EPA-908/1-77-002
 AIR QUALITY IN DENVER
 METROPOLITAN REGION
 /974-2OOO
           ENVIRONMENTAL PROTECTION
                 AGENCY

               REGION  VIII

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                                        EPA-908/1-77-002
                                        May 1977
      AIR QUALITY  IN  THE DENVER

   METROPOLITAN REGION  1974-2000

                     by

              G.  E. Anderson
              S.  R. Hayes
              M.  J. Hillyer
              J.  P. Kill us
              P.  V. Mundkur
    Systems Applications, Incorporated
           950 Northgate Drive
       San Rafael, California  94903
          Contract No. 68-01-4341

             SAI No. EF77-222




              Project Officer

              J. Robert Doyle

Environmental  Protection Agency, Region  VIII
            1860 Lincoln Street
          Denver, Colorado  80203

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                                  n
                              DISCLAIMER

     This report has been  reviewed  by  Region VIII of the U.S. Environ-
mental Protection Agency,  and  approved for publication.  Approval does
not signify that the contents  necessarily reflect the views and policies
of the U.S. Environmental  Protection Agency, nor does mention of trade
names or commercial  products constitute endorsement or recommendation
for use.

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                              FOREWORD


     Estimates of Denver's present and future air quality have been  made
independently of this study by the staffs of the Colorado Division  of
Highways and the Colorado Department of Health.   These other studies,
including the recently released Air Quality Maintenance Analysis  by  the
Health Department's Air Pollution Control Division,  made use of the  Air
Pollution Simulation Program developed by Systems Applications, Incor-
porated (SAI), which is an antecedent of the Denver  Air Quality Model
used in the present study.

     We have not reviewed the AQMA and we do not know to what extent its
conclusions are consistent with those of this report.  The major  differ-
ence between DAQM and APSP is the more advanced  Carbon-Bond photochemical
oxidant mechanism used in the DAQM.  The Carbon-Bond mechanism has  only
become available with this study.  We feel  that  DAQM is the preferred
simulation model.  Other differences between the conclusions of the  var-
ious reports may arise from the cases studied and input conditions  assumed
Differences in interpretation of results might naturally be expected from
different investigators.   We suggest that the interested reader examine
all these reports for complementary information.

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                               ABSTRACT

      is report describes an air quality analysis for the Denver metro-
      m region for the years 1976, 1985, and 2000.   The analysis was
     ad out to provide background information as to the environmental
     ;t of the urban growth that might be associated with the availability
    aw wastewater treatment facilities.  Generally  improving air quality
    orecast, although exceedences of some air quality standards are pro-
   ted.  These results are based on physico-chemical computer simula-
   ns using pollutant emissions forecasts.

    Projections of photochemical oxidant concentrations, exposures, and
 usages were obtained with the Denver Air Quality Model-  DAQM, deve-
 oped during this program, is based on previous Systems Applications,  Inc.
 ^SAI) photochemical models.  A validation study showed that DAQM, with-
out calibration, does not consistently under- or over-predict peak
oxidant concentrations.  At least 80 percent of the predictions were within
a factor of two of the observations.  Air quality projections were found
to be negligibly affected by major changes in projected land use and less
than proportionately affected by large changes in atmospheric dispersion.

    Measures proposed to mitigate adverse air quality were examined.  The
only measure identified as having significant mitigation potential was
the control of vehicle emission factors.  The effects of that measure  were
found to be large, complex, and not predictable by  simple methods.

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                              CONTENTS

FOREWARD	iii
ABSTRACT 	       v
ACKNOWLEDGMENTS  	      xi
  I  OVERVIEW  	       1
     A.  Summary of Results	       1
     B.  Purpose of Project	       3
     C.  Structure of Project and Report 	       4
     D.  Air Quality Modeling  	       7
         1.  General Considerations  	       7
         2.  Characteristics of the Denver Region  	      10
     E.  Model Validation Studies  	      16
     F.  Base Case Studies	      25
         1.  Ozone	      25
         2.  Carbon Monoxide	      28
         3.  Nitrogen Dioxide  	      31
         4.  Particulates	      33
     G.  Sensitivity Studies 	      33
     H.  Mitigation Studies  	      35
     I.  Recommendations	      39
 II  DENVER AIR QUALITY MODEL VALIDATION STUDY 	      41
     A.  Simulation Cases  	      42
     B.  Observations and Computed Results 	      43
     C.  Validation Results  	      45
         1.  Comparisons of Ozone Predictions and Observations .      45
         2.  Analysis of Ozone Comparisons 	      55
         3.  Carbon Monoxide Comparisons 	      67
         4.  Nitrogen Oxide Comparisons  	      74
     D.  Comparison of the Denver Model with Other Models  ...      78
     E.  Conclusions	      83

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                                                                  85
III   BASE CASE  STUDIES  	
     A.   Base Case  Ozone Concentrations Predicted                  86
         by the Denver  Model  	
                                                                  oo
         1.  Station  Comparisons  	   89
         2.  Area Comparisons   	
     B.   Base Case  Carbon Monoxide Concentrations Predicted        ^
         by the Denver  Model  	
     C.   Base Case  N0?  and  Participate Concentrations
         Predicted  by^the COM   	
 IV   SENSITIVITY ANALYSIS   	   127
     A.   Sensitivity  of Predictions of the Denver Model
         to Meteorological  Variables  	   '^'
     B.   Sensitivity  of Predictions of the Denver Model and  COM
         to the Spatial  Distribution  of Emissions	   133
         1.  Denver Model   	   ^'
         2.  Climatological  Dispersion Model  	   142
     C.   Conclusions	   158
  V   MITIGATION CONSIDERATIONS  	   159
     A.   Growth Projections  	   159
     B.   Vehicle Emission Factors  	   160
     C.   Additional Mitigation  Studies  	   162
         1.  Mass Transit	163
         2.  Hydrocarbon Vapor  Recovery   	   163
     D.   Implications for Mitigation  Strategies of
         Additional Simulations  	   167
         1.  Effects  of 30  Percent  Reduction  in All  Emissions   .   167
         2.  Effects  of Relaxation  of the Federal NO
            Emissions  Standard	   171
VI   EXPOSURE AND DOSAGE STUDIES  	   179
     A.   Dosage Calculations  	   179
     B.   Exposure Calculations  	   180
     C.   Inputs Necessary for Exposure and Dosage Calculations  .   181
         1.  Ozone  Concentrations	           181
         2.  Population Distributions  ....'.".' " ." .' '. '. '.  '.   132
         3.  Adjustments to Population Distributions ." .* .' .' .'  .'   19Q

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     D.  Exposure and Dosage Estimates 	  191

     E.  Summary and Conclusions	  213

REFERENCES FOR MAIN TEXT	  214

APPENDICES

     A   DESCRIPTION OF THE MODELS	  217

         1.  The Modeling Region and Boundary Conditions ....  219
         2.  The Emissions Inventory	  220
         3.  The Meteorological File and Diffusivity Algorithm .  221
         4.  Treatment of Chemical Reactions 	  222
         5.  Parameterization of the Denver Model  	  250
         6.  The Climatological Dispersion Model (COM) 	  264

     REFERENCES FOR APPENDIX A	  267

     B   EMISSIONS ANALYSIS  	  271

         1.  Overview of Present Emissions
             in the Denver Region	273
         2.  Emissions Standards and Regulations Applicable
             to Highway and Other Traffic	  274
         3.  Methodologies Used for Estimation and Projection
             of Emissions	  275
         4.  Analysis of Emissions Input to the COM	297
         5.  Analysis of Emissions Input to the Denver Model . .  310

     C   DENVER REGIONAL PLANNING OVERVIEW 	  341

         1.  Introduction	  343
         2.  Organizational Perspectives 	  346
         3.  Overview of Planning Issues 	  376
         4.  Summary and Recommendations 	  445

     ANNEX C-l  A SIMPLIFIED POPULATION FORECASTING METHOD  ...  452

     ANNEX C-2  NATIONAL AMBIENT AIR QUALITY STANDARDS 	  457

     REFERENCES FOR APPENDIX C	459

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                           ACKNOWLEDGMENTS

     Completion of this program would not  have  been  possible within the
resources available without the extensive  prior efforts  of  Colorado
Division of Highways, the Air Pollution  Control  Division of the Colorado
Public Health Department, the Denver Regional Council  of Governments,
the Regional Transportation District, and  EPA Region VIII offices.

     In addition to creating valuable data files and carrying out valu-
able modeling and other analyses,  the agencies  noted above  were most
cooperative in transmitting their  work and data to  us.   This was done
graciously in spite of what often  was substantial  inconvenience to their
own work schedules.

     Clearly the credit and thanks are due real  people,  not just agencies,
but, to avoid injustice from any slips on  our part,  we register this
heartfelt thanks to "everybody."

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                             I  OVERVIEW

A.   SUMMARY OF RESULTS

     Systems Applications, Inc. (SAI) carried out an air quality analysis
of the Denver metropolitan region for present and future conditions using
an improved version of the SAI's Air Pollution Simulation Program (APSP)
and the EPA's Climatological Dispersion Model (COM).  The new version
of APSP incorporates current atmospheric photochemistry concepts through
use of SAI's Carbon-Bond chemistry module.  The new version will be
described herein as the Denver Air Quality Model (DAQM), or simply the
Denver Model.

     The results of SAI's air quality analysis for Denver indicate that

     >  The accuracy of the ozone concentrations predicted by the
        DAQM is on the order of the accuracy of the ozone monitor-
        ing instruments.
     >  Validity measures for one-hour-average ozone concentra-
        tions predicted by DAQM equal or exceed the same measures
        reported by the EPA for EPA-recommended annual-average
        Gaussian models applied to SO^.
     >  The ozone monitoring system in Denver, which is composed
        of  9  stations,  is  unlikely  to  detect  actually  occur-
        ring peak ozone concentrations.
     >  Peak ozone concentrations in the Denver metropolitan region
        will decrease significantly in the next three decades in
        spite of projected growth if Federal vehicle emission stan-
        dards are met.
     >  Failure to meet Federal vehicle emission standards would
        impede achievement of air quality standards.  An effective
        vehicle inspection and maintenance program would aid in
        achievement of the standards.

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>  Reduction  of  hydrocarbon  (HC)  emissions  is  more  important than
   reduction  of  emissions of oxides of nitrogen (NOX) for lower-
   ing ozone  concentrations  in  the modeled  region.
>  Gasoline station  vapor  controls could  reduce HC  emissions  by
   about 5 percent.   This  would lead  to  reductions  of less  than
   1  pphm in  peak ozone concentrations.
>  If HC emissions are preferentially reduced, HC emissions in
   downwind areas may still  react with the excess N02 left in
   Denver's urban plume.
>  If total regional emissions are unchanged, reduction of HC
   and NOX emissions by 25 percent in any given suburb or cluster
   of suburbs would have negligible effect on local or regional
   ozone concentrations.
>  Reduction of HC  and  NO  emissions by  a  uniform  percentage over
                         X
   the entire Denver  region would reduce peak ozone  concentra-
   tions by  about one-half of  that percentage.
>  A  change  in  the  regional average  ratio  of  NO  to  HC emissions
                                               /\
   would have a  significant effect on ozone  concentrations.
   Relaxation of  the  1985  Federal vehicle  emission factor from
   0.4 grams of N0x per mile  to  about 1  gram  per mile would
   eliminate violations of  the Federal oxidant standard.
>  Carbon  monoxide  concentrations averaged over two-mile-square
   grid cells do  not  now exceed  standards.  Standards are violated
   at smaller "hot  spots."  CO concentrations should be much
   lower in  the future  and the number of hot spot violations
   should decrease.
>   The Denver region  is probably now in  compliance with NO^
   standards.  Future N02 concentrations cannot be confidently
   predicted.  Conflicting results were  obtained  with two types
   of analysis.   Our best  estimate is that N02 concentrations
   will  not rise markedly  over the next  three  decades if Federal
   vehicle  emissions standards  are met.
   Violations of particulate standards now occur.    Violations
   will probably become  more severe over  the next  three decades

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B.   PURPOSE OF PROJECT

     This analysis of present and future air quality in the Denver region
was undertaken in response to the Environmental Protection Agency (EPA)
Request for Proposal (RFP) WA-76-B576.  That document states that

          .  .  .  twelve wastewater treatment and collection
          facilities] .  . .  considered together .  .  .  raise
          significant regional issues which must be addressed
          such as air quality, [etc.] ...  A regional environ-
          mental overview study has been suggested  as one pos-
          sible way to evaluate these issues .  .  .   The analysis
          of regional issues  has been difficult using a project-
          by project approach. . .   It now appears  time to pre-
          pare a regional environmental  impact statement . . .
               A portion of this study involves the testing of
          future strategies against attainment and  maintenance
          of air quality standards.

The RFP also states that the "EPA does not consider the preparation of
this EIS [Environmental Impact Statement] to be the development of an
air quality plan" and "EPA does not intend to develop a new air quality
land use plan .  . .  EPA must evaluate the environmental impacts of its
major actions and must devise mitigation measures for adverse impacts
which are identified."

     SAI contracted with EPA Region VIII offices in Denver to analyze
the effects on Denver's air quality of the urban growth and development
that would be supported by the availability of the  proposed waste-
water treatment facilities.  EPA Region VIII is preparing an overview
EIS for the entire multi-unit project, and the SAI  air quality analysis
provides input to the EIS.

     At the inception of this project, it was anticipated that planned
growth, which presumed and required the support of  the wastewater
treatment facilities, would lead to unacceptable air quality in Denver
for the time period up to the year 2000.  This was  expected to be true
despite the adoption of the Denver Transportation Control Plan, which
specifies measures that could be taken to improve air quality.  There-
fore, the original goals for this project involved  the estimation of
the sensitivity of air quality predictions to assumed physical conditions,

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                                  4
to urban development policy options,  and to  potential  mitigation  meas-
ures.  Achievement of these goals would provide the maximum guidance
for land use planning, air quality planning, and choosing transporta-
tion control measures.  This guidance would  be of a general nature and
would not presume particular solutions.

     As discussed in this report, the results of the project did not
support all of the expectations of unacceptable air quality.  Particu-
larly, it,was found that, in terms of the ozone problem, Denver's air
quality should steadily  improve through the year 2000.   Given planned
growth and  a fully effective Federal Vehicle  Emissions Control Program
(FVECP),  the Denver region  should experience  much  less severe violations
of  National Ambient Air  Quality  Standard  (NAAQS)  for  ozone in 1985
than  it does at  present  and probably none at  all  in 2000.   This  conclu-
sion  was  not found  to depend critically on  elements of the Denver Trans-
portation Control  Plan,  but achievement of  FVECP hydrocarbon  emissions
reductions  is  essential  and further reductions would  lead to  further
air quality improvements.

      These predictions of markedly  improving air quality led  to  some-
what different emphasis on the goals and purposes of the project.   The
 latter stages  of the project focused less on the proposed measures  for
mitigating unacceptable air quality and more on substantiating the
 results  and studying factors that might limit their validity.

C.    STRUCTURE OF PROJECT AND REPORT

      Completion  of this  project within the  available  time and effort
was  seen  at the  outset to depend on the availability  and suitability of
data,  future plans,  and  previous modeling work.   Thus, the first task
of  the project was  to confer with  the  Denver  staff of EPA Region VIII,
the Colorado Division  of Highways  (CDH),  the  Air  Pollution Control
Division  of the  Public Health Department  (APCD),  the  Regional Trans-
portation District  (RTD), and the Denver Regional Council  of Govern-
ments  (DRCOG) regarding their ability to supply these requirements.   As
a result of these discussions,  a Project Performance Plan was  developed,
discussed with, and approved by the Project  Monitor.   A chart  displaying

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     From Figure 1-1  it may be  noted  that  a  major  task was the  activa-
tion of a new air quality model,  the  Denver  Air  Quality  Model  (DAQM),
despite the availability of a previous  version,  the Air  Pollution
Simulation Program (APSP), which  had  already been  applied to Denver
air quality problems.  The most important difference between the new
version and the previous one is in the modeling of the atmospheric
chemical reactions that lead to the production of ozone.  The new chem-
istry  (described in detail in Appendix A) reflects currently accepted
concepts of ozone chemistry.  The DAQM incorporating the new chemistry
had not previously been  applied in an air quality  analysis, so  a major
portion of this  project  was  devoted  to a model  validation study.  Model
results were  compared  with  observed  concentrations,  and measures of
model  performance were,  in turn,  compared with  performance  measures for
other  oxidant prediction relationships  and  for  models applied  to other
pollutants.

     The  remaining  tasks shown in Figure 1-1 reflect the purposes of
the project described above and the housekeeping chores required to
accomplish them.  The tasks were directed toward the determination of:

     >  Present air quality in Denver with  respect to relevant
         standards.
     >  Future air  quality in Denver resulting from emissions
         estimates  consistent with population, transportation,  and
         activity patterns projected  in regional plans.
     > The  effects  of mitigation measures  in easing anticipated
        unacceptable future air  quality.
     > The  sensitivity  of air quality  predictions to major land
        use  planning controls.

An additional task,  the computation of the Denver population's exposure
to and  dosage of ozone during their daily activities, was added sub-
sequently.   Other tasks required to carry out these determinations  were:

        Activation,  testing, comparison,  and/or selection of
        appropriate  air quality models.

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     >  Acquisition of air quality, emissions, and meteorological
        data, models, and future projections.
     >  Analysis of the assumptions and data that led to formula-
        tion of the projections.

     The remainder of this chapter consists of discussions of modeling
problems in general, and particularly with respect to Denver, and  also
brief descriptions of the elements of the project.  Succeeding chapters
contain in-depth discussions of and background material  for each task
of the project.  The separate analytical efforts—validation, base case,
sensitivity, mitigation, and exposure and dosage—are covered in Chapters
II through VI.  The appendices include material  on the models used
(App. A), the emissions data used (App. B), and the Denver regional
planning processes (App. C).

D.   AIR QUALITY MODELING

1.   General Considerations

     Air quality models are expressions of the principle of conservation
of mass used to compute expected past, present, or future air quality.
The principle of conservation of mass may be invoked on a regional
average basis for a chosen time period or on subdivisions of the region
or time period.  For example, rollback models (De Nevers and Morris,
1975) treat regions as a whole for selected days and invoke mass con-
servation through a proportional relationship between the total emis-
sions of a pollutant and the resultant atmospheric concentration.   If
the pollutant is not emitted, but rather is formed in the atmosphere
(as is ozone), its concentration is assumed to be proportional to the
emissions of its precursors.  The EPA-recommended "Appendix J" oxidant
prediction relationship (Schuck and Papetti, 1971) is of this nature.

     A more precise conservation of mass concept is the removal of
pollutant from the region by the wind.  A model that treats this effect

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for a region as a whole is usually referred to as a box model (Hanna,
1971).  At a finer scale, emissions from each source or block of
sources may be taken as contributors to the pollutant concentrations
in downwind sectors drawn from the sources.  Since such sectors may
overlap, better models may add contributions from all sources that
affect each receptor location.  Gaussian plume models such as the EPA-
recommended Climatological Dispersion Model  (COM)  and  Air  Quality
Display Model  (AQDM) are of this type (Khanna, 1976).

      In the most  detailed applications  of  mass conservation  currently
in use, variations of  the winds, turbulence,  and chemical  reactions are
accounted  for  at  a resolution  comparable to  that of the emissions inven-
tory.  Since this resolution  is  typically  provided by  defining  or com-
puting the value  of  each variable  at each  node  of a regular  grid network,
such  models  are  called grid  models.   At present the EPA does not spe-
cifically  recommend  particular grid models for  air pollution analyses,
but  it does  recommend the use of the best available analytical  tools
for  such  studies.  The SAI  APSP and DAQM models, which have  been applied
to the Denver  photochemical  oxidant problem, are grid  models.

      The  photochemical oxidant problem is  exceedingly  complex.  The
major oxidant  of concern, ozone, is not generally emitted  from  man-
controlled sources.   Background concentrations  of ozone from natural
sources can  be significant  (Jerskey et al.,  1976).   It is  generally
recognized,  however, that high ozone concentrations in urban airsheds
are  produced by  chemical  reactions in the  atmosphere between oxygen,
nitrogen oxides,  gaseous  hydrocarbons,  and other less  significant
species (see Appendix  A  for  a  detailed  discussion).  The primary source
of nitrogen oxides and hydrocarbons  in  urban airsheds  is combustion,
particularly in the  engines of motor vehicles.

     The primary  oxide of nitrogen emitted from motor vehicles  is nitric
oxide (NO), which is subsequently oxidized to nitrogen  dioxide  (NO ) in the
atmosphere.  In the presence  of large amounts of NO (relative to NO )  ozone
concentrations  are low.  In  an urban environment  it typically takes  from one

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to several hours for the NO^/NO ratio to become high enough to permit for-
mation of significant amounts of ozone.  In such a time period, ozone
precursors are likely to blow far from their sources and become dis-
persed.  For this reason ozone concentrations are likely to be quite
sensitive to regional wind patterns.  In contrast, concentrations of
nonreactive pollutants are often more clearly related to wind speed
and direction near their source than to regional wind patterns.  (Note
this is also true of ozone precursors, but since little ozone is
formed very near the sources, high ozone concentrations are not
expected there.)

     Models that do not take account of regional wind patterns are not
expected to predict ozone patterns well; therefore, the use of grid-
based physico-chemical models is recommended by SAI for the analysis
of urban photochemical oxidant problems (see Roth et al., 1976).  These
models are complex, however, and simulating an entire year with such a
model would be very expensive.  For this reason it is difficult to
contemplate their use for predicting annual average pollutant concen-
trations.  Annual average air quality standards exist for NOp and par-
ti culates.  Long-term average concentrations of these pollutants are
generally analyzed using a Gaussian model such as the COM or by simple
rollback considerations.

     Concentrations of particulates were analyzed with the COM in this
project.  The COM was also used as one indicator of possible N02 con-
centrations.  It is very important to note, however, that most of the
NCL in an urban airshed is not emitted, but is a product of chemical
reactions just as ozone is.  Thus the COM, which does not treat chem-
ical reactions assumes that all emitted NO is equivalent to N02>  This
assumption is probably valid at locations far downwind from NO sources,
but it is clearly not even approximately true at the times and places
for which maximum N02 concentrations were computed with the COM.  Cali-
bration of COM output is recommended by the EPA.  If COM output is
multiplied by a factor to give an annual average N02 concentration

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                                    10
 equal  to  an observed annual average at a monitoring site, then the COM
 output is  adjusted to be correct at that monitorina site during the
 calibration year.  COM output is almost certainly in error for other
 locations  and may be in error for other times.  Although the COM was
 used  in this program as one tool to analyze N02 concentrations, the above
 concern is noted in the discussions in Chapters II and  III.  N02 con-
 centration estimates from  DAQM and Rollback are also presented in Table
 III-3.

 2.    Characteristics of the Denver Region

      Denver  has  an  air  pollution  problem.   Exceedances  of  NAAQS  have been
 measured  for ozone,  CO,  and  particulates  since measurements  at the Con-
 tinuous Air  Monitoring  Program  (CAMP) site in the downtown Denver began
 in  1965 or 1966  (Larsen,  1971).   The  annual  average  N02 concentrations
 at  the same  CAMP site  have been observed  to be near  the NAAQS.   Denver
 also  have the typically dense emissions pattern of an urban  region depend-
 ent on an automobile commuting  life style.  Denver is particularly lavish
 with  the  use of  the automobile; according to the DRCOG  estimates, the
 commuting auto fleet consists of 90 cars  for every 100  commuters.

 a.    Climatology and Meteorology  of the Denver Region

      Denver's  climatology  is  unique for any city  in its size category.
 According  to Holzworth  (1972),  no city studied larger than Winslow,
 Arizona had, on  an annual  average basis, a morning mixing  layer as thin
 as  Denver's.  Thus the pollutants emitted  in  the  morning rush hour can
 be  expected to be trapped  in a very thin layer.   Conversely, no city
 studied larger than El  Paso, Texas had a mean  afternoon mixing layer as
 thick as that of Denver.   Thus Denver's pollutant cloud is usually very
 concentrated in the morning, but highly dispersed by early afternoon.

     Because  Denver is  on  the east side  of the Rockies,  the prevailing
westerly winds do not  result  in  containment of a pollutant  cloud   The
nearby mountain slopes,  however, provide a  typical upslope-downs lope

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                                  11

(drainage) diurnal wind pattern superimposed on other effects.   Eddies
generated by the interaction of stable winds with mountain ridges and
canyons produce complex wind patterns.

     Denver's summer season, which has the highest ozone concentrations,
has wind patterns qualitatively similar to those in its winter  season,
which has the highest CO concentrations.  Mixing layers are thinner in
winter however.   In spite of this,  in this project, minimum mixing layer
thicknesses  in  the central  business district were assumed to be the same
winter and summer.  This was assumed  because the high-rise buildings
in  this  area generate  turbulence  related  to their size in both summer
and winter in very stable winds.

     These complexities of  Denver's meteorology and climatology ensure
difficulty in defining windfields for input to a grid model.  The COM
model  used to analyze  annual average  concentrations of particulates
and NOp  invokes  the assumption that complex wind patterns are smoothed
by  the annual averaging and only  regional mean wind speed and direction
are significant.  Wind patterns are required for DAQM simulations.  Sur-
face wind observations were available from about two dozen stations
for each  hour of  the day, but surface wind speeds and directions were
needed for each of 225 grid cells covering the modeling region (see
the grid  description in Appendix A).  The wind stations are not uniformly
spaced;  therefore substantial areas of the grid are far from any station.
The array of stations  is shown in Figure  1-2.

     Conventionally, wind values  in grid  cells are interpolated from
station observations.  Interpolation was  used in this study because no
alternatives were feasible, but reservations are noted:

     >   Large scale eddies  drifting across the region can cause
         differences in the winds  between  stations that are greater
         than the  differences in the observations.
     >   Hills and valleys (i.e.,  "topography") can guide the air
         flow so  as to  vary wind speed or  direction greatly between
        wind stations.  There are no  wind stations in the mountains
         near the  western edge of  the  modeling region, so winds
         extrapolated in that area are very suspect.

-------
                               12
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                                  13
     >  The rules used in the DAQM for interpolation and extrap-
        olation have little physical  justification.
     >  Even small errors in wind speed or direction can add up
        to large errors in position for long path lengths.

     Estimation of winds in the upper cells of the three-dimensional  grid
and estimation of mixing depths both  depend on meteorological  observa-
tions aloft.  The only available observations aloft  were from rawinsondes
(radio wind sounders, balloon-borne transmitting packages)  released twice
a day from Stapleton Airport.  These  observations have less accuracy  than
desired, do not provide observations  of daytime variations  in the upper-
level winds and mixing depths, and do not provide information on hori-
zontal variations.  In the absence of better data, upper winds were
assumed to have the same patterns as  the (interpolated) surface winds.
Also the mixing depth was assumed to  be constant in  space over the
modeling region; its temporal variation was inferred from the early
morning rawinsonde release and hourly surface temperature measurements.

b.   Available Air Quality Data

     Air quality data are required for several modeling purposes.  Atmos-
pheric concentrations of the pollutants being studied must be available
for model  validation comparisons.  Initial concentrations of all species
that participate in the atmospheric chemical reactions must be specified
so that model  computations can begin  with some known state.  Similarly,
the concentrations of all species must be specified  at each upwind edge
of the region (i.e., inflow boundary) and at the top of the modeling
region.

     For the three days chosen for the model validation and base case
studies, the available air quality data consist of

     Oxidants and Precursors
     >  Ozone measurements at nine stations (see Figure 1-3).
     >  Total  hydrocarbon measurements (i.e., reactive components
        plus methane) at six stations; methane measurements at

-------
                              14
                     KEY

NG - Northglenn            NJ -
WE - Wei by                 GM -
AR - Arvada                0V -
CR - C.A.R.I.H.            PR -
CM - Continuous Air Moni-
     toring Program [CAMP]
                                     National Jewish Hospital
                                     Green Mountain
                                     Overland
                                     Parker  Road
   • 0
CO
UJ
                      10
                            NORTH
                                        20
                   +4ft
5;CCR
                        t>f:--
                              EW
                                 '••
                                  •*i*fc
                10                 20
                      SOUTH
                                                          30
                                                       CO
                                                       cr
                                                       u
                                                         30
 FIGURE 1-3.  MAP OF DENVER AIR QUALITY MODELING REGION
              SHOWING 15 x 15 MODELING GRID OF 2-MILE
              SQUARES AND AIR QUALITY MONITORING STATIONS

-------
                                   15
        one station.  Concentrations of particular hydrocarbon
        species were not available.
     >  Nitrogen oxide and nitrogen dioxide measurements at one
        or two stations.
     Other species
     >  Carbon monoxide measurements at nine stations.

These measurements are adequate only for validation comparisons.  The
need for initial and boundary concentrations cannot be met with these
data.  Therefore it was necessary to assume uniformity or simple patterns
of initial and boundary concentrations.  Because of this shortcoming,
test runs were made with different assumed initial and boundary concentra-
tions of the required species.  Test results (see Appendix A) show that,
for variations of initial and boundary concentrations within probable
limits, subsequent predicted maximum ozone concentrations vary by only
one or two parts per hundred million (pphm).  Thus the shortage of
measurements for initial and boundary concentrations seems not to have
been critical.

c.   Air Quality Climatology

     The climatological characterization of the Denver region and the
shortcomings in air quality data are connected.  The reason for the
insensitivity of peak ozone concentrations in Denver to the initial
concentrations of ozone precursors appears to be the extreme shallowness
of the morning mixing layer.  The large emissions in the morning rush
hour are trapped in this layer and lead to such high pollutant concentra-
tions that the fraction due to initial  material is negligible.

     The other striking feature of Denver climatology, the rapid
thickening of the Denver mixing layer during midday, is reflected in the
early and sharp peaking of ozone concentrations.  The thickening of the
mixing layer dilutes the "ozone cloud"  (i.e., the atmospheric volume
with the highest ozone concentrations)  rapidly so that ozone production
later in the afternoon does not result in increased ozone concentrations.

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                                    16
 Similar  reasoning  suggests an  insensitivity of  the  results  to  boundary
 concentrations, except  in situations where ozone  or precursor  concen-
 trations  on  an upwind boundary are  large.  Pollutant concentrations  at
 the  boundary are apt to be large only when the  region's  ozone  cloud
 reaches  a boundary.  This is then,  by definition, a downwind boundary.

      From the meteorology on the-days studied in  this  project,  it  appears
 that wind reversals during midday hours can bring a portion of the ozone
 cloud back over a  boundary it  has already crossed.   This  situation cannot
 be treated correctly by the Denver  Model since  pollutant concentrations
 change by unknown  amounts outside the modeling  region.   It  is  likely
 however, that the  ozone cloud  is produced mainly  from material  emitted
 in the morning rush hour  in Denver's central business  district.  This
 material  will take some time to  reach the boundary  of the modeling region,
 Given the rapid thickening of  the mixing layer, dilution  is likely to be
 far  advanced by the time  reentry occurs.  While the possibility exists
 that days could occur when the characterizations  above are  not valid,
 the  situation described is consistent with maximum  ozone concentrations
 observed.

      The  afternoon mixing layer  is  typically quite  thick, as noted above.
 This,  together with the lack of any topographic barriers  to the east
 and  north, which are both downhill  and downwind in  a nighttime drainage
 flow,  make the carry-over of pollutants from one  day to  another exceed-
 ingly  unlikely.  This conclusion is reinforced  by the  observation  that
 peak ozone days occurred singly in  the monitoring program during the
 summer of 1976 (Colorado Department of Health,  1976a).

 E.   MODEL VALIDATION STUDIES

     The  DAQM was  exercised for three summer days,  29  July  1975, 28  July
 1976, and 3 August 1976.  These were the only days  for which meteorolog-
 ical  data were available to run the simulations and  for which air  quality
data  were available to compare with the results.  The 1975  day did not

-------
                                  17
have one of the highest ozone concentrations in that year, but a signifi-
cant violation (11 pphm) of the ozone standard (8 pphm)  was observed.
The second (17 pphm) and third (16 pphm) highest ozone observations  of
1976 were on the two days of that year that were simulated.

     Nearly 300 comparisons were made between one-hour-average ozone
concentrations predicted for grid cells and observed in  the atmosphere
at corresponding points.  These are shown in Figure 1-4.  Although there
were substantial differences between predicted and observed concentrations
on some occasions, on the whole good correspondence between them was noted.
The differences were not so large as to permit distinction between errors
in simulation and in observation (measurement).  Therefore, the simula-
tion errors are only bounded by the differences.

     Predictions and observations were averaged separately for each hour
at all stations, both for each simulation day and for all days (Figure
1-5).  The averages were examined for evidence of differences that would
suggest correctable error in the formulation of the model.  The averaged
predictions were  lower than the averaged observations early in the morn-
ing and late in the afternoon.  As discussed in Appendix A, this effect
may be due to microscale features of the thin mixing layers that occur
early in the morning.  Afternoon discrepancies may, on occasion, be
due to the inability of the model to keep track of pollutant material
that has left the modeling region and subsequently returned.  In any
case both the predicted and observed ozone concentrations are very low
on the early and late occasions for which the noted bias exists.  There-
fore the bias does not appear to be the result of systematic error in
chemical computations.

     After completion of these analyses, we obtained evidence (Anderson and
Blumenthal, 1976) that background ozone concentrations much larger than
assumed here occur commonly in Denver.  Use of 4 pphm as a typical
value would substantially improve DAQM performance for early and late
hours, but would have little effect on predicted peak ozone concentrations.

-------
    Time of Day, By Hourly  Interval
—A—   Observed
	^	   Predicted
                       (a)   29  July 1975
FIGURE 1-4.   OBSERVED AND PREDICTED HOURLY OZONE CONCENTRATIONS
              (pphm) AT VARIOUS  STATIONS

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                                19
                                         ~°---0	0	0   PARKER RD
5   6   7
¥78
_  _L   12 II   II  1    1
9  10   11  12   1    2    3
3456

4   5    K   7
  Time of Day, By Hourly Interval
                                   —
-------
                              20
         9   10   11   12   1    23
Time of Day,  By Hourly Interval
.-0—   Obsar/ed
—<=?	   Predicted
                    (c)   3 August 1976
                 FIGURE  1-4.   (Concluded)

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    10 h
                                                                                OBSERVED
                                                                                PREDICTED
                                                                                          MEAN OF
                                                                                          3 DAYS
J  1°
Q.
ro
S-
      It)—
    0
 o
 c:
 0  s
<^>  s
 CD
 C
 o
£  o
                                                                                          3 AUGUST 1976
                                                                                          28 JULY 1976
   10
                                                                                          29 JULY 1975
                           Time  of Day By  Hourly Averaging Period
                   FIGURE 1-5.   VARIATIONS  OVER ALL STATIONS OF OBSERVED AND PREDICTED
                                 AVERAGE OZONE CONCENTRATIONS

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                                   22
     Averaging differences does not reveal any significant bias during
 hours of peak ozone concentrations.  This finding is also confirmed by
 the  results shown in Figure 1-6.   In this figure, the fractional mean
 deviation from perfect agreement between predictions and observations
 is shown to vary randomly at the higher ozone concentrations.  The mean
 deviations are not negligible, but they are not excessive and both
 positive and negative differences occur.

     Predicted and observed concentrations of carbon monoxide were also
 compared.  Carbon monoxide is effectively an inert pollutant.  Its major
 source  is motor vehicle exhaust.  Thus it is primarily emitted along
 roadways.  The comparisons showed outstanding agreement at some stations
 and  very poor agreement at others.  This performance is consistent with
 the  well-established microscale variability of roadway CO.  The varia-
 tion of the CO concentration from one side of a downtown city street to
 the  other may well be from one to several hundred percent.  The extremely
 good CO correlation at some stations is taken to represent the typical
 performance of the DAQM on a grid-cell-average basis (see the discussion
 in Chapter II).

     DAQM validation statistics were compared with statistics published
by the EPA (Turner et al., 1973) for annual average computations with models
EPA recommends for use with nonreactive pollutants (Table 1-1).   Although
averaging over a year should improve statistics, measures for DAQM's
one-hour-average results exceeded those for the EPA models.

     No validation was carried out for the application of the COM to
estimate annual  average concentrations of NOp and particulates,  since
it was  in use and had been calibrated by Colorado state agencies.   As
discussed in Chapters III  and IV, neither calibration nor validation
are appropriate concepts for these N02 studies since comparison  data
are only available from a  single station in the central business district.
At that station we judged  that the uncalibrated predictions were in error
by substantially more than they were in outlying regions, where  high NO
 concentrations are more likely.

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                               23
                            Root Mean Square Ozone Concentration (pphm)

                                                      ..1/2
                              	(Observed)  + (Predicte
   -2.0
FIGURE  1-6.     ESTIMATE  OF BIAS  IN MODEL  PREDICTIONS AS A
                FUNCTION  OF OZONE  CONCENTRATION

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S09 Annual Averages*
  AQDM
  COM
  Gifford (box)
  Hanna (box)
    Mean

Oq Hourly Averages
  SAI Denver Model
                     TABLE 1-1.  VALIDATION MEASURES OF VARIOUS MODELS

                        [differences =  (predicted-observed)/observed]
Number
of
Comparisons
75
75
75
75
RMS
Difference
0.90
0.39
0.61
2.44
Mean
Absolute
Difference
0.68
0.27
0.53
1.32
Lower
Limit
Difference
0.64
0.87
1 .30
1.07
Upper
Limit
Difference
2.30
1.23
0.22
9;13
Difference
Range
2.94
2.10
1.52
10.20
 75
279
1.08
0.31
0.70
0.35
0.97
0.90
3.22
1.16
4.19
2.06
                                                                               ro
* S0? model measures were computed from data in Turner et al.  (1973).

-------
     Calibration constants recommended by the APCD were used for partic-
ulates.  The constants were such that 51 ppm background was to be added
to 1.96 times the predicted concentration.  This large a correction to COM
model results suggests substantial observational and/or emissions inven-
tory problems.

F.   BASE CASE STUDIES

     Estimates of present and future air quality in the Denver region
were made from model computations using SAI's Denver Air Quality Model
(DAQM) and EPA's Climatological Dispersion Model (COM).  Computations
were made for comparison with each NAAQS.  The DAQM, a "real time" model,
was used to estimate the highest one-hour-average concentrations of ozone
and carbon monoxide.  COM was used to estimate annual average concentra-
tions of particulates.  Annual average concentrations of nitrogen dioxide
were inferred from both COM and DAQM results.

1.   Ozone

     As described above, two of the three summer days for which data were
available were reasonably representative of worst-case ozone episodes.
Simulations with the meteorological conditions on the two days, 28 July
and 3 August 1976, were made with current emissions inventories for the
validation study.  For the base case study, additional simulations were
made with the same meteorological inputs, but with emissions data esti-
mated to represent conditions in the years 1985 and 2000 (see Appendix C
for details).

      The  simulations  of air quality  in  future  years  compared with 1976
 (see Figure 1-7)  show that in spite  of  population  growth  and growth
  in transportation, commerce, and industry, peak ozone concentrations
  are predicted to drop from 24 pphm in  1976 to  13 pphm in  1985  and
  9 pphm in 2000,  assuming  strict  compliance with the  FVECP.

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                              26
Time of Day, By Hourly Interval fstart hourl    ES3 Reduction 1976-1985
                          LstOP h°Ur J    m Reduction 198S-2UOO
        !a)   Meteorology for 28  July 1976 Assumed
FIGURE  1-7.
REDUCTION  IN PREDICTED OZONE  CONCENTRATIONS
(pphm) AT  DENVER STATIONS DUE TO  PREDICTED
FUTURE EMISSIONS CHANGES

-------
                                  27
                                                                 15
         i   JL  12  II
         9   ia  n   12
                          ,  .start hourj    ESI Reduction !976-198b

Time of Day, By Hourly Interval  [stop hour J    ^ Reduction 1985-2000
      (b)   Meteorology  for 3 August  1976 Assumed
                 FIGURE  1-7.    (Concluded)

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                                    28
     The emissions per vehicle mile traveled (VMT) of ozone precursors--
 hydrocarbons and nitrogen oxides--drop drastically by the year 2000
 because of Federally mandated reductions in emissions from motor vehicles.
 The most significant reduction in peak ozone concentrations, however,
 occurs during the first period--1976 to 1985--when only hydrocarbon emis-
 sions are reduced.  Reductions in NO  emissions per vehicle-mile traveled
                                    X
 are not expected to decrease the total NO  emissions because of increases
                                         A
 in VMT; but reductions in total HC emissions are expected from the Fed-
 erally mandated HC reductions.

     The results of the Denver model simulations also show that fractional
 decreases in the area! extent of NAAQS violations exceed the fractional
 decreases in peak ozone concentrations.  In 1976, computed NAAQS viola-
 tions (> 8 pphm taken as > 9 pphm) occurred over a maximum of 300 to 400
 square miles.  By 2000 the area is expected to be reduced to 0 to 40
 miles, although the predicted exceedance is so small that a violation
 cannot be confidently assumed (Figure 1-8).

 2.   Carbon Mcmoxide

     Carbon monoxide concentrations were computed with DAQM for a winter
 day, 15 November 1975.  Winter days tend to have the highest concentra-
 tions of nonreactive pollutants because the low solar intensity permits
 the shallow morning mixing layer to last longer, and sunlight is not
 required for production of nonreactive pollutants.  In addition, the
 late sunrise assures that the thinnest mixing layer will exist during
much of the morning rush hour period.

     Concentration gradients can be much larger for nonreactive pollu-
 tants than for ozone.   This is because peak concentrations occur very
 close to sources (primarily traffic for CO) before dispersion dilutes
 the pollutant.   As a result, the definition of peak concentrations of
 CO is very difficult.   CO monitors on opposite sides of a heavily
 traveled street can easily show concentrations differing by a factor
 of two (or, in some cases, by an order of magnitude) (see Chapter II).

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  260 |-
O) J




C 290


O)
QJ   I

> ;?oh
             Year 1976 Emissions
Year 1985  Emissions
Year 2000  Emissions
                 12
                 T
                                                            OlUNt CUILtHIHAI IOH. 11


                                                                      0
                       U p|>liii


                       ID pH.ii

                       I/ jiplui
                              Time of  Day By Hourly  Interval
                                                                                 _l	I	I	L-
                              a    y   lu   it
                              T   IB   TT   T?
                                                                                               T  T~
                                                                                                                          ro
                                                                                                                          10
                               (a)  Meteorology for  28 July 1976 Assumed
                 FIGURE  1-8.  SIZE OF  AREA IN WHICH  PREDICTED OZONE  CONCENTRATIONS  EXCEED

                               GIVEN  VALUES FOR YEARS 1976, 1985, AND 2000

-------
CD
S^ rti
ra
3
O" ;ui
  ICi
O
Year_ 1976 E_mi^s_sions
           IWUNb UJfttlNIHAI lUN Q b |i|J
                                0 It pi

                                0 111 M
                              	J 	L __
                                                  Year 1985  Emissions
                                          ,60|-
                                                               QZONE CONCEHTHATION: 2 3 ppm

                                                                          A '0 aof
                                        6   8   $  1}   ' 1   12   1
Year  2000  Emissions
                                                                                                          LONUHIUAT10N  u u j
                             TTTTT   ^iTTT
                                                                  f   I   ?
                                                                                      fo   If   tt  Y   I   4   I   I   f   f
                                                                                                                                 CO
                                                                                                                                 O
                                      Time of Day  By Hourly Interval [||—-^'J"'
                                       (b)  Meteorology for 3 August 1976 Assumed
                                                FIGURE 1-8   (Concluded)

-------
                                    31
The DAQM computation has a two-mile resolution and therefore microscale
street effects are suppressed.

     Under present conditions, CO concentrations in violation of the
NAAQS can surely be found in any major urban area at particularly criti-
cal spots such as industrial, shopping center, or stadium parking lots
or at busy intersections.  This is certainly true in Denver, even though
the DAQM predicts peak CO concentrations of 26 ppm for one hour and 15
ppm for eight hours (NAAQS are 35 ppm and 9 ppm, respectively).  Since
CO emissions are expected to decrease in the future [under the FVECP),
one-hour violations are not predicted for 1985 and 2000 with DAQM.   The
predicted maximum one-hour-average CO concentrations for those years are
17 and 4 ppm, respectively.  DAQM does predict a small eight-hour-average
violation (10 ppm) in 1985, but none (3 ppm maximum) in 2000.  The
occurrence of violations in those years at "hot spots" will depend more
on future vehicle emissions than on regional growth.  That is, the
number of vehicles in a parking lot should not change much, but the
emissions per vehicle should decrease.  The CO emissions at low speed
(5 mph) are projected by the Federal Vehicle Emissions Control Program
(FVECP) to drop by two-thirds from 1976 to 1985 and by an additional 50
percent from 1985 to 2000 (see Appendix B).  From this it could be antic-
ipated that many of the "hot spots" in the Denver region in
1976 will not produce NAAQS violations in those future years.  Since the
present hot spots have not been identified or monitored, this anticipa-
tion cannot be confirmed.

3.   Nitrogen Dioxide

     Estimates of N0? concentrations are very difficult to make.  The
primary emitted species is NO.  Only 15 percent or less of the NOV emis-
                                                                 A
sions are N0? (see Appendix B).  There is no NAAQS for NO, however, and
the only standard for N02 is on an annual average basis.  After entering
the atmosphere, NO is typically oxidized to N02 in the same set of
photochemical reactions that generates ozone.  During daylight hours,
N02 photolyzes to regenerate NO.  Because most NO eventually becomes NO-,

-------
                                   32
the typical NCL analysis involves not N02 but N0x> under the assumption
that all NO  emissions are N0? (CDH, 1976).  Since an annual average is
           X                 ^
desired, NO  modeling was done in this project with the COM.
           X

     While most NO is eventually oxidized to N02, all emitted NOX is
clearly not in the form of N02 at every position downwind of the NO
source.  The portion of NO  that is not N0? is particularly high near
                          s\               £—
NO sources.  COM can therefore be expected to seriously overestimate
N02 concentrations in the densest source areas of a region.  Raw COM
estimates should be more accurate near the periphery of the modeling
region.

     COM is a calibrated model; that is, its results are multiplied by
a factor to make them correspond with observations.  The Denver region
had just one N02 monitoring station, which was in the center of the
densest downtown NO  source area.  COM results were calibrated with
                   .A
data from this station; the COM results for that station should be
equivalent to the annual average concentration at that site for the
calibration year.  After calibration, the results from COM should be
progressively more in error (underpredicting) at greater distances from
the calibration site.  Since the emissions of all interacting species
may change differently in the future, the calibration may not be valid
for future years.

     The problem of the complex photochemical reactions is resolvable by
using DAQM; in fact, NO and N0? concentrations are computed by DAQM.
This model does not, however, give annual averages.  Peak one-hour-
average N02 concentrations computed with DAQM for worst case summer days
show decreases in N02 from 1976 to 1985 and again to 2000.  This is in
contrast to predictions of steady increases of N02 using the erroneous
assumptions of COM.  It thus seems fair to conclude that:

     >  Observations show current compliance with the NAAQS standard
        of 5 pphm N02 on an annual average basis.

-------
                                    33
     >  N02 concentrations may decrease from 1976 to 1985 and again
        to 2000 by the ratio of DAQM results for those years.  They
        should not increase as much as was predicted by COM.
     >  Current modeling techniques are inadequate to produce accurate
        annual average N02 predictions.

4.   Particulates

     Annual average particulate concentrations were computed with COM.
The model results were calibrated with observational data.  Since the
data are collected with monitors usually located near major source areas
(e.g., roads) the calibration tends to overestimate the regional average
concentrations.  This is not to say the observations are wrong, merely
that they are not directly comparable with model results.  It is probable
that the particulate concentration estimates contained in Chapter III
are overestimates.  Nevertheless, the predicted concentrations are so
high (four to five times the state standard) that current and future
violations may be expected.

     Particulate standards are violated in many areas throughout the
United States, but monitoring, source identification, and size analysis
problems are so great as to make appropriate response recommendations
difficult.  Common monitoring problems are sample flow variation and
chemical reactions on the filter.  Much of the particulate material
comes from natural sources that are difficult to control, and often a
large fraction of the material is in particles so large that they cannot
penetrate deep into the respiratory system.  Thus they have little
physiological effect.

G.   SENSITIVITY STUDIES

     The base case projections described in the section above are esti-
mations of the air quality that would result from predicted emissions.
The air quality thus reflects growth projections for each community,

-------
                                  34
plans developed for a transportation system to serve the communities'
needs, and Federally mandated vehicle emissions reductions.

     It is important to estimate not only the air quality consistent with
expected development but also the changes in air quality that would be
caused by major growth modifications.  Such modifications might be chosen
to achieve some goal or might occur because communities develop contrary
to projections.  To determine the sensitivity of air quality predictions
to growth projections, model simulations were run with a series of hypo-
thetical changes in projected emissions patterns as described in Chapter
IV.  The changes chosen were 25 percent emissions reductions in arbitrar-
ily selected suburban communities or clusters of communities, or a 17
percent reduction (i.e., no growth) in future emissions in the city of
Denver itself.  In each case, emissions in the remainder of the region
were raised uniformly to provide a constant regional emission rate.
These changes are intended to represent larger, more isolated effects
than are likely to be obtainable by deliberate policy decisions or are
likely to occur in an uncontrolled course of events.

     In spite of the drastic changes in emission patterns, the change in
predicted ozone distributions was almost undetectable.  Thus it does not
seem likely that deliberate or uncontrolled redistribution of growth
patterns could greatly affect peak ozone concentrations or ozone patterns

    The sensitivity of the ozone concentrations predicted by the Denver
Model to the assumed degree of atmospheric dilution was also studied.
Changes in meteorological input were made to represent the uncertainty
in specifying worst-case meteorology.  Lower average wind speeds or
shallower mixing layers than originally estimated from data were used.
Both these changes would produce less dilution and  thus higher ozone
concentrations than were computed in base case runs.  Decreases of one-
third in wind speed, mixing layer thickness, and in both wind speed
and mixing layer thickness were assumed at each grid point.  (Note that
the proportional decreases preserve wind patterns.)  The results of
these simulations showed that a one-third decrease  in wind speed had

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                                  35
a negligible effect on the peak ozone concentration, but substantially
increased the area in which the NAAQS was violated.  In contrast, peak
concentrations increased but areas did not when changes were assumed in
mixing layer thickness.  When both parameters were changed, the results
changed by less than the product of the parameter ratios.

     Simple "box model" analyses,  which are often  recommended  for regional
planning applications, would predict a 50 percent  ozone increase  for a
33 percent reduction in either wind speed or mixing depth.   Ozone con-
centrations predicted by the Denver Model  increased 4 percent  for the
one-third decrease in wind speed and 16 percent for a one-third decrease
in mixing depth.  If both wind speed and mixing depth are decreased  by
one-third, the box model predicts  a 125 percent increase but the  Denver
Model shows only a 33 percent increase.

     These results show that worst-case meteorology estimates  would  have
to be in error by implausible amounts to invalidate the conclusions  of
the base case studies.

H.   MITIGATION STUDIES

     The final studies using model simulations were to determine  the
effectiveness of potential air quality mitigation  measures. Although
improved air quality in Denver was predicted by the base case  studies,
present air quality in Denver is seriously in violation of NAAQS, espe-
cially for ozone.  Predictions in  these studies show continued violations
of particulate standards through 2000 and violations of ozone  and eight-
hour CO standards through 1985.  Estimates of NOo  concentrations  vary
from compliance to violation through the entire period.  Although no
projections were made past the year 2000, all projected vehicle emission
factor reductions should be achieved by 1993.  Thereafter increases  in
VMT may again increase ozone concentrations.

     One major mitigation measure  is strict compliance with FVECP
standards, which was assumed for base case studies.  Data from EPA

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                                    36
Region VIII indicate that compliance with the FVECP is unlikely without
controls more strict than presently recommended inspection and main-
tenance programs.  The assumptions of growth, transportation planning,
and an effective vehicle emissions control  program may not be realized.
In such circumstances, the institution of further air pollution mitiga-
tion measures may become necessary.  If so, it would be desirable to know
how effective such measures might be and how much control  might be
required to achieve an air quality goal.

     Simulations were made to address these questions.  First, a simula-
tion was made with a 30 percent reduction in emissions (from base case)
in every grid cell.  This reduction could represent one or a set of
mitigation measures that apply proportionately to all  sources.  It
would seem that 30 percent regionwide emissions reductions would be
quite severe, and that larger reductions would be difficult to impose on
a community.  Simulation results show a reduction in peak  ozone concentra-
tions of 15 percent or less.  Thus, if local mitigation measures need to
be applied to achieve air quality goals, they will have to be severe to
have a significant effect on ozone concentrations.

     A second simulation indicates the much greater improvement in air
quality possible with selective vehicle emission controls.  Such controls
would probably only be feasible by Federal  mandate, since  auto manufac-
ture is not locally regulated except in California.  The selective control
simulation used relaxed NO  emissions standards roughly corresponding to
                          X
a proposal  now before Congress to permit 1  gram per mile of NO  emissions
                                                              A
rather than the 1985 goal of 0.4 grams per mile assumed in the base case
run.   Results of this simulation for conditions otherwise  the same as
the 1985 base case run showed no violations of the NAAQS for ozone in
the Denver modeling region.  Note that this result is restricted to the
modeling region.  Relaxation of NOV emission standards would increase
                                  X
N02 concentrations in downwind areas, possibly exacerbating air quality
problems in those areas.

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                                     37
     The reason for an improvement in air quality with increased NO
                                                                   X
emissions is that the ratio of the two ozone precursors (hydrocarbons
and N0x) becomes less favorable for ozone production.  Not enough hydro-
carbons would be present to oxidize the NO to N02 and thus stimulate
ozone production before atmospheric mixing and dilution lowered all
concentrations.  Note that this result applies to summer days in Denver
with worst-case meteorology (as do many other results in this report,
to some degree).  Regions with other emissions mixes or patterns and
other climatology might experience other effects.
     A final simulation involved studying the effects of noncompliance
with FVECP (compliance was assumed in the base case).  In this  simula-
tion, light-duty vehicle emission factors were provided by EPA  Region
VIII to represent vehicle emissions expected  assuming the present limited
effectiveness of controls and without the implementation of an  inspection
and maintenance program.  Simulations of 1985 and 2000 base case runs with
0.4 and 0.9 grams per mile of NO  emissions and with the new, degraded
                                A
emission factors were made.  Qualitatively, the results of these runs
were similar to those of the base case, but the decrease in ozone con-
centrations was not as great.  Figure 1-9 shows predicted ozone peaks
in each year for the base case and for noncompliance with the FVECP.
Also shown is the predicted ozone peak for a uniform 30 percent reduc-
tion in emissions and for a 5 percent reduction in hydrocarbon  emissions
(estimated to be obtainable from the installation of vapor recovery
devices on gasoline station delivery nozzles).

     The lines of equal predicted ozone concentrations shown in Figure
1-9 put predicted ozone peaks in perspective.  They show graphically
the complexity of the dependence of ozone concentrations on precur-
sors.  Note that compliance with the ozone NAAQS is not predicted
by 2000 if FVECP is not followed.  Peak ozone concentrations about 2
pphm higher than base case results are predicted.  This is not a large
absolute effect, but it is a substantial percentage change from the
small concentrations predicted if FVECP is enforced.  Vapor recovery
at gasoline stations is shown to be an effective measure for achieving
a small decrease in ozone concentrations.

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                                        38
            EMISSIONS INVENTORY
            FOR YEAR	-1976
    0.6
    0.5
 E <
 O-O

-2>,0.
 c at
 
 (J O_
 XI-
O "J
z cu
    0.3
E -O
 • tu
    0.2
    0.1
PREDICTED MAXIMUM
ONE-HOUR-AVERAGE
OZONE CONCENTRA-
TION  (ppm)
                             (0.24)
                         0.9  GRAMS/MILE NOX  EMISSIONS STANDARD

                        EPA REGION VIII EMISSION FACTORS

                        AP42 EMISSION FACTORS

                        ISOPLETHS OF MAXIMUM OZONE CONCENTRA-
                        TIONS COMPUTED FROM SIMULATIONS OF
                        SMOG CHAMBER RUNS WITH THE CARBON-
                        BOND MECHANISM

                        POINTS COMPUTED WITH CARBON-BOND
                        MECHANISM IN OAQM SIMULATION  RUNS
                        FOR 3 AUGUST 1976 METEOROLOGY
                                      0.05
                                MAXIMUM OZONE CONCENTRATION
                                          (ppm)

                                0.10  0.15      0.20    0.25
                          2000
                        (0.07)
                                     (0.24)

                                     1976 STAGE  II HC CONTROLS
                                     30%  REDUCTION
                                     IN  1976 HC AND
(0.
                0.5         1.0        1.5         2.0        2.5
                6-9 a.m. Reactive Hydrocarbon  Concentration  (ppmC)
                       (computed near CAMP  station by DAQM)
FIGURE  1-9.   MAXIMUM  OZONE COMPUTED BY CARBON-BOND  SIMULATIONS
                OF  SMOG  CHAMBER  EXPERIMENTS AND BY DENVER MODEL
                FOR VARIOUS  ASSUMED  FUTURE EMISSIONS

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                                     39
     In winter simulations, CO concentrations were found to be increased
over that assumed in the base case analysis by 60 to 70 percent in 1985 and
by 50 percent in 2000 by the deqraded emissions factors.  Thus, the eight-hour
CO standard would not be met on even a grid-cell-average basis in 1985.

I.   RECOMMENDATIONS

     The results of this project show the critical importance of main-
taining vehicle emission standards if predicted improvements in Denver's
air quality are to occur.  Although emission standards must be set by
Federal mandate, realization of the benefits will also depend on a strong
local vehicle inspection and maintenance program.  If additional local
mitigation measures are required, substantial across-the-board reduc-
tions of regionwide emissions will be necessary to have a significant
effect on ozone concentrations.

     Continued attention to collecting and improving emissions, air
quality, and meteorological data bases is vitally important for further
studies.  Particularly useful additions to the data base would be data
on hydrocarbon species emitted and more extensive observations of wind
throughout the mixing layer and above and across the entire region.

     It is suggested that further use of DAQM in the Denver region by
contractor or by local agencies would be quite valuable.  Attention
should be given to shortcomings in modeling techniques for all pollu-
tants,ybut particularly for NO,,.  No suitable models are now available
for estimating compliance with the annual average NAAQS for N02-

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                                    41
       II   DENVER AIR QUALITY  MODEL  VALIDATION  STUDY
     The present study is the first application of SAI's Denver Model.
Before relying on model predicti-ons in simulations of future  conditions
for which no observations exist, SAI believes it would be  very  desirable
to have at least some measure of the model's performance for  situations
where observations do exist.

     The results reported here show that the Denver Model  performs  as
well or better for one-hour-average ozone predictions as EPA  models do
for annual average SOp predictions.  However, measurement  of  the  Denver
Model's performance is limited by uncertainty in available air  quality
observations.  A true validation of an air pollution model  would  require
comparison of its output concentrations against actually occurring  pol-
lutant concentrations.  The Denver Model output is in terms of  averages
over grid cell volumes.  Pollutant concentration averages  at  this scale
are not directly observable, since instruments sense the concentration
only within a very small  sample of air.   Values of "actually  occurring"
concentrations, averaged over appropriate volumes, cannot  be  perfectly
determined:  they can only be inferred by instrument observations of
limited accuracy representative of small samples from a grid  cell volume.
Validation comparisons of model results versus observations must  be
considered, nevertheless, in the absence of direct comparisons  of
"observed versus true."  "Model (predicted) versus true" comparisons
must depend on generalized statistical information as to the  "observed
versus true" relationship.

     Another concern  in a validation exercise is to reveal individual
aspects of the model's performance.  For example, the ability of the model
to simulate concentration maxima, concentration patterns,  and the location
and orientation of those  patterns may be considered individually.

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                                     42
This is particularly important in a model  to be used for predictions
of future air quality.   In such an application, the driving conditions--
emissions inventory, meteorology, etc.—are hypothetical.   The results
can be characteristic,  at most, of the air quality on some specific
future occasion.

     Given the uncertainty of the hypothetical  future conditions, it
is not essential  that a model be able to perfectly simulate observed
past conditions.   If errors are due only to errors in wind patterns,
a model that could be depended on to predict concentration patterns
equivalent in magnitude and shape but displaced somewhat might be very
useful although validation comparisons at points in time and space
might not be impressive.

     In the validation program reported here, every attempt was made to
examine all relevant issues—the standards of model performance, the
reliability of observational data and the individual and statistical
comparability of model  output and atmospheric measurements.

A.  SIMULATION CASES

     The model  simulations run for validation purposes were also used
to evaluate critical Denver air quality situations.  These purposes
are consistent, since high ozone concentrations present the best test
of the model's ability to simulate the production of ozone from emitted
pollutants.   Lower concentrations of ozone are not only less critical
in terms of air quality but are also more apt to be dependent on subtle
variations in background and to be less functionally related to reactions
between emitted materials.

     The data files provided by the Colorado Division of Highways and
the Air Pollution Control Division of the Colorado Health Department
are described in  Appendix B.  They include meteorological  data for
three high ozone  summer days.  The first of the three days, 29 July 1975,

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                                 43
had been preselected and extra data were taken in anticipation of
stagnation conditions and high ozone on that day.  Although the ozone
standard (8 pphm) was exceeded that day  (11  pphm was observed), a
frontal system moved through the Denver region during the day and
air quality conditions did not become as severe as expected.

     The remaining two days represented in the data set were selected
by Colorado Division of Highways as high ozone days out of an extended
period of intensive monitoring during the summer of 1976.  The two days
were 28 July 1976 and 3 August 1976.  The peak ozone concentration
measured on the 28th was 16 pphm (twice the standard) and on the
3rd it was 17 pphm.  The peak ozone measured during the 1976 summer
study was 18 pphm on 30 June, which was not a day selected for meteor-
ological data collection.

     These three days were the only days for which data were available
to SAI for air quality modeling.  The favorable validation results re-
ported below may or may not be fortuitous, but they are based on the
entire available data set.

B.  OBSERVATIONS AND COMPUTED RESULTS

     The map of the Denver modeling region  in  Figure II-l  shows  a
15 X 15 array of two-mile-square grid cells.  All of the simulation
results discussed here were obtained using this horizontal grid.  The
upper  limit of the analysis region was the inversion base or 2500 feet
above  ground level, whichever was the lesser.  The region was divided
into three equal layers, but all results discussed here pertain to the
layer  adjacent to the ground.

     Atmospheric ozone measurements were obtained at the stations indicated
in Figure II-l.  Generally, 24 one-hour-average ozone measurements were
available for each station, but some data were missing.  For the simulated
hours, beginning at 5 a.m., six stations had complete data for 29 July 1975
and eight stations for 28 July 1976 and 3 August 1976.  Similar data

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                               44
                       KEY

   NG - Northglenn             NJ
   WE - Wei by                  GM
   AR - Arvada                 0V
   CR - C.A.R.I.H.             PR
   CM - Continuous Air Moni-
        toring Program [CAMP]
              National Jewish Hospital
              Green Mountain
              Overland
              Parket Road
                      10
                             NORTH
                                         20
CO
LU
3:
                    .-3'
                          SW^v
•$$
*?*'-*''•
if.:
jrt-'i'-""
       • «i¥v.
         :**~!KZ.
                                      ••f^*^\.
                       s
                      10
                            SOUTH
                  20
                                                            30
                                        CO
                                        CE
                                        LU
                                     30
 FIGURE II-.l.  MAP  OF DENVER AIR QUALITY  MODELING REGION
               SHOWING 15 x 15 MODELING GRID  OF 2-MILE
               SQUARES AND AIR QUALITY MONITORING STATIONS

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                                  45
sets were available for carbon monoxide but only one or two stations
reported NO  data.
           A

     Computer results were printed out as arrays of grid cell concentra-
tions (for the ground layer only) at each hour and also as one-hour
averages. , The one-hour averages are the only ones discussed here since
they compare most directly with the atmospheric measurements.  The
result predicted by the model and used to compare with a station obser-
vation is the grid cell value for the cell in which the station is
located.  Use of this convention presumes that the predicted grid value
represents the value everywhere in the cell to the degree of accuracy
of which the model is capable.  It does not represent a point value
(e.g., at the cell center) of a continuous distribution.  Thus, no
interpolations were used to extract results at the coordinates of the
observation stations.

C.  VALIDATION RESULTS

1.  Comparisons of Ozone Predictions and Observations

    Predicted and observed ozone concentrations for each of the three
days modeled are plotted versus time in Figure II-2.   These comparison
plots show good general agreement although small  differences between
predictions and observations occur on many occasions and substantial
differences occur on some occasions.  Specific phenomenological expla-
nations cannot be identified for particular discrepancies, but some
circumstances that could produce the differences shown are known for
early morning, midday, and afternoon periods.  These are described below.

    Differences between predictions and observations near the start of
the simulation period are to be expected.  At this early time of day,
measured values of ozone are always small and are in the range where
instrument errors can easily exceed 100 percent [See the full discussion
of ozone monitoring problems in Burton et al. (1976)].  Ozone trapped
in a lowering inversion on the previous afternoon could be present in

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                                   46
  5673
10   11   12   1    23    4
  6   7   8   9   10  11  12    1   2   I   ?   5
                                                                 -  5
    Tin* of Day, By Hourly Interval
                                 Observed
                                 Predicted
                         (a)   29 July 1975
FIGURE II-2.   OBSERVED AND  PREDICTED HOURLY OZONE CONCENTRATIONS
               (pphm) AT VARIOUS STATIONS

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                              47
                                            -0	0	0   PARKER RD
67.
78
           89    10  11   12    i
           9   10   TT  T2   T   2
Time  of Day, By Hourly Interval
                             fstart hour!      —0
                             (.stop hour
                                                      Observed
                                                      Predicted
                    (b)   28  July  1976
                FIGURE II-2.   (Continued)

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                                        48
c
o
o

OJ

§
                 9    lOTTTzTI
            of Day. By Hourly Interval
                                                    ...0 —
Gbsar/ed

Predicted
                            (c)   3 August 1976
                       FIGURE  II-2.   (Concluded)

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                                    49
"pools" in areas protected from ventilation.  Thus in the stable early
morning atmosphere, particularly strong ozone concentration gradients
can be expected, with the highest concentrations expected in protected
areas very near the ground.  Since the predicted concentrations represent
averages over four square miles horizontally and at least 50 feet vertically,
it is likely that these values would be quite low, much lower than some
possible measurements.  At any rate, subsequent ozone peaks will be
mainly determined by morning emissions of hydrocarbons and NO  rather than
                                                             A
by morning ozone, which is low enough according to the measurements to
be of secondary importance.

    The largest differences between model predictions and station obser-
vations are noted during peak ozone periods.  During high ozone periods,
fresh emissions of NO can cause local reductions in ozone concentrations,
as discussed in Appendix A.  This local effect would be most pronounced
at ground level along very heavily traveled thoroughfares.  Studies of
microscale street canyon effects by Johnson (1974) show that concentrations
of auto emitted pollutants can vary quite significantly even from one
side of a street to the other.

    Ozone suppression by NO emissions along heavy traffic routes would
cause some monitors to record less than the actual peak values of ozone
concentration that might occur very near their location.  In Figure II-2(c),
for example, ozone peaks predicted for C.A.R.I.H. and National Jewish
Hospital on 3 August 1976 are similar, but the observed ozone peaks
at the two stations differ by 100 percent.  Each of the stations is at
the edge of the central business district and might be expected to have
similar midday ozone concentrations.  The existence of comparable
concentrations in the vicinity of both stations is not proved by the
simulation but, considering the foregoing discussion, neither is it
disproved by the observed values.

    The series of two-dimensional isopleth maps of predicted ozone
concentrations in Figure II-3 show that on 29 July 1975 a few hours
"cooking" of the morning rush hour emissions were required to produce

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                         50
                         NORTH
                         SOUTH
                 (a)  Hour 0800-0900 MST
FIGURE  II-3.  ISOPLETHS OF OZONE  CONCENTRATIONS (pphm) ON
             29 JULY 1975.   Isopleth  interval 1 pphm.

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          51
         NORTH
         SOUTH
 (b)  Hour 1000-1100 MST
FIGURE  II-3.  (Continued)

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             52
         NORTH
         SOUTH
 (c)   Hour 1200-1300  MST
FIGURE  II-3.  (Continued)

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         53
        NORTH
                                    SO'
        SOUTH
 (d)  Hour 1400-1500 MST
FIGURE  II-3.  (Continued)

-------
           54
         NORTH
         SOUTH
 (e)  Hour 1600-1700 MST
FIGURE II-3.  (Concluded)

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                                 55
the maximum ozone concentration.  (The highest ozone shown here is 23+
pphm at 12 a.m. to 1 p.m.)  The ozone "cloud" subsequently drifted to
the south edge of the analysis region and then back northeastward
across the region.  Any portion of the cloud that left the modeling
region before this flow reversal would be lost to the simulation.

    It appears likely that in the real atmosphere, as in the model simu-
lation, ozone can be swept off the edge of the modeling region.  If the
winds are such as to bring the material back, the model  simulation results
will be in error;  subsequent ozone concentrations will  be underpredicted
along the path of the missing ozone.  In the three simulation runs, this
effect appeared most pronounced on 29 July 1975 and could account for
the low afternoon concentration predictions on that day.

2.  Analysis of Ozone Comparisons

    Several statistics of the observations, the model predictions, and
the differences between them have been calculated.  They are discussed
in the following sections to provide measures of the Denver Model's
performance and an understanding of what may be expected of it.  In the
final section of this chapter, the Denver Model's performance is com-
pared with that of other air quality models.

    The comparisons presented earlier (Figure II-2) clearly showed
predicted ozone variations during the course of a day that were of the
same magnitude and occurred in much the same time patterns as the
observed variations.  If some part of the differences between predictions
and observations are regular then those differences might indicate
aspects of the model that could be improved; that is, consistent
biases may be indicative of functional shortcomings.  To test this
possibility, the data were averaged over all stations for each day.
These averages are plotted in Figure II-4 along with the data averaged
over all three days.

-------
P  10  -
d.
Q.
C
o
O
c
o
o

Ol
c
o
                                                                     -p— OBSERVED
                                                                      A	 PREDICTED
                          Time of Day By Hourly Averaging Period  stpp  hour)
                   FIGURE II-4.  TIME VARIATIONS  OVER ALL STATIONS OF OBSERVED AND
                                 PREDICTED AVERAGE  OZONE CONCENTRATIONS

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                                   57
    It can be seen from this figure that the comparison between obser-
vation and prediction improves with each averaging process.   The
correlation of observations and predictions when averaged over all  days
and stations is indeed quite good.  If the data are also averaged over
time of day, the average prediction is found to be just 0.4 pphm less
than the average observation.

    Of course, individual differences are hidden by the averaging process.
The absence of any significant differences between averaged observations
and predictions shows that the magnitude and phase of the predictions
are each quite good.  It is particularly notable that the comparisons
seem about equally good on each of the three simulation days, although
the time variations are rather different on each day.  Thus, no basic
model shortcomings are identified by this measure.

    A more sensitive comparison of these averages is given in Figure II-5.
In this figure are shown differences between the pairs of data from
Figure II-4.  These results seem to show no clear pattern.  The variation
seems similar on two of the days but even on these days no simple inter-
pretable pattern is apparent.   While  this  lack  of pattern certainly  does
not prove the validity of the Denver Model, it lends no support to any
inference of basic model error.

    The cumulative frequency distributions of observed and predicted
concentration values are presented in Figure II-6.  Since the occurrence
of concentrations of many pollutants has been observed to be log-normally
distributed (Larsen, 1971), the present data were plotted on log-normal
scales.  It may be seen that although the distributions approach log-
normality (a straight line on these scales)  at  high ozone concentrations,
they certainly do not display this property over  the whole range of  values.
The curvature found indicates a more frequent incidence of low ozone
concentrations  than  would  be consistent with a  log-normal  incidence of high
ozone  concentrations.  This finding supports the  view that the concentration
distribution of ozone is strongly biased by background ozone not related
to the complex source distribution or to the random effects  of wind

-------
O OJ
<_> O
  c=
OJ O
C O
O
fsl _/  n
•r- O) -1
"O >
OJ i-
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O- en
  -Q  9
c: o -2
    -4 -
                                              	 MEAN OF  ALL STATIONS

                                                   O  MEAN OF  ALL STATIONS, 29 JULY 1975

                                                   D  MEAN OF  ALL STATIONS, 28 JULY 1976

                                                   0  MEAN OF  ALL STATIONS, 3 AUGUST 1976

                                               	 AVERAGE  OF THE 3  DAYS
                                                                                                                       CO
                                                                                     0
                                     10
                                          __
                                          11
r\_
12
                                                     ii
                                                      1
                          ,.     , f.   ,   ,,   in     •    n-j fstart hour!
                          Time  of Day by  Hourly Averaging Period  St0p hour  I
     FIGURE  II-5.
                      TIME VARIATION  OF DIFFERENCES  BETWEEN MEANS  OF OBSERVED
                      AND PREDICTED OZONE  CONCENTRATIONS

-------
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30
20
I
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Q-
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 ""* DDcnir
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279 D;
-
-
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M« 99.1 •» •• 95
          279 DATA PAIRS FROM 3 DAYS. 14 HOURS, 9 STATIONS
                 90    SO'  70   60   bO  40   JO   20     10   5    21  0,5   02 0 I
   Probability of Exceedance of Given Ozone Concentration
FIGURE  II-6.   PROBABILITIES  OF OZONE CONCENTRATION EXCEEDANCE

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                                      60
speed and direction.  Material that has been subjected to dispersive
effects for a long period of time becomes nearly uniformly distributed
in both space and time.

    The probability-of-exceedance distribution for such material
approaches a step function:  very high probability of exceeding  lower
than background values, changing to very low probability of exceeding
higher values.  If log-normally distributed concentrations of material
from more random sources are added to background concentrations, the net
distribution becomes qualitatively like that shown in Figure II-6.
A conclusion that might be drawn from this distribution is that  although
background concentrations of ozone are not well-determined (low  back-
ground concentrations are difficult to measure accurately), the  higher
concentrations are more predictably distributed.  The probability
appears to be quite high that the Denver Model is capable of reproducing
a representative distribution of the higher, and thus more important
ozone concentrations.

     The correlation between observed and predicted ozone concentrations
  may be seen in Figure II-7-  The numerical correlogram in this  figure
  shows the number of occasions for which any particular combination of
  observed and predicted concentrations were obtained.  Observations and
  predictions would be perfectly correlated if all points lay on  the
  diagonal through the origin.  The points, in fact, lie generally along
  the diagonal but with a substantial spread about that line.

     The mean fractional deviation of points from the diagonal is given
in Figure II-8.   This plot shows that aside from a small underprediction
at the lowest concentrations, the mean fractional deviations are both
modest and apparently random.  These data do not confirm any finding
of systematic error in the simulations.

     The distribution of points about the correlation line is presented
in Figure II-9.   The data curve in this figure is a plot of sums of
numbers  along diagonal  lines in Figure II-7.  In this plot the modal

-------
                           61
                NAAQS
                Limit
          10
                                    15
      P=Predicted  0,  Concentration  (pphm)
FIGURE II-7.
MODEL PREDICTIONS CORRELATED WITH
INSTRUMENT OBSERVATIONS OF OZONE
(DATA FOR 3 DAYS, 9 STATIONS,
DAYLIGHT HOURS)

-------
                                   62
  •H.O.-
                            Root Mean Square Ozone Concentration  (ppnm)

                                                        1/2
                                             (Predicted)"|
                                           2
(Observed)2 + (Predicted)2
FIGURE  II-8.   ESTIMATE  OF BIAS  IN MODEL PREDICTIONS  AS A
                FUNCTION  OF OZONE CONCENTRATION

-------
                                                  0.18
                                                 0.16
                                                        O3QT
                                                        e£o:
                                                        CO ID
                                                            DEVIATION OF PREDICTED VERSUS OBSERVED POINTS
                                                            fROM PERFECT CORRELATION LINE (281 ONE-HOUR
                                                            AVERAGE DATA POINTS)
                                                             TRUE - INSTRUMENTAL)
                                                            EPA ACCEPTABLE MONITOR  (MEAN BIAS = -3 PERCENT;
                                                            i 3 PPHM 0 95 PERCENT CONFIDENCE LEVEL)
                                                                      (TRUE - INSTRUMENTAL)
                                                                     .MAXIMUM PROBABLE ERROR (MEAN
                                                                      BIAS = -8  PERCENT;  ± 7 PPHM &
                                                                      <>5 PERCENT CONFIDENCE LEVEL)
-8     -7      -6      -5     -4     -3-2-10       1      2
                                            Difference (pphm)
                                                                                                                          en
                                                                                                                          CO
          FIGURE II-9.  MODEL  PREDICTIONS  COMPARED WITH ESTIMATES OF  INSTRUMENT  ERRORS
                          FOR OZONE  (DATA  FOR 3  DAYS,  9 STATIONS,  DAYLIGHT  HOURS)

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                                     64
difference between prediction and observation is seen to be approximately
-1 pphm.  The mean difference is, as noted before, -0.4 pphm.  This  is
~7 percent of the mean observed value of 5.6 pphm.  The distribution  is
roughly normal, although slightly skewed.

     The data distribution in Figure II-9 is not a measure of prediction
  "error," since the observations cannot be taken as perfect measures
  of  "truth."  Burton et al.  (1976) present an extensive analysis of
  ozone monitoring techniques and measurement errors that might be
  anticipated.  Estimates from this analysis have been used to plot the
  "true-instrumental" normal  distribution curves also shown in Figure  II-9.
  The parameters used to define this normal distribution were:

     >  A bias of -8 percent (-0.4 pphm) because it is estimated
        that  "...The 1% and 2% neutral buffered potassium iodide
        calibration methods produce results that exceed those by...
        [absolute reference] methods, probably by a factor of
        1.08  ± 0.08..."   (Burton et al., 1976, p. 1-7).
     >  A standard deviation of  1.5 pphm for measurements made with
        an EPA-acceptable monitor because "...for conditions of use
        where a variety of ozone concentrations are measured, an
        estimate of the maximum  accepted measurement inaccuracy is
        ± 0.03 ppm..."  This value of ± 3 pphm is taken as the 95
        percent confidence limit, which is at twice the standard
        deviation (ibid,  p. 111-15).
     >  A standard deviation of  3.5 pphm for measurements made with
        EPA-accepted monitors because "...the maximum uncertainty that
        should be attributed to  a value assigned to any one-hour-average
        oxidant/ozone concentration — using any given instrument—in
        the neighborhood  of 0.08 ppm...[at] the 95% confidence limit
        is...± 0.07 ppm."  (ibid, p. 111-32).
     >  An area equal to  the area under the predicted-observed
        data curve.

-------
                                    65
     The sharper normal distribution curve in Figure II-9, which repre-
sents estimated performance consistent with EPA acceptance standards [40
C.F.R. §53.30 - §53.32 (1975], appears substantially equivalent to the
distribution of prediction/observation differences.  These two curves
represent different, but related, parameters.  The predictions and
observations each represent independent estimates of the true concentra-
tions.  According to statistical theory, one would expect the error
distribution to be  independent and, therefore, the distribution of
error differences to be the geometric sum of the individual error
distributions.

    Put another way:  we wish to know the expected "error" (i.e.,
difference from "truth") of the computed predictions.  We do not know
the true concentrations.  The observations are independent, but impre-
cise, measures of truth.  The standard deviation of the difference
between the predicted and observed estimates of truth should be the
square root of the  sum of the squares of the standard deviations of the
observational estimates and the predicted estimates.  Since the 95
percentile point of the difference distribution is about ± 4.2 pphm
and twice its standard deviation is about 2.6 pphm, the difference
distribution is clearly not broader than the more optimistic instrument
error curve.  These observations lead to the following possible
alternative explanations:

    >    The predicted results add nothing to the error,  i.e., the
         predictions are perfect.
    >    The observations are closer to the truth than estimated.
    >    The results are fortuitous; more data would show a wider
         distribution of predicted/observed differences.
    >    Some combination of the above situations exists.

    It would seem that the first alternative can be  rejected out  of
hand.  Even though  the difference distribution is no wider than the
instrument error distribution, the prediction error  cannot be zero.

-------
                                   66
While the second alternative cannot be rejected, it is highly unlikely to be
true since 2 pphm out of the assumed 3 pphm at the 95 percent limit is due
to the inherent precision and noise limits of the instrument.  Drift and
interference errors have to be added to the 2 pphm and they cannot be
negligible.

     The last two alternatives seem more plausible.   A conclusion that
may be drawn is that the observational evidence is not precise enough to
establish confidence limits for the model  predictions, but it is highly
unlikely that those limits would be wider than those on the observations;
in fact, it is likely that they would be considerably less.  Note that if
the standard deviations of predicted and observed results (each from the
truth) are equal and independent,  the standard deviation of the differ-
ences should be 
-------
                                    67
     TABLE II-l.   OCCURRENCE OF CORRESPONDENCE LEVELS OF PREDICTED
                  AND OBSERVED OZONE CONCENTRATIONS
                                             Percent of Comparisons
                                          Meeting Correspondence Level
        Correspondence Level                         Both Predicted  and
Between Predicted and Observed Pairs  Comparisons  Observed Cone.  >  8  pphm
1)  Factor of two (2P > 0 > P/2)          80%
2)  Computed value is within ± twice
    S.D. max. prob.  inst. error
    (95% level) of observed value        100
3)  Computed value is within ± S.D.
    of max. prob. inst. error
    (95% level) of observed value         93
4)  Computed value is within ± twice
    S.D. of inst. errors by EPA std.
    (95% level) of observed value         89
5)  Computed value is within ± S.D.
    of inst. errors by EPA std.
    (95% level) of observed value         60
 94%
100
 90
 77
 37
3.   Carbon Monoxide Comparisons
     Predicted grid-cell CO concentrations are plotted along with station
observations in Figure 11-10.  It shows much more variable correspondence
between predicted and observed results than was the case for ozone.   In
Figure Il-lO(a), CAMP, Arvada, Overland, and Wei by show excellent corre-
spondence for central business district, suburban, and city residential
sites.  N.J. Hospital, in a heavy traffic inner city zone, shows less good
correspondence and Northglenn, a suburban site, shows substantially no
correspondence.  In the last case, the observed values varied by only
1  ppm during the daylight hours of 29 July 1975.   While such measurements
could be valid, that possibility seems unlikely enough to at least suggest
instrument error.

-------
                                          68
             „.     ,   Time of Day, By Hourly Interval ptart hour
       — O	Observed               J      J         (.stop hour
       	A	 Predicted


                                (a)  29 July 1975
FIGURE  11-10.  OBSERVED AND PREDICTED ONE-HOUR-AVERAGE  CO CONCENTRATIONS  (ppm)

-------
                                        69
— -D	
         Time of Day, By  Hourly Interval  -r	r	
Observed                                Lst°P hour J

""'"'•*•"'              (b)  28 July  1975
       Predicted
                   FIGURE  11-10.   (Continued)

-------
                                    70
--O	Observed
—A-— Predicted
                Time of Day,  By Hourly Interval           "
                           (c)  3 August 1976
                     FIGURE  11-10.   (Concluded)

-------
                                       71
     As Figure Il-lO(b) illustrates, C.A.R.I.H., Arvada, Overland, and
Welby showed observed CO concentrations of 2 ppm or less on the entire day.
These concentrations are so low that no meaningful analysis can be made of
them.  The two inner city sites, CAMP and N.J. Hospital, showed substantial
observed values of CO that have very little correlation with the predicted
values.  Figure II-lO(c) also shows both good and poor comparisons with
observed concentrations.

     The more variable correspondence of predicted and observed CO concen-
trations, as compared to ozone, is not unexpected.  Although CO and the
ozone precursors HC and NO  have much the same source distribution,
                          A
ozone is not produced until substantial atmospheric mixing has occurred.
Ozone peaks in well-mixed clouds while CO concentrations decrease contin-
uously as the material moves away from the vehicle exhaust pipe.  Thus,
CO concentrations tend to be quite variable on a scale comparable to
that by which streets and traffic lanes may be measured.  This scale is
exceedingly small compared with the size of grid cells in a model simulating
photochemical effects.

     Estimates of local variability of CO concentrations near urban
streets have been presented by Ludwig and Kealoha (1975).  Figure  11-11,
reprinted by them from Georgii et al. (1967), shows that surface CO
concentrations in an urban street canyon may typically differ by 100
percent from one side of the street to the other.  Figure  11-12, reprinted
from Johnson (1974), shows even greater side-to-side differences (up to
ten-to-one ratios) from dye tracer experiments; these results should be
representative of nonreactive pollutants.

     Ludwiq and Kealoha (1975, pp. 83ff) present empirical expressions
indicatinq that the side-to-side CO ratio in a street canyon should be
approximately equal to the ratio of the street width to the offset distance
of the monitoring instrument from the street.  From Eqs. (8a) and  (8b)
of this reference, we can write

-------
                                    72
   40
   30
   20
 I
 52
 UJ
 I
   10
                                  LEEWARD SIDE
                                  OF STREET
                         WINDWARD SIDE
                         OF STREET
                           \
                            \
                              \
                                \
                                 10
                             CO — ppm
                              15
                                             20
Source:  Georgii et al.  (1967).
 FIGURE 11-11.
THE VERTICAL DISTRIBUTION  OF CO CONCENTRATION
IN A STREET CANYON WITH  TRAFFIC VOLUME OF
1500 VEHICLES PER HOUR

-------
                                           73
   RUN
   NO.
       0—0
       o—a
    11
    is
    19
140-)-



120



100



 80



 60



 40 +
                    --20
 100  80  60  40  20   0   20   40  60  80  100
 DISTANCE FROM HIGHWAY CENTERLINE — meters

 w—             r             —E
                HIGHWAY 33

 (a)   Distributions for runs with cross-
      roadway  winds from the west (note
      plotting error—points at  5 m
      west  should be at 15 m west)
                              100  30  60  40  20   0   20  40  60   80. 100
                              DISTANCE FROM HIGHWAY CENTEHLINE — meters

                               W	             urj             — £

                                            HIGHWAY 33


                               (b)  Distributions for runs with very
                                    light winds from the  southwest
 100  80  60  40  20   0   20  40  60  80  100
 DISTANCE FROM HIGHWAY CENTERLINE — meters

 W —              V             	=

               HIGHWAY 33


 (c)  Distributions for runs with  winds
      from the southeast sector
                              100  80   60  40  20   0  20  40  60  30  100
                              DISTANCE FROM HIGHWAY CSNTERUNE —  meters


                                            HIGHWAY 33


                               (d)  Distributions  for  runs  with very
                                   light  winds  from the east
Source:   Johnson (1974).
 FIGURE  11-12.   MEASURED  TRACER CONCENTRATION  DISTRIBUTIONS

-------
                                     74
                     C d.w.   = \2 + x2 + z2
                     C u.w.           W

where C d.w.  is concentration on downwind side (due to street canyon
sources), C u.w.  is concentration on upwind side (due to street canyon
sources), x is horizontal  distance from receptor to nearest lane of
traffic, z is elevation of receptor, and W is street width.  Figure 11-13
(reprinted from Ludwig and Kealoha's Figure 29) shows that even an eight-
hour-average CO concentration at a point in a city may have one-half of
its value contributed by sources within a few meters (i.e., within the
street canyon under observation).

     An inference that may be drawn from the CO data presented in Figure
11-9 is that correspondence between observations and predictions on some
occasions is not fortuitous—this should be the case when monitors are not
strongly affected by microscale meteorology—but that such correspondence
should not be expected on all occasions.  Thus the Denver Model may do
as well at predicting CO as ozone on a grid-cell-average basis, but instru-
ments are less capable of confirming the CO predictions.  Since no
adequate measure of true grid-scale CO concentrations is available, model
performance with ozone is probably the best measure of model performance
with CO.

4.    Nitrogen Oxide Comparisons

     Comparisons  of observed  and predicted NO are presented in Figure
11-14,  and of N02 in Figure  11-15.   Obviously the available observational
data were totally inadequate  for validation of the Denver Model for these
species.   NO  was  never high enough at Parker Road for the instruments to
register dependably.   This was  also true for N02 at Green Mountain on
28 July 1976.

-------
                                  75
      2.0
m

cr
t-
z
o
o

z
o

z
UJ
UJ
(T
K
V)

u.
o
<
cr
   z
   o
   m
      0.7
      0.5
   cr
   UJ
   T
      0.3
      0.2
                   I      I      I     I     I     I      I

         10             30        50        70             90


         PERCENTAGE  GREATER  THAN  ORDINATE   VALUE
Source:   Ludwig  and  Kealoha  (1975).
  FIGURE 11-13.
                 FREQUENCY DISTRIBUTION OF THE RATIOS OF STREET

                 CONTRIBUTIONS TO CITYWIDE CONTRIBUTIONS FOR THE

                 HIGHEST 8-HOUR-AVERAGE CO CONCENTRATIONS

-------
                                  76
                          5
                                       3 AUGUST  1976

                                  -j	o PARKER ROAD
                                                        3 AUGUST  1976  _|


                                                       ~~° CAMP

                                                         28 JULY 1976

                                                        o  PARKER ROAD
                                                        A-	
                  9
                  TO
     10
     rr
n
TI
1
T
 	O	Observed
 	A	 Predicted
Time of Day, By Hourly Interval \start hour]
                            [stop hour J
FIGURE 11-14.
OBSERVED AND  PREDICTED ONE-HOUR-AVERAGE
NO  CONCENTRATIONS

-------
                                   77
                                                     3 AUGUST 1976

                                                      o GREEN MTN
 	O	Observed
 ___A	 Predicted
                  Time of Day, By Hourly Interval
FIGURE  11-15.   OBSERVED AND PREDICTED ONE-HOUR-AVERAGE N0?
                 CONCENTRATIONS

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                                   78
     NO is susceptible to the same microscale meteorological effects
described above for CO.   In addition,-predicted concentrations of
NO, NCL,  and  ozone are  consistent with  each  other  by accepted chemical
principles; that is, the rapid reactions between these species ensure
that they are near equilibrium.   Observed concentrations of these species,
however, are often inconsistent;  that is, they are  in a local equilibrium
which may be quite far from equilibrium  at the grid scale.   Thus we con-
clude that validation should rest on the strongest  evidence (ozone) and
that internal  consistency of the  model  is more defensible than external
consistency with data which are not self-consistent.

D.   COMPARISON OF THE DENVER MODEL WITH OTHER MODELS

     Validation studies of other  models  in various  stages of development
have been examined extensively by Roth et al. (1976)  and will not be exan-
ined here.  No photochemical model has  been recommended by EPA, however, EPA
does recommend the use of rollback [40  C.F.R. §51.14(c)(4)(1975)] for ozone
control  strategies.  EPA is currently considering the recommendation of
alternatives in this context.  Therefore,  it  will be  informative to
contrast some  performance measures for models recommended for use by
EPA with performance measures of  the Denver Model.

     The  "Appendix J" rollback technique for assessing photochemical oxidant
control  strategies has not been verified.  It does  not seem to be subject
to verification since verification would involve the trial  of  an oxidant
control  strategy for an urban region.  Years would  be required before an
"observation" would be available to compare with a  "prediction" and the
process  would involve changes that might invalidate the prediction.
Roth et  al. (1976) point out that:
          In a critique of the Appendix J relationship, Dimitriades
     (1975, p. 9) cited the following strengths of this approach:

-------
                                  79
     >    The graphical relationship is based on actual atmospheric
          data.
     >    The hydrocarbon-oxidant dependence qualitatively agrees with
          smog chamber data....
     >    The relationship can be improved through the acquisition of
          additional data.

     Furthermore, the required calculations are relatively simple and
     can be carried out graphically, in contrast to more sophisticated
     relationships...whose governing equation(s) must be solved using a
     digital computer.

          Despite the advantages cited above, the Appendix J relation-
     ship has been criticized for a number of reasons.  In particular,
     the following shortcomings have been identified:

     >    The relationship has not been validated.
     >    The effects of NO  emissions changes are not explicitly
          treated.         x
     >    The relationship is based on a limited amount of historical
          air quality data.  The accuracy of the lower and upper portions
          of the curve is limited because of experimental  errors and the
          scarcity of data points, respectively.
     >    The influence of local meteorological and emissions patterns
          is not considered.
     >    The data base upon which the curve is based relies on
          measurements of precursor and oxidant levels taken at the
          same station.
     >    Background concentration levels are assumed to be negligible.


     Each of the shortcomings listed above has particular relevance to

Denver, but the most important in terms of predicting Denver's future air
quality is the second.  It is well known (Dimitriades, 1972, 1973, 1975;

Merz et al., 1972; Trijonis, 1972; Paskind and Kinosian,1974; Bailey, 1975)

that ozone production depends as strongly on NO  as it does on hydrocarbons
                                               A


     The nature of this dependence is shown in Figure 11-16.  The ozone

concentrations plotted there were computed using the chemistry portion

of the Denver Model.  The simulations were of smog chamber experiments

and thus do not represent conditions in a real urban atmosphere.  The

computations assume no wind, constant sunlight, and only initial charges

of the precursors HC and NO  (i.e., no continuous emissions and no back-
                           J\
ground ozone).

-------
                                         80
                                 	  0.9 GRAMS/MOLE  NO  EMISSIONS  STANDARD

                                 	  EPA REGION VIII EMISSION FACTORS
              EMISSIONS INVENTORY
              FOR  YEAR	«-1976
      0.6
      0.5
   -£0.4
   0 Q-
   C X
   o <
  CJ O
  0.3
OJ
-(-»
g.0.2
  U3 O
      0.1
          PREDICTED MAXIMUM
          ONE-HOUR-AVERAGE
          OZONE CONCENTRA-^.
          TION  (ppm)
                               (0.24)
       ot-
         0
                                      AP42 EMISSION  FACTORS

                                      ISOPLETHS OF MAXIMUM OZONE  CONCENTRA-
                                      TIONS COMPUTED FROM SIMULATIONS OF
                                      SMOG CHAMBER RUNS WITH THE  CARBON-
                                      BOND MECHANISM

                                      POINTS COMPUTED WITH CARBON-BOND
                                      MECHANISM IN DAQM SIMULATION RUNS
                                      FOR 3 AUGUST 1976 METEOROLOGY
                                              MAXIMUM  OZONE CONCENTRATION
                                                         (ppm)

                                         0.05   0.10  0.15       0.20     0.25
                            2000
                          (0.07),
                                                    (0.24)

                                                   1976  STAGE II HC CONTROLS
                                        30% REDUCTION
                                        IN 1976 HC  AND
               (0
               0.5          1.0         1.5         2.0        2.5
              6-9 a.m.  Reactive Hydrocarbon Concentration (ppmC)
                     (computed near CAMP  station by DAQM)
FIGURE  11-16.
              MAXIMUM OZONE  COMPUTED BY  CARBON-BOND  SIMULATIONS
              OF SMOG CHAMBER EXPERIMENTS AND BY DENVER MODEL
              FOR VARIOUS ASSUMED FUTURE EMISSIONS

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                                    81
     In spite of any nonrepresentativeness of such ozone isopleths,  the
Denver Model simulation results are plotted in this figure.   The 1976
Denver point was determined by the predicted 6 a.m. to 9 a.m.  HC and NO
                                                                       A
averaged at N.J. Hospital and at the downtown CAMP station.   Points  for
other years were determined similarly.  To account for the different
conditions between the simulations used to derive the isopleths and  the
model's point computation, the isopleths were scaled to give exact cor-
respondence to the 1976 point.

     It will be seen that all other points correspond very well also.
The high NO  points for the years 1985 and 2000 represent a relaxation of
           /\
NO  emission factor requirements from 0.4 grams per mile to 0.9 grams per
  A
mile.  The number next to each point  is the maximum ozone concentration
for the year indicated as computed by DAQM.  The low and high NO  assump-
                                                                A
tions give quite different ozone predictions but rollback would have
predicted identical values.  Note that the isopleths do not constitute a
prediction system since computed NO   and HC are required to locate points.
                                   /\
It is not practical to use ozone observations to locate points since the
maximum predicted ozone concentration was almost 50 percent greater than
any observed value.  Use of the isopleths as an ozone prediction method
would give a 33 percent reduction (in this example) in ozone predictions.

     EPA does recommend  (even requires) the use of grid-based  advection
dispersion models for the analysis of S0? effects on air quality.  Two
of these, AQDM and COM are provided to any interested user  by  EPA.   In  arldi
tion, EPA  (Turner et al., 1973) has done work on comparing  the performance
of these models with "box" models (regional-averaged dilution  models).
Turner's analysis compared the performance of the models for SO^  in  New
York City on annual average predictions.

     Even though the SAI Denver Model was used to  generate  one-hour
concentrations, we list  in Table  II-2 its performance measures along with
information  from  (Turner et al.,  1973) On AQDM, COM, and two box  models

-------
                    TABLE  11-2.  VALIDATION MEASURES OF VARIOUS MODELS

                        [differences  =  (predicted-observed)/observed]
S09 Annual Averages*
  AQDM
  COM
  Gifford (box)
  Hanna (box)
    Mean

GO Hourly Averages
  SAI Denver Model
Number
of
Comparisons
75
75
75
75
RMS
Difference
0.90
0.39
0.61
2.44
Mean
Absolute
Difference
0.68
0.27
0.53
1.32
Lower
Limit
Difference
0.64
0.87
1 .30
1.07
Upper
Limit
Difference
2.30
1.23
0.22
9.13
Difference
Range
2.94
2.10
1.52
10.20
 75
279
1.08
0.31
0.70
0.35
0.97
0.90
3.22
1.16
4.19
2.06
                                                                               oo
* S0? model measures were computed from data in Turner et al.  (1973).

-------
                                     83
(Gifford's and Hanna's).  This table shows that the Denver Model  valida-
tion measures are based on many more data points than are the S02 valida-
tions (the Denver Model has one point per simulation hour at each station,
the others achieve the performance they do by averaging a year's  data
into each comparison).  Nevertheless the Denver Model displays more
favorable performance by almost every measure.

E.   CONCLUSIONS
     Conclusions that may be drawn from this validation study are as
follows:

     >  The Denver Model is a very good predictor of one-hour-
        average ozone concentrations in grid cells in the Denver
        reg i on.
     >  The model's ozone predictions at any given station probably
        have at least as narrow an error distribution as do measure-
        ments at the same station.
     >  If predicted and observed concentration estimates are
        equally accurate, Denver Model predictions can be expected
        to be within a factor of v^"of true concentrations 80 per-
        cent of the time, and its predictions of exceedances (i.e.,
        more than 8 pphm) could be expected to be within that
        factor 94 percent of the time.
     >  The accuracy of predictions by the Denver Model of regional
        maximum ozone concentrations should exceed the accuracy of
        predictions of concentrations at specific stations.
     >  The Denver Model is likely to underpredict ozone concentra-
        tions when ozone and/or precursor concentrations initially
        or on an inflow boundary are unknown but higher than
        expected.

-------
                             84
The model  predicted maximum ozone concentrations that are
nearly 50 percent higher than any observed in the 1976
summer study, yet predictions for grid squares containing
monitoring stations are consistent with observations at
monitoring stations.   It could thus be expected that obser-
vations up to 50 percent higher than in the 1976 study
could be made without justifying any inference of worse
air quality.

-------
                                   85
                      III    BASE  CASE  STUDIES
     The major goal of this project was to predict the effect  of the
proposed wastewater treatment facilities on future air quality in Denver.
The most important way that the treatment plants would have  an effect  on
air quality in Denver is by supporting the increase in pollutant emis-
sions associated with urban growth and development.

     Since urban growth and development and the attendant increase of
pollutant emissions depend on factors in addition to the availability
of sewage systems, and, in particular, since urban development depends
on decisions not yet made, predictions of future growth are  not simula-
tions of reality in the sense that physico-chemical models are.   To
analyze Denver's future air quality then becomes an exercise in hypothe-
sis.  The question is not so much "What will Denver's air quality be?"
but rather, "What will Denver's air quality be if ...?"  Such  a question
inevitably evokes the question "What will Denver's air quality be if
not ...?"  Thus there is no single, unique analysis of future  air quality.
The variation of air quality with changes in hypotheses is an  important
aspect of the analysis, but to define the changes there must be an initial,
neutral, or "base" state from which to measure departure.

     The base state of Denver's air quality for the future years under
study, 1985 and 2000, is taken to be a state that would possibly be
realized if growth patterns are not affected by the results  of this
analysis.  Since plans and projections for Denver's future have been
formulated, examined, and accepted in the absence of this analysis,
those plans became the "base" of the base case.  The most questionable
aspect of the base case definition is the assumption that vehicle emis-
sions will be as described in EPA document AP-42 (Supplement 5).  Recent
work by the staffs of EPA Region VIII and Colorado APCD  led  to the con-
clusion that emissions will be much higher than AP-42 values unless very
       control measures are instituted (see discussion in Chapter V).

-------
                                   86
     The generation and features of future plans for Denver are given in
detail in Appendix C.   Data files necessary to carry out the base case
simulations were provided by Colorado Division of Highways and the Air
Pollution Control  Division of the Colorado Department of Health.   Descrip-
tions of these files are given in Appendix B.

     Air quality,  on any given day, depends on detailed wind and turbu-
lence patterns as  well  as on emissions.   Since these patterns cannot be
predicted, even in the sense that emissions can, it is necessary to define
representative meteorology.  For the base case studies, the meteorology
for the two summer 1976 days that were selected for validation was used.
Similarly the COM simulations of annual  average conditions used the same
STAR meteorological data as were used for 1976 simulations.  Since the
1976 summer days chosen led to estimated worst-case ozone concentrations,
their meteorological conditions can be expected to be representative of
the worst conditions in the future years also.

A.   BASE CASE OZONE CONCENTRATIONS PREDICTED  BY THE DENVER MODEL

1.   Station Comparisons

     Ozone concentrations predicted by the Denver Model for grid squares
containing monitoring stations are plotted for each base case year in
Figure III-l.   The area between successive concentration traces is shaded,
with hatching between 1976 and 1985 and cross-hatching between 1985 and 2000

     The basic nonlinear character of the photochemical oxidant problem
is clear.  Even though the wind and turbulence patterns are identical,
the 1985 concentrations are not a constant fraction of the 1976 concen-
trations.  The ratio of those concentrations varies with time at a given
station and varies from station to station at  a given time.  The differ-
ences in concentration with a constant wind pattern occur because with
different emissions a parcel of air arrives over each pollutant source
area with different species concentrations, and thus the parcel has a
unique set of reactions along its trajectory for each year studied.

-------
                           87
                9   10  11  12
               To  TT  Tz:  1
   Time of Day, By Hourly Interval
Reduction 1976-1985

        198b-2000
          (a)   Meteorology for  28 July 1976 Assumed
FIGURE III-l.    REDUCTION IN PREDICTED OZONE  CONCENTRATIONS
                 (pphm) AT DENVER  STATIONS DUE  TO PREDICTED
                 FUTURE EMISSIONS  CHANGES

-------
                            88
                                                                 15
T1n,e of Day, By Hourly Interval
    Reduction 1976-1985
ES3 Reduction 1985-2000
      (b)   Meteorology for  3 August 1976  Assumed
              FIGURE III-l.    (Concluded)

-------
                                      89
     In general, the absolute and fractional reductions are greater in
the 1976 to 1985 period than in the 1985 to 2000 period.   Peak reductions
in the earlier period average 44 percent.  Peak reductions in the latter
period only average 23 percent.  Absolute reductions of the peaks are much
more substantial than are reductions of lower concentrations.  As noted
above, the peak predicted concentrations at measurement stations are closer
to the peak observed concentrations than to the absolute peak concentra-
tions, which are predicted for locations other than measurement stations.
In the base case runs for 1976, the peak predicted ozone concentration
at any station was 16 pphm on 28 July 1976, the same as the observed peak.
The peak predicted anywhere was 22 pphm.  On 3 August 1976 the station
peak predicted was 15 pphm; observed was 17 pphm.  The concentration
predicted anywhere was 24 pphm.

     Because of the nonlinearity of the photochemical process, there is
no assurance that a station might not experience an absolute peak on some
future day, but the ratio of the peak concentration predicted at a station
to the peak predicted anywhere is 0.77 in 1985.  This is about the same
as the 1976 value of 0.70.  In 2000 the ratio is higher (0.85), but it
is still significantly different from 1.0.  The peak predicted ozone
concentrations at stations are 10 pphm in 1985 and 6 pphm in 2000.

2.   Area Comparisons

     Measures of the peak predicted ozone concentrations and the area!
extent of several levels of NAAQS exceedances are presented in Figure
III-2.  In this figure, the area in which a given exceedance of the ozone
NAAQS is predicted is plotted as a function of time of day.  Exceedance
levels plotted are 0 pphm (i.e., standard just met, no violation),
and even numbers of pphm above the standard.

     In 1976 the NAAQS for ozone is first reached between 9 and 11 a.m.
each day.  About one-half of the region experiences ozone concentrations
at the NAAQS or higher at a peak hour between 12 and 2 p.m.  The  area
of exceedance is greatly reduced or eliminated by late afternoon.

-------
            Year 1976  Emissions
                                                  Year 1985 Emissions
                                                             Year 2000 Emissions
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                                                         TffTTTTTTTTS    6   7
                                       Time of  Day by Hourly Interval
                                        (a)  Meteorology  for 28 July 1976 Assumed
           FIGURE  III-2.   SIZE OF AREA IN WHICH PREDICTED OZONE  CONCENTRATIONS EQUAL OR EXCEED
                            GIVEN VALUES FOR  YEARS 1976,  1985, AND 2000

-------
 Year 1976 Emissions
                         Year 1985 Emissions
Year 2000  Emissions
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                             (b)  Meteorology for 3 August T976 Assumed
                                     FIGURE III-2.   (Concluded)

-------
                                       92
      In 1985, not only is the peak predicted ozone concentration much
 reduced from the 1976 level, but the area affected by 8 pphm ozone is
 reduced by 40 to 60 percent and the area affected by 10 pphm ozone is
 reduced by 70 to 75 percent.  The area affected by 12 pphm is nearly
 eliminated.

      By 2000 predicted areas of exceedance are only about 1.5 percent of
 the modeling region, and are predicted to occur for only a single one-hour
 averaging period.

 B.    BASE CASE CARBON MONOXIDE CONCENTRATIONS PREDICTED BY THE DENVER MODEL

      The most severe carbon monoxide episodes in Denver typically occur
 in winter.  Carbon monoxide is emitted mainly from traffic sources (see
 Appendix B), and peak concentrations of CO are found very close to the
 traffic lanes from which they are emitted.  For these reasons, exceedances
 of the CO standard tend to occur during the morning rush hour when the
 mixing layer is very thin.  Since sunrise does not occur until well into
 the rush hour in winter, but much earlier in summer, there is less solar
 heating to increase the thickness of the morning mixing layer in winter.
 The confinement of CO in a thin mixing layer leads to high concentrations.

     The winter high pollution day for which we were supplied meteorological
and air quality data was 15 November 1974.  DAQM simulation runs were
made with meteorology from this date and emissions for 1976, 1985, and
2000.   These runs were made with the photochemistry in the model
suppressed to save computer time since CO is essentially inert.

     The minimum mixing depth corresponding to the meteorological
conditions was estimated to be only about 65 feet, much less than the
summer minimum of 165 feet.  The CO concentration peak, however, occurs
in the region of densest traffic.   In Denver the densest traffic is

-------
                                      93

in the central business district, where high-rise construction ensures
the occurrence of eddies and turbulence such that the mixing layer can
hardly be thinner than  the  I6b-foot  summer  layer.  The mixing  layer was
thus assumed  to  be  no thinner  than 165  feet  in the central business
district.

     Both one-hour-average and eight-hour-average predicted maximum
CO concentrations were determined for comparison with the NAAQS of
35 ppm (one-hour-averaqe) and 9 ppm  (einh^-hnnr-awpraqe).   The neak con-
centrations, their times of occurrence, and the coordinates of the grid
cell in which they occurred are given in Table iii-i.
     TABLE III-l.  CO CONCENTRATIONS PREDICTED BY THE DENVER MODEL.
                   15 November 1974 Meteorology Assumed
Peak Concentration (ppm)
Year
1976
1985
2000
One-Hour-Average
26
17
4
Eight-Hour-Average
15
10
3
Time of
Occurrence
7-8a.m.
5a.m. -1p.m.
8-9a.m.
5a.m. -1p.m.
6-7a.m.
5a.m. -1p.m.
Grid Gen
(x,y Coordinates)
42,44
42,44
42,44
42,44
56,58
56,58
     These results show that, even averaged over four square miles,
violations of the eight-hour CO standard now occur.  By 1985 only a
minimal exceedance is predicted, and by 2000 the Denver atmosphere is
predicted to be in good compliance if the assumptions of the emissions
projections are correct.  (Achievement of AP-42 emission factors is the
most important assumption.)  Since CO peaks occur very close to the
sources, it may be presumed that both one-hour and eight-hour violations
that cannot be resolved on the simulation grid will occur.

-------
                                     94
     Both the 1976 and 1985 peaks are predicted to occur at grid cell
42,44, which is in the vicinity of the C.A.R.I.H. monitoring station.
In the year 2000 the peak is found at 56,58, in the vicinity of Barr
Lake along Interstate 805.

C.   BASE CASE N02 AND PARTICULATE CONCENTRATIONS PREDICTED BY THE COM

     The COM was run for the years 1974, 1980, 1985, 1990, and 2000.
The receptor network used was a 15 x 15 grid of receptors spaced two
miles apart.  Isopleth maps were prepared by a computer plotting program
that interpolated contours between the receptors; isopleths of predicted
N02 concentrations are shown in Figure III-3.  These maps may be compared
with Figures 22 through 31 of the Joint Regional  Planning Program (JRPP)
Air Quality Assessment Statement (Colorado Division of Highways, 1976).
These isopleth maps are given in units of yg/m^,  whereas in the JRPP
document N02 concentrations are given in ppm.

     The isopleth maps show that the highest concentrations of both N02
and particulates are in the vicinity of major highways and the downtown
area.  This observation leads to the conclusion that the major source of
these pollutants is traffic.  Other features of the maps are the N02
peak at Stapleton Airport, and particulate peaks in the vicinity of
Golden and the intersection of U.S. 285 and State Highway 121.

     The National Ambient Air Quality Standard (NAAQS) for N0£ is 0.05
ppm for an annual average, which converts to 82 yg/m^ at Denver's altitude
and annual  average temperature.  For annual average particulate concen-
trations the NAAQS is 75 yg/rn^, but the Colorado state air quality standard
          3
of 45 yg/m  is more stringent.

     Figure III-4 shows how N02 concentrations predicted by COM change from
1974 to 2000.   (The boundaries of the subregions listed in Figure III-4 are
shown in Figure IV-1.)   In 1974 no exceedance of the NAAQS is calculated by
the model:   the maximum annual average concentration given by the model is

-------
                                   95
                                                                        LU
                               SOUTH
                            (a)  Year 1974
FIGURE  III-3.
ISOPLETHS  IN yg/m^ OF CALIBRATED ANNUAL AVERAGE  N02 CONCENTRATIONS
PREDICTED  BY COM FOR VARIOUS  YEARS

-------
                              96
I	l__l	J	L-!J_...... J__. A	J_....L__1	I	I	L._.l	__iL_ J	1	I	I	1  .. J.... .1... J	
                      (b)   Year 1980



                FIGURE  III-3.   (Continued)

-------
             97
         f, i ,~i r~i ~r i i
         NUn i hi
     (c)  Year  1985

FIGURE  III-3.   (Continued)
                                                       C'.'1
                                                       cr
                                                       LtJ

-------
                                  98
                             NORTH
                      10                   20
>3 _
CO
—i—r —r—r—r—T  r
._r__j—r_r—,	1	,	r	,— r—1—)	1—T	,	f	r
                             SOUTH


                           (d)  Year 1990

                      FIGURE III-3.  (Continued)

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          99
       NORTH
       SOU I H
    (e)   Year 2000



FIGURE III-3.  (Concluded)

-------
                                     100
 en
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 o
    90
    80
    70
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 o
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o
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 £  50
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-------
                                      101
CO
 en
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 (O
     70
     60
 o  50
  OJ
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 Oj  40
 an
 to
 s_
 
-------
                                     102
79 ug/m3.   This maximum is,  in  fact,  determined by the one calibration
point available.   It is not,  therefore,  a prediction in any real  sense.
In 1980 some exceedances are  predicted,  and these persist through 2000.
Table 111-2 shows the number  of square miles over exceedance of the NAAQS
is predicted.  This table contains data from our use of COM from the
Air Quality Assessment Statement (CDH, 1976) and f»-om thP 1976 reoort
to the Public by the Colorado Department ot Heal Lh(1976b).

     The agreement between the results of this COM study and those of
previous studies is fairly good.  The discrepancies are probably the result
of the use of different arrays of receptors and the interpolation of
contours by hand in the previous studies.

     The predicted exceedances of the NAAQS for N02 should be viewed
with skepticism  in the light of the propensity of the COM to mispredict N0?
as discussed in Appendix A.   The COM predictions are made assuming that all
NOX  is in  the form of N02-  Since the emissions are mainly NO, and are
not all converted to N02, the calibration used to match the predictions
and observations can only be valid at the place and time for which the
calibration constant was determined.   The Denver Model distinauishes between
NO and N02 and could predict annual average N02 concentrations,  but extensive
computation would be required.  Denver Model results for single days indi-
cate, however, that the assumption underlying COM that concentrations are
proportional to emissions is invalid for NOp-  DAQM base case simulations
were examined for inferences as to N02 dependence on emissions.  Time vari-
ations of N02 concentrations predicted by the Denver Model at CAMP, which
has the peak N02 concentration according to COM, are presented in Figure
II1-5 for 3 August 1976 and 2000.  Also presented in this figure is the
1976 N09 concentration multiplied by the 2000/1976 NO  regionwide average
       L-                                             X
ratio of NO  emissions.  This represents a prediction consistent with COM
           X
assumptions if CAMP N02 depends on sources at a distance, but assuming all
N0x acts as N02_  If CAMP N02 depends more on local sources, the appropri-
ate 200/1976 emissions ratio would be that for the grid cell containing
the CAMP location.  This ratio  is about 1.015.  Although this number is
very near  unity, it is greater  than one and its use would lead to a

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                                     103
             TABLE  III-2.  AREA OF  EXCEEDANCE OF NAAQS FOR N02

                               (in square miles)


           Predicted by COM
                                  Assessment Statement*       Report  to  Publict

                                          2.1                         1

                                                                    11

                                         19.1                        16

                                         14.7

                                         23.0
*Colorado Division of Highways (1976).
tColorado Department of Health (1976).
Year
1974
1980
1985
1990
2000
in This Project
0
9
14
4
13

-------
1  -
                                 	D	Results  for  1976  NO   Emissions
                                                                A

                                              Results  for  2000  NO,,  Emissions
                                              Results  for  1976  NOX  Emissions
                                              Multiplied By  Ratio of Regional
                                              NOX  Emissions—Year 2000/Year 1976
                                                    	D	1
                                                                        S
                                I
                                     I
                                     I
                                     I
 5_
 6
6
7
8
9
9
10
li
11
12
12
T
                   Time of Day,  by  Hourly  Interval
   3     4
start hour
4_
5
E.
6
                                                     stop hour
  FIGURE 111-5.   N02 CONCENTRATIONS  AT  THE  CAMP  SITE  IN  DOWNTOWN  DENVER PREDICTED
                 BY THE DENVER MODEL.   3  Auanst  1Q7fi  mPtenrol ?r«"  =

-------
                                   105
prediction of increased NCL.  It can be seen that the photochemical  simu
lation leads to a prediction of a 22 percent decrease in peak N0?  and an
18 percent decrease in average N02.

     This analysis does not prove that annual  average N02 concentrations
would decrease with an increase in NO  emissions, but it certainly sug-
                                     A
gests this possibility and lends credence to the skepticism noted  above.
N02 13-hour-average predictions using 3 August computations for CAMP for
each year calibrated with present annual average at CAMP are presented
in the summary in Table III-3 at the end of this chapter.

     Figure 111-4 shows the maximum and average N02 concentrations pre-
dicted by the COM for the city of Denver and various subregions around
Denver.  (These subregions were chosen for study in connection with  the
sensitivity analysis in Chapter IV.)  These figures show that the  COM
predicted maximum in the entire modeling region is 97 yg/m  in 1985  in
central Denver.  We believe that, considering the likely amount of over-
prediction of N02 by the COM, this result does not represent a firm  pre-
diction of an exceedance of the NAAQS.

      It  may  be  seen  from  Figure  III-4 that, while  N02 concentrations
 generally  increase  between  1974  and  2000,  concentrations  in  some  areas
 decrease between  1985  and  1990.   This effect  is  not  related  to total
 population,  as  can  be  seen  from  Figure III-6,  which  shows  the  projected
 populations  of  these areas.   All  areas show a  continuous  increase over
 these  years, with all  except  Denver  and Jefferson  County Urban having
 a  growth rate of  about 2-1/2  percent per year.

     The break  in the  N02  trends  in  1985 most  probably  stems  from one
 of two causes:

     > The emissions  inventories were made up  by  different  agencies
        using different splits between single  and  multi-family
        dwellings (although with  the same  total  population  projections).

-------
                               lUb
  7

  6

  5


  4
   3  L
  10

   9

   8

   7

   6
                                              O DENVER
                                              c? BROOMFI ELD/WESTMINSTER/ARVADA
                                              D LAKEWOOD
                                              O AURORA
                                              0 S. METRO

                                              0 NORTHGLENN/THORNTON
                                              A JEFFCO URBAN
              1975       1980        1985      1990

                                         Year
1995
2000
FIGURE III-6.   POPULATION PROJECTIONS  FOR THE DENVER AREA, 197^ to  2000

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                                      107
        By 1985-1990, NOX emissions controls on light-duty vehicles
        will have reached their maximum effectiveness.  After this,
        the  increase of  overall VMT will cause NOX emissions to rise
        again.
     Figure III-7 shows isopleths of particulate concentrations predicted
by the COM for 1974 through 2000.  The state air quality standard is
exceeded over the entire area for all years.  The NAAQS is exceeded
over 460 square miles in 1974 (51 percent of the region), 548 square
miles (61 percent) in 1980, 668 square miles (74 percent) in 1985,
716 square miles  (80 percent) in 1990 and 724 square miles (80 percent)
in 2000.

     Figure II 1-8 shows the maximum and average particulate concentra-
tions predicted for the various subregions by the COM.   Both Lakewood
and Jefferson County Urban show large increases between 1985 and 1990.
The reason for this is not clear; it is not attributable to the increased
construction activity attendant on the area's rapid growth, since
Figure III-6 shows that population increases in all periods.   Another
contributing factor could be the difference in population assumptions
used by the two groups who assembled the emissions inventories.

     Another way of looking at these base case runs is  to examine the
incremental  changes in concentration levels which occur from one year
to another.   Figures III-9 and 111-10 show contours of  these incremental
changes  for N0£ and particulates.
     Examination of Figure III-9 shows that during 1974 to 1980 the larg-
est increases are forecast for Commerce City, Stapleton Airport, and S.E.
Denver.  In 1980 to 1985, the largest increases are expected at Stapleton
Airport and in S.E. Denver again, and also in S.W. Denver.  Between 1985
and 1990, it is predicted that concentrations in a large area surrounding
downtown Denver will actually decrease, while substantial increases are
expected in the northeast, around the Rocky Mountain Arsenal.  In 1990 to

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                                  108
                               NORTH
                               SOUTH
FIGURE  III-7.
               (a)  Year 1974

ISOPLETHS IN pg/m3 OF CALIBRATED ANNUAL AVERAGE PARTICULATE
CONCENTRATIONS PREDICTED BY COM FOR VARIOUS  YEARS

-------
                              109
                           NOPT
L._L	I	l__ J	I	
__|	L_j	1	I	J	I	
 10
        SOUTH
                                              1	L.....L
                                        20
^°
                        (b)  Year 1980

                   FIGURE III-7.  (Continued)

-------
                                  no
	L.. _..!. ___L	1_ „ I  .. I	II'!
                                SOU I'M
                             (c)  Year 1985



                        FIGURE  III-7.  (Continued)

-------
            in
        NORTH
    (d)  Year 1990



FIGURE III-7.  (Continued)

-------
           112
       SOUTH
     (e)  Year 2000



FIGURE III-7.  (Concluded)

-------
                                     113
      240
      220
      200
      180
      160
   cn
   c
   o
   o
   3

   O
      140
   t-
   (O
   O-



   S,
   n3

   O)
   to  100
   ^
   c
       80
      60
      40
                           O  DENVER

                           0  NORTHGLENN/THORNTON

                           ._,  RROOMFIELD/WESTMINSTER/
                           0  ARVADA

                           D  LAKEWOOD

                           Q  AURORA

                           5  S. METRO

                           A  JEFFCO URBAN
                  1975
1980
1985
1990
1995
                                         2000
                                           Year
         (a)   Maximum Concentration in Any Grid  Lell Within Subregion



FIGURE III-8.   PARTICULATE  CONCENTRATIONS PREDICTED BY  COM FOR  1974 TO 2000

-------
                                      114
    180
 en
 o
 •r-  160
 O)
 CJ
OJ
CT
(O
S-
O)
    140
 01
+J
   NORTHGLENN/THORNTON

                      BROOMFI ELD/WESTMINSTER/ARVADA

                    •  ENTIRE REGION

                    0  S. METRO

                    O  AURORA
                    A  JEFFCO URBAN
                 1975       1980        1985       1990

                                            Year
                                                         1995
                                                                    2000
                    (b)   Average Concentration in Subregion


                             FIGURE  III-8.    (Concluded)

-------
                                    115
                                SOU ! H



                           (a) 1974 to 1980

FIGURE  III-9.   INCREMENTAL CHANGES IN N02 CONCENTRATIONS PREDICTED  BY COM.  NO,
               concentrations in yg/m3.                                      i

-------
         116
       ORTH
                        I   i  I  :  1
      SOUTH

   (b)  1980 to 1985
FIGURE III-9.  (Continued)

-------
           117
       NOR

       SOUTH
    (c)  1985 to 1990
FIGURE III-9.  (Continued)

-------
            118
       SOUTH

    (d)  1990 to 2000
FIGURE III-9.  (Concluded)

-------
                                 119
                                OU i H
                           (a)  1974 to 1980

FIGURE 111-10.   INCREMENTAL CHANGES IN PARTICULATE CONCENTRATIONS
                PREDICTED BY COM.  Participate concentrations
                in  yg/m

-------
         120
       JORTH
      SOUTH
    (b)  1980 to 1985



FIGURE 111-10. (Continued)

-------
                               121
                             NOR
                                       n
                    10
                                               20
~!  i	1	1	i	1	T
      -5
on
      \&Y
                                                                      J
                             SOU I H
                          (c)  1985 to 1990

                     FIGURE  111-10. (Continued)

-------
            122
        NORTH
        SOU I H
    (d)  1990 to 2000



FIGURE 111-10. (Concluded)

-------
                                   123
2000, the largest increases are expected around the intersection of U.S.
285 and U.S.  85, and in the area south of Stapleton Airport.   An area  of
increase is also predicted along State Route 391  in the vicinity of the
Federal Center.  Decreases are predicted in small  areas to the north of
Broomfield and in Douglas County Urban.

     There is  no consistent pattern to the incremental changes in
N02 concentrations predicted by the COM, although the increases between
1974 and 1980  correspond to the major highways to a large degree.  The
decrease predicted for downtown Denver between 1985 and 1990 might be  an
effect due to  the changing character of the automobile population, which
by 1990 should be meeting much more stringent NOX emission controls.

     Figure 111-10 shows the incremental changes predicted by the COM
for particulate concentrations.  The largest increases between 1974 and
1980 are expected in the area bounded by the freeways 1-25,  1-70, and  1-270
Between 1980 and 1985 the maximum changes are predicted west of downtown,
and some improvement is forecast along U.S. 285 south of Lowry AFB.
Jeffco Urban has the largest increases in 1985 to 1990, while the area
west of downtown improves slightly.  Between 1990 and 2000,  predicted
concentrations increase in Lakewood and in the area of Lowry AFB, whereas
decreases are  forecast to the east and west of Lakewood.

     The incremental changes predicted by COM for particulates are
not consistent from year to year.   The increase in the urban portion of
Jefferson County could be ascribed to the increase in construction
activities required to accommodate the expected increase in population,
but reference to Figure III-6 shows that this activity should be occurring
in all  years.   It is hard to understand why particulate concentrations
should decrease during any time period, since no general controls on
particulates are expected.  The reductions could occur because of the
phasing out of some activity that generates large amounts of particulates,
but more probably are an artifact of differences between the emissions
inventories used.

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                                     124
D.    CONCLUSIONS

     The results of the base case studies of future air quality in the
Denver region in relation to national  and state air quality standards are
summarized in Table 111-3.

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                 TABLE  111-3.   SUMMARY  OF BASE  CASE STUDIES AND  AIR QUALITY STANDARDS
Pollutant
°3
CO

N02
Particulates
Averaging
Period
1 hour
1 hour
8 hour
1 year
1 year
Air Quality Standard
Federal Colorado
0.08 ppm
35 ppm
9 ppm
82 pg/m3
75pg/m3 45(jg/m3
Observed Maximum
(in year)
0.18 ppm (1976)
51 ppm (1975)
24 ppm (1975)
79 wg/m3 (1974)
124ug/m3 (1975)

Model
Denver Model
Denver Model
Denver Model
Denver Model*
COM
Rollback
COM
Predicted
1976
0.24 ppm
26 ppm
15 ppm
791Jg/m3
79yg/m3
79,,g/m3
168ng/m3+
Concentration
1985
0.13 ppm
17 ppm
10 ppm
75ug/m3
97ug/m3
105pg/m3
217ug/m3

2000
0.09 ppm
4 ppm
3 ppm
74ug/m3
94|iq/m3
114,,g/m3
229ug/m3
*Predicted by ratio method--see text.
tFor 1974 rather than 1976.

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                                  127
                   IV    SENSITIVITY ANALYSIS
     This chapter describes a study of the sensitivity of the  air  quality
predictions presented in Chapter II to changes in input variables.   Sensi-
tivity analysis is a tool with which the response of a mathematical  model
to changes in input parameters and variables can be explored.   Variables
to which air quality predictions are sensitive fall  into three main  cate-
gories:  those concerned with meteorological factors,  those  concerned
with the air quality data used for input to the model, and those which
affect the rate at which pollutants or pollutant precursors  are emitted.
We studied the effect of changes in variables in the first and third
categories.  We determined that calibrated COM results depend  directly  on
measured air quality, but DAQM ozone predictions for Denver  are relatively
insensitive to initial and boundary conditions determined from data  (see
Appendix A).
A.   SENSITIVITY OF PREDICTIONS OF THE DENVER MODEL
     TO METEOROLOGICAL VARIABLES
     The meteorological data input to the Denver Model,  although  defined
over every grid square, are extrapolated from fairly sparse  data.   There
are 24 wind stations taking hourly readings (although some data are miss-
ing).  Each observation represents the air movement in the immediate
vicinity of the monitor, whereas the model treatment assumes the  observa-
tions are averages over an extensive area.  The mixing depths used  are
inferred from the two temperature soundings per day and  surface tempera-
ture measurements taken at Stapleton Airport.   It is then assumed that
these mixing depths are typical of the entire modeling region.

     From the above description, it is evident that the  meteorological
data are by no means known with certainty.  In addition, there is a form
of uncertainty associated with the use of a particular day's meteorology

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                                   128
to run the model.  While this gives an element of realism in that on the
days chosen ozone concentrations were high, the question arises as to
what might happen if the meteorological  conditions are worse on some
occasion for which a prediction is required than they were on the days
chosen?  How high might the ozone concentration be?

     In order to obtain a measure of the sensitivity of the predictions
of the Denver Model to changes in meteorology, we ran three additional
cases:

     >  Case 1--3 August 1976 meteorology with all wind speeds
        reduced  by one-third.
     >  Case 2--3 August 1976 meteorology with the mixing depth
        reduced  by one-third.
     >  Case 3--3 August 1976 meteorology with both wind speeds
        and mixing depth reduced by one-third.

These three cases were compared with the 3 August 1976 base case to eluci-
date the dependence of the predictions of the Denver Model on wind speed
and mixing depth, and to determine if their effects are compounded.  The
one-third reductions represent plausible variations within the uncertainty
of a worst-case determination.  In other words, the base case conditions
represent our best estimate of the most adverse days of 1976, but we cannot
exclude the possibility that one-third lower wind speeds or mixing depths
might occur, with attendant higher ozone concentrations.

     Details of the predictions of the Denver Model for 3 August 1976, one
of the base case days, are presented in Chapter III.  On that day, pre-
dicted ozone concentrations rose steadily to a peak one-hour-average con-
centration of 24 pphm, observed between 1 and 2 p.m. in the (42,32) grid
cell.   The approximate trajectory of the ozone cloud, as shown by the
locations  of successive one-hour-average ozone concentration maxima, is
presented  in Figure IV-la.   It may be seen that the concentration maxima

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                               129
                             NORTH
                                   13 pphm
                                    i  I  J
                             SOUTH
                 (a)  Meteorology  of  3 August  1976
FIGURE IV-1.  LOCATIONS AND VALUES  OF  PREDICTED MAXIMUM ONE-HOUR-
              AVERAGE OZONE CONCENTRATIONS  FOR EACH HOUR
              FROM 8 a.m. TO  6  p.m.

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                          130
                         NORTH
                       SOUTH
(b)   Meteorology of 3 August 1976 with  all  wind speeds
     reduced by one-third
                FIGURE IV-1.  (Concluded)

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                                   131
are in the center of the region early in the day, are in the south and
register the highest values in the early afternoon, and are in the south-
west in the late afternoon.

     Figure IV-lb shows a similar trajectory for Case 1, in which the
wind speeds were reduced by one-third.  The locations of the maximum
concentrations of the entire day for the two cases are only about 3 miles
apart, although the distances between hourly trajectory increments are
much shorter for Case 1.  The highest concentration observed for Case 1
was 25 pphm, and this concentration was observed for three consecutive
hours.

     The trajectory for Case 2 was similar to that of the base case, and
that for Case 3 was similar to Case 1.

     The maximum ozone concentrations predicted for each one-hour interval
throughout the day are presented in Figure IV-2.  The differences between
different cases are small until about 11 a.m.  Reducing the mixing depth
had no effect on the time at which the peak predicted concentration was
reached, but reducing the wind speed in both Cases 1 and 3 retarded the
attainment of the peak by one hour.  This effect is possibly ascribable
to the slower movement of the air parcel under the influence of lighter
winds, so that it remains longer in an area of high pollutant emissions.
Thus a greater load of pollutants enters the parcel, with a concomitant
increase in reaction time.

     The maximum predicted ozone concentrations are higher for each case
of more severe meteorological conditions.  Recall that the base case
resulted in a maximum concentration of 24 pphm.  Reducing wind speed by
one-third (Case 1) increased the predicted maximum to 25 pphm, an increase
of 4 percent.  Reduction of the mixing depth (Case 2) had a larger effect,
increasing the maximum to 28 pphm, a 16 percent increase.  When both con-
ditions were combined (Case 3), the maximum predicted concentration

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                                132
   35
   30
   25
   20
   15
              O Base case

              A Case 1--2/3 wind speed

              <) Case 2--2.3 mixing depth

              D Case 3--2/3 wind speed and 2/3 mixing depth
                    Time of Day, by Hourly Interval Istart hour|
                                            I stop hour i
FIGURE  IV-2.
MAXIMUM ONE-HOUR-AVERAGE  OZONE  CONCENTRATIONS
PREDICTED  BY THE  DENVER MODEL FOR VARIOUS CASES.
3 August 1976 meteorology assumed.

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                                     133
increased to 32 pphm, a 33 percent increase.   Case 3 has considerably
more effect than the sum of Cases 1  and 2, indicating some synergism.
One might expect the effects to be multiplicative, since regional  con-
centration is inversely proportional  to wind  speed and mixing depth
according to simple box model analyses (e.g., Hanna, 1971).   In the
Denver Model results, the effect of Case 1 is less than 10 percent of
that suggested by a box model analysis, and the effect of Case 2 is one-
third of that suggested by a box model analysis.   The combined effect
(Case 3) is approximately one-fourth  of the box model prediction of a
100[(3/2)2 - 1] = 125 percent increase in ozone concentration.

     Another important measure of air quality in the region is the degree
to which the NAAQS is violated.  Figure IV-3  shows the number of square
miles over which the NAAQS (8 pphm one-hour-average ozone concentration)
is violated according to the predictions of the Denver Model  for the base
case and Cases 1, 2, and 3.  Also shown are the numbers of square miles in
which 10 pphm, 20 pphm, and 30 pphm one-hour-average ozone concentrations
are exceeded.  In all cases, the NAAQS is exceeded during the 9 to 10 a.m.
period and this exceedance persists throughout the day.  However, the
maximum area of exceedance is about 380 square miles in the base case,
but nearly 490 square miles in Case 3.  Comparison of Figures IV-3a and
IV-3c shows that a thinner mixing layer does  not result in substantially
greater exceedance areas.  However,  the areas having concentrations
greater than 10 and 20 pphm are somewhat greater.   Reducing the wind
speed (Case 1) resulted in substantially greater areas of exceedance than
the base case for all concentration levels.  Again, as for the maximum
concentrations reached, there is a synergism  between Case 1  and Case 2
that results in their combined effect (Case 3) being greater than simply
additive, but less than multiplicative.

B.   SENSITIVITY OF PREDICTIONS OF THE DENVER MODEL AND COM TO THE
     SPATIAL DISTRIBUTION OF EMISSIONS

     The base case studies for future years used projected emissions
inventories (described in Appendix B), which  were supplied by various

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                               134
  450 i-
                             Ozone Concentration: Q 8 pphm

                                            Ll 12 pphm
                                            A 20 pphm
                Time of Day, by Hourly Interval ', start hour !
                                       !stop hour
                         (a)   Base Case
FIGURE  IV-3.
AREA  OF EXCEEDANCE OF GIVEN  OZONE CONCENTRATION
FROM  PREDICTIONS  OF DENVER MODEL, FOR  VARIOUS
CASES.   3 August  1976 meteorology assumed.

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                                   135
  450  -
  400  -
  350  _
= 300  l_
  250  -
  150  -
  100  -
   50  -
Ozone Concentration:  Q  8 ppnm
                 D 10 pphm
                 0 20 pphm
                    Time of Day, by Hourly Interval
                                             I start hour
                                             I stop hour
           (b)  Case  l--Wind speeds  reduced by  one-third
                     FIGURE  IV-3,  (Continued)

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                               136
  450
  400
  350
o
5 300
=> 200
 150
 100
  50
Ozone Concentration: Q  8 pphm
                fj 10 pphm
                Q 20 pphm
Ml I
9 10
10 11

/i I I i \
11 12 1 2
TI T 2 3
Time of Oav. bv Hourlv
I 1 1
3 4 5
4 T 6
TntPrval istart hour I
                                           stop hour
         (c)   Case  2--Mixing depth reduced by one-third
                      FIGURE  IV-3.  (Continued)

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                                 137
500
450
400
350
300
250
200
150
100
 50
        Ozone Concentration: Q  8 pphm

                         D 12 pphm

                         <} 20 pphm

                         A 30 pphm
       9   10   11
       TO   TT   T2
12
 1
                 Time of Day, by Hourly Interval
4    5
5    6

  start hour
                                           stop hour
             (d)   Case 3--Wind speeds and mixing  depth
                  reduced by  one-third
                  FIGURE  IV-3.  (Concluded)

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                                    138
public agencies.   These inventories as supplied embody certain assumptions
regarding future events.  In particular, assumptions about the distribu-
tion of population growth through the year 2000 are included.  In this
section we describe our effort to ascertain the sensitivity of the air
quality predictions to population growth patterns.  This is not a study
of alternative growth projections, only of whether growth patterns may
be at issue, in terms of air quality projections.

     Since we did not have access to the computer programs necessary to
exactly reproduce the effects of different population distributions on
emissions, we proceeded by making uniform percentage changes to all emis-
sions within a study area, and comparing the results with a base case.

     The  base case chosen for study was the year 2000 with emissions
inventories supplied by the Colorado Division of Highways and the Colorado
Department of Health.  These inventories are based on the following
scenario:

     >  JRPP Highway Plan.
     >  Rail rapid transit system in operation (73 miles in 2000).
     >  Improved bus system (925 extra buses).
     >  Federal Motor Vehicle Control  Program, as embodied in AP-42
        (Supplement 5), installed and fully effective.
     >  DRCOG-approved population growth and allocation.

     Certain areas were considered by the DRCOG to be subject to relatively
high growth rates (see Appendix C, Figure C-22).   From these we designated
six suburban areas for study.   Table IV-1 lists projected population
increases for the areas chosen for study and Figure IV-4 shows their loca-
tions within the Denver region.   These areas were chosen because they are dis-
tributed around the region and contain fast-growing communities.  Assess-
ment of the effect of changing emissions rates in these areas around the Den-
ver metropolitan region will  enable the elucidation of any special meteorolog-
ical-geographical  effects on air quality.  We also changed emissions rates

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                                  139
within the Denver city limits to estimate the potential  effect of zero
growth in activities there.
           TABLE IV-1.   POPULATION INCREASES PROJECTED FOR
                        AREAS AROUND DENVER
No.
1
2
3
4
5
6
7
Area
Broomf ield/Westmi nster/Arvadc
Northgl enn/Thornton
Aurora
South Metro
Jeffco Urban
Lakewood
City of Denver
Direction
from Denver
NW
N
E
S
SW
w
--
Projected
Population
Increase
(1975-2000)
92,000
45,000
107,000
57,200
116,700
90,600
114,400
     To simulate a redistribution of population in different parts of the
Denver region, we made computer runs in which the emissions rates in each
of the first six areas described above were reduced by 25 percent, with
emissions in all other areas increased in proportion to their emissions
rates to maintain the same total emissions in the region.  This procedure
approximates reducing the population in an area by 25 percent while main-
taining the same total population growth by redistributing it to other
communities in proportion to their populations.  An additional model run
was made in which the emissions within the Denver city limits were reduced
by 17.5 percent (the expected 1975-2000 population increase is only 17.5
percent) with redistribution as above.

     We thus have the following eight runs for the sensitivity analysis:

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                                        140
1 .  Broomfield/Westminster/Arvada
2.  Northglenn/Thornton
3.  Aurora
4.  South Metropolitan
5.  Jefferson County Urban
6.  Lakewood
7.  City of Denver
    FIGURE  IV-4.   SUBREGIONS SELECTED FOR  SENSITIVITY ANALYSIS

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                                    141
     1.   Base case:  year 2000 emissions (28 July 1976
         meteorology used in calculating ozone concentrations)
     2.   Emissions in Broomfield/Westminster/Arvada reduced
         25 percent.
     3.   Emissions in Northglenn/Thornton reduced 25 percent.
     4.   Emissions in Aurora reduced 25 percent.
     5.   Emissions in South Metro reduced 25 percent.
     6.   Emissions in Jefferson County Urban reduced 25 percent.
     7.   Emissions in Lakewood reduced 25 percent.
     8.   Emissions in Denver reduced 17.5 percent.

We used the Denver Model to evaluate ozone concentrations and  the COM to
evaluate N02 and particulate concentrations.  Reservations as  to  the appro-
priateness of COM for N02 studies expressed in previous chapters  were not
judged to be important here, since only the effects of changes  to the base
case are of interest.

1.    Denver Model

     The meteorology chosen for the sensitivity study was that  of 28 July
1976.  For that date and 1976 emissions, the Denver Model predicted a
region-wide maximum one-hour-average ozone concentration of 20  pphm between
3 and 4 p.m.  For the emissions inventory for the year 2000 and the same
meteorology, the Denver Model predicted a maximum one-hour-average of 10
pphm between 2 and 3 p.m.  For the seven sensitivity runs listed  above, no
difference was found in either the location, time, or magnitude of this
maximum.   In fact, the differences between the eight runs in terms of pre-
dicted ozone concentrations were confined at all times of day  to  at most
a difference of 1 pphm in one or two grid squares.

     Concentration differences should depend on the location of the emis-
sions reduction area with respect to the region-wide emissions  patterns
for any given mean wind direction.  The maximum changes were too small,

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                                    142
however, to identify any such effect.   In other words, all  seven pertur-
bations of the base case emissions inventory resulted in essentially
identical region-wide predictions for ozone concentrations.  This result
is ascribed to the time factor in ozone production:  by the time that
significant amounts of ozone have been formed, the emissions are too well
mixed to reflect their origins.   Furthermore, the region-wide emissions
were not changed in this exercise and in spite of the rather drastic
imposition of growth control that the emissions changes would imply, no
more than  7 percent of the region-wide emissions were redistributed.
Thus,  it is apparent that these changes in the spatial distribution of
emissions  have no effect on ozone concentrations.  From this one may
infer  that land use controls that would reduce an area's population by
as much  as 25 percent without changing the regional population would be
ineffective in terms of reducing ozone concentrations.

     The sensitivity of one-hour-average NO^ concentrations predicted by
the  Denver Model to the above emissions changes was not extensively anal-
yzed.   We  noted, however, that almost nndetectable changes  were produced
by the  emissions pattern changes.  CO concentrations would be affected in
each area  of reduced emissions but street-scale effects, which produce CO
peaks,  are not treated in the Denver Model.

2.   Climatological Dispersion Model (COM)

     COM was used to evaluate annual average NOp and particulate concen-
trations for the eight cases listed above.  As in the case  of ozone con-
centrations, only slight differences in the calculated concentrations were
noted in the immediate vicinity of each large perturbation in emissions.
Table  IV-2 lists the average concentrations and maximum concentrations pre-
dicted by COM within each area for the base case and also for the case in
which the total  emissions in that area were reduced.

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                                     143
     TABLE IV-2.   EFFECTS OF CHANGES IN EMISSIONS ON PREDICTED AVERAGE
                  AND MAXIMUM CONCENTRATIONS OF N0?  AND PARTICULATES
                  IN VARIOUS AREAS
        Area
Broomfield/Westminster/
  Arvada
Northglenn/Thornton
Aurora
South Metro
Jeffco Urban
Lakewood
Denver
                                       Concentration
                                    NO,
                                                           Particulate
                           Base Case
                Reduced
                     Base Case
Avg
32.6
Max
59.1
Avg
29.8
Max
56.5
Avg
118
Max
161
                           Reduced
Avg
112
Max
160
44.
22.
24.
23.
38.
60.
3
1
1
6
4
0
70.
53.
40.
31.
56.
94.
5
9
1
2
3
1
41.
19.
21.
20.
34.
54.
1
7
6
9
0
2
69.
50.
35.
28.
52.
83.
0
9
0
1
9
5
131
101
102
126
140
164
190
123
135
159
173
229
124
95
97
114
130
153
187
116
125
139
159
206
     Table IV-2 shows that a 25 percent reduction in emissions does  not
result in a 25 percent reduction in concentrations, but rather a 5-10
percent reduction only in the immediate area of the reduction in emis-
sions.  In order to ascertain whether the lowering of predicted concen-
trations was any more than a local effect, we calculated differences
between the base case and each of the sensitivity runs in turn.  These
differences are presented as isopleths in Figures IV-5 and IV-6.  These
figures illustrate that the effect of large changes in emissions inven-
tories remains localized rather than spreading region-wide.   Most of the
slight spreading that does occur is northward, which is reasonable in
light of the annual w"ind rose calculated from the COM data shown in
Figure IV-7.  This figure shows that almost 20 percent of the year the
wind is from the south, and over 30 percent of the year it is from the
south to southwest.

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                                  144
                                  NORTH
                          10                      20
                         —h--r~i—i—r—i--r-T—T-T—|-

                    _ _ i. _L i	L-J.L... J	
                                                                            u.
                                                                            LU
                    (a)  Emissions Reduced by 25 Percent in
                        Broomfield/Westminster/Arvada
FIGURE  IV-5.
ISOPLETHS  (IN  yg/mJ) OF DIFFERENCES BETWEEN ANNUAL AVERAGE NO
CONCENTRATIONS PREDICTED BY COM FOR AN EMISSIONS REDUCTION
IN A GIVEN  AREA AND BASE CASE

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                                      145
                                    T~lI" •-[-—[—-r --J--— -,
   C'O
t—
CO
LJ
    	L_J_. J	I	J	1_J	LJ
                                           ..J.	L
                            10
20

                                       OUTH
                             I	
                             rr,
                             a:
                             LU
                      (b)   Emissions  Reduced  by  25  Percent  in
                                Northglenn/Thornton
                            FIGURE IV-5.   (Continued)

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                146
               b'UL I H
(c)   Emissions  Reduced  by 25  Percent in
             Aurora
     FIGURE IV-5.  (Continued)

-------
                 147
(d)   Emissions Reduced by 25 Percent in
     Littleton/Arapahoe County Urban
       FIGURE  IV-5.   (Continued)

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                            148
                            ORTH
1- - J_. L_ J	I.__J -L L	L_. J.._ji_ J_ _L._. L_. i._
                                                               T"
                                                             i  i   i
                                                                     
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                                 149
	i	i	i	L	i	j	i	i_..±i	L
                               SOUTH
                 (f)   Emissions Reduced  by 25 Percent in
                                Lakewood
                        FIGURE IV-5.   (Continued)

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                150
                                                       !   i .
               8 0 U  I H
(g)   Emissions  Reduced by 17.5 Percent in
               City of Denver
        FIGURE  IV-5.   (Concluded)

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                                    151
                               K I t~ r-i -r | |
                               i l|j u n I n
                               SOU IN
                    (a)  Emissions Reduced by 25 Percent in
                        Broomfi eld/Westmi nster/Arvada
FIGURE IV-6.
ISOPLETHS (IN yg/rri )  OF DIFFERENCES  BETWEEN  ANNUAL  AVERAGE
PARTICULATE CONCENTRATIONS PREDICTED BY  COM  FOR  AN
EMISSIONS REDUCTION IN A GIVEN AREA  AND  BASE CASE

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   CO
                                            152
                                        NORTH
                               j 0                        20
   OJ
CO
UJ
    	L_ ..L_._l	1 ...1. _J ___!.__ J___L!	j	I. _.. I. _.!.....!. ...J	L ..L...1-.L.
                                        SOU I  H
                            (b)   Emissions  Reduced by 25  Percent in
                                      Northglenn/Thornton
                                                                                      O'l
                                                                                     AJ
h-
O"1
iT
LL\
                                 FIGURE IV-6.   (Continued)

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                                              153
   G).

   fij
C)?'

LiJ
   '^j_
    y
              ""~T~
                           10


                         -T-H-T--
                                            ("1 C' "T I I
                                            Jh  i n
                                           _1   !—!—r
                                                           20
	L_.l	1...L -L _1...L.._ L _0._ .! .L_.iL._L J_ L
                           10
                                                    L_J...L
                                               I I  H
                            (c)  Emissions  Reduced  by 25  Percent  in

                                              Aurora
                                  FIGURE IV-6.   (Continued)

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                                         154
                            10
                                            n
                                          ,  i  r-  ,
                                                                         i   r
fj

U
                  \
                                                                                 UJ

                         (d)  Emissions Reduced by 25 Percent in
                              Littleton/Arapahoe County Urban
                               HbUkb  1V-6.   (Continued)

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                                      155
_..  1 .  I... 1   -I- - [  ...J  I
                      (e)   Emissions Reduced by  25  Percent in
                               Jefferson County  Urban
                            FIGURE IV-6.   (Continued)

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                156
             Him i n
                     T—r
                                                       f--
                                                    i
                                                   —i
                                                    i
                     L . i
(f)   Emissions  Reduced by 25 Percent in
               Lakewood
      -IGURE IV-6.  (Continued)

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                                        157
                                    NORTH
   CO
   &_.
   cu
. -',•>
 J.I
  •5).
                         (g)  Emissions  Reduced by 17.5 Percent in
                                        City of Denver
                                 FIGURE IV-6.  (Concluded)

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                                   158
             Source:   1971-1974 STAR data.

    FIGURE  IV-7.   ANNUAL WIND ROSE FOR THE DENVER METROPOLITAN  REGION

C.  CONCLUSIONS

     The main conclusion from the sensitivity study is that region-wide
control of pollutant concentrations is not achievable by large-scale
redistribution of emissions.  For ozone, which is formed by reactions of
emissions, it was found that perturbations in emissions rates of 25 percent
in different communities had no effect on region-wide concentrations.  For
species subject to annual average standards, only local reductions in con-
centrations could be observed, and the fractional changes in concentrations
were less than the fractional changes in emissions.  Thus it would not be
fruitful to require emissions reductions in small areas in order to relieve
regional problems.  It would seem that region-wide effectiveness will only
be achieved through region-wide controls.  Furthermore, local changes in
emissions would have to be proportionally greater than the desired changes
in local pollutant concentrations, since local concentrations depend to
some extent on regional emissions.

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                                  159
                  V   MITIGATION  CONSIDERATIONS
     The base case results described in Chapter III  show substantial
improvement in Denver's air quality between the present and  the  year
2000.  Grid cell  averages of peak ozone and CO concentrations  are  pre-
dicted by the Denver Model to decrease to the respective NAAQS or  less.
"Hot spot" violations of the NAAQS for CO are predicted to decrease in
frequency, and NO^ is expected to stay within the  NAAQS.   (Predicted
annual-average 1^ concentrations have large uncertainties,  as discussed
in Chapter III.)   All of these predictions depend  on certain assumptions,
which may or may not prove to be valid.  The most  significant  assumptions
are that:

     >  Growth projections for the Denver region are accurate.
     >  Vehicle emissions will meet the standards  of the Federal
        Vehicle Emissions Control Program (FVECP).

In this chapter we discuss the effects of these assumptions  on predicted
pollutant concentrations.  We also briefly discuss  the  effects of  some
mitigation measures.

A.   GROWTH PROJECTIONS

     Errors in growth projections can be either positive or  negative,
although growth beyond projected levels would presumably require waste-
water treatment facilities in excess of those presently proposed.  On
the other hand, a decision to not fund the proposed  facilities would
probably limit growth to less than projected levels.  It seems likely,
therefore, that Denver's growth will not greatly exceed projections,
and considering this factor alone, future air quality is conservatively
predicted by the base cases.

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                                  160
B.    VEHICLE EMISSION FACTORS

     To study the effects of assuming that the emissions factors speci-
fied in the Federal Vehicle Emissions Control Program (FVECP) would be
met, particularly at Denver's altitude, we carried out simulations with
the Denver Model using other emission factors.  The sets of vehicle
emission factors studied with the Denver Model are as follows:

     >  Set l--the AP-42 emission factors.   The EPA publication
        AP-42,  Supplement 5, contains emission factors for an
        average mix  of vehicles  for  future years.  Thus AP-42
        emission factors are based on the assumptions that (1) the
        emissions  standards  in  the Federal Vehicle Emission Control
        Program (FVECP) will be  met, and  (2)  the mix of vehicles
        of various ages, which  are affected  by different emission
        standards, will be  as specified in that document.
     >  Set 2--emissions factors selected by the staff of EPA
        Region  VIII  to represent a vehicle flppf subject to
        emission regulations not as  severe as those implied by
        AP-42.  The  degree  of emission control with Set 2 emis-
        sion  factors was estimated to be  in  excess of that pro-
        vided by presently  proposed  Colorado vehicle inspection
        and maintenance programs.
     >  Set 3—the emission  factors  of Set 1  with a higher Federal
        NO  emission standard.
          X
     >  Set 4--the emission  factors  of Set 2 with a higher Federal
        NO  emission standard.

     The distribution of ozone concentrations with Set 2 emission factors we1
 similar to  the  results obtained  with Set  1 factors that graphical pre-
 sentations  are  not given here.   (The results of simulations with Set  1
 of emission factors  are given in Chapter  III.)

      The  significance of some changed emission factors on peak ozone
 concentrations  may be seen  in Figure V-l .  In this figure peak ozone

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                                     161
            EMISSIONS  INVENTORY
            FOR YEAR	-1976
    0.6
    0.5
 c
 o c
 — o
 C VI
 0)

 si 0-3
 c_> o
 X S-
 O <*3
 Z 01
 = "O
  • 01
 ra ±j
 en i.0.2
     0.1
PREDICTED MAXIMUM
ONE-HOUR-AVERAGE
OZONE  CONCENTRA-
TION (ppm)
                             (0.24)
SET 1  EMISSION FACTORS

SET 2  EMISSION FACTORS

SET 4  EMISSION FACTORS

ISOPLETHS OF MAXIMUM  OZONE CONCENTRA-
TIONS  COMPUTED FROM SIMULATIONS OF
SMOG CHAMBER RUNS WITH THE CARBON-
BOND MECHANISM

POINTS COMPUTED WITH  CARBON-BOND
MECHANISM IN QAQM SIMULATION RUNS
FOR 3  AUGUST 1976 METEOROLOGY
                                             MAXIMUM OZONE  CONCENTRATION
                                                       (ppm)

                                       0.05  0.10  0.15      0.20    0.25
                          2000
                        (0.07)
                   I
                 0.5         1.0         1.5          2.0         2.5
                 5-9 a.m. Reactive  Hydrocarbon  Concentration  (ppmC)
                        (computed near CAMP station by DAQM)
FIGURE V-1.   MAXIMUM  OZONE  COMPUTED BY  CARBON-BOND SIMULATIONS
                OF  SMOG  CHAMBER  EXPERIMENTS AND BY  DENVER MODEL
                FOR VARIOUS ASSUMED SETS OF FUTURE  EMISSIONS

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                                  162
concentrations for 3 August 1976 are plotted as  a function of precursor
concentrations.  Points are plotted for Set 1,  Set 2,  and Set 4 of
emission factors.  Set 2 leads to predicted ozone peaks about 2 pphm
higher than Set 1.  This increase is sufficient to infer clear, but
small, NAAQS ozone violations in the year 2000.   Set 2 also leads to
more severe violations in 1985 than Set 1.

     Set 3 of emission factors was found to lead to ozone concentrations
that are substantially equivalent to those computed with Set 4 of emis-
sion factors.  In either case, no violations of the NAAQS for ozone are
predicted to occur in  1985.   It  is very important to note, however, that
these conclusions apply only  to  ozone  concentrations within the modeling
region.  Ozone concentrations outside  the modeling region and NO  con-
                                                                A
centrations within or  without the region might well be adversely affected
by relaxing the  Federal standard for vehicular NO  emissions.
                                                 X

     Set 2 of  emission factors also affected peak grid-cell-average CO
concentrations.   The winter simulations showed peak one-hour-average
CO concentrations of 27 ppm in 1985 and 6 ppm in 2000.  These figures
are both below the NAAQS for  CO  of 35  ppm.  The calculated eight-hour-
average concentrations for Set 2 were  16 ppm in 1985 and  5 ppm in 2000.
Thus violation of the  NAAQS of 9 ppm CO is  predicted for  1985 but not
for 2000.

C.   ADDITIONAL  MITIGATION STUDIES

     Given a  population distribution,  emissions may be affected by many
mitigation measures, but of the  measures proposed (see Appendix C), the
most significant  two (in addition to strict FVECP compliance, discussed
above) were judged to  be

     >  Expansion of mass transit facilities
     >  Hydrocarbon vapor recovery at gasoline delivery nozzles.

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                                 163
1.    Mass Transit

     Estimates of the effect of a proposed expansion of the Regional
Transportation District (RTD) bus fleet by approximately 1000 buses were
made.  These estimates included consideration of anticipated ridership
and use of private automobiles between home and bus stop.  The latter
consideration is especially important since by the year 2000 little
improvement is anticipated in cold start emissions, but warm trip emis-
sions are expected to decrease.  The result of the study of RTD expan-
sion was that a 1 percent effect on emissions would be most likely and
that the effect is unlikely to exceed 2-1/2 percent.  The reductions
should be widely distributed and thus a smaller fractional  change is
expected in peak ozone concentrations for reasons discussed below.

2.    Hydrocarbon Vapor Recovery

     The effect of a Stage II vapor recovery system  was studied.  We
estimate that the effect of such a system would reduce Denver's peak
ozone concentrations by no more than 1 pphm.  The analysis  follows.

     The emissions inventory supplied to SAI by the Air Pollution Control
Division of the Colorado Public Control Division of the Colorado Public
Health Department showed about 5 percent of the hydrocarbons emitted
into the regional atmosphere result from filling fuel tanks at gasoline
stations.  Mr. David Joseph of EPA Region VIII expressed reservations
about this amount; he believes that gas station emissions might be as
much as 50 percent higher.

     The California Air Resources Board (Venturini and Grandy, 1975)
estimates that uncontrolled gasoline stations emit about 0.0024 pounds
of hydrocarbons per supplied vehicle mile traveled.  Of this about 40
percent may be controlled by submerged fill pipes, so about 0.0014
*
 Stage II vapor recovery provides for double hose or equivalent systems
 for recovery of hydrocarbon vapors at filling nozzles in gasoline

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                                  164
(#HC/VMT supplied) would be ascribable to the vehicle tank filling
operation.  In 1973 in California these emissions represented about 11
percent of all stationary source HC emissions and about 5 percent of all
HC emissions.  These figures would confirm the reasonableness of 5 to 7
percent for Denver.

     Several reports indicate the feasibility of 90 percent recovery of
vapor emitted during vehicle tank filling operations (Venturini and
Grandy, 1975; Radian Corporation, 1975; Scott Research Laboratories,
1974).  This would suggest a potential reduction in present Denver total
HC emissions of 5 to 6  percent.   If anticipated reductions in all other
categories of HC emissions are  realized, the vapor recovery program would
represent a  6 to  8 percent  reduction  of  the  1985 emissions inventory and
a 9 to  11 percent  reduction  of  the year  2000 emissions inventory.

     The photochemical  simulation of  a 30 percent reduction in all
emissions reported later in  this  chapter indicates a fractional reduc-
tion in peak ozone concentrations of  roughly one-half the fractional
reduction in emissions.  This would suggest that a reduction in ozone of
about 3 percent in 1976, 4 percent in 1985  and 5 percent in 2000 could
be achieved  by Stage II vapor recovery.  These numbers are clearly small
compared to  the accuracy of  analyses,  observations, or emissions fore-
casts.  However,  Stage  II vapor recovery would not affect NO  emissions.
                                                            A
An estimate  of ozone reduction  at a constant NO  level may be obtained
                                               /\
from the ozone isopleth chart shown in Figure V-2.  Here  it is seen that
the ozone gradient is about  (0.24-0.17)7(0.24-0.20) = 0.07/0.04 = 1.75
times as great for a reduction  from 1976 HC at constant NO  as it is for
                                                          /\
a reduction  in both NO  and  HC  by the  same percentage.  Thus a decrease
                      X
of about  1 pphm in peak ozone concentrations might be expected from imme-
diate institution of a  Stage II program.

     Venturini and Grandy (1975) estimate the cost-effectiveness of a
Stage II system to be about 15  to 50 cents per pound of HC controlled.
This  is compared with the cost-effectiveness of other proposed control
techniques in Table V-l, taken  from their paper.

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                                          165
       0.6
                         EMISSIONS FACTORS   •* Set 1
                         EMISSIONS INVENTORY  * 1985
                         MAXIMUM OZONE CON-
                          CENTRATION  (ppm)   ->• (0.09)
         •ISOPLETHS OF MAXIMUM
          ONE-HOUR-AVERAGE OZONE
          CONCENTRATIONS FROM
          SIMULATIONS OF SMOG
          CHAMBER RUNS WITH THE
          CARBON-BOND MECHANISM

          MAXIMUM ONE-HOUR-AVERAGE
          OZONE CONCENTRATIONS
          PREDICTED BY THE DENVER
          MODEL FOR VARIOUS EMIS-
          SIONS INVENTORIES, EMIS-
          SIONS FACTORS, AND 3
          AUGUST 1976 METEOROLOGY
       0.5
   01
 E S-
 Q. CU
 CL >
„ _ ^ ^
   O)
 c: Q
 o
 to
 i- C.
 •(-> O
 c: -i-
 (D +->
 (J ro
o 
 E fO
  • O)
CTi "O
 I  CL>
   0
   O)

   CL
            MAXIMUM ONE-HOUR-AVERAGE
            OZONE  CONCENTRATIONS—^0.05
            (ppm)
                                                      0.10
         0.15
        0.20
    0.25
0.4
       0.3
       0.2
      0.1
                                                        A OZONE =  0.04  ppm
                       0.5
                                 .0
.5
2.0
2.5
                 6-9 a.m.  Reactive Hydrocarbon  Concentration (ppmC)
                    (predicted  near CAMP station  by Denver  Model)
                       FIGURE V-2.  OZONE  ISOPLETH DIAGRAM

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                                 166
         TABLE V-l.   THE COST-EFFECTIVENESS OF VARIOUS METHODS
                     FOR REDUCING HYDROCARBON EMISSIONS
                 Method
Degreasing Controls
Dry Cleaning Controls
Painting Substitutions
Jet Engine Modification
Jet Aircraft Towing
Piston Aircraft Engine Mod.
LDMV* Minor Exhaust Retrofit
LDMV Catalytic Converter
LDMV Evaporative Controls
LDMV State Inspection/Maintenance
LDMV Maintenance to Minimum Pollution Cap
Modest Bus Improvement
Modest Mileage Surcharge
Heavy Mileage Surcharge
Major Bus Improvements
"LDMV = Light-Duty Motor Vehicles
Source:  Venturini and Grandy (1975).
    Dollars per Pound
Reduction in HC Emissions
              Range for
              Stage II
              vapor recovery

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                                   167

     The conclusion is that hydrocarbon control approximates an optimally
directed strategy for improving Denver's ozone air quality.  The double
hose vapor recovery system is a cost-effective technique for hydrocarbon
control, but has limited potential since only a small  fraction of the
region's HC emissions can be controlled.  The maximum effect on Denver's
peak ozone concentrations should be about 1  pphm.

     In the early stages of this project we uncovered two errors in the
emissions inventories that had been used for some early runs of the
Denver Model.  Although these runs give no useful  information on air
quality in the future, the nature of the errors is such that they enable
us to ascertain the effects on air quality of certain types of mitigation
measures.

D.   IMPLICATIONS FOR MITIGATION STRATEGIES OF ADDITIONAL SIMULATIONS

1.   Effects of 30 Percent Reductions in All Emissions

     The first  error was the  failure to  include corrections to  the emis-
sions inventory to allow for  Denver's atmospheric temperatures  and pres-
sure.  This  error resulted  in  an  across-the-board reduction in  all
emissions of 30 percent.  Simulation runs made with this  inventory thus
represent a  scenario  in which  the  imposition of emissions  controls
results  in such an emissions  reduction.

     Figure  V-3 shows  the maximum one-hour-average ozone  concentrations
predicted over  the entire  region  for two days  in  1976 for  both  the cor-
rected emissions  inventory  and the one  with  a  30  percent  error.  Note
that for 28  July  1976  the  reduction in  the  peak ozone concentration is
15  percent,  from  20  pphm to 17 pphm.   For 3  August 1976 the reduction
is  12.5  percent,  from  24  to 21  pphm.  On both  days the  buildup  of ozone
with time  is exactly  the  same for the  two emissions  inventories.  Thus
one may  conclude  that  a  30  percent reduction in emissions  results in a
15  percent  reduction  in  the peak  ozone  concentration.   This illustrates
the nonlinearity  of  the  ozone formation process,  in  that  a given  reduc-
tion in  emissions  results  in  only about one-half  that reduction in  the
peak ozone  concentration.   Figure V-4  shows the  total  area in the region

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                                                                                        BASE CASE

                                                                                        30 PERCENT REDUCTION
                                                                                        IN ALL EMISSIONS
                                                                                3 AUGUST 1976 METEOROLOGY
   25
                                                                                                                             CO
o
M
o
20
   15
   10
                                                                                28 JULY  1976 METEOROLOGY
                               9
                               To
                                 10
                                 ii
ii
12
11
'1
                                   Time of Day by Hourly Interval  i-?^ hmjr
                                                                   hour J
             FIGURE V-3.   THE EFFECT ON  PREDICTED MAXIMUM OZONE CONCENTRATIONS  OF A
                            30  PERCENT REDUCTION  IN ALL  EMISSIONS

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                                   169
500
450
400
350
300
250
200
150
 100
 50
                                                       BASE  CASE


                                                       30 PERCENT REDUCTION

                                                       IN ALL EMISSIONS
            JL   10.   11    11
             10   11   12    1
                                      3
                   Time of Day by Hourly Interval  start hour
                                            [stop hour



                         (a)  28 July 1976 Meteorology
      FIGURE V-4.   AREA  HAVING  OZONE CONCENTRATIONS  IN

                      VIOLATION OF THE  NAAQS

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                                    170
50  U
                                                  O  BASE CASE

                                                  Q  30 PERCENT REDUCTION
                                                      IN ALL  EMISSIONS
                    Time of Day by Hourly  Interval
                        (b)  3 August 1976 Meteorology
                     FIGURE  V-4.   (Concluded)

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                                   171
for which the average ozone concentration exceeds the NAAQS for ozone
(8 pphm) as a function of time of day.   For this measure, the 30 percent
reduction in emissions results in about a 10 percent reduction in area
of exceedance.
2.   Effects of Relaxation of the Federal NO  Emissions Standard
                                            A
     The second error made in the emissions inventory was the use of an
incorrect NO  emissions factor for trucks in 1985.  This resulted in the
            X
NO  emissions from traffic being too high.  For example, at 20 mph the
  A
emissions factor used corresponded to automobile NO  emissions of
                                                   X
0.9 g/mile instead of 0.4 g/mile.  We calculated that this error resulted
in a spurious increase of 65 percent in the area-wide total NO  emissions
                                                              X
The results of a model run made with this inventory may be used to obtain
an estimate of the effect on ozone concentrations of a slowdown in the
Federal timetable for reducing NO  emissions from automobiles, while at
                                 A
the same time staying on schedule for hydrocarbon emissions reductions.
Such a slowdown has been proposed because of problems with meeting the
current Federally mandated guidelines.
     Figure V-5 shows the effect of this increase in NO  emissions on
                                                       A
predicted peak ozone concentrations in the area in 1985.  The figure
shows that exceedances of the NAAQS for ozone would be eliminated by
this change.  The effect on peak concentrations for the 3 August 1976
meteorology is more pronounced than for the 28 July 1976 meteorology;
the reductions are from 13 pphm to 5 pphm (a drop of 61 percent) and
from 12 pphm to 8 pphm (a drop of 33 percent), respectively.  A possible
explanation for this difference is that the predicted peak ozone con-
centrations using the 28 July 1976 meteorology may be lower than they
should be because of loss of material from the modeling region.  Figure
V-6 shows isopleths of predicted ozone concentrations using 28 July 1976
meteorology and an emissions inventory for 1985 that was not corrected
for the error in NOV emissions factors.  It appears that between 10 a.m.
                   A
and noon a considerable portion of the ozone cloud is outside the model-
ing region.  Starting between noon and 1 p.m., the ozone cloud moves
northward back into the modeling region.  However, the Denver Model has

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>,
c
ft
    10
                                                                                        BASE CASE
                                                                                        HIGH N0x EMISSIONS
                                                                                  3 AUGUST 1976 METEOROLOGY
                                                                                  1985 EMISSIONS INVENTORY
                                                                                  28 JULY 1976 METEOROLOGY
                                                                                  1985 EMISSIONS  INVENTORY
                               __
                               10
10
TV
1J
12
12
1
                                      Time of Day by Hourly Interval
            FIGURE  V-5.   THE  EFFECT  ON PREDICTED  MAXIMUM OZONE  CONCENTRATIONS OF AN
                           INCREASE IN  THE N0x EMISSION  STANDARD

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                                 173
                              NORTH
  30
                     -..= = --.i_" =a-*>-••-—" j^/S-rfc-'iJ.r^sfriJirieU—i* ««L.- -;rj
                     •--"?? -f2?. :-*ff^*^^^'t iMk »-f»ljLir -Tt i-.^ • -=•»=" 'i _ J *"--'-' • -T.--2Z T_"??"^
                              SOUTH
                       (a]   1000-1100  MST
FIGURE V-6.   ISOPLETHS  OF OZONE CONCENTRATIONS  PREDICTED  BY
              THE DENVER MODEL FOR  28 JULY 1976  METEOROLOGY
              AND 1985 EMISSIONS INVENTORY.  Ozone isopleths
              in units of pphm.

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           174
         NORTH

         SOUTH
   (b)  1100-1200  MST
FIGURE V-6.  (Continued)

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          175
         NORTH

                      ;	i
                                     60'
         SOUTH
   (c)  1200-1300 MST
FIGURE V-6.  (Continued)

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             176
            NORTH
r\

            SOUTH
      (d)  1200-1300  MST
   FIGURE V-6.  (Concluded)

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                                   177
no means to permit pollutants  to reenter the modeling region.   Thus the
predicted ozone concentrations are artificially reduced.   This  effect is
a possible explanation for the dip in the predicted peak  ozone  concentra-
tions seen in Figure V-5 starting at noon.

     Two conclusions may be drawn from the runs described here:

     >  A 30 percent reduction in all emissions resulted  in only
        a 15 percent drop in the predicted peak ozone concentration.
     >  A relaxation of the NO  emissions standard from 0.4 g/mile
                              A
        to 0.9 g/mile is predicted to result in up to a 60 percent
        reduction in the peak ozone concentration and to  eliminate
        violations of the NAAQS for ozone for the Denver  region for
        1985 and 2000.

     These two conclusions have important ramifications in terms of
mitigation measures.  The first shows that an across-the-board  reduction
of emissions by a given percentage may reduce the peak ozone concentra-
tion by only one-half that percentage.  The second seems  to promise
great beneficial effects from a relaxation of NO  emission standards.
                                                A
If the NO  emissions standards are relaxed, however, the  urban  plume
         X
from Denver will contain more NO .  Any downwind area releasing hydro-
                                A
carbons into this plume will experience larger ozone concentrations
because of reaction with the extra N0? from Denver.  The  predicted
decrease in ozone concentrations within the Denver metropolitan region
would, of course, be accompanied by increases in NO concentrations.
Although there is no Federal air quality standard for NO, it is not
clear that increased NO concentrations are desirable.  NO oxidizes to
NOp, which is a regulated pollutant.  Increased NO emissions do not
necessarily lead to increased NOp concentrations in the Denver  region
for reasons similar to those explaining the ozone reduction.  Increased
downwind N02 concentrations could, however, be expected.   Thus  relaxation
of the NO  emission standard is not a panacea; if it is considered it
         A
must be with full account of all downwind effects.

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                                   179
                  VI  EXPOSURE AND DOSAGE STUDIES


     As indicated in Chapter III,  simulations  with  the SAI  Denver  Model
show that a substantial  decrease in  ambient  ozone concentrations may  be
expected over the next 25 years.  From the base  case  studies,  peak ozone
concentrations in the Denver metropolitan  region are  expected  to drop
from 24 pphm in 1976 to  13 pphm in 1985 and  9  pphm  in 2000.  The areal
extent of violations of  the NAAQS  is projected to decrease  from about
350 sq. mi. in 1976 to about 150 sq. mi.  in  1985 and  to  less than  40
sq. mi. in 2000.   To complete the  analysis of  the impact  of improved  air
quality, we estimated the dosages  and exposures  that  will be experienced
by the human population  within the Denver  region.   This  chapter indicates
briefly how ozone exposures and dosages were calculated,  presents  the
results of the calculations, and discusses their significance.

     It is important to  note that  the exposure and  dosage calculations
reported here depend on  specific concentration distributions.  The results
therefore are only representative, and are not predictions  in  the  sense
that peak concentrations are.  Other days  with other  wind patterns might
produce equivalent peak  ozone concentrations and even equivalent areas of
exceedance, but if those peaks happened to occur at different  locations,
exposures and dosages might well be  quite  different.

A.   DOSAGE CALCULATIONS

     In the calculations performed here,  the cumulative  dosage of  ozone
is defined simply as the product of  the population  in a  given  area,  the
ozone concentration to which that  population is  exposed,  and the  length
of time over which the exposure to that concentration occurs.  The
dosage provides a measure of the total amount  of ozone present in  the
total volume of air that is inhaled  by people  over  the time period of
concern.  This may be illustrated  as follows.  Let  the dosage, D,  be  in
units of pphm-person-hour.  If the volume  of air inhaled  is V  cubic

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                               180
meters per person-hour,  the quantity of ozone (Q) present in the volume
V may be estimated as

                Q - DV (1CT8 cubic meters)

 If V is assumed to be a constant, then Q is proportional to D and the
dosage D provides a measure of Q.  It may be noted that the dosage provides
no information as to the amount of ozone inhaled per person or the ambient
ozone concentrations or time duration of the dosage.  Mathematically, the
dosage may be expressed as:

                           '
                D(x,y) =  /   P(x,y,t)C(x,y,t)dt
where D is the dosage of ozone from time t-, to time t£, P is the population,
and C is the concentration of ozone.

     The spatial variables x and y are used to indicate that D, P, and C
vary with location.  The population P is assumed to be a function of time (t)
to account for the temporary redistribution of population that occurs during
the daytime working hours.

B.   EXPOSURE CALCULATIONS
     The exposure to concentrations above a certain level n is defined here
as the product of the number of people exposed and the time duration over
which the concentration n is exceeded.  Exposure calculations provide a
measure of the number of people-hours in which the population is exposed
to concentrations higher than a specified level.  By using values  of n
equal to or greater than the NAAQS, it is possible to estimate the number
of people exposed to excessively high ozone concentrations.  Exposure cal-
culations do not account for the impact of lower concentrations of ozone,
and dosage calculations give us no indication of the concentration to
which the individuals were exposed.  Hence, exposure and dosage estimates
complement each other:  Exposures provide information on short

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                                  181
high concentrations and dosages indicate the impact of low or moderate
pollutant concentrations of relatively longer duration.

     Mathematically, exposure may be defined by
           E(x,y,n) =  /    P(x,y,t)6[C(x,y,t) - nj dt
                      \
where E(x,y,n) is the exposure corresponding to concentration n and the
delta function 6 equals 1 if the concentration at (x,y,t)  is greater than
or equal to n and 0 otherwise.

C.   INPUTS NECESSARY FOR EXPOSURE AND DOSAGE CALCULATIONS

     From the definitions of exposure and dosage, it is clear that ozone
concentrations and population distributions must be estimated before ozone
exposures and dosages can be calculated.   In  this section  we discuss  how
ozone concentrations and population distributions were estimated and con-
sider certain characteristics of these distributions.

1.   Ozone Concentrations

     The ozone concentrations used here were obtained from simulations with
the SAI Denver Model for emissions in the years 1976, 1985, and 2000, using
the meteorological conditions for 28 July 1976 and 3 August 1976.   The pre-
dicted ozone concentrations are in the form of one-hour-averages over two
mile square grid cells.  (The results of these simulation  runs are described
in detail in Chapter III.)  Since the conclusions of this  study are only
representative and since the results for the 28 July and 3 August meteoro-
logical conditions are qualitatively similar, results are  presented here for
3 August only.

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                                   182
     Figure VI-1 displays the cumulative ozone concentrations in pphm-hours
for emissions in the years 1976, 1985, and 2000 and the 3 August 1976 meteo-
rology.  This figure shows integrated concentrations over a period of several
hours, not hour-by-hour concentrations.  It indicates the regions that
experience high exposure to ozone  during the  day  but not the exact  location
or time of occurrence of the peak one-hour-average ozone concentrations.
Relatively high cumulative ozone concentrations are predicted to occur in
the districts south of central Denver.  The greatest cumulative concentra-
tions  are expected in the Sheridan-Englewood-Cherry Hills area for 1976
emissions, but  shift to an area southeast of Columbine Valley for 1985 emis-
sions  and to an area south of Greenwood Village for 2000 emissions.  Note
that although the peak one-hour-average ozone concentrations predicted by
the Denver Model for the base cases (Chapter III) drop sharply from 1976 to
1985 and again  from 1985 to 2000, predicted reductions in the cumulative
ozone  concentrations are much more modest.

2.   Population Distributions

     Several methods have been used to estimate the population in the Denver
metropolitan region; these are discussed in Appendix C.  For the purposes
of estimating dosage and exposure, populations as specified in the Sub-area
Allocation Plan [SAP] (DRCOG, 1976) were used.  The modeling region was
first divided into 27 districts as indicated in Figure VI-2.  Estimates of
the population in each district in the years 1975, 1985, and 2000 were
obtained from the SAP, and the population was assumed to be uniformly dis-
tributed within each district.  These population  data are summarized in
Table VI-1.   The population density in several suburbs will apparently
approach that of central Denver in the year 2000, presumably due to the
higher rate of growth in these areas.  This is clearly brought out in
Figure VI-3,  which shows the increases in population from 1975 to 1985 and
from 1985 to 2000.   The southwestern suburbs of Lakewood and Jefferson
County-Urban and the northern suburbs of Broomfield and Thornton are anti-
cipated to be relatively high growth areas.

-------
       1    2   3   4   S   6   7  O   9  10   11  12  10  14  18   16  17  IB   19  2O 21  22  23  24  23  26  27  28  29  3»

 3O    40   4O  48  48  411  48  51 51  SU  53   37  57  53  65  52   52  54  04   53  B'J 46  46  37  37  33  33  32  32  29  29

 29    48   48  4B  48  48  48  31 31  53  53   57  57  55  53  52   52  54  54   S3  53 46  46  37  37  33  33  32  32  29  29

 2O    46   46  46  46  49  49  60 50  32  52   5H  SO  58  5U  54   54  54  54   52  52 46  46  46  46  34  34  31  31  30  30

 27    46   46  46  46  49  49  SO 30  32  32   50  50  58  58  54   54  54  34   62  62 46  46  4(1  40  34  34  31  31  30  30
                                   BROOMF1ELD
 26    45   45  50  50  31  51  54 64  02  52   57  57  57  57  52   62  52  52   49  49 43  43  41  41  36  36  32  32  29  29
                                                        NOHTUCLENN
 23    45   45  00  50  51  51  54 54  52  02   37  57  37  67  52   52  52  52   49  49 43  43  41  41  36  36  32  32  29  29

 24    48  48  B4  34  56  56  50 58  57  37   56  56  55  SS  31   51  50  50   45  45 43  43  38 30  36  36  36  36  29  29
                                          WESTMINdTER       THORNTON
 23    48   48  54  54  06  36  38 58  57  37   56  36  33  03  51   51  50  00   45  43 43  43  30 3O  36  36  36  36  29  29
                                                   FDRL
 22    34   84  58  58  61  61  66 66  68  6B   59  69  53  53  4O   4O  52  62   45  45 47  47  37  37  35  35  34  34  32  32
                                                   HCTS
 21    54   34  50  SO  61  61  66 66  63  65   59  59  53  53  40   40  52  52   45  45 47  47  37  37  35  35  34  34  32  32
                                                                              HCKY MNTN AHSNI.
 20    53   S3  SO  SO  63  65  69 69  70  70   67  67  37  37  50   60  53  53   BO  50 44  44  8B 30  37  37  34  34  32  32
                                   ARVADA                          COMMERCE
 19    53   53  50  50  65  65  69 69  70  70   67  67  37  57  50   30  53  33   60  30 44  44  30  30  37  37  34  34  32  32

 18    31   51  SO  58  67  67  73 73  73  73   72  72  67  67  60   60  67  67   60  60 42  42  39  39  3O  30  36  36  33  33

 17    51   51  SO  58  67  67  73 73  73  73   72  72  67  67  60   60  57  57   50  50 42  42  39  39  38  30  36  36  33  33
                              WI1T. RDC                                    STAPL INTL
 16    53   53  61  61  71  71  78 70  01  III   04  04  75  75  73   73  69  69   67  57 45  45  41  41  40  40  37  37  35  35
          COLDEN                      E1ICEWATER
 13    53   53  61  61  71  71  78 78  Ol  81   04  84  73  73  73   73  69  69   67  37 43  43  41  41  40  40  37  37  35  35
                                                        DENVER                AURORA
 14    34   34  63  63  71  71  Ol Ol  O6  86   89  09  02  02  O3   O3  76  76   71  71 60  60  50 50  44  44  39  39  36  36

 13    54   34  63  63  71  71  81 01  06  06   09  09  82  02  03   83  76  76   71  71 60  60  60 50  44  44  39  39  36  36               _,

 12    51   51  62  62  73  73  05 OS  95  95  101 101  98  9O  94   94  07  07   02  82 73  73  59  59  52  52  43  43  39  39               u>
                                                                CLENDALE
 II    51   31  62  62  73  73  83 03  93  95  101 101  9O  90  94   94  07  07   02  02 73  73  59  59  52  52  43  43  39  39
                               LAKEWOOB
 10    49   49  58  58  72  72  80 00  97  97  105 105 109  109 109  109  96  96   O7  87 79  79  65  65  52  62  40  48  42  42

  9    49   49  38  SB  72  72  00 00  97  97  103 105 109  109 109  109  96  96   87  07 79  79  65  65  52  62  40  40  42  42
           MORRISON                         SHERIDAN  ENCLEWOOD
  0    46   46  55  35  68  6O  05 O5  95  95  105 105 114  114 115  115  106 106   III)  U8 78  70  64 64  58  50  53  53  42  42
                                                          CHEIUIY 11 ILLS
  7    46   46  55  63  60  68  OS iJ5  95  95  103 105 114  114 115  115  106 106   O8  88 78  70  64 64  68  50  53  53  42  42

  6    3O  38  46  46  SB  SO  76 76  OO  OO   97  97 107  107 106  106  104 104   95  95 70  70  60  60  62  62  61  61  47  47
                               JEFF CO             LITTLETON    GREENWOOD VLC
  3    3O   3O  46  46  38  08  76 76  OO  00   97  97 107  107 106  106  104 104   95  95 70  78  63  65  62  62  61  61  47  47
                               URBAN       CLttUN VLV
  4    41   41  42  42  48  40  60 60  O0  OO   97  97 106  106  99   99  100 100   94  94 75  78  5(1 50  57  57  63  63  46  46

  3    41   41  42  42  40  40  fcO CO  OO  00   97  97 106  1O6  99   99  100 100   94  94 75  75  50 50  57  07  63  63  46  46
                                                                                           I   ,
  2    3O  3O  43  43  49  49'  5O SO  70  7O   77  77  07  O7  77   77  01  Ol   78  70 62  62  51  5'l  52  52  49  49  4O  40

  I    3O  30  43  43  49  49  5O 50  70  70   77  77  07  07  77   77  01  01   70  70 62  62  51  51  52  52  49  49  40  40



                                          (a)   Year  1976  Emissions


FIGURE  VI-1.   CUMULATIVE OZONE CONCENTRATIONS  BETWEEN  500 AND 1300 HOURS PREDICTED  BY THE

                  DENVER MODEL.    Concentrations are  given  in pphm-hours  within  one-square-mile

                  grid  cells for  emissions in  given   year  and 3 August  1976 meteorology;  grid

                  numbers  listed  on the left side  and  top  of figure.

-------
       1    2   3   4   8   6   7   a   9  10  11  12  13  14   16   16  17  IB  19  28  21   22   23  24  23  26  27  2B  29  38
                    i    i                                                                           '
30    44   44   43  43  41  41  42  42  43  43  46  46  44  44   44  44  49  49  49  49  44   44   36  36  32  32  32  32  29  29

29    44   44   43  43  41  41  42  42  43  43  46  46  44  44   44  44  49  49  49  49  44   44   36  36  32  32  32  32  29  29

28    43   43   41  41  42  42  41  41  42  42  46  46  47  47   45  45  49  49  4O  40  43   43   3O  38  33  33  36  38  29  29

27    43   43   41  41  42  42  41  41  42  42  46  46  47  47   46  45  49  49  40  4O  43   43   3B  38  33  33  38  38  29  29
                                     BROOMFIELD
26    42   42   44  44  43  43  43  43  40  40  44  44  43  43   40  40  45  45  45  45  4O   4O   39  39  35  35  32  32  29  29
                                                            NORTHGLENN
25    42   42   44  44  43  43  43  43  48  40  44  44  43  43   40  40  45  45  45  45  40   40   39  39  36  35  32  32  29  29

24    43   43   46  46  43  49  49  43  42  42  39  39  48  40   37  37  41  41  39  39  40   48   36  36  33  33  33  35  29  29
                                            WESTMINSTER       THORNTON
23    43   43   46  46  43  45  43  43  42  42  39  39  40  40   37  37  41  41  39  39  48   48   36  36  39  35  35  35  29  29
                                                       FDRL
22    45   45   46  46  46  46  47  47  43  43  38  30  35  35   33  33  39  39  37  37  42   42   34  34  33  33  33  33  32  32
                                                       HCTS
21    43   45   46  46  46  46  47  47  43  43  30  38  35  35   33  33  39  39  37  37  42   42   34  34  33  33  33  33  32  32
                                                                                   RCKY mm ARSNL
20    42   42   43  43  43  45  45  48  42  42  39  39  33  33   29  29  35  35  30  38  30   30   35  33  35  35  33  33  32  32
                                     ARVADA                           COMMERCE
19    42   42   43  43  45  45  45  45  42  42  39  39  33  33   29  29  35  35  38  30  30   30   35  35  35  35  33  33  32  32

10    30   30   40  40  44  44  42  42  48  40  30  3O  36  36   32  32  33  33  31  31  33   33   33  33  35  35  33  35  33  33

17    38   38   40  40  44  44  42  42  40  40  38  38  36  36   32  32  33  33  31  31  33   33   33  33  35  35  35  35  33  33
                               WHT. RDG                                       STAPL INTL
16    39   39   41  41  44  44  45  45  44  44  43  43  37  37   36  36  38  30  34  34  35   35   35   35  37  37  36   36  34  34
          GOLDEN                        EDCEWATER
13    39   39   41  41  44  44  45  45  44  44  43  43  37  37   36  36  30  30  34  34  33   35   35   35  37  37  36   36  34  34
                                                            DENVER                  AURORA
14    41   41   42  42  43  43  46  46  44  44  43  43  38  30   41   41  41  41  44  44  44  44  39   39   39   39  37   37   35   35                   _i
                                                                                                                                            CO
13    41   41   42  42  43  43  46  46  44  44  43  43  3O  38   41  41  41  41  44  44  44  44  39   39   39   39   37   37   35   35                   -Pa

12    41   41   42  42  46  46  60  50  51  31  51  51  40  48   46  46  47  47  51  51  61   61   45   45   44  44  40   40   3O  3U
                                                                    CLENDALE
II    41   41   42  42  46  46  58  30  31  31  51  31  40  40   46   46  47  47  61  51  51   51   43   43  44  44  40   40   38  38
                                 LAKEWOOD
18    42   42   48  45  48  40  53  53  53  83  55  55  56  56   87   57  64  54  55  56  55  65  49  49  44  44  43   43   41   41

 9    42   42   45  43  48  48  33  53  53  53  55  55  56  66   57   67  64  54  85  55  55  55  49  49  44  44  43  43  41   41
           MORRISON                            SHERIDAN  ENCLEWOOD
 8    43   43   46  46  49  49  54  84  53  S3  59  59  62  62   66   66  64  64  56  56  55  55  51   81  49  49  47  47  39  39
                                                              CHERRY  HILLS
 7    43   43   46  46  49  49  54  54  55  35  59  59  62  62   66   66  64  64  56  56  55  S3  51  51  49  49  47  47  39  39

 6    37   37   41  41  45  43  51  51  34  84  57  97  61  61   69   68  66  66  60  68  94  84  38  88  32  52  83  33  42  42
                                JEFF CO              LITTLETON    GREENWOOD VLG
 3    37   37   41  41  43  43  51  51  34  54  37  57  61  61   65   66  66  66  60  60  64  54  50  SO  52  82  53  53  42  42
                                 UHBAR        CLMBR VLV
 4    41   41   48  40  41  41  44  44  53  63  62  62  67  67   64   64  65  65  62  62  63  53  45  46  48  48  53  83  41  41

 3    41   41   40  48  41  41  44  44  53  53  62  62  67  67   64   64  65  65  62  62  53  53  45  45  48  48  S3  53  41  41

 2    38   38   42  42  44  44  48  40  53  S3  56  86  61  61   54   54  56  56  53  63  44  44  40  40  43  43  42  42  36  36

 1    38   30   42  42  44  44  48  48  53  53  56  36  61  61   64   64  56  86  S3  53  44  44  48  40  43  43  42  42  36  36
                                           (b)   Year 1985  Emissions

                                           FIGURE  VI-1    (Continued)

-------
       1   2   3   4   9   6    7    0   9   10   11   12   13  14  IB  16  17  1O  19  20  21   22  23   24   29  26  27  28  29  30
                     '    j
36    44  44  42  42  41  41   43   43   44   44   47   47   46  46  45  45  49  49  4O  48  43   43  36   36   33  33  33  33  29  29

29    44  44  42  42  41  41   43   43   44   44   47   47   46  46  45  45  49  49  40  40  43   43  36   36   33  33  33  33  29  29

20    42  42  4O  4O  41  41   U9   39   40   40   44   44   44  44  42  42  47  47  47  47  42   42  30   3O   33  33  31  31  3O  3O

27    42  42  40  4O  41  41   39   39   40   40   44   44   44  44  42  42  47  47  47  47  42   42  3B   30   33  33  31  31  30  3O
                                      BROOMF1ELD
26    40  40  42  42  40  40   39   39   37   37   39   39   39  39  37  37  42  42  43  43  39   39  3D   3O   35  30  33  32  29  29
                                                            NORT11CLENN
25    40  40  42  42  40  40   39   39   37   37   39   39   39  39  37  37  42  42  43  43  39   39  30   30   35  35  32  32  29  29

24    40  40  42  42  40  40   40   40   37   37   34   34   3S  35  34  34  3O  3O  36  36  37   37  34   34   35  35  36  36  29  29
                                            WESTMINSTER        THORNTON
23    40  40  42  42  40  4O   40   4O   37   37   34   34   35  35  34  34  30  30  36  36  37   37  34   34   30  35  36  36  29  29
                                                       FDRL
22    41  41  41  41  40  40   40   40   37   37   32   32   30  30  29  29  36  36  34  34  39   39  32   32   32  32  34  34  32  32
                                                       HCTS
21    41  41  41  41  40  40   40   40   37   37   32   32   30  30  29  29  36  36  34  34  39   39  32   32   32  32  34  34  32  32
                                                                                    IICKY MNTH ARSNL
20    39  39  30  38  30  30   37   37   36   36   33   33   29  29  25  25  31  31  35  35  35   35  33   33   34  34  33  33  32  32
                                      AIWADA                            COMMERCE
19    39  39  3O  30  38  30   37   37   36   36   33   33   29  29  25  25  31  31  35  35  35   35  33   33   34  34  33  33  32  32

10    34  34  34  34  35  35   33   33   32   32   32   32   30  3O  27  27  29  29  27  27  31   31  31   31   34  34  34  34  33  33

17    34  34  04  34  35  35   3U   33   32   32   32   32   30  30  27  27  29  29  27  27  31   31  31   31   34  34  34  04  33  33
                               W11T.  RDC                                        STAPL INTL
16    35  35  34  34  33  33   34   34   35   33   34   34   2'i  29  29  29  31  31  20  20  31   31  32   32   33  35  35  35  34  34
          GOLDEN                       EDCEKATEIl
15    35  35  34  34  35  35   34   34   39   35   34   34   29  29  29  29  31  31  20  20  31   31  32   32   35  30  30  33  34  34
                                                            DENVER                  AURORA                                            _i
14    37  37  33  33  34  34   33   33   34   34   33   33   2O  2O  31  31  31  31  33  33  30   38  36   36   36  36  36  36  35  35                CO
                                                                                                                                          cn
13    37  37  35  33  34  34   33   33   34   34   33   33   2O  2O  31  31  31  31  33  33  3O   38  36   36   36  36  36  36  35  35

12    30  38  37  37  37  37   36   36   39   39   30   30   35  35  33  33  35  35  39  39  42   42  39   39   41  41  39  39  37  37
                                                                     CLENDALE
11    30  3O  37  37  37  37   36   36   39   39   30   30   35  33  33  33  35  35  39  39  42   42  39   39   41  41  39  39  37  37
                                  LAXEWOOD
10    39  39  39  39  40  40   40   40   41   41   40   40   3O  30  39  39  39  39  42  42  45   43  43   43   40  4O  41  41  39  39

 9    39  39  39  39  40  40   40   40   41   41   40   40   3U  30  39  39  39  39  42  42  45   43  43   43   40  40  41  41  39  39
            I1ORRIBON                           SHERIDAN  ENCLF.WOOD
 O    41  41  41  41  40  40   42   42   43   43   43   43   41  41  47  47  47  47  43  43  46   46  43   45   43  40  44  44  36  36
                                                               CHERRY HILLS
 7    41  41  41  41  40  40   42   42   43   43   43   43   41  41  47  47  47  47  43  43  46   46  45   45   45  45  44  44  36  36

 6    36  36  3O  30  39  39   41   41   42   42   42   42   42  42  40  40  51  51  47  47  45   45  44   44   46  46  47  47  38  3O
                                 JEFF CO               LITTLETON     GREENWOOD VLC
 0    36  36  38  30  39  39   41   41   42   42   42   42   42  42  4O  4O  51  01  47  47  45   43  44   44   46  46  47  47  3D  SO
                                  URBAN        CLMBN VLY
 4    39  39  38  30  36  36   36   36   42   42   47   47   47  47  49  49  52  52  50  50  44   44  40   40   42  42  48  40  38  30

 3    39  39  38  38  36  36   36   36   42   42   47   47   47  47  49  49  52  52  60  50  44   44  40   40   42  42  40  40  3O  30

 2    38  38  40  40  41  41   42   42   42   42   43   43   47  47  44  44  46  46  46  46  39   39  36   36   39  39  38  38  33  33

 I    3O  30  40  40  41  41   42   42   42   42   43   43   47  47  44  44  46  46  46  46  39   39  36   36   39  39  30  38  33  33
                                              (c)    Year 2000 Emissions

                                              FIGURE VI-1    (Concluded)

-------
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ZS 26 27 28
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2222
2222
2222
2222
2222
2222
2222
2222
2222
2222
2222
26 2 26
26 26 26
12 12 12
12 12 12
12 12 12
12 12 12
12 12 12
12 12 12
12 12 12
12 12 12
12 12 12
12 12 12
3 a] 12
333
333
333
26
26
12
12
12
12
12
3
3
3
3
3
3
3
3
29 30
2 2
2 2
2 2
2 2
2 2
2 2
2 2
2 2
2 2
2 2
2 2
2 2
2 2
2 2
2 2
2 2
3 3
3 3
3 3
3 3
3 3
3 3
3 3
3 3
3 3
3 3
3 3
3 3



                                                                                                     00
FIGURE VI-2.  POPULATION DISTRICTS SPECIFIED IN THE SUB-AREA ALLOCATION PLAN

-------
                   187
 TABLE VI-].   POPULATION BY DISTRICT

          (Thousands  of Persons)
 District
    No.         1975      1985     _2000_

      1          0.00      0.00      0.00
      2         10.50      14 20      14.00
      3           .70        .90      1.20
      4          0.00      0.00      0.00
      5           .20      6.00      12.00
      6         16.40      29.70      44.50
      7         31.60      40.70      58.90
      8         31.50      36.70      38.60
      9         27.60      39.50      65.50
    10         62.50      71.40      83.10
    11         18.60      19.50      20.00
    12        121.70     157.00    228.70
    13         35.90      39.90      79.30
    14          3.50      5.20      10.00
    15          5.40      8.30      10.70
    16         35.90      40.90      45.90
    17          6.00      8.10      13.20
    18         34.10      38.60      47.90
    19         21.20      68.20    137.90
    20        123.00     163.70    213.60
    21         14.50      18.60      26.00
    22          9.50      11.60      15.20
    23         40.60      46.40      53.70
    24         80.80      94.80    117.40
    25          7.60      9.90      12.90
    26        532.30     566.10    646.70
    27          3.70      8.70      8.70
Source:  DRCOG  (1976).

-------

30
29
20
27

26

25
24

23

22

21

20

19
111
17
1 2 3 4 S 6 7 O 9 10 11 12 13 14 15 16 17 IB 19
> j
0600000000022222222
0000000000022222222
000000000 no no no lie 19 19 2 2 2 2
o o e o e e o 110 no 110 no no 110 19 19 2 2 2 2
BROOMFIELD

NOHTHCLEHN


WESTMINSTER THORNTON

FDRL

HGTS
4 4 4 4 4 60 60 60 66 60 60 19 19 19 35 35 35 35 35

4 4 4 4 4 60 60 60 60 60 60 19 19 19 35 35 12 12 12
ARVADA COMMERCE
4 4 4 4 60 60 60 60 60 60 60 60 35 35 35 35 12 12 12
4 4 4 4 17 17 60 40 60 60 29 29 29 29 29 29 29 29 12
4 4 4 4 17 17 48 48 4(1 40 4B 29 29 29 29 29 29 29 29
20
2
2
2
2

2

2
35

35

35

35
]
2

2
29
29
WHT. RDC STAPL
16

13

14
13
12

11

10
9

U

7
6

5

4
3
2
1
41 41 17 17 17 17 4B 40 46 4fl 40 29 29 29 29 29 29 29 29
GOLDEN EDCEWATF.R
41 41 41 17 17 17 96 96 96 96 40 29 29 29 29 29 29 29 29
DENVER
41 41 41 41 17 96 96 96 96 96 96 29 29 29 29 29 29 29 29
4 4 41 4 4 96 96 96 96 96 96 29 29 29 29 29 29 29 29
4 4 4 4 4 4 96 96 96 96 96 29 29 29 29 29 29 499 29
CLENDALE

LAKE WOOD
4 4 4 96 96 96 96 96 96 96 96 29 29 29 29 29 29 29 29
4 4 4 96 96 4 4 96 96 96 29 29 29 62 62 62 29 29 29
MORRISON SHERIDAN ENGLEWOOD

CHEIUIY HILLS


JEFF CO LITTLETON GREENWOOD VLC

URBAN CLMDN VLY




29

29
21
2
2
2
2

2

33
35

35

35

2
RCKY
2

29
29
29
22 23
2
2
2
2

2

2
2
2
2

2

33 35
35

a

2

2
MNTH
2

2
29
29
0

2

2

2
Mil
2

2
29
29
24
2
2
2
2

2

2
2

2

2

2
3NL
2

2
29
29
25
2
2
2
2

2

2
2

2

2

2

2

2
29
29
26
2
2
2
2

2

2
2

2

2

2

2

2
2
29
27
2
2
2
2

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2
2

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2

2

2

2
29
29
2B 29 3O
2
2
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2

2
2

2

2

2

2

2
29
29
2
2
2
2

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2
2

2

2

2

2

2
2
2
2
2
2
2

2

2
2

2

2

2

2

2
2
2
INTL
34

54
54

54
54

54
54

54
54

54
54

54
54

54
54

54
2

2
2

2
AURORA
29
29
29

29

29
29

29

29
21

14

14
14
0
0
54
29
29

29

29
29

21

21
21

14

14
14
0
0
94
64
54

54

54
54

0

0
14

14

14
14
0
0
54
54
54

54

54
54

0

e
0

0

14
14
0
0
54
54
54

54

54
54

54

64
0

0

14
14
e
0
54
54
54

54

54
54

54

54
0

0

0
e
0
O
54
54
54

54

54
54

54

54
0

0

0
0
0
0
54
54
04

54

34
64

54

54
54

0

0
0
e
e
54
54
64

0

0
0

0

0
0

0

0
0
0
0
0
0
0

0

e
e

0

e
0

e

e
e
e
0
0
0 co
00
0

0

0
0

0

0
0

e

0
0
0
0
FIGURE VI-3.
               (a)   Increase from 1975  to  1985

INCREASE OF POPULATION (IN TENS OF PERSONS)  IN  ONE-SQUARE-MILE  GRID CELLS  IN
THE DENVER METROPOLITAN AREA.   Grid numbers  are listed  on  the left side and
top of figure.

-------

30
29
28
27

26
23
24

23

22

21

20

19
18
17
1 2 3 4 0 6 7 O 9 10 11 12 13 14 10 16 17 IB 19 20
e 0 0 0 0 ' 0 0 0 0 e 0 0 0 « 0 « 0 0 0 e
0000000000O0000O00O0
0000000OO 123 123 123 123 39 39 0 O 0 0 0
0000000 123 123 123 123 123 123 39 39 0 0 0 0 0
BROOMFIELD



WESTMINSTER THORNTON

FD11L

IICTS



AllVADA COtDIEHCE
4 4 4 4 9(1 98 98 98 98 98 98 98 46 46 46 46 7 7 7 0
4 4 4 4 30 30 98 60 98 98 69 69 69 69 69 69 69 69 7 69
4 4 4 4 30 30 60 60 60 60 60 69 69 69 69 69 69 69 69 69
21
0
0
0
0

0
46
46

46

46

0
RCKY
0

69
69
69
22
0
0
0
0

0
46
46

0

0

0
23
0
0
0
0

0
46
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24
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0
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23
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26
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30
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0

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69
69
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69
69
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69
69
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69
69
0

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69
0

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69
69
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69
69
0

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0
WIT. HI)C 8TAPL INTL
16

13

14
13
12

1 1

10
9

8

7
6

0

4
3
2
I
73 73 30 30 30 30 60 60 60 60 60 69 69 69 69 69 69 69 69 69
GOLDEN EUGKWATKIl
73 73 73 30 30 30 118 118 110 118 60 69 69 69 69 69 69 69 69 69
DENVER
73 73 73 73 30 118 118 118 118 118 118 69 69 69 69 69 69 69 69 69
4 4 73 4 4 1 18 1 18 1 18 1 18 1 18 1 18 69 69 69 69 69 69 69 69 69

GI.ENUA1.E
4 4 4 4 4 4 1 IB 1 18 1 18 1 18 I 18 69 69 69 69 69 69 69 69 69
LAKEKOOD
4 4 4 MB 1 18 1 18 1 IB 1 18 1 18 I 18 I 18 69 69 69 69 69 69 69 69 69
4 4 4 11(1 118 4 4 118 118 118 69 69 69 62 62 62 69 69 69 69
MOimlSON 8UE1IIDAN ENCI.EWOOO

CHERRY IIII.I.S
444444 248 248 248 241) 69 69 169 62 62 40 40 40 69 69

JEFF CO LITI'LETON GREENWOOD VI.G

UKI1AN Cl.rillN VLY

444444 248 2411 248 248 248 248 93 93 93 145 145 143 145 145


110

1 10
110

1 10
1 10

1 10
1 10

110
110

1 10
1 10

1 10
I 10

110
1 10

110
0

0
0

0
AURORA
1 10
69
69

69

69
69

60

60
60

143

143
145
0
0
1 10
1 10
I 10

1 10

1 10
1 10

0

0
143

143

143
145
0
0
110
1 10
1 10

1 10

1 10
1 10

0

0
0

0

143
143
0
0
110
1 10
1 10

110

1 10
1 10

1 10

1 10
0

0

143
140
0
0
110
110
1 10

110

110
1 10

110

110
0

0

0
0
0
0
1 10
1 10
1 10

110

1 10
1 10

1 10

1 10
0

0

0
0
0
0
1 10
1 10
1 10

1 10

1 10
1 10

1 10

1 10
1 10

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110
1 10

0

0
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0
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0
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0
e

0

0
0

0

0
0

0

0
0
0
0
(b)   Increase from 1985 to 2000



    FIGURE VI-3  (Concluded)
                                                                           CXI

-------
                                         190
3.   Adjustments to Population Pistributions

     The populations shown in Table VI-1 reflect the true population dis-
tributions only at times other than normal daytime working hours (0800 to
1500 MST).  During normal working hours there is a substantial shift in
the population because employment centers are generally not located near
residential population centers.  Since high ozone concentrations occur
during the daylight hours, this temporary dislocation of population must
be accounted for in estimating ozone dosages and exposures.

     The adjustments required to estimate the population distribution
during working hours may be carried out as follows.  Let the employment
in the i-th district be E- and the residential population P..   The total
population within the entire modeling region is
and the total employment is
Let a be a ratio defined by
A number of people
                                      =E  -aP
                              commute
will commute into the i-th district during working hours to fill the jobs
not filled by the local population.  Hence the total population during
working hours is given by
,       ,      ,      ,
1  w    '      '      '
                       (P,)  = P, +
                          1 w     '

Note that the population adjustment may be positive, negative, or zero.

-------
                                       191
     In order to estimate the adjusted populations during work hours,
employment data are needed.   Employment data are available by "super-
districts" as indicated in Appendix C of this report.   The 24-super-
districts used for specification of employment are delineated in Figure
VI-4.  Employment in areas lying outside these super-districts is assumed
to be negligible.  Employment data are available for the years 1970 and
2000.  The data for years 1975 and 1985 were obtained by linear interpo-
lation.  The employment by super-district is summarized in Table VI-2.
Changes in employment between 1975 and 1985 and between 1985 and 2000  are
shown in Figure VI-5.  Large increases can be seen to occur in the dis-
tricts to the south, the southeast, and the northeast of central Denver
and also in the vicinity of Glendale.

     Figure VI-6, showing the difference between the adjusted and residential
population distributions, reveals the prevailing pattern whereby residents
from outlying suburbs commute to central Denver during working hours.

D.   EXPOSURE AND DOSAGE ESTIMATES

     Dosages and exposures were estimated using the simulated ozone concen-
trations for 3 August 1976 meteorology and the population distributions in
accordance with the Sub-area Allocation Plan (SAP).  The population distri-
butions were adjusted as noted above for temporary changes that occur
during working hours.

     Table VI-3 presents the estimated dosage and exposure over the Denver
metropolitan region as a function of time of day.  These results are also
presented graphically in Figures VI-7 and VI-8.  The dosage calculations
show how the rate of increase of ozone dosage tends to be low in the early
morning hours, increases to a maximum at mid-day and again gradually falls
off at night.  The cumulative dosage during the day appears to decrease by
roughly 25 percent from 1976 to 1985 and then to increase by about 6.5 per-
cent from 1985 to 2000.  Dosages tend to reflect the average regionwide

-------
1 2
30 0 0
29 00
20 00
27 00
26 11 11

25 ill 11
24 111 11
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BROOMF 1 ELD
1 11 11 11 11
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1 12 12 12 12

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2 12 12 12 12
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11 11 11 11 13 13 13 13 13
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15 0 O

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11 II 11 11.13 13 13 13 13


14 1 1 11 13 13 13 13 13 13
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0 0 0 0 15 15 15 15 15

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22 22

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MNTN AFISNL
19

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INTL
20

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21
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. j
21 21 21 21 21 21
21 21 21 21 21 21
21 21 21 21 21 21
21 21 21 21 21 21
21 21 21 21 21 21
21 21 21 21 21 21

21 21 21 21 21 21
21 21 21 21 21 21
21 21 21 21 21 21
21 21 21 21 21 21

21 21 21 21 21 21
21 21 21 21 21 21
0 0 O 0 0 0
000000
FIGURE VI-4.   SUPER-DISTRICTS USED FOR SPECIFICATION  OF EMPLOYMENT

-------
                  193
TABLE VI-2.  EMPLOYMENT BY SUPER-DISTRICTS

         (Thousands of Persons)
 Super-
District
   No.
 1975
           Year
 1985
 2000
     0
     i
     o
     3
     4
     5
     6
     7
     8
     9
    10
    t 1
    12
    13
    14
    15
    16
    17
    10
    19
    20
    21
    22
    23
    24
 0.00
48. 10
21.60
62.70
28.90
36.00
32.00
21.70
24.40
13.40
54.00
20.80
10.80
26.30
20.60
10.50
37.40
 2.00
 3.70
12.30
14.80
17.50
16.30
31. 10
 9.60
 0.00
48.40
31.20
70.20
36.60
42.80
35.50
37.00
34. 10
22.70
56. 10
28.30
15.50
34.50
28.70
16.60
48.60
 4.70
 4.80
16. 10
28.20
28.60
37.60
39.60
19.40
 0.00
48.90
45.60
81.40
48.00
53.00
40.60
60.00
46.50
36.60
59.20
39.60
22.40
40.00
40.90
25.70
63.40
 8.70
 6.50
21.70
44.50
45.20
69.40
52.40
34.00
 Source:   DRCOG (1973).

-------

30
29
28
27

26

23
24

23

22

21

20

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17
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8 9 10 11 (2 13 14 15 16 17 IB 19 20 21
00000000000000
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DROOMFIELD
B B fl a 21 21 21 21 21 21 9 9 9 2
NORTHCLENN
a a a a 21 21 21 21 21 21 9 9 2 2
a a a a 21 21 21 21 21 21 21 21 22
VESTMl NSTER THORNTON
8 B a 8 21 21 21 21 21 21 21 9 9 9
FDRL
8 B B B 21 21 21 21 21 21 21 9 9 9
HCTS
26 26 26 26 21 21 21 21 21 21 9 9 9 9
RCKY
26 26 26 26 21 21 21 21 21 21 9 9 9 9
ARVADA COMMERCE
26 26 26 26 21 21 21 21 21 9 9 9 9 9
26 26 26 26 96 96 96 62 62 62 4O 9 40 4O
39 39 39 39 96 96 96 62 62 62 40 40 40 40
22 23
0
0
9
2

2

2
2

9

9

9
MNTN
9

9
40
40
2
2
2
2

2

2
2

9

9

9
24
2
2
2
2

2

2
2

9

9

9
28
2
2
2
2

2

2
2

9

9

9
26
2
2
2
2

2

2
2

2

60

60
27
0
0
0
O

0

0
0

0

0

0
28
0
0
O
0

0

0
0

0

0

0
29
0
0
0
O

0

0
0

0

0

0
30
6
0
0
0

0

0
0

o

o

e
AHSNL
9

9
40
40
9

9
40
40
9

9
60
60
60

60
60
60
0

0
0
0
0

0
0
0
0

0
0
O
0

0
0
0
WHT. HOC STAPL INTL
16
B
a
a
a
a
a
39
GOLDEN
15

14
13
12

1 1

10
9
0

0
0
0

0

0
0
0

0
0
0

0

o
0
a

21
21
21

0

0
0
a

e
21
21

0

o
0
a

a
21
21

21

21
21
a

39
21
21

21

21
21
39

39
21
21

21

21
2 1
MORRISON
B

7
6

0

4
3
2
1
0

0
o

0

o
e
0
0
0

0
0

0

0
0
0
0
0

0
0

0

0
0
0
0
0

0
0

0

0
6
0
0
17

0
0

0

0
O
0
0
17

0
0

0

0
0
0
0
17

17
17

17

17
17
0
0
39 39 39 39 96 96 62 62 62 62 40 40 40 60
EDGEHATEH
39 39 39 39 96 96 16 30 62 62 40 40 40 60
DENVER
39 39 39 39 16 16 16 16 87 87 45 45 45 11
21 21 21 21 16 16 16 16 B7 87 45 45 45 45
21 21 21 21 16 16 16 16 138 138 45 45 45 45
CLENDALE
21 21 21 21 66 66 66 66 138 138 127 127 45 45
l.AKEWOOD
21 21 21 21 66 66 66 0 138 138 127 127 127 45
17 21 66 66 66 108 66 40 40 138 127 127 127 43
SHERIDAN ENCLEHOOD
17 17 66 66 66 108 40 40 53 63 53 127 127 127
CHEIUIY HILLS
17 17 17 17 108 108 4O 40 53 53 53 53 127 S3
17 17 17 17 108 108 40 40 40 53 53 53 53 53
JEFF CO LITTLETON GREENWOOD VLG
17 17 17 17 108 40 40 40 40 53' 53 53 53 53
URBAN CLMBN VLY
17 17 17 17 108 40 40 40 40 53 53 53 53 53
17 17 17 17 108 40 40 40 40 53 53 53 53 53
17 17 17 00000000000
00000000000000
60

60
60

60
60

60
60

60
60

60
0

60
0

60
0

0
0

0
AURORA
1 1
11
11

1 1

1 1
11

53

53
53

53

53
53
0
0
1 1
1 1
11

11

1 1
1 1

11

11
53

53

53
63
0
0
11
11
11

11

11
11

11

11
11

11

53
63
0
0
11
11
11

1 1

11
11

11

11
11

1 1

11
11
0
0
11
11
11

11

1 1
11

11

11
1 1

11

11
1 1
e
0
11
11
11

11

"
1 1

1 1

11
11

11

11
11
0
0
11
11
1 1

11

11
11

U

11
11

11

11
11
0
0
1 1
11
1 1

11

1 1
11

11

11
1 1

11

U
II
e
0
1 1
u
11

11

u
u

1 1

u
1 1

u

1 1
u
e
0
FIGURE VI-5.
                    (a)   Between 1975 and 1985

INCREASE OF EMPLOYMENT (IN TENS OF PERSONS)  IN ONE-SQUARE-MILE  GRID  CELLS  IN
THE DENVER METROPOLITAN  REGION.  Grid numbers  are listed  on  the left side  and
top of figure.

-------


30
29
20
26

26
24

23

22

21

20

19
10
17
1

0
0
0
0
12
1 O
1 >£
12

0

0

0

0

0
0
12
2

0
0
0
0

1 O
1 <£
12

12

12

0

0

0
O
12
3

O
o
0
0
1 2

1 2

1 **

12

12

12

12
12
12
4

O
0
0
0
1 **

12

12

12

12

12

12
12
12
5
i
0 '
O
0
0
12

12

12

12

12

1 2

12
12
12
6

0
0
0
0


12

12

12

12

12

12
12
12
7

0
0
0
A


12

12

12

12

12

30
3O
26
8 t 10 11 12 13 14 15 16 17 1O 19 20

00OO000000000
0000000000 14 O0
0 0 O O 14 14 14 14 14 14 14 14 14
0000 14 14 14 14 14 14 14 14 14
imOOMFlELD
12 12 12 12 02 32 3*i 32 32 J2 14 14 (4
NOHTIIGLENN
12 12 12 12 32 32 32 32 32 32 14 14 4
12 12 12 12 32 32 32 32 32 32 32 32 4
WESTMINSTER THORNTON
12 12 12 12 32 32 32 32 32 32 32 14 14
FDRL
12 12 12 12 32 32 32 32 32 32 32 14 14
IICTS
30 3O 30 30 32 32 32 32 32 32 14 14 14

30 30 30 30 32 32 32 32 32 32 14 14 14
ARVADA COMMERCE
30 3(1 30 30 32 32 32 32 32 14 14 14 14
30 30 3O 30 143 143 143 93 93 93 59 14 59
26 26 26 26 143 143 143 93 93 93 69 59 59
21

0
0
14
I A
I t

4

14

14

14
HCKY
14

14
59
59
22

O
0
14


4

14

14

14
MNTK
14

14
59
59
23

4
4
4


4

14

14

14
24

4
4
4


4

14

14

14
25
r
4
4
4


4

14

14

14
26

4
4
4


4

4

74

74
27

0
0
0
0
0

0
0

0

0

0
28

0
0
0


0
0

0

0

0
29

O
0
0
0
0

0

0

0

0
30

0
0
0
0
0

0
0

0

0

0
ARSNL
14

14
59
59
14

14
59
59
14

14
74
74
74

74
74
74
0

0
0
0
0

0
0
0
0

0
0
0
0

0
0
0
WIIT. IIDC BTAI'L I NTL
16
12
12
12
12
12
12
26
COLDEN
15

14
13
12

1 1

10
9
0

0
0
0

0

0
0
0

0
0
0

0

0
O
12

32
32
32

0

0
0
12

12
32
32

0

0
0
12

12
32
32

32

32
32
12

26
32
32

32

32
32
26

26
32
32

32

32
32
MOIUUHON
0

7
6

5

4
3
2
1
0

0
0

0

0
0
0
0
0

0
0

0

0
0
0
0
0

0
0

0

0
0
0
0
0

0
0

0

0
0
0
0
26

0
0

0

0
0
0
0
26

0
0

0

0
O
O
0
26

26
26

26

26
26
0
0
26 26 26 26 143 143 93 93 93 93 59 59 59
EUCEWATER
26 26 26 26 143 143 23 50 93 93 59 59 59
DENVER
26 26 26 26 23 23 23 23 127 127 60 6O 60
32 32 32 32 23 23 23 23 127 127 6O 60 60
32 32 32 32 23 23 23 23 205 205 6(1 6O 60
CLENDALE
32 32 32 32 99 99 99 99 205 205 191 191 60
LAKEWOOD
32 32 32 32 99 99 99 0 205 205 191 191 191
26 32 99 99 99 162 99 60 60 205 191 191 191
SHERIDAN ENCLEWOOI)
26 26 99 99 99 162 60 60 79 79 79 191 191
CIIEIlllY II 11.1.8
26 26 26 26 162 162 60 60 79 79 79 79 191
20 26 26 26 162 162 60 60 60 79 79 79 79
JEEE CO LITTLETON CREENWOOD VLC
26 26 26 26 162 60 60 60 60 79 79 79 79
UIIHAN CLPlliN VLY
26 26 26 26 162 60 60 60 60 79 79 79 79
26 26 26 26 162 60 60 60 60 79 79 79 79
26 26 26 0 0 0 0 0 O 0 
-------

30
29
2U
27

26

25
24

23

22

21

2O

19
IB
17
1 f\
1 O
1 3
14
13
1 I

10
9
1
0
0
0
0

2

2
2

0

0

0

0

0
0
2


-6
-6
0
0

0
0
2
0
0
O
0

2

2
2

2

2

0

0

0
0
2

CO!
— fi
O
-6
0
0

0
0
3
0
0
0
0

i

2
2

2

2

2

2

o
2
2

,!>EN
-4
O
0
0

0
0
4
0
0
0
0

2

2
2

2

2

2

2

2
2
2


~ 1
-4
5
0

— 13
-13
5
0
0
0
0

2

2
2

2

2

2

2

-13
-1
-1


~ 1
-1
5
3

-7
6
' 0
0
0
0

2

2
2

2

2

-13

-13

-13
-1
-I


~*
0
-7
5

3
7
0
0
0
0

2

2
0

0

0

-13

-13

-9
-9
-2
8 9 10 11 12 13 14 15 16 17 10 19
000000000000
000000O00000
0 0-6-6-5-5-2-2 0 0 0 0
-6 -6 -6 -6 -3-5-2-2 0 0 0 O
BROOMF I ELD
-3-3 0 0 4 4 4-5-5-5 -12 0
MOUTHCLENN
0 0 0 0 4 4 4-5-5-5 -12 -12
0000444-5-5 -10 -10 -10 -
WESTMINSTER THORNTON
0000444-4 -10 -10 -10 -14
FDHL
0 0 0 0 4 4 4 -4 -4 -3 -3 -B
1ICTS
-9 -9-9-9 4 4 4 -3 -3 -3 -8 -B

-9 -9-9-9 4 4 4 -3 -3 -4 -B -B
ARVADA COMMERCE
-9 -9 -9 -9 -fl -3 -3 -3 -3 -B -(1 -fl
-9 -9 -9 -14 0 O 0 31 31 31 -5 -0
-2 -2-2-2 0 0 0 31 31 31 -5 -5
20
0
0
0
0

0

0
10

-a

-a

-a

2

2
-5
-5
21 22 23
0
0
0
0

0

-10 -
-10 -

-8

-a

2
RCKY
2

-17
-5
-5
0
0
0
0

0

10 -
10

2

2

2
MNTN
2

2
-5
-5
WUT. RDO 8TAPL 1NTL

0
0
-7
-7

3
MORRISON
0

7
6

5

4
3
2
1
0

0
0

0

0
0
0
0
0

0
0

0

0
0
0
0
0

0
0

0

0
0
0
0
0

0
0

0

0
0
0
0
3

0
0

0

0
0
0
0
3

0
0

0

0
0
0
0
3

0
0

0

0
0
0
0
EDCEWATER
000 -2 0 0 20 460 31 31 —5 -5
DENVER
0 0 0 0 20 20 20 20 59 59 3 3
-7 -7 -7 -7 20 20 20 20 59 59 3 3
CLENDALE
-7 -7 -7 -7 -11 -11 -11 -II 14 14 -2 -2
LAKEWOOD
-10 -7 -3 -11 -11 -10 -10 -5 -5 14 -2 -2
SUERIDAN ENCLEWOOD
0 -10 -3 -3 -11 1 5-5 0 0 0-2
CHERRY HILLS
000 -17 -10 1-5-5 0 0 0 -16
000 -17 -4 -4 -5 -5 12 2 2 2
JEFF CO LITTLETON GREENWOOD VLC
000070000-1-1-1
URBAN CLMBN VLY
000070080-1-1-1
00007000B -1-1-1
30300000000O
000000000000

-5
3
3
3

— 2
-2

-2

-2
2

-1

-'
-1
0
0


0
0
0
0

0

10
0

2

2

2
24
0
0
0
0

0

0
0

2

2

2
25
f
0
0
0
0

0

0
0

2

2

2
26
0
0
0
0

0

0
0

0

6

6
27
0
0
0
O

0

0
0

0

0

0
28
0
0
0
0

0

0
0

0

0

0
29
0
0
0
0

0

0
0

0

0

0
30
0
0
0
0

0

0
0

0

0

0
ARSNL
2

2
-5
-5


- 1 - 1 — i
AURORA
-6
3
3

3
3

16

2
2

- i

-1
-1
0
0
-6
-6
£
O
-6

-6
-6

4

4
_,

-1

-'
-1
0
0
-6
-6
-6

—6

1

1
4

4

-1
-1
0
0
2

2
-5
-5


- 1
-6
-6
—6
-6

-6
-6

-6

-6
1

1

-1
-1
0
0
2

2
-14
-14


— 1
— 6
-6
— 6
-6

— 6
-6

-6

-6
1

1

1
1
0
0
6

6
6
-14


'
-6
-6
— 6
-6

— 6
-6

-6

-6
,

1

1
1
0
0
0

0
-20
-20


- 1
-6
-6
-6
-6

-6
-6

-6

-6
-6

1

1
1
0
0
0

0
-20
-20
Q

— 1
-6
-6
~6
i

,

j

i
i

i

i
i
0
0
O

0
0
0
0


1
'
,

1
1

1

1
1

j

1
1
0
0
0

0
0
0
Q

°
1
'
(

1
1

1

1
1

1

1
1
0
0
FIGURE VI-6.
                         (a)  Year 1975


DIFFERENCE BETWEEN POPULATION DURING NORMAL WORKING HOURS  AND TRUE  RESIDENTIAL

POPULATION, BY ONE-SQUARE-MILE GRID CELL.   In  hundreds  of  persons;  grid  numbers
are listed on the left side and top of figure.

-------
                                   213
Since not all areas will have ozone concentrations exceeding the NAAQS,
there appear to be sharp boundaries to the regions where significant
exposure occurs, and these boundaries are defined by the boundaries of
the ozone cloud rather than by the population distributions.  Note that
the area in which ozone concentrations exceed the NAAQS not only shrinks
in size but moves southward away from the high population concentration
in central  Denver.   The latter is  a major contributor to the sharp
decrease in exposure for future years.

E.   SUMMARY AND CONCLUSIONS

     Dosages and exposures to ozone were estimated for the Denver metropol-
itan region for three years--1975, 1985, and 2000.  The ozone concentrations
were obtained from the SAI Denver Model  simulations of 3 August 1976 meteo-
rology and 1976, 1985, and 2000 emissions.   The population distribution wars
obtained from the Sub-area Allocation Plan and was adjusted to account for
a shift in the population during working hours.

     Dosages tend to reflect a general reduction in the ambient ozone con-
centration over the entire day.  The estimated dosages showed a 25 percent
drop from 1975 to 1985 but a 6.5 percent increase from 1985 to 2000.  When
discounted for the increases in population between these years, the dosages
reflect an effective reduction in  ambient ozone by 38 percent from 1975 to
1985 and 18 percent from 1985 to 2000.

     Exposure is a measure of the  impact of relatively brief but high ozone
concentrations.  Exposure to ozone about the NAAQS is projected to decrease
80 percent from 1976 to 1985 and another 93 percent from 1985 to 2000.
These results are biased because for the 3 August 1976 meteorology used
here the peak ozone concentrations are located south of central Denver and
away from the regions of high population.  Peak ozone concentrations may
occur over central  Denver on other days, and in such a case the improvement
in exposure levels for future years may  not be as great as that obtained
here.

-------
                                    214
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 Anderson,  J. A., and D. L. Blumenthal (1976), "Characterization of Denver's
      Urban Plume Using an  Instrumented Aircraft," in "Denver Air Pollution
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      P.  A.  Russell, ed., Environmental Protection Agency, Research Triangle
      Park,  North Carolina.

 Bailey,  B.  S.  (1975),  "Oxidant-HC-NO  Relationships from Aerometric Data--
      L.A.  Studies," Scientific SeminaY on Automotive Pollutants, EPA-600/
      9-75-003,  10-12 February 1975, Washington, D.C.

 Burton,  C.  S. ,  et  al.  (1976), "Oxidant/Ozone Ambient Measurement Methods:
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 Code  of  Federal Regulations [C.F.R.J (1975), Title 40, Section 51.14(c)(4).

 Colorado Department of Health (1976a), data summary sheets, private communi-
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           (1976b), "Report to the Pub!ic-1976," Air Pollution Control
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Colorado Division of Highways [CDH] (1976), "JRPP Air Quality Assessment
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de Nevers, N., and J. R. Morris  (1975), "Rollback Modeling:  Basic and
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Denver Regional Council  of Governments [DRCOG]  (1976), "Policy Population
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Dimitriades,  B. (1975),  Conference on the State of the Art of Assessing
     Transportation-Related Air Quality Impacts, Workshop I, Session I
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	 (1973),  "Photochemical Oxidants," Chemistry and Physics
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           (1972),  "Effects of Hydrocarbon and Nitrogen Oxides on Photo-
     chemical Smcg Formation," Environ. Sci. Techno!., Vol. 6, No. 3,
     pp. 253-260.                        ~	'	'	

-------
                                       215
Georgii,  H.  W.,  E.  Busch,  and E.  Weber (1967),  "Investigation of the
     Temporal  and  Spatial  Distribution of the Immission [sic] Concentration
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Hanna,  S.  R.  (1971), "Simple Methods  of Calculating Dispersion from Urban
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Holzworth,  G.  C.  (1972),  "Mixing He-ights, Wind  Speeds,  and  Potential for
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Jerskey,  T.  N.,  et al.  (1976), "Sources of Ozone:  An Examination and
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Johnson,  W.  B.  (1974),  "Field Study of Near-Roadway Diffusion Using a
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     Pollution,  American  Meteorological  Society,  9-13 September 1974,
     Santa  Barbara,  California.

Khanna, S.  B.  (1976),  "Handbook  for Unamap," Walden Corp.,  Cambridge,
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Larsen, R.  I.  (1971),  "A  Mathematical  Model  for Relating  Air  Quality
     Measurements  to Air  Quality Standards," Office of  Air  Programs,
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Ludwig, F.  L.,  and J.H.S.  Kealoha (1975), "Selecting Sites  for Carbon
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Merz, P.  H., L.  J.  Painter,  and  P.  R.  Ryason (1972),  "Aerometric Data
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Paskind,  J.  J.,  and  J.  R.  Kinosian  (1974), "Hydrocarbons, Oxides of Nitrogen
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     Cities,"  67th Annual  Meeting,  Air Pollution  Control  Association,
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Radian  Corporation (1975), "Study of  Vapor Control Methods  for Gasoline
     Marketing Operations,"  Austin, Texas.

-------
                                    216
 Roth, P. M., et al. (1976), "An Evaluation of Methodologies for Assessing
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 Schuck, E. A., and R.  A. Papetti (1973), "Examination of the Photochemical
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 Scott Research Laboratories (1974), "Performance of Service Station Vapor
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 Trijonis, J. C.  (1972), "An Economic Air Pollution Control Model Application:
     Photochemical Smog in Los Angeles  County in 1975,"  Ph.D. Thesis,
     California Institute of Technology, Pasadena, California.

Turner,  D.  B., J.  R.  Zimmerman, and A.  D.  Busse (1973),  "An Evaluation of
     Some Climatological Dispersion Models," Appendix E  of "User's Guide
     for the Climatological Dispersion  Model," EPA-R4-73-024, Environmental
     Protection  Agency, Research Triangle  Park, North Carolina.

Venturini,  P. D.,  and  D. M. Grandy (1975),  "Background and Development of
     the California Vapor Recovery Control  Program for Service Stations,"
     California  Air Resources  Board,  presented at 4th Annual  North American
     Motor  Vehicle Emissions Control  Conference.

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           217
       APPENDIX A





DESCRIPTION OF THE MODELS

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                                218
                            APPENDIX A
                   DESCRIPTION  OF THE  MODELS
                         by James P. Kill us
     Urban airshed models are mathematical  representations of atmospheric
transport and chemical  reaction processes  which,  when combined with a source
emissions inventory and appropriate meteorological  data,  may be used to
predict pollutant concentrations as a  function of time and location in an
airshed.  In the past several years, SAI  has  developed a  number of airshed
models for specific research and applications tasks.   Depending upon the
application, these models differ in the  importance  given  to selected
physical and chemical phenomena, but all  have certain features in common:

     >  A modeling region, divided into  a  number  of horizontal and vertical
        cells, and boundary conditions that define  the concentrations of
        pollutants in air entering the modeling region from the top and
        sides.
     >  A source inventory which defines  the  emissions of pollutants into
        each cell of the modeling region.
     >  A meteorological file which determines the  advective transport of
        pollutants within the region,  and  a diffusivity algorithm which
        provides the rate of vertical  diffusion of  pollutants.
     >  A kinetic mechanism to predict the  changes  in pollutant concentra-
        tions resulting from chemical  reactions (for those modeling appli-
        cations involving chemically reactive species).

In the next sections we discuss the Denver  Air Quality Model and its
treatment of each of the above factors.   The  appendix closes with a much
briefer description of  the well-known  Climatological  Dispersion Model (COM)
also used in this study.

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                                    219
     The Denver Air Quality Model--called simply the "Denver Model" here--is
                                                                    *
an adaptation of several  airshed models previously developed at SAI.    The
starting point was the airshed model  developed for the California ARB (Liu
et al.,  1976a) to treat the advection and diffusion of S(>2 (or any linear
species) from power plant plumes.   The model  used SHASTA numerics, and had
the capability of treating winds (Reynolds et al., 1977) with vertical
variations.   Because of its modular nature, this model was relatively easy
to modify in order to include:

     >   Treatment of 12 chemical species (the Carbon-Bond kinetic mechanism).
     >   A diffusivity algorithm developed specifically to aid in the  treat-
        ment of the onset of radiative inversions.
     >   An inversion breakup algorithm.
     >   Various input-output codes designed to facilitate treatment of the
        grid conventions used by the Colorado Department of Highways.

1.   THE MODELING REGION AND BOUNDARY CONDITIONS

     The modeling region chosen was a 30 x 30 mile grid bounded at the bottom
by the  ground and extending to the top of the mixing layer (or 2500 ft.,
whichever is less).  Although it would be desirable to extend the modeling
region  some distance into the inversion, for various reasons — including a
lack of pollutant measurements aloft—this extension is not yet within our
modeling capabilities.

     The 30 x 30 mile region was chosen for the original CDH study in an
attempt to place the boundaries in areas where pollutant concentrations in
air flowing into the region could be expected to be near background levels.
The boundaries chosen are well beyond the areas of substantial emissions;
* The Colorado Department of Highways (CDH,  1976) used one of these models,
  the Air Pollution Simulation Program (APSP), in an analysis of the 1-470
  Highway proposal.  The APSP differs from the Denver Model in some impor-
  tant respects, notably the kinetic mechanism employed.   The CDH/APSP
  simulations gave markedly different results from the present study.
  Factors that we discuss at some length below led us to the conclusion
  that the ASPS is inappropriate for use in  the Denver area, hence our
  decision to develop the Denver Model.

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                                   220
 presumption  of  "clean"  boundary  inflows was  thus  quite  acceptable except
 when  some  of the  pollutants  that  had  been  blown out  of  the modeling region
 might have reentered  it when the  wind reversed.   This possibility could
 not be investigated in  the present  project because the  region in question
 (south of  Denver)  has uneven terrain  and no  data  are available for character-
 izing its  wind  field.

      The 30 x 30  mile modeling  region was  divided horizontally into a
 15 x 15 set of grid cells, with  three stacked  layers in the vertical direc-
 tion.  This reduction from the  30 x 30 x 5 cell modeling grid used in the
 CDH/APSP study was made in the  interest of reducing  computing costs; the
 Denver Model requires  roughly four times the computing  time of the
 ASPS for a given  simulation, owing  to the  doubling of the number of
 chemical  species.  Several tests  were made to  see if the reduction in
 spatial resolution would affect  predictions.   It  was found that the results
 from a 15  x 15  cell modeling region were nearly identical  to an averaging of
 the results  from  a 30 x 30 cell  region.  The change  from five to three
 vertical  layers results in somewhat faster mixing, since each cell is assumed
 to be a well-mixed box.   However,  this effect  is  minor  because of the rapidity
 of vertical  diffusion in the Denver region.

2.   THE EMISSIONS INVENTORY*

     The starting  point  in preparing an emissions inventory  suitable  for  the
Denver Model is the Emissions Data Preparation Program  (EDPP)  developed by
Reynolds (1973) for SAI's original APSP.  The inputs  to  the  EDPP  include:

     >  Auto vehicle  miles traveled (VMT)  along major thoroughfares  (in
        link node  format.).
     >  Auto area  sources (traffic on side  streets, etc.).
     >  Small point sources   (industrial emissions, house heating,  etc.).
  A full  description of the emissions data used in this project is given
  in Appendix B.

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                                   221
     The output from the  EDPP  is a six  species emissions  inventory—NO,
 N02, CO, reactive HC,  unreactive hydrocarbons and a blank  file  for 0~
 (since 0,  is  not a primary pollutant).  The  reactive hydrocarbon  inventory
 of  the EDPP was then divided between the  four categories  required by the
 Carbon-Bond mechanism.  The assumed split was, by weight,  0.032 olefins,
 0.65 paraffins, 0.05 aldehydes, and 0.205 aromatics (Reynolds et al., 1977);
 the remainder was assumed to be unreactive and was disregarded, along with
 the unreactive hydrocarbon emissions inventory in the EDPP.  The resulting
 inventory  of  the emissions of  each of eight  species in the 30 x 30 grid
 was block-averaged into the 15 x 15 grid  used in the Denver Model.  Blank
 files for  HNOp, HUOp,  peroxyacetylnitrate (PAN), and aerosols were also
 added.  Emissions from large point sources such as power  plants were input
 directly to the model  at  elevated locations, corresponding to risen chimney
 plumes.

 3.   THE METEOROLOGICAL FILE AND DIFFUSIVITY ALGORITHM

     The meteorological file used in the  Denver Model is  also a modification
 of  files prepared for  the APSP.  The Meteorological Data  Preparation Program
 (MDPP)  interpolates  surface wind measurements to generate a two-dimensional
 wind field.   The Denver Model  requires  input of a three-dimensional wind
 field.  Lacking both data aloft and the time for a detailed theoretical
 estimation of winds  aloft, in  this project we simply extended the MDPP
 surface winds aloft, effectively rendering the three-dimensional wind feature
 of  the  Denver Model  inoperative.

     It is  worthy  of note  that there is evidence  of a  breakup  of the
inversion  layer in  Denver  around midday on the days for which  data were
available.   (If there were no inversion present,  the top of the modeling
region  could  not be the inversion base.)  Under these  circumstances we
chose  to treat transport and  dispersion explicitly  in  a  limited modeling
region  2500 ft.  high.  At  the top,  pollutants are allowed to slowly
leak out of the modeling region at a rate  based  upon atmospheric dif-
fusivities  and the  concentration gradient  within  the region.

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                                   222
     The vertical diffusivity algorithm used in this study (Liu et al.,
1976b) was developed for application to Las Vegas, Nevada.  This algorithm
was specifically developed to treat radiative inversions; communication
with the CDH suggested that the Lamb algorithm used in the CDH/APSP
(Lamb et al., 1975) had some difficulties in handling the onset of
radiative inversions.  Comparison of the two algorithms suggests that
the Liu algorithm provides a better treatment of stable atmospheric
conditions, particularly at the onset of radiative stability, while
the Lamb algorithm is more accurate in its treatment of unstable condi-
tions.  However, since the two algorithms yield only minor differences
in model predictions under unstable conditions (particularly with only
three vertical modeling layers.) but yield very different results under
stable conditions, we felt that the Liu algorithm was preferable for
this project.

     We described above the features of th.e Denver Model that pertain
to emissions and atmospheric transport.  In simplest terms, an airshed
model of reactive pollutants consists of three coupled mechanisms:
emissions, transport, and chemical reactions.  Emissions and transport
(meteorology) are inputs to the SAI model.  These processes are straight-
forward; our ability to account for them is restricted primarily by
the data available to us.

4.   TREATMENT OF CHEMICAL REACTIONS

     The photochemistry of urban smog is not as well understood.  The
reactions  known or postulated to occur in photochemical smog number
in the many hundreds.  The number of reactions actually taking place
is probably many times that.   Our ability to model the ozone formation
process  rests  upon the construction of various lumped kinetic schemes
that approximate the more  complex reality.

     A chemical  kinetic mechanism is therefore the most critical fea-
ture of a  photochemical airshed model.  There are some general con-
siderations important in developing such a mechanism.  First, the

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                                    223
mathematical  description of the mechanism (in terms  of the  number of
species included)  must not he overly complex, or else computation times
for the model  within which it is embedded are likely to be  excessive.
On the other hand, an overly simplified mechanism may omit  important
reaction steps and thus be inadequate to describe atmospheric reac-
tions over a range of conditions.   A major requirement, then, is  that
the mechanism include only a limited degree of detail, yet  still  pre-
dict the chemical  behavior of a complex mixture of organic  and inorganic
species.  In particular, accurate prediction of the  formation of  ozone
is of prime importance, since ozone is the major constituent of photo-
chemical oxidant and has the largest data base for validation purposes.

     In general, development of chemical kinetic mechanisms has three
stages:  (1) laboratory experiments designed to elucidate specific
chemical reaction steps, their rate constants, and their products,
(2) smog chamber studies based upon rather simple analogs to the  com-
plex atmospheric mixture, and (3) atmospheric studies, either fixed
ground-level observations of a changing air mass or  airborne studies that
attempt to follow a single air mass (Calvert, 1976a, 1976b).  The specific
reaction steps proposed at the first stage are linked together into  a
specific mechanism (written for the photooxidation of a specific  hydro-
carbon), which is validated against the smog chamber studies in the
second stage.  These specific mechanisms are often quite complex, e.g.,
the Whitten and Hogo (1977) mechanism for propylene contains 65 reactions.
Any attempt to prepare and link together specific mechanisms for  each
of the hydrocarbon species, in smog would be computationally intractable
even if sufficient theoretical backing for such a mechanism existed.

     Instead, the insight gained in comparisons with smog chamber data
is condensed into a generalized lumped mechanism with the hydrocarbon
species grouped into one or more categories whose average behavior is
then represented by a single set of reactions for each species.  Lumped
mechanisms are validated against both smog chamber data and, when
coupled with a transport model (either an airshed or trajectory model),
atmospheric data.

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                                    224
     Tables  A-l  through A-3  list  the  reactions  used  in  the  Hecht-Seinfeld
C1972),  Hecht-Setnfeld-Dodge  (Hecht et  al.,  1974a),  and the original  formula-
tion of  the  Carbon-Bond  (Whitten  and  Hogo,  1977)  mechanisms.   These mechan-
isms were developed  by SAI under  EPA  auspices  in  attempts  to incorporate
state-of-the-art chemistry into a computationally efficient mechanism.
Each successive  mechanism represents  what we believe to be  a major
advance  over the previous mechanism.   In  the case of the Hecht-Seinfeld
mechanism, at least, subsequent advances  (principally the  addition of
aldehyde chemistry)  have  rendered it  obsolete.  This is conclusively
demonstrated by  the  present  project,  which  represents the  first side-
by-side comparison of different kinetic mechanisms applied  to the
atmosphere.

     The Carbon-Bond mechanism represents,  an advance over the Hecht-
Seinfeld-Dodge mechanism that is  more subtle than the difference between
the H-S and H-S-D mechanisms.  In addition  to  realistic aromatic chemistry,
the Carbon-Bond mechanism offers  an improved lumping scheme, mass-con-
servative hydrocarbon depletion,  and  an elimination of sensitive stoi-
chiometric parameters.   The  Carbon-Bond mechanism therefore requires
less tuning and is more user-oriented than  the H-S-D mechanism.

     The test of any simulation model is  two-fold:  (1) Does it obey the
requirements of accepted scientific theory?  (2)  Are its predictions in
acceptable agreement with observations?  Below, we present the basic
details  of atmospheric photochemistry as  they  apply to ozone formation
in photochemical smog and a  discursive comparison of the utility of
the H-S, H-S-D,  and  C-B  mechanisms.   We then consider the predictions
of the Denver Model  in comparison with the  observed air quality in
Denver.
a.   Urban Airshed Photochemistry and Its Simulation by Lumped Kinetic
     Mechanisms

     Ozone and other oxidants are formed within the troposphere primarily
by the chemical interaction of nitrogen oxides and hydrocarbons.  This

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                       225
TABLE A-l.  THE HECHT-SEINFELD MECHANISM
            NO  + hv ->• NO + O
          0+0+M + O+M
              O. + NO -»• NO  + 0
               •J          £.4.
            °3  + N°2 "* N°3 + °2
          N°3  +  N°2 H0 2
                      6
           NO +  N02 H+Q 2
           HN02 +  hv  -»• OH + NO
             CO +  OH ^ C02 + HO


                      9
            HO., +  NO -*• OH + NO_
                     10
           HO  + NO  -»• HNO  + 0
                     11
              HC + 0 -> aRO


                     12
             HC + OH -> SRO


                     13
             HC + 0, -
            RO  + NO ->• N02  +  eOH
                     15
           RO  + N02 ->• PAN
    Source:  Hecht  (1972).

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                              226
          TABLE A-2.  THE HECHT-SEINFELD-DODGE MECHANISM
       N02  +  hv  -  NO +  0
             NO
                                     >The  N02-NO-03 Cycle
    0  +  NO  + M  -»•  N02 +  M
        0  +  N02  H.  NO +  02




    0 +  N02  +  M  •>•  N03 + M
                            Important Reactions of 0

                            with  Inorganic  Species
      03 +  N02  -*•  N03




      N03 + NO  i  2N02




     N03 +  N02  ->•  N£05
                         N0

                    2HN0
                           >The Chemistry of

                           'N00C, and HN00
                             25         3
     NO + HNO.
   HN02 + HN03
                12
                1 3
          HN02 + N02
                2N0
I Reactions  of HN03 with

/ Inorganic  Species
NO + N0
          2HNO,
                is
2KN02  --  NO + N02
                16
     HNO, + hv  -»•  OH + NO
                                     Chemistry of HN02

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                             227
                       TABLE  A-2   (Continued)
      OH +  NO,
                17
                18
                 HNO.
OH + NO + M  +   HNOo  + M
OH + CO +  (02)  +'  C02  + H02
                                             Important Reactions of
                                             OH with Inorganic Species
                20
      H02 + NO  +  OH  +  N02
                                           idation of  NO  by  HO
            hv  "  20H
                                        'Photolysis of
                22
       HC, + 0  -*•" ROO + aRCOO + (l-a)HO?
          I                  n            c
                            0
      HC, + 00  -»•  RCOO + RO + HC,,
      HC] + OH  -*  ROO + HC4

       HC, + 0  -+  ROO + OH
        i*
       HC2 +OH  -»•  ROO + H20
                27
       HC, + 0  +  ROO + OH
                26
      HC3 + OH  •*  ROO + H20

      HC4 •«- hv  "  6ROO +  (2-B)H02

      HC. + OH  3->°  BRCOO+(1-B)HO?+ H?0
        4            n           *•£.
                     0
                                         Organic Oxidation Reactions
                                           HC] = Olefins
                                           HC2 = Aromatics
                                           HC3 = Paraffins
                                           HC4 = Aldehydes

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                             228
                     TABLE A-2  (Concluded)
                31
       ROO + NO  -  RO + N02
                32
RCOO + NO +(09)   -*  ROO + NO, + C0
             HC.              C.
                 3 3
     RCOO + N0
       RO
      RO + NO,
                31.
                35
                36
 RCOONO,
  n    t
  0

 H02 + F



RONOo
       RO + NO  "^ RONO
                                        Reactions of Organic
                                       )Free Radicals with  NO,
                                         0, and 0
                37
H02 + H02



H02 + ROO   -^ RO + OH + 02
                38
         2ROO
                39
              2RO + 0,
                                              Other Peroxy  Radical
                                              Reactions
 Source:   Hecht et al. (1974a).

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                    229
TABLE A-3.  THE ORIGINAL  FORMULATION  OF THE
            CARBON-BOND MECHANISM
                                        Rate Constant
Reaction
N02 + hv -»• NO + 0-
0- + 02(+ M) -* 03 (+ M)
03 + NO -v N02 + 02
0- + N0£ -* NO + 02
03 + N02 •* N03 + 02
N03 + NO + N02 + N02
N03 + N02 + H20 -»- 2HN03
NO + N02 + H20 ->• 2HN02
HN02 + hv -»• NO + OH
N02 + OH- -v HN03
NQ + OH- -* HN02
CO + OH- H- C02 + HO^
°2
OLE + OH- •£ HCHO + CH^
°2
PAR + OH- 4 CH^ + H20
°2
ARO + OH- $• HCHO + CH^
202
OLE + 0- -4 HC(0)02- + CH3Oj
°2
PAR + 0- -i CH302 + OH-
20?
ARO + 0- -S Hl(0)02 + CH3Oj
°2
OLE + 03 ^ HC(0)0^ + HCHO + OH-
/ -1 • -1\
(ppm mm )
k*
Kl
2.08 x 10'5
25.2
1.34 x 104
5 x 10"2
1.3 x 104
1.66 x 10"3t
2.2 x 10"9t
k*
KHN02
9 x 103
9 x 103
2.06 x 102
3.8 x 104
1.3 x 103
8 x 103
5.3 x 103
20
37
0.01

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                               230
                     TABLE  A-3   (Concluded)
           Reaction
                                                    Rate Constant

                                                    (ppm" min~ )
 ARO +
                     HCHO + OH.
                                                   0.002
 OLE + 03 -»- ozonide

         20,
 HCHO + hv -*  HC(0)02  +  H02
                                                   0.005
                                                  k*
                                                   HCHO + radicals
HCHO + hv -*• CO + H,
                                                  ^HCHO -> CO
HCHO + OH-
                                                  1  x 10H
    + NO + OH- + N0
                                                  2 x
      + NO -*• N02 + HCHO  +
                                                  2 x 103
          NO
                                                  2 x 10-
     + hv -* OH-  +  OH-
                                                   H2°2
      HO
                 +  0
4 x ID"
HC(0)0-
              H3COOH
                HC(0)OOH + 0
                PAN
PAN ->• HC(0)0*2
ARO + N03 -^ PRODUCTS
4 x 10



1 x 104


150


 0.02


 50


 20.
* Photolysis  rate constants in units of min'1.
t Units  of
 Source:   Whitten and Hogo  (1977).

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                                    231
interaction is driven by ultraviolet radiation from the sun.   The
nitrogen oxides and hydrocarbons, the precursors for oxidant  formation,
are emitted from both natural  and anthropogenic sources.   Their concen-
trations and the intensity of solar ultraviolet radiation are affected
by meteorological phenomena.

     The interactions between pollutants that lead to ozone (oxidant)
formation are complex and nonlinear.  However, many years of  research
have established certain basic interactions,  which are divided into
three areas for this discussion:

     >  Inorganic chemistry—the  interactions between nitrogen com-
        pounds and oxygen compounds.
     >  Organic oxidation chemistry—the primary paths by which hydro-
        carbons and their oxygenated intermediates participate in
        ozone (oxidant) formation.
     >  Induction effects—the sources of radicals that can start  the
        chain reactions involved  in ozone (oxidant) formation.

1)   Inorganic Chemistry of Nitrogen and Oxygen Compounds

     Ozone, the major oxidant in  photochemical smog, is formed when
oxygen atoms react with oxygen molecules in the presence of a third
body (usually a nitrogen molecule or another oxygen molecule):

                        0 + 02 +  M->Oo + M    -           (A-l)

The major source of oxygen atoms  in the troposphere is the photolysis
of nitrogen dioxide:

                        N02 + hv  + NO + 0     ,             (A-2)

where hv represents the energy of a photon of light at the frequency
v.  The quantum yield for this reaction, or the percentage of absorp-
tions of a photon that result in  photolysis,  is near unity for UV  light

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                                  232
with a wavelength of 40Q run (nanometers) or less.  The quantum yield
decreases at higher wavelengths and is near zero at 430 nm.  The rate
of photolysis depends on the number of photons, or the intensity of
the light, and on the concentration of N02-

     The following reaction:

                          NO + 03 •*• N02 + 02                  (A-3)

completes an ozone production and destruction cycle.  In the troposphere,
Reaction  (A-2) yields an oxygen atom that generates ozone by Reaction
(A-l).  However, Reaction (A-2) also generates an NO molecule that can
combine with ozone by Reaction (A-3) to regenerate a molecule of N02-
These  three  reactions are quite rapid; thus NO, N02, and 03 are usually
near the  equilibrium relationship given by:

                          k2[N02] = k3[NO][03J     .           (A-4)

Equation  (A-4) is usually a good approximation (within 10 percent) of the
actual concentrations of those species in th.e atmosphere.

     Clearly, the above reactions will result in no net ozone production
and buildup.  High ozone concentrations in the troposphere are the
result of the introduction of hydrocarbons into the Ni /0-, cycle.
                                                      X  *3

2)   Organic Oxidation Chemistry

     So far, the reactions of only oxygen and nitrogen compounds have
been discussed.  If water vapor and hydrocarbons are included, however,
additional species--such as HO-, and H02, alkylperoxy radicals (R02),
HON02, and HONO--are formed from the interactions  between H~0, NO  ,
                                                           C.     A
and the hydrocarbons.  The most important reaction involving these
species is:

                          HO;, + NO + HO- + N02     -           (A-5)

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                                    233
Hydroxyl radicals (HO-) resulting from Reaction (A-5) are the main
radicals that begin the oxidation of organic compounds.  A reaction
related to Reaction (A-5) involves alkylperoxy radicals:
                          R02 + NO •* RO- + N02    ,            (A-6)
where R is an organic radical such as methyl (CHA) or ethyl
Reactions (A-5) and (A-6) convert NO to NOp.  Rewriting equation (A-4)
as
                             °3 ~ k3[NOJ     '                 (A~7^

we see that an NO to N02 conversion raises the steady-state concentra-
tion of ozone.  Early in the smog formation process, while there is
still a low N02 to NO ratio, the efficiency of ozone production from
NO to NOo conversions is very low.  During this period, known as the
induction period, any ozone formed tends to rereact with the abundant
NO available to form N02.  It is only after most of the NO has been
oxidized to N02 that the efficiency of ozone production rises.  After
the induction period, when the N02/N0 ratio is high, practically every
NO to N02 conversion results in the production of an ozone molecule.
The ability of organic compounds to supply peroxy radicals for the
conversion of NO to N02 by Reactions (A-5) and (A-6) is their most
important role in the production of photochemical oxidant.  The
rate at which the peroxy radicals are produced depends on the reactiv-
ity of the hydrocarbons.

     Thus, the basic ozone production cycle may be outlined as follows
Hydroxyl radicals (HO-) react with organic compounds (hydrocarbons,
oxygenated hydrocarbons such as aldehydes, and so on) in a series of
reactions to produce peroxy radicals.  These peroxy radicals (ROA and
H02) convert NO to N02 by Reactions (A-5) and (A-6) and regenerate the
hydroxyl radicals by Reaction (A-5).  When the sun is shining, the
ozone concentration increases as the N02/N0 ratio increases, as shown
in the steady-state relationship of Eq. (A-7).

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                                   234
     Support for this  outline  comes  from numerous  research studies
CNiki  et al.,  1972;  Demerjian  et al.,  1974;  Hecht  et al.,  1974a;
Nicolet, 1975; Calvert and McQuigg,  1975;  Chameides  and  Walker, 1976).
The relative unimportance  of water vapor in  photochemical  oxidant
production,  for example, was shown by  Demerjian  et al.  (1974).   They
performed a  computer simulation  of addition  of water vapor to a system
containing "clean"  air, 0.1  ppm  NO,  and  no N02-  They found that water
vapor had almost no effect on  ozone  production.   In  contrast, water
vapor is important  in  polluted atmospheres,  but  within the normal  dew
point range  its concentration  is not limiting  to the kinetic mechanism
and therefore is not discussed here.   The  same workers studied the
effects of carbon monoxide, which is found in  both polluted and unpol-
luted air.  Carbon  monoxide was  once thought to  be relatively unreac-
tive but is  now known  to enter into  the  chemistry  of photochemical
smog by the  following  reactions;

                           HO- + CO  -> C02  +  H.     ,             (A-8)

                            H- + 02  + H02    ,                  (A-9)

                           H02 + NO  + HO-  +  N02    .            (A-5)

Since HO- radicals  are destroyed in  Reaction (A-8) and produced in
Reaction (A-9), the  above  sequence provides  a  chain  reaction whereby
a single HO-  radical could initiate  the  oxidation  of many  NO molecules.
To see the effect of this  mechanism,  Demerjian et  al.  (1974) added
10 ppm of CO to the  computer simulation  described  above.   After irradia-
tion for eight hours,  the  "clean"  air, H20,  NO,  CO atmosphere "produced"
over 0.04 ppm  of ozone, an increase  of more  than a factor  of 100 over
the "clean"  air, H20,  and  NO system.  The  importance of  carbon  monoxide
in smog formation is limited,  however, by  the  low  rate constant for
Reaction (A-8)  as shown by Hampson and Garvin  (1975).  In  actual  pol-
luted  atmospheres,  the  conversion  of  NO  to N02 by  oxygenated hydro-
carbons and  other intermediate species found in  photochemical  smog
is so  rapid  that the effect  of CO  is  obscured.

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                                     235
     Hundreds of hydrocarbons have been identified in the urban atmosphere,
yet only a few of them have been studied in detail.  The discussion here
is therefore limited to those classes of reactions that are currently
thought to be important.  As mentioned above, the main contribution
of organics is to oxidize NO to N02 through reactions with peroxy
radicals, both peroxyalkyl (R0£) and peroxyacyl  (RCO^), where R is
hydrogen or part of a hydrocarbon molecule.  These reactions are
written in the general form:

                        R0£ + NO -> RO- + N02    ,               (A-6)

                       0            0
                       I!            I!
                      RCOO- + NO -> RCO- + N02    .               (A-10)

The peroxyalkyl radical is formed when the alkyl radical, R-, reacts
with an oxygen molecule.  Alkyl radicals are formed at various stages
when paraffins, olefins, or aromatics are oxidized in the smog mechanism.
The peroxyacyl radical is produced by a similar reaction scheme via
the acyl radical,

                                    0
                                    I!
                                   RC

that is usually formed when an aldehyde, RCHO, is oxidized.  Aldehydes
are introduced directly into the atmosphere from auto exhaust and other
combustion sources and are also formed as intermediates in photochemi-
cally active atmospheres.  Computer simulations, done by many workers
indicate that the hydroxyl radical, HCN, is the dominant species that
attacks hydrocarbons to form alkyl and acyl radicals (Niki et a!., 1972;
Demerjian et al., 1974; Hecht et al., 1974a; Nicolet, 1975; Calvert
and McQuigg, 1975; Chameides and Walker, 1976).

     The high rates of NO oxidation and subsequent ozone production
found in photochemical smog have been accounted for by a reaction chain
that begins with a hydrocarbon being attacked by an hydroxyl radical.
The peroxy radical formed then oxidizes NO, and HO- is eventually

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                                   236
regenerated.   This  sequence can be summarized by the following set of
reactions:

                      RH + OH- -»• R- + H20    ,                 (A-ll)

                       R. + 02 + R02    ,                      (A-12)

                      R0'2 + NO -v RO- + N02    ,                (A-6)

                      RO- + 02 + R'CHO + HO^    ,              (A-13)

                           RO- -* HCHO + R-                     (A-14)
                          + NO + OH- + N02    ,                (A-5)
 and  for aldehydes:
               RCHO + OH- + 02 -* RCOO- + H20     ,              (A-15)

                     0            0
                      II             II
                    RCOO- + NO -v RCO- + N02     ,               (A-10)

                           0
                            il
                          RCO- -> R- + C02     ,                 (A-16)

 followed by  Reactions  (A-12),  (A-6),  (A-13),  and (A-5).   These are two
 HO-  cycles wherein  HO-  starts  the cycle and  is  returned  at the end of
 the  cycle.   The  first cycle results in two NO molecules  being oxidized
 to N02 with  the  concomitant reduction of one  carbon atom from the
 organic (RH).  The  second cycle results in three NO molecules oxidized
 when the organic is an  aldehyde.  The HO- cycles are terminated when
 two  free radicals combine.  This overall process is responsible for
 converting NO  molecules to N0? and  converting the reactive hydrocar-
 bons to C02  and  H20.  Note that aldehydes resulting from Reactions
 (A-13) and (A-14) can react by (A-15),  (A-10),  and other reactions.
 Aldehydes can  also  photolyze  and bring more  radicals into the system:

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                                     237
                       RCHO  +  hv •*  HCO' +  R-     ,               (A-17)

                       HCO-  +  02 +  CO + H0£     ,                (A-18)

                                   0
                       HCO«  +  0
The number of NO molecules converted in the original  two cycles  is
complicated by Reaction (A-17) followed by either (A-18) or (A-19).
The two ratios of the rate constants of Reactions (A-13) to (A-14)
and (A-18) to (A-19) are not currently known with certainty (Demerjian
et al . , 1974).  It can also be shown that reactions like (A-ll)  can
proceed by addition:

                                        OH
                                        l
                            RH + OH- -> HR-

with the series of reactions beginning with Reaction  (A-12),  producing
similar results.  For substituted aromatic compounds,  another type of
reaction may occur:
                             +  OH-  ->  I 0 I   + H-              (A-20)
     The ultimate fate of aromatic compounds in smog chemistry is not
certain at the present time, however.   For example, the number of NO
conversions per cycle when the aromatic ring eventually breaks open
is not known.   The reaction scheme [Reactions (A-6) and (A-10) through
(A-19)] does,  however, include the dominant organic reactions that
convert NO to  N02> which is the major step required to raise the ozone
concentration  (via the steady-state relationship).   Many other differ-
ent organic species and inorganic intermediate species are also formed
in photochemical  smog (Demerjian et al., 1974, pp.  65-108).   Although
the reactions  involving these species are not well  understood at this

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                               238
time, it is expected that their effect is only to modify and not sub-
stantially change the results  predicted with regard to 03 production
using only the simplified reaction scheme described above.

     Explanation of the formation of complex organic molecules requires
that some additional reactions be considered.   The most important of
these compounds are the PAN (peroxyacetyl nitrate) types that cause
eye irritation and were first  discovered in the Los Angeles atmosphere.
PAN-type compounds are formed  from the reaction between the peroxyacyl
radicals and NO^:

                         RCOO- + N09 -> RCOONO-    .           (A-21)
                          II        ^    II    ^
                          0             0

This reaction competes with Reaction (A-22):

                          RCOO- + NO + NO, + RCO-    .        (A-22)
                           II              z     II
                           0                   0

Reaction  (A-21) will dominate  when the NOo/NO ratio is high.

3)   Induction Effects

     As previously noted, before ozone can begin to form and accumulate
rapidly, a sizable fraction of precursor NO must be oxidized to N02
(90 to 99 percent of NOY emissions are initially in the form of NO).
                       A
The time required for this initial oxidation is called the induction
period.

     In order to explain the  formation of photochemical smog it is
necessary that there be a source of radicals sufficient to build and
maintain a radical concentration many times greater than that found
in clean air.  At such concentrations, the induction period is shortened
to a few hours and ozone production proceeds efficiently during the
hours of brightest sunlight.

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                                 239
     The hydroxyl  radicals that play an important part in the mechanism
to convert NO to N02 are, as discussed above,  regenerated at various
stages in the mechanism, but the source of the hydroxyl  radicals,  an
important issue, was not discussed.   Virtually any type of radical
can initiate the oxidant-producing mechanism by means of radical  trans-
fer reactions.  For example, Reaction (A-5) transforms peroxy radicals
to hydroxyl radicals.

     Maintaining the total concentration of radicals in the mechanism
by carbonyl photolysis is necessary because of the numerous temporary
and permanent radical sinks.  For example, both nitrous acid and
hydrogen peroxide are temporary radical sinks  because they are formed
rapidly via reactions that consume radicals:

                              OH- + NO -> HN02     ,             (A-23)

                             H02 + H02 + H202     .             (A-24)

However, both species can reproduce radicals at a later time by photo-
lysis.  The most important permanent radical sink also appears to  be
the most important sink of oxides of nitrogen:

                              HO- + NO •* HONO    .              (A-25)

Other radical sinks include reaction with surfaces and various radical-
radical reactions:

                           R02 + R02 -> RO + RO

     Some early investigators thought that oxygen atoms from N02
photolysis might be the source of radicals that initiate the mechanism
of ozone formation (Leighton, 1961).  However, more recent work has
shown this radical source to be insufficient in explaining the high
radical concentrations in photochemical smog (Hecht, et al., 1974b).

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                                     240
     Because most  reactions  that  generate  radicals  are  photolysis
reactions,  the intensity  of  sunlight  affects  the induction period.
However, slight variations in  trace quantities  of nitrous acid, HN02,
(Chan et al., 1976)  or aldehydes  can  easily be  shown to affect induc-
tion time strongly (Calvert  and McQuigg,  1975), which suggests that
either of these substances could  be the  source  of initial radicals.

     In smog chambers, the photolysis of  nitrous acid,

                          HN02 +  hv -»• HO-  + NO     ,            (A-26)

may be the most important initial  source  of radicals.  Nitrous acid
has been detected in smog chambers in concentrations sufficient to
explain the observed induction time for  smog  chemistry, but the con-
centrations necessary to initiate smog chemistry in the atmosphere
are below the limits of measurement of most modern instruments.

     Nitrous acid is produced in  the  absence  of sunlight:

                         NO  + N02 + H20  + HN02  + HN02    .     (A-27)

This reaction proceeds rapidly on some surfaces and may also proceed
slowly in the gas phase (Calvert  and  McQuigg, 1975).  High local con-
centrations of the three reactants could lead to nitrous acid forma-
tion in the real atmosphere, but  the  importance of this reaction
is not known at present (Chan et  al., 1976).   Since nitrous acid is
produced in photochemical smog by Reaction (A-23), some nitrous acid
might persist to initiate radicals and then smog formation on a sub-
sequent day.  Ripperton et al. (1975) and Smith et al.  (1976) have
suggested that the presence  of these  radicals may be responsible for
increased ozone formation on the  second  day.

     Aldehyde photolysis is  critical  in  maintaining the radical con-
centration in smog because it is  a primary pollutant and it is also
generated from other hydrocarbons in  the photochemical  process

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                                    241
[Reaction (A-14)].   Furthermore,  the formation of an aldehyde does  not
result in the net subtraction of  any radicals  from the radical  pool
as does the formation of HNOp and ti-Q^.

     Aldehydes are,  however,  very difficult to treat in atmospheric
models.  Emissions,  data concerning aldehydes  are largely lacking  and
there are few atmospheric measurements  of aldehydes.  Aldehydes are
also difficult to treat in kinetic mechanisms, owing to the  variety
of their reaction pathways—photolysis  that produces radicals [Reaction
(A-13)], photolysis  that does not produce radicals [Reaction (A-28)],
and reaction with hydroxyl radicals [Reaction  (A-15)] which  leads to
oxidation of the carbonyl without net production of radicals:

                          RCHO +  hv -> HCO-  +  R-                (A-13)

                          RCHO +  hv -> RH +  CO                  (A-28)

                    RCHO + OH- +  02 + RCOO- +  H20    .         (A-15)
                                       0

     Recognition of the crucial role of aldehydes in smog chemistry is
a recent development; early attempts to devise photochemical kinetic
mechanisms omitted aldehydes, (Eschenroeder and Martinez, 1972; Wayne
et al., 1971; Hecht and Seinfeld, 1972).  These mechanisms could be
made to approximate the simplified behavior of a smog chamber.  How-
ever,  they predict unrealistic behavior in the atmosphere, although
this fact has until recently been masked by the complex behavior of
the urban airshed models.  In the next section, we discuss the inade-
quacies of the kinetic mechanism in the APSP, and our reasons for
choosing a more up-to-date mechanism for the  Denver Model.

b.   Critique of the APSP Incorporating the Hecht-Seinfeld Kinetic
     Mechanism

     The original airshed model developed by  SAI in  1972, the  first
photochemical airshed model, was recognized at the  time as a first-

-------
                                   242
generation effort.  It was anticipated that subsequent research and
development would expand the base of knowledge and allow advances in
model conception and execution.   The H-S kinetic mechanism in that
model reflected a knowledge of smog chemistry that was sketchy, but
the best available at that time.   We will  now consider that mechanism
in light of present knowledge to support the need for new formulations
that adequately model realistic atmospheric situations.

     The original H-S  mechanism  contained  six chemical  species:   NO,  NQ2,
03, CO, and two lumped hydrocarbon species  representing reactive and
unreactive hydrocarbons.  Unreactive hydrocarbons did not enter the
photochemical process at all; CO entered only marginally, by slightly
enhancing the formation rate of ozone.  However, the photochemistry
primarily depended on the species. NO, NO,.,,  0^, and reactive hydrocarbons
(RHC).  Of these species, only N02 photolyzed to produce oxidizing
radicals, the sine qua non of photochemical smog formation.  The nitrogen
oxides, NO and NOp, also were assumed to be a minor source of radicals
via the reactions NO + N02 + H20 + 2HN02 and HN02 + OH- + NO.  Because
HN02 was assumed to be present in steady-state concentrations, that
species was eliminated from the computations and the net result was
the reduction of N02 to NO and the production of OH radicals.

     It is now known (Hecht et al., 1974a')   that the photolysis  of
aldehydes is the major source of radicals  during most of the photo-
chemical process.   The H-S chemistry neglects this reaction, with two
major consequences.  First is the major reduction in the reactivity
of an atmospheric mix, with a consequential increase in the induc-
tion period—the time required to oxidize  significant amounts of NO
to N02-   It is only after this induction period that ozone is efficiently
produced, as illustrated in Figure A-l.

     Second, radical production in the H-S  mechanism proceeds according
to the product of sunlight and N02 rather  than the product of sunlight
and aldehydes as more recent work  has  shown  to  be  the case.   Aldehyde

-------
                               243
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                        ib)  Hecht-Seinfeld  flechanistn

   FIGURE A-l.    RESULTS OF TWO  BOX MODEL  SIMULATIONS (DIURNAL SUNLIGHT
                  AND  CONTINUOUS  EMISSIONS  TO REPRESENT URBAN TYPE  CON-
                  DITIONS) FOR  COMPARISON OF KINETIC MECHANISMS.  The
                  Hecht-Seinfeld  mechanism  used rate constants employed
                  In the  CDH study:   note the negligible production  of

-------
                                       244
 concentrations are not proportional to N0? concentrations.  The differ-
                                         6             c           *
 ent  production and destruction mechanisms of the two species assure
 that their peaks occur at different times.  In order to provide for
 adequate  radical and subsequent ozone production with the H-S mechanism,
 reaction  rates or initial or inflow concentrations might be arbitrar-
 ily  increased, but such artificial increases would not reconcile the
 H-S  mechanism with the currently accepted principles (see Figure A-2).

      In addition to new understanding of the chemical reactions involved
 in ozone  production, a significant improvement has been introduced
 in the treatment of steady-state conditions at the modeling boundaries
 or at the beginning of the simulation.

      Making  the steady-state assumption for any species requires assum-
 ing  that  all transient effects have died out, and that the concentra-
 tion  of a species is equal to the production rate divided by the destruc-
 tion  rate.   In the atmosphere, ozone is produced by the Reaction (A-29)
 and  consumed by the Reaction (A-30):
                             N02—*-03 + NO                    (/!

                                 k3
                         NO + 03-*-N02                        (A-30)

Thus the steady-state relationship for ozone is

                                    k, N0?
                               °3 = iTW"                     (A~31)

where k-j and k3 are the rate constants in the reactions.

     Invoking the steady-state assumption for the boundary conditions
of the SAI APSP model is necessary because of the speed of these two
reactions.  Introducing material that is too far from steady state into
the modeling region through the boundaries results in difficulties

-------
     a *a a • • •
                                      urn m uiim u moan* m m m uwm m •»•
     MJIVUI 1C*  •rum M W •<>»   O*PCUT«ATI*R MULI I
      (a)  Increase  in H-S Ozone-Hydrocarbon Reaction
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  uaunaaiaa
          (c)  C-B Mechanism
     FIGURE A-2.   RESULTS  OF ATTEMPT  TO "TUNE"  H-S
                   MECHANISM TO PRODUCE OZONE  EQUIVA-

                   LENT TO  THE PREDICTIONS OF  THE
                   CARBON-BOND MECHANISM IN FIGURE A-la.

                   Note that in both  H-S cases the ozone

                   peak occurs much earlier than in the

                   C-B case.  The  C-B  ozone peaks were

                   found  to be in  phase with observed

                   peaks  in validation experiments on

                   the Denver Model.
                                       • • us* • • taia t • • • a*a tuaaau
        iiai   mttatta ea  ••
                               i *otL* rumm
(b)   Increase  in  H-S Radical  (Oxygen Atom)-Hydrocarbon  Reaction

-------
                                    246
for the finite difference method used in solving the chemical  equa-
tions; at best it wastes computer time,  at worst the model, unable to
follow large fractional  changes  in small concentrations, will  not
function at all.

     Using the steady-state assumption for ozone alone introduces a
major flaw:  in reality, all  three species are varying.   If, for example,
one starts off with values of 0.01 ppm and 0.04 ppm for NO and N02 and
0.5/20 for k-j/kg, Eq.  (A-31)  gives a value of 0.1  ppm for Oj.   But a
cursory glance at Eq.  (A-29)  immediately shows that 03 cannot exceed
N02.  Obviously Eq. (A-31) is in error.   In fact,  the steady-state
assumption must be invoked for all three species.   This error in SAI's
basic airshed model has been  rectified only recently.  Thus the 1969
Los Angeles validation studies were introducing as much as 0.15 ppm of
ozone via the boundaries, as  well as significant quantities of NO
                                                                 /\
in the form of NOp, already "primed" and ready to  react with hydrocar-
bons, without the delay of the induction period.

     The ozone concentrations computed in the APSP model runs made by
the Colorado Department of Highways, using the H-S kinetics, were
similarly enhanced by  boundary condition values (a programming error
accentuated this  effect).  Also, the CDH increased the sunlight factors
somewhat above what could reasonably be expected in Denver, in order
to get a better fit to observed data.  Under the circumstances, this
was perhaps the most reasonable thing for them to  do.

     In summation, then:  the H-S kinetic mechanism contains flaws
that make it unsuitable for modeling urban atmospheres.   These flaws
became obvious only with the  advent of the second  generation of models
such as the 12-species Denver Model.  The atmospheric testing of second-
generation models is quite recent.  Indeed, to a large extent, the pre-
sent project is the first comparison of the two generations.  But now
that the comparison has been  made, it is clear that the new chemistry,
including aldehydes, must be  used if we are to attempt to model the
realities of urban atmospheres.

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                                   247
c.   Choice of a Kinetic Mechanism for the  Denver Model

     SAI's initial  airshed modeling efforts,  started  in  1972  under EPA
Contract 68-02-0580,  resulted in the development of the  Hecht-Seinfeld-
Dodge (H-S-D) kinetic mechanism (Hecht et al.,  1974a).   This  work is
described in three  reports to the EPA:  a detailed planning document
(Seinfeld et al., 1973)  and two final  reports  (Hecht  et  al.,  1973,
1974b).

     The H-S-D mechanism struck a balance between compactness of form
and accuracy of prediction by treating the  important  inorganic smog
reactions explicitly  and b.y treating hydrocarbons in  four groups, or
"lumps":  olefin, paraffin, aromatic,  and aldehyde.   It  incorporated
the latest knowledge  of  smog chemistry, but because of gaps in that
knowledge it also incorporated some empirical  parameters. The values
of these parameters were chosen by fitting  predicted  concentration-
time profiles to a  set of smog chamber data.

     The H-S-D mechanism was a significant  improvement over the lumped
mechanisms then available.  The results presented by  Hecht et al.
(1974a)  showed reasonable agreement with smog  chamber data.   In addition,
by combining the numerical sensitivity and  estimated  uncertainty of
each reaction and rate constant in the H-S-D mechanism,  Hecht et al.
(1974b)  were able to  determine which reactions  and rate  constants pro-
duced the greatest  uncertainties in predictions and were thus most
in need  of further  study.  Some problems were  encountered, however, in
attempting to apply the  mechanism to situations other than smog chamber
experiments and to  apply it outside the range of concentrations and
hydrocarbon mixes upon which it was based (Demerjian  et  al.,  1974).

     These problems stemmed largely from the use of parameters that
were based on smog  chamber data, not on the fundamental  chemistry.
Incorrect fundamental chemistry and chamber-dependent phenomena could
be compensated for or masked by these parameters.  No single  set of
parameters would fit  all smog systems, and  there was  little  theoretical

-------
                                   248
guidance for adjusting the parameters  for systems  for which no experi-
mental data existed.

     Meanwhile, technological  progress in smog chamber construction
and analytical  capabilities was  making it possible to obtain more detailed
and more reliable data.   At the  same time, the application of advanced
computer hardware and software was  reducing both  the time and cost of
computer modeling.  These developments made it possible,  at least for
simple smog chamber experiments  (one,  two, or three hydrocarbons pre-
sent initially), to trace many of the  major intermediate  oxidation
products of carbon and hydrogen  atoms  from the initial hydrocarbon
to carbon dioxide and water.  The combination of  the need for a better
mechanism and the availability of more reliable and detailed data led
to a new phase in SAI's work—the development of  explicit kinetic
mechanisms.

     Whereas a lumped mechanism  treats hydrocarbons in groups or "lumps,"
an explicit mechanism attempts to account for the  fundamental or ele-
mentary reactions of every atom.  For example, the explicit mechanism
for propylene and NO  in a smog  chamber contains  over 60  reactions
                    X
involving 35 species.  Explicit  mechanisms are based on studies of the
chemical kinetics of individual  reactions.  The results of many of
these studies have been compiled and evaluated [e.g., Hampson and
Garvin (1975);  Demerjian et al.  (1974)].   When data for a particular
elementary reaction are insufficient,  its rate constant and products
can often be estimated from analogous  reactions using thermodynamic
principles (Benson, 1975).  Because explicit mechanisms are based on
the fundamental chemistry, a poor fit between predictions and measure-
ments for a given species can sometimes be traced to uncertainties in
chemical reactions or inaccuracies in smog chamber experiments.  For
example, poor fits between predictions and measurements for some
propylene/NO  experiments in the evacuable smog chamber at the Univer-
            A.
sity of California at Riverside  (IICR)  led Durbin  et al. (1975) to
hypothesize that the intensity of light from the  UV source in the chamber
was decreasing more rapidly at short wavelengths  than at long

-------
                                     249
wavelengths.   Subsequent measurements on replacement light sources at
UCR were consistent with this hypothesis.

     In the early stages of SAI's development of explicit mechanisms,
smog chamber data could be fitted more closely with the parameterized
H-S-D mechanism than with the explicit mechanisms.  As knowledge of
smog chemistry increased, this situation was reversed.  At present,
the explicit mechanisms predict smog chamber data better than the
H-S-D mechenism, and without any adjustment of parameters they fit a
much wider range of concentrations than does the H-S-D mechanism.  They
provide more detailed insight into the smog formation process.  Because
they are not as empirical, there is a theoretical justification for
applying them outside the range of concentrations and hydrocarbon
mixes used in smog chamber experiments.

     One might question the usefulness of explicit mechanisms in a
regional model.  Since the mechanism for propylene and NO  alone con-
                                                         X
tains over 60 reactions, surely an explicit mechanism for urban smog
would contain too many reactions to be of practical use.  A condensed
version of the explicit mechanisms would combine the advantages of a
basis in elementary chemical reactions and speed of computation.  Some
months ago, SAI began development of a new condensed mechanism, the
Carbon-Bond mechanism.

     Like the H-S-D mechanism, the Carbon-Bond mechanism employs
lumped chemical species, but there are important differences.  The
H-S-D mechanism treats groups of molecules (e.g., aldehydes), whereas
the Carbon-Bond mechanism treats groups of similarly bonded carbon
atoms (e.g., carbonyl carbons).  The Carbon-Bond mechanism is far easier
to use because it was designed to accept the types of data most commonly
reported.  But the most important difference is the scientific basis:
whereas the H-S-D mechanism was of necessity somewhat empirical, the
Carbon-Bond mechanism is derived from the fundamental chemical reac-
tions in smog as representd by explicit mechanisms.  Thus the Carbon-
Bond mechanism is a condensation of our understanding rather than a
parameterization of our uncertainty.

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                                       250
      Although  the Carbon-Bond mechanism was developed recently, it has
 been applied to  some smog chamber experiments.  Preliminary results
 (Whitten  and Hogo,  1977) indicate that it is far more accurate than
 the H-S-D mechanism.  Unquestionably, it is easier to apply, since it
 does not  require the difficult task of estimating average carbon numbers
 and stoichiometric  coefficients.  Thus, the Carbon-Bond mechanism is
 the mechanism  of choice in the analysis and simulation of Denver air
 quality.   Information th.at follows indicates that its performance is
 excellent.

 5.    PARAMETERIZATION OF THE SAI DENVER MODEL

      Tables A-4  and A-5 show the parameters used in the Denver Model.
 The form  of the  Carbon-Bond mechanism and the chemical reaction rates
 used are  given in Table A-6.  Of these parameters, the least sensitive
 are those for  surface roughness and deposition velocities; the maximum
 variability that one would expect in these quantities would have little
 effect  on predictions on the time scale of a day's simulation.

      Similarly,  while the N02 photolysis rate is an important model
 parameter, we are confident of our estimates of its magnitude (to
 within  10 percent).  Thus we do not feel this to be a major source of
 model uncertainty.

     To the extent  that  pollutants  leave the modeling region and  are
then advected  back  into  it  later in the  day, the assumed  boundary condi-
tions are  in error,  since the concentrations at the boundaries are held
at background  levels.   However,  this  reentry only occurs  in late  after-
noon, if it occurs  at all,  and so it  has little effect on the predicted
oxidant peak.   Errors in the assumed  background concentrations can be
expected to have a  less  than 1  pphm effect on oxidant predictions.

     The sensitivity of the model to  changes in meteorological and
 total emissions  factors  is  described  elsewhere in this report.

-------
                         251
     TABLE A-4.   NON-TIME-DEPENDENT  PARAMETERS  USED
                 IN  THE  DENVER  MODEL
Boundary Conditions
     NOX*    3 ppb             H202     0.01 ppb
     03      2 pphm            HN02t    0.1  ppb max.
     Olefins                   0.4 ppb
     Paraffins                35   ppbC
     Aldehydes                 1    ppb
     Aromatics and ethylene    0.8 ppb
     CO                        0.1 ppm
Surface Roughness
     0.5 meters over entire modeling region
Deposition Velocities
     All set to zero
Emissions Splits by Weight
     Olefins                   0.031
     Paraffins                 0.65
     Aldehydes                 0.05
     Aromatics                 0.205
     All else unreactive.
* NO and N02 vary with sunlight;  03 remains essentially
  unchanged; NO/NOX ratio varies from 0 to  0.6.
t HN02 varies according to steady-state  relationship.

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                    252

  TABLE A-5.  TIME-DEPENDENT PARAMETERS USED IN
              THE DENVER MODEL
                    (Midsummer)
Hour of
Day
0000
0100
0200
0300
0400
0500
0600
0700
0800
0900
1000
1100
1200
1300
1400
1500
1600
1700
1800
1900
2000
2100
2200
2300
2400
k^mirf1)*
0
0
0
0
0
0
0.098
0.22
0.36
0.456
0.53
0.576
0.59
0.58
0.546
0.47
0.37
0.25
0.128
0
0
0
0
0
0
Exposure Class
-1
-1
-1
-1
-1
-1
0
1
1
2
2
3
3
3
3
2
2
1
-1
-1
-1
-1
-1
-1
-1
* See Table A-7 and Figure A-3 (k-,  increased by 10% for
  Denver altitude correction)
+  -1 = night
    0 = twilight
  1^3 = low, medium, and strong sunlight.

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TABLE A-6.  THE CARBON-BOND MECHANISM USED IN THE DENVER MODEL
                           (a)  Reactions
No. Reaction
1 N02 4 hv -»• NO 4 0
2 0 4 02 (+M) -» 03 (4M)
3 03 4 NO - N02 4 Q2

4 0 4 NO, «• NO 4 0,
d. C

5 0^ 4 NO,, -» NO, 4 Q2


6 N03 4 NO - N02 4 N02
7 N03 4 N02 4 H20 ->• 2HN03
8 HO;, 4 NO, -- HNO,
22 2
9 N02 4 OH- H- HN03

10 HN02 4 hv -* NO 4 OH-

11 NO 4 OH- H- HN02
°2
12 CO 4 OH- •* C02 4 H02
13 HO 2 4 NO - OH- 4 N02

No.
14
15
16

17


18


19
20
21

22

23

24

25
26
27

H0^4
PAN -*
H2°2

OLE 4


OLE 4


OLE 4
PAR 4
PAR 4

HCHO

HCHO

ARO 4

ARO 4
ARO 4
ARD 4
Reaction No. Reaction
H02- - H202 4 02 28 CH?02 4 NO - N02 4 HCHO 4 H0?
HC(0)02 4 N02 29 HC(0)02 4 NO -> N02 4 C02 4 H02
4 hv - OH- 4 OH- 30 HC(0)02 + N02 •+ PAN
°2
OH- -> HCHO 4 CH.OA 31 CH,Oi 4 HOi -> CH,OOH + 0,
32 3223 2
20?
0 — ^ HC(0)02 4 CH302 32 HC(0)02 4 H02 •* HC(0)OOH 4 02
ro
0, en
034 HC(0)0^ + HCHO 4 OH- <^>
°2
OH- 4 CH3Oj 4 HO
0 -^ CH-.0- 4 OH-
3 2
°2
4 OH- 4 HC(0)02 4 H20
202
4 hv — >• uHC(0)Oj 4 aHO^
02
OH--i HCHO 4 CH Oj
20-
0 -^ HC(0)02 4 CH302
°2
034 HC(0)02 4 HCHO 4 OH-
NO, ' Products

-------
                                 TABLE A-6  (Concluded)


                                  (b)   Rate Constants*
Reaction
Number
1
2
3
4
5
6
7
8
9
10
11
12
13

Rate Constant
k/
2.08 x 10"5
2.52 x 101
1.34 x 104
5 x ID'2
1.3 x 104
2.0 x 10"3
3.0 x 101
9.0 x 103
1.9 x 10"1k1
9.0 x 103
2.06 x 102
2.0 x 103

Reaction
Number
14
15
16
17
18
19
20
21
22
23
24
25
26
27
Reaction
Rate Constant Number
4.0 x 103 28
2.0 x 10"2 29
7.0 x 10-4k] 30
3.8 x 104 31
5.3 x 103 32
1.5 x 10'2
1.3 x 103
2.0 x 101
2.0 x 104
6.0 x 10*3k]
8.0 x 103
3.7 x 101
2.0 x 10"3
5.0 x 101
Rate Constant
2.0 x 103
2.0 x 103
1.5 x 102
4.0 x 103
4.0 x 103









* In units of ppm  min~  except for photolysis reactions and Reaction 15 (units of min~  )
  and Reaction 7 (units of ppm~2min~').

  The rate constant for N02 photolysis,  k-, , depends on the UV i
  Model k-|  was determined by using the solar zenith angles in
ntensity.  In the Denver
Table A-7 and the values
  of k-, in Figure A-3.

-------
                                         255
 o
 4J
 o
 JZ
 0.
    0.2 -
    0.1  -
             10
20
30       40      50      60

 Solar Zenith Angle (degrees)
                                       70
80
90
Source;  Killus et  al.  (1977)
       FIGURE A-3.   ESTIMATED GROUND-LEVEL N02 PHOTOLYSIS RATE CONSTANT
                     AS  A FUNCTION OF  SOLAR ZENITH ANGLE

-------
                  256
TABLE A-7.   SOLAR  ZENITH ANGLES FOR DENVER
      (39.75° latitude, 105° longitude)
29 July
Hour
500.00
530.00
600.00
630.00
700.00
730.00
800.00
830.00
900.00
930.00
1000.00
1030.00
1100.00
1130.00
1200.00
1230.00
1300.00
1330.00
1400.00
1430.00
1500.00
1530.00
1600.00
1630.00
1700.00
1730.00
1800.00
1830.00
1900.00
1930.00
2000.00
Angle
110.14
104.46
98.88
93.43
88.15
83.09
78.29
73.82
69.75
66.16
63.14
60.77
59.14
58.30
59.14
60.77
63.14
66.17
69.76
73.83
78.29
83.09
88.16
93.44
98.89
104.48
110.16
115.90
121.66
127.42
133.11
                                 15 November
                            Hour
                            500.00
                            530.00
                            600.00
                            630.00
                            700.00
                            730.00
                            800.00
                            830.00
                            900.00
                            930.00
                           1000.00
                           1030.00
                           1100.00
                           1130.00
                           1200.00
                           1230.00
                           1300.00
                           1330.00
                           1400.00
                           1430.00
                           1500.00
                           1530.00
                           1600.00
                           1630.00
                           1700.00
                           1730.00
Angle
90.08
84.76
79.28
73.68
67.98
62.24
56.48
50.74
45.08
39.57
34.32
29.50
25.38
22.38
21.01
21.57
23.93
27.63
32.20
37.29
42.71
48.32
54.04
59.80
65.56
71.29

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                                  257
     We are thus left with those factors pertaining to photochemical
reactivity:  splits of hydrocarbon emissions  among classes  and chem-
ical  rate constants.   Ideally,  these parameters  would be directly
available from data or theoretical considerations.   Some of the chem-
ical  rate constants are in fact obtained this way.   However,  many of
these factors including several of critical  importance, are,  of neces-
sity, estimates.  Thus, any simulation exercise  that agrees well  with
observations in its initial trials must be regarded as containing
significant amounts of luck.   This is very nearly what happened in
this  study.

     Figures A-4, A-5, and A-6  represent results of a trajectory
analysis of three air parcels which passed over  Department  of Health
air quality stations  2, 3, and  4 at 12 noon,  and 10 and 8 a.m.  respec-
tively on 29 July 1975 (see Table A-8).   The  two sets of simulations
represent aldehyde photolysis rates of 0.005  x k-, and 0.006 x k-,.

     TABLE  A-8.   OBSERVATIONS AT COLORADO DEPT. OF HEALTH MONITORING
                 STATIONS AND TRAJECTORY MODEL PREDICTIONS  FOR OZONE

                          Station 2       Station 3      Station 4
       Observations
       Predictions 1
                   2

The aldehyde photolysis rate is the main adjustable reactivity parameter
because it is only known to within about 50 percent accuracy and
because it varies naturally on  the order of 20 percent.

     On the basis of these six  simulations we chose the aldehyde photo-
lysis rate to be 0.006 x k-j.   This is the only parameter adjustment
made  in the kinetic mechanism in this project.  The exceptionally
good  agreement between station  observations and  predictions must be
viewed as a combination of good science and luck.
8 pphm
4 pphm
4.5 pphm
10 pphm
10 pphm
12 pphm
11 pphm
8 pphm
9 pphm

-------
C
0
N
C
E
N
T
R
A  0.30
T
1
0
N
   O.lb
ro
en
CO
   O.OJ »-
              00    U    00
                                             U    U   U   U
                                  000
                                                                                  	»
                                                                                   600
               75
                        ISO
                                  225
                                            300       375
                                        MME (MINUTES)
                                                                         525
         FIGURE   .  DOT TtST
                                SPECIkS  Oi
                                                CONCENTHAT1UN  SCALt FACTOR
                               (a)   0.005 Aldehyde Factor
                   FIGURE  A-4.  TRAJECTORY  ANALYSIS  FOR HEALTH  STATION  2

-------
   O.bOt
   o.v;

c
n
N
c
c
N
T
R
A  0.30
T
I
0
                                                                                                          ro
                                                                                                          en
   0.15
                                                                          CJ   0
                                           00    00
                                   o   n
               oo    ooo
                75
                         150
                                   225        30J       375
                                         TIME (MINUTESI
                                                                          525
                                                                                    600
         FIGURE    . DOT TrST    .   SPFCIES  03
                                                 CONCENTRATION SCALE FACTOR     1
                                (b)  0.006 Aldehyde Factor
                                  FIGURE A-4   (Concluded)

-------
   0.60*
   0.45

C
0
N
C
e
N
T
R
A  0.30
T
I
n
N
   0.15
                                                                                                          ro
                                                                                                          cr>
                                                                                                          o
   0.00+-
                                  oo    oo    ooo
               75
                        150
                                  J25
                                            3JO        375
                                        TIME (MINUTES!
                                                                         525
         FICURt   . DOT TEST
                                SPTCIES  03
                                                CONCENTRATION SCALE FACTOR
                                                                                   600
                                 (a)  0.005 Aldehyde Factor
                  FIGURE A-5.   TRAJECTORY ANALYSIS FOR  HEALTH STATION 3

-------
   O.bOl
   0.45

C
0
N
C
t
N
T
P
A  0.30
T
I
C
N
                                                                                                               ro
                                                                                                               O1
   0.15
                                                                   0   U
   o.oo*-
                       0   U   0    00    QUO    00
                75
          FIGURE
                         150
                    001  TEST
                                   22'j
                                             300
                                          TIME  (MINUTtSI
                                                                                      60U
                                  .REGIES  C3
                                                  CONCtNHAriL'N SCALE F4CTUR
                                 (b)   0.006  Aldehyde Factor
                                   FIGURE A-5  (Concluded)

-------
0.60*
0.45
0.30
                                                                                                        CTi
                                                                                                        ro
0.00*-
                                   Q
                               0
             75
                    0   C   C
                      150
      FIGURE   . DOT  TEST
                               225



                             SPECIES  03
    300       375

TIME  (MINUTES!
                                                            450
                                                                      525
                                                                                600
                                             CONCENTRATION SCALE FACTOR
                              (a)  0.005 Aldehyde Factor
                  FIGURE A-6.   TRAJECTORY ANALYSIS FOR  HEALTH STATION 4

-------
O.b J>
c
0
N
C
E
N
T
R
A
T
I
0
N

F
P
H
U.30
                                                                                                          ro
                                                                                                          cri
                                                                                                          oo
                                            0    00
o.oo*-
             75
                        C   0   0
                       	i	—
                          150
       FIGURE   . OUT  TEST
                                 225
                                           300        375
                                       TIME  (MINUTES!
                                                                         525
                               iPECItS  03
                                               CONCENTRATION SCALE FACTOR
                                                                                  	*
                                                                                   600
                               (b)  0.006 Aldehyde  Factor
                                 FIGURE A-6   (Concluded)

-------
                                   264
6.    THE CLIMATOLOGICAL  DISPERSION  MODEL  (COM)

     The COM is  used  for calculating  long  term,  e.g.,  seasonal  or
annual, average  concentrations  for  quasi-stable  pollutant species.
Input to the model  includes  a detailed  specification  of the  magnitude
and distribution of pollutant emissions from point and area  sources,
together with the frequency  of  occurrence  of various  meteorological
conditions for the time  span under  consideration.

     The basis for computing the  dispersion  of pollutants in COM
is that the steady-state distribution of concentrations for  a homo-
geneous atmosphere from  a continuously  emitting  source is given by a
Gaussian plume formula.   The pollutant  concentrations  at each recep-
tor are calculated by adding contributions of pollutants from each
upwind source (within a  —- radian sector).   This summation is taken
                        1 6
over each combination of wind speed,  direction,  and atmospheric
stability class, weighted by the  estimated probability of occurrence
of that combination.   These  probability functions  are  derived from
historical meteorological records.
     The major strong points  of the  COM  are;
     >  It is relatively inexpensive  to  run.
     >  It includes a good description of the  emissions  inventory.
        Major point sources and their characteristics  can  be  identi-
        fied and included, while dispersed sources  can also be  accounted
        for.
     >  It includes a basic description  of the climatology of the
        modeling region—enough to  characterize average  meteorology
        for the time span being considered.  Since  COM considers  the
        distribution of wind speeds and  directions  over  a  period,  on
        the average it does reproduce correctly the dilution  of
        emissions due to wind.   It  also  takes  average  mixing  heights.
        into consideration.

-------
                                      265
     >  The  COM allows  data  on  pollutants  that  are  subject  to  annual
        air  quality  standards  to  be  assessed.   Models  that  calculate
        one-hour-average  concentrations  of pollutants  for a  single
        study day  cannot  easily be  used  to predict  annual averages.

The major assumptions  included  in the  COM  are:

     (1)  As pollutants are carried downwind from their sources, thev
                                             ^ n
         spread horizontally across sectors (— radians) and disperse
         vertically according  to a Gaussian plume formula.   This formula
         is modified to account  for the existence of a mixing layer
         with  finite depth.  For receptors at  large distances downwind
         from  the source a uniform vertical distribution of concen-
         trations is assumed.  For short distances  the Gaussian formula
         is used, and for intermediate distances an interpolation formula
         is provided.
     (2)  Meteorological conditions can be described by a distribution
         function of wind speed,  direction, and atmospheric stability
         class.  This function is usually derived from records kept at a
         local airport and is  assumed to be invariant over  the modeling
         region.  Allowance is made for vertical variation  of wind
         velocity by a power law relationship that  is a function of
         stability class.
     (3)  The effective height  of area sources is constant over the model-
         ing region.  All sources that cannot be identified individually
         as point sources are  gridded into area sources.
     (4)  Source strengths do not vary with time, or if they do, such
         variation is not correlated with meteorological variables.
         This  assumption conforms to the characteristics of most
         emissions inventories,  in which long-term  temporal variations
         of source strengths are unaccounted for   However, in reality,
         such  temporal variations are common.  For  example, there
         are daily and seasonal  patterns in power demand, which in turn
         affect power station  emissions.  Use of the formulas in the
         COM,  with its steady-state assumption, requires that emissions

-------
                                    266
          are evenly spread among the possible combinations of meteoro-
          logical conditions.
      (5)  No material is lost from the plume to the ground and there is
          no gravitational  settling within the plume.
      (6)  The diffusion coefficents and depth of the mixing layer may
          be parameterized in terms of atomspheric stability classes.
      (7)  Pollutants are carried in straight lines at constant speed
          from source to receptor.  This treatment does not account
          for air parcel trajectories changing direction when the wind
          shifts, nor for spatial variations due to topography or local
          heating.
      (8)  Only sources within the modeling region contribute to observed
          pollution levels.  This means that pollutants blown into the
          region from outside sources are not accounted for.

      Before interpreting the results from the COM, it should be noted
 that  the NOo concentrations obtained from the COM are calculated consid-
 ering all NO  emissions as being N09, even though at their sources they
            X                      L.
 are predominantly NO.  This treatment correctly accounts for the eventual
 conversion of NO to NOp in the atmosphere.  Because the conversion is
 not complete except in the presence of sufficient ozone (which is not
 available during the early morning, when a large amount of the daily
 NO  is emitted), the pollutant plumes will have a high N0/N09 ratio
  X                                                         C.
 for long travel  distance during morning commuter rush hours.  Therefore
 the use of NOX as a surrogate for N02 will result in serious over-
 predictions of N02 concentrations, particularly near the sources.
 Farther downwind, where the plumes are more diffuse, the NO  will be
mostly N02-   Thus, for a given receptor, without calibration the COM
will  overpredict N02 concentrations in plumes from nearby sources and
 predict more correctly for sources at some larger distance.  The result
will  be a net overprediction of N02 concentrations over the entire
 modeling region  but the peak concentrations, being most influenced by
 nearby sources,  will exhibit the greatest over-prediction.

-------
                                    267
      The particulate concentrations predicted by the COM  are  based,
 as was pointed out above,  on the assumption that there  is no  gravita-
 tional settling in the plume or loss of material from the plume to
 the ground.   This assumption seems inconsistent with the  expected
 large particle size of some types of emissions, for example,  those
 from street  sanding.

      A further potential  problem in interpreting the results  from  the
 COM arises because it is  a calibrated model.   By this we  mean that  a
 linear transformation is  made to the calculated concentrations to
 obtain the predicted ones.  The experimental  data used  to obtain the
 transformation are taken  from monitors that are often placed  at points
 where large  concentrations of pollutants are expected,  such as beside
 a highway.  Since the concentrations at these points are  much higher
 than the average concentrations over the area representative  of the
 spatial  resolution of the  model  (on the order of a  square mile), an
 upward bias  is imparted to all  of the predicted concentrations reported.

      Calibration cannot remove  difficulties in interpreting NO emissions
 as N0?.   NO   air quality  data are available for COM calibration only
      £•     /\
 at the downtown CAMP station.   Thus calibration might approximately
 correct the  COM overprediction  at this site,  but would  then apply
 this scaled  reduction at remote sites where substantial  conversion
 has occurred.  Most importantly, the calibration derived  for  one year
 cannot be valid for subsequent years if the mix of photochemical
 precursors change.  Earlier in  this report, Denver Model  results
 are described that show decreases of NOo when NO emissions are increased.

 7.  REFERENCES FOR APPENDIX A

Benson, S. W. (1975), "Current Status of Methods for the Estimation  of  Rate
     Parameters," Int. J.  Chem.  Kinetics Symposium No. 1,  pp.  359-378.
Calvert,  J. G. (1976a), "Test of Theory of Ozone Generation in Los  Angeles
     Atmosphere," Environ.  Sci.  Technol., Vol. 10, No. 3,  March 1976.
           (1976b), "Hydrocarbon Involvement in Photochemical  Smog  Forma-
          "in  Los Angeles Atmosphere," Environ. Sci.  Technol.,  Vol.  10,
tion
p. 256.

-------
                                    268
Calvert, J. G., and R.  D. McQuigg (1975), "The Computer Simulation of the
     Rates and Mechanisms of Photochemical Smog Formation," Int. J. Chem.
     Kinet. Symposium No. 1, pp. 113-154.

Chameides, W. L., and J.C.G. Walker (1976), "A Time-Dependent Photochemical
     Model for Ozone Near the Ground," J. Geophys. Res., Vol. 81, No. 3,
     pp. 413-420.

Chan, W. H., et al. (1976),  "Kinetic Study of HONO Formation and Decay
     Reactions in Gaseous Mixtures of HONO, NO, N02> H20, and N2>"
     Environ. Sci. Techno!., Vol. 10, pp. 674-682.

Colorado Division of Highways [CDH] (1976), "JRPP [Joint Regional Planning
     Program] Air Quality Assessment Statement (Calendar Year 1976),"
     Denver, Colorado.

Demerjian, K. L., J. A. Kerr, and J. G. Calvert (1974), "The Mechanism of
     Photochemical Smog Formation," in Advances in Environmental Science and
     Technology, J. N.  Pitts and R. L. Metcalf, eds. (John Wiley & Sons,
     New York, New York).

Durbin, P. A., T. A. Hecht,  and G. Z. Whitten (1975), "Mathematical Modeling
     of Simulated Photochemical Smog," EPA-650/4-75-026, Systems Applications,
     Incorporated, San Rafael, California.

Eschenroeder, A. Q., and J.  R. Martinez, (1972), Advan. Chem., Vol. 113, p.  101

Hampson, R. F., and D.  Garvin (1975), "Chemical Kinetic and Photochemical
     Data for Modelling Atmospheric Chemistry," NBS Technical Note 866,
     National Bureau of Standards, Washington, D.C.

Hecht,  T.  A. (1972), "Further Validation of a Generalized Mechanism Suitable
     for Describing Atmospheric Photochemical Dynamics," Report 72-SAI-26,
     Systems Applications, Incorporated, San Rafael, California.

Hecht,  T.  A., and J. H. Seinfeld (1972), "Development and Validation of a
     Generalized Mechanism for Photochemical Smog," Environ. Sci. Technol.,
     Vol.  6, p. 47.

Hecht,  T.  A., P. M. Roth, and J. H. Seinfeld (1973), "Mathematical
     Simulation of Atmospheric Photochemical Reactions:  Model Develop-
     ment, Validation,  and Application," R73-28, Systems Applications,
     Incorporated, San Rafael, California.

Hecht,  T.  A., J. H. Seinfeld, and M. C. Dodge (1974a), "Further Develop-
     ment of a Generalized Kinetic Mechanism for Photochemical Smog,"
     Environ. Sci. Techno!., Vol. 8, pp. 327-339.

Hecht,  T.  A., M. K. Liu, and D. C. Whitney (!974b), "Mathematical Simula-
     tion of Smog Chamber Photochemical Experiments," EPA-68-02-0580,
     Environmental Protection Agency, Research Triangle Park, North
     Carolina.

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                                     269
Killus,  J.  P., et al.  (1977) "Continued Research in Mesoscale Air Pollution
     Simulation Modeling:   Volume V--Refinements in Numerical  Analysis,
     Transport, Chemistry, and Pollutant Removal,"  EF77-142,  Draft Final
     Report,  Systems  Applications, Incorporated, San Rafael,  California.

Lamb, R.  G.,  et al.  (1975), "Numerico-Empirical  Analyses  of Atmospheric
     Diffusion Theories,"  J. Atmos.  Sci., Vol.  32,  pp.  1794-1807.

Leighton, P.  A. (1961),  Photochemistry of Air Pollution (Academic Press,
     New York, New York).

Liu,  M.  K.,  et al.  (1976a), "The Chemistry,  Dispersion, and Transport of
     Air Pollutants  Emitted from Fossil  Fuel  Power  Plants in  California:
     Data Analysis  and Emissions Impacts Model," ER76-18, Systems
     Applications,  Incorporated, San Rafael,  California.

Liu,  M.  K.,  et al.  (1976b), "Development of  a Methodology for the Design
     of a Carbon Monoxide  Monitoring  Network,"  report  under Contract 68-03-2399
     to the  Environmental  Protection Agency,  Las Vegas, Nevada,  by Systems
     Applications,  Incorporated, San Rafael,  California.

Nicolet,  M.  (1975),  "Stratospheric Ozone: An Introduction to Its Study,"
     Rev. Geophys.  and Space Phys.,  Vol. 13,  No. 5, pp. 593-636.

Niki, H., E.  E. Daby,  and  B. Weinstock (1972),  Photochemical  Smog and
     Ozone Reactions,  Advances in Chemistry  Series  113  (American  Chemical
     Society, Washington,  D.C.).

Reynolds, S.  D. (1973),  "Further Development  and Validation of a  Simulation
     Model  for Estimating  Ground Level Concentrations of Photochemical
     Pollutants,"  Volume II, "User's Guide and Description of the Computer
     Programs," R73-18,  Systems Applications, Incorporated, San  Rafael,
     California.

Reynolds, S.  D., et al.  (1977), "Continued Research in  Mesoscale  Air
     Pollution Simulation  Modeling," Vol. V,  EF76-142,  Systems Applications,
     Incorporated,  San Rafael, California.

           (1976),  "Continued Research in Mesoscale Air Pollution Simula-
     tion Modeling:   Volume II--Refinements  in the  Treatment of Chemistry,
     Meteorology,  and Numerical Integration  Procedures,"  EPA-600/4-76-016b,
     Environmental  Protection Agency, Research Triangle Park,  North
     Carolina.

Ripperton,  L. A.,  et al. (1975), "Urban Photochemistry  and Rural  Transport,"
     presented at meeting of Mid-Atlantic States Section, Air Pollution
     Control  Association,  Newark, New Jersey (16 October).

Seinfeld, J.  H., T.  A. Hecht, and P. M. Roth (1973), "Existing Needs in
     the Experimental  and Observational Study of Atmospheric Chemical
     Reactions:  A Recommendations Report,"  EPA-R4-73-031, Systems
     Applications,  Incorporated, San Rafael,  California.

-------
                                 270
Smith, T.  B., et al.  (1976), "Analysis of Data from the Three-Dimensional
     Gradient Study," MRI 75FR-1395 and SAI EF75-84, Meteorology Research,
     Incorporated,  Altadena, California, and Systems Applications, Incor-
     porated, San Rafael, California.

Wayne, L.  G., M. Weisburd, R.  Danchick, and A. Kokin (1971), "Final Report-
     Development of a Simulation Model for Estimating Ground Level Concen-
     trations of Photochemical  Pollutants," System Development Corp., Santa
     Monica, California.

Whitten, G.  Z., and H.  Hogo (1977), "Mathematical  Modeling of Simulated
     Photochemical  Smog," EPA-600/3-77-011, Environmental  Protection Agency,
     Research Triangle Park, North Carolina.

-------
        271
    APPENDIX B
EMISSIONS ANALYSIS

-------
                                 272
                            APPENDIX B
                        EMISSIONS  ANALYSIS
                         by Pravin V. Mundkur


     For the purpose  of  evaluating and modeling  the present and future
air quality in the  Denver metropolitan region, SAI obtained a  number of
emissions files of  estimated present and future  emissions  of various
air pollutants including carbon monoxide, particulates,  oxides of  nitro-
gen, and hydrocarbons.   These  emissions data were compiled primarily
by the staff of the Air  Pollution Control Division of  the  Colorado
Department of Health  and by  the Colorado Division of Highways.  Various
other groups interacted  with the above two  state departments in this
estimation process; they include the Environmental Protection  Agency
(EPA), the Denver Regional Council of Governments (DRCOG), and the
Regional Transportation  District (RTD).

     SAI used the emissions  data files primarily as inputs for the
Denver Model and the  Climatological  Dispersion Model  (COM).  However,
substantial information  can  be gained from  these files without the use
of any models.  SAI wrote separate computer programs to  bring  out  the
following information:

     >  Year-to-year  variations in overall  pollutant  loading levels.
     >  Year-to-year  variations in pollutant  loading from  subregions
        of the entire region selected for the modeling effort.  The
        subregions  are  the same as those chosen  for the  sensitivity
        study.
     >  Relative contributions of various source categories to the
        overall pollutant loading.

Such an analysis of these emissions  files provides a preliminary,
although crude, assessment of  the trends in air  quality  that is free

-------
                                  273
from the limitations of the models used.  Further, the study of the
emissions from the various subregions is useful  in assessing their
relative impacts on air quality (as in the sensitivity study).   Finally,
the identification of the relative contributions of various source cate-
gories to the overall pollutant burden should be of great help  in plan-
ning the most effective mitigation strategies.   For these reasons,
this appendix has been prepared to describe the  results of SAI's
in-depth analysis of the air pollutant emissions in the Denver  metro-
politan region.

     This presentation is organized into a number of sections.   In the
first we summarize the present and potential  emissions problem  in the
Denver metropolitan region.  In Section 2 we  take a brief look  at fed-
eral and state emissions regulations as they  apply to the emissions from
highway and other traffic in this region.  Section 3 presents an over-
view of the methodology used to arrive at the emissions estimates.
Section 4 presents an analysis of the emissions  files used as inputs
to COM and Section 5 presents an analysis of  the files input to the
Denver Model.

1.   OVERVIEW OF PRESENT EMISSIONS IN THE DENVER REGION

     The air pollutants that constitute the main problem in the Denver
metropolitan region at present are carbon monoxide, particulates, reac-
tive and unreactive hydrocarbons, and nitrogen oxides.  Traffic, both
highway and nonhighway, accounts for a major  fraction of the emissions
of pollutants:  roughly 80 percent of the hydrocarbons, 30 to 40
percent of the nitrogen oxides, and about 90  percent of the carbon
monoxide.  While automobiles and other vehicles  do not directly contri-
bute a high proportion of the particulate emissions in the Denver
metropolitan region, street sanding operations,  which are related to
the operation of these vehicles, contribute from 45 to 60 percent of
the total particulate emissions.

     Next to automobiles and other traffic, point sources are the most
significant contributors to total emissions.   Emissions from large

-------
                                  274
point sources account for as. much as 50 percent of the total  emissions
of nitrogen oxides.

     As may be expected, a high proportion of the total  emissions of
any pollutant occurs in the Central  Denver (Metro) subregion.  The
emissions flux is from 30 to 100 percent higher here than in  any other
subregion.  A suprisingly high proportion (more than 50 percent) of
the nitrogen oxides  emissions lies outside any of the seven subregions
delineated for the sensitivity study.   An apparent reason for this is
that more than 90 percent of the emissions from large point sources lie
outside these subregions and large point sources account for  a major
portion (about 50 percent) of the emissions of nitrogen oxides.

     By the year 2000, the emissions of particulates are projected
to rise to roughly 180 percent of their 1974 level and the nitrogen
oxides emissions to about 150 percent of that level, if events proceed
in accordance with the JRPP plan.  In contrast, both carbon monoxide
and hydrocarbon emissions are expected to fall to roughly 55  percent
of their 1974 levels by the year 2000.  Over this same period, the
emissions appear to rise most rapidly in the Jeffco-Urban and South
Metro subregions, where the most rapid development is projected to
take place.
2.   EMISSIONS STANDARDS AND REGULATIONS APPLICABLE TO HIGHWAY AND
     OTHER TRAFFIC
     The Federal Motor Vehicles Control  Program, which is being imple-
mented as a consequence of the Clean Air Act of 1970, requires a phased
reduction in automotive emissions of hydrocarbons, carbon monoxide,
and oxides of nitrogen to specified fractions of the 1971 emission levels.
The original deadlines for achieving the ultimate lowered emission rates
were 1975 for hydrocarbons and carbon monoxide and 1976 for oxides of
nitrogen.  Difficulties associated with  meeting these deadlines have
resulted in two one-year postponements by the Administrator of the
Environmental Protection Agency and a one-year delay from Congressional
action.  Thus the present deadline for meeting the original statutory

-------
                                   275
standards is 1978.  Table 8-1 summarizes the allowable emissions rates
from automobiles manufactured in different years according to the
current Federal Motor Vehicle Control Program.  Figure B-l is a grapni-
cal presentation of these Federal standards for cars and light-duty
trucks.

     The emissions factors used in this study were based on the 1978
deadline for the Federal Motor Vehicles Control Program.  Pending
amendments to the Clean Air Act could affect the estimates of emission
factors, and hence could alter the results of this study.  For instance,
further delays in the deadline by a year or two would probably result
in higher emissions in 1980 and 1985 than estimated here, but emissions
in 1990 and 2000 would be largely unaffected since emissions are expected
to be stabilized by then.  Any amendments that permanently alter the
statutory emissions standards would certainly affect the emissions
estimates for future years.

     One of the pending Clean Air amendments would relax the original
nitrogen oxides standard of 0.4 grams per mile to 1.0 grams per mile.
It is possible to estimate roughly the impact of such a relaxation on
total nitrogen oxides emissions in the year 2000.  In that year the
estimated NO  emissions are roughly 270 tons per day (as N0?).  Of
            J\                                              *—
these emissions about 120 tons per day (as NC^) are due to automobiles.
If the auto emissions in the year 2000 are stabilized and the emissions
standard is relaxed from 0.4 to 1.0 grams per mile, the auto emissions
may be expected to be larger by a factor of 1.0/0.4, or 300 tons per day
rather than 120.  Including the estimated 150 tons of NOX per day from
nonauto sources in the year 2000, the total estimated emissions are 450
tons per day, which is an increase of 67 percent.

3.   METHODOLOGIES USED FOR ESTIMATION AND PROJECTION OF EMISSIONS

     A comprehensive discussion of the methodology used by the Colorado
Department of Health is contained in the Denver AQMA report for the
years 1974, 1980, and 1985.  A discussion of the methodology used by

-------
                                              276
          TABLE B-l.  FEDERAL AND CALIFORNIA NEW  VEHICLE EMISSIONS STANDARDS
                       (a) Passenger Cars and Light-Duty Trucks
YEAR
Prior to controls

1966-1967
1968-1969



1970

1971

1972


1973

1974

1975 **pc
**PC
**LDT
**LDT
1976 **PC
**PC
**LDT
**LDT
977f **PC and LOT
STANDARD


Calif.
Calif, s
Federal


Calif. &
Federal
Calif.
Federal
Calif.

Federal
Calif.
Federal
Calif.
Federal
Calif.
Federal
Calif.
Federal
Calif.
Federal
Calif.
Federal
Calif
COLD START
TEST
7-raode
7-mode
7-roode
7-mode
50-100 CID
101-140 CID
over-140 CID
7.-mode

7-mode
7-mode
7-mode or
CVS-1
CVS-1
CVS-1
CVS-1
CVS-1
CVS-1
CVS-2
CVS-2
CVS-2
CVS-2
CVS-2
CVS-2
CVS-2
CVS-2
CVS-2
HYDROCARBONS
850 ppra
(11 gin/mi)
275 ppcn

410 ppm
350 ppm
275 ppm
2.2 gin/mi

2.2 gm/mi
2 . 2 gm/mi
1 . 5 gm/m i
3 . 2 gm/mi
3 . 4 gm/mi
3 . 2 gm/mi
3 . 4 gm/mi
3.2 gm/mi
3,4 gm/mi
0.9 gm/mi
1.5 gm/mi
2.0 gm/mi
2.0 gm/mi
0. 9 gm/mi
1.5 gn/mi
0.9 gm/mi
2 . 0 gm/mi
0.41 gm/mi
CARBON
MONOXIDE
3.4%
(80 gm/mi)
1.5%

2.3%
2.0%
1.5%
23 gm/mi

23 gm/mi
23 gm/mi
23 gm/mi
39 gm/mi
39 gm/mi
39 gm/mi
39 gm/mi
39 gm/mi
39 gm/mi
9 gm/mi
15 gm/mi
20 gm/mi
20 gm/mi
9 gra/mi
15 gm/mi
17 gm/mi
20 gm/mi
9 gra/mi
OXIDES OF
NITROGEN
1000 ppm
(4 gm/mi)
no std.

no std.
no std .
no std .
no std.

4 gm/mi
-
3 gm/mi
*3.2 gm/mi
-
3 gm/mi
3 gm/mi
2 gm/mi
3 gm/mi
2.0 gm/mi
3 . 1 gm/mi
2.0 gm/mi
3.1 gm/mi
2 . 0 gm/mi
3 . 1 gm/mi
2 . 0 gm/mi
3 . 1 gm/mi
1 . 5 qm/mi
Federal CVS-2 1.5 gin/mi 15 /mi 2.0 gm/mi
1978
          **PC and LOT Federal
                                  CVS-2
                                                  0.41 gm/mi
3.4 gm/mi
* 7-Mode  Hot Start
**PC-Passenger Cars   LDT-Light Duty Trucks
t The 1977 NOx standards have not been officially  adopted at this time
                                                                                0. 4 gm/mi

-------
                                            277
                                 TABLE  B-l.  (Concluded)
                      (b) Heavy-Duty Vehicles      (Over 6,000 Pounds)
YEAR
*1969-1971
1972
1973-1974
1975-1976
1977
STANDARD
State-gasoline
State-gasoline
State-gasoline
& diesel
State-gasoline
& diesel
State-gasoline
S diesel
HYDRO-
CARBONS
275 ppm
100 ppm
CARBON
MONOXIDE
1.5%
1.0%
HC + NOx » 16 gm/BMP
CO - 40 gm/BHP
HC + NOx =10 gm/BHP
CO =30 gm/DHP
HC + NOx " 5 gm/BHP
CO =25 gm/BHP
OXIDES OF
NITROGEN
no std .
no 3td.
hr.
hr.
hr.
hr.
hr.
hr.
 gm/BHP hr.   grams per brake horsepower-hour

         *    Federal standards remained at this level through 1973.   The Federal
             Government adopted standards for heavy-duty gasoline and diesel
             vehicles for 1974 and subsequent model years which are  identical to
             California's 1973-74 standards.


                     State Smoke Standards for Heavy-Duty Vehicles

 1971 and later vehicles may discharge smoke no darker than Ringelraan 1 or 20 percent
 opacity  for up to 10 seconds.

 Vehicles sold before 1971 may discharge smoke no darker than Ringelman 2 or  10 percent
 opacity for up to 10 seconds.

                                  Crankcase Emissions

 On all new vehicles manufactured for sale in California after January 1,  1964, crank-
 case emissions are virtually zero.  Coaparable Federal standards became effective  in
 1968 for light-duty vehicles, and 1970 for heavy-duty vehicles.

                                 Evaporative Emissions

 Evaporative emissions of hydrocarbons have been 6 gras/test for light-duty vehicles
 since 1970, and 2 gns/tast since 1972.  Heavy-duty gasoline-powered  vehicles are
 2 gms/test, effective 1973.
Source:   California Air Resources Board (1974).

-------
grams/mile
-c

Emissions
o o

en
O
E
J
ro p.
(3.1)

(3.0)
(2.0)
No Federal NO Controls
— A
(0.4)

» . i i 1 i 1




CVS-I

1





1,
t 1






,





r\tf T T trto
1 1 1
      1966  67    68   69    70   71    72   73    74
                                 Model Year

                           (a)   Oxides of Nitrogen
                                                                                                 IX)
                                                                                                 co
75    76    77   78    79   80    81
FIGURE B-l.  FEDERAL  NEW  VEHICLE EMISSIONS STANDARDS  FOR LIGHT-DUTY VEHICLES

-------
  12r-
  10
OJ
r—


i
ro
s_
C1:
 c
 o
 00

 1/1
 c
 o
 O

 O
 E


 X
     (11, 7-Mode)
Jl-li.

TaTf)"

Jlfl

TOT


SH«fr-
                                  PC - PASSENGER  CAR


                                 LOT = LIGHT DUTY TRUCK
-•=$••=

_I_.
                 No Controls
      (0.41)
                                    -P-H»-
  7-Mode
	1  i	t^t	
                                                                                 LOT
                                                                                  PC
                               CVS-I
                                       •*!
                                                                            "E
                                                    - CVS-II-
                          1966   67
68
       69    70
 71    72    73

Model  Year
                                                                 74
                                 75    76
77
78
79   80
81
                                                  (b)   Hydrocarbons


                                              FIGURE B-l.   (Continued)

-------
80
D
!| 64

E
IV
i.
Ol
l/t
c
0
* 48
I/I
E
UJ
T3
X
o
C 00
0 Ji
i.
c
o
_a
u
«O
I 16
•r-
X
rt)
s:

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(80, 7 -Mode)

-







—


(39)

(33}



(23)




PC - PASSENGER CAR

LOT = LIGHT DUTY TRUCK













12P1 _[





415) J _j



No Controls



7-Mode






LOT
PC



. cv.sr' .
13.4L. ' ' P " '!" '1
	 i 	 i 	
	 L 	 1 	 1 	
,
i PVSII tiifc *"
1 T . 1 PH*- , ,
                                                                                         CO
                                                                                         O
1966   67    68    69    70    71    72
                          Model  Year
73    74    75    76
77
78
79
80   51
                     (c)   Carbon Monoxide
                   FIGURE  B-l.   (Concluded)

-------
                                  281
the Colorado Division of Highways is contained in the Detailed Assess-
ment Report 1-470 for the years 1985 and 2000.  The source categories
considered in these estimates were:

                  Point sources          (all pollutants)
                  Auto emissions         (all pollutants)
                  Gasoline service       (hydrocarbons)
                  Solvent users          (hydrocarbons)
                  Oil-based paint use    (all pollutants)
                  Space heating          (all pollutants)
                  Incinerators           (all pollutants)
                  Airports               [all pollutants)
                  Street sanding         (particulates)
                  Construction           (particulates).

     Automobile and point source emissions are major emissions sources
in the Denver metropolitan region.  Automobiles account for roughly
80 percent of the hydrocarbon emissions, 30 to 40 percent of the nitro-
gen oxides emissions, 90 percent of the carbon monoxide emissions, and
10 to 15 percent of particulate emissions.   Point sources account for
roughly 15 to 20 percent of the hydrocarbon emissions, 40 to 50 per-
cent of the nitrogen oxides emissions, and 10 to 15 percent of particu-
late emissions.  Particulate emissions are largely from street sanding
(45 to 60 percent) and construction (25 percent).

a.   Automobile Emissions

     Automobile emissions were estimated by the Colorado Department
of Health and the Division of Highways in consultation with the EPA.
Two separate files are used to estimate total automobile emissions.
The Auto Link file accounts for automobile traffic that crosses traffic
zone boundaries and the Auto Area (or Intrazonal  VMT)  file accounts
for traffic that remains within traffic zone boundaries.  The Link
file alone accounts for more than 99 percent of the total automobile
emissions for any pollutant.

-------
                                   282
     The Link file was created by the Colorado Division of Highways
using their transportation models.   For the years 1974 and 1975 the
input to these models was derived from traffic count data for the
year 1971.  For future years the inputs were derived from the year
2000 JRPP land use plan and the I-470 study.  The DRCOG Empiric Activ-
ity Allocation Model was also used.   Automobile emissions factors were
estimated using AP-42, Supplement 5.   Table B-2 summarizes the assump-
tions that were needed to estimate the emissions factors.  Figure B-2
displays the variation, for winter and summer, in average CO emissions
with the speed of operation of the "average" highway vehicle.

     Since the emissions of pollutants from automobiles and other traffic
are dependent on the typical cycles  of operation, which vary with loca-
tion and type of roadway, the Division of Highways classified the links
in the Denver transportation system  under eight roadway types and four
area types.  For the years 1985 to 2000, however, only five different
roadway types were used in this classification system.  Depending on
whether the operating conditions are peak Crush-hour) or off-peak, the
Division of Highways estimated average vehicle operating speeds for
each of the roadway types within each area type.  These estimates are
summarized in Table B-3.  Figure B-3 shows the estimated diurnal  vari-
ation in traffic flow for the Denver metropolitan region and also
indicates the hours of the day that  are considered to be "peak" commute
hours.   In the summer, daylight savings time shifts the diurnal pattern
one hour to the left.

     Using the link node positions and lengths (inputs to the trans-
portation models), the estimated average daily traffic (output of the
transportation models), the estimated emission factors (as in Figure B-2)
and the speed tables for the various link types (as in Table B-3), the
Colorado Division of Highways estimated the Auto Link emissions as a func-
tion of the time of day and location within the Denver Highway Planning
coordinate system.  This Auto Link emissions file was created with the
help of a special program, SAIEMIS,  written by that division.  The
Auto Link emissions file, which incorporates hourly and seasonal

-------
                                 283
                TABLE B-2.  1-470 AIR QUALITY ANALYSIS
70% of vehicles are light-duty gas vehicles.
20% of vehicles are light-duty gas trucks.
 0% of vehicles are light-duty diesel vehicles.
 7% of vehicles are heavy-duty gas vehicles.
 3% of vehicles are heavy-duty diesel vehicles.
 0% of vehicles are motor cycles.

20% of the light-duty gas trucks and vehicles are operating from a
    cold start.*

27% of the light-duty gas trucks and vehicles are operating from a
    hot start.*

All heavy duty trucks and vehicles are operating hot.

Summer emission rates are based on 24° C (75° F).

Winter emission rates are based on -4° C (25° F).
               VehicleAge
Percent
4.9
2.2
2.8
3.9
5.4
6.6
6.9
8.7
10.3
10.6
11.9
15.4
10.4
Age, Years
12 or more
11
10
9
8
7
6
5
4
3
2
1
0
    Hourly Traffic
Volume Factors, f(ADT)
Hour
1
2
3
4
5
6
7
8
9
10
11
12
Factor
.012
.006
.005
.004
.005
.013
.049
.105
.076
.057
.052
.054
Hour
13
14
15
16
17
18
19
20
21
22
23
24
Factor
.053
.058
.064
.078
.101
.090
.058
.038
.030
.030
.027
.020
           * The remainder of the vehicles (53%)  are operating
             in a hot stabilized condition.
           Source:   Colorado Division of Highways (1976)

-------
500
                   10
                           15
                                   20       25       30
                                 Average Vehicle Speed (mph)
                                                                         D  1974
                                                                         A  1985
                                                                         O  1990-2000
                                                                   40
                                                                            45
                                                                                    50
                                                                                                        CO
                     (a)   Winter (Ambient  temperature =  25°  F.)
           FIGURE B-2.  VEHICLE EMISSIONS  FACTORS USED  IN THE DENVER  MODEL

-------
500
400
300
200
IOO
0
D 1975
A 1985
O 1990-2000




(


V,
1
^



X
==,



•— — ,
£~" 	 1





^ 	 *





*~ — -^
\ 	 .
	 " 	 N




1 	 	 1

*> =1




}- .-
1 {
> 	 «





3 	 	 	
:) 	 =





a 	 c
^) (.
5 10 15 20 25 30 35 40 45 5(
                                   Average Vehicle Speed (mph)

Source:  Colorado  Division of Highways  (1976).


                        (b)  Summer (Ambient temperature  =   75° F.)
                                                                                                         00
                                                                                                         en
                                  FIGURE B-2.  (Concluded)

-------
TABLE B-3.   ESTIMATED OPERATING SPEEDS FOR TRAFFIC  IN THE  DENVER  METROPOLITAN  AREA
              BY ROADWAY AND AREA TYPES
                                     (miles per hour)
1 J pC U I
Roadwav
Freeway
Expressway
Principal arterial
Major arterial
Minor arterial
Collector
Centroid connector
Ramp
Freeway
Expressway
All arterial s
Collector
Centroid connector
Freeway
Expressway
All arterials
Collector
Centroid connector
CBD*
--
15
15
15
10
10
10
--
--
10
10
10
--
—
10
10
10
Fringe1
50
35
20
20
20
15
10
15
30
--
20
10
10
25
--
20
10
10
Residential5 Rural
55 55
40
25
25
25
20
15
20
50
25
20
10
15
50
--
25
15
15
45
35
35
35
30
15
30
50
35
25
15
15
50
--
30
20
15
CBD Fringe Residential Rural
35 45 45
—
10
10
10
10
10
10
--
--
10
10
10
--
--
10
10
10
25
15
15
15
15
10
—
20
--
15
10
10
20
--
15
10
10
30
20
20
20
20
15
--
40
20
15
10
15
40
--
20
15
15
45
35
35
35
30
15
--
50
35
25
15
15
50
--
30
20
15
Year



1975



1935
(used
in
1-470
study)

2000
(JRPP
plan)

       * CBD = Central business district.
       f Fringe = Fringe and outlying business area.
       5 Residential  = Residential  and suburban.
       Source:  Mr.  Rich Griffins,  Colorado Division of Highways.
                                                                                                                  ro
                                                                                                                  00

-------
0.10
0.08
0.06
0.04
0.02
                   PEAK HOURS-
                  OFF-PEAK
            1	1	1	1	u
                                                  OFF-PEAK
                                      /\    >
                                                                                 -PEAK HOURS
                                                                                    OFF-PEAK
00   01  02  03  04  05  06   07  08  09   10  11   12  13  14  15  16  17  18   19  20   21  22
                                        Hour of the Day (MST)
                                                                                               23   24
                                                                                                                      oo
   FIGURE B-3.   DIURNAL TRAFFIC FLOW VARIATION IN THE DENVER METROPOLITAN REGION

-------
                                 288
emission variations, may be input to the Denver Model.  To create an
input file for COM, the inputs to SAIEMIS were first adjusted to reflect
yearly average emission factors rather than seasonal (summer or winter)
emissions; the output of SAIEMIS was further modified by a post-
processor program to obtain average daily emissions that do not reflect
the diurnal variations in traffic flow.

     In order to present graphically some of the changes in land use
anticipated between the years 1971 and 2000, we plotted the links that
fall within each area type classification for both these years.  These
plots are presented in Figures B-4 through B-7.  Figures B-4(a) and
(b) show that the Central Business District comprises only a very small
portion of the total area and increases  only very slightly from 1971
to 2000.  A comparison of Figures B-5(a) and (b) shows that the fringe
and outlying business area are expected  to develop significantly in
the period from 1971 to 2000.  Finally,  Figures B-6(a) through B-7(b)
show that a significant southward spreading of residential suburbs is
expected at the expense of the rural area there.  This development
will also occur--although to a somewhat  lesser extent—northward,
westward, and eastward of Denver.

     The procedure for determining the Auto Area emissions is outlined
in the AQMA report of the Department of  Health.  Since these emissions
account for less than one percent of the total auto emissions, we do
not discuss this procedure here.

     In treating auto emissions, the following assumptions were made:

     >  By weight, 80 percent of the hydrocarbons emitted are reactive
        and 20 percent are unreactive.
     >  Nitrogen oxides are 85 percent by weight nitric oxide and 15
        percent by weight nitrogen dioxide.

-------
                             289
                     (a) Year 1971
FIGURE B-4.    CENTRAL BUSINESS DISTRICT IN YEARS 1971  and 2000-
              ALL DENVER LINKS.   The grid is of 1-mile squares.

-------
          290
    (b)  Year 2000
FIGURE B-4.   (Concluded)

-------
                             291
                      (a)   Year 1971
FIGURE B-5.   FRINGE AREA IN YEARS 1971  AND 2000—ALL  DENVER
             LINKS.  The grid is of 1-mile squares.

-------
         292
 (b)  Year 2000
FIGURE B-5.   (Concluded)

-------
                              293
                      (a)   Year 1971
FIGURE B-6.   SUBURBAN AREA IN YEARS 1971  and 2000--ALL
             DENVER LINKS.  The grid is  of 1-mile  squares

-------
                      294
ri /j f ^m
  I i/»H * I I     "'
              (b)  Year  2000
        FIGURE B-6.  (Concluded)

-------
                             295
                           [a)  Year 1971
FIGURE B-7.    RURAL AREA IN YEARS 1971  and 2000--ALL
              DENVER LINKS.  The grid is of 1-mile squares.

-------
           296
        !b)   Year 2000
FIGURE B-7.   (Concluded)

-------
                                    297
b.   Emissions from Other Sources

     As indicated above, point sources and such sources  as  street sand-
ing and construction also contribute significantly to the overall
emissions of pollutants in Denver.   The major assumptions made in esti-
mating the emissions from these and other sources are summarized  in
Table B-4.

4.   ANALYSIS OF EMISSIONS INPUT TO COM

     The Climatological  Dispersion  Model  accepts both point source
emissions and area source emissions as inputs.   The input emission rates
must reflect annual  averages.   Inputs to  the model  include  certain
weighting factors to account for the differences in day/night  emissions.

     There were 171  point sources input to COM  and a number of area
sources:

            >  Auto  area
            >  Auto  link
            >  Ai rport
            >  Construction
            >  Street sanding
            >  Space heating
            >  Small point.

     The emissions files used as inputs to COM  in this study were ana-
lyzed with the help  of a specially written program to determine the
trends in overall pollutant loading, the  pollutant loading  due to each
source category, and the pollutant loading within each subregion
designated for the sensitivity study.

     Table B-5 presents the total emissions of particulates and nitrogen
oxides (as nitrogen dioxide) for all modeling years considered here;

-------
                            TABLE B-4.   SUMMARY  INFORMATION ON NONVEHICULAR SOURCES
  Source
 Category

Point
Sources
(general)
Gasoline
Service
Stations
Incinerators
 	Assumptions and Comments	

With the exception of emissions  from the Cherokee Power Plant,  emissions from existing
point sources are assumed to  remain unchanged from 1974 emissions  levels.

Emissions from the Cherokee Power  Plant for the years 1980 and  beyond are assumed to
be one-half of the 1974 emissions  levels.

Hydrocarbon emissions are assumed  to be 75 percent reactive and 25 percent nonreactive.
Nitrogen oxide emissions are  assumed to be 85 percent by weight nitric oxide and 15
percent nitrogen dioxide.

Point source projections are  made  on the assumption that increases in point source
emissions are directly proportional to increases in the area of industrially zoned
land.

There are a total of 171  point  sources.  All point sources are  input  to  COM, but for
the Denver Model  the largest  sources are aggregated to form 46  sources.  Plume  rise is
computed using modified forms of Holland's equation.

Emissions for 1974 were computed in proportion to the number of pumps.

Future emissions (1980, 1985) are  assumed to increase in proportion to  the  increase in
gasoline usage.

Phase I vapor recovery is  assumed  for future years (1980, 1985).
                                                                                            Sources of
                                                                                            Information
Emissions Inventory
Subsystem (EIS).

AP-42.

DRCOG empiric four-
cycle zonal allocations
State Department of
Labor and Employment,
Oil  Inspection
Section.
                                                                                        AP-42.

                                                                                        Source  testing.

                                                                                        Air  Contaminant
                                                                                        Emission  Notice
                                                                                        File.
                                                                                                                                              ro
                                                                                                                                              10
                                                                                                                                              CO
Solvent
Users
Solvent use changes  are assumed  to  be proportional to population changes.

Sources are primarily dry  cleaners.  Two types of solvents are considered--Perk and
Stoddard.
 List of solvent
 users compiled by
 Enforcement  Unit.

 DRCOG empiric four-
 cycle zonal  allocations

-------
                                                  TABLE  B-4.    (Continued)
  Source
 Category

Oil-based
Paint Use
Space
Heating
                             Assumptions  and Comments
Airports
Consumption of oil  paint is assumed to be proportional  to population.

Oil-based paint use in 1980 is assumed to be 50 percent of 1974 usage.

No oil-based paint usage in 1985 and beyond.


Residential gas use is directly proportional  to population.

Commercial gas use is directly proportional  to  the  area of commercially zoned  land.

Industrial gas use by small industrial  users  is directly proportional  to the area of
industrially zoned land.

Industrial gas use by large industrial  users  is unchanged through  the years.

The airports are Stapleton International,  Arapahoe  County,  Jefferson County, and
Buckley Air National  Guard Base.
      Sources  of
 	Information	

 Colorado  Paint Manu-
 facturers Association.

 DRCOG four-cycle
 empiric  zonal
 allocations.

 Public Service Company
 of Colorado.

 ORCOG four-cycle
 empiric zonal
 allocations.
Environmental  impact
statements.

FAA Master Records,
(1974, 1975).

AP-42.

Traffic Control  Center
(Stapleton).

Aviation Forecasts
Fiscal Years  1975-1986.
FAA Report.

Military Air  Traffic
Forecasts Fiscal  Years
1975-1986, FAA  report.

-------
                                                 TABLE B-4.   (Concluded)
  Source
 Category

Street
Sanding
Construction
                                Assumptions and Comments
                                                                                            Sources of
                                                                                            Information
0.17 lb/(vehicle-mile)  emission  factor  (particulates)

On 18 days per year dry sanded  street conditions exist throughout the metropolitan
area.

Seventy percent of the  total  VMT is  on  sanded streets.

Ninety percent of the average daily  VMT occurs on the 18 "sand days.

Projections of street sanding emissions are based on growth in auto link VMT.

Six months per year of  active construction.

Emissions of particulates  are 0.8 tons/acre/month of active construction.

Rate of construction is proportional to the rate of change of total acres of land used
for residential,  commercial,  and industrial purposes.
Investigation of
Fugitive Dust:
Sources, Emissions
and Control  for
Attainment of Ambient
Air Quality Standards
Colorado, PEDCO
report.
Investigation of
Fugitive Dust:
Sources, Emissions
and Control for
Attainment of Ambient
Air Quality Standards
Colorado,"PEDCO
report.
                                                                                                                                              CO
                                                                                                                                              o
                                                                                                                                              o

-------
                                301
        TABLE B-5.  TOTAL PARTICULATE AND NITROGEN OXIDE
                    EMISSIONS INPUT TO THE COM MODEL
                                              Year
          Emissions              1974    1980    1985    1990    2000
Participate emissions
  Tons per day                    88     106     130     152.6   157.6
  Increase over 1974 emissions     --      20%    48%    73%     79%
Nitrogen oxide emissions
(as N02)
  Tons per day                   180     213     241     245     262
  Increase over 1974 emissions     --      18%    34%    36%     46%

-------
                                  302
the table shows that particulate emissions tend to rise relatively
faster than do the nitrogen  oxide emissions, over the period from 1971
to 2000.   Figure B~8 shows  the changes in emissions over this period;
the yearly increase of nitrogen oxide emissions is much lower in the
period from 1985 to 200Q than in the period from 1974 to 1985.  There
is a similar lowering in the rate of increase of particulate emissions
over the period from 1990 to 2000.

     Table B-6 presents the  particulate emissions from the point sources
and the various source categories for which separate files were
created.  In Figure B-9 the  year-to-year variation in total emissions
from each source category is plotted and in Figure B-10 the percentage
contribution from each source category is plotted.  Street sanding and
construction can be seen to  be major sources of particulates; large
point sources and auto link  emissions account for most of the remaining
particulate emissions.  It must be noted that there appears to be a
rather large and sudden increase in emissions from the "space heating
plus construction" category  in the period from 1985 to 1990.  The
estimates of emissions up to and including the year 1985 were made by
the Department of Health (Air Pollution Control Division), and the
estimates for the years 1990 and 2000 were made by the Colorado
Division of Highways.  The abrupt change in estimated construction
and space heating emissions  could be due to some difference in the
estimation methodologies used by these independent groups.  A some-
what similar but less abrupt change in street sanding emissions is
also evident.

     The nitrogen oxides emissions were also analyzed by source cate-
gory; these data are presented in Table B-7 and Figures B-ll and B-12.
Auto link and large point emissions account for the major part of the
emissions.  Space heating and small point sources also emit consider-
able quantities of nitrogen  oxides.  There again appears to be a rather
marked change in the year-to-year trend in emissions over the period
from 1985 to 1990 for the space heating and auto link emissions
categories.  As before, this change could result from differences

-------
                                   303
   300
c
o
   250
   200
   150
   100
   50
         A Nitrogen Oxides (as N02)

         O Particulates
                                                                   -O
            1974
1980
                                   1985
                     1990
                                         2000
                               Mode linn Year
   FIGURE B-8.   TOTAL  EMISSIONS  OF  N02 AND  PARTICULATES INPUT

                  TO THE  CLIMATOLOGICAL DISPERSION MODEL

-------
    TABLE B-6.   PARTICULATE  EMISSIONS FROM  SOURCE  CATEGORIES AS  INPUT  TO THE  COM MODEL.
                  A =  tons per day, B  = percent of total.
1974
Source Category
Auto area
Auto link
Airport
Street sanding
Space heating
Construction
Space heating
plus construction
Small point
Large point
Total
A
0.0823
10.4
0.156
39.4
1.27
21.7
23.0
0.233
14.6
88
B
0.094%
11.8
0.18
44.8
1.4
24.7
26.1
0.26
16.6
99.9
1980
A
0.0377
11.1
0.326
56.4
1.57
21.7
23.3
2.27
12.3
106
B
0.036%
10.5
0.31
53.2
1.5
20.5
22.0
2.1
11.6
99.7

0.
13.
0.
81.
1.
17.
19.
3.
12.
130
1985
A
0591
9
188
2
69
4
1
68
3

B
0.045?;
10.7
0.14
62.5
1.3
13.4
14.7
2.8
9.5
100.4
1990
A
0.0591
14.1
0.22
80.6
*
*
41.9
3.68
12.3
152.6
B
0.039%
9.2
0.14
52.8
*
*
27.5
2.4
8.1
100.1
2000
A
0.0539
15.1
0.253
86.2
*
*
40.5
3.68
12.3
157.6
B
0.034%
9.5
0.16
54.7
*
*
25.7
2.3
7.8
100.3
* For the years 1990 and 2000,  space heating and construction emissions were lumped together;  their total
  is therefore also shown for prior modeling years.
                                                                                                                      OJ
                                                                                                                      o

-------
                                         305
100
 10
                                                 O Street  Sanding
                                                 D Space Heating plus Construction
                                                 Q Construction
                                                 ^ Large Point
                                                 A Auto Link
                                                 •^ Small Point
                                                 O Space Heating
                                                 0 Airport
 .1
           _JL_L
          1974
                        1980
 1985

Modeling Year
                                              1990
                                                                   2000
         FIGURE  B-9.   PARTICULATE EMISSIONS  FROM  SOURCE CATEGORIES
                        INPUT TO  THE COM MODEL

-------
                                       306
100(
                                                                    -o
                                                                    -a
                                                 O Street Sanding
                                                 D Space Heatinn plus Construction
                                                 0 Construction
                                                 A Large Point
                                                 /\ Auto Link
                                                 o Small Point
                                                 O Space Heating
                                                 0 Airport
          1974
                       1980
    1985

Modeling Year
                                              1990
                                                                   2000
          FIGURE  B-10.   PERCENTAGE CONTRIBUTION OF SOURCE CATEGORIES
                          TO PARTICULATE EMISSIONS

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TABLE B-7.  NITROGEN OXIDE EMISSIONS (AS N02) FROM SOURCE CATEGORIES AS INPUT
            TO THE COM MODEL.  A = tons per day, B = percent of total.
1974
Source Category
Auto area
Auto link
Airport
Street sanding
Space heating
Construction
Small point
Large point
total
A
0.523
78.2
3.86
0
13.3
0
1.216
84
180
B
0.29%
43.4
2.1
0
7.4
0
0.12
46.7
100
1980
A
0.313
99.9
4.57
0
16
0
8.58
84
213
B
0.15%
46.9
2.1
0
7.5
0
4.0
39.4
100
1985
A
0.476
120
5.23
0
17.2
0
14.4
84
241
B
0.20%
49.8
2.2
0
7.1
0
6.0
34.0
100.2
1990
A
0.476
10.5
6.12
0
35.5
0
14.4
84
245
B
0.19%
42.9
2.5
0
14.5
0
5.9
34.3
100.3
2000
A
0.351
114
7.04
0
42.1
0
14.4
84
252
B
0.13%
43.5
2.7
0
16.1
0
5.5
32.1
100

-------
                               308
     Space Heating
     Small Point
                1980
                          1985        1990


                        Modeling Year
                                          2000
FIGURE  B-ll
NITROGEN  OXIDE EMISSIONS FROM SOURCE  CATEGORIES
INPUT TO  THE COM MODEL

-------
                             309
                                           Large Point
                                           Auto Link
                                           Space Heating
                                           Small Point
                                           Airport
                                           Auto Area
  1974
                1980
          1985
        Modelinq Year
1990
                      2000
FIGURE B-12.
PERCENTAGE CONTRIBUTION  OF SOURCE CATEGORIES
TO NITROGEN OXIDE EMISSIONS

-------
                                   310
 in  the  estimation methodologies used by the Health Department and the
 Division of Highways.

      Both  the participate emissions and the nitrogen oxides emissions
 were  further analyzed to determine how much of each of these pollutants
 is  emitted within each of the seven subregions delineated in the sensi-
 tivity  study and also in the surrounding area.  There results are
 presented  in Tables  B-8 and B-9 and Figures B-13 through B-16.  The
 majority of pollutants are emitted in Central Denver and in the "outer"
 subregion  (due  to the large total area of this subregion).  In the case
 of  the  oxides of nitrogen, more than 50 percent of the total emissions
 are emitted outside  the seven subregions chosen for the sensitivity study.
 This  is largely due  to the fact that 90 percent of the large point
 emissions  lie outside the seven subregions.  Finally, note that even
 though  the emissions in the relatively small subregions such as South
 Metro and  Jeffco-Urban rise comparatively rapidly, they still account
 for less than a few  percent of the total emissions even in the year
 2000.

      Another simple  set of calculations for studying how the emissions
 of  pollutants vary from year to year within each of the subregions is
 to  study the density of emissions (or emissions flux) within each
 subregion.   Table B-10 indicates the total land area covered by each
 subregion.   Using this table and data on total emissions within each
 subregion,  the emissions fluxes were computed and are presented in
 Tables B-ll and B-12 and Figures B-17 and B-18.  Emissions fluxes
 increase in all  the  subregions but the rate of increase is relatively
 rapid in some of the currently less developed areas, such as Jeffco-
 Urban and Metro.  Furthermore, there appears to be some decrease in
 the overall range of emissions fluxes as development of land spreads
 outward from Central Denver.

5.   ANALYSIS  OF EMISSIONS  INPUT  TO  THE  DENVER MODEL

     Since  the  Denver Model  predicts  concentrations  of  reactive  pollu-
 tants  and  is  used  for short-term  averages,  its  emissions  input

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TABLE B-8.  PARTICULATE EMISSIONS IN SUGREGIONS AS INPUT TO THE COM MODEL.
            A = tons per day, B = percent of total.
1974

1
2
3
4
5
6
7
8

Subregion
Outer
Broomfield-Westminster-
Arvada
Northglenn-Thornton
Aurora
South Metro
Jeffco-Urban
Lakewood
Central Denver
Total
A
32.6
6.18
2.84
4.91
3.4
1.18
6.62
30.2
88
B
37 . 0%
7.0
3.2
5.6
3.9
1.3
7.5
34.3
99.8
1980
A
37.1
7.88
3.81
6.13
4.37
1.51
8.08
36.9
106
B
35.0%
7.4
3.6
5.8
4.1
1.4
7.6
34.8
99.7
1985
A
47.1
9.65
4.58
7.68
6.58
3.53
9.43
41.9
130
B
36.2%
7.4
3.5
,5.9
5.1
2.7
7.3
32.2
100.3
1990
A
51.6
10.8
5.99
9.37
8.13
8.73
12.3
45.9
153
B
33.7%
7.1
3.9
6.1
5.3
5.7
8.0
30
99.8
2000
A
51.2
12.2
6.14
10.5
7.91
9.49
12.5
48.2
158
B
32.4%
7.7
3.9
6.6
5.0
6.0
7.9
30.5
100

-------
TABLE B-9.  NITROGEN  OXIDE  EMISSIONS (AS N0~) IN SUBREGIONS AS  INPUT TO THE COM
            MODEL.  A =  tons  per day,  B = percent of total.
                       1974           1980           1985          1990           2000
Subreglon
1 Outer
2 Broomfield-Westminster-
Arvada
3 Northglenn-Thornton
4 Aurora
5 South Metro
6 Jeffco-Urban
7 Lakewood
8 Central Denver
Total
A
103
7.41
3.44
4.14
2.39
0.631
7.93
51.6
180
B
57.2%
4.1
1.9
2.3
1.3
0.4
4.4
28.7
100.3
A
115
9.79
5.01
6.14
4.7
1.29
10.2
60.9
213
B
54.0%
4.6
2.4
2.9
2.2
0.6
4.8
28.6
100.1
A
126
12.2
6.13
8.37
8.42
3.88
11.8
63.8
241
B
52.3%
5.1
2.5
3.5
3.5
1.6
4.9
26.5
99.9
A
131
12.9
6.64
9.02
8.19
4.39
12
61.3
245
B
53.5%
5.3
2.7
3.7
3.3
1.8
4.9
25
100.2
A
132
14.5
7.4
10.3
8.77
6.12
14.4
68.3
262
B
50.
5.
2.
3.
3.
2.
5.
26.
99.

4%
5
8
9
3
3
5
1
8




OJ
ro





-------
                                            313
  TOO
          D Central Denver (Metro)
          O Outer Areas
          0 Lakewood
          O Broomfield-Westminster-Arvada
          A Aurora
          o South Metro
          /\ Northglenn-Thornton

          0 Jeffco-Urban
2   10
1974
              1980
                                                T995~

                                       Model ina Year
2000
               FIGURE  B-13.
                    PARTICULATE EMISSIONS IN  SUBREGIONS
                    INPUT TO  THE  COM MODEL

-------
                                         314
lOOr
                                                                     -a
 10
                                                      Outer Areas
                                                      Central Denver (Metro)
                                                      Lakewood
                                                   <3>  Broomfield-Westminster-Arvada
                                                   A  Aurora
                                                   c?  South Metro
                                                   A  Northglenn-Thornton
                                                   0  Jeffco-Urban
          1974
1980        1985        1990

            Modelinq Year
                                                                     2000
           FIGURE  B-14.   PERCENTAGE CONTRIBUTION  OF SUBREGIONS TO
                           PARTICULATE EMISSIONS

-------
1000
                                         315
         O Outer Areas
         Q Central  Denver (Metro)

         <} Lakewood

          Broomfield-Westminster-Arvada
         A Aurora
         A Northglenn-Thornton
         <37 South Metro

         Q Jeffco-Urban
  100
                                                                        -O
  10
            1974
1980
1985         1990


 Modeling Year
                                             2000
              FIGURE B-15.
     NITROGEN OXIDE EMISSIONS  IN SUBREGIONS
     INPUT  TO THE COM  MODEL

-------
                                        316
 lOOr
            O
                                                                      •O
  10
                                                                      -D
c
O
                                                  O Outer Areas
                                                  D Central Denver  (Metro)
                                                  0 Lakewood
                                                  O Broomfield-Westminster-Arvada
                                                  A Aurora
                                                  ^ Northglenn-Thornton
                                                  ^ South Metro
                                                  Q Jeffco-Urban
           1974
1980        1985        1990
             Modeling Year
                                                                     2000
             FIGURE  B-16.
     PERCENTAGE CONTRIBUTION OF SUBREGIONS
     TO  NITROGEN OXIDE EMISSIONS

-------
                           317
         TABLE B-10.  SIZE OF THE SUBREGIONS SELECTED
                      FOR SENSITIVITY STUDY
	Subregion	   Number of Grid Squares*
1  Outer                                     509

2  Broomfield-Westminster-Arvada              75

3  Northglenn-Thornton                        31

4  Aurora                                     64

5  South Metro                                41

6  Jeffco-Urban                               27

7  Lakewood                                   41

8  Central Denver                            112
* Note:  each grid unit is one square mile.

-------
                     318
TABLE B-ll.   PARTICIPATE  EMISSIONS  DENSITY
             BY SUBREGION (kg/day/sq. mi.)
                            Year

1
2


3

4
5
6
7
8

Subregion
Outer
Broomfield-
Westminster-
Arvada
Northglen
Thornton
Aurora
South Metro
Jeffco-Urban
Lakewood
Central Denver
Average
1974
64.0


82.4

91.6
76.8
82.8
43.6
162
270
98
1980
72.8


105

123
95.6
106
56
197
330
118
1985
92.4


129

147
120
160
129
230
374
144
1990
101


144

193
146
198
323
300
410
170
2000
100


163

198
164
193
352
305
430
176

-------
                               319
     TABLE  B-12.   NITROGEN  OXIDE  EMISSIONS  (AS  N02)  DENSITY
                   BY  SUBREGIONS  (kg/day/sq. mi.)


1
2
3
4
5
6
7
8

Subregion
Outer
Broomf i el d-Westmi nster-Arvada
Northglenn^-Thornton
Aurora
South Metro
Jeffco-Urban
Lakewood
Central Denver

1974
202
98.8
no
64.8
58.4
23.2
194
461

1980
226
130
162
96
115
47.6
249
544
Year
1985
248
163
198
131
205
144
288
570

1990
257
172
214
141
200
162
293
547

2000
259
193
239
161
214
227
351
610
Average                         200     237     268    272    291

-------
                                         320
 1000
E
ty
  iooh
                                                                         O
                                                    D Central  Denver (Metro)
                                                    Q Lakewood
                                                    d Northglenn-Thornton
                                                    ^3 Soutn Metro
                                                    Q Broomfield-Westminster-Arvada
                                                    ^ Aurora
                                                    O Outer Areas
                                                    0 Jeffco-Urban
   10*-
            1974
                          1980
1985         1990
  Model inn Year
2000
         FIGURE  B-17.   PARTICULATE  EMISSIONS  FLUX IN  THE  SUBREGIONS

-------
                                       321
  lOOOr
s
o-

   TOO
                                                        Central Denver (Metro)
                                                     O  Outer Areas
                                                     Q  Lakewood
                                                     ^  Northglenn-Thornton
                                                     O  Broomfield-Westminster-Arvada
                                                     A  Aurora
                                                     o  South Metro
                                                     0  Jeffco-Urban
    101-
                        ±
             1974
1980         1985        1990


            Modeling Year
                                                                        2000
      FIGURE  B-18.   NITROGEN  OXIDES EMISSIONS  (AS N09) IN  THE  SUBREGIONS

-------
                                   322
requirements differ  significantly from  the  input  requirements  of  COM.
In the first place,  the  Denver  Model  requires  emissions  of  reactive
hydrocarbons and nitrogen  oxides to determine  the concentrations  of
photochemical  oxidants.   If  carbon monoxide  concentrations  are to be
predicted, then CO emissions must also  be input.   The  reactive hydro-
carbon emissions are further split into emissions of aldehydes, olefins,
aromatics, and paraffins.   In the second place, since  short-term
averages are desired, short-term variations  in the emission rates,
such as diurnal and  seasonal variations, must  be  accounted  for.

     The emissions used  as inputs to  the Denver Model  were  analyzed by
means of a special computer  program to  determine  the contributions
arising from each source category.  These analyses for the  summer and
winter months  of 1975, 1985, and 2000 are presented in Tables  B-13
and B-14, and  in Figures B-19 through B-22.  An examination of these
tables and figures reveals the  following;

     >   Winter emissions exceed summer  emissions  for reactive  hydro-
        carbons, nitrogen  oxides, and carbon monoxide.   This is appar-
        ently  due to an  increase in auto emissions and "other  area"
        emissions in the winter.  The most  significant differences
        between winter and summer emissions  are for carbon  monoxide.
     >   Emissions of carbon  monoxide  and reactive hydrocarbons decrease
        in future years, apparently due to  a reduction in automobile
        emissions as a result of the  Federal Motor Vehicle  Control
        Program.
     >   Emissions of nitrogen oxides  increase  in  future  years, apparently
        due  to an increase in emissions from automobiles and a few
        other  sources.   The  fact that total  auto  emissions  increase
        in spite of  the  Federal program is  probably due  to  the increas-
        ing  flow of  traffic. "Other  area"  emissions of  nitrogen  oxides
        also appear  to rise  significantly in future years.
     >   Automobiles  appear to be the  prime  source of pollution, con-
        tributing about  75 percent of the reactive hydrocarbons,  45
        percent of the nitrogen oxides,  and  85 percent of the  carbon
        monoxi de.

-------
               TABLE  B-13.   TOTAL  EMISSIONS INPUTS TO THE  DENVER  MODEL—SUMMER.
                               A - tons per day,  B = percent  of total.

                                            (a)  Year 1975
                                                                          Total NOV
RHC
Airport
Auto area
Auto link
Subtotal
Other area
Small
point sources
Subtotal
Large
point sources*
Total
A
4.30
1.35
148.1
153.7
1.90
13.1
168.8
13.2
182.0
B
2.4%
0.74
81.4
84.5
1.0
7.2
92.7
7.3
100
URHC
A
1.07
0.34
49.9
51.3
0.48
3.28
55.0
4.4
59.4
B
1.8%
0.57
84.0
86.4
0.81
5.5
92.6
7.4
100
NO
A
2.27
0.23
49.1
51.6
3.16
1.38
56.1
66.6
122.7
B
1.9%
0.2
40.0
42.1
2.6
1.1
45.7
54.3
100
NO,
A
0.39
0.039
8.30
8.72
0.54
0.23
9.50
14.7
24.2
B
1.6 Z
0.16
34.3
36.0
2.2
1.0
39.3
60.7
100
as N00
A
3.87
0.39
83.6
87.8
5.4
2.35
95.5
116.8
212.3
B
1.8%
0.18
39.4
41.4
2.5
1.1
45.0
55.0
100
CO
A
21.1
17.9
1730
1769
1.93
2.56
1774
190.9
1965

B
1.1%
0.91
88.0
90.0
0.098
0.13
90.3
9.9
100
*Hydrocarbon emissions from  large point sources are assumed to be 75 percent reactive  hydrocarbons (RHC)
 and 25 percent unreactive hydrocarbons (URHC).
                                                                                                                        OJ
                                                                                                                        IND
                                                                                                                        CO

-------
TABLE B-14  (Continued)



     (b)  Year 1985
RHC
Airport
Auto area
Auto link
Subtotal
Other area
Small
point sources
Subtotal
Large
point sources*
Total
A
5.28
0.56
106.7
112.6
0.43
12.0
125.0
13.2
138.2
B
3.8%
0.41
77.2
81.4
0.31
8.7
90.4
9.6
100
URHC
A
1.32
0.14
36.8
38.3
0.108
3.01
41.4
4.4
45.8
B
2.9%
0.31
80.3
83.6
0.24
6.6
90.4
9.6
100
NO
A
3.08
0.84
71.4
75.3
4.03
9.68
89.1
66.6
155.7
B
2.0%
0.5
45.9
48.4
2.6
6.2
57.2
42.8
100
NO.,
A
0.52
0.14
12.1
12.8
0.69
1.65
15.1
14.7
29.8
B
1.7%
0.5
40.6
43.0
2.3
5.5
50.7
49.3
100
Total NOX
as N00
A
5.24
1.43
121.6
128.3
6.9
16.5
151.7
116.8
268.5
«-
B
2.0%
0.53
45.3
47.8
2.5
6.1
56.5
43.5
100
CO
A
25.2
8.71
1278
1312
1.35
3.88
1317
190.9
1508

B
1.7%
0.58
CO
84.7 r\D
87.0
0.09
0.26
87.3
12.7
100

-------
TABLE B-14  (Concluded)



     (c)  Year 2000
RHC
Airport
Auto area
Auto link
Subtotal
Other area
Small
point sources
Subtotal
Large
point sources*
Total
A
5.28
0.21
73.6
79.1
0.986
12.0
92.1
13.2
105.3
B
5.0%
0.20
69.9
75.1
0.94
11.4
87.5
12.5
100
URHC
A
1.32
0.053
24.3
25.7
0.247
3.01
29.0
4.4
33.4
B
4.0%
0.16
72.8
76.9
0.74
9.0
86.8
13.2
100
NO
A
3.08
0.14
71.2
74.4
9.91
9.68
94.0
66.6
160.6
B
1.9%
0.1
44.3
46.3
6.2
6.0
58.5
41.5
100
N00
A
0.52
0.024
12.1
12.7
1.69
1.65
16.0
14.7
30.7
B
1.7%
0.1
39.4
41.4
5.5
5.4
52.1
47.9
100
Total NOX
as N00
A
5.24
0.24
121.3
126.8
16.9
16.5
160.1
116.8
276.9
L.
B
1.9%
0.087
43.8
45.8
6.1
6.0
57.8
42.2
100
CO
A
25.2
3.47
866.2
894.9
3.08
3.88
901.8
190.9
1093
2.3%
0.32
79.2
81.9
0.28
0.35
82.5
17.5
100



CO
ro
en





-------
        TABLE B-14.   TOTAL  EMISSIONS  INPUTS TO  THE DENVER MODEL—WINTER.
                      A = tons  per day,  B = percent of total.

                                   (a)  Year 1974
RHC
Airport
Auto area
Auto link
Subtotal
Other area
Small
point sources
Subtotal
Large
point sources*
Total
A
4.30
1.93
206.8
213.0
6.18
13.1
232.3
13.2
245.5
B
1.8%
0.79
84.2
86.8
2.5
5.3
94.6
5.4
100
URHC
A
1.07
0.48
69.5
71.0
1.55
3.28
75.8
4.4
80.2
B
1 .3%
0.60
86.7
88.5
1.9
4.1
94.5
5.5
100
NO
A
2.27
0.33
53.9
56.5
10.3
1.35
68.1
66.6
134.7
B
1.7%
0.2
40.0
41.9
7.6
1.0
50.6
49.4
100
NO,
A
0.39
0.056
9.19
9.63
1.75
0.23
11.6
14.7
26.3
B
1.5%
0.2
34.9
36.6
6.7
0.9
44.1
55.9
100
Total NOX
as N00
A
3.87
0.56
91.8
96.3
17.5
2.3
116.0
116.8
232.8
t-
B
1.7%
0.24
39.4
41.4
7.5
1.0
49.8
50.2
100
CO
A
21.1
25.5
2793
2840
6.28
2.56
2849
190.9
3040
B
0.69%
0.83
91.9
93.4
0.21
0.084
93.7
6.3
100
                                                                                                              CO
* Large point hydrocarbon emissions are assumed to be 75 percent RHC and 25 percent URHC.

-------
                                  TABLE B-14   (Continued)


                                        (b)   Year  1985
RHC

Airport
Auto area
Auto link
Subtotal
Other area
Small
point sources
Subtotal
Large
point sources
Total
A
5.28
0.75
138.4
144.4
1.4

12.0
157.9

13.2
171.1
B
3.1%
0.44
80.9
84.4
0.82

7.0
92.3

7.7
100
URHC NO NO,
A
1.32
0.19
46.5
48.0
0.35

3.01
51.4

4.4
55.8
Total NOX
as N00 CO
B A B* A B* A B* A
2.4% 3.08 0.52
0.34 0.92 0.16
83.3 — * --*
86.0 — * — *
0.63 13.1 2.23

5.4 9.63 1.65
92.1 --* --*

7.9 66.6 14.7
100 — * — *
5.24 25.2
1.57 14.6
— * 2034
--* 2074
22.3 4.38

16.5 3.88
--* 2082

116.8 190.9
--* 2273

B
1.1%
0.64
89.5
91.2
0.19

0.17
91.6

8.4
100
* The emissions factors used as  inputs to compute auto link NO  emissions were in  error.

t Large point hydrocarbon emissions are assumed to be 75 percent RHC  and 25 percent URHC.
                                                                                                                        OJ
                                                                                                                        ro

-------
                                    TABLE  B-14   (Concluded)


                                           (c)  Year  2000
RHC
Airport
Auto area
Auto link*
Subtotal
Other area
Small
point sources
Subtotal
Large
point sources
Total
A
5.28
0.38
82.7
88.4
3.2

12.0
103.6
13.2
116.8
B
4.5%
0.33
70.8
75.7
2.7

10.3
88.7
11.3
100
URHC
A
1.32
0.095
28.4
29.5
0.80

3.0
33.6
4.4
38.0
B
3.5%
0.25
74.7
78.4
2.1

7.9
88.4
11.6
100
NO
A
3.08
0.23
79.9
83.2
32.2

9.7
125.1
66.6
191.7
B
1.6%
0.1
41.7
43.4
16.8

5.1
65.3
34.7
100
NO,,
A
0.52
0.040
13.4
14.0
5.48

1.6
21.1
14.7
35.8
B
1.5%
0.1
37.4
39.1
15.3

4.5
58.9
41.1
100
Total NOX
as NO,
A
5.24
0.39
135.9
141.6
54.9

16.5
212.9
116.8
329.7
B
1.6%
0.12
41.2
42.9
16.7

5.0
64.6
35.4
100
CO
A
25.2
6.1
983.4
1015
10.0

3.9
1029
190.9
1220

B
2.1%
0.5
80.6
83.2
0.82

0.32
84.3
15.6
99.9
* The emissions factors used to compute auto  link emissions were in error.

t Large point emissions are assumed to be 75  percent RHC and 25 percent URHC.
                                                                                                                          oo
                                                                                                                          r\D
                                                                                                                          oo

-------
                                        329
5000
             O-.
                                          — —	Winter
                                          —————  Summer
                                          O  CO
                                          Q  Total N0x  as N02
                                          A  Reactive Hydrocarbons
                                           D   NO  Only
                                           0   NO, Only
1000
 100
                                --0	
                     	0
                     	0
  10
            1975
1985
                                 2000
                                      Modelino Year
          FIGURE B-19.   TOTAL EMISSIONS INPUTS TO  THE DENVER MODEL

-------
                                     330
 TOO
       __ 	 Winter
       	 Summer
       A  Auto Link
       A  Large Point
       0  Airport
       •  Auto Area
       •  Other Area
       o  Small Point
  10
E
LjJ
O
c

-------
100
                                      331
        A Large  Point  Emissions
        A Auto Link
        • Other  Area
        0 Airport
        ^ Small  Point
        • Auto Area
 10
 .1
           1975
1985

Modeling Year
                                                                2000
        FIGURE B-21.   PERCENTAGE CONTRIBUTION  OF SOURCE  CATEGORIES
                        TO NITROGEN OXIDE EMISSIONS—SUMMER

-------
                                       332
1001
               	4	
                Summer
       	  Winter
       A  Auto Link
       A  Large Point
       ^  Small Point
       0  Airport
       •  Other Area
       •  Auto Area
  10
  .1
            1975
1985


Modeling Year
                                                                  2000
         FIGURE B-22.  PERCENTAGE  CONTRIBUTION OF  SOURCE  CATEGORIES
                        TO  REACTIVE  HYDROCARBON EMISSIONS

-------
                                   333
     >  Point sources are the second largest source of pollutants,  con-
        tributing about 20 percent of the reactive hydrocarbons,  50
        percent of the nitrogen oxides, and 10 percent of the carbon
        monoxide.

     As in the case of COM emissions inputs, the Denver Model  emissions
inputs were analyzed to determine the total emissions from each of  the
subregions delineated for the sensitivity study.  These results are
presented in Table B-15 and Figures B-23 through B-28.  Central Denver
has by far the largest emissions of the seven regions chosen  for  study.
The "outer" area not included in the sensitivity study accounts for a
suprisingly large portion of the total  emissions,  especially  for  the
oxides of nitrogen (over 55 percent).  The emissions in some  of the
southern subregions such as South Metro and Jeffco-Urban either do  not
decrease as rapidly as the emissions in the other regions in  the  cases
of reactive hydrocarbons and carbon monoxide or increase relatively
rapidly Cin the case of nitrogen oxides).   However, these subregions
still  only contribute a few percent of the total pollutant loading  for
the entire modeling region.

-------
TABLE B-15.   EMISSIONS IN SUBREGIONS AS INPUT TO THE DENVER  MODEL—SUMMER.
              A  =  tons  per day,  B = percent of total.
          1975
                                           1985
                                                                          2000
RHC

1
2



3

4
5
6
7
8


Subregion
Outer
Brooinf ield-
Westminster-
Arvada

Northglenn-
Thornton
Aurora
South Metro
Jeffco-Urhan
Lakewood
Centra]
Denver
Total
A
47.5


11.9


5.15
9.73
4.78
0.984
13.3

88.7
182.1
B
26.1%


6.5


2.8
5.3
2.6
0.54
7.3

48.7
99.8
NOX
as NO
A
132.5


7.06


3.15
4.20
2.39
0.674
7.72

54.6
212.3

B
62.4%


3.3


1.5
2.0
1.1
0.32
3.6

25.7
99.9
CO
A
577.9


128.2


53.1
85.1
51.3
10.9
144.)

913.8
1964.4
B
29.4%


6.5


2.7
4.3
2.6
0.55
7.3

46.5
99.9
RHC
A
41.9


9. 72


4.22
8.76
5.75
3.32
9.21

55.4
138.3
B
30.3%


7.0


3.1
6.3
4.2
2.4
6.7

40.1
100.1
as N00
A
154.2


11.7


5.66
8.08
8.43
4.04
11.42

64.9
268.5
c •
B
57.4%


4.4


2.1
3.0
3.1
1.5
4.3

24.2
100
CO
A
519


109


44.3
81.2
63.7
42.0
100.5

548.6
1508
B
34.4%


7.2


2.9
5.4
4.2
2.8
6.7

36.4
100
RHC
A
31.5


7.02


3.23
7.19
4.04
2.61
7.15

42.6
105.4
B
29.9%


6.7


3.1
6.8
3.8
2.5
6.8

40.4
100
NOX
as NO,,
A
154.5


12.7


6.27
8.78
8.48
5.16
13.59

67.45
276.9
B
55. 8X


4.6


2.3
3.2
3.1
1.9
4.9

34.4
100.2
CO
A
395.4


74.8


32.4
62.3
42.1
30.2
71.1

384.3
1093

B
36.2


6.8
oo
oo
3.0 -^
5.7
3.9
2.8
6.5

35.2
100.1

-------
                                          335
 100
  10
c
o
         n  Central  Denver (Metro)
         O  Outer Areas
         Q  Lakewood
         
-------
100
                                           336
         O  Outer Areas
         Q  Central Denver (Metro)
         Q  Lakewood
         Q  Broomfield-Westminster-Arvada
         A  Aurora
         /\  Northglenn-Thornton
         ^7  South Metro
            Jeffco-Urban
 10
                                                                        •O
                                                                      -a
            1975
                                   1985
                                    Modeling Year
2000
     FIGURE  B-24.   NITROGEN  OXIDE  EMISSIONS IN  SUBREGIONS-
 SUMMER

-------
                                            337
lOOOr
  100
   1C
G Central  Denver (Metro)
Q Outer Areas
0 Lakewood
Q Broomfield-Westminster-Arvada
A Aurora
/] Northglenn
^37 South Metro
0 Jeffco-Urban
                                     1985
                                       Modeling  Year
                                                                       2000
        FIGURE  B-25.   CARBON MONOXIDE EMISSIONS IN  SUBREGIONS—SUMMER

-------
                                       338
100
                                                                     -o
 10
                                                    [] Central  Denver (Metro)
                                                    O Outer Areas
                                                    Q Lakewood
                                                    Q Broomfield-Westminster-Arvada
                                                    ^ Aurora
                                                    /] Northglenn-Thornton
                                                    ^3 South Metro
                                                    0 Jeffco-Urban
  .1
             1975
                                  1985

                                   Modeling Year
                                         2000
          FIGURE B-26.
PERCENTAGE  CONTRIBUTION OF  SUBREGIONS TO
REACTIVE HYDROCARBON  EMISSIONS — SUMMER

-------
                                       339
100
              D-
                                   -G-
 10
  1  —

    f
                                    _L
                  O  Outer Areas
                  Q  Central  Denver (Metro)

                  ()  Lakewood
                  Q  Broomfield-Westminster-Arvada
                  A  Aurora
                  A  Northglenn-Thornton
                  ^  South Metro
                  <,^  Jeffco-Urban
              1975
1985

  Modelinq Year
                                                                    2000
          FIGURE B-27.   PERCENTAGE CONTRIBUTION  OF SUBREGIONS TO
                          NITROGEN  OXIDE  EMISSIONS—SUMMER

-------
                                        340
100
                                                     D Central Denver  (Metro)
                                                     O Outer Areas

                                                     0 Lakewood
                                                     O Broomfield-Westminster-Arvada
                                                       Aurora
                                                     A
Northglenn-Thornton
South Metro
                                                     0  Jeffco-Urban
             1975
                                  1985
                                        Modeling Year
                                                                    2000
         FIGURE  B-28.   PERCENTAGE CONTRIBUTIONS  OF SUBREGIONS
                         TO CARBON MONOXIDE  EMISSIONS—SUMMER

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                341
            APPENDIX C
DENVER REGIONAL PLANNING OVERVIEW
     (AS OF 24 NOVEMBER 1976)

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                                   342
                              AUTHOR'S NOTE


     The reliability of an airshed model simulation is heavily dependent
on the quality and consistency of the data supplied to it.  Because several
agencies separately provided SAI with portions of the data we used, and
because different data vintages existed within each agency, it became
essential early in the Overview EIS project to develop a full perspective
on the Denver planning process.  This was particularly necessary for those
planning aspects having direct impact on air quality: population level
and allocation, land use, and transportation.

     This appendix was completed in November 1976, early enough to provide
SAI with the perspective needed to guide its analysis efforts.  We believe
its portrayal of Denver regional planning is accurate as of its publication
date.  Subsequent events, however, are not reflected in the text.  We urge
the reader to consider this fact when evaluating its contents.

     The most significant change occurring since publication  concerns the
role of the Denver Regional Council of Governments (DRCOG).  This appendix
refers to the Joint Regional Planning Program (JRPP) as the designated
Metropolitan Planning Organization (MPO), with the DRCOG serving as the
policy body of the JRPP.   That relationship has since been altered.  As a
result of a three-party agreement between the DRCOG, the Regional Trans-
portation District (RTD)  and the Colorado Division of Highways (CDH)--an
accord officially sanctioned by the Governor--the DRCOG has now been
designated as the MPO in  the Denver region.  In this new role DRCOG sup-
plants the JRPP.  Both the RTD and the CDH, previously members of the JRPP,
are now no longer a part  of the MPO.

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                                 343
                              APPENDIX C
               DENVER  REGIONAL  PLANNING OVERVIEW
                      (AS OF  24 NOVEMBER 1976)
                          by Stanley R.  Hayes


1.   INTRODUCTION

a.   Task Objective

     Systems Applications, Incorporated, under  contract to the Environ-
mental  Protection Agency, Region VIII,  is  preparing  the air quality
element for the Denver Metropolitan Wastewater  Facilities Overview EIS.

     The broad geographical  scope of this  study emphasizes the importance
of comprehensive regional planning.  To  address regional issues while bal-
ancing contending local  interests,  any  such process  must be a dynamic one.
Sensitivity and responsiveness require  continual  improvement and reexamin-
ation.   As a result, planning must be viewed as evolutionary.

     The analysis of primary and secondary  air  quality  impacts, however,
is acutely sensitive to the  assumptions  imbedded  in  regional plans.  As an
area characterized by extensive ownership  and usage  of  private automobiles,
Metropolitan Denver is particularly subject to  elevated levels of carbon
monoxide (CO) and hydrocarbons (HC).  The  distribution  and intensity of the
resulting automobile-produced mixture is strongly dependent on population,
land use, and the transportation network.   To the extent that uncertainties
exist in any of these areas, air quality must likewise  be considered in
question.  These issues are  further complicated by the  nonlinear relation-
ship of pollutant concentrations to vehicle-miles-traveled (VMT).

     In order to perform properly the analysis  required by the Overview
EIS, SAI must consider all those uncertainties  having a direct bearing on
air quality.  SAI has no intention of intruding on the  planning process or
of considering planning alternatives other  than those that have already
been the subject of analyses by agencies within the  Denver region.

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                                     344
     Guided by the above caveat it is the purpose of this task report to
consider the planning process in the Denver Metropolitan region, as to
both institutional framework and substantive policy issues.  The role of
specific agencies will be explored, along with their particular perspec-
tives on population, land use and transportation network alternatives.

     Because the analyses to be performed by SAI will  be so heavily
driven by the assumptions underlying the input data supplied to it and
because several permutations of that data exist within the agencies pro-
viding it, a precise, detailed examination of the relevant planning
issues is an essential preliminary to the study process.

     The results of this task report will be drawn upon heavily in struc-
turing SAI's analysis efforts.  Specifically, a base case regional devel-
opment scenario must be identified along with a complete catalog of the
important uncertainties associated with it.  A carefully constructed
sensitivity analysis must then be conducted to examine the air quality
effects of as broad a range of these uncertainties as  possible.  This
report, through its examination in some depth of the critical elements of
regional planning, will assure the broadest perspective in SAI's efforts.

b.   Report Organization

     This report has been partitioned into three broad areas:  organiza-
tional  perspectives, planning issues, and final observations.  The first
of these, in Section 2, will examine the role in the planning process
played  by the Joint Regional Planning Program (JRPP),  the Denver Regional
Council  of Governments (DRCOG), the Colorado Division  of Highways (CHD),
the Regional Transportation District (RTD), and the Air Pollution Control
Division of the Colorado Department of Health.

     The second area of discussion, an overview of planning  issues, will
be presented in Section 3.  Those issues having the most direct bearing

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                                   345
on SAI's air quality modeling will  be explored in detail.  Both the nature
of the issues themselves and their institutionally endorsed variants will
be considered.

     Finally, in Section 4, planning options considered by the various
regional and state agencies mentioned above will  be summarized.  The im-
pacts of any potential planning uncertainties on  the air quality study
performed by SAI will be assessed and preliminary recommendations stated.

     The references for this appendix are listed  at its end.

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                                    346
 2.    ORGANIZATIONAL PERSPECTIVES

 a.    Insti tuti ona1 Overview

      Since it is  the transportation process that exacts  so  noticeable  a
 price on  air quality in the Denver metropolitan area,  this  institutional
 overview  will concentrate on agencies having direct planning  responsi-
 bilities  in areas  bearing most heavily on transportation.   These  areas
 include population level and its allocation, land use, transportation
 planning  (highways and rapid transit), and transportation modeling.

 1)    Air  Quality  Regulations

      A brief historical perspective is helpful at this point.   In 1970
 the  Congress enacted certain amendments to the Clean Air Act  (42  U.S.C.
 1857).  In  addition to creating the Environmental Protection Agency  (EPA),
 the  Act in  Section 110 mandated the preparation and approval of State
 Implementation Plans (SIP).  It was required of each SIP that it  set
 forth specific plans for the attainment and maintenance of  the National
 Ambient Air Quality Standards (NAAQS) to be promulgated by  the EPA as
 part  of its statutory responsibilities under Section 109.

      For  the purposes of air quality evaluation the Administrator of the
 EPA was empowered by Section 108 of the Clean Air Act to designate bound-
 aries for interstate or intrastate regions called Air Quality Control
 Regions (AQCR).   The State of Colorado was divided into eight regions,
 as shown  in Figure C-l, from Reference 1.

      In 1972 AQCRs were classified Priority I or Priority III for the
 transportation-related  pollutants, carbon  monoxide (CO),  photochemical
oxidants  (Ox),  and nitrogen dioxide (N02).   These classifications were
 based on existing air quality measurements,  if available, or urban popu-
 lation size, if suitable measurement data  were unavailable.   The purpose

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                       • MOUTT   \ JACKSON   I LAHIMt*
                       I      «_
                                                                    'PAWNEE
                                               \ \1 ADAMS\I
                                              sssrk \ 1  METRO
                                               V soul otNVErt  i i L. i  M w
                                                XDH i DENVER
                                                  .{--v—i-
                                               «.   N-" ARAPAt
                                                        DENVER
                                                                      I   C 0 M A N C H E   I
                                                                      f "T'StHT     [pROWtHS    •
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                                                                            _L	\
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                                                      rTrinida|r
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FIGURE  C-l.  COLORADO AIR QUALITY CONTROL REGIONS AND STATE AIR POLLUTION CONTROL  DESIGNATED AREAS

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                                     348
of this action was to establish the levels of analysis necessary in the
preparation of SIPs.  Priority I designation was assigned where pollutant
concentrations at certain levels above the NAAQS were measured.  In the
absence of such data, AQCRs containing urban centers with 1970 populations
exceeding 200,000 were also included.  For those pollutants designated
Priority III, no analysis was required for the SIP element from that AQCR.
Within the State of Colorado, only Metropolitan Denver Intrastate AQCR was
designated a Priority I.  Specific pollutants so labeled were CO and QX-

      In 31 metropolitan areas throughout the U.S., implementation of strin-
gent  stationary source and vehicle emissions controls will produce reduc-
tions insufficient to attain the NAAQS.  In those areas Transportation
Control Plans (TCP) are required as part of the SIP.   The Metropolitan
Denver AQCR has been identified by EPA as subject to this requirement.

      In further satisfaction of its charter, EPA is also charged with iden-
tifying geographical areas where the potential exists for violation of the
NAAQS in the years following initial attainment.  For these areas, desig-
nated as Air Quality Maintenance Areas (AQMA), states must include within
their air quality implementation plans additional measures to insure con-
tinued adherence to the NAAQS.   These additional measures comprise the Air
Quality Maintenance Plan (AQMP).   The Metropolitan Denver AQCR is also
subject to this requirement for transportation-related pollutants, CO, QX,
and N02-

2)   Transportation Regulations

     In  1973 the Federal-Aid Highway Act added Section 109(j) to 23 U.S.C.
134,  which directed the Department of Transportation to develop guidelines
to assure  that highways constructed with Federal funds are consistent with
any approved plan for attainment of the NAAQS.  On 26 November 1974, the
FHWA  published final  regulations  setting forth these procedures.

     Also  pursuant to the 1973  Federal-Aid Highway Act, within each geo-
graphical  area an agency must be  designated as responsible for conducting
the "continuing, comprehensive  and cooperative"  transportation planning

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                                    349
process.  Such an agency is referred to in generic terms as a Metropolitan
Planning Organization (MPO).

     In Colorado the Governor was responsible for the designation of MPOs
throughout the state.  In the Metropolitan Denver region, the Joint
Regional Planning Program (JRPP) was appointed the MPO.  A more detailed
discussion of the JRPP will be presented later in this section.

     In order to assure conformity of transportation planning to federal
highway and air quality standards, the FHWA, through its 1974 guidelines,
requires that local  highway agencies in cooperation with local planning
agencies establish a continuing review procedure with the local air pollu-
tion control agency.  The purpose of this review procedure is to assess
the consistency of the transportation plan with the approved SIP.  In the
Metropolitan Denver region, the Colorado Division of Highways (CDH) is the
local highway agency, the JRPP, as the MPO, is the local planning agency,
and the Air Pollution Control Division (APCD) of the Colorado Department
of Health is the local air pollution control agency.

     The CDH is required to request the MPO (JRPP) to determine annually
the consistency of the transportation plan to the SIP.  After review by
the APCD, the Regional Federal Highway Administrator, in consultation with
the Regional Administrator of the EPA, will annually assess the degree of
coordination in the planning process between transportation and air qual-
ity and review the determination on consistency between the transportation
plan and the SIP.  The full review process is outlined diagrammatically in
Figure C-2, from Reference 1.

b.   Joint Regional  Planning Program (JRPP)

     As a result of the 1973 Federal-Aid Highway Act, it became necessary
for the Governor of Colorado to designate for each region in the state a
Metropolitan Planning Organization (MPO).   It was to be the responsibility
of these agencies to conduct the "continuing, comprehensive and coopera-
tive" transportation planning process mandated by that law (23 U.S.C. 134).

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\
Vtl

fiawroni to tht
Approval Land UM
ml Transportation
t
Incorporate
Raviiiont into
th» Approved


No


Updatad Land
UM and T rani-
port* t ion Plant
V
No

thiSIP

Rniwd Stata
Implamanuiion


Yn

.
Incorpi
Chanfl.
SIP
f
oral*
Tranwnit to MPO
tht Comment! (or
Thtir R*viiw »nd
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"^

Tranimit to
FHWA tor
Thtir Rtcordi
                                                                                     CO
                                                                                     en
                                                                                     o
FIGURE C-2.  AIR QUALITY REVIEW PROCEDURE  FLOW  CHART

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                                  351
     Throughout the state, then-Governor John Vanderhoof, who had just
succeeded Governor John Love upon his resignation to assume federal  re-
sponsibilities in Washington, D.  C., appointed MPOs in conformity with the
guidelines provided.   In all regions, with the exception of the Metropolitan
Denver region, he named as MPO the local council  of governments.   In the
Denver/Boulder region, however, he designated as  MPO a hybrid agency called
the Joint Regional Planning Program (JRPP), consisting of the Denver Regional
Council  of Governments (DRCOG), which he specified as the Policy Body, the
Colorado Division of Highways (CDH), and the Regional Transportation
District (RTD).

     The structure of the JRPP was outlined in a Memorandum of Agreement with
working responsibilities included in an Operations Plan.  Under federal guide-
lines, decisionmaking authority was vested in the Regional Director, consist-
ing of those individuals or individual as outlined in the Memorandum of
Agreement.  In the JRPP the Regional Director contained representatives from
all three member agencies.  Originally, membership consisted of the executive
directors of each agency.  However, in February of 1976, an amendment to
the Memorandum of Agreement revised the membership, expanding it by four
members—the chairman of the state highway commission, the RTD chairman,
and two DRCOG officials who are also local elected officials.  The latter
two officials were DRCOG Chairman Don DeDecker, a Lakewood city councilman,
and DRCOG Vice-Chairman James Nolan, a Denver city councilman.  Since that
time, the final Regional Director configuration has consisted of seven
members, four from state agencies and three from the DRCOG.

     The JRPP had been in existence prior to its designation as the Metro-
politan Denver MPO.   It began formally on 16 April 1971, and the original
objectives of its program were:   (1) to integrate regional transportation
planning with other elements of the comprehensive planning process; (2) to
meet the planning requirements of the 1962 Federal Aid Highway Act and  the
1964 Urban Mass Transit Act; (3)  to develop, update and adopt transportation
and land use plans; (4) to  translate plans into priority programs; and  (5)  to
develop a continuing  long range comprehensive and transportation planning

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                                   352
 capability within  the  DRCOG,  to  serve  the  future  planning  needs  of both the
 CDH  and the  RTD.

      In October of 1973,  the  JRPP  published a  draft  summary  report prepared
  by  the staff  of the DRCOG which set forth concepts  for  land use,  highways,
  and  public  transportation.  These are presented, for the JRPP planning
  area  shown  in Figure C-3, in Figures C-4 through C-6.

      Having  outlined above the general structure  of  the  JRPP,  it is  now
 important to examine its  infrastructure as it  pertains to  air  quality.
 The  FHWA, through  its  1974 guidelines, requires for  the  Metropolitan Denver
 region coordination in  the transportation  planning process between the  CDH
 and  the JRPP,  as the MPO.  Major responsibility is placed  on the CDH for
 incorporating  air  quality considerations into transportation  planning.   In
 cooperation  with the MPO, CDH must insure  that land  use  and  transportation
 planning pursuant  to 23 U.S.C. 134 is  coordinated with air quality planning
 conducted pursuant to 42  U.S.C.  1857 (Section  108 of the Clean Air Act  of
 1970).   A continual  review procedure is also required to assess  the  consis-
 tency of transportation plans with the State Implementation  Plan (SIP).

      In order  to implement this  review procedure, an Air Quality Technical
 Advisory Committee (AQTAC) has been formed within the JRPP.   This  is possible
 because CDH  is itself a member of  the  JRPP.  The  committee consists  of
 representatives from EPA, FHWA, APCD,  and  the  Regional Review Team (RRT).
 The AQTAC should be regarded as an advisory committee to the RRT.   How the
 AQTAC  fits into the JRPP  organizational structure is shown in  Figure C-7,
 from Keferpnre 1.    Functionally, the AQTAC serves in an advisory capacity to
 the RRT.  As such,  its  comments and advice need be considered by the RTT
 as only  informal and advisory.

     The  final  air quality output  of the JRPP transportation review  is  an
 Air Quality Assessment  Statement (AQAS).   A number of criteria of  consistency
with  the SIP, all  detailed in joint FHWA/EPA guidelines (Reference 2), must

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353
        FIGURE C-3.   JRPP PLANNING AREA

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                                     354
2>
        '-"")    ;;.)   '%
     .:-   ](  /-^••^_  "^  '  \£
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   ACTIVITY CENTER

~j  PRIVATE & PUBLIC ACCCSS
•jj  PRIMARY 6 SECONDARY PRESCRIPTION

3  NON-URBAN  I'hE 2000
                     >V
                                        FIGURE C-4.  JRPP  LAND USE PLAN
                 ? 3'.L,_' ^K'ir3-^-^;:- ::;€?^C-^^:-^
                      :. !- 1- *'.,':•: c y .'  £&. . >v,;-"-"V^.:  . / -\ />-j^',w.--.    • .   o-;--,
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                              .-::N

-------
                     LIMITED  ACCESS  FACILITY
            	  PRINCIPAL  ARTERIAL
ADOPTED
   DENVER REGIONAL CQUMCIl flf fiOVERMMTS
   COLORADO  OErARTMENT OF HIGHWAY!
   RESIDUAL TflAtSPORTATIOI OIJ1RICT


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                                                                         RAPID TRANSIT FACILITY
                                                                 	  BUS ROUTE
                                                                 I      I  BUS SERVICE  AREA
                                                                           •US ROUTES ARE SHOWN FOR SCHEMATIC
                                                                           PURPOSES ma. THEY ARE nor PART OF THE HAD.
                                                       ADOPTED
                                                          DENVER REGIONAL COI/KCU OF GOVERNMT1
                                                          COLORADO DEPARTMENT OF HIGHWAYS
                                                          REGIONAL TRANSPORTATION DISTRICT
                                                FIGURE  C-6.  JRPP  PUBLIC TRANSPORTATION  PLAN
	rW.-V-'W— ——t*i	/--""-cj

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                             357
                                            Denver Regional
                                                Council of
                                               Governments
                 Transportation
                    Advisory
                    Committee
                           Regional
                           Director
                       Citizens
                       Advisory
                       Committee
Env i ronment a1
 Protection
   Agency
   Federal
   Highway
Administration
Air Pollution
  Control
 Division
             Air Quality
         Technical Advisory
             Committee
                                   Regional
                                    Review
                                     Team
          Direct  line of Communication
          Advisory line of Communication
                                   Boulder
                                  Technical
                                  Committee
    FIGURE C-7.  JRPP  ORGANIZATIONAL STRUCTURE—AIR QUALITY

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                                    358
 be  addressed  by  the JRPP, as the MPO.  These  include  SIP  investigation
 strategies, such as stationary hydrocarbon control, gasoline  limitation,
 bus/carpool lanes, parking limitation, and mass  transit improvements.   The
 final  form of the AQAS, arrived at by the review procedure  detailed  in
 Figure C-2, is subject to review by the. APCD.
 c.
Denver Regional  Council  of Government  (p_RCOG_)_
      When  the  JRPP was named by the Governor as the MPO  in  the Metropolitan
 Denver region,  pursuant  to the 1973 Federal-Aid Highway  Act,  he  designated
 the Denver Regional Council of Governments as its Policy Body.   As  such
 it has considerable influence on the transportation planning  process.   In
 practical  terms,  because of the size of its staff and the resources  they
 command in technical training and access to computing facilities and math-
 ematical modeling tools, the DRCOG plays a central role  in  all JRPP  planning
 efforts.   Due  to  the intent of its original charter in 1971,  the JRPP  itself
 has  few formal  staff members not simultaneously serving  in  other capacities
 within member  agencies.

      The composition of the DRCOG underscores the uniqueness  of  its  position.
 Among  those agencies comprising the JRPP, only the DRCOG has  the direct,
 majority participation of locally elected officals.  Members  of  the  DRCOG,
 all elected officials in their own right, are appointed  to  the Council  from
 the city councils and boards of supervisors representing the  cities  and
 counties comprising the Metropolitan Denver region.

     Numerical  composition is so structured that no individual city  can
dominate voting on the Council.  Similarities both in attitude and life-
style, however, would suggest certain regional  communities of interest.
 Issues of importance to the downtown, highly urbanized portion of Denver,
for instance,  may not be emphasized to the same degree in the smaller, more
surburban areas surrounding the city.   Members  from the  outlying suburbs,
together constituting a majority on the Council, could be expected to

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                                   359
represent actively the interest of their constituents.  To find such an
emphasis in the planning process conducted by the DRCOG would not be
unexpected.

     The DRCOG is headed by a chairman and vice-chairman, as well as a six-
person executive committee.  Currently, Don DeDecker, a city councilman from
Lakewoocl, is serving as Chairman, and James Nolan, a Denver city councilman
is the Vice-Chairman.  Robert Farley, as Executive Director, heads the DRCOG
staff, assisted by David Klotz, the Deputy Executive Director.  Meetings,
held monthly, are attended by a number of Council members.  For the meeting
held on 20 October, for example, more than twenty members were present.

     The part played by the DRCOG in the regional planning process has
been institutionally endorsed not only by its own Articles of Association
but also by federal and state law as well as by contractual agreements
with the U.S. Department of Housing and Urban Development, the Department
of Transportation, and the Environmental Protection Agency.  In its planning
role the DRCOG has addressed the forecasting of regional population and its
allocation, land use, and transportation network planning.  Though no
specific sanctions exist requiring the conformance of local communities to
DRCOG adopted plans, considerable indirect leverage towards compliance does
exist.  These same forecasts are used by transportation, water supply, and
wastewater treatment agencies in their facilities and service planning.
An individual community in search of state or federal assistance, whose
planning is not consistent with DRCOG-approved plans, may find such fund-
ing denied.  The level  to which DRCOG regional  planning extends is indicated
in Figure  C-8, taken from  Reference  7.

     To date the DRCQG has adopted a number of the component parts of its
regional  development plan.   Since population projections serve as the basis
for nearly all  piajor planning decisions, initial attention was turned to a
regional  population forecast.   Developed in 1971-72 and subsequently adopted
on January 17,  1973, such a forecast of population level was used as the basis
for land use, highway and transit plans.  Adoption of the forecast marked
official  endorsement of a year 2000 population of 2,350,000 for the five-county

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Appraise
Population
Policy
Forecast
Define Local
Growth
Alternative
                 Define
                 Regional
                 Growth
                 Alternative
Local Review
of Alternatives
                   Establish &
                   Agree on
                   1975 Pop'n
                   Estimates
                                    Water Quality
                                    Assessment
                                    of Alt Plans
                                                         Analyze Reg'l
                                                         Growth
                                                         Allocations
Stage Local
Dev Plans
Develop &
Review
Staged
Subarea Plans
 AUG 75
SEP/NOV 75
NOV 75/JAN 76
 JAN/APR 76
 APR/JUN 76
                     FIGURE C-8.   SUBAREA POPULATION ALLOCATION PROCESS

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                                    361
Denver Metropolitan area.   Having agreed to a population level, efforts
by the Council  to agree on where that population will  live have been
conducted.  Several iterations on an allocation plan have been performed
by the DRCOG staff since the initial Council directive  in October of 1975.
Agreement, however, on a subarea allocation plan was finally achieved with
Resolution 18, 1976, adopted by the full Council on 18  August.  The specifics
of these population level and allocation plans will be  discussed in detail
in Section 3.

     The population level  forecast adopted in early 1973 was subsequently
used to develop regional  transit and land use policy.   Incorporating the
forecast, the DRCOG formally adopted on 19 December 1973 the Regional
Land Use, Highway and Public Transportation Plans.   The land use and high-
way plans became JRPP policy when, in January 1974, they were endorsed  by
both the Colorado Division of Highways  and the Regional  Transportation
District.

     Insofar as air quality planning is concerned,  DRCOG,  acting as  the
policy arm of the JRPP, plays a  major role in the joint CDH/MPO assessment
of transportation plan consistency with the SIP.   The  review procedure,
described in the discussion of the JRPP presented earlier in this section,
draws heavily upon the staff resources  of the DRCOG.   Among their responsi-
bilities, DRCOG staff include the development and application of computer-
ized transportation models.  To  enhance and refine  the accuracy of the  level
and distribution of vehicle-miles-traveled (VMT)  projections has required
continuing evolution in the modeling process.   A detailed discussion of
transportation modeling progress has been deferred  until Section 3.   It is
sufficient at this point simply  to recognize that any  air quality assess-
ment must be regarded as acutely sensitive to the certainty with which  VMT
projections are viewed.

             )ijmij^
     The Colorado Department of Highways, Division of Highways (CDH), is
another of the three member agencies comprising the JRPP.  The Department
of Highways is currently headed by its Executive Director, Jack Kintslinger.

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                                   362
As a basic charter it is charged with the primary responsibility for
initiating and carrying forward the construction or reconstruction
of highway sections.   The Federal-Aid Highway Act of 1973 as implemented
in FHWA guidelines established the additional requirement that the CDH
take steps to assume consistency with the SIP for any highway construction
involving federal  funding.   Furthermore, in cooperation with the JRPP,
as MPO, the CDH must insure this planning compatibility by entering
into an annual review procudure with the Air Pollution Control District.

     In fulfilling their air quality responsibilities, the staff of the
CDH has also acquired and supports the use of the SAI urban airshed
modeling program.   Most recently, the SAI model  was used on a regional
basis, in conjunction with the California Line Source Model  (CALINE2)
for microscale analysis, to develop the air quality assessment component
of the Detailed Assessment Report for the Interstate 470 Project, a pro-
posed circumferential highway around Southwest Metropolitan Denver.

     The 1-470 Project has long been a part of CDH plans.  In 1972 a Final
Environmental Impact Statement was submitted for FHWA review.  The con-
clusions of this review (September 1974) were that significant deficiencies
and questions remained regarding air quality, alternative modes of trans-
portation, alternative highway alignments, and effects on land use.  A
revision of the EIS was required by the FHWA.  An 1-470 Ad Hoc Commission
was set up by the Governor to study and make recommendations on the 1-470
question.

     The first major phase of that review, the Preliminary Screening Process,
was completed on 30 January 1976.  The Report evaluated eleven highway
alternatives based on 23 environmental  and transportation assessment criteria
The second major phase, the Detailed Assessment, then analyzed the remaining
five feasible highway alternatives.   Originally scheduled to be completed
in May,  1976, the  final date was extended to August by the passage of the
1976 Federal-Aid Highway Act, which enabled the consideration of federal
funding for other  road system alternatives.

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                                  363
      Similar reviews must be undertaken by CDH for all major highway
 projects.  The air quality assessment component can be expected to play
 a similarly significant role.   As a consequence the CDH staff will main-
 tain air quality analysis capability.

 e-    Regional Transportation District  (RTD)

     The Regional Transportation District is one of the three member
agencies comprising the JRPP.  Its enabling legislation provides that RTD
shall develop, operate, and maintain a mass transportation system for the
District, which presently is comprised of the City and County of Denver,
Boulder and Jefferson Counties, the western portions of Adams and Arapahoe
Counties, and the northeastern portion of Douglas County.  Jurisdictional
boundaries are as shown in Figure C-9, from Reference 12.

     The enablina statute provided for the development and adoption of a
comprehensive transit plan.  Also, in addition to providing for the col-
 lection of certain tax revenues in support of transit activities, it called
for a referendum on bond issuance authority.  Such a referendum was held on
September 7, 1973, with the voters of the region authorizing the issuance
of up to $425,000,000 in sales tax revenue bonds.  They also approved a
ballot issue which specified the development of a multi-modal mass transport-
ation system for the region.  The Public Transportation Plan for the Year
2000, as adopted and amended by the JRPP, provided the framework within
which RTD efforts were directed.

     The long-range plans of the RTD contemplate a high level of bus service
between communities within the district, and community level circulator
service designed to provide a collection and distribution complement to
the rapid transit portion of an integrated multi-modal system.  The bus
fleet presently operated by RTD consists of 517 vehicles.  Accounting for
the orderly retirement and replacement of vehicles, the RTD plans to expand
the fleet by approximately 28 vehicles each year, bringing the total to 799
by 1985.   Funding assistance has been sought from the federal government
through UMTA.

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                             North-South Rapid Transit Corridor




                             Preferential Treatment Existing




                             Preferential Treatment Proposed




                             RTD park-n-Ride Sites 1976




                             RTD park-n-Ride Sites 1977-78




                             Joint Use park-n-Ride Sites
FIGURE  C-9.    RTD JURISDICTION  BOUNDARIES

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                                   365
     In addition to bus service, the  RTD  has  been  considering for several
years various alternative fixed rapid transit networks.   On promising
heavy traffic corridors, a number of  candidate systems  were investigated,
including light rail transit  (LRT), conventional  rail  transit, automated
rapid transit (ART), anc' personalized rapid transit (PRT).   The RTD board on
12 February 1976 acted  to endorse an  LRT  plan on the most promising guide-
way corridor.  The  selected  network,  shown in Figure C-10 from Reference 13,
consisted of 14 stations extending  over a north-south alignment 22 miles long.


     The system cost for the  RTD-selected alignment, shown  in Table C-l from
Reference 12, totals $492,000,000 in  December 1974 dollars.  Of this amount
the fixed facility  portion is  $391,000,000.   Federal funding assistance
was sought by RTD through UMTA.


          TABLE C-l.  RTD-SELECTED RAPID  TRANSIT PROJECT  COST

                                                DOLLARS
                                                (MILLIONS)

               Guideway                              153
               Trackwork                             28
               Stations                                64
               Station Parking                           9
               Control System                          23
               Electrification                           28
               Yard & Shops                           34
               Adm. & Control Facility                   10
               Right-of-Way                            42
                                   Sub-Total         391

               Vehicles                                35
               System Verification Test                   11
               Program Management                     55
                                   Sub-Total         101

               (December 1974 Dollars)     TOTAL      492
     After review of  the  RTD  proposal,  on 29 June 1976 in a letter to
John Crowley, Chairman  of the RTD,  Robert Patricelli, the Administrator
for UMTA, informed  the  RTD of UMTA's  decision concerning federal funding

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                                                               &  Storage Yard
                  % i| I  tisjr
North  South  Rapid  Transit  Corridor—
 { Selected February,  1976)
Stations^)
Rapid Transit  Alignment
 Figure  1.2
             FIGURE C-10.    RTD-SELECTED RAPID TRANSIT PLAN

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                                   367
of the 22-mile light-rail line.  The conclusions were threefold:  first,
that it was premature for the Federal Government to provide engineering
or construction funds for the development of the proposed line; second,
that UMTA was prepared to loan advance right-of-way acquisition funding
to allow RTD to hold such property until the need for a fixed guideway
system might become more pronounced; and, three, that UMTA was willing to
consider substantial funding for future bus system improvments.  The action
detailed in this letter can be expected to cause a substantial reassess-
ment by the RTD of their regional transportation plans.  A reorientation
towards an all-bus transit system seems a likely course of action.  The
amount of funding made available under the third point above has been said
to be in the neighborhood of $200,000,000 or less than half the RTD request
for the light-rail system.

     A few words are in order about RTD planning efforts having either
direct or indirect effect on regional air quality.  As will be explained
in more detail  in Section 3,  several  iterations of population allocation,
land use, and transportation plans exist within various agencies, each
an evolutionary extension of their predecessor.  In conducting planning
efforts, however, planners have no choice but to use those versions currently
most accepted at the time the study is conducted.  These planning efforts,
consequently, are accurate only to the extent their assumptions still agree
with new population, land use, and transportation plan assumptions.

     System planning by the RTD has been done using a relatively early
population allocation version.  Of the three major population allocation
versions, Cycle 3 and Cycle 4 (both generated using a computerized popula-
tion allocation model called EMPIRIC) and the Subarea Allocation Plan
recently considered by the JRPP/DRCOG, the version known as Cycle 3 was
used by the RTD.  Changes in allocation have since occurred, particularly
in the southwestern portion of the Denver region (southeastern Jefferson
County).

     The design of any regional transit system and its ameliorating effects
on air quality is sensitive to the highway system on which that transit

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                                   368
system must operate.  The JRPP has adopted a Year 2000 Transportation  Plan
which details their projected roadway network.  However, in the event
that the JRPP plan is substantially overbuilt and that the funding program
necessary for its construction is an unrealistically ambitious one,  RTD
planning has been conducted using a more modest highway system known as
the Existing plus Committed (E+C) network.  Basically, it consists of
those highway elements already built or for which funds have already been
committed.  This is an inconsistency with CDH highway planning, which,
though also assuming Cycle 3 population allocation, assumes the Year 2000
JRPP highway plan.  The extent of these differences on plan compatibility
remains unanswered in any definitive way.  It was, in fact, cited by the
FHWA as a factor in their recent alteration of JRPP certification as MPO.
The ultimate effects on air quality projections for the Denver region
also remain unassessed.

f.  Air Pollution Control Division  (APCD)

     Under the 1974 federal  guidelines established by the FHWA pursuant to
the 1973 Federal-Aid Highway Act, the Air Pollution Control  Division plays
an important role in verifying the consistency of regional  transportation
plans to the State Implementation Plan for air quality attainment and
maintenance.  It is charged with reviewing on a continual  basis the trans-
portation plans of the CDH and the JRPP, as MPO.

     In terms of jurisdictional  responsibilities  the APCD,  a part of the
Colorado Department of Health, is responsible for enforcement of the regul-
ations  and standards as developed and adopted by the Air Pollution Control
Commission (APCC).   The full  regulatory framework of Colorado's air quality
program was established by the Colorado Air Pollution Control  Act of 1970.
The administrative structure set up by the Act consists of the APCC, with
broad  rulemaking authority,  the Air Pollution Variance Board,  with rule
suspension authority,  and the APCD, with enforcement capability.   The  1970
enabling legislation organized all three within the Colorado Department of
Health.

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                                  369
     Among their responsibilties, it is the function of the APCD to enforce
stationary source controls; to reduce or plan for the eventual reduction
of mobile source emissions; to monitor pollutants; and to allocate air
quality program resources and plan for the attainment of the NAAQS.  The
APCD is provided an engineering staff to support the enforcement effort.

     The surveillance of statewide air quality conducted by the APCD repre-
sents the rtajor source of air quality data in the Metropolitan Denver region.
Because of their Priority I designation in the Denver AQCR, emphasis is
placed on carbon monoxide (CO), oxidant (03), and particulates.  The basic
monitoring network maintained by the APCD is shown in Figures C-ll and C^-12,
from Reference 16.
     Over fifty percent of the population in Colorado resides within the
Denver AQCR.  The high vehicle usage, combined with three major power
plants, two oil refineries and a number of other medium sized to large
industrial sources, results in a serious air quality problem.  A breakdown
of both the size and source of pollutants within the Denver AQCR is shown
in Table C-2, from Reference 16.

           TABLE C-2.  DENVER AQCR - SIGNIFICANT POINT SOURCES
SOURCE TYPE
Agricultural
Mineral Processing
Energy
Industrial
Miscellaneous

NUMBER
9
46
15
38
7
115







TOTAL EMISSIONS, EACH POLLUTANT
TONS/YEAR
Particulate
SO2
CO
NOX
HC

7,066
38,852
61,171
49,112
5,193

     The responsibility has also been assigned by the Air Pollution Control
                                               *•
Commission to the APCD to develop and maintain the capability to model
observed air quality readings.  It was in this context that the APCD
acquired the SAI urban airshed modeling program.   It has been most recently

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                                                      1.  UELBY
                                                         78th and Steele

                                                      2.  OVERLAND PARK
                                                         South Huron and Evans

                                                      3.  ARVADA
                                                         57th and Garrison

                                                      4.  C.A.R.I.H.
                                                         21st and Julian

                                                      5.  NATIONAL JEWISH HOSP.
                                                         Colfax and Colorado

                                                      6.  C.A.M.P.
                                                         21st and Broadway
                                                      DENVER AIR MONITORING NETWORK
                                                             012 miles
oo
~j
o
FIGURE C-11.    APCD DENVER AIR QUALITY MONITORING NETWORK

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                                         371
  0 CArlC S t ri t i on
  I  Hul 1  Photo
  2  Sl.ltc llr.il tn Bldq.
  3  Gdlcs Rubber Ca.
  k  Scwor Plant
  5  Schnul Admin. 3ldg
  7  Aurora
  3  Ad.-mi c i ly
  9  EnqIcKood
 I I  Cherry Creek 0*m

 15  Arv.-ula
 16  Coldrn
 19  Snuldcr
 22  tomjinonl
 56  Rotky Flats
 S3  3ri
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                                   372
used by the APCJ staff in an analysis  of the Denver-Boulder Air Quality
Maintence Area.   The purpose of the study was to define the existing and
projected air quality in the Metropolitan Denver region, and to determine
whether the NAAQS will be attained in  Denver by 1985.   This assessment
was performed for three years:   1974 (the baseline year), 1980 and 1985.
For the latter two years, results  of the SAI model  were used for short-term
averaging (i.e., 1 hour and 8 hours),  and the Climatic  Dispersion Model
(COM) was used to evaluate long-term averages (i.e.,  annual).

     The pollutants specifically addressed were CO, 03, N02, and particu-
lates.  The NAAQS for these and other pollutants are given in Annex C-2
of  this report.  The major assumptions in the study are outlined in Table
C-3, with the final results shown in Tables C-4 and C-5.  All of these are
taken  from Reference  16.

              TABLE C-3.  MAJOR ASSUMPTIONS  IN APCD STUDY
        Federal Motor Vehicle Control Program Assumed  to  be  on
        schedule and to be Effective at this Altitude  (AP-42)

        Automotive Inspection/Maintenance not Assumed

        City of Boulder not Included in Analysis Concentrations
        Calculated

        Ozone from Set of Reactions Derived for Los Angeles, Calif-
        ornia

        Highway and DRCOG Traffic and Population Inputs are  Appro-
        priate

        No Small Scale Localized  Analysis will be Performed

        Phase II Vapor Recovery Strategy not Assumed
     The emissions inventory developed by the APCD for use in the SAI and
COM models is presented in Table C-6,  also from Reference 16.   Both daily
and annual figures are shown.

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                          373
      TABLE C-4.   REGIONWIDE DENVER AIR QUALITY
                  ATTAINMENT IN APCD STUDY
  Pollutant
Status to 1985
  Carbon Monoxide:  1-hour
                    8-hour

  Ozone

  Particulate:  24-hour
                 1-year

  N02
Non-attainment
Non-attainment

Non-attainment

Non-attainment
Non-attainment

Maintenance Problem
        TABLE  C-5.  DENVER AQMA AREA OF VIOLATION
                   IN APCD STUDY
SQUARE MILES OF VIOLATIONS+
POLLUTANT
1975
1980
1985

Carbon Monoxide : 1-hour*
8-hour
Ozone : l-hour++
Particulates : 24-hour
Annual
NO2 : Annual
38
170
740
776
675
1
41
179
662
900
900
11
6
26
582
900
900
16
 +Maximum Hour Violations
 *Average of 0700 and 0800 Violations
++Study Day Violations
             (.Total Study Area 900 Square Miles)

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                                 374

   TABLE C-6.  DENVER DAILY AND ANNUAL SOURCE CONTRIBUTIONS IN 1974

                            (a)  Daily
SOURCE CATEGORY
Carbon Monoxide : *
Automotive
Space Heat
Point Sources

Hydrocarbons : **
Automotive
Space Heat
Oil Paint
Gas Stations
Cleaners
Incinerators
Point Sources
Airports

TOTAL TONS /DAY

2925.0
2.9
167.6
3095.5

199.18
0.48
2.08
11.67
4.94
0.11
13.14
5.92
237.52
% CONTRIBUTIONS

94.5
0.1
5.4
100.0

83.9
0.2
0.9
4.9
2.1
0.0
5.5
2.5
100.0
 *Based on winter emissions  distributions
**Based on summer emissions  distributions

                            (b)  Annual
SOURCE CATEGORY
Parti culate:
Space Heat
Automotive
Airports
Construction
Street Sanding
Point Sources

N02:
Space Heat
Small Points
Automotive
Airports
Point Sources

TOTAL TONS/YEAR

511
4,213
63
8,730
15,857
5,981
35,355

5,348
87
31,646
1,552
33,773
72,406
% CONTRIBUTIONS

1.4
11.9
0.0
24.7
44.9
16.7
99.6

7.4
0.0
43.7
2.1
46.6
99.8

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                                    375
     A final  word about the APCD study assumptions should be injected.
As mentioned earlier, several iterations have been developed for popu-
lation allocation.  It appears that the APCD staff used EMPIRIC Cyle .4
projections to obtain their population data.  This is at variance with
most transportation modeling efforts done by the CDH and the DRCOG.  Done
at earlier times, these studies incorporated EMPIRIC Cycle 3 population
allocation forecasts.

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                                  376


3.   OVERVIEW OF PLANNING ISSUES

a.   Planning Issues and Planning Agencies

     It is not difficult to secure from most planning agencies agreement
on the identity of the fundamental issues of planning.  Population and
land use forecasts intertwine to form the core of the planning process.
Implied in each are basic decisions about human priorities.  Growth--
how much and where it will be distributed—dominates as a precursor to
any planning study.  The construction of facilities to provide public
services, such as transportation, water supply, and sewerage treatment,
both paces and responds to the level, distribution and staging of popu-
lation growth.  Sound planning can encourage the development of a sound
regional ecomomic base which, by accommodating demands for new jobs, pro-
ducts, and services, creates a tax base healthy enough to support strong
and responsible community programs.

     The difficulty in any planning process, however, lies not in assess-
ing the broad issues but rather in obtaining a consistent set of planning
assumptions about the specific ones.   The problem is aggravated by the
evolutionary nature of planning.   In  response to public reexamination,
planning is usually iterative.  Specific studies, however, must draw on
the results of predecessor studies.  Planners often have no choice but
to accept the best set of assumptions available at the time of the study.
Consequently, the results can be regarded as accurate only to the extent
the study's assumptions still agree with new population, land use and
transportation plans.  An ongoing assessment of consistency is thus
essential in any area in which planning is subject to volatility.

     In part due to the above reasons, there is a proliferation of planning
alternatives, each of varying vintage, within the agencies responsible
for planning in  the Metropolitan Denver region.  Though the DRCOG has
agreed  since January 1973 on a year 2000 population forecast of 2,350,000
for the five-county Denver area,  several attempts have been made to allo-
cate the new growth to individual communities.   In 1972 the EMPIRIC

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                               377
Activity Allocation Model was developed for the Denver region to aid in
making these allocations.  The two most recent applications of the model,
referred to as Cycle 3 and Cycle 4, have been used by different agencies
for different purposes.

     Of the three population allocation forecasts, Cycle 3, Cycle 4 and
the Subarea Allocation Plan recently considered by the JRPP/DRCOG, the
earliest of these, Cycle 3, was used by both the CHD and the RTD for their
transportation planning, although each agency used its own version.
Within the Health Department, the APCD has used Cycle 4 for their trans-
portation/air quality studies.  The area source emissions inventory used
by the APCD seems to have been based on Cycle 4.  This appears to have
been the chief if not sole formal use so far of Cycle 4.  Since Cycle 3
was not available for transportation modeling prior to the adoption in
early 1974 of the JRPP transportation plan, it has never been formally
agreed to by the JRPP or the DRCOG, acting as the JRPP Policy Body.  The
DRCOG, however, acting on its own, will ultimately use Cycle 4 for a
revisiting of the JRPP transportation plan.

     Water quality planning done pursuant to the 1972 Clean Water Act
is required to address planning at the regional, basin and facilities
level.  The designation of these programs are 208 (regional), 303 (basin),
and 201  (facilities).   It appears that Cycle 4 population allocation
forecasts were used for 208 program planning.   Cycle 3, however, was used
in the preparation of the Interim Regional  Water Quality Management Plan.

     Land use planning is intertwined with population level  and allocation.
The JRPP land plan,  adopted in early 1974,  underlies both Cycle 3 and
Cycle 4  through specification of land availability and development para-
meters.   The DRCOG,  however,  is  undertaking a review of land use allo-
cation,  seeking a more specific restatement in Hght of new population
allocation versions.   It seems unlikely that such review will lead to a
new land use plan in the time frame of this Overview EIS.

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                                   378
     Transportation planning is subject to two additional uncertainties
beyond population and land use considerations.  The first includes  the
difficulties of forecasting the highway network at a particular time  in
the future.  The second refers to the limitations of the transportation
modeling process.  In early 1974 the JRPP adopted a Year 2000 transportation
plan.  This plan became embedded in the transportation planning efforts
conducted by both the DRCOG and the CDH.   In the event that such a net-
work proves substantially overbuilt and that the funding program necessary
for its construction is an unrealistically ambitious one, RTD planning
has been conducted using a more modest highway system referred to as the
Existing plus Committed (E+C)  network.  Basically, it consists of those
highway sections already built or for which funds have already been
committed.  Though RTD and CDH transportation planning both assume Cycle 3
population allocation, a basic inconsistency is introduced through their
differing assumptions about highway network configuration.

     As mentioned above transportation planning is also subject to uncer-
tanties introduced through the limitations of transportation modeling.
These models can be viewed in  four segments:   network configuration, trip
generation, trip distribution  and modal  split (i.e., auto vs.  rapid
transit), and traffic assignment to highway links.  Assumptions in any of
these areas cascade through the modeling  process, affecting the level  and
distribution of VMT projections.   There have been three generations of
transportation models in use by various agencies at different times.  An
idea of the magnitude of impact of changing modeling assumptions can b'e
obtained by comparing total  regional  daily VMT projections  in the year
2000.   The second generation model  projected a daily VMT of 38,000,000;
the third generation model predicted about 30,000,000.   This represents a
20 percent reduction in VMT due simply to changing behavioral  assumptions
about trip distribution and capacity restraint.

     Transportation planning done by the  DRCOG and the CDH was accomplished
usinq second generation transportation models.  Very recently, however,

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                                  379
the DRCOG staff has been applying the third generation model  using it
in their efforts to revisit the JRPP transit plan.  The RTD has also
used the second generation model, although the trip table differs from
the one used by the DRCOG/CDH because of their use of the E+C highway
network rather than the JRPP plan.  A transportation modeling run using
the third generation model and the JRPP plan trip table does  not appear
to have been undertaken.

     Underlying the above planning permutations are assumptions of fun-
damental importance in the planning process.  A careful analysis of their
impact on regional air quality requires an understanding of their basic
form as well as detailed examination of the mutual consistency of agency
plans.  In order to further such understanding, the remainder of this
section will be spent in detailing population (level and allocation),
land use, and transportation (network configuration and modeling) planning.

b.    Population Planning

     Assumptions about growth, both as to its size and distribution, are
central to the planning process.  The projections that result serve as
the basis for nearly all major planning decisions.  As measures of the
size, staging, and distribution of regional population, they determine
the level of demand for urban services, such as highways, rapid transit,
water services, and sewerage treatment.  Growth in population provides
the underlying justification for facilities construction or expansion.

     It will be the purpose here to explore various aspects of the popu-
lation forecasting and allocation process.  Forecasts of population level
will be explored first.  Then the discussion will address the problem of
allocating to the various communities the incremental gain in population
due to growth.

1)   Population Level

     Recognizing its basic importance, the staff of the DRCOG has invested
a  sizable effort over the past five years in developing for the Metropolitan

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                                  380
Denver region a population level forecast through the year 2000.   It  is
upon this forecast level of 2,350,000 that all subsequent planning  in
other agencies has been based.

     Several forecasting techniques were considered as candidates by
the DRCOG.  Direct forecasts are based on historical data, such as  fertil-
ity rates, birth and death rates, and in-migration  levels.  The method
considers the annual growth in population to be the sum of two components,
one proportional to the current level of population, i.e., the net  of
births over deaths, and the other equal to the net migration  into the area.

     Indirect forecasts usually relate population growth to other economic,
 social,  and  political  indicators.   Econometric methods are frequently
used to relate past growth to several key explanatory indices, such as
employment or personal income.

     Summation of individual local  forecasts is another method occasionally
used.  Such a method rarely maintains a regional  perspective.  Local com-
munities tend to be optimistic when estimating their share of future
growth, usually underplaying or ignoring the effects of competition from
other communities for that same growth.  As a result such forecasts tend
to be higher than with other methods.  The sum of local forecasts in the
Denver region, for instance, originally totaled over 4,000,000 for  the
year 2000.

     Saturation forecasting is still another method of projecting popula-
tion.  It is frequently applied by planning engineers to provide facil-
ities designs sufficiently large to accomodate growth in the  event  it
exceeds more realistic forecasts.  Use of such methods is based on  the
assumption that it is less costly to overbuild initially than to extend
capacity later in the event original forecasts prove conservative.  In
the past, however,  these methods have led to overbuilding and underutil-
ization of resources, as well  as to inducing even higher growth than would
otherwise have occurred.

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                                  381
     After consideration of the above methods, the staff of the DRCOG
chose the cohort-survival method, a direct forecasting technique.  Cohort-
survival decomposes growth into two components:  (1) net natural increases,
which is the net of births over deaths, and (2) the net of in-migration
over out-migration.  Assumptions are made concerning future birth/death
rates and migration levels for each 5-year age group of the population.
The method can in this way account for differences in the various age
groups.  Death rates, for example, would be much higher in the 65-70 age
group than in those 30-35.

     An application of the process can be outlined by the following
steps, as indicated in Reference 17.  First, the base year population,
in 5-year age groups, is multiplied by the assumed death rates for each
age group.  These deaths are then subtracted from the base year population.
Second, the net migrants for the time interval, by age group, are added
to or subtracted from the surviving population.  Finally, births are
determined by considering males and females in the 15-44 age groups as
potential parents.  This population fraction is multiplied by an assumed
birth rate for each age group, producing the expected number of births
during the 5-year period.  These births are then added to the surviving
population and in-migrants to produce the total population at the end
of the interval.  Presumably, surviving members of each age group graduate
to successive age groups as each iteration progresses.

     It is clear from the above description that application of the cohort-
survival forecasting technique embodies an extensive set of assumptions
about the stratification of birth, death and migration variables.  To
simplify discussion, however, these can all be distilled down into two
basic input variables:  a single composite rate of net natural increase,
and a single general in-migration level.

     It was these two composite parameters that the DRCOG staff used as
independent variables in preparing alternative population forecasts.  The
eight alternative cases considered in their analysis are outlined in
Table C-7, from Reference 17, along with relevant assumptions and results.

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TABLE C- 7.   DRCOG  POPULATION  FORECASTING  ALTERNATIVES
ALTERNATIVE POPULATION FORECASTS
Case
I
II
in
IV
V
VI
VII
VIII
Annual 1970-1980 Increase
Net Natural Migration
Current Rate 1960's Level
in 1975-80
Current Rate Current Level
Current Rage Current Level
Current Rate Current Level
Current Rate Current Level
Current Rate Los Angeles
1943-1953
Current Rate Current Rate
Declining to 1960's Level
zero by 2050 in 1975-80
Annual 1980-2000 Increase
Net Natural Migration
Current Rate 1940-1970 Level
Current Rate 1960's Level
Current Rate 1960's Level
Weighted by
U.S. Pop.
Current Rate Current Level
Historical Rate Current Level
Current Rate Los Angeles
1953-1970
Current Rate Current Rate
Declining to 1940-1970 Level
zero by 2050
Population
(millions)
1980 2000
1.6 2.2
1.8 2.4
1.8 2.5
1.8 3.0
1.8 3.3
2.0 3,9
1.8 4.3
1.6 2.1
Simple
1970-2000
Growth Rate
2.5%
3.2%
3 . 5%
k
4.9%
5.5%
7.2%
8.4%
2.4%
Net Natural: Current Rate (8.5/1,000 persons) Migration: 1960's Level (15,700 persons)
Historical (1900-1970) Rate (16.3/1,000 persons) 1940-1970 Level (15,100 persons)
Current (1970-1973) Level (42,000 persons)
Current Rate (34/1,000 persons)
SOURCE: Denver Regional Council of Governments

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                                 383
Alternative forecasts for the year 2000 are shown in Figure C-13,  also
from that reference.

     Of these alternatives,  Case I was chosen by the DRCOG to represent
the baseline forecast.   It assumes that the high level  of migration
experienced by the Denver region in the period 1971-73  will not continue
through the year 2000,  but that migration will approach the levels of
the 1960's (15,700 annually) during 1975-1980 and the levels of the
30-year (1940-1970) average (15,100 annually) during 1980-2000.  Case I
also assumes that the net natural  rate of population increase will con-
tinue at the 1972 rate  (8.5 persons/1000 total population annually)
through the year 2000.

     These assumptions lead to a  population  forecast of 2,175,000  in the
year 2000.  Because of the  sensitivity of this result to the above stated
assumptions,  it  is instructional  to compare  the net natural increase rate
and in-migration level  with historical data  available both  before  the
1972-73 study period and after  (1973-1975).   In Table C-8,  the historical
net natural increase rates  are presented, with the birth and death rates
shown graphically as in Figure C-14.  Net migration levels  are shown in
Table C-9.  All of these tables and the figure are from Reference  17.

     Two interesting trends have exhibited themselves since the DRCOG
study was done.  First, as shown in Table C-8, the net natural  increase
rate declined from 8.5  per 1000 in 1972 to 6.3 per 1000 in 1974.   This
is consistent with a downward national trend in fertility rates.   It is
unclear, however, whether this is a true long-term phenomenon or simply
a temporary dip due to  the increasing trend of families towards later
child-bearing.  To the  extent this is a true decline in birth rate, the
DRCOG forecast may be proven to be hiqh.

     The  second  trend  is  the  observed decrease  in migration from  the
elevated  levels  of the early  1970's.   From  a high of 61,400 in 1972,
migration  into  the Denver region  has  decreased.  Although  not  noted  in

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YEAR 2000 SMSA POPULATION
(IN MILLIONS)
_i ro co .tk
• • • •
o o o o
























)













1










co
00
-P.
                                   II
III
IV
VI
VII
VIII
                                           ALTERNATIVE  CASES
SOURCE:    DENVER  REGIONAL  COUNCIL OF  GOVERNMENTS
                   FIGURE C-13.  DRCOG ALTERNATIVE POPULATION FORECASTS  FOR THE YEAR 2000

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                           385
TABLE C-8.  HISTORICAL NET NATURAL  INCREASE RATES IN POPULATION

                (rate per 1,000 population)
                   DENVER               UNITED
         YEAR      REGION*  COLORADO   STATES

         1960        17.2        15.8        14.1

         1965        11.4        10.5        10.3

         1970        11.0        10.9         8.9

         1971        9.6         9.9         8.0

         1972        8.5         8.6         5.7

         1973        7.5         8.0         5.2

         1974        6.3         7.1         4.7
         * Rates for 1960 and 1965 are for the 5-
           county urbanized area, rates for 1970-
           74 are for the 8-county region.
         SOURCES: Colorado Department of Health
                   U.S. Bureau of the Census
                   Denver Regional Council of
                     Governments

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                            386
•0

CO
X
I-
tr
m
        O
        H
        O
        Q.
        CO
        tr
        UJ
        Q.
           30 r
          25
           20
           15
           10
              1960
                                   BIRTHS
                                   DEATHS
                          1965
  i
1970
                                             1974
                                YEAR
     NOTE:  1960 &  1965  FIGURES  FOR  5-COUNTY URBAN AREA
            1970-74  FIGURES FOR  8-COUNTY REGION

     SOURCES:  COLORADO STATE  HEALTH  DEPARTMENT
                DENVER REGIONAL COUNCIL OF  GOVERNMENTS
FIGURE .G-14.  HISTORICAL BIRTH AND DEATH RATES IN THE  DENVER REGION

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                             387
     TABLE C-9.  HISTORICAL NET MIGRATION IN THE  DENVER REGION
  PERIOD
   AVERAGE
   ANNUAL
IN-MIGRATION
  RATE PER
   1,000
POPULATION
  PERCENT
 OF TOTAL
POPULATION
  CHANGE
1940-1950
1950-1960
1960-1970
1970-71
1971-72
1972-73
1973-74
1974-75
10,700
18,800
15,700
29,500 23.5
44,800 34.3
61,400 44.8
47,600 33.2
32,500 21.8
64%
59%
53%
68%
78%
84%
82%
77%
SOURCE: Denver Regional Council of Governments

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                                 388
Table C-9, preliminary data for 1975-76  suggest that migration  may have
dropped as low as 16,000, much more  in line with  historical  levels and
the  DRCOG staff assumptions in Case  I.   A determination  of  the  perma-
nence of this trend, however, is premature.  More data  are  required to
verify or refute Case I migration assumptions.

     In order to approximate the sensitivity of Year 2000 population to
changes in forecasting assumptions, the  author developed the simplified
forecasting analysis described in Annex  C-l.  According  to  that analysis,
for  Case I, a decrease in the rate of net natural increase  of 1.0,  e.g.,
from 8.5 per 1000 to 7.5, can be expected to decrease Year  2000 popula-
tion by about 56,000.  Similarly, an increase in  the annual  in-migration
level of 1000 persons would lead to an increase in Year  2000 population
of about 34,000.

     In late 1972 the DRCOG staff recommended to  the Council the adoption
of Case I (2,175,000) as the accepted population  forecast for planning
purposes.  The recommendation was initially reviewed and accepted.  How-
ever, a period of extensive discussion ensued.  By negotiation, another
175,000 (8 percent) was added to the recommeded Year 2000 total from
Case I, giving a final total of 2,350,000.  Most  of the  addition was attri-
buted to the southeastern part of Jefferson County (southwest of Denver).
By formal action on January 17, 1973, the Council of the DRCOG adopted
the  amended population forecast of 2,350,000.

     The action of the Council  in negotiating an  addition of 175,000 to
the staff-recommended Case I has created a change in the implied assump-
tions about migration.   While Case I adhered well to historical levels,
the migration level  required to produce  a Year 2000 population of  2,350,000
is about 22,000 person annually.  This has been stated in several  DRCOG
publications  (see References 17 and 18)  and is confirmed by the author's
analysis in Annex C-l.   Critics have observed that such a level is

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                                  389
appreciably higher than historical levels, except for those in the early
1970's.  To assume so high a level (in historical terms) will persist
over a 25 year period seems unrealistic, such critics have maintained.
However, without tying migration to causal relationships, such as employ-
ment, income and other local economic indicators, the forecast of migration
must be viewed as inherently speculative.

     Without devoting too much space to the discussion, it is worth
observing that other forecasts of population exist for the Metropolitan
Denver region.  Those totals for the year 2000 and the agencies respon-
sible for them are presented in Table C-10 and shown graphically in
Figure C-15, both from Reference 17.

     The OBERS projection seems to be the only one tied to economic indi-
cators, assuming that migration will  tend towards areas of economic oppor-
tunity and away from declining areas.  It also is based on "Series E"
projections of the national population, i.e., the total  fertility rate
(the total number of children a woman can be expected to have in her life-
time) will be 2.1 children.  The chief criticism of the OBERS projection
has been due to their assumption of saturation in migration, i.e., that
the gradients in national  economic forces that trigger migration will
tend to even out over time.

     As for the other studies, the Colorado Land Use Commission study
done in 1972 simply relied on Case I  projections.  The 1975 Denver Research
Institute study was based on a survey of the various population project-
tions available at the time.  DRI reasoned that a range of 2,350,000 to
3,000,000 was justifiable, accounting for uncertainties in the forecasting
process.  For convenience, they quoted the midpoint of that range as their
expected projection.   The Colorado Division of Planning projection was
based on a 1974 survey of local government forecasts by county.  Their
result was simply the sum of the county totals.'  They also conducted a
similar survey among municipal officials by city.  They subsequently

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                              390
       TABLE C-10.  ALTERNATIVE POPULATION  FORECASTS FOR THE DENVER
                  REGION IN  THE YEAR 2000
1..  U.S.  Commerce Department, Office of Business        1,981,000
      and  Economic Research Service (OBERS)

2.  Colorado Land Use Commission                       2,175,000

3.  DRCOG Policy Forecast                               2,350,000

4.  Denver Research Institute (DRI)                       2,675,000

5.  Colorado Division of Planning (County Total)           2,886,000

6.  Colorado Division of Planning (City Total)              2,892,000

7.  Metropolitan Denver Water Study Committee            3,000,000

8.  Colorado Division of Planning (Adjusted City Total)     3,399,000
SOURCES: "Denver Regional Council of Governments
          U.S. Department of Commerce
          Colorado Land Use Commission
          Denver Research Institute
          Colorado Division of Planning
          Metropolitan Denver Water Study Committee

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   3,000,000
    2,500,000
2   2,000,000
O
h-
Q.
O
D.
    1,500,000
    1,000,000
     500,000
                                                                                WATER STUDY
                                                                                COMMITTEE
                                                                              jj) DRCOG
                                                                              ^ LAND  USE
                                                                                COMMISSION
              1950
1960
1970
1980
1990
2000
 SOURCE:   DENVER  REGIONAL  COUNCIL OF  GOVERNMENTS
             FIGURE C-15.   ALTERNATIVE PROJECTIONS OF  POPULATION  GROWTH FOR THE DENVER REGION

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                                 392

issued an adjusted total  forecast in  which they substituted county fore-
casts when the sum of municipal  projection was less than the county pro-
jection.   The Metropolitan Denver Water Study Committee established in
1974 a projection of 3,000,000 based  on the reasoning that an engineering
safety factor was needed  over the DRCOG-approved forecast.  No other
technical support for this choice seems to exist.

      In summary while its embedded assumptions have at times been chal-
lenged, the DRCOG population forecast of 2,350,000 in the year 2000
is the Denver region planning standard by all practical terms.  Whether
its net natural increase  rate and migration level  are both too high
must  remain an unanswered question until current trends are either rein-
forced or refuted in the  coming years.

2)    Population Allocation

      Even though the DRCOG has been able to agree on a population level
for the Denver region, efforts at allocation of that population to
individual communities have been subject to intense discussion.  The lack
of formal adoption of an  allocation plan has not prevented the staff of
the DRCOG from generating a series of iterations in population allocation,
each  subsequent version designed to account for deficiencies in the previous
one.  These allocation plans as they  evolved became embedded in the plans
of a  number of other agencies, including the CDH, the RTD, and APCD.

      In 1972 the EMPIRIC  Activity Allocation Model was developed for the
Denver region to assist in making these allocations.  The model distri-
butes to subareas of the  region, by several subcategories, a wide range
of characteristics, such  as households, population and employment.  This
allocation is done by the simultaneous solution of a set of linear
equations relating changes in population to changes in the characteristic
indicators.

     Of the  iterations produced using EMPIRIC the last two applications,
referred to  as Cycle 3 and Cycle 4, have the most current relevance to

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                                  393
the planning process.  Those agencies using each of these have been
noted earlier in this section.  Since a number of differences exist
in the policy scenarios examined by Cycle 3 and Cycle 4, it is instruc-
tive to outline the more important of these differences, as well  as
their similarities.

     Direct policy inputs for both allocations were essentially the same.
Both use the JRPP adopted Year 2000 highway and public transportation
plans.  Cycle 4 used an adjusted 1974 Metropolitan Water Study rather
than the 1968 Study used in Cycle 3.  A larger water service area was
used in Cycle 4, and sewer service in Cycle 4 is based on the adopted
Interim Regional Water Quality Plan which was only available in prelim-
inary form when Cycle 3 was developed.

     Indirect policy inputs vary considerably between Cycle 3 and Cycle 4.
The DRCOG staff stated their desire to incorporate in Cycle 4 the eight
adopted regional plan policys which were not available in the Cycle 3
application.  For instance, while Year 2000 regional population totals
2,350,000 in both cycles, Cycle 4 did not specify the subregional controls
that had been explicitly stated in Cycle 3 for county population  equiva-
lents.  The concept of activity centers was more strongly implied in
Cycle 4 through the use of direct minimum population and employment levels
Activity centers have represented in the planning process the focused con-
centration at a number of points in the Denver region of high levels of
inward and outward movement, e.g., shopping centers, employment complexes,
schools and universities, hospitals, to name just a few.  Activity cor-
ridors, however, were not specified to the same degree in Cycle 4 as in
Cycle 3.  Policies for contiguous development, unique urban areas, and
employment areas were developed by different means.

     Land availability and development parameters were basically  the same
in both cycles.  Land lying within 100-year flcrodplains or which  has a
slope greater than 15 percent was considered undevelopable.  Remaining
available space is assumed within EMPIRIC to be consumed at rates based

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                                 394
 upon  "change densities," or the amount of land needed by  increases  in
 population.  By decade planning districts are assigned to one of  four
 types of development based on the extent of development in the  initial,
 or  base, year of the period.  Densities are then applied  to allocations
 of  households to compute land consumption.  In Cycle 3 it was assumed
 that  half of all new development would be in single-family households
 while the remaining half would be in multi-family households.   Cycle 4,
 however, assumed that 57 percent would be in single-family households
 with  the remaining 43 percent in multi-family dwellings.  The densities
 used  to allocate population growth to land use consumption are  presented
 in  Table C-ll, from Reference 18.

      Based  on the above listed variations in assumptions  between  Cycle 3
 and Cycle 4, population allocation projections differed between the two.
 The extent  of those differences are illustrated in Tables C-12 and C-13.  A
 map of  the  county areas comprising the five-county Metropolitan Denver
 region  is shown in Figure C-16.  The above tables and figures are from
 Reference 18.

      While  both cycles have similar five-county population totals for all
 three forecast years, 1980, 1990 and 2000, there are substantial  differ-
 ences in the individual county figures, both in level and staging.  Com-
 paring Cycle 4 with Cycle 3, the principal differences in the year 2000
 are slower  growth in Denver and Jefferson counties with Cycle 4, with a
 compensating higher growth in Adams and Arapahoe counties.  Also, in
 Cycle 4, almost no growth is projected to occur in Denver for the 1980-
 1990 period.

     A third population allocation has been done for the  Denver region.
 Referred to as the Subarea Allocation Plan, its importance in comparison
with Cycle 3 and Cycle 4 is that the Council of the DRCOG on 18 August
formally adopted it as DRCOG policy.   Neither Cycle 3 nor Cycle 4 were
ever formally adopted.  It is important to recognize that the Subarea
Allocation Plan (SAP), however, is not simply an iterative extension of

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                                395
             TABLE C-ll.  DENSITIES USED TO ALLOCATE GROWTH
                         TO LAND CONSUMPTION

               (dwelling units per net residential acre)

                                Development Area

                              Mature       Rapidly
        Category      Core   Developed    Urbanizing   Satellite
                	   	     Area         Area        Area
      Single-Family    7.0*    6.88         5.68        2.97

      Multi-Family    53.6    31.40        19.40        7.89



      *3/C EMPIRIC used 10.0 units/acre as a maximum.
            TABLE C-12.  PERCENT CHANGE IN POPULATION FOR
                        EMPIRIC CYCLE 3 AND CYCLE 4


                  1970-1980          1980-1990           1990-2000
Geo-County
                 3/C     4/C        3/C      4/C        3/C      4/C
Adams
Arapahoe
Boulder
Denver
Jefferson
35.1
61.0
48.7
9.1
62.6
43.5
73.0
37.7
7.9
56.5
17.3
30.8
9.7
9.6
37.9
29.5
37.4
17.5
0.4
28.2
14.5
20.3
14.0
13.8
25.4
20.4
29.5
20.6
8.5
22.9
 Total           34.2    34.2        20.6     19.3        18.1     19.4

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        TABLE  C-13.   COUNTY  POPULATION ALLOCATIONS FOR  EMPIRIC CYCLE 3 AND CYCLE 4
EMPIRIC
County*
Adams
Arapahoe
Boulder
Denver
Jefferson
Total
1980
3/C 4/C
251,000
254,500
196,000
565,500
383,000
1,650,000
266,600
273,500
181,500
559,300
368,800
1,650,200
1990
3/C 4/C
294,400
332,800
215,000
619,700
528,100
1,990,000
345,300
375,800
213,300
561,500
472,800
1,968,800
2000
3/C 4/C
337,200
400,400
245,000
705,200
662,200
2,350,000
415,600
486,600
257,200
609,000
581,300
2,350,000
                                                                                                       CO
                                                                                                       UD
                                                                                                       cr>
* Approximation of 1970 County jurisdictional area.

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                   397
                       GEO-COUNTIES
FIGURE C-16.  COUNTY AREAS IN DENVER REGION

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                                398
Cycle 4.  It is based much more directly on the  local development plans
proposed by each of the communities within the region.

     The aggregate of the local plans totaled in the year  2000  to over
4,000,000 in the version first offered several years ago.   In the time
since the study was authorized in 1975, the DRCOG staff  seems to  have met
with local planning staffs in an effort to evaluate the  realism of their
forecasts.  Water supply and sewerage treatment  capacity formed an impor-
tant determinant of reasonability.  After the completion of these discus-
sions,  the aggregate of local development plans  had dropped to  2,739,200
in  the  year 2000.

     Forecasting for the SAP was based on the concept of the Urban Service
Area (USA).  These are defined to be those parts of the  region  in which
local governments plan to support urban development and  redevelopment
with urban services.  In rough terms the boundaries of the USAs corres-
pond to community boundaries as foreseen in the year 2000.   Certain high
growth  areas not formally incorporated have also been defined as  USAs.
The division of the Denver region into USAs is shown in  Figure  C-17, from
Reference 18.

     Given the local development plans, the DRCOG staff  still had to con-
strain  the total Year 2000 regional population to the DRCOG-adopted level
of  2,350,000.  It was here that a major assumption was made.  The staff
assumed that although the sum of the local  plans was too high by  nearly
400,000 the relative percentages of the growth attributable  to  each  com-
munity were in proper proportion.   Based on this assumption, the  local
plans in each Urban Service Area were all  scaled down by the same factor,
one chosen to reduce the 2,739,200 total  forecast to 2,350,000.    Staging was
kept the same as  that forecast by the individual local  development plans.

     Those areas  considered by DRCOG to be subject to relatively  high
growth  rates  are  indicated in Figure C-18.   In order to make more  graphic
the distribution  and staging of these allocations, two series of  regional

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                                             FIGURE  C-17.  URBAN  SERVICE  AREA
                                                            BOUNDARIES
                                                        URBAN SERVICE AREAS

                                                        COMMUNITY SERVICE AREAS
                                               ,____.^-.

                                                  \    o*  ,-. ,  /-\ . • •
-JEF£cSTCPf>beweQD PLEASANT

-------
400
     FUTURE  GROWTH  AREAS
     (SUBAREA  ALLOCATION
     PLAN)

-------
                                   401
maps are presented.   In the first,  Figures  C-19(a)  through C-19(e), the pop-
ulations are shown at periodic intervals  for  each Urban  Service Area in the
Metropolitan Denver region.  In the second  series,  Figures C-20(a) through
C-20(e), subarea allocations by Urban  Service Area  in  high growth areas are
presented for consecutive time periods through the  year  2000.

     The issue of most basic interest  to  regional planners, however, is that
of compatibility between the three  current  population  allocation plans:
Cycle 3, Cycle 4, and the Subarea Allocation  Plan.  The  differences between
the first two of these have been discussed  earlier  and are tabulated in
Table C-13.   The data in that table can be  considered  with the geo-county
projections  in Table C-14 to form a complete  comparative set.

            TABLE C-14.  ALLOCATION PLAN  COMPARISON (YEAR 2000)

            Subarea         3/C         4/C           SPA
Adams
Arapahoe
Bbulder
Denver
Jefferson
5 Co-Region
337,200
400,400
245,000
705,200
662,200
2,350,000
415.600
486,600
257,200
609,000
531,400
2,350,000
392,400
418,700
287,900
603,700
647,300
2,350,000
          Notes:  Subarea  - Approximation of 1970 county juris-
                                diction
                  3/C      - Third Cycle EMPIRIC Application
                  4/C      - Fourth Cycle EMPIRIC Application
                  SPA      - Subarea Population Allocation Study
     A more detailed breakdown of the Subarea  Allocation  Plan by County and
Urban Service Area are presented in Tables  C-15  and C-16.  The first two of
these three tables are from Reference 18.   The last table is from the text
of Resolution No.  18, 1976, passed by the  DRCO£i  (Reference 9).

     The basic differences between the three projections  are as follows.
The Subarea Allocation Plan assigns to Denver  a  level  in  the year 2000
(603,700) slightly below the Cycle 4 allocation  (609,000)  and well below

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                                                      FIGURE C-19.  POPULATION BY URBAN
                                                                    SERVICE AREA (SUBAREA
                                                                    ALLOCATION PLAN)

                                                      (a) Year 1975


                                                      (Note:  Compound growth rates over
                                                              previous 5-years are in
                                                              parentheses.)
 DENVER
ANDVICINITY
                                                                                                   O
                                                                                                   ro

-------
FIGURE C-19  (Continued)

(b)  Year 1980
(Note:   Compound growth rates over
        previous 5-years are in
        parentheses.)
                                            o
                                            CO

-------
                                                      FIGURE C-19  (Continued)

                                                      (c)   Year 1985
                                                      (Note:   Compound growth rates over
                                                              previous 5-years are in
                                                              parentheses.)
 DENVER
ANDVICINITY
                                                                                                   O
                                                                                                   -p.

-------
FIGURE C-19  (Continued)



(d)  Year 1990
(Note:   Compound growth rates over

        previous 5-years are in
        parentheses.)
                                                o
                                                tn

-------
FIGURE C-19  (Concluded)


(e)  Year 2000
(Note:   Compound growth rates over
        previous 5-years are in
        parentheses.)

-------
 DENVER
ANDVICINITY
                                                     FIGURE  C-20.  SUBAREA ALLOCATIONS OF POPULATION
                                                                  IN GROWTH AREAS BY TIME  PERIOD

                                                     (a)   Period  1970-75


                                                     (Note:   Percents of total regional allocation
                                                             are  in  parentheses.)

-------
 DENVER

AND VICINITY
                                                      FIGURE C-20.   (Continued)




                                                      (b)  Period 1975-80





                                                      (Note:  Percents of total  regional

                                                              allocation are in parentheses.)
                                                                                                    o
                                                                                                    co

-------
FIGURE C-20.  (Continued)




(c)  Period 1980-85
(Note:   Percents of total regional

        allocation are in parentheses.)
                                              -p.
                                              o

-------
FIGURE C-20.   (Continued)


(d)  Period 1985-90
(Note:   Percents of total  regional
        allocation  are in  parentheses.)

-------
FIGURE C-20.   (Concluded)


(e)  Period 1990-2000
(Note:   Percents of total  regional
        allocation are in  parentheses.)

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                      TABLE C-15.   SUBAREA ALLOCATION  PLAN BY COUNTY (1970-2000)
County
Turlsdictional*
Adams
Arapahoe
Boulder
Jefferson
Denver
Region
Geb-Countv**
Adams
Arapahoe
Boulder
Jefferson
Denver
Region
Base
1970

185,800
162,100
131,900
235.300
715,100
514.700
1,229,800

185,800
158,100
131,900
235,600
711,400
518,400
1,229,800
Current
1975

230,700
223,400
169,900
322.700
944,500
527,100
1,473,800

230,700
219,400
169,900
323.400
943,400
530,400
1,473,800
1980

767,400
254,700
194,100
395,100
1,111,300
538.900
1,650,200

267,400
247,700
193,600
397.100
1,105,800
544,400
1,650,200
Short Term
1985

288,800
278,900
217,000
456,300
1,241,000
561,500
1,802,500

294,400
274,200
217,400
459.000
1,245,000
557,500
1,802,500
1990

308,300
313.600
244,500
518,000
1,384,400
584,400
1,968,800

319,500
310,900
245,900
521.600
1,397,900
570,900
1,968,800
Long Term
2000

360,800
420,300
286,400
625,600
1,693,100
656.900
2,350,000

392,400
418,700
287,900
647.300
1,746,300
603,700
2,350,000
 * Current Jurisdictional area .



** Aggregation of Transportation Study Districts approximating 1970 county Jurisdictlonai area.

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                   TABLE C-16.  SUBAREA ALLOCATION PLAN BY SERVICE AREA (1970-2000)

Service Area

Mountain
Boulder Co Mtn
Evergreen*
Jefferson Co Mtn.
Lyons*
Nederland*
Plains
Bennett*
Box Elder (Ad)
Box Elder (Ar)
.Byers*
Deer Trail-*
East Plains (Ad)
East Plains (Ar)
Strasburg*
Base

1970
24,8"00
5,700
5,700
11,900
1,000
500
4,000
700
400
400
400
400
100
600
1,000
Current

1975
29,600
5,900
7,800
14,200
1,000
700
4,400
900
400
400
400
400
200
700
1,000
Short Term

1980
34,600
6,600
9,900
16,900
1,300
900
5,800
1,400
600
500
500
400
800
600
1,000

1985
40,000
6,700
12,000
18,700
1,600
1,100
6,800
1,700
700
500
700
400
600
700
1,500

1990
46,600
6,700
14,000
22,500
2,000
1,400
7,800
2,000
900
500
800
400
300
900
2,000
Long Term

2000
55,500
7,900
16,800
26,800
2,500
1,500
9,900
2,300
1,100
600
1,000
400
100
1,400
3,000
                                                                                                          CO
*Community Service Area

-------
                                        TABLE C-16  (Continued)
       Service Area
   Adams Co (Uninc)
   Adams Co (Urban)
   Arap Co (Uninc)
   Arap Co (Urban)
   Arvada
   Aurora
   Boulder City
   Boulder Co (E Uninc)
   Bow Mar
   Brighton
   Broomfield
   Cherry Hills Village
   Columbine Valley
   Commerce City
   Denver
   Edgewater
   Englewood
   Erie**
   Federal Heights
Base
1970
1,201,000
9,600
54,200
600
28,800
58,300
78,200
78,400
8,700
1,000
8,300
7,700
4,600
500
17,400
520,200
4,900
33,700
-
1,500
Current
1975
1,439,800
10,500
62,500
700
35,900
80,800
121,700
92,200
13,300
1,100
12,900
16,400
5,400
600
18,600
532,300
5,500
35,900
100
7,600

1980
1,609,800
12,000
70,000
800
37,400
89,600
140,800
98,800
14,700
1,300
16,000
24,200
7,500
600
19,500
543,900
5,500
38,900
100
9,100
Short Term
1985
1,755,700
14,200
71,400
900
39,900
94,800
157,000
106,700
17,300
1,300
18,000
29,700
8,300
600
19,500
566,100
5,600
40,900
300
9,900

1990
1,914,400
14,400
74,900
1,000
48,100
100,500
175,200
115,500
19,600
1,300
20,000
35,600
9,100
600
19,800
588,600
5,600
42,900
500
10,800
Long Term
2000
2,284,600
14,800
83,100
1,200
79,300
117,400
228,700
130,100
24,700
1,300
25,000
44,500
10,700
600
20,000
646,700
5,900
45,900
800
12,900
**Allocation for part in Boulder County only; total service area forecasts are:
          1975 - 1,300    1990  - 2,000
          1980 - 1,800    2000  - 2,200
          1985 - 1,900

-------
                                     TABLE C-16  (Concluded)
      Service Area
Valley (Cont'd)

   Glendale
   Golden
   Greenwood Village
   Jefferson (A-P)***
   Jefferson (SE Urban)
   Jefferson (Uninc)
   Lafayette
   Lakewood
   Lakeside
   Littleton
   Longmont
   Louisville
   Morrison*
   Mountain View
   Northglenn
   Sheridan
   Superior
   Thornton
   Westminster
   Wheat Ridge
5-County Region
                           Base
                            1970
      800
    9,800
    2/600
    8,200
    9,100
      100
    4,100
   95,iuO
     ** Ar*
   27,700
   23,200
    2,800
      400
      700
   27,900
    4,800
      200
   15,500
   21,600
   29,800
             Current
               1975
  3,700
 14,500
  3,500
  9,500
 21,200
    200
  5,800
123,000
   ****
 33,500
 34,200
  3,700
    500
    800
 31,500
  6,000
    300
 27,600
 31,600
 34,300
             1980
Short Term

   1985
1990
8,700
16,200
4,200
10,600
40,900
4,000
8,500
148,900
****
36,300
42,100
6,200
500
800
34,300
6,600
300
35,500
36,500
38,000
8,700
18,600
5,200
11,600
68,200
6,000
10,200
163,700
* ***
38,000
46,300
10,000
600
800
36,700
8,100
400
39,500
40,700
40,000
8,700
21,000
6,500
12,700
96,600
8,000
11,900
176,700
****
40,100
53,200
13,600
700
800
37,800
9,500
400
44,800
45,400
42,000
Long Term

   2000
                              8,700
                             26,000
                             10,000
                             15,200
                            137,900
                             12,000
                             14,000
                            213,600
                               *•*•**
                             47,300
                             67,400
                             13,600
                                800
                                800
                             38,600
                             13,200
                                500
                             65,500
                             58,900
                             47,000
1,229,800   1,473,800    1,650,200    1,802,500   1,968,800   2,350,000
                      -p.
                      U1
 ***A-P - Applewood-Pleasantview.
****Less than 50.

-------
                                  416
the Cycle 3 figure (705,200).   Analysis of local  and regional develop-
ment plans indicated that both Cycle 3 and Cycle  4 underallocated growth
in Boulder County.  The SAP allocation of 287,900 to Boulder is well above
the earlier allocations (2:45,000 and 257,000).  In Adams and Arapahoe Coun-
ties, the SAP allocation is closer to that for Cycle 4.  In  Jefferson
County the reverse is true:  the SAP is closer to Cycle 3.   This latter
point is helpful  from the point of view of air quality analysis, since
most available traffic data is based on Cycle 3.   The prevailing south-
west to northeast wind during  the morning rush-hour period also empha-
sizes the importance of emissions in the southeast part of Jefferson
County (southwest of Denver).

     The above discussion details both the development and detailed results
of the population allocation efforts most currently in use in the Denver
regional planning process.  If the SAP represents the institutionally
endorsed plan while available  emissions data is based on Cycle 3 or Cycle
4, careful attention must be paid to both the staging and level  of differ-
ences.  While the above paragraph indicates that  in Jefferson County the SAP,
much closer to Cycle 3, may be compatible with transportation planning,
this may not be true in Denver County.  The SAP in that county is closer
to Cycle 4.  This would suggest Cycle 3 might have higher emissions in
the downtown area.  Without a  more detailed breakdown of the differences
in population allocation, however, and some idea  of their work-leisure
driving patterns, any statement of definitive conclusions is premature.
It is, nevertheless, helpful that all three allocation plans sum to the
same year 2000 regional population.

     The staging of population growth is also an  important factor in plan-
ning analyses.  Much of the difference in Denver County between Cycle 3
and Cycle 4/SAP,  for instance, comes in the decade 1980-1990.  Growth
in Arapahoe County, on the other hand, comes primarily in the decade
1990-2000.  Growth in southeast Jefferson County is high in  the begin-
ning and middle years of the study period, tapering off toward the  end.

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                                  417

c.    Land Use Planning

     Land use planning is intertwined with population planning, pacing
the level, distribution and staging of growth.  Its importance as an
issue in planning, however, well exceeds the size of the discussion
devoted to it in this report.  This is. due primarily to the apparent
uniformity of adherence throughout regional planning agencies to the land-
use plan adopted by the JRPP/DRCOG in January of 1974.   Although in the
intervening time since then a number of issues have emerged which may
cause the DRCOG to reexamine its adopted plan, such action will probably
not occur during the time-frame of this Overview EIS.  It is thus impor-
tant to understand the policy issues underlying the approved plan.

     As described in Reference 10, seven policy statements were enumerated
at the time of the adoption of the land use plan by the DRCOG, acting on
behalf of the JRPP.  First, a Year 2000 population below 2,350,000  should
be encouraged.  Second, the Central Business District (CBD) of Denver
should be considered the "major high density core of business, cultural,
governmental, commercial and residential activity," with major high density
corridors running east, west and south from the CBD.  Third, the develop-
ment of several major activity centers should be encouraged in the  Metro-
politan Area.  Fourth, new, low density residential growth should be
encouraged only in locations contiguous to existing urban areas.  Fifth,
new industrial development should be encouraged only to the extent  suit-
able locations can be found where environmental hazard potential can be
effectively controlled or minimized.  Sixth, major unique urban areas
should be encouraged to remain distinct, i.e., "not to ultimately be allowed
to expand and run together into a nondescript, low density urban sprawl."
Seventh, major areas of "ecological, environmental, agricultural, historic
and archeological significance" should remain in a natural open or  low-
density, non-urban condition.

     The DRCOG stated that the purpose of the land use plan was not to
replace local plans but to provide a framework of guidelines within which

-------
                                  418
local  decisions could be made.   It expressed, however, concern that the
surge  in in-migration and residential  construction encountered in the
early  1970's had resulted in the conversion to single and multiple family
residential  use large parcels of formerly agricultural or vacant land.
The DRCOG noted that this had generated concern over the undesirable
effects of urban sprawl.

     A major planning concept advanced by the JRPP adopted plan was that
of activity centers.  These were designed to be aggregations of urban act-
ivity great enough to be primary generators of large internal activity.
The DRCOG considered them to be "a key tool by which the Regional  Plan
can be achieved."  A map of the JRPP Land Use Plan, presented earlier in
the report, is repeated for convenience in Figure C-21.   The activity
centers are denoted on it by circles.

     It was conceived that the activity centers would create distinct nodes
of higher level activity and services  throughout the region.  By orderly
location of that activity, it was hoped some development pressure could
be relieved on the urban fringes and also provide impetus for redevelop-
ment of currently depressed areas.  The provision of activity centers would
also allow a large portion of the individuals living within the areas to
live and work there.  Each activity center was considered to extend through
an area of about one mile in radius.  A list of the activity centers recom-
meded  by staff to the DRCOG is presented in Table C-17,  from Reference 10.

     The plan also recommends two high intensity land use corridors to
be served by a fixed guideway public transportation system.  As noted  in a
previous section, such a system was recommended by the RTD, but funding
was denied by UMTA.  The first corridor was proposed to  lie east and west
of the CBD along Col fax Avenue from Kipling Avenue on the west to 1-225
on the east.  The other corridor was to extend southward from the CBD  to
Englewood along a route paralleling Broadway.  They ranged in width from
one-quarter to one-half mile.

-------
                     IOW DENSITY URBANIZATION


                     HIGH  DENSITY URBANIZATION
                     EMPLOYMENT OR TRANSPORTATION


                     ACTIVITY  CENTER
                     PRIVATE & PUBLIC ACCESS
                     PRIMARY & SECONDARY PRESERVATION
                     NON- URBAN  PRE 2000
FIGURE  C-21
JRPP  LAND  USE  PLAN

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                                  420
           TABLE C-17.  ACTIVITY CENTERS FOR JRPP  LAND USE PLAN
       Center
Boulder


Northglenn


Arvada

Federal Center


Villa

Alameda

Denver CBD

Medical Center

Cherry Creek


South Colorado

Englewood

Technological Center
                 General Location
University of Colorado/Crossroads Shopping Area/
CBD

Northglenn Shopping Area/We stern Electric Front
Range Denver Area

Old CBD/Tri-Center Area

Federal Center/Community College/Westland
Areas

Villa Italia Vicinity

Alameda/I-225 Area

CBD/Auraria/Skyline

CU Medical Center/Colorado-Colfax Area

General Cherry Creek Shopping and Residential
Area

Colorado Blvd./I-25 Area

Englewood CBD/Cinderella City Shopping Center

General Area of Denver Technological Center/
Greenwood Plaza
Littleton
Littleton CBD Area

-------
                                421
     The plan does not explicitly address future employment, leaving that
subject to local governments.  It does attempt to identify those areas
most desirable from a regional perspective.  Public parks and recrea-
tional  areas are shown on the map in Figure C-21, forming a component of
the Open Space Plan.

     From an air quality perspective, two features of the JRPP Lane Use
Plan have particular significance, the first explicit, the second implicit.
The first concern is the identification of those land areas in which
fixed-source emissions can be expected to occur.   In the map in Figure C-21,
these regions are designated as "High Density Urbanization" and "Employ-
ment or Transportation."  The second feature of the plan of concern is
the activity center and corridor element.  Areas of such intense activity
have a sizeable indirect impact on the frequency and distribution of vehicle
travel.  The resulting highway loading parameters are strong determinants of
air quality.  A more explicit description of the twelve activity centers
and the three travel corridors in the JRPP Land Use Plan is provided by
Figure C-22 and Table C-18, both from Reference 19.

     It should be kept in mind, however, that the activity center concept
has been relaxed in recent planning efforts.  Transportation planners
noted, for instance, that using the concept in attempts to model the traffic
network leads to distortions in the traffic assignment process by which trips
are loaded onto roadway links.  Also, since the UMTA decision not to fund
a fixed guideway transit system, the RTD has had to reorient its plan to
incorporate an all-bus Year 2000 transit plan.  This is certain to be a
factor in a revisiting of the JRPP Land Use Plan expected to occur in the
next year.

-------
                         422
FIGURE C-22.   ACTIVITY  CENTER  AND  CORRIDOR LOCATIONS
              (JRPP  LAND  USE PLAN)

-------
TABLE C-18.  ACTIVITY CENTERS AND TRAVEL CORRIDORS (JRPP LAND USE PLAN)
Current Current 2000 2000
Activity Centers Popu- Employ- Employ- Persons 2000
and Corridors Primary Functions lotion 2000 ment ment DU/G.A. DU/G.A.
A. Boulder
B. Northglenn
C. Arvada
D. Denver CBD-Aurarla
E. Federal Center-
Westland
F. Villa Italia
G. C.U. Medical
Center
H. Cherry Creek
I. New Aurora
I. Writers Manor-
University Hills
K. Englewood
L. Tech Center
M. East Colfax
Corridor
N. W. Colfax Corridor
O. S. Broadway
Corridor
Shopping/employment/educational/
housing
Shopping/employment/housing
Shopping/employment/housing
Employment/shopping/educational/
cultural/institutional/housing
Employment/shopping/housing/
Institutional
Shopplng/employment/housing
Institutional/employment/housing
Shopping/employment/housing
Shopping/employment/institutional/
housing
Employment/shopping/housing
Shopping/employment/institutional/
housing
Employment/shopping/housing
Employment/shopping/housing
Employ ment/s hopping/housing
Employment/shopping/housing
32,000
23,000
28,000
27,000
14,000
15,000
25,000
12,000
10,000
35,000
16,000
2,000
47,000
29,000
45,000
39,000
54,000
47,000
40,000
27,000
26,000
42,000
24,000
16,000
49,000
27,000
33,000
81,000
64,000
64,000
20,000
5,000
5,000
78,000
13,000
4,000
14,000
8,000
500
11,000
10,000
2,000
15,000
12,000
18,000
26,000
21,000
16,000
85,000
20,000
16,000
25,000
14,000
5,000
32,000
19,000
36,000
39,000
30,000
23,000
15. 3
16.8
21.9
22.5
9.3
20.1
30.9
23.7
13.5
12.0
22.2
26.1
43.2
27.6
35.1
5.1
5.6
7.3
7.5
3.1
6.7
10.3
7.9
4.5
4.0
7.4
8.7
14.4
9.2
11.7

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                                  424
d.   Transportation Planning

     It is the results of the transportation planning process that have
the most direct influence on regional air quality.  Agreed upon regional
population level, distribution and staging lead to design of a highway
network, supplemented by a rapid transit system, able to accommodate
anticipated travel levels and distribution, both temporal and spatial.
Both the vehicle-miles-traveled (VMT) and the average speed along each
highway link determine the amounts of carbon monoxide (CO) and hydro-
carbons (HC) emitted into the surrounding air.  The problems resulting
from highway design are particularly acute because of the extensive
ownership and use of private automobiles in the Metropolitan Denver
region.

     In this section the transportation planning process will  be explored
in some detail.  The discussion will  be presented in two parts.   The first
will deal  with the physical  transportation network alternatives.   Two
such plans exist:  the DRCOG-adopted  JRPP Highway Plan used by the DRCOG,
the CDH, and the APCD; and the Existing plus Committed (E+C)  used by the
RTD as an  alternative in planning their rapid transit network.   The second
part of the transportation planning discussion will  consider the problems
inherent in transportation modeling and the uncertainties introduced by
the various modeling iterations,  principally within  the DRCOG staff.

1}   Transportation Networks

     The JRPP Highway Plan, repeated here as Figure C-23 from Reference
10, was originally adopted in December 1973 by the DRCOG acting as the
Policy Body for the JRPP.   The other member agencies, CDH and RTD,
approved it in January 1974.  It has  been incorporated along with Cycle
3 population allocation into the transportation planning efforts of the
DRCOG and  the CDH.  It has also been  used by the APCD, although in con-
junction with Cycle 4 population allocation.

-------
                   LIMITED  ACCESS FACILITY
            	  PRINCIPAL  ARTERIAL
  ADOPTED
    OIHVEII MGIOHAt COUNCIL Of COVEIMMTI
    COLORADO OErAnTMEKT Of HICHWMI
    IEEIOIIAL TB»«SPORT»TIO» DISTRICT
 FIGURE  C-23.    JRPP HIGHWAY  PLAN
-.   r-f
 --

-------
                                 426
     The highway plan was conceived as a systems plan, identifying general
corridors rather than specifying detailed construction plans.   It was
designed as a package to be presented for approval at the same  time as the
Regional Land Use and Public Transportation Plans.  The three were designed
to complement each other.  The Highway Plan, with its grid of principal
arterials, spaced one to two miles apart, and its grid of limited access
arterials, spaced four to five miles apart, was to serve the lower density
developments, while the public transportation system was to serve the
higher density areas.  The Highway Plan provided for the addition of 80
miles to the limited access facilities.  Major elements of that addition
are detailed in Table C-19, as abstracted from Reference 10.  Some of the
routes on the principal arterial  system were identified as needing exten-
sive widening or construction.

     In developing the above-mentioned complementary land use, highway,
and public transit plans, the staff for the DRCOG, acting on behalf of
the JRPP, considered six alternatives for the distribution of urban
activities within the Denver region.  The six were:   (1) Continue Exist-
ing Trends, (2) Reinforce Central  Denver, (3) Reinforce Metropolitan
Centers, (4) Reinforce Regional Centers, (5) Stimulate Development of
New Towns, and (6) Dispersal.  According to Reference 19, it was decided
not to use computer oriented or extensive simulation techniques in the
evaluation and analysis of the six alternatives.  Such efforts were
judged inappropriate at the level  of concept specification.

     For each of the alternatives, a transportation system was conceived.
Each was then evaluated to determine its impacts on the region.  These
impacts were measured against parameters formulated from an analysis of
local  community goals and objectives and regional goals adopted by the
DRCOG.   The resulting generalized  conclusions about the success or failure
of the six alternatives in meeting local and regional objectives produced
a synthesis of the six into one land development and transportation concept.
An iterative process refined this  concept into specific regional land use
and transportation plans.  This process included discussions with local
officals and groups.

-------
                                427
     TABLE C-19.   NEW LIMITED ACCESS  FACILITIES (JRPP  HIGHWAY PLAN)*


 Interstate 470:    This facility will serve the anticipated growth in
 Southern Jefferson County, Arapahoe and Douglas Counties.

 Interstate 225:   This facility will be completed from  Parker Road to
 1-25.

 Interstate 25:   This is, and will continue to be, the  most heavily
 traveled freeway in the region.

 Interstate 805:   This facility will connect Interstate  25 with Interstate
 70 and will follow the Clear Creek flood plain.

 Hampden Avenue:   This facility will service the east-west travel in the
 southern portion of the Denver Metropolitan Area . A detailed location
 study  will be required between  Santa Fe Drive and Interstate 25 before
 the facility can finally be located.

 .Santa  Fe Drive:   This facility,  long  discussed as the "Columbine
 Freeway," is needed to serve the travel needs of the  developing south
 and south-western portions of the Metropolitan Area.  The facilities
 implementation will have to be  coordinated with that of the construction
 of the rapid transit line which uses the same corridor.

 KiPlinq:  This facility is being planned as an arterial  by the City of
 Lakewood.  The City of Wheat Ridge  strongly opposes its construction.
 The expansion of this arterial to a limited access facility will have to *
 carefully consider the highway's economic and environmental benefits
 and costs.

 Quebec:  This facility, from 1-70 to Parker Road, will require extensive
 citizen participation and  environmental design before it will meet the
 travel and community needs of the area affected. This element is placed
 on the regional plan pending more detailed analysis that must be done
 by the Joint Regional Planning Program  and the Colorado Division of
 Highways.

 Longmont Diagonal: This facility will connect Longmont with 1-25 and the
 City of Boulder.
* From Reference 10.

-------
                                  428
     The transportation concept arising out of the above process  took
specific form through analysis of regional travel demand corridors.   Com-
puterized traffic assignment techniques and transportation models  were
used to evaluate the resulting highway and public transportation  alter-
natives.  Nine computer tests of these alternatives were conducted and
used in the plan development work.  The tests were referred  to as  1971,
2000 Base Case, 2000 Concept, A-l, A-2, A-3, A-4, A-5, and 2000 Compara-
tive Case.  The 1971 test was used to calibrate the model against  observed
data.  The Base and Comparative Cases were tested for comparisons  with
the plan test.  The 2000 Concept represented the initial plan but  the
"new town" concept was subsequently eliminated.  The tests denoted A-l,
A-2, A-3, and A-5 were then used to select the preliminary plans.  The
A-4 test with an updated "new towns" component was used as a comparison
against the preliminary plans.  The assumptions embedded in each of these
tests are presented in Table C-20 from Reference 19.

     As mentioned earlier in this section, a basic feature of the  land
use plan resulting from the DRCOG/JRPP analysis was the concept of act-
ivity centers.  These were viewed as localized centers of high-intensity
urbanized activity.   They were included with the high density travel
corridors and other intense centers of development to catalog a list of
major traffic generators.   A map of these major traffic generators is
shown in Figure C-24,  with a list showing projected trip-ends presented
in Table C-21.   Both are from Reference 19.

-------
          TABLE  C-20.   ASSUMPTIONS OF POLICIES AND CONSTRAINTS  ASSOCIATED WITH  EACH  CASE
Base Case
Comparative
A-l,A-2,A-3,A-5
Concept- New
Towns
Concept A-4
Concept- No
New Towns
*Alternatlve
Urban Form            Sprawl
Environment
Development Policy
Activity Parameters
  1.   Population
  2.  Employment
Highway System
Transit System
                                        Sprawl
                                    Activity centers,
                                    activity corridors,
                                    new towns
                                     Activity Centers,
                                     activity corridors
As close to activity
centers  & corridors
as possible
Limited
2,097
1, 104
Existing
Level of
>
control
,100
,400
priorities
Service
C
Limited Control
2,
1,
097
104
,100
,400
LAF, principals
Level of Service
S: C
Strong control
"radical" new
legislation
1,899
848
,900
,800
LAF, principals
Level of Service
•< c
Strong control
2
1
,097
,049
,100
,000
LAF, principals
Level of Service
< C
Strong control
2,
1 ,
097, 100
049,000
LAF, principals
Level of Service
< C
                                                                                                                                ro
                                                                                                                                ID
Extended Denver
Metro Transit
                      None
Financial Restraints
  l:  Transit
  2.  Highway

Political-Public        None
LAF   - Limited Access Facility
PRT   - Personal Rapid Transit
Extended Denver
Metro Transit
                                        None
                                        None

                                        None
                                                                PRT
                                    1.0 Billion
                                    None

                                    No LAF Central
                                    No LAF on Wads-
                                    worth, few new
                                    LAF's
                                                                                   PRT
                                     1.0 Billion
                                     None

                                     No LAF Central
                                     No LAF on Wads-
                                     worth,  few new
                                     LAF's
AH bus-but new
technologies &
concepts and/or
limited PRT


1.0 Billion
None

No LAF Central Denver
NO LAF on Wadsworth
few new LAF's
                                                                          'Proposed

-------
                                 430
FIGURE C-24.   MAJOR TRAFFIC  GENERATORS  (JRPP  HIGHWAY  PLAN  ANALYSIS)

-------
                                    431
TABLE C-21.  LOCATIONS OF MAJOR TRAFFIC GENERATORS (JRPP HIGHWAY PLAN ANALYSIS)

1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
17.
18.
19.
20.
21.
22.

Longmont CBD
IBM at Niwot
Broomfield CBD
Brighton CBD
North Valley S. C. /Valley View Hospital
Westminster Plaza
Golden CBD/Coors
Lakeside S. C.
Montbello
Stapleton International Airport
Fitzsimmons Hospital
Lowry Air Force Base
Buckingham Square S. C.
Denver University
Sheridan & 88th S. C.
Bear Valley S.C.
Fort Logan Hospital
Littleton CBD
Johns-Manville
Southglenn S.C.
Gates Industrial Park
Martin Marietta
1970 Trip Ends
17,700
14,200
25,600
8,900
13,800
16,200
35,900
18,600
40,800
30,800
30,000
58,400
0
35,000
14,000
8,700
8,300
33,100
0
7,100
900
24,800
2000 Trip Ends
26,800
35,000
49,400
20,000
52,500
35,800
39,700
22,800
126,200
71,400
21,300
55,000
31,600
35,000
47,100
22,800
20,000
89,500
111,000
18,700
20,000
42,800

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                                 432
     In the JRPP analyses the Denver region was divided into districts
for transportation planning purposes.   A map of the individual  districts
as conceived in 1972 is presented in Figure C-25 from Reference 19.  Aggre-
gation into super-districts was also performed.  Boundaries of those super-
districts are shown in Figure C-26 with population and employment informa-
tion provided in Table C-22, also from Reference 19.  Year 2000 population
and employment density on a regional basis are shown in Figures C-27 and
C-28, from Reference 21 as prepared for the RTD.

     It appears that the plan ultimately adopted by the DRCOG on behalf of
the JRPP corresponds fairly closely with the alternative referred to as
A-5 and shown in Figure C-29.  It seems to have been used in an analysis of
rapid transit networks performed by the DRCOG staff in 1972-73.  Prelimin-
ary estimates indicated a construction cost for the highway plan of about
$960,000,000.  New construction areas are indicated in Figure C-30.

     A second highway plan has since emerged from within the Regional  Trans-
portation District.  Much of the rationale for the new plan came from air
quality analyses carried out for RTD by Systems Management Contractor.
During the latter phase of that work in early 1975, the E+C network was
introduced for comparison with the JRPP plan, presumably in the event that
the JRPP highway construction program proved unrealistically optimistic
from a funding point of view.  This was in response to the urging of UMTA
representatives reviewing RTD alternatives.  The E+C network so defined
consisted of existing roadways and those new construction projects for
which funding had already been committed.

     Several principal features of the JRPP plan have already run into
difficulties.  Opposition arose some time ago to the 1-470 circumferential
highway.  At best federal funding seems delayed.  A detailed assessment
report on 1-470 was not filed until September of 1976.  Also, UMTA recently
has denied federal funding for the fixed guideway rapid transit system
proposed by the RTD.  The impact this will have on highway planning has
not yet been assessed, though it is possible that higher levels of auto-
mobile traffic might result.

-------
                          433
                                                    1971 DISIKICT MAP
FIGURE C-25.  TRANSPORTATION ANALYSIS  DISTRICTS
              (JRPP HIGHWAY PLAN)

-------
                                 434
J   ^
          FIGURE C-26.  TRANSPORTATION  ANALYSIS  SUPER-DISTRICTS
                       (JRPP  HIGHWAY PLAN)

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                          435








TABLE C-22.   POPULATION AND  EMPLOYMENT BY SUPERDISTRICT







      1970                    Compar.                   2000 Plan
Super
Dist.#
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
29
33
34
35
36
37
38
39
40
al DBL
Pop
x 1000
3.1
64.7
61.4
40.8
51.8
62.6
42.9
63.2
52.9
74.5
26.2
48.5
74.1
55.5
8.3
112.5
1.2
11.1
28.3
28.9
49.0
20.4
67.5
19.4
.3
8.4
.7
36.6
1.1
6.5
17.7
18.5
25.6
9.4
.4
1,194.0
Emp .
xlOOO
47.9
16.8
58.9
25.1
32.6
30.3
14.0
19.6
8.8
52.9
17.0
8.5
23.5
16.5
7.4
31.8
.7
3.1
10.4
8.9
12.0
5.7
26.8
4.7
.'1
2.9
.3
19.6
4.0
5.2
2.2
2.8
8.5
.7
—
530.2
Pop.

3.6
62.4
58.9.
57.0
74.4
64.9
60.1
63.1
54.5
72.2
94.0
77.6
94.3
126.7
104.0
211.8
21.0
25.0
30.1
64.3
149.4
132.4
87.6
32.9
1.7
19.0
14.0
57.6
5.2
24.2
52.0
38.0
45.0
35.0
1.0
2,114.9
Emp .

46.2
43.7
85.1
48.7
72.1
40.0
37.8
47.7
40.3
61.4
43.. 2
23.2
39.4
36.7
26.8
68.6
9.7
7.8
21.9
24.4
48.7
62.4
52.8
18.0
.3
13.8
4.7
26.9
5.7
11.9
11.1
5.4
14.3
9.2
.5
1,110.4
POD.
x 1000
7.0
67.2
78.6
70.7
90.9
98.8
80.4
85.1
68.2
97.8
77.0
78.0
122.7
106.2
62.5
210.5
14.2
15.0
23.0
54.4
135.4
103.5
113.0
26.0
1.7
18.5
2.8
47.4
8.0
17.0
27.5
26.1
42.7
16.3
3.0
2,097.1
Emo .
x 1000
50.2
46.3
75.5
46.0
32.6
40.0
39.5
48.0
32.0
55.5
35.0
21.0
39.5
44.0
24.0
60.5
7.5
5.0
21.0
19.5
40.5
74.4
50.5
15.5
.5
12.0
1.7
29.5
5.6
12.3
8.1
8.3
20.5
4.6
.2
1,026.8

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                       436
FIGURE C-27.   YEAR  2000  POPULATION  DENSITY

-------
                  437
FIGURE C-28.   YEAR 2000 EMPLOYMENT DENSITY

-------
                      438
FIGURE C-29.  PLAN A-5 IN JRPP HIGHWAY ANALYSIS

-------
                          439

                  •;'•' /,J~ IK . •srdVro"-*-. x -rf M   r
FIGURE C-30.   NEW CONSTRUCTION  FOR PLAN A-5  IN
               JRPP  HIGHWAY ANALYSIS

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                                 440
2)   Transportation Modeling

     Even once population (level, allocation and staging), land use,
and highway network configuration have been agreed upon, the transpor-
tation planning process is not complete.  The vehicle trips--their number
and distribution, both spatial and temporal--taken by that population
must be forecast and the resulting vehicle-miles-traveled (VMT) assigned
to links on the roadway network.   The important parameters from an air
quality standpoint are both the VMT and the average roadway speed on each
link of the highway system for each hour of the day.   Using these quanti-
ties, vehicle emissions--CO, NOX and HC--can be determined.

     A brief word about the modeling process itself is helpful  prior to
reviewing the status of specific model results.  In an effort to quantify
the gradients of "travel desire" that lead to trip generation,  the geo-
graphical region of interest is devided into a gridwork of traffic zones.
There are 654 such zones in the Metropolitan Denver region, for example.
Each of these has been paired with every other to establish a relative
ranking of attractiveness.  The result is a matrix of interzonal attrac-
tions used as weighting factors in assigning total  forecast VMT in indi-
vidual areas and highway links.

     Having modeled the relative attractiveness of individual areas, it
is necessary also to determine the number and type of trips generated
between zones.  This is done by first stratifying trips by type.  Then
the number of trips of each type are determined by relating each to the
various socio-economic characteristics of the people  taking them.  This
is frequently done through regression analysis relating trip type and
level  to such variables as land use, household type and size, population
and family size, and employment.   Typical trip types  are the following:
home based (work, shopping, other); non-home based; truck; external -
internal  (to and from outside the modeled region);  and external-external
(through traffic).   Also, reliance is often place on  Origin and Destina-
tion (O&D) surveys, the last one of which was completed in Denver in 1971.

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                                  441

     The distribution of the trips generated by the above methods is
determined by examining the propensity of people to travel.  Since travel
time is perceived as a cost, most people prefer to travel as short a time
as possible in performing a given trip function.  Their disincentive
with increasing distance or time can be expressed in probabalistic terms
by a trip length distribution curve  incorporating the concept of average
trip length.  Also, in determining the pattern of trip-taking, modal split
must be considered, i.e., the relative proportions of trips taken by
private vehicles and public transit.  Since costs are perceived somewhat
differently by the users of both modes, different trip length distributions
are modeled.

     The final component of the modeling process is the trip assignment
process.  As a preliminary to this,  it is necessary to determine minimum
time or distance paths between each  of the traffic zones.  Travelers
desiring trips between any two traffic zones are then assumed to prefer
these optimal paths.  Some modeling  algorithms simply assign all such trips
to the same path up to the capacity  of the roadway links along that path.
Excess trips are then off-loaded to  next-best paths.  More sophisticated
models attempt to account for congestion effects by assuming that at some
point prior to traffic reaching full capacity drivers begin to voluntarily
avoid that path, off-loading onto secondary routes.  When that point will
occur and how far drivers will be willing to detour in distance or time
again depends on their trip length distribution function.

     After validation and calibration against known roadway loading data
(trip counts), a model comprised of  the previously described four compon-
ents is ready for use, the trip generation, trip distribution, modal split
and trip assignment segments all functioning properly.  Among the planning
agencies in the Denver region, three evolutionary versions of such models
have been used, referred to as the first, second, and third generation
transportation models.

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                                  442
     Early modeling efforts within the JRPP were conducted  within  legal
time constraints imposed upon the RTD.  As a result  the  initial  version
of the model was completed before results of the regional 1971  Origin
and Destination survey were processed.  Two distinct  generations of
modeling thus were used, the first (1st Generation)  based on  the results
of a 1959 O&D survey and the second (2nd Generation)  incorporating  1971
data as it became available.  The 2nd Generation Model also incoporated
more sophisticated algorithms.

     It is the differences between the 2nd and 3rd Generation Models that
have direct significance to the current planning process, however.  Trans-
portation modeling results upon which most planning has  been  based  within
the DRCOG, the CDH, and the RTD were generated by the 2nd Generation Model.
Emissions data available from those agencies for air  quality  analysis  is
thus 2nd Generation vintage.  To the extent the 3rd Generation  Model
produces different results (link VMT and speed), the  air quality analysis
may also differ, although the kinetics of air pollution  chemistry can
exhibit pronounced non-linear behavior.  Also, a summary of the  differences
between the 2nd and 3rd Generation models is particulary important  because
recent DRCOG transportation studies have begun to incorporate the 3rd
Generation .Model.  Significant difference seems to exist between total daily
VMT projections in the year 2000:  38,000,000 VMT per day with  the  2nd
Generation Model and just under 30,000,000 VMT per day with the  3rd Gene-
ration Model.  This is a gross difference of over twenty percent.

     According to a recent letter from David Pampu, the  Assistant Director
for Planning for the DRCOG, to William Geise, Jr., Chief of the  Environ-
mental  Evaluation Branch of the EPA, Region VIII, the differences between
the two transportation models can be summarized as follows.   The theoretical
bases  of the two models were developed independently.  The  2nd  Generation
Model  was based on the Pratt Marginal  Utility Model.  This  3rd  Generation
Model,  also known as the Unified Travel Patterns Model,  was based on the
n-Dimensional Logit Model.

-------
                                   443
     Network building procedures are similar in both models, each using
UMTA discrete network link coding methods.  The chief difference in this
area lies in the means of accounting for the disfavor in which the public
holds mass transit.  The 2nd Generation Model explicitly accounts for
this through disutility weighting factors.  The arbitrariness introduced
through the choice of these factors was removed by eliminating them in the
3rd Generation Model.

     Trip generation is similar in both models.  The only difference lies
in the elimination in the 3rd Generation Model of a separate trip category
for airline passengers.  Revised estimates of airline traffic have greatly
reduced the regional significance of this trip category.

     Even though both generations use a gravity model, the algorithm used
for trip distribution represents the most significant difference between
the 2nd and 3rd generations.  The 2nd Generation Model distributes trips
by trip purpose (but not by income) independently over the highway and
transit system.  It then uses a balancing technique after modal split to
combine the trip tables for both.  The 3rd Generation Model, on the other
hand, utilizes a single composite network representing the three available
modes:  auto driver, auto group and transit  passenger.  A compound impedance
is formed by summing the inverse of the inverses of the individual mode
impedances, i.e.,  summing link  impedances in  parallel.  Trips  are then
distributed over this theoretical network by  trip purpose and  by  income.

     Differences exist in modal split methods  as well.  The  2nd  Generation
Model uses manual  curve fitting technique to  relate transit  ridership  to
a  logarithmic  form equation in which transit travel time  and costs  are
subtracted from auto totals.  The 3rd Generation Model  utilizes  a part-
ially disaggregate modal choice model (used  to account  for  travel  time
cost).  The probability of  using a mode is  then  assumed equal  to the indivi-
dual impedances, raised to  the  base  "e,"  divided by the sum of the impe-
dances, each  raised  to the  base  "e."

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                                   444
      Traffic assignment  is also performed  differently,  with  important
 variances  arising.  Although both models utilize  a  capacity  restraint
 function,  the  2nd Generation Model simply  reloads the entire trip table
 three times and then averages the results.  As  a  consequence,  the process
 tends to overload the freeway system.  The  speed  table  input was  chosen
 to  represent calibrated  speed for 1971.  Because  the model could  only
 lower speeds and not raise them, successive program iteration  resulted  in
 speeds  that were considered by the DRCOG to be  "very low."   The 3rd  Gene-
 ration  Model,  however, uses an initial Level of Service  speed  table  and
 an  incremental loading process.  With this method ten percent  of  the trip
 table is loaded onto the network, speeds are recalculated, and then  the
 next  ten percent of the  trip table is loaded.  Successive application of
 this  process results in  both less overloading of the freeway network and
 a more  accurate representation of speed.

      In air quality terms the most significant differences are the daily
 link  VMT and speed histories.  As mentioned earlier the  forecast  of  total
 VMT in  the year 2000 is  38,000,000 for the 2nd Generation Model and  about
 30,000,000 for the 3rd Generation Model.  It seems  that  the  differences
 in  the models  distill down to shorter trips and higher overall speeds
 (for  the same  highway and transit network).  This would  suggest that
 use of results from the  2nd Generation Model might  be somewhat more  con-
 servative from an air quality perspective, since greater mileage  and lower
 speeds both can have detrimental effects on pollutant emissions.

      It also seems clear that future DRCOG transportation modeling efforts
will employ the 3rd Generation Model.  A Year 1975 model validation  run
 is nearly complete.   A run incorporating the Year 2000 JRPP  Plans is
planned next.   The first iteration has been performed, with  completion
expected in early December.   Intermediate year runs can  be expected  in
the Spring of 1977.

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                                 445
4.   SUMMARY AND RECOMMENDATIONS

a.   Summary

     This task report has been intended as an overview of the planning
process in the Metropolitan  Denver region, specifically considering
those planning issues and agencies having crucial bearing on air quality.
Because the analyses to be performed by SAI will be so heavily driven by
the assumptions underlying the input data supplied to it and because
several permutations of that data exist within the agencies providing it,
a precise, detailed examination of the relevant planning issues is an
essential preliminary to the study process.

     The results of this task report will be drawn upon heavily in struc-
turing SAI's analysis efforts.  Specifically, a base case regional develop-
ment scenario must be identified along wi.th a complete catalog of the
important uncertainties associated with it.  A carefully constructed
sensitivity analysis must then be conducted to examine the air quality
effects of as broad a range of these uncertainties as possible.  This
report, through its examination in some depth of the critical elements of
regional planning, will assure the broadest perspective in SAI's efforts.

     Brevity in this section is as important as attention to detail was
in the last.  Adhering to that principle, it is sufficient to outline
by use of a table the status of planning within each agency having input
to the air quality analysis.  In Table C-23 such a summary is provided.
Also, in Figure C-31,  a schematic is presented illustrating those plannina
alternatives that have a bearing on air quality analysis.

b.   Re c omme n d a t i o n s

     Since  the pollutant emissions files available for input to  the  SAI
model are provided by  the Colorado Division of Highways, and because

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                       TABLE C-23.   SUMMARY OF TRANSPORTATION PLANNING  ASSUMPTIONS
                                                                                    Transportation
       Agency
 Denver
 Regional  Council
 of Governments
 (DRCOG)


 Colorado
 Division  of
 Highways
 (CDH)

 Regional
 Transportation
 District
 (RTD)
Air Pollution
Control Division,
Health Department
(APCD)
Study Vintage

1973 JRPP Plan
analysis

Current
Current and
Last Several
Years
Early Transit
Study (1974)

Later Transit
Study (1975)
and Current
Denver AQMA
Study (1975)

Current
Population*
Cycle 3
Subarea Allocation
Plan
Cycle 3
Cycle 3
Cycle 3
Cycle 3
Cycle 4
Land Use
JRPP Plan
(Cycle 3)
JRPP Plan
JRPP Plan
(Cycle 3)
JRPP Plan
(Cycle 3)
JRPP Plan
(Cycle 3)
JRPP Plan
(Cycle 3)
JRPP Plan
(Cycle 4)
Plan
JRPP Plan
JRPP Plan
JRPP Plan
JRPP Plan
Existing Plus
Committed
(E+C)
JRPP Plan
JRPP Plan
Model
2nd Generation
3rd Generation
2nd Generation
2nd Generation
System Management
Contractor (SMC)
n-Dimensional
Logit
2nd Generation
2nd Generation
01
* All population allocation plans shown here total  2,350,000  in  the  year 2000.

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                         447
POPULATION PLAN

   * CYCLE 3 - TRANSPORTATION
     PLANNING BY DRCOG AND RTD

   * CYCLE 4 - AREA SOURCE EMISSIONS,
     AIR QUALITY ANALYSIS, AND
     208 ALLOCATIONS BY APCD
     (HEALTH DEPARTMENT)

   * SUBAREA ALLOCATION PLAN
     RECENTLY APPROVED BY DRCOG;
     ALLOCATION BY URBAN SERVICE AREA
LAND USE PLAN

   * ADOPTED JRPP PLAN - USED BY
     ALL AGENCIES; CYCLE 3 AND 4
     CONSUMPTIONS AS INDICATED FOR
     POPULATION PLAN

   * NEW PLAN - MAY BE DEVELOPED
     BY DRCOG IN SPRING 1977
TRANSPORTATION PLAN

   * ADOPTED JRPP PLAN - USED BY
     DRCOG AND CDH

   * EXISTING PLUS COMMITTED (E+C) -
     USED BY RTD
                                                 FINAL AIR
                                                 QUALITY MODEL
                                                 ASSUMPTIONS
TRANSPORTATION MODEL

   * 2ND GENERATION - USED BY
     DRCOG AND CDH; FORECASTS
     A YEAR 2000 DAILY VMT OF
     38 MILLION
   * 3RD GENERATION - CURRENTLY BEING
     USED BY  DRCOG TO REVISIT
     TRANSPORTATION PLANS; FORECASTS
     A YEAR 2000 DAILY VMT OF  JUST
     UNDER  30 MILLION
  FIGURE C-31.
PLANNING ALTERNATIVES HAVING A BEARING
ON AIR QUALITY

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                                 448
neither time nor funds exist for alternative transportation modeling runs,
in practical terms it is their assumptions that define a base case.  As
shown in Table C-23,  data from the CDH has embedded in it Cycle 3 popula-
tion allocation, the  adopted JRPP land use and transportation plans, and
the use of the 2nd generation transportation model.  It is important that
the sensitivity analysis conducted about this base case consider varia-
tions wide-ranging enough to encompass the important alternatives to
this set of assumptions.

     It appears that  the differences in population allocation are most
pronounced in the high growth areas, e.g., southeast Jefferson County,
Lakewood, Aurora, and the urban portion of Arapahoe County.  In reviewing
the magnitude of those differences a perspective should be maintained about
the allocation alternatives.  Cycle 4, as an extension of Cycle 3, can be
assumed to have corrected some of the faults of that version.  Its use
would thus seem more  current.  However, only the Subarea Allocation Plan
(SAP) has been formally approved by the DRCOG, and it was recommended
by their staff for use in the Denver Regional Clean Water Program for the
final Water Quality Management Plan.  This latter point suggests that
participants in the water quality elements of the Overview EIS may find
necessary the use of  the Subarea Allocation Plan figures.

     Fortunately, from an air quality point of view, Cycle 3 and the SAP
are fairly close in Jefferson County.  Although the information reviewed
thus far presents this conclusion only on an aggregate county-wide basis,
if the comparison between the two holds uniformly throughout the county,
southeast Jefferson County, Lakewood, Arvada, and parts of Westminster
can be assumed comparable between Cycle 3 and the SAP.  This is particu-
larly helpful in southeast Jefferson County, since the prevailing
southwest-to-northeast flow of wind during the morning rush hour can
emphasize the effect of emissions in that region.

     Cycle 3 and the  SAP do not agree well in Denver County, where
the SAP allocation more closely approximates Cycle 4.  The chief dif-
ference seems to lie in the assumption of low growth in the county

-------
                                  449
in Cycle 4 and the SAP.  A sensitivity analysis about a base case using
Cycle 3 might therefore consider varying population related emissions
in Denver County.  If, however, the allocation difference can be  ideal-
ized as distributed uniformly throughout the county, localized effects
could be considerably diminished due to the county's relatively large  sur-
face area.  With such a simplifying assumption, incorporation of  such
differences in the sensitivity analysis might not be necessary.

     Allocation differences in Adams and Arapahoe Counties might  be con-
sidered in the sensitivity analysis.  However, staging in the high growth
area of Arapahoe County indicates such growth will  not occur until 1990-
2000, well after attainment of Federal air quality standards will be
required.   Also, growth in Adams County seems to be most likely in Aurora,
particularly in the southeast part of the city.  Due to the prevailing
winds, emissions from this area would be expected to have different effects
than would emissions  closer to the Denver CBD.

     It should be noted that each of the three allocations sum to 2,350,000
in the year 2000, since this figure is a cornerstone in DRCOG/JRPP planning
To the extent this figure  may be too high,  due to declining birth rate or
inmigration levels, emissions may also be too high, though not necessarily
by any linear relationship.  Long-term historical trends suggest that both
these population effects seem possible, although it may still be premature
to so conclude.  Some accounting, however,  for uncertainties in the popu-
lation level could be made in the sensitivity analysis by adjusting popu-
lation by some uniform factor on a regional  basis.

     A serious obstacle lies in the way of a direct examination  of  the
effects of  these  allocation differences, just as it does  for  the  effects
of differences  in  land  use and  transportation plans.  The most pronounced
effects of  growth  on  air  quality  lie  in automobile  usage  patterns  and
VMT  levels.   Additional population  in an area,' however,  may  produce its
increased auto emissions  in  some other area.   This  is particularly true
during rush-hour commutes.   Varying emissions  in the  growth  areas  then

-------
                                450
may not consider all the detrimental effects on air quality that  growth
might produce.  The only analytically consistent way to model such effects
is to use a full transportation model to reload the altered population
level onto the roadway system.  Since the Overview EIS has neither time
nor money to perform large scale variations using a complete transportation
model, a simpler surrogate for such models must be sought.

     The highway network assumed for the planning process can provide clues
for inferring the highway usage patterns of incremental population amounts.
Growth in outlying suburbs, for instance, might be expected to travel
inward during the morning rush hour towards either the Denver CBD or one
of the other employment centers.  Since relatively long distances are
involved, it might further be anticipated that such travel would occur on
freeways or principal  arterials.  The link-node representation of the high-
way network could be used to isolate those links over which travel might
occur.  Emissions along these routes could be adjusted in a sensitivity
analysis, thus avoiding a major reloading of the transportation model.

     Clearly differences in the highway network can have pronounced effects
on pollutant emissions, as the traffic redistributes itself on the road-
way system.  Implied in the base case identified earlier is the use of
the JRPP Highway Plan.   Objections to this plan were raised by UMTA during
the RTD planning process.  They suggested that the E+C network might
represent a more realistic roadway system.  Whether or not this is true,
the extensive transportation modeling analysis required to make such
modifications seems prohibitive in the time frame of the Overview EIS.
Air quality results then will have to be judged with the highway network
as an implied caveat.

     Other things being equal, it would seem that loading a given VMT onto
a smaller roadway system, such as the E+C network, could increase congestion
considerably and elevate pollutant levels much more than proportionally.
The base case would seem from this standpoint an optimistic one.  Air
quality results might well be more favorable, although the interdependence
of travel patterns, VMT and congestion could alter considerably the  level
and distribution of growth.

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                                451
     Another significant area of uncertainty is that due to the trans-
portation modeling process.  Projections of total  daily VMT in the year
2000 differ by as much as twenty percent between the 2nd and 3rd generation
models, a considerable amount.   Once again the extensive modeling expense,
time and effort needed to consider these differences in a sensitivity
sense seem beyond the resources of the Overview EIS.  Preliminary results
of the 3rd Generation Model, however, suggest for the JRPP highway net-
work that trips are shorter, a  conclusion supported by the lower Year 2000
daily VMT totals.  This could lead to an easing of roadway congestion and
higher link speeds.   The error  involved in using the 2nd Generation Model
over the 3rd Generation Model,  however, is in the opposite direction from
that resulting from use of the  JRPP highway network over the E+C network.
The two errors seem countervailing, although not at all necessarily
compensating.

     This final  discussion has  been intended to raise and examine a number
of the issues  that must be considered in structuring the air quality analy-
sis.  Though much remains to be resolved,  it is only the level of detail
in this task report  that permits the subtleties involved in the planning
process to be  recognized.  It should also  be obvious that many of the
issues raised  in the discussion of the sensitivity analysis are also appli-
cable to the analysis of mitigation measures.   The important uncertainties
must be accounted for in both.   The issues, however, remain the same.   It
is hoped that  this report has shed a useful illumination upon them.

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                                 452
                             ANNEX C-l
         A SIMPLIFIED POPULATION FORECASTING METHOD
a.   Introduction

     Growth—how much  and  where  it will be distributed—is at the heart
of the planning process, serving as a  key determinant of the level and
staging of demand for  public  services.  Because of this importance, con-
siderable effort is  usually expended in its determination.  Detailed
models are frequently  used to forecast population level and cross-section,
stratifying individuals  by age group and applying in a probabalistic sense
the appropriate age-group  fertility and death  rates as well as migration
levels.  Such models divide population into two components:  net
natural increase (the  net  of  births over deaths), which is proportional
to the current population; and migration, which is an annual level,
usually historical  and assumed independent of  current population.  This
type of population  level forecasting is often  referred to as a "direct"
method, and an example of  it  is  the "cohort-survival" technique used as
the basis of DRCOG  efforts in the Metropolitan Denver region.

     Because of the  complex set  of assumptions embedded in these models,
their projections are  often difficult  to assess.  For this reason it is
helpful to distill  the full set  of assumptions down into two more concep-
tually convenient parameters:  net natural increase and migration.  All of
of the more complex  assumptions  about  fertility and death rates by age-
groups can be collapsed  into  a single  composite net natural increase
rate which can be applied  directly to  the aggregate current population.
Migration can similarly  be reduced to  a single aggregate level.

     The above procedure allows  the development of a simplified popula-
tion projection method,  useful for forecasting total population levels.
Though not as accurate as  a fully stratified  "cohort-survival" model,

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                                 453
results of the simplified procedure developed in this discussion compare
favorably with the aggregate population levels forecast by the DRCOG using
the more complex model.  It also provides a convenient means to evaluate
analytically sensitivities of population forecast to the net natural
increase rate or the migration level.

     In the following pages, the simplified method will first be derived,
sensitivities will  be determined, and finally a brief review of the DRCOG
final  forecast population will  be presented.

b.   Derivation of the_Simplified Method

     The simplified method relies for its final  closed-form solution on
the decomposition of the population growth problem into two parts.   The
first,  the  net natural  increase  rate,  is assumed to be proportional to
the current population.   The second,  the migration level,  is assumed to
be a fixed  annual  figure independent  of the current population.   In rela-
tional  terms  the  differential equation  incorporating these assumptions
can be written as
                     p *  rP + m                           (i)
       *
where P  is the instantaneo.us  rate  of change of the total  population,
P is the current population,  K* is the net natural increase rate, and
W is the migration level.

     This equation can be directly  integrated to solve for the time-
varying form followed by total population.   To do so, it must be recogn-
ized that the solution to Eq.  (1) has two components, one a solution to
its homogeneous form and the other a particular solution.  The homogeneous
form of Eq. (1) is
which has as  its  solution

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                                  454
where /I is constant whose  value  is  determined  by the problem's boundary
conditions.  By inspection,  the particular solution  to  Eq.  (1)  has  the
form
                        P  * - J2-                           (4)
                        *f>        r
     Applying the superposition  principle  the  homogeneous  and  particular
solution to Eq.  (1)  can be summed to  give  the  full  solution,  i.e.,
The initial  boundary condition,  i.e. , ^i»  » /»   ,  can  be  applied  to
solve for the unknown constant,  & .   The  value of A  thus  determined  is
                     />-(/5
where rc  is the population in the initial year  of  the  simulation  period.

     Substituting Eq.  (6)  into Eq.  (5)  yields  the final  form  of  the
solution,  i.e.,
It is this equation that expresses  the growth  of total  population  over time.

     Results of this equation can be verified  by comparing them with
several  alternatives considered by  the DRCOG.   In their "Appraisal  of
the DRCOG Policy Population Forecast" (August  1975),  the staff of  the
DRCOG detailed the eight alternative population growth  cases  that  they
considered in their studies.   Case  IV, for instance,  assumed  a net natural
increase rate between 1970 and 2000 of 8.5/1000 persons (1972 rate) and

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                                  455

a migration leva! of 42,000 persons annually (the 1970-73 average level).
The resultant 1980 and 2000 populations were 1.8 and 3.0 million, res-
pectively.  The simplified form in Eq.  (7), using the same assumptions,
reproduced these values to the same level  of significance.

     As another example,  Case  I,  which  represented the DRCOG "preferred"
alternative,  also assumed a  net natural  increase rate of 8.5/1000 persons,
but a 1960's  level migration (15,700 persons annually)  through  1980 and a
1940-1970 thirty-year average  level  (15,100 persons  annually) from 1980-
2000.   The resultant 1980-2000  populations  were  1.6  and  2.2  million.   The
simplified method projected  1.5 and 2.1 million,  values  not  quite the  same.
If 1975 is used  as the  base  year,  using the actual population in  that  year,
the 1980 and  2000 forecasts  become  1.6 and  2.2 million.

c.   Population  Sens it jyjtie s

     Using the closed-form expression for total  population growth derived
in the previous  section it is  possible to determine  analytically  the
sensitivity of  forecast population to the two basic  input assumptions,
the net natural  increase  rate  and the level  of migration.  This is  done
simply by taking the partial derivatives of Eq.  (7)  with respect  to each
of the two independent  parameters.

     The analytic sensitivities thus determined  are  expressed in  the follow-
ing form:
                  :VP      /  r_ *•#-*•}  .7
                                                                   (8)


                   £K»    V>"  rvv~ -vj\~      -  r*jc.     -ij   (9)

where these are the sensitivities of total  population to migration level
and net natural increase rate, respectively.

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                                  456
d.   Review of DRCQG Forecast

     The population growth alternative recommended by the DRCOG staff
was Case I, with a Year 2000 population level of 2,175,000.  This figure
was subsequently modified by the Council  of the DRCOG to add 175,000,
principally in southeast Jefferson County.  The final approved total was
2,350,000.   The assumptions implicit in this figure differ from those in
Case I.  Although the net natural  increase rate of 8.5/1000 persons
remained the same, the migration level is higher in the approved forecast.

     The migration level embedded in a population forecast may be deter-i
mined approximately by inverting the simplified relation in Eq. (7).  The
migration level thus determined can be expressed as

                                                                  (10)
where P is the population in a future year f  and  ^  is the population
in the year  £0 , with r being the net annual  natural  increase rate.

     This relation can be used to determine the migration level necessary
for the Denver regional population to reach 2,350,000 in the year 2000.
Using the population in 1970 as a base and the net natural  increase rate
assumed in both Case I and the approved forecast, Eq.  (10)  predicts that
a migration level of 22,328 persons annually would be required to reach
the approved Year 2000 figure.

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                                     457
                               ANNEX  C-2
               NATIONAL AMBIENT AIR  QUALITY STANDARDS
Pollutant
Carbon Monoxide
Hydrocarbons
(non-methane )
Type of
Standard
Federal

Federal

Nitrogen Dioxide Federal

Ozone
(Oxidants)
Sulfur Dioxide*

Particulates










Federal

Federal
Primary
Secondary
Federal
Primary
Secondary
State
Non-Designated
Areas

Designated





Time
Interval
1 hour
8 hour
3 hour
(6-9 a.m. only)
1 year
(arith.)
1 hour
24 hour
1 yr . (arith. )
3 hour
24 hour
1 yr. (geo. )
24 hour
1 yr. (geo. )
24 hour
1 yr. (arith.)
24 hour


1 yr. (arith. )


Effective
Year
1977
1977
(see
ozone)
(undetermined)
1977
1975
1975
1975
1975
1975
1975
1975
1970
1970
1973
1976
1980
1973
1976
1980
Concentration
ug/m3 PPM
40,000
10,000
160
100
160
365
80
1,300
260
75
150
60**
150
45
200
180
150
70
55
45
35
9
0.24
0.05
0.08
0.14
0.03
0.5
—
—
__
—
—
—
—
—
—
—
 * Refer to table titled "Sulfur Dioxide Ambient Air Standards  for the State of
  Colorado"

** Federal guideline only

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                                          458
                                Annex C-2  (Concluded)
    SULFUR DIOXIDE (SO_) AMBIENT AIR STANDARDS FOR THE STATE OF COLORADO


                          Micrograms Per Cubic Meter
                            Maximum Allowable Increments
                                Over Baseline ug/m3
                                     Maximum Allowable
                                      Concentrat ions
                                          ug/m3
                         Sulfur Dioxide
                           Category I
                           (formerly
                     non-designated areas)
                  Sulfur Dioxide
                   Category II
               Sulfur Dioxide
                Category III
                 (formerly
               designated areas)
Annual Mean
24-hr,  max.
3-hr.  max.
   3
(.001)

  15
(.005)

  75
(.026)
  15
(.005)

 100
(-035)

 700
(.245)
   60
(.021)

  260*
(.091)

 1300*
(-455)
  (  )  = equivalent values in parts per million (1 ppm=2860 ug/m3 at 0°C and
        760 mm Hg (Torr)).
   *   Not  to be  exceeded more than once in a twelve-month period.

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                                   459
                     REFERENCES FOR APPENDIX  C
 1.   "Continuing  Air Quality Review  Procedure," Joint Regional Planning
     Program,  Technical  Memorandum 8/03,  March 1976  (Prepared by Colorado
     Division  of  Highways).

 2.   "Air Quality Guidelines,"  Federal  Highway Administration, U. S. Depart-
     ment of Transportation, Federal-Aid  Highway  Program Manual, Vol. 7,
     Chap.  7,  Sect.  9,  Transmittal 105, 26  November  1974.

 3.   "Guidelines  for Analysis of Consistency  Between Transportation and Air
     Quality Plans and  Programs," Federal Highway Administration and En-
     vironmental  Protection  Agency (prepared  jointly), April 1975.

 4.   News Articles,  Denver Post, 12,  14 and 22 October 1976.

 5.   "Denver/Boulder Urban Transportation Planning Process—Certification
     Determination," Attachment to Letter to  Mr.  David Pampu, Executive
     Secretary, JRPP and DRCOG, from Theodore G.  Weigle, Jr., Regional
     Director, Urban Mass Transportation  Administration, Department of
     Transportation, Letter  dated 1  October 1976, and Attachment dated
     24 September 1976.

 6.   Personal  Notes, Denver  Regional  Council  of Governments Meeting on
     20 October 1976.

 7.   "Policy Population Forecast: Subarea  Population Allocation,"  Denver
     Regional  Council of Governments, August  1976.

 8.   "Appraisal of the DRCOG Policy  Population Forecast,"  Denver Regional
     Council of Governments, August  1975.

 9.   "A Resolution Reaffirming Population Policy  and Approving a Policy
     for Allocation of the Regional  Population Forecast  to Subareas  of
     the Denver Region," Denver Regional  Council  of  Governments,  Resolution
     No. 18, 1976, Passed on 18 August 1976.

10.   "Regional Land Use, Highway and Public Transportation Plans,"  Denver
     Regional  Council of Governments, Joint Regional Planning Program,
     Draft Summary Report dated 17 October 1973.

11.   "Detailed Assessment Report, 1-470," Colorado  Division of Highways,
     September 1976.

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                                   460
12.   "North-South Rapid Transit Project,  A Synopsis of the Project and
     Supplement to the Draft Environmental Impact Analysis of December,
     1975," Regional  Transportation District,  March 1976.

13.   "Transit Network Analysis, Summary Report," System Management Contrac-
     tor, Prepared for the Regional Transportation District, 24 June 1975.

14.   Letter to John Crowley, Chairman of the Regional  Transportation District,
     from Robert Patricelli, Administrator of  the Urban Mass Transportation
     Authority, communicating the UMTA funding decision on the RTD-proposed
     light-rail rapid transit system, dated 29 June 1976.

15.   "Air Pollution Control  Act, 1970," State  of Colorado, Published by the
     Air Pollution Control Division, Colorado  Department of Health, 1975.

16.   "Report to the Public,  1976, "Air Pollution Control Commission, Colorado
     Department of Health, 1976.

17.   "Appraisal of the DRCOG Policy Population Forecast," Denver Regional
     Council of Governments, August 1975.

18.   "Policy Population Forecast, Subarea Population Allocation," Denver
     Regional Council of Governments, August 1976.

19.   "Transportation System Report," Denver Regional Council of Governments,
     Joint Planning Program, 11 June 1973.

20.   "Development, Calibration, and Documentation of the Second Generation
     Transportation Models," Denver Regional Council of Governments and the
     Colorado Division of Highways, Joint Regional Planning Program,
     February 1975.

21.   "Transit Network Analysis Summary Report," System Management Contractor,
     Prepared for the Regional Transportation  District, 24 June 1973.

22.   "Development, Calibration, and Documentation of the Second Generation
     Transportation Models," Denver Regional Council of Governments, Joint
     Regional Planning Program, February 1975.

23.   Letter to J. William Geise, Jr., Chief of the Environmental Evaluation
     Branch, U.S. Environmental Protection Agency, Region VIII, from David
     Pampu, Assistant Director for Planning, Denver Regional Council of
     Governments, communicating the differences between the 2nd and 3rd
     generation transportation models, dated 16 November 1976.

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1. REPORT NO. [2 	 " 	
EPA-908/1 -77-002
4. TITLE AND SUBTITLE
Air Quality in the Denver Metropolitan Region 1974-2000
7. AUTHOR(S)
G. E. Anderson, S. R. Hayes, M. J. Hillyer, J. P. Kill us,
and P. V. Mundkur
9. PERFORMING ORGANIZATION NAME AND ADDRESS
Systems Applications, Incorporated
950 Northgate Drive
San Rafael, California 94903
12. SPONSORING AGENCY NAME AND ADDRESS
Environmental Protection Agency, Region VIII
1860 Lincoln Street
Denver, Colorado 80203
3. RECIPIENT'S ACCESSION-NO.
5. REPORT DATE
May 1977
6. PERFORMING ORGANIZATION CODE
8. PERFORMING ORGANIZATION REPORT NO.
EF77-222
10. PROGRAM ELEMENT NO.
11. CONTRACT/GRANT NO.
68-01-4341
13. TYPE Of REPORT AND PERIOD COVERED
Final Report: 10/76 - 4/77
14. SPONSORING AGENCY CODE
                                   TECHNICAL REPORT DATA
                            (Please read Inuructions on the reverse before completing)
15. SUPPLEMENTARY NOTES
16. ABSTRACT
 This report describes an air  quality  analysis for the Denver metropolitan region  for  the
 years 1976, 1985, and 2000.   The  analysis was carried out to provide background informa-
 tion as to the environmental  impact of the urban growth that might be associated  with
 the availability of new wastewater treatment facilities.  Generally improving air qual-
 ity is forecast, although  exceedances of some air quality standards are projected.
 These results are based on physico-chemical  computer simulations, using pollutant
 emissions forecasts.

 Projections of photochemical  oxidant  concentrations, exposures, and dosages were
 obtained with the Denver Air  Quality  Model.   DAQM, developed during this program, is
 based on previous Systems  Applications,  Inc.  (SAI) photochemical models.  A validation
 study -showed that DAQM, without calibration,  does not consistently under- or over-
 predict peak oxidant concentrations.   At least 80 percent of the predictions were
 within a factor of two of  the observations.   Air quality projections were found to  be
 negligibly affected by major  changes  in  projected land use and less than proportionately
 affected by large changes  in  atmospheric dispersion.

 Measures proposed to mitigate adverse air quality were examined.  The only measure
 identified as having significant  mitigation  potential was the control of vehicle  emis-
 sion factors.  The effects of that  measure were found to be large, complex, and not
 predictable by simple methods.	
17.
                                KEY WORDS AND DOCUMENT ANALYSIS
1. DESCRIPTORS

18. DISTRIBUTION STATEMENT
Release to Public
b.lDENTIFIERS/OPEN ENDED TERMS

Unclassified
20. SECURITY CLASS (This page)
Unclassified
c. COSATI Field/Group

21. NO. OF PAGES
460
22. PRICE
EPA Form 2220-1 (9-73)
                                                   *U.S. Government Printing Office: 1977-780-080/267 Region 8

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