NATIONAL STATISTICAL ASSESSMENT




   OF RURAL WATER CONDITIONS
        Executive Summary

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                                           570984003
Executive Summary



NATIONAL STATISTICAL ASSESSMENT

OF RURAL WATER CONDITIONS
Report prepared for

The Office of Drinking Water
US Environmental Protection Agency

by
JOE D. FRANCIS, Principal Investigator
BRUCE L. BROWER
WENDY F. GRAHAM

OSCAR W. LARSON III
JULIAN L. McCAULL
HELENE MORAN VIGORITA

Department of Rural Sociology
Cornell University
Illustrations and Graphics by:

Susan B. Lent


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       EXECUTIVE SUMMARY
       Information about rural water conditions  has  long been  fragmentary and
incomplete. The information that existed generally has been limited to the results
of unsystematic, localized surveys concentrated narrowly on a few prominent local
water quality  problems.  These surveys  have not  generally employed compatible
sample designs or methodologies.  As a result, it has been difficult to formulate a
unified understanding of  rural water conditions, and difficult  to  devise informed,
comprehensive policies and programs for rural water supplies.

       To some extent,  the absence of wide-ranging and detailed knowledge of
rural water conditions is  related to the nature of rural water supplies. Rural water
systems are frequently individual and small multiple-connection systems, which fall
outside  the regulatory and  funding  programs of  the  major  "water agencies" of
government.  With enactment of the Safe Drinking Water Act of 1974, Congress set
in motion  two major efforts to develop systematic,  current  data  on rural water
supplies across the nation.  First, in  response to growing concern with the quality
of drinking water eind its effects on human  health, the Safe  Drinking Water Act
provided for a uniform, national set  of water quality standards and extended the
monitoring and regulatory responsibility of the US government over smaller water
supplies.  Second, the Act mandated a one-time national statistical assessment of
the current status of rural domestic water characteristics.

       The one-time study was to be an intensive  examination of a wide range of
factors, but for only a sample of households and systems.  The institutionalized
national  monitoring  program  was  to extensively cover  a   few  factors on  all
community systems.   This document  is concerned with  the  intensive,  one-time
national statistical assessment of rural water  conditions.

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                            Executive Summary - 2
THE CALL FOR ASSESSMENT AND RESPONSE

        The enabling legislation  mandating  the  one-time assessment  study was
contained in Section 3(a) of the Act.  It reads:

        Sec.  3(a).    The Administrator  of the Environmental Protection
        Agency shall (after consultation with the Secretary of Agriculture
        and the several States) enter into arrangements with public  or
        private entities as may be appropriate to conduct a  survey of the
        quantity, quality and availability of rural drinking water supplies.
        Such survey shall  include, but not be limited to, the  consideration
        of the number of residents in each rural area . . .
        (1)   presently  being inadequately served  by a  public or private
             drinking  water supply  system; or  by an  individual  home
             drinking water supply system;
        (2)   presently  having  limited or otherwise inadequate access to
             drinking water;
        (3)   who, due  to the  absence or inadequacy of  a drinking  water
             supply system, are exposed to an increased health hazard; and
        CO   who have experienced  incidents of chronic or  acute illness,
             which  may be attributed to the absence or inadequacy of a
             drinking water supply system.


        The study called for in this provision of the Act has been completed and
what follows is  a summary  of  the five-volume, approximately 1,900 page report,
submitted to Congress in conformance with the stipulations of the Act. The study
and report, labelled  the National Statistical Assessment of Rural Water Conditions
(NSA), focused primarily  on the  quality, quantity, availability, cost, and afford-
ability of domestic  water in rural households  throughout the continental United
States.  Additionally, some corollary information was presented on water systems
serving  these households.
RESPONSIBILITY FOR THE STUDY

        Primary responsibility  for oversight of the contents and conduct  of  the
study was allocated to the US Environmental Protection Agency. Within EPA,  the
national assessment study was placed under the aegis of the Office of Drinking
Water.   The planning  of the  content,  scope,  and  execution of  appropriate
procedures for conducting the study involved the Office of Drinking Water, various
private  consulting  firms, university researchers,  and professional organizations.
Subsequently, proposals were solicited and a group of rural sociologists from  the
Department  of  Rural Sociology  at  Cornell University  was  selected  to  further
conceptualize the study, oversee the sampling and  data collection, analyze  the
results, and write the report summarized herein.

        In  Section  3(a) of  the Act,  the Administrator  of EPA was directed  to
consult  with  the Secretary of Agriculture in the formulation and overview  of  the
study.  During the  formulation  stage of study, two meetings were held  with a
specially formed study group composed of  representatives from Farmers' Home

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                            Executive Summary - 3
Administration,  Economic  Research  Service  of  the  Economic  Development
Division, and the Statistical Research Service of the Statistical Division of US DA.
The meetings were primarily devoted to discussions of (1) the general scope of the
study effort, (2)  the  types of data to be collected, (3)  the manner in which this
study effort would  complement and inform  USDA programs  and research,  (
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                            Executive Summary - 4
        Data collection involved, at each selected household, personal interviews
with occupants, physical inspection of on-premises water supplies, drawing samples
of the major household water supply, various observations on sources of  potential
contamination; and, where appropriate,  separate  interviews with managers  and
operators of off-premises water supply systems which provided water to these rural
households.

        TransCentury Corporation was selected by the EPA, after competitive bid,
to administer the data collection activities.  Oversight and general coordination of
these  activities  was accomplished in  coordination  with the Cornell University
research group.

        Interviewers underwent a two-week intensive training course on all aspects
of the  data  collection  effort,  including the  drawing,  packaging, labelling,  and
transportation of specimens of "tap" water.  Quality control of the field work
included constant and comprehensive  monitoring.   Data coders were also  inten-
sively trained and monitored.

        Water samples collected  at each household participating in the study were
shipped to central laboratories for  analysis of as many as 40 separate biological,
physical, chemical, or radiological properties.   Responsibility for these  analyses
was shared by several organizations including the  Energy Resources  Corporation,
the Medical  School of  the  University of  South Carolina,  the Mississippi State
Chemical Laboratory,  the  EPA-MERL  Laboratory  (Municipal Environmental
Research Laboratory) in Cincinnati, and the EPA-EMSL Laboratory (Environmental
Monitoring Systems Laboratory) in Las Vegas.

        The sampling plan  for the study defined  the target population to conform
to the  US  Bureau of  the  Census'  definition of  rural population  and households:
civilian, noninstitutionalized  persons  located in unincorporated  or  incorporated
places of less than 2,500 population, or located in  rural areas not designated as a
place.  The sample was proportional to rural population (and households) in: (1) the
four broad census regions—Northeast, North Central, South, and West; (2) located
in areas  designated  as  Standard Metropolitan  Statistical  Areas;  (3)   in rural
communities of 2,499 to 1,000 population, under 1,000 population, or open country.
The county was designated as the primary sampling unit. From the approximately
3,000 counties in the continental US,  400 were selected.  Within those counties, a
total  of 2,654  households  and  their associated water supply  systems were  evalu-
ated.  They represented an estimated  21,974,000 occupied rural  households.   Of
these, an estimated 8,765,000 households were served by individual, single connec-
tion  systems;  2,228,000  households were  served  by 845,000  intermediate systems
(two  through  fourteen connections); and 10,981,000 households  were served by
34,000  community systems  (fifteen  or more  connections).   Total counts of
households and  systems were  derived using standard statistical weighting pro-
cedures.  Each unit's weight, in  broad  terms, was the inverted  sampling fraction
adjusted for nonresponse.

        Collected data were compiled by the Cornell research group for statistical
analysis and  report production.  All aspects  of the report  underwent extensive
scrutiny by various review  mechanisms.

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                            Executive Summary - 5
MAJOR FINDINGS

        This study considered five dominant dimensions of the status of domestic
water: quality, quantity, availability, cost, and affordability.  Rural residents were
asked about health effects but the results were modest in that very few rural
residents reported adverse health conditions which they associated with the water
supply.  Attempts to secure detailed information about the  health effects of  the
water being consumed would have required a large-scale epidemiological investiga-
tion, which was not possible within the scope of this study.

        Information  was secured  from  both the  households  and  water  supply
systems.   The major  findings and conclusions  will be presented first  from  the
household perspective, then from information collected at  the systems.
WATER QUALITY

        Water quality was assessed using as many as 40 indicators, including all of
the contaminants given primary and many given secondary maximum contaminant
levels (MCLs) by the EPA (see Table 1). The study used the MCL levels to establish
benchmarks  for comparing various segments of  the rural  population.    These
benchmarks,  or reference values as  they were called,  were not totally isomorphic
to the  MCLs.  The MCLs  included components  which  could not be  reasonably
accommodated in the study such as: (1) retesting  provisions; or, (2) in the case of
fluoride, a range of MCL values.  However, reference values were  chosen to match
the  MCL specified level,  whenever  possible,  to provide  perspective on  inter-
pretation.

        A quality  assurance program  was in effect in each  of  the  participating
laboratories.   A follow-up attempt to  secure  results on the quality assurance was
not entirely  successful.  Some records had been discarded, others were not in an
easily usable format, and some were  inaccessible.  Quantification of the quality
assurance results for the purposes of this report was not complete.  However, there
was  no  indication that quality assurance  programs at the laboratories deviated
from quality  assurance procedures that were EPA-approved at the time of the NSA
study.

        The NSA investigation of rural water quality suggested problems of greater
magnitude and prevalence (especially regarding  mercury, lead,  cadmium, silver,
and  selenium) than had  been generally expected, based on data  from  monitoring
community water systems and  from other  studies. Since it is the first nationally
systematic consideration of  rural  domestic water  quality,  there  is  no direct
verification of its  findings  in  previous work. There  is also no  way,  within  the
confines of the study, to absolutely ensure that the reported levels of metals (or
the levels of  any of the other constituents) were valid indications of  water supply
contamination, nor to prove they were artifacts induced in some way by the study
itself.   On the other hand,  since no previous study has looked as extensively at
individual home supplies, intermediate systems, and small community systems, this
study may have been  the first opportunity to view the  extent  of water quality
problems.  But, rather than conclusively proving the status of rural water  quality,
the study strongly suggests important avenues  for concern, and stands  as a guide to
further  work.

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                            Executive Summary - 6
                                     Table 1
                       Constituents Measured In NSA Survey
Catccorv
Miccobial





Physical
and
Chemical







Inorganic















Organic





Radioactive









Has Primary (P),
Secondary (S),
or
Constituent No (N) MCL
Total co' li form
Fecal coliform
Fecal streptococcus
Standard plate count
Fecal coliform/fecal
streptococcus ratio
Turbidity
Color
Temperature
Specific conductance
Total dissolved solids
(as determined from
conductance)
Hardness
(as determined from
calcium and magnesium)
Calcium
Magnesium
Nitrate-N
Sulfates
Iron
Manganese
Sodium
Lead
Arsenic
Selenium
Fluoride
Cadmium
Mercury
Chromium
Barium
Silver
Endrin
Lindane
Methoxychlor
Toxaphene
2,
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                            Executive Summary - 7
       Among those contaminants which are covered by primary MCLs (because
they are potential health hazards), total coliform emerged as the most prevalent
problem, exceeding the reference value in 28.9 percent of all rural households.
Among  constituents  which  tend  to  be  aesthetically  objectionable  or  impose
economic costs (e.g., degrading to  plumbing,  laundry, etc.), iron was the  most
common.

       The presence of total coliform  organisms was  the most common single
problem and received the greatest attention in the analysis.  Coliform organisms
represent a problem in that they are used as indicators of the possible presence of
pathogenic bacteria. The rate of total coliform presence in excess of one coliform
per 100  milliliters  of  water  (28.9 percent nationwide)  was 15.5 percent among
households served by community systems, and over 40 percent among those served
by  intermediate and individual systems  (43.3 and  42.1  percent,  respectively).
Households served by systems with fewer  than fifteen connections that were not
wells  (i.e., cisterns, springs, surface water, hauled, purchased bottled) had  more
than one coliform per 100 milliliters of water in 77.7 percent of cases.  In general,
households with low  income  (under  $10,000) and  low education (less than high
school) were  more commonly found  to have coliform problems than other house-
holds.   Poorly accessible and privately owned supplies tended to have coliform
problems  more often than other supplies.  Households served by dug and bored
wells, wells in which the water leaves the casing above ground  level, wells with
inadequate covers, inadequately maintained wells, and shallow wells all tended to
have high coliform levels more commonly than  those served by wells without  those
characteristics. Small systems, with few  connections, repeatedly exceeded  coli-
form levels more frequently than most large community systems.

       Fecal coliforms were found among  12.2 percent of all rural households, but
among only 4.5 percent of households  using community water  systems.  Fecal
coliform counts were above 200 organisms per 100 milliliters of water (a suggested
upper limit in water used for swimming) for 1.6 percent of rural households.

       Standard plate counts of more than 500 organisms per milliliter of water
were encountered at  19.3 percent of households.  In this case, the  percentage of
households with the  problem, which  used community  water systems, was not
dramatically lower than for those using intermediate and individual systems.

       Turbidity was  measured  above  one NTU  among 16.5  percent of  rural
households. That rate varied from 23.8 percent in the North Central  to 8.5 percent
in the West.  Households using community  systems were least likely to have  more
than one  NTU readings, 8.9 percent,  compared to 24.0 percent  for intermediate
systems, and 24.7 percent for individual systems.

       Color  was measured above  fifteen standard color units  among only 2.3
percent of all rural households.

       Total dissolved solids, estimated from specific conductance readings,  was
found above 500 milligrams per liter among 14.7 percent of all  rural households.
Households in  the North Central  and West were  over  that level  23.9 and 22.2
percent,  respectively.  The  Northeast, on the other hand, had only 5.0  percent of
households with levels above 500 milligrams per liter.

       Magnesium was found above 125.0  milligrams per liter in only 0.1 percent
of rural households.

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                            Executive Summary - 8
        Nitrate-N concentrations above 10.0 milligrams per liter occurred among
2.7 percent of households.  Regionally,  the  proportion over  that  level  was 0.3
percent in the Northeast, compared to 5.8 percent in the North Central.

        Sulfates exceeded 250 milligrams per liter among only 4.0 percent of rural
households, but households in the West and the North Central were over at rates of
11.7 percent and  7A percent, respectively.  The Northeast and South had household
supplies at that level in less than 1 percent of the cases.

        Iron concentrations over 0.3 milligrams per liter were found in  18.7 percent
of all rural households.  North Central households exceeded that level among 28.2
percent of households, compared to 7.0 percent in the West. Households served by
community water systems were over at the rate of  7.7 percent across the nation.
By contrast, the percent of households with  iron concentrations over 0.3 milligrams
among intermediate and individual systems was 28.7  percent  and 29.9 percent,
respectively.

        The pattern of manganese occurrence was very similar to iron.  Households
with more than 0.05 milligrams per liter occurred among 14.2 percent of the cases.
The  rate in the North Central was highest (19.9 percent); and lowest (4.7 percent)
in the West.   Households served by community systems were over that  level at a
rate of 7.2 percent, compared to 23.3  percent and 20.7 percent, respectively,
among households served by intermediate and individual systems.

        Sodium levels higher than  100 milligrams per liter appeared in  14.2 percent
of rural households nationwide.   That  rate was  as low  as 6.0  percent in  the
Northeast, and as high as 19.2 percent in the North Central.

        Lead was above 0.05 milligrams per  liter at  16.6 percent of the households.
The  percent of households  exceeding that level was lowest in the  Northeast  (9.6
percent) and  highest in the South  (23.1 percent). It was discovered subsequent to
the data collection that a thin line of blue paint which marked the breakpoint on
the glass  ampules of nitric acid  preservative contained cadmium and lead.  It is
likely that the average lead contamination due to the paint  was 36 parts per billion
(0.036 milligrams per liter). Assuming relatively constant contamination from the
paint  at  that level,  the  estimated  proportion of rural  households  over  0.05
milligrams dropped to 9.2 percent nationwide.

        Arsenic  levels  in  rural  household  water  were encountered above  0.05
milligrams per liter in only 0.8 percent of all rural households.  The preponderance
of those households were  found  in small rural  communities (population less than
1,000).  Households in those communities were found with  the high arsenic levels
among 6.6 percent of the cases.

        Selenium, nationwide, was found above 0.01 milligrams per  liter among
13.7 percent of households. Most  of that occurred in the North Central and West.
Households in the Northeast and South had high  rates in roughly 2 percent or fewer
of the cases.   In the North Central, that rate was much greater at 25.7  percent, but
in the West a remarkable 41.3 percent of all rural households had more  than 0.01
milligrams per liter of selenium.

        Fluoride  concentrations  exceeded  1.4  milligrams  per liter  in only 2.5
percent of all rural households.   The rate in  the West, at  6.2 percent, was more
than double the rate found  in any of the other regions.

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                             Executive Summary - 9
        Cadmium was measured above 0.01 milligrams per liter among 16.8 percent
 of all rural households.  Only 1.6 percent of  rural households in the Northeast were
 over that  level while 27.1  percent  of those in the West  were high.  Households
 served by  both community and intermediate  systems had the high cadmium rates in
 more  than 20 percent of the cases (21.2 percent and 26.9  percent, respectively)
 while 7.9 percent of the households with individual systems registered high.  Here
 again, however,  the  paint on the acid preservative ampules apparently imparted
 some  cadmium  background to the  readings.   The  average contamination  was
 probably in the neighborhood of .92  parts per billion (0.00092 milligrams per liter).
 With that assumption, the  national rate of  high cadmium  values dropped to  15.9
 percent.

        Mercury was found among  24.1 percent  of all rural households to be  in
 concentrations exceeding 0.002 milligrams per liter.   That proportion climbed  as
 high as 31.8 percent: in the North Central, and dropped as low as 10.4 percent in the
 West.

        Chromium was  virtually  nonexistent above concentrations of 0.05 milli-
 grams per liter throughout the US.

        Barium  concentrations over 1.0 milligram per liter were rarely found (0.3
 percent of all rural households).

        Silver exceeded 0.05 milligrams per liter among  4.7 percent of all rural
 households.   Among  the  types  of systems serving  rural America,  community
 systems had the lowest  rates (2.1 percent),  and individual systems had the highest
 rates (7.1  percent).

        Endrin,  lindane, methoxychlor, toxaphene, 2,4-D, and 2,4,5-TP were vir-
 tually never detected among rural household  water supplies.

        Gross alpha radiation in excess of acceptable exposure occurred among 0.5
 percent of rural  households—predominantly  in the South. Unacceptable gross  beta
 radiation was never encountered in the survey.

        While these findings are startling, they must  be kept in perspective.  The
 large percentages of rural households with high contamination levels was a function
 of  the level chosen to represent  "high"—in this case, the  primary MCLs.  Again,
 these levels  should  not be  interpreted  as the proportion  of  households  with
 domestic water exceeding an MCL since no resampling for verification, as required
 for  MCLs, was performed.   The levels established as MCLs  generally incorporate
 substantial safety margins.  So, even though these levels were identified as "high,"
 and they  were  higher  than  was generally  expected, they  should  be evaluated
 concurrent with  the  fact that widespread water-related health problems were not
 apparent throughout the rural US.*
*The  Environmental Protection Agency has  participated with other agencies on
 another national research effort on  drinking water quality.  The  national Health
 and Nutrition Examination Survey (HANES I) has an augmentation  survey of adults
 aged 25 to 74 years in the United States in 1974-1975.  The HANES I study differed
 from the rural  water  survey in its purpose, in its statistical sampling plan, in the

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                            Executive Summary - 10
        Of course, the long term effects of waterborne contamination at currently
encountered  levels is  not  known.   Even the relatively short-run impairment  of
health from what it would be without the ingestion of  these substances is unclear.
Rather  than  being clear indicators of possible health  effects, these high percent-
ages  of  households  with water quality  problems,  especially  coliform bacteria,
reflected the marginality of rural water supplies against  the backdrop  of the
primary MCLs mandated for community water systems.

        In terms of general water quality, considering all constituents, households
in the North Central had the poorest quality water followed by households in the
West.  Households in the Northeast tended to have the best water quality.

        Households served by community systems tended to have  the best overall
water quality, followed closely by individual systems (usually wells), with those  on
intermediate systems generally having the poorest  quality.  Households  in SMSA
areas and those in large communities  tended to have better quality water because
they had higher proportions of households on community water systems.
WATER QUANTITY

       Relatively  few rural households across the US reported a  shortage  of
domestic  water.   Perhaps because of the essential nature of  water,  most rural
households have made arrangements  for adequate quantity, on  a regular basis, to
satisfy most or all their needs.  Moreover, the perception of occupants at most
rural households  was that their  water supplies  were  ample:  about  80  percent
reported that the major household supply completely satisfied their water require-
ments, and another approximately 16 percent reported that it usually or  almost
always provided sufficient water.

       Though most households had adequate  quantities of  water, a significant
number did  not.    An estimated  700,000  households reported  that their supply
usually or always  provided an insufficient quantity.  Most often the insufficiency
was attributable  to deterioration  or  inadequate construction  of  the physical
facilities.  However, at the extreme,  roughly 370,000 rural households hauled water
from an off-premises supply,  on a regular basis.
water  collection, in the  water preservation,  and in the  laboratory  analytical
techniques.  But some of the contaminants examined were the same.  In general,
the HANES I Augmentation  Study results for metals showed lower concentrations
than the rural water survey.  Various inquiries into the differences have provided
no satisfactory resolution.

  The  Augmentation Study  Survey of  adults aged 25  to 74 years in  the  United
States of the national  Health and Nutrition Examination Survey  I (HANES I) is
currently in  preparation and will be published jointly by the National  Center for
Health Statistics and the National Heart, Lung, and Blood  Institute.

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                           Executive Summary - 11
       Among households not connected to  community systems, problems of
insufficient quantity were more commonly experienced by those supplied by small
systems (two through fourteen connections) than by those with their own individual
system.   Among households with their own  supply, those with dug  wells more
frequently experienced insufficient quantity.

       Among rural  households  connected to  a community water  system,  the
median daily household consumption was 664 liters (175 gallons).  The median daily
per capita consumption was 227 liters (60 gallons).

       Consumption of domestic water was not uniform across  the US.  Western
households had a consistently higher consumption pattern than rural households in
other regions.  No table differences occurred between households located inside
and outside SMSAs, or among places of different size.

       Among households connected to  community systems, locational  factors
were less important in accounting for variability of consumption than: (1) unit  cost
(cost per  1,000 gallons); (2) number of people  in the household; and (3) number of
water-using  devices  in the household.  Although of less importance,  the  afford-
ability of water and type of ownership of the system were systematically related to
variation  in  consumption.   In general,  the  higher  the unit cost, other  things
constant, the  lower the consumption.   As would be  expected, the greater  the
number of occupants and the greater the number and usage of water-using devices
(dishwashers,  washing  machines,  swamp coolers,  as well  as  toilets  and bathing
facilities), the greater the consumption.  Likewise, the lower the  ratio of  cost of
water  to  the  household's  total income, the  larger the  consumption.   Somewhat
unexpectedly,  households connected to privately owned systems tended to consume
approximately  50 percent more  water  than  those connected to  publicly owned
systems, even  after controlling  for a  number of other, potentially confounding
factors.
AVAILABILITY

        Most  rural households had  a readily available  domestic water  supply.
Quantity referred to the usual amount of water.  Availability, on the  other hand,
was defined, for purposes of this study, in terms of two components: (1) the supply's
reliability, or  uninterrupted service, and (2)  the supply's accessibility—one which
provided water, under sufficient  pressure, when needed and for  which the source
was  not at an inconvenient distance  relative to the  point-of-use by household
occupants.

        A total  of 5.6 million rural households (roughly  26 percent) experienced
water supply breakdowns during the year preceding the interview.  Among those
households, the majority experienced only one or  two interruptions  of service.
About 15 percent of these households (3.2 million)  indicated the breakdowns lasted
more than six hours.

        In terms of regional differences,  household supplies in the South seemed to
be somewhat less reliable  than in the other regions.  Although the reliability of
SMSA and  nonSMSA supplies was similar, there were differences according to the
size  of  place  classification.   Generally, households in small rural communities

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                           Executive Summary - 12
reported supply breakdowns more frequently than households in large rural com-
munities or other rural  areas.  Similarly,  water supply  breakdowns which were
considered severe—lasting  more than six  hours—occurred more  often  among
households situated in small rural communities.

        Compared with households using individual or community systems, a larger
proportion of  households  served by intermediate systems reported one or more
supply breakdowns. In addition, a greater proportion of households served by inter-
mediate systems reported breakdowns that were severe.

        Regarding accessibility, sources  were  generally  located  at convenient
distances  from the household.  Among rural households connected to community
systems, connections  involved only  piping from the edge of the property to the
house, generally a modest distance.  Moreover,  among households with their  own,
on-premises supply, over half were located within 10 meters (33 feet) of the house.
However,  comparatively greater distances were recorded at approximately 15
percent of the households—implying the need for more extensive piping or other
mode of conveyance.  For the  approximately 370,000 households that had  to haul
water, accessibility imposed a far greater relative hardship.

        Supplies were less accessible  in the  South and  West than  in the Northeast
and  North Central.   Though accessibility  of  SMSA and  nonSMSA supplies  was
similar, households located in  open country were relatively less accessible  than
those located in villages.
COST AND AFFORDABBLITY

        The  cost of water was not estimated for rural households using their own
supply or for those connected to a system that didn't explicitly charge for water on
a regular basis.  Assessment of the cost of water was restricted to rural households
served by community systems  which had a billing system.  Perceptions  of cost,
however, were assessed for all rural households.

        Compared to  many other consumable items in the US economy, water  is
inexpensive.  The median household  monthly cost per thousand gallons was $1.35
nationally.  The median total monthly bill for water was $7.00.  A ratio of billed
cost to  total household income  (times 100), as a measure of affordability, indicated
that three-quarters of all rural households were paying less than 1 percent of their
income  for water.  Across the  nation, water was found, at the extremes,  to be as
inexpensive  as $.08 and as expensive  as $23.41 per thousand gallons.  Occupants in
the majority of  rural  households (79  percent) felt the water was reasonably priced
or inexpensive.  Domestic water was perceived as expensive or very expensive at
about 14 percent of households.

        Costs of domestic water were not uniform across the US.  Regionally the
median  cost per thousand gallons ranged from a high $2.00 in the West to  $1.33 in
the South.  Households within SMSAs had lower water costs  than those  located
outside  SMSAs.  The respective medians were $1.08 and $1.62.  Median  water costs
varied only slightly according to the  size of community in which the household was
located.

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                           Executive Summary - 13
       Despite these findings, a greater proportion of rural households in both the
South and  West  felt  the  water was expensive or very  expensive.   A greater
proportion of residents living within SMSAs reported their water costs were high
than was reported by those living outside SMSAs. Likewise, perceived costs tended
to rise the larger  the size of place.

       In addition to locational differences, several other factors were found to be
systematically related to household water  costs.   Regarding  the  amount  billed
monthly, the single most important factor was,  as expected, the amount of water
consumed.   After adjusting for this  factor, it was still discovered  that total
monthly costs increased with the number of household occupants, and the education
level of the  head  of  the house.   Households  connected to privately owned systems
paid more than those connected to publicly owned systems. On the other hand, the
longer the household had  been connected  to the  system,  the lower the total
monthly cost.

       It was  found  that  lower unit costs (price per thousand  gallons) were
associated with  (1)  the size of the water system  providing the water, (2)  the
system's  source water, and (3) the amount of water consumed at  the household.
Generally, the larger the system, the  lower  the unit cost.  Systems using ground
water usually had lower unit costs, probably due  to the  lowered  treatment  and
storage  costs.   Some price break resulted for households with  large  monthly
consumption.
WATER SYSTEMS

        In this  study, water systems were examined in order to specify technical,
economic, and  organizational features  associated with delivering water  to  rural
households.  Rural water systems were classified according to three major system-
size categories: individual systems (single connection), intermediate systems (two
through fourteen connections), and community systems  (fifteen or more connec-
tions).  The  community systems were further classified as independent (with self
sufficient features) versus consolidated systems (with operating or organizational
features integrated with other systems or administrative bodies).

        Overall, individual systems were by far  the  most prevalent,  numbering
8,765,000.  In contrast, there were 845,000  intermediate systems and only 34,000
community  systems.   Because  of this  multiple-connection feature,  however,
intermediate systems and especially community systems were far more important
in rural water  delivery than  implied by their numbers.  When taking into account
the number of rural households served by each type of system, community systems
were  most  prominent  (serving  10,981,000 households), followed by  individual
systems  (serving   8,765,000  households),   and  intermediate  systems  (serving
2,228,000 households).  See Figure 1.

        Community water systems were defined for purposes of the study as those
having fifteen or more connections. The standard EPA definition of public water
systems is somewhat different.  It refers to fifteen or  more connection systems
used by year-round residents or to systems which regularly provide service to 25 or
more  year-round residents.   The NSA study's definition yielded a count of 34,000
community water systems. Had the study's definition been altered to ten or  more

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            Executive Summary -
                 Figure 1

    Comparison of Number of Systems and

Number of Households Served in Rural America
            ^M^*
             1 *I*X".,O" * x v ' x * A •< >
             mmmm
                           E
                                               .22




                                               20
                                              _ I 8
                                              _ I  6
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                            ! I'l'j i ! i I I ! I • t I il I ! i I ' : i • !
                           t't i r! n i'.' • <. 111 > • i n > • • •!!
                           fit«) M I • • ! 'Ml ' i 5 « i• I i I Ii
                            ! ! I > t I f•t•!•IMIf)t iIf!Ii
                            " n < I f 11 111 > i I' i • <«• i'' :;
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                                             _ 12
                              - 10
                                             r-  8
                           'jffitivyti
                           $$$$&$

                                            l_  4
                                            i-  2
SYSTEMS

(in miiiicr.s)
SERVING
HOUSEHOLDS

  (in millions)

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                            Executive Summary - 15
connections, the count of community water  systems serving rural America would
have been about 47,200.  The latter count is probably much closer to the standard
EPA definition.
Individual Systems

        Of the 8.8 million individual systems in rural America, 90 percent relied on
wells.   Other types  of  supply—surface  water,  springs,  cisterns, hauled  and
purchased supplies—comprised the balance of individual systems across the coun-
try.  These supplies were more often associated with poor quality water.

        Nearly six of every ten individual wells were installed by drilling,  which is
one of the more highly recommended methods of installation because of the usually
good contamination protection  it offers.   Dug or bored wells, which were often
linked  with bacterial contamination, represented nearly 18 percent of all individual
wells.  Individual wells were generally located 50 feet or more from most potential
contamination sources, with the exception of sewage disposal systems.  About one-
fifth of all wells were within 50 feet of sewage disposal. Field inspection classified
62 percent of rural wells as appearing to have wellheads which were adequately
sealed from solid or liquid pollutants.

        Bacteriological tests  and  chemical  (or  physical)  water  tests  by  rural
residents were not  common. Slightly more than one-third of all rural households
with individual systems had tested the water at least once,  with bacteriological
tests being more frequent than  chemical tests.   Test  results,  when they could be
recalled, were generally classified broadly as "acceptable."  But, nearly 45 percent
of the bacteriological test  results  and nearly two-thirds of  the chemical results
were not  known.  This lack of knowledge may be attributable to the respondent's
lapse of memory,  poor filing  practices, the length of time since  the test  was
completed, or may have  implied incomplete or uninterpretable reporting of  test
results.

        Treatment  practices can in many situations alter the quality of the source
water  provided to rural households.  Among individual systems, the most common
treatment device was a water  softener  (used in 18 percent  of systems).  Other
water  treating devices were rarely found.
Intermediate Systems

        Intermediate systems were similar to individual systems.  Over 90 percent
had only two or three connections and less than 2 percent were metered.  About 88
percent  relied on wells,  the majority of which  were installed by  percussion or
rotary drilling (65  percent).  Dug and bored  wells  comprised 17 percent  of all
intermediate systems wells.

        Intermediate system wells were generally not located close to  potential
sources of contamination, except for roughly 16 percent which were within 50  feet
of a sewage disposal system.  Field inspection classified 67 percent of intermediate
system wells as acceptably sealed against pollutants.

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                           Executive Summary - 16
       Water quality tests  were performed  less frequently among intermediate
systems than individual systems.  Bacteriological testing had been done at least
once during the lifetime of the system  at 22 percent of systems.  Testing for
chemical properties of  the  water had been  done at 10 percent of systems.  In
contrast  to individual systems, among those  intermediate systems which tested,
owners could usually provide information about the testing history as well as the
test  results.  Of the bacteriological tests  performed, over  91  percent showed
acceptable counts of bacteriological content.  As to  treatment practices,  among
intermediate systems, softening—the most common  treatment process—occurred
in only 6 percent of the systems.

       Information on  average daily  use and  maximum daily (design) capacity
collected  at water systems provided some  indication of the  quantity of water
provided to rural households  connected  to  those systems.   About one-third of
intermediate systems had information on production and design capacity.  Among
those with readings, the  median for average daily use was 758 liters, or about 200
gallons. The median design capacity was 44,000 liters (11,600 gallons). The median
of the maximum daily design  capacity was nearly 60 times the median "average
daily  usage" level among intermediate systems serving rural households.   This
difference  suggests that some intermediate systems, similar to larger community
systems, overbuild to a  certain degree, allowing for expansion, fire protection, or
increased consumption.

       Availability indicators included the number and severity of system break-
downs, and the ease or difficulty in acquiring water from the source. About one-
quarter of  intermediate systems reported breakdowns of any kind, and few reported
any difficulty obtaining water from ground or  surface sources.  The majority which
did report breakdowns  had  experienced  only one or two  during  an entire year.
Despite these favorable  findings, a very high proportion of households connected to
intermediate systems reported reliability problems  in  the sense  that  nearly all
breakdowns resulted in a loss of service to water users.

        Most  intermediate  systems did   not  report  revenues or  any monetary
charging structure for the water service  they provided.  This  fact suggested that
water  was  very  cheap  for  intermediate system customers,  but  may  have also
indicated that  system owners  bear  the entire  cost of installation, operation  and
maintenance.
Independent Community Systems

        Independent  community  systems  were  self-contained   systems  which
secured water  from their own sources,  treated  the  water,  distributed it,  and
managed their own organizational and  financial affairs.  They comprised about 88
percent of the 34,000 community systems in rural America.

        Although independent  community systems  had  more extensive extraction,
treatment, and  conveyance arrangements than  intermediate  systems, they still
were very small in comparison to the larger, more complex systems such as those
based in large cities. The median number of connections was 59 and  the median
length of  distribution lines was 1.5 miles.  About half of these systems metered
their connections. Similar to smaller  systems, the predominant  source  of  water

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                           Executive Summary - 17
was ground water (90 percent).  The labor-time demands involved in operation and
maintenance of the system were  modest, with many requiring two or fewer man-
days of labor per month.

       Water  testing and treatment  were much more frequent and extensive  at
independent community systems than  at systems with fewer than fifteen connec-
tions.  Fully 91 percent had conducted bacteriological tests and about 54 percent
had done chemical testing.   Treatment equipment was  installed at  nearly two-
thirds of all independent systems.  Most independent systems relied  on facilities
outside their own organizations for performing water quality tests.  For the most
part,  bacteriological tests conducted during  the  year prior to the study (1977)
reportedly  met the levels prescribed by  regulations affecting the systems.   In
general, there were too few  chemical and physical tests performed to  suggest
meaningful patterns.

       About  63  percent of  independent  community systems provided average
daily usage and design capacity figures.  Among those which reported, the median
for average daily  usage  was 136,000 liters (36,000  gallons).  The median design
capacity was 546,000 liters (144,000 gallons). Maximum daily production capacities
among independent systems  were  four times larger, on  the  average, than the
estimated average daily use.   Though this ratio was less than for  intermediate
systems, it was large enough to accommodate  fire  protection, increased usage, and
increasing the number of connections because of the  larger volume being produced
daily.

       Independent  community  systems  were  less reliable  than  intermediate
systems. A larger proportion of independent systems (55 percent, compared to  26
percent) had breakdowns, although fewer resulted  in an interruption of service  to
customers. As was true for intermediate systems,  few had difficulties in obtaining
water from any source.
Consolidated Community Systems

        The consolidated community systems relied on interdependent links with
other organizations.  One type of consolidated system had a number  of separate,
individual facilities of which each served one community, but which  were jointly
owned and administered by a central company. Another type consisted of a facility
which  purchased water  from  another  organization—a situation  which was the
distinguishing feature at nearly 90 percent of the consolidated systems.

        The consolidated systems tended to be the largest of the systems serving
rural America.   The median  number of  connections for the  4,000  consolidated
systems was about  153—two and one-half times the  median number  for indepen-
dent community systems. Likewise, consolidated systems employed more system
operators and metered  a larger proportion of all connections.

        Testing for  water quality was more extensive at consolidated community
systems than at  independent community systems. Bacteriological testing was done
at almost all (98 percent) consolidated systems, and chemical testing was per-
formed at about 90 percent of  systems.  Results for bacteriological tests were not
uniformly interpretable.  But, about 96 percent of the systems reporting tests had
acceptable results for either the previous twelve tests or for those tests conducted

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                           Executive Summary - 18
over the last year. The variety of constituents tested, disparities in the age of the
tests, and the lack of information on analytic procedures combined to render the
chemical testing results uninterpretable.

        Similar  to  independent  community  systems,  consolidated  community
systems could produce, on the average, over four times the quantity of water that
was consumed on a daily basis.  The median for average daily use was 162,000 liters
(43,000  gallons) among  the 88 percent  of consolidated  systems which  had the
information.  Design capacity  was  obtained for half of the consolidated  systems.
The median  design capacity was 719,000 liters (190,000 gallons).

        About 50 percent  of consolidated systems had breakdowns during  the year
preceding the study. This proportion was slightly  smaller than for  independent
systems (55  percent), but  still considerably greater than for intermediate systems
(26 percent). This finding  could be interpreted to mean that problems of reliability
were more often associated with larger,  more complex  systems. However, it was
also  the case  that these larger systems  more  frequently had  alternatives in the
event of some malfunctions (such as auxiliary pumps, storage capacity sufficient to
cover demand during a breakdown, and so forth).

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                            Executive Summary - 19
CONCLUSIONS

   1.   Most rural households had a domestic water supply which was acceptable
by most of  the quality  indicators  used,  was  in  sufficient quantity to  meet
consumption demands, was readily available on a continuous basis, had a reasonable
cost, and was affordable.   But, the exceptions were not rare and the difficulties
were not always minor.


   2.   The overwhelming majority of rural households had water judged to  be of
acceptable quality  for  any particular characteristic studied.  But,  almost two-
thirds of all rural households had  water judged unacceptable for at least one of the
constituents which have been given primary MCLs (excluding turbidity).  Bacterial
contamination, in particular, was  the predominant problem encountered.


   3.   The quality  of  the water available in most rural households was due to
numerous factors, but a few can be highlighted.  Most rural households  (on the
order of 90 percent) relied on ground water.  High quality well technology and well
construction  practices were generally evident throughout rural  America.   Their
employment apparently helped minimize alteration of the water from the quality it
had at the source until it was delivered to the tap.


   4.   Larger,  more frequently monitored community water systems generally
delivered  water  of  higher  quality than  smaller  and   less frequently  monitored
systems.
   5.   By  comparison  with  community  systems, individual  and  intermediate
systems  employed  less  complex  technologies  and less frequently  used  water
treatment devices.  Therefore the quality of the water delivered to the household
was mainly a reflection of the quality of the source  water (which was ground water
for 90 percent of these systems). As long as the fundamental quality of the ground
water source remains intact, further  improvements in well technology and con-
struction  practices would  beneficially affect the  quality of delivered water by
ensuring the protection of the quality from source to tap.  A larger benefit would
probably result  from presently  deficient wells being  replaced or brought up to
current standards of  good practice  for  well construction.   Direct regulation of
small (usually individual) water systems would  probably not dramatically alter
water quality because of the common  lack of treatment devices and  the improb-
ability of  their  installation due  to the relatively large  capital costs for the
individuals involved.

        Therefore,  perhaps  the  greatest protection for  the continuing quality of
water from noncommunity  water systems would be the preservation of ground
water quality, particularly the freedom from bacterial  contamination.  Acceptable
well  construction practices  for households using individual and intermediate wells
appeared to reduce  bacterial contamination potential.  Proper siting of wastewater
disposal, or wastewater removal  by public sewer systems were also associated with
lower bacterial contamination for households served by individual systems.  Addi-
tional improvement in water quality among water systems with fewer  than fifteen

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                            Executive Summary - 20
connections might result from  wider availability of water testing  services and
public  education on  their availability, their importance, and on possible response
alternatives to identified problems.
   6.   The more extreme the rural householder's evaluation of the water supply,
whether good or bad,  the  better  was the  correspondence with  the composite
indicators of laboratory-measured quality.   Households which were very positive
about their  supply usually rated well on the laboratory measures.   Households in
which the water supply was given a poor rating also tended to have laboratory-
measured deficiencies.

        Responses to questions regarding the relative cost of the  supply and  the
respondent's  willingness to  pay more for  an improved supply were  both  useful
indicators of the quality  as measured by the laboratories.  In  general, households
reporting low relative  costs or strong willingness  to pay more for  an improved
supply,  tended  to have poor water quality according to composites of laboratory
measures.   Households which reported their  supply was expensive or where  the
respondents lacked a willingness to pay more for an  improved supply tended to have
superior quality water according to the laboratory indicators.


   7.   It was noted that average daily consumption  of  water  was  greatest in  the
West.   This was so even  though the  unit cost of water was highest in the West.
Rural households of the West generally relied upon their major household supply—
usually  a community  water system—for virtually every water need around  the
home, yard, and garden.

        Over the last  fifty  years or so, there has  been a federal subsidization of
Western water  through low  interest construction loans on large scale  reclamation
projects.   Water  cost comparisons  among  large  Northeastern cities and  large
Western cities have frequently resulted in the observation that Western cities often
charged far less for  domestic water than those in the Northeast.  That effect  was
not borne out by  the  NSA for systems serving rural Westerners.  Most of  the
community water systems in the West were relatively small and they were charging
on the average the highest rates among systems serving rural America.  (Possibly,
there is an important economy of scale related to the acquisition and  transport of
the water.  Large systems are more likely to be primary customers,  that is, to have
a direct arrangement in terms of payment and piping with large scale reclamation
projects.   Smaller systems,  on  the  other  hand,  may end  up being secondary
customers which buy from  large systems at some  higher price.  But even when a
small system obtains its water  directly from a large scale reclamation project, or
from a  smaller local project, or from a deep well, the relative  cost per connection
would generally be higher than that experienced by large systems.  Thus, even with
the federal  subsidization of much of the developed  water in the West, the average
unit cost for water among rural Western households  was higher  than for other rural
parts of the country.)
   8.   Intermediate  systems  were found  to provide generally  inferior service
compared to community and individual systems.  It is suspected the reasons for this
lay with the nature of the design.

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                            Executive Summary - 21
        Apparently most of these small systems were not originally designed or
intended  to  be  integrated,  multiple-connection  systems, but  were  originally
installed as individual systems to which additional households were  later connected.
For instance,  a relative,  hired hand, or friend could build a home adjacent to a
house with an existing individual supply.  Because of the cost  of  installing a new
system, occupants of the new household might ask,  or be invited, to hook up to the
existing well rather than install a separate facility.  It appeared that many small
intermediate systems seem to have started as individual  systems and evolved to
become two  and three connection systems without any accompanying redesign.
Many of these extended connections were probably homeowner installed.

        The result of these extensions and modifications to the  original system is a
strain on the capacity of the system. These apparently stressed systems provided,
as a group,  the poorest overall service  of any system configuration studied.   A
higher proportion of households  connected  to  intermediate systems experienced
problems with water quality,  they more frequently had insufficient quantity, and
they tended to report a  greater number of breakdowns.

        The trend in many  parts of the country  toward falling ground water  levels
and increasing well construction costs may increase the likelihood of more  rural
households entering into multiple connection arrangements on individual  systems
not designed for that purpose.
        This executive summary captures in only the  broadest form the detail of
the full, 1,900 page, report.   The five volume  document describes attributes of
rural water users, households, supplies,  and systems as they related to the quality,
quantity, availability, and cost of rural domestic water conditions.  Each topic is
explored for  the nation  as well as for  various subnational categorizations.   The
study  is  a one-time  effort which  strives  to be  comprehensive,  rather  than
exhaustive on any particular topic.  The report is the first systematic, nationally
representative examination of the broad issues related  to rural domestic water.

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