Outlook, 1969.   Washington,  D.  C.:   U.S.  Government
   Printing Office,  December 1968.

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        Appendix P

Petroleum Refining Industry
      (SIC No. 2911)

-------
                               Appendix P
                      Petroleum Refining Industry

                            I.   INTRODUCTION

     In  1967,  the  national annual capacity for the 262 petroleum refineries
amounted to  4,210  million barrels; the annual production was 3,580 million
barrels; and the value of shipments amounted to $20.3 billion.  Capacity of
the 134  refineries in the 100 metropolitan areas was 2,530 million barrels,
and accounted for  production of about 2,380 million barrels, or 66 percent
of national  production.  Value of shipments was $13.5 billion, about 67
percent  of the national total.
     Although there is a variable number of sources of emissions in each
petroleum refinery, a few sources account for the bulk of the pollutants.
The major sources  are catalyst regenerators which emit carbon monoxide, hydro-
carbons, particulates, and sulfur oxides; combustion processes, which emit
primarily sulfur dioxide; and storage facilities, which emit primarily hydro-
carbons. The following 1967 emissions in thousands of tons represent the
United States and  100 metropolitan areas, respectively:  particulates, 96 and
48; sulfur oxides, 2100 and 923; hydrocarbons, —  932 and 587; and carbon
monoxide, 2000 and 1080.

                        II.  CONTROL OF EMISSIONS

     The regulations and control methods which apply to petroleum refinery
operations include all of the following:  (a) the process weight rate
regulation for particulate control, (b) maximum of 500 parts per million
of sulfur oxides in exhaust gas, (c) the removal of 95 percent of carbon
monoxide in  exhaust gases, (d)  the use of a floating roof to control hydrocarbon
emissions from storage tanks, and (e) the removal of 90 percent or more of
organic  materials  in exhaust gases for hydrocarbon reduction.  The control
methods  which are  normally applied to meet these standards are highly individu-
alized,  depending  upon the specific process types.  In general, however,
I/
-    From storage  evaporation, transfer operations, and catalytic cracking.

-------
particulates are controlled by the use of gas-cleaning equipment, sulfur
oxides by sulfur recovery plants, hydrocarbons from storage tanks by
floating roofs, and carbon monoxide by waste heat boilers.  These control
methods will increase average control efficiencies for particulates from
67 to 82 percent, for sulfur oxides from 37 to 50 percent, for hydrocarbons
from 48 to 93 percent, and for carbon monoxide from 47 to nearly 100 percent
(see Table P-2).
     The Los Angeles Air Pollution Control District accepts the operation
of sulfur recovery plants as sufficient to control sulfur oxides.  Even
though this technique does not reduce sulfur oxides in catalyst regenerator
gas to 500 parts per million, it was used in this study since it is the
only feasible control technique acceptable to the refining industry.

             III.  DISCUSSION AND EVALUATION OF ENGINEERING
                      DATA USED IN COST ESTIMATION

A.   Methodology
     1.  Crude Oil and Gasoline Storage
         a)  Cost Estimating Procedure
             The total crude oil storage capacity for each region was
         based on a 30-day refinery supply, and gasoline storage capacity
                                              21
         was based on 43 percent of this value—  [Refs. 1 and 2].  A
         model tank size of 80 thousand barrels was selected, and the total
         storage capacity in each region (based on refinery capacities)
         was divided by 80 thousand to determine the equivalent number of
         model tanks in the region.  The fractional capacity remaining
         after accounting for all the model tanks was costed as a separate
         item and added to the model plant costs.  Three-fourths of these
         tanks were assumed already to have floating roofs and submerged
         fill lines; therefore, no further control was required.  Since the
2/
—    Later information indicated that nationwide crude oil storage capacity
represented a 23-day supply and gasoline storage represented 17-day supply.

-------
    cost for converting  to  a  floating  roof  tank  and  installing
    submerged  filling  techniques  was considerably less  than  install-
    ing a new  tank,  it was  assumed that all tanks would be converted
    and not replaced.
    b)  Engineering  Process Data
        Figure P-l presents the data used to determine  tank  conver-
    sion costs.   The tank size of 80 thousand barrels was chosen as
    the average based on talks with various knowledgeable people
     [Refs.  3 and 4]  and  personal  observation of  refinery tank farms.
    Operating  and maintenance costs were not determined since these
    are low and are  usually equal to or less than the value  of  the
    recovered  gasoline and crude  oil.
        Emissions of hydrocarbons result from refinery  activities
    including  crude  oil  storage,  gasoline storage, and  gasoline trans-
    fer.   The  emission factors and percent control attainable with
    current technology is shown in Table P-l.
                            Table  P-l
         HYDROCARBON EMISSIONS AND CONTROL PERCENTAGES
Operation
Crude oil storage
Gasoline storage
Gasoline transfer

Uncontrolled Emissions3
of Hydrocarbons
9 lb/1000 bbl
47 lb/1000 bbl
11.5 lb/1000 gal
turnover
a
Percent Control
Attainable
56
90

40
From data in Reference 5.

-------
     150
o
o
o
J-l
CO
o

-------
In determining current emissions,  the  following assumptions were
made for a typical metropolitan  area:
    1)  Three-fourths of all  crude oil storage tanks are con-
        trolled  [Ref. 5].
    2)  Three-fourths of all  gasoline  storage tanks are con-
        trolled  [Ref. 5].
    3)  One-half  of  all gasoline transfer  operations are con-
        trolled  [Ref. 5].
    4)  All gasoline capacity is turned over 10 times per year.
    5)  Gasoline  storage equals  43 percent of crude oil storage.
    6)  A thirty-day supply of crude oil is stored.
    7)  All storage  facilities in California are  fully controlled.
Sulfur Recovery Plants
a)  Cost Estimating Procedure
    Sulfur oxide  emissions were  controlled by installing sulfur
recovery plants at those refineries which  did not already have
them.  The size of the sulfur recovery plants was based on each
refinery's capacity  and on estimated sulfur oxide emissions.
b)  Engineering Process Data
    Figure P-2 presents sulfur recovery plant costs based on
information obtained from References 6, 7, and 8.  Existing
sulfur plant locations were also obtained  from these references.
    Since specific data on the composition of a refinery's
crude oil or its  exact processing techniques were not available,
a general sulfur  dioxide emission factor of 50 tons per 100
thousand barrels  of  crude oil throughput was used [Ref. 9].  Vari-
ations in this emission factor were made based on crude oil sulfur
content.  Thus, in the Gulf Coast and  California  areas, this
factor was reduced by 30 percent;  on the East Coast it was increased
by 25 percent; and it was not changed  for  the balance of the
country.  Only 50 percent of  this  emission is amenable to recovery

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     8001—
     700
     600
     500—
o
o
o
I—I
•co-
4J
CO
o
400—
     100
     300	
     200—
                              40        60        80        100

                            Plant Capacity   (tons sulfur per day)
         Fig. P-2.  Sulfur Recovery Plant Costs.




-------
    in a sulfur plant [Ref. 10].  Since operation of sulfur plants
    smaller than 7 tons per day is not economically feasible, the
    smaller refineries (sulfur dioxide emissions less than 28 tons
    per day) were not included in the cost estimates.
3.   Catalyst Regenerators
    a)  Cost Estimating Procedure
        To meet the particulate regulation, only fluid catalytic
    cracking (FCC) units larger than 10 thousand barrels per day
    required additional controls.  All smaller FCC units and all
    Thermofor (TCC) and Houdriflow (HCC) catalytic cracking units
    can meet the regulations with existing controls.  In addition,
    all FCC units requiring control were costed separately, and the
    total metropolitan area cost was simply the sum of the FCC control
    costs within that area.  Control costs were based on using a
    high-efficiency electrostatic precipitator; operating and mainte-
    nance costs were based on the size of the unit; and a 20 percent
    capital plus depreciation charge was used to derive the annual
    costs.
        For controlling carbon monoxide and hydrocarbon emissions,
    the cost of a carbon monoxide (CO) boiler was estimated for each
    FCC unit.  The eight HCC units located in the 100 areas already
    have CO boilers, and TCC units with their lower CO emissions are
    not generally amenable to control with a CO boiler and were not
    included in the cost estimate.  Only 50 percent of the capital
    investment for these boilers was charged as an air pollution
    control cost since steam is generated in these units for inplant
    purposes [Ref. 11].  Annual charges were also not included as an
    air pollution cost since they are a general plant cost.
        CO boiler costs were estimated according to the heat content
    of  the  exit gas stream and  the available boiler cost data  [Refs.
    12 and 13J.  Locations of existing CO boilers, when known, were
    taken into account.  However, on a nationwide basis, approxi-
    mately  25 boilers could not be located.

-------
         b)  Engineering Process Data
             Precipitator costs were based on the gas flow rate leaving
         the catalyst regenerator.  Based on limited data [Refs. 12, 14,
         and 151, the following relationship between barrels of total
         feed and exit gas rate was determined:
         acfm = 2830 acfm    x fged rate (±n 1000 bbl/day) + 75}000 acfm
                1000 bbl/day

             With the exit gas rate known, cost functions relating cost
         and feed rate were prepared and used to determine total and annual
         charges [Ref. 16].  (See Figure P-3.)
             Emissions of particulates from FCC units with normal process
         controls, but without electrostatic precipitators for air
         pollution abatement purposes, were based on 6.25 pounds of particu-
                              3/
         late per 1000 barrels— ; particulate emissions from Thermofor
                                                                         4/
         and Houdriflow units were based on 0.52 pounds per 1000 barrels.—
         Estimates of controlled emissions were based on an electro-
         static precipitator collection efficiency of 82 percent.
             CO boiler costs are shown in Figure P-4.  These costs could
         vary depending on the amount of supplementary fuel used to gen-
         erate plant steam; however, the costs shown do represent that
         portion of the cost chargeable to air pollution control.
             Uncontrolled emissions of CO from FCC units were based on
         5.6 tons of CO per 1000 barrels total feed [Ref. 17].  Uncontrolled
         emissions from Thermofor units were based on 1.2 tons of CO per
         1000 barrels total feed [Ref. 17].  There are no significant CO
         or hydrocarbon emissions from Houdriflow units since they are all
         presently controlled.  In all cases units were assumed to operate
         360 days per year.  CO and hydrocarbon emissions from controlled
         units were assumed to be zero.
—    FCC units emit 0.10 pounds particulate per ton of catalyst  [Refs. 14
and 17].
0.10 Ib part.           62.5 ton catalyst       - 6.25 Ib part,  per 1000 bbl
ton catalyst            1000 bbl total feed
4/
—    TCC and HCC units emit 0.04 pound particulate per ton of catalyst
[Refs. 13 and 16].
0.04 Ib part.           13 ton catalyst               0.52 Ib part, per 1000 bbl
ton catalyst            1000 bbl total feed     =     total  feed


-------
    100
O
o
O
CO
4-1


-------
o
o
o
r-t
•w-
 co
 o
 0)
1-1
1-1
 (0
H-l
 o
 c
 a>
 o
 h
 4-l

-i-t
     1,400,	
     1,200
     1,000
      8,001
      6,001
      4,001
      2,00
                      40          80           120          160         200

                              Catalyst Regenerator  Capacity   (1000  bbl/day)
240
                      Fig.  P-4.  Cost of Carbon Mbnoxide Boilers.



-------
            Uncontrolled HC  emissions from fluid units were based on
       180 pounds HC per 1000 barrels total feed and those from Thermofor
       units were based on 57 pounds HC per 1000 barrels total feed [Ref.
       17].  These  figures can be converted to 32.4 and 10.3 tons HC per
       year per  1000 barrels total daily feed, respectively.  In all
       cases, emissions from controlled units were assumed to be zero.
B.   Estimated Costs
    The resulting costs, which include credits for materials recovered
or saved and take into  account existing controls, were totalled for the
100 metropolitan  areas; and are shown in Table P-2.  Annual control costs
average less than one cent  per barrel capacity when the plan is fully
implemented.  Emissions would be reduced from 48 thousand tons of partic-
ulates to  26 thousand tons; 923 thousand tons of sulfur dioxide to 737
thousand tons; 587 thousand tons of hydrocarbons to 79 thousand tons; and
1080 thousand tons of carbon  monoxide to 102 thousand tons by 1975.  Total
estimated  investment costs  amount to $80.3 million with estimated ultimate
annual costs of over $3.6 million.

               IV.  CONTROL  COSTS RESULTING FROM GROWTH

     Air pollution control  costs were calculated not only for existing
production facilities  (Section III) but also for additional capacity pro-
jected beyond the base  year 1967.  The projected growth costs were based
upon the ultimate control  levels of 82 percent for particulates, 50 per-
cent for sulfur oxides, 93  percent for hydrocarbons, and 95 percent for
carbon monoxide.  The calculations consisted of multiplying the 1967 total
investment and annual control costs by the annual growth in capacity to
obtain annual investment and  annual costs to control the emission from
industry growth.
     Based on predictions of  future production, the expected annual growth
rate through FY 1975 was determined to be 3 percent [Ref. 18].   Capacity
estimates,  derived from the production estimates, were based upon achieving
a capacity utilization  rate of 90 percent by FY 1975.

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                                                                Table P-2



                                                       PETROLEUM REFINING PLANTS



                                     ESTIMATES OF REDUCED EMISSION LEVELS AND ASSOCIATED COSTS5

                                                        (100 metropolitan areas)


VT7AR


1967
FY71
FY72
FY73
FY74
FY75


(thousand tons/year)

Part
48
46
40
32
28
26

S0x
923
910
863
790
749
737

HC
587
587
489
267
114
79

CO
1080
1080
855
595
163
102

ASSOCIATED EMISSION
LUlNlKUL LtiVrjL
(percent)

Part
67.0
68.0
72.0
78.0
81.0
82.0

S0x
37.0
38.2
41.3
46.3
49.1
50.0

HCC
48.5
48.5
57.0
77.0
90.0
93.0

CO
47.0
47.0
54.0
71.0
92.0
95.0


CONTROL COSTS
(million dollars/year)
Investment Cost
Lower
Limit

0.3
8.3
17.5
11.7
2.5
40.3

Expected

0.6
16.5
35.0
23.2
5.0
80.3
Upper
Limit

1.2
33.1
70.1
47.0
10.0
161.4
Annual Cost
Lower
Limit

0.1
0.2
0.2
0.6
0.6
1.7

Expected

0.1
0.4
0.4
1.3
1.4
3.6
Upper
Limit

0.1
0.7
0.8
2.5
2.7
6.8
I
I—"
4^
           Cost estimates are for the control of only those facilities in operation in calendar year 1967.  The areas  are

           defined in Appendix B.

           For levels of particulates (Part.), sulfur oxides (SO ), hydrocarbons (HC), carbon monoxide (CO).



-------
    The results  of  the cost analysis of controlling the additional capa-
city are shown in Table P-3.  As shown, costs in each year reflect
immediate  control of the incremental capacity at the ultimate control
levels.  Without  the act in effect, for the 1967 base year capacity plus
the additional capacity added after 1967, emissions in the 100 areas
would  amount to 63 thousand tons of particulates, 1,130 thousand tons
of S0_,  719 thousand tons of hydrocarbons, and 2,323 thousand tons of
carbon monoxide by FY 1975.  With the act in effect, emissions would be
reduced  to 34 thousand, 903 thousand, 97 thousand, and 124 thousand tons,
respectively.

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                                                     Table P-3


                                               PETROLEUM REFINERIES


                ESTIMATED COST OF CONTROLLING POLLUTANT EMISSIONS FROM SOURCES ADDED AFTER 1967*
                                             (100  metropolitan areas)

FISCAL
YEAR
FY71
FY72
FY73
FY74
FY75
Totals -
ADDED
CAPACITY
(million
barrels/yr]
334
429
525
620
716
ADDITIONAL
PRODUCTION
(million
barrels/yr]
250
322
393
465
536

EMISSION LEVELb
(thousand tons /year)
Part
3
4
6
7
8
SO
X
77
99
122
144
166
c
HC
8
10
13
15
18
CO
10
14
16
21
22


CONTROL COSTS
(million dollars/year)
INVESTMENT COST
Lower
Limit
1.5
2.3
3.2
2.6
1.7
11.3
Expected
3.1
4.6
6.3
5.2
3.5
22.7
Upper
Limit
6.2
9.2
12.7
10.5
7.0
45.6
ANNUAL COST
Lower
Limit
0.1
0.1
0.1
0.2
0.2
0.7
Expected
0.1
0.1
0.2
0.3
0.4
1.1
Upper
Limit
0.1
2.6
0.4
0.6
0.7
4.4
 These costs are for new facilities which  are assumed to be constructed to meet applicable regulations  (App. A);  areas
 are defined in Appendix B.

 Particulates (Part.),  sulfur  oxides  (SO ), hydrocarbons (HC), carbon monoxide (CO).  Blanks indicate the  emissions
 need no control.

-------
                               REFERENCES
 1.  American Petroleum Institute, New York,  June,  1969.   Private  communi-
    cation .

 2.  L. Laster, National Air Pollution Control Administration, August,
    1969.  Private communication.

 3.  Chicago Bridge and Iron Company, June  and August,  1969.  Private
    communication.

 4.  Los Angeles County Air Pollution Control District, August, 1969.
    Private communication.

 5.  R. L. Duprey.  Compilation of Air Pollutant Emission  Factors.  Public
    Health Service Publication No. 999-AP-42.  Durham, N. C.:  U.S. Depart-
    ment of Health, Education, and Welfare,  National Center  for Air Pollu-
    tion Control, 1968.

 6.  Grekel, et al.  "Why Recover Sulfur  from H S," Oil and  Gas Journal
    (October 28, 1968).

 7.  E. W. Sledjeski and R. E. Maples.  "Impact of  Residual Sulfur Limits
    on U.S. Refining,"  Oil and Gas Journal  (May 13, 1968),  pp. 90-95.

 8.  HPI  Construction  Boxscore, Hydrocarbon Processing, June  1968.

 9.  F. Rohrman and J. Ludwig.  "Sources  of Sulfur  Dioxide Pollution."
    Paper No. 46e, presented at the 55th meeting of the American Insti-
    tute of Chemical  Engineers, February 7-11, 1965.

10.  E. Vincent, National Air Pollution Control Administration, July 1969.
    Private communication.

11.  Air and Water Conservation Expenditures  of the Petroleum Industries
    in the U.S.  New  York:  Crossley, S-D  Surveys, Inc.,  August 1968.

12.  Bulletin G-87A.   Barberton, Ohio:  Babcock and Wilcox Company, 1956.

13.  H. S. Bauman.  Fundamentals of Cost  Engineering in the Chemical
    Industry.  New York:  Reinhold Book  Corporation, 1964.

14.  J. S. Danielson (ed.).  Air Pollution  Engineering Manual.  PHS Publi-
    cation No. 999-AP-40.  Cincinnati, Ohio:  Department  of  Health, Educa-
    tion, and Welfare, 1967.

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15.   R.  P.  Hangefcrauck,  et  al.   Sources  of  Polynuclear Hydrocarbon in  the
     Atmosphere.   PHS  Publication No.  999-AP-33.  Washington,  D.  C.:   U.S.
     Department of Health,  Education,  and Welfare,  1967.

16.   U.S.  Department of  Health,  Education,  and Welfare.   Control  Tech-
     niques for Particulate Air  Pollutants.   PHS  Publication No.  999-AP-51.
     Washington,  D. C.:  National Air  Pollution Control Administration,
     January 1969.

17.   Atmospheric  Emissions  From  Petroleum Refineries.   No.  763.   Washington,
     D.  C.:  Department  of  Health, Education, and Welfare,  PHS, 1960.

18.   H.  Landsberg,  et  al.   Resources in America's Future.   Baltimore:
     The Johns  Hopkins Press,  1963.

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       Appendix Q

Asphalt Batching Industry
     (SIC No. 2951)

-------
                              Appendix Q
                       Asphalt Batching Industry

                           I.  INTRODUCTION

    Asphalt batching is the production of  a  road  surface paving mixture
from hot asphalt and stone aggregate  that is  crushed, dried, and heated
prior to the batching process.  Fine  dust,  the major emission, is released
during this drying and heating of  the stone aggregate.
    During 1967, capacity of the  estimated 1500 asphalt batching plants lo-
cated in the United States was approximately  658.0 million  tons; that of the
903 plants in the 100 metropolitan areas was  250.0 million  tons.  In 1967,
the national production reached 216.0 million tons with 82.0 million attri-
buted to the 100 areas.  The value of shipments for the United States and the
100 areas was $1.5 billion and $0.6 billion,  respectively.

                       II.  CONTROL  OF EMISSIONS

    In 1967, particulate emissions,  the major emission, totalled 522
thousand tons per year for the United States  and 206 thousand tons per
year for the 100 areas.
    Currently, almost all plants  have primary collection devices which
yield a control level of about 80  percent.  By 1975, an overall average
control efficiency of 92.0 percent following  primary collection will be
required to satisfy the process weight rate regulation adopted for this
study.

         III.  DISCUSSION AND EVALUATION OF  ENGINEERING DATA
                        USED IN COST ESTIMATION

    The basic engineering data and information required to estimate
control costs for the asphalt batching industry consisted of:  (a) an
evaluation of the various production  processes found within the industry,


-------
(b) an analysis of the pollutants involved, their uncontrolled emission
rates, present levels of control and final levels as required by the various
standards adopted for this study, and (c) an engineering evaluation to select
the most satisfactory control systems to achieve the required emission levels,
including process size - control system size relationships.
     The processes considered in this study include the major source of
dust in the industry, the aggregate drier, as well as secondary sources, which
include aggregate elevators, vibrating screens, hot aggregate bins, weigh
hoppers and aggregate mixers.  The trend in the industry is to combine the off
gases from the drier and all the secondary sources (captured in a so-called
ventline) and send the resulting gas stream to a single collector [Ref. 1].
     Uncontrolled emissions amount to 25 pounds of dust per ton of asphalt
batched [Ref. 2].  Presently, it is estimated that the industry as a whole
controls to a level of 80 percent; therefore,  present emissions which are con-
sidered herein as uncontrolled amount to 5 pounds per ton of asphalt produced.
Required removal efficiencies were calculated on the basis of the process weight
rate standard and an uncontrolled emission rate of 5 pounds per ton.   These are
shown in Table Q-l.

                               Table Q-l
                INCREMENTAL REMOVAL EFFICIENCIES REQUIRED
Process Size
(tons /hour)
40
100
150
200
Incremental
Efficiency Required
(percent)
79
91
93
95

-------
    To achieve  these  removal efficiencies, it has been reported that multiple
cyclones will be satisfactory to process sizes of 100 tons per hour, while for
larger capacities venturi scrubbers with a pressure drop of 15 inches, w.g.
will achieve required  removals [Ref. 1].  In all cases, an 80 percent efficient
primary collector was  considered as process equipment.
    To relate process size to control system size, a factor of 15 thousand
s.c.f.ra.  (at an  inlet  temperature of 200  F) per 100 tons per hour was
used [Ref.  3].

                IV.  CONTROL COSTS FOR 1967 BASE YEAR

A.  Methodology
    Data regarding  numbers, sizes, and locations of asphalt batching plants
were sought for  each individual state through a variety of sources; data for
about half of the states were obtained.  Some states listed plants by location
and capacity; others reported location and total annual capacity or annual
production; some listed only the total asphalt paving mix used annually in state-
financed  construction  (primarily roads and streets); and many had or provided
no data.   For all cases, except the first, production and capacities were esti-
mated according  to the metropolitan area population (weighted when possible by
data on plant location).  All capacities were scaled to an hourly production rate
because asphalt  batching plants have widely varying operating schedules.
    Drying-heating  capacities for aggregate were calculated assuming 95 percent
of final  product weight was aggregate.  No information about aggregate drying-
heating kiln capacity  was obtained; however it was reported that for the great
majority  of plants,  there is only one kiln [Ref. 4].  Distributions of estimated
kiln capacities  and  control system sizes were constructed.  Unpublished cost data
for control equipment  provided by the PolyCon Corporation and presented in
Figures  Q-l through  Q-5 at the end of this appendix provided control cost
estimates for  a  range  of plant sizes  (see Table Q-2).  These average costs
were then multiplied by estimated capacities for each area to determine
each area's emission control costs.

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                                       Table Q-2

                         ASPHALT BATCHING EMISSION CONTROL COSTS
Number of Plants
with Known
Capacity
3
40
65
208
123
150
106
35
10
13
2
9
'
Kiln Gas Volume
(103 acfm)
4.5
9.0
13.5
18.0
22.5
27.0
31.5
36.0
40.5
45.0
49.5
54.5
Equivalent Plant
Capacity
(tons of mix per hr.)
30
60
90
120
150
180
210
240
270
300
330
360+
Costs
($1000)
Investment 1 Annual
2.95 1.19
4.05 1.61
5.55 2.11
13.0 9.8
17.0 12.1
18.6 13.9
20.2 16.3
31.6 17.5
23.2 19.2
24.4 20.9
25.6 22.4
27.0 24.4
        Costs for emission controls from 0.5 to 1.5 tons per batch are for a multicyclone;
remaining costs are for 15" w.g. wet scrubber.

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B.   Estimated Control  Costs
    The resulting  costs were totalled for the 100 metropolitan areas and are
shown in Table Q-3.  Annual control costs would average approximately $0.74
per ton of annual capacity  when the plan is fully implemented.
    The emission of particulates would be reduced from 206 thousand tons
in 1967 to approximately  82 thousand tons by 1975.  The investment cost for
this level of control would total $24.5 million, with ultimate annual cost
of $18.5 million.

                V.  CONTROL COSTS RESULTING FROM GROWTH

    Air pollution  control  costs were calculated not only for existing
production (Section IV.B.)  but also for anticipated increases in pro-
duction in the asphalt  batching industry beyond the base year of 1967.   The
projected growth costs  were based on the expected ultimate particulate control
level  of 92 percent following primary collection.  The calculations  consisted
of multiplying the  1967 total investment and annual control costs by the
annual growth in capacity to obtain annual investment and annual costs  to
control the emission from industry growth.
    An average annual  production growth rate of 6.5 percent was used in this
study  [Ref. 5].  The capacity estimates derived from the production  estimates
were based upon achieving 90 percent utilization of capacity by 1975.
    The results of the cost analysis of controlling the incremental production
through 1975 are shown  in Table Q-4.  As shown, costs in each year reflect
immediate control of the  incremental production at the ultimate control efficiency
By 1975, without the act  in effect, emissions would reach 306 thousand tons of
particulates from the 1967  capacity plus the additional capacity added after 1967.
With the act in effect, emissions would be reduced to 122 thousand tons.

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                                                                 Table Q-3


                                                         ASPHALT BATCHING PLANTS


                                      ESTIMATES  OF REDUCED EMISSION LEVELS AND ASSOCIATED COSTS8
                                                        (100 metropolitan areas)



VT?AP


1967
FY71
FY72
FY73
FY74
FY75

T7YPT?rwri
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                                                             Table Q-4
                                                     ASPHALT BATCHING PLANTS
                       ESTIMATED COST OF CONTROLLING POLLUTANT EMISSIONS FROM SOURCES ADDED AFTER 1967
                                                    (100 metropolitan areas)
FISCAL
YEAR
FY71
FY72
FY73
FY74
FY75
Totals
ADDED
CAPACITY
(thousand
tons/hour)
57
73
89
105
122
ADDITIONAL
PRODUCTION
(million
tons/year)
19
24
29
35
40
EMISSION LEVELb
(thousand tons /year)
Part
18
24
29
34
40
SO
X
__
HC
•*M
CO
~


CONTROL COSTS
(million dollars/year)
INVESTMENT COST
Lower
Limit
0.8
1.0
1.1
1.0
0.9
4.8
Expected
1.7
2.0
2.3
2.1
1.8
9.9
Upper
Limit
2.5
3.0
3.4
3.2
2.7
14.8
ANNUAL COST
Lower
Limit
0.6
1.6
2.7
3.7
4.5
13.1
Expected
1.3
3.2
5.4
7.4
9.0
26.3
Upper
Limit
2.0
4.8
8.2
11.2
13.5
39.7
  sulfur  oxides  (SO ), hydrocarbons (HC), carbon monoxide (CO).  Blanks indicate the emissions

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   100

    90


    80


    70


    60



    50




    40





    30
    20
o
o
o
<3
 0.
 H


 cr
10

 91
 6



 5
                                                            A =  316  ELC  Stainless Steel

                                                            B =  304  Venturi/MS Concrete

                                                                 Lined  Separator

                                                            C =  All  Mild Steel
                           3    4    56789  10
                                         Inlet  Gas  Volume   (10J  acfm)




         Source:   Poly  Con  Corporation.




                             Fig. Q-l.  Equipment  Cost for Venturi Scrubbers.
                                                             20      30   40  50  60 70 80 9C

-------
I000|—

 8001


 600



 400
§200
 0
 u
 u
 SlOO
  60
  40
  ?C
A = 316 ELC Stainless Steel
B = 304 Venturi/MS Concrete Lined Separator
C = All Mild Steel
                 20
                     40
60    80  100
                                                              200
                                                                  400
                                                                                   600   800 1000
                                        Inlet Gas Volume  (10  acfm)
     Source:  Poly Con Corporation.

                          Fig. Q-2.  Equipment Cost for Venturi Scrubbers.

-------
 1000

  800

  600
  500

  400

  300


  200
o
o
S 100
en
O
u
   80

   60
g.  50
n  40
a
o

-------
 100

  90

  80

  70


  60


  50



  40




  30
  20
o
o
o
  10

3  9


3  8

§  7
o1
w
                                       i   i   I  I  I
              1
                               4   5   6  7  8 9 10


                                Inlet Gas Volume  (103 acfm)
20
30   40   50 60 70 80  100
     Source:  Poly Con Corporation.



                     Fig. Q-4.  Equipment Cost for Multi-tube Collectors.

-------
 
-------
                             REFERENCES
1.   H. E. Friedrich.   "Air  Pollution Control Practices  and  Criteria  for
    Hot-Mix Asphalt Paving  Batch Plants."   Paper presented  at  the  62nd
    Annual Meeting of  the Air  Pollution Control Association, New York,
    June  22-26,  1969.

2.   R. L. Duprey-  Compilation of Air Pollutant Emission Factors.  Public
    Health Service Publication No. 999-AP-42.  Durham,  N. C.:   U.S.  Depart
    ment  of Health, Education, and Welfare, National Center for Air
    Pollution Control,  1968.

3.   J. A. Danielson  (ed.).   Air Pollution Engineering Manual.   Public
    Health Service Publication No. 999-AP-40.  Cincinnati,  Ohio:
    U.S.  Department of Health, Education,  and Welfare,  1967.

4.    John  Grey, Executive Director of the National Asphalt Pavement
     Association, Riverdale, Maryland.  Private communication.

5.   H.  Landsberg, et  al.  Resources in America's Future. Baltimore,
     Maryland:  The Johns Hopkins Press, 1963.

-------
   Appendix R

Cement Industry
(SIC No.  3241)

-------
                               Appendix R

                             Cement Industry

                            I.   INTRODUCTION

    Portland cement  accounts for 98 percent of all cement made in the
Nation; therefore,  this  report  deals only with this type.
    In 1967, capacity for  the  176 cement plants located in the United
States was 578.0 million barrels; production was 378.0 million barrels;
and value of shipments amounted to approximately $1.2 billion.  For the
92 plants in the 100  areas,  capacity was 279.0 million barrels; production
was 192.0 barrels;  and value of shipments was $0.6 billion.
    In manufacturing cement, a combination of ingredients is crushed,
ground, mixed, and  then  fired in kilns to about 2700  F, producing an
intermediate product  which  is ground again to a fine powder.   There are
two manufacturing processes  used by the industry:   the wet and the dry pro-
cesses.  Of the two different processes, the wet process produces 58
percent of the cement and emits 38 pounds of dust per barrel to the dry
processes's 46 pounds.   Particulate emissions for the United States and
the 100 metropolitan  areas  in 1967 were 908 million tons and 525 million
tons, respectively.

                      II.   CONTROL OF EMISSIONS

    Although there are  some particulate emissions from all the manu-
facturing steps, the  major  source is the kilns.  For the same production,
dry process kilns emit about 21 percent more dust than wet process kilns.
Almost all kilns have at least  a primary dust collector, resulting in an
overall collection  efficiency of 86 percent.  By installing secondary
collectors on the kilns, the industry will be able to meet the process
weight standard for particulate control and obtain about 99 percent over-
all control.


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             III.  DISCUSSION AND EVALUATION OF ENGINEERING
                      DATA USED IN COST ESTIMATION
     The basic engineering data and information required to estimate
control costs for the cement industry consisted of:  (a) an evaluation
of the various production processes found within the industry, (b) an
analysis of the pollutants involved, their uncontrolled emission rates,
present levels of control and final levels as required by the various
standards adopted for this study, and (c) an engineering evaluation to
select the most satisfactory control systems to achieve the required
levels, including process size - equipment size relationships.
     The primary difference with respect to pollution between the wet and
dry processes is the state in which the ground raw material is fed into the
kiln.  The major unit processes involved are:  crushing and grinding, drying
(dry process only), clinker production (calcining), and final grinding.
Dusts from crushing and grinding operations present only minor air pollution
problems as these are essentially closed systems, and the dust collected is
returned to the unit from which it was collected.  The same is most often
true of the drier off-gases which are usually vented to either grinding
or calcining control systems.  This study focuses on controlling partic-
ulate emissions from the calcining operation.  The kiln represents the
major source of particulate emissions in the cement industry, which is
not well controlled at present.
     Totally uncontrolled emissions from wet process kilns average 38
pounds per barrel—  of cement produced, while the average from dry pro-
cess kilns is 46 pounds per barrel produced  [Ref. 1].  The calcining
operation is controlled to some degree.  Table R-l reflects an estimate
of the present status of control for the industry.
—    A barrel equals 376 pounds of cement.

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                                Table R-l
            PRESENT CONTROL STATUS FOR THE CEMENT INDUSTRY
Control Systems
No control
Cyclone
Multicyclone
Electrostatic precipitator (old)
Electrostatic precipitator (new)
Electrostatic precipitator or
fabric filter
Plants Controlling
(percent)
5
5
10
15
10
55
Control Efficiency
(percent)
0
70
85
90-95a
96-97
> 99
    Ninety-five percent can be achieved if precipitator is in series
with multicyclone.
    New electrostatic precipitator in series with multicyclone.
Source:  Reference 2 and informed industry observers.

     On the basis of  the process weight  rate  standard,  ultimate parti-
culate  removal  efficiencies were calculated for both  wet and  dry process
kilns.   These are shown in Table R-2.

                                Table R-2
           ULTIMATE  PARTICULATE REMOVAL EFFICIENCIES REQUIRED
Kiln Capacity
(1000 barrels /day)
1
2
4
6
8
10
Percent Efficiency Required
Wet Process
97.6
98.2
99.3
99.4
99.6
*
Dry Process
97.8
98.4
99.5
99.6
99.8
99.9
       *Not applicable.

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     To achieve these removal efficiencies,  it was established that the
most effective control system for wet process kilns is a combination of
a precleaner plus an electrostatic precipitator,  while the system of
choice for dry process kilns is a precleaner plus a fabric filter [Ref. 3].
The precleaner in each case must be considered process equipment because
the captured particulates are always placed  back in the kiln.  On the other
hand, the fine particulates collected by the precipitator or the fabric
filter is often too high in alkali concentration and therefore cannot be
returned to the process without further processing.
     The relationships between production rate and equipment size were
calculated for both wet and dry process kilns.  The relationships are shown
in Table R-3.

                                Table R-3
                    PRODUCTION RATE VERSUS GAS VOLUME
Production Rate
(1000 barrels/day)
0.5
1.0
3.0
5.0
7.0
9.0
10.0
Gas Volume
(103 acfm)
Wet Process
20
40
120
200
280
360
*
Dry Process
24
48
144
240
336
432
480
       *Not  applicable.

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                  IV.   CONTROL COSTS FOR 1967 BASE YEAR

 A.   Methodology
     Each plant in  the nation was identified by location, total capacity,
 and process type  (wet  or day) in a current list from Rock Products  [Ref 4].
 Another list  from this source identified all plants installed since 1960
 by total capacity,  process type, number and capacity of kilns, and kiln emis-
 sion control  equipment [Ref. 5].  When a plant in the second list had two  or
 more kilns, they  had the same capacity.  This was then assumed as the stan-
 dard design for all plants for the purposes of estimating costs.
     All plants in  the second list (six of which were within the 100 metro-
 politan areas) are  controlled sufficiently to meet the process weight rate
 standard, and thus  were excluded from the costing procedure.  Due to the lack
 of control information on a plant-by-plant basis, all other plants were assumed
 to have only  a primary cyclone.
     Wet process  kilns were assigned high efficiency electrostatic pre-
 cipitators and dry  process kilns were assigned baghouses for secondary con-
 trol.  The cost-of  each type of control was calculated separately on the basis
 of gas volume.  Control equipment cost data (Figures R-l to R-3) were obtained
 from the analyses by Edmisten and Bunyard [Ref. 6] and from information sup-
 plied  by the  Poly Con Corporation [Ref. 7].  Emission control costs for the
 wet and dry processes  are presented in Table R-4.
                                Table R-4
                    CEMENT PLANT EMISSION CONTROL COSTS
Plant Capacity
(1000 barrels/
day)
1
2
4
6
8
10
•R 	 • 	 , 	
a
Emission Control Costs
($1000)
Wet Process
(high efficiency ESP)
Investment
7.15
14.50
48.90
73.50
111.00
—
Annual
1.72
3.34
11.72
17.70
26.60
—
Dry Process
(fabric filter)
Investment Annual
6.33 2.34
18.25 6.75
79.90 31.10
135.00 50.00
232.00 85.90
354.50 131.40
    AUc (-HUlld.cii.eu CUnCiUJ-  CUSL. va-Luca WGJ.C gtcn<».»«-»» ,_- — —— ——,	j  	
°f the complex relationships  of variable emission control levels and the
cost credit calculated  for  presently-existing 90-percent control.  Costs
for all plants were  then  read from the graphs as a function of plant capacity,

-------
                                                      99.5% STEEL
                                                      95.0% STEEL
I                          2345
                              Inlet Gas Volume  (105 acfm)
Source:  Poly Con Corporation.

            Fig. R-l.  Equipment Cost for Electrostatic Precipitator.


-------
    150,000
I
vO
    100,000
     e
 CO
 o
CJ

 00
 c
•H

 cd

 0)
 ex
o

50,000
                                                                                                            99.5% STEEL-DRY/WET
                                                                                                       95% STEEL-DRY/WET
                                   I
                                                                                                                              I
                                100,000                 200,000                 300,000

                                                          Inlet Gas Volume  (acfm)


            Source:  Poly Con Corporation.



                                       Fig.  R-2.   Operating Costs for Electrostatic  Precipitator.
                                                                                                   400,000

-------
  100
   50
o
o
o
01
o
u
 c
 (U
H
3
o-
W
10
                                                   100
                                                                               500
                                                                                   o
                                                              Inlet Gas Volume   (10  acfm)
        A -  High Temperature Synthetics,  Woven and Felt.  Continuous Automatically Cleaned.
        B -  Medium Temperature Synthetics,  Woven and Felt.  Continuous Automatically Cleaned.
        C -  Woven Natural Fibers.   Intermittently Cleaned - Single Compartment.
                                                                          I     I     I
     10
                                 50            100

                                   Inlet Gas Volume   (10   acfm)
                                                                                   500
          Source:  Edmisten, N. G. and F. L. Bunyard,  "A Systematic Procedure for Determining
                   the Cost of Controlling Particulate Emissions from Industrial Sources."
                   Presented at the annual meeting  of  the Air Pollution Control Association,
                   New York, June  1969.

                                Fig. R-3.  Equipment Cost of Fabric Filters.

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    The control  cost for each kiln in the detailed Rock Products list was
calculated  and  used to find the weighted average cost per barrel of capac-
ity, and graphs of costs for the two process types were plotted as func-
tions  of capacity.   Cost per plant was read directly from the graph and
totalled for the  100 metropolitan areas.
B.  Estimated  Control Costs
    The resulting cost estimates are shown in Table R-5.  Annual control
costs  would average approximately $0.02 per barrel of cement producing
capacity when the plan is fully implemented.
    The emission of particulates would be reduced from over 525 thousand
tons in 1967 to approximately 37 thousand tons by 1975.  The investment
cost for this level of control would total $18.3 million, with an annual
cost of $5.6 million by FY 1975.

                 V.  CONTROL COSTS RESULTING FROM GROWTH

    Air pollution control costs were also calculated for increased pro-
duction in the cement industry after the base year of 1967-  The projected
growth costs were based on the expected ultimate particulate control level
of 99.0 percent.   The calculations consisted of multiplying the 1967 total
investment and annual control costs by the annual growth in capacity to
obtain annual investment and annual costs to control the emission from
industry growth.   An average annual growth rate of 5.0 percent was used to
estimate production increase between 1967 and FY 1975 [Ref. 8].  The capacity
estimates,  derived from the production estimates, were based on achieving
90 percent utilization of capacity by FY 1975.  The costs of controlling
the additional capacity are shown in Table R-6.  As shown, costs in each
year reflect immediate control of the incremental capacity at the ultimate
control efficiency.  For the 1967 capacity plus the additional capacity
added  after 1967, without the act, particulate emissions in the 100 areas
would  reach 723 thousand tons by 1975.  With the act in effect, emissions
would  be reduced to 51 thousand tons.

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                                                    Table  R-5

                                                  CEMENT PLANTS


                          ESTIMATES OF REDUCED EMISSION LEVELS AND ASSOCIATED COSTS*
                                            (100 metropolitan areas)
™
1967
FY71
FY72
FY73
FY74
FY75
b
(thousand tons/year)
Part
525
510
420
246
99
37
SO
X
_
—
—
—
—
—
HC
_
—
—
—
—
—
CO
_
—
—
—
—
—
ASSOCIATED EMISSION
CONTROL LEVELb
(percent)
Part
86.0
86.4
88.8
93.5
97.4
99.0
SO
X
_
—
—
—
—
— —
HC

—
—
—
—
— —
CO

—
—
—
—
— —


CONTROL COSTS
(million dollars/year)
Investment Cost
Lower
Limit

0.5
2.7
4.8
4.0
1.6
13.6
Expected

0.7
3.6
6.4
5.4
2.2
18.3
Upper
Limit

0.9
4.5
8.0
6.7
2.7
22.8
Annual Cost
Lower
Limit

0.1
0.9
2.4
3.8
4.2
11.4
Expected

0.2
1.2
3.3
5.0
5.6
15.3
Upper
Limit

0.3
1.6
4.1
6.3
7.1
19.4
Cost estimates are for the control of only those facilities in operation in calendar year 1967.   The areas are
defined in Appendix B.

For levels of particulates (Part.), sulfur oxides (SO ),  hydrocarbons (HC), carbon monoxide (CO).  Blanks in the

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                                                           Table  R-6


                                                          CEMENT PLANTS
                       ESTIMATED COST OF CONTROLLING POLLUTANT EMISSIONS FROM SOURCES ADDED AFTER 1967

                                                    (100 metropolitan areas)

FISCAL
YEAR
FY71
FY72
FY73
FY74
FY75
Totals
ADDED
CAPACITY
(thousand
barrels/yr)
6,690
8,600
10,500
12,400
14,300
ADDITIONAL
PRODUCTION
( thousand
barrels/yr)
33,600
43,200
52,800
62,400
72,000

EMISSION LEVELb
(thousand tons /year)
Part
6
8
10
12
14
S0x
— „
—
— •
— •
—
HC
— „
—
~
--
—
CO
__
—
—
—
— •


CONTROL COSTS
(million dollars/year)
INVESTMENT COST
Lower
Limit
0.1
0.1
0.2
0.2
0.1
0.7
Expected
0.1
0.2
0.2
0.2
0.1
0.8
Upper
Limit
0.2
0.2
0.3
0.3
0.2
1.2
ANNUAL COST
Lower
Limit
0.1
0.1
0.1
0.2
0.2
0.7
Expected
0.1
0.1
0.2
0.2
0.3
0.9
Upper
Limit
0.1
0.1
0.2
0.3
0.4
1.1
1
I—'
u>
        These costs are for new facilities which are assumed to be constructed to meet applicable regulations (App. A); areas

        are defined in Appendix B.


        Particulates (Part.), sulfur oxides (SO ), hydrocarbons (HC),  carbon monoxide (CO).   Blanks  indicate the emissions


-------
                               REFERENCES
1.  R. L. Duprey.  Compilation of Air Pollutant Emission Factors.  Pub-
    lic Health Service Publication No. 999-AP-42.  Durham, N. C.:  U.S.
    Department of Health, Education, and Welfare, National Center for
    Air Pollution Control, 1968.

2.  Costs and Economic Impacts of Air Pollution Control.  Report to the
    National Air Pollution Control Administration.  Washington, D. C.:
    Ernst and Ernst, 1968.

3.  A Study of the Cement Industry in the State of Missouri for the Air
    Conservation Commission of the State of Missouri.  Reston, Virginia:
    Resources Research, Inc.,  December 1969.

4.  "Cement Capacity in North  America,"  Rock Products.  Vol. 72, No.  5
    (May 1969), pp. 49-54.

5.  "Major Process Equipment in New U.S. Cement Plants, 1960-1967," Rock
    Products.  (May 1968), pp. 120-121.

6.  N. G. Edmisten and F. L. Bunyard.  "A Systematic Procedure for Deter-
    mining the Cost of Controlling Particulate Emissions from Industrial
    Sources."  Paper presented at the annual meeting of the Air Pollution
    Control Administration, New York, June 1969.

7.  Poly Con Corporation, unpublished data.

8.  T. E. Kreichelt, D. A. Kemnitz, and S. T. Cuffe.  Atmospheric Emis-
    sions from the Manufacture of Portland Cement.  PHS Publication
    No. 999-AP-17.  Cincinnati, Ohio:  U.S. Department of Health. Educa-
    tion, and Welfare, (PHS),  1967.

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  Appendix S

Lime Industry
(SIC No. 3274)

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                               Appendix S

                              Lime Industry

                            I.  INTRODUCTION

     Lime is  produced in the form of quicklime, hydrated lime, and burned
dolomite from quarried lime-bearing stone.  Lime products are used mainly
in construction,  the manufacture of cement, or as a flux in the manufacture
of products such  as  steel.   The principal manufacturing step is the high
temperature kiln  operation  that converts limestone to lime.  The major
pollutants emitted by operations in the industry are particulates in the
form of lime  dust, carbonates of calcium and magnesium, calcium sulfate,
and fly ash.   Kilns  cause the most severe air pollution problem.  Rotary
kilns, which  account for about 80 percent of production, emit approximately 10
times the amount  of  particulates emitted by vertical kilns per unit of pro-
duction.  A minor amount is emitted from limestone quarrying, transportation,
preparation,  lime handling, hydrating, and other operations, but these were
not considered in this study for reasons given in Section III of this appendix.
     In 1967,  the national  production amounted to 18.0 million tons.  The
Nation's 135  plants  have an annual capacity of about 25.4 million tons and
the 67 plants  within the 100 metropolitan areas accounted for about 9.6
million tons,  or  38  percent of total capacity.  Production was about 7.7
million tons  in the  100 areas.  Value of shipments for the Nation and 100
areas was $0.2 billion and  $0.1 billion, respectively.  Nationally, in 1967,
the industry  emitted about  450 thousand tons of particulates while in the 100
regions emissions amounted  to 251 thousand tons.  Rotary kilns emit approxi-
mately 10 percent of the product as particulates whereas vertical kilns emitted
only 1 percent.

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                       II.    CONTROL OF EMISSIONS

     Vertical kilns, in general,  are uncontrolled and their dust emissions
need to be reduced by 50 to 90 percent, depending on kiln capacity,  to
comply with the process weight rate standard for particulates.   Although
rotary kilns are generally  controlled to a level of about 80 percent,
they need additional controls to  meet the above-mentioned regulation.
Gas-cleaning equipment was  assumed to provide the additional emission  con-
trol needed for both kiln types.   About 92 percent of present emissions
would be eliminated resulting in  a 96-percent level of overall collection
efficiency.
             III.  DISCUSSION AND EVALUATION OF ENGINEERING
                      DATA USED IN COST ESTIMATION
     The basic engineering data and information required to estimate con-
trol costs for the lime industry consisted of:   (a)  an evaluation of the
various production processes found within the industry, (b) an analysis
of the pollutants involved, their uncontrolled emission rates, present
levels of control and final levels as required by the various standards
adopted for this study, and (c) an engineering evaluation to select the
most satisfactory control systems to achieve the required levels, including
equipment cost - process size relationships.
     At the lime plant, the kiln operation is the major source of uncontrolled
particulate emissions.  Rotary kilns have been found to emit between 5 to  15
percent by weight of the lime produced.   Vertical kilns emit significantly
less dust, amounting to only about 1 percent of the lime produced.  In addi-
tion to the emissions from kiln operations, which represent a major portion
of dust generated, there are emissions from other operations.  Limestone
quarrying and transportation cause localized emissions for which efficient
solutions are not available.  Other than moderately effective dust suppression
techniques at the quarry site and improvement of the road from the quarry  to
the lime plant, little else can be done at present.  Limestone crushing  and
screening operations represent a potentially significant source of particulate
emissions.  Generally, however, plants which have well constructed build-
ings with adequate dust ventilation systems enclosing the crushing and
screening operations may be considered satisfactorily controlled.  This
is the case with most modern plants.  In older plants which have poorly

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constructed buildings and inadequate ventilation systems, the dust remains
a problem only in the building and the immediate surrounding area.  Lime
hydrating, processing, and packaging are significant sources of noxious
material; however, the use of adequate dust ventilation and control systems
is quite widespread in this area of the plant.
    Various  types of lime kilns are presently used by the industry.   Of
these,  rotary and vertical kilns produce the major percentage of lime and
emit the major quantity of particulates.  If uncontrolled, rotary kilns  emit
approximately 200 pounds of particulates per ton of lime produced while
vertical kilns emit about 20 pounds of particulates per ton of lime [Ref.  1].
At present, rotary kilns are generally controlled with dry mechanical
collectors resulting in average reductions of about 80 percent.   Vertical
kilns in general  are presently uncontrolled.  Control efficiencies were
calculated to comply with the process weight rate standard.   These are shown
in Table S-l.

                                Table S-l
                  ULTIMATE CONTROL EFFICIENCY REQUIRED
Capacity
(tons /day)
10
50
100
200
300
400
500
600
Control Efficiency Required
(percent)
Rotary Kiln
*
*
97.8
98.1
98.8
98.9
99.2
99.3
Vertical Kiln
52.4
78.6
79.8
83.8
*
*
is
*
       *Not applicable.

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     Control systems to achieve required control limits were selected on
the basis of incremental control required as well as on industry experience.
For rotary kilns, medium energy (15" w.g.) venturi scrubbers were assumed
as the secondary collector.  For vertical kilns, cyclonic wet scrubbers
(6" w.g.) were chosen as the basis for the control cost estimates.  To
relate process size to control equipment capacity, the estimated gas volumes
shown in Table S-2 were used.

                                Table S-2

                          LIME KILN GAS VOLUMES
                 Kiln type
                 Rotary
                 Vertical
 Unit Volume
(acfm/ton/hour)
     5500
     3200
            Adapted from data in Reference 2.

     Equipment cost - process size relationships [Ref.  3] for the control
equipment selected are presented in Figures S-l through S-5.   For both
types of equipment, stainless steel was  selected as  the construction
material with an installed cost to equipment cost ratio of two.
                 IV.   CONTROL COSTS FOR 1967 BASE YEAR

A.   Methodology
     The data available to describe the lime industry were limited.   One
list of plants by location was used to form a list by metropolitan area
[Ref. 4].  Another list furnished by the U.S. Bureau of Mines gave the
number and capacity of plants by states, but the number and capacity, or both,
were lacking for a few states [Ref. 5].  Capacities of the recently installed
rotary kilns were obtained from several kiln manufacturers.
     Because of the limited data, the costing method was indirect.  The
average plant capacity was calculated for each state; if data on a state were
insufficient, the average capacity was assumed to be the national value.
The total capacity was then calculated for each area.

-------
100
90
60
70
60

50

40


30
20
10
 e
 8
 7
                                                     = 316 ELC Stainless Steel
                                                     = 304 Venturi/MS Concrete Lined
                                                       Separator
                                                     = All Mild Steel
                       3     4    56789  10
                                     Inlet Gas Volume  (10  acfm)
20      30   40   50  60 70 80 90
 Source:  Poly Con Corporation.

                     Fig. S-l.  Equipment Cost  for Venturi  Scrubbers.

-------
 1000



  800





  600
A. = 316 ELC  Stainless Steel

B = 304 Venturi/MS Concrete Lined Separator

C = All Mild Steel
  400
  200
o
o
o
10

o 100
 I  80
   60
   40
   20
                  20
                    40
60    80  100
200
400     600  800 10
                                       Inlet Gas Volume  (10  acfm)
           Source:  Poly Con Corporation.



                                Fig. S-2.  Equipment Cost for Venturi  Scrubber.

-------
1000
 800

 600
 500
 400

 300

 200
 100
  80

  60
  50
  40

  30
  20
  10
PRESSURE  DROP
            40 inch
                  3   4  5 6 78910       20   30  405060 80100
                                   Inlet Gas Volume   (LO3 acfm)
 200  300 400  600 800
  Source:   Poly Con Corporation.

                 Fig. S-3.  Annual Direct Operating Cost for Venturi Scrubbers.

-------
                                                 = 316 ELC Stainless Steel
                                               B = 304 Stainless Steel
                                               C = Mild Steel, Concrete Lined
                                               D = Fiberglass
                             6  7  8 9 10
20
30   40   50 60  7080 100
                            Inlet Gas Volume  (10  acfm)
Source:  Poly Con Corporation.




                      Fig.  S-4.   Equipment Cost for Cyclonic Scrubbers.

-------
  100

  80

  60

  50

  40 —

  30


  20
§"
U

M
HI
0,
O

u
u
01
I 0.8
  0.6 —

  0-5

  04

  0.3


  Q2
           1	I    I   I  LLLLL
 I     I   I  I   I  I III
                 3  4  5  678910
20   30  40 50 60  80 100
200  300 400 5 6 7 8 910
                                Inlet  Gas Volume  (10  acfm)
    Source:  Poly Con Corporation.


                   Fig.  S-5.   Annual  Direct Operating Cost for Cyclonic  Scrubbers.

-------
       The  distribution  of capacities  according  to  manufacturer's  reports
  of rotary kilns  and  other data were  used  to  calculate a weighted average
  cost of control  per  ton of capacity  using the  data  in Table  S-3.  For
  rotary kilns,  the weighted average installed cost was $73.30 per ton of
  capacity  per day, the  weighted average annual  cost  was $66.20 per ton of
  capacity  per day.

                                      Table S-3
                        ROTARY LIME KILN EMISSION CONTROL COSTS
Capacity
(tons /day)
100
150
200
250
300
350
400
450
500
550
600
650
700
Number of
Kilns
4
3
16
8
10
9
14
4
18
6
2
4
2
Installed Cost
($1000)
14.0
17.3
20.0
22.5
25.0
26.5
28.0
29.7
32.0
34.6
37.8
40.9
44.0
Annual Cost
($1000)
8.8
12.0
15.0
17.7
20.5
23.4
26.5
29.2
31.4
34.3
37.6
41.2
45.2
     Since data were not available on the capacity distribution for vertical
kilns, the rotary kiln capacities were used to design a known distribution for
vertical kilns.  The weighted average cost of control per ton of capacity was
then calculated using data in Table S-4.

-------
    For vertical kilns,  the weighted average installed cost was  $179.20
per ton of capacity per day and  the weighted average annual cost  was  $64.20
per ton of capacity per day.
                                   Table S-4
                  VERTICAL LIME KILN EMISSION CONTROL COSTS
Capacity
(tons /day)
10
26
42
58
74
90
106
122
138
154
170
186
200
Number of
Kilns
4
3
16
8
10
9
14
4
18
6
2
4
2
Installed Cost
($1000)
5.8
7.2
9.0
11.1
13.9
17.0
20.2
22.1
23.7
24.9
26.1
27.1
28.0
Annual Cost
($1000)
2.0
2.8
3.1
3.9
4.9
6.2
7.3
8.0
8.5
9.0
9.3
9.7
10.0
     To  get  the  overall average cost per ton of  capacity,  the two average
costs were combined  using the known production ratio  of  80 percent for
rotary and 20  percent for vertical kilns.   This  cost  was multiplied by
estimated metropolitan area capacity to  get the  final control costs for
each area.
B.   Estimated Control Costs
     The resulting costs,  which take into  account  existing controls on
rotary kilns,  were totalled for the 100  metropolitan  areas and are shown
in Table S-5.  Annual control costs would  average  $0.05  per  ton of capacity.
     The annual  emission of particulates will be reduced from over 251
thousand tons  to approximately 25 thousand tons  by 1975.   Total investment
cost will amount to  $0.9 million with an ultimate  annual cost of $1.4 million.

-------
                                                                Table S-5


                                                               LIME PLANTS



                                     ESTIMATES OF REDUCED EMISSION LEVELS AND ASSOCIATED COSTS8

                                                       (100 metropolitan areas)



VI? A P


1967
FY71
FY72
FY73
FY74
FY75

1? YPP PTFTl TTMTCQTrHfl HH7T7T
(thousand tons/year)


Part
251
242
192
106
45
25

SO
X
	
—
—
—
—
~

HC
__
—
—
—
—
~

CO
	
—
—
—
—
~

ASSOCIATED EMISSION
LUNiKUL Jj£jV£iL
(percent)


Part
60.0
61.4
69.2
83.2
92.8
96.0

SO
X
__
—
—
—
—
™~

HC
__
—
—
—
—
~™

CO
__
—
—
—
—
~~


CONTROL COSTS
(million dollars/year)
Investment Cost

Lower
Limit

0.1
0.1
0.2
0.1
0.1
0.5

Expected

0.1
0.2
0.3
0.2
0.1
0.9
Upper
Limit

0.1
0.3
0.4
0.3
0.1
1.2
Annual Cos\

Lower
Limit

0.1
0.1
0.2
0.3
0.3
1.0

Expected

0.1
0.1
0.3
0.4
0.5
1.4
Upper
Limit

0.1
0.2
0.4
0.6
0.7
2.0
 I
I-"
-p-
           Cost  estimates  are  for  the  control  of  only  those  facilities  in  operation  in  calendar year  1967.   The  areas are

           defined  in Appendix B.

           For levels of particulates  (Part.),  sulfur  oxides (SO  ), hydrocarbons  (HC),  carbon  monoxide  (CO).   Blanks in the


-------
               V-   CONTROL COSTS RESULTING FROM GROWTH

    Air  pollution  control costs were calculated not only for existing
production (1967) but also for increased production in the lime industry
beyond the base year.  The projected growth-related air pollution control
costs  were based  on the average overall particulate control level of 96
percent.   The calculations consisted of multiplying the 1967 total invest-
ment and  annual control costs by the annual growth in capacity to obtain
annual investment and annual costs to control the emission from industry
growth.  Based primarily on information received from the National Lime
Association, an expected annual production growth rate of two percent
per year  was chosen.  Incremental capacity estimates were based on achieving
90 percent utilization of capacity by 1975.  The results of the cost
analysis  of controlling the new capacity are shown in Table S-6.  As shown,
the cost  in each year reflects immediate control of the incremental capacity
at ultimate control levels.  Without the act in effect, emissions from the
100 areas from 1967 capacity plus the additional capacity added after 1967
would reach 289 thousand tons by 1975.  With the act in effect, emissions
would be  reduced  to 29 thousand tons.

-------
                                                            Table S-6
                                                           LIME PLANTS
                        ESTIMATED COST OF CONTROLLING POLLUTANT EMISSIONS FROM SOURCES ADDED AFTER 1967'
                                                     (100  metropolitan areas)


YEAR



FY71
FY72
FY73
FY74
FY75
Totals -
ADDED
CAPACITY
(1000 tons/
year)


100
128
157
185
213
ADDITIONAL
PRODUCTION
(1000 tons/
year)


536
689
842
996
1150

EMISSION LEVELb
(thousand tons/year)



Part
1.76
2.26
2.76
3.26
3.77


S°K
__
—
—
--
~


HC
__
—
— •
—
--


CO
__
—
«
—
—


CONTROL COSTS *
(million dollars/year)
INVESTMENT COST


Lower
Limit
__
—
—
—
—
••~


Expected
__
--
-_
~
—
••••

Upper
Limit
__
—
--
—
—
™"
ANNUAL COST


Lower
Limit
__
--
—
— •
—
— —



Expected
._
--
~
--
—
.1

Upper
Limit
_-
--
—
—
—
.1
CA
I
         These  costs  are  for  new  facilities which are assumed to be constructed to meet applicable regulations  (App.  A);  areas
         are  defined  in Appendix  B.
         Particulates (Part.),  sulfur  oxides  (SO ), hydrocarbons (HC), carbon monoxide (CO).  Blanks indicate the  emissions

-------
                              REFERENCES
1.   C. J. Lewis and B. B. Crocker.  "The Lime Industry's Problem of
    Airborne Dust," Journal of  the Air Pollution Control Association.
    Vol. 19, No. 1 (January 1969), pp. 31-39.

2.   A Study of the Lime Industry  in the State of Missouri for the Air
    Conservation Commission of  the State of Missouri.  Reston, Virginia:
    Resources Research, Inc., January 1968.

3.   Systems Analysis  Study of Emissions Control in  the Wood Pulping
    Industry;  First  Milestone  Report.  Conducted by Environmental
    Engineering, Inc., Gainesville, Florida, and J. E. Sirrine Co.,
    Greenville, S. C.  for NAPCA,  February  1969.

4.   "Commercial Lime  Plants in  the U.S. and Canada."  A map and list
    prepared by the National Lime Association, Washington, B.C., 1967.

5.   "Lime Producers of the United States in 1964."  Mimeographed paper
    with corrections  to  1968 by the Bureau of Mines.

-------
      Appendix T

Coal Cleaning Industry
     (SIC No. 1211)

-------
                              Appendix T
                         Coal  Cleaning Industry

                           I.    INTRODUCTION

    Coal cleaning is  the process  by which undesirable materials  are  removed
from both bituminous and  anthracite coal.  This analysis  deals  only with
coal cleaning, not other  related operations such as coal  crushing, screen-
ing, or sizing.   Cleaning is accomplished by washing the  coal with water
or air; if water  is used, drying is required.
    There are three major sources of  air pollution in coal cleaning  plant
operations—flash driers, fluidized-bed driers, and pneumatic cleaners.
Farticulates in the form  of dust constitute the major air pollution problem
in the industry.
    In 1967, the 691  coal cleaning plants in  the United  States had a
capacity of 350.0 million tons with a  production of 349.0 million tons.
Value of shipments amounted to $1.5 billion.  The 109 plants in the 100
areas had a capacity of 61.4 million tons and  production  was about 61.3
million tons.  Value of shipments  was  approximately $0.3  billion.  Particulate
emissions were 160 thousand tons and 27 thousand tons for the United  States
and the 100 areas, respectively.

                      II.   CONTROL OF EMISSIONS

    The best information at present indicates that about 87 percent  of
all thermal driers (flash and  fluidized-bed) are controlled at  a  level of
80-percent efficiency; 16 percent  of the pneumatic cleaners are also  con-
trolled at an 80-percent  level.  The composite level of control is about 58
percent.
    Control costs were estimated  for  the installation and operation  of
gas-cleaning equipment that would  increase the industry's overall collec-
tion efficiency to 95 percent.   Such an increase would upgrade  the control
of particulates to meet the process weight rate regulation used in this
analysis.


-------
          III.  -DISCUSSION AND EVALUATION OF ENGINEERING DATA
                         USED IN COST ESTIMATION
     The basic engineering approach to estimating control costs for the
coal industry consisted of:  (a)  an evaluation of production processes
within the Indus try;  (b) an analysis of uncontrolled emission rates, present
levels of control, and the final level required by the standards adopted
for this study, and (c) the selection of the most satisfactory control
systems to achieve the final control level.
     Coal is cleaned by both wet and dry methods.  In this analysis three
processes within the coal cleaning industry were considered:  flash and
fluidized-bed thermal driers (for coal cleaned by wet methods), and pneu-
matic cleaners.  These three processes are significant sources of par-
ticulate emissions mostly in the form of coal dust.  Uncontrolled parti-
culate emission rates from these three processes are shown in Table T-l.

                                Table T-l
                 UNCONTROLLED PARTICIPATE EMISSION RATES
                      FROM COAL CLEANING PROCESSESa
                     Process
                  Flash drier
                  Fluidized-bed drier
                  Pneumatic cleaner
Uncontrolled Emissions
  (Ib/ton coal feed)
          12
          13
           3
                    A cyclone is assumed part of process equipment,
               not air pollution control equipment.
               Source:  Reference 1 and calculated from data given
                        in References 2 and 3.
     Available data on the current level of control reveal that 87 per-
cent of both types of thermal driers and 16 percent of pneumatic cleaners
are controlled at an efficiency of 80 percent [Ref. 4].  The composite
level of control was about 58 percent, when the processes were weighted
according to the quantity of coal handled.  To comply with the process

-------
weight  rate standard assumed in this analysis, flash driers, fluidized-
bed driers, and pneumatic cleaners will have to be controlled to efficiencies
of 93.2,  97.8,  and 94.5 percent, respectively.
     The  model  processes considered in this analysis have the following
sizes:  flash drier, 50 tons of coal feed per hour; fluidized-bed drier,
208; and  pneumatic cleaner, 70 [Refs. 2 and 5],  The gas volumes (control
system sizes) are 27, 99.9, and 25 thousand actual cubic feet per minute
for the flash drier, the fluidized-bed drier, and the pneumatic cleaner,
respectively [Refs. 2,3,5].  The gas stream temperature assumed for this
analysis  was 159° F [Ref. 5].  The annual hours of operation were 3,750,
assuming  2 shifts per day, 7.5 effective hours per shift, 5 days per week,
and 50 weeks per year [Ref. 6].
     Due  to the considerable fire and explosion hazard associated with
coal dust, wet  scrubbers instead of baghouses are preferred as control
devices [Refs.  5,7].  A 16" w.g. venturi scrubber was assumed as the con-
trol device for the fluidized-bed drier and a 5" w.g. venturi was assumed
for both  the flash drier and the pneumatic cleaner.  These pressure drops
correspond to the required control efficiencies stated above.

                 IV.   CONTROL COSTS FOR 1967 BASE YEAR

A.   Methodology
     Costs estimates for controlling emissions from coal cleaning establish-
ments were based on the types of processes and on the production [Ref. 8]
in each metropolitan area.  Output or production of total coal cleaned
was prorated to the different processes as follows:  7.1 percent by pneumatic
methods with the remainder to wet washing.  Nationally, only 20.7 percent
of cleaned coal is thermally dried and 43.5 percent of thermally dried
coal is dried in fluidized-bed driers [Ref. 9].  The remaining 56.5 per-
cent of thermally dried coal was assumed to be dried in flash driers.  As
appropriate, state data on the percent of cleaned coal that is thermally
dried were used [Ref. 9].
     Number of  plants is not known; however, metropolitan area capacity
was obtained [Ref. 1 ].  Therefore, only a model plant approach could be
used.  Because of the coal dust content of the off-gases and the consequent

-------
explosion potential, wet scrubbers constructed of mild steel were selected
as the gas-cleaning device.  Data from the PolyCon Corporation [Ref.  10]
were used to develop unit costs for the model plant and derive investment
and annual costs per ton of coal cleaned for control of emissions.
     Cost estimating factors were calculated separately for pneumatic
cleaners, fluidized-bed driers, and flash driers (see Table T-2).  The
cost factors then were applied to the estimated capacity by process type
in each area.

                               Table T-2
                  COAL CLEANING EMISSION CONTROL COSTS

Equipment Type

Pneumatic cleaners
Fluidized-bed driers
Flash driers
Costs
($1000 /ton/hour
Investment
0.316
0.247
0.463
Annual
0.107
0.098
0.158
B.   Estimated Costs
     The resulting costs, which include credits for existing controls,
were totalled for the 100 metropolitan areas and are shown in Table T-3.
Control costs would average approximately $0.01 per ton of coal cleaning
capacity when the plan is fully implemented.
     The emission of particulates in the 100 areas would be reduced
from over 27 thousand tons in 1967 to approximately 3 thousand tons by
1975.  The investment cost for this level of control would total $1.5
million, with an ultimate annual cost of $0.5 million.

-------
100
90
80
70
60

50

40


30
 20
10
 9
 8
 7
 6
                                        A =  316  ELC Stainless Steel
                                        B =  304  Venturi/MS Concrete Lined Separator
                                        C =  All  Mild Steel
  I
                       3     4    56789 10
20      30   40   50 60 70 80 90
                                       Inlet Gas Volume   (10"" acfm)


Source:   Poly Con Corporation.

                    Fig.  T-l.   Equipment Coat  for  Venturi Scrubbers.

-------
 1000



  800





  600







  400
  200
o
o
o
8 100
   80
I
H

w  60
  40
   20
               A = 316 ELC Stainless Steel

               B = 304 Venturi/MS Concrete Lined Separator

               C = All Mild Steel
                              40
                                                1
                                                              1
                 20
                                      60    80  100          200

                                        Inlet Gas Volume  (LO   acfm)
                                                                          400
600   800  IOCC
          Source:  Poly Con Corporation.




                              Fig.  T-2.  Equipment Cost for Venturi Scrubbers.

-------
 1000
  800
  600
  500
  400
  300

  200
o
o
  100
  80
  60
 > 50
  40
  30
H
nl
I
  20
                            PRESSURE DROP
                                        40 inch
             I     I
                              I	L.I
                  3  4  5678910
20    30 40 5060  80100
200  300 400  600 800
                                  Inlet Gas Volume   (10° acfm)
   Source:  Poly Con Corporation.
                   Fig.  T-3.  Annual Direct Operating Cost for Venturi Scrubbers.

-------
                                                              Table T-3

                                                         COAL CLEANING PLANTS

                                     ESTIMATES OF REDUCED EMISSION LEVELS AND ASSOCIATED COSTS*
                                                       (100 metropolitan areas)


VPAP


1967
FY71
FY72
FY73
FY74
FY75

TTYPFPTFn T7MTQQTHM T TTITTTT
(thousand tons/year)

Part
27
26
20
12
6
3

SO
X
	
—
—
—
—
- - ~

HC
__
—
—
—
—
— ™

CO
__
—
—
—
—
^ 	

ASSOCIATED EMISSION
(percent)

Part
57.5
59.3
67.8
81.2
90.3
94.6

SO
X
	
—
—
—
—
~

HC
	
—
—
—
—
~

CO
__
—
—
—
—
~


CONTROL COSTS
(million dollars/year)
Investment Cost
Lower
Limit

0.1
0.2
0.3
0.2
0.1
0.9

Expected

0.1
0.4
0.5
0.3
0.2
1.5
Upper
Limit

0.1
0.5
0.8
0.5
0.3
2.2
Annual Cost
Lower
Limit

0.1
0.1
0.2
0.2
0.3
0.9

Expected

0.1
0.2
0.3
0.5
0.5
1.6
Upper
Limit

0.1
0.2
0.5
0.7
0.8
2.3
H
t-'
o
           Cost estimates are for the  control  of  only  those  facilities  in  operation  in calendar year  1967.  The  areas are
           defined  in Appendix B.

           For levels of particulates  (Part.),  sulfur  oxides (SO  ), hydrocarbons  (HC), carbon monoxide  (CO).   Blanks in the

-------
                V.  CONTROL COSTS  RESULTING FROM GROWTH

    Air pollution control costs  were  calculated not only for existing
capacity but also for projected increased  capacity in the coal cleaning
industry.  The projected  growth costs  were based on the required ultimate
control level for the industry.   The  calculations consisted of multiplying
the  1967 total investment and  annual  control costs by the annual growth
in capacity to obtain annual investment and annual costs to control the
emission from industry  growth.  An  average annual growth rate of production
of ten percent per year is expected for the period.  The capacity estimates
were derived from the production  estimates and based on achieving 90 per-
cent utilization of  capacity by FY  1975.  Cost estimates for controlling
emissions  from production added after 1967 are shown in Table T-4.   By
1975, the  1967 capacity plus the  capacity added after 1967 would result
in emissions in the  100 areas  of  47 thousand tons of particulates without
the  act  in effect; with the act in  effect, emissions would be reduced to
5 thousand tons.

-------
                                                           Table T-4

                                                       COAL CLEANING PLANTS

                        ESTIMATED COST  OF  CONTROLLING POLLUTANT EMISSIONS FROM SOURCES ADDED AFTER 1967'
                                                    (100 metropolitan areas)

FISCAL
YEAR
FY71
FY72
FY73
FY74
FY75
Totals •
ADDED
CAPACITY
(thousand
tons/yr.)
27,000
34,700
42,400
50,100
57,800
ADDITIONAL
PRODUCTION
(thousand
tons/yr.)
21,500
27,600
33,700
39,800
46,000

EMISSION LEVELb
(thousand tons/year)
Part
1
1
1
2
2
S0x
_..
—
--
—
—
HC
__
~
—
~
—
CO
__
—
~
—
--


CONTROL COSTS
(million dollars/year)
INVESTMENT COST
Lower
Limit
0.1
0.1
0.1
0.1
0.1
0.5
Expected
0.2
0.2
0.3
0.2
0.2
1.1
Upper
Limit
0.3
0.4
0.4
0.4
0.3
1.8
ANNUAL COST
Lower
Limit
0.1
0.1
0.1
0.2
0.2
0.7
Expected
0.1
0.1
0.2
0.3
0.4
1.1
Upper
Limit
0.1
0.2
0.4
0.5
0.6
1.8
rt
i
        These costs are for new facilities which are assumed to be constructed to meet applicable regulations  (App. A);  areas
        are defined in Appendix B.

        Particulates  (Part.), sulfur oxides (SO ), hydrocarbons (HC), carbon monoxide (CO).  Blanks indicate the  emissions

-------
                              REFERENCES
1.   National Emission Standards Study, First Draft.  U.S. Department of
    Health, Education, and Welfare, NAPCA, Durham, N. C., July 23, 1969.

2.   H. R. Brown,  et al.  Fire and Explosion Hazards in Thermal Coal-drying
    Plants.  U.S. Department of the Interior, Bureau of Mines Report of
    Investigations 5198.  Washington, D. C.:  U.S. Government Printing
    Office, February 1956.

3.   E. Northcott. "Dust Abatement at Bird Coal," Mining Congress Journal.
    (November  1967), pp. 29-34; 36.

4.   David H. Ellis.  West Virginia Air Pollution Control Commission,
    Charleston, West Virginia, July 11,  1969.  Private communication.

5.   H. A. Schrecengost and M. S. Childers.  Fire and Explosion Hazards
    in Fluidized-bed Thermal Coal Dryers.  U.S. Department of the Interior,
    Bureau  of  Mines Information Circular 8258.  Washington, D. C.:
    U.S. Government Printing Office, 1965.

6.   R. J. Frankel.  "Economic Impact of  Air and Water Pollution Control
    on Coal Preparation."  Presented at  the 1968 Coal Convention, American
    Mining  Congress, Pittsburgh, May 5-8, 1968.

7.   A. C. Stern (ed.).  Air Pollution. Vol. Ill (2nd ed.).  New York:
    Academic Press, 1968.

8.   Keystone Coal Buyers Manual. 1967.   New York:  McGraw-Hill Co., 1968.

9.   U.S. Department of the Interior, Bureau of Mines.  Bureau of Mines
    Minerals Yearbook  (four editions:  1964-67).  Washington, D. C.:
    U.S. Government Printing Office.

-------
            Appendix U


Petroleum Products Storage Industry
          (SIC No. 5092)

-------
                               Appendix U

                   Petroleum Products Storage Industry

                            I.   INTRODUCTION

     Principal types  of wholesale petroleum and petroleum storage establish-
ments are:   (a)  petroleum bulk  stations and terminals, (b)  liquified petro-
leum gas  terminals, (c) crude oil wholesalers, and (d) packaged petroleum
products  wholesalers.
     In 1967,  a national total  of 29,664 plants had a storage capacity
of 7.8 billion gallons of gasoline and handled about 58.6 billion gallons.
Value of  shipments  amounted to  $17.5 billion.  Capacity was about 5.1 billion
gallons for the 6,130 plants located in the 100 metropolitan areas.   The  gaso-
line handled amounted to 32.8 billion gallons and value of shipments amounted
to approximately $9.8 billion.
     The  only  significant emissions are hydrocarbons evaporated during
storage in  fixed roof tanks and during transfer operations. For 1967, uncon-
trolled emissions amounted to 1,100 thousand tons of hydrocarbons in the  United
States and  636 thousand tons in the 100 metropolitan areas.

                        II.  CONTROL OF EMISSIONS

     Seventy-five percent of all storage tanks have floating roofs and  about
50 percent  of  the terminals use submerged or bottom-fill transfer tech-
niques which substantially decrease hydrocarbon emissions.   Floating roofs in
storage tanks  control evaporation by about 90 percent, whereas submerged  filling
during transfer operations eliminates about 40 percent of potential emissions.
The current overall control level for storage and transfer is about 53.5  percent.

-------
     The standard for hydrocarbon emission control used in this study
requires that storage tanks be equipped with floating roofs or equally
effective devices.  Gasoline storage tanks require submerged filling
inlets.  The application of these devices to all uncontrolled tanks
would result in overall control of 75 percent.
           III.  DISCUSSION AMD EVALUATION OF ENGINEERING DATA
                          USED IN COST ANALYSIS
A.   Cost Data
     Costs for converting fixed-roof storage tanks to floating roof tanks
are shown in Figure U-l.  Costs for submerged fill techniques were not readily
available; however, these techniques usually require only a modified nozzle
on the hose used to fill tank trucks, and a length of pipe attached to the
inside of the tank for submerged tank filling; the costs for such are mini-
mal.  Complete gasoline emission loading systems utilizing vapor recovery
would, of course, cost much more.
B.   Emission Data
     The factors used to determine emissions from bulk gasoline storage
[Ref. 1] are presented in Table U-l.
                                 Table U-l
                EMISSION FACTORS FOR BULK GASOLINE STORAGE
      Process
                                         Emission Factors
                             Uncontrolled
                               Controlled
  Storage losses
  Tank filling
  Truck filling
47 lbs/day/1000 bbl
 8.2 lbs/1000 gal
11.5 lbs/1000 gal
4.7 lbs/day/1000 bbl
4.9 lbs/1000 gal
6.9 lbs/1000 gal

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                                                                            300
Flg. U-l.
                                                     stora
                                                          ee

-------
     Transfer Icfsses were based on ten full turnovers in tank  contents per
year; which was estimated by dividing total volume of gasoline sold by total
gasoline storage capacity.  To determine total metropolitan area emissions,
three-fourths of all tanks were assumed to have floating roofs, and one-
half of all transfer operations used submerged fill techniques [Ref. 1].

                  IV.  CONTROL COSTS FOR 1967 BASE YEAR

A.   Methodology
     While the costs for converting a specific sized, fixed-roof gasoline
storage tank to a floating roof tank were fairly well known, the distribution
of tank sizes within any area was not known.  A model tank approach was
therefore used to estimate tank conversion costs for the various areas.
The model tank size selected was 290 thousand gallons based on the fact that
an average bulk gasoline storage facility has a capacity of 2.9 million gal-
lons, assuming 10 turnovers per year.  This was calculated using the present
estimated national capacity of 8.8 billion gallons and approximately 30
thousand storage facilities.  Seventy-five percent of all gasoline storage
tanks were assumed to be presently controlled except for California which has
100 percent control.
     The cost for converting a model-sized tank with a capacity of 290 thou-
sand gallons from a fixed-roof to a floating roof unit was estimated to be
$16 thousand as shown in Figure U-l.  Costs for smaller sized  tanks were also
taken from Figure U-l and were used to estimate the costs for  the remaining
storage capacity not accounted for by an even number of model  tanks.  Thus,
in any given area, the average capacity of each establishment was determined
(total area capacity [Ref. 3] divided by number of establishments [Ref. 3]);
the equivalent number of model tanks within each average establishment was
then obtained (average capacity divided by 290 thousand gallons) and costed
at $16 thousand each; the remaining capacity was then costed as a separate
item and added to the cost of the model plants.  ThLs total cost was then
multiplied by one-fourth of the number of establishments to arrive at the
total area cost; this takes into account the estimate that 75  percent are
already controlled.

-------
     It was assumed that all plants would prefer converting  their  uncon-
  trolled tanks to floating roof  units to the alternative of installing  new
  tanks. The cost for installing submerged filling equipment was  included in
  the cost of converting the  tank.
     Annualized costs were  not  included since the amount of gasoline saved
  will usually more than cover the annualized expenses incurred in converting
  the tank.
  B.  Estimated Costs
     The resulting investment  costs, which include allowance for existing
  controls, were totalled  for the 100 metropolitan areas; these are  shown  in
  Table U-2.  The emission of hydrocarbons would be reduced from over 635
  thousand tons in 1967 to approximately 343 thousand tons by 1975.  The
  investment cost for  this level of control would total over $68.2 million;
  however, there would probably  be no or very small annual costs due to  the
  reduction of product losses.

                V.  CONTROL COSTS RESULTING FROM GROWTH

     In addition, air pollution control costs were calculated for projected
 increased capacity in the petroleum products storage industry after the base
 year of 1967.  The projected growth costs were based on the expected ultimate
 control level of 75.0 percent.   The calculations consisted of multiplying
 the 1967 total investment  and  annual control costs by the annual growth in
 capacity to obtain annual  investment and annual costs to control the
 emission from industry growth.   An average annual growth rate of 3.0
 percent in gasoline  production and therefore new storage capacity was
 assumed for the period 1967 to FY 1975 [Ref. 4]~.  The estimated  costs of
 controlling the projected additional capacity are shown in Table U-3.  As
 shown,  costs in each year reflect the installation of floating roof tanks.
 By 1975, without the act,  hydrocarbon emissions in the 100 areas would reach
 779 thousand tons for the 1967 capacity plus the capacity added  after 1967.
With the act in effect,  emissions would be reduced to 419 thousand tons.

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                                                              Table U-2

                                                    PETROLEUM PRODUCTS STORAGE PLANTS


                                      ESTIMATES OF REDUCED EMISSION LEVELS AND ASSOCIATED COSTS2
                                                        (100  metropolitan areas)


VI? A P


1967
FY71
FY72
FY73
FY74
FY75

b
(thousand tons/year)

Part
	
—
—
—
—
~

SO
	
—
—
—
—
"""

HC
636
636
586
493
374
343

CO
_ 	
—
—
—
—
~™

ASSOCIATED EMISSION
(percent)

Part
__
—
—
—
—
~™

SO
X
__
—
—
—
—
— ~

HC
53.5
53.5
57.0
64.0
73.0
75.0

CO
	 	
—
—
—
—
"—


CONTROL COSTS
(million dollars/year)
Investment Cost
Lower
Limit

0.0
9.2
22.2
17.4
5.7
54.5

Expected

0.0
11.5
27.7
21.7
7.1
68.0
Upper
Limit

0.0
14.9
36.1
28.2
9.3
88.5
Annual Cost
Lower
Limit

0.0
0.0
0.0
0.0
0.0
0.0

Expected

0.0
0.0
0.0
0.0
0.0
0.0
Upper
Limit

0.0
0.0
0.0
0.0
0.0
0.0
oo
            Cost estimates  are  for  the  control  of  only  those  facilities  in  operation  in  calendar year  1967.   The  areas are
            defined  in Appendix B.

            For levels of participates  (Part.),  sulfur  oxides (SO  ), hydrocarbons  (HC),  carbon  monoxide  (CO).   Blanks in the

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                                                           Table U-3

                                                PETROLEUM PRODUCTS  STORAGE PLANTS

                        ESTIMATED COST  OF  CONTROLLING POLLUTANT  EMISSIONS FROM SOURCES ADDED AFTER 1967'
                                                     (100 metropolitan  areas)

T?TCPAT
r loUAL
YEAR


FY71
FY72
FY73
FY74
FY75
Totals
ADDED
CAPACITY
(million
gallons
storage)

541
695
850
1,000
1,160
ADDITIONAL
PRODUCTION
(million
gallons
per year)

3,530
4,430
5,410
6,390
7,380

EMISSION LEVELb
(thousand tons/year)

Part
——
—
—
--
—

S0x
^ —
—
--
—
—

HC
35
45
56
66
76

CO
MM
—
--
—
	


CONTROL COSTS
(million dollars/year)
INVESTMENT COST
Lower
Limit
1.6
2.3
3.3
3.0
2.1
12.3

Expected
2.1
2.9
4.2
3.7
2.6
15.5
Upper
Limit
2.7
3.8
5.5
4.9
3.4
20.3
ANNUAL COST
Lower
Limit
0.0
0.0
0.0
0.0
0.0
0.0

Expected
0.0
0.0
0.0
0.0
0.0
0.0
Upper
Limit
0.0
0.0
0.0
0.0
0.0
0.0
cl

VO
         These costs are for new facilities which are assumed  to be  constructed to meet applicable regulations  (App.  A);  areas
         are defined in Appendix B.

         Particulates (Part.), sulfur oxides (SO ),  hydrocarbons (HC),  carbon monoxide  (CO).  Blanks  indicate the  emissions

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                              REFERENCES
1.  R.  L.  Duprey.   Compilation of Air Pollutant Emission Factors.   PHS
    Publication No.  999-AP-42.  Durham,  N.  C.:   U.S.  Department of  Health,
    Education,  and Welfare, National Center for Air Pollution Control,
    1968.

2.  Based  on data  received from R.  Lunche,  Los  Angeles  County  Air  Pollution
    Control District,  July 15,  1969.

3.  U.S. Department  of Commerce, Bureau  of  Census.  1963 Census of  Business.
    Washington, D.  C.:  U.S.  Government  Printing Office,  1964.

4.  H.  Landsberg,  et al.  Resources in America's Future.   Baltimore:  The
    Johns  Hopkins  Press,  1963.

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           Appendix V

Grain Milling and Handling Industry
         (SIC No. 204X)

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                              Appendix V
                 Grain Milling and Handling Industry

                           I.   INTRODUCTION

     Commercial grain mills process grain into flour, livestock feeds,
 cereals,  corn syrup,  and  various bread and pastry mixes.  Grain elevators
 provide storage space and serve as collection and transfer points.
     In 1967, there were  2,866 grain mills in the Nation, with 907 of these
 located in the 100 areas.  National capacity and production were 64.0
 million tons and  50.5 million tons, respectively; capacity and production
 for the 100 areas were 43.9 million tons and 35.5 million tons, respective-
 ly.  Value of shipments was $4.6 billion for the Nation and $3.7 billion
 for the 100 areas.
     The  11,147 grain elevators in the United States had a capacity of
 5.5 million bushels,  and  production (throughput) was about 18.0 million
 bushels.   Capacity  and production for the 1,089 elevators in the 100
 areas was 1.3 million bushels and 4.4 million bushels, respectively.-
     Dusts are generated in both the milling operations in grain mills
 and the handling  and cleaning of grain in elevators; however, large dust
 particles are  generally controlled.  In the milling of products other
 than livestock feed,  fine dusts are also controlled because of their value.
 Estimates are  presented in this report for the milling operation in live-
 stock feed mills  and the cleaning and handling operations in terminal
 grain elevators.   Terminal elevators contribute the vast majority of the
 particulate emissions from the grain milling and handling industry and
 nearly all terminal elevators in the United States are located in the
 100 metropolitan areas.  In 1967, total particulate emissions from
 livestock feed mills and elevators were about 1210 thousand tons for
 the Nation and 1200 thousand  tons for the 100 areas.
-    Value of shipments is not  applicable.

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                       II.  CONTROL OF EMISSIONS

     Control of dust emitted from livestock feed milling  and handling
can be accomplished with air-cleaning devices, such as fabric  filters, to
give 99 percent or better control as compared to the present average
control level of 35 percent.  Such controls will bring the level of
emission into compliance with the process weight rate regulation for
particulate control.
            III.  DISCUSSION AND EVALUATION OF ENGINEERING
                     DATA USED IN COST ESTIMATION
     The basic engineering approach taken in order to estimate air pollu-
tion control costs for grain mills and elevators consisted of:  (a) an
attempt to determine the number and size of all grain mills and elevators
in the United States, (b) estimating the total amount of grain processed
in the United States, (c) estimating the operations through which an
"average grain" passes from field to final product, and (d) determining
the quantities of dust generated during each of the elevator and milling
operations.  Since only dusts are generated during these operations, and
considering the nature of the industry, the preferred control systems were
cyclones plus fabric filters.  Use of these is adequate to reduce
emissions to acceptable levels.
     Determining the number of grain elevators and mills in the United
States was difficult because of differing opinions as to what constitutes
an elevator and lack of accurate census data for elevators and mills.  The
estimates used in this study came from a U.S. Department of Agriculture
listing of warehouses approved to handle grain under the Commodity Credit
Corporation agreements [Ref. 1].  Since all elevators and mills are not
parties to these agreements, it has been estimated that only 85 percent
of total storage capacity is accounted for in this listing [Ref. 2].

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     The grain from field to consumer goes through many processes; more-
over, different grains receive different treatment during  the processing
steps.  To simplify calculations, all grain was assumed to proceed through
the following steps:  (a) after harvesting, the grain is taken  to a country
elevator; (b) there it is unloaded, weighed, and stored for an  indefinite
period; (c) it is then loaded into a type of conveyance and taken to a
terminal elevator; and (d) it is then unloaded, weighed again,  given a
preliminary cleaning, and again stored for an indefinite period.
     During storage at the terminal elevator, some of the  grain must be
"turned" or "transferred" — that is, transferred from one bin  to another,
usually for the purpose of reducing its temperature which  has been slowly
increasing due to any of several biochemical reactions.  Also,  it was
estimated that 80 percent of all corn is dried mechanically at  terminal
elevators [Ref. 3].  It was further assumed that all grains in  terminal
elevators are either exported or processed into animal feeds, with the
exception of wheat.  Seventy-five percent of the wheat in  this  country
is milled into flour for human consumption.
     Dust generated during most of these processing steps  results princi-
pally from mechanical abrasion of the individual grains.   Best  estimates
of the quantities of dust generated during each step have  been  obtained
from two experiments [Refs. 3, 4, and 5], but even these must be considered
only approximations because of the experimental difficulties involved.
The overall emission factors selected on the basis of these studies are 19.1
pounds of particulate per ton of grain for grain handling  at terminal elevators,
and 6.0 pounds of particulate per ton of grain processed for grain milling
for the production of animal feed.
     It has been assumed further that few, if any, country elevators are
equipped with dust control devices.  This is not necessarily important
in this study, however, since few country elevators are within  the 100
metropolitan areas.  In contrast nearly all terminal elevators are located
in the 100 metropolitan areas.  Only 50 percent of terminal elevators and
animal feed mills are assumed to be equipped with cyclones, which remove
only 70 percent of the dust conveyed to them [Ref. 3].  Fabric  filters
will be required to reduce the remaining dust emissions to acceptable
levels.  Calculations of costs to equip the elevators with cyclones and
baghouses were based partly on an assumed minimum air velocity  (3500 ft/min)

-------
required to prevent dust settling in horizontal ducts, the size of ducts
for small installations (6 inches in diameter), and the detailed equip-
ment cost analyses presented in Figure V-l.  It was assumed that all
wheat flour mills are equipped with fabric filters and that the dust
emissions from baghouse exhausts meet the proposed process weight rate
standard.

                IV.  CONTROL COSTS FOR 1967 BASE YEAR

A.   Methodology
     1.  Grain Elevators
         A list of grain elevators by counties was obtained [Ref. 7]  and
     data were classified by employment size category as shown in Table
     V-l.
                                Table V-l
              EMPLOYMENT SIZE CATEGORY FOR GRAIN ELEVATORS
Employment Size
Category
0
1
2
3
4
5
6
7
8
9
10
Capacity
(tons /day)
unknown
< 25
25-74
75-150
150-250
250-500
500-1000
1000-2500
2500-5000
5000-10,000
> 10,000

-------
    The next step was to compile a distribution of elevator
capacities for each metropolitan area.  Data concerning total
grain handled were used to estimate total industry capacity which was
in turn prorated to individual grain elevators on the basis of
employment range.  For each area, the plants with unknown employ-
ment were distributed among the other categories by one of two
methods.  If an area had a large number of plants already distributed
according to employment, the smaller number of unknowns was prorated
among the categories according to this distribution.  On the other
hand, if the majority in an area was unknown, it was distributed in
proportion to the distribution for the total known capacities in the
100 metropolitan areas.
     Finally, an investment cost for each grain elevator size
category was determined.  An estimated equipment purchase cost was
developed for each size category [Ref. 6].  The sum for each area
was multiplied by 1.75 to get the investment costs and by 0.35 to
estimate annual costs.  These costs are shown in Table V-2.  Costs for
each area were calculated as the sum of costs for elevators in all
size categories.
                           Table V-2
             GRAIN ELEVATOR EMISSION CONTROL COSTS
Size
Category
1
2
3
4
5
6
7
8
9
10
Nominal Capacity
(tons /day)
< 25
25-74
75-150
150-250
250-500
500-1000
1000-2500
2500-5000
5000-10,000
> 10,000
Equipment Costs
($1000)a
5.1
7.3
9.4
11.2
10.8
12.0
13.6
15.2
16.6
18.5
Investment Costs
($1000)b
8.9
12.8
16.5
19.6
18.9
21.0
23.8
26.6
29.1
32.4
Annual Costs
($1000)c
3.1
4.5
5.8
6.9
6.6
7.4
8.3
9.3
10.2
11.3
     Equipment  costs  are for multicyclones  followed by  baghouses.
to be already installed on elevators  of Category  5  and higher.
     Investment  costs  calculated at  1.75  times equipment  costs.
     Annual costs  calculated at  0.35 times  investment costs.
                                    V-7

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2.  Grain Mills (Livestock Feed)
    A listing of livestock feed mills and the number of employees
at each mill was obtained from Dun and Bradstreet data.  Capacities
(tons/day) for each area in 1963 [Ref. 8] were scaled upward  to  1967 by
using the 1967 to 1963 ratio of high protein feed, which comprises the
major proportion of all livestock feed.  The area capacities
were then prorated to individual plants according to the number  of
employees at each plant.
    Costs for each mill were estimated on the basis of three  oper-
ations per plant:  loading, transferring and handling, and cleaning.
Cleaning was included only for plants producing less than 615 tons
a day; larger mills are reported not to clean grain.  Gas volumes
were calculated for each process, and seven sizes of fabric filter
systems were assigned according to the estimated gas volume.
    Purchase cost for fabric filters as a function of gas flow
is shown in Figure V-l.  Installation costs were estimated at
1.75 times the purchase cost, and annual costs as 0.35 times the
investment cost.  The resulting process size relationships are pre-
sented in Table V-3.
                         Table V-3
        LIVESTOCK FEED MILL EMISSION CONTROL COSTS

Mill Capacity
(tons/day)
10.3
30.8
71.8
154 0
615 0
1538 0
2563.0
Equipment Costs
($1000)
Unloading
4.0
4.3
4.6
4.6
4.6
5.3
7.2
Transferring &
Handling
5.5
6.2
6 8
6.8
6.8
8.2
11.9
Cleaning
4.0
5.5
8.8
15.4
o.oc
o.oc
o.oc
Total Costs
($1000")
d
Investment
23.6
28.0
35 4
46.6
20.0
23.6
33.4
Annual
8.26
9.80
12.40
16.30
7.00
8.26
11.70
Investment cost calculated at 1 75 times total equipment costs.
Annual cost calculated at 0.35 times total investment cost.
No grain cleaning in plants of these sizes.

-------
                                                     Inlet Gas Volume
  A = High Temperature Synthetics, Woven and Felt.  Continuous Automatically Cleaned.
  B = Medium Temperature Synthetics, Woven and Felt.  Continuous Automatically Cleaned
                             Intermittently Cleaned - Single Compartment.
Woven Natural Fibers.
                                50            100
                                  Inlet Gas Volume
                                                                        500
1000
                                                         ac
                                                     fm)
Source:  Edmisten, N. G. and F. L. Bunyard, "A Systematic Procedure for Determining
         the Cost of Controlling Particulate Emissions from Industrial Sources."
         Presented at the annual meeting of the Air Pollution Control Association,
         New York, June 1969.

                    Fig. V-l.  Equipment Cost of Fabric Filters.

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B.   Estimated Control Costs
     The resulting costs that take into account existing cyclone  collectors
were totalled fo» the 100 metropolitan areas and are shown in Tables V-4
and V-5.  Annual control costs would average $0.01 per bushel of  storage
capacity and approximately $0.18 per ton of animal feed mill capacity.
     Emissions of particulates would be reduced from 1.1 million  tons
per year to 17 thousand tons per year for grain elevators and from 96
thousand to 1 thousand tons per year for animal feed mills when the plan
is fully implemented.  Total investment costs would amount to $21.3
million for grain elevators and $22.1 million for animal feed mills.
Annual costs would reach $7.5 million for the elevators and $7.8 million
for the animal feed mills by FY 1975.

               V.  CONTROL COSTS RESULTING FROM GROWTH

     Air pollution control costs were calculated not only for existing
elevator storage capacity but also for increased capacity beyond the
base year of 1967.  Present (1967) capacity for animal feed milling is
considered adequate to 1975.  The projected costs were based upon the
required ultimate control level of 99 percent.  The calculations consisted
of multiplying the 1967 total investment and annual control costs by the
annual growth in capacity to obtain annual investment and annual costs to
control the emission from industry growth.  A growth rate of 1.5 percent
per year was selected based primarily upon information included in
Resources in America's Future [Ref. 9].  The capacity estimates were based
on maintaining the same capacity - production relationship that existed
in the 1967 base year.
     The results of the cost analysis are shown in Table V-6.  Costs
reflect immediate control of the incremental storage capacity at the
ultimate control efficiency.  By 1975, for the 1967 capacity plus the
capacity added after 1967 without the act in effect, particulate emissions
for mills and elevators in the 100 areas would reach 1350 thousand tons;
while \/ith the act in effect, these emissions would be reduced to 20
thousand tons.

-------
                                                   Table V-4
                                                 GRAIN  ELEVATORS

                          ESTIMATES OF REDUCED EMISSION LEVELS AND ASSOCIATED COSTS5
                                            (100 metropolitan  areas)




VI? AP


1967
FY71
FY72
FY73
FY74
FY75

i.
TTYPPPTirn FMTQQTOM T TTVTTT
(thousand tons/year)


Part
1100
1078
858
443
143
17

SO
X
__
—
—
—
—
~™

HC
_
—
—
—
—
™

CO
_
—
—
—
—
™~

ASSOCIATED EMISSION

(AwllKUL Lit V ILL
(percent)


Part
35.0
36.3
49.3
73.8
91.5
99.0

SO
X
_
—
—
—
—
~™

HC
..
—
—
—
—
~™

CO
..
—
—
—
—
~~


CONTROL COSTS
(million dollars/year)

Investment Cost

Lower
Limit

0.3
2.6
5.2
4.1
1.6
13.8

Expected

0.5
4.0
8.0
6.4
2.4
21.3
Upper
Limit

0.7
5.4
10.8
8.7
3.3
28.9
Annual Cost

Lower
Limit

0.1
1.0
2.8
4.3
4.8
13.0

Expected

0.1
1.5
4.3
6.6
7.5
20.0
Upper
Limit

0.2
2.1
5.9
8.9
10.1
27.2
Cost estimates are for the control of only those facilities  in operation  in  calendar  year  1967.   The  areas are
defined in Appendix B.

For levels of particulates (Part.), sulfur oxides (SO ),  hydrocarbons  (HC),  carbon  monoxide  (CO).   Blanks  in the

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                                                                Table V-5
                                                               GRAIN MILLS

                                     ESTIMATES OF REDUCED EMISSION LEVELS AND ASSOCIATED  COSTS2
                                                       (100 metropolitan areas)




YFAR


1967
FY71
FY72
FY73
FY74
FY75

h
FYPTTPTTm TTMTQQTnKT TT?T7PT
(thousand tons/year)


Part
96
91
68
39
10
1

S0x
___
—
—
—
—
__

HC
__
—
—
—
—
	

CO
__
—
—
—
—
~~

ASSOCIATED EMISSION

L-UNIKUL LLVtiL
(percent)


Part
35.0
38.6
53.7
73.3
93.0
99.0

S°x
__
—
—
—
—
— ™

HC
— _
—
—
—
—
™~

CO
..
—
—
—
—
__


CONTROL COSTS
(million dollars/year)

Investment Cost

Lower
Limit

0.5
2.4
4.0
2.9
1.2
11.0

Expected

1.0
4.8
7.9
5.9
2.5
22.1
Upper
Limit

1.5
7.2
11.9
8.8
3.7
33.1
Annual Cost *

Lower
Limit

0.1
1.0
2.4
3.5
3.9
10.9

Expected

0.3
2.0
4.9
7.0
7.8
22.0
Upper
Limit

0.5
3.0
7.4
10.5
11.8
33.2
<
I
           Cost estimates are for the control of only those facilities  in operation in calendar year  1967.   The areas are
           defined in Appendix B.

           For levels of particulates (Part.), sulfur oxides (SO ),  hydrocarbons  (HC), carbon monoxide  (CO).   Blanks in the

-------
                                                            Table V-6

                                                        GRAIN ELEVATORS

                       ESTIMATED COST OF CONTROLLING POLLUTANT EMISSIONS  FROM SOURCES ADDED AFTER 1967*
                                                    (100 metropolitan  areas)

FISCAL
YEAR

FY71
FY72
FY73
FY74
FY75
Totals
ADDED
CAPACITY
(million
bushels
storage
space)
70
90
110
130
150
ADDITIONAL
PRODUCTION
(million
bushels/yr)

230
296
362
428
494

EMISSION LEVELb
(thousand tons /year)
Part
1
1
2
2
2
S0x
__
— •
--
—
—
HC
__
—
— •
—
«
CO
__
_-
—
—
—


CONTROL COSTS
(million dollars/year)
INVESTMENT COST
Lower
Limit
0.2
0.3
0.4
0.3
0.2
1.4
Expected
0.3
0.4
0.6
0.5
0.4
2.2
Upper
Limit
0.4
0.6
0.8
0.7
0.5
3.0
ANNUAL COST
Lower
Limit
0.1
0.2
0.3
0.5
0.6
1.7
Expected
0.1
0.3
0.5
0.7
0.9
2.5
Upper
Limit
0.2
0.4
0.7
0.9
1.1
3.3
u>
        These costs are for new facilities which are assumed to be  constructed  to  meet  applicable  regulations  (App.  A) ;  areas
        are defined in Appendix B.

        Particulates (Part.), sulfur oxides (SO ), hydrocarbons (HC),  carbon monoxide  (CO).   Blanks  indicate the  emissions

-------
                               REFERENCES
1.  U.S. Department of Agriculture,  Agriculture Stabilization and Con-
    servation Service.  "Warehouses  Approved to Handle Grain Under the
    Commodity Credit Corporation Uniform Grain Storage Agreement"
    (unpublished Kansas City Data Processing Center computer listing).
    Kansas City, Missouri,  January 1969.

2.  Dr. William Faught, Chief of Fibers and Grain Section, Economics
    Research Service, U.S.D.A.  Private communication.

3.  H. Bland, Aeroglide Corporation.  Private communication.

4.  R. F. Hubbard, Assistant General Superintendent, The Cargill Company.
    Private communication.

5.  D. J. Thimsen and P. W. Aften.  "A Proposed Design to Grain Elevator
    Dust Collection,"  Journal of the Air Pollution Control Association.
    Vol. 18 (1968), pp. 738-742.

6.  N. G. Edmisten and F. L. Bunyard.  "A Systematic Procedure for Deter-
    mining the Cost of Controlling Particulate Emissions from Industrial
    Sources."  Paper presented at the annual meeting of the Air Pollution
    Control Administration, New York, June 1969.

7-  U.S. Bureau of Labor Statistics.  Wholesale Prices & Price Indexes.
    Washington, D. C.:  U.S. Government Printing Office, 1966.

8.  U.S. Department of Commerce, Office of Business Economics.  1963
    Census of Manufactures, I, Summary and Subject Statistics.  Washington,
    D. C.:  U.S. Government Printing Office, 1966.

9.  H. Landsberg, et al.  Resources in America's Future.  Baltimore,
    Maryland:  The Johns Hopkins Press, 1963.

-------
   Appendix W

Varnish Industry
 (SIC No. 2851)

-------
                               Appendix W
                            Varnish Industry

                            I.  INTRODUCTION

     Varnish production, unlike that of paint and lacquer, involves a
cooking process which results in the evaporation and emission of hydro-
carbons.   In 1967 there were 230 varnish plants in the United States;
216 of the U.S. total were in the 100 metropolitan areas.  National capacity
and production were estimated at 56.0 million gallons and 45.4 million
gallons,  respectively.  National value of shipments amounted to $0.1 billion
In the 100 areas, capacity and production were estimated at 52.0 million
gallons and 43.0 million gallons, respectively and value of shipments
approached $0.1 billion.

                        II.  CONTROL OF EMISSIONS

     All varnish plants in California were assumed to be controlled, while
only about 20 percent of the plants located elsewhere were assumed to be
controlled.  Those controlled by afterburners were assumed to have an effi-
ciency of 90 to 95 percent.  The overall national level of control was
estimated to be 18 percent.  To meet the standards selected for this report,
varnish plants need to reduce the organic content of the effluent gas
stream by 90 percent.

             III.  DISCUSSION AND EVALUATION OF ENGINEERING
                      DATA USED IN COST ESTIMATES

     The cost of a direct-fired afterburner system serving two varnish
cookers varies from about $2,000 to $3,000 depending on the type of venting
system and the exact type of afterburner [Refs. 1,2, and 3].  Exit gas
rates on the order of 350 acfm to about 1,000 acfm are normally encountered.
More than one varnish cooker is usually used at a plant, and for the

-------
purposes of this report, a step-wise increase in cost was used as the
               •
manufacturing capacity at an establishment increased.  This cost versus
size relationship is shown in Figure W-l.
     Operation and maintenance costs, assuming gas stream input and out-
put temperatures of 500° and 1200° F, respectively, were based on the
following equation:
where:
                 S[195.5 x 10~6PHK + HF± + M]
             S - acfm, 600 acfm for up to 250 gal tank, and 1200 acfm
                 for 250-1000 gal tank;
             P = 1" water;
             H = 2400 hours/year (240 days at 10 hrs/day) ;
             K = $0.01/kw-acfm;
             F^ $0.0027/acfm-hr (0.03 cfm fuel/acfm exit gas) [Ref. 4],
                 fuel cost = $0.00015/ft3;
             F= $0.0015/acfm-hr, fuel cost = $.00085/ft ;
        F_= $0.0009/acfm-hr, fuel cost
        M = $0.06/acfm.
                                              $.00050/ft
     The various fuel costs (F.) were based on average gas rates for differ-
ent parts of the country [Ref. 5].  Using these fuel costs, the annualized
cost factors (including 20 percent depreciation and capital charges) pre-
sented in Table W-l were obtained.
                                Table W-l
                  CAPACITY VS. ANNUALIZED COST FACTORS

Capacity
(gal)

0-250
250-1000
Annualized Cost Factors
($)
East Coast,
Northwest, Hawaii
4390
8705

Midwest
2650
5225

Southwest
1820
3365

-------
Ui
          15
       o
       o
       o
       to
       o
       u
       rt
       •u
       09
       c
       M
          10
                                                              1
                                                  1
                        500
1,000
            2,000



Plant Capacity   (gallons)
3,000

-------
     Emissions for 1967 were estimated by using an emission factor of 4
percent of throughput [Ref. 6] and assuming 20 percent of the plants
were already controlled.  Fully controlled emission estimates were based
on all plants being controlled with a hydrocarbon removal efficiency of
90 percent.

                  IV.  CONTROL COSTS FOR 1967 BASE YEAR

A.   Methodology
     Due to the varied types of varnish plants, a model plant approach
was used to determine control costs.  Plant names, locations, and numbers
of employees for plants producing varnish were extracted from a Dun
and Bradstreet listing.  Area varnish-making capacity was estimated
by relating regional employment to the ratio of national production of
varnish to national employment in the industry.  The control costs for
the model plant were based on a production rate of 250 gallons per cooker
and on a direct-fired afterburner (without heat exchange) control system.
A step-wise increase in control costs based on as many as four tanks
venting into a single control system was used.  Any plant larger than one
thousand gallons (4 cookers at 250 gal. each), therefore, required at
least two control systems.
     Twenty percent of the plants throughout the country were assumed
to have adequate existing controls and all plants in California were assumed
to be adequately controlled.
     The average size of the plants within a region was obtained by first
dividing the annual regional varnish manufacturing capacity by 240 days
per year and then dividing this daily capacity by the number of establish-
ments.  Where one or two plants in a region were extremely large, as indi-
cated by their employment, they were handled separately, i.e., not averaged
in with the smaller plants.  Only plants with more than 2 employees were
included in the cost analysis.

-------
     The cost for the average plant (indicated in Figure W-l) was multi-
plied by O.8.—   Costs for very large plants were estimated as separate
items and added to the cost of the average plants.
     Annualized costs included operating and maintenance costs and 20
percent of capital investment.  Variation in fuel cost was taken into
account as previously shown in Table W-l.
B.   Estimated Costs
     The resulting costs, that take into account that 100-percent of plants
are controlled in California and 20-percent are controlled in the rest of
the Nation, were totalled for the 100 metropolitan areas and are shown
in Table W-2.  Control costs would average approximately $0.02 per gallon
of varnish-making capacity when the plan is fully implemented.
     The emission of hydrocarbons would be reduced from approximately 5
thousand tons in 1967 to approximately 0.1 thousand tons by 1975.  The
investment cost for this level of control would total $700 thousand with
an annual cost of $800 thousand by FY 1975.

                 V.  CONTROL COSTS RESULTING FROM GROWTH

     Air pollution control costs were calculated not only for existing
capacity (Section IV) but also for increased capacity estimated to be
installed in the varnish industry between 1967 and FY 1975.  The projected
growth costs were based on the expected ultimate control level of 90.0
percent.  The calculations consisted of multiplying the 1967 total invest-
ment and annual control costs by the annual growth in capacity to obtain
annual investment and annual costs to control the emission from industry
growth.
                                                                      2/
     An average annual production growth rate of 5.0 percent was used.—
The capacity estimates, derived from the production estimates, were based
     Eighty percent of the plants were assumed uncontrolled.
-    The primary source for this estimate was The National Paint, Varnish,
and Lacquer Association.

-------
                                                               Table W-2

                                                            VARNISH PLANTS

                                    ESTIMATES OF REDUCED EMISSION LEVELS AND ASSOCIATED COSTS5
                                                       (100 metropolitan areas)



VPAp


1967
FY71
FY72
FY73
FY74
FY75

b

(thousand tons/year)

Part
_
—
—
—
—
—

SO
X
__
—
—
—
—
—

HC
5
5
4
2
1
1

CO

—
—
—
—
	

ASSOCIATED EMISSION

(percent)

Part

—
—
—
—
—

so
X

—
—
—
—
—

HC
18.0
18.0
33.9
66.1
85.6
90.0

CO

—
—
—
—
—


CONTROL COSTS
(million dollars/year)

Investment Cost
Lower
Limit

0.0
0.1
0.2
0.1
0.1
0.5

Expected

0.0
0.1
0.3
0.2
0.1
0.7
Upper
Limit

0.0
0.2
0.5
0.3
0.1
1.1
Annual Cost
Lower
Limit

0.0
0.1
0.3
0.4
0.4
1.2

Expected

0.0
0.2
0.5
0.7
0.8
2.2
Upper
Limit

0.0
0.2
0.7
1.0
1.1
3.0
00
          Cost estimates are for the control of only those facilities in operation in calendar year 1967.  The areas are
          defined  in Appendix B.

          For levels of particulates (Part.), sulfur oxides (SO ), hydrocarbons (HC) , carbon monoxide (CO).  Blanks in  the

-------
on achieving 90-percent utilization of capacity by FY 1975.
     The estimated cost of controlling the additional varnish-making
capacity are shown in Table W-3.  As shown, costs in each year reflect
immediate control of the additional capacity.  Without the act, 1975
emissions from the 1967 capacity plus the additional capacity in the 100
areas would reach 6 thousand tons of hydrocarbons annually.  With the
act in effect, annual emissions would be reduced to less than 2 thousand
tons.

-------
                                                             Table W-3
                                                          VARNISH PLANTS



                        ESTIMATED COST OF CONTROLLING POLLUTANT EMISSIONS FROM SOURCES ADDED AFTER 1967*

                                                     (100 metropolitan areas)
FISCAL
YEAR
FY71
FY72
FY73
FY74
FY75
ADDED
CAPACITY
(thousand
gallons/yr)
5,600
7,200
8,800
10,400
12,000
ADDITIONAL
PRODUCTION
(thousand
gallons/yr)
6,810
8,760
10,700
12,700
14,600
EMISSION LEVELb
(thousand tons /year)
Part
—
S0x
__
HC
I
CO
__


CONTROL COSTS
(million dollars/year)
INVESTMENT COST
Lower
Limit
0.1
0.1
0.1
0.1
0.1
0.5
Expected
0.1
0.1
0.1
0.1
0.1
0.5
Upper
Limit
0.1
0.1
0.1
0.1
0.1
0.5
ANNUAL COST
Lower
Limit
0.1
0.1
0.1
0.1
0.1
0.5
Expected
0.1
0.1
0.1
0.2
0.3
0.8
Upper
Limit
0.1
0.1
0.3
0.4
0.4
1.3
Si

I-1
o
         These costs are for new facilities  which are  assumed  to  be  constructed  to meet  applicable  regulations (App. A) ; areas

         are defined in Appendix B.


         Particulates (Part.),  sulfur oxides (SO ),  hydrocarbons  (HC),  carbon monoxide  (CO).   Blanks  indicate the emissions
         need no control.

-------
                              REFERENCES
1.  R.  G. Lunche, et al.  Air Pollution Engineering in Los Angeles County,
    July 1, 1966, pg. 30.

2.  J.  L. Mills, et al.  "Design of Afterburners for Varnish Cookers,"
    Journal of Air Pollution Control Association. Vol. 10, No. 2, (April,
    I960), pp. 161-168.

3.  R.  L. Chass, et al.  "Contribution of Solvents to Air Pollution and
    Methods for Controlling Emissions,"  Journal of Air Pollution Control
    Association.  Vol. 13, No. 2, (February 1963), pp. 64-72.

4.  J.  A. Danielson, (ed.).  Air Pollution Engineering Manual.  PHS Pub-
    lication No. 999-AP-40.  Cincinnati, Ohio:  Department of Health,
    Education, and Welfare, 1967.

5.  The Fuel of Fifty Cities.  Report to the National Air Pollution Con-
    trol Administration.  Washington, D. C.:  Ernst and Ernst, November
    1968.

6.  R.  L. Duprey.  Compilation of Air Pollutant Emission Factors.  PHS
    Publication 999-AP-42.  Durham, N. C.:  U.S. Department of Health,
    Education, and Welfare, National Center for Air Pollution Control,
    1968.

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             Appendix X

Rubber (Tires and Inner Tubes) Industry
            (SIC No. 3011)

-------
                               Appendix X
                 Rubber (Tires and Inner Tubes) Industry

                            I.  INTRODUCTION

     This industry includes establishments primarily engaged in manu-
facturing pneumatic tire casings, inner tubes, solid and cushioned tires
for all types of vehicles, and tire repair and retreading materials.
The various operations within the industry emit particulates (mostly
carbon black, but also fine dust, fumes, and smoke) and hydrocarbons
from cord dipping.
     In 1967, there were 159 rubber plants in the United States with a
combined capacity of 250.0 million tires and tubes per year.  Production
was 203.0 million tires and tubes and value of shipments amounted to $3.7
billion.  For the 102 plants in the 100 metropolitan areas, capacity was
170.0 million tires and tubes; production was 137.0 million tires and
tubes; and value of shipments amounted to $2.5 billion.

                        II.  CONTROL OF EMISSIONS

     At the present time, insufficient data are available to estimate
pollutant emissions from tire and tube production.  Even though emissions
of carbon black particulates and hydrocarbons are unknown, cost estimates
can be based on industry practice which is to control the carbon black
with fabric filters to prevent the loss of this valuable material.  These
devices will enable tire and tube producers to meet the process weight rate
regulation.  After-burners will readily meet the assumed standard of 90-
percent hydrocarbon emission control.

-------
                    III.  DATA USED IN COST ANALYSIS

     The engineering process data required to develop control costs for
the rubber industry included estimates for afterburners and fabric filter
systems.
A.   Afterburner for Tire Cord Dipping Operation
     For direct gas-fired systems with no heat exchange, installed cost
equals $25 thousand + 25 percent [Ref. 1].
     The following equation and calculations were used in determining
annual costs [Ref. 2]:
                 G = S[195.5 x 10~6 PHK + HF + M]
         where:  S = 15,000 acfm;
                 P = 1" water;
                 H = 2400 hours/year (200 days, 12 hours/day of
                     afterburner operation);
                 K = $0.011/kwh;
                 F = $0.00056/acfm-hr;
                 M = $0.06/acfm.
          Thus,  G = 1.435S or:                          $21,400/yr
          Capital charges plus depreciation @ 20%          5,000
          Total annual cost:                             $26,400
B.   Fabric Filter System
     Installed cost of Orion bags with a continuous air jet cleaning
system and a capacity of about 10,000 acfm is estimated to be $30 thou-
sand [Refs. 1 and 3].  Recovery of carbon black is sufficient to cover
the annualized costs of the system.
     Since 80 percent of the plants were assumed to already have fabric
filter systems, the estimated investment for control of an average model
plant is:
$25,000 (for an afterburner) + 0.20($30,000 for a fabric filter) = $31,000

-------
The following is an example  calculation for a sample metropolitan area:
                .	3285 employees	        ,
                350 employees/model plant  = 9 model PlantsJ
           $31,000/plant x 9 plants =  $279,000 investment  cost;
           $26,400/plant x 9 plants =  $238,000 annual cost.
     No estimate of emissions  from this manufacturing process was made
due to a lack of emission data.   Plants in  California are  primarily  con-
trolled because of an opacity  problem  and not because of a quantitative
emission violation.

             IV.  CONTROL COST FOR 1967 BASE YEAR

A.   Methodology
     To determine the air pollution control costs for tire and tube
manufacturing plants, a model  plant concept was used.  This model plant
employed 350 persons and produced 825  thousand tires  and 206 thousand
tubes per year.  Many plants do not produce innertubes; however,  their
control costs would not be much lower  since the types  of air pollution
control equipment required are largely for  controlling emissions  from
tire production.
     The model plant was equipped with a direct-fired  afterburner to
control organic emissions from the tire cord dipping  operation, and
a fabric filter system for controlling particulate emissions from Banbury
mixers.  Eighty percent of the plants  were  assumed to  have a fabric filter
system, and all plants in California were assumed to be controlled.  The
installed cost of these control systems  in  the model plant is $31 thou-
sand.  Annualized cost computed only for the afterburner system is $26.4
thousand.  The fabric filter system collected valuable raw material—
which was returned to the manufacturing  operation.  It was assumed that
the recovery of the raw material would offset the annual charges incurred
in owning and operating the baghouse.
-    Carbon black at $130 per ton.

-------
     In all areas, costs were estimated by determining the number of
equivalent model plants within each area (rounded off to the nearest
whole number) and multiplying by $31 thousand and $26.4 thousand, respec-
tively, to obtain investment and annual costs.
B.   Estimated Costs
     The resulting costs, taking into account existing controls and value
of recovered carbon black, were totalled for the 100 metropolitan areas
and are shown in Table X-l.  Control costs on an annualized basis would
average approximately $0.01 per tire or tube making capacity when the
plan is fully implemented.  The investment cost for this level of control
would total $2.9 million, with an annual cost of $2.5 million by FY 1975.

                 V.  CONTROL COSTS RESULTING FROM GROWTH

     Air pollution control costs were calculated not only for existing
capacity (Section IV) but also for increased capacity in the rubber indus-
try beyond the base year of 1967.  The projected growth costs were based
on the expected ultimate control level of 90.0 percent.  The calculations
consisted of multiplying the 1967 total investment and annual control costs
by the annual growth in capacity to obtain annual investment and annual costs
to control the emission from industry growth.
     An average annual growth rate of 10.0 percent was used to estimate
                                                              21
production increase during the period of 1967 through FY 1975.—   The capa-
city estimates, derived from the production estimates, were based on
achieving 90 percent utilization of capacity by FY 1975.  The cost of
controlling the additional capacity are shown in Table X-2.  As shown,
costs in each year reflect immediate control of the additional capacity
at the ultimate control efficiency.
2/
—    This estimate was based on Rubber World forecasts.

-------
                                                             Table  X-l
                                                  RUBBER (TIRES AND INNER TUBES) PLANTS

                                     ESTIMATES OF REDUCED EMISSION LEVELS AND ASSOCIATED COSTS'
                                                       (100 metropolitan areas)



VTTATS


1967
FY71
FY72
FY73
FY74
FY75


EXPECTED EMISSION LEVEL
(thousand tons/year)

Part
	
—
—
—
—
~

"°*
__
—
—
—
—
~™

HC
	 	
—
—
—
—
~*~

CO
_
—
—
—
—
— _

ASSOCIATED EMISSION
CONTROL LEVELb
(percent)

Part
..
—
—
—
—
__

S0x
_
—
—
—
—
— —

HC

—
—
—
—
—

CO

—
—
—
—
—


CONTROL COSTS
(million dollars/year)


Investment Cost
Lower
Limit

0.0
0.3
0.6
0.4
0.1
1.4

Expected

0.0
0.6
1.3
0.8
0.2
2.9
Upper
Limit

0.0
0.9
2.0
1.3
0.3
4.5

Annual Cost
Lower
Limit

0.0
0.3
1.0
1.5
1.6
4.4

Expected

0.0
0.5
1.6
2.3
2.5
6.9
Upper
Limit

0.0
0.6
2.1
3.1
3.4
9.2
X
            Cost estimates are for the  control  of  only  those facilities in operation in calendar year 1967.  The areas are
            defined in Appendix B.

            For levels of particulates  (Part.),  sulfur  oxides  (SO ), hydrocarbons (HC), carbon monoxide (CO).  Data are

-------
                                                         Table X-2


                                              RUBBER (TIRES AND INNER TUBES) PLANTS



                       ESTIMATED COST OF CONTROLLING POLLUTANT EMISSIONS FROM  SOURCES ADDED AFTER 1967*

                                                    (100 metropolitan areas)

FISCAL
YEAR
FY71
FY72
FY73
FY74
FY75
Totals -
ADDED
CAPACITY
(million
tires and
tubes per
year)
45
58
71
84
97
ADDITIONAL
PRODUCTION
(million
tires and
tubes per
year)
48
62
76
89
103

EMISSION LEVELb
(thousand tons/year)
Part
__
—
—
—
— •
SO
X
_.
—
—
—
«
HC
__
—
—
—
—
CO
__
--
—
—
—


CONTROL COSTS
(million dollars/year) ,
INVESTMENT COST
Lower
Limit
0.1
0.1
0.2
0.2
0.1
0.7
Expected
0.2
0.3
0.5
0.4
0.2
1.6
Upper
Limit
0.3
0.5
0.7
0.6
0.4
2.5
ANNUAL COST
Lower
Limit
0.1
0.4
0.7
1.0
1.2
3.4
Expected
0.2
0.6
1.1
1.5
1.9
5.3
Upper
Limit
0.3
0.8
1.5
2.1
2.5
7.2
X
I
oo
        These costs are for new facilities which are assumed to be  constructed  to meet  applicable  regulations (App. A) ; areas

        are defined in Appendix B.


        Particulates (Part.), sulfur oxides (SO ),  hydrocarbons (HC),  carbon monoxide  (CO).   Data  are  not  available to estimate

-------
                               REFERENCES

1.  Los Angeles County Air Pollution Control District, September 15,
    1969.  Private communication.

2.  U.S. Department of Health, Education, and Welfare.  Control Tech-
    niques for Particulate Air Pollutants.  PHS Publication No. AP-51,
    Washington, D. C.:  National Air Pollution Control Administration,
    (PHS), January 1969.

3.  I. Drogin.  "Carbon Black,"  Journal of the Air Pollution Control
    Association.  Vol. 18, No. 4 (April 1968) p. 227-

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                 Appendix Y

Secondary Nonferrous Metallurgical Industry
              (SIC No. 3341)

-------
                              Appendix Y

              Secondary Nonferrous Metallurgical  Industry

                           I.  INTRODUCTION

     This industry consists of establishments primarily  engaged in recov-
ering nonferrous metals—aluminum, copper, lead,  and  zinc—from scrap
materials.  These establishments purchase sorted  scrap,  recover the metal
and often refine it, and finally sell it to other firms  that use the
metal for further processing.
     A substantial quantity of zinc is recovered  indirectly through dis-
tillation.  Also, significant quantities of zinc  and  lead are recovered by
adding zinc- or lead-containing scrap to furnaces preparing copper-based
alloys.
     In 1967, capacity for the 793 plants in the  United  States was 2.7
million tons; production reached 2.4 million tons; and value of shipments
amounted to $1.6 billion.  For the 690 plants in  the  100 areas, capacity
was 2.4 million tons; production was about 2.2 million tons; and value
of shipments was $1.4 billion.  Particulate emissions, the major emis-
sions, were 48 thousand tons and 45 thousand tons for the United States
and 100 areas, respectively.
     Emission of particulates from recovery plants occurs in the melting of
scrap and the refining of the molten metal.  Scrap metal is invariably con-
taminated with paint, oils, dirt, and organic materials, which are combined
with slag during melting or emitted as particulates in the effluent;  oxides
of zinc or lead are emitted when those metals are present in the melt.

                       II.  CONTROL OF EMISSIONS

     Available estimates indicate that about half of  the recovery plants
are now  controlling emissions.  Knowledge of the  control devices being
used permits the assumption that those plants that do control have an

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efficiency of 95 percent.  The resulting national level of  control  is
about 49 percent..  Further reduction of particulate emissions from  these
operations to achieve an overall collection efficiency of 95 percent will
be accomplished by FY 1975 with the use of gas-cleaning equipment.

            III.  DISCUSSION AND EVALUATION OF ENGINEERING
                      DATA USED IN COST ANALYSIS

     The basic engineering approach to estimate control costs for the
secondary nonferrous metals industry consisted of:  (a) an  evaluation
of production processes within the industry, and (b) an analysis of uncon-
trolled emission rates and present levels of control.
     The processes of the secondary nonferrous metals industry considered
in this analysis were brass and bronze melting, secondary aluminum melting,
secondary zinc melting, and lead refining.  Reverberatory furnaces were
assumed for brass and bronze melting and secondary aluminum melting.
For secondary zinc melting, kettles were assumed, and a cupola was assumed
for lead refining [Ref. 1].  The emissions from the secondary nonferrous
metals industry are particulates in the form of dust, fume, and smoke  [Ref. 2],
Uncontrolled emission rates for these processes are shown in Table Y-l.

                               Table Y-l
                   UNCONTROLLED EMISSION RATES FROM
                  SECONDARY NONFERROUS METALS INDUSTRY
               Process
    Brass and bronze melting
      Reverberatory furnace
    Secondary aluminum melting
      Reverberatory furnace
    Secondary zinc melting
      Galvanizing kettles
    Lead refining
      Cupola
     Emission Rate
(Ib/ton metal charged)
          26.3
           4.3
           5.3
         300.0
    Source:  Reference 3.

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     According to a recent survey  [Ref.  4],  51  percent  of  the  primary
metal plants control pollutants; this  percentage was  assumed for  the
secondary nonferrous metals  industry.  Plants controlling  were further
assumed to control at 95-percent efficiency  since  the equipment nor-
mally used to control emissions in this  industry includes  high energy
wet scrubbers, electrostatic precipitators,  and fabric  filters [Ref. 1].
The resulting average industry level of  control was  48.5 percent.
     The following data were not used  in this analysis, nor  were  they
readily available:  process  size,  gas  volume, gas  stream temperature,
annual hours of  operation, and detailed  information  on  control systems.
Fortunately, the approach taken in estimating the  cost  of  emission  controls
in this industry did not  require such  data since costs  per ton of production
were available from a recent survey performed by the  Department of  Commerce
 [Ref. 1].  Because process size data could not  be  obtained,  it was  not
possible to determine the efficiency needed  to  comply with the process weight
rate standard.   Accordingly, no assumptions  as  to  specific types of control
equipment were made, except  that current practices which achieve efficiencies
of approximately 95 percent  will be continued.

                  IV.  CONTROL COSTS FOR  1967 BASE  YEAR

A.   Methodology
     Data obtained from  a number of sources  were used to identify secon-
 dary nonferrous  metallurgical plants in  the  100 metropolitan areas.
 Secondary aluminum plant locations were  obtained  [Ref.  5], and secondary
 zinc plants were identified  [Ref.  6].  Data  from Reference 6,  supplemented
with information from the Bureau of Mines [Ref. 7],  were used  to  compile
 lists of secondary  copper and lead plants in the areas.

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     Plant capacities for copper, lead, and zinc were estimated indirect-
ly.  Production data for the Nation were obtained [Refs. 7 and 8] and peak
monthly output was assumed to approximate capacity.  Because of the lack
of additional information, the assumed capacity was apportioned to each
area according to the number of plants in each.  The average plant size for
each metal was estimated by dividing national capacity by the number of plants
in the Nation.
     Cost data were abstracted from a publication of the Department of Com-
merce [Ref. 1], which included investment and annual costs per pound of pro-
duction.  Investment costs were given by type of metal, and annual operating
costs were given as an average for all types of metals.  Depreciation and
capital charges were added to the annual operating cost to obtain total annual
costs for each area.  Unit costs are shown in Table Y-2.

                               Table Y-2
                    EMISSION CONTROL COSTS FOR THE
              SECONDARY NONFERROUS METALLURGICAL INDUSTRY
Metals
Brass,
bronze, &
copper
Aluminum
Zinc
Lead
Average Plant
Size
(tons/yr)
7,349
4,082
268
1,418
Investment Cost
($)
Per Ib/yr
capacity
0.0095
0.0101
0.0097
0.0051
Per plant
139,631
82,456
5,199
14,464
a
Annual Operating Cost
($)
Per Ib/yr
capacity
0.0012
0.0012
0.0012
0.0012
Per plant
17,638
9,797
643
2,413
     Annual Operating Cost as reported does not include depreciation and
capital-related expenses.
     Source:  Reference 1.

B.   Estimated Costs
     The resulting costs were totalled for the 100 metropolitan areas
and are shown in Table Y-3.  Annual control costs would average approximately
$4.96 per ton of capacity when the plan is fully implemented.

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                                                               Table Y-3

                                              SECONDARY NONFERROUS  METALLURGICAL  PLANTS

                                    ESTIMATES OF REDUCED EMISSION LEVELS AND ASSOCIATED  COSTS*
                                                       (100 metropolitan areas)



VT7AP


1967
FY71
FY72
FY73
FY74
FY75

EXPECTED EMISSION LEVELb
(thousand tons/year)


Part
45
42
29
13
6
4

SO
X

—
—
—
—
—

HC
_—
—
—
—
—
~

CO
__
—
—
—
—
__

ASSOCIATED EMISSION
CONTROL LEVELb
(percent)


Part
48.5
52.4
66.7
84.8
93.4
95.0

SO
X
..
—
—
—
—
™~

HC
_
—
—
—
—
™~

CO
..
—
—
—
—
~™


CONTROL COSTS
(million dollars/year)

Investment Cost

Lower
Limit

1.4
5.5
6.9
3.3
0.6
17.7

Expected

2.9
11.0
13.9
6.7
1.3
35.8
Upper
Limit

4.4
16.5
20.8
10.1
1.9
53.7

Annual Cost

Lower
Limit

0.5
2.3
4.6
5.7
5.9
19.0

Expected

0.9
4.6
9.2
11.4
11.8
37.9
Upper
Limit

1.4
6.9
13.8
17.1
17.7
56.9
I
~J
           Cost estimates are for the control of only those  facilities  in  operation in calendar year 1967.  The areas  are
           defined in Appendix B.

           For levels of particulates (Part.), sulfur oxides (SO ),  hydrocarbons  (HC), carbon monoxide (CO).  Blanks in the

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     The emission of particulates would be reduced from 45 thousand  tons
in 1967 to approximately 4 thousand tons by 1975.  The investment cost
                 •
for this level of control would total $35.8 million, with an annual  cost
of $11.8 million by FY 1975.

                V.  CONTROL COSTS RESULTING FROM GROWTH

     An average growth rate of 5 percent per year was used to estimate
growth in production from 1967 to FY 1975 [Ref. 9].  The capacity estimates
were derived from the production estimates and were based on achieving
90-percent utilization of capacity by FY 1975.  Cost estimates for control-
ling particulate emissions from the projected additional capacity are shown in
Table Y-4.  By 1975, from the 1967 capacity plus the capacity added subse-
quent to 1967, emissions of particulates in the 100 areas would reach 65
thousand tons without the act in effect.  With the act in effect, emissions
would be reduced to 4 thousand tons.

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                                                   Table Y-4

                                   SECONDARY NONFERROUS METALLURGICAL PLANTS


              ESTIMATED COST OF CONTROLLING POLLUTANT EMISSIONS FROM SOURCES ADDED AFTER  1967*
                                           (100 metropolitan areas)

FISCAL
YEAR
FY71
FY72
FY73
FY74
FY75
Totals
ADDED
CAPACITY
(thousand
tons/yr)
432
556
679
803
926
ADDITIONAL
PRODUCTION
(thousand
tons/yr)
377
485
593
701
809

EMISSION LEVELb
(thousand tons /year)
Part
1
1
2
2
3
SO
X
<1
<1
1
1
1
HC
_ _
—
~
—
—
CO
••_
~
—

~


CONTROL COSTS
(million dollars/year)
INVESTMENT COST
Lower
Limit
1.2
1.7
2.5
2.3
1.5
9.2
Expected
2.5
3.4
5.0
4.7
3.1
18.7
Upper
Limit
3.7
5.2
7.5
7.1
4.7
28.2
ANNUAL COST
Lower
Limit
0.6
1.4
2.3
2.8
3.3
10.4
Expected
1.2
2.9
4.6
5.7
6.6
21.0
Upper
Limit
1.8
4.4
6.9
8.5
9.9
31.5
These costs are for new facilities which are  assumed  to be  constructed to meet applicable regulations (App. A);  areas
are defined in Appendix B.

Particulates (Part.), sulfur oxides (SO ),  hydrocarbons (HC), carbon monoxide (CO).  Blanks indicate the emissions

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                               REFERENCES
1.  U.S. Department of Commerce.  Economic Impact of Air Pollution Con-
    trols on the Secondary Nonferrous Metals Industry.  Washington, D. C.:
    U.S. Government Printing Office, 1969.

2.  J. A. Danielson (ed.).  Air Pollution Engineering Manual.  Public
    Health Service Publication No. 999-AP-40.  Cincinnati, Ohio:  U.S.
    Department of Health, Education, and Welfare, 1967.

3.  R. L. Duprey.  Compilation of Air Pollutant Emission Factors.  Public
    Health Service Publication No. 999-AP-42.  Durham, N. C.:  U.S. Depart-
    ment of Health, Education, and Welfare (PHS), National Center for
    Air Pollution Control, 1968.

4.  H. F- Lund.  "Industrial Air Pollution Control Equipment Survey:
    Operating Costs and Procedures."  Journal of the Air Pollution Control
    Association.  Vol. 19, No. 5 (May 1969), pp. 315-321.

5.  "Producer profiles:  Summary of the major secondaries," Metals Week.
    (August 18, 1968).

6.  The Waste Trade Directory, 1966-67 Edition.  New York, N. Y.:  Atlas
    Publishing Company, 1967.

7-  U.S. Department of the Interior, Bureau of Mines.  U.S. Bureau of
    Mines Minerals Yearbook, 1967.  Washington, D. C.:  U.S. Government
    Printing Office, 1968.

8.  U.S. Department of Commerce, Office of Business Economics.  1967
    Business Statistics.  Washington, D.  C.:  U.S. Government Printing
    Office, 1968.

9.  Mr. Levin,  U.S. Department of Commerce.  Private communication.

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  Appendix Z

Coking Industry
(SIC No. 2999)

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                              Appendix  Z
                            Coking Industry

                           I.  INTRODUCTION

     The coking industry was included among  the  industrial sources con-
sidered in this research since it was known  to be  a significant source
of particulates and sulfur oxides.  However, since acceptable methods
of controlling these emissions are not  available currently,—  control
cost estimates were not made for this industry.  The data obtained on
the industry and its emissions are presented in  this appendix.
     Coke is a major fuel in the metallurgical industry and a process
material in some chemical operations.   In addition, miscellaneous products
such as briquettes made from a variety  of fuels  such as charcoal, sawdust,
and peat, are included in the category  of coke.  However, the primary raw
materials from which coke is produced are coal and petroleum residuals.
A major portion of coke from coal is produced by the iron and steel indus-
try and coke from petroleum is produced by petroleum refineries.
     During the period 1963-1967, the national average annual production
of metallurgical coke was 63 million tons and miscellaneous coke production
was 3 million tons [Ref. 1].  The annual value of  shipments for
metallurgical coke and miscellaneous coke for 1967 was $935 million and
$75 million, respectively [Refs. 1,2,3,4, and 5],  Annual particulate
emission from the coking industry in the United  States amounted to 43
thousand tons and sulfur oxide emissions 430 thousand tons.

                       II.  CONTROL OF  EMISSIONS

     Beehive and by-product slot oven coking were  the processes considered
in the analysis.  Miscellaneous coke is produced in both beehive and by-
product ovens while metallurgical coke  is produced almost entirely in by-
—    The European coking industry has developed innovative approaches
to the control of emissions from coke ovens.  To date, however, no method
has met with acceptance by American industry.

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 product ovens.   The unit operations  which result in pollutant emissions
 are shown for both processes  in Table Z-l.

                                Table Z-l
               EMISSIONS FROM BEEHIVE AND BY-PRODUCT OVENS
       Operation
                                       Process Emissions
                                 Beehive Oven
                           By-product Oven
Coal handling & charging
Coking with gas combustion
Coking
Pushing
Quenching
Discharging & coke handling
Coke gas combustion
 Dust, tars, gas
 Dust, tars, H2S,CO,S02
           *
 Dust, CO, CH
 Dust
           *
Dust, tars, gas
        *
Minor leaks
Dust, tars, H_S
Dust, CO, CH,
Dust
SO,,
    Not applicable.
 Beehive coke ovens  are  not  controlled, but  some  of  the  operations  in
 by-product ovens  are.   The  percent  of by-product ovens  controlled  and  the
 control efficiency  achieved are given in Table Z-2.  Particulate emissions
 from coal handling  and  from charging and quenching  are  reduced by  steam jet
 ejectors in gas lines and baffles in towers, respectively.   Sulfur compound
 emissions from coke gas  combustion  may be reduced by coke gas scrubbers
 (H^S and Glaus sulfur recovery units).  Feasible methods for obtaining
 adequate control  of all operations  have not been developed.
                                Table Z-2
               LEVELS OF CONTROL FOR BY-PRODUCT COKE OVENS
       Operation
Percent Using Control Techniques
       Average Efficiency
            (percent)
Coal handling
Charging
Coking
Pushing
Quenching
Coke gas combustion
             50
             50
             10
             10
              90
              90
              90
—  Unknown
Source:  Reference 6

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                        III.   ENGINEERING ANALYSIS
      Data obtained  for  the  two coking processes  are described in this
 section.

      A typical beehive  oven charge is 6.5  tons of  coal, while the typical

 charge for a by-product oven is 18 tons  [Ref.  7],   Beehive  ovens  yield

 only 60 percent  of  the  charge as coke and  volatilize one-third more mate-

 rial than by-product  ovens.   Beehive volatiles burn at the  vent  during

 coking at a temperature of  2600° F.   Combustion  of by-product oven gas

 at 2000° F oxidizes H2S to  S02 [Ref.  8].   The processes are batch operated

 and tend to emit large  quantities of pollutants  in a very short  time

 period.  They were  assumed  to operate 8500 hours per year.

      Uncontrolled emission  rates for coking  operations by process are
 shown in Table Z-3.


                                Table Z-3
            UNCONTROLLED EMISSION RATES FOR COKING OPERATIONS
       Operation
 Coal handling & charging

 Coking
 Coking with gas combustion


 Pushing
 Quenching

 Coke gas combustion
   Beehive Oven
1 Ib dust/ton coal
charged
         *

50% of sulfur in coal
as S0n
0.33 Ib dust/ton coal
charged
 By-product Oven
1 Ib dust/ton coal
charged
Negligible
         *


Unknown
0.33 Ib dust/ton
coal charged

10 Ib S02/ton coal
charged
(assumes a coal of
0.5% S content,
releases 50% of S
in coking)
    Not Applicable.

Source:  References 7, 8, and 9.

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The estimated gas volumes to be handled by air pollution control
systems for beehive and by-product ovens are shown in Table Z-4 and
the assumptions employed to make the estimates are discussed in the
following paragraphs.

                               Table Z-4
                  GAS VOLUMES FOR COKING OPERATIONS
Operation
Coking
Quenching
Coke oven gas
combustion
Beehive Oven
(10 acf/ton coal charged)
400
50
*
By-product Oven
(10 acf/ton coal charged)
*
50
420
   Not applicable.
     For beehive ovens, it was assumed that the coal contains 20 percent
total moisture [Ref. 10], that coking produces a 60 percent yield based
on coal charged, and that complete combustion takes place at the vent.
The volumes of nitrogen, equivalent to the oxygen used, are included in
the calculation. The exit temperature is 2600° F, and standard temperature
is 60  F.  The coking gases are those evolved at 2600° F during an 18
hour interval.  The quenching gases are evolved at 150° F during a 2
minute interval.
     For by-product ovens, it was assumed that approximately 11,000 scf
of coke oven gas is produced per ton of coal charged [Refs. 11 and 12].
It was further assumed that all of this gas is consumed (primarily to
heat the by-product ovens) with 50 percent excess combustion air and that the
equivalent nitrogen is included in the calculated volume.  The stack exit
temperature was assumed to be 2200° F and the gases are evolved during
an 18 hour interval.  The quench gases have the same evolution time and
temperatures as the beehive ovens.

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                               REFERENCES


 1.  C. S. Finney, W. C. De Sieghardt, and H. E. Harris.  "Coke Making
     in the United States—Past, Present, and Future,"  The Canadian
     Mining and Metallurgical Bulletin.  Vol. 60 (September 1967),
     pp. 1032-1040.

 2.  U.S. Department of Commerce, Bureau of the Census.  1963 Census of
     Manufacture, I. Summary and Subject Statistics.  Washington, D. C.:
     U.S. Government Printing Office, 1966.

 3-	.  1964 and '65 Annual Survey of Manufactures.  Washington,
     D. C.:  U.S. Government Printing Office, 1967.

 4.  	_.  1966 Annual Survey of Manufactures, Statistics for Divisions,
     SMSA, and Large Industrial Counties, Parts 1-9.  Washington, D. C.:  U.S.
     Government Printing Office, 1968.

 5.  	.  1967 Census of Manufactures, Preliminary Report.   Series
     No. MC67 (P)-28B-1.  Washington, D. C.:  U.S.  Government Printing
     Office, 1969.

 6.  National Emissions Standards Study, First Draft, U.S. Department of
     Health, Education, and Welfare, NAPCA, Durham, N. C., 1969.

 7.  J. Varga, Jr. and H. W. Lownie, Jr., Final Technological Report on A
     Systems Analysis Study of the Integrated Iron and Steel Industry.
     Columbus, Ohio:  Battelle Memorial Institute,  May 1969.

 8.  	, Control Techniques for Sulfur Oxides Air Pollutants,
     Second Draft Copy.  U.S. Department of Health, Education, and Welfare,
     NAPCA, n.d.

 9.  R. W. Fullerton.  "Impingement Baffles to Reduce Emissions from Coke
     Quenching,"  Journal of the Air Pollution Control Association.   Vol. 17,
     No. 12 (December 1967), pp. 807-809.

10.  Olaf A Hongen and K. M. Watson.  Chemical Process Principles.   New
     York, N. Y.:  John Wiley and Sons, Inc., 1943.

11.  John H. Perry, (ed.).  Chemical Engineering Handbook (3rd ed.).  New
     York, N. Y.:  McGraw-Hill, 1950.

12.  R. Norris Shreve.  The Chemical Process Industries (2nd ed.).   New
     York, N. Y.:  McGraw-Hill, 1956.

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   Appendix AA

Plastics Industry
 (SIC No. 2821)

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                               Appendix AA
                            Plastics Industry

                            I.  INTRODUCTION

     The plastics industry was included among the sources considered in
this research.  However, an analysis of the manufacturing processes used
in this industry showed that the emissions from the industry are of
minor significance.  Accordingly, control cost estimates were not prepared
for the plastics industry.  The information collected is presented below.
     The plastics industry consists of those establishments primarily
manufacturing plastic resins.  Non-chemical firms who buy resin for their
use and chemical or petro-chemical plants that only manufacture the basic
chemicals (monomers) from which the resin is made are classified elsewhere.
Plastic resins are used to make fabricated products such as plastic milk
containers, film, and sheets.  Currently, the three largest selling plastics
are polyethylene, polystyrene, and polyvinyl chloride.
     In 1967, the national capacity of this industry was 8 million tons of
all plastic resins [Ref. 1].  The 1963 through 1967 average annual production
for the United States was 5.14 million tons, and the average annual value
added was $1.49 billion for the same period [Refs. 2,3,4,5,6, and 7].  The
1967 value of shipments was $3.5 billion [Ref. 7].  In 1967, there were 661
plants, 341 of which had 20 or more employees [Ref. 7],  By 1968, the total
number of plants had grown to 675 [Ref. 8].
     Data for estimating emissions were not available.  However, Lund [Ref. 9]
reported that 77 percent of plants reporting in a survey of the rubber and
plastics industry had unsolved air pollution problems, with 26 percent of
emissions not under control.  However, it is probable that most of the uncontrolled
emissions reported were in the rubber industry.  Pollutants related to plastics
manufacture specifically identified in the survey as uncontrolled were resin
fumes from treating ovens and phenolic odors.

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                        II.  CONTROL OF EMISSIONS

     Odorous gas emissions constitute the primary pollution problem associated
with the plastics industry, with other emissions very minor.  However,  there
are no data available to quantify odorous gas emissions.  In general, it appears
that materials are handled in gas-tight containers or vessels at all stages
during production.  To maximize recovery of materials, control equipment is
incorporated into the production system and as such is not considered air
pollution control equipment.  This equipment includes floating roofs on tanks
containing volatile materials, vapor recovery systems (absorption or conden-
sation), and recovery systems on vacuum exhaust and purge lines.  Since
the processes are operated at very high pressures and are not vented to
the atmosphere, pollutant emissions result from leaks or the opening of vessels
to add materials.  Very little pollutant, apparently, is discharged to  the
atmosphere as a normal part of the production process.  Considerable additional
data will be required to estimate emissions and calculate the degree of control
needed, if any.

                       III.  ENGINEERING ANALYSIS

     The manufacture of most plastics begins with a catalyzed polymerization
or linking of the basic compound (monomer), usually a gas or liquid, into a
high molecular weight non-crystalline solid.  Washing and drying follow the
polymerization step.  The final molding or forming step to make plastic pro-
ducts is usually done in a separate operation, often at a different location
or by a resin customer.
     Detailed descriptions of the individual manufacturing processes are
available but do not provide information on the air pollution aspects.  Most
plastics are polymerized or otherwise reacted in a jacketed, indirectly heated,
stainless steel vessel, which is completely enclosed, equipped with a
stirring mechanism, and generally contains an integral reflux condenser.
Since most of the reactions are exothermic, cooling coils are usually required.

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Some resins, such as  the phenolics,  require that the kettle be under vacuum
during part of the cycle.  Vacuum is provided either by a pump or by a
steam or water-jet ejector.  Moreover,  for some reactions, e.g.,  polyvinyl
chloride, the vessel  must be capable of being operated under pressure to
keep the normally gaseous monomer in a  liquid state.  The sizes of resin-
processing kettles vary  from a few hundred gallons to several thousand
gallons capacity.
     Because of the many types of raw materials (gaseous, liquid,  and solid),
storage facilities vary—ethylene, a gas,  is handled as such;   vinyl chloride,
a gas at standard conditions,  is  liquified easily under pressure,  and it is
stored, therefore, as a  liquid in a  pressurized vessel.  Most of  the other
liquid monomers do not present any particular storage problems.   Styrene and
vinyl chloride, however, must  be  stored in an inert atmosphere to  prevent
premature polymerization.  Some of the  more volatile materials are stored in
refrigerated tanks to control  vapor  loss.   Some of the materials have strong
odors, and care must  be  taken  to  prevent emission of odors to  the  atmosphere.
Solids, such as phthalic anhydride,  are usually packaged and stored in air-
tight bags or fiber drums.
     Treatment of the resin after polymerization varies with the proposed
use. Resins for moldings are dried and  crushed or ground into  molding powder.
Resins, such as the alkyd resins  used for  protective coatings  are  normally
transferred to an agitated thinning  tank where they are thinned with a solvent.
Storage is in large steel tanks equipped with water-cooled condensers to prevent
loss of solvent to the atmosphere.   Still  other resins are stored  in latex
(dispersion) form as  they come from  the kettle.
     Possible major air pollutant emissions in plastics manufacturing are
emissions of raw materials or  monomer to the atmosphere,  emissions  of solvent
or other volatile liquids during  the reaction, emissions of sublimed solids
such as phthalic anhydride in  alykd  production,  and emissions  of solvents
during storage and handling of thinned  resins.  Table AA-1 lists  the most
probable types and sources of  air pollutants from various plastic-manufacturing
operations and how the pollutants may be controlled.

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                                             Table AA-1

                       PLASTICS MANUFACTURING EMISSIONS, SOURCES, AND CONTROL
        Plastic
    Emission
       Source
       Control
  Phenolic



  Amino

  Polyesters



  Polyvinyl Acetate


  Polystyrene

  Polyurethane
Aldehydes
Aldehydes

Oil cooking odors,
phthalic anhydride,
solvents

Odors, solvents
Odors

Tolylene
diisocyanate
Storage, leaks,
condenser outlets,
vacuum pumps

Storage and leaks

Cooker discharge,
condenser discharge
Storage, condenser
outlets

Leaks

Product
Additional condenser
capacity, maintenance


Maintenance

Condensers, scrubbers
Additional condenser
capacity

Maintenance

Dilute

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                                REFERENCES


 1.  "Chemicals,"   BDSA Quarterly Industry Report.   Washington,  D.  C.:  U.S.
    Department  of  Commerce,  Bureau of Defense Service.  June 1968.

 2.  U.S.  Department of Commerce, Office of Business Economics.   1967 Business
    Statistics.  Washington, D. C. :   U.S. Government Printing Office,  1968.

 3•	.  1967 Business Statistics;  A Supplement  to the Survey of
    Current  Business.  Washington, D. C.:  U.S.  Government  Printing Office, 1968

 4.  U.S.  Department of Commerce, Bureau of the Census.  1963 Census of Manu-
    factures,  I, Summary and Subject Statistics.  Washington, D. C.:   U.S.
    Government Printing Office, 1966.

 5.  	.  1964 and '65 Annual Survey of Manufactures.  Washington, D. C.:
    U.S.  Government Printing Office, 1967-

 6.  	.  1966 Annual Survey of Manufactures; Statistics for Divisions,
    SMSA's,  and Large Industrial Counties.  Parts  1-9.  Washington, D. C.:
    U.S.  Government Printing Office, 1968.

 7-  	.  1967 Census of Manufactures, Preliminary Report.  Series No.
    MC67(P)-28B-1.  Washington, D. C.:  U.S. Government Printing Office, 1969.

 8.  U.S.  Department of Commerce, Business and Defense Services  Administration.
    U.S.  Industrial Outlook, 1969.  Washington,  D. C.:  U.S.  Government
    Printing Office, 1969.

 9.  H.  F. Lund.   "Industrial Air Pollution Control Equipment Survey:   Operating
    Costs and Procedures,"   Journal of the Air Pollution  Control Association.
    Vol.  19, No. 5 (May 1969), pp. 315-321

10.  J.  A. Danielson (ed.).   Air Pollution Engineering Manual.   Public  Health
    Service  Publication No.  999-AP-40.  Cincinnati, Ohio:   U.S. Department
    of  Health, Education, and Welfare, 1967.

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    Appendix BB

Rendering Industry
  (SIC No. 2094)

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                               Appendix  BB
                           Rendering Industry

                            I.  INTRODUCTION

     The rendering industry was included in the original list of sources
considered.  However, since odors are the primary air pollutant emitted
by the rendering industry and because odors were not included in this
research, this source was deleted from the study; no control cost esti-
mates were made.  However, the results obtained in the preliminary analy-
sis of this source are presented herein.
     Rendering is the process through which fish and animal matter are
reduced by heating with steam to separate their fat and oil content.  The
1967 U.S. capacity was assumed to be  approximated by the 1963 production
of 5,290,420 tons [Ref. 1].  The corresponding 1967 approximation of the
100 metropolitan area capacity was 3,545  thousand tons.  In 1967 there
were approximately 931 rendering plants  in the United States with an aver-
age annual production of 4,774,600 tons  for the years 1961 through 1966
[Refs. 2 and 3].  Estimated production for the same period for the 100
metropolitan areas was 3,183,500 tons.  Production in 1968 for the United
States consisted of 306.5 thousand tons of fish meal [Ref.  3].   Annual
value of shipments for the United States  averaged $621 million for the
years 1963 through 1967 [Refs. 1,4,5, and 6].  Estimated value of ship-
ments for the same period for the 100 metropolitan areas was $424 million.
Assuming feedstock containing 50 percent  moisture, forty percent evapora-
tion, and dry rendering, the potential emissions for the Nation would be
8.82 (10)   odor units per year.
     Rendering plants vary in the type of feedstock rendered, e.g., fish
and poultry.  The distribution of rendering plants by type of feedstock
and operations is shown in Table BB-1.

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                              Table BB-1
         DISTRIBUTION OF RENDERING PLANTS IN THE UNITED STATES
              Type.
      Independent Tenderers (from
       butchers,  stockyard deaths,
       dead animals,  etc.)
      Livestock slaughter-house
       Tenderers
      Marine (fish) Tenderers
      Poultry slaughter  house
       Tenderers
      Blenders (receive, mix,  and
       sell)
Number of
  Plants
    395

    381
    104

     36

     15
 Percent
of Total
   42

   41
   11
     Source:   References  3,  7,  and  8.

                        II.   CONTROL OF EMISSIONS

     Air pollutant emissions from rendering plants consist almost entirely
of organic compounds characterized by unpleasant odors.   Some of the odors
result from the handling and storage of material, but most result from the
operation of cookers at relatively high temperatures.  Expert opinion holds
that approximately 50 percent of plants have some control but only 20 per-
cent have effective control.  Control efficiency probably ranges from 50
to 99 percent.
     Control of these odors  can be accomplished by the use of incinerators
in the exhaust gas stream from the cookers, with or without condensers.   In-
cineration at 1200  F for 0.3 seconds destroys most odorous compounds.  With
condensers, removal efficiencies above 99.9 percent are possible [Ref. 9].
Good sanitation and housekeeping can prevent most oJor emissions resulting
from storage and handling processes.

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                        III.   ENGINEERING ANALYSIS

     Of the two types of  rendering processes,  dry  and wet,  the  former  Is
by far the most widely  used.   For  this  reason  the  model  plant -  described
below is of the dry  type.
     The model continuous  dry rendering plant  produces 120  tons of  finished
product per day from 224  tons of raw feedstock,  based on 24 hours of operation.
The model plant consists  of seven  8 thousand pound capacity cookers that re-
quire three hours per batch.   The  annual production of the  plant is 37,440
tons, assuming a six-day week and  52 weeks  per year.   Annual hours  of  operation
thus amount to 7488, assuming a  24-hour day.
     The uncontrolled exit gas volume from  the plant  is  4 million cubic feet
per day at 60° F or  192 thousand cubic  feet per  hour  at  140° F  [Ref. 10].
The gas stream temperature is 212° F at the cooker,  140° F  at the condenser,
and 1200  F at the afterburner [Ref.  10].   Ninety-five percent  of the  exhaust
gas volume is steam  which  may be completely reduced by condensation [Ref. 8].
Uncontrolled annual  emissions amount to 6.24 (10  ) odor units  per year,
based on 312 days of operation.  Odorous compounds can be destroyed by heat-
ing to 1200° F for 0.3  seconds.
     The control system selected consists of an  afterburner and an interceptor
followed by an air-cooled  surface  condenser.   Natural gas would be required
to fuel the afterburner.
     The afterburner would be designed  for  a maximum  flow rate  of 515  cubic
feet of natural gas  per hour  and a maximum  exhaust gas flow rate of 320 cfm
at 140° F.  The dimensions of the  afterburner  are:   throat  diameter, 13.4 inches;
combustion chamber diameter,  16  inches; and combustion chamber  length, 4 feet.
This control system  reportedly will achieve 99.9 percent odor removal  [Ref. 9].
The low, medium, and high  investment costs  for the control  system described
above are $150 thousand,  $225 thousand, and $450 thousand,  respectively.  The
corresponding annual costs are $30 thousand, $50 thousand,  and  $70  thousand,
respectively.
—    The available data were  insufficient  to  construct  a  continuous relation-
ship between gas volume and process  size.

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                                REFERENCES


 1.   U.S.  Department of Commerce,  Bureau of the Census.   1963 Census of
     Manufactures,  I, Summary and  Subject Statistics.  Washington, D. C.
     U.S.  Government Printing Office,  1966.

 2.   U.S.  Department of Commerce,  Office of Business Economics.   1967 Business
     Statistics;   A Supplement to  the  Survey of Current  Business.  Washington,
     D.C.:  U.S.  Government Printing Office, 1968.

 3.   "A Working Reference List of  Rendering and Marine Protein Establishments
     in the United States."  Prepared  by the Animal Health Division, Agricul-
     tural Research Service, U.S.  Department of Agriculture,  Hyattsville,
     Maryland, 1969.

 4.   U.S.  Department of Commerce,  Bureau of the Census.   1964 and '65 Annual
     Survey of Manufactures.  Washington, D. C.:  U.S. Government Printing
     Office, 1967.

 5.   	.   1966 Annual Survey of  Manufactures;  Statistics for Divisions,
     SMSA's, and Large Industrial  Counties.   Parts 1-9.   Washington, D.  C.:
     U.S.  Government Printing Office,  1968.

 6.   U.S.  Department of Commerce,  Bureau of Census.  1967 Census  of Manufactures,
     Preliminary  Report.   Series No. MC67(P)-1.  Washington,  D. C.:  U.S. Govern-
     ment  Printing  Office,  1967.

 7.   Dr. John Walker, Department of  Agriculture, Animal  Health Division, Hyattsville,
     Maryland.  Private communication.

 8.   Industrial Fishery Products.  U.S.  Fish and Wildlife Service, Bureau of
     Commercial Fisheries.   Washington,  D.  -C.:   U.S. Government Printing Office,
     1968.

 9.   R. T. Walsh.  "Air Pollution  Aspects of the Inedible Rendering Industry,"
     Journal of the Air Pollution  Control Association.   Vol.  17,  No. 2
     (February 1967),  pp. 94-97.

10.   J. A. Danielson (ed.).  Air Pollution  Engineering Manual. Public Health
     Service Publication No. 999-AP-40.   Cincinnati, Ohio: U.S.  Department
     of Health, Education,  and Welfare,  1967.

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        Appendix CC

Soap and Detergent Industry
      (SIC No. 2841)

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                               Appendix CC
                       Soap and Detergent Industry

                            I.  INTRODUCTION

     The soap and detergent industry was one of the pollutant sources
originally selected for analysis.  However, a preliminary study indi-
cated that particulate emissions from this industry did not exceed the
assumed emission standard and odors were subsequently deleted from con-
sideration.  Accordingly, control cost estimates were not prepared for
the soap and detergent industry.  The findings of the preliminary study
are reported in this appendix.
     The soap and detergent industry includes the manufacture of soap
(granulated, liquid, cake, flaked and chip) and detergents (synthetic
organic and inorganic alkaline).  In 1968, the national annual capacities
were 1,150 million pounds and 5,630 million pounds of soap and detergent
respectively [Refs. 1 and 2].  The average annual production for the
period 1964 through 1968 was 1,140 million pounds of soap and 5,130
million pounds of detergent [Refs. 1 and 2],  Also for the period 1964
through 1968, the average annual value of shipments was $432 million for
soap and $1,014 million for detergent [Refs. 1 and 2].
     In 1968 there were 1,066 soap and detergent plants in the United
States [Ref. 3],  Particulate emissions from these plants ranged from
0.03 to 0.15 percent of total soap and detergent production [Ref. 4].
Spray tower exhaust may contain 4 to 5 odor units per scf [Ref. 4].

                        II.  CONTROL OF EMISSIONS

     Emissions from the soap and detergent industry consist primarily of
orders and particulates entrained in the spray drier.  Cyclones, often in
combination with other types of particle collection equipment, are used
throughout the industry to control particulate emissions.  The control

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efficiencies achieved with cyclones, cyclones and spray chambers, cyclones
and packed chambers, and cyclones and venturi scrubbers are 90.0, 95.0,
96.6, and 98.4 percent, respectively [Refs. 5 and 6].  Cyclones are con-
sidered to be process equipment rather than air pollution control equip-
ment.  The extent to which odors are controlled in this industry is unknown.

                       III.  ENGINEERING ANALYSIS

     The data and information obtained in the preliminary study of the
soap and detergent industry are presented below.
     Production rates in this industry vary from 100 to 10,000 pounds
per hour and the exhaust gas volume is approximately 30 standard cubic
feet (scf) per pound of product.  The temperature of the exhaust gas
stream ranges from 150° to 250° F [Ref. 4].  Control systems, if applied,
would range in size from 3 thousand to 300 thousand scfh.  Fifty percent
of emitted particles are less than 50 microns in diameter [Ref. 4].
     The analysis which led to the conclusion that particulate emissions
do not exceed the assumed emission standard was based largely on data
presented by Phelps [Ref. 4].  This analysis is described in the following
paragraphs.
     It was known that the resultant emissions following primary cyclones
amounted to 0.01 to 0.3 grains per cubic foot.  It remained then to calcu-
late volumetric gas flow rates as a function of production.  This volume
calculation was made as follows:  (a) the drier was assumed to operate
on heated ambient air containing 0.0009 pounds of H^O per pound of dry air
(dew point = 54  F) and to exhaust air at average dry bulb and wet bulb
temperatures of 200  and 135° F, respectively [Ref. 4]—corresponding to
a water content of 0.131 pounds of H_0 per pound of dry air [Ref. 7]—
and (b) hot liquid soap detergent was assumed to contain 36 percent H90
before drying and 15 percent after [Ref. 8],

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     A material balance on the drier showed that 100 pounds of wet soap
containing 36 pounds of H20 requires 172 pounds of ambient air (or 3000
ft ) to dry the soap.  Thus, 30 standard scf air per pound of product
is required for drying.  It should be noted that the wide range of wet
bulb temperatures given for the drier exhaust (120° to 150° F) results
in a correspondingly wide range around the estimate of the required
air volume per pound of product.  However, it is clearly not feasible to
operate the drier with the exhaust gas very close to the dew point; there-
fore, the assumption of a dew point of 135  F results in a reasonable but
conservative estimate (30 scf air per pound of product).  Using the 30
scf estimate and the emission factors stated above, it can be shown that
this results in emissions ranging from 0.03 to 0.15 percent of production.
     For particulates, the process weight rate standard was assumed.
The process weight rate factor was assumed to be 1.0 [Ref. 8], i.e.,
1 pound of raw material produces 1.00 pound of product.  Using the high-
est value for emissions (0.15 percent of production), all the listed U.S.
plants, except the two largest (200 to 300 million and 300 to 400 million
pounds/yr), comply with the standard without additional control.  Because
it appeared that only two plants could likely exceed the standard (and
minimal secondary control, e.g., spray chambers would adequately control
these), it was concluded that additional controls were not needed for
particulate emissions from this industry.  However, it is not known whether
these two plants have secondary controls.

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                               REFERENCES
1.  Sales Census for 1968.   New York:   The Soap and Detergent Associa-
    tion, 1969.

2.  National Emission Standards Study,  First Draft.  U.S.  Department of
    Health, Education, and  Welfare,  NAPCA, Durham,  N. C.,  July 23,  1969.

3.  Dun and Bradstreet Computer Print-out.

4.  A. H. Phelps.   "Air Pollution Aspects  of Soap and Detergent Manu-
    facture,"  Journal of the Air Pollution Control Association. Vol.
    11, No. 8 (August 1967), pp.  505-507-

5.  J. E. Molos.  "Control  of Odors  from a Continuous Soap Making Process,"
    Journal of the Air Pollution Control Association. Vol.  11, No.  1
    (January 11, 1961), pp. 9-13; 44.

6.  John A. Danielson, (ed.).  Air Pollution Engineering Manual. Cinci-
    nnati, Ohio:  U.S. Department of Health, Education, and Welfare,
    1967.

7.  John H. Perry, (ed.).  Chemical  Engineering Handbook  (3rd ed.).   New
    York, N. Y.:  McGraw-Hill, 1950.

8.  R. N. Shreve.   Chemical Process  Industries.  New York:  McGraw-Hill,
    1956.

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