United States
Environmental Protection
Agency
Office of Air Quality
Planning and Standards
Research Triangle Park NC 27711
EPA-450/4-83-010
March 1983
,Air
            11.2,
Fugitive Dust
Sources

An AP-42 Update Of
Open Source Fugitive
Dust Emissions

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                                EPA-450/4-83-010
     Section 11.2,  Fugitive
           Dust Sources

   An AP-42 Update Of Open
Source Fugitive  Dust Emissions
                    By

             Midwest Research Institute
               Kansas City, Missouri
              Contract No. 68-02-3177
           EPA Project Officer: Frank M. Noonan
                 Prepared For

        U.S. ENVIRONMENTAL PROTECTION AGENCY
            Office of Air, Noise and Radiation
         Office of Air Quality Planning and Standards
            Research Triangle Park, NC 27711

                 March 1983

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This report has  been  reviewed by the Office  of  Air Quality Planning and
Standards, U.S.  Environmental Protection Agency, and approved for publica-
tion as received  from  Midwest Research Institute,  Kansas City, Missouri.
Approval does  not  signify  that  the contents necessarily reflect the views
and policies of the U.S.  Environmental  Protection Agency, neither does men-
tion of trade names or commercial products  constitute endorsement or recom-
mendation for use.

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                                 CONTENTS
3.0
4.0
5.0
     3.2
Candidate
     4.1
     4.2
     4.3
Introduction	
Methodology for Identification of Candidate Emission Factors.
     2.1  Literature search 	
     2.2  Screening criteria	
     2.3  Final selection 	
Emission Factor Quality Rating Scheme 	
     3.1  Rating of test data 	
          Rating of emission factors	
          Emission Factors	
          Section 11.2.1 - Unpaved Roads	
          Section 11.2.2 - Agricultural  Tilling 	
          Section 11.2.3 - Aggregate Storage Piles and
            Materials Handling	
          Section 11.2.5 - Paved Roads	
         Factors Recommended for AP-42	
          Criteria for recommendations	
          Recommendations 	
          Emission factor applicability 	
     4.4
Emission
     5.1
     5.2
     5.3
References
 1
 3
 3
 3
 3
 5
 5
 5
 9
 9
13

16
19
21
21
21
30

34
                                    111

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                             1.0  INTRODUCTION
     In assessment and  control  of air pollution, there is a critical need
for reliable and consistent data on the quantity and characteristics of emis-
sions from  the  numerous  sources  that  contribute  to  the problem.  The  large
number of  individual  sources  and the diversity  of  source types make  con-
ducting field measurements  of emissions impractical source by source, at
each point  of  release.   The only feasible method of determining pollutant
emissions for a given community or area is to make general  emission esti-
mates typical of each of the source types.

     Calculation of the estimated emission rate for a given source requires
data on source extent, uncontrolled emission factor and control  efficiency.
The mathematical expression for this calculation is as follows:

          R = Me (1 - c)                                              (1)

where     R = mass emission rate

          M = source  extent

          e = uncontrolled emission factor, i.e., rate of uncontrolled
                emissions per unit of source extent

          c = fractional efficiency of control

The  emission  factor  is  an  estimate  of the  rate  at which a pollutant  is re-
leased to the atmosphere divided by the level of source activity.

     The document  "Compilation  of Air Pollutant  Emission  Factors"  (AP-42),
published  by  the  U.S. Environmental  Protection  Agency  (EPA) since  1972,  is
a  compilation  of  emission  factor reports for  the most  significant  emission
source categories.   Supplements  to  AP-42 have been published for both new
emission source categories  and  for  updating  existing  emission source  cate-
gories, as  more information  about sources  and control  of  emissions  has be-
come available.

     Because the national effort to control industrial sources of pollution
has  focused on  discharge from stacks,  ducts  or  flues,  most  of the  emission
factors reported  in  AP-42  apply  to  ducted  emission  sources.  Recently how-
ever,  evidence  has mounted  which indicates  that  fugitive  (nonducted)  emis-
sions  contribute  substantially  to the impact of industrial operations and
in some industries may be greater than the stack emissions.  This points to
the  need for emission factors which are applicable to fugitive emissions.

     Industrial sources  of  fugitive particulate emissions  may be  divided
into two classes—process  sources and open dust sources.   Process sources
are  fully or partially enclosed operations that  alter the chemical or phys-
ical properties of a  feed material.   Examples of process sources are  crush-
ers, sintering  machines, and metallurgical furnaces.  Open dust sources are
those  that  entail  generation  of  emissions  of solid  particles by  the  forces

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of wind and machinery  acting on exposed materials.   Open dust sources in-
clude open transport,  storage  and transfer of raw  intermediate and waste
aggregate materials.

     Emission factors  for sources of primary  particulate emissions  have
been compiled  in  AP-42.   However, only a  small  portion of these values
apply to  either process  fugitive emissions or open dust sources.   Section
11.2 of  AP-42 currently provides open  dust  source  emission factors  for
paved and  unpaved roads,  agricultural tilling, aggregate  storage piles and
heavy construction operations.

     Because of the recognized importance of open dust sources, largely de-
termined from recent receptor-oriented investigations of source culpability,
the rate of test data accumulation for these sources has increased substan-
tially.   For this  reason most of the emission factors reported in AP-42 for
open dust sources  are in serious need of updating.

     The purpose of  this  report is  to present background information in
support of a revised AP-42 Section 11.2, Fugitive Dust Sources, incorporat-
ing emission  factors  for  open  dust  sources.   This  report  is organized by
section as follows:

     Section 2 - Methodology for identification of candidate emission factors

     Section 3 - Emission factor quality rating scheme.

     Section 4 - Candidate emission  factors.

     Section 5 - Emission factors recommended for AP-42.

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                    2.0  METHODOLOGY FOR IDENTIFICATION
                       OF CANDIDATE EMISSION FACTORS
2.1  Literature Search

     The first  step  in the identification of  candidate  open dust source
emission factors for Section 11.2 was a search of the published literature.
The literature  search  was begun by a  review of  MRI's  in-house  library  of
documents relating to  fugitive  dust emissions  and emission  factor  develop-
ment.   A supplemental computerized literature search was performed to verify
that all pertinent documentation was indeed maintained at MRI.   The search,
performed by EPA Library Services, examined Chemical Abstracts, Engineering
Index,  Environmental Abstracts,  and National Technical Information Service
files.

2.2  Screening Criteria

     In order  to  reduce the amount of  literature which  dealt in some way
with fugitive  dust emissions  in the iron  and  steel  industry to a final
group  of  references  pertinent to  this  update,  five criteria were used:

     1.   The  information  in  the reference document must deal  with actual
          emission factor  development.   Many  documents  discuss emission
          factors but do not derive them.

     2.   Source  testing  must be  part of the  referenced study.   Some
          reports develop emission factors by applying assumptions to exis-
          ting factors.

     3.   The  referenced  study  must  deal  with open dust source emissions.
          Process  fugitive emissions  such  as  crushing,  screening,  and
          grinding are not pertinent to this investigation.

     4.   The  document  must  constitute the original source  of  test data.
          For  example,  a  convention or  symposium paper was  not  included  if
          the  original  study was  already contained  in a  previous document.

     5.   The  results  of  the  referenced study  must  not be presently incor-
          porated in AP-42.  The  purpose of this study is to recommend  up-
          dating AP-42  with  research  results  not previously contained  in
          AP-42.  If possible,  however,  new test data are  to be combined
          with previous data  (used to  develop the  current  AP-42 emission
          factor) in deriving an updated emission factor.

2.3  Final  Selection

     A  final  set  of  reference materials was collected after scrutinizing
all possible  reports,  documents, and  information with  the  four criteria
stated  above.   Table 1  lists the  final  set of  primary  reference documents.
This set of documents will be reviewed with the  criteria stated in Section 3
to determine the candidate emission factors listed in Section 4.

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                  TABLE 1.   PRIMARY LIST OF TEST REPORTS
1.    G.  Jutze and  K.  Axetell,  Investigation of Fugitive Dust, Volume I -
     Sources, Emissions,  and Control,  EPA-450/3-74-036-a, U.S. Environmental
     Protection Agency, Research Triangle Park, North Carolina, June  1974.

2.    R.  J. Dyck and  J.  J.  Stukel,  "Fugitive Dust Emissions from Trucks on
     Unpaved Roads,"  Environmental  Science and Technology. 10(10): 1046-1048,
     October 1976.

3.    R.   Bonn,  et  al..  Fugitive Emissions from Integrated Iron and Steel
     Plants, EPA-600/2-78-050,  U.S.  Environmental  Protection Agency,  Re-
     search Triangle Park,  North Carolina, March 1978.

4.    R.  0. McCaldin  and  K.  J.  Heidel, "Particulate Emissions from Vehicle
     Travel  over Unpaved Roads," presented  at the 71st  Annual Meeting  of
     the  Air Pollution Control Association,  Houston,  Texas, June 1978.

5.    C.  Cowherd,  et al.,  Iron and Steel  Plant Open Source Fugitive Emission
     Evaluation,  EPA-600/2-79-103,  U.S.  Environmental  Protection Agency,
     Research Triangle Park, North  Carolina, May 1979.

6.    T.   A.   Cuscino,  Jr.,  et al. ,  The Role of Agricultural  Practices  in
     Fugitive Dust Emissions, California Air  Resources  Board, Sacramento,
     California,  June 1981.

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               3.0  EMISSION FACTOR QUALITY RATING SCHEME


     In selecting candidate  open dust sources emission factors for inclu-
sion in AP-42, the principal consideration  centered around the reliability
of each factor being considered in relation to the reliability factors cur-
rently reported  in AP-42 for the same source.  This section describes the
emission factor  quality  rating  scheme  used  in this study.  It  is a refine-
ment of the  revised  rating model developed by EPA for AP-42 emission fac-
tors, as described  in  Reference 8.   The scheme entails the rating of test
data quality  followed  by the rating of the emission  factor(s) developed
from that test data.

3.1  Rating of Test Data

     Test data  that were  developed  from  well documented, sound method-
ologies were  assigned  an A rating.   Data generated by a  methodology that
was  generally sound  but  either  did not meet a minimum test system require-
ment or lacked  enough  detail for adequate  validation received a B rating.

     In evaluating whether an  upwind-downwind sampling strategy qualified
as a sound methodology,  the following minimum test system requirements were
used.  At least  five particulate measuring  devices must be operated during
a  test, with  one device  located upwind and  the others located  at two down-
wind and three  crosswind distances.   The requirements of measurements at
crosswind distances  is waived  for the  case  of line sources.  Also wind di-
rection and speed must be  recorded concurrently on-site.

     The minimum requirements  for a sound  exposure profiling program were
the  following.   A vertical line grid of at  least three samplers is suffici-
ent  for measurement  of emissions from  line  or moving point sources while a
two-dimensional   array  of at least five samplers is required for quantifi-
cation of fixed  virtual  point  source  emissions.   At least one upwind sam-
pler must be  operated  to  measure background  concentration, and wind speed
must be measured concurrently on-site.

     Neither  the upwind-downwind nor the exposure profiling method can be
expected to  produce  A-rated emissions data  when  applied  to  large, poorly
defined area  sources,  or under  very light and variable wind flow conditions.
In these situations, data  ratings based on  degree of compliance with mini-
mum  test system  requirements were reduced one letter.

3.2  Rating of Emission  Factors

     After the test data supporting a  particular single-valued emission fac-
tor were evaluated, the  criteria  presented  in Table 2 were used to assign a
quality rating to the  resulting emission factor.   These criteria were devel-
oped to provide  objective  definition for:    (a) industry representativeness;
and  (b) levels  of  variability  within  the  data set for the source  category.
The  rating  system  obviously does not  include estimates of statistical con-
fidence, nor  does it reflect the  expected accuracy of fugitive dust emission

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factors relative to conventional  stack emission factors.   It does however
serve as a useful  tool  for evaluation of the quality of a given set of emis-
sion factors relative  to the entire available fugitive dust emission factor
data base.
    TABLE 2.   QUALITY RATING SCHEME FOR SINGLE-VALUED EMISSION FACTORS
Code
1
2
3
4
5
6
7
8
9
No. of
test sites
> 3
> 3
2
2
-
-
1
1
1
No. of Total
tests No. of
per site tests
> 3
> 3
> 2 > 5
> 2 > 5
> 3
> 3
2 2
2 2
1 1
Test data
variability
< F2
> F2
< F2
> F2
< F2
> F2
< F2
> F2
-
Adjustment
for EF.
rating
0
-1
-1
-2
-2
-3
-3
-4
-4
   Data spread in relation to central  value.   F2 denotes factor of two.

   Difference between emission factor rating and test data rating.
     Minimum industry representativeness  is  defined  in terms of number of
test sites and number of tests per site.  These criteria were derived  from
two principles:

     1.   Traditionally, three tests  of a source represent the minimum re-
quirement for reliable quantification.

     2.   More than  two  plant sites are needed to provide minimum industry
representativeness.

     The level  of variability within an emission factor data set was defined
in terms of  the  spread  of the original emission factor data values about
the mean or median single-valued factor for the source category.  The fairly
rigorous criterion  that all  data points must  lie within a factor of two  of

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the central value was adopted.  It is recognized that this criterion is not
insensitive to sample size in that for a sufficiently large test series, at
least one  value  may be expected to fall outside the factor-of-two limits.
However, this is not considered to be a problem because most of the current
single-valued factors  for fugitive dust sources are  based on relatively
small sample sizes.

     Development of  quality  ratings  for emission factor equations also  re-
quired  consideration of data representativeness and variability, as in  the
case of  single-valued  emission  factors.  However, the criteria used to  as-
sign ratings  (Table  3) were  different,  reflecting the more sophisticated
model being  used to represent the test data.   As a general principle,  the
quality rating for a given equation should lie between the test data rating
and  the rating  assigned  to  the corresponding  single-valued  factor.   The
following criteria were established for an emission factor equation to  have
the same rating  as the supporting test data:

     1.    At least three test sites and three tests per site,  plus an  addi-
          tional three tests for  each independent parameter  in the equa-
          tion.

     2.    Quantitative indication that a significant portion of the emission
          factor variation is attributable to  the independent parameter(s)
          in the equation.

     Loss  of  quality rating  in  the translation of test data to an emission
factor  equation  occurs when  these criteria are not met.   In practice,  the
first criterion  was  far  more influential  than the second one in  rating an
emission factor  equation,  because development of an equation implies that a
substantial portion  of the emission  factor variaton is attributable to  the
independent parameter(s).   As indicated in Table 3, the rating was reduced
by one  level below the test  data rating if the number of tests did not  meet
the  first  criterion, but  was at least three times greater than the number
of independent  parameters  in the  equation.  The rating was reduced two  le-
vels if this supplementary criterion was not met.

     The rationale  for the  supplementary  criterion follows from the fact
that the likelihood of including "spurious" relationships between the  depen-
dent variable (emissions)  and the independent parameters  in  the equation
increases  as  the ratio of number of independent parameters to sample  size
increases.    For  example,  a  four  parameter equation  based on five tests
would exhibit perfect explanation (R2=1.0) of the emission factor data, but
the  relationships  contained  in  such  an equation cannot be  expected to  hold
true in independent applications.

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     TABLE 3.   QUALITY RATING SCHEME FOR EMISSION FACTOR EQUATIONS


           No.  of           No.  of         Total  No.        Adjustment ,
Code     test sites     tests per site     of tests      for EF rating


  1          >  3              >  3          >  (9 + 3P)           0

  2          >  2              >  3              >  3P           -1

  3          >  1              -               <  3P           -2


   P denotes number of correction parameters  in emission factor equa-
   tion.

   Difference between emission factor rating  and  test  data rating.

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                     4.0  CANDIDATE EMISSION FACTORS


     The following  sections  discuss  the test reports  applicable to AP-42
Section 11.2.   For  each  report,  the method  of field  sampling  is described,
including sampling  equipment employed and the number and location of test
sites.  A quality  rating is assigned to the test data based on the rating
scheme described in Section 3.  An A rating denotes that the test data were
developed from well  documented,  sound methodologies.  Data generated by a
generally sound  methodology  which either does not meet  the  minimum test
system requirements or lacks enough detail for adequate validation receives
a B  rating.   Also  as  part  of good documentation,  the  source tested must  be
specifically  described as  to physical operation, mechanical  equipment em-
ployed, and material of concern.

     After presentation of the emission factor(s) from each test report, an
explanation is given  for the emission factor quality ratings assigned ac-
cording to  the rating schemes  described  in  Section 3.  This is done by  in-
dicating the  code from Table 2 or Table 3, as appropriate.

     Unless otherwise  noted,  emission factors expressed in units of  Ib/T
denote quantity  of emissions per  quantity of material transferred in a par-
ticular operation.

4.1  Section  11.2.1 - Unpaved Roads

     4.1.1  Test Report 1  (1974)

     A  result of this study  was  a predictive  emission factor  equation (see
Table 4) for  vehicle  traffic on  unpaved  roads.   Field testing took place
at three different sites in  southwestern U.S.

     The upwind-downwind method  was  used  in this  study.  Downwind measure-
ments (no upwind sampling  performed) were made with a GCA dust monitor (beta
gauge)  at  two to six distances  from the road and at  one to three heights.
The  downwind  distances  ranged from 50 ft to 300  ft and the heights ranged
from  3  ft  to  10  ft.   A  high  volume samplers were  run concurrently for five
of the six tests to determine the  ratio of beta gauge to Hi-Vol measurements,
The  results showed that the  mean  Hi-Vol reading was 1.68 times the mean beta
gauge measurement.  No particle  sizing was performed  in this study.

     The testing procedure is well documented; however, the sampling system
does  not meet the minimum  requirements  stated in  Section 3.1  due  to a lack
of upwind sampling and the use of only one or two downwind samplers.  There-
fore, the test data are rated C.

     A two step  process was  used  to develop the emission factor equation in
this study.

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     TABLE 4.   VEHICLE TRAFFIC ON UNPAVED ROADS EMISSION FACTOR EQUATION,
                  RANGE OF TEST CONDITIONS, AND RATING (Test Report 1)
Range of conditions
Date and
No. of
tests
8/22-
10/22
6 tests

No.
of test
sites
1



Wind
speed
(mph)
5.4-
10.7


Road
surface
type
70% loams
and sandy
clay, 30%
sandy loams
Vehicle
weight
(tons)
2-3a



Vehicle
speed No. of
(mph) wheels
15-40 4




Rati ng
code Rating
2 D



   Actual weights not stated;  assume a normal  traffic mix weight of 2 to 3 tons.

Emission Factor Equation

E = 0.27 (1.068)X

where:   E = total suspended particulate emission factor (Ib/VMT)
        X = vehicle speed (mph)

   Equation is from page 3-6 of test report.

  First, the measured concentrations were substituted into the following line
  source equation:
C(*>y>H> = sin* A a  u e*P
                                  z
                                          "2  a
                                               z
                                                                        (1)
       where  C = concentration

              Q = emission rate per unit road length

              $ = angle between wind direction and road

             a  = vertical dispersion coefficient

              u = wind speed

              H = sampler height

  The emission factors thus obtained were then plotted as a function of vehicle
  speed.   The curve produced was approximated by the emission factor equation
  in Table 4, which also gives the range of conditions which were tested.   The
  rating  code refers to Table 3.

       4.1.2  Test Report 2 (1976)

       This  study  developed an emission factor  equation  (see  Table 5) to
  estimate dust emitted  from  truck traffic on unpaved roads.   Three roads
  with two  surface  types were tested at the  central  Illinois  study site.
                                       10

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       TABLE 5.   VEHICLE TRAFFIC ON UNPAVED ROADS EMISSION FACTOR EQUATION,
                    RANGE OF TEST CONDITIONS, AND RATING
                    (Test Report 2)
                                 Range of conditions

Date and
No. of
tests
.
17 tests


No.
of
sites
3



Wind
speed
(mph)
4.4-13.0


Road
silt Road
content surface
(%) type
5-20 Non-
plastic
and clay

Vehicle
weight
(tons)
4.3-8.3



Vehicle
speed
(mph)
10-25




No. of Rating
wheels code
6 2





Rating
B


- = No information contained in test report.


Emission Factor Equation3

E = 5.286 - 3.599(R) + 0.00271(V)(W)(S)

where:  E = TSP emission factor (Ib/VMT)

        R = road surface type = 1 (nonplastic)
                              = 0 (clay)

        V = vehicle speed (mph)

        W = vehicle weight (thousands of pounds)

        S = silt (%)

a  Equation is from page 1047 of test report.


     The upwind-downwind technique incorporating the use of five high-volume sam-
     plers  (one  upwind and  four downwind)  was  employed.  Downwind  sampling  dis-
     tances ranged  from 50  to 250 ft.  Wind speed  and  direction were measured
     using  standard  meteorological  instruments.   No particle size analysis was
     performed.  This  system  meets  the minimum requirements of upwind-downwind
     sampling of a line  source as described  in Section 3.1.  This methodology is
     well documented and of sound quality; therefore, the test data are rated A.

          Emission  rates  were  determined  through  the use of  Equation  1  (Section
     4.1.1).  These  emission  rates  applied to  specific  sets  of  known  source pa-
     rameters such  as  vehicle  weight,  vehicle  speed, and road  surface  silt  con-
     tent.  A  stepwise regression analysis was performed with  these parameters,
     and the predictive  emission factor equation resulted.


                                           11

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     Table 5 presents  the  testing information, range  of  conditions,  and
rated emission  factor equation.   The rating code refers to Table 3.

     4.1.3  Test Report 4 (1978)

     Testing in this study resulted in the development of  an emission  fac-
tor equation for vehicular traffic on unpaved roads in the Desert Southwest.
Forty-six measurements were made at five different sites.

     Upwind-downwind sampling was used in this study.   High-volume samplers
(one upwind and one downwind) were used for particulate collection.   Verti-
cal plume  distribution  was  estimated  by running nine tests with  downwind
samplers located at  heights  of  1, 2, and  3  meters.   Measurement of wind
speed involved  the  use  of  a hand-held device.  No particle size  analysis
was performed.   This upwind-downwind sampling system does  not meet the mini-
mum requirements set forth in Section 3.1 because  of an insufficient number
of downwind  sampler  locations.   Therefore,  the test results are  rated B.

     The emission rates were calculated through use of the same dispersion
equation described  in  Section 4.1.1.   These results were plotted against
road  surface silt  content  and the relationship was  found to be  linear.
Emission rates  (calculated  at a constant silt content) were then plotted
against vehicle speed.  It was  found that the emission rate increased with
the square  of  the  speed,  as reflected in  the  predictive  emission factor
equation.

     Table 6 shows  the  range of  conditions which were tested and  the rated
emission factor equation.   The rating code refers  to Table 3.   Although this
equation meets  the representativeness criteria,  no quantitative estimate of
the significance of  the relationships  contained in the equation is  given.

     4.1.4  Test Report 5 (1979)

     This  report uses  the  results of four separate testing studies (Test
Reports 3  and  5 and References  8 and 9)  to  develop  the emission factor
equation shown  in Table 7.   Exposure profiling was used  in  all of  these
tests.

     The exposure profiling  system  consisted of a 6-m vertical mast (4-m
mast  for testing of light  duty  vehicles  in  Reference  9)  supporting four
equally spaced  samplers.   Each  sampler  had a directional  intake, and the
flow was adjustable  to  provide  for isokinetic sampling.  This system meets
the minimum requirements for exposure profiling as set forth in Section 3.1.
Other equipment utilized were:   (a) high-volume air samplers for determining
upwind  particulate  concentrations;  (b) dustfall buckets  for determining
downwind particulate deposition; and (c)  recording wind instruments  employed
to determine mean wind  speed and  direction for adjusting the exposure pro-
filer to isokinetic  sampling  conditions.   Cascade impactors with cyclone
preseparators were  used for particle sizing.
                                     12

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     TABLE 6.   VEHICLE TRAFFIC ON UNPAVED ROADS EMISSION FACTOR EQUATION,
                  RANGE OF TEST CONDITIONS,  AND RATING
                  (Test Report 4)
                                Range of conditions
Date and
No. of
tests
Summer/77
46 tests
No.
of test
sites
5

Road silt
content
(%)
5-16

Vehicle
weight
(tons)
2-3a

Vehicle
speed No. of
(mph) wheels
10-50 4

Rating
code
2

Rating
C

   Test report states normal traffic mix; therefore, the weight range is
   assumed to be 2 to 3 tons.


Emission Factor Equation

E = 0.00035 (s)(V)2

where:  E = TSP emission factor (Ib/VMT)

        s = silt content (%)

        V = vehicle speed (mph)

   Equation is from page 8 of test report.


       The emission  rates  were  determined by special  integration (over the
  cross section  of the plume) of measurements of exposure (mass of particu-
  lates collected  divided by the area of air sampling intake) and then divid-
  ing  by  the  sampling  time.   The  test data were collected  using  a well-
  documented sound methodology and, therefore, are rated A.

       Multiple regression analyses were performed on the emission factors and
  source parameters  from  the four  studies  to  develop the  predictive  emission
  factor equation.  Table 7  depicts the range of test conditions for which the
  equation was  developed.   Also shown is the emission factor equation which
  accounts for particles less the 30 urn in diameter (Stokes).  The equation is
  rated A based on Rating Code 1 (Table 3).

  4.2  Section 11.2.2 - Agricultural Tilling

       Test Report 6 (1981)

       This study  developed an  emission factor equation  (shown  in  Table  8)
  for  agricultural  tilling  which  includes the use of a disc, land plane, or
  sweep plow.  The sampling  procedure (exposure profiling) and emission factor

                                       13

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          TABLE 7.  VEHICLE TRAFFIC ON UNPAVED ROADS EMISSION FACTOR EQUATION,  RANGE  OF  TEST
                      CONDITIONS, AND RATING
                      (Test Report 5)

Range of conditions
Date and Wind
No. of No. of speed
tests sites (mph)
a 6 3-19
27 tests


Road silt Road Vehicle Vehicle
content surface weight speed No. of Rating
(%) type (tons) (mph) wheels code Rating
4.3-20 Dirt, crushed 3-157 13-40 4-13 1 A
slag, crushed
rock, crushed
1 imestone

   Tests were conducted during four different studies ranging from 1973 to 1979.
                        b
Emission Factor Equation
E = 5.9   T^
                                       (M
                                       \365)
where:   E = suspended particulate (< 30 urn Stokes diameter) emission factor (Ib/VMT)

        s = silt content (%)

        S = vehicle speed (mph)

        w = number of wheels

        W = vehicle weight (tons)

        d = number of dry days per year (< 0.01 in.  rain)

   Equation is from page 72, Figure 5-1 of test report.

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              TABLE 8.   AGRICULTURAL TILLING EMISSION FACTOR EQUATION,  RANGE OF TEST
                          CONDITIONS, AND RATING
                          (Test Report 6)

Range of conditions
Date and Soil silt Soil moisture
No. of No. of content content
tests sites (%) (%)
4/80 6 1.7-88 2.1-15.9
18 tests

Tractor
speed
(mph)
3-5



Implement
type
Disc, land
plane, sweep-
plow

Rating
code Rating
1,2 A, Ba



- = Information not contained in test report.

   The A rating applies to the total participate emission factor,  whereas a rating of B is
   assigned to the IP (< 15 ym aerodynamic diameter) and FP (< 2.5 urn aerodynamic diameter)
   (inhalable and fine participate) emission factor equations.   See text for explanation.

Emission Factor Equations
 Tp
 •IP
          (s)

          (s)
             0.6
             0.6
EPP 4,53.8 (s)
              0.6
-FP
where: ETp = total particulate emission factor
         P
       ETp = inhalable particulate emission factor (Ib/acra)
        rn
           = fine particulate emission factor (1b/acrjL)
         s = soil silt content

   Equation for total particulate is from page 115 and other two equations are from page 117 of
   test report.

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calculation scheme used  in  this study were the same as those described in
Section 4.1.4.   For the same reasons stated there, the test data are rated A,

     The predictive emission factor equation for total particulates was de-
rived through a  multiple regression analysis of emission rates, soil silt
content values and  soil  moisture content values.   It  was  found that the
moisture variable did not improve the predictive capability of the equation
wereas silt content  did.   The equations for particles  smaller  than  15  urn
and 2.5 urn aerodynamic  diameter were calculated  by multiplying the  total
particulate equation by the appropriate mass fractions consisting of parti-
cles in the respective size ranges.   However, these mass fractions were not
measured in 7  of the 18 tests.  For this reason, and for others stated in
the test report,  these latter two equations are less precise.

     Table 8 gives the  range  of conditions tested and the emission factor
equations.   The equation for total particulate is rated A,  but the inhalable
and fine particulate factors are rated B for reasons stated above.  The rat-
ing codes  refer to Table 3.

4.3  Section 11.2.3 - Aggregate Storage Piles and Materials Handling

     4.3.1  Test Report 3 (1978) (batch-drop)

     This  document developed  an emission factor  equation (Table 9) for  the
batch-drop  operation  (i.e.,  front-end loader to truck).  Results from two
tests in Reference 9 were also  incorporated in the development of this equa-
tion.  The testing and emission factor calculation procedures are described
in Section 4.1.4 (profiling), except that the vertical mast was equipped 5~m
crossbeam  and a total of six air samplers were operated; for reasons stated
there, the test data are rated A.

     The predictive equation was developed by fitting a functional relation-
ship to the test data.   The form  of the  relationship  (i.e.,  the dependence
of emissions on  source  conditions)  was based on  the  results of other re-
search on  fugitive dust sources.  Table 9 presents the test conditions under
which the  equation was developed.  The emission factor rating for this equa-
tion is C  because  of the small  number of tests  performed  relative to the
number of  parameters  in the equation.  The rating code refers to Table 3.

     4.3.2  Test Report 5 (1979) (continuous-drop)

     This  study  resulted in the development  of an emission  factor equation
(Table 10)  for storage  pile formation by means of a conveyor stacker (con-
tinuous load-in).  The  derivation of this equation also incorporated the
results of five tests from Test Report 3.  The testing methodology was simi-
lar to that described  in Section  4.1.4.  The major difference was  that  the
profiling tower,  which included a 3-m crossbeam and a total of  six air sam-
plers, was  towed at  a speed matching the  stacker arm, so that the plume
position was fixed  relative  to the sampling array.  The procedure used to
develop the emission factor equation was the same as that described in Sec-
tion 4.3.1 (Test Report 3).   The test data are rated A for reasons stated in
that section.
                                     16

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              TABLE  9.   BATCH-DROP EMISSION FACTOR EQUATION,  RANGE OF TEST CONDITIONS,
                          AND RATING
                          (Test Report 3)

Date and
No. of
tests
4/77
8 tests

Silt
No. of content
sites (%)
2 1.3-7.3
Range of conditions
Moisture Bucket
content Material capacity
(%) type (yd3)
0.25-0.70 Steel slag, 2.75-10
crushed
1 imestone

Wind
speed Rating
(mph) code Rating
1.3-14 2 C

Emission Factor Equation3
F - n nmft

(I) (!l)
(I)2 (I)


where:  E = suspended particulate emission (< 30 \jm Stokes diameter) factor
              (Ib/ton)

        s = material silt content (%)

        U = wind speed (mph)

        M = material moisture content (%)

        Y = bucket capacity (yd3)


a  Equation is from page 3-35, Figure 3-7 of test report.

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  TABLE 10.  CONTINUOUS LOAD-IN (PILE FORMATION)  EMISSION  FACTOR  EQUATION, RANGE OF TEST CONDITINS,
               AND RATING
               (Test Report 5)


Date and
No. of No. of
tests sites
4/77, 6/78 3
7/78
9 tests

Range of conditions
Wind Silt Moisture Drop
speed content content Material height Rating
(mph) (%) (%) type (m) code Rating
1.5-6.0 1.4-19.1 0.64-4.8 Coal, lump 1.5-12.0 2 C
iron ore,
iron ore
pel lets

Emission Factor Equation9
E = 0.0018
(I)  (I)
    (If
where:  E = suspended particulate (< 30 urn Stokes diameter) emission factor
        s = material silt content (%)

        U = wind speed (mph)

        M = material moisture content (%)

        H = drop height (ft)

   Equation is from page 82, Figure 5-6 of test report.

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     Table 10 shows the range of conditions under which the testing was con-
ducted and the  emission  factor equation developed  from the results.  The
equation is  given  a rating of C because of the small number of tests per-
formed relative  to  the number of parameters  in the  equation.  The  rating
code refers to Table 3.

4.4  Section 11.2.5 - Paved Roads

     Test Report 5  (1979)

     This report based the development of a predictive emission factor equa-
tion (Table 11) on  results of three separate testing studies (Test Reports 3
and 5, and Quantification of Dust Entrainment from Paved Roadways, U.S.  EPA,
July 1977).   The three studies were performed by  the  same  investigators.
The testing and emission factor calculations were the same for each and are
described  in  Section  4.1.4.   As stated in that section, the test data are
rated A.   The emission factor equation was  derived  in  the  same manner as
that described in Section 4.3.1.

     Table 11 gives the  range  of  conditions  which  were  tested  and emission
factor developed.   The equation is given a rating of B (Code 2, Table 3)  if
applied  to vehicles traveling  entirely  on  paved surfaces  (1=1).   If  I > 1,
the rating of the  equation drops to D because of the arbitrariness of the
guidelines for estimating I.
                                     19

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            TABLE 11.  VEHICLE TRAFFIC ON PAVED ROADS EMISSION FACTOR  EQUATION,  RANGE OF TEST  CONDITIONS,
                         AND RATING
                        (Test Report 5)
                                                Range of conditions
Date and
No. of No. of
tests sites
9-11/75, 3
6/77,
7/78
16 tests
Wind
speed
(mph)
Light- 17.0

Surface silt Surface
content loading
(%) (Ib/mile)
5.1-92 149-7,060

Vehicle
No. of weight
lanes (tons)
2-4 3-13

Vehicle
speed
(mph)
12b

Industrial
augmentation
1-7

Rating
code Rating
1 B, Db


   - = Information not contained in test report.

^     This parameter is defined in the equation below.

      Vehicle speed for two out of the 16 tests.   Complete data not contained in test report.

   c  Rating is B for 1=1 and D for I>1.

   Emission Factor Equation
   where:   E = suspendable particulate (< 30 urn Stokes diameter) emission factor (Ib/VMT)
           I = industrial road augmentation factor (This parameter takes into account higher emissions
              from industrial road as compared to urban roads.   I = 7.0 for trucks coming from unpaved
               to paved roads and releasing dust from vehicle underbodies.   I = 3.5 when 20% of the
               vehicles are forced to travel temporarily with one set of wheels on an unpaved road berm
              while passing on narrow roads.  I = 1.0 for traffic entirely on paved surfaces.
           n = number of traffic lanes
           s = surface material silt content (%)
           L = surface dust loading (Ib/mile)
           W = average vehicle weight (tons)

      Equation is from page 79, Figure 5-5 of test report.

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                5.0  EMISSION FACTORS RECOMMENDED FOR AP-42
     Presented below  are  recommendations for updating the  AP-42  sections
for which  new  emission  factor  data  are  available  as  reviewed  in Section  4.

5.1  Criteria for Recommendations

     Three criteria  form  the basis for  recommending  addition of  emission
factors to AP-42:

     1.   Emission factors  are available for sources for which no factors
          are currently reported in AP-42.

     2.   For  sources that  have  factors currently reported  in AP-42,  addi-
          tional factors  of equal  or higher quality rating are available.

     3.   When more than one emission factor of comparable rating are avail-
          able for a given  open dust source, they are combined, i.e., either
          averaged to form  a new single valued  emission  factor or added  to
          the data base supporting an updated emission factor equation.   If
          the ratings of available factors (including those already contained
          in AP-42) differ  by  more than  one level, then the factor (or fac-
          tors) with the highest quality rating is the one that is recommended,

     In recommending  emission  factors  for open  dust  sources,  consideration
must be given to particle size.  Equivalent aerodynamic diameter  has become
the standard  for characterizing the effects of particulate air pollution.
Therefore, aerodynamic  particle  diameter will  be used to characterize the
recommended size specific emission factors.

5.2  Recommendations

     This  section  discusses the  emission factors  recommended  for  inclusion
into AP-42.  The tables referred to in  the text summarize all of  the candi-
date emission  factors discussed  in Section 4.  The factors which  are flagged
(t) are not recommended for inclusion into AP-42.

     Because the  emission factors in Test Reports 3  and  5  were presented
by particle  size category defined by  Stokes  diameter,  the following  proce-
dure was  employed  to obtain emission factors for particle size categories
defined by aerodynamic diameter:

          1.   The particle sizing  data contained in  the test report was
               fitted to  a  log-normal  curve.  This data  usually  consisted
               of percentages  by weight  of particulates smaller than a given
               particle size expressed in Stokes diameter.   These  Stokes
               diameters  were  converted to aerodynamic  diameters through
               multiplication  by the  square root of  the  particle density
               before fitting  the data  to  a  log-normal curve.
                                     21

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          2.    Appropriate data was obtained from the log-normal  curve pro-
               duced in Step 1 to define the particulate mass fractions con-
               sisting of particles  smaller  than specific size cut-offs,
               namely, 30 urn, 15 urn, 10 um>  5  urn, and 2.5 urn aerodynamic
               diameter.

          3.    The results of  Step  2 (i.e.,  percents by weight less  than
               the specific particle sizes) were  divided by  the percent by
               weight  less  than  30 |jm  Stokes.   The  ratios  determined in
               this step  could  then be multiplied by the  given  emission
               factors to obtain the appropriate factor for each particle
               size category.

          4.    Steps 1 through   3  were repeated for each  test  for which
               particle size data were available.  The average of  the mass
               fractions determined for each particle size category in Step
               3 was multiplied by the  appropriate emission factor for par-
               ticles  smaller than  30  pm Stokes diameter given in  the test
               report.

     Tables 12 through 15 present candidate predictive emission factor equa-
tions for the following generic open dust source categories:   vehicle traf-
fic on unpaved roads; agricultural  tilling; storage piles and materials han-
dling; and vehicle  traffic  on paved roads.  Proportionality constants are
given for various particle size ranges.

     An example of how to calculate an  emission factor from an equation and
proportionality  constant  follows.   This  example  involves the  use  of the
equation for  vehicle  traffic  on unpaved roads  in Table 7 as developed in
Test Report 5.   To  begin  with, the  correction parameter values for a  given
set of source conditions  (s = 5%,  S = 20  mph, W  = 10 tons,  w = 6  wheels,
d = 250 days) are  substituted  into  the emission factor equation.   Now, the
choice of the proportionality factor (k) to use depends  on the particle size
range for which the emission factor is  being calculated.   For this example,
assume an emission factor for particulates  smaller than  30 (jm in aerodynamic
diameter is desired.   The k value would then be 0.80.  Having made all the
substitutions the equation will be as follows:
          E = (0.80X5.9)/ 5\ /20\ /10\°-7/6\°-5/250\
                         \127 \30/ \ 3/   \4/   13657
Under the given source conditions, the emission factor for the < 30 urn aero-
dynamic particle size range is 2.6 Ib/vehicle mile traveled.

     For vehicular traffic on unpaved roads it is recommended that the size
specific equation from Test Report 5, as given in Table 12,  be  substituted
for the unpaved road equation currently contained in AP-42.   Both equations
were developed by the same organization, and the latter is an update of the
former.  As  noted in  Figure  1,  the equation from Test Report 5 has a much
wider applicability than  the  unpaved  road  equations developed by other  in-
vestigators.

                                     22

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ro
CO
                  TABLE  12.   SUMMARY OF VEHICLE TRAFFIC  ON  UNPAVED ROAD  EMISSION FACTOR EQUATIONS
                                    (Test Reports  1, 2,  4, and 5)
(k
r
Emission factor equation
= proportionality constant)3
= k(0.27)(1.068)x
Proportionality constant (k) for particle size
(aerodynamic diameter)
< 30 -•- 15 --10 < 5 < 2.5 Test b
Total TSP (|im) (urn) (pm) (pm) (urn) Units report
1.0 - - - - Ib/VMT 1
Ratine)
01
  where:   x - vehicle speed (mph)

E = k|5.206 - 3.599(R) + 0.00271(V)(W)(S) |

  where:   R = road surface type  =  1  (nonplastic)
                               =  0  (clay)
          V = vehicle speed (mph)
          W = vehicle weight (thousands of pounds)
          S = silt (%)

E - k(0.00035)(s)(V)*

  where:   s = silt content (%)
          V = vehicle speed (mph)
  where:
                s = silt  content (%)
                S = vehicle  speed (mph)
                W = vehicle  weight (tons)
                w = number of wheels
                d = number of dry (< 0.01 in.  precip. )
                      clays per year.
                                                                 1.0
                                                                 1.0
0.80
                                                                           0.57
0.45    0.28
                                                                                                                     Ib/VMT
                                                                                                       0.16
                           Ib/VMT
                                                                                                                     Ib/VMT
                                                Bt
                                                                   C|
      - = Unable to be determined from information contained in test  report.

      i = Although value  was  not presented in test report, it was  calculated from repotted particle size information.

      I = Not recommended for inclusion into AP-42.

      a  Use the appropriate  value of k to estimate emissions of a cjiven particle size  range.

         Test Report 5 presented emission factor  for size range defined by Stokes diameter.  The factor has  been adjusted to reflect  an
         aerodynamic diameter size range using information contained  in test report.   See Section 5.2 for procedure.

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25
                                                                             MRI (5)
                                             100
200
     2          5       10      20
                Vehicle Weight, Tons
Figure 1.  Ranges of test conditions (applicabilities) of emission factor
             equations for vehicle traffic on unpaved roads.

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     It is  recommended  that the other equations  in  Table 12 be excluded
from AP-42.   The  equation from Test Report 5  is  more accurate and has a
wider  range of applicability.   Although the  other  equations provide for
direct calculation  of  TSP emissions, the advantages  of  the  equation  from
Test Report 5  more  than offset the potential error resulting from the ap-
proximation of TSP as the < 30 pm particle size fraction.

     It is  recommended  that the emission factor equation for agricultural
tilling, as presented  in Table 13,  be  substituted  for the equation cur-
rently reported in  AP-42.   The data  base which  supported the currently  re-
ported factor has been expanded in support of the updated equation.

     With regard to emission factors for aggregate storage piles (and mate-
rials handling), dust  emissions  can  be divided into  the contributions  of
the  following distinct  source operations  that occur within  the  storage
cycle:

     1.   Loading of aggregate onto  storage piles (batch or continuous drop
          operations).

     2.   Equipment traffic in storage area.

     3.   Wind  erosion  of pile surfaces and  ground  areas between piles.

     4.   Loadout of  aggregate for shipment or for  return to the  process
          stream (batch  or  continuous drop operations).

It  is  recommended  that the single emission factor equation currently pre-
sented in AP-42 for aggregate  storage piles be replaced with  separate equa-
tions of higher quality  covering each of the source operations listed above.

     It is  recommended  that the equations presented in Table 14 be incor-
porated into  AP-42, with  the following modifications.
                            U
          1.   The  factor   -F   has been added to the numerator of the

               batch drop equation.

                          V
          2.   The  term   •?  in the same equation has been raised to the

               0.33 power.


These modifications were  developed by Midwest Research Institute subsequent
to  the  publication  of the  cited test reports.  The first modification was
made to reflect the dependence of emissions from batch drop  operations on
drop height.  The second  modification was made to remove a physical anomaly
associated  with  the dumping device capacity term  raised  to the  first  power
as  originally reported.

     For emissions  from  equipment traffic (trucks, front-end  loaders, dozers
etc.)  traveling  between or on piles, it is recommended  that  the equations
for vehicle traffic on  unpaved surfaces be  used.  Specifically the equation


                                     25

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                       TABLE 13.    AGRICULTURAL TILLING  EMISSION FACTOR EQUATION
                                        (Test  Report  6)


Emission factor equation
(k = proportionality constant)3
E = k(538)(s)°-6
where: s = silt content (%)
Proportionality constant (k)a for particle size
(aerodynamic diameter)
< 30 < 15 < 10 < 5 < 2.5
Total TSP (pro) (pro) (pm) (vim) (pm) Units Rating
1.0 - 0.33* 0.25 0.21+ 0.15+ 0.10 Ib/acre A-Bb

- = Unable  to be determined from information contained in  test report.

+ = Although value was not presented  in test report,  it was calculated from reported particle size  information.   See Section 5.2 for
    procedure.  Note that for this  test report particle size was given in aerodynamic diameter,  therefore, the conversion  from Stokes
    diameter (a step given in the procedure) was not  required.

a  Use the  appropriate value of k to  estimate emissions of a given particle size range.

   The A rating applies to the total  particulate emission  factor, whereas a rating of B is assigned to the < 15 urn and < 2.5 pm
   particle size range emission facto'r equations.   See text for explanation.

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(V)
                       TABLE  14.   SUMMARY  OF AGGREGATE  STORAGE  PILE  (AND  MATERIALS HANDLING)
                                        EMISSION FACTOR EQUATIONS  (Test  Reports  3 and 5)
Operation

Batch-drop





Continuous-
drop





Proportionality constant (k)a for particle size
(aerodynamic diameter) range
Emission factor equation < 30 < 15 < 10 < 5 < 2.5 Test b
(k = proportionality constant)3 Total TSP (pm) (pm) (pm) (pm) (pm) Units report Rating

E = k(0.0018)

where: s =
U =
M =
Y =
E = k(0.0018)

where: s -
U =
H =
M =
(1) S)©
/M ii v o 33 - - 0-73 0.48 0.36 0.23 0.13 Ib/T 3 C
© (I)
silt (%)
wind speed (mph)
moisture content (%)
bucket capacity (yd3)
(-) (-) (-)
V5/ ¥ \^° - - 0.77 0.19 0.37 0.21 0.11 Ib/T 5 C
(?)
silt (%)
wind speed (mph)
drop height (ft)
moisture content (%)
      - =  Unable to be  determined  from information contained in  test report.

      a Use  the appropriate value of k to estimate emissions of a given particle size range.

        Test Reports 3 and 5 presented emission factors for size range defined by Stokes diameter.  The  factors have been adjusted to reflect
        an aerodynamic diameter size range using information contained in  test report.  See Section 5.2  for procedure.

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from Test Report  5,  as  presented in Table 12, is recommended, for reasons
stated earlier in this section.

     For emissions from  wind  erosion of storage piles, the following TSP
emission factor equation is recommended.
               (rs)  (235)   (E
where     EF = total suspended emissions (Ib/day per acre of storage pile
                 area)

           s = silt content of aggregate (%)

           d = number of days with < 0.01 in.  precipitation per year

           f = percentage of time that the (unobstructed) wind speed exceeds
                 12 mph at the mean pile height


The coefficient in this equation was taken from Reference 9 (which supported
the equation currently in AP-42) based on sampling of emissions from a sand
and gravel storage pile area during periods of inactivity.  The factor from
Reference 9 expressed in pounds per acre-day is more reliable than the factor
expressed in pounds per ton of material placed in storage, for reasons stated
in that report.  Note that the coefficient has been cut in half to adjust for
the estimate that the wind speed through the emission layer at the test site
was one-half  of  the value measured above the top of the piles.  The other
terms  in  this  equation were added to  correct  for  silt,  precipitation  and
frequency of high winds as discussed in Test Report 3.

     The  rating  of  the  wind  erosion  equation given  above  is  D,  because the
correction terms  in the equation have not been verified for storage piles
and because the equation is intended,  in this case,  for application outside
the sand  and  gravel  industry  (for which  its rating  is  C).   For active  coal
piles  at  western  surface coal mines,  the emission factor in AP-42 Section
8.24 is recommended.

     The  emission  factor equation for paved roads  from  Test Report  5, as
presented  in  Table  15,  was  developed from  testing  mainly at industrial fa-
cilities.  It  is recommended that the  equation from Test  Report 5 be incor-
porated  into  AP-42  under a subsection titled industrial paved  roads.  The
equation  retains  the quality rating of B if applied to vehicles traveling
entirely  on  paved surfaces  (I = 1.0).   If I >  1.0,  the  rating drops to D
because  of  the arbitrariness in the  guidelines  for estimating I.   The C-
rated  single-valued  factor  currently contained in  AP-42  was based  on test-
ing of urban roads,  so  it should be  retained in AP-42  in  a  separate  section
titled urban paved  roads.
                                      28

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                             TABLE  15.   SUMMARY OF VEHICLE  TRAFFIC  ON  PAVED  ROAD EMISSION
                                              FACTOR  EQUATIONS  (Test Report  5)a
           Emission factor equation   .
        (k = proportionality constant)
                                                                Proportionality constant  (k) for particle size
                                                               	(aerodynamic  diameter)	
                                                                        < 30       <  15     < 10    < 5        <  2.5
Total
TSP
(Mm)
(pm)     (Mm)
(pm)     Units     Rating
        E =
                                        0.7
          where:  I = industrial augmentation factor
                  n = number of traffic lanes
                  s = silt  (%)
                  L = surface loading (Ib/mi)
                  W = vehicle weight (tons)
                                                                        0.86
                          0.64
                                                                                           0.51    0.32
                                                     0.17
                                                     Ib/VMT
                                                        B/D
ro
        - = Unable to be determined from information contained in test  report.

        + = Although value  was not presented in test report, it was  calculated from reported particle size information.

        I = Not recommended for  inclusion into AP-42.

        a  Test Report 5 presented emission factor  for size range defined by Stokes diameter.  The factor has been  adjusted to reflect  an
           aerodynamic size range using information contained in test report.  See Section  5.2 for procedure.

           Use the appropriate value of k to estimate emissions of a certain particle size  range.
           This parameter  is  defined in Table 11.

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     Because generic emission  factor  equations for open dust sources ex-
plain some  of the variance of  measured emission factors, the equations  are
much more useful for predicting emissions from specific facilities than are
single-valued factors.   Even if a single-valued factor accurately represents
the mean  of a certain population of sources,  its  utility decreases when it
is applied to small  segments of the population because of the likelihood of
nonrepresentative source characteristics.  Therefore,  it is recommended that
in the updated industry-specific sections of AP-42, reference be made to the
emission factor equations in Section 11,  which allow adjustment of emission
estimates to the specific source population of interest.

5.3  Emission Factor Applicability

     5.3.1  Vehicle Traffic on Unpaved Roads

     The emission factor equation recommended for vehicle traffic on unpaved
roads retains the assigned  quality rating if applied within the ranges of
source conditions that were tested in developing  the equation,  as follows:


            Range of Source Conditions for Unpaved Road Equation
        Road
      surface
        silt         Mean vehicle           Mean vehicle         Mean
      content     	weight	            speed           No.  of
        (%)          Mg         tons       km/hrmph      wheels
      4.3-20    2.7-142    3 - 157    21-64    13-40    4 - 13
Also, to retain the quality rating of the recommended equation applied to a
specific unpaved  road,  it is necessary that reliable correction parameter
values  for the specific road in  question  be determined.   The field  and
laboratory  procedures  for determining road surface silt content are given
in Reference 5.   In the event that site specific values for correction param-
eters cannot  be  obtained,  the appropriate  mean  values  from Table 16 may be
used, but the quality rating of the equation is reduced to B.
                                     30

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    TABLE 16.  TYPICAL SILT CONTENT VALUES OF SURFACE MATERIALS ON
                 INDUSTRIAL AND RURAL UNPAVED ROADSd
Industry
  Road use or
surface material
No.  of test
  samples
     Silt (%)
  Range    Mean
Iron and steel
  production
Taconite mining and
  processing

Western surface coal
  mining
Plant road

Haul road
Service road

Access road
Haul road
Scraper road
Haul road
  (freshly graded)
    14

    12
     8

     2
    21
    10
     5
4.3-13
3.7
2.4

4.9
2.8
7.2
 18
9.7
7.1
7.3

5.8
4.3
5.3   5.1
18    8.4
25   17
29   24
Rural roads
Gravel
Dirt
2
1
12 -
13
12
68

   References 1, 3, 5, 8, 10, and 11.


     The recommendation  equation  was developed for calculation  of  annual
average emissions, and thus, is to be multiplied by annual source extent in
vehicle distance traveled (VDT).  Annual average values for each of the cor-
rection parameters  are  to be substituted  into  the  equation.   Worst case
emissions, corresponding  to  dry road conditions, may  be calculated  by  set-
ting p =  0  in the equation  (which is equivalent to dropping the last term
from the equation).  A separate set  of nonclimatic correction parameters and
a higher than normal VDT value may also be justified for the worst case av-
eraging period  (usually  24 hr).   Similarly,  to calculate  emissions for a
91-day season  of the  year using the  recommended equation,  replace the  term
d/365 with the  term d/91,  and  set d  equal  to  the number of dry days in the
91-day period.   Also,  use appropriate seasonal values for the nonclimatic
correction parameters and for VDT.

     5.3.2  Agricultural Tilling

     The emission  factor equation recommended  for agricultural tilling is
rated A  if used to estimate  total  particulate  emissions,  and B if used for
a specific particle size range.   The equation  retains  its  assigned  quality
rating if applied within the range of surface soil  silt content (1.7 to 88%)
that was  tested in developing the equation.   Also, to retain  the quality
rating of this  equation applied to a specific agricultural field, it is nec-
essary to obtain a  reliable  silt value(s)  for that field.   The sampling and
analysis procedures for  determining  agricultural silt  content  are given in
Reference 6.   In the event that a site specific value  for  silt content cannot
be obtained, the mean value  of 18% may be  used, but the quality rating of the
equation is reduced by one level.
                                     31

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     5.3.3  Aggregate Handling

     The emission factor equations recommended for batch and continuous drop
operations retain the assigned quality rating if applied within the ranges
of source conditions that were tested in developing the equations, as given
in Table 17.   Also,  to retain the quality ratings of these equations applied
to a specific facility,  it is necessary that reliable correction parameters
be determined for the specific sources of interest.  The field and laboratory
procedures for aggregate  sampling are given in Reference 5.   In the event
that site specific values for correction parameters cannot be obtained, the
appropriate mean  values  from Table 18 may be used, but in that case,  the
quality ratings of the equations are reduced by one level.
             TABLE 17.  RANGES OF SOURCE CONDITIONS FOR BATCH AND
                          CONTINUOUS DROP EQUATIONS3
Equation
               Silt
              content
Moisture
 content
Dumping
~
capacity
    ycP
 Drop  height
n         ft
Batch drop    1.3 - 7.3  0.25 - 0.70  2.10 - 7.6  2.75 - 10     NA        NA

Continuous
  drop        1.4-19   0.64 - 4.8       NA         NA      1.5 - 12  4.8 - 39


a  NA = not applicable.


     Worst case  emissions  from storage pile areas occur  under  dry windy
conditions.  Worst  case  emissions  from materials handling (batch and con-
tinuous drop)  operations may  be calculated  by substituting into  the  recom-
mended equation  appropriate values  for aggregate material moisture content
and for anticipated wind speeds during the worst case averaging period, usu-
ally 24 hr.  The treatment of dry conditions for vehicle traffic (Section
5.3.1) and for wind erosion,  centering  around  parameter d,  follows  the
methodology described in Section 5.3.1.  Also,  a separate set of nonclimatic
correction parameters and source extent values  corresponding to higher than
normal storage pile activity  may be  justified for the worst  case  averaging
period.

     5.3.4  Industrial Paved Roads

     The emission factor equation recommended for vehicle traffic on  indus-
trial  paved  roads  retains  the quality rating of B if applied to  vehicles
traveling  entirely  on  paved  surfaces (I =  1.0)  and  if  applied within the
range  of  source  conditions that were tested in developing the equation as
follows.
                                     32

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               TABLE  18.   TYPICAL SILT AND MOISTURE CONTENT VALUES OF MATERIALS AT VARIOUS INDUSTRIES

Industry
Si
Material No. of test
samples
It (%) Moisture (%)
No. of test
Range Mean samples Range

Mean
  Iron and steel
    production
CO
CO
  Stone quarrying .
    and processing
Pellet ore             10
Lump ore                9
Coal                    7
Slag                    3
Flue dust               2
Coke breeze             1
Blended ore             I
Sinter                  1
Limestone               1
Crushed limestone
1.4
2.8
  2
  3
 14
13
19
7.7
7.3
23
1.3 - 1.9
 4.9
 9.5
 5
 5.3
18.0
 5.4
15.0
 0.7
 0.4
        1.6
8
6
6
3
0
1
1
0
0
0.64 - 3.5
1.6 - 8.1
2.8 - 11
0.25 - 2.2
NA


NA
NA
2.1
5.4
4.8
0.92
NA
6.4
6.6
NA
NA
                        0.3 - 1.1
                         0.7
and processing

Western surface
, . - d
coal mining

Pellets
Tailings

Coal
Overburden
Exposed ground
9
2

15
15
3
2.2 - 5.4
NA

3.4 - 16
3.8 - 15
5.1 - 21
3.4
11.0

6.2
7.5
15.0
7
1

7
0
3
0.05 - 2.3


2.8 - 20
NA
0.8 - 6.4
0.96
0.35

6.9
NA
3.4

     References 3, 5, 10, and 12.
     Reference 3.
     Reference 8.
     Reference 11.
         NA = not applicable.

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    Silt
   content          Surface loading          No.  of       Vehicle weight
     (%)         kg/kmIb/mile      lanes         Mg        tons


  5.1 - 92    42.0 - 2,000    149 - 7,100    2-4      2.7-12    3-13


If I > 1.0, the rating of the equation drops  to D because of the arbitrari-
ness in the guidelines for estimating  I.

     Also, to retain the quality ratings  of the recommended equation applied
to a  specific  industrial paved road,  it is necessary that reliable correc-
tion parameter values for the specific road in question be determined.   The
field and  laboratory procedures  for determining surface material silt con-
tent  and  surface  dust loading are  given in Reference 6.  In the event that
site  specific  values for correction parameters cannot be obtained, the ap-
propriate mean values from Table 19 may be used,  but the quality ratings of
the equation are reduced by one level.


          TABLE 19.   TYPICAL SILT CONTENT AND LOADING VALUES FOR
                       PAVED ROADS AT  IRON AND STEEL PLANTS3


Travel
Industry lanes
Iron and
steel
production 2
Silt (%) Loading
Range
Range Mean kg/km Ib/mi


1.1-13 5.9 18 - 4,800 65 - 17,000

Mean
kg/ km Ib/mi


760 2,700

a  References 3 and 10.   Based on nine test samples.

                                REFERENCES*

1.   G. Jutze  and  K.  Axetell,  Investigation of Fugitive Dust,  Volume I -
     Sources, Emissions, and Control,  EPA-450/3-74-Q36-a, U.S.  Environmental
     Protection Agency, Research Triangle  Park, North Carolina, June 1974.
     References 1, 2, 3, 4, 5, 8, 9, 10, 11, and 12 correspond to References
     11, 2,  5,  3,  4, 8, 1, 6,  9,  and  7, respectively, in AP-42 Section
     11.2.1.  References 1, 6,  and  9  correspond to References 3, 2, and  1,
     respectively, in AP-42 Section 11.2.2.  References 1, 3, 5, 8, 9, 10,
     and 12 correspond to References 8, 2, 3, 6, 1, 4, and 5, respectively,
     in AP-42 Section 11.2.3.   References 3, 5, and 10 correspond to Refer-
     ences  1, 2, and 3,  respectively,  in  AP-42  Section  11.2.6.  Tables 14,
     16, 17, 18, and 19  are equivalent  to AP-42 Tables  11.2.3-2, 11.2.1-1,
     11.2.3-3,  11.2.3-1, and 11.2.6-1, respectively.
                                     34

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 2.  R. J.  Dyck  and J.  J.  Stukel,  "Fugitive Dust Emissions from Trucks on
     Unpaved Roads," Environmental  Science and Technology, 10(10): 1046-1048,
     October 1976.

 3.  R.  Bohn,  et al. ,  Fugitive Emissions from Integrated Iron and Steel
     Plants, EPA-600/2-78-050,  U.S.  Environmental  Protection Agency,  Re-
     search Triangle Park,  North Carolina, March 1978.

 4.  R. 0.  McCaldin  and  K.  J.  Heidel, "Particulate Emissions from Vehicle
     Travel over  Unpaved Roads,"  presented at the 71st  Annual  Meeting of
     the Air  Pollution  Control  Association,  Houston, Texas, June 1978.

 5.  C. Cowherd,  Jr. , et al. ,  Iron  and  Steel  Plant Open Source Fugitive
     Emission Evaluation, EPA-600/2-79-103,  U.S.  Environmental  Protection
     Agency, Research Triangle Park, North Carolina,  May 1979.

 6.  T. A.  Cuscino, Jr., et al. ,  The Role of Agricultural Practices  in
     Fugitive Dust Emissions, California  Air  Resources  Board, Sacramento,
     California,  June 1981.

 7.  Technical  Procedures for Developing AP-42 Emission Factors and Prepar-
     ing AP-42 Sections,  U.S.  Environmental  Protection  Agency,  Research
     Triangle Park,  North Carolina, April 1980.

 8.  T. A.  Cuscino,  Jr.,  et al. , Taconite Mining Fugitive Emission Study,
     Minnesota Pollution Control Agency,  Roseville,  Minnesota,  June  1979.

 9.  C. Cowherd,  Jr., et al., Development of Emission Factors for  Fugitive
     Dust Sources,  EPA-450/3-74-037,  U.S.  Environmental  Protection Agency,
     Research Triangle Park, North Carolina, June 1974.

10.  R. Bohn,  Evaluation of  Open Dust Sources  in the  Vicinity of Buffalo,
     New York, U.S.  Environmental  Protection Agency,  New York, New York,
     March 1979.

11.  K. Axetell,  Jr., and C. Cowherd, Jr., Improved Emission Factors  for Fugi-
     tive Dust From Western Surface Coal  Mining Sources,  Volumes 1 and 2,
     EPA Contract  No. 68-03-2924,  U.S.  Environmental  Protection  Agency,
     Cincinnati,  Ohio, July 1981.

12.  C. Cowherd,  Jr., and  T. Cuscino, Jr., Fugitive  Emissions Evaluation,
     Equitable Environmental  Health,  Inc.,  Elmhurst,  Illinois, February
     1977.
                                     35

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