EPA-600/4-76-042
August 1976
Environmental Monitoring Series
                     THE "GAUSSIAN-PLUME" MODEL
                      WITH LIMITED  VERTICAL MIXING
                                    Environmental Sciences Research Laboratory
                                         Office of Research and Development
                                        U.S. Environmental Protection Agency
                                  Research Triangle Park, North Carolina 27711

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                RESEARCH REPORTING SERIES

Research reports of the Office of Research and Development, U.S. Environmental
Protection Agency,  have been grouped into five  series.  These five  broad
categories were established to facilitate further development and application of
environmental technology. Elimination of traditional  grouping was consciously
planned to foster technology transfer and a maximum interface in related  fields.
The five series are:

     1.    Environmental Health Effects Research
     2.    Environmental Protection Technology
     3.    Ecological Research
     4.    Environmental Monitoring
     5.    Socioeconomic  Environmental Studies

This report has been assigned to the ENVIRONMENTAL MONITORING series.
This series describes research conducted to develop new or improved methods
and  instrumentation  for the identification and quantification of environmental
pollutants at the lowest conceivably significant concentrations.  It also includes
studies to determine  the ambient concentrations of pollutants in the environment
and/or the variance of pollutants as  a function of time or meteorological factors.
This document is available to the public through the National Technical Informa-
tion Service, Springfield. Virginia 22161.

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                                                EPA-600/4-76-042
                                                August 1976
THE "GAUSSIAN-PLUME" MODEL WITH LIMITED VERTICAL MIXING
                  F. Pasquill, D.Sc
                 Visiting Scientist
         Meteorology and Assessment Division
      Environmental Sciences Research Laboratory
     Research Triangle Park, North Carolina 27711
        U. S. ENVIRONMENTAL PROTECTION AGENCY
         OFFICE OF RESEARCH AND DEVELOPMENT
     ENVIRONMENTAL SCIENCES RESEARCH LABORATORY
    RESEARCH TRIANGLE PARK, NORTH CAROLINA 27711

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                                 DISCLAIMER
    This report has been reviewed by the Environmental Sciences Research
Laboratory, U.S. Environmental Protection Agency, and approved for publication.
Approval does not signify that the contents necessarily reflect the views and
policies of the U.S. Environmental Protection Agency, nor does mention of trade
names or commerical products constitute endorsement or recommendation for use.

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                                   PREFACE
     Restriction of the vertical  spread of pollution plumes,  as  when the
atmospheric surface mixing-layer is of limited depth, is  an important effect
that must be quantitatively estimated in air quality modeling.   On a recent
visit to the U.S.A., Dr. F. Pasquill  kindly agreed to document  some
considerations of this question in relation to the practical  application of
"Gaussian-plume" modeling, thus extending the discussion  in his  recent book
Atmospheric Diffusion.  The publication of this material  as an  EPA report
is made in the interests of wide dissemination of the information to air
quality modelers.
Research Triangle Park,            Kenneth L.  Calder
North Carolina                     Chief Scientist
July 1976                          Meteorology and Assessment Division
                                   Environmental  Sciences Research Laboratory
                                     m

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                                   ABSTRACT
     Application of the "Gaussian"plume"  model  for atmospheric  dispersion
from an elevated source in a mixing  layer of limited  depth  normally  involves
consideration of multiple reflections  of  the plume between  the  upper and
lower boundaries.  The present analysis considers  some  simple approximation
formulae that should be useful  in practical  applications.
                                       iv

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                                 SECTION 1
                               INTRODUCTION

     In the use of the "Gaussian Plume Model" an important requirement is to
make satisfactory allowance for the limiting of vertical  spread by an ele-
vated stable layer in the atmosphere.  Physically it is to be expected that
in the simple case of a mixing layer of constant depth the vertical  distri-
bution downwind of a source will ultimately be uniform, though of course
there will continue to be a variation of concentration acrosswind.  On the
other hand, for a source at relatively low level, there will  be some distance
downwind within which the upper boundary of the mixed layer has no limiting
effect on the vertical spread and, given the dispersion parameter o , the
progress of vertical spread may then be treated as if the upper boundary did
not exist.  Between these two relatively simple regimes the vertical distri-
bution will have a complex form.  The present interest is to review briefly
(in the context of the Gaussian Plume Model) the estimation of the limits of
this intermediate regime and the procedure for evaluating ground-level con-
centration within it.

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                                SECTION 2
           SOME ESSENTIAL POINTS IN THE HISTORY OF THE PROBLEM

(a)  In the British Meteorological Office system of dispersion estimates (1)
a simple and somewhat intuitive rule was suggested, in which the prescribed
vertical spread was used until the effective "total" spread (as represented
by 2.15 az) became equal to the depth of mixing h', at some distance down-
wind d,.  It was then assumed that at distance 2d, the stage of uniform
vertical distribution would be reached, the concentration thereafter being
given by substituting in the Gaussian plume formula a constant vertical spread
in accordance with

               2.15cz «  2h'  ( or to be exact  V.715h' )                 (1)

Having derived concentrations for distances d, and 2d, the concentration-
distance graph over the Intermediate distances was completed by interpolation.

(b)  The procedure in (a) was offered as a simple way of representing the
essential consequence of multiple reflections of a plume between upper and
lower boundaries.  A complete expression for these multiple reflections, in
which the effect of the upper boundary is represented in exactly the same
way as is the ground 1n the familiar treatment of the elevated source without
limitation of upward vertical spread, was given by Bierly and Hewson (2).  Their
equation is reproduced in the Turner Workbook (3) [Eq. (5.8)., p. 36 therein].

(c)  A compact form of the multiple-reflection equation, for the special
case of the ground-!eve! concentration, has been stated by the writer (4) in
the context of "box models".  For the crosswind integrated concentration
(CWID) from a continuous point source (formally equivalent to the concentration
from an infinite line source acrosswind) the ground-level value is given by
the series expression
                                      2

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                     (2/ir)* (Q/uaz) £ exp  -(^/2a^)                    (2)

where Zp = H ± 2nh', with n = 0,1,2 ... ,  H the height of the source and Q
the source strength (per unit time for a point source or per unit time and
unit length in the case of a line source).   In the further discussion the
infinite line source form will be adopted,  the foregoing expression then
being the magnitude of the ground-level concentration C(x,0).  For a point
source the concentration C(x,y,0) is given  by

              C(x,y,0)/C(x,0)  =  (2Tr)-% ay-% exp  -(y*/2o2)              (3)

In the absence of an upper boundary to the  mixed layer the series at (2)
becomes, with n = 0

                C(x,0)  =  (2/10* (Q/uo2)  exp  -(H2/2a*)                  (4)

which with Eq. (3) gives the well-known form for an elevated point source
with no limitation 1n vertical spread.  Consecutive reflections from an
upper boundary at h' are represented by n  = 1,2,3 etc.  Bierly and Hewson's
more extensive expression [for  C(x,0,z)]  is easily seen to reduce to the
expression at (2) above on setting z to zero, and applying (3) with y = 0.

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                                 SECTION 3
              EVALUATION OF THE MULTIPLE-REFLECTION EQUATION

     It is convenient to normalize the concentration C(x,0) in the reflection
case, in terms of the ultimate constant value

                             C(-,0)  =  Q/uh'                             (5)

and to write the dimenstonless form

             C(x,0)uh'/Q  =  (2/ir)1* (h'/02)^  exp  -(Zjj/20!;)            (6)

which may"be evaluated in terms of a /h1 and H/h1.  The number of terms
required to give adequate convergence of the series increases with the magni-
tude of oz/h', but experience with the calculation soon shows that the constar
magnitude C(«,0) is very closely approximated, for all H/h1 between 0 and 1,
at the stage a /h1 = 1.0 and then requires terms up to n = 1 or 2 only.  In
Table 1  values of the dimensionless concentration are given for intervals of
0.1 in H/h1 and for azh' ranging from 0.01 to 1.4, values very much less than
unity being omitted as of no practical importance.

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                                  SECTION 4
               THE UPPER LIMIT OF o_/h'  FOR WHICH Eq.(4)  IS AN
                      ADEQUATE APPROXIMATION TO Eq.(6)

     The form appropriate to unlimited upward spread,  Eq.(4),  Is  of course
the n = 0 term of Eq.(6).  Table 2 shows the fractional contribution of this
term to the total and so represents the fraction of the correct Eq.(6)  value
provided by Eq.(4).  Note the rapid decrease to 0.5 (actually  0.49 for
a /h1 = 1.0) as H/h1  approaches 1.0, which is associated  with  the n = 0 and
-1 terms approaching  equality and together representing the total effect
(except for c /h1 = 1.0, at which stage the n +1 and -2 terms  are just
becoming effective, representing a fractional contribution of  0.02). The
range for adequate approximation from Eq.(4) depends on the magnitude of
H/h1 and for example  the practical limit of o /h1 = 0.47, as adopted in the
rule summarized in (a) of Section 2, 1s obviously acceptable for  H/h1 up to
say 0.7.  The latter  magnitude of H/h1 may encompass most of the  cases  of
practical interest, but there may be interest in plumes rising to near  the
top of the mixed layer, for which the full form of Eq.(6) is required below
a limit in o /h1 smaller than 0.47.

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                                 SECTION 5
              THE LOWER LIMIT OF oz/h'  FOR WHICH Eq.(5)  IS AN
                     ADEQUATE APPROXIMATION TO Eq.(6)

     It has already been noted that the "uniform vertical  distribution"  form
becomes a close approximation when a /h1 1s near unity.   It 1s  indeed within
1.4% when az/h' is 1.0 and the discrepancy decreases rapidly as oz/h'
Increases.  Even for a /h' as low as 0.8 the discrepancy is at  most 8.5%,
depending on the magnitude of H/h'.  In relation to the  working rule recalled
in (a) of Section 2, note that the distance limit (2d,)  specified  there  is
twice the distance at which a /h1  = 0.47 and accordingly corresponds to

                 .'a /h1  =  0.47 x 2s     if     az -  xs

the latter power law form being expected at least over modest ranges
of x (e.g. see Ref. 4 p. 375).  Thus the corresponding limit in a  /h1 is
0.8 say when the exponent  s  is about  0.8, which is an  expected value in
near-neutral conditions.  For unstable  (or stable) conditions  s  is expected
to be larger (or smaller).  It appears  therefore that  the old rule is
reasonably satisfactory except perhaps  in stable conditions.  Even then,
with  s = 0.58 (as estimated for stability category F, see Ref. 4  p. 375)
the discrepancy is at most 15 - 20%, for H/h'  near zero  or unity,  and decreases
as H/h1 approaches 0.5 and, of course,  as distance is  increased beyond 2d,.

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                                  SECTION 6
                    THE INTERMEDIATE RANGE NOT ADEQUATELY
                    REPRESENTED BY EITHER Eq.(4) OR Eq.(5)

     The data in Table 1 may be used to Interpolate, graphically if needs  be,
for the normalized concentration at values of o /h' intermediate between the
limits specified in 4. and 5. above.  Alternatively a power-law fit to Eq.(6)
between these limits of cz/h' may be adopted, and applied in practice by
taking a linear interpolation in the concentration-distance graph between  the
corresponding limits of distance, as in the rule (a) of Section 2.   This
equivalence in the a /h1 and "distance" representations is assured  if a is
a simple power function of x, as we expect at any rate over modest  ranges
of x, and the range involved here is very small in practical terms  (i.e. about
•2:1).  The question remaining at issue is the choice of optimum values of  the
limits in a /h'.  To be precise these depend on the magnitude of H/h1 but  for
a single rule-encompassing the magnitudes 0 < H/h' <_0.7 the best compromise
would appear to be

                       Eq.(4)     0  <  a,/h1 <  0.5
                                         z
                       Eq.(5)           a,/h1 >  0.85
                                         i    """
                       Linear interpolation of log C v. log x for the
                          distances corresponding to 0.5 < a /h1 <  0.85

The basis for this procedure is evident in Fig. 1 where for a representative
selection of H/h1 the normalized concentration is shown plotted against a  /h'
on a log-log basis.  In the linear interpolations shown between the above
limits of a /h1 the greatest discrepancy in relation to the correct curve
is in the case of H/h' =0.7 and is then only about 6%.  These limits for  the
interpolation procedure are very similar to those implied in the old rule,
namely oz/h' = 0.47 and (in near-neutral conditions) about 0.8 (but greater

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or less in unstable or stable flow).

     It is emphasized that the foregoing procedure  is  advocated  only  for
H/h' <_Q.7.  For H/h' = 1.0 it is evident from the  data  in  Section  4.  and
Table 2 that the following applies,  exactly for small  values of  oz/h'  and
with a discrepancy of only 2% at 0z/h'  = 1.0

         C(x,0)  =  twice the value  given by Eq.(4)  0 <.az/h'  1.0

     For values of H/h1 between 0.7  and 1.0 there would  appear to be  no
alternative to the use of values as  in  Table 1,  preferably  with  smaller
intervals in H/h1 especially for az/h'  < 0.5.

     Finally it may be recalled that the specially  sudden transition  between
the regimes in accordance with Eq.(4) and (5)  for H/h1 = 0  has already been
noted in a recent review of the procedure of the Turner  Workbook.   There
(I.e. in Section 3(d)(111) of Ref.  5) a new procedure  was recommended which
amounts to
Eq.(4)
Eq.(5)
az/h'
cz/h'
<_ 0.8
> 0.8
The maximum discrepancy from Eq.(6)  is at a /h1  =0.8 and  there  amounts  to
8.5%.
                                      8

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                                 REFERENCES

(1)  Pasquill, F.  (1961).   The estimation  of the  dispersion of wlndborne
     material, Met.  Mag.,  90,33.
(2)  Blerly, E.W.  and Hewson,  E.W.,  Some restrictive meteorological  conditions
     to be considered 1n the design  of stacks,  J. Appl.  Met., 1,3,383-390.
(3)  Turner, D.B.  (1970 revised).  Workbook of  atmospheric dispersion estimates,
     U.S.D.H.E.W., Environmental  Health Service.
(4)  Pasquill, F.  (1974).   Atmospheric Diffusion, 2nd.  Edn., John Wiley & Sons,
     New York.
(5)  Pasquill, F., (1976).   Atmospheric dispersion  parameters in Gaussian plume*
     modelling, Pt.  II, Possible  requirements for change in the Turner Work-
     book values.   Environmental  Protection Agency  ESRL-RTP-058 Series No. 4 -
     Environmental Monitoring.

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                                       TABLE 1
                     NORMALIZED CONCENTRATION ACCORDING  TO  Eq.(6)

The entries are C(x,0)uh'/Q»  I.e.  ground-level  concentration  normalized with
reference to the "uniform vertical  distribution value" Q/uh1,  for  an  infinite
crosswind line source of strength  Q per unit length  and  time  at  height  H  with
in a mixed layer of constant  depth  h'   and with a constant wind speed  u   .
H/h'+.
oz/h'
0.01
0.02
0.03
0.04
0.05
0.06
0.08
0.10
0.2
0.3
0.4
0.5
0.6
0.8
1.0
1.2
1.4
0
79.79
9.89
26.60
19.95
15.96
13.30
9.97
7.979
3.989
2.660
1.995
1.597
1.340
1.085
1.014
1.002
1.000
. 0.1

1.487
(-4)
1.028
0.877
2. 159
3.317
4.566
4.839
3.520
2.516
1.933
1.566
1.323
1.081
1.014
1.002
1.000
. 0.2




5.35
(-3)
5.14
(-2)
0.438
1.080
2.420
2.130
1.760
1.476
1.274
1.069
1.012
1.001
1.000
. 0.3 .






8.83
(-3)
8.86
(-2)
1.295
1.613
1.506
1.338
1.198
1.050
1.008
1.001
1.000
0.4 .







2.677
(-3)
0.540
1.093
1.211
1.168
1.103
1.026
1.004
1.001
1.000
0.5 .







2.974
(-5)
1.753
(-D
0.663
0.915
0.986
0.998
1.000
1.000
1.000
1.000
0.6 .







1.215
(-7)
4.43
(-2)
0.360
0.652
0.808
0.894
0.974
0.996
0.999
1.000
0.7 .








8.74
(-3)
1.750
0.442
0.653
0.801
0.950
0.991
0.999
1.000
0.8 .








1.336
(-3)
7.69
(-2)
0.292
0.533
0.727
0.931
0.988
0.999
1.000
0.9 .








1.599
(-4)
3.274
(-2)
2.042
(-1)
0.458
0.679
0.919
0.986
0.998
1.000
1.0








2.974
(-5)
2.059
(-2)
1.753
(-1)
0.432
0.663
0.915
0.986
0.998
1.000
Figures in parentheses are exponents (of 10)  and refer to  the  number above.
                                         10

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                                       TABLE 2



              THE FRACTIONAL CONTRIBUTION OF THE  n = 0  TERM  IN  Eq.(6)





H/h'-*-.  0   .  0.1 .  0.2 .  0.3  .  0.4  .  0.5  .  0.6  .  0.7  .  0.8  .  0.9  .   1.0
o /h1
o!3
0.4
0.5
0.6
0.8
1.0
1.00
1.00
1.00
0.99
0.92
0.79
1.00
1.00
1.00
0.99
0.92
0.78
1.00
1.00
1.00
0.99
0.90
0.77
1.00
1.00
1.00
0.98
0.89
0.76
1.00
1.00
0.99
0.98
0.86
0.73
1.00
1.00
0.98
0.94
0.82
0.70
1.00
0.99
0.96
0.90
0.77
0.67
1.00
0.98
0.92
0.84
0.72
0.63
0.99
0.92
0.83
0.75
0.65
0.59
0.90
0.78
0.69
0.64
0.58
0.54
0.50
0.50
0.50
0.50
0.50
0.49
                                        11

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Normali zed
  Cone.
Normalized
  Cone.
(C.4)
                                               1.0
                                               0.5  f
                                                                Full  lines are from
                                                                Eq.(6).  Values of H/h1
                                                                are in parentheses
       Fig. 1.  Plots of normalized concentration according  to  Eq.  (6), demon-
                strating adequacy of linear interpolation  between
                o,/h' = 0.5 and 0.85
                                              12

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                                   TECHNICAL REPORT DATA
                            (Please read Instructions on the reverse before completing)
1. REPORT NO.
  EPA-600/4-76-042
                                                            3. RECIPIENT'S ACCESSION-NO.
4. TITLE AND SUBTITLE

   THE  "GAUSSIAN-PLUME"
   MIXING
MODEL WITH  LIMITED VERTICAL
5. REPORT DATE
  August 1976
                                   6. PERFORMING ORGANIZATION CODE
7. AUTHOR(S)
                                                            8. PERFORMING ORGANIZATION REPORT NO.
   F.  Pasquill
9. PERFORMING ORGANIZATION .NAME AND ADDRESS

   Meteorology and Assessment Division
   Environmental Sciences  Research Laboratory
   Research Triangle  Park,  North Carolina  27711
                                                            10. PROGRAM ELEMENT NO.
                                     1AA009
                                   11. CONTRACT/GRANT NO.
   SPONSORING AGENCY NAME AND ADDRESS
    Environmental Sciences  Research Laboratory
    Office of Research and  Development
    U.S.  Environmental Protection Agency
    Research Triangle  Park, North Carolina  27711
                                   13. TYPE OF REPORT AND PERIOD COVERED
                                     Final    4/76 -  5/76	
                                   14. SPONSORING AGENCY CODE
                                     EPA-ORD
15. SUPPLEMENTARY NOTES
    Report prepared by  Visiting Scientist
16. ABSTRACT
         Application  of the "Gaussian-plume" model for atmospheric dispersion  from
    an elevated source  in a mixing layer  of limited depth  normally involves
    consideration of  multiple reflections of the plume between the upper  and  lower
    boundaries.  The  present analysis  considers some simple approximation formulae
    that should be  useful in practical  applications.
17.
                                KEY WORDS AND DOCUMENT ANALYSIS
                  DESCRIPTORS
                                               b.IDENTIFIERS/OPEN ENDED TERMS
                                                c.  COSATI Field/Group
      Air pollution
    * Atmospheric diffusion
    * Wind  (meteorology)
    * Plumes
    * Mathematical  models
                        Gaussian  plume
                   13B
                   04A
                   04B
                   21B
                   12A
13. DISTRIBUTION STATEMENT

           RELEASE TO PUBLIC
                     19. SECURITY CLASS (This Report)

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              21. NO. OF PAGES

                 17
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                                                     UNCLASSIFIED
                                                                          22. PRICE
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